Lifesaving Equipment: Production Testing and Harmonization With International Standards, 53458-53519 [2010-20917]
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Federal Register / Vol. 75, No. 168 / Tuesday, August 31, 2010 / Proposed Rules
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Parts 108, 117, 133, 160, 164,
180, and 199
[USCG–2010–0048]
RIN 1625–AB15
Lifesaving Equipment: Production
Testing and Harmonization With
International Standards
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Coast Guard proposes to
amend its regulations for certain
lifesaving equipment, including
launching appliances (winches and
davits), release mechanisms, survival
craft (lifeboats, inflatable liferafts, and
inflatable buoyant apparatuses), rescue
boats, and automatic disengaging
devices. The proposed rules would
harmonize the Coast Guard’s design,
construction, and performance
standards for this lifesaving equipment
with international standards. In
addition, the proposed rules would
provide for the use of qualified
independent laboratories, instead of
Coast Guard inspectors, during the
approval process and for production
inspections of certain types of lifesaving
equipment.
DATES: Comments and related material
must either be submitted to our online
docket via https://www.regulations.gov
on or before November 29, 2010 or reach
the Docket Management Facility by that
date. Comments sent to the Office of
Management and Budget (OMB) on
collection of information must reach
OMB on or before November 29, 2010.
ADDRESSES: You may submit comments
identified by docket number USCG–
2010–0048 using any one of the
following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: 202–493–2251.
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001.
(4) Hand Delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
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SUMMARY:
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section
below for instructions on submitting
comments.
Collection of Information Comments:
If you have comments on the collection
of information discussed in section VI.C
of this NPRM, you must also send
comments to the Office of Information
and Regulatory Affairs (OIRA), Office of
Management and Budget. To ensure that
your comments to OIRA are received on
time, the preferred methods are by email to oira_submission@omb.eop.gov
(include the docket number and
‘‘Attention: Desk Officer for Coast
Guard, DHS’’ in the subject line of the
e-mail) or fax at 202–395–6566. An
alternate, though slower, method is by
U.S. mail to the Office of Information
and Regulatory Affairs, Office of
Management and Budget, 725 17th
Street NW., Washington, DC 20503,
Attn: Desk Officer, U.S. Coast Guard.
Viewing incorporation by reference
material: You may inspect the material
proposed for incorporation by reference
at U.S. Coast Guard Headquarters, 2100
2ND ST SW., STOP 7126, Washington,
DC 20593–7126 between 9 a.m. and 3
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–372–1385. Copies of the material
are available as indicated in the
‘‘Incorporation by Reference’’ section of
this preamble.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this proposed
rule, call Mr. George Grills, P.E.,
Commercial Regulation and Standards
Directorate, Office of Design and
Engineering Standards, Lifesaving and
Fire Safety Division (CG–5214), Coast
Guard, telephone 202–372–1385, or email address George.G.Grills@uscg.mil.
If you have questions on viewing or
submitting material to the docket, call
Ms. Renee V. Wright, Program Manager,
Docket Operations, telephone 202–493–
0402.
SUPPLEMENTARY INFORMATION:
SUPPLEMENTARY INFORMATION
Table of Contents for Preamble
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
A. International Standards
B. Independent Laboratories
C. Other Revisions
IV. Discussion of Proposed Rule
A. Harmonization with International
Standards
B. Independent Laboratories
C. Affected Subparts: Revised and
Proposed
D. Structure of Part 160 Proposed Subparts
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V. Incorporation by Reference
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. International Trade Impacts
M. Technical Standards
N. Environment
I. Public Participation and Request for
Comments
The Coast Guard encourages you to
participate in this rulemaking by
submitting comments and related
materials. All comments received will
be posted, without change, to https://
www.regulations.gov and will include
any personal information you have
provided.
A. Submitting Comments
If you submit a comment, please
include your name and address, identify
the docket number for this rulemaking
(USCG–2010–0048), indicate the
specific section of this document to
which each comment applies, and
provide a reason for each suggestion or
recommendation. You may submit your
comments and material online, or by
fax, mail or hand delivery but please use
only one of these means. The Coast
Guard recommends that you include
your name and a mailing address, an email address, or a phone number in the
body of your document so that the Coast
Guard can contact you if the Coast
Guard has questions regarding your
submission.
To submit your comment online, go to
https://www.regulations.gov and click on
the ‘‘submit a comment’’ box, which will
then become highlighted in blue. Insert
‘‘USCG–2010–0048’’ in the Keyword
box, click ‘‘Search’’, and then click on
the balloon shape in the Actions
column. If you submit your comments
by mail or hand delivery, submit them
in an unbound format, no larger than
81⁄2 by 11 inches, suitable for copying
and electronic filing. If you submit them
by mail and would like to know that
they reached the Facility, please enclose
a stamped, self-addressed postcard or
envelope.
The Coast Guard will consider all
comments and material received during
the comment period. The Coast Guard
may change this proposed rule in view
of your comments.
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B. Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov at any time.
Enter the docket number for this
rulemaking (USCG–2010–0048) in the
Keyword box, and click ‘‘Search’’. If you
do not have access to the Internet, you
may view the docket by visiting the
Docket Management Facility in Room
W12–140 on the ground floor of the
Department of Transportation West
Building, 1200 New Jersey Avenue, SE.,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. The Coast
Guard has an agreement with the
Department of Transportation to use the
Docket Management Facility.
C. Privacy Act
Anyone can search the electronic
form of all comments received into any
of our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008 issue of the
Federal Register (73 FR 3316).
D. Public Meeting
The Coast Guard does not currently
plan to hold a public meeting. But you
may submit a request for one to the
Docket Management Facility at the
address under ADDRESSES explaining
why one would be beneficial. If the
Coast Guard determines that one would
aid this rulemaking, the Coast Guard
will hold one at a time and place
announced by a later notice in the
Federal Register.
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II. Abbreviations
ASTM American Society for Testing and
Materials
CFR Code of Federal Regulations
COLREG International Regulations for
Preventing Collisions at Sea
DHS Department of Homeland Security
EPA Environmental Protection Agency
FRP Fiber Reinforced Plastic
GSA General Services Administration
IMO International Maritime Organization
ISO International Organization for
Standardization
LSA Life-saving Appliance
MSC Maritime Safety Committee of the
International Maritime Organization
NAICS North American Industry
Classification System
NEPA National Environmental Policy Act
1969 (42 U.S.C. 4321–4370f)
NTTAA National Technology Transfer and
Advancement Act (15 U.S.C. 272 note)
OCMI Officer in Charge, Marine Inspection
OIRA Office of Information and Regulatory
Affairs
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OMB Office of Management and Budget
SOLAS International Convention for Safety
of Life at Sea, 1974, as amended
§ Section symbol
UL Underwriters Laboratories
USCG United States Coast Guard
III. Background
The Coast Guard is charged with
ensuring that lifesaving equipment used
on vessels subject to inspection by the
United States meets specific design,
construction, and performance
standards, including those found in the
International Convention for the Safety
of Life at Sea, 1974, as amended,
(SOLAS), Chapter III ‘‘Life-saving
appliances and arrangements.’’ See 46
U.S.C. 3306. The Coast Guard carries
out this charge through the approval of
lifesaving equipment per 46 CFR part 2,
subpart 2.75. The approval process
includes: pre-approving lifesaving
equipment designs, overseeing
prototype construction, witnessing
prototype testing, and monitoring
production of the equipment for use on
U.S. vessels. See 46 CFR part 159. At
each phase of the approval process, the
Coast Guard sets specific standards to
which lifesaving equipment must be
built and tested. Third parties, referred
to as independent laboratories,
sometimes assist the Coast Guard in its
approval process by performing or
witnessing tests and inspections, as well
as witnessing production, as authorized
by the Coast Guard. See, e.g., 46 CFR
160.151–13(a) (manufacturers must
arrange for an independent laboratory to
inspect a liferaft during fabrication).
This rulemaking would revise those
specific standards for launching
appliances, release mechanisms,
survival craft, rescue boats, and
automatic disengaging devices, and
expand the use of independent
laboratories in the Coast Guard’s
approval process.
A. International Standards
International safety standards are
established by the Parties, including the
United States, to SOLAS acting at the
International Maritime Organization
(IMO). The international standards for
lifesaving equipment (IMO standards)
addressed by this rulemaking
implement the requirements of Chapter
III of SOLAS. The IMO standards
specify design, construction,
performance, and testing requirements
for required lifesaving equipment,
including launching appliances, release
mechanisms, survival craft, rescue
boats, and automatic disengaging
devices. The primary IMO standards
implementing Chapter III of SOLAS
are—
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• International Life-saving Appliance
Code (‘‘LSA Code’’) (IMO Resolution
MSC.48(66), as amended by IMO
Resolutions MSC.207(81), MSC.218(82)
and MSC.272(85)); see SOLAS Chapter
III, Regulation 4; and
• Revised recommendation on testing
of life-saving appliances
(‘‘Recommendation on Testing’’) (IMO
Resolution MSC.81(70)), as amended by
Resolution MSC.226(82) and Resolution
MSC.274(85); see SOLAS Chapter III,
Regulation 4.
The United States actively
participated in the negotiations that led
to the development of these IMO
standards. The Coast Guard considers
these IMO standards to represent the
best standards for lifesaving appliances
and appropriate for lifesaving
appliances for all vessels subject to
inspection by the United States. Since
the effective date of the IMO standards,
in order to facilitate international
commerce with other contracting
governments to SOLAS that follow IMO
standards and to achieve the benefits of
the increased safety of adhering to these
IMO standards, the Coast Guard has
decided, pursuant to 46 U.S.C. 3306 and
46 CFR 159.005–7(c), to deem
compliance by U.S. flag ships with the
IMO standards as compliance with
Coast Guard domestic regulations.
In this rulemaking, the Coast Guard
proposes to harmonize its regulations
for lifesaving equipment with
international standards by incorporating
the IMO standards into regulations in 46
CFR part 160.
B. Independent Laboratories
The Coast Guard has a long history of
recognizing the qualifications of
independent laboratories, working
under the Coast Guard’s oversight, to do
work traditionally conducted by Coast
Guard inspectors. In 1979, the Coast
Guard promulgated 46 CFR part 159
establishing procedures and standards
for accepting independent laboratories
for witnessing or performing certain
tests and conducting inspections for
certain equipment and materials
requiring Coast Guard approval. See 44
FR 73038 (December 17, 1979). The
Coast Guard promulgated 46 CFR part
159 under the authority in 46 U.S.C. 481
(1976) (Regulations for vessels subject to
Coast Guard).1 In 1983, Congress revised
1 In 1979, the authority for 46 CFR part 159 also
included 46 U.S.C. 391, which covered ‘‘vessels
carrying certain cargoes in bulk.’’ The broader
authority under 46 U.S.C. 481 covered vessels
subject to inspection and certification by the United
States Coast Guard and directed ‘‘the Secretary of
the Department in which the Coast Guard is
operating * * * shall prescribe such rules and
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and recodified the maritime laws of the
United States moving the relevant
authority for 46 CFR part 159 to new 46
U.S.C. 3306.2 See Public Law 98–89
Partial Revision of Title 45, U.S.C.
‘‘Shipping’’; House Report No. 98–338
(August 1, 1983), 1983 U.S.C.C.A.N.
924, 954–53.
The authority for current 46 CFR part
159 is 46 U.S.C. 3306, which ‘‘contains
broad authority to prescribed
regulations for proper inspection and
certification of vessels,’’ House Report
No. 98–338 (August 1, 1983), 1983
U.S.C.C.A.N. 924, 954–53, including the
specific requirement to prescribed
regulations to carry out the statutory
requirements ‘‘in the most effective
manner,’’ 46 U.S.C. 3306(a). The Coast
Guard still finds the use of independent
laboratories in the Coast Guard’s
approval process to be ‘‘the most
effective manner’’ of executing and
carrying out its obligations under
section 3306.
Independent laboratories, accepted by
the Coast Guard under 46 CFR part 159,
assist the Coast Guard in its approval
process by performing certain tests and
conducting certain inspections required
for Coast Guard approval of equipment
and materials. When performing and
conducting tests, independent
laboratories must follow Coast Guard
standards and procedures, and may
deviate from those standards and
regulations as may be necessary for vessels subject
to inspection and certification by the United States
Coast Guard with respect to the following matters:
(1) Lifesaving equipment, including but not limited
to, the number, type, size, capacity, details of
construction, methods of operation, stowage,
maintenance, manning, use, testing, and inspection
of such equipment, and drills and exercises
necessary to assure proper functioning and use of
such equipment * * *’’ The Coast Guard
determined that the use of independent laboratories
for witnessing or performing certain tests and
conductions was ‘‘necessary’’ to carry out its
responsibilities under this statutory section. In the
notice of proposed rulemaking proposing 46 CFR
part 159, the Coast Guard explained that ‘‘the Coast
Guard’s marine inspection responsibilities
increased while the number of personnel available
to perform these inspections has not increased at a
comparable rate.’’ 43 FR 49440 (October 23, 1978).
The Coast Guard promulgated part 159 to ‘‘free
some of the Coast Guard’s limited field personnel
for other duties with no change in the quality of the
approved equipment or material.’’ Id.; see also 44
FR 73038 (December 17, 1979) (Final Rule
document promulgating part 159).
2 Section 3306 directs ‘‘the Secretary shall
prescribed necessary regulations to ensure proper
execution of, and to carry out, this part [addressing
inspection and regulation of vessels] in the most
effective manner for (1) the design, construction,
alteration, repair, and operation of those vessels
[subject to inspection] * * *; (2) lifesaving
equipment and its use; (3) firefighting equipment,
its use, and precautionary measures to guard against
fire; (4) inspections and tests related to paragraphs
(1), (2), and (3) of this subsection; and (5) the use
of vessel stores and other supplies of a dangerous
nature * * *’’
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procedures only to require more
stringent standards and procedures with
Coast Guard approval. 46 CFR 159.007–
3. Additionally, all accepted
independent laboratories must be
impartial and disinterested in the
outcome of inspections and tests. See 46
CFR 159.010–3(a)(3)–(5) (requiring an
independent laboratory not be owned or
controlled by a manufacturer, vendor, or
supplier of materials for the equipment
or material to be inspected; not be
dependent on acceptance as an
independent laboratory to remain in
business, and not advertise or promote
equipment or materials that the
independent laboratory inspects or
tests.).
The Coast Guard reviews independent
laboratory test and inspection reports
when determining the approvability of
equipment and materials. The Coast
Guard currently allows accepted
independent laboratories to witness
tests of almost all types of shipboard
equipment, including certain lifesaving
equipment. See, e.g., 46 CFR 160.010–
9(a) (approval and production tests in
subpart 160.010, addressing buoyant
apparatuses, must be conducted by an
independent laboratory); 46 CFR
160.151–13(a) (manufacturers must
arrange for an independent laboratory to
inspect a prototype liferaft during
fabrication); and 46 CFR 160.151–31(a)
(production inspections and tests of
inflatable liferafts must be carried out in
accordance with the procedures for
independent laboratory inspection).
Current regulations in 46 CFR part
160, however, require Coast Guard
inspectors to be involved in all phases
of the approval process of winches,
davits, release mechanisms, lifeboats,
and rescue boats. See 46 CFR part 160,
subparts 160.015 (winches), 160.032
(davits), 160.033 (release mechanisms),
160.035 (lifeboats), and 160.056 (rescue
boats).
Requiring Coast Guard inspectors to
directly perform all phases of the
approval process, however, can cause
scheduling delays and increased
expenses for manufacturers of lifesaving
equipment. For example, Coast Guard
inspectors are not always able to meet
manufacturers’ schedules due to
competing inspection demands and
resource constraints. This can impede
productivity and affect the availability
of approved equipment for U.S. flag
vessels. Third-party certification bodies
may qualify as accepted independent
laboratories and are often available
locally with greater convenience to
manufacturers.
Additionally, many manufacturers
produce lifesaving equipment for
multiple flag nations’ vessels, and must
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have their equipment approved by each
nation. Manufacturers often use thirdparty certification bodies for testing and
inspection to satisfy certification
requirements from other nations. Unless
these third parties are qualified to
witness tests and perform inspections
on behalf of more than one nation,
manufacturers must have their
equipment inspected and tested by more
than one national representative, which
carries potential complications and
delays.
The Coast Guard has found, through
past experiences with U.S. flag vessel
inspections and shipboard equipment
approvals, that permitting independent
laboratories to do work under
appropriate Coast Guard oversight
ultimately promotes safety, flexibility,
and autonomy by permitting experts
from industry to engage more directly in
the inspection processes while
preserving the Coast Guard’s safety and
stewardship role in the maritime
community.
In this rulemaking, the Coast Guard
proposes to extend the use of
independent laboratories, under the
oversight of Coast Guard inspectors, in
the approval process for additional
lifesaving equipment. The Coast Guard
proposes to require manufacturers to
use an independent laboratory for
prototype fabrication and production
oversight, and provide the option in
certain cases for manufacturers to use an
independent laboratory, again overseen
by the Coast Guard, for pre-approval
review and prototype testing oversight.
C. Other Revisions
In this rulemaking, the Coast Guard
also proposes to revise the structure of
certain subparts affected by this
rulemaking, and make additional,
confirming appliance-specific changes
to these subparts not related to
harmonization with international
standards or use of independent
laboratories.
IV. Discussion of Proposed Rule
The Coast Guard’s rules addressing
lifesaving equipment are found in 46
CFR part 160. Each subpart addresses a
specific type of lifesaving equipment.
The Coast Guard proposes to amend
these subparts to:
• Harmonize its regulations with IMO
standards for launching appliances
(winches and davits), release
mechanisms, survival craft (lifeboats,
inflatable liferafts, and inflatable
buoyant apparatuses), and rescue boats,
and add new harmonized rules
addressing automatic disengaging
devices;
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• Incorporate the use of independent
laboratories, under Coast Guard
oversight, for Coast Guard approval
procedures for launching appliances,
lifeboats, rescue boats, and release
mechanisms, and add such use of
independent laboratories to proposed
new rules addressing automatic
disengaging devices; and
• Revise the structure of certain
subparts affected by this rulemaking,
and make additional appliance-specific
changes to these subparts not related to
harmonization with international
standards or use of independent
laboratories. This revision would
include updating, adding, or removing
certain standards incorporated by
reference and creating a new subpart in
46 CFR part 164 addressing resins used
in the construction of lifeboats and
rescue boats. These revisions are
discussed in more detail in sections
IV.C. and D. below.
A. Harmonization With International
Standards
To harmonize Coast Guard
requirements for lifesaving equipment
affected by this rulemaking with
international standards that implement
SOLAS Chapter III, the Coast Guard
proposes to incorporate those
international standards into the
proposed rules and provide
implementing interpretations of those
standards in the proposed rules, as
appropriate.
The Coast Guard proposes to
incorporate by reference, into the
affected subparts, the following
international standards—
• International Life-saving Appliance
Code (IMO Resolution MSC.48(66), as
amended by IMO Resolutions
MSC.207(81), MSC.218(82) and
MSC.272(85));
• Revised recommendation on testing
of life-saving appliances (IMO
Resolution MSC.81(70), as amended by
Resolution MSC.226(82) and Resolution
MSC.274(85));
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• MSC Circular 980, Standardized
life-saving appliance evaluation and test
report forms;
• MSC Circular 1006, Guidelines On
Fire Test Procedures For Acceptance Of
Fire-Retardant Materials For The
Construction Of Lifeboats;
• MSC.1 Circular 1205, Guidelines for
Developing Operation and Maintenance
Manuals for Lifeboat Systems;
• IMO Resolution A.658(16) Use and
Fitting of Retro-reflective Materials on
Life-saving Appliances; and
• IMO Resolution A.760(18) Symbols
Related to Life-Saving Appliances and
Arrangements.
Additionally, the Coast Guard
proposes to include interpretations of
certain portions of these IMO
documents for each type of equipment,
as appropriate, in the affected subparts.
These proposed interpretations, the
equipment affected, and the location of
the interpretations in the proposed rules
are discussed below in Table 1: IMO
Standards and Coast Guard Proposed
Interpretations. The Coast Guard seeks
comment on these interpretations.
TABLE 1—IMO STANDARDS AND COAST GUARD PROPOSED INTERPRETATIONS
USCG proposed interpretation
LSA Code Chapter I/1.2,
General requirements for
all lifesaving appliances.
USCG would require manufacturers to follow the guidance of ASTM F 1166 for standard human engineering practices in the design.
•
•
•
•
LSA Code Chapter I/1.2,
General requirements for
all lifesaving appliances.
USCG would require lifesaving equipment, with the exception of fully enclosed lifeboats, be designed for
use by persons wearing immersion suits.
•
•
•
•
LSA Code Chapter I/1.2.2.1,
Addressing materials and
workmanship for all lifesaving appliances.
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International
standard
USCG would require: ......................................................
1. Manufacturers to use steel and other materials
that meet specific requirements.
2. Joined materials to be compatible and meet requirements for their mechanical connections.
3. Welder certifications for all welders .....................
4. Hydraulic systems used in lifesaving systems to
conform to 46 CFR 58.30.
USCG would require the exterior color to be only vivid
reddish-orange with certain exceptions provided.
•
•
•
•
•
•
USCG would require retroreflective material be USCG
approved under 46 CFR 164.018.
USCG would require equipment be marked as approved.
•
•
•
•
•
•
•
•
•
LSA Code Chapter I/1.2.2.6,
Color of life-saving appliances [this also affects
LSA Code Chapter IV/4.5
and 4.6 for lifeboats].
LSA Code Chapter I/1.2.2.7,
Retroreflective material.
LSA Code Chapter I/1.2.2.9,
Marking of approved
equipment.
LSA Code Chapter IV/
4.1.5.1.5.
LSA Code Chapter IV/
4.1.3.3 and 4.1.3.4.
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Equipment affected in proposed rule
USCG would specify sea anchor attachment point ........
USCG would require both interior and exterior canopy
lamps to be approved under approval series
161.101.3
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Release mechanisms: § 160.133–7(b)(2);
Lifeboats: § 160.135–7(b)(1)(ii);
Rescue boats: § 160.156–7(b)(1)(ii);
Automatic liferaft disengaging devices: § 160.170–
7(b)(2).
Release mechanisms: § 160.133–7(b)(1);
Lifeboats: § 160.135–7(b)(1)(i);
Rescue boats: § 160.156–7(b)(1)(i);
Automatic liferaft disengaging devices: § 160.170–
7(b)(1).
Winches: § 160.115–7(b);
Davits: § 160.132–7(b);
Release mechanisms: § 160.133–7(b);
Lifeboats: § 160.135–7(b);
Rescue boats: § 160.156–7(b);
Automatic liferaft disengaging devices: § 160.170–
7(b).
• Lifeboats: § 160.135–7(b)(24);
• Rescue boats: § 160.156–7(b)(26).
Lifeboats: § 160.135–7(b)(27);
Rescue boats: § 160.156–7(b)(28).
Winches: § 160.115–17;
Davits: § 160.132–17;
Release mechanisms: § 160.133–17;
Lifeboats: § 160.135–17;
Rescue boats: § 160.156–17;
Automatic liferaft disengaging devices: § 160.170–17.
Liferafts: § 160.151–21(e).
• Liferafts: § 160.151–15(n).
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TABLE 1—IMO STANDARDS AND COAST GUARD PROPOSED INTERPRETATIONS—Continued
International
standard
USCG proposed interpretation
LSA Code Chapter IV/4.2,
Addressing inflatable liferafts.
LSA Code Chapter IV/4.4.1,
Construction of lifeboats.
USCG would adopt the LSA Code recommendation
that inflation systems meet the requirements of ISO
15738.
USCG would require boats be constructed of steel, aluminum, or fiber reinforced plastic (FRP), or materials
accepted by the Commandant as equivalent or superior.
USCG would require buoyancy material meet acceptance criteria set by Commandant.
USCG would require lifeboat and rescue boat engines
and associated components meet acceptance criteria
set by Commandant. USCG would require engines
also be U.S. EPA certified to the appropriate emissions tier.
USCG would require certain fittings and components on
lifeboats and rescue boats required by the LSA Code
to meet specific criteria.
USCG would specify additional requirements for the operation and performance of release mechanisms including a requirement for a corrosion resistant and
weatherproof instruction placard.
• Liferafts
and
§ 160.151–15(l).
USCG would require both interior and exterior lamps or
lights to be approved by the Commandant under approval series 161.101.
• Lifeboats: § 160.135–7(b)(19); (20);
• rescue boats: § 160.156–7(b)(20); (21).
USCG would require performance criteria for visibility
from the operator’s station.
• Lifeboats: § 160.135–7(b)(2);
• Rescue boats: § 160.156–7(b)(2).
USCG would require lifeboat and rescue boat equipment required by the LSA Code meet the requirements of 46 CFR 199.175.
USCG would require the air bottles used in self-contained air support systems meet the requirements of
46 CFR 147.60.
USCG would require specific operational and launching
requirements, including hydraulic systems, for freefall boats.
USCG would require a clutch to disengage winch
power during lowering.
• Lifeboats: § 160.135–7(b)(21);
• Rescue boats: § 160.156–7(b)(25).
USCG would require moving parts to have suitable
guards.
• Winches: § 160.115–7(b)(3);
• Davits: § 160.132–7(b)(3).
USCG would require winch motors to meet applicable
requirements of 46 CFR 58.30 (if hydraulic), or 46
CFR 111 (if electric).
USCG would require winches used to launch davitlaunched inflatable liferafts to have a quick return
mechanism.
USCG would specify arrangement of portable power
outlet and emergency disconnect switch.
• Winches: § 160.115–7(b)(6).
USCG would require drums be arranged to ensure
even winding of falls onto and off multiple-drum
winches.
USCG would require power be disconnected for engaging hand crank.
USCG would specify requirements for limit switches .....
• Winches: § 160.115–7(b)(5).
USCG would require winch brake be positively controlled.
USCG would specify design and performance requirements.
• Winches: § 160.115–7(b)(6)(i).
LSA Code Chapter IV/4.4.4,
Lifeboat buoyancy.
LSA Code Chapter IV/4.4.6,
Lifeboat propulsion.
LSA Code Chapter IV/4.4.7,
Lifeboat fittings.
LSA Code Chapter IV/
4.4.7.6, Addressing release mechanisms for lifeboats to be launched by a
fall or falls, except free-fall
lifeboats.
LSA Code Chapter IV/
4.4.7.10 and 4.4.7.11,
Manually controlled lamp
and exterior light.
LSA Code Chapter IV/
4.4.7.12, Adequate view
from the control and steering position.
LSA Code Chapter IV/4.4.8,
Lifeboat equipment.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
LSA Code Chapter IV/4.8,
Lifeboats with a self-contained air support system.
LSA Code Chapter IV/4.7.6,
Addressing release systems for free-fall lifeboat.
LSA Code chapter VI/
6.1.1.3, Gravity powered
lowering.
LSA Code Chapter VI/
6.1.1.4, Accessibility of
parts requiring maintenance.
LSA Code Chapter VI/
6.1.1.9, Winch motors.
LSA Code Chapter VI/
6.1.1.10, Embarkation
time standards.
LSA Code Chapter VI/
6.1.2.2, Arrangement of
launching mechanism controls.
LSA Code Chapter VI/
6.1.2.4, Arrangement of
winch drums.
LSA Code Chapter VI/
6.1.2.6, Hand gears.
LSA Code Chapter VI/
6.1.2.7, Safety devices for
powered recovery.
LSA Code Chapter VI/
6.1.2.12, Manual brakes.
LSA Code Chapter VI/6.1.5,
Liferaft launching appliances.
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Equipment affected in proposed rule
inflatable
buoyant
apparatus:
• Lifeboats: § 160.135–7(b)(3);
• Rescue boats: § 160.156–7(b)(3);
• Resins: § 164.017.
•
•
•
•
Lifeboats: § 160.135–7(b)(5);
Rescue boats: § 160.156–7(b)(3)(5).
Lifeboats: § 160.135–7(b)(6)–(10);
Rescue boats: § 160.156–7(b)(7)–(11).
• Lifeboats: § 160.135–7(b)(11)–(20);
• Rescue boats: § 160.156–7(b)(12)–(23).
• Release mechanisms: § 160.133–7(b).
• Lifeboats: § 160.135–7(b)(25).
• Free-fall lifeboats: § 160.133–7(b)(12)–(13).
• Winches: § 160.115–7(b)(6)(ii).
• Winches: § 160.115–7(b)(7).
• Winches: § 160.115–7(b)(6)(iv)–(v).
• Winches: § 160.115–7(b)(6)(iii).
• Winches: § 160.115–7(b)(6)(vi).
• Liferaft automatic release hooks: § 160.170–7(b).
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TABLE 1—IMO STANDARDS AND COAST GUARD PROPOSED INTERPRETATIONS—Continued
International
standard
USCG proposed interpretation
Resolution MSC.81(70) part
1.
USCG would require a visual inspection demonstrating
conformance with approved plans.
Resolution MSC.81(70) part
1/6.9, On-load/off-load release mechanism tests.
Resolution MSC.81(70) part
1/6 and 7, Lifeboat and
rescue boat tests.
MSC.81(70) part 1/6 and 7,
Lifeboat and rescue boat
tests.
Resolution MSC.81(70) part
1/8.2, Davit-launched liferaft automatic release
hook tests.
MSC.81(70) part 2/1.2, Addressing quality control
procedures and production
test record retention.
USCG would require additional prototype test criteria
for release mechanisms.
3 The
•
•
•
•
•
•
Winches: § 160.115–13(d);
Davits: § 160.132–13(d);
Release mechanisms: § 160.133–13(d);
Lifeboats: § 160.135–13(d);
Rescue boats: § 160.156–13(d);
Automatic liferaft disengaging devices: § 160.170–
13(d).
• Release mechanisms: § 160.133–13(d).
USCG would allow release mechanism and engine
tests to be performed independent of the boat.
• Lifeboats: § 160.135–13(d); and
• Rescue boats: § 160.156–13(d).
USCG would require additional tests with supplementary requirements.
• Lifeboats: § 160.135–13(d); and
• Rescue boats: § 160.156–13(d).
USCG would require additional prototype test criteria
for release mechanisms.
• Liferaft automatic release hooks: § 160.170–13(d).
USCG would require specific provisions for the implementation of the quality control program required by
the LSA Code.
•
•
•
•
•
•
Winches: § 160.115–15(b);
Davits: § 160.132–15(b);
Release mechanisms: § 160.133–15(b);
Lifeboats: § 160.135–15(b);
Rescue boats: § 160.156–15(b);
Automatic liferaft disengaging devices: § 160.170–
15(b).
definition for approval series can be found in 46 CFR 199.30.
Additional proposed changes to
regulations addressing the design,
construction, and performance of
lifesaving equipment, not discussed
above in Table 1: IMO Standards and
Coast Guard Proposed Interpretations,
are discussed for each lifesaving
equipment type in sections IV.C.
Affected Subparts: Revised and
Proposed and IV.D. Structure of Part
160 Proposed Subparts.
B. Independent Laboratories
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
Equipment affected in proposed rule
To incorporate the use of independent
laboratories into the approval process
for lifesaving equipment, the Coast
Guard proposes to—
• Provide the option, on a case-bycase basis and at the discretion and
under the oversight of the Commandant
(CG–5214) (the Lifesaving and Fire
Safety Division), for manufacturers to
use an independent laboratory for preapproval review;
• Require manufacturers to use an
independent laboratory for prototype
fabrication oversight;
• Provide the option, on a case-bycase basis and at the discretion and
under the oversight of the Commandant
(CG–5214), for manufacturers to use an
independent laboratory for prototype
testing oversight; and
• Require manufacturers to use a
Coast Guard accepted independent
laboratory, rather than a Coast Guard
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inspector, for production oversight and
quality control.
The Coast Guard proposes to define
the term ‘‘independent laboratory’’ in
each affected subpart by referring to the
definition of the term in 46 CFR
159.010–3, which includes commercial
testing laboratories, as well as
‘‘classification societies and agencies of
governments that are involved in the
inspection and testing of marine safety
equipment that meet the requirements
of § 159.010–3.’’ As discussed above, 46
CFR part 159 contains the Coast Guard’s
established standards and procedures
for accepting and recognizing third
parties as independent laboratories. The
Coast Guard proposes to use this term
for consistency with subpart 159 as well
as other subparts contained in 46 CFR
parts 159 through 164 (subchapter Q)
and to reinforce that the same
acceptance standards of 46 CFR
159.010–3 would apply to independent
laboratories under the proposed new
subparts.
The Coast Guard proposes to rely on
these existing regulations and
requirements in 46 CFR part 159 to
accept and approve independent
laboratories that would be involved in
the lifesaving equipment process as
proposed in this rulemaking.
As discussed above in III.
Background, the Coast Guard currently
has an approval process for lifesaving
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equipment. Although the Coast Guard
typically performs each step of this
approval process, independent
laboratories have been used in the
approval process of buoyant apparatuses
and liferafts. See 46 U.S.C. 3306(a); 46
CFR 160.010–9, 160.151–13, and
160.151–31. The Coast Guard has used
independent laboratories in the
approval process since 1982 for buoyant
apparatuses (see 47 FR 41372
(September 20, 1982) (adding in 46 CFR
part 160, subpart 160.010 with the
requirements to that approval and
production tests must be conducted by
an independent laboratory)) and since
1997 for liferafts (see 62 FR 25525 (May
9, 1997) (adding 46 CFR part 160,
subpart 160.151 with the requirements
to that independent laboratory inspect
fabrication of the liferaft and carry out
production inspections and tests)).
The proposed rules would expand the
use of independent laboratories into the
approval process for winches, davits,
release mechanisms, lifeboats, rescue
boats and fast rescue boats, and
automatic disengaging devices. The
result of the proposed rules would be to
provide consistent use of independent
laboratories in the Coast Guard approval
process for all lifesaving equipment
required under the various vessel and
facility regulations in titles 33 and 46 of
the CFR.
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Under the proposed rules, the Coast
Guard would be notified of tests and
inspections conducted by independent
laboratories and would conduct
oversight of the procedures, actions, and
decisions of the independent
laboratories. During the process of
acceptance of an independent
laboratory, the independent laboratory
agrees to provide Coast Guard access to
the place where test inspections are
performed to verify information
submitted and witness tests and
inspections. 46 CFR 159.010–5(a)(7).
Additionally, the proposed rules
includes additional Coast Guard
oversight of independent laboratories by
stating the manufacturer may not
proceed with the next phase of the
approval process until it receives
notification that the current phase,
including those phases performed by
independent laboratories, is satisfactory
to the Coast Guard. The Coast Guard
would remain the sole issuer of
certificates of approval for Coast Guardapproved lifesaving equipment. See 46
CFR part 2, subpart 2.75.
The Coast Guard proposes to require
the use of independent laboratories to
oversee prototype fabrication,
production of approved equipment, and
quality control because these phases do
not require any decisions regarding the
approvability of lifesaving equipment,
and only require ensuring the
equipment generally conforms to
approved designs and required
performance standards. Approvability of
lifesaving equipment is evaluated
during pre-approval review and
prototype testing. If the Coast Guard
reviews design plans and confirms that
a prototype was constructed to those
plans and performs as required, then the
Coast Guard has been involved in the
most critical aspects of lifesaving
equipment manufacturing. New design
or performance issues are most likely to
appear during the process of
preapproval plan review and prototype
testing, not during prototype fabrication,
production of approved equipment, and
quality control.
The Coast Guard proposes to allow
the use of independent laboratories
during preapproval plan review and
prototype testing, but only on a case-by
case basis and at the discretion and
under the oversight of the Commandant
(CG–5412). Because preapproval plan
review and prototype testing phases
involve decisions about the
acceptability and approvability of
lifesaving equipment design and
performance, the Coast Guard intends to
permit the use of independent
laboratories in these phases only for
conventional designs that do not
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substantially differ from designs already
approved by the Coast Guard. The Coast
Guard expects that this proposal would
free up Coast Guard headquarters staff
for the evaluation of novel advances and
innovations in lifesaving equipment.
Additionally, the Coast Guard aims to
relieve manufacturers of the burden of
having the same design reviewed, or the
same prototype tested, by multiple
nations to ensure it complies with the
same international standards. If an
independent laboratory is accepted as
such by several nations, then
manufacturers could have their
conventional designs reviewed, and
prototypes of those conventional
designs tested, by one independent
laboratory for approval in all of those
nations.
1. Preapproval Plan Review: Winches,
Davits, Release Mechanisms, Lifeboats,
Rescue Boats and Fast Rescue Boats,
and Automatic Disengaging Devices
Proposed §§ 160.115–9(c), 160.132–
9(c), 160.133–9(c), 160.135–9(c),
160.156–9(c), 160.170–9(c) would
provide for the use of an independent
laboratory for preapproval plan review
at the request of the manufacturer and
at the discretion of the Commandant
(CG–5214). An independent laboratory
would conduct preapproval plan review
in accordance with the procedures
agreed upon during the course of Coast
Guard acceptance of the laboratory
under 46 CFR part 159, subpart 159.010.
The scope of the independent
laboratory’s approval authority and the
applicable plan review procedures
would be determined during the
independent laboratory’s acceptance
process under 46 CFR part 159, subpart
159.010. As discussed above, the Coast
Guard proposes that the Commandant
(CG–5214) would exercise its discretion
to delegate preapproval plan review to
an independent laboratory primarily for
routine review of conventional, nonnovel designs that meet industry
standards to free up Coast Guard
headquarters staff for the evaluation of
novel advances and innovations in
lifesaving equipment. The Coast Guard
does not anticipate delegating this
performance in any instances that
require independent laboratories to use
their own discretion as to what would
be acceptable to the Coast Guard.
This rulemaking would not affect the
Coast Guard’s control over the issuance
of Coast Guard certificates of approval.
See 46 CFR part 2, subpart 2.75.
Additionally, under this proposal, the
Coast Guard would conduct oversight of
the plan review procedures used by the
independent laboratories and handle
any appeals under 46 CFR part 159.
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2. Witnessing Prototype Fabrication:
Lifeboats, and Rescue Boats and Fast
Rescue Boats
The Coast Guard proposes to add the
use of an independent laboratory for
witnessing prototype fabrication in
proposed §§ 160.135–11 and 160.156–
11. Because fabrication of lifeboats,
rescue boats, and fast rescue boats is
more complex as compared to
fabrication of winches, davits, release
mechanisms, and automatic disengaging
devices, only the proposed rules for the
former types of lifesaving equipment
would require oversight during
prototype fabrication.
Proposed paragraph (b) of these
sections would require that an
independent laboratory oversee
specified fabrication, inspections, and
tests, unless directed otherwise by the
Commandant (CG–5214). As discussed
above, the Coast Guard intends
oversight during prototype fabrication to
ensure that a lifesaving equipment
prototype is constructed in accordance
with the plans approved by the Coast
Guard during preapproval review.
During this phase, the independent
laboratory would ensure that the
manufacturer is following Coast Guard
direction. The Coast Guard would retain
the right to oversee this phase of the
approval process. See proposed
§§ 160.135–11(b) and 160.156–11(b).
Proposed paragraphs (c) of these
sections would require steps for the
manufacturer to coordinate with the
independent laboratory to ensure that
fabrication of the product complies with
the approved plans.
3. Prototype Testing: Winches, Davits,
Release Mechanisms, Lifeboats, Rescue
Boats and Fast Rescue Boats, and
Automatic Disengaging Devices
The Coast Guard proposes to include
the requirements for the prototype
testing phase as detailed in proposed
§§ 160.115–13, 160.132–13, 160.133–13,
160.135–15, 160.156–13, and 160.170–
13. In these sections, proposed
paragraph (b) would require that the
Coast Guard conduct the inspections
and tests required for prototype testing.
Proposed paragraph (f), however, would
permit an independent laboratory to
perform the inspections and tests at the
request of the manufacturer and at the
discretion of the Commandant (CG–
5214), similar to the proposed
procedures for preapproval plan review.
An independent laboratory would have
to conduct prototype testing oversight in
accordance with the procedures agreed
upon during Coast Guard acceptance of
the laboratory under 46 CFR 159.010–5.
As with the preapproval plan review,
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the Coast Guard proposes that the
Commandant (CG–5214) would exercise
its discretion to delegate prototype
testing oversight to an independent
laboratory. This would primarily be for
testing conventional designs that do not
require direct oversight by the Coast
Guard because they do not contain any
novel features or substantially depart
from similar designs previously
approved by the Coast Guard. Under
this proposal, the Coast Guard would
conduct oversight of procedures used by
the independent laboratories for testing
and handle any appeals under 46 CFR
part 159.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
4. Production and Quality Control:
Winches, Davits, Release Mechanisms,
Lifeboats, Rescue Boats and Fast Rescue
Boats, and Automatic Disengaging
Devices
Proposed §§ 160.115–15, 160.132–15,
160.133–15, 160.135–15, 160.156–15,
and 160.170–15 would require that an
independent laboratory oversee
production fabrication, inspections, and
tests, unless directed otherwise by the
Commandant (CG–5214). Independent
laboratory oversight during production
and quality control would ensure that
all production of approved lifesaving
equipment conforms with the plans
approved and the prototype tested by
the Coast Guard. During this phase, as
with prototype fabrication, the
independent laboratory would ensure
that the manufacturer is following Coast
Guard direction.
Proposed paragraph (a) of these
sections would require that an
independent laboratory conduct all
inspections, tests, and oversight in
accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007, unless
directed otherwise by the Commandant
(CG–5214). Under proposed paragraph
(a) of these sections, the Coast Guard
would retain the right to oversee this
phase of equipment approval, as well as
prescribe additional tests and
inspections necessary to maintain
quality control and monitor compliance.
Proposed §§ 160.115–15, 160.132–15,
160.133–15, 160.135–15, 160.156–15,
and 160.170–15 would also outline the
proposed roles and responsibilities for
independent laboratories and
manufacturers for the production and
quality control of lifesaving equipment.
See proposed paragraphs (b) and (d) of
these sections. The Coast Guard would
continue to conduct oversight of
production testing and manufacturer
quality control though its monitoring of
independent laboratories under 46 CFR
part 159.
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Proposed paragraph (c) of these
sections explains the proposed
recordkeeping responsibilities for
manufacturers and independent
laboratories. Proposed paragraph (e) of
these sections details proposed
procedures for how and when to
witness tests.
C. Affected Subparts: Revised and
Proposed
Part 160 in 46 CFR addresses
lifesaving equipment generally and is
divided into subparts (e.g. 46 CFR part
160, subpart 160.[subpart number]) that
each address a specific type of lifesaving
equipment. In the current structure of
46 CFR part 160, the Coast Guard has
traditionally numbered its subparts
according to whether the lifesaving
equipment addressed by the subpart is
approved for use on vessels on
coastwise routes and other noninternational voyages, or for use on
vessels on international voyages and
therefore subject to SOLAS. Subparts
with ‘‘.0’’ (e.g. 46 CFR part 160, subpart
160.0[remainder of subpart number])
generally apply to equipment approved
for use on vessels on coastwise routes
and other non-international voyages,
and subparts with ‘‘.1’’ (e.g. 46 CFR part
160, subpart 160.1[remainder of subpart
number]) apply to lifesaving equipment
approved as meeting the SOLAS
requirements for use on vessels on
international voyages.
In this rulemaking, the Coast Guard
proposes to revise subparts, remove
subparts with ‘‘.0’’ and replace them
with new subparts with ‘‘.1’’, and add
other new subparts to 46 CFR parts 160
and 164. The Coast Guard also proposes
to add a new subpart to parts 160 and
164 to specifically state that the existing
and proposed new and revised
regulations in these parts preempt State
and local regulation in the same field.
For more discussion on preemption and
this rulemaking, see section VI. E.
Federalism, below.
The Coast Guard proposes to revise,
remove, replace, and add subparts in 46
CFR parts 160 and 164 as follows:
• Revise 46 CFR part 160, subparts
160.010 (buoyant apparatus), 160.051
(inflatable liferafts for domestic service),
and 160.151 (inflatable liferafts—
SOLAS).
• Remove 46 CFR part 160, subparts
160.015 (winches), 160.032 (davits),
160.033 (release mechanisms), and
160.035 (lifeboats), and replace them
with new subparts 160.115, 160.132,
160.133, and 160.135, respectively.
• Create new 46 CFR part 160,
subparts 160.156 (rescue boats and fast
rescue boats) and 160.170 (liferaft
automatic release mechanisms).
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53465
• Create new 46 CFR part 160,
subpart 160.900 (Preemption).
• Create new 46 CFR part 164,
subpart 164.017 (Fire retardant resins
for lifeboats and rescue boats).
• Create new 46 CFR part 164,
subpart 164.900 (Preemption).
For liferafts (subparts 160.051 and
160.151) and rescue boats (subparts
160.056 and 160.156), the Coast Guard
would continue to maintain two sets of
regulations for this equipment based on
voyage: domestic and international
approval standards. For lifeboats
(subpart 160.135), launching
appliances—davits and winches—
(subparts 160.132 and 160.115), and
release mechanisms (subparts 160.133
and 160.170), however, there will be no
corresponding domestic approval
standards. The Coast Guard considers
the standards for this equipment, as
described in this proposed rule, to be
appropriate to all U.S. flag vessels
regardless of voyage.
For buoyant apparatuses (subpart
160.010) there would be no
corresponding international approval
standard. Because buoyant apparatuses
do not meet the carriage requirements
for vessels on international routes, and
are not addressed in SOLAS, there is no
need for an international approval
subpart addressing buoyant apparatuses.
If the proposed rule is made final, all
equipment approved after the effective
date of the final rule would be required
to conform to the appropriate revised,
replaced, or added subparts. After the
effective date of the final rule, winches,
davits, lifeboats, and lifeboat release
mechanisms approved under the
subparts proposed for removal (subparts
160.015, 160.032, 160.033, and 160.035)
could continue to be used as
replacements-in-kind as permitted
under the applicable vessel inspection
subchapters of the CFR, but could not be
used for new installations.
Manufacturers of liferafts would have to
demonstrate that designs previously
approved under the current regulations
comply with the revised regulations
prior to the expiration of their current
approvals. Liferafts in service
previously approved under the current
regulations would not have to be
replaced, provided that they remain in
serviceable condition. See proposed
§§ 160.051–1 and 160.151–1. However,
when they become non-serviceable, and
thus must be replaced, they would have
to be replaced with a liferaft that
conforms to the revised subpart.
1. Revised 46 CFR Part 160, Subpart
160.010—Buoyant Apparatuses
Current subpart 160.010 contains
regulations regarding design,
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emcdonald on DSK2BSOYB1PROD with PROPOSALS3
construction, and approval of buoyant
apparatuses. The Coast Guard proposes
to retain this subpart because buoyant
apparatuses are used only on coastwise
and other non-ocean or noninternational routes. See 46 CFR
199.630(a) (table referencing buoyant
apparatus for Coastwise; Great Lakes;
Lakes, Bays, & Sounds routes). The
Coast Guard proposes to update the
references to international standards for
inflatable liferafts that the Coast Guard
has already applied to inflatable
buoyant apparatuses and incorporated
into the existing regulations. See
proposed 46 CFR 160.010–1(c). These
inflatable liferaft standards are suitable
standards to apply to inflatable buoyant
apparatuses because of the similarity
between inflatable buoyant apparatuses
and inflatable liferafts. Subpart 160.010
already incorporates IMO standards, but
the incorporated standards are currently
outdated due to the transfer of part C of
SOLAS chapter III to the IMO LSA
Code. Coast Guard interpretations of
these standards as applied to inflatable
buoyant apparatuses are discussed
above in Table 1: IMO Standards and
Coast Guard Proposed Interpretations.
2. Revised 46 CFR Part 160, Subparts
160.051 and 160.151—Inflatable
Liferafts
Current subparts 160.051 and 160.151
contain regulations regarding design,
construction, and approval of inflatable
liferafts for domestic service, and
inflatable liferafts that are SOLAS
compliant for international service,
respectively. These subparts already
incorporate IMO standards, but as
discussed above, the incorporated
standards are currently outdated. The
Coast Guard proposes to retain these
subparts and update the IMO standards
incorporated. Those IMO standards and
Coast Guard interpretations of those
standards are discussed above in Table
1: IMO Standards and Coast Guard
Proposed Interpretations. The Coast
Guard proposes changing the
requirement for replacing survival
equipment items in § 160.151–57(b)(5)(i)
from ‘‘replaced if its expiration date has
passed’’ at the time of servicing to
‘‘replaced at the time of servicing if there
is less than 6 months remaining before
the expiration date,’’ to harmonize with
the recommendation found in IMO
Resolution A.761(18) and prevailing
international practice.
The Coast Guard also proposes to
amend the requirement in 46 CFR
160.151–21(e) to specify where on the
liferaft the sea anchor should be
attached. Recently, the Coast Guard
became aware that the positioning of sea
anchors on some liferafts may pose a
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safety issue. While the IMO standards
and Coast Guard regulations address sea
anchors, they do not specifically
address their positioning; requiring only
that the sea anchor will cause the liferaft
to lie oriented to the wind in the most
suitable manner (LSA Code 4.1.5.1.5).
The Commercial Fishing Industry
Vessel Safety Advisory Committee
(CFIVSAC) brought to the Coast Guard’s
attention that the lack of a more specific
positioning requirement could
potentially endanger the lives of
personnel onboard a liferaft. The
industry has observed that when the sea
anchor is tied-off at the entry door, it
can interfere with boarding the liferaft,
and keeps the raft entry oriented
towards the oncoming seas and wind,
potentially jeopardizing the safety of the
liferaft occupants.
In the course of investigating the
concerns raised by the CFIVSAC, the
Coast Guard has communicated with
representatives from all current
manufacturers of Coast Guard-approved
liferafts. Those manufacturers provided
individual feedback and opinions,
which influenced the wording of the
proposed rule. A majority of the
individuals responding recommended
that the sea anchor be attached to the
raft in a position so as to orient the
primary entrance away from the seas as
far as practicable, while still allowing
the sea anchor to be retrieved by a
person inside the raft.
Therefore, proposed 46 CFR 160.151–
21(e) would require that sea anchors be
attached to the raft in a position so as
to orient the primary entrance away
from the seas as far as practicable, while
still allowing the sea anchor to be
retrieved by a person inside the raft.
If you are a manufacturer of sea
anchors and/or liferafts and did not
have the opportunity to provide
feedback and opinions previously, the
Coast Guard welcomes your comments
now.
