Privacy Act of 1974; System of Records, 52944-52946 [2010-21520]
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52944
Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Notices
children’s programming); 76.1704
(proof–of–performance test data);
76.1706 (signal leakage logs and repair
records); and 76.1715 (sponsorship
identifications).
The operator of every cable television
system having 1,000 or more subscribers
but fewer than 5,000 subscribers shall,
upon request, provide the information
required by §§ 76.1702 (equal
employment opportunity); 76.1703
(commercial records for children’s
programming); 76.1704 (proof–of–
performance test data); 76.1706 (signal
leakage logs and repair records); and
76.1715 (sponsorship identifications)
but shall maintain for public inspection
a file containing a copy of all records
required to be kept by 47 CFR Section
76.1701 (political files).
The operator of every cable television
system having 5,000 or more subscribers
shall maintain for public inspection a
file containing a copy of all records
which are required to be kept by §§
76.1701 (political file); 76.1702 (equal
employment opportunity); 76.1703
(commercial records for children’s
programming); 76.1704 (proof–of–
performance test data); 76.1706 (signal
leakage logs and repair records); and
76.1715 (sponsorship identifications).
47 CFR Section 76.1700(b) requires
that the public inspection file shall be
maintained at the office which the
system operator maintains for the
ordinary collection of subscriber
charges, resolution of subscriber
complaints, and other business or at any
accessible place in the community
served by the system unit(s) (such ass a
public registry for documents or an
attorney’s office). The public inspection
file shall be available for public
inspection at any time during regular
business hours.
47 CFR Section 76.1700(d) requires
the records specified in paragraph (a) of
this section shall be retained for the
period specified in §§ 76.1701, 76.1702,
76.1704(a), and 76.1706.
47 CFR Section 76.1703 requires that
cable operators airing children’s
programming must maintain records
sufficient to verify compliance with 47
CFR Section 76.225 and make such
records available to the public. Such
records must be maintained for a period
sufficient to cover the limitations period
specified in 47 U.S.C. 503(b)(6)(B).
47 CFR Section 76.1704(a) requires
the proof of performance tests required
by § 76.601 shall be maintained on file
at the operator’s local business office for
at least five years. The test data shall be
made available for inspection by the
Commission or the local franchiser,
upon request.
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16:28 Aug 27, 2010
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47 CFR 76.1704(b) requires the
provisions of paragraph (a) of this
section shall not apply to any cable
television system having fewer than
1,000 subscribers, subject to the
requirements of § 76.601(d).
47 CFR 76.1707 requires that if a cable
operator adopts and enforces a written
policy regarding indecent leased access
programming pursuant to § 76.701, such
a policy will be considered published
pursuant to that rule by inclusion of the
written policy in the operator’s public
inspection file.
47 CFR Section 76.1711 requires that
records be kept of each test and
activation of the Emergency Alert
System (EAS) procedures pursuant to
the requirement of 47 CFR Part 11 and
the EAS Operating Handbook. These
records shall be kept for three years.
Svoboda, Esq., and Jonathan S. Berkon,
Esq., of Perkins Coie, LLP.
Explanation and Justification and
Final Rules on Coordinated
Communications.
Explanation and Justification and
Final Rules on Federal Election
Activity.
Management and Administrative
Matters.
Individuals who plan to attend and
require special assistance, such as sign
language interpretation or other
reasonable accommodations, should
contact Shawn Woodhead Werth,
Commission Secretary and Clerk, at
(202) 694–1040, at least 72 hours prior
to the hearing date.
PERSON TO CONTACT FOR INFORMATION:
Judith Ingram, Press Officer Telephone:
(202) 694–1220.
Federal Communications Commission.
Bulah P. Wheeler,
Deputy Manager,
Office of the Secretary,
Office of Managing Director.
Shawn Woodhead Werth,
Secretary and Clerk of the Commission.
