Fisheries of the Exclusive Economic Zone Off Alaska; Chinook Salmon Bycatch Management in the Bering Sea Pollock Fishery, 53026-53074 [2010-20618]
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Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
15 CFR Part 902
50 CFR Part 679
[Docket No. 090511911–0307–02]
RIN 0648–AX89
Fisheries of the Exclusive Economic
Zone Off Alaska; Chinook Salmon
Bycatch Management in the Bering
Sea Pollock Fishery
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues regulations to
implement Amendment 91 to the
Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP). Amendment 91 is an innovative
approach to managing Chinook salmon
bycatch in the Bering Sea pollock
fishery that combines a prohibited
species catch (PSC) limit on the amount
of Chinook salmon that may be caught
incidentally with an incentive plan
agreement and performance standard
designed to minimize bycatch to the
extent practicable in all years. This
action is necessary to minimize Chinook
salmon bycatch in the Bering Sea
pollock fishery to the extent practicable
while maintaining the potential for the
full harvest of the pollock total
allowable catch. Amendment 91 is
intended to promote the goals and
objectives of the Magnuson-Stevens
Fishery Conservation and Management
Act, the FMP, and other applicable
laws.
DATES: Effective September 29, 2010.
ADDRESSES: Electronic copies of
Amendment 91, the Final
Environmental Impact Statement (EIS),
the Record of Decision (ROD), the Final
Regulatory Impact Review (RIR), and the
Biological Opinion prepared for this
action may be obtained from https://
www.regulations.gov or from the NMFS
Alaska Region Web site at https://
alaskafisheries.noaa.gov.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this rule may
be submitted to NMFS Alaska Region,
P.O. Box 21668, Juneau, AK 99802,
Attn: Ellen Sebastian, Records Officer;
in person at NMFS Alaska Region, 709
West 9th Street, Room 420A, Juneau,
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SUMMARY:
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AK; and by e-mail to
David_Rostker@omb.eop.gov, or fax to
202–395–7285.
FOR FURTHER INFORMATION CONTACT:
Gretchen Harrington or Seanbob Kelly,
907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fisheries in the
exclusive economic zone (EEZ) of the
Bering Sea and Aleutian Islands
Management Area (BSAI) under the
Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP). The North Pacific Fishery
Management Council (Council)
prepared the FMP under the authority of
the Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act), 16 U.S.C. 1801
et seq. Regulations governing U.S.
fisheries and implementing the FMP
appear at 50 CFR parts 600 and 679.
This final rule implements
Amendment 91 to the FMP. In April
2009, the Council unanimously
recommended Amendment 91 to the
Secretary of Commerce. NMFS
published a Notice of Availability of
this amendment in the Federal Register
on February 18, 2010 (75 FR 7228) with
comments invited through April 19,
2010. NMFS published the proposed
rule on March 23, 2010 (75 FR 14016)
with comments invited through May 7,
2010. NMFS approved Amendment 91
on May 14, 2010. NMFS received 71
letters of public comment on
Amendment 91 and the proposed rule.
NMFS summarized these letters into
102 separate comments, and responds to
them under Response to Comments,
below.
The Bering Sea Pollock Fishery
This final rule applies to owners and
operators of catcher vessels, catcher/
processors, motherships, inshore
processors, and the six Western Alaska
Community Development Quota (CDQ)
Program groups participating in the
pollock (Theragra chalcogramma)
fishery in the Bering Sea subarea of the
BSAI. The Bering Sea pollock fishery is
the largest single species fishery, by
volume, in the United States. The first
wholesale gross value of this fishery was
more than 1.4 billion dollars in 2008. In
2010, the Bering Sea pollock total
allowable catch (TAC) is 813,000 metric
tons.
Currently, pollock in the BSAI is
managed as three separate units: the
Bering Sea subarea, the Aleutian Islands
subarea, and the Bogoslof District of the
Bering Sea subarea. Separate overfishing
limits, acceptable biological catch
limits, and TAC limits are specified
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annually for Bering Sea pollock,
Aleutian Islands pollock, and Bogoslof
pollock. Amendment 91 applies only to
management of the Bering Sea pollock
fishery and will not affect the
management of pollock fisheries in the
Aleutian Islands or the status of pollock
fishing in the Bogoslof District.