3. Proposed 46 CFR Part 160, Subparts
160.115 and 160.132—Launching
Appliances—Winches and Davits
Proposed subparts 160.115 and
160.132 contain the proposed
regulations regarding design,
construction, and approval of launching
appliances. Proposed subpart 160.115
addresses winches and proposed
subpart 160.132 addresses davits,
currently governed by subparts 160.015
and 160.032, respectively. Proposed
subparts 160.115 and 160.132 retain
many of the requirements in subparts
160.015 and 160.032, respectively, as
discussed below in section IV.D.
Structure of Part 160 Proposed
Subparts.
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Although 46 CFR part 160, subparts
160.015 and 160.032 currently apply
only to lifeboat winches and davits, the
Coast Guard proposes to expand the
scope of the new subparts to also cover
launching appliances used for davitlaunched rescue boats and liferafts. See
proposed §§ 160.115–1 and 160.132–1.
The Coast Guard has determined that
the same basic LSA Code standards
apply to liferaft and rescue boat
launching appliances as well as lifeboat
and rescue boat launching appliances.
Therefore, the Coast Guard proposes to
address all launching appliances used to
launch a lifeboat, rescue boat, or davitlaunched liferaft in proposed subparts
160.115 and 160.132.
The Coast Guard has, in the past,
approved liferaft launching appliances
under approval series 4 160.163
(SOLAS). Current regulations contained
in 46 CFR part 199 (subchapter W) and
other vessel inspection subchapters
refer to approval series 160.163 for
requirements for launching appliances
for davit-launched liferafts; however, 46
CFR part 160 does not contain a subpart
addressing liferaft launching appliances.
Based on the expanded scope of the
proposed subparts discussed above, the
Coast Guard proposes to replace all
references to ‘‘approval series 160.163’’
in 46 CFR with the proposed 46 CFR
part 160, subparts 160.115 and 160.132,
as appropriate for new approvals.
Vessels may continue to utilize existing
liferaft launching appliances approved
under approval series 160.163 prior to
the effective date of the rule. See
proposed §§ 108.550, 117.150, 133.150,
180.150, and 199.150.
4. Proposed 46 CFR Part 160, Subpart
160.133—Release Mechanisms
Proposed subpart 160.133 contains
the proposed regulations regarding
design, construction, and approval of
release mechanisms, which is currently
governed by 46 CFR part 160, subpart
160.033 (Mechanical Disengaging
Apparatus, Lifeboat, for Merchant
Vessels). Proposed subpart 160.133
revises and replaces the regulations in
subpart 160.033, as discussed below in
section IV.D. Structure of Part 160
Proposed Subparts.
5. Proposed 46 CFR Part 160, Subpart
160.135—Lifeboats
Construction of Coast Guard-approved
lifeboats is currently governed by 46
CFR part 160, subpart 160.035.
Proposed new subpart 160.135 would
completely replace subpart 160.035.
Proposed subpart 160.135 would
4 The definition for approval series can be found
in 46 CFR 199.30.
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address davit launched, as well as freefall lifeboats, which would change the
scope from subpart 160.035. When
subpart 160.035 was promulgated, freefall lifeboats did not exist. Because the
same basic IMO standards apply to both
types of lifeboats, proposed subpart
160.135 addresses both.
6. Proposed 46 CFR Part 160, Subpart
160.156—Rescue Boats and Fast Boats
Construction of Coast Guard-approved
rescue boats is currently governed by 46
CFR part 160, subpart 160.056, which
addresses only non-SOLAS compliant,
simple boats approved locally by the
Officer in Charge, Marine Inspection
(OCMI). Proposed subpart 160.156
would contain the proposed regulations
regarding design, construction, and
approval of rescue boats and fast rescue
boats complying with SOLAS. When
subpart 160.056 was promulgated, fast
rescue boats did not exist. Proposed
subpart 160.156, however, would not
replace subpart 160.056. The Coast
Guard proposes to retain subpart
160.056 as an acceptable alternative
rescue boat for certain classes of vessels
as permitted by titles 33 and 46 of the
CFR.
7. Proposed 46 CFR Part 160, Subpart
160.170—Automatic Disengaging
Devices
Currently 46 CFR part 160 does not
contain a subpart addressing automatic
disengaging devices that can be used to
launch liferafts and single fall rescue
boats. However, 46 CFR part 199
(subchapter W) makes reference to these
devices via approval series 160.170. See,
e.g., 46 CFR 199.150(a)(2). The Coast
Guard proposes a new subpart 160.170
to incorporate the requirements in the
IMO LSA Code and Recommendation
on Testing with Coast Guard
interpretations of those requirements as
discussed above in Table 1: IMO
Standards and Coast Guard Proposed
Interpretations.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
8. Proposed 46 CFR Part 160, Subpart
164.017—Fire Retardant Resins for
Lifeboats and Rescue Boats
Currently, the requirements for resins
used in the construction of fiberglassreinforced plastic lifeboats are
contained in 46 CFR 160.035–8(b).
There are no corresponding
requirements in subpart 160.056.
Resins, unlike lifesaving equipment, do
not receive a certificate of approval from
the Commandant (CG–5214), but must
still be accepted by the Commandant
(CG–5214) for use in the manufacture of
Coast Guard-approved lifeboats and
rescue boats.
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Because of the relative
comprehensiveness of the fire retardant
resin standards, the Coast Guard
proposes to separate the resin
requirements from the design,
construction, and performance
standards and create a new subpart in
part 164. Rather than include the resin
requirements in proposed subparts
160.135 and 160.156, these proposed
subparts would cross-reference 164.017.
Proposed subpart 164.017 would
retain the main requirements of 46 CFR
160.035–8(b), including the requirement
that manufacturers use independent
laboratories to test and certify that their
resin meets the proposed requirements
and submit an application for
acceptance of the resin to the
Commandant (CG–5214). The Coast
Guard proposes revising the structure of
the resin requirements to conform to the
structure of a CFR subpart, and would
include a scope for the subpart as well
as definitions.
The scope of proposed subpart
164.017 would state that the subpart
contains performance requirements,
acceptance tests, and production testing
and inspection requirements for fire
retardant resins used in the construction
of lifeboats and rescue boats approved
under proposed 46 CFR part 160,
subparts 160.135 and 160.156. See
proposed § 164.017–1. The definitions
would include a definition of
‘‘acceptance’’ modeled after the
definition in 46 CFR 164.019–3, and the
definitions for ‘‘Commandant’’ and
‘‘independent laboratory’’ included in
each of the proposed new subparts
(160.115, 160.132, 160.133, 160.135,
160.156 and 160.170), discussed below
under section IV.D. Structure of Part
160 Proposed Subparts.
The Coast Guard proposes to update
and replace some of the resin standards
currently incorporated by reference in
46 CFR 160.035–8(b). The standards
proposed for incorporation by reference
in proposed subpart 164 would appear
in proposed § 164.017–5, and are
discussed below in section IV.D.
Structure of Part 160 Proposed
Subparts. The Coast Guard proposes
including the use of equivalent
international standards as an alternative
to national consensus standards. See
proposed § 164.017–7.
The Coast Guard also proposes to
include a new procedure for Coast
Guard acceptance of material changes
from any resin accepted under proposed
subpart 164.017. See proposed
§ 164.017–15.
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53467
D. Structure of Part 160 Proposed
Subparts
The structure of each of the proposed
new subparts in part 160 (subparts
160.115, 160.132, 160.133, 160.135,
160.156 and 160.170) would be similar
to aid in readability and familiarity with
the proposed rules for the affected
lifesaving equipment. Additionally,
much of regulatory text addressing the
approval process in the proposed new
subparts would be substantially similar
across the new subparts. The major
difference in regulatory text in the new
subparts would be the technical
requirements for specific lifesaving
equipment. The technical requirements
affected by IMO standards are discussed
in detail in Table 1: IMO Standards and
Coast Guard Proposed Interpretations,
and any additional equipment-specific
proposed requirements are noted in
each section below.
The general structure of the proposed
new subparts would be as follows:
• § 160.[subpart number]–1 Scope.
• § 160.[subpart number]–3
Definitions.
• § 160.[subpart number]–5
Incorporation by reference.
• § 160.[subpart number]–7 Design,
construction, and performance of [name
of lifesaving equipment addressed by
the subpart].
• § 160.[subpart number]–9
Preapproval review.
• § 160.[subpart number]–11
Fabrication of prototype [name of
lifesaving equipment addressed by the
subpart] for approval.
• § 160.[subpart number]–13
Approval inspections and tests for
prototype [name of lifesaving equipment
addressed by the subpart].
• § 160.[subpart number]–15
Production inspections, tests, quality
control, and conformance of [name of
lifesaving equipment addressed by the
subpart].
• § 160.[subpart number]–17 Marking
and labeling.
• § 160.[subpart number]–19
Operating instructions and information
for the ship’s training manual.
• § 160.[subpart number]–21
Operation and maintenance
instructions.
• § 160.[subpart number]–23
Procedure for approval of design or
material change.
1. Section 160.[subpart number]–1
Scope
This section would state that the
subpart prescribes standards, tests, and
procedures to seek Coast Guard
approval of the specific type of
lifesaving equipment addressed by the
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proposed new subpart. Proposed
differences in the scope between an
existing subpart and a proposed subpart
to replace that existing subpart are
discussed above in section IV.C.
Affected Subparts Revised and
Proposed.
2. Section 160.[subpart number]–3
Definitions
This section would contain the
definitions of terms for the proposed
new subpart. As discussed above in
section IV.B. Independent Laboratories,
the definition of ‘‘independent
laboratory’’ would appear in each
subpart and would have the same
meaning as the term defined in 46 CFR
159.010–3. The definitions of
‘‘Commandant’’ and ‘‘SOLAS’’ would
appear in each subpart. The Coast Guard
borrowed these definitions from 46 CFR
160.151–3 and updated them to reflect
the Coast Guard’s address and recent
SOLAS amendments. ‘‘Commandant’’
would mean the Commandant (CG–
5214), which is the Lifesaving and Fire
Safety Division that administers the
Coast Guard approval process for
lifesaving equipment. The Coast Guard
also proposes adding to each new
subpart a definition for ‘‘OCMI’’, an
Officer in Charge, Marine Inspection,
which is borrowed from 46 CFR
175.400.
This section of the proposed subparts
would also contain any definitions
specific to a subpart as follows.
Proposed §§ 160.133–3 and 160.170–3
(Release Mechanisms and Automatic
Disengaging Devices): These sections
would contain two additional
definitions: ‘‘light load’’ and ‘‘full load’’
of lifeboats and rescue boats, which also
are referred to as the ‘‘condition A’’ and
‘‘condition B’’ weights of the boats.
Proposed §§ 160.135–3 and 160.156–3
(Lifeboats and Rescue Boats and Fast
Rescue Boats): These sections would
contain the same ‘‘light load’’ and ‘‘full
load’’ definitions proposed in § 160.133–
3 and would also provide definitions for
‘‘fiberglass reinforced plastic (FRP)’’ and
‘‘positive stability.’’
3. Section 160.[subpart number]–5
Incorporation by reference & Proposed
§ 164.017–5
Section 160.[subpart number]–5
would list the IMO standards that the
Coast Guard proposes to incorporate to
harmonize its regulations with
international standards. Section
160.[subpart number]–5 would also list
other technical standards incorporated
by reference that are specific to that
particular subpart, and are used in Coast
Guard interpretations of the IMO
standards. Section 164.017–5 would list
technical standards incorporated by
reference in proposed new 46 CFR part
160, subpart 164.017. The technical
standards in §§ 160.[subpart number]–5
and 164.017–5 include recommended
guidelines from IMO that the Coast
Guard proposes to incorporate by
reference as required standards. IMO
standards and other technical standards
included in these sections are either
new standards or updated from a
previous version of a similar standard
and are discussed below in Table 2:
New and Updated Standards
Incorporated by Reference. For more
information about incorporation by
reference, see section V. Incorporation
by Reference below.
These sections would use the
standards currently incorporated by
reference in the subparts the Coast
Guard proposes to remove that the Coast
Guard has determined are still
applicable, and would update other
such standards. The Coast Guard would
not retain other specifications that are
no longer used.
TABLE 2—NEW AND UPDATED STANDARDS INCORPORATED BY REFERENCE
Organization
Title
Description
Equipment affected
American Society for Testing and
Materials (ASTM).
A 36/A 36M–08 Standard Specification for Carbon Structural
Steel.
Provides a specification for carbon
steel shapes, plates, and bars
of structural quality for use in
bolted or welded construction of
the load bearing steel components of lifesaving appliances in
column 3.
Provides a specification for carbon
steel castings for assembly with
other castings or wrought-steel
parts by fusion welding.
Davits, release mechanisms, lifeboats, rescue boats, and automatic disengaging devices.
A 216/A 216M–08 Standard Specification for Steel Castings, Carbon, Suitable for Fusion Welding for High-Temperature Service.
B 127–05(2009) Standard Specification for Nickel-Copper Alloy
(UNS N04400) Plate, Sheet,
and Strip.
B 209–07 Standard Specification
for Aluminum and AluminumAlloy Sheet and Plate.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
D 543–06 Standard Practices for
Evaluating the Resistance of
Plastics to Chemical Reagents.
D 570–98(2005) Standard Test
Method for Water Absorption of
Plastics.
D 638–08 Standard Test Method
for Tensile Properties of Plastics.
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Provides a standard specification
for nickel-copper alloys to be
used in the construction of fuel
tanks.
Provides a standard specification
for aluminum and aluminum alloys to be used in the construction of lifeboats and rescue
boats.
Provides a method for testing
FRP to standard test chemical
reagents; alternative method to
ISO 175.
Provides a method to perform a
24-hour water immersion test
for FRP; alternative method to
ISO 62.
Provides a standard for determining the tensile strength of
laminate samples taken from (or
representative of) major components of the lifeboat; alternative
method to ISO 527.
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Davits.
Lifeboats and rescue boats.
Lifeboats and rescue boats.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
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TABLE 2—NEW AND UPDATED STANDARDS INCORPORATED BY REFERENCE—Continued
Organization
Title
Description
Equipment affected
A 653/A 653M–08 Standard Specification for Steel Sheet, ZincCoated (Galvanized) or ZincIron
Alloy-Coated
(Galvannealed) by the Hot-Dip
Process.
Provides a specification for steel
sheet, zinc-coated (galvanized)
or
zinc-iron
alloy-coated
(galvannealed) by the hot-dip
process in coils and cut lengths.
Steel requiring protective coatings must meet the requirements of A 653.
Provides a method for determining
ultimate compressive strength
of FRP; alternative method to
ISO 604.
Provides a standard method for
determination of the ultimate
strength of laminate samples
taken from (or representative of)
major components of the lifeboat or rescue boat; alternative
method to ISO 14125.
Provides a method for evaluating
the density of cured unfilled resins; an alternative method to
ISO 1183–1.
Provides a method to determine
specific gravity of uncatalyzed
liquid resins; an alternative
method to ISO 1675.
Provides a method to determine
viscosity of uncatalyzed liquid
resins; an alternative method to
ISO 255.
Provides a method for measuring
the
maximum
temperature
(peak exotherm) reached by a
reacting thermosetting plastic
composition and the time from
initial mixing of the reactants of
a thermosetting plastic composition to the time when solidification commences (gel time); ISO
2535 provides an alternative to
the gel time determination
method only.
Provides a test method for the determination of indentation hardness of both reinforced and
nonreinforced
rigid
plastics
using a Barcol Impressor,
Model No. 934–1 and Model
No. 935; an alternative method
to ISO 2039 (series).
Provides a test method for the determination of the ignition loss
of cured reinforced resins which
can be equated to the resin
content within limitations defined in the standard; an alternative to ISO 1172.
Provides a standard for finished,
woven electrical grade fabric in
the construction of FRP.
Specifies Type I; Type II; and
Type III flashlights.
Release mechanisms, lifeboats,
rescue boats, and automatic
disengaging devices.
Provides a standard for ergonomic
design criteria from a humanmachine perspective to be applied to the design and construction of lifesaving appliances listed in column 3.
Inflatable liferafts, release mechanisms, lifeboats, rescue boats,
and automatic disengaging devices.
D 695–(08) Standard Test Method
for Compressive Properties of
Rigid Plastics.
D 790–07e1 Standard Test Methods for Flexural Properties of
Unreinforced and Reinforced
Plastics and Electrical Insulating
Materials.
D 792–08 Standard Test Methods
for Density and Specific Gravity
(Relative Density) of Plastics by
Displacement.
D 1045–08 Standard Test Methods for Sampling and Testing
Plasticizers Used in Plastics.
D 1824–95(2002) Standard Test
Method for Apparent Viscosity
of Plastisols and Organosols at
Low Shear Rates.
D 2471–99 Standard Test Method
for Gel Time and Peak
Exothermic Temperature of Reacting Thermosetting Resins.
D 2583–07 Standard Test Method
for Indentation Hardness of
Rigid Plastics by Means of a
Barcol Impressor.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
D 2584–08 Standard Test Method
of Ignition Loss of Cured Reinforced Resins.
D 4029–09 Standard Specification
for Finished Woven Glass Fabrics.
F 1014–02(2007) Standard Specification for Flashlights on Vessels.
F 1166–07 Standard Practice for
Human Engineering Design for
Marine Systems, Equipment,
and Facilities.
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Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Lifeboats and rescue boats.
Inflatable liferafts.
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TABLE 2—NEW AND UPDATED STANDARDS INCORPORATED BY REFERENCE—Continued
Organization
Title
General Services Administration
(GSA).
International Maritime Organization (IMO).
Description
G 154–06 Standard Practice for
Operating Fluorescent Light Apparatus for UV Exposure of
Nonmetallic Materials.
Federal Standard 595C—Colors
Used in Government Procurement.
Provides a method for the accelerated weathering test of FRP.
Lifeboats and rescue boats.
Provides a standard for vivid reddish orange on the exteriors of
the lifesaving appliances listed
in column 3.
Provides the design, construction
and performance standard for
SOLAS required life-saving appliance.
Provides standardized instructions
for people in liferafts.
Provides a standard for retro-reflective material.
Lifeboats, rescue boats, buoyant
apparatuses, and liferafts.
International Life-Saving Appliance Code, (IMO Resolution
MSC.48(66), as amended).
IMO Resolution A.657(16) Instructions for Action in Survival Craft.
IMO Resolution A.658(16) Use
and Fitting of Retro-reflective
Materials on Life-saving Appliances.
IMO Resolution A.760(18) Symbols Related to Life-Saving Appliances and Arrangements.
IMO Revised Recommendation on
testing of life-saving appliances,
IMO Resolution MSC.81(70) as
amended.
MSC Circ. 980, Standardized lifesaving appliance evaluation and
test report forms.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
International
Organization
Standardization (ISO).
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for
MSC/Circ. 1006, Guidelines On
Fire Test Procedures For Acceptance Of Fire-Retardant Materials For The Construction Of
Lifeboats.
MSC.1 Circ. 1205, Guidelines for
Developing
Operation
and
Maintenance Manuals for Lifeboat Systems.
62:2008 Plastics—Determination
of water absorption.
175:1999 Plastics—Methods of
tests for the determination of
the effects of immersion in liquid chemicals.
14125:1998 Fibre-reinforced plastic composites—Determination
of flexural properties.
527–1:1993 Plastics—Determination of tensile properties.
604:2002 Plastics—Determination
of compressive properties.
1172:1996 Textile-glass-reinforced
plastics—Prepregs,
moulding
compounds and laminates—Determination of the textile-glass
and mineral-filler content—Calcination methods.
1183–1:2004 Plastics—Methods
for determining the density of
non-cellular plastics—Part 1:
Immersion
method,
liquid
pyknometer method and titration
method.
1675:1985 Plastics—Liquid resins—Determination of density
by the pyknometer method.
2039–1:2001 Determination of
hardness—Part 1: Ball indentation method.
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Equipment affected
Provides a standard catalogue of
symbols to be used in life-saving appliance manuals and
placards.
Provides the testing requirements
for all life-saving appliances required by SOLAS.
Provides a concise, standard format for documenting prototype
testing.
Provides an alternative to MIL–R–
7575C and MIL–R–21607E(SH)
for the fire-resistance tests of
FRP used in lifeboat construction.
Provides a standard format for
manufacturers to present their
Operations and Maintenance
manuals.
Provides an alternative test method to ASTM D 570.
Provides an alternative test method to ASTM D 543.
Davits, winches, release mechanisms, lifeboats, rescue boats,
automatic disengaging devices,
and buoyant apparatuses.
Liferafts.
Lifeboats, rescue boats, liferafts
and buoyant apparatuses.
Davits, winches, release mechanisms, lifeboats, rescue boats,
automatic disengaging devices,
and buoyant apparatuses.
Davits, winches, release mechanisms, lifeboats, rescue boats,
automatic disengaging devices,
and buoyant apparatuses.
Winches, davits, lifeboats, rescue
boats, release mechanisms,
and automatic disengaging devices.
Lifeboat and rescue boat resins.
Lifeboats, winches, davits, lifeboats, rescue boats, release
mechanisms, and automatic disengaging devices.
Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
Provides an alternative test method to ASTM D 790.
Lifeboat and rescue boat resins.
Provides an alternative test method to ASTM D 638.
Provides an alternative test method to ASTM D 695.
Provides an alternative test method to ASTM D 2584.
Lifeboat and rescue boat resins.
Provides an alternative test method to ASTM D 792.
Lifeboat and rescue boat resins.
Provides an alternative test method to ASTM D 1045.
Lifeboat and rescue boat resins.
Provides an alternative test method to ASTM D 2583.
Lifeboat and rescue boat resins.
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Lifeboat and rescue boat resins.
Lifeboat and rescue boat resins.
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TABLE 2—NEW AND UPDATED STANDARDS INCORPORATED BY REFERENCE—Continued
Organization
Title
Society of Automotive Engineers
(SAE).
U.S. Military Specification .............
Description
2039–2:1987 Determination of
hardness—Part 2: Rockwell
hardness.
2114:2000 Plastics (polyester resins) and paints and varnishes
(binders)—Determination of partial acid value and total acid
value.
2535:2001 Plastics—Unsaturatedpolyester resins—Measurement
of gel time at ambient temperature.
2555:1989 Plastics—Resins in the
liquid state or as emulsions or
dispersions—Determination of
apparent viscosity by the Brookfield test method.
15372:2000, Ships and marine
technology—Inflatable
rescue
boats—Coated fabrics for inflatable chambers.
15738:2002, Ships and marine
technology—Gas Inflation systems for inflatable life-saving
appliances.
17339:2002, Ships and marine
technology—Sea anchors for
survival craft and rescue boats.
18813:2006, Ships and marine
technology—Survival equipment
for survival craft and rescue
boats.
J1527–93, Marine Fuel Hoses ......
Provides an alternative test method to ASTM D 2583.
Lifeboat and rescue boat resins.
Provides an alternative test method to ASTM D 1045.
Lifeboat and rescue boat resins.
Provides an alternative test method of ASTM D 2471.
Lifeboat and rescue boat resins.
Provides an alternative test method to ASTM D 1824.
Lifeboat and rescue boat resins.
Provides a standard for the textiles used in the buoyancy
chambers of inflatable and rigidhull inflatable rescue boats.
Provides a standard for inflation
systems.
Rescue boats.
Provides sea anchor construction
standards.
Liferafts.
Provides construction standards
for various survival equipment
items.
Liferafts.
Provides a standard for USCG
type A fuel hoses required on
outboard engines.
Provides a standard for the cloth
used in foldable canopies on
partially enclosed lifeboats.
Rescue boats.
Provides a standard requirement
for ‘‘E’’ glass woven textiles for
use in FRP.
Provides a standard for materials
to be used for canopy, seam
tape, inflatable floor, and other
inflatable and structural components.
Provides standard minimum mechanical properties of laminate
samples taken from finished
FRP components, e.g. hull &
canopy.
Provides plastic foam standards ...
Lifeboats and rescue boats.
Provides plastic foam standards ...
Buoyant apparatuses.
Provides plastic foam standards ...
Buoyant apparatuses.
Provides standard testing protocols and minimum mechanical
properties of FRP test samples
for the acceptance of polyester
resins used in FRP laminates.
Provides a standard for flame resistance of resins used in FRP
laminates.
Lifeboat and rescue boat resins.
A–A–55308, Cloth And Strip,
Laminated Or Coated, Vinyl
Nylon Or Polyester, High
Strength, Flexible.
MIL–C–19663D: Cloth, Woven
Roving, For Plastic Laminate, 4
AUG 1998.
MIL–C–17415E—Cloth, Coated,
and Webbing, Inflatable Boat
and Miscellaneous Use.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
MIL–P–17549D(SH): Plastic Laminates, Fibrous Glass Reinforced, Marine, 31 AUG 1981.
MIL–P–19644 C—Plastic Molding
Material (Polystyrene Foam, Expanded Bead).
MIL–P–21929 B—Plastic Material,
Cellular Polyurethane, Foam-InPlace, Rigid (2 and 4 Pounds
per Cubic Foot).
MIL–P–40619 A—Plastic Material,
Cellular, Polystyrene (For Buoyancy Applications).
MIL–R–7575 C—Resin, Polyester,
Low Pressure Laminating, 29
June 1966.
MIL–R–21607E(SH), Resins, Polyester, Low Pressure Laminating, Fire-Retardant, 25 May
1990.
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Equipment affected
Liferafts.
Lifeboats.
Liferafts.
Lifeboats and rescue boats.
Buoyant apparatuses.
Lifeboat and rescue boat resins.
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TABLE 2—NEW AND UPDATED STANDARDS INCORPORATED BY REFERENCE—Continued
Organization
Title
MIL–R–24719(SH), Resins, Vinyl
Ester, Low Pressure Laminating, 4 May 1989.
Underwriters Laboratories (UL) .....
Description
Provides standard testing protocols and minimum mechanical
properties of FRP test samples
for the acceptance of vinyl ester
resins used in FRP laminates.
Provides a standard for permanent fuel tanks that are not part
of the hull.
Provides a standard for portable
fuel tanks typically used with
outboard engines.
1102, Standard for Nonintegral
Marine Fuel Tanks.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
1185, Standard for Portable Marine Fuel Tanks.
4. Section 160.[subpart number]–7
Design, construction, and performance
of [name of lifesaving equipment
addressed by the subpart]
Section 160.[subpart number]–7
would provide the detailed design,
construction, and performance
requirements for each equipment type
addressed in the proposed new
subparts. This section would contain
the IMO requirements and other
requirements for specific equipment
types. The proposed new or revised
requirements for each equipment type
are discussed in detail in Table 1: IMO
Standards and Coast Guard Proposed
Interpretations, above. Section
160.[subpart number]–7 would also
explicitly state that design, material,
and construction equivalence
determinations may be made by the
Commandant (CG–5214) only. See
proposed paragraph (c). This section
would also contain equipment-specific
technical requirements as follows:
Proposed §§ 160.115–7 and 160.132–7
(Launching Appliances—Winches and
Davits): The Coast Guard interpretations
of the LSA Code and Resolution
MSC.81(70), as discussed above in Table
1: IMO Standards and Coast Guard
Proposed Interpretations, are taken
directly from the existing regulations for
winches and davits contained in
subparts 160.015 and 160.032,
respectively. The Coast Guard would
not retain existing requirements from
subparts 160.015 and 160.032 that are
adequately addressed by the LSA Code,
requirements specific to installation and
arrangement that are addressed in the
various vessel and facility regulations in
titles 33 and 46 of the CFR, and
requirements applicable to mechanical
davits, which are not permitted by the
LSA Code and have become obsolete.
Proposed § 160.135–7 (Lifeboats):
This section would contain a crossreference to proposed new subpart
164.017 for the requirements for fire
retardant resins. Additionally, because
this section would incorporate the
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lifeboat design and performance
requirements of the LSA Code and
Resolution MSC.81(70), and the Coast
Guard interpretations of those
documents, as discussed above in Table
1: IMO Standards and Coast Guard
Proposed Interpretations, the Coast
Guard would not retain requirements in
subpart 160.035 for certain types of
obsolete lifeboats as well as obsolete
construction techniques. For example,
the Coast Guard would not retain
requirements for lifeboats that are
propelled solely by oar or hand (e.g.,
Fleming gear), open lifeboats, lifeboats
with radio cabins, and steel assembly
via riveting. Existing vessels with these
types of lifeboats may still be able to
replace in-kind provided they meet the
criteria in titles 33 and 46 of the CFR.
The Coast Guard also proposes adding
the installation of navigation lights in
§ 160.135–7, when applicable, on
lifeboats. Chapter I, Regulation 8(b)(ii)
of SOLAS 74, as amended, requires
surveys of lifesaving appliances to
ensure they are in compliance with the
International Regulations for Preventing
Collisions at Sea (COLREGS). COLREGS
does not contain any exemptions to the
navigation light requirements for motordriven survival craft or rescue boats.
Regulation 23 of COLREGS, however,
does allow ‘‘a power-driven vessel of
less than 7 meters in length whose
maximum speed does not exceed 7
knots may in lieu of the lights
prescribed in paragraph (a) of this Rule
exhibit an all-round white light and
shall, if practicable, also exhibit
sidelights.’’ There are modern lifeboats,
as well as rescue boats, that are 7 meters
or longer and/or have maximum speeds
of over 7 knots. The Coast Guard
proposes to require the installation of
navigation lights on lifeboats and rescue
boats, consistent with the COLREGS
requirements. While there is no specific
mention of navigation lights in the LSA
Code or Resolution MSC.81(70), the
Coast Guard interprets SOLAS as
requiring them.
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Equipment affected
Lifeboat and rescue boat resins.
Rescue boats.
Rescue boats.
Proposed § 160.156–7 (Rescue Boats
and Fast Boats): This section would
contain essentially identical technical
requirements to those for lifeboats in
§ 160.135–7 with some requirements
unique to rescue boats. For example, the
Coast Guard would add requirements
for coated cloth used in inflatable
collars. However, consistent with the
LSA Code, air in the inflated collar of
a rigid-hull inflatable rescue boat would
not be considered inherently buoyant
material for the purposes of meeting the
LSA Code’s requirement for additional
buoyant material in chapter IV/4.4.4.
The Coast Guard would add fuel system
requirements unique to outboard
gasoline engines, which are only
allowed on rescue boats, see Table 2:
New and Updated Standards
Incorporated by Reference, above.
Further, the requirement regarding
navigation lights for lifeboats would
also apply to rescue boats. Also unique
to rescue boats would be the allowance
to use automatic liferaft disengaging
devices approved under proposed
subpart 160.170 when the rescue boat is
of a type suspended on a single fall.
This is addressed in Table 1: IMO
Standards and Coast Guard Proposed
Interpretations; see also 46 CFR 199.160.
5. Section 160.[subpart number]–9
Preapproval review
This section would describe the
procedures for requesting preapproval
review of a design for the type of
lifesaving equipment addressed by the
proposed new subpart. Proposed
paragraph (b) of this section would
contain manufacturer requirements for
submitting an application to the
Commandant (CG–5214) for approval
and clarify the items required in the
application. For all equipment, an
application for approval would include
a master drawing list, detailed
arrangement and assembly drawings, a
full bill of materials, structural
calculations, all required manuals, the
proposed quality assurance plan, the
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name of the independent laboratory that
will conduct prototype and production
oversight, and any additional details
necessary to demonstrate compliance
with the applicable subpart.
Proposed paragraph (d) would contain
specifications for plan quality, and
proposed paragraph (e) would require
that any alternative materials, parts, or
construction must be clearly indicated
in plans. Proposed paragraph (f) of this
section in each subpart states that Coast
Guard may suspend review of an
application if they do not comply with
the requirements of this section.
Section 160.[subpart number]–9
would also contain the Coast Guard’s
proposal that, in general, this review
would be conducted by the
Commandant (CG–5214), although the
Coast Guard may delegate the
preapproval review to an independent
laboratory at the Coast Guard’s
discretion. This proposal is discussed in
more detail above in section IV.B.
Independent Laboratories.
6. Section 160.[subpart number]–11
Fabrication of prototype [name of
lifesaving equipment addressed by the
subpart] for approval
This section would specify the
procedures for the fabrication of
prototype equipment for approval and
list the manufacturer’s and independent
laboratory’s responsibilities in that
process. The responsibilities would
include requirements that a
manufacturer arranging for fabrication
inspections and tests could do so only
after receiving notice of meeting the
requirements of preapproval review. It
would also detail submission of the
inspection report to the Commandant
(CG–5214). Because fabrication of
lifeboats and rescue boats and fast
rescue boats is more complex as
compared to fabrication of winches,
davits, release mechanisms, and
automatic disengaging devices, and
encompasses certain features (such as
fiberglass layup) that cannot be reliably
inspected in a finished product,
oversight is required at this phase to
ensure compliance with the plans
submitted for preapproval. Therefore,
this proposed section would only
appear in proposed new subparts
160.135 and 160.156. In proposed new
subparts 160.115, 160.132, 160.133, and
160.170 this section would be reserved.
Section 160.[subpart number]–11
would also contain the Coast Guard’s
proposal to delegate the performance of
the oversight of the prototype
construction to the independent
laboratory, which must conduct its
oversight in accordance with 46 CFR
part 159, subpart 159.007. See proposed
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paragraph (b). This proposal is
discussed in more detail above in
section IV.B. Independent Laboratories.
Proposed §§ 160.135–11 (Lifeboats)
and 160.156–11 (Rescue boats): In these
sections, the Coast Guard would require
prototype lifeboats and rescue boats
constructed with FRP to be made with
unpigmented resins to allow the
attending independent laboratory to
have a means to visually inspect the
construction of the major FRP
components, and to be able to see any
internal structural damage that occurs
during testing. The Coast Guard
proposes that the attending independent
laboratory witness weighing of each
major component constructed of FRP
before assembly with other components
prior to installation of buoyancy foam
and then again with buoyancy foam in
place. The Coast Guard also proposes
the attending independent laboratory
ensure any welding of structural
components is accomplished by
qualified welders, see also proposed
§§ 160.135–7(b)(5) and 160.156–7(b)(4).
Further, the Coast Guard proposes the
attending independent laboratory
inspect the propulsion, steering, and
water spray and air support systems
after their installation to ensure they are
in compliance with the approved
prototype plans.
7. Section 160.[subpart number]–13
Approval inspections and tests for
prototype [name of lifesaving equipment
addressed by the subpart]
This section would list the prototype
tests required for approval of lifesaving
equipment addressed by the proposed
new subparts. This section would
contain the minimum prototype tests
required for approval as set forth in part
1 of the IMO Revised recommendation
on testing. These tests, as well as Coast
Guard interpretations of these tests, are
discussed in Table 1: IMO Standards
and Coast Guard Proposed
Interpretations, above.
This section would also contain the
Coast Guard’s proposal that, in general,
the Coast Guard would witness all
prototype testing, but the Commandant
(CG–5214) may delegate this function to
an independent laboratory on a case-bycase basis, as discussed above in section
IV.B. Independent Laboratories.
8. Section 160.[subpart number]–15
Production inspections, tests, quality
control, and conformance of [name of
lifesaving equipment addressed by the
subpart]
This section would list the production
tests that would be required for each
equipment type and the manufacturer’s
and independent laboratory’s
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53473
responsibilities for production quality
control of Coast Guard approved
equipment. This section would contain
procedures and standards for
production tests as required by IMO
Revised recommendation on testing,
part 2. Although part 2 addresses both
production tests and installation tests,
which are performed after the
equipment is installed on the parent
vessel, this rulemaking only addresses
production tests. Production testing
would be conducted at the
manufacturing facility, prior to delivery
to a vessel and is required before the
equipment would be marked as Coast
Guard approved. Specific production
testing and quality control requirements
for each equipment type are discussed
in Table 1: IMO Standards and Coast
Guard Proposed Interpretations, above.
Section 160.[subpart number]–15 would
also address the manufacturer’s
responsibilities for maintaining and
keeping records associated with the
production process.
Section 160.[subpart number]–15
would cross-reference 46 CFR part 159,
subpart 159.007, which contains the
Coast Guard’s established procedures
for performing production inspections
and tests, and proposes to delegate the
performance of production testing and
oversight of the manufacturer’s quality
control plan to the independent
laboratory, as discussed above in section
IV.B. Independent Laboratories.
9. Section 160.[subpart number]–17
Marking and labeling
Section 160.[subpart number]–17
would set forth the proposed markings
for approved equipment as required by
the LSA Code and the IMO Revised
recommendation on testing. This
section would dictate the placement and
contents of a plate or label for the
specific lifesaving equipment addressed
by the proposed subpart. This section
would require that labeling be in
English. The Coast Guard would require
all lifesaving equipment affected by this
rule to be marked or stamped with the
following information: USCG-issued
approval number, the word ‘‘SOLAS’’,
manufacturer’s name and address
(address may be excluded on release
mechanisms for space constraints),
identifying information of the
independent laboratory, model name
and serial number, and month/year of
manufacture. The Coast Guard would
require lifeboats and rescue boats to be
marked with the material of the hull
construction, e.g. FRP, their A and B
weights (see Table 1: IMO Standards
and Coast Guard Proposed
Interpretations above), and the number
of persons it is certificated to carry. The
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Coast Guard would also require all
launching appliances and release
mechanisms to be marked with their
safe working loads. The Coast Guard
would also require liferaft automatic
disengaging devices to be marked with
the number of the test certificate
attesting to the static proof test required
by the Revised recommendation on
testing, part 2/6.2.2.
10. Section 160.[subpart number]–19
Operating instructions and information
for the ship’s training manual
Section 160.[subpart number]–19
would detail the Coast Guard
requirements for the information for the
ship’s training manual required by
SOLAS and would specify that IMO
symbols be used to describe location
and operation of the equipment. This
section would also provide that the
instructions and information may be
combined with other similar material,
but they would have to be available in
English and be provided in the form of
an instruction placard.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
11. Section 160.[subpart number]–21
Operation and maintenance instructions
Section 160.[subpart number]–21
would detail the Coast Guard
requirements for the operation and
maintenance instructions required by
SOLAS and would specify that the
instructions follow the general format
and content specified in IMO MSC.1
Circular 1205, include a checklist for
use in monthly, external visual
inspections, and use IMO symbols to
describe location and operation of the
equipment. This section also would
provide that the manual may be
combined with other similar material,
but it must be available in English.
12. Section 160.[subpart number]–23
Procedure for approval of design,
material, or construction change
This section would contain the
procedures for requesting approval of a
design, material, or construction change
to approved equipment addressed by
that subpart. This section proposes that
manufacturers must submit plans for
modifying an approved design following
the same procedures as for the original
approval set forth in § 160.[subpart
number]–9. This section also would
require a prototype be built and tested,
in accordance with §§ 160.[subpart
number]–11 and 160.[subpart number]–
13, unless waived by Commandant (CG–
5214) if deemed appropriate. Finally,
this section proposes to explicitly state
that design, material, and construction
equivalence determinations may be
made by the Commandant (CG–5214)
only.
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V. Incorporation by Reference
Material proposed for incorporation
by reference appears in proposed 46
CFR §§ 160.010–1, 160.051–5, 160.115–
5, 160.132–5, 160.133–5, 160.135–5,
160.151–5, 160.156–5, 160.170–5, and
164.017–5. You may inspect this
material at U.S. Coast Guard
Headquarters where indicated under
ADDRESSES. Copies of the material are
available from the sources listed in
paragraph (b) in each of those sections.
Before publishing a binding rule, the
Coast Guard will submit this material to
the Director of the Federal Register for
approval of the incorporation by
reference.
VI. Regulatory Analyses
The Coast Guard developed this
proposed rule after considering
numerous statutes and executive orders
related to rulemaking. Below the Coast
Guard summarizes these analyses based
on 13 of these statutes or executive
orders.
A. Regulatory Planning and Review
This proposed rule is not a significant
regulatory action under section 3(f) of
Executive Order 12866, Regulatory
Planning and Review, and does not
require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. OMB has not reviewed it under
that Order.
A ‘‘Preliminary Regulatory Analysis
and Initial Regulatory Flexibility
Analysis’’ is available in the docket
where indicated under the ‘‘Public
Participation and Request for
Comments’’ section of this preamble. A
summary of the analysis follows:
As previously discussed, the Coast
Guard proposes to amend 46 CFR part
160 to harmonize its regulations with
IMO standards governing certain types
of lifesaving equipment. The Coast
Guard also proposes to incorporate the
use of independent laboratories for
Coast Guard approval procedures for
certain types of lifesaving equipment,
including requiring the use of
independent laboratories at certain
stages of the approval procedures in lieu
of Coast Guard personnel who currently
perform these inspections and witness
these tests.
We expect the proposed changes to
harmonize existing regulations with
international standards to have no
additional costs for manufacturers of
lifesaving equipment. In order for their
lifesaving equipment to be used on
vessels for international voyage from
any nation that is a SOLAS signatory,
equipment manufacturers must
currently comply with the international
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standards for lifesaving equipment
established by SOLAS. We expect the
proposed rule reflects existing industry
practices adopted in response to these
international standards governing the
performance of certain types of
lifesaving equipment.
We expect the proposed changes to
require the use of independent
laboratories in lieu of Coast Guard
personnel would result in additional
costs for manufacturers of certain types
of lifesaving equipment.
Currently, the Coast Guard does not
charge for its inspections (although
overseas manufacturing facilities
reimburse the Coast Guard for travel and
subsistence costs of Coast Guard
inspectors). The use of independent
laboratories required by this proposed
rule would create a new cost for
manufacturers of lifesaving equipment.
However, the costs of inspections by
independent laboratories would be
partially offset by an overall reduction
in the number of inspections made
possible through the coordination of
independent laboratories.
Manufacturers would be able to
schedule inspections and testing for
independent laboratories acting on
behalf of multiple nations, including the
U.S., rather than requiring separate
Coast Guard inspections and testing by
Coast Guard inspectors. This
coordinated use of independent
laboratories would avoid multiple
inspections and testing of the same
equipment (see the ‘‘Independent
Laboratories’’ section for more details) .
We estimate the annual costs to
manufacturers for using independent
laboratories are approximately $130,000
for U.S. firms and approximately
$683,000 for foreign firms
(undiscounted). Over a 10-year period of
analysis, we estimate the total present
value costs of the rulemaking are
approximately $913,000 for U.S. firms
and approximately $4.8 million for
foreign firms, discounted at seven
percent. We estimate the total present
value cost of the rulemaking to be about
$5.7 million over a 10-year period of
analysis.
The other proposed changes, not
resulting from harmonization with
internal standards or use of independent
laboratories, update Coast Guard
regulations to reflect current practice or
newer versions of existing standards
and have minimal costs. These include
an amendment specifying the
attachment point for sea anchors to
liferafts, and the addition of a new
subpart in 46 CFR part 164 addressing
resins used in the construction of
lifeboats and rescue boats and
incorporating the use of equivalent
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international standards as an alternative
to national consensus standards.
The benefits of the proposed rule
include compliance with U.S.
obligations as a SOLAS signatory and
removing inconsistencies between
international standards and the Coast
Guard’s current regulations. The
proposed rule also provides possible
savings for manufacturers from
coordination efficiencies for inspections
and increased efficiency for the Coast
Guard from greater flexibility in
assigning its human resources,
particularly those stationed at overseas
Coast Guard offices.
The ‘‘Preliminary Regulatory Analysis
and Initial Regulatory Flexibility
Analysis’’ available on the docket
provides additional detail on the costs
and benefits of this rulemaking. The
Coast Guard urges interested parties to
submit comments that specifically
address the economic impacts of this
rulemaking. Comments can be made as
indicated in the ADDRESSES section.
B. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this proposed rule would have
a significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
A combined ‘‘Preliminary Regulatory
Analysis and Initial Regulatory
Flexibility Analysis’’ discussing the
impact of this proposed rule on small
entities is available in the docket where
indicated under the ‘‘Public
Participation and Request for
Comments’’ section of this preamble.
We determined that six of the eight
U.S. firms manufacturing lifesaving
equipment are classified as small
entities under the Small Business
Administration size standards. We
estimate the annual costs to use
independent laboratories is less than 0.5
percent of revenue for five of the six
small entities and less than 1.25 percent
of revenue for one of the six small
entities. However, these estimates do
not include adjustments for
manufacturer savings from the
coordinated use of independent
laboratories that would avoid multiple
inspections and testing of the same
equipment (see the ‘‘Independent
Laboratories’’ section for more details).
Based on this information, the Coast
Guard certifies under 5 U.S.C. 605(b)
that this proposed rule would not have
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a significant economic impact on a
substantial number of small entities. If
you think that your business,
organization, or governmental
jurisdiction qualifies as a small entity
and that this rule would have a
significant economic impact on it,
please submit a comment to the Docket
Management Facility at the address
under ADDRESSES. In your comment,
explain why you think it qualifies and
how and to what degree this rule would
economically affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we want to assist small entities in
understanding this proposed rule so that
they can better evaluate its effects on
them and participate in the rulemaking.
If the proposed rule would affect your
small business, organization, or
governmental jurisdiction and you have
questions concerning its provisions or
options for compliance, please consult
Mr. George Grills, P.E., Commercial
Regulation and Standard Directorate,
Office of Design and Engineering
Standards, Lifesaving and Fire Safety
Division (CG–5214), Coast Guard,
telephone 202–372–1385, or e-mail
address George.G.Grills@uscg.mil. The
Coast Guard will not retaliate against
small entities that question or complain
about this rule or any policy or action
of the Coast Guard.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
D. Collection of Information
This proposed rule would call for no
new collection of information under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520). The information
collected under the proposed rule is
addressed in the existing collection of
information, OMB control number
1625–0035, title 46 Subchapter Q:
Lifesaving, Electrical, and Engineering
Equipment, Construction and Materials
& Marine Sanitation Devices (33 CFR
part 159), which was reviewed by OMB
on May 27, 2009 and will expire after
the 3-year approval period ending on
May 31, 2012, unless renewed. The
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proposed rule would increase the total
annual collection burden of the existing
collection of information by 1.2 percent.
The current authorized annual burden is
103,289 hours and the proposed rule
would increase the annual burden by
approximately 1,221 hours.
The increase in the annual burden is
not considered material or substantive.
To confirm this, the Coast Guard has
submitted a change worksheet (OMB
Form 83–C) to OIRA noting the change
in the annual burden. The change
worksheet is available in the docket
where indicated under the ‘‘Public
Participation and Request for
Comments’’ section of this preamble.
If you submit comments on the
collection of information, submit them
both to OMB and to the Docket
Management Facility as indicated under
ADDRESSES, by the date under DATES.
E. Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on them.
The U.S. Supreme Court has long
recognized the field preemptive impact
of the Federal regulatory regime for
inspected vessels. See, e.g., Kelly v.
Washington ex rel Foss, 302 U.S. 1
(1937) and the consolidated cases of
United States v. Locke and Intertanko v.
Locke, 529 U.S. 89, 113–116 (2000).
Therefore the Coast Guard’s view is that
regulations issued under the authority
of 46 U.S.C. 3306 in the areas of design,
construction, alteration, repair,
operation, superstructures, hulls,
fittings, equipment, appliances,
propulsion machinery, auxiliary
machinery, boilers, unfired pressure
vessels, piping, electric installations,
accommodations for passengers and
crew, sailing school instructors, sailing
school students, lifesaving equipment
and its use, firefighting equipment, its
use and precautionary measures to
guard against fire, inspections and tests
related to these areas and the use of
vessel stores and other supplies of a
dangerous nature have preemptive effect
over State regulation in these fields,
regardless of whether the Coast Guard
has issued regulations on the subject or
not, and regardless of the existence of
conflict between the State and Coast
Guard regulation.
While it is well settled that States may
not regulate in categories in which
Congress intended the Coast Guard to be
the sole source of a vessel’s obligations,
as these categories are within a field
foreclosed from regulation by the States
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(see U.S. v. Locke, above), the Coast
Guard recognizes the key role State and
local governments may have in making
regulatory determinations. Additionally,
Sections 4 and 6 of Executive Order
13132 require that for any rules with
preemptive effect, the Coast Guard shall
provide elected officials of affected State
and local governments and their
representative national organizations
the notice and opportunity for
appropriate participation in any
rulemaking proceedings, and to consult
with such officials early in the
rulemaking process. Therefore, we
invite affected State and local
governments and their representative
national organizations to indicate their
desire for participation and consultation
in this rulemaking process by
submitting comments to the docket
using one of the methods specified
under ADDRESSES. In accordance with
Executive Order 13132, the Coast Guard
will provide a federalism impact
statement to document (1) the extent of
the Coast Guard’s consultation with
State and local officials that submit
comments to this proposed rule, (2) a
summary of the nature of any concerns
raised by State or local governments and
the Coast Guard’s position thereon, and
(3) a statement of the extent to which
the concerns of State and local officials
have been met.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any one year. Though this
proposed rule would not result in such
an expenditure, the Coast Guard does
discuss the effects of this rule elsewhere
in this preamble.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
G. Taking of Private Property
This proposed rule would not effect a
taking of private property or otherwise
have taking implications under
Executive Order 12630, Governmental
Actions and Interference with
Constitutionally Protected Property
Rights.
H. Civil Justice Reform
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
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I. Protection of Children
The Coast Guard has analyzed this
proposed rule under Executive Order
13045, Protection of Children from
Environmental Health Risks and Safety
Risks. This rule is not an economically
significant rule and would not create an
environmental risk to health or risk to
safety that might disproportionately
affect children.
J. Indian Tribal Governments
This proposed rule does not have
tribal implications under Executive
Order 13175, Consultation and
Coordination with Indian Tribal
Governments, because it would not have
a substantial direct effect on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
K. Energy Effects
The Coast Guard has analyzed this
proposed rule under Executive Order
13211, Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use. The Coast Guard
has determined that it is not a
‘‘significant energy action’’ under that
order because it is not a ‘‘significant
regulatory action’’ under Executive
Order 12866 and is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
L. International Trade Impacts
Under the Trade Agreement Act of
1979 (codified at 19 U.S.C. 2501 et seq.),
agencies are prohibited from
promulgating any standards or engaging
in related activities that create
unnecessary obstacles to foreign
commerce. Because the proposed rule
would have an effect on foreign firms,
we have also examined the costs and
regulatory action to determine if it
would constitute an unnecessary
obstacle to trade. Because the overall
costs are minimal, the requirement for
third-party inspections and testing is
uniform across product classes, and the
requirement for independent third-party
testing applies to both domestic and
overseas manufacturers, this rule does
not constitute an obstacle to trade or a
non-tariff barrier to trade.
M. Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through OMB, with
an explanation of why using these
standards would be inconsistent with
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applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This proposed rule uses the following
voluntary consensus standards:
• ASTM A 36/A 36M–08 Standard
Specification for Carbon Structural
Steel;
• ASTM A 216/A 216M–08 Standard
Specification for Steel Castings, Carbon,
Suitable for Fusion Welding for HighTemperature Service;
• ASTM A 653/A 653M–08 Standard
Specification for Steel Sheet, ZincCoated (Galvanized) or Zinc-Iron AlloyCoated (Galvannealed) by the Hot-Dip
Process;
• ASTM B 127–05(2009) Standard
Specification for Nickel-Copper Alloy
(UNS N04400) Plate, Sheet, and Strip;
• ASTM B 209–07 Standard
Specification for Aluminum and
Aluminum-Alloy Sheet and Plate;
• ASTM D 543–06 Standard Test
Method for Resistance of Plastics to
Chemical Reagents;
• ASTM D 570–98(2005) Standard
Test Method for Water Absorption of
Plastics;
• ASTM D 638–08 Standard Test
Method for Tensile Properties of
Plastics;
• ASTM D 695–08 Standard Test
Method for Compressive Properties of
Rigid Plastics;
• ASTM D 790–07e1 Standard Test
Methods for Flexural Properties of
Unreinforced and Reinforced Plastics
and Electrical Insulating Materials;
• ASTM D 792–08 Standard Test
Methods for Density and Specific
Gravity (Relative Density) of Plastics by
Displacement;
• ASTM D 1045–08 Standard
Methods of Sampling and Testing
Plasticizers used in Plastics;
• ASTM D 1824–95(2002) Standard
Test Method for Apparent Viscosity of
Plastisols and Organosols at Low Shear
Rates;
• ASTM D 2471–99 Standard Test
Method for Gel Time and Peak
Exothermic Temperature of Reacting
Thermosetting Resins;
• ASTM D 2583–07 Standard Test
Method for Indentation Hardness of
Rigid Plastics by Means of a Barcol
Impressor;
• ASTM D 2584–08 Standard Test
Method of Ignition Loss for Cured
Reinforced Resins;
• ASTM D 4029–09 Standard
Specification for Finished Woven Glass
Fabrics;
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• ASTM F 1014–02(2007) Standard
Specification for Flashlights on Vessels;
• ASTM F 1166–07 Standard Practice
for Human Engineering Design for
Marine Systems, Equipment, and
Facilities;
• ASTM G 154–06 Standard Practice
for Operating Fluorescent Light
Apparatus for UV Exposure of
Nonmetallic Materials;
• International Life-Saving Appliance
Code, (IMO Resolution MSC.48(66), as
amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85));
• IMO Resolution A.657(16)
Instructions for Action in Survival Craft;
• IMO Resolution A.658(16) Use and
Fitting of Retro-reflective Materials on
Life-saving Appliances;
• IMO Resolution A.760(18) Symbols
Related to Life-Saving Appliances and
Arrangements;
• IMO Resolution MSC.81(70),
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85);
• MSC Circular 980, Standardized
life-saving appliance evaluation and test
report forms;
• MSC Circular 1006, Guidelines On
Fire Test Procedures For Acceptance Of
Fire-Retardant Materials For The
Construction Of Lifeboats;
• MSC.1 Circular 1205, Guidelines for
Developing Operation and Maintenance
Manuals for Lifeboat Systems;
• ISO 62:2008 Plastics—
Determination of water absorption;
• ISO 175:1999 Plastics—Methods of
test for the determination of the effects
of immersion in liquid chemicals;
• ISO 14125:1998 Fibre-reinforced
plastic composites—Determination of
flexural properties;
• ISO 527–1:1993 Plastics—
Determination of tensile properties;
• ISO 604:2002 Plastics—
Determination of compressive
properties;
• ISO 1172:1996 Textile-glassreinforced plastics—Prepregs, moulding
compounds and laminates—
Determination of the textile-glass and
mineral-filler content—Calcination
methods;
• ISO 1183–1:2004 Plastics—Methods
for determining the density of noncellular plastics—Part 1: Immersion
method, liquid pyknometer method and
titration method;
• ISO 1675:1985 Plastics—Liquid
resins—Determination of density by the
pyknometer method;
• ISO 2039–1:2001 Determination of
hardness—Part 1: Ball indentation
method;
• ISO 2039–2:1987 Determination of
hardness—Part 2: Rockwell hardness;
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• ISO 2114:2000 Plastics (polyester
resins) and paints and varnishes
(binders)—Determination of partial acid
value and total acid value;
• ISO 2535:2001 Plastics—
Unsaturated-polyester resins—
Measurement of gel time at ambient
temperature;
• ISO 2555:1989 Plastics—Resins in
the liquid state or as emulsions or
dispersions—Determination of apparent
viscosity by the Brookfield test method;
• ISO 15372:2000 Ships and marine
technology—Inflatable rescue boats—
Coated fabrics for inflatable chambers;
• ISO 15738:2002 Ships and marine
technology—Gas inflation systems for
inflatable life-saving appliances;
• ISO 17339:2002 Ships and marine
technology—Sea anchors for survival
craft and rescue boats;
• ISO 18813:2006 Ships and marine
technology—Survival equipment for
survival craft and rescue boats;
• SAE J1527–93, Marine Fuel Hoses;
• UL 1102, Standard for Nonintegral
Marine Fuel Tanks; and
• UL 1185, Standard for Portable
Marine Fuel Tanks.
The proposed sections that reference
these standards and the locations where
these standards are available are listed
in 46 CFR 160.010–1, 160.115–5,
160.132–5, 160.133–5, 160.135–5,
160.151–5, 160.156–5, 160.170–5, and
164.017–5.
This proposed rule also uses technical
standards other than voluntary
consensus standards. The Coast Guard
proposes to use the below-listed
standards issued by the Department of
Defense and the General Services
Administration because the Coast Guard
did not find voluntary consensus
standards that fulfill the purpose of
these standards as applicable to the
proposed rule:
• A–A 55308 Cloth And Strip,
Laminated Or Coated, Vinyl Nylon Or
Polyester, High Strength, Flexible;
• Federal Standard 595C—Colors
Used in Government Procurement;
• MIL–C–17415E—Cloth, Coated, and
Webbing, Inflatable Boat and
Miscellaneous Use;
• MIL–C–19663D: Cloth, Woven
Roving, For Plastic Laminate, 4 AUG
1998;
• MIL–P–17549D(SH): Plastics
Laminates, Fibrous Glass Reinforced,
Marine, 31 AUG 1981;
• MIL–P–19644 C—Plastic Molding
Material (Polystyrene Foam, Expanded
Bead);
• MIL–P–21929 B—Plastic Material,
Cellular Polyurethane, Foam-In-Place,
Rigid (2 and 4 Pounds per Cubic Foot);
• MIL–P–40619 A—Plastic Material,
Cellular, Polystyrene (For Buoyancy
Applications);
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• MIL–R–7575 C, Resin, Polyester,
Low Pressure Laminating, 29 June 1966;
• MIL–R–21607E(SH), Resins,
Polyester, Low Pressure Laminating,
Fire-Retardant; 25 May 1990; and
• MIL–R–24719(SH), Resins, Vinyl
Ester, Low Pressure Laminating, 4 May
1989.
If you disagree with our analysis of
the voluntary consensus standards
listed above or are aware of voluntary
consensus standards that might apply
but are not listed, please send a
comment to the docket using one of the
methods under ADDRESSES. In your
comment, please explain why you
disagree with our analysis and/or
identify voluntary consensus standards
the Coast Guard has not listed that
might apply.
N. Environment
The Coast Guard has analyzed this
proposed rule under Department of
Homeland Security Directive 023–01
and Commandant Instruction
M16475.lD, which guide the Coast
Guard in complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have made a preliminary determination
that this action is one of a category of
actions which do not individually or
cumulatively have a significant effect on
the human environment. A preliminary
environmental analysis checklist
supporting this determination is
available in the docket where indicated
under the ‘‘Public Participation and
Request for Comments’’ section of this
preamble. This rule involves requiring
manufacturers of lifesaving equipment
to use qualified independent
laboratories and updating technical
requirements for some lifesaving
equipment. As such, it would be
categorically excluded under Section
2.B.b, Figure 2.1 paragraph (34)(b) and
(d), of the Instruction, which covers
regulations concerning delegating
authority, manning, documents,
admeasurements, inspection, and
equipping of vessels; and paragraph 6(a)
of the National Environmental Policy
Act: Coast Guard Procedures for
Categorical Exclusions (67 FR 141,
48243 (July 23, 2002)), which covers
regulations concerning vessel operation
safety standards because this rule
pertains to regulations concerning
delegating authority and the inspection
and equipping of vessels, as well as
vessel operation safety standards,
equipment approval, and equipment
carriage requirements. The Coast Guard
seeks any comments or information that
may lead to the discovery of a
significant environmental impact from
this proposed rule.
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List of Subjects
PART 117—LIFESAVING EQUIPMENT
AND ARRANGEMENTS
46 CFR Part 108
Fire prevention, Marine safety,
Occupational safety and health, Oil and
gas exploration, Vessels.
46 CFR Part 117
Marine safety, Passenger vessels.
3. The authority citation for part 117
continues to read as follows:
Authority: 46 U.S.C. 2103, 3306; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; Department of Homeland Security
Delegation No. 0170.1.
46 CFR Part 133
Cargo vessels, Marine safety,
Reporting and recordkeeping
requirements.
4. In § 117.150, revise paragraph (a)
and add paragraph (c) to read as follows:
§ 117.150 Survival craft embarkation
arrangements.
46 CFR Part 160
Marine safety, Incorporation by
reference, Reporting and recordkeeping
requirements.
46 CFR Part 164
Fire prevention, Incorporation by
reference, Marine safety, Reporting and
recordkeeping requirements.
46 CFR Part 180
Marine safety, Passenger vessels.
46 CFR Part 199
Cargo vessels, Marine safety, Oil and
gas exploration, Passenger vessels,
Reporting and recordkeeping
requirements.
For the reasons discussed in the
preamble, the Coast Guard proposes to
amend 46 CFR parts 108, 117, 133, 160,
164, 180, and 199 as follows:
PART 108—DESIGN AND EQUIPMENT
1. The authority citation for part 108
continues to read as follows:
Authority: 43 U.S.C. 1333; 46 U.S.C. 3102,
3306; Department of Homeland Security
Delegation No. 0170.1.
2. Revise § 108.550(a) to read as
follows:
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5. The authority citation for part 133
continues to read as follows:
Authority: 46 U.S.C. 3306, 3307;
Department of Homeland Security Delegation
No. 0170.1.
6. Revise § 133.150(b) to read as
follows:
*
(a)(1) Each launching appliance must
be a davit approved under 46 CFR part
160, subpart 160.132 for use with the
intended craft, with a winch approved
under 46 CFR part 160, subpart 160.115
for use with the intended craft.
(2) Each launching appliance for a
davit-launched liferaft must include an
automatic disengaging apparatus
approved under 46 CFR part 160,
subpart 160.170 and be either—
(i) A launching appliance described in
(a)(1) of this section; or
(ii) A launching appliance approved
on or before (EFFECTIVE DATE OF
FINAL RULE) under approval series
160.163.
*
*
*
*
*
19:43 Aug 30, 2010
PART 133—LIFESAVING SYSTEMS
§ 133.150 Survival craft launching and
recovery arrangements: General.
§ 108.550 Survival craft launching and
recovery arrangements: General.
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(a) A launching appliance described
in paragraph (c) of this section, or a
marine evacuation system approved
under approval series 160.175, must be
provided for each inflatable liferaft and
inflatable buoyant apparatus when
either—
*
*
*
*
*
(c) Each launching appliance for a
davit-launched liferaft must include an
automatic disengaging apparatus
approved under 46 CFR part 160,
subpart 160.170 and be either—
(1) A davit approved under 46 CFR
part 160, subpart 160.132 for use with
a liferaft, with a winch approved under
46 CFR part 160, subpart 160.115 for use
with a liferaft; or
(2) A launching appliance approved
on or before (EFFECTIVE DATE OF
FINAL RULE) under approval series
160.163.
*
*
*
*
(b)(1) Each launching appliance must
be a davit approved under 46 CFR part
160, subpart 160.132 for use with the
intended craft, with a winch approved
under 46 CFR part 160, subpart 160.115
for use with the intended craft.
(2) Each launching appliance for a
davit-launched liferaft must include an
automatic disengaging apparatus
approved under 46 CFR part 160,
subpart 160.170 and be either—
(i) A launching appliance described in
(b)(1) of this section; or
(ii) A launching appliance approved
on or before (EFFECTIVE DATE OF
FINAL RULE) under approval series
160.163.
*
*
*
*
*
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PART 160—LIFESAVING EQUIPMENT
7. The authority citation for part 160
continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 3703 and
4302; E.O. 12234, 45 FR 58801, 3 CFR, 1980
Comp., p. 277; 49 CFR 1.46.
Subpart 160.010—Buoyant Apparatus
for Merchant Vessels
8. Revise § 160.010–1 to read as
follows:
§ 160.010–1
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST, SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) General Services Administration,
Federal Acquisition Service, Office of
the FAS Commissioner, 22200 Crystal
Drive, 11th Floor, Arlington, VA 22202,
703–605–5400.
(1) Federal Standard 595C—Colors
Used in Government Procurement, IBR
approved for § 160.010–5 (‘‘FED–STD–
595C’’).
(2) [Reserved]
(c) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§ 160.010–3 (‘‘IMO LSA Code’’).
(2) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§ 160.010–3 (‘‘IMO Revised
recommendation on testing’’).
(d) Military Specifications and
Standards, Standardization Order Desk,
Building 4D, 700 Robins Avenue,
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assist.daps.dla.mil/quicksearch/.
(1) MIL–P–19644 C—Plastic Molding
Material (Polystyrene Foam, Expanded
Bead), IBR approved for § 160.010–5
(‘‘MIL–P–19644 C’’).
(2) MIL–P–21929 B—Plastic Material,
Cellular Polyurethane, Foam-In-Place,
Rigid (2 and 4 Pounds per Cubic Foot),
IBR approved for § 160.010–5 (‘‘MIL–P–
21929 B’’).
(3) MIL–P–40619 A—Plastic Material,
Cellular, Polystyrene (For Buoyancy
Applications), IBR approved for
§ 160.010–5 (‘‘MIL–P–40619 A’’).
(4) MIL–R–21607E(SH), Resins,
Polyester, Low Pressure Laminating,
Fire-Retardant, 25 May 1990, IBR
approved for § 160.010–5 (‘‘MIL–R–
21607E(SH)’’).
9. In § 160.010–2, revise the definition
for ‘‘Commandant’’ to read as follows:
§ 160.010–2
Definitions.
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*
*
*
*
*
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST, SW., STOP 7126,
WASHINGTON, DC 20593–7126.
*
*
*
*
*
10. § In 160.010–3—
a. In paragraph (a)(1), remove the
words ‘‘(SOLAS Chapter III, regulation
38, paragraph 1.5 (III/38.1.5))’’ and add,
in their place, the words ‘‘(IMO LSA
Code, Chapter IV/4.1.1.5 (incorporated
by reference, see § 160.010–1))’’;
b. In paragraph (a)(2), remove the
words ‘‘(Regulation III/38.2.1)’’ and add,
in their place, the words ‘‘(IMO LSA
Code, Chapter IV/4.1.2.1)’’;
c. In paragraph (a)(3), remove the
words ‘‘(Regulation III/39.2.2)’’ and add,
in their place, the words ‘‘(IMO LSA
Code, Chapter IV/4.2.2.2)’’;
d. In paragraph (a)(4), remove the
words ‘‘(Regulation III/39.5.1)’’ and add,
in their place, the words ‘‘IMO LSA
Code, Chapter IV/4.2.5.4’’;
e. In paragraph (a)(5), remove the
words ‘‘(Regulation III/39.5.2)’’ and add,
in their place, the words ‘‘(IMO LSA
Code, Chapter IV/4.2.5.2)’’;
f. In paragraph (a)(9), remove the
words ‘‘(Regulation III/39.4.1)’’ and add,
in their place, the words ‘‘(IMO LSA
Code, Chapter IV/4.2.4.1)’’;
g. In paragraph (a)(10), remove the
words ‘‘(Regulation III/39.4.2)’’ and add,
in their place, the words ‘‘(IMO LSA
Code, Chapter IV/4.2.4.2)’’;
h. In paragraph (a)(11), remove the
symbol ‘‘§ ’’ and add, in its place, the
words ‘‘46 CFR’’; and remove the words
‘‘of this subchapter’’;
i. In paragraph (a)(12), in the
introductory text after the word
‘‘Equipment’’, remove the words
‘‘(Regulation III/38.5.1)’’; and in the last
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sentence in the introductory text,
remove the words ‘‘Regulation III/
38.5.1’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5’’;
j. In paragraph (a)(13), remove the
words ‘‘(Regulations III/39.7.3.4, III/
39.7.3.5, and III/39.8.6)’’; after the words
‘‘requirements of § 160.151–33’’, add the
words ‘‘as well as IMO LSA Code,
Chapter IV/4.2.6.3 and 4.2.7.1.6’’; and
remove the words ‘‘regulation III/39.8.6’’
and add, in their place, the words ‘‘IMO
LSA Code, Chapter IV/4.2.7.1.6’’;
k. In paragraph (a)(14), remove the
words ‘‘IMO Resolution A.689(17)’’ and
add, in their place, the words ‘‘IMO
Revised recommendation on testing
(incorporated by reference, see
§ 160.010–1)’’;
l. In paragraphs (a)(15) and (a)(16),
remove the words ‘‘IMO Resolution
A.689(17)’’ and add, in their place, the
words ‘‘IMO Revised recommendation
on testing’’;
m. In paragraph (e) introductory text,
remove the words ‘‘under the IMO
International Code of Safety for HighSpeed Craft (HSC Code)’’; and remove
the words ‘‘Annex 10 to the HSC Code’’
and add, in their place, the words
‘‘Annex 11 to IMO Res. MSC.97(73)’’;
and
n. Add paragraph (e)(9) to read as
follows:
53479
d. In paragraph (b)(4), remove the text
‘‘MIL–P–40619’’ and add, in its place,
the text ‘‘MIL–P–40619 A (incorporated
by reference, see § 160.010–1)’’;
e. In paragraph (c)(1), remove the text
‘‘MIL–P–21607’’ and add, in its place,
the text ‘‘MIL–P–21607E(SH)
(incorporated by reference, see
§ 160.010–1)’’; and remove the text ‘‘(G–
MSE)’’ and add, in its place, the text
‘‘(CG–5214)’’; and
f. In paragraphs (c)(2) and (c)(3),
remove the text ‘‘(CG–521)’’ and add, in
its place, the text ‘‘(CG–5214)’’.
§ 160.010–7
[Amended]
13. In § 160.010–7(a), remove the text
‘‘CG–512’’ and add, in its place, the text
‘‘CG–5214’’.
Subpart 160.015 [Removed and
Reserved]
14. Remove and reserve subpart
160.015.
Subpart 160.032 [Removed and
Reserved]
15. Remove and reserve subpart
160.032.
Subpart 160.033 [Removed and
Reserved]
16. Remove and reserve subpart
160.033.
§ 160.010–3 Inflatable buoyant
apparatuses.
Subpart 160.035 [Removed and
Reserved]
*
*
*
*
*
(e) * * *
(9) Stability. It must be fitted with
stability pockets, in accordance with
IMO LSA Code Chapter IV/4.2.5.4.
17. Remove and reserve subpart
160.035.
§ 160.010–4
18. Revise § 160.051–1 to read as
follows:
[Amended]
11. In § 160.010–4—
a. In paragraph (g), remove the word
‘‘(1/4in.)’’ and add, in its place, the
words ‘‘(1/4 in.)’’; and
b. In paragraph (n), remove the words
‘‘sections 13 and 14 of the ‘‘Color Names
Dictionary’’’’ and add, in their place, the
words ‘‘sections 13 and 14 of FED–STD–
595C (incorporated by reference, see
§ 160.010–1)’’.
§ 160.010–5
[Amended]
12. In § 160.010–5—
a. In paragraph (b) introductory text,
remove the text ‘‘(CG–521)’’ and add, in
its place, the text ‘‘(CG–5214)’’;
b. In paragraph (b)(2), remove the text
‘‘MIL–P–19644’’ and add, in its place,
the text ‘‘MIL–P–19644 C (incorporated
by reference, see § 160.010–1)’’;
c. In paragraph (b)(3), remove the text
‘‘MIL–P–21929’’ and add, in its place,
the text ‘‘MIL–P–21929 B (incorporated
by reference, see § 160.010–1)’’;
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Subpart 160.051—Inflatable Liferafts
for Domestic Service
§ 160.051–1
Scope.
(a) This subpart prescribes
requirements for approval by the Coast
Guard of A, B, and Coastal Service
inflatable liferafts for use only in
domestic service. These liferafts must
comply with all of the requirements for
SOLAS A and SOLAS B liferafts in
subpart 160.151 except as specified in
this subpart.
(b) This subpart does not apply to any
A, B, and Coastal Service inflatable
liferaft for use only in domestic service
that has been approved by the Coast
Guard before (EFFECTIVE DATE OF
FINAL RULE), so long as the liferaft
satisfies the annual servicing
requirements set forth in 46 CFR
160.151–57.
19. In § 160.051–3, add the definition
for ‘‘Commandant’’, in alphabetical
order, as follows:
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Definitions.
*
*
*
*
*
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST SW., STOP 7126,
WASHINGTON, DC 20593–1726.
20. Redesignate §§ 160.051–5,
160.051–7, and 160.051–9 as
§§ 160.051–7, 160.051–9, and 160.051–
11, respectively.
21. Add new § 160.051–5 to read as
follows:
§ 160.051–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) International Maritime
Organization (IMO) Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§§ 160.051–7 and 160.051–9 (‘‘IMO LSA
Code’’).
(2) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§§ 160.051–7, 160.051–9, and 160.051–
11 (‘‘IMO Revised recommendation on
testing’’).
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.051–7
[Amended]
22. In newly redesignated § 160.051–
7—
a. In paragraph (a), remove the words
‘‘Regulation III/38.1.5’’ and add, in their
place, the words ‘‘IMO LSA Code
Chapter IV/4.1.1.5, (incorporated by
reference, see § 160.051–5)’’;
b. In paragraph (b), remove the first
instance of the words ‘‘Regulation III/
38.1.5.5’’ and add, in their place, the
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words ‘‘IMO LSA Code, Chapter IV/
4.1.1.5.5’’; and after the words ‘‘the
viewing port’’, remove the words
‘‘described in Regulation III/38.1.5.5’’;
c. In paragraph (c), remove the first
instance of the words ‘‘Regulation III/
38.1.5.6’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.1.5.6’’; and after the words ‘‘means of
rainwater collection’’, remove the words
‘‘described in Regulation III/38.1.5.6’’;
d. In paragraph (d), remove the words
‘‘Regulation III/38.2.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.2.1’’;
e. In paragraph (e), remove the words
‘‘Regulation III/39.2.2’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.2.2.2’’;
f. In paragraph (f), remove the words
‘‘Regulation III/39.4.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.2.4.1’’;
g. In paragraph (g), remove the words
‘‘Regulation III/39.5.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.2.5’’;
h. In paragraph (h), remove the first
instance of the words ‘‘Regulation III/
39.6.3’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.3.4’’; and after the words ‘‘controlled
interior lamp’’, remove the words
‘‘described in Regulation III/39.6.3’’;
i. In paragraph (i), remove the words
‘‘Regulations III/39.7.3.4 and III/
39.7.3.5’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.3.6’’;
j. In paragraph (j), remove the words
‘‘IMO Resolution A.689(17)’’ and add, in
their place, the words ‘‘IMO Revised
recommendation on testing
(incorporated by reference, see
§ 160.051–5)’’; and
k. In paragraphs (k) and (l), remove
the words ‘‘IMO Resolution A.689(17)’’
and add, in their place, the words ‘‘IMO
Revised recommendation on testing’’.
§ 160.051–9
[Amended]
23. In newly redesignated § 160.051–
9—
a. In paragraph (a), remove the words
‘‘Regulation III/38.2.1’’ and add, in their
place, the words ‘‘IMO LSA Code
Chapter IV/4.1.2.1’’; and
b. In paragraph (b), remove the words
‘‘Regulations III/39.7.3.4 and III/
39.7.3.5’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.6.3’’.
§ 160.051–11
[Amended]
24. In newly redesignated § 160.051–
11, in paragraph (f), remove the words
‘‘IMO Resolution A.689(17)’’ and add, in
their place, the words ‘‘IMO Revised
recommendation on testing
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(incorporated by reference, see
§ 160.051–5)’’.
25. Add subpart 160.115 to read as
follows:
Subpart 160.115—Launching Appliances—
Winches
Sec.
160.115–1 Scope.
160.115–3 Definitions.
160.115–5 Incorporation by reference.
160.115–7 Design, construction, and
performance of winches.
160.115–9 Preapproval review.
160.115–11 [Reserved]
160.115–13 Approval inspections and tests
for prototype winches.
160.115–15 Production inspections, tests,
quality control, and conformance of
winches.
160.115–17 Marking and labeling.
160.115–19 Operating instructions and
information for the ship’s training
manual.
160.115–21 Operation and maintenance
instructions.
160.115–23 Procedure for approval of
design or material change.
Subpart 160.115—Launching
Appliances—Winches
§ 160.115–1
Scope.
This subpart prescribes standards,
tests, and procedures for seeking Coast
Guard approval of a winch used in
conjunction with a davit approved
under 46 CFR part 160, subpart 160.132
for lifeboats approved under 46 CFR
part 160, subpart 160.135, liferafts
approved under 46 CFR part 160,
subparts 160.051 or 160.151, and rescue
boats approved under 46 CFR part 160,
subparts 160.056 or 160.156.
§ 160.115–3
Definitions.
In addition to the definitions in the
IMO LSA Code (incorporated by
reference, see § 160.115–5), in this
subpart, the term:
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST. SW., STOP 7126,
WASHINGTON, DC 20593–7126.
Independent laboratory has the same
meaning as 46 CFR 159.001–3. A list of
accepted independent laboratories is
available from the Commandant and
online at https://cgmix.uscg.mil.
Officer In Charge, Marine Inspection
(OCMI) means an officer of the Coast
Guard designated as such by the
Commandant and who, under the
direction of the Coast Guard District
Commander, is in charge of a marine
inspection zone, described in part 1 of
this chapter, for the performance of
duties with respect to the inspection,
enforcement, and administration of
vessel safety and navigation laws and
regulations. The ‘‘cognizant OCMI’’ is
the OCMI who has immediate
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jurisdiction over a vessel for the
purpose of performing the duties
previously described.
SOLAS means the International
Convention for the Safety of Life at Sea,
1974, as amended.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.115–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST. SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) International Maritime
Organization (IMO) Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution A.760(18),
Symbols Related to Life-Saving
Appliances and Arrangements, IBR
approved for § 160.115–19 (‘‘IMO Res.
A.760(18)’’).
(2) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§ 160.115–7 (‘‘IMO LSA Code’’).
(3) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§§ 160.115–7, 160.115–13, and 160.115–
15 (‘‘IMO Revised recommendation on
testing’’).
(4) MSC Circular 980, Standardized
life-saving appliance evaluation and test
report forms, IBR approved for
§ 160.115–13 (‘‘IMO MSC Circ. 980’’).
(5) MSC.1 Circular 1205, Guidelines
for Developing Operation and
Maintenance Manuals for Lifeboat
Systems, IBR approved for § 160.115–21
(‘‘IMO MSC.1 Circ. 1205’’).
§ 160.115–7 Design, construction, and
performance of winches.
(a) To seek Coast Guard approval of a
winch, a manufacturer must comply
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with, and each winch must meet, the
requirements of the following—
(1) IMO LSA Code, Chapter I/1.2.2
and Chapter VI/6.1.1 and 6.1.2
(incorporated by reference, see
§ 160.115–5) applicable to the design
and intended service of the winch;
(2) IMO Revised recommendation on
testing, Part 1/8.1 (incorporated by
reference, see § 160.115–5) applicable to
the winch;
(3) 46 CFR part 159; and
(4) This subpart.
(b) Each winch must meet each of the
following requirements:
(1) Materials. (i) All gears must be
machine cut and made of steel, bronze,
or other suitable materials properly
keyed to shafts. The use of cast iron is
not permitted for these parts.
(ii) Metals in contact with each other
must be either galvanically compatible
or insulated with suitable non-porous
materials. Provisions must also be made
to prevent loosening or tightening
resulting from differences of thermal
expansion, freezing, buckling of parts,
galvanic corrosion, or other
incompatibilities.
(iii) Screws, nuts, bolts, pins, keys,
and other similar hardware, securing
moving parts must be fitted with
suitable lock washers, cotter pins, or
locks to prevent them from coming
adrift.
(2) Bearings and gears. (i) Positive
means of lubrication must be provided
for all bearings.
(ii) When worm gears are used, the
worm wheel must operate in an oil bath.
Means to easily check the oil level in
the gear case must be provided.
(iii) The manufacturer must furnish a
lubrication chart and a plate attached to
the winch indicating the lubricant
recommended for extremes in
temperature.
(3) Guards. All moving parts must
have suitable guards.
(4) Welding. Welding must be
performed by welders certified by the
Commandant, American Bureau of
Shipping, U.S. Navy, or an independent
laboratory accepted by the
Commandant. Only electrodes intended
for use with the material being welded
may be used. All welds must be checked
using appropriate non-destructive tests.
(5) Winch drums. (i) A winch must
have grooved drums unless otherwise
approved by the Commandant.
(ii) The diameter of the drums must
be at least 16 times the diameter of the
falls.
(iii) Drums must be so arranged as to
keep the falls separate, and to pay out
the falls at the same rate. Clutches
between drums are not permitted unless
bolted locking devices are used.
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(6) Winch motors. For a winch
powered by electric or hydraulic
motors, or portable power units such as
air or electric drills—
(i) Positive means must be provided
for controlling the power to the winch,
arranged so that the operator must hold
the master switch or controller in the
‘‘on’’ or ‘‘hoist’’ position for hoisting, and
when released, will immediately shut
off the power;
(ii) A clutch must be fitted to
disengage the power installation during
the lowering operation;
(iii) A means must be provided to
disconnect power to the winch before a
hand crank can be engaged with the
winch operating shaft, and this
interruption of power must be
maintained while the hand crank is so
engaged;
(iv) The air or electric power outlet for
a portable power unit must be located
adjacent to the winch where the unit is
to be coupled, and the outlet must be
interconnected with, and protected by,
the same system of safety devices as
required for a winch with built-inmotors;
(v) A main line emergency disconnect
switch, the opening of which
disconnects all electrical potential to the
winch, must be provided. This switch
must be located in a position accessible
to the person in charge of the boat
stowage and must be in a position from
which the movement of both davit arms
can be observed as they approach the
final stowed position;
(vi) Limit switches, one for each davit
arm, must be provided to limit the travel
of the davit arms as they approach the
final stowed position. These switches
must—
(A) Be so arranged that the opening of
either switch will disconnect all
electrical potential of the circuit in
which the switches are connected;
(B) Be arranged to stop the travel of
the davit arms not less than 12 inches
from their final stowed position; and
(C) Remain open until the davit arms
move outboard beyond the tripping
position of the switches;
(vii) Motor clutches, when used, must
be of either frictional or positive
engaging type. When one motor is used
for two winches, the clutch must be so
arranged that only one winch may be
engaged at any one time. The clutch
operating lever must be capable of
remaining in any position when subject
to vibration and must be so arranged
that when in neutral position both
lifeboats may be lowered
simultaneously;
(viii) Motors, switches, controls, and
cables must be waterproof if installed on
an open deck. Controls may be of the
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drip-proof type if installed in a deck
house or under deck;
(ix) Hydraulic systems must be in
accordance with 46 CFR part 58, subpart
58.30; and
(x) Electrical installations must
comply with 46 CFR 111.01–9, 111.01–
11, 111.01–19, 111.25, 111.55, 111.70,
and 111.95.
(7) Quick return. For a winch used to
launch an inflatable liferaft means must
be provided for rapidly retrieving the
falls by hand power.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.115–9
Preapproval review.
(a) Except as provided in paragraph
(c) of this section, the Commandant
must conduct the preapproval review
required by this section, in accordance
with 46 CFR 159.005–5.
(b) Manufacturer requirements. To
seek Coast Guard approval of a winch,
the manufacturer must submit an
application to the Commandant meeting
the requirements of 46 CFR 159.005–5
for preapproval review. To meet the
requirements of 46 CFR 159.005–5(a)(2),
the manufacturer must submit in
triplicate—
(1) A list of drawings, specifications,
manuals, and any other documentation
submitted, with each document
identified by number, title, revision
number, and issue date;
(2) General arrangement and assembly
drawings, including principal
dimensions;
(3) Stress calculations for all load
carrying parts;
(4) An operation, maintenance, and
training manual as described in
§§ 160.115–19 and 160.115–21 of this
subpart;
(5) A description of the quality
control procedures and recordkeeping
that will apply to the production of the
winch, which must include, but is not
limited to—
(i) The system for checking material
certifications received from suppliers;
(ii) The method for controlling the
inventory of materials;
(iii) The method for checking quality
of fabrication and joints, including
welding inspection procedures; and
(iv) The inspection checklists used
during various stages of fabrication to
assure that the approved winch
complies with the approved plans and
the requirements of this subpart;
(6) Any other drawing(s) necessary to
show that the winch complies with the
requirements of this subpart;
(7) The location or address of all
manufacturing sites, including the name
and address of any subcontractors,
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where the winch will be constructed;
and
(8) The name of the independent
laboratory that will perform the duties
prescribed in § 160.115–15 of this
subpart.
(c) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may conduct
preapproval review required by this
section, so long as the preapproval
review is conducted in accordance with
the procedures agreed upon between the
independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(d) Plan quality. All plans and
specifications submitted to the
Commandant under this section must—
(1) Be provided in English, including
all notes, inscriptions, and designations
for configuration control;
(2) Address each of the applicable
items in paragraph (b) of this section in
sufficient detail to show that the winch
meets the construction requirements of
this subpart;
(3) Accurately depict the proposed
winch;
(4) Be internally consistent;
(5) Be legible; and
(6) If reviewed by an independent
laboratory under paragraph (c) of this
section, include the independent
laboratory’s attestation that the plans
meet the quality requirements of this
section.
(e) Alternatives. Alternatives in
materials, parts, or construction, and
each item replaced by an alternative,
must be clearly indicated as such in the
plans and specifications submitted to
the Commandant under this section.
(f) Coast Guard review. If the plans or
specifications do not comply with the
requirements of this section, Coast
Guard review may be suspended, and
the applicant notified accordingly.
§ 160.115–11
[Reserved]
§ 160.115–13 Approval inspections and
tests for prototype winches.
(a) If the manufacturer is notified that
the information submitted in
accordance with § 160.115–9 of this
subpart is satisfactory to the
Commandant, the manufacturer may
proceed with fabrication of the
prototype winch and the approval
inspections and tests required under
this section.
(b) Except as provided in paragraph (f)
of this section, the Coast Guard must
conduct the approval inspections and
witness the approval tests required
under this section.
(c) Manufacturer requirements. To
proceed with approval inspections and
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tests required by this section, the
manufacturer must—
(1) Notify the Commandant and
cognizant Officer in Charge, Marine
Inspection (OCMI) of where the
approval inspections and tests required
under this section will take place, and
such notifications must be in sufficient
time to allow making travel
arrangements;
(2) Arrange a testing schedule that
allows for a Coast Guard inspector to
travel to the site where the testing is to
be performed;
(3) Admit the Coast Guard inspector
to any place where work or testing is
performed on winches or their
component parts and materials for the
purpose of—
(i) Conducting inspections as
necessary to determine that the
prototype—
(A) Conforms with the plans reviewed
under § 160.115–9 of this subpart;
(B) Is constructed by the methods and
with the materials specified in the plans
reviewed under § 160.115–9 of this
subpart; and
(C) When welding is part of the
construction process, is constructed by
the welding procedure and materials as
per the plans reviewed under § 160.115–
9 of this subpart and the welders are
appropriately qualified;
(ii) Assuring that the qualityassurance program of the manufacturer
is satisfactory;
(iii) Witnessing tests; and
(iv) Taking samples of parts or
materials for additional inspections or
tests; and
(4) Make available to the Coast Guard
inspector the affidavits or invoices from
the suppliers of all essential materials
used in the production of winches,
together with records identifying the lot
or serial numbers of the winches in
which such materials were used.
(d) Tests—(1) IMO Revised
recommendation on testing. Each
prototype winch of each design must
pass each of the tests described in IMO
Revised recommendation on testing,
Part 1, paragraph 8.1 (incorporated by
reference, see § 160.115–5) applicable to
winches.
(2) Visual inspection. Each winch
must be visually inspected to confirm—
(i) Compliance with this subpart;
(ii) Conformance with the examined
plans; and
(iii) Ease of operation and
maintenance.
(3) Hydraulic controls. If the winch
motor includes a fluid power and
control system, a test of the hydraulic
controls must be conducted in
accordance with 46 CFR 58.30–35.
(e) Test waiver. The Commandant
may waive certain tests for a winch
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similar in construction to a winch that
has successfully completed the tests.
(f) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may perform
approval inspections and witness
approval tests required by this section
so long as the inspections and tests are
performed and witnessed in accordance
with the procedures agreed upon
between the independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(g) After completion of approval
inspections and tests required by this
section, the manufacturer must comply
with the requirements of 46 CFR
159.005–9(a)(5) by preparing and
submitting to the Commandant for
review—
(1) The prototype approval test report
containing the same information
recommended by IMO MSC Circ. 980
(incorporated by reference, see
§ 160.115–5). The report must include a
signed statement by the Coast Guard
inspector (or independent laboratory as
permitted under paragraph (f) of this
section) who witnessed the testing,
indicating that the report accurately
describes the testing and its results; and
(2) The final version of the plans
required under § 160.115–9 of this
subpart in triplicate.
(h) The Commandant will review the
report and plans submitted under
paragraph (g) of this section, and if
satisfactory to the Commandant, will
approve the plans under 46 CFR
159.005–13.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.115–15 Production inspections,
tests, quality control, and conformance of
winches.
(a) Unless the Commandant directs
otherwise, an independent laboratory
must conduct or witness inspections,
tests, and oversight required by this
section. Production inspections and
tests of a winch must be carried out in
accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007 and in
this section, unless the Commandant
authorizes alternative tests and
inspections. The Commandant may
prescribe additional production tests
and inspections necessary to maintain
quality control and to monitor
compliance with the requirements of
this subpart.
(b) Manufacturer’s responsibility. The
manufacturer must—
(1) Institute a quality control
procedure to ensure that all production
winches are produced to the same
standard, and in the same manner, as
the prototype winch approved by the
Commandant. The manufacturer’s
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quality control personnel must not work
directly under the department or person
responsible for either production or
sales;
(2) Schedule and coordinate with the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section) to ensure that all tests
are performed as described in this
section;
(3) Submit to the Commandant a
yearly report that contains the
following—
(i) Serial number and date of final
assembly of each winch constructed;
(ii) The name of the representative of
the independent laboratory (or Coast
Guard inspector if required under
paragraph (a) of this section); and
(iii) Name of the vessel and company
receiving the winch, if known;
(4) Ensure that the arrangement and
materials entering into the construction
of the winch are in accordance with
plans approved under § 160.115–13(h)
of this subpart;
(5) Allow an independent laboratory
(or Coast Guard inspector if required
under paragraph (a) of this section)
access to any place where materials are
stored for the winch, work or testing is
performed on winches or their
component parts and materials, or
records are retained to meet the
requirements of paragraph (c) of this
section, below, for the purpose of—
(i) Assuring that the quality control
program of the manufacturer is
satisfactory;
(ii) Witnessing tests; or
(iii) Taking samples of parts or
materials for additional inspections or
tests; and
(6) Ensure that the independent
laboratory (or Coast Guard inspector if
required under paragraph (a) of this
section) conducts the inspections and
witnesses the tests required by
paragraph (e) of this section, and further
conducts a visual inspection to verify
that the winches are being made in
accordance with the plans approved
under § 160.115–13(h) of this subpart
and the requirements of this subpart.
(c) Recordkeeping. The manufacturer
must maintain records in accordance
with 46 CFR 159.007–13. The
manufacturer must keep records of all
items listed in this section for at least 5
years from the date of termination of
approval of each winch. The records
must include—
(1) A copy of this subpart, other CFR
sections referenced in this subpart, and
each document listed in § 160.115–5 of
this subpart;
(2) A copy of the approved plans,
documentation, and certifications;
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(3) A current certificate of approval
for each approved winch;
(4) Affidavits, certificates, or invoices
from the suppliers identifying all
essential materials used in the
production of approved winches,
together with records identifying the
serial numbers of the winches in which
such materials were used;
(5) Records of all structural welding
and name of operator(s);
(6) Records of welder certificates,
training, and qualifications;
(7) Date and results of calibration of
test equipment and the name and
address of the company or agency that
performed the calibration;
(8) The serial number of each
production winch, along with records of
its inspections and tests carried out
under this section; and
(9) The original purchaser of each
winch and the vessel on which it was
installed, if known.
(d) Independent laboratory
responsibility. The independent
laboratory must perform or witness the
inspections and tests under this section
for each Coast Guard-approved winch to
be installed on a U.S. flag vessel. If the
manufacturer also produces winches for
approval by other maritime safety
administrations, the inspections may be
coordinated with inspection visits for
those administrations.
(e) Production inspections and tests.
(1) Each approved winch must be
inspected and tested in accordance with
the procedures in 46 CFR part 159,
subpart 159.007 and the brake test
described in IMO Revised
recommendation on testing, Part 2,
paragraph 6.1.1 (incorporated by
reference, see § 160.115–5).
(2) The lowering tests described in
IMO Revised recommendation on
testing, Part 2, paragraph 6.1 may be
performed if the installation height is
known. If these tests are performed, the
results must be in accordance with 46
CFR 199.153(h) through (j).
§ 160.115–17
Marking and labeling.
(a) Each winch must be marked with
a plate or label permanently affixed in
a conspicuous place readily accessible
for inspection and sufficiently durable
to withstand continuous exposure to
environmental conditions at sea for the
life of the winch.
(b) The plate or label must be in
English, but may also be in other
languages.
(c) The plate or label must contain
the—
(1) Name and address of the
manufacturer;
(2) Manufacturer’s model
identification;
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(3) Name of the independent
laboratory that witnessed the prototype
or production tests;
(4) Serial number of the winch;
(5) U.S. Coast Guard approval
number;
(6) Month and year of manufacture;
(7) Safe working load of the winch;
and
(8) Word ‘‘SOLAS’’.
§ 160.115–19 Operating instructions and
information for the ship’s training manual.
(a) Each winch must have instructions
and information for the ship’s training
manual that use the symbols from IMO
Res. A.760(18) (incorporated by
reference, see § 160.115–5) to describe
the location and operation of the winch.
(b) The instructions and information
required by paragraph (a) of this section
may be combined with similar material
for survival craft and rescue boats, and
their complete launching systems.
(c) The winch manufacturer must
make operating instructions and
information required by paragraph (a) of
this section available in English to the
purchaser of a winch approved by the
Coast Guard.
§ 160.115–21
instructions.
Operation and maintenance
(a) Each winch must have operation
and maintenance instructions that—
(1) Follows the general format and
content specified in IMO MSC.1 Circ.
1205 (incorporated by reference, see
§ 160.115–5); and
(2) Includes a checklist for use in
monthly, external visual inspections of
the winch.
(b) The winch manufacturer must
make the manual required by paragraph
(a) of this section available in English to
the purchaser of a winch approved by
the Coast Guard.
(c) The operation and maintenance
instructions required by paragraph (a) of
this section may be combined with
similar material for survival craft and
rescue boats, and their complete
launching systems.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.115–23 Procedure for approval of
design or material change.
(a) Each change in design, material, or
construction from the plans approved
under 46 CFR 159.005–13 and
§ 160.115–13(h) of this subpart must be
approved by the Commandant before
being used in any production winch.
The manufacturer must submit any such
change following the procedures in
§ 160.115–9 of this subpart, but
documentation on items that are
unchanged from the plans approved
under 46 CFR 159.005–13 and
§ 160.115–13(h) of this subpart need not
be resubmitted.
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(b) Unless determined by the
Commandant to be unnecessary, a
prototype winch with each change
described in paragraph (a) of this
section must be made and tested
according to the procedures for new
approvals in §§ 160.115–9 through
160.115–13 of this subpart.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
26. Add subpart 160.132 to read as
follows:
Subpart 160.132—Launching Appliances—
Davits
Sec.
160.132–1 Scope.
160.132–3 Definitions.
160.132–5 Incorporation by reference.
160.132–7 Design, construction, and
performance of davits.
160.132–9 Preapproval review.
160.132–11 [Reserved]
160.132–13 Approval inspections and tests
for prototype davits.
160.132–15 Production inspections, tests,
quality control, and conformance of
davits.
160.132–17 Marking and labeling.
160.132–19 Operating instructions and
information for the ship’s training
manual.
160.132–21 Operation and maintenance
instructions.
160.132–23 Procedure for approval of
design or material change.
Subpart 160.132—Launching
Appliances—Davits
§ 160.132–1
Scope.
This subpart prescribes standards,
tests, and procedures for seeking Coast
Guard approval of a davit used in
conjunction with a winch approved
under 46 CFR part 160, subpart 160.115
for lifeboats approved under 46 CFR
part 160, subpart 160.135, liferafts
approved under 46 CFR part 160,
subparts 160.051 or 160.151, and rescue
boats approved under 46 CFR part 160,
subparts 160.056 or 160.156.
§ 160.132–3
Definitions.
In addition to the definitions in the
IMO LSA Code (incorporated by
reference, see § 160.132–5), in this
subpart, the term:
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST SW., STOP 7126,
WASHINGTON, DC 20593–7126.
Independent laboratory has the same
meaning as 46 CFR 169.001–3. A list of
accepted independent laboratories is
available from the Commandant and
online at https://cgmix.uscg.mil.
Officer In Charge, Marine Inspection
(OCMI) means an officer of the Coast
Guard designated as such by the
Commandant and who, under the
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direction of the Coast Guard District
Commander, is in charge of a marine
inspection zone, described in part 1 of
this chapter, for the performance of
duties with respect to the inspection,
enforcement, and administration of
vessel safety and navigation laws and
regulations. The ‘‘cognizant OCMI’’ is
the OCMI who has immediate
jurisdiction over a vessel for the
purpose of performing the duties
previously described.
SOLAS means the International
Convention for the Safety of Life at Sea,
1974, as amended.
§ 160.132–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) American Society for Testing and
Materials (ASTM), 100 Barr Harbor
Drive, PO Box C700, West
Conshohocken, PA 19428–2959.
(1) ASTM A 36/A 36M–08 Standard
Specification for Carbon Structural
Steel, IBR approved for § 160.132–7
(‘‘ASTM A 36’’).
(2) ASTM A 216/A 216M–08 Standard
Specification for Steel Castings, Carbon,
Suitable for Fusion Welding for HighTemperature Service, IBR approved for
§ 160.132–7 (‘‘ASTM A 216’’).
(c) International Maritime
Organization (IMO) Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution A.760(18),
Symbols Related to Life-Saving
Appliances and Arrangements, IBR
approved for § 160.132–19 (‘‘IMO Res.
A.760(18)’’).
(2) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§§ 160.132–7, 160.132–13, and 160.132–
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15 (‘‘IMO revised recommendation on
testing’’).
(3) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§ 160.132–7 (‘‘IMO LSA Code’’).
(4) MSC Circular 980, Standardized
life-saving appliance evaluation and test
forms, IBR approved for § 160.132–13
(‘‘IMO MSC Circ. 980’’).
(5) MSC.1 Circular 1205, Guidelines
for Developing Operation and
Maintenance Manuals for Lifeboat
Systems, IBR approved for § 160.132–21
(‘‘IMO MSC.1 Circ. 1205’’).
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.132–7 Design, construction, and
performance of davits.
(a) To seek Coast Guard approval of a
davit, a manufacturer must comply
with, and each davit must meet, the
requirements of following—
(1) IMO LSA Code Chapter I/1.2.2 and
Chapter VI/6.1.1 through 6.1.5
(incorporated by reference, see
§ 160.132–5) applicable to the design
and intended service of the davit;
(2) IMO Revised recommendation on
testing, Part 1/8.1 (incorporated by
reference, see § 160.132–5) applicable to
the design and intended service of the
davit;
(3) 46 CFR part 159; and
(4) This subpart.
(b) Each davit must meet the
following requirements—
(1) Materials. Each major structural
component of each davit must be
constructed of steel. Other materials
may be used if accepted by the
Commandant as equivalent or
superior—
(i) Structural steel made by the openhearth or electric furnace process must
be in accordance with ASTM A 36
(incorporated by reference, see
§ 160.132–5);
(ii) Steel castings not intended for
fusion welding must be in accordance
with ASTM A 36, Grades U–60–30, 60–
30, 65–30, 65–35, and 70–36;
(iii) Steel castings intended to be
fabricated by fusion welding must be in
accordance with ASTM A 216
(incorporated by reference, see
§ 160.132–5), Grades WCA and WCB;
(iv) Cast iron must not be used in the
construction of a davit; and
(v) Metals in contact with each other
must be either galvanically compatible
or insulated with suitable non-porous
materials. Provisions must also be made
to prevent loosening or tightening
resulting from differences of thermal
expansion, freezing, buckling of parts,
galvanic corrosion, or other
incompatibilities;
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(2) Bearings. (i) Bearings must be of
non-ferrous metal, or must be of the
roller or ball-bearing type;
(ii) Positive means of lubrication must
be provided; and
(iii) The manufacturer must furnish a
lubrication chart for each davit together
with a plate attached to the davit
indicating the lubricants recommended
for extremes in temperature;
(3) Guards. All moving parts must
have guards;
(4) Welding. Welding must be
performed by welders certified by the
Commandant, American Bureau of
Shipping, U.S. Navy, or an independent
laboratory accepted by the
Commandant. Only electrodes intended
for use with the material being welded
may be used. All welds must be checked
using appropriate non-destructive tests;
and
(5) Hydraulic systems, if installed,
must be in accordance with 46 CFR part
58, subpart 58.30.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
§ 160.132–9
Preapproval review.