[FR Doc. 2010–21408 Filed 8–27–10; 8:45 am]
BILLING CODE 6715–01–M
[FR Doc. 2010–21387 Filed 8–27–10; 8:45 am]
FEDERAL HOUSING FINANCE
AGENCY
BILLING CODE 6712–01–S
[No. 2010–N–13]
FEDERAL ELECTION COMMISSION
Privacy Act of 1974; System of
Records
Sunshine Act Notices
Federal Election Commission.
DATE & TIME: Tuesday, August 24, 2010,
at 10 a.m.
PLACE: 999 E Street, NW., Washington,
DC.
STATUS: This meeting will be closed to
the public.
ITEMS TO BE DISCUSSED:
Compliance matters pursuant to 2
U.S.C. 437g.
Audits conducted pursuant to 2
U.S.C. 437g, 438(b), and Title 26, U.S.C.
Matters concerning participation in
civil actions or proceedings or
arbitration.
Internal personnel rules and
procedures or matters affecting a
particular employee.
DATE & TIME: Thursday, August 26,
2010, at 10 a.m.
PLACE: 999 E Street, NW., Washington,
DC (Ninth Floor)
STATUS: This meeting will be open to
the public.
ITEMS TO BE DISCUSSED:
Correction and Approval of Minutes.
Draft Advisory Opinion 2010–14:
Democratic Senatorial Campaign
Committee by its counsel, Marc E. Elias,
Esq., and Jonathan S. Berkon, Esq., of
Perkins Coie, LLP.
Draft Advisory Opinion 2010–15: Pike
for Congress by its counsel, Brian G.
AGENCY:
PO 00000
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Federal Housing Finance
Agency.
ACTION: Notice of the establishment of a
new system of records.
AGENCY:
In accordance with the
requirements of the Privacy Act of 1974,
as amended (Privacy Act), the Federal
Housing Finance Agency (FHFA) gives
notice of a proposed Privacy Act system
of records to replace a system of records
issued by FHFA’s predecessor agency,
the Office of Federal Housing Enterprise
Oversight (OFHEO) which was
abolished July 30, 2009, and to fulfill
FHFA’s statutory requirement to collect
the records. Upon the effective date of
this notice, system OFHEO–07,
‘‘Mortgage Fraud System’’ published at
71 FR 6085 on February 6, 2006 will be
deleted.
The proposed system named ‘‘Fraud
Reporting System’’ (FHFA–6) will
maintain information of fraud or
possible fraud involving the Federal
National Mortgage Association, the
Federal Home Loan Mortgage
Corporation, and the Federal Home
Loan Banks (collectively, ‘‘regulated
entities’’). This system is being
established so that FHFA may carry out
its statutory authority to require the
regulated entities to report fraud or
possible fraud upon discovery and in
SUMMARY:
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jlentini on DSKJ8SOYB1PROD with NOTICES
Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Notices
furtherance of its authority for oversight
of the safe and sound operations of the
regulated entities. The deleted system of
records is being replaced as a result of
FHFA’s statutory authority. The
proposed system will include
information formerly maintained in the
system, OFHEO–07, ‘‘Mortgage Fraud
System’’ published at 71 FR 6085 on
February 6, 2006.
DATES: The new system of records will
become effective on October 12, 2010
without further notice unless comments
necessitate otherwise. FHFA will
publish a new notice if the effective date
is delayed to review comments or if
changes are made based on comments
received. To be assured of
consideration, comments should be
received on or before September 29,
2010.
ADDRESSES: Submit comments to FHFA
only once, identified by ‘‘2010–N–13,’’
using any one of the following methods:
• E-mail: Comments to Alfred M.
Pollard, General Counsel, may be sent
by e-mail to RegComments@fhfa.gov.
Please include ‘‘Comments/No. 2010–N–
13,’’ in the subject line of the message.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments. If
you submit your comment to the
Federal eRulemaking Portal, please also
send it by e-mail to FHFA at
RegComments@fhfa.gov to ensure
timely receipt by the agency. Please
include ‘‘Comments/No. 2010–N–13’’ in
the subject line of the message.