The Bering Sea pollock fishery is
managed under the American Fisheries
Act (AFA) (16 U.S.C. 1851 note), which
‘‘rationalized’’ the pollock fishery by
identifying the vessels and processors
eligible to participate in the fishery and
allocating pollock among those eligible
participants. Under the AFA, 10 percent
of the Bering Sea pollock TAC is
allocated to the CDQ Program. After the
CDQ Program allocation is subtracted,
an amount needed for the incidental
catch of pollock in other Bering Sea
groundfish fisheries is subtracted from
the TAC. The remaining ‘‘directed
fishing allowance’’ is then allocated
among the AFA inshore sector (50
percent), the AFA catcher/processor
sector (40 percent), and the AFA
mothership sector (10 percent). Pollock
allocations to the CDQ Program and the
other three AFA sectors are further
allocated annually between two
seasons—40 percent to the A season
(January 20 to June 10) and 60 percent
to the B season (June 10 to November 1).
The CDQ Program pollock allocation
is further allocated among the six nonprofit corporations (CDQ groups) that
represent the 65 communities eligible
for the CDQ Program under section
305(i)(1)(D) of the Magnuson-Stevens
Act. The CDQ Program also is described
in more detail in the ‘‘Classification’’
section of this final rule. CDQ groups
typically sell or lease their pollock
allocations to harvesting partners,
including vessels owned, in part, by
individual CDQ groups. Although CDQ
groups are not required to partner with
AFA-permitted vessels to harvest CDQ
pollock, the vessels harvesting CDQ
pollock have been AFA permittedvessels. The CDQ pollock allocations
have most often been harvested by
catcher/processors or catcher vessels
delivering to a mothership. However,
some pollock CDQ has been delivered to
inshore processing plants in past years.
The AFA allows for the formation of
fishery cooperatives within the nonCDQ sectors. The purpose of these AFA
cooperatives is to further subdivide each
sector’s pollock allocation among
participants in the sector or cooperative
through private contractual agreements.
The cooperatives manage these
allocations to ensure that individual
vessels and companies do not harvest
more than their agreed upon share. The
cooperatives also facilitate transfers of
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pollock among the cooperative members
and enforce contract provisions.
Each year, catcher vessels eligible to
deliver pollock to the seven eligible
AFA inshore processors may form
inshore cooperatives associated with a
particular inshore processor. NMFS
permits the inshore cooperatives,
allocates pollock to them, and manages
these allocations through a regulatory
prohibition against an inshore
cooperative exceeding its pollock
allocation. The amount of pollock
allocated to each inshore cooperative is
based on the member vessels’ pollock
catch history from 1995 through 1997,
as required under section 210(b) of the
AFA (16 U.S.C. 1851 note). These
catcher vessels are not required to join
an inshore cooperative. Those that do
not join an inshore cooperative are
managed by NMFS under the ‘‘inshore
open access fishery.’’
The AFA catcher/processor sector is
made up of the catcher/processors and
catcher vessels eligible under the AFA
to deliver pollock to catcher/processors.
Owners of the catcher/processors that
are listed by name in the AFA and still
active in the pollock fishery have
formed a cooperative called the Pollock
Conservation Cooperative (PCC).
Owners of the catcher vessels eligible to
deliver pollock to the catcher/processors
have formed a cooperative called the
High Seas Catchers’ Cooperative
(HSCC).
The AFA mothership sector is made
up of three motherships and the catcher
vessels eligible under the AFA to
deliver pollock to these motherships.
These catcher vessels have formed a
cooperative called the Mothership Fleet
Cooperative (MFC). The MFC does not
include the owners of the three
motherships. The primary purpose of
the cooperative is to sub-allocate the
mothership sector pollock allocation
among the catcher vessels authorized to
harvest this pollock and to manage these
allocations.
NMFS does not manage the suballocations of pollock among members
of the PCC, HSCC, or MFC. The
cooperatives control the harvest by their
member vessels so that the pollock
allocation to the sector is not exceeded.
NMFS monitors pollock harvest by all
members of the catcher/processor sector
and mothership sector. NMFS retains
the authority to close directed fishing
for pollock by a sector if vessels in that
sector continue to fish once the sector’s
seasonal allocation of pollock has been
harvested.
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Chinook Salmon Bycatch in the Bering
Sea Pollock Fishery
Chinook salmon are accidently caught
in the nets as fishermen target pollock.