(a) Except as provided in paragraph
(c) of this section, the Commandant
must conduct the preapproval review
required by this section, in accordance
with 46 CFR 159.005–5.
(b) Manufacturer requirements. To
seek Coast Guard approval of a davit,
the manufacturer must submit an
application to the Commandant meeting
the requirements of 46 CFR 159.005–5
for preapproval review. To meet the
requirements of 46 CFR 159.005–5(a)(2),
the manufacturer must submit in
triplicate—
(1) A list of drawings, specifications,
manuals, and any other documentation
submitted, with each document
identified by number, title, revision
issue, and date;
(2) General arrangement and assembly
drawings, including principal
dimensions;
(3) Stress calculations for all load
carrying parts;
(4) An operation, maintenance, and
training manual as described in
§§ 160.132–19 and 160.132–21 of this
subpart;
(5) A description of the quality
control procedures and recordkeeping
that will apply to the production of the
davit, which must include, but is not
limited to—
(i) The system for checking material
certifications received from suppliers;
(ii) The method for controlling the
inventory of materials;
(iii) The method for checking quality
of fabrication and joints, including
welding inspection procedures; and
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(iv) The inspection checklists used
during various stages of fabrication to
assure that the approved release
mechanism complies with the approved
plans and the requirements of this
subpart;
(6) Any other drawing(s) necessary to
show that the davit complies with the
requirements of this subpart;
(7) The location or address of all
manufacturing sites, including the name
and address of any subcontractors,
where the davit will be constructed; and
(8) The name of the independent
laboratory that will perform the duties
prescribed in § 160.132–15 of this
subpart.
(c) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may conduct
preapproval review required by this
section, so long as the preapproval
review is conducted in accordance with
the procedures agreed upon between the
independent laboratory and
Commandant under 46 CFR subpart
159.010.
(d) Plan quality. All plans and
specifications submitted to the
Commandant under this section must—
(1) Be provided in English, including
all notes, inscriptions, and designations
for configuration control;
(2) Address each of the applicable
items in paragraph (b) of this section in
sufficient detail to show that the davit
meets the construction requirements of
this subpart;
(3) Accurately depict the proposed
davit;
(4) Be internally consistent;
(5) Be legible; and
(6) If reviewed by an independent
laboratory under paragraph (c) of this
section, include the independent
laboratory’s attestation that the plans
meet the quality requirements of this
section.
(e) Alternatives. Alternatives in
materials, parts, or construction, and
each item replaced by an alternative,
must be clearly indicated as such in the
plans and specifications submitted to
the Commandant under this section.
(f) Coast Guard review. If the plans or
specifications do not comply with the
requirements of this section, Coast
Guard review may be suspended, and
the applicant notified accordingly.
§ 160.132–11
[Reserved]
§ 160.132–13 Approval inspections and
tests for prototype davits.
(a) If the manufacturer is notified that
the information submitted in
accordance with § 160.132–9 of this
subpart is satisfactory to the
Commandant, the manufacturer may
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proceed with fabrication of the
prototype davit, and the approval
inspections and tests required under
this section.
(b) Except as provided in paragraph (f)
of this section, the Coast Guard must
conduct the approval inspections and
witness the approval tests required
under this section.
(c) Manufacturer requirements. To
proceed with approval inspections and
tests required by this section, the
manufacturer must—
(1) Notify the Commandant and
cognizant Officer in Charge, Marine
Inspection (OCMI) of where the
approval inspections and tests required
under this section will take place, and
such notifications must be in sufficient
time to allow making travel
arrangements;
(2) Arrange a testing schedule with
the cognizant OCMI that allows for a
Coast Guard inspector to travel to the
site where the testing is to be performed;
(3) Admit the Coast Guard inspector
to any place where work or testing is
performed on davits or their component
parts and materials for the purpose of—
(i) Conducting inspections as
necessary to determine that the
prototype—
(A) Conforms with the plans reviewed
under § 160.132–9 of this subpart;
(B) Is constructed by the methods and
with the materials specified in the plans
reviewed under § 160.132–9 of this
subpart; and
(C) When welding is part of the
construction process, is constructed by
the welding procedure and materials as
per the plans reviewed under § 160.132–
9 of this subpart and the welders are
appropriately qualified;
(ii) Assuring that the qualityassurance program of the manufacturer
is satisfactory;
(iii) Witnessing tests; and
(iv) Taking samples of parts or
materials for additional inspections or
tests; and
(4) Make available to the Coast Guard
inspector the affidavits or invoices from
the suppliers of all essential materials
used in the production of davits,
together with records identifying the lot
or serial numbers of the davits in which
such materials were used.
(d) Tests—(1) IMO Revised
recommendation on testing. Each
prototype davit of each design must
pass each of the tests described in IMO
Revised recommendation on testing,
Part 1, paragraph 8.1 (incorporated by
reference, see § 160.132–5) applicable to
the design and service of the davit.
(2) Visual inspection. Each davit must
be visually inspected to confirm—
(i) Compliance with this subpart;
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(ii) Conformance with the examined
plans; and
(iii) Ease of operation and
maintenance.
(3) Hydraulic controls. If the davit
design includes a fluid power and
control system, a test of the hydraulic
controls must be conducted in
accordance with 46 CFR 58.30–35.
(e) Test waiver. The Commandant
may waive certain tests for a davit
similar in construction to a davit that
has successfully completed the tests.
(f) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may perform
approval inspections and witness
approval tests required by this section
so long as the inspections and tests are
performed and witnessed in accordance
with the procedures agreed upon
between the independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(g) After completion of approval
inspections and tests required by this
section, the manufacturer must comply
with the requirements of 46 CFR
159.005–9(a)(5) by preparing and
submitting to the Commandant for
review—
(1) The prototype approval test report
containing the same information
recommended by IMO MSC Circ. 980
(incorporated by reference, see
§ 160.132–5). The report must include a
signed statement by the Coast Guard
inspector (or independent laboratory as
permitted by paragraph (f) of this
section) who witnessed the testing,
indicating that the report accurately
describes the testing and its results; and
(2) The final version of the plans
required under § 160.132–9 of this
subpart in triplicate.
(h) The Commandant will review the
report and plans submitted under
paragraph (g) of this section, and if
satisfactory to the Commandant, will
approve the plans under 46 CFR
159.005–13.
§ 160.132–15 Production inspections,
tests, quality control, and conformance of
davits.
(a) Unless the Commandant directs
otherwise, an independent laboratory
must conduct or witness inspections,
tests, and oversight required by this
section. Production inspections and
tests of davits must be carried out in
accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007 and in
this section, unless the Commandant
authorizes alternative tests and
inspections. The Commandant may
prescribe additional production tests
and inspections necessary to maintain
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quality control and to monitor
compliance with the requirements of
this subpart.
(b) Manufacturer’s responsibility. The
manufacturer must—
(1) Institute a quality control
procedure to ensure that all production
davits are produced to the same
standard, and in the same manner, as
the prototype davit approved by the
Commandant. The manufacturer’s
quality control personnel must not work
directly under the department or person
responsible for either production or
sales;
(2) Schedule and coordinate with the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section), to ensure that all
tests are performed as described in this
section;
(3) Submit to the Commandant a
yearly report that contains the
following—
(i) Serial number and date of final
assembly of each davit constructed;
(ii) The name of the representative of
the independent laboratory (or Coast
Guard inspector if required under
paragraph (a) of this section); and
(iii) Name of the vessel and company
receiving the davit, if known;
(4) Ensure that the arrangement and
materials entering into the construction
of the davit are in accordance with
plans approved under § 160.132–13(h)
of this subpart;
(5) Allow an independent laboratory
(or Coast Guard inspector if required
under paragraph (a) of this section)
access to any place where materials are
stored for the davit, work or testing is
performed on davits or their component
parts and materials, or records are
retained to meet the requirements of
paragraph (c) of this section, below, for
the purpose of—
(i) Assuring that the quality control
program of the manufacturer is
satisfactory;
(ii) Witnessing tests; or
(iii) Taking samples of parts or
materials for additional inspections or
tests; and
(6) Ensure that the independent
laboratory (or Coast Guard inspector if
required under paragraph (a) of this
section) conducts the inspections and
witnesses the tests required by
paragraph (e) of this section, and further
conducts a visual inspection to verify
that the davits are being made in
accordance with the plans approved
under § 160.132–13(h) of this subpart
and the requirements of this subpart.
(c) Recordkeeping. The manufacturer
must maintain records in accordance
with 46 CFR 159.007–13. The
manufacturer must keep records of all
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items listed in this section for at least 5
years from the date of termination of
approval of each davit. The records
must include—
(1) A copy of this subpart, other CFR
sections referenced in this subpart, and
each document listed in § 160.132–5 of
this subpart;
(2) A copy of the approved plans,
documentation, and certifications;
(3) A current certificate of approval
for each approved davit;
(4) Affidavits, certificates, or invoices
from the suppliers identifying all
essential materials used in the
production of approved davits, together
with records identifying the serial
numbers of davits in which such
materials were used;
(5) Records of all structural welding
and name of operator(s);
(6) Records of welder certificates,
training, and qualifications;
(7) Date and results of calibration of
test equipment and the name and
address of the company or agency that
performed the calibration;
(8) The serial number of each
production davit, along with records of
its inspections and tests carried out
under this section; and
(9) The original purchaser of each
davit and the vessel on which it was
installed, if known.
(d) Independent laboratory
responsibility. The independent
laboratory must perform or witness the
inspections and tests under this section
for each Coast Guard-approved davit to
be installed on a U.S.-flagged vessel. If
the manufacturer also produces davits
for approval by other maritime safety
administrations, the inspections may be
coordinated with inspection visits for
those administrations.
(e) Production inspections and tests.
Each approved davit must be inspected
and tested in accordance with the
procedures in 46 CFR part 159, subpart
159.007 and the load test described in
IMO Revised recommendation on
testing, Part 2, paragraph 6.1.1
(incorporated by reference, see
§ 160.132–5).
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.132–17
Marking and labeling.
(a) Each davit must be marked with a
plate or label permanently affixed in a
conspicuous place readily for inspection
and sufficiently durable to withstand
continuous exposure to environmental
conditions at sea for the life of the davit.
(b) The plate or label must be in
English, but may also be in other
languages.
(c) The plate or label must contain
the—
(1) Name and address of the
manufacturer;
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(2) Manufacturer’s model
identification;
(3) Name of the independent
laboratory that witnessed the prototype
or production tests;
(4) Serial number of the davit;
(5) U.S. Coast Guard approval
number;
(6) Month and year of manufacture;
(7) Safe working load of the davit; and
(8) Word ‘‘SOLAS’’.
§ 160.132–19 Operating instructions and
information for the ship’s training manual.
(a) Each davit must have instructions
and information for the ship’s training
manual that use the symbols from IMO
Res. A.760(18) (incorporated by
reference, see § 160.132–5) to describe
the location and operation of the davit.
(b) The instructions and information
required by paragraph (a) of this section
may be combined with similar material
for survival craft and rescue boats, and
their complete launching systems.
(c) The davit manufacturer must make
operating instructions and information
required by paragraph (a) of this section
available in English to the purchaser of
a davit approved by the Coast Guard.
§ 160.132–21
instructions.
Operation and maintenance
(a) Each davit must have operation
and maintenance instructions that—
(1) Follows the general format and
content specified in IMO MSC.1 Circ.
1205 (incorporated by reference, see
§ 160.132–5); and
(2) Includes a checklist for use in
monthly, external visual inspections of
the davit.
(b) The davit manufacturer must make
the manual required by paragraph (a) of
this section available in English to the
purchaser of a davit approved by the
Coast Guard.
(c) The operation and maintenance
instructions required by paragraph (a) of
this section may be combined with
similar material for survival craft and
rescue boats, and their complete
launching systems.
§ 160.132–23 Procedure for approval of
design or material change.
(a) Each change in design, material, or
construction from the plans approved
under 46 CFR 159.005–13 and
§ 160.132–13(h) of this subpart must be
approved by the Commandant before
being used in any production davit. The
manufacturer must submit any such
change following the procedures in
§ 160.132–9 of this subpart, but
documentation on items that are
unchanged from the plans approved
under 46 CFR 159.005–13 and
§ 160.115–13(h) of this subpart need not
be resubmitted.
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(b) Unless determined by the
Commandant to be unnecessary, a
prototype davit with each change
described in paragraph (a) of this
section must be made and tested
according to the procedures for new
approvals in §§ 160.132–9 through
160.132–13 of this subpart.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
27. Add subpart 160.133 to read as
follows:
Subpart 160.133—Release Mechanisms for
Lifeboats and Rescue Boats (SOLAS)
Sec.
160.133–1 Scope.
160.133–3 Definitions.
160.133–5 Incorporation by reference.
160.133–7 Design, construction, and
performance of release mechanisms.
160.133–9 Preapproval review.
160.133–11 [Reserved]
160.133–13 Approval inspections and tests
for prototype release mechanisms.
160.133–15 Production inspections, tests,
quality control, and conformance of
release mechanisms.
160.133–17 Marking and labeling.
160.133–19 Operating instructions and
information for the ship’s training
manual.
160.133–21 Operation and maintenance
instructions.
160.133–23 Procedure for approval of
design or material change.
Subpart 160.133—Release
Mechanisms for Lifeboats and Rescue
Boats (SOLAS)
§ 160.133–1
Scope.
This subpart prescribes standards,
tests, and procedures for seeking Coast
Guard approval of a release mechanism
used for davit-launched and free-fall
lifeboats approved under 46 CFR part
160, subpart 160.135, and rescue boats
approved under 46 CFR part 160,
subpart 160.156.
§ 160.133–3
Definitions.
In addition to the definitions in the
IMO LSA Code (incorporated by
reference, see § 160.133–5), in this
subpart, the term:
Commandant means the Commandant
(CG–5214), U.S. Coast Guard, 2100 2nd
St SW., Stop 7126, Washington, DC
20593–7126.
Full load means the weight of the
complete lifeboat or rescue boat
including all required equipment,
provisions, fuel, and the number of
persons for which it is approved. This
is also known as the ‘‘condition B’’
weight.
Independent laboratory has the same
meaning as 46 CFR 159.001–3. A list of
accepted independent laboratories is
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available from the Commandant and
online at https://cgmix.uscg.mil.
Light load means the weight of the
complete lifeboat or rescue boat empty
and does not include fuel, required
equipment, or the equivalent weight of
persons. This is also known as the
‘‘condition A’’ weight.
Officer In Charge, Marine Inspection
(OCMI) means an officer of the Coast
Guard designated as such by the
Commandant and who, under the
direction of the Coast Guard District
Commander, is in charge of a marine
inspection zone, described in part 1 of
this chapter, for the performance of
duties with respect to the inspection,
enforcement, and administration of
vessel safety and navigation laws and
regulations. The ‘‘cognizant OCMI’’ is
the OCMI who has immediate
jurisdiction over a vessel for the
purpose of performing the duties
previously described.
SOLAS means the International
Convention for the Safety of Life at Sea,
1974, as amended.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.133–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at Commandant (CG–
5214), U.S. Coast Guard, 2100 2nd St,
SW., Stop 7126, Washington, DC 20593–
7126 and is available from the sources
indicated in this section.
(b) American Society for Testing and
Materials (ASTM), 100 Barr Harbor
Drive, PO Box C700, West
Conshohocken, PA 19428–2959.
(1) ASTM A 36/A 36M–08 Standard
Specification for Carbon Structural
Steel, IBR approved for § 160.133–7
(‘‘ASTM A 36’’).
(2) ASTM A 653/A 653M–08 Standard
Specification for Steel Sheet, ZincCoated (Galvanized) or Zinc-Iron AlloyCoated (Galvannealed) by the Hot-Dip
Process, IBR approved for §§ 160.133–7,
160.133–13, and 160.133–15. (‘‘ASTM A
653’’).
(3) ASTM F 1166–07 Standard
Practice for Human Engineering Design
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for Marine Systems, Equipment, and
Facilities, IBR approved for § 160.133–7
(‘‘ASTM F 1166’’).
(c) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London,
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution A.760(18),
Symbols Related to Life-Saving
Appliances and Arrangements, IBR
approved for § 160.133–19 (‘‘IMO Res.
A.760(18)’’).
(2) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§§ 160.133–7 and 160.133–13 (‘‘IMO
Revised recommendation on testing’’).
(3) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§ 160.133–7 (‘‘IMO LSA Code’’).
(4) MSC Circular 980, Standardized
life-saving appliance evaluation and test
report forms, IBR approved for
§ 160.133–13 (‘‘IMO MSC Circ. 980’’).
(5) MSC.1 Circular 1205, Guidelines
for Developing Operation and
Maintenance Manuals for Lifeboat
Systems, IBR approved for § 160.133–21
(‘‘IMO MSC.1 Circ. 1205’’).
§ 160.133–7 Design, construction, and
performance of release mechanisms.
(a) To seek Coast Guard approval of a
release mechanism, a manufacturer
must comply with, and each release
mechanism must meet, the requirements
of the following—
(1) IMO LSA Code, Chapter IV/4.4.7.6
(incorporated by reference, see
§ 160.133–5), and a release mechanism
for free-fall lifeboats must also meet the
applicable provisions of Chapter VI/
6.1.4;
(2) IMO Revised recommendation on
testing, Part 1/6.9 (incorporated by
reference, see § 160.133–5);
(3) 46 CFR part 159; and
(4) This subpart.
(b) Each release mechanism must
meet the following requirements—
(1) Design. All functions of the release
mechanism, including removal of
interlocks, operation of the release
handle, resetting the hooks, and
reattaching the falls to the hooks, must
be designed to be operable by persons
wearing immersion suits;
(2) Each release mechanism should be
designed following standard human
engineering practices described in
ASTM F 1166 (incorporated by
reference, see § 160.133–5). Design
limits should be based on a range from
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the fifth percentile female to the ninetyfifth percentile male values for critical
body dimensions and functional
capabilities as described in ASTM F
1166. The dimensions for a person
wearing an immersion suit correspond
to the arctic clothed dimensions of
ASTM F 1166;
(3) Steel. Each major structural
component of each release mechanism
must be constructed of steel. Other
materials may be used if accepted by the
Commandant as equivalent or superior.
Sheet steel and plate must be lowcarbon, commercial quality, either
corrosion resistant or galvanized as per
ASTM A 653 (incorporated by reference,
see § 160.133–5), coating designation
G115. Structural steel plates and shapes
must be carbon steel as per ASTM A 36
(incorporated by reference, see
§ 160.133–5). All steel products, except
corrosion resistant steel, must be
galvanized to provide high-quality zinc
coatings suitable for the intended
service life in a marine environment.
Each fabricated part must be galvanized
after fabrication. Corrosion resistant
steel must be a standard 302 stainless
steel or have equal or superior corrosion
resistant characteristics.
(4) Welding. Welding must be
performed by welders certified by the
Commandant, American Bureau of
Shipping, U.S. Navy, or an independent
laboratory accepted by the
Commandant. Only electrodes intended
for use with the material being welded
may be used. All welds must be checked
using appropriate non-destructive tests.
(5) Metals in contact with each other
must be either galvanically compatible
or insulated with suitable non-porous
materials. Provisions must also be made
to prevent loosening or tightening
resulting from differences of thermal
expansion, freezing, buckling of parts,
galvanic corrosion, or other
incompatibilities;
(6) Screws, nuts, bolts, pins, keys, and
other similar hardware, securing moving
parts must be fitted with suitable lock
washers, cotter pins, or locks to prevent
them from coming adrift;
(7) The on-load operation of the
release mechanism must require two
separate, deliberate actions by the
operator;
(8) The mechanical protection
required by LSA Code Chapter IV/
4.4.7.6.2.2 must only be able to be
engaged when the release mechanism is
properly and completely reset. Proper
engagement of the mechanical
protection must be visually indicated;
(9) The release and recovery
procedures required by LSA Code
Chapter IV/4.4.7.6.5 must be included
as an illustrated operation instruction
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plate or placard. The plate or placard
must be corrosion resistant and
weatherproof and must be marked with
the word ‘‘DANGER’’. The illustrations
must correspond exactly to those used
in the instruction and maintenance
manual provided by the manufacturer;
(10) The release lever or control must
be red in color, and the area
immediately surrounding the control
must be a sharply contrasting light
color;
(11) The release lever and its
connection to the release mechanism
must be of sufficient strength so that
there is no deformation of the release
lever or the release control assembly
during on-load release;
(12) Positive means of lubrication
must be provided for each bearing
which is not permanently lubricated.
Points of lubrication must be so located
that they are clearly visible and
accessible in the installed position in
the boat;
(13) A hydraulic system, if used to
activate the release mechanism, must be
in accordance with 46 CFR part 58,
subpart 58.30, with hose and fittings in
accordance with 46 CFR part 56, subpart
56.60, except that—
(i) Push-on type fittings such as
Aeroquip 1525–X, 25156–X, and
FC332–X are not permitted;
(ii) The length of nonmetallic flexible
hose is limited to 760 mm (30 in); and
(iii) If a hand pump is provided,
adequate space must be provided for the
hand pump or hand operation;
(14) Each release mechanism designed
to launch a boat by free-fall must not be
able to carry any weight until the release
mechanism is properly reset, and each
of the two independent activation
systems required to be operated from
inside the boat must require at least two
independent actions from different
locations inside the boat to release the
hook; and
(15) Each release mechanism must
have mechanical protection against
accidental or premature release that can
only be engaged when the release
mechanism is properly and completely
reset. Proper engagement of the
mechanical protection must be visually
indicated.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
§ 160.133–9
Preapproval review.
(a) Except as provided in paragraph
(c) of this section, the Commandant
must conduct the preapproval review,
required by this section, in accordance
with 46 CFR 159.005–5.
(b) Manufacturer requirements. To
seek Coast Guard approval of a release
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mechanism, the manufacturer must
submit an application to the
Commandant meeting the requirements
of 46 CFR 159.005–5 for preapproval
review. To meet the requirements of 46
CFR 159.005–5(a)(2), the manufacturer
must submit in triplicate—
(1) A list of drawings, specifications,
manuals, and any other documentation
submitted, with each document
identified by number, title, revision
issue, and date;
(2) General arrangement and assembly
drawings, including principal
dimensions;
(3) Stress calculations for all load
carrying parts, including the release
hooks, release mechanisms, and
connections;
(4) Hydraulic systems drawings and
specifications, if installed;
(5) Drawings of all signs and placards
showing actual inscription, format,
color, and size;
(6) An operation, maintenance, and
training manual as described in
§§ 160.133–19 and 160.133–21 of this
subpart;
(7) A description of the quality
control procedures and recordkeeping
that will apply to the production of the
release mechanism, which must include
but is not limited to—
(i) The system for checking material
certifications received from suppliers;
(ii) The method for controlling the
inventory of materials;
(iii) The method for checking quality
of fabrication and joints, including
welding inspection procedures; and
(iv) The inspection checklists used
during various stages of fabrication to
assure that the approved release
mechanism complies with the approved
plans and the requirements of this
subpart;
(8) Full details of any other unique
capability;
(9) Any other drawing(s) necessary to
show that the release mechanism
complies with the requirements of this
subpart;
(10) The location or address of all
manufacturing sites, including the name
and address of any subcontractors,
where the release mechanism will be
constructed; and
(11) The name of the independent
laboratory that will perform the duties
prescribed in § 160.133–15 of this
subpart.
(c) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may conduct
preapproval review required by this
section, so long as the preapproval
review is conducted in accordance with
the procedures agreed upon between the
independent laboratory and
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Commandant under 46 CFR part 159,
subpart 159.010.
(d) Plan quality. The plans and
specifications submitted to the
Commandant under this section must—
(1) Be provided in English, including
all notes, inscriptions, and designations
for configuration control;
(2) Address each of the applicable
items in paragraph (b) of this section in
sufficient detail to show that the release
mechanism meets the construction
requirements of this subpart;
(3) Accurately depict the proposed
release mechanism;
(4) Be internally consistent;
(5) Be legible; and
(6) If reviewed by an independent
laboratory under paragraph (c) of this
section, include the independent
laboratory’s attestation that the plans
meet the quality requirements of this
section.
(e) Alternatives. Alternatives in
materials, parts, or construction, and
each item replaced by an alternative,
must be clearly indicated as such in the
plans and specifications submitted to
the Commandant under this section.
(f) Coast Guard review. If the plans or
specifications do not comply with the
requirements of this section, Coast
Guard review may be suspended, and
the applicant notified accordingly.
§ 160.133–11
[Reserved]
§ 160.133–13 Approval inspections and
tests for prototype release mechanisms.
(a) If the manufacturer is notified that
the information submitted in
accordance with § 160.133–9 of this
subpart is satisfactory to the
Commandant, the manufacturer may
proceed with fabrication of the
prototype release mechanism, and the
approval inspections and tests required
under this section.
(b) Except as provided in paragraph (f)
of this section, the Coast Guard must
conduct the approval inspections and
witness the approval tests required
under this section.
(c) Manufacturer requirements. To
proceed with approval inspections and
tests required by this section, the
manufacturer must—
(1) Notify the Commandant and
cognizant Officer in Charge, Marine
Inspection (OCMI) of where the
approval inspections and tests required
under this section will take place, and
such notification must be in sufficient
time to allow making travel
arrangements;
(2) Arrange a testing schedule that
allows for a Coast Guard inspector to
travel to the site where the testing is to
be performed;
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(3) Admit the Coast Guard inspector
to any place where work or testing is
performed on release mechanisms or
their component parts and materials for
the purpose of—
(i) Conducting inspections as
necessary to determine that the
prototype—
(A) Conforms with the plans reviewed
under § 160.133–9 of this subpart;
(B) Is constructed by the methods and
with the materials specified in the plans
reviewed under § 160.133–9 of this
subpart; and
(C) When welding is part of the
construction process, is constructed by
the welding procedure and materials as
per the plans reviewed under § 160.133–
9 of this subpart and the welders are
appropriately qualified;
(ii) Assuring that the qualityassurance program of the manufacturer
is satisfactory;
(iii) Witnessing tests; and
(iv) Taking samples of parts or
materials for additional inspections or
tests; and
(4) Make available to the Coast Guard
inspector the affidavits or invoices from
the suppliers of all essential materials
used in the production of release
mechanisms, together with records
identifying the lot or serial numbers of
the release mechanisms in which such
materials were used.
(d) Tests—(1) Prototype release
mechanism readiness. All tests must be
conducted on a complete release
mechanism.
(2) IMO Revised recommendation on
testing. Each prototype release
mechanism of each design must pass
each of the tests described in IMO
Revised recommendation on testing,
Part 1, paragraph 6.9 (incorporated by
reference, see § 160.133–5) applicable to
davit-launched or free-fall lifeboats.
Tests must be conducted in accordance
with these paragraphs of IMO Revised
recommendation on testing, Part 1, with
the following modifications—
(i) Visual inspection. Each release
mechanism must be visually inspected
to confirm—
(A) Compliance with this subpart;
(B) Conformance with the examined
plans; and
(C) Ease of operation and
maintenance;
(ii) Operation. Operation of the offload control, for a davit-launched boat,
must be tested to confirm that the
release lever cannot be shifted to release
the boat in either the full load or light
load condition. For a free-fall boat, the
operation of the hook release must be
demonstrated using both activation
systems and may be tested without
launching the boat;
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(iii) Materials. Steel meeting ASTM A
653 (incorporated by reference, see
§ 160.133–5) must meet the coating
mass and bend tests requirement
specified under ASTM A 653 after
galvanizing or other anti-corrosion
treatment has been applied. This
compliance can be ascertained through
a supplier’s certification or by
conducting actual tests;
(iv) Tensile tests. The release
mechanism hook assembly and
supporting structure must be tensile
tested in a jig built to load the hook
assembly in the same way it would be
loaded when installed in a boat. The
hook assembly will be approved for a
maximum of one-sixth of the highest
load applied without failure;
(v) Universal joints. This test is
required if the release mechanism
employs universal joints to transmit the
release power from the control to the
hook release. One of each type and size
of universal joint must be set up in a jig
with the angles of leads set at 0 (zero),
30, and 60 degrees, respectively. A
torque of 540 Nm (400 ft lb) must be
applied. This torque must be applied
with the connecting rod secured beyond
the universal and with the lever arm in
the horizontal position. There must be
no permanent set, or undue stress, as a
result of this test; and
(vi) Hydraulic controls. If the release
mechanism includes a fluid power and
control system, a test of the hydraulic
controls must be conducted in
accordance with 46 CFR 58.30–35.
(e) Test waiver. The Commandant
may waive certain tests for a release
mechanism identical in construction to
smaller and larger release mechanisms
that have successfully completed the
tests. However, stress calculations in
accordance with § 160.133–9(b)(3) of
this subpart must still be submitted.
Tests associated with release
mechanism components that have
already been accepted by the
Commandant are not required to be
repeated.
(f) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may perform
approval inspections and witness
approval tests required by this section
so long as the inspections and tests are
performed and witnessed in accordance
with the procedures agreed upon
between the independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(g) After completion of approval
inspections and tests required by this
section, the manufacturer must comply
with the requirements of 46 CFR
159.005–9(a)(5) by preparing and
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submitting to the Commandant for
review—
(1) The prototype approval test report
containing the same information
recommended by IMO MSC Circ. 980
(incorporated by reference, see
§ 160.133–5). The report must include a
signed statement by the Coast Guard
inspector (or independent laboratory as
permitted under paragraph (f) of this
section) who witnessed the testing,
indicating that the report accurately
describes the testing and its results; and
(2) The final plans of the release
mechanism as built, in triplicate. The
plans must include the instructions for
training and maintenance described in
§§ 160.133–19 and 160.133–21 of this
subpart, respectively.
(h) The Commandant will review the
report and plans submitted under
paragraph (g) of this section, and if
satisfactory to the Commandant, will
approve the plans under 46 CFR
159.005–13.
§ 160.133–15 Production inspections,
tests, quality control, and conformance of
release mechanisms.
(a) Unless the Commandant directs
otherwise, an independent laboratory
must conduct or witness inspections,
tests, and oversight required by this
section. Production inspections and
tests of release mechanisms must be
carried out in accordance with the
procedures for independent laboratory
inspection in 46 CFR part 159, subpart
159.007 and in this section, unless the
Commandant authorizes alternative
tests and inspections. The Commandant
may prescribe additional production
tests and inspections necessary to
maintain quality control and to monitor
compliance with the requirements of
this subpart.
(b) Manufacturer’s responsibility. The
manufacturer must—
(1) Institute a quality control
procedure to ensure that all production
release mechanisms are produced to the
same standard, and in the same manner,
as the prototype release mechanism
approved by the Commandant. The
manufacturer’s quality control
personnel must not work directly under
the department or person responsible
for either production or sales;
(2) Schedule and coordinate with the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section) to ensure that all tests
are performed as described in this
section;
(3) Submit to the Commandant, a
yearly report that contains the
following—
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(i) Serial number and date of final
assembly of each release mechanism
constructed;
(ii) The name of the representative of
the independent laboratory (or Coast
Guard inspector if required under
paragraph (a) of this section); and
(iii) Serial number and model of the
lifeboat or rescue boat in which the
release mechanism is installed, if
known;
(4) Ensure that the arrangement and
materials entering into the construction
of the release mechanism are in
accordance with plans approved under
§ 160.133–13(h) of this subpart;
(5) Allow an independent laboratory
(or Coast Guard inspector if required
under paragraph (a) of this section)
access to any place where materials are
stored for the release mechanism, work
or testing is performed on release
mechanism or their component parts
and materials, or records are retained to
meet the requirements of paragraph (c)
of this section, for the purpose of—
(i) Assuring that the quality control
program of the manufacturer is
satisfactory;
(ii) Witnessing tests; or
(iii) Taking samples of parts or
materials for additional inspections or
tests; and
(6) Ensure that the independent
laboratory (or Coast Guard inspector if
required under paragraph (a) of this
section) conducts the inspections and
witnesses the tests required by
paragraph (e) of this section, and further
conducts a visual inspection to verify
that the release mechanisms are being
made in accordance with the approved
plans approved under § 160.133–13(h)
of this subpart and the requirements of
this subpart.
(c) Recordkeeping. The manufacturer
must maintain records in accordance
with 46 CFR 159.007–13. The
manufacturer must keep records of all
items listed in this section for at least 5
years from the date of termination of
approval of each release mechanism.
The records must include—
(1) A copy of this subpart, other CFR
sections referenced in this subpart, and
each document listed in § 160.133–5 of
this subpart;
(2) A copy of the approved plans,
documentation, and certifications;
(3) A current certificate of approval
for each approved release mechanism;
(4) Affidavits, certificates, or invoices
from the suppliers identifying all
essential materials used in the
production of approved release
mechanisms, together with records
identifying the serial numbers of the
release mechanisms in which such
materials were used;
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(5) Records of all structural welding
and name of operator(s);
(6) Records of welder certificates,
training, and qualifications;
(7) Date and results of calibration of
test equipment and the name and
address of the company or agency that
performed the calibration;
(8) The serial number of each
production release mechanism, along
with records of its inspections and tests
carried out under this section; and
(9) The original purchaser of each
release mechanism and the vessel on
which it was installed, if known.
(d) Independent laboratory
responsibility. The independent
laboratory must perform or witness the
inspections and tests under paragraph
(e) of this section for each Coast Guardapproved release mechanism to be
installed on a U.S.-flagged vessel. If the
manufacturer also produces release
mechanisms for approval by other
maritime safety administrations, the
inspections may be coordinated with
inspection visits for those
administrations.
(e) Production inspections and tests.
Each finished release mechanism must
be visually inspected. The manufacturer
must develop and maintain a visual
inspection checklist designed to ensure
that all applicable requirements have
been met. Each approved release
mechanism constructed with noncorrosion resistant steel must be
confirmed to have met the coating mass
and bend tests requirement specified
under ASTM A 653 (incorporated by
reference, see § 160.133–5) after
galvanizing or other anti-corrosion
treatment has been applied. This
compliance can be ascertained through
a supplier’s certification papers or
through conducting actual tests.
§ 160.133–17
Marking and labeling.
(a) Each hook body of a release
mechanism must be marked with a plate
or label permanently affixed in a
conspicuous place readily accessible for
inspection and sufficiently durable to
withstand continuous exposure to
environmental conditions at sea for the
life of the release mechanism.
(b) The plate or label must be in
English, but may also be in other
languages.
(c) The plate or label must contain
the—
(1) Manufacturer’s name and model
identification;
(2) Name of the independent
laboratory that witnessed the prototype
or production tests;
(3) Serial number of the release
mechanism;
(4) U.S. Coast Guard approval
number;
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(5) Month and year of manufacture;
(6) Safe working load of the release
mechanism; and
(7) The word ‘‘SOLAS.’’
§ 160.133–19 Operating instructions and
information for the ship’s training manual.
(a) Each release mechanism must have
instructions and information for the
ship’s training manual that use the
symbols from IMO Res. A.760(18)
(incorporated by reference, see
§ 160.133–5) to describe the location
and operation of the release mechanism.
(b) The instructions and information
required by paragraph (a) of this section
may be combined with similar material
for survival craft and rescue boats, and
their launching systems.
(c) The release mechanism
manufacturer must make the
instructions and information required
by paragraph (a) of this section
available—
(1) In English to purchasers of release
mechanisms approved by the Coast
Guard; and
(2) In the form of an instruction
placard providing simple procedures
and illustrations for operation of the
release mechanism. The placard must be
not greater than 36 cm (14 in) by 51 cm
(20 in), and must be made of durable
material and suitable for display inside
a lifeboat and rescue boat and/or near
launching appliances on vessels.
§ 160.133–21
instructions.
Operation and maintenance
(a) Each release mechanism must have
operation and maintenance instructions
that—
(1) Follows the general format and
content specified in IMO MSC.1 Circ.
1205 (incorporated by reference, see
§ 160.133–5); and
(2) Includes a checklist for use in
monthly, external visual inspections of
the release mechanism.
(b) The release mechanism
manufacturer must make the manual
required by paragraph (a) of this section
available in English to purchasers of a
release mechanism approved by the
Coast Guard.
(c) The operation and maintenance
instructions required by paragraph (a) of
this section may be combined with
similar material for survival craft and
rescue boats, and their launching
systems.
§ 160.133–23 Procedure for approval of
design, material, or construction change.
(a) Each change in design, material, or
construction from the plans approved
under 46 CFR 159.005–13 and
§ 160.133–13(h) of this subpart must be
approved by the Commandant before
being used in any production release
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mechanism. The manufacturer must
submit any such change following the
procedures set forth in § 160.133–9 of
this subpart, but documentation on
items that are unchanged from the plans
approved under 46 CFR 159.005–13 and
§ 160.133–13(h) of this subpart need not
be resubmitted.
(b) Unless determined by the
Commandant to be unnecessary, a
prototype release mechanism with each
change described in paragraph (a) of this
section must be made and tested
according to the procedures for new
approvals in §§ 160.133–9 through
160.133–13 of this subpart.
(c) Determinations of equivalence of
design, material, or construction will be
made by the Commandant only.
28. Add subpart 160.135 to read as
follows:
Subpart 160.135—Lifeboats (SOLAS)
Sec.
160.135–1 Scope.
160.135–3 Definitions.
160.135–5 Incorporation by reference.
160.135–7 Design, construction, and
performance of lifeboats.
160.135–9 Preapproval review.
160.135–11 Fabrication of prototype
lifeboats for approval.
160.135–13 Approval inspections and tests
for prototype lifeboats.
160.135–15 Production inspections, tests,
quality control, and conformance of
lifeboats.
160.135–17 Marking and labeling.
160.135–19 Operating instructions and
information for the ship’s training
manual.
160.135–21 Operation and maintenance
instructions.
160.135–23 Procedure for approval of
design or material change.
Subpart 160.135—Lifeboats (SOLAS)
§ 160.135–1
Scope.
This subpart prescribes standards,
tests, and procedures for seeking Coast
Guard approval of a lifeboat.
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§ 160.135–3
Definitions.
In addition to the definitions in the
IMO LSA Code (incorporated by
reference, see § 160.135–5), in this
subpart, the term:
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST, SW., STOP 7126,
WASHINGTON, DC 20593–7126.
Fiberglass Reinforced Plastic (FRP) is
a composite structural material formed
by electrical-grade glass fibers in Coast
Guard accepted catalyst activated resin.
Full load means the weight of the
complete lifeboat including all required
equipment, provisions, fuel, and the
number of persons for which it is
approved. This is also known as the
‘‘condition B’’ weight.
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Independent laboratory has the same
meaning as 46 CFR 159.001–3. A list of
accepted independent laboratories is
available from the Commandant and
online at https://cgmix.uscg.mil.
Light load means the weight of the
complete lifeboat empty and does not
include fuel, required equipment, or the
equivalent weight of persons. This is
also known as the ‘‘condition A’’ weight.
Officer In Charge, Marine Inspection
(OCMI) means an officer of the Coast
Guard designated as such by the
Commandant and who, under the
direction of the Coast Guard District
Commander, is in charge of a marine
inspection zone, described in part 1 of
this chapter, for the performance of
duties with respect to the inspection,
enforcement, and administration of
vessel safety and navigation laws and
regulations. The ‘‘cognizant OCMI’’ is
the OCMI who has immediate
jurisdiction over a vessel for the
purpose of performing the duties
previously described.
Positive Stability is the condition of a
lifeboat such that when it is displaced
a small amount in any direction from
upright, it returns on its own to the
position before displacement.
SOLAS means the International
Convention for the Safety of Life at Sea,
1974, as amended.
§ 160.135–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) American Society for Testing and
Materials (ASTM), 100 Barr Harbor
Drive, PO Box C700, West
Conshohocken, PA, 19428–2959.
(1) ASTM A 36/A 36M–08 Standard
Specification for Carbon Structural
Steel, IBR approved for §§ 160.135–7
and 160.135–15 (‘‘ASTM A 36’’).
(2) ASTM A 653/A 653M–08 Standard
Specification for Steel Sheet, Zinc-
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Coated (Galvanized) or Zinc-Iron AlloyCoated (Galvannealed) by the Hot-Dip
Process, IBR approved for §§ 160.135–7,
160.135–11, and 160.135–15 (‘‘ASTM A
653’’).
(3) ASTM B 127–05(2009) Standard
Specification for Nickel-Copper Alloy
(UNS N04400) Plate, Sheet, and Strip,
IBR approved for § 160.135–7 (‘‘ASTM B
127’’).
(4) ASTM B 209–07 Standard
Specification for Aluminum and
Aluminum-Alloy Sheet and Plate, IBR
approved for § 160.135–7 (‘‘ASTM B
209’’).
(5) ASTM D 638–08 Standard Test
Method for Tensile Properties of
Plastics, IBR approved for § 160.135–11
(‘‘ASTM D 638’’).
(6) ASTM D 790–07e1 Standard Test
Methods for Flexural Properties of
Unreinforced and Reinforced Plastics
and Electrical Insulating Materials, IBR
approved for § 160.135–11 (‘‘ASTM D
970’’).
(7) ASTM D 2584–08 Standard Test
Method of Ignition Loss for Cured
Reinforced Resins, IBR approved for
§§ 160.135–11 and 160.135–15 (‘‘ASTM
D 2584’’).
(8) ASTM D 4029–09 Standard
Specification for Finished Woven Glass
Fabrics, IBR approved for § 160.135–7
(‘‘ASTM D 4029’’).
(9) ASTM F 1166–07 Standard
Practice for Human Engineering Design
for Marine Systems, Equipment, and
Facilities, IBR approved for §§ 160.135–
7 and 160.135–13 (‘‘ASTM F 1166’’).
(c) General Services Administration,
Federal Acquisition Service, Office of
the FAS Commissioner, 22200 Crystal
Drive, 11th Floor, Arlington, VA 22202,
703–605–5400.
(1) Federal Standard 595C—Colors
Used in Government Procurement, IBR
approved for § 160.135–7 (‘‘FED–STD–
595C’’).
(2) [Reserved]
(d) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution A.658(16), Use
and Fitting of Retro-reflective Materials
on Life-saving Appliances, IBR
approved for § 160.135–7 (‘‘IMO Res.
658(16)’’).
(2) IMO Resolution A.760(18),
Symbols Related to Life-Saving
Appliances and Arrangements, IBR
approved for §§ 160.135–7 and 160.135–
19 (‘‘IMO Res. A.760(18)’’).
(3) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
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§§ 160.135–7 and 160.135–13 (‘‘IMO
Revised recommendation on testing’’).
(4) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§§ 160.135–7 and 160.135–13 (‘‘IMO
LSA Code’’).
(5) MSC Circular 980, Standardized
life-saving appliance evaluation and test
report forms, IBR approved for
§§ 160.135–7 and 160.135–13 (‘‘IMO
MSC Circ. 980’’).
(6) MSC.1 Circular 1205, Guidelines
for Developing Operation and
Maintenance Manuals for Lifeboat
Systems, IBR approved for § 160.135–21
(‘‘IMO MSC.1 Circ. 1205’’).
(e) International Organization for
Standardization (ISO): ISO Central
Secretariat [ISO Copyright Office], Case
Postale 56, CH–1211 Geneve 20,
Switzerland.
(1) ISO 14125:1998 Fibre-reinforced
plastic composites—Determination of
flexural properties, IBR approved for
§ 160.135–11 (‘‘ISO 14125’’).
(2) ISO 527–1:1993 Plastics—
Determination of tensile properties, IBR
approved for § 160.135–11 (‘‘ISO 527’’).
(3) ISO 1172:1996 Textile-glassreinforced plastics—Prepregs, moulding
compounds and laminates—
Determination of the textile-glass and
mineral-filler content—Calcination
methods, IBR approved for §§ 160.135–
11 and 160.135–15 (‘‘ISO 1172’’).
(f) Military Specifications and
Standards, Standardization Order Desk,
Building 4D, 700 Robins Avenue,
Philadelphia, PA 19111–5094, https://
assist.daps.dla.mil/quicksearch/.
(1) A–A–55308 Cloth And Strip,
Laminated Or Coated, Vinyl Nylon Or
Polyester, High Strength, Flexible, IBR
approved for § 160.135–7 (‘‘A–A–
55308’’).
(2) MIL–C–19663D: Cloth, Woven
Roving, For Plastic Laminate, 4 AUG
1998, IBR approved for § 160.135–7
(‘‘MIL–C–19663D’’).
(3) MIL–P–17549D(SH): Plastic
Laminates, Fibrous Glass Reinforced,
Marine, 31 AUG 1981, IBR approved for
§ 160.135–7 (‘‘MIL–P–17549D(SH)’’).
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.135–7 Design, construction, and
performance of lifeboats.
(a) To seek Coast Guard approval of a
lifeboat, a manufacturer must comply
with, and each lifeboat must meet, the
requirements of the following—
(1) IMO LSA Code, Chapter IV
(incorporated by reference, see
§ 160.135–5) applicable to the type of
lifeboat;
(2) IMO Revised recommendation on
testing, Part 1/6 (incorporated by
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reference, see § 160.135–5) applicable to
the type of lifeboat;
(3) 46 CFR part 159; and
(4) This subpart.
(b) Each lifeboat must meet the
following requirements:
(1) Design. (i) Each lifeboat, other than
a totally enclosed lifeboat, must be
designed to be operable by persons
wearing immersion suits.
(ii) Each lifeboat should be designed
following standard human engineering
practices described in ASTM F 1166
(incorporated by reference, see
§ 160.135–5). Design limits should be
based on a range from the fifth
percentile female to the ninety-fifth
percentile male values for critical body
dimensions and functional capabilities
as described in ASTM F 1166. The
dimensions for a person wearing an
immersion suit correspond to the arctic
clothed dimensions of ASTM F 1166.
(2) Visibility from operator’s station.
(i) The operator’s station must be
designed such that the operator, when
seated at the control station, has
visibility 360 degrees around the
lifeboat, with any areas obstructed by
the lifeboat structure or its fittings
visible by moving the operator’s head
and torso.
(ii) The operator, while still being able
to steer and control the speed of the
lifeboat, must be able to see the water—
(A) Over a 90 degree arc within 3 m
(9 ft, 10 in) of each side of the lifeboat;
(B) Over a 30 degree arc within 1 m
(3 ft, 3 in) of each side of the lifeboat;
and
(C) Within 0.5 m (1 ft, 8 in) of the
entrances designated for recovering
persons from the water.
(iii) In order to see a person in the
water during recovery or docking
operations, a hatch must be provided so
that the operator can stand with his or
her head outside the lifeboat for
increased visibility, provided the
operator can still steer and control the
speed of the lifeboat.
(3) Construction. Each major rigid
structural component of each lifeboat
must be constructed of steel, aluminum,
Fiber Reinforced Plastic (FRP), or
materials accepted by the Commandant
as equivalent or superior.
(i) General. Metals in contact with
each other must be either galvanically
compatible or insulated with suitable
non-porous materials. Provisions must
also be made to prevent loosening or
tightening resulting from differences of
thermal expansion, freezing, buckling of
parts, galvanic corrosion, or other
incompatibilities.
(ii) Steel. Sheet steel and plate must
be low carbon, commercial quality,
either corrosion resistant or galvanized
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as per ASTM A 653, coating designation
G90 (incorporated by reference, see
§ 160.135–5). Structural steel plates and
shapes must be carbon steel as per
ASTM A 36 (incorporated by reference,
see § 160.135–5), or an equivalent or
superior steel accepted by the
Commandant. All steel products, except
corrosion resistant steel, must be
galvanized to provide high quality zinc
coatings suitable for the intended
service life in a marine environment.
Corrosion resistant steel must be a
standard 302 stainless steel or have
equal or superior corrosion resistant
characteristics.
(iii) Aluminum. Aluminum and
aluminum alloys must conform to
ASTM B 209 (incorporated by reference,
see § 160.135–5) and be high purity for
good marine corrosion resistance, free of
iron, and containing not more than 0.6
percent copper.
(iv) Fiber Reinforced Plastic.
(A) Resin. Any resin used for the hull,
canopy, hatches, rigid covers, and
enclosures for the engine, transmission,
and engine accessories, must be fire
retardant and accepted by the
Commandant in accordance with 46
CFR part 164, subpart 164.017.
(B) Glass reinforcement. Any glass
reinforcement used must have good
laminated wet strength retention and
must meet the appropriate specification
in this paragraph. Glass cloth must be a
finished fabric woven from ‘‘E’’ electrical
glass fiber yarns meeting ASTM D 4029–
09 commercial style designation 1564
(incorporated by reference, see
§ 160.135–5). Woven roving must
conform to MIL–C–19663D
(incorporated by reference, see
§ 160.135–5). Other glass materials
equivalent or superior in strength,
design, wet out, and efficiency will be
given consideration on specific request
to the Commandant.
(C) Laminate. All exposed surfaces of
any finished laminate must present a
smooth finish, and there must be no
protruding surface fibers, open voids,
pits, cracks, bubbles, or blisters. The
laminate must be essentially free from
resin-starved or overimpregnated areas,
and no foreign matter must remain in
the finished laminate. The entire
laminate must be fully cured and free of
tackiness, and must show no tendency
to delaminate, peel, or craze in any
overlay. The laminate must not be
released from the mold until a Barcol
hardness reading of not less than 40–55
is obtained from at least 10 places on
the non-gel coated surface, including all
interior inner and outer hull surfaces
and built-in lockers. The mechanical
properties of the laminate must meet the
requirements for a Grade 3 laminate as
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specified in Table I of MIL–P–
17549D(SH) (incorporated by reference,
see § 160.135–5). Other grades will be
given consideration on specific request
to the Commandant.
(4) Welding. Welding must be
performed by welders certified by the
Commandant, American Bureau of
Shipping, U.S. Navy, or an independent
laboratory accepted by the
Commandant. Only electrodes intended
for use with the material being welded
may be used. All welds must be checked
using appropriate non-destructive tests.