• Hand Delivered/Courier: The hand
delivery address is: Alfred M. Pollard,
General Counsel, Attention: Comments/
No. 2010–N–13, Federal Housing
Finance Agency, Fourth Floor, 1700 G
Street, NW., Washington, DC 20552. The
package should be logged at the Guard
Desk, First Floor, on business days
between 9 a.m. and 5 p.m.
• U.S. Mail, United Parcel Service,
Federal Express, or Other Mail Service:
The mailing address for comments is:
Alfred M. Pollard, General Counsel,
Attention: Comments/No. 2010–N–13,
Federal Housing Finance Agency,
Fourth Floor, 1700 G Street, NW.,
Washington, DC 20552.
See SUPPLEMENTARY INFORMATION for
additional information on submission
and posting of comments.
FOR FURTHER INFORMATION CONTACT: John
Major, Privacy Act Officer,
john.major@fhfa.gov, 202–408–2849, or
David A. Lee, Senior Agency Official for
Privacy, david.lee@fhfa.gov, 202–408–
2514 (not toll-free numbers), Federal
Housing Finance Agency, 1700 G Street,
NW., Fourth Floor, Washington, DC
20552. The telephone number for the
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16:28 Aug 27, 2010
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Telecommunications Device for the Deaf
is 800–877–8339.
SUPPLEMENTARY INFORMATION:
I. Comments
Instructions: FHFA seeks public
comments on the proposed new system
of records and will take all comments
into consideration before issuing the
final notice. See 5 U.S.C. 552a(e)(4) and
(11). In addition to referencing
‘‘Comments/No. 2010–N–13,’’ please
reference the title and number of the
system of records your comment
addresses: ‘‘Fraud Reporting System’’
(FHFA–6).
Posting and Public Availability of
Comments: All comments received will
be posted without change on the FHFA
Web site at https://www.fhfa.gov, and
will include any personal information
provided. In addition, copies of all
comments received will be available for
examination by the public on business
days between the hours of 10 a.m. and
3 p.m., at the Federal Housing Finance
Agency, Fourth Floor, 1700 G Street,
NW., Washington, DC 20552. To make
an appointment to inspect comments,
please call the Office of General Counsel
at 202–414–6924.
II. Introduction
The Housing and Economic Recovery
Act of 2008 (HERA), Public Law 110–
289, 122 Stat. 2654 (2008), amended the
Federal Housing Enterprises Financial
Safety and Soundness Act of 1992 (12
U.S.C. 4501 et seq.) (Safety and
Soundness Act) and transferred to
FHFA the supervisory and oversight
responsibilities over the Federal
National Mortgage Association, the
Federal Home Loan Mortgage
Corporation, and the Federal Home
Loan Banks (collectively, regulated
entities). FHFA is responsible for
ensuring that the regulated entities
operate in a safe and sound manner and
carry out their public policy missions.
The OFHEO and the Federal Housing
Finance Board were abolished on July
30, 2009, one year after the enactment
of HERA.1
Section 1379E of the Safety and
Soundness Act (section 1379E) (12
U.S.C. 4642(a)) subjects the regulated
entities to both fraud reporting and
internal control requirements. Under
this statutory provision, the Director of
FHFA must require a regulated entity to
submit a timely report upon discovery
that it has purchased or sold a
fraudulent loan or financial instrument,
1 See HERA, Division A, Title I, Section 1101
‘‘Establishment of the Federal Housing Finance
Agency’’ and Title III, Section 1301 ‘‘Abolishment of
OFHEO.’’
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52945
or suspects a possible fraud relating to
the purchase or sale of any loan or
financial instrument. Additionally, the
Director must require each regulated
entity to establish and maintain
procedures designed to discover any
such transactions.
This notice informs the public of
FHFA’s proposal to establish and
maintain a new system of records and
to delete an obsolete system of records.
The proposed new system of records is:
FHFA–6, Fraud Reporting System. The
deleted system of records is: OFHEO–07
Mortgage Fraud System.