The Magnuson-Stevens Act defines
bycatch as fish that are harvested in a
fishery that are not sold or kept for
personal use. Therefore, Chinook
salmon caught in the pollock fishery are
considered bycatch under the
Magnuson-Stevens Act, the FMP, and
NMFS regulations at 50 CFR part 679.
Bycatch of any species, including
discard or other mortality caused by
fishing, is a concern of the Council and
NMFS. National Standard 9 of the
Magnuson-Stevens Act requires the
Council to select, and NMFS to
implement, conservation and
management measures that, to the
extent practicable, minimize bycatch
and bycatch mortality.
Culturally and economically valuable
species like Chinook salmon, which are
fully allocated and, in some cases,
facing conservation concerns, are
classified as prohibited species in the
groundfish fisheries off Alaska under
the FMP. The prohibited species are
Chinook salmon, all other species of
salmon (a category called ‘‘non-Chinook
salmon’’), steelhead trout, Pacific
halibut, king crab, Tanner crab, and
Pacific herring. Bycatch of prohibited
species is highly regulated and closely
managed. The FMP requires that
groundfish fishermen avoid bycatch of
prohibited species. Additionally, any
salmon bycatch must either be donated
to the Prohibited Species Donation
(PSD) Program under § 679.26, or
returned to sea as soon as practicable,
with minimum injury, after an observer
has determined the number of salmon
and collected any scientific data or
biological samples.
The Bering Sea pollock fishery
catches up to 95 percent of the Chinook
salmon taken incidentally as bycatch in
the BSAI groundfish fisheries. From
1992 through 2001, the average Chinook
salmon bycatch in the Bering Sea
pollock fishery was 32,482 fish. Bycatch
increased substantially from 2002
through 2007, to an average of 74,067
Chinook salmon per year. A historic
high of approximately 122,000 Chinook
salmon were taken in the Bering Sea
pollock fishery in 2007. However,
Chinook salmon bycatch has declined in
recent years to 20,559 in 2008 and
12,414 in 2009. For the 2010 pollock A
season, and the pollock B season that
opened on June 10, bycatch rates are
comparable to the low bycatch rates in
2009. The causes of the decline in
Chinook salmon bycatch in 2008, 2009,
and 2010 are unknown. The decline is
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most likely due to a combination of
factors, including changes in abundance
and distribution of Chinook salmon and
pollock, and changes in fleet behavior to
avoid salmon bycatch.
Chinook salmon bycatch also varies
seasonally and by sector. In most years,
the majority of Chinook salmon bycatch
occurs during the A season. Since 2002,
catcher vessels in the inshore sector
typically have caught the highest
number of Chinook salmon and had the
highest bycatch rates by sector in both
the A and B seasons. As discussed in
the EIS (see ADDRESSES), the variation in
bycatch rates among sectors and seasons
is due, in part, to the different fishing
practices and patterns each sector uses
to fully harvest their pollock allocations.
In years of historically high Chinook
salmon bycatch in the Bering Sea
pollock fishery (2003 through 2007), the
rate of Chinook salmon bycatch
averaged 52 Chinook salmon per 1,000
tons of pollock harvested. With so few
salmon relative to the large amount of
pollock harvested, Chinook salmon
encounters are difficult to predict or
avoid. Industry agreements that require
vessel-level cooperation to share
information about areas of high Chinook
salmon encounter rates probably are the
best tool that the industry currently has
to quickly identify areas of high bycatch
and to avoid fishing there. However,
predicting these encounter rates will
continue to be difficult, primarily
because of the current lack of
understanding of the biological and
oceanographic conditions that influence
the distribution and abundance of
salmon in the areas where the pollock
fishery occurs.
Chinook Salmon Stocks and Fisheries
in Western Alaska
Chinook salmon taken in the pollock
fishery originate from Alaska, the
Pacific Northwest, Canada, and Asian
countries along the Pacific Rim.
Estimates vary, but more than half of the
Chinook salmon bycatch in the pollock
fishery may be destined for western
Alaska. Western Alaska includes the
Bristol Bay, Kuskokwim, Yukon, and
Norton Sound areas. In general, western
Alaska Chinook salmon stocks declined
sharply in 2007 and remained depressed
in 2008 and 2009. Chapter 5 of the EIS
provides additional information about
Chinook salmon biology, distribution,
and stock assessments by river system
or region (see ADDRESSES). NMFS is
expanding biological sampling to
improve data on the origins of salmon
caught as bycatch in the pollock fishery.