(5) Lifeboat buoyancy. (i) The
buoyancy material must be accepted by
the Commandant as meeting the
performance requirements of the IMO
Revised recommendation on testing,
Part 1, 6.2.2 to 6.2.7, with a density of
32 ± 8 kg/m3 (2 ± 0.5 lb/ft3). The
buoyancy foam or lifeboat manufacturer
must certify the results of the testing to
IMO Revised recommendation on
testing, Part 1, 6.2.2 to 6.2.7 and submit
those results to the Commandant. A list
of accepted buoyancy foams may be
obtained from the Commandant upon
request and online at https://
cgmix.uscg.mil.
(ii) All voids in the hull and canopy
required to provide buoyancy for
positive stability and self righting must
be completely filled with Coast Guard
accepted buoyancy material.
(6) Engines. (i) In order to be accepted
by the Commandant, any compression
ignition engine fitted to an approved
lifeboat must meet the U.S.
Environmental Protection Agency
emission requirements in 40 CFR part
89, part 94, or part 1042, as applicable,
and have reports containing the same
information as recommended by MSC
Circ. 980 (incorporated by reference, see
§ 160.135–5) certified and witnessed by
a U.S. Coast Guard inspector or an
independent laboratory.
(ii) A hydraulic system, if used to start
the engine, must be in accordance with
46 CFR part 58, subpart 58.30, with hose
and fittings in accordance with 46 CFR
part 56, subpart 56.60, except that—
(A) Push-on type fittings such as
Aeroquip 1525–X, 25156–X, and
FC332–X are not permitted; and
(B) The length of nonmetallic flexible
hose is limited to 760 mm (30 in).
Longer, nonmetallic flexible hoses may
be allowed in emergency steering
systems at the discretion of the
Commandant.
(iii) If a hand pump is provided, or if
the engine has a manual starting system,
adequate space must be provided for the
hand pump or hand start operation.
(7) Fuel system. (i) The fuel system
must meet 46 CFR 56.50–75(b) and,
except as specified in this paragraph,
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the fuel tank must meet 46 CFR 58.50–
10.
(ii) Tanks constructed with—
(A) Aluminum must be at least 5 mm
(0.20 in) thick of ASTM B 209 or 5086
alloy;
(B) Nickel-copper must be at least 0.9
mm (0.0375 in) thick of ASTM B 127
hot-rolled sheet or plate;
(C) Steel or iron must be at least 1.9
mm (0.0747 in) thick. Diesel tanks of
steel or iron must not have interior
galvanizing;
(D) Fiberglass reinforced plastic must
be at least 5 mm (0.187 in) thick; be
sealed against porosity by at least one
ply of chopped strand mat; be
reinforced in the way of tank openings;
be fitted with corrosion-resistant
fittings; have each joint at the top of the
tank; and have each joint bonded and
through-bolted; or
(E) Roto-molded plastic must be at
least 5 mm thick; must meet the
requirements of 33 CFR 183.510 (a), (b),
and (e) regardless of tank capacity; must
be able to pass all static pressure tests
as required in 33 CFR 183.510 at a
minimum pressure of 5 psi; and be
fitted with corrosion-resistant fittings.
(iii) Each fuel tank over 0.75 m (30 in)
long must be baffled at intervals not
exceeding 0.45 m (18 in).
(iv) A fuel level indicator must be
provided for each fuel tank.
(v) Any fuel tank vent piping must be
at least 6 mm (0.25 in) outside diameter
tubing.
(vi) A shut-off valve must be provided
at the fuel tank and must not be
provided at the fuel pump. The valve
must be clearly labeled. The position of
the valve must be clearly indicated by
a permanent marking inside the lifeboat.
The marking must be an arrow pointing
in the direction of the valve, and the
words ‘‘FUEL SHUT–OFF VALVE’’ must
be in a color that contrasts with their
background. The marking must be
legible to a person within the vicinity of
the engine.
(8) Starting system batteries. Any
battery fitted in a totally enclosed
lifeboat must be stored in a sealed
compartment with exterior venting. If
the lifeboat has more than one engine,
then only one starting battery is
required per engine.
(9) Exhaust. Engine exhaust must be
routed away from bilge and potential oil
drips. Any paint used on engines,
manifolds, or exhaust must not give off
fumes when heated. All exhaust lagging
must be non-absorbent.
(10) Propeller guard. Each propeller
on a lifeboat must be fitted with a
propeller guard with a maximum
opening of 76 mm (3 in) on all sides on
which a person is likely to be exposed.
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(11) Control and steering station. The
operator’s control and steering station
must have complete lifeboat lowering
and launching, hook release, engine
throttle, steering controls, and if
applicable, an air system and water
spray system.
(i) The throttle must be a continuous
manual control and must be able to be
set and locked at any position.
(ii) The control and steering station
must be designed and laid out in
accordance with ASTM F 1166 sections
9 and 10, so that controls and displays
are unambiguous, accessible, and easy
to reach and use from the operator’s
normal seated position, while wearing
an immersion suit or a lifejacket.
(iii) Each control, gauge, or display
must be identified by a marking posted
on, above, or adjacent to the respective
item. Each control must operate in a
logical manner and be marked with an
arrow to show direction of movement of
control which will cause an increased
response. Each gauge must be marked
with the normal operating range and
indicate danger or abnormal conditions.
Each marking must be permanent and
weatherproof.
(iv) Gauges, and audio and visual
alarms must be provided to monitor at
least the following parameters—
(A) Coolant temperature, for a liquid
cooled engine;
(B) Oil pressure, for an engine with an
oil pump;
(C) Tachometer, for an engine not
provided with over-speed protection;
and
(D) State of charge, or rate of charge,
for each rechargeable engine starting
power source.
(12) Drain plug. The position of each
drain plug must be clearly indicated by
a permanent marking inside the lifeboat.
The marking must be an arrow pointing
in the direction of the plug, and the
words ‘‘DRAIN PLUG’’ must be 76 mm
(3 in) high and have letters of a color
that contrast with their background. The
marking must be clearly visible to a
person within the vicinity of the drain
plug.
(13) Remote steering. The procedure
to change over from remote to local
steering must be simple, not require the
use of tools, and be clearly posted.
There must be sufficient clear space to
install, operate, remove, and stow the
removable tiller arm. The tiller arm and
its connection to the rudder stock must
be of sufficient strength so that there is
no slippage or bending of the tiller arm.
Rudder stops or other means must be
provided to prevent the rudder from
turning too far on either side.
(14) Lifelines. Buoyant lifelines must
be of ultraviolet resistant material.
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(15) Rails provided as handholds.
Rails provided as handholds to cling
when the lifeboat is overturned must
extend for half the length of the lifeboat
on both sides of the hull, and the
clearance between the rail and hull
must also be at least 38 mm (1.5 in). The
rails must be attached to the hull below
the chine or turn of the bilge, must be
faired to prevent any fouling, and not
project beyond the widest part of the
lifeboat.
(16) Storage compartments and
collection and storage of rainwater. (i)
Each storage compartment must be
supported and secured against
movement. It must have adequate hand
access for removing and storing the
required equipment, provisions, or
water, and for cleaning the inside of the
compartment.
(ii) The rain water collecting device
may be incorporated into the design of
the canopy or may be a separate unit to
be mounted outside the lifeboat. The
device must have a projected horizontal
area of at least 1 m2 (10.7 ft2) collection
area and be designed to function
unattended.
(iii) Provision must be made to
continue to collect water in the storage
compartment while drawing water to fill
a cup. The compartment must have a
means of drainage and adequate access
to allow filling the graduated drinking
cup required to be carried as part of the
lifeboat equipment.
(17) Release mechanism. Each release
mechanism must be identified at the
application for approval of the
prototype lifeboat and must be approved
under 46 CFR part 160, subpart 160.133.
The release lever or control in the
lifeboat must be red in color, and the
area immediately surrounding the
control must be a sharply contrasting
light color. An illustrated operating
instruction plate or placard showing the
correct off-load and emergency on-load
release procedure and recovery
procedure must be posted so that it is
visible and legible from the helmsman’s
normal operating position. The plate or
placard must be corrosion resistant and
weatherproof and must be marked with
the word ‘‘DANGER’’.
(18) Painter release. Any painter
release must be located such that the
lifeboat operator can readily release the
painter from the operator’s control and
steering station.
(19) Canopy lamp. Any exterior
lifeboat position-indicating light must
be approved by the Commandant under
approval series 161.101.
(20) Manually-controlled interior
light. Any interior light must be
approved by the Commandant under
approval series 161.101.
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(21) Lifeboat equipment. Each lifeboat
must be designed to accommodate and
carry the equipment as specified in 46
CFR 199.175.
(22) Oars. Oars are not required on a
lifeboat with more than one engine,
provided one engine can be operated
while the other is disabled.
(23) Bilge pump. Each lifeboat that is
not automatically self-bailing, must be
fitted with a manual bilge pump
approved under 46 CFR part 160,
subpart 160.044. Each such lifeboat with
a capacity of 100 persons or more must
carry an additional approved manual
bilge pump or an engine-powered bilge
pump.
(24) Exterior color. The primary color
of the exterior of the canopy and interior
of partially enclosed lifeboats visible
from the air must be a highly visible
color equivalent to vivid reddish orange
color number 12197 of FED–STD–595C
(incorporated by reference, see
§ 160.135–5), or a durable fluorescent
color of a similar hue.
(25) Self-contained air supply system
and fire protection system operating
instructions. Each compressed gas air
cylinder must meet the requirements in
46 CFR 147.60. The cylinders must be
accessible for removal and charging in
place. Water-resistant instructions for
starting the water spray and air supply,
if fitted, must be provided and mounted
in a conspicuous place near the system
controls.
(26) Navigating lights. Each lifeboat
must have navigation lights that are in
compliance with the applicable sections
of the International and Inland
Navigation Rules and meet 46 CFR
111.75–17.
(27) Retroreflective material. The
exterior of each lifeboat and its canopy
must be marked with Type II
retroreflective material approved under
46 CFR part 164, subpart 164.018. The
arrangement of the retroreflective
material must comply with IMO Res.
A.658(16) (incorporated by reference,
see § 160.135–5).
(28) Permanently attached foldable
canopy. For a partially enclosed
lifeboat, the foldable canopy cloth
material must meet the specifications
for Type II, Class 1 requirements of A–
A–55308 (incorporated by reference, see
§ 160.135–5), or be accepted by the
Commandant as equivalent or superior.
(29) Labels and notices. Any labels,
caution and danger notices, and
operating, maintenance, or general
instructions, must be in accordance
with ASTM F 1166, Section 15, in terms
of format, content, lettering size and
spacing, color, and posted location.
They must be illustrated with symbols
in accordance with IMO Res. A.760(18)
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(incorporated by reference, see
§ 160.135–5), as applicable. Information
and instruction plates, not specifically
mentioned in this section, must not be
posted in the vicinity of the control and
steering station without prior approval
from the Commandant. Identification
label plates, if required, must be posted
on or above the component or
equipment to be identified.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
§ 160.135–9
Preapproval review.
(a) Except as provided in paragraph
(c) of this section, the Commandant
must conduct the preapproval review,
required by this section, in accordance
with 46 CFR 159.005–5.
(b) Manufacturer requirements. To
seek Coast Guard approval of a lifeboat,
the manufacturer must submit an
application to the Commandant meeting
the requirements of 46 CFR 159.005–5
for preapproval review. To meet the
requirements of 46 CFR 159.005–5(a)(2),
the manufacturer must submit in
triplicate—
(1) A list of drawings, specifications,
manuals, and any other documentation
submitted, with each document
identified by number, title, revision
issue, and date;
(2) General arrangement and assembly
drawings, including principal
dimensions;
(3) Seating arrangement plan,
including a dimensioned seat form to
scale;
(4) A complete material list, with each
material referenced to a U.S. national
standard or, if a copy is provided in
English, an equivalent international
standard;
(5) Plans for carriage and, in detail,
stowage of equipment;
(6) Hull, canopy, and critical parts
lay-up schedule for a Fiber Reinforced
Plastic (FRP) lifeboat;
(7) Hull and canopy construction
drawings, including particulars of
joints, welds, seams, and other
fabricating details;
(8) Weights and thickness of each
major FRP structural component,
including the hull, canopy, and inner
liners, before outfitting;
(9) Specification and identification of
materials such as steel, aluminum,
resin, foam, fiberglass, cloth, and plastic
used in the lifeboat’s manufacture;
(10) Fabrication details for each major
structural component, including details
of each welded joint;
(11) Lines plans;
(12) Propulsion system specifications
and arrangement and installation
drawings;
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(13) Steering system drawings and
specifications;
(14) Release mechanism installation
drawings and the mechanism’s Coast
Guard approval number;
(15) Air and water spray systems
drawings and specifications, if installed;
(16) Plans for critical subassemblies;
(17) Hydraulic systems drawings and
specifications, if installed;
(18) Electrical system schematics and
specifications;
(19) Stability data, including righting
arm curves in the light and loaded
condition for both intact and flooded
stability;
(20) Drawings of all signs and
placards, showing actual inscription,
format, color, size, and location on the
lifeboat;
(21) Complete data pertinent to the
installation and use of the proposed
lifeboat, including the light load
(condition A) and full load (condition B)
weights;
(22) Specifications for the required
launching ramp length and angle, and
the height of free-fall lifeboat
installation above the water;
(23) An operation, maintenance, and
training manual as described in
§§ 160.135–19 and 160.135–21 of this
subpart;
(24) A description of the quality
control procedures and record keeping
that will apply to the production of the
lifeboat, which must include but is not
limited to—
(i) The system for checking material
certifications received from suppliers;
(ii) The method for controlling the
inventory of materials;
(iii) The method for checking quality
of fabrication, seams, and joints,
including welding inspection
procedures; and
(iv) The inspection checklists used
during various stages of fabrication to
assure that the approved lifeboat
complies with the approved plans and
the requirements of this subpart;
(25) Full details of any other unique
capability;
(26) Any other drawing(s) necessary
to show that the lifeboat complies with
the requirements of this subpart;
(27) The location or address of all
manufacturing sites, including the name
and address of any subcontractors,
where the lifeboat will be constructed;
and
(28) The name of the independent
laboratory that will perform the duties
prescribed in §§ 160.135–11 and
160.135–15 of this subpart.
(c) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may conduct
preapproval review required by this
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section so long as the preapproval
review is conducted in accordance with
the procedures agreed upon between the
independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(d) Plan quality. The plans and
specifications submitted to the
Commandant under this section must—
(1) Be provided in English, including
all notes, inscriptions, and designations
for configuration control;
(2) Address each of the applicable
items in paragraph (b) of this section in
sufficient detail to show that the lifeboat
meets the construction requirements of
this subpart;
(3) Accurately depict the proposed
lifeboat;
(4) Be internally consistent;
(5) Be legible; and
(6) If reviewed by an independent
laboratory under paragraph (c) of this
section, include the independent
laboratory’s attestation that the plans
meet the quality requirements of this
section.
(e) Alternatives. Alternatives in
materials, parts, or construction, and
each item replaced by an alternative,
must be clearly indicated as such in the
plans and specifications submitted to
the Commandant under this section.
(f) Coast Guard review. If the plans or
specifications do not comply with the
requirements of this section, Coast
Guard review may be suspended, and
the applicant notified accordingly.
§ 160.135–11 Fabrication of prototype
lifeboats for approval.
(a) If the manufacturer is notified that
the information submitted in
accordance with § 160.135–9 of this
subpart is satisfactory to the
Commandant, the manufacturer may
proceed with fabrication of the
prototype lifeboat as set forth in this
section.
(b) Unless the Commandant directs
otherwise, an independent laboratory
must conduct inspections, tests, and
oversight required by this section.
Prototype inspections and tests of a
lifeboat must be carried out in
accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007 and in
this section, unless the Commandant
authorizes alternative tests and
inspections. The Commandant may
prescribe additional prototype tests and
inspections necessary to maintain
quality control and to monitor
compliance with the requirements of
this subpart.
(c) Fabrication of a lifeboat must
proceed in the following sequence:
(1) The manufacturer must arrange for
an independent laboratory (or Coast
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Guard inspector if required under
paragraph (b) of this section) to inspect,
test, and oversee the lifeboat during its
fabrication and prepare an inspection
and test report meeting the requirements
of 46 CFR 159.005–11.
(2) The independent laboratory must
make such inspections as are necessary
to determine that the prototype is
constructed by the methods and with
the materials specified in the plans
reviewed under § 160.135–9 of this
subpart. By conducting at least one
inspection during its construction, the
independent laboratory must determine
the prototype lifeboat conforms with
those plans by inspecting—
(i) Fiber Reinforced Plastic (FRP)
Construction.
(A) FRP components of each
prototype lifeboat must have a layup
made of unpigmented clear resins so
that details of construction are visible
for inspection. Test panels
representative of each prototype layup
must be tested in accordance with MIL–
P–17549D(SH) (incorporated by
reference, see § 160.135–5). If an
accepted MIL–R–21607E(SH) Grade B
resin is used for the prototype lifeboat,
additives for fire retardancy must not be
used so that the laminate is translucent
for inspection purposes. Any prototype
test lifeboat with Grade B resins will not
be marked in accordance with
§ 160.135–17 of this subpart for use as
a production lifeboat regardless of the
outcome of the performance tests.
Whichever accepted resin the
manufacturer decides to use for the
prototype lifeboat, the same resin must
be used in the production lifeboats.
(B) The hull, canopy, and major
structural laminates of each prototype
FRP lifeboat must be tested for resin
content, ultimate flexural strength, and
tensile strength. The test samples must
be cut out from the prototype lifeboat,
or be laid up at the same time, using the
same procedures and by the same
operators as the laminate used in the
lifeboat. The number of samples used
for each test, and the conditions and test
methods used, must be as per the
applicable test specified in this
paragraph. The resin content must be
determined as per ASTM D 2584 or ISO
1172 (incorporated by reference, see
§ 160.135–5). The flexural ultimate
strength must be determined by ASTM
D 790 method I (test condition ‘‘A’’,
flatwise, dry) or the corresponding ISO
14125 test method (incorporated by
reference, see § 160.135–5). The tensile
strength, lengthwise, must be
determined as per ASTM D 638 or ISO
527 (incorporated by reference, see
§ 160.135–5).
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(C) Each major FRP component, such
as the hull, canopy, and inner liner(s),
of each prototype FRP lifeboat must be
examined and weighed after it is
completed but before it is assembled. If
the lifeboat is constructed by the spray
lay-up technique, the hull and canopy
thicknesses must be measured using
ultrasonic or equivalent techniques;
(ii) Steel construction. Steel sheet and
plate used for the hull, floors, and other
structural components of a prototype
steel lifeboat must meet the bend tests
requirement specified under ASTM A
653 (incorporated by reference, see
§ 160.135–5) after galvanizing or other
anti-corrosion treatment has been
applied. This may be demonstrated
through a supplier’s certification papers
or through witnessing actual tests.
(iii) Coated cloth for partially
enclosed lifeboats. Cloth material used
in the construction of each prototype
lifeboat must be confirmed to have met
the requirements specified under
§ 160.135–7(b)(28) of this subpart. This
may be demonstrated through a
supplier’s certification papers or
through witnessing actual tests.
(iv) Welding. Structural components
of each prototype lifeboat joined by
welding must be welded by the welding
procedures and materials as per the
plans reviewed under § 160.135–9 of
this subpart and by welders
appropriately qualified.
(v) Buoyancy foam. Each major
subassembly of a prototype lifeboat,
such as the hull with liner and canopy
with liner, must be weighed after the
buoyancy foam is installed and before it
is further assembled.
(vi) Installation of the propulsion
system.
(vii) Installation of the steering
system.
(viii) Installation of the water spray
fire-protection and air support
system(s), if fitted.
(3) The independent laboratory must
submit the inspection report to the
Commandant.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.135–13 Approval inspections and
tests for prototype lifeboats.
(a) After the Commandant notifies the
manufacturer that the prototype lifeboat
is in compliance with the requirements
of § 160.135–11 of this subpart, the
manufacturer may proceed with the
prototype approval inspections and tests
required under this section. The
prototype lifeboat, the construction of
which was witnessed under § 160.135–
11 of this subpart, must be used for the
tests in this section.
(b) Except as provided in paragraph (f)
of this section, the Coast Guard must
conduct the approval inspections and
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witness the approval tests required
under this section.
(c) Manufacturer requirements. To
proceed with approval inspections and
tests required by this section, the
manufacturer must—
(1) Notify the Commandant and
cognizant Officer in Charge, Marine
Inspection (OCMI) of where the
approval inspections and tests required
under this section will take place, and
such notification must be in sufficient
time to allow making travel
arrangements;
(2) Arrange a testing schedule that
allows for a Coast Guard inspector to
travel to the site where the testing is to
be performed;
(3) Admit the Coast Guard inspector
to any place where work or testing is
performed on lifeboats or their
component parts and materials for the
purpose of—
(i) Conducting inspections as
necessary to determine that the
prototype is constructed by the methods
and with the materials specified in the
plans reviewed under § 160.135–9 of
this subpart and the inspection report
under § 160.135–11 of this subpart;
(ii) Assuring that the quality
assurance program of the manufacturer
is satisfactory;
(iii) Witnessing tests; and
(iv) Taking samples of parts or
materials for additional inspections or
test; and
(4) Make available to the Coast Guard
inspector the affidavits or invoices from
the suppliers of all essential materials
used in the production of lifeboats,
together with records identifying the lot
or serial numbers of the lifeboats in
which such materials were used.
(d) Tests—(1) Prototype lifeboat
readiness. All tests must be conducted
on a completely outfitted lifeboat,
including fixed equipment such as
compass, searchlight, and navigating
lights. Loose equipment may be
substituted by weights.
(2) Fiber Reinforced Plastic (FRP)
prototype lifeboat lay-up. For the
prototype of each design of an FRP
lifeboat, the lay-up must be made of
unpigmented resins and clear gel coat.
(3) Fuel tank. Each non-portable fuel
tank must be tested by a static head
above the tank top of 3 m (10 ft) of water
without showing any leaks or signs of
permanent distortion.
(4) IMO Revised recommendation on
testing. Each prototype lifeboat of each
design must pass each of the tests for
davit-launched or free-fall lifeboats, as
applicable, described in the IMO
Revised recommendation on testing,
Part 1, paragraphs 6.1 through 6.17
(incorporated by reference, see
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§ 160.135–5). Tests must be conducted
in accordance with these paragraphs of
IMO Revised recommendation on
testing, Part 1, with the following
modifications:
(i) Fire retardancy/release mechanism
and engine tests (Paragraphs 1/6.2, 6.9,
6.10, 6.14). The tests in the following
IMO Revised recommendation on
testing paragraphs may be accomplished
independent of the lifeboat, and may be
considered completed and need not be
repeated if the tests have been
previously shown to meet the necessary
requirements—
(A) Paragraph 6.2;
(B) Paragraphs 6.9.3 through 6.9.6;
(C) Paragraph 6.10.2 through 6.10.6;
and
(D) Paragraphs 6.14.6 through 6.14.8.
(ii) Lifeboat overload test (Paragraph
1/6.3). For a davit launched lifeboat, the
overload test must be conducted with
the lifeboat suspended from the lifting
hooks. During this test, the canopy of a
free-fall lifeboat must not deform so as
to harm any potential occupants.
(iii) Impact test (Paragraph 1/6.4). The
rigid vertical surface must not be
displaced or deformed as a result of the
test.
(iv) Lifeboat seating space test
(Paragraph 1/6.7). The average mass of
persons used to test the lifeboat seating
space must be determined by weighing
as a group or individually. Each person
must wear an inherently buoyant
SOLAS lifejacket with at least 150 N of
buoyancy or a Coast Guard-approved
lifejacket approved under approval
series 160.155. For other than a totally
enclosed lifeboat, the operator(s) must
demonstrate that the lifeboat can be
operated while wearing a Coast Guard
approved, insulated-buoyant immersion
suit approved under approval series
160.171. The Commandant will give
consideration to requests to test at, and
designate lifeboats for, a heavier
occupant weight than that stated in the
IMO LSA Code, Chapter IV
(incorporated by reference, § 160.135–
5).
(v) Flooded stability test (Paragraph
1/6.8). Any materials used to raise the
test weights representing the lifeboat
occupants above the seat pan must be at
least as dense as fresh water.
(vi) Lifeboat operational test,
Operation of engine (Paragraph
1/6.10.1). For the 4-hour lifeboat
maneuvering period, the lifeboat must
not (except for a short period to measure
towing force and to demonstrate towing
fixture durability) be secured, and must
be run through its full range of speeds
and full range of all controls throughout
the period.
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(vii) Survival recovery test (Paragraph
1/6.10.8). The recovery demonstration
must show that no more than two
crewmembers are required to recover a
helpless person of ninety-fifth
percentile by weight described in ASTM
F 1166 (incorporated by reference, see
§ 160.135–5) while the crewmembers
and helpless person are each wearing a
lifejacket.
(viii) Flooded capsizing test
(Paragraph 1/6.14.3–.5). For any lifeboat
also approved as a rescue lifeboat, the
lifeboat must return to an upright
position and, without undue delay, the
crew must be able to use the lifeboat
again as a lifeboat.
(ix) Fire test (Paragraph 1/6.16.4). The
locations where temperatures are
measured along with the rationale for
the proposed locations must be
provided to the Commandant for
approval prior to the testing.
(x) Water spray tests (Paragraph
1/6.16.9). The delivery rate of water, or
the sprayed water film thickness over
the lifeboat, must be at least equivalent
to that used to achieve passing results
for the fire test. Full coverage must be
obtained without the need to rock the
lifeboat or induce wetting by wiping or
applying any agent.
(xi) Measuring and evaluating
acceleration forces (Paragraph 1/6.17.5).
For free-fall lifeboats, the selection,
placement, and mounting of the
accelerometers along with the rationale
for the proposed selection, placement,
and mounting must be provided to the
Commandant for approval prior to the
testing.
(xii) Evaluation acceleration forces
with the dynamic response model
(Paragraph 1/6.17.9). For free-fall
lifeboats only, sections 6.17.9 thru
6.17.12 must be used along with the
displacement limits for lifeboats in
Table 2 under ‘‘Evaluation with the
dynamic response model’’.
(5) Visual inspection. Each lifeboat
must be visually inspected to confirm—
(i) Compliance with this subpart;
(ii) Conformance with plans reviewed
under § 160.135–9 of this subpart; and
(iii) Ease of operation and
maintenance.
(e) Test waiver. The Commandant
may waive certain tests for a lifeboat
identical in construction to smaller and
larger lifeboats that have successfully
completed the tests. Tests associated
with lifeboat components that have
already been approved by the
Commandant are not required to be
repeated.
(f) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may perform
approval inspections and witness
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approval tests required by this section
so long as the inspections and tests are
performed and witnessed in accordance
with the procedures agreed upon
between the independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(g) After completion of approval
inspections and tests required by this
section, the manufacturer must comply
with the requirements of 46 CFR
159.005–9(a)(5) by preparing and
submitting to the Commandant for
review—
(1) The prototype approval test report
containing the same information
recommended by IMO MSC Circ. 980
(incorporated by reference, see
§ 160.135–5). The report must include a
signed statement by the Coast Guard
inspector (or independent laboratory as
permitted by paragraph (f) of this
section) who witnessed the testing,
indicating that the report accurately
describes the testing and its results; and
(2) The final plans of the lifeboat as
built. The plans must include, in
triplicate—
(i) The instructions for training and
maintenance described in §§ 160.135–19
and 160.135–21 of this subpart; and
(ii) The final version of the plans
required under § 160.135–9 of this
subpart.
(h) The Commandant will review the
report and plans submitted under
paragraph (g) of this section, and if
satisfactory to the Commandant, will
approve the plans under 46 CFR
159.005–13.
§ 160.135–15 Production inspections,
tests, quality control, and conformance of
lifeboats.
(a) Unless the Commandant directs
otherwise, an independent laboratory
must conduct or witness inspections,
tests, and oversight required by this
section. Production inspections and
tests of lifeboats must be carried out in
accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007 and in
this section, unless the Commandant
authorizes alternative tests and
inspections. The Commandant may
prescribe additional production tests
and inspections necessary to maintain
quality control and to monitor
compliance with the requirements of
this subpart.
(b) Manufacturer’s responsibility. The
manufacturer must—
(1) Institute a quality control
procedure to ensure that all production
lifeboats are produced to the same
standard, and in the same manner, as
the prototype lifeboat approved by the
Commandant. The manufacturer’s
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quality control personnel must not work
directly under the department or person
responsible for either production or
sales;
(2) Schedule and coordinate with the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section) to ensure that all tests
are performed as described in this
section;
(3) Submit to the Commandant, a
yearly report that contains the
following—
(i) Serial number and date of final
assembly of each lifeboat constructed;
(ii) Name of the representative of the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section); and
(iii) Name of the vessel and company
receiving the lifeboat, if known;
(4) Ensure that the arrangement and
materials entering into the construction
of the lifeboat are in accordance with
plans approved under § 160.135–13(h)
of this subpart;
(5) Allow an independent laboratory
(or Coast Guard inspector if required
under paragraph (a) of this section)
access to any place where materials are
stored for the lifeboat, work or testing is
performed on lifeboats or their
component parts and materials, or
records are retained to meet the
requirements of paragraph (c) below, for
the purpose of—
(i) Assuring that the quality control
program of the manufacturer is
satisfactory;
(ii) Witnessing tests; or
(iii) Taking samples of parts or
materials for additional inspections or
tests; and
(6) Ensure that the independent
laboratory (or Coast Guard inspector if
required under paragraph (a) of this
section) conducts the inspections and
witnesses the tests required by
paragraph (e)(2) of this section, and
further conducts a visual inspection to
verify that the lifeboats are being made
in accordance with the plans approved
under § 160.135–13(h) of this subpart
and the requirements of this subpart.
(c) Recordkeeping. The manufacturer
must maintain records in accordance
with 46 CFR 159.007–13. The
manufacturer must keep records of all
items listed in this section for at least 5
years from the date of termination of
approval of each lifeboat. The records
must include—
(1) A copy of this subpart, other CFR
sections referenced in this subpart, and
each applicable document listed in
§ 160.135–5 of this subpart;
(2) A copy of approved plans,
documentation, and certifications;
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(3) A current certificate of approval
for each approved lifeboat;
(4) Affidavits, certificates, or invoices
from the suppliers identifying all
essential materials used in the
production of approved lifeboats,
together with records identifying the
serial numbers of the lifeboats in which
such materials were used;
(5) Start and finish date and time of
the lay-up of each major Fiber
Reinforced Plastic (FRP) component
such as the hull, canopy, and inner liner
and the names of the operator(s);
(6) Start and finish date and time of
pouring of foam-in-place rigid buoyancy
foam, and name of operator(s);
(7) Records of all structural welding
and name of operator(s);
(8) Records of welder certificates,
training and qualifications;
(9) Date and results of calibration of
test equipment and the name and
address of the company or agency that
performed the calibration;
(10) The serial number of each
production lifeboat, along with records
of its inspections and tests carried out
under this section; and
(11) The original purchaser of each
lifeboat and the vessel on which it was
installed, if known.
(d) Independent laboratory
responsibility. The independent
laboratory must perform or witness the
inspections and tests under paragraph
(e)(2) of this section for each Coast
Guard-approved lifeboat to be installed
on a U.S.-flagged vessel. If the
manufacturer also produces lifeboats for
approval by other maritime safety
administrations, the inspections may be
coordinated with inspection visits for
those administrations.
(e) Production inspections and tests.
Each approved lifeboat must be
inspected and tested in accordance with
each of the following procedures:
(1) In-process inspections and tests.
Each production lifeboat must be
examined during lay-up of the hull to
verify that the lay-up conforms to the
approved drawings. Each FRP major
component, such as the hull, canopy,
and inner liner, must be examined and
weighed after it is completed but before
assembled. If the lifeboat is constructed
by the spray lay-up technique, the hull
and canopy thicknesses must be
measured using ultrasonic or equivalent
techniques. Laboratory tests of
laminates must be conducted at this
time. Test samples must be cut out from
the lifeboat itself or be laid up at the
same time, using the same procedures
and by the same operators as the
laminate used in the lifeboat. The
number of samples used for each test,
and the conditions and test methods
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used, must be as described in the
applicable test specified in this
paragraph.
(i) Weight. The weight of each FRP
section, such as hull, canopy, and inner
liner, must be within 10 percent of
similar sections of the prototype
lifeboat. These weights must be the bare
laminate weights. Backing plates that
are molded into the laminate may be
included.
(ii) Thickness. The average thickness
of each section of sprayed-up laminate
must be within 20 percent of the
corresponding sections of the prototype.
(iii) Resin content. Laminate samples
from the hull, canopy, and inner liners
must be tested in accordance with
ASTM D 2584 or ISO 1172
(incorporated by reference, see
§ 160.135–5). The resin content must be
within 8 percentage points of the
prototype results. If the resin content
does not comply, flexural ultimate
strength and tensile tests in paragraph
(e)(1)(iv) of this section must be
conducted.
(iv) Flexural ultimate strength and
tensile tests. Each laminate sample from
each major component, such as hull and
liner, that does not comply with the
resin content requirement in paragraph
(e)(1)(iii) of this section, and from each
component of every fifth production
lifeboat, must be subjected to the
flexural ultimate strength and tensile
strength tests as described in § 160.135–
13(c)(2)(i)(B) of this subpart. The values
must be at least 90 percent of the
prototype results.
(v) Buoyancy material. If block foam
buoyancy material is used, each piece
must be weighed after it is cut and
shaped to make sure that the correct
amount of foam is installed. If foamedin-place buoyancy material is used, a
separate sample of the foam must be
poured, and used to make a density
determination after it has set. The
density must be 32 +/¥ 8 kg/m3
(2 +/¥ 0.5 lb/ft3).
(vi) Steel sheet and plate. Steel sheet
and plate for the hull, floors, and other
structural components must meet ASTM
A 36 and ASTM A 653 as applicable
(incorporated by reference, see
§ 160.135–5). Non-corrosive resistant
steel must meet the coating mass and
bend tests requirement specified under
ASTM A 653. Compliance for this
paragraph can be ascertained through
supplier’s certification papers or
through conducting actual tests.
(vii) Cloth. The cloth material used for
the construction of each partially
enclosed lifeboat must meet the material
specification of A–A 55308
(incorporated by reference, see
§ 160.135–5). This compliance can be
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ascertained through supplier’s
certification papers or through
witnessing actual tests.
(viii) Fuel tank. Each fuel tank must
be tested by a static head above the tank
top of 3 m (10 ft) of water without
showing any leaks or signs of permanent
distortion.
(ix) Welding. It must be determined
that structural components joined by
welding was performed by welders who
are appropriately qualified and that the
welding procedure and materials are as
per the plans approved under
§ 160.135–13(h) of this subpart.
(2) Post assembly tests and
inspections. The finished lifeboat must
be visually inspected inside and out.
The manufacturer must develop and
maintain a visual inspection checklist
designed to ensure that all applicable
requirements have been met and the
lifeboat is equipped in accordance with
approved plans. At a minimum, each
lifeboat must be operated for 2 hours
during which all lifeboat systems must
be exercised.
§ 160.135–17
Marking and labeling.
(a) Each lifeboat must be marked with
a plate or label permanently affixed to
the hull in a conspicuous place readily
accessible for inspection and
sufficiently durable to withstand
continuous exposure to environmental
conditions at sea for the life of the
lifeboat.
(b) The plate or label must be in
English, but may also be in other
languages.
(c) The plate or label must contain
the—
(1) Name and address of the
manufacturer;
(2) Manufacturer’s model
identification;
(3) Name of the independent
laboratory that witnessed the prototype
or production test and inspections;
(4) Serial number of the lifeboat;
(5) U.S. Coast Guard approval
number;
(6) Month and year of manufacture;
(7) Material of hull construction;
(8) Number of persons for which the
lifeboat is approved;
(9) Light load and full load (condition
A and condition B weight); and
(10) Word ‘‘SOLAS.’’
§ 160.135–19 Operating instructions and
information for the ship’s training manual.
(a) Each lifeboat must have
instructions and information for the
ship’s training manual that use the
symbols from IMO Res. A.760(18)
(incorporated by reference, see
§ 160.135–5) to describe the location
and operation of the lifeboat.
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(b) The instructions and information
required by paragraph (a) of this section
may be combined with similar material
for survival craft and rescue boats, and
their launching systems.
(c) The lifeboat manufacturer must
make the instructions and information
required by paragraph (a) of this section
available—
(1) In English to purchasers of a
lifeboat approved by the Coast Guard;
and
(2) In the form of an instruction
placard providing simple procedures
and illustrations for operation of the
lifeboat. The placard must be not greater
than 36 cm (14 in) by 51 cm (20 in), and
must be made of durable material and
suitable for display near installations of
lifeboats on vessels.
§ 160.135–21
instructions.
Operation and maintenance
(a) Each lifeboat must have operation
and maintenance instructions that—
(1) Follows the general format and
content specified in MSC.1 Circ. 1205
(incorporated by reference, see
§ 160.135–5); and
(2) Includes a checklist for use in
monthly, external visual inspections of
the lifeboat.
(b) The lifeboat manufacturer must
make the manual required by paragraph
(a) of this section available in English to
purchasers of a lifeboat approved by the
Coast Guard.
(c) The operation and maintenance
instructions required by paragraph (a) of
this section may be combined with
similar material for survival craft and
rescue boats, and their launching
systems.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.135–23 Procedure for approval of
design, material, or construction change.
(a) Each change in design, material, or
construction from the plans approved
under 46 CFR 159.005–13 and
§ 160.135–13(h) of this subpart must be
approved by the Commandant before
being used in any production lifeboat.
The manufacturer must submit any such
change following the procedures in
§ 160.135–9 of this subpart, but
documentation on items that are
unchanged from the plans approved
under 46 CFR 159.005–13 and
§ 160.135–13(h) of this subpart need not
be resubmitted.
(b) Unless determined by the
Commandant to be unnecessary, a
prototype lifeboat with each change
described in paragraph (a) of this
section must be made and tested
according to the procedures for new
approvals in §§ 160.135–9 through
160.135–13 of this subpart.
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(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
Subpart 160.151—Inflatable Liferafts
(SOLAS)
29. Revise § 160.151–1 to read as
follows:
§ 160.151–1
Scope.
This subpart prescribes standards,
tests, and procedures for approval by
the Coast Guard of inflatable liferafts.
This subpart does not apply to any
inflatable liferaft approved by the
Commandant before (EFFECTIVE DATE
OF FINAL RULE), so long as the liferaft
satisfies the annual servicing
requirements set forth in 46 CFR
160.151–57.
30. In § 160.151–3—
a. In the definition for ‘‘Commandant’’,
remove the text ‘‘(CG–512)’’ and add, in
its place, the text ‘‘(CG–5214)’’; and
b. Add, in alphabetical order, the
definition for ‘‘Officer in Charge, Marine
Inspection (OCMI)’’, to read as follows:
§ 160.151–3
Definitions.
*
*
*
*
*
Officer in Charge, Marine Inspection
(OCMI) means an officer of the Coast
Guard designated as such by the
Commandant and who, under the
direction of the Coast Guard District
Commander, is in charge of a marine
inspection zone, described in part 1 of
this chapter, for the performance of
duties with respect to the inspection,
enforcement, and administration of
vessel safety and navigation laws and
regulations. The ‘‘cognizant OCMI’’ is
the OCMI who has immediate
jurisdiction over a vessel for the
purpose of performing the duties
previously described.
*
*
*
*
*
31. Revise § 160.151–5 to read as
follows:
§ 160.151–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
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for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) American Society for Testing and
Materials (ASTM), 100 Barr Harbor
Drive, PO Box C700, West
Conshohocken, PA, 19428–2959.
(1) ASTM F 1014–02(2007), Standard
Specification for Flashlights on Vessels,
IBR approved for § 160–151–21 (‘‘ASTM
F 1014’’).
(2) [Reserved]
(c) General Services Administration,
Federal Acquisition Service, Office of
the FAS Commissioner, 22200 Crystal
Drive, 11th Floor, Arlington, VA 22202,
703–605–5400.
(1) Federal Standard 595C—Colors
Used in Government Procurement, IBR
approved for §§ 160.151–15 and
160.151–17 (‘‘FED–STD–595C’’).
(2) [Reserved]
(d) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution A.657(16),
Instructions for Action in Survival Craft,
October 1989, IBR approved for
§ 160.151–21 (‘‘IMO Res. A.657(16)’’).
(2) IMO Resolution A.658(16), Use
and Fitting of Retro-reflective Materials
on Life-saving Appliances, IBR
approved for § 160.151–15 (‘‘IMO Res.
A.658(16)’’).
(3) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§§ 160.151–7, 160.151–15, 160.151–17,
160.151–21, 160.151–29, 160.151–33,
160.151–59, and 160.151–61 (‘‘IMO LSA
Code’’).
(4) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§§ 160.151–21, 160.151–27, 160.151–29,
160.151–31, and 160.151–57 (‘‘IMO
Revised recommendation on testing’’).
(e) International Standards
Organization ISO Copyright Office, Case
Postale 56, CH 1211 Geneva 20.
(1) ISO 15738:2002 Ships and marine
technology—Gas inflation systems for
inflatable life-saving appliances, IBR
approved for § 160.151–27 (‘‘ISO
15738’’).
(2) ISO 17339:2002 Ships and marine
technology—Sea anchors for survival
craft and rescue boats, IBR approved for
§ 160.151–21 (‘‘ISO 17339’’).
(3) ISO 18813:2006 Ships and marine
technology—Survival equipment for
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survival craft and rescue boats, IBR
approved for § 160.151–21 (‘‘ISO
18813’’).
(f) Military Specifications and
Standards, Standardization Documents
Order Desk, Building 4D, 700 Robins
Avenue, Philadelphia PA 19111–5094,
https://assist.daps.dla.mil/quicksearch/.
(1) MIL–C–17415E—Cloth, Coated,
and Webbing, Inflatable Boat and
Miscellaneous Use, IBR approved for
§ 160.151–15 (‘‘MIL–C–17415E’’).
(2) [Reserved]
32. In § 160.151–7—
a. In the introductory text, after the
words ‘‘Chapter III of SOLAS’’, add the
words ‘‘and the IMO LSA Code
(incorporated by reference, see
§ 160.151–5)’’; and after the words
‘‘provisions of’’, remove the word
‘‘SOLAS’’ and add, in its place, the
words ‘‘the IMO LSA Code:’’;
b. Revise paragraphs (a) and (b) to
read as set forth below; and
c. Remove paragraphs (c), (d), and (e).
§ 160.151–7
liferafts.
Construction of inflatable
*
*
*
*
*
(a) IMO LSA Code 1.2, General
requirements for life-saving appliances;
and
(b) IMO LSA Code 4.2, Inflatable
liferafts.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.151–11
[Amended]
33. In § 160.151–11(b) introductory
text, after the words ‘‘must submit an
application’’, add the words ‘‘to the
Commandant’’.
34. In § 160.151–15—
a. In the introductory text, remove the
words ‘‘indicated in § 160.151–7’’ and
add, in their place, the words ‘‘and the
IMO LSA Code (incorporated by
reference, see § 160.151–5)’’;
b. In paragraph (a) introductory text,
remove the words ‘‘Regulation III/
30.2.1’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter I/1.2.1’’;
after the words ‘‘meeting MIL–C–
17415E’’, add the words ‘‘(incorporated
by reference, see § 160.151–5)’’; after the
words ‘‘equivalent or superior’’ remove
the symbol ‘‘-’’and add, in its place, the
words ‘‘and be capable of withstanding
the prototype tests specified in 160.151–
27 of this subchapter.’’;
c. Remove paragraphs (a)(1), (a)(2),
(a)(3), and (a)(4);
d. In paragraph (b), remove the words
‘‘Regulation III/30.2.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter I/1.2.2.1’’;
e. In paragraph (c), remove the words
‘‘Regulation III/30.2.1’’ and add, in their
place, the words ‘‘IMO LSA Code
Chapter I/1.2.2.1’’;
f. In paragraph (d), remove the words
‘‘Regulation III/30.2.4’’ and add, in their
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place, the words ‘‘IMO LSA Code,
Chapter I/1.2.2.4’’;
g. In paragraph (e), remove the words
‘‘Regulation III/30.2.6’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter I/1.2.2.6’’; and remove the
words ‘‘(color number 34 of NBS Special
Publication 440)’’ and add, in their
place, the words ‘‘(color number 12197
of FED–STD–595C (incorporated by
reference, see § 160.151–5))’’;
h. In paragraph (f), remove the words
‘‘Regulation III/30.2.7’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter I/1.2.2.7’’; and remove the
words ‘‘IMO Resolution A.658(16)’’ and
add, in their place, the words ’’ IMO Res.
A.658(16) (incorporated by reference,
see § 160.151–5)’’;
i. In paragraph (g), remove the words
‘‘Regulation III/38.1.4’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.1.4’’;
j. In paragraph (h), remove the words
‘‘Regulation III/38.2.2’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.2.2’’;
k. In paragraph (i), remove the words
‘‘Regulation III/38.3.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.3.1’’;
l. Remove and reserve paragraph (j);
m. In paragraph (k), remove the words
‘‘Regulation III/38.6.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.6.1’’;
n. In paragraph (l) introductory text,
remove the words ‘‘Regulation III/
39.2.3’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.2.3’’;
o. Redesignate paragraphs (m), (n),
and (o) as paragraphs (n), (o), and (p)
respectively.
p. Add paragraph (m) to read as set
out below;
q. In newly redesignated paragraph
(n), remove the words ‘‘Regulation III/
39.4.2’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.4.2’’;
r. In newly redesignated paragraph
(o), remove the words ‘‘Regulation III/
39.6.2’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.3.3’’; after the word ‘‘exterior’’, add
the words ‘‘and interior’’; and remove
the word ‘‘lamp’’ and add, in its place,
the word ‘‘lamps’’; and
s. In newly redesignated paragraph (p)
introductory text, remove the words
‘‘Regulation III/39.7.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.2.6.1’’.
§ 160.151–15 Design and performance of
inflatable liferafts.
*
*
*
*
*
(m) Inflation systems (IMO LSA Code,
Chapter IV/4.2.2.3). Gas inflation
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systems, including gas-cylinder valves;
gas-cylinder operating heads; highpressure hose assemblies; and pressure
relief, inflation/deflation, and nonreturn/transfer valves; must be certified
as complying with the requirements of
ISO 15738 (incorporated by reference,
see § 160.151–5).
*
*
*
*
*
§ 160.151–17
[Amended]
35. In 160.151–17—
a. In the introductory text, after the
words ‘‘regulations of SOLAS’’, add the
words ‘‘and IMO LSA Code
(incorporated by reference, see
§ 160.151–5)’’;
b. In paragraph (a), remove the words
‘‘Regulation III/39.5.1’’ and add, in their
place, the words ‘‘the IMO LSA Code,
Chapter IV/4.2.5’’;
c. In paragraph (a)(2)(vii), remove the
words ‘‘(color number 34 of NBS Special
Publication 440)’’ and add, in their
place, the words ‘‘(color number 12197
of FED–STD–595C (incorporated by
reference, see § 160.151–5))’’;
d. In paragraph (b), remove the words
‘‘Regulation III/39.4.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.2.4.1’’; and
e. Remove and reserve paragraph (c).
36. In § 160.151–21—
a. In the introductory text, after the
words ‘‘regulations of SOLAS’’, add the
words ‘‘and the IMO LSA Code
(incorporated by reference, see
§ 160.151–5)’’;
b. In paragraph (a), remove the first
instance of the words ‘‘Regulation III/
38.5.1.1’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.1’’; and after the words ‘‘buoyant
heaving line’’, remove the words
‘‘described by Regulation III/38.5.1.1’’;
c. In paragraph (b), remove the first
instance of the words ‘‘Regulation III/
38.5.1.2’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.2’’; and after the words ‘‘folding
knife’’, remove the words ‘‘carried as
permitted by Regulation III/38.5.1.2’’;
d. In paragraph (c), remove the first
instance of the words ‘‘Regulation III/
38.5.1.3’’ and add, in their place, the
words ‘‘(IMO LSA Code, Chapter IV/
4.1.5.1.3 and ISO 18813 (incorporated
by reference, see § 160.151–5))’’; and
after the words ‘‘Each bailer’’, remove
the words ‘‘described by Regulation III/
38.5.1.3’’;
e. In paragraph (d), remove the first
instance of the words ‘‘Regulation III/
38.5.1.4’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.4’’; and after the words ‘‘Each
sponge’’, remove the words ‘‘described
by Regulation III/38.5.1.4’’;
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f. In paragraph (e), remove the first
instance of the words ‘‘Regulation III/
38.5.1.5’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.5 and ISO 17339 (incorporated
by reference, see § 160.151–5)’’; remove
the two instances of the words
‘‘described by Regulation III/38.5.1.5’’;
and after the words ‘‘hauled in by one
person.’’, add the sentence ‘‘Sea anchors
must be attached to the raft at a position
so as to orient the primary entrance
away from the seas as far as practicable
while still allowing the sea anchor to be
retrieved by a person inside the raft.’’;
g. In paragraph (f), remove the words
‘‘Regulation III/38.5.1.6’’ and add, in
their place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.5.1.6 and ISO 18813’’;
and remove the words ‘‘IMO Resolution
A.689(17)’’ and add, in their place, the
words ‘‘IMO Revised recommendation
on testing (incorporated by reference,
see § 160.151–5).’’;
h. In paragraph (g), remove the first
instance of the words ‘‘Regulation III/
38.5.1.7’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.7 and ISO 18813’’; and after the
words ‘‘a tin-opener’’, remove the words
‘‘described by Regulation III/38.5.1.7’’;
i. In paragraph (h), remove the first
instance of the words ‘‘Regulation III/
38.5.1.8’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.8’’; and after the words ‘‘Each
first-aid kit’’, remove the words
‘‘described by Regulation III/38.5.1.8’’;
j. In paragraph (i), remove the first
instance of the words ‘‘Regulation III/
38.5.1.9’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.9 and ISO 18813’’; and after the
words ‘‘The whistle’’, remove the words
‘‘described by Regulation III/38.5.1.9’’;
k. In paragraph (j), remove the first
instance of the words ‘‘Regulation III/
38.5.1.10’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.10’’; and after the words ‘‘Each
rocket parachute flare’’, remove the
words ‘‘described by Regulation III/
38.5.1.10’’;
l. In paragraph (k), remove the first
instance of the words ‘‘Regulation III/
38.5.1.11’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.11’’; and after the words ‘‘Each
hand flare’’, remove the words
‘‘described by Regulation III/38.5.1.11’’;
m. In paragraph (l), remove the first
instance of the words ‘‘Regulation III/
38.5.1.12’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.12’’; and after the words ‘‘Each
buoyant smoke signal’’, remove the
words ‘‘described by Regulation III/
38.5.1.12’’;
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n. In paragraph (m), remove the first
instance of the words ‘‘Regulation III/
38.5.1.13’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.13’’; after the words ‘‘The
waterproof electric torch’’, remove the
words ‘‘described by Regulation III/
38.5.1.13’’; and after the words ‘‘see
§ 160.151–5’’, add the symbol ’’)’’;
o. In paragraph (n), remove the words
‘‘Regulation III/38.5.1.14’’ and add, in
their place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.5.1.14’’;
p. In paragraph (o), remove the first
instance of the words ‘‘Regulation III/
38.5.1.15’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.15’’; and after the words ‘‘Each
signalling mirror’’ remove the words
‘‘described by Regulation III/38.5.1.15’’;
q. In paragraph (p), remove the first
instance of the words ‘‘Regulation III/
38.5.1.16’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.16’’; and after the words
‘‘transparent waterproof container’’,
remove the words ‘‘as described by
Regulation III/38.5.1.16’’;
r. In paragraph (q), remove the words
‘‘Regulation III/38.5.1.17’’ and add, in
their place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.5.1.17’’;
s. In paragraph (r), remove the words
‘‘Regulation III/38.5.1.18.’’ and add, in
their place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.5.1.18’’;
t. In paragraph (s), remove the first
instance of the words ‘‘Regulation III/
38.5.1.19’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.19’’; remove the words ‘‘The fresh
water required by Regulation III/
38.5.1.19 must be ‘‘emergency drinking
water’’’’ and add, in their place, the
words ‘‘Emergency drinking water must
be’’; after the words ‘‘The desalting
apparatus’’, remove the words
‘‘described in Regulation III/38.5.1.19’’;
and remove the last sentence of the
paragraph;
u. In paragraph (t), remove the first
instance of the words ‘‘Regulation III/
38.5.1.20’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.20 and ISO 18813’’; and after the
words ‘‘The drinking cup’’, remove the
words ‘‘described in Regulation III/
38.5.1.20’’;
v. In paragraph (u), remove the first
instance of the words ‘‘Regulation III/
38.5.1.21’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.21 and ISO 18813’’; and after the
words ‘‘The anti-seasickness medicine’’,
remove the words ‘‘required by
Regulation III/38.5.1.21’’;
w. In paragraph (v), remove the first
instance of the words ‘‘Regulation III/
38.5.1.22’’ and add, in their place, the
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words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.22 and ISO 18813’’; and after the
words ‘‘The instructions’’, remove the
words ‘‘required by Regulation III/
38.5.1.22’’;
x. In paragraph (v)(3), remove the
words ‘‘IMO Resolution A.657(16)’’ and
add, in their place, the words ‘‘IMO Res.