This notice satisfies the Privacy Act
requirement that an agency publish a
system of records notice in the Federal
Register when there is an addition to
the agency’s system of records. Congress
recognized that application of all
requirements of the Privacy Act to
certain categories of records may have
an undesirable and often unacceptable
effect upon agencies in the conduct of
necessary public business.
Consequently, Congress established
general exemptions and specific
exemptions that could be used to
exempt records from provisions of the
Privacy Act. Congress also required that
exempting records from provisions of
the Privacy Act would require the head
of an agency to publish a determination
to exempt a record from the Privacy Act
as a rule in accordance with the
Administrative Procedures Act. The
Director of FHFA has determined that
records and information in this new
system of records is not exempt from
requirements of the Privacy Act.
As required by the Privacy Act,
5 U.S.C. 552a(r), and pursuant to
paragraph 4c of Appendix I to OMB
Circular No. A–130, ‘‘Federal Agency
Responsibilities for Maintaining
Records About Individuals,’’ dated
February 8, 1996 (February 20, 1996; 61
FR 6427, 35), FHFA has submitted a
report describing the new system of
records covered by this notice, to the
Committee on Oversight and
Government Reform of the House of
Representatives, the Committee on
Governmental Affairs of the Senate, and
the Office of Management and Budget.
The proposed new system of records
described above is set forth in its
entirety below.
Dated: August 26, 2010.
Edward J. DeMarco,
Acting Director, Federal Housing Finance
Agency.
FHFA–6
SYSTEM NAME:
Fraud Reporting System.
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Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Notices
SECURITY CLASSIFICATION:
Unclassified but sensitive.
SYSTEM LOCATION:
Federal Housing Finance Agency,
1700 G Street, NW., Washington, 20552;
1625 Eye Street, NW., Washington, DC
20006; and any alternate work site
utilized by employees of the Federal
Housing Finance Agency or by
individuals assisting such employees.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
The ‘‘Fraud Reporting System’’
contains information about individuals
that are suspects of a fraud or possible
fraud in connection with a loan or
financial instrument purchased or sold
involving the Federal National Mortgage
Association, the Federal Home Loan
Mortgage Corporation, or the Federal
Home Loan Banks (collectively,
‘‘regulated entities’’). Such records may
include information on:
(a) Individuals who are directors,
officers, employees, agents, of a
regulated entity;
(b) Individuals that are actual or
potential victims of fraud or possible
fraud;
(c) Individuals who are named as
possible witnesses;
(d) Individuals who have or might
have information about reported
matters;
(e) Individuals named as preparers of
any reports; or
(f) Individuals named as persons to be
contacted for assistance by FHFA.
Records in the ‘‘Fraud Reporting
System’’ contain information about the
individuals specified in ‘‘Categories of
Individuals Covered by the System’’
such as name, address, social security
numbers, and financial information. The
records may also contain information
pertaining to criminal prosecutions,
civil actions, enforcement proceedings,
and investigations resulting from or
relating to the records.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
The system is established and
maintained pursuant to 12 U.S.C. 4513,
4514, 4526 and 4642 and 12 CFR part
1233.
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PURPOSE(S):
The information in this system of
records will be analyzed by FHFA staff
in carrying out the statutory authorities
of the Director to require the regulated
entities to report fraud or possible fraud
involving a loan or financial instrument
purchased or sold by the regulated
entity upon discovery consistent with
the safety and soundness
16:28 Aug 27, 2010
Jkt 220001
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
It shall be a routine use to disclose
information contained in this system for
the purposes and to the users identified
below:
1. FHFA personnel authorized as
having a need to access the records in
performance of their official functions.
2. The Financial Crimes Enforcement
Network and other law enforcement and
government entities, as determined by
FHFA to be appropriate.