Chinook salmon support subsistence,
commercial, personal use, and sport
fisheries in their regions of origin. The
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State of Alaska Board of Fisheries
adopts regulations through a public
process to conserve fisheries resources
and allocate them to the various users.
The State of Alaska Department of Fish
and Game (ADF&G) manages the salmon
commercial, subsistence, sport, and
personal use fisheries. The first
management priority is to meet
spawning escapement goals to sustain
salmon resources for future generations.
The next priority is for subsistence use
under both State and Federal law.
Chinook salmon serves as a primary
subsistence food in some areas.
Subsistence fisheries management
includes coordination with U.S. Federal
agencies where Federal rules apply
under the Alaska National Interest
Lands Conservation Act, 16 U.S.C.
3101–3233.
In recent years of low Chinook salmon
returns, the in-river harvest of western
Alaska Chinook salmon has been
severely restricted and, in some cases,
river systems have not met escapement
goals. Surplus fish beyond escapement
needs and subsistence use are made
available for other uses. Commercial
fishing for Chinook salmon may provide
the only source of income for many
people who live in remote villages.
Chapter 3 of the RIR provides an
overview of the importance of
subsistence harvests and commercial
harvests (see ADDRESSES).
Current Management of Chinook
Salmon Bycatch in the Bering Sea and
Aleutian Islands
Over the past 15 years, the Council
and NMFS have implemented several
management measures to limit Chinook
salmon bycatch in the BSAI trawl
fisheries. In 1995, NMFS implemented
an annual PSC limit of 48,000 Chinook
salmon and specific seasonal notrawling zones in the Chinook Salmon
Savings Area that would close when the
limits were reached (60 FR 31215;
November 29, 1995). In 2000, NMFS
reduced the Chinook Salmon Savings
Area closure limit to 29,000 Chinook
salmon, redefined the Chinook Salmon
Savings Area as two non-contiguous
areas of the BSAI (Area 1 in the AI
subarea and Area 2 in the BS subarea),
and established new closure periods (65
FR 60587; October 12, 2000).
Chinook salmon bycatch management
measures were most recently revised
under Amendments 84 to the FMP. The
Council adopted Amendment 84 in
October 2005 to address increases in
Chinook and non-Chinook salmon
bycatch that were occurring despite PSC
limits that triggered closure of the
Chinook and Chum Salmon Savings
Areas.
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Amendment 84 established in Federal
regulations the salmon bycatch
intercooperative agreement (ICA), which
allows vessels participating in the
Bering Sea pollock fishery to use their
internal cooperative structure to reduce
Chinook and non-Chinook salmon
bycatch using a method called the
voluntary rolling hotspot system
(VRHS). Through the VRHS, industry
members provide each other real-time
salmon bycatch information so that they
can avoid areas of high Chinook or nonChinook salmon bycatch rates. The
VRHS was implemented voluntarily by
the fleet in 2002. Amendment 84
exempts vessels participating in the
salmon bycatch reduction ICA from
salmon savings area closures, and
revised the Chum Salmon Savings Area
closure to apply only to vessels directed
fishing for pollock, rather than to all
vessels using trawl gear. The
exemptions to savings area closures for
participants in the VRHS ICA were
implemented by NMFS in 2006 and
2007 through an exempted fishing
permit. Regulations implementing
Amendment 84 were approved in 2007
(72 FR 61070; October 29, 2007), and
NMFS approved the salmon bycatch
reduction VRHS ICA in January 2008.
Amendment 84 requires that parties to
the ICA be AFA cooperatives and CDQ
groups. All AFA cooperatives and CDQ
groups participate in the VRHS ICA.
Using a system specified in
regulations, the VRHS ICA assigns
vessels in a cooperative to certain tiers,
based on bycatch rates of vessels in that
cooperative relative to a base rate, and
implements large area closures for
vessels in tiers associated with higher
bycatch rates. The VRHS ICA managers
monitor salmon bycatch in the pollock
fisheries and announce area closures for
areas with relatively high salmon
bycatch rates. Monitoring and
enforcement are accomplished through
private contractual arrangements. The
efficacy of voluntary closures and
bycatch reduction measures must be
reported to the Council annually.