A.657(16) (incorporated by reference,
see § 160.151–5)’’;
y. In paragraph (w), remove the words
‘‘Regulation III/38.5.1.23’’ and add, in
their place, the words ‘‘IMO LSA Code,
Chapter IV/4.1.5.1.23’’;
z. In paragraph (w)(3), remove the
words ‘‘IMO Resolution A.657(16)’’ and
add, in their place, the words ‘‘IMO Res.
A.657(16)’’;
aa. In paragraph (x), remove the first
instance of the words ‘‘Regulation III/
38.5.1.24’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.1.5.1.24’’; and after the words ‘‘Each
thermal protective aid’’, remove the
words ‘‘described by Regulation III/
38.5.1.24’’;
bb. In paragraph (y), remove the first
instance of the words ‘‘Regulation III/
39.10.1.1’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.9.1.1 and ISO 18813’’; and after the
words ‘‘The repair outfit’’, remove the
words ‘‘required by Regulation III/
39.10.1.1’’;
cc. Revise paragraph (y)(2) to read as
set out below;
dd. In paragraph (y)(3), remove the
text ‘‘; and’’ and add, in its place, the
symbol ‘‘.’’;
ee. Remove paragraph (y)(4); and
ff. In paragraph (z), remove the first
instance of the words ‘‘Regulation III/
39.10.1.2’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.9.1.2’’; and after the words ‘‘The
pump or bellows’’, remove the words
‘‘required by Regulation III/39.10.1.2’’.
§ 160.151–21 Equipment required for
SOLAS A and SOLAS B inflatable liferafts.
*
*
*
*
*
(y) * * *
(2) Five or more tube patches at least
50 mm (2 in) in diameter (the
Commandant will consider selfadhesive patches per ISO 18813 as an
alternative); and
*
*
*
*
*
§ 160.151–27
[Amended]
37. In § 160.151–27—
a. Remove each instance of the words
‘‘IMO Resolution A.689(17)’’ and add, in
their place, the words ‘‘IMO Revised
recommendation on testing’’;
b. In paragraph (a), remove the word
‘‘inclusive’’; and
c. In paragraph (c)(5), remove the
word ‘‘liters’’ and add, in its place, the
text ‘‘L’’.
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§ 160.151–29
[Amended]
38. In § 160.151–29, in the
introductory text, remove the words
‘‘Regulation III/39.5.1’’ and add, in their
place, the words ‘‘IMO LSA Code,
Chapter IV/4.3.5 (incorporated by
reference, see § 160.151–5)’’; and remove
the words ‘‘IMO Resolution A.689(17)’’
and add, in their place, the words ‘‘IMO
Revised recommendation on testing
(incorporated by reference, see
§ 160.151–5)’’.
39. In § 160.151–31—
a. Remove each instance of the words
‘‘IMO Resolution A.689(17)’’ and add, in
their place, the words ‘‘IMO Revised
recommendation on testing’’;
b. In paragraph (a) introductory text,
remove the word ‘‘part’’ and add, in its
place, the text ‘‘46 CFR part’’; and
remove the words ‘‘of this chapter’’;
c. In paragraph (c), remove the symbol
‘‘§ ’’ and add, in its place, the text ‘‘46
CFR’’; and remove the words ‘‘of this
chapter’’;
d. In paragraph (d), after the words
‘‘through 5.1.6 inclusive,’’, add the
words ‘‘(incorporated by reference, see
§ 160.151–5)’’; and
e. Add paragraph (h) to read as
follows:
§ 160.151–31 Production inspections and
tests of inflatable liferafts.
*
*
*
*
*
(h) The manufacturer must notify the
cognizant Officer in Charge, Marine
Inspection (OCMI) whenever final
production inspections and tests are to
be performed so that the OCMI may
assign a marine inspector to the factory
to witness the applicable tests and to
ensure that the quality assurance
program of the manufacturer is
satisfactory.
§ 160.151–33
[Amended]
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40. In 160.151–33—
a. In paragraph (b) introductory text,
remove the words ‘‘Regulation III/39.7.3
of SOLAS’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.6.3 (incorporated by reference, see
§ 160.151–5)’’; and
b. In paragraph (c) introductory text,
remove the words ‘‘Regulation III/39.8 of
SOLAS’’ and add, in their place, the
words ‘‘IMO LSA Code, Chapter IV/
4.2.7.1’’.
§ 160.151–57
[Amended]
41. In 160.151–57—
a. In paragraph (b)(1), remove the
words ‘‘IMO Resolution A.689(17)
paragraph 2/5.1.5’’ and add, in their
place, the words ‘‘IMO Revised
recommendation on testing, paragraph
2/5.1.5 (incorporated by reference, see
§ 160.151–5)’’;
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b. In paragraph (b)(5)(i), remove the
words ‘‘if its expiration date has passed’’
and add, in their place, the words ‘‘at
the time of servicing if there is less than
6 months remaining before the
expiration date’’;
c. In paragraph (b)(11), remove the
words ‘‘IMO Resolution A.658(16)’’ and
add, in their place, the words ‘‘IMO
Revised recommendation on testing’’;
add the words ‘‘46 CFR’’ in front of the
words ‘‘part 164’’; and remove the words
‘‘of this subchapter’’;
d. In paragraph (e), remove the words
‘‘49 CFR 173.34’’ and add, in their place,
the text ‘‘49 CFR 180.205’’;
e. In paragraph (f), remove the words
‘‘IMO Resolution A.689(17)’’ and add, in
their place, the words ‘‘IMO Revised
recommendation on testing’’; and
f. In paragraph (g), after the text ‘‘(b)
through’’, add the text ‘‘(f)’’.
53503
including a fast rescue boat, complying
with SOLAS and the IMO LSA Code, for
use on waters other than protected
waters as defined in 46 CFR 175.400.
§ 160.156–3
Definitions.
In addition to the definitions in the
IMO LSA Code (incorporated by
reference, see § 160.156–5), in this
subpart, the term:
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST SW., STOP 7126,
WASHINGTON, DC 20593–7126.
Full load means the weight of the
complete rescue boat, including all
required equipment, provisions, fuel,
and the number of persons for which it
is approved. This is also known as the
condition ‘‘B’’ weight.
Independent laboratory has the same
meaning as 46 CFR 159.001–3. A list of
accepted independent laboratories is
§ 160.151–59 [Amended]
available from the Commandant and
online at https://cgmix.uscg.mil.
42. In 160.151–59(a), remove the
Light load means the weight of the
words ‘‘regulations III/18.2, 19.3, 51, and
complete rescue boat empty and does
52 of SOLAS’’ and add, in their place,
not include fuel, required equipment, or
the words ‘‘SOLAS Chapter III,
the equivalent weight of persons. This is
Regulation 35 (III/35)’’.
also known as the condition ‘‘A’’ weight.
§ 160.151–61 [Amended]
Officer In Charge, Marine Inspection
43. In 160.151–61(a), remove the
(OCMI) means an officer of the Coast
words ‘‘regulations III/19.3 and III/52 of
Guard designated as such by the
SOLAS’’ and add, in their place, the
Commandant and who, under the
words ‘‘SOLAS Chapter III, Regulation
direction of the Coast Guard District
36 (III/36)’’.
Commander, is in charge of a marine
44. Add subpart 160.156 to read as
inspection zone, described in part 1 of
follows:
this chapter, for the performance of
duties with respect to the inspection,
Subpart 160.156—Rescue Boats and Fast
enforcement, and administration of
Rescue Boats (SOLAS)
vessel safety and navigation laws and
Sec.
regulations. The ‘‘cognizant OCMI’’ is
160.156–1 Scope.
the OCMI who has immediate
160.156–3 Definitions.
jurisdiction over a vessel for the
160.156–5 Incorporation by reference.
160.156–7 Design, construction, and
purpose of performing the duties
performance of rescue boats and fast
previously described.
rescue boats.
SOLAS means the International
160.156–9 Preapproval review.
Convention for the Safety of Life at Sea,
160.156–11 Fabrication of prototype rescue
1974, as amended.
boats for approval.
160.156–13 Approval inspections and tests
for prototype rescue boats.
160.156–15 Production inspections, tests,
quality control, and conformance of
rescue boats.
160.156–17 Marking and labeling.
160.156–19 Operating instructions and
information for the ship’s training
manual.
160.156–21 Operation and maintenance
instructions.
160.156–23 Procedure for approval of
design, material, or construction change.
Subpart 160.156—Rescue Boats and
Fast Rescue Boats (SOLAS)
§ 160.156–1
Scope.
This subpart prescribes standards,
tests, and procedures for seeking Coast
Guard approval of a rescue boat,
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§ 160.156–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. Also, it is available
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for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) American Society for Testing and
Materials (ASTM), 100 Barr Harbor
Drive, PO Box C700, West
Conshohocken, PA, 19428–2959.
(1) ASTM A 36/A 36M–08 Standard
Specification for Carbon Structural
Steel, IBR approved for §§ 160.156–7
and 160.156–15 (‘‘ASTM A 36’’).
(2) ASTM A 653/A 653M–08 Standard
Specification for Steel Sheet, ZincCoated (Galvanized) or Zinc-Iron AlloyCoated (Galvannealed) by the Hot-Dip
Process, IBR approved for §§ 160.156–7,
160.156–11 and 160.156–15 (‘‘ASTM A
653’’).
(3) ASTM B 209–07 Standard
Specification for Aluminum and
Aluminum-Alloy Sheet and Plate, IBR
approved for § 160.135–7 (‘‘ASTM B
209’’).
(4) ASTM D 638–08 Standard Test
Method for Tensile Properties of
Plastics, IBR approved for § 160.156–11
(‘‘ASTM D 638’’).
(5) ASTM D 790–07e1 Standard Test
Methods for Flexural Properties of
Unreinforced and Reinforced Plastics
and Electrical Insulating Materials, IBR
approved for § 160.156–11 (‘‘ASTM D
790’’).
(6) ASTM D 2584–08 Standard Test
Method of Ignition Loss for Cured
Reinforced Resins, IBR approved for
§§ 160.156–11 and 160.156–15 (‘‘ASTM
D 2584’’).
(7) ASTM D 4029–09 Standard
Specification for Finished Woven Glass
Fabrics, IBR approved for § 160.156–7
(‘‘ASTM D 4029’’).
(8) ASTM F 1166–07 Standard
Practice for Human Engineering Design
for Marine Systems, Equipment, and
Facilities, IBR approved for §§ 160.156–
7 and 160–156–13 (‘‘ASTM F 1166’’).
(c) General Services Administration,
Federal Acquisition Service, Office of
the FAS Commissioner, 22200 Crystal
Drive, 11th Floor, Arlington, VA 22202,
703–605–5400.
(1) Federal Standard 595C—Colors
Used in Government Procurement, IBR
approved for § 160.156–7 ‘‘(FED–STD–
595C’’).
(2) [Reserved]
(d) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution A.658(16), Use
and Fitting of Retro-reflective Materials
on Life-saving Appliances, IBR
approved for § 160.156–7 (‘‘IMO Res.
A.658(16)’’).
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(2) IMO Resolution A.760(18),
Symbols Related to Life-Saving
Appliances and Arrangements, IBR
approved for §§ 160.156–7 and 160.156–
19 (‘‘IMO Res. A.760(18)’’).
(3) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§§ 160.156–7 and 160.156–13 (‘‘IMO
Revised recommendation on testing’’).
(4) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§ 160.156–7 (‘‘IMO LSA Code’’).
(5) MSC Circular 980, Standardized
life-saving appliance evaluation and test
report forms, IBR approved for
§§ 160.156–7 and 160.156–13 (‘‘IMO
MSC Circ. 980’’).
(6) MSC.1 Circular 1205, Guidelines
for Developing Operation and
Maintenance Manuals for Lifeboat
Systems, IBR approved for § 160.156–21
(‘‘IMO MSC.1 Circ. 1205’’).
(e) International Organization for
Standardization (ISO), ISO Central
Secretariat [ISO Copyright Office], Case
Postale 56, CH–1211 Geneve 20,
Switzerland.
(1) ISO 14125:1998 Fibre-reinforced
plastic composites—Determination of
flexural properties, IBR approved for
§ 160.156–11 (‘‘ISO 14125’’).
(2) ISO 527–1:1993 Plastics—
Determination of tensile properties, IBR
approved for § 160.156–11 (‘‘ISO 527’’).
(3) ISO 1172:1996 Textile-glassreinforced plastics—Prepregs, moulding
compounds and laminates—
Determination of the textile-glass and
mineral-filler content—Calcination
methods, IBR approved for §§ 160.156–
11 and 160.156–15 (‘‘ISO 1172’’).
(4) ISO 15372:2000 Ships and marine
technology—Inflatable rescue boats—
Coated fabrics for inflatable chambers,
IBR approved for §§ 160.156–7 and
160.156–15 (‘‘ISO 15372’’).
(f) Military Specifications and
Standards, Standardization Documents
Order Desk, Building 4D, 700 Robins
Avenue, Philadelphia PA 19111–5094,
https://assist.daps.dla.mil/quicksearch/.
(1) MIL–C–19663D, Cloth, Woven
Roving, For Plastic Laminate, 4 AUG
1998, IBR approved for § 160.156–7
(‘‘MIL–C–19663D’’).
(2) MIL–P–17549D(SH): Plastic
Laminates, Fibrous Glass Reinforced,
Marine, 31 AUG 1981, IBR approved for
§§ 160.156–7 and 160.156–11 (‘‘MIL–P–
17549D(SH)’’).
(3) MIL–R–21607E(SH), Resins,
Polyester, Low Pressure Laminating,
Fire-Retardant, 25 May 1990, IBR
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approved for § 160.156–11 (‘‘MIL–R–
21607E(SH)’’).
(g) Society of Automotive Engineers
(SAE), 400 Commonwealth Drive,
Warrendale, PA 15096.
(1) SAE J1527–93, Marine Fuel Hoses,
IBR approved for § 160.156–7 (‘‘SAE
J1527’’).
(2) [Reserved]
(h) Underwriters Laboratories (UL),
2600 NW. Lake Rd, Camas, WA 98607–
8542, Phone: 877–854–3577.
(1) UL 1102, Standard for Nonintegral
Marine Fuel Tanks, IBR approved for
§ 160.156–7 (‘‘UL 1102’’).
(2) UL 1185, Standard for Portable
Marine Fuel Tanks, IBR approved for
§ 160.156–7 (‘‘UL 1185’’).
§ 160.156–7 Design, construction and
performance of rescue boats.
(a) To seek Coast Guard approval of a
rescue boat, including a fast rescue boat,
a manufacturer must comply with, and
each rescue boat must meet, the
requirements of the following:
(1) IMO LSA Code Chapter V
(incorporated by reference, see
§ 160.156–5);
(2) IMO Revised recommendation on
testing, Part 1/7 (incorporated by
reference, see § 160.156–5) applicable to
the type of rescue boat;
(3) 46 CFR part 159; and
(4) This subpart.
(b) Each rescue boat must meet the
following requirements:
(1) Design. (i) Each rescue boat must
be designed to be operable by persons
wearing immersion suits.
(ii) Each rescue boat should be
designed following standard human
engineering practices described in
ASTM F 1166 (incorporated by
reference, see § 160.156–5). Design
limits should be based on a range from
the fifth percentile female to the ninetyfifth percentile male values for critical
body dimensions and functional
capabilities as described in ASTM F
1166. The dimensions for a person
wearing an immersion suit correspond
to the arctic-clothed dimensions of
ASTM F 1166.
(2) Visibility from operator’s station.
(i) The operator’s station must be
designed such that the operator, when
seated at the control station, has
visibility 360 degrees around the rescue
boat, with any areas obstructed by the
rescue boat structure or its fittings
visible by moving the operator’s head
and torso.
(ii) The operator, while still being able
to steer and control the speed of the
rescue boat, must be able to see the
water—
(A) Over a 90 degree arc within 3 m
(10 ft) of each side of the rescue boat;
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(B) Over a 30 degree arc within 1 m
(3 ft, 3 in) of each side of the rescue
boat; and
(C) Within 0.5 m (1 ft, 8 in) of the
entrances designated for recovering
persons from the water.
(iii) In order to see a person in the
water during recovery or docking
operations, a hatch must be provided in
fully enclosed rescue boats so that the
operator can stand with his or her head
outside the rescue boat for increased
visibility, provided the operator can still
steer and control the speed of the rescue
boat.
(3) Construction. Each major rigid
structural component of each rescue
boat must be constructed of steel,
aluminum, or Fiber Reinforced Plastic
(FRP), or materials accepted by the
Commandant as equivalent or superior.
(i) General. Metals in contact with
each other must be either galvanically
compatible or insulated with suitable
non-porous materials. Provisions must
also be made to prevent loosening or
tightening resulting from differences of
thermal expansion, freezing, buckling of
parts, galvanic corrosion, or other
incompatibilities.
(ii) Steel. Sheet steel and plate must
be low carbon, commercial quality,
either corrosion resistant or galvanized
as per ASTM A 653, coating designation
G90 (incorporated by reference, see
§ 160.156–5). Structural steel plates and
shapes must be carbon steel as per
ASTM A 36 (incorporated by reference,
see § 160.156–5), or an equivalent or
superior steel accepted by the
Commandant. All steel products, except
corrosion resistant steel, must be
galvanized to provide high quality zinc
coatings suitable for the intended
service life in a marine environment.
Corrosion resistant steel must be a
standard 302 stainless steel or have
equal or superior corrosion resistant
characteristics.
(iii) Aluminum. Aluminum and
aluminum alloys must conform to
ASTM B 209 (incorporated by reference,
see § 160.156–5) and be high purity for
good marine corrosion resistance, free of
iron, and containing not more than 0.6
percent copper.
(iv) Fiber Reinforced Plastic (FRP).
(A) Resin. Any resin used for the hull,
canopy, hatches, rigid covers, and
enclosures for the engine, transmission,
and engine accessories, must be fire
retardant and accepted by the
Commandant in accordance with 46
CFR part 164, subpart 164.017.
(B) Glass reinforcement. Any glass
reinforcement used must have good
laminated wet strength retention and
must meet the appropriate specification
in this paragraph. Glass cloth must be a
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finished fabric woven from ‘‘E’’ electrical
glass fiber yarns meeting ASTM D 4029–
09 commercial style designation 1564
(incorporated by reference, see
§ 160.156–5). Woven roving must
conform to MIL–C–19663D,
(incorporated by reference, see
§ 160.156–5). Other glass materials
equivalent or superior in strength,
design, wet out, and efficiency will be
given consideration on specific request
to the Commandant.
(C) Laminate. All exposed surfaces of
any finished laminate must present a
smooth finish, and there must be no
protruding surface fibers, open voids,
pits, cracks, bubbles, or blisters. The
laminate must be essentially free from
resin-starved or overimpregnated areas,
and no foreign matter must remain in
the finished laminate. The entire
laminate must be fully cured and free of
tackiness, and must show no tendency
to delaminate, peel, or craze in any
overlay. The laminate must not be
released from the mold until a Barcol
hardness reading of not less than 40–55
is obtained from at least 10 places on
the non-gel coated surface, including all
interior inner and outer hull surfaces
and built-in lockers. The mechanical
properties of the laminate must meet the
requirements for a Grade 3 laminate as
specified in Table I of MIL–P–
17549D(SH) (incorporated by reference,
see § 160.156–5). Other grades will be
given consideration on specific request
to the Commandant.
(4) Welding. Welding must be
performed by welders certified by the
Commandant, American Bureau of
Shipping, U.S. Navy, or an independent
laboratory accepted by the
Commandant. Only electrodes intended
for use with the material being welded
may be used. All welds must be checked
using appropriate non-destructive tests.
(5) Rescue boat buoyancy. (i) The
buoyancy material must be accepted by
the Commandant as meeting the
performance requirements of IMO
Revised recommendation on testing,
Part 1, 6.2.2 to 6.2.7, with a density of
32 ± 8 kg/m3 (2 ± 0.5 lb/ft3). The
buoyancy foam or rescue boat
manufacturer must certify the results of
the testing to IMO Revised
recommendation on testing, Part 1, 6.2.2
to 6.2.7 and submit those results to the
Commandant. A list of accepted
buoyancy foams may be obtained from
the Commandant upon request.
(ii) All voids in the hull and canopy
required to provide buoyancy for
positive stability and self righting must
be completely filled with Coast Guardaccepted buoyancy material.
(iii) Air in the inflated collar of a
rigid-hull inflatable rescue boat will not
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be considered inherently buoyant
material for the purposes of meeting the
additional 280 N/person requirement of
the LSA Code, Chapter IV/4.4.4.
(6) Coated fabric. Any coated fabric
used in the construction of inflatable
chambers on a rescue boat must be
shown to have been subjected to the
criteria listed in IMO MSC Circ. 980 for
Inflation Chamber Characteristics Test
(incorporated by reference, see
§ 160.156–5) by meeting the
requirements of ISO 15372
(incorporated by reference, see
§ 160.156–5). The color of the finished
fabric must be vivid reddish orange
color number 12197 of FED–STD–595C
(incorporated by reference, see
§ 160.156–5), or a durable fluorescent
color of a similar hue. Each seam must
be at least as strong as the weakest of the
materials joined by the seam. Each seam
must be covered with tape where
necessary to prevent lifting of and
damage to fabric edges.
(7) Engines. (i) In order to be accepted
by the Commandant, any spark ignition
engine fitted to an approved rescue boat
must meet the U.S. Environmental
Protection Agency emission
requirements in 40 CFR part 91 or part
1045, as applicable, or for a
compression ignition engine the
requirements in 40 CFR part 89, part 94,
or part 1042, as applicable, and have
reports containing the same information
as recommended by MSC Circ. 980
(incorporated by reference, see
§ 160.156–5) certified and witnessed by
a U.S. Coast Guard inspector or an
independent laboratory.
(ii) A hydraulic system, if used to start
the engine, must be in accordance with
46 CFR part 58, subpart 58.30, with hose
and fittings in accordance with 46 CFR
part 56, subpart 56.60 except that—
(A) Push-on type fittings such as
Aeroquip 1525–X, 25156–X, and
FC332–X are not permitted; and
(B) The length of nonmetallic flexible
hose is limited to 760 mm (30 in).
Longer nonmetallic flexible hoses may
be allowed in emergency steering
systems at the discretion of the
Commandant.
(iii) If a hand pump is provided, or if
the engine has a manual starting system,
adequate space must be provided for the
hand pump or hand start operation.
(8) Fuel system. (i) The fuel system
must meet 46 CFR 56.50–75(b) and,
except as specified in this paragraph,
the fuel tank must meet 46 CFR 58.50–
10.
(ii) The fuel tank and fuel system
must be in accordance with paragraph
(A), (B), or (C) of this paragraph, as
follows:
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(A) Permanently installed fuel
systems must meet the requirements in
46 CFR 160.135–7.
(B) Portable fuel systems for outboard
engines must meet UL 1185
(incorporated by reference, see
§ 160.156–5) or equivalent, except that
hoses must be Coast Guard Type A per
SAE J1527 (incorporated by reference,
see § 160.156–5), and hose clamps,
primers, filters, and strainers must be
successfully tested in accordance with
33 CFR 183.590. Anti-siphon devices
must be provided in the fuel system to
prevent fuel spillage when the hose is
disconnected. Arrangements must be
provided to secure the fuel tank in its
normal operating position on the rescue
boat.
(C) Fuel systems for outboard engines
using non-integral, permanently
installed fuel tanks must meet the
requirements of 33 CFR part 183,
subpart J—Fuel Systems. UL 1102
(incorporated by reference, see
§ 160.156–5) meets these requirements
for fuel tanks.
(9) Starting system batteries. Each
battery fitted in a totally enclosed rescue
boat must be stored in a sealed
compartment with exterior venting. If
the rescue boat has more than one
engine, then only one starting battery is
required per engine.
(10) Exhaust. Engine exhaust must be
routed away from bilge and potential oil
drips. Any paint used on engines,
manifolds, or exhaust must not give off
fumes when heated. All exhaust lagging
must be non-absorbent.
(11) Propeller guard. Each propeller
on a rescue boat must be fitted with a
propeller guard with a maximum
opening of 76 mm (3 in) on all sides on
which a person is likely to be exposed.
(12) Control and steering station.
Rescue boat starting, maneuvering, and
steering controls must be provided at
the control and steering station.
(i) The throttle must be a continuous
manual control and must be able to be
set and locked at any position.
(ii) The control and steering station
must be designed and laid out in
accordance with ASTM F 1166 sections
9 and 10, so that controls and displays
are unambiguous, accessible, and easy
to reach and use from the operator’s
normal seated position, while wearing
an immersion suit or a lifejacket.
(iii) Each control, gauge, or display
must be identified by a marking posted
on, above, or adjacent to the respective
item. Each control must operate in a
logical manner and be marked with an
arrow to show direction of movement of
control which will cause an increased
response. Each gauge must be marked
with the normal operating range and
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indicate danger or abnormal conditions.
Each marking must be permanent and
weatherproof.
(iv) Gauges, and audio and visual
alarms, must be provided to monitor at
least the following parameters on
inboard engines—
(A) Coolant temperature, for a liquid
cooled engine;
(B) Oil pressure, for an engine with an
oil pump;
(C) Tachometer, for an engine not
provided with over-speed protection;
and
(D) State of charge, or rate of charge,
for each rechargeable engine starting
power source.
(13) Drain plug. The position of each
drain plug must be clearly indicated by
a permanent marking inside the lifeboat.
The marking must be an arrow pointing
in the direction of the plug, and the
words ‘‘DRAIN PLUG’’ must be 76 mm
(3 in) high and have letters of a color
that contrast with their background. The
marking must be clearly visible to a
person within the vicinity of the drain
plug.
(14) Remote steering. The procedure
to change over from remote to local
steering must be simple, not require the
use of tools, and be clearly posted.
There must be sufficient clear space to
install, operate, remove, and stow the
removable tiller arm. The tiller arm and
its connection to the rudder stock must
be of sufficient strength so that there is
no slippage or bending of the tiller arm.
Rudder stops or other means must be
provided to prevent the rudder from
turning too far on either side.
(15) Lifelines. Buoyant lifelines must
be of ultraviolet resistant material.
(16) Rails provided as handholds.
Rails provided as handholds on rigid
and rigid-inflated rescue boats must
extend for half the length of the rescue
boat on both sides of the hull, and the
clearance between the rail and hull
must be at least 38 mm (1.5 in). The
rails must be attached to the hull below
the chine or turn of the bilge, must be
faired to prevent any fouling, and not
project beyond the widest part of the
rescue boat.
(17) Equipment list. A weatherproof
equipment list must be permanently
mounted in a conspicuous and
prominent location on a stowage locker
or compartment, or on inside of canopy.
The list must include a stowage plan
oriented such that the stowage location
of each item of loose equipment is
readily apparent.
(18) Release mechanism. Each release
mechanism fitted to a rescue boat,
including a fast rescue boat, must be
identified at the application for
approval of the prototype rescue boat
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and must be approved under 46 CFR
part 160, subparts 160.133 or 160.170.
The release lever or control must be red
in color, and the area immediately
surrounding the control must be a
sharply contrasting light color. An
illustrated operating instruction plate or
placard, showing the correct off-load
and emergency on-load release
procedure and recovery procedure, must
be posted so that it is visible and legible
from the helmsman’s normal operating
position. The plate or placard must be
corrosion resistant and weatherproof
and must be marked with the word
‘‘DANGER’’.
(19) Painter/painter release. Each
rescue boat must be fitted with a device
to secure the painter near the bow of the
rescue boat. The device must be
arranged such that the rescue boat does
not exhibit unsafe or unstable
characteristics when being towed by the
ship with the ship underway at 5 knots.
A quick-release device must be
provided, which allows the painter to be
released from inside the rescue boat
while under tension. The quick-release
handle must be clearly identified by a
label.
(20) Canopy lamp. Any exterior
rescue boat position-indicating light
must be approved by the Commandant
under approval series 161.101.
(21) Manually-controlled interior
light. Any interior light must be
approved by the Commandant under
approval series 161.101.
(22) Manual bilge pump. Each rescue
boat that is not automatically selfbailing must be fitted with a manual
bilge pump approved under 46 CFR part
160, subpart 160.044, or an enginepowered bilge pump.
(23) Labels and notices. Any labels,
caution and danger notices, and any
operating, maintenance, or general
instructions, must be in accordance
with ASTM F 1166, Section 15, in terms
of format, content, lettering size and
spacing, color, and posted location.
They must be illustrated with symbols
in accordance with IMO Res. A.760(18)
(incorporated by reference, see
§ 160.156–5), as applicable. Information
and instruction plates, not specifically
mentioned in this section, must not be
posted in the vicinity of the control and
steering station without prior approval
from the Commandant. Identification
label plates, if required, must be posted
on or above the component or
equipment to be identified.
(24) Stowage. Each stowage
compartment must be supported and
secured against movement. It must have
adequate hand access for removing and
storing the required equipment, and for
cleaning the inside of the compartment.
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There must be sufficient stowage
volume to store the equipment required
by 46 CFR 199.175.
(25) Rescue boat equipment. The
rescue boat must be designed to
accommodate and carry the equipment
required by 46 CFR 199.175.
(26) Exterior color. The primary color
of the exterior of the hull, exterior of
any canopy or bow cover, and the
interior of a rescue boat not covered by
a canopy or bow cover must be a highly
visible color equivalent to vivid reddish
orange color number 12197 of FED–
STD–595C, or a durable fluorescent
color of a similar hue.
(27) Navigation light. Each rescue boat
must have navigation lights that are in
compliance with the applicable sections
of the International and Inland
Navigation Rules and meet 46 CFR
111.75–17.
(28) Retroreflective material. The
exterior of each rescue boat and canopy
must be marked with Type II
retroreflective material approved under
46 CFR part 164, subpart 164.018. The
arrangement of the retroreflective
material must comply with IMO Res.
A.658(16) (incorporated by reference,
see § 160.156–5).
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.156–9
Preapproval review.
(a) Except as provided in paragraph
(c) of this section, the Commandant
must conduct the preapproval review,
required by this section, in accordance
with 46 CFR 159.005–5.
(b) Manufacturer requirements. To
seek Coast Guard approval of a rescue
boat, the manufacturer must submit an
application to the Commandant meeting
the requirements of 46 CFR 159.005–5
for preapproval review. To meet the
requirements of 46 CFR 159.005–5(a)(2),
the manufacturer must submit in
triplicate—
(1) A list of drawings, specifications,
manuals, and any other documentation
submitted, with each document
identified by number, title, revision
issue, and date;
(2) General arrangement and assembly
drawings, including principal
dimensions;
(3) Seating-arrangement plan,
including a dimensioned seat form to
scale;
(4) A complete material list, with each
material referenced to a U.S. national
standard or, if a copy is provided in
English, an equivalent international
standard;
(5) Plans for carriage and, in detail,
stowage of equipment;
(6) Hull, canopy, and critical parts
lay-up schedule for Fiber Reinforced
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Plastic (FRP) rescue boats, including fast
rescue boats;
(7) Hull and canopy construction
drawings, including particulars of
joints, welds, seams, and other
fabricating details;
(8) Weights and thickness of each
major FRP structural component,
including the hull, canopy, and inner
liners, before outfitting;
(9) Specification and identification of
materials such as steel, aluminum,
resin, foam, fiberglass, coated fabric,
and plastic used in the rescue boat’s
manufacture;
(10) Fabrication details for each major
structural component, including details
of each welded joint;
(11) Lines plans;
(12) Propulsion system specifications
and arrangement and installation
drawings;
(13) Steering system drawings and
specifications;
(14) Release mechanism installation
drawings and the mechanism’s Coast
Guard approval number;
(15) Plans for critical subassemblies;
(16) Hydraulic systems drawings and
specifications, if installed;
(17) Electrical system schematics and
specifications;
(18) Stability data, including righting
arm curves in the light load and load
condition for both intact and flooded;
(19) Drawings of all signs and
placards, showing actual inscription,
format, color, size, and location on the
rescue boat;
(20) Complete data pertinent to the
installation and use of the proposed
rescue boat, including—
(i) The light load (condition A) and
full load (condition B) weights; and
(ii) Complete details of the lifting
arrangement to include enough detail
for operators of the rescue boat to select
a suitable release mechanism approved
under subpart 160.133 or 160.170 of this
part;
(21) An operation, maintenance, and
training manual as described in
§§ 160.156–19 and 160.156–21 of this
subpart;
(22) A description of the quality
control procedures and record keeping
that will apply to the production of the
rescue boat, which must include but is
not limited to—
(i) The system for checking material
certifications received from suppliers;
(ii) The method for controlling the
inventory of materials;
(iii) The method for checking quality
of fabrication, seams, and joints,
including welding inspection
procedures; and
(iv) The inspection checklists used
during various stages of fabrication to
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assure that the approved lifeboat
complies with the approved plans and
the requirements of this subpart;
(23) Full details of any other unique
capability;
(24) Any other drawing(s) necessary
to show that the rescue boat complies
with the requirements of this subpart;
(25) The location or address of all
manufacturing sites, including the name
and address of any subcontractors,
where the rescue boat will be
constructed; and
(26) The name of the independent
laboratory that will perform the duties
prescribed in §§ 160.156–11 and
160.156–15 of this subpart.
(c) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may conduct
preapproval review required by this
section so long as the preapproval
review is conducted in accordance with
the procedures agreed upon between the
independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(d) Plan quality. The plans and
specifications submitted to the
Commandant under this section must—
(1) Be provided in English, including
all notes, inscriptions, and designations
for configuration control;
(2) Address each of the applicable
items in paragraph (b) of this section in
sufficient detail to show that the lifeboat
meets the construction requirements of
this subpart;
(3) Accurately depict the proposed
rescue boat;
(4) Be internally consistent;
(5) Be legible; and
(6) If reviewed by an independent
laboratory under paragraph (c) of this
section, include the independent
laboratory’s attestation that the plans
meet the quality requirements of this
section.
(e) Alternatives. Alternatives in
materials, parts, or construction, and
each item replaced by an alternative,
must be clearly indicated as such in the
plans and specifications submitted to
the Commandant under this section.
(f) Coast Guard review. If the plans or
specifications do not comply with the
requirements of this section, Coast
Guard review may be suspended, and
the applicant notified accordingly.
§ 160.156–11 Fabrication of prototype
rescue boats for approval.
(a) If the manufacturer is notified that
the information submitted in
accordance with § 160.156–9 of this
subpart is satisfactory to the
Commandant, the manufacturer may
proceed with fabrication of the
prototype rescue boat as set forth in this
section.
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(b) Unless the Commandant directs
otherwise, an independent laboratory
must conduct inspections, tests, and
oversight required by this section.
Prototype inspections and tests of a
rescue boat must be carried out in
accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007 and in
this section, unless the Commandant
authorizes alternative tests and
inspections. The Commandant may
prescribe additional prototype tests and
inspections necessary to maintain
quality control and to monitor
compliance with the requirements of
this subpart.
(c) Fabrication of a rescue boat must
proceed in the following sequence:
(1) The manufacturer must arrange for
an independent laboratory (or Coast
Guard inspector if required under
paragraph (b) of this section) to inspect,
test, and oversee the rescue boat during
its fabrication and prepare an inspection
and test report meeting the requirements
of 46 CFR 159.005–11.
(2) The independent laboratory must
make such inspections as are necessary
to determine that the prototype is
constructed by the methods and with
the materials specified in the plans
reviewed under § 160.156–9 of this
subpart. By conducting at least one
inspection during its construction, the
independent laboratory must determine
the prototype rescue boat conforms with
those plans by inspecting—
(i) Fiber reinforced plastic (FRP)
construction.
(A) FRP components of each
prototype rescue boat must have a layup
made of unpigmented clear resins so
that details of construction are visible
for inspection. Test panels
representative of each prototype layup
must be tested in accordance with MIL–
P–17549D(SH) (incorporated by
reference, see § 160.156–5). If an
accepted MIL–R–21607E(SH) Grade B
resin is used for the prototype rescue
boat, additives for fire retardancy must
not be used so that the laminate is
translucent for inspection purposes. A
prototype test rescue boat with Grade B
resins will not be marked in accordance
with § 160.156–17 of this subpart for use
as a production rescue boat regardless of
the outcome of the performance tests.
Whichever accepted resin the
manufacturer decides to use for the
prototype rescue boat, the same resin
must be used in the production rescue
boats.
(B) The hull, canopy, and major
structural laminates of each prototype
FRP rescue boat must be tested for resin
content, ultimate flexural strength, and
tensile strength. The test samples must
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be cut out from the prototype rescue
boat, or be laid up at the same time,
using the same procedures and by the
same operators as the laminate used in
the rescue boat. The number of samples
used for each test, and the conditions
and test methods used, must be as per
the applicable test specified in this
paragraph. The resin content must be
determined as per ASTM D 2584 or ISO
1172 (incorporated by reference, see
§ 160.156–5). The flexural ultimate
strength must be determined by ASTM
D 790 method I (test condition ‘‘A’’,
flatwise, dry) or the corresponding ISO
14125 test method (incorporated by
reference, see § 160.156–5). The tensile
strength, lengthwise, must be
determined as per ASTM D 638 or ISO
527 (incorporated by reference, see
§ 160.156–5).
(C) Each major FRP component, such
as the hull, canopy, and inner liner(s) of
each prototype FRP rescue boat, must be
examined and weighed after it is
completed but before it is assembled. If
the rescue boat is constructed by the
spray lay-up technique, the hull and
canopy thicknesses must be measured
using ultrasonic or equivalent
techniques.
(ii) Steel construction. Steel sheet and
plate used for the hull, floors, and other
structural components of a prototype
steel rescue boat must meet the bend
tests requirement specified under ASTM
A 653 (incorporated by reference, see
§ 160.156–5) after galvanizing or other
anti-corrosion treatment has been
applied. This may be demonstrated
through supplier’s certification papers
or through witnessing actual tests.
(iii) Welding. Structural components
of each prototype rescue boat joined by
welding must be joined by the welding
procedures and materials per the plans
reviewed under § 160.156–9 of this
subpart and by welders appropriately
qualified.
(iv) Buoyancy material. If block foam
buoyancy material is used, each piece
must be weighed after it is cut and
shaped to make sure that the correct
amount of foam is installed. If foamedin-place buoyancy material is used, a
separate sample of the foam must be
poured, and used to make a density
determination after it has set. The
density must be 32 ± 8 kg/m3 (2 ± 0.5
lb/ft3). Each major subassembly such as
the hull-with-liner and canopy-withliner must be weighed after the
buoyancy foam is installed and before it
is further assembled.
(v) Coated fabric. Coated fabric for
inflatable collars used in the
construction of each rescue boat must
meet the requirements specified under
§ 160.156–7(b)(3) of this subpart. This
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may be demonstrated through a
supplier’s certification papers or
through witnessing actual tests.
(vi) Installation of the propulsion
system.
(vii) Installation of the steering
system.
(3) The independent laboratory must
submit the inspection report to the
Commandant.
§ 160.156–13 Approval inspections and
tests for prototype rescue boats.
(a) After the Commandant notifies the
manufacturer that the prototype rescue
boat is in compliance with the
requirements of § 160.156–11 of this
subpart, the manufacturer may proceed
with the prototype approval inspections
and tests required under this section.
The prototype rescue boat, the
construction of which was witnessed
under § 160.135–11 of this part, must be
used for the tests in this section.
(b) Except as provided in paragraph (f)
of this section, the Coast Guard must
conduct the approval inspections and
witness the approval tests required
under this section.
(c) Manufacturer requirements. To
proceed with approval inspections and
tests required by this section, the
manufacturer must—
(1) Notify the Commandant and
cognizant Officer in Charge, Marine
Inspection (OCMI) of where the
approval inspections and tests required
under this section will take place, and
such notification must be in sufficient
time to allow making travel
arrangements;
(2) Arrange a testing schedule that
allows for a Coast Guard inspector to
travel to the site where the testing is to
be performed;
(3) Admit the Coast Guard inspector
to any place where work or testing is
performed on rescue boats or their
component parts and materials for the
purpose of—
(i) Conducting inspections as
necessary to determine that the
prototype is constructed by the methods
and with the materials specified in the
plans reviewed under § 160.156–9, and
the inspection report under § 160.156–
11, of this subpart;
(ii) Assuring that the quality
assurance program of the manufacturer
is satisfactory;
(iii) Witnessing tests; and
(iv) Taking samples of parts or
materials for additional inspections or
tests; and
(4) Make available to the Coast Guard
inspector the affidavits or invoices from
the suppliers of all essential materials
used in the production of rescue boats,
together with records identifying the lot
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or serial numbers of the rescue boats in
which such materials were used.
(d) Tests—(1) Prototype rescue boat
readiness. All tests must be conducted
on a completely outfitted rescue boat,
including fixed equipment such as a
compass, searchlight, and navigating
lights. Loose equipment may be
substituted by weights.
(2) FRP prototype rescue boat lay-up.
For the prototype of each design of an
FRP rescue boat, the lay-up must be
made of unpigmented resins and clear
gel coat.
(3) Fuel tank. Each non-portable fuel
tank must be tested by a static head
above the tank top of 3 m (10 ft) of water
without showing any leaks or signs of
permanent distortion.
(4) IMO Revised recommendation on
testing. Each prototype rescue boat of
each design must pass each of the tests
for the applicable hull type described in
the IMO Revised recommendation on
testing, Part 1, section 7 (incorporated
by reference, see § 160.156–5). Tests
must be conducted in accordance with
these paragraphs of IMO Revised
recommendation on testing, Part 1, with
the following modifications:
(i) Fire retardancy/release mechanism
and engine tests (Paragraphs 1/6.2, 6.9,
6.10, 6.14). The tests in the following
IMO Revised recommendation on
testing paragraphs may be accomplished
independent of the rescue boat, and may
be considered completed and need not
be repeated if the tests have been
previously shown to meet the following
necessary requirements—
(A) Paragraphs 6.9.3 through 6.9.6;
(B) Paragraphs 6.10.2 through 6.10.6;
and
(C) Paragraphs 6.14.6 through 6.14.8.
(ii) Impact test (Paragraph 1/6.4). The
rigid vertical surface must not be
displaced or deformed as a result of the
test.
(iii) Flooded stability test for rigid
rescue boats only (Paragraph 1/6.8). Any
materials used to raise the test weights
representing the rescue boat occupants
above the seat pan must be at least as
dense as fresh water.
(iv) Rescue boat operational test,
operation of engine (Paragraph 1/7.1.5).
For the 4-hour rescue boat maneuvering
period, the rescue boat must not (except
for a short period to measure towing
force and to demonstrate towing fixture
durability) be secured, and must be run
through its full range of speeds and full
range of all controls throughout the
period.
(v) Survival recovery test (Paragraph
1/6.10.8). The recovery demonstration
must show that no more than two
crewmembers are required to recover a
helpless person of ninety-fifth
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percentile by weight described in ASTM
F 1166 (incorporated by reference, see
§ 160.156–5) while the crewmembers
and helpless person are each wearing a
lifejacket.
(vi) Rescue boat seating space test
(Paragraph 1/7.1.3). The average mass of
persons used to test the rescue boat
seating space must be determined by
weighing as a group or individually.
Each person must wear an inherently
buoyant SOLAS lifejacket with at least
150 N of buoyancy or a Coast Guardapproved lifejacket approved under
approval series 160.155. The operator(s)
must demonstrate that the rescue boat
can be operated while wearing a Coast
Guard approved, insulated-buoyant
immersion suit approved under
approval series 160.171. The
Commandant will give consideration to
requests to test at, and designate rescue
boats for, a heavier occupant weight
than that stated in the IMO LSA Code,
Chapter V (incorporated by reference,
§ 160.156–5).
(5) Visual inspection. Each rescue
boat must be visually inspected to
confirm—
(i) Compliance with this subpart;
(ii) Conformance with the plans
reviewed under § 160.156–9 of this
subpart; and
(iii) Ease of operation and
maintenance.
(e) Test waiver. The Commandant
may waive certain tests for a rescue boat
identical in construction to smaller and
larger rescue boats that have
successfully completed the tests. Tests
associated with rescue boat components
that have already been approved by the
Commandant are not required to be
repeated.
(f) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may perform
approval inspections and witness
approval tests required by this section
so long as the inspections and tests are
performed and witnessed in accordance
with the procedures agreed upon
between the independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(g) After completion of approval
inspections and tests required by this
section, the manufacturer must comply
with the requirements of 46 CFR
159.005–9(a)(5) by preparing and
submitting to the Commandant for
review—
(1) The prototype approval test report
containing the same information
recommended by IMO MSC Circ. 980
(incorporated by reference, see
§ 160.156–5). The report must include a
signed statement by the Coast Guard
inspector (or independent laboratory as
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permitted by paragraph (f) of this
section) who witnessed the testing,
indicating that the report accurately
describes the testing and its results; and
(2) The final plans of the rescue boat
as built. The plans must include, in
triplicate—
(i) The instructions for training and
maintenance described in §§ 160.156–19
and 160.156–21 of this subpart; and
(ii) The final version of the plans
required under § 160.156–9 of this
subpart.
(h) The Commandant will review the
report and plans submitted under
paragraph (g) of this section, and, if
satisfactory to the Commandant, will
approve the plans under 46 CFR
159.005–13.
§ 160.156–15 Production inspections,
tests, quality control, and conformance of
rescue boats.
(a) Unless the Commandant directs
otherwise, an independent laboratory
must conduct inspections, tests, and
oversight required by this section.
Production inspections and tests of
rescue boats must be carried out in
accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007 and in
this section, unless the Commandant
authorizes alternative tests and
inspections. The Commandant may
prescribe additional production tests
and inspections necessary to maintain
quality control and to monitor
compliance with the requirements of
this subpart.
(b) Manufacturer’s responsibility. The
manufacturer must—
(1) Institute a quality control
procedure to ensure that all production
rescue boats are produced to the same
standard, and in the same manner, as
the prototype rescue boat approved by
the Commandant. The manufacturer’s
quality control personnel must not work
directly under the department or person
responsible for either production or
sales;
(2) Schedule and coordinate with the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section) to ensure that all tests
are performed as described in this
section;
(3) Submit to the Commandant, a
yearly report that contains the
following—
(i) Serial number and date of final
assembly of each rescue boat
constructed;
(ii) Name of the representative of the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section); and
(iii) Name of the vessel and company
receiving the rescue boat, if known;
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(4) Ensure that the arrangement and
materials entering into the construction
of the rescue boat are in accordance
with plans approved under § 160.156–
13(h) of this subpart;
(5) Allow an independent laboratory
(or Coast Guard inspector if required
under paragraph (a) of this section)
access to any place where materials are
stored for the rescue boat, work or
testing is performed on rescue boats or
their component parts and materials, or
records are retained to meet the
requirements of paragraph (c) of this
section, for the purpose of—
(i) Assuring that the quality control
program of the manufacturer is
satisfactory;
(ii) Witnessing tests; or
(iii) Taking samples of parts or
materials for additional inspections or
tests; and
(6) Ensure that the independent
laboratory conducts the inspections and
witnesses the tests required by
paragraph (e) of this section, and further
conducts a visual inspection to verify
that the rescue boats are being made in
accordance with the plans approved
under § 160.156–13(h) of this subpart
and the requirements of this subpart.