3. A regulated entity.
4. A consultant, person, or entity that
contracts or subcontracts with FHFA, to
the extent necessary for the performance
of the contract or subcontract and
consistent with the purpose of the
system, provided that the person or
entity acknowledges in writing that it is
required to maintain Privacy Act
safeguards for the information.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
POLICIES AND PRACTICE FOR STORING,
RETRIEVING, ACCESSING, RETAINING AND
DISPOSING OF RECORDS IN THE SYSTEM:
NOTIFICATION PROCEDURES:
Direct inquiries as to whether this
system contains a record pertaining to
an individual to the Privacy Act Officer
by electronic mail, regular mail, or fax.
The electronic mail address is:
privacy@fhfa.gov. The regular mail
address is: Privacy Act Officer, Federal
Housing Finance Agency, 1625 Eye
Street, NW., Washington, DC 20006. The
fax number is: 202–408–2580. For the
quickest possible handling, you should
mark your electronic mail, letter, or fax
and the subject line, envelope, or fax
cover sheet ‘‘Privacy Act Request’’ in
accordance with the procedures set
forth in 12 CFR part 1204.
RECORD ACCESS PROCEDURES:
Direct requests to access, amend, or
correct a record to the Privacy Act
Officer, Federal Housing Finance
Agency, 1625 Eye Street, NW.,
Washington, DC 20006, in accordance
with the procedures set forth in 12 CFR
part 1204.
CONTESTING RECORD PROCEDURES:
Direct requests to contest or appeal an
adverse determination for a record to
the Privacy Act Appeals Officer, Federal
Housing Finance Agency, 1700 G Street,
NW., Washington, DC 20552, in
accordance with the procedures set
forth in 12 CFR part 1204.
RECORD SOURCE CATEGORIES:
STORAGE:
Records in this system are stored in
paper and electronic format.
The information is obtained from the
regulated entities.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
RETRIEVABILITY:
CATEGORIES OF RECORDS IN THE SYSTEM:
VerDate Mar<15>2010
responsibilities of FHFA under the
Federal Housing Enterprises Financial
Safety and Soundness Act of 1992, as
amended.
Records may be retrieved by
sectionalized data fields or by the use of
search and selection criteria, such as an
individual’s or entity’s name.
Some information in this system that
is investigatory and compiled for law
enforcement purposes is exempt under
subsection 552a(k)(2) of the Privacy Act.
SAFEGUARDS:
BILLING CODE 8070–01–P
Records are maintained in controlled
access areas. Electronic records are
protected by restricted access
procedures, including user
identifications and passwords. Only
FHFA staff whose official duties require
access are allowed to view, administer,
or control these records.
RETENTION AND DISPOSAL:
Records are maintained in accordance
with National Archives and Records
Administration and FHFA retention
schedules. Records are disposed of
according to accepted techniques.
SYSTEM MANAGER(S) AND ADDRESS:
Division of Enterprise Regulation,
Federal Housing Finance Agency, 1700
G Street, NW., Washington, DC 20552
and the Division of Bank Regulation,
Federal Housing Finance Agency, 1625
Eye Street, NW., Washington, DC 20006.
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[FR Doc. 2010–21520 Filed 8–27–10; 8:45 am]
FEDERAL RESERVE SYSTEM
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR Part
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The applications listed below, as well
as other related filings required by the
E:\FR\FM\30AUN1.SGM
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Agencies
[Federal Register Volume 75, Number 167 (Monday, August 30, 2010)]
[Notices]
[Pages 52944-52946]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-21520]
=======================================================================
-----------------------------------------------------------------------
FEDERAL HOUSING FINANCE AGENCY
[No. 2010-N-13]
Privacy Act of 1974; System of Records
AGENCY: Federal Housing Finance Agency.
ACTION: Notice of the establishment of a new system of records.
-----------------------------------------------------------------------
SUMMARY: In accordance with the requirements of the Privacy Act of
1974, as amended (Privacy Act), the Federal Housing Finance Agency
(FHFA) gives notice of a proposed Privacy Act system of records to
replace a system of records issued by FHFA's predecessor agency, the
Office of Federal Housing Enterprise Oversight (OFHEO) which was
abolished July 30, 2009, and to fulfill FHFA's statutory requirement to
collect the records. Upon the effective date of this notice, system
OFHEO-07, ``Mortgage Fraud System'' published at 71 FR 6085 on February
6, 2006 will be deleted.