While the annual reports suggest that
the VRHS ICA has reduced Chinook
salmon bycatch rates compared to what
they would have been without the ICA,
the highest historical Chinook salmon
bycatch occurred in 2007, when the ICA
was in effect under an exempted fishing
permit. This high level of bycatch
illustrated that, while the management
measures implemented under
Amendment 84 provided the pollock
fleet with tools to reduce salmon
bycatch, these measures contain no
effective upper limit on the amount of
salmon bycatch that could occur in the
Bering Sea pollock fishery.
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Bering Sea Chinook Salmon Bycatch
Management
This final rule implements the
provisions of Amendment 91, as
approved by NMFS. The preamble to
the proposed rule (75 FR 14016; March
23, 2010) provides a full description of
the provisions implemented with this
final rule and the justification for them.
In summary, this final rule establishes
two Chinook salmon PSC limits (60,000
Chinook salmon and 47,591 Chinook
salmon) for the Bering Sea pollock
fishery. For each PSC limit, NMFS will
issue A season and B season Chinook
salmon PSC allocations to the catcher/
processor sector, the mothership sector,
the inshore cooperatives, and the CDQ
groups. Chinook salmon allocations
remaining from the A season can be
used in the B season (‘‘rollover’’).
Entities can transfer PSC allocations
within a season and can also receive
transfers of Chinook salmon PSC to
cover overages (‘‘post-delivery
transfers’’).
NMFS will issue transferable
allocations of the 60,000 Chinook
salmon PSC limit to those sectors that
participate in an incentive plan
agreement (IPA) and remain in
compliance with the performance
standard. Sector and cooperative
allocations would be reduced if
members of the sector or cooperative
decided not to participate in an IPA.
Vessels and CDQ groups that do not
participate in an IPA would fish under
a restricted opt-out allocation of
Chinook salmon. If a whole sector does
not participate in an IPA, all members
of that sector would fish under the optout allocation.
The IPA component is an innovative
approach for fishery participants to
design industry agreements with
incentives for each vessel to avoid
Chinook salmon bycatch at all times and
thus reduce bycatch below the PSC
limits. This final rule establishes
performance-based requirements for the
IPAs. To ensure participants develop
effective IPAs, this final rule requires
that participants submit annual reports
to the Council that evaluate whether the
IPA is effective at providing incentives
for vessels to avoid Chinook salmon at
all times while fishing for pollock.
The sector-level performance standard
ensures that the IPA is effective and that
sectors cannot fully harvest the Chinook
salmon PSC allocations under the
60,000 Chinook salmon PSC limit in
most years. Each year, each sector will
be issued an annual threshold amount
that represents that sector’s portion of
47,591 Chinook salmon. For a sector to
continue to receive Chinook salmon
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PSC allocations under the 60,000
Chinook salmon PSC limit, that sector
must not exceed its annual threshold
amount 3 times within 7 consecutive
years. If a sector fails this performance
standard, it will permanently be
allocated a portion of the 47,591
Chinook salmon PSC limit.
NMFS will issue transferable
allocations of the 47,591 Chinook
salmon PSC limit to all sectors,
cooperatives, and CDQ groups if no IPA
is approved, or to the sectors that
exceed the performance standard.
Transferability of PSC allocations is
expected to mitigate the variation in the
encounter rates of Chinook salmon
bycatch among sectors, CDQ groups,
and cooperatives in a given season by
allowing eligible participants to obtain a
larger portion of the PSC limit in order
to harvest their pollock allocation or to
transfer surplus allocation to other
entities. When a PSC allocation is
reached, the affected sector, inshore
cooperative, or CDQ group would have
to stop fishing for pollock for the
remainder of the season even if its
pollock allocation had not been fully
harvested.
This final rule also removes from
regulations the 29,000 Chinook salmon
PSC limit in the Bering Sea, the Chinook
Salmon Savings Areas in the Bering Sea,
exemption from Chinook Salmon
Savings Area closures for participants in
the VRHS ICA, and Chinook salmon as
a component of the VRHS ICA. This
final rule does not change any
regulations affecting the management of
Chinook salmon in the Aleutian Islands
or non-Chinook salmon in the BSAI.
The Council is currently considering a
separate action to modify the nonChinook salmon management measures
to minimize non-Chinook salmon
bycatch.