(c) Recordkeeping. The manufacturer
must maintain records in accordance
with 46 CFR 159.007–13. The
manufacturer must keep records of all
items listed in this section for at least 5
years from the date of termination of
approval of each rescue boat. The
records must include—
(1) A copy of this subpart, other CFR
sections referenced in this subpart, and
each applicable document listed in
§ 160.156–5 of this subpart;
(2) A copy of approved plans,
documentation, and certifications;
(3) A current certificate of approval
for each approved rescue boat;
(4) Affidavits, certificates, or invoices
from the suppliers identifying all
essential materials used in the
production of approved rescue boats,
together with records identifying the
serial numbers of the rescue boats in
which such materials were used;
(5) Start and finish date and time of
the lay-up of each major Fiber
Reinforced Plastic (FRP) component
such as the hull, canopy, and inner liner
and the names of the operator(s);
(6) Start and finish date and time of
pouring of foam-in-place rigid buoyancy
foam, and name of operator(s);
(7) Records of all structural welding
and name of operator(s);
(8) Records of welder certificates,
training and qualifications;
(9) Date and results of calibration of
test equipment and the name and
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address of the company or agency that
performed the calibration;
(10) The serial number of each
production rescue boat, along with
records of its inspections and tests
carried out under this section; and
(11) The original purchaser of each
rescue boat and the vessel on which it
was installed, if known.
(d) Independent laboratory
responsibility. The independent
laboratory must perform or witness the
inspections and tests under paragraph
(e) in this section for each Coast Guardapproved rescue boat to be installed on
a U.S.-flagged vessel. If the
manufacturer also produces rescue boats
for approval by other maritime safety
administrations, the inspections may be
coordinated with inspection visits for
those administrations.
(e) Production inspections and tests.
Each approved rescue boat must be
inspected and tested in accordance with
each of the following procedures:
(1) In-process inspections and tests. In
accordance with the interval prescribed
in paragraph (d)(1) of this section, each
production rescue boat must be
examined during lay-up of the hull to
verify that the lay-up conforms to the
approved drawings. Each FRP major
component, such as the hull, canopy,
and inner liner, must be examined and
weighed after it is completed but before
assembled. If the rescue boat is
constructed by the spray lay-up
technique, the hull and canopy
thicknesses must be measured using
ultrasonic or equivalent techniques.
Laboratory tests of laminates must be
conducted at this time. Test samples
must be cut out from the rescue boat
itself or be laid up at the same time,
using the same procedures, and by the
same operators as the laminate used in
the rescue boat. The number of samples
used for each test, and the conditions
and test methods used, must be as
described in the applicable test
specified in this paragraph.
(i) Weight. The weight of each FRP
section, such as hull, canopy, and inner
liner, must be within 10 percent of
similar sections of the prototype rescue
boat. These weights must be the bare
laminate weights. Backing plates that
are molded into the laminate may be
included.
(ii) Thickness. The average thickness
of each section of sprayed-up laminate
must be within 20 percent of the
corresponding sections of the prototype.
(iii) Resin content. Laminate samples
from the hull, canopy, and inner liners
must be tested in accordance with
ASTM D 2584 or ISO 1172
(incorporated by reference, see
§ 160.156–5). The resin content must be
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within 8 percentage points of the
prototype results. If the resin content
does not comply, flexural ultimate
strength and tensile tests in paragraph
(e)(1)(iv) of this section must be
conducted.
(iv) Flexural ultimate strength and
tensile tests. Each laminate sample from
each major component, such as hull and
liner, that does not comply with the
resin content requirement in paragraph
(e)(1)(iii) of this section, and from each
component of every fifth production
rescue boat, must be subjected to the
flexural ultimate strength and tensile
strength tests as described in § 160.156–
11(c)(2)(i)(B) of this subpart. The values
must be at least 90 percent of the
prototype results.
(v) Buoyancy material. If block foam
buoyancy material is used, each piece
must be weighed after it is cut and
shaped to make sure that the correct
amount of foam is installed. If foamedin-place buoyancy material is used, a
separate sample of the foam must be
poured, and used to make a density
determination after it has set. The
density must be 32 +/¥ 8 kg/m3
(2 +/¥ 0.5 lb/ft3).
(vi) Steel sheet and plate. Steel sheet
and plate for the hull, floors, and other
structural components must meet ASTM
A 36 and ASTM A 653 as applicable
(incorporated by reference, see
§ 160.156–5). Non-corrosive resistant
steel must meet the coating mass and
bend tests requirement specified under
ASTM A 653. Compliance for this
paragraph can be ascertained through
supplier’s certification papers or
through conducting actual tests.
(vii) Fabric. The coated fabric for
inflatable collars, when used, for the
construction of each rescue boat must
meet ISO 15372 (incorporated by
reference, see § 160.156–5). This
compliance can be ascertained through
a supplier’s certification papers or
through witnessing actual tests.
(viii) Fuel tank. Each fuel tank must
be tested by a static head above the tank
top of 3 m (10 ft) of water without
showing any leaks or signs of permanent
distortion.
(ix) Welding. It must be determined
that structural components joined by
welding was performed by welders who
are appropriately qualified and that the
welding procedure and materials are as
per the plans approved under
§ 160.156–13(h) of this subpart.
(2) Post assembly tests and
inspections. The finished rescue boat
must be visually inspected inside and
out. The manufacturer must develop
and maintain a visual inspection
checklist designed to ensure that all
applicable requirements have been met
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and the rescue boat is equipped in
accordance with approved plans. At a
minimum, each rescue boat must be
operated for 2 hours, during which all
rescue boat systems must be exercised.
§ 160.156–17
Marking and labeling.
(a) Each rescue boat must be marked
with a plate or label permanently
affixed to the hull in a conspicuous
place readily accessible for inspection
and sufficiently durable to withstand
continuous exposure to environmental
conditions at sea for the life of the
rescue boat.
(b) The plate or label must be in
English, but may also be in other
languages.
(c) The plate or label must contain
the—
(1) Name and address of the
manufacturer;
(2) Manufacturer’s model
identification;
(3) Name of the independent
laboratory that witnessed the prototype
or production tests;
(4) Serial number of the rescue boat;
(5) U.S. Coast Guard approval
number;
(6) Month and year of manufacture;
(7) Material of hull construction;
(8) Number of persons for which the
rescue boat is approved;
(9) Light load and full load (condition
A and condition B weight); and
(10) Word ‘‘SOLAS.’’
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§ 160.156–19 Operating instructions and
information for the ship’s training manual.
(a) Each rescue boat must have
instructions and information for the
ship’s training manual, that use the
symbols from IMO Res. A.760(18)
(incorporated by reference, see
§ 160.156–5) to describe the location
and operation of the rescue boat.
(b) The instructions and information
required by paragraph (a) of this section
may be combined with similar material
for survival craft and rescue boats, and
their launching systems.
(c) The rescue boat manufacturer must
make the instructions and information
required by paragraph (a) of this section
available—
(1) In English to purchasers of a
rescue boat approved by the Coast
Guard; and
(2) In the form of an instruction
placard providing simple procedures
and illustrations for operation of the
rescue boat. The placard must be not
greater than 36 cm (14 in) by 51 cm (20
in), and must be made of durable
material and suitable for display near
installations of rescue boats on vessels.
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§ 160.156–21
instructions.
Operation and maintenance
(a) In order to comply with SOLAS,
each rescue boat must have operation
and maintenance instructions that—
(1) Follows the general format and
content specified in MSC.1 Circ. 1205
(incorporated by reference, see
§ 160.156–5); and
(2) Includes a checklist for use in
monthly, external inspections of the
rescue boat.
(b) The rescue boat manufacturer
must make the manual required by
paragraph (a) of this section available in
English to purchasers of a rescue boat
approved by the Coast Guard.
(c) The operation and maintenance
instructions required by paragraph (a) of
this section may be combined with
similar material for survival craft and
rescue boats, and their launching
systems.
§ 160.156–23 Procedure for approval of
design, material, or construction change.
(a) Each change in design, material, or
construction from the plans approved
under 46 CFR 159.005–13 and
§ 160.156–13(h) of this subpart must be
approved by the Commandant before
being used in any production rescue
boat. The manufacturer must submit any
such change following the procedures
set forth in § 160.156–9 of this subpart,
but documentation on items that are
unchanged from the plans approved
under 46 CFR 159.005–13 and
§ 160.156–13(h) of this subpart need not
be resubmitted.
(b) Unless determined by the
Commandant to be unnecessary, a
prototype rescue boat with each change
described in paragraph (a) of this
section must be made and tested
according to the procedures for new
approvals in §§ 160.156–9 through
160.156–13 of this subpart.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
45. Add subpart 160.170 to read as
follows:
Subpart 160.170—Davit-Launched Liferaft
Automatic Release Hooks (SOLAS)
Sec.
160.170–1 Scope.
160.170–3 Definitions.
160.170–5 Incorporation by reference.
160.170–7 Design, construction, and
performance of release mechanisms.
160.170–9 Preapproval review.
160.170–11 [Reserved]
160.170–13 Approval inspections and tests
for prototype release mechanisms.
160.170–15 Production inspections, tests,
quality control, and conformance of
release mechanisms.
160.170–17 Marking and labeling.
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160.170–19 Operating instructions and
information for the ship’s training
manual.
160.170–21 Operation and maintenance
instructions.
160.170–23 Procedure for approval of
design, material, or change.
Subpart 160.170—Davit-Launched
Liferaft Automatic Release Hooks
(SOLAS)
§ 160.170–1
Scope.
This subpart prescribes standards,
tests, and procedures for seeking Coast
Guard approval of an automatic release
mechanism complying with SOLAS and
the IMO LSA Code, for use with davitlaunched liferafts approved under 46
CFR part 160, subparts 160.051 or
160.151, and single-fall rescue boats
approved under 46 CFR part 160,
subpart 160.156.
§ 160.170–3
Definitions.
In addition to the definitions in the
IMO LSA Code (incorporated by
reference, see § 160.170–5), in this
subpart, the term:
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST SW., STOP 7126,
WASHINGTON, DC 20593–7126.
Full load means the weight of the
complete rescue boat including all
required equipment, provisions, fuel (if
applicable), and the number of persons
for which it is approved. This is also
known as the ‘‘condition B’’ weight.
Independent laboratory has the same
meaning as 46 CFR 159.001–3. A list of
accepted independent laboratories is
available from the Commandant and
online at https://cgmix.uscg.mil.
Light load means the weight of the
complete rescue boat empty and does
not include fuel, required equipment, or
the equivalent weight of persons. This is
also known as the ‘‘condition A’’ weight.
Officer In Charge, Marine Inspection
(OCMI) means an officer of the Coast
Guard designated as such by the
Commandant and who, under the
direction of the Coast Guard District
Commander, is in charge of a marine
inspection zone, described in part 1 of
this chapter, for the performance of
duties with respect to the inspection,
enforcement, and administration of
vessel safety and navigation laws and
regulations. The ‘‘cognizant OCMI’’ is
the OCMI who has immediate
jurisdiction over a vessel for the
purpose of performing the duties
previously described.
SOLAS means the International
Convention for the Safety of Life at Sea,
1974, as amended.
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Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/federal_
register/code_of_federal_regulations/
ibr_locations.html. Also, it is available
for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST., SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) American Society for Testing and
Materials (ASTM), 100 Barr Harbor
Drive, PO Box C700, West
Conshohocken, PA, 19428–2959.
(1) ASTM A 36/A 36M–08 Standard
Specification for Carbon Structural
Steel, IBR approved for § 160.170–7
(‘‘ASTM A 36’’).
(2) ASTM A 653/A 653M–08 Standard
Specification for Steel Sheet, ZincCoated (Galvanized) or Zinc-Iron AlloyCoated (Galvannealed) by the Hot-Dip
Process, IBR approved for §§ 160.170–7,
160.170–13, and 160.170–15 (‘‘ASTM A
653’’).
(3) ASTM F 1166–07 Standard
Practice for Human Engineering Design
for Marine Systems, Equipment, and
Facilities, IBR approved for § 160.170–7
(‘‘ASTM F 1166’’).
(c) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London
SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) IMO Resolution A.760(18),
Symbols Related to Life-Saving
Appliances and Arrangements, IBR
approved for § 160.170–19 (‘‘IMO Res.
A.760(18)’’).
(2) IMO Resolution MSC.81(70), IMO
Revised recommendation on testing of
life-saving appliances, as amended by
IMO Resolutions MSC.226(82) and
MSC.274(85), IBR approved for
§§ 160.170–7, 160.170–13, and 160.170–
15 (‘‘Revised recommendation on
testing’’).
(3) IMO Resolution MSC.48(66),
International Life-Saving Appliance
Code, as amended by IMO Resolutions
MSC.207(81), MSC.218(82), and
MSC.272(85), IBR approved for
§§ 160.170–7 (‘‘IMO LSA Code’’).
(4) MSC Circular 980, Standardized
life-saving appliance evaluation and test
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report forms, IBR approved for
§ 160.170–13 (‘‘IMO MSC Circ. 980’’).
(5) MSC.1 Circular 1205, Guidelines
for Developing Operation and
Maintenance Manuals for Lifeboat
Systems, IBR approved for § 160.170–21
(‘‘IMO MSC.1 Circ. 1205’’).
§ 160.170–7 Design, construction, and
performance of release mechanisms.
(a) To seek Coast Guard approval of a
release mechanism, a manufacturer
must comply with, and each release
mechanism must meet, the requirements
of the following—
(1) IMO LSA Code, Chapter VI/6.1.5
(incorporated by reference, see
§ 160.170–5);
(2) IMO Revised recommendation on
testing Part 1/8.2 (incorporated by
reference, see § 160.170–5).
(3) 46 CFR part 159; and
(4) This subpart.
(b) Each release mechanism must
meet the following requirements—
(1) Design. All functions of the release
mechanism, including removal of
interlocks, operation of the release
handle, resetting the hooks, and
reattaching the falls to the hooks, must
be designed to be operable by persons
wearing immersion suits;
(2) Each release mechanism should be
designed following standard human
engineering practices described in
ASTM F 1166 (incorporated by
reference, see § 160.170–5). Design
limits should be based on a range from
the fifth percentile female to the ninetyfifth percentile male values for critical
body dimensions and functional
capabilities as described in ASTM F
1166. The dimensions for a person
wearing an immersion suit correspond
to the arctic-clothed dimensions of
ASTM F 1166;
(3) Steel. Each major structural
component of each release mechanism
must be constructed of steel. Other
materials may be used if accepted by the
Commandant as equivalent or superior.
Sheet steel and plate must be lowcarbon, commercial quality, either
corrosion resistant or galvanized as per
ASTM A 653 (incorporated by reference,
see § 160.170–5), coating designation
G115. Structural steel plates and shapes
must be carbon steel as per ASTM A 36
(incorporated by reference, see
§ 160.170–5). All steel products, except
corrosion resistant steel, must be
galvanized to provide high-quality zinc
coatings suitable for the intended
service life in a marine environment.
Each fabricated part must be galvanized
after fabrication. Corrosion resistant
steel must be a standard 302 stainless
steel or have equal or superior corrosion
resistant characteristics;
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(4) Welding. Welding must be
performed by welders certified by the
Commandant, American Bureau of
Shipping, U.S. Navy, or an independent
laboratory accepted by the
Commandant. Only electrodes intended
for use with the material being welded
may be used. All welds must be checked
using appropriate non-destructive tests;
(5) Metals in contact with each other
must be either galvanically compatible
or insulated with suitable non-porous
materials. Provisions must also be made
to prevent loosening or tightening
resulting from differences of thermal
expansion, freezing, buckling of parts,
galvanic corrosion, or other
incompatibilities;
(6) Screws, nuts, bolts, pins, keys, and
other similar hardware, securing moving
parts must be fitted with suitable lock
washers, cotter pins, or locks to prevent
them from coming adrift;
(7) The on-load operation of the
release mechanism must require two
separate, deliberate actions by the
operator;
(8) To prevent an accidental release
during recovery of the boat, the release
hooks must not be able to carry any
weight until the release mechanism is
properly reset;
(9) The release and recovery
procedures must be included as an
illustrated operation instruction plate or
placard. The plate or placard must be
corrosion resistant and weatherproof
and must be marked with the word
‘‘DANGER’’. The illustrations must
correspond exactly to those used in the
instruction and maintenance manual
provided by the manufacturer;
(10) The release lever or control must
be red in color, and the area
immediately surrounding the control
must be a sharply contrasting light
color;
(11) Each load carrying part of the
release mechanism, including its
connection to the boat, must be
designed with a safety factor of six
based on the ultimate strength of the
materials used;
(12) The release lever and its
connection to the release mechanism
must be of sufficient strength so that
there is no deformation of the release
lever or the release control assembly
during on-load release;
(13) Positive means of lubrication
must be provided for each bearing
which is not permanently lubricated.
Points of lubrication must be so located
that they are clearly visible and
accessible in the installed position in
the boat;
(14) A hydraulic system, if used to
activate the release mechanism, must be
in accordance with 46 CFR part 58,
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subpart 58.30, with hose and fittings in
accordance with 46 CFR part 56, subpart
56.60, except that—
(i) Push-on type fittings such as
Aeroquip 1525–X, 25156–X, and
FC332–X are not permitted;
(ii) The length of nonmetallic flexible
hose is limited to 760 mm (30 in); and
(iii) If a hand pump is provided,
adequate space must be provided for the
hand pump or hand operation.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 160.170–9
Preapproval review.
(a) Except as provided in paragraph
(c) of this section, the Commandant
must conduct the preapproval review,
required by this section, in accordance
with 46 CFR 159.005–5.
(b) Manufacturer requirements. To
seek Coast Guard approval of a release
mechanism, the manufacturer must
submit an application to the
Commandant meeting the requirements
of 46 CFR 159.005–5 for preapproval
review. To meet the requirements of 46
CFR 159.005–5(a)(2), the manufacturer
must submit in triplicate—
(1) A list of drawings, specifications,
manuals, and any other documentation
submitted, with each document
identified by number, title, revision
issue, and date;
(2) General arrangement and assembly
drawings, including principal
dimensions;
(3) Stress calculations for all load
carrying parts, including the release
hooks, release mechanisms, and
connections;
(4) Hydraulic systems drawings and
specifications, if installed;
(5) Drawings of all signs and placards
showing actual inscription, format,
color, and size;
(6) An operation, maintenance, and
training manual as described in
§§ 160.170–19 and 160.170–21 of this
subpart;
(7) A description of the quality
control procedures and recordkeeping
that will apply to the production of the
release mechanism, which must include
but is not limited to—
(i) The system for checking material
certifications received from suppliers;
(ii) The method for controlling the
inventory of materials;
(iii) The method for checking quality
of fabrication and joints, including
welding inspection procedures; and
(iv) The inspection checklists used
during various stages of fabrication to
assure that the approved release
mechanism complies with the approved
plans and the requirements of this
subpart;
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(8) Full details of any other unique
capability;
(9) Any other drawing(s) necessary to
show that the release mechanism
complies with the requirements of this
subpart;
(10) The location or address of all
manufacturing sites, including the name
and address of any subcontractors,
where the release mechanism will be
constructed; and
(11) The name of the independent
laboratory that will perform the duties
prescribed in § 160.170–15 of this
subpart.
(c) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may conduct
preapproval review required by this
section, so long as the preapproval
review is conducted in accordance with
the procedures agreed upon between the
independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(d) Plan quality. The plans and
specifications submitted to the
Commandant under this section must—
(1) Be provided in English, including
all notes, inscriptions, and designations
for configuration control;
(2) Address each of the applicable
items in paragraph (b) of this section in
sufficient detail to show that the release
mechanism meets the construction
requirements of this subpart;
(3) Accurately depict the proposed
automatic release hook;
(4) Be internally consistent;
(5) Be legible; and
(6) If reviewed by an independent
laboratory under paragraph (c) of this
section, include the independent
laboratory’s attestation that the plans
meet the quality requirements of this
section.
(e) Alternatives. Alternatives in
materials, parts, or construction, and
each item replaced by an alternative,
must be clearly indicated as such in the
plans and specifications submitted to
the Commandant under this section.
(f) Coast Guard review. If the plans or
specifications do not comply with the
requirements of this section, Coast
Guard review may be suspended, and
the applicant notified accordingly.
§ 160.170–11
[Reserved]
§ 160.170–13 Approval inspections and
tests for prototype release mechanisms.
(a) If the manufacturer is notified that
the information submitted in
accordance with § 160.170–9 of this
subpart is satisfactory to the
Commandant, the manufacturer may
proceed with fabrication of the
prototype release mechanism, and the
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53513
approval inspections and tests required
under this section.
(b) Except as provided in paragraph (f)
of this section, the Coast Guard must
conduct the approval inspections and
witness the approval tests required
under this section.
(c) Manufacturer’s requirements. To
proceed with approval inspections and
tests required by this section, the
manufacturer must—
(1) Notify the Commandant and
cognizant Officer in Charge, Marine
Inspection (OCMI) of where the
approval inspections and tests required
under this section will take place, and
such notification must be in sufficient
time to allow making travel
arrangements;
(2) Arrange a testing schedule that
allows for a Coast Guard inspector to
travel to the site where the testing is to
be performed;
(3) Admit the Coast Guard inspector
to any place where work or testing is
performed on release mechanisms or
their component parts and materials for
the purpose of—
(i) Conducting inspections as
necessary to determine that the
prototype—
(A) Conforms with the plans reviewed
under § 160.170–9 of this subpart;
(B) Is constructed by the methods and
with the materials specified in the plans
reviewed under § 160.170–9 of this
subpart; and
(C) When welding is part of the
construction process, is constructed by
the welding procedure and materials as
per the plans reviewed under § 160.170–
9 of this subpart, and the welders are
appropriately qualified;
(ii) Assuring that the qualityassurance program of the manufacturer
is satisfactory;
(iii) Witnessing tests; and
(iv) Taking samples of parts or
materials for additional inspections or
tests; and
(4) Make available to the Coast Guard
inspector the affidavits or invoices from
the suppliers of all essential materials
used in the production of release
mechanisms, together with records
identifying the lot or serial numbers of
the release mechanisms in which such
materials were used.
(d) Tests—(1) Prototype release
mechanism readiness. All tests must be
conducted on a complete release
mechanism.
(2) IMO Revised recommendation on
testing. Each prototype release
mechanism of each design must pass
each of the tests described in IMO
Revised recommendation on testing,
Part 1, paragraph 8.2 (incorporated by
reference, see § 160.170–5). Tests must
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be conducted in accordance with these
paragraphs of IMO Revised
recommendation on testing, Part 1, with
the following modifications:
(i) Visual inspection. Each release
mechanism must be visually inspected
to confirm—
(A) Compliance with this subpart;
(B) Conformance with the examined
plans; and
(C) Ease of operation and
maintenance.
(ii) Materials. Steel meeting ASTM A
653 (incorporated by reference, see
§ 160.170–5) must meet the coating
mass and bend tests requirement
specified under ASTM A 653 after
galvanizing or other anti-corrosion
treatment has been applied. This
compliance can be ascertained through
a supplier’s certification or by
conducting actual tests.
(iii) Tensile tests. The release
mechanism hook assembly and
supporting structure must be tensile
tested in a jig built to load the hook
assembly in the same way or ways it
would be loaded when used with a
liferaft or rescue boat. The hook
assembly will be approved for a
maximum of one-sixth of the highest
load applied.
(iv) Universal joints. This test is
required if the release mechanism
employs universal joints to transmit the
release power from the control to the
hook release. One of each type and size
of universal joint must be set up in a jig
with the angles of leads set at 0 (zero),
30, and 60 degrees, respectively. A
torque of 540 Nm (400 ft lb) must be
applied. This torque must be applied
with the connecting rod secured beyond
the universal and with the lever arm in
the horizontal position. There must be
no permanent set, or undue stress, as a
result of this test.
(v) Hydraulic controls. If the release
mechanism includes a fluid power and
control system, a test of the hydraulic
controls must be conducted in
accordance with 46 CFR 58.30–35.
(e) Test waiver. The Commandant
may waive certain tests for a release
mechanism identical in construction to
smaller and larger release mechanisms
that have successfully completed the
tests. However, stress calculations in
accordance with § 160.170–9(b) of this
subpart must still be submitted. Tests
associated with release mechanism
components that have already been
accepted by the Commandant are not
required to be repeated.
(f) At the request of the manufacturer
and discretion of the Commandant, an
independent laboratory may perform
approval inspections and witness
approval tests required by this section
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so long as the inspections and tests are
performed and witnessed in accordance
with the procedures agreed upon
between the independent laboratory and
Commandant under 46 CFR part 159,
subpart 159.010.
(g) After completion of approval
inspections and tests required by this
section, the manufacturer must comply
with the requirements of 46 CFR
159.005–9(a)(5) by preparing and
submitting to the Commandant for
review—
(1) The prototype approval test report
containing the same information
recommended by IMO MSC Circ. 980
(incorporated by reference, see
§ 160.170–5). The report must include a
signed statement by the Coast Guard
inspector (or independent laboratory as
permitted by paragraph (f) of this
section) who witnessed the testing,
indicating that the report accurately
describes the testing and its results; and
(2) The final plans of the release
mechanism as built. The plans must
include, in triplicate, the instructions
for training and maintenance described
in §§ 160.170–19 and 160.170–21 of this
subpart, respectively.
(h) The Commandant will review the
report and plans submitted under
paragraph (g) of this section, and if
satisfactory to the Commandant, will
approve the plans under 46 CFR
159.005–13.
§ 160.170–15 Production inspections,
tests, quality control, and conformance of
release mechanisms.
(a) Unless the Commandant directs
otherwise, an independent laboratory
must conduct inspections, tests, and
oversight required by this section.
Production inspections and tests of
release mechanisms must be carried out
in accordance with the procedures for
independent laboratory inspection in 46
CFR part 159, subpart 159.007 and in
this section unless the Commandant
authorizes alternative tests and
inspections. The Commandant may
prescribe additional production tests
and inspections necessary to maintain
quality control and to monitor
compliance with the requirements of
this subpart.
(b) Manufacturer’s responsibility. The
manufacturer must—
(1) Institute a quality control
procedure to ensure that all production
release mechanisms are produced to the
same standard, and in the same manner,
as the prototype release mechanism
approved by the Commandant. The
manufacturer’s quality control
personnel must not work directly under
the department or person responsible
for either production or sales;
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(2) Schedule and coordinate with the
independent laboratory (or Coast Guard
inspector if required under paragraph
(a) of this section) to ensure that all tests
are performed as described in this
section;
(3) Submit to the Commandant, a
yearly report that contains the
following—
(i) Serial number and date of final
assembly of each release mechanism
constructed;
(ii) The name of the representative of
the independent laboratory (or Coast
Guard inspector if required under
paragraph (a) of this section); and
(iii) Serial number and model name of
the liferaft or rescue boat with which
the release hook is to be used, if known;
(4) Ensure that the arrangement and
materials entering into the construction
of the release mechanism are in
accordance with plans approved under
§ 160.170–13(h) of this subpart;
(5) Allow an independent laboratory
(or Coast Guard inspector if required
under paragraph (a) of this section)
access to any place where materials are
stored for the release mechanism, work
or testing is performed on release
mechanisms or their component parts
and materials, or records are retained to
meet the requirements of paragraph (c)
of this section below, for the purpose
of—
(i) Assuring that the quality control
program of the manufacturer is
satisfactory;
(ii) Witnessing tests; or
(iii) Taking samples of parts or
materials for additional inspections or
tests; and
(6) Ensure that the independent
laboratory (or Coast Guard inspector if
required under paragraph (a) of this
section) conducts the inspections and
witnesses the tests required by
paragraph (e) of this section, and further
conducts a visual inspection to verify
that the release mechanisms are being
made in accordance with the plans
approved under § 160.170–13(h) of this
subpart and the requirements of this
subpart.
(c) Recordkeeping. The manufacturer
must maintain records in accordance
with 46 CFR 159.007–13. The
manufacturer must keep records of all
items listed in this section for at least 5
years from the date of termination of
approval of each release mechanism.
The records must include—
(1) A copy of this subpart, other CFR
sections referenced in this subpart, and
each document listed in § 160.170–5 of
this subpart;
(2) A copy of the approved plans and
documentation;
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(3) A current certificate of approval
for each approved release mechanism;
(4) Affidavits, certificates, or invoices
from the suppliers identifying all
essential materials used in the
production of approved release
mechanisms, together with records
identifying the serial numbers of the
release mechanisms in which such
materials were used;
(5) Records of all structural welding
and name of operator(s);
(6) Records of welder certificates,
training, and qualifications;
(7) Date and results of calibration of
test equipment and the name and
address of the company or agency that
performed the calibration;
(8) The serial number of each
production release gear, along with
records of its inspections and tests
carried out under this section; and
(9) The original purchaser of each
release gear and the vessel on which it
was installed, if known.
(d) Independent laboratory
responsibility. The independent
laboratory must perform or witness the
inspections and tests under paragraph
(e) below for each Coast Guardapproved release mechanism to be
installed on a U.S.-flagged vessel. If the
manufacturer also produces release
mechanisms for approval by other
maritime safety administrations, the
inspections may be coordinated with
inspection visits for those
administrations.
(e) Production inspections and tests.
Each finished release mechanism must
be visually inspected. The manufacturer
must develop and maintain a visual
inspection checklist designed to ensure
that all applicable requirements have
been met. Each approved release
mechanism constructed with noncorrosion resistant steel must be
confirmed to have met the coating mass
and bend tests requirement specified
under ASTM A 653 (incorporated by
reference, see § 160.170–5) after
galvanizing or other anti-corrosion
treatment has been applied. This
compliance can be ascertained through
a supplier’s certification papers or
through conducting actual tests.
(f) Each approved release mechanism
must pass each of the tests described in
IMO Revised recommendation on
testing, Part 2, paragraph 6.2
(incorporated by reference, see
§ 160.170–5). However, each approved
release mechanism for installation of a
single-fall rescue boat must pass each of
the tests described in IMO Revised
recommendation on testing, Part 2,
paragraph 5.3.1 and 5.3.4.
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§ 160.170–17
Marking and labeling.
(a) Each hook body of a release
mechanism must be marked with a plate
or label permanently affixed in a
conspicuous place readily accessible for
inspection and sufficiently durable to
withstand continuous exposure to
environmental conditions at sea for the
life of the release mechanism.
(b) The plate or label must be in
English, but may also be in other
languages.
(c) The plate or label must contain
the—
(1) Manufacturer’s name and model
identification;
(2) Name of the independent
laboratory that witnessed the prototype
or production tests;
(3) Serial number of the release
mechanism;
(4) U.S. Coast Guard approval
number;
(5) Month and year of manufacture;
(6) Safe working load of the release
mechanism;
(7) Number of the test certificate in
accordance with IMO Revised
recommendation on testing, Part 2/6.2.2
(incorporated by reference, see
§ 160.170–5); and
(8) Word ‘‘SOLAS.’’
§ 160.170–19 Operating instructions and
information for the ship’s training manual.
(a) In order to comply with SOLAS,
each release mechanism must have
instructions and information for the
ship’s training manual that use the
symbols from IMO Res. A.760(18)
(incorporated by reference, see
§ 160.170–5) to describe the location
and operation of the winch.
(b) The instructions and information
required by paragraph (a) of this section
may be combined with similar material
for survival craft and rescue boats, and
their launching systems.
(c) The release mechanism
manufacturer must make the
instructions and information required
by paragraph (a) of this section
available—
(1) In English to purchasers of release
mechanisms approved by the Coast
Guard; and
(2) In the form of an instruction
placard providing simple procedures
and illustrations for operation of the
release mechanism. The placard must be
not greater than 36 cm (14 in) by 51 cm
(20 in), and must be made of durable
material and suitable for display inside
a lifeboat and rescue boat, and near
launching apparatuses on vessels.
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§ 160.170–21
instructions.
53515
Operation and maintenance
(a) Each release mechanism must have
operation and maintenance instructions
that—
(1) Follows the general format and
content specified in IMO MSC.1 Circ.
1205 (incorporated by reference, see
§ 160.170–5); and
(2) Includes a checklist for use in
monthly, external inspections of the
release mechanism.
(b) The release mechanism
manufacturer must make the manual
required by paragraph (a) of this section
available in English to purchasers of a
release mechanism approved by the
Coast Guard.
(c) The operation and maintenance
instructions required by paragraph (a) of
this section may be combined with
similar material for survival craft and
rescue boats, and their launching
systems.
§ 160.170–23 Procedure for approval of
design, material, or construction change.
(a) Each change in design, material, or
construction from the plans approved
under 46 CFR 159.005–13 and
§ 160.170–13(h) of this subpart must be
approved by the Commandant before
being used in any production release
mechanism. The manufacturer must
submit any such change following the
procedures in § 160.170–9 of this
subpart, but documentation on items
that are unchanged from the plans
approved under 46 CFR 159.005–13 and
§ 160.170–13(h) of this subpart need not
be resubmitted.
(b) Unless determined by the
Commandant to be unnecessary, a
prototype release mechanism with each
change described in paragraph (a) of this
section must be made and tested
according to the procedures for new
approvals in §§ 160.170–9 through
160.170–13 of this subpart.
(c) Determinations of equivalence of
design, construction, and materials will
be made by the Commandant only.
46. Add subpart 160.900 to read as
follows:
Subpart 160.900—Preemption
Sec.
160.900–1 Preemption of State or Local law.
160.900–3 [Reserved]
Subpart 160.900—Preemption
§ 160.900–1
law.
Preemption of State or local
The regulations in this part have
preemptive effect over State or local
regulation within the same field.
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§ 160.900–3
Federal Register / Vol. 75, No. 168 / Tuesday, August 31, 2010 / Proposed Rules
[Reserved]
PART 164—MATERIALS
47. The authority citation for part 164
continues to read as follows:
Authority: 46 U.S.C. 3306, 3703, 4302; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; 49 CFR 1.46.
48. Add subpart 164.017 to read as
follows:
Subpart 164.017—Fire Retardant Resins for
Lifeboats and Rescue Boats
Sec.
164.017–1 Scope.
164.017–3 Definitions.
164.017–5 Incorporation by reference.
164.017–7 Acceptance criteria.
164.017–9 Procedure for acceptance.
164.017–11 Production quality control
requirements.
164.017–13 Marking, labeling, and
instructions for use.
164.017–15 Procedure for acceptance of
material change.
Subpart 164.017—Fire Retardant
Resins for Lifeboats and Rescue Boats
§ 164.017–1
Scope.
This subpart contains performance
requirements, acceptance tests, and
production testing and inspection
requirements for fire retardant resins
used in the construction of lifeboats
approved under 46 CFR part 160,
subpart 160.135 and rescue boats
approved under 46 CFR part 160,
subpart 160.156.
§ 164.017–3
Definitions.
In this subpart, the term:
Acceptance means certification by the
Coast Guard that a component is
suitable for use in the manufacture of
Coast Guard-approved lifeboats and
rescue boats.
Commandant means the Commandant
(CG–5214), U.S. COAST GUARD, 2100
2ND ST., SW., STOP 7126,
WASHINGTON, DC 20593–7126.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 164.017–5
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Coast Guard must publish notice of
change in the Federal Register and the
material must be available to the public.
All approved material is available for
inspection at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
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ibr_locations.html. Also, it is available
for inspection at COMMANDANT (CG–
5214), U.S. COAST GUARD, 2100 2ND
ST., SW., STOP 7126, WASHINGTON,
DC 20593–7126 and is available from
the sources indicated in this section.
(b) American Society for Testing and
Materials (ASTM), 100 Barr Harbor
Drive, PO Box C700, West
Conshohocken, PA 19428–2959.
(1) ASTM D 543–06 Standard Test
Method for Resistance of Plastics to
Chemical Reagents, IBR approved for
§ 164.017–7 (‘‘ASTM D 543’’).
(2) ASTM D 570–98(2005) Standard
Test Method for Water Absorption of
Plastics, IBR approved for § 164.017–7
(‘‘ASTM D 570’’).
(3) ASTM D 638–08 Standard Test
Method for Tensile Properties of
Plastics, IBR approved for § 164.017–7
(‘‘ASTM D 638’’).
(4) ASTM D 695–08 Standard Test
Method for Compressive Properties of
Rigid Plastics, IBR approved for
§ 164.017–7 (‘‘ASTM D 695’’).
(5) ASTM D 790–07e1 Standard Test
Methods for Flexural Properties of
Unreinforced and Reinforced Plastics
and Electrical Insulating Materials, IBR
approved for § 164.017–7 (‘‘ASTM D
790’’).
(6) ASTM D 792–08 Standard Test
Methods for Density and Specific
Gravity (Relative Density) of Plastics by
Displacement, IBR approved for
§ 164.017–7 (‘‘ASTM D 792’’).
(7) ASTM D 1045–08 Standard
Methods of Sampling and Testing
Plasticizers used in Plastics, IBR
approved for § 164.017–7 (‘‘ASTM D
1045’’).
(8) ASTM D 1824–95(2002) Standard
Test Method for Apparent Viscosity of
Plastisols and Organosols at Low Shear
Rates, IBR approved for § 164.017–7
(‘‘ASTM D 1824’’).
(9) ASTM D 2471–99 Standard Test
Method for Gel Time and Peak
Exothermic Temperature of Reacting
Thermosetting Resins, IBR approved for
§ 164.017–7 (‘‘ASTM D 2471’’).
(10) ASTM D 2583–07 Standard Test
Method for Indentation Hardness of
Rigid Plastics by Means of a Barcol
Impressor, IBR approved for § 164.017–
7 (‘‘ASTM D 2583’’).
(11) ASTM D 2584–08 Standard Test
Method of Ignition Loss for Cured
Reinforced Resins, IBR approved for
§ 164.017–7 (‘‘ASTM D 2584’’).
(12) ASTM G 154–06 Standard
Practice for Operating Fluorescent Light
Apparatus for UV Exposure of
Nonmetallic Materials, IBR approved for
§ 164.017–7 (‘‘ASTM G 154–06’’).
(c) International Maritime
Organization (IMO), Publications
Section, 4 Albert Embankment, London
PO 00000
Frm 00060
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SE1 7SR, United Kingdom, +44 (0)20
7735 7611, https://www.imo.org/.
(1) MSC Circular 1006, Guidelines On
Fire Test Procedures For Acceptance Of
Fire-Retardant Materials For The
Construction Of Lifeboats, IBR approved
for § 164.017–7 (‘‘IMO MSC Circ. 1006’’).
(2) [Reserved]
(d) International Organization for
Standardization (ISO): ISO Central
Secretariat [ISO Copyright Office], Case
Postale 56, CH–1211 Geneve 20,
Switzerland.
(1) ISO 62:2008 Plastics—
Determination of water absorption, IBR
approved for § 164.017–7 (‘‘ISO 62’’).
(2) ISO 175:1999 Plastics—Methods of
test for the determination of the effects
of immersion in liquid chemicals, IBR
approved for § 164.017–7 (‘‘ISO 175’’).
(3) ISO 14125:1998 Fibre-reinforced
plastic composites—Determination of
flexural properties, IBR approved for
§ 164.017–7 (‘‘ISO 14125’’).
(4) ISO 527–1:1993 Plastics—
Determination of tensile properties; IBR
approved for § 164.017–7 (‘‘ISO 527’’).
(5) ISO 604:2002 Plastics—
Determination of compressive
properties, IBR approved for § 164.017–
7 (‘‘ISO 604’’).
(6) ISO 1172:1996 Textile-glassreinforced plastics—Prepregs, moulding
compounds and laminates—
Determination of the textile-glass and
mineral-filler content—Calcination
methods, IBR approved for § 164.017–7
(‘‘ISO 1172’’).
(7) ISO 1183–1:2004 Plastics—
Methods for determining the density of
non-cellular plastics-Part 1: Immersion
method, liquid pyknometer method and
titration method, IBR approved for
§ 164.017–7 (‘‘ISO 1183’’).
(8) ISO 1675:1985 Plastics—Liquid
resins—Determination of density by the
pyknometer method, IBR approved for
§ 164.017–7 (‘‘ISO 1675’’).
(9) ISO 2039–1:2001 Determination of
hardness—Part 1: Ball indentation
method, IBR approved for § 164.017–7
(‘‘ISO 2039–1’’).
(10) ISO 2039–2:1097 Determination
of hardness—Part 1: Rockwell hardness,
IBR approved for § 164.017–7 (‘‘ISO
2039–2’’).
(11) ISO 2114:2000 Plastics (polyester
resins) and paints and varnishes
(binders)—Determination of partial acid
value and total acid value, IBR approved
for § 164.017–7 (‘‘ISO 2114’’).
(12) ISO 2535:2001 Plastics—
Unsaturated-polyester resins—
Measurement of gel time at ambient
temperature, IBR approved for
§ 164.017–7 (‘‘ISO 2535’’).
(13) ISO 2555:1989 Plastics—Resins
in the liquid state or as emulsions or
dispersions—Determination of apparent
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viscosity by the Brookfield test method,
IBR approved for § 164.017–7 (‘‘ISO
2555’’).
(e) Military Specifications and
Standards, Standardization Order Desk,
Building 4D, 700 Robins Avenue,
Philadelphia, PA 19111–5094, https://
assist.daps.dla.mil/quicksearch/.
(1) MIL–C–19663D: Cloth, Woven
Roving, For Plastic Laminate, 4 AUG
1998, IBR approved for § 164.017–7
(‘‘MIL–C–19663D’’).
(2) MIL–P–17549D(SH): Plastic
Laminates, Fibrous Glass Reinforced,
Marine, 31 AUG 1981, IBR approved for
§ 164.017–7 ‘‘(MIL–P–17549D(SH)’’).
(3) MIL–R–7575 C, Resin, Polyester,
Low Pressure Laminating, 29 June 1966,
IBR approved for § 164.017–7 (‘‘MIL–R–
7575 C’’).
(4) MIL–R–21607E(SH), Resins,
Polyester, Low Pressure Laminating,
Fire-Retardant, 25 May 1990, IBR
approved for § 164.017–7 (‘‘MIL–R–
21607E(SH)’’).
(5) MIL–R–24719(SH), Resins, Vinyl
Ester, Low Pressure Laminating, 4 May
1989, IBR approved for § 164. 017–7
(‘‘MIL–R–24719(SH)’’).
§ 164.017–7
Acceptance criteria.
(a) The laminating resin must pass the
inspections and tests specified in this
section. The inspections and tests
required by this section, including
weathering of samples, are the
responsibility of the manufacturer and
must be performed by an independent
laboratory.
(1) Polyester resins. (i) The resin must
meet the specifications of Grade A,
Class O resin of MIL–R–7575C
(incorporated by reference, see
§ 164.017–5) and meet the specifications
conforming to Grade A (standard flame
resistance) of MIL–R–21607E(SH)
53517
(incorporated by reference, see
§ 164.017–5).
(ii) MIL–R–21607E(SH) Grade B resins
will be given consideration upon
request.
(2) Vinyl ester resins. The resin must
meet the specifications of Grade B (fire
retardant) resin of MIL–R–24719(SH)
(incorporated by reference, see
§ 164.017–5) and must be tested and
meet the requirements of weathering
and post-weathering mechanical testing
as shown in Table 164.017–7 of this
section. Samples for the weathering
must be prepared in accordance with
MIL–R–7575C paragraph 4.3.1.1.
(3) All other resins. Each resin
formulation submitted for Coast Guard
approval, other than those addressed in
paragraphs (a)(1) and (2) of this section,
must be tested and meet the
requirements of Table 164.017–7 of this
section.
(b) [Reserved]
TABLE 164.017–7—ALTERNATIVE TEST METHOD STANDARDS FOR LAMINATING RESINS FOR USE IN LIFEBOATS, RESCUE
BOATS, AND OTHER LIFESAVING EQUIPMENT 1
Property
Test methods
(c) MATERIAL IDENTIFICATION TESTS 2
(1) Uncatalyzed Liquid Resin:
(i) Specific gravity ..............................................................................
(ii) Viscosity .......................................................................................
(iii) Acid number ................................................................................
(2) Catalyzed Resin
(i) Max gel time .................................................................................
(ii) Peak exotherm .............................................................................
(3) Cured Unfilled Resin
(i) Barcol hardness ............................................................................
(ii) Specific gravity/density .................................................................
Property
ISO 1675 or ASTM D 1045.
ISO 2555 or ASTM D 1824.
ISO 2114 or ASTM D 1045.
ISO 2535 or ASTM D 2471.
ASTM D 2471
ISO 2039 or ASTM D 2583.
ISO 1183 or ASTM D 792.
Requirements 3
Test method
(d) LENGTHWISE MECHANICAL & PHYSICAL PROPERTIES OF GLASS CLOTH BASE PLASTIC LAMINATE
(Lengthwise direction of test specimens is parallel to the warp direction of glass fabric)
(1) Tested Under Standard Conditions
(i) Ultimate strength, flatwise ................................
(ii) Initial modulus of elasticity, flatwise ................
(iii) Ultimate tensile strength .................................
(iv) Ultimate compressive strength, edgewise ......
(v) Fire retardant ...................................................
(vi) Water absorption, 24-hour immersion ............
(vii) Barcol hardness .............................................
(viii) Specific gravity/density .................................
(ix) Resin content, percentage .............................
ISO 14125 or ASTM D 790 ........................................
ISO 14125 or ASTM D 790 ........................................
ISO 527 or ASTM D 638 ............................................
ISO 604 or ASTM D 695 ............................................
MSC Circ. 1006 ...........................................................
ISO 62 or ASTM D 570 ..............................................
ISO 2039 or ASTM D 2583 ........................................
ISO 1183 or ASTM D 792 ..........................................
ISO 1172 or ASTM D 2584 ........................................
345 MPa (50,000 lb/in2).
18,616 MPa (2.7 x 10E6 lb/in2).
278 MPa (40,000 lb/in2).
241 MPa (35,000 ln/in2).
Pass.
0.5% max change in weight.
55.
(2)
(2)
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
(2) Tested Under Wet Conditions (Specimens must be immersed for 2 hours in boiling distilled water as per ASTM D 570 paragraph 7.5. The
specimens must then be cooled in water at 23 °C and tested wet at standard conditions immediately after removal from the water.)
(i) Ultimate strength, flatwise ................................
(ii) Initial modulus of elasticity, flatwise ................
(iii) Ultimate tensile strength .................................
(iv) Ultimate compressive strength, edgewise ......
ISO
ISO
ISO
ISO
14125 or ASTM D 790 ........................................
14125 or ASTM D 790 ........................................
527 or ASTM D 638 ............................................
604 or ASTM D 695 ............................................
310 MPa (45,000 lb/in2).
17,237 MPa (2.5 x 10E6 lb/in2).
278 MPa (40,000 lb/in2).
241 MPa (35,000 ln/in2).
(3) Tested Under Elevated Temperature Conditions (Specimens must be exposed to 70 °C for 1 hour and tested at that temperature.)
(i) Ultimate strength, flatwise ................................
(ii) Initial modulus of elasticity, flatwise ................
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ISO 14125 or ASTM D 790 ........................................
ISO 14125 or ASTM D 790 ........................................
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276 MPa (40,000 lb/in2).
15,858 MPa (2.3 x 10E6 lb/in2).
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Property
Requirements 3
Test method
(4) Tested After Exposure to Liquid Chemicals (Standard test chemical reagents.)
(i) Change in mass & dimensions ........................
(ii) Ultimate strength .............................................
ISO 175 or ASTM D 543 ............................................
ISO 14125 or ASTM D 790 ........................................
0.1% max.
(2)
(5) Tested After Weathering (Specimens must be weathered by either: 1 year per MIL–R–7575C or 500-hour exposure per ASTM G154 Table
X2.1 Cycle 3.)
(i) Ultimate strength, flatwise ................................
(ii) Initial modulus of elasticity, flatwise ................
(iii) Fire retardant ..................................................
ISO 14125 or ASTM D 790 ........................................
ISO 14125 or ASTM D 790 ........................................
MSC Circ. 1006 ...........................................................
310 MPa (45,000 lb/in2).
17,237 MPa (2.5 x 10E6 lb/in2).
Pass.
1 Each
standard in this table is incorporated by reference, see § 164.017–5.
are no requirements for these properties, but the values must be determined and reported. Calculations for ultimate flexural strength
after immersion in chemical fluids must be based on the dimensions of the specimens before immersion.
3 The specimens must show no cracking, crazing, softening, delamination, or any other visible deterioration after conditioning exposure or
immersions.
2 There
§ 164.017–9
Procedure for acceptance.
(a) Fire retardant resin is not subject
to formal approval, but will be accepted
by the Coast Guard on the basis of this
subpart for use in the manufacture of
lifesaving equipment. Coast Guard
acceptance of fire retardant resin for use
in the manufacture of lifesaving
equipment does not guarantee Coast
Guard acceptance of the manufactured
lifesaving equipment.
(b) Resin manufacturer requirements.
The resin manufacturer must submit the
test report, material data sheet,
including instructions for use, and
quality control procedures in
accordance with 46 CFR 159.005–9.
(c) Independent laboratory
requirements. The independent
laboratory must perform each inspection
and test required by § 164.017–7 of this
subpart, and prepare a report in
accordance with 46 CFR 159.005–11
and submit the report to the
Commandant for acceptance.
§ 164.017–11 Production quality control
requirements.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
The resin manufacturer must institute
a quality control procedure to ensure
that all Coast Guard-accepted resin is
produced to the same standard, and in
the same manner as the tested resin
accepted by the Commandant. The
manufacturer’s quality control
personnel must not work directly under
the department or person responsible
for either production or sales.
§ 164.017–13 Marking, labeling, and
instructions for use.
(a) Marking and labeling. Each
container for the resin must be
permanently marked with at least the
following information—
(1) Manufacturer’s name or trademark,
batch number, date of manufacture, and
date of expiration;
(2) Chemical type of the resin;
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(3) Maximum usable storage life of the
resin (uncatalyzed and catalyzed) and
recommended storage conditions;
(4) Maximum allowable shelf life at
various temperatures of impregnated
fabric before curing; and
(5) Precautionary markings.
(b) Instructions for use must be
included with each shipment of
approved material and must include—
(1) Recommended mixing and
impregnating procedures, including
recommended types, percentages, and
manner of utilization of catalysts,
retardants, and fillers, as applicable;
(2) Range of time, temperature, and
pressure cycles recommended to effect
the cure for laminates; and
(3) Precautionary information on
usage, storage, and handling.
§ 164.017–15 Procedure for acceptance of
material change.
(a) Each change in material from the
resin accepted under § 164.017–9 of this
subpart must be accepted by the
Commandant before being used in any
production lifeboat or rescue boat. The
manufacturer must submit any such
change following the procedures set
forth in § 164.017–9 of this subpart, but
documentation on items that are
unchanged from the resin accepted
under § 164.017–9 of this subpart need
not be resubmitted.