The proposed system named ``Fraud Reporting System'' (FHFA-6) will
maintain information of fraud or possible fraud involving the Federal
National Mortgage Association, the Federal Home Loan Mortgage
Corporation, and the Federal Home Loan Banks (collectively, ``regulated
entities''). This system is being established so that FHFA may carry
out its statutory authority to require the regulated entities to report
fraud or possible fraud upon discovery and in
[[Page 52945]]
furtherance of its authority for oversight of the safe and sound
operations of the regulated entities. The deleted system of records is
being replaced as a result of FHFA's statutory authority. The proposed
system will include information formerly maintained in the system,
OFHEO-07, ``Mortgage Fraud System'' published at 71 FR 6085 on February
6, 2006.
DATES: The new system of records will become effective on October 12,
2010 without further notice unless comments necessitate otherwise. FHFA
will publish a new notice if the effective date is delayed to review
comments or if changes are made based on comments received. To be
assured of consideration, comments should be received on or before
September 29, 2010.
ADDRESSES: Submit comments to FHFA only once, identified by ``2010-N-
13,'' using any one of the following methods:
E-mail: Comments to Alfred M. Pollard, General Counsel,
may be sent by e-mail to RegComments@fhfa.gov. Please include
``Comments/No. 2010-N-13,'' in the subject line of the message.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. If you submit your
comment to the Federal eRulemaking Portal, please also send it by e-
mail to FHFA at RegComments@fhfa.gov to ensure timely receipt by the
agency. Please include ``Comments/No. 2010-N-13'' in the subject line
of the message.
Hand Delivered/Courier: The hand delivery address is:
Alfred M. Pollard, General Counsel, Attention: Comments/No. 2010-N-13,
Federal Housing Finance Agency, Fourth Floor, 1700 G Street, NW.,
Washington, DC 20552. The package should be logged at the Guard Desk,
First Floor, on business days between 9 a.m. and 5 p.m.
U.S. Mail, United Parcel Service, Federal Express, or
Other Mail Service: The mailing address for comments is: Alfred M.
Pollard, General Counsel, Attention: Comments/No. 2010-N-13, Federal
Housing Finance Agency, Fourth Floor, 1700 G Street, NW., Washington,
DC 20552.
See SUPPLEMENTARY INFORMATION for additional information on
submission and posting of comments.
FOR FURTHER INFORMATION CONTACT: John Major, Privacy Act Officer,
john.major@fhfa.gov, 202-408-2849, or David A. Lee, Senior Agency
Official for Privacy, david.lee@fhfa.gov, 202-408-2514 (not toll-free
numbers), Federal Housing Finance Agency, 1700 G Street, NW., Fourth
Floor, Washington, DC 20552. The telephone number for the
Telecommunications Device for the Deaf is 800-877-8339.
SUPPLEMENTARY INFORMATION:
I. Comments
Instructions: FHFA seeks public comments on the proposed new system
of records and will take all comments into consideration before issuing
the final notice. See 5 U.S.C. 552a(e)(4) and (11). In addition to
referencing ``Comments/No. 2010-N-13,'' please reference the title and
number of the system of records your comment addresses: ``Fraud
Reporting System'' (FHFA-6).
Posting and Public Availability of Comments: All comments received
will be posted without change on the FHFA Web site at https://www.fhfa.gov, and will include any personal information provided. In
addition, copies of all comments received will be available for
examination by the public on business days between the hours of 10 a.m.
and 3 p.m., at the Federal Housing Finance Agency, Fourth Floor, 1700 G
Street, NW., Washington, DC 20552. To make an appointment to inspect
comments, please call the Office of General Counsel at 202-414-6924.
II. Introduction
The Housing and Economic Recovery Act of 2008 (HERA), Public Law
110-289, 122 Stat. 2654 (2008), amended the Federal Housing Enterprises
Financial Safety and Soundness Act of 1992 (12 U.S.C. 4501 et seq.)