Recordkeeping and Reporting
Summary of Regulation Changes in
Response to Public Comments
This section provides a summary of
the substantive changes made to the
final rule in response to public
comments. Section 304(b)(3) of the
Magnuson-Stevens Act requires NMFS
to consult with the Council before
making any revisions to proposed
regulations and to publish in the
Federal Register an explanation of any
differences between proposed and final
regulations. At its June 2010 meeting,
NMFS consulted with the Council on
the revisions to the proposed rule to
improve the implementing regulations
and respond to public comments. All of
the specific regulation changes, and the
reasons for making these changes, are
contained under Response to
Comments, below.
NMFS has modified the final rule to
clarify that the observation area and the
observer work station may be located in
separate areas, while also requiring the
observer work station be adjacent to the
location where the observer counts all
salmon and collects scientific data or
biological information. NMFS also
modified the final rule to require that all
salmon be stored in a ‘‘salmon storage
container.’’ The observation area must
now provide a clear, unobstructed view
of the salmon storage container to
ensure no salmon of any species are
removed without the observer’s
knowledge. NMFS made these changes
to the final rule to give processors more
flexibility to achieve the goals of
allowing an observer to monitor all the
sorting of salmon as well as verify the
count of the salmon.
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NMFS changed the time limit in the
final rule for operators of catcher/
processors, catcher vessels delivering to
motherships, and motherships to record
the CDQ group number in the paper or
electronic logbooks to within 2 hours
after completion of weighing on the
scale all catch in the haul. NMFS is
preparing a separate proposed rule to
revise and standardize reporting time
limits to address the time limit for
recording scale weights of each haul and
other required information because
these requirements affect more vessels
than those regulated under Amendment
91. These additional revisions are
expected to be effective by January,
2011.
Bering Sea Pollock Offload Monitoring
NMFS modified the final rule to (1)
allow a catcher vessel to begin a new
trip before the salmon census and
sampling are complete from the vessel’s
prior trip and (2) clarify that a shoreside
or stationary processor must give the
observer the opportunity to complete
the count of salmon and collect
biological samples before sorting a new
pollock offload. In 2011, NMFS’
observer sampling policy and observer
duties for the Bering Sea pollock fishery
will be modified for monitoring offloads
at shoreside processors and stationary
floating processors. The plant observer
on duty will be tasked with monitoring
each offload for proper salmon sorting,
verifying the count of salmon, and
collecting biological samples and
scientific data.
Catch Monitoring and Control Plan
(CMCP) Requirements
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Adjustments to the Performance
Standard’s Annual Threshold Amount
NMFS changed the final rule to
subtract a vessel’s opt-out allocation
from a sector’s annual threshold amount
in a method similar to the Council’s
recommended method for determining
the sector allocation under the 60,000
Chinook salmon PSC limit.
Entities for the Catcher/Processor and
Mothership Sectors
To improve the implementation of
sector entities, NMFS modified the final
rule to clarify that: (1) NMFS will
authorize only one entity to represent
the catcher/processor sector and only
one entity to represent mothership
sector; (2) under the 60,000 Chinook
salmon PSC limit, the entity for each
sector has to represent all IPA
participating vessel owners in that
sector; and (3) vessel owners in the
catcher/processor sector and mothership
sector must be a member of the sector
entity to join an IPA. NMFS changed the
deadline for the entity application from
November 1 to October 1, to coincide
with the deadline for the IPA
application, and added a December 1
deadline for the entity representative to
make changes to the vessels that are
members of the entity. NMFS also
changed the regulations to clarify that
an entity representative may sign more
than one IPA on behalf of the vessel
owners participating in that IPA.
Joint and Several Liability
NMFS removed joint and several
liability provisions for cooperatives and
the entities representing the catcher/
processor sector and mothership sector.
In the proposed rule, these provisions
created some confusion and they are
unnecessary because NOAA has
independent authority to exercise its
discretion to seek to impose joint
liability if the evidence supports doing
so.
Post-Delivery Transfers
NMFS changed the final rule to clarify
that a vessel is prohibited from fishing
for an entity that has exceeded its
Chinook salmon PSC allocation.
Incentive Plan Agreements
NMFS changed the final rule to:
(1) Modify the minimum participation
requirement for an IPA to clarify that
parties to an IPA must collectively
represent at least 9 percent of the Bering
Sea pollock quota; (2) modify the IPA
requirement to better reflect the Council
motion that says that an IPA must
describe incentives for each vessel to
avoid Chinook salmon bycatch under
any condition of pollock and Chinook
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salmon abundance in all years; (3)
change the deadline for amendments to
the IPA list of participants from
November 1 to December 1 to provide
vessel owners more time to join an IPA;
and (4) clarify the regulatory language
for an amendment to an IPA.