(b) Determinations of equivalence of
materials will be made by the
Commandant only.
49. Add subpart 164.900 to read as
follows:
Subpart 164.900—Preemption
Sec.
164.900–1
law.
164.900–3
PO 00000
Preemption of State or Local
[Reserved]
Frm 00062
Fmt 4701
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Subpart 164.900—Preemption
§ 164.900–1
law.
Preemption of State or local
The regulations in this part have
preemptive effect over State or local
regulation within the same field.
§ 164.900–3
[Reserved]
PART 180—LIFESAVING EQUIPMENTS
AND ARRANGEMENTS
50. The authority citation for part 180
continues to read as follows:
Authority: 46 U.S.C. 2104, 3306; E.O.
12234, 45 FR 58801, 3 CFR, 1980 Comp., p.
277; Department of Homeland Security
Delegation No. 0170.1.
51. In § 180.150, revise paragraph (a)
introductory text and add paragraph (c)
to read as follows:
§ 180.150 Survival craft embarkation
arrangements.
(a) A launching appliance described
in paragraph (c) of this section, or a
marine evacuation system approved
under approval series 160.175, must be
provided for each inflatable liferaft and
inflatable buoyant apparatus when
either—
*
*
*
*
*
(c) Each launching appliance for a
davit-launched liferaft must include an
automatic disengaging apparatus
approved under 46 CFR part 160,
subpart 160.170 and be either—
(1) A davit approved under 46 CFR
part 160, subpart 160.132 for use with
a liferaft, with a winch approved under
46 CFR part 160, subpart 160.115 for use
with a liferaft; or
(2) A launching appliance approved
on or before (EFFECTIVE DATE OF
FINAL RULE) under approval series
160.163.
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PART 199—LIFESAVING SYSTEMS
FOR CERTAIN INSPECTED VESSELS
52. The authority citation for part 199
continues to read as follows:
Authority: 46 U.S.C. 3306, 3703; Pub. L
103–206, 107 Stat. 2439; Department of
Homeland Security Delegation No. 0170.1.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
53. Revise § 199.150(a) to read as
follows:
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§ 199.150 Survival craft launching and
recovery arrangements; general.
(a)(1) Each launching appliance must
be approved under 46 CFR part 160,
subpart 160.132 for use with the
intended craft, with a winch approved
under 46 CFR part 160, subpart 160.115
for use with the intended craft.
(2) Each launching appliance for a
davit-launched liferaft must include an
automatic disengaging apparatus
approved under 46 CFR part 160,
subpart 160.170 and be either—
PO 00000
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Fmt 4701
Sfmt 9990
53519
(i) A launching appliance described in
paragraph (a)(1) of this section; or
(ii) A launching appliance approved
on or before (EFFECTIVE DATE OF
FINAL RULE) under approval series
160.163.
*
*
*
*
*
Dated: August 16, 2010.
J.G. Lantz,
Director of Commercial Regulations and
Standards, U.S. Coast Guard.
[FR Doc. 2010–20917 Filed 8–30–10; 8:45 am]
BILLING CODE 9110–04–P
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Agencies
[Federal Register Volume 75, Number 168 (Tuesday, August 31, 2010)]
[Proposed Rules]
[Pages 53458-53519]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-20917]
[[Page 53457]]
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Part III
Department of Homeland Security
-----------------------------------------------------------------------
Coast Guard
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46 CFR Parts 108, 117, 133, et al.
Lifesaving Equipment: Production Testing and Harmonization With
International Standards; Proposed Rule
Federal Register / Vol. 75, No. 168 / Tuesday, August 31, 2010 /
Proposed Rules
[[Page 53458]]
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DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR Parts 108, 117, 133, 160, 164, 180, and 199
[USCG-2010-0048]
RIN 1625-AB15
Lifesaving Equipment: Production Testing and Harmonization With
International Standards
AGENCY: Coast Guard, DHS.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard proposes to amend its regulations for certain
lifesaving equipment, including launching appliances (winches and
davits), release mechanisms, survival craft (lifeboats, inflatable
liferafts, and inflatable buoyant apparatuses), rescue boats, and
automatic disengaging devices. The proposed rules would harmonize the
Coast Guard's design, construction, and performance standards for this
lifesaving equipment with international standards. In addition, the
proposed rules would provide for the use of qualified independent
laboratories, instead of Coast Guard inspectors, during the approval
process and for production inspections of certain types of lifesaving
equipment.
DATES: Comments and related material must either be submitted to our
online docket via https://www.regulations.gov on or before November 29,
2010 or reach the Docket Management Facility by that date. Comments
sent to the Office of Management and Budget (OMB) on collection of
information must reach OMB on or before November 29, 2010.
ADDRESSES: You may submit comments identified by docket number USCG-
2010-0048 using any one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(2) Fax: 202-493-2251.
(3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001.
(4) Hand Delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is 202-366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.
Collection of Information Comments: If you have comments on the
collection of information discussed in section VI.C of this NPRM, you
must also send comments to the Office of Information and Regulatory
Affairs (OIRA), Office of Management and Budget. To ensure that your
comments to OIRA are received on time, the preferred methods are by e-
mail to oira_submission@omb.eop.gov (include the docket number and
``Attention: Desk Officer for Coast Guard, DHS'' in the subject line of
the e-mail) or fax at 202-395-6566. An alternate, though slower, method
is by U.S. mail to the Office of Information and Regulatory Affairs,
Office of Management and Budget, 725 17th Street NW., Washington, DC
20503, Attn: Desk Officer, U.S. Coast Guard.
Viewing incorporation by reference material: You may inspect the
material proposed for incorporation by reference at U.S. Coast Guard
Headquarters, 2100 2ND ST SW., STOP 7126, Washington, DC 20593-7126
between 9 a.m. and 3 p.m., Monday through Friday, except Federal
holidays. The telephone number is 202-372-1385. Copies of the material
are available as indicated in the ``Incorporation by Reference''
section of this preamble.
FOR FURTHER INFORMATION CONTACT: If you have questions on this proposed
rule, call Mr. George Grills, P.E., Commercial Regulation and Standards
Directorate, Office of Design and Engineering Standards, Lifesaving and
Fire Safety Division (CG-5214), Coast Guard, telephone 202-372-1385, or
e-mail address George.G.Grills@uscg.mil. If you have questions on
viewing or submitting material to the docket, call Ms. Renee V. Wright,
Program Manager, Docket Operations, telephone 202-493-0402.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
A. International Standards
B. Independent Laboratories
C. Other Revisions
IV. Discussion of Proposed Rule
A. Harmonization with International Standards
B. Independent Laboratories
C. Affected Subparts: Revised and Proposed
D. Structure of Part 160 Proposed Subparts
V. Incorporation by Reference
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. International Trade Impacts
M. Technical Standards
N. Environment
I. Public Participation and Request for Comments
The Coast Guard encourages you to participate in this rulemaking by
submitting comments and related materials. All comments received will
be posted, without change, to https://www.regulations.gov and will
include any personal information you have provided.
A. Submitting Comments
If you submit a comment, please include your name and address,
identify the docket number for this rulemaking (USCG-2010-0048),
indicate the specific section of this document to which each comment
applies, and provide a reason for each suggestion or recommendation.
You may submit your comments and material online, or by fax, mail or
hand delivery but please use only one of these means. The Coast Guard
recommends that you include your name and a mailing address, an e-mail
address, or a phone number in the body of your document so that the
Coast Guard can contact you if the Coast Guard has questions regarding
your submission.
To submit your comment online, go to https://www.regulations.gov and
click on the ``submit a comment'' box, which will then become
highlighted in blue. Insert ``USCG-2010-0048'' in the Keyword box,
click ``Search'', and then click on the balloon shape in the Actions
column. If you submit your comments by mail or hand delivery, submit
them in an unbound format, no larger than 8\1/2\ by 11 inches, suitable
for copying and electronic filing. If you submit them by mail and would
like to know that they reached the Facility, please enclose a stamped,
self-addressed postcard or envelope.
The Coast Guard will consider all comments and material received
during the comment period. The Coast Guard may change this proposed
rule in view of your comments.
[[Page 53459]]
B. Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov at
any time. Enter the docket number for this rulemaking (USCG-2010-0048)
in the Keyword box, and click ``Search''. If you do not have access to
the Internet, you may view the docket by visiting the Docket Management
Facility in Room W12-140 on the ground floor of the Department of
Transportation West Building, 1200 New Jersey Avenue, SE., Washington,
DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except
Federal holidays. The Coast Guard has an agreement with the Department
of Transportation to use the Docket Management Facility.
C. Privacy Act
Anyone can search the electronic form of all comments received into
any of our dockets by the name of the individual submitting the comment
(or signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008 issue of the
Federal Register (73 FR 3316).
D. Public Meeting
The Coast Guard does not currently plan to hold a public meeting.
But you may submit a request for one to the Docket Management Facility
at the address under ADDRESSES explaining why one would be beneficial.
If the Coast Guard determines that one would aid this rulemaking, the
Coast Guard will hold one at a time and place announced by a later
notice in the Federal Register.
II. Abbreviations
ASTM American Society for Testing and Materials
CFR Code of Federal Regulations
COLREG International Regulations for Preventing Collisions at Sea
DHS Department of Homeland Security
EPA Environmental Protection Agency
FRP Fiber Reinforced Plastic
GSA General Services Administration
IMO International Maritime Organization
ISO International Organization for Standardization
LSA Life-saving Appliance
MSC Maritime Safety Committee of the International Maritime
Organization
NAICS North American Industry Classification System
NEPA National Environmental Policy Act 1969 (42 U.S.C. 4321-4370f)
NTTAA National Technology Transfer and Advancement Act (15 U.S.C.
272 note)
OCMI Officer in Charge, Marine Inspection
OIRA Office of Information and Regulatory Affairs
OMB Office of Management and Budget
SOLAS International Convention for Safety of Life at Sea, 1974, as
amended
Sec. Section symbol
UL Underwriters Laboratories
USCG United States Coast Guard
III. Background
The Coast Guard is charged with ensuring that lifesaving equipment
used on vessels subject to inspection by the United States meets
specific design, construction, and performance standards, including
those found in the International Convention for the Safety of Life at
Sea, 1974, as amended, (SOLAS), Chapter III ``Life-saving appliances
and arrangements.'' See 46 U.S.C. 3306. The Coast Guard carries out
this charge through the approval of lifesaving equipment per 46 CFR
part 2, subpart 2.75. The approval process includes: pre-approving
lifesaving equipment designs, overseeing prototype construction,
witnessing prototype testing, and monitoring production of the
equipment for use on U.S. vessels. See 46 CFR part 159. At each phase
of the approval process, the Coast Guard sets specific standards to
which lifesaving equipment must be built and tested. Third parties,
referred to as independent laboratories, sometimes assist the Coast
Guard in its approval process by performing or witnessing tests and
inspections, as well as witnessing production, as authorized by the
Coast Guard. See, e.g., 46 CFR 160.151-13(a) (manufacturers must
arrange for an independent laboratory to inspect a liferaft during
fabrication). This rulemaking would revise those specific standards for
launching appliances, release mechanisms, survival craft, rescue boats,
and automatic disengaging devices, and expand the use of independent
laboratories in the Coast Guard's approval process.
A. International Standards
International safety standards are established by the Parties,
including the United States, to SOLAS acting at the International
Maritime Organization (IMO). The international standards for lifesaving
equipment (IMO standards) addressed by this rulemaking implement the
requirements of Chapter III of SOLAS. The IMO standards specify design,
construction, performance, and testing requirements for required
lifesaving equipment, including launching appliances, release
mechanisms, survival craft, rescue boats, and automatic disengaging
devices. The primary IMO standards implementing Chapter III of SOLAS
are--
International Life-saving Appliance Code (``LSA Code'')
(IMO Resolution MSC.48(66), as amended by IMO Resolutions MSC.207(81),
MSC.218(82) and MSC.272(85)); see SOLAS Chapter III, Regulation 4; and
Revised recommendation on testing of life-saving
appliances (``Recommendation on Testing'') (IMO Resolution MSC.81(70)),
as amended by Resolution MSC.226(82) and Resolution MSC.274(85); see
SOLAS Chapter III, Regulation 4.
The United States actively participated in the negotiations that
led to the development of these IMO standards. The Coast Guard
considers these IMO standards to represent the best standards for
lifesaving appliances and appropriate for lifesaving appliances for all
vessels subject to inspection by the United States. Since the effective
date of the IMO standards, in order to facilitate international
commerce with other contracting governments to SOLAS that follow IMO
standards and to achieve the benefits of the increased safety of
adhering to these IMO standards, the Coast Guard has decided, pursuant
to 46 U.S.C. 3306 and 46 CFR 159.005-7(c), to deem compliance by U.S.
flag ships with the IMO standards as compliance with Coast Guard
domestic regulations.
In this rulemaking, the Coast Guard proposes to harmonize its
regulations for lifesaving equipment with international standards by
incorporating the IMO standards into regulations in 46 CFR part 160.
B. Independent Laboratories
The Coast Guard has a long history of recognizing the
qualifications of independent laboratories, working under the Coast
Guard's oversight, to do work traditionally conducted by Coast Guard
inspectors. In 1979, the Coast Guard promulgated 46 CFR part 159
establishing procedures and standards for accepting independent
laboratories for witnessing or performing certain tests and conducting
inspections for certain equipment and materials requiring Coast Guard
approval. See 44 FR 73038 (December 17, 1979). The Coast Guard
promulgated 46 CFR part 159 under the authority in 46 U.S.C. 481 (1976)
(Regulations for vessels subject to Coast Guard).\1\ In 1983, Congress
revised
[[Page 53460]]
and recodified the maritime laws of the United States moving the
relevant authority for 46 CFR part 159 to new 46 U.S.C. 3306.\2\ See
Public Law 98-89 Partial Revision of Title 45, U.S.C. ``Shipping'';
House Report No. 98-338 (August 1, 1983), 1983 U.S.C.C.A.N. 924, 954-
53.
---------------------------------------------------------------------------
\1\ In 1979, the authority for 46 CFR part 159 also included 46
U.S.C. 391, which covered ``vessels carrying certain cargoes in
bulk.'' The broader authority under 46 U.S.C. 481 covered vessels
subject to inspection and certification by the United States Coast
Guard and directed ``the Secretary of the Department in which the
Coast Guard is operating * * * shall prescribe such rules and
regulations as may be necessary for vessels subject to inspection
and certification by the United States Coast Guard with respect to
the following matters: (1) Lifesaving equipment, including but not
limited to, the number, type, size, capacity, details of
construction, methods of operation, stowage, maintenance, manning,
use, testing, and inspection of such equipment, and drills and
exercises necessary to assure proper functioning and use of such
equipment * * *'' The Coast Guard determined that the use of
independent laboratories for witnessing or performing certain tests
and conductions was ``necessary'' to carry out its responsibilities
under this statutory section. In the notice of proposed rulemaking
proposing 46 CFR part 159, the Coast Guard explained that ``the
Coast Guard's marine inspection responsibilities increased while the
number of personnel available to perform these inspections has not
increased at a comparable rate.'' 43 FR 49440 (October 23, 1978).
The Coast Guard promulgated part 159 to ``free some of the Coast
Guard's limited field personnel for other duties with no change in
the quality of the approved equipment or material.'' Id.; see also
44 FR 73038 (December 17, 1979) (Final Rule document promulgating
part 159).
\2\ Section 3306 directs ``the Secretary shall prescribed
necessary regulations to ensure proper execution of, and to carry
out, this part [addressing inspection and regulation of vessels] in
the most effective manner for (1) the design, construction,
alteration, repair, and operation of those vessels [subject to
inspection] * * *; (2) lifesaving equipment and its use; (3)
firefighting equipment, its use, and precautionary measures to guard
against fire; (4) inspections and tests related to paragraphs (1),
(2), and (3) of this subsection; and (5) the use of vessel stores
and other supplies of a dangerous nature * * *''
---------------------------------------------------------------------------
The authority for current 46 CFR part 159 is 46 U.S.C. 3306, which
``contains broad authority to prescribed regulations for proper
inspection and certification of vessels,'' House Report No. 98-338
(August 1, 1983), 1983 U.S.C.C.A.N. 924, 954-53, including the specific
requirement to prescribed regulations to carry out the statutory
requirements ``in the most effective manner,'' 46 U.S.C. 3306(a). The
Coast Guard still finds the use of independent laboratories in the
Coast Guard's approval process to be ``the most effective manner'' of
executing and carrying out its obligations under section 3306.
Independent laboratories, accepted by the Coast Guard under 46 CFR
part 159, assist the Coast Guard in its approval process by performing
certain tests and conducting certain inspections required for Coast
Guard approval of equipment and materials. When performing and
conducting tests, independent laboratories must follow Coast Guard
standards and procedures, and may deviate from those standards and
procedures only to require more stringent standards and procedures with
Coast Guard approval. 46 CFR 159.007-3. Additionally, all accepted
independent laboratories must be impartial and disinterested in the
outcome of inspections and tests. See 46 CFR 159.010-3(a)(3)-(5)
(requiring an independent laboratory not be owned or controlled by a
manufacturer, vendor, or supplier of materials for the equipment or
material to be inspected; not be dependent on acceptance as an
independent laboratory to remain in business, and not advertise or
promote equipment or materials that the independent laboratory inspects
or tests.).
The Coast Guard reviews independent laboratory test and inspection
reports when determining the approvability of equipment and materials.
The Coast Guard currently allows accepted independent laboratories to
witness tests of almost all types of shipboard equipment, including
certain lifesaving equipment. See, e.g., 46 CFR 160.010-9(a) (approval
and production tests in subpart 160.010, addressing buoyant
apparatuses, must be conducted by an independent laboratory); 46 CFR
160.151-13(a) (manufacturers must arrange for an independent laboratory
to inspect a prototype liferaft during fabrication); and 46 CFR
160.151-31(a) (production inspections and tests of inflatable liferafts
must be carried out in accordance with the procedures for independent
laboratory inspection).
Current regulations in 46 CFR part 160, however, require Coast
Guard inspectors to be involved in all phases of the approval process
of winches, davits, release mechanisms, lifeboats, and rescue boats.
See 46 CFR part 160, subparts 160.015 (winches), 160.032 (davits),
160.033 (release mechanisms), 160.035 (lifeboats), and 160.056 (rescue
boats).
Requiring Coast Guard inspectors to directly perform all phases of
the approval process, however, can cause scheduling delays and
increased expenses for manufacturers of lifesaving equipment. For
example, Coast Guard inspectors are not always able to meet
manufacturers' schedules due to competing inspection demands and
resource constraints. This can impede productivity and affect the
availability of approved equipment for U.S. flag vessels. Third-party
certification bodies may qualify as accepted independent laboratories
and are often available locally with greater convenience to
manufacturers.
Additionally, many manufacturers produce lifesaving equipment for
multiple flag nations' vessels, and must have their equipment approved
by each nation. Manufacturers often use third-party certification
bodies for testing and inspection to satisfy certification requirements
from other nations. Unless these third parties are qualified to witness
tests and perform inspections on behalf of more than one nation,
manufacturers must have their equipment inspected and tested by more
than one national representative, which carries potential complications
and delays.
The Coast Guard has found, through past experiences with U.S. flag
vessel inspections and shipboard equipment approvals, that permitting
independent laboratories to do work under appropriate Coast Guard
oversight ultimately promotes safety, flexibility, and autonomy by
permitting experts from industry to engage more directly in the
inspection processes while preserving the Coast Guard's safety and
stewardship role in the maritime community.
In this rulemaking, the Coast Guard proposes to extend the use of
independent laboratories, under the oversight of Coast Guard
inspectors, in the approval process for additional lifesaving
equipment. The Coast Guard proposes to require manufacturers to use an
independent laboratory for prototype fabrication and production
oversight, and provide the option in certain cases for manufacturers to
use an independent laboratory, again overseen by the Coast Guard, for
pre-approval review and prototype testing oversight.
C. Other Revisions
In this rulemaking, the Coast Guard also proposes to revise the
structure of certain subparts affected by this rulemaking, and make
additional, confirming appliance-specific changes to these subparts not
related to harmonization with international standards or use of
independent laboratories.
IV. Discussion of Proposed Rule
The Coast Guard's rules addressing lifesaving equipment are found
in 46 CFR part 160. Each subpart addresses a specific type of
lifesaving equipment. The Coast Guard proposes to amend these subparts
to:
Harmonize its regulations with IMO standards for launching
appliances (winches and davits), release mechanisms, survival craft
(lifeboats, inflatable liferafts, and inflatable buoyant apparatuses),
and rescue boats, and add new harmonized rules addressing automatic
disengaging devices;
[[Page 53461]]
Incorporate the use of independent laboratories, under
Coast Guard oversight, for Coast Guard approval procedures for
launching appliances, lifeboats, rescue boats, and release mechanisms,
and add such use of independent laboratories to proposed new rules
addressing automatic disengaging devices; and
Revise the structure of certain subparts affected by this
rulemaking, and make additional appliance-specific changes to these
subparts not related to harmonization with international standards or
use of independent laboratories. This revision would include updating,
adding, or removing certain standards incorporated by reference and
creating a new subpart in 46 CFR part 164 addressing resins used in the
construction of lifeboats and rescue boats. These revisions are
discussed in more detail in sections IV.C. and D. below.
A. Harmonization With International Standards
To harmonize Coast Guard requirements for lifesaving equipment
affected by this rulemaking with international standards that implement
SOLAS Chapter III, the Coast Guard proposes to incorporate those
international standards into the proposed rules and provide
implementing interpretations of those standards in the proposed rules,
as appropriate.
The Coast Guard proposes to incorporate by reference, into the
affected subparts, the following international standards--
International Life-saving Appliance Code (IMO Resolution
MSC.48(66), as amended by IMO Resolutions MSC.207(81), MSC.218(82) and
MSC.272(85));
Revised recommendation on testing of life-saving
appliances (IMO Resolution MSC.81(70), as amended by Resolution
MSC.226(82) and Resolution MSC.274(85));
MSC Circular 980, Standardized life-saving appliance
evaluation and test report forms;
MSC Circular 1006, Guidelines On Fire Test Procedures For
Acceptance Of Fire-Retardant Materials For The Construction Of
Lifeboats;
MSC.1 Circular 1205, Guidelines for Developing Operation
and Maintenance Manuals for Lifeboat Systems;
IMO Resolution A.658(16) Use and Fitting of Retro-
reflective Materials on Life-saving Appliances; and
IMO Resolution A.760(18) Symbols Related to Life-Saving
Appliances and Arrangements.
Additionally, the Coast Guard proposes to include interpretations
of certain portions of these IMO documents for each type of equipment,
as appropriate, in the affected subparts. These proposed
interpretations, the equipment affected, and the location of the
interpretations in the proposed rules are discussed below in Table 1:
IMO Standards and Coast Guard Proposed Interpretations. The Coast Guard
seeks comment on these interpretations.
Table 1--IMO Standards and Coast Guard Proposed Interpretations
------------------------------------------------------------------------
USCG proposed Equipment affected
International standard interpretation in proposed rule
------------------------------------------------------------------------
LSA Code Chapter I/1.2, USCG would require Release
General requirements for manufacturers to mechanisms: Sec.
all lifesaving appliances. follow the guidance 160.133-7(b)(2);
of ASTM F 1166 for Lifeboats:
standard human Sec. 160.135-
engineering 7(b)(1)(ii);
practices in the Rescue
design. boats: Sec.
160.156-7(b)(1)(ii)
;
Automatic
liferaft
disengaging
devices: Sec.
160.170-7(b)(2).
LSA Code Chapter I/1.2, USCG would require Release
General requirements for lifesaving mechanisms: Sec.
all lifesaving appliances. equipment, with the 160.133-7(b)(1);
exception of fully Lifeboats:
enclosed lifeboats, Sec. 160.135-
be designed for use 7(b)(1)(i);
by persons wearing Rescue
immersion suits. boats: Sec.
160.156-7(b)(1)(i);
Automatic
liferaft
disengaging
devices: Sec.
160.170-7(b)(1).
LSA Code Chapter I/1.2.2.1, USCG would require:. Winches:
Addressing materials and 1. Manufacturers to Sec. 160.115-
workmanship for all use steel and other 7(b);
lifesaving appliances. materials that meet Davits:
specific Sec. 160.132-
requirements. 7(b);
2. Joined materials Release
to be compatible mechanisms: Sec.
and meet 160.133-7(b);
requirements for Lifeboats:
their mechanical Sec. 160.135-
connections. 7(b);
3. Welder Rescue
certifications for boats: Sec.
all welders. 160.156-7(b);
4. Hydraulic systems Automatic
used in lifesaving liferaft
systems to conform disengaging
to 46 CFR 58.30. devices: Sec.
160.170-7(b).
LSA Code Chapter I/1.2.2.6, USCG would require Lifeboats:
Color of life-saving the exterior color Sec. 160.135-
appliances [this also to be only vivid 7(b)(24);
affects LSA Code Chapter IV/ reddish-orange with Rescue
4.5 and 4.6 for lifeboats]. certain exceptions boats: Sec.
provided. 160.156-7(b)(26).
LSA Code Chapter I/1.2.2.7, USCG would require Lifeboats:
Retroreflective material. retroreflective Sec. 160.135-
material be USCG 7(b)(27);
approved under 46 Rescue
CFR 164.018. boats: Sec.
160.156-7(b)(28).
LSA Code Chapter I/1.2.2.9, USCG would require Winches:
Marking of approved equipment be marked Sec. 160.115-17;
equipment. as approved. Davits:
Sec. 160.132-17;
Release
mechanisms: Sec.
160.133-17;
Lifeboats:
Sec. 160.135-17;
Rescue
boats: Sec.
160.156-17;
Automatic
liferaft
disengaging
devices: Sec.
160.170-17.
LSA Code Chapter IV/ USCG would specify Liferafts:
4.1.5.1.5. sea anchor Sec. 160.151-
attachment point. 21(e).
LSA Code Chapter IV/4.1.3.3 USCG would require Liferafts:
and 4.1.3.4. both interior and Sec. 160.151-
exterior canopy 15(n).
lamps to be
approved under
approval series
161.101.\3\
[[Page 53462]]
LSA Code Chapter IV/4.2, USCG would adopt the Liferafts
Addressing inflatable LSA Code and inflatable
liferafts. recommendation that buoyant apparatus:
inflation systems Sec. 160.151-
meet the 15(l).
requirements of ISO
15738.
LSA Code Chapter IV/4.4.1, USCG would require Lifeboats:
Construction of lifeboats. boats be Sec. 160.135-
constructed of 7(b)(3);
steel, aluminum, or Rescue
fiber reinforced boats: Sec.
plastic (FRP), or 160.156-7(b)(3);
materials accepted Resins:
by the Commandant Sec. 164.017.
as equivalent or
superior.
LSA Code Chapter IV/4.4.4, USCG would require Lifeboats:
Lifeboat buoyancy. buoyancy material Sec. 160.135-
meet acceptance 7(b)(5);
criteria set by Rescue
Commandant. boats: Sec.
160.156-7(b)(3)(5).
LSA Code Chapter IV/4.4.6, USCG would require Lifeboats:
Lifeboat propulsion. lifeboat and rescue Sec. 160.135-
boat engines and 7(b)(6)-(10);
associated Rescue
components meet boats: Sec.
acceptance criteria 160.156-7(b)(7)-(11
set by Commandant. ).
USCG would require
engines also be
U.S. EPA certified
to the appropriate
emissions tier.
LSA Code Chapter IV/4.4.7, USCG would require Lifeboats:
Lifeboat fittings. certain fittings Sec. 160.135-
and components on 7(b)(11)-(20);
lifeboats and Rescue
rescue boats boats: Sec.
required by the LSA 160.156-7(b)(12)-(2
Code to meet 3).
specific criteria.
LSA Code Chapter IV/4.4.7.6, USCG would specify Release
Addressing release additional mechanisms: Sec.
mechanisms for lifeboats to requirements for 160.133-7(b).
be launched by a fall or the operation and
falls, except free-fall performance of
lifeboats. release mechanisms
including a
requirement for a
corrosion resistant
and weatherproof
instruction placard.
LSA Code Chapter IV/4.4.7.10 USCG would require Lifeboats:
and 4.4.7.11, Manually both interior and Sec. 160.135-
controlled lamp and exterior lamps or 7(b)(19); (20);
exterior light. lights to be rescue
approved by the boats: Sec.
Commandant under 160.156-7(b)(20);
approval series (21).
161.101.
LSA Code Chapter IV/ USCG would require Lifeboats:
4.4.7.12, Adequate view performance Sec. 160.135-
from the control and criteria for 7(b)(2);
steering position. visibility from the Rescue
operator's station. boats: Sec.
160.156-7(b)(2).
LSA Code Chapter IV/4.4.8, USCG would require Lifeboats:
Lifeboat equipment. lifeboat and rescue Sec. 160.135-
boat equipment 7(b)(21);
required by the LSA Rescue
Code meet the boats: Sec.
requirements of 46 160.156-7(b)(25).
CFR 199.175.
LSA Code Chapter IV/4.8, USCG would require Lifeboats:
Lifeboats with a self- the air bottles Sec. 160.135-
contained air support used in self- 7(b)(25).
system. contained air
support systems
meet the
requirements of 46
CFR 147.60.
LSA Code Chapter IV/4.7.6, USCG would require Free-fall
Addressing release systems specific lifeboats: Sec.
for free-fall lifeboat. operational and 160.133-7(b)(12)-(1
launching 3).
requirements,
including hydraulic
systems, for free-
fall boats.
LSA Code chapter VI/6.1.1.3, USCG would require a Winches:
Gravity powered lowering. clutch to disengage Sec. 160.115-
winch power during 7(b)(6)(ii).
lowering.
LSA Code Chapter VI/6.1.1.4, USCG would require Winches:
Accessibility of parts moving parts to Sec. 160.115-
requiring maintenance. have suitable 7(b)(3);
guards. Davits:
Sec. 160.132-
7(b)(3).
LSA Code Chapter VI/6.1.1.9, USCG would require Winches:
Winch motors. winch motors to Sec. 160.115-
meet applicable 7(b)(6).
requirements of 46
CFR 58.30 (if
hydraulic), or 46
CFR 111 (if
electric).
LSA Code Chapter VI/ USCG would require Winches:
6.1.1.10, Embarkation time winches used to Sec. 160.115-
standards. launch davit- 7(b)(7).
launched inflatable
liferafts to have a
quick return
mechanism.
LSA Code Chapter VI/6.1.2.2, USCG would specify Winches:
Arrangement of launching arrangement of Sec. 160.115-
mechanism controls. portable power 7(b)(6)(iv)-(v).
outlet and
emergency
disconnect switch.
LSA Code Chapter VI/6.1.2.4, USCG would require Winches:
Arrangement of winch drums. drums be arranged Sec. 160.115-
to ensure even 7(b)(5).
winding of falls
onto and off
multiple-drum
winches.
LSA Code Chapter VI/6.1.2.6, USCG would require Winches:
Hand gears. power be Sec. 160.115-
disconnected for 7(b)(6)(iii).
engaging hand crank.
LSA Code Chapter VI/6.1.2.7, USCG would specify Winches:
Safety devices for powered requirements for Sec. 160.115-
recovery. limit switches. 7(b)(6)(vi).
LSA Code Chapter VI/ USCG would require Winches:
6.1.2.12, Manual brakes. winch brake be Sec. 160.115-
positively 7(b)(6)(i).
controlled.
LSA Code Chapter VI/6.1.5, USCG would specify Liferaft
Liferaft launching design and automatic release
appliances. performance hooks: Sec.
requirements. 160.170-7(b).
[[Page 53463]]
Resolution MSC.81(70) part 1 USCG would require a Winches:
visual inspection Sec. 160.115-
demonstrating 13(d);
conformance with Davits:
approved plans. Sec. 160.132-
13(d);
Release
mechanisms: Sec.
160.133-13(d);
Lifeboats:
Sec. 160.135-
13(d);
Rescue
boats: Sec.
160.156-13(d);
Automatic
liferaft
disengaging
devices: Sec.
160.170-13(d).
Resolution MSC.81(70) part 1/ USCG would require Release
6.9, On-load/off-load additional mechanisms: Sec.
release mechanism tests. prototype test 160.133-13(d).
criteria for
release mechanisms.
Resolution MSC.81(70) part 1/ USCG would allow Lifeboats:
6 and 7, Lifeboat and release mechanism Sec. 160.135-
rescue boat tests. and engine tests to 13(d); and
be performed Rescue
independent of the boats: Sec.
boat. 160.156-13(d).
MSC.81(70) part 1/6 and 7, USCG would require Lifeboats:
Lifeboat and rescue boat additional tests Sec. 160.135-
tests. with supplementary 13(d); and
requirements. Rescue
boats: Sec.
160.156-13(d).
Resolution MSC.81(70) part 1/ USCG would require Liferaft
8.2, Davit-launched additional automatic release
liferaft automatic release prototype test hooks: Sec.
hook tests. criteria for 160.170-13(d).
release mechanisms.
MSC.81(70) part 2/1.2, USCG would require Winches:
Addressing quality control specific provisions Sec. 160.115-
procedures and production for the 15(b);
test record retention. implementation of Davits:
the quality control Sec. 160.132-
program required by 15(b);
the LSA Code. Release
mechanisms: Sec.
160.133-15(b);
Lifeboats:
Sec. 160.135-
15(b);
Rescue
boats: Sec.
160.156-15(b);
Automatic
liferaft
disengaging
devices: Sec.
160.170-15(b).
------------------------------------------------------------------------
\3\ The definition for approval series can be found in 46 CFR 199.30.
Additional proposed changes to regulations addressing the design,
construction, and performance of lifesaving equipment, not discussed
above in Table 1: IMO Standards and Coast Guard Proposed
Interpretations, are discussed for each lifesaving equipment type in
sections IV.C. Affected Subparts: Revised and Proposed and IV.D.
Structure of Part 160 Proposed Subparts.
B. Independent Laboratories
To incorporate the use of independent laboratories into the
approval process for lifesaving equipment, the Coast Guard proposes
to--
Provide the option, on a case-by-case basis and at the
discretion and under the oversight of the Commandant (CG-5214) (the
Lifesaving and Fire Safety Division), for manufacturers to use an
independent laboratory for pre-approval review;
Require manufacturers to use an independent laboratory for
prototype fabrication oversight;
Provide the option, on a case-by-case basis and at the
discretion and under the oversight of the Commandant (CG-5214), for
manufacturers to use an independent laboratory for prototype testing
oversight; and
Require manufacturers to use a Coast Guard accepted
independent laboratory, rather than a Coast Guard inspector, for
production oversight and quality control.
The Coast Guard proposes to define the term ``independent
laboratory'' in each affected subpart by referring to the definition of
the term in 46 CFR 159.010-3, which includes commercial testing
laboratories, as well as ``classification societies and agencies of
governments that are involved in the inspection and testing of marine
safety equipment that meet the requirements of Sec. 159.010-3.'' As
discussed above, 46 CFR part 159 contains the Coast Guard's established
standards and procedures for accepting and recognizing third parties as
independent laboratories. The Coast Guard proposes to use this term for
consistency with subpart 159 as well as other subparts contained in 46
CFR parts 159 through 164 (subchapter Q) and to reinforce that the same
acceptance standards of 46 CFR 159.010-3 would apply to independent
laboratories under the proposed new subparts.
The Coast Guard proposes to rely on these existing regulations and
requirements in 46 CFR part 159 to accept and approve independent
laboratories that would be involved in the lifesaving equipment process
as proposed in this rulemaking.
As discussed above in III. Background, the Coast Guard currently
has an approval process for lifesaving equipment. Although the Coast
Guard typically performs each step of this approval process,
independent laboratories have been used in the approval process of
buoyant apparatuses and liferafts. See 46 U.S.C. 3306(a); 46 CFR
160.010-9, 160.151-13, and 160.151-31. The Coast Guard has used
independent laboratories in the approval process since 1982 for buoyant
apparatuses (see 47 FR 41372 (September 20, 1982) (adding in 46 CFR
part 160, subpart 160.010 with the requirements to that approval and
production tests must be conducted by an independent laboratory)) and
since 1997 for liferafts (see 62 FR 25525 (May 9, 1997) (adding 46 CFR
part 160, subpart 160.151 with the requirements to that independent
laboratory inspect fabrication of the liferaft and carry out production
inspections and tests)).
The proposed rules would expand the use of independent laboratories
into the approval process for winches, davits, release mechanisms,
lifeboats, rescue boats and fast rescue boats, and automatic
disengaging devices. The result of the proposed rules would be to
provide consistent use of independent laboratories in the Coast Guard
approval process for all lifesaving equipment required under the
various vessel and facility regulations in titles 33 and 46 of the CFR.
[[Page 53464]]
Under the proposed rules, the Coast Guard would be notified of
tests and inspections conducted by independent laboratories and would
conduct oversight of the procedures, actions, and decisions of the
independent laboratories. During the process of acceptance of an
independent laboratory, the independent laboratory agrees to provide
Coast Guard access to the place where test inspections are performed to
verify information submitted and witness tests and inspections. 46 CFR
159.010-5(a)(7). Additionally, the proposed rules includes additional
Coast Guard oversight of independent laboratories by stating the
manufacturer may not proceed with the next phase of the approval
process until it receives notification that the current phase,
including those phases performed by independent laboratories, is
satisfactory to the Coast Guard. The Coast Guard would remain the sole
issuer of certificates of approval for Coast Guard-approved lifesaving
equipment. See 46 CFR part 2, subpart 2.75.
The Coast Guard proposes to require the use of independent
laboratories to oversee prototype fabrication, production of approved
equipment, and quality control because these phases do not require any
decisions regarding the approvability of lifesaving equipment, and only
require ensuring the equipment generally conforms to approved designs
and required performance standards. Approvability of lifesaving
equipment is evaluated during pre-approval review and prototype
testing. If the Coast Guard reviews design plans and confirms that a
prototype was constructed to those plans and performs as required, then
the Coast Guard has been involved in the most critical aspects of
lifesaving equipment manufacturing. New design or performance issues
are most likely to appear during the process of preapproval plan review
and prototype testing, not during prototype fabrication, production of
approved equipment, and quality control.
The Coast Guard proposes to allow the use of independent
laboratories during preapproval plan review and prototype testing, but
only on a case-by case basis and at the discretion and under the
oversight of the Commandant (CG-5412). Because preapproval plan review
and prototype testing phases involve decisions about the acceptability
and approvability of lifesaving equipment design and performance, the
Coast Guard intends to permit the use of independent laboratories in
these phases only for conventional designs that do not substantially
differ from designs already approved by the Coast Guard. The Coast
Guard expects that this proposal would free up Coast Guard headquarters
staff for the evaluation of novel advances and innovations in
lifesaving equipment. Additionally, the Coast Guard aims to relieve
manufacturers of the burden of having the same design reviewed, or the
same prototype tested, by multiple nations to ensure it complies with
the same international standards. If an independent laboratory is
accepted as such by several nations, then manufacturers could have
their conventional designs reviewed, and prototypes of those
conventional designs tested, by one independent laboratory for approval
in all of those nations.
1. Preapproval Plan Review: Winches, Davits, Release Mechanisms,
Lifeboats, Rescue Boats and Fast Rescue Boats, and Automatic
Disengaging Devices
Proposed Sec. Sec. 160.115-9(c), 160.132-9(c), 160.133-9(c),
160.135-9(c), 160.156-9(c), 160.170-9(c) would provide for the use of
an independent laboratory for preapproval plan review at the request of
the manufacturer and at the discretion of the Commandant (CG-5214). An
independent laboratory would conduct preapproval plan review in
accordance with the procedures agreed upon during the course of Coast
Guard acceptance of the laboratory under 46 CFR part 159, subpart
159.010. The scope of the independent laboratory's approval authority
and the applicable plan review procedures would be determined during
the independent laboratory's acceptance process under 46 CFR part 159,
subpart 159.010. As discussed above, the Coast Guard proposes that the
Commandant (CG-5214) would exercise its discretion to delegate
preapproval plan review to an independent laboratory primarily for
routine review of conventional, non-novel designs that meet industry
standards to free up Coast Guard headquarters staff for the evaluation
of novel advances and innovations in lifesaving equipment. The Coast
Guard does not anticipate delegating this performance in any instances
that require independent laboratories to use their own discretion as to
what would be acceptable to the Coast Guard.
This rulemaking would not affect the Coast Guard's control over the
issuance of Coast Guard certificates of approval. See 46 CFR part 2,
subpart 2.75. Additionally, under this proposal, the Coast Guard would
conduct oversight of the plan review procedures used by the independent
laboratories and handle any appeals under 46 CFR part 159.
2. Witnessing Prototype Fabrication: Lifeboats, and Rescue Boats and
Fast Rescue Boats
The Coast Guard proposes to add the use of an independent
laboratory for witnessing prototype fabrication in proposed Sec. Sec.
160.135-11 and 160.156-11. Because fabrication of lifeboats, rescue
boats, and fast rescue boats is more complex as compared to fabrication
of winches, davits, release mechanisms, and automatic disengaging
devices, only the proposed rules for the former types of lifesaving
equipment would require oversight during prototype fabrication.
Proposed paragraph (b) of these sections would require that an
independent laboratory oversee specified fabrication, inspections, and
tests, unless directed otherwise by the Commandant (CG-5214). As
discussed above, the Coast Guard intends oversight during prototype
fabrication to ensure that a lifesaving equipment prototype is
constructed in accordance with the plans approved by the Coast Guard
during preapproval review. During this phase, the independent
laboratory would ensure that the manufacturer is following Coast Guard
direction. The Coast Guard would retain the right to oversee this phase
of the approval process. See proposed Sec. Sec. 160.135-11(b) and
160.156-11(b).
Proposed paragraphs (c) of these sections would require steps for
the manufacturer to coordinate with the independent laboratory to
ensure that fabrication of the product complies with the approved
plans.
3. Prototype Testing: Winches, Davits, Release Mechanisms, Lifeboats,
Rescue Boats and Fast Rescue Boats, and Automatic Disengaging Devices
The Coast Guard proposes to include the requirements for the
prototype testing phase as detailed in proposed Sec. Sec. 160.115-13,
160.132-13, 160.133-13, 160.135-15, 160.156-13, and 160.170-13. In
these sections, proposed paragraph (b) would require that the Coast
Guard conduct the inspections and tests required for prototype testing.
Proposed paragraph (f), however, would permit an independent laboratory
to perform the inspections and tests at the request of the manufacturer
and at the discretion of the Commandant (CG-5214), similar to the
proposed procedures for preapproval plan review. An independent
laboratory would have to conduct prototype testing oversight in
accordance with the procedures agreed upon during Coast Guard
acceptance of the laboratory under 46 CFR 159.010-5. As with the
preapproval plan review,
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the Coast Guard proposes that the Commandant (CG-5214) would exercise
its discretion to delegate prototype testing oversight to an
independent laboratory. This would primarily be for testing
conventional designs that do not require direct oversight by the Coast
Guard because they do not contain any novel features or substantially
depart from similar designs previously approved by the Coast Guard.
Under this proposal, the Coast Guard would conduct oversight of
procedures used by the independent laboratories for testing and handle
any appeals under 46 CFR part 159.
4. Production and Quality Control: Winches, Davits, Release Mechanisms,
Lifeboats, Rescue Boats and Fast Rescue Boats, and Automatic
Disengaging Devices
Proposed Sec. Sec. 160.115-15, 160.132-15, 160.133-15, 160.135-15,
160.156-15, and 160.170-15 would require that an independent laboratory
oversee production fabrication, inspections, and tests, unless directed
otherwise by the Commandant (CG-5214). Independent laboratory oversight
during production and quality control would ensure that all production
of approved lifesaving equipment conforms with the plans approved and
the prototype tested by the Coast Guard. During this phase, as with
prototype fabrication, the independent laboratory would ensure that the
manufacturer is following Coast Guard direction.
Proposed paragraph (a) of these sections would require that an
independent laboratory conduct all inspections, tests, and oversight in
accordance with the procedures for independent laboratory inspection in
46 CFR part 159, subpart 159.007, unless directed otherwise by the
Commandant (CG-5214). Under proposed paragraph (a) of these sections,
the Coast Guard would retain the right to oversee this phase of
equipment approval, as well as prescribe additional tests and
inspections necessary to maintain quality control and monitor
compliance.
Proposed Sec. Sec. 160.115-15, 160.132-15, 160.133-15, 160.135-15,
160.156-15, and 160.170-15 would also outline the proposed roles and
responsibilities for independent laboratories and manufacturers for the
production and quality control of lifesaving equipment. See proposed
paragraphs (b) and (d) of these sections. The Coast Guard would
continue to conduct oversight of production testing and manufacturer
quality control though its monitoring of independent laboratories under
46 CFR part 159.
Proposed paragraph (c) of these sections explains the proposed
recordkeeping responsibilities for manufacturers and independent
laboratories. Proposed paragraph (e) of these sections details proposed
procedures for how and when to witness tests.
C. Affected Subparts: Revised and Proposed
Part 160 in 46 CFR addresses lifesaving equipment generally and is
divided into subparts (e.g. 46 CFR part 160, subpart 160.[subpart
number]) that each address a specific type of lifesaving equipment. In
the current structure of 46 CFR part 160, the Coast Guard has
traditionally numbered its subparts according to whether the lifesaving
equipment addressed by the subpart is approved for use on vessels on
coastwise routes and other non-international voyages, or for use on
vessels on international voyages and therefore subject to SOLAS.
Subparts with ``.0'' (e.g. 46 CFR part 160, subpart 160.0[remainder of
subpart number]) generally apply to equipment approved for use on
vessels on coastwise routes and other non-international voyages, and
subparts with ``.1'' (e.g. 46 CFR part 160, subpart 160.1[remainder of
subpart number]) apply to lifesaving equipment approved as meeting the
SOLAS requirements for use on vessels on international voyages.
In this rulemaking, the Coast Guard proposes to revise subparts,
remove subparts with ``.0'' and replace them with new subparts with
``.1'', and add other new subparts to 46 CFR parts 160 and 164. The
Coast Guard also proposes to add a new subpart to parts 160 and 164 to
specifically state that the existing and proposed new and revised
regulations in these parts preempt State and local regulation in the
same field. For more discussion on preemption and this rulemaking, see
section VI. E. Federalism, below.
The Coast Guard proposes to revise, remove, replace, and add
subparts in 46 CFR parts 160 and 164 as follows:
Revise 46 CFR part 160, subparts 160.010 (buoyant
apparatus), 160.051 (inflatable liferafts for domestic service), and
160.151 (inflatable liferafts--SOLAS).
Remove 46 CFR part 160, subparts 160.015 (winches),
160.032 (davits), 160.033 (release mechanisms), and 160.035
(lifeboats), and replace them with new subparts 160.115, 160.132,
160.133, and 160.135, respectively.
Create new 46 CFR part 160, subparts 160.156 (rescue boats
and fast rescue boats) and 160.170 (liferaft automatic release
mechanisms).
Create new 46 CFR part 160, subpart 160.900 (Preemption).
Create new 46 CFR part 164, subpart 164.017 (Fire
retardant resins for lifeboats and rescue boats).
Create new 46 CFR part 164, subpart 164.900 (Preemption).
For liferafts (subparts 160.051 and 160.151) and rescue boats
(subparts 160.056 and 160.156), the Coast Guard would continue to
maintain two sets of regulations for this equipment based on voyage:
domestic and international approval standards. For lifeboats (subpart
160.135), launching appliances--davits and winches--(subparts 160.132
and 160.115), and release mechanisms (subparts 160.133 and 160.170),
however, there will be no corresponding domestic approval standards.
The Coast Guard considers the standards for this equipment, as
described in this proposed rule, to be appropriate to all U.S. flag
vessels regardless of voyage.
For buoyant apparatuses (subpart 160.010) there would be no
corresponding international approval standard. Because buoyant
apparatuses do not meet the carriage requirements for vessels on
international routes, and are not addressed in SOLAS, there is no need
for an international approval subpart addressing buoyant apparatuses.
If the proposed rule is made final, all equipment approved after
the effective date of the final rule would be required to conform to
the appropriate revised, replaced, or added subparts. After the
effective date of the final rule, winches, davits, lifeboats, and
lifeboat release mechanisms approved under the subparts proposed for
removal (subparts 160.015, 160.032, 160.033, and 160.035) could
continue to be used as replacements-in-kind as permitted under the
applicable vessel inspection subchapters of the CFR, but could not be
used for new installations. Manufacturers of liferafts would have to
demonstrate that designs previously approved under the current
regulations comply with the revised regulations prior to the expiration
of their current approvals. Liferafts in service previously approved
under the current regulations would not have to be replaced, provided
that they remain in serviceable condition. See proposed Sec. Sec.
160.051-1 and 160.151-1. However, when they become non-serviceable, and
thus must be replaced, they would have to be replaced with a liferaft
that conforms to the revised subpart.
1. Revised 46 CFR Part 160, Subpart 160.010--Buoyant Apparatuses
Current subpart 160.010 contains regulations regarding design,
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construction, and approval of buoyant apparatuses. The Coast Guard
proposes to retain this subpart because buoyant apparatuses are used
only on coastwise and other non-ocean or non-international routes. See
46 CFR 199.630(a) (table referencing buoyant apparatus for Coastwise;
Great Lakes; Lakes, Bays, & Sounds routes). The Coast Guard proposes to
update the references to international standards for inflatable
liferafts that the Coast Guard has already applied to inflatable
buoyant apparatuses and incorporated into the existing regulations. See
proposed 46 CFR 160.010-1(c). These inflatable liferaft standards are
suitable standards to apply to inflatable buoyant apparatuses because
of the similarity between inflatable buoyant apparatuses and inflatable
liferafts. Subpart 160.010 already incorporates IMO standards, but the
incorporated standards are currently outdated due to the transfer of
part C of SOLAS chapter III to the IMO LSA Code. Coast Guard
interpretations of these standards as applied to inflatable buoyant
apparatuses are discussed above in Table 1: IMO Standards and Coast
Guard Proposed Interpretations.
2. Revised 46 CFR Part 160, Subparts 160.051 and 160.151--Inflatable
Liferafts
Current subparts 160.051 and 160.151 contain regulations regarding
design, construction, and approval of inflat