(Safety and Soundness Act) and transferred to FHFA the supervisory and
oversight responsibilities over the Federal National Mortgage
Association, the Federal Home Loan Mortgage Corporation, and the
Federal Home Loan Banks (collectively, regulated entities). FHFA is
responsible for ensuring that the regulated entities operate in a safe
and sound manner and carry out their public policy missions. The OFHEO
and the Federal Housing Finance Board were abolished on July 30, 2009,
one year after the enactment of HERA.\1\
---------------------------------------------------------------------------
\1\ See HERA, Division A, Title I, Section 1101 ``Establishment
of the Federal Housing Finance Agency'' and Title III, Section 1301
``Abolishment of OFHEO.''
---------------------------------------------------------------------------
Section 1379E of the Safety and Soundness Act (section 1379E) (12
U.S.C. 4642(a)) subjects the regulated entities to both fraud reporting
and internal control requirements. Under this statutory provision, the
Director of FHFA must require a regulated entity to submit a timely
report upon discovery that it has purchased or sold a fraudulent loan
or financial instrument, or suspects a possible fraud relating to the
purchase or sale of any loan or financial instrument. Additionally, the
Director must require each regulated entity to establish and maintain
procedures designed to discover any such transactions.
This notice informs the public of FHFA's proposal to establish and
maintain a new system of records and to delete an obsolete system of
records. The proposed new system of records is: FHFA-6, Fraud Reporting
System. The deleted system of records is: OFHEO-07 Mortgage Fraud
System.
This notice satisfies the Privacy Act requirement that an agency
publish a system of records notice in the Federal Register when there
is an addition to the agency's system of records. Congress recognized
that application of all requirements of the Privacy Act to certain
categories of records may have an undesirable and often unacceptable
effect upon agencies in the conduct of necessary public business.
Consequently, Congress established general exemptions and specific
exemptions that could be used to exempt records from provisions of the
Privacy Act. Congress also required that exempting records from
provisions of the Privacy Act would require the head of an agency to
publish a determination to exempt a record from the Privacy Act as a
rule in accordance with the Administrative Procedures Act. The Director
of FHFA has determined that records and information in this new system
of records is not exempt from requirements of the Privacy Act.
As required by the Privacy Act, 5 U.S.C. 552a(r), and pursuant to
paragraph 4c of Appendix I to OMB Circular No. A-130, ``Federal Agency
Responsibilities for Maintaining Records About Individuals,'' dated
February 8, 1996 (February 20, 1996; 61 FR 6427, 35), FHFA has
submitted a report describing the new system of records covered by this
notice, to the Committee on Oversight and Government Reform of the
House of Representatives, the Committee on Governmental Affairs of the
Senate, and the Office of Management and Budget.
The proposed new system of records described above is set forth in
its entirety below.
Dated: August 26, 2010.
Edward J. DeMarco,
Acting Director, Federal Housing Finance Agency.
FHFA-6
system name:
Fraud Reporting System.
[[Page 52946]]
security classification:
Unclassified but sensitive.
system location:
Federal Housing Finance Agency, 1700 G Street, NW., Washington,
20552; 1625 Eye Street, NW., Washington, DC 20006; and any alternate
work site utilized by employees of the Federal Housing Finance Agency
or by individuals assisting such employees.
categories of individuals covered by the system:
The ``Fraud Reporting System'' contains information about
individuals that are suspects of a fraud or possible fraud in
connection with a loan or financial instrument purchased or sold
involving the Federal National Mortgage Association, the Federal Home
Loan Mortgage Corporation, or the Federal Home Loan Banks
(collectively, ``regulated entities''). Such records may include
information on:
(a) Individuals who are directors, officers, employees, agents, of
a regulated entity;
(b) Individuals that are actual or potential victims of fraud or
possible fraud;
(c) Individuals who are named as possible witnesses;
(d) Individuals who have or might have information about reported
matters;
(e) Individuals named as preparers of any reports; or
(f) Individuals named as persons to be contacted for assistance by
FHFA.
categories of records in the system:
Records in the ``Fraud Reporting System'' contain information about
the individuals specified in ``Categories of Individuals Covered by the
System'' such as name, address, social security numbers, and financial
information. The records may also contain information pertaining to
criminal prosecutions, civil actions, enforcement proceedings, and
investigations resulting from or relating to the records.
authority for maintenance of the system:
The system is established and maintained pursuant to 12 U.S.C.