To clarify a CDQ group’s participation
in one or more approved IPAs, NMFS
added a requirement in the final rule
that, for a CDQ group to be a member
of an IPA, the CDQ group must list each
vessel harvesting pollock CDQ on behalf
of that CDQ group in the IPA.
Electronic Monitoring
NMFS removed the proposed rule’s
requirement that the video monitor
display the ‘‘activities within the tank,’’
and clarified in the final rule that the
purpose of the video monitor is to
enable the observer to view any area
where crew could sort salmon and view
the salmon contained in the storage
container. Also, for clarity and
consistency, NMFS revised the final
rule to allow NMFS staff or other
authorized personnel, including
observers, the ability to view any video
footage from earlier in the trip.
Tables 47a, 47b, 47c, and 47d to Part
679
In the final rule, NMFS changed
column G in Tables 47a, 47b, and 47c
and column E in Table 47d to show
each vessel’s annual amount of Chinook
salmon for the opt-out allocation that
will be deducted from the sector’s
annual threshold amount for the
performance standard if a vessel optsout of an IPA. NMFS also modified the
percent of the inshore sector’s pollock
allocation in column D of Table 47c to
include four decimal places.
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Additional Changes From the Proposed
Rule
NMFS made the following changes
from the proposed rule to the final rule
to clarify regulatory language or correct
mistakes in the proposed rule.
AFA Preliminary Report
In the final rule, NMFS corrects the
proposed language at § 679.61(f)(1) to
retain the requirement for a preliminary
AFA cooperative report. The proposed
rule anticipated the publication of
another rule that would have provided
notice and an opportunity for public
comment to remove this AFA reporting
requirement. Until such a process is
completed, NMFS cannot remove the
regulations requiring a preliminary
report at § 679.61(f)(1). Retaining the
preliminary report does not change the
information collection burden on AFA
cooperatives; however, the final rule
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still changes the submission deadline
for the final annual AFA cooperative
reports from February 1 to April 1 to
coincide with the deadlines for a new
Chinook salmon IPA annual report and
the non-Chinook salmon ICA annual
report. Having the same deadline for all
three of these reports allows the Council
to discuss any of these annual reports at
one time during its April Council
meeting. At its June 2010 meeting, the
Council recommended that NMFS
pursue a proposed rule to remove the
regulations requiring a preliminary AFA
report.
AI Chinook Salmon Allocation for the
CDQ Program
NMFS corrected the proposed rule to
retain allocations of the trawl gear PSC
limits to the CDQ Program as a
prohibited species quota (PSQ) reserve.
The proposed rule, at
§ 679.21(e)(3)(i)(A)(3)(i), inadvertently
eliminated the 7.5 percent
apportionment of the PSC limit for AI
Chinook salmon set forth in paragraph
(e)(1)(viii). This correction is necessary
to ensure that CDQ participants will be
subject to the AI salmon area closure
based on the PSC limit established for
the CDQ sector by Amendment 82 to the
BSAI FMP (70 FR 9856, March 1, 2005).
Response to Comments
Observer Issues
Comment 1: This action proposes two
positive management actions: increasing
observer coverage to 100 percent and
implementing the census approach to
catch accounting.
Response: NMFS agrees with this
comment. This final rule will improve
the collection of Chinook salmon
information by increasing observer
coverage to 100 percent for all vessels
and shoreside processing facilities, and
by requiring a census of Chinook
salmon in every haul or fishing trip.
Comment 2: The majority of Alaskans
depend on fish to feed themselves. Yet
salmon bycatch in the pollock fishery is
uncertain and unregulated. Solving this
mystery starts with observing the
pollock fishery and international fishing
boats.
Response: Amendment 91 regulates
Chinook salmon bycatch in the Bering
Sea pollock fishery and will minimize
Chinook salmon bycatch to the extent
practicable. Additionally, with the
regulations implementing Amendment
91, NMFS will increase observer
coverage for all vessels and shoreside
processing facilities, and require a
census of Chinook salmon in every haul
or fishing trip. This will greatly improve
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our information on Chinook salmon
bycatch in the pollock fishery.