4513, 4514, 4526 and 4642 and 12 CFR part 1233.
Purpose(s):
The information in this system of records will be analyzed by FHFA
staff in carrying out the statutory authorities of the Director to
require the regulated entities to report fraud or possible fraud
involving a loan or financial instrument purchased or sold by the
regulated entity upon discovery consistent with the safety and
soundness responsibilities of FHFA under the Federal Housing
Enterprises Financial Safety and Soundness Act of 1992, as amended.
routine uses of records maintained in the system, including categories
of users and the purposes of such uses:
It shall be a routine use to disclose information contained in this
system for the purposes and to the users identified below:
1. FHFA personnel authorized as having a need to access the records
in performance of their official functions.
2. The Financial Crimes Enforcement Network and other law
enforcement and government entities, as determined by FHFA to be
appropriate.
3. A regulated entity.
4. A consultant, person, or entity that contracts or subcontracts
with FHFA, to the extent necessary for the performance of the contract
or subcontract and consistent with the purpose of the system, provided
that the person or entity acknowledges in writing that it is required
to maintain Privacy Act safeguards for the information.
disclosure to consumer reporting agencies:
None.
policies and practice for storing, retrieving, accessing, retaining and
disposing of records in the system:
storage:
Records in this system are stored in paper and electronic format.
retrievability:
Records may be retrieved by sectionalized data fields or by the use
of search and selection criteria, such as an individual's or entity's
name.
Safeguards:
Records are maintained in controlled access areas. Electronic
records are protected by restricted access procedures, including user
identifications and passwords. Only FHFA staff whose official duties
require access are allowed to view, administer, or control these
records.
retention and disposal:
Records are maintained in accordance with National Archives and
Records Administration and FHFA retention schedules. Records are
disposed of according to accepted techniques.
system manager(s) and address:
Division of Enterprise Regulation, Federal Housing Finance Agency,
1700 G Street, NW., Washington, DC 20552 and the Division of Bank
Regulation, Federal Housing Finance Agency, 1625 Eye Street, NW.,
Washington, DC 20006.
notification procedures:
Direct inquiries as to whether this system contains a record
pertaining to an individual to the Privacy Act Officer by electronic
mail, regular mail, or fax. The electronic mail address is:
privacy@fhfa.gov. The regular mail address is: Privacy Act Officer,
Federal Housing Finance Agency, 1625 Eye Street, NW., Washington, DC
20006. The fax number is: 202-408-2580. For the quickest possible
handling, you should mark your electronic mail, letter, or fax and the
subject line, envelope, or fax cover sheet ``Privacy Act Request'' in
accordance with the procedures set forth in 12 CFR part 1204.
record access procedures:
Direct requests to access, amend, or correct a record to the
Privacy Act Officer, Federal Housing Finance Agency, 1625 Eye Street,
NW., Washington, DC 20006, in accordance with the procedures set forth
in 12 CFR part 1204.
contesting record procedures:
Direct requests to contest or appeal an adverse determination for a
record to the Privacy Act Appeals Officer, Federal Housing Finance
Agency, 1700 G Street, NW., Washington, DC 20552, in accordance with
the procedures set forth in 12 CFR part 1204.
record source categories:
The information is obtained from the regulated entities.
exemptions claimed for the system:
Some information in this system that is investigatory and compiled
for law enforcement purposes is exempt under subsection 552a(k)(2) of
the Privacy Act.
[FR Doc. 2010-21520 Filed 8-27-10; 8:45 am]
BILLING CODE 8070-01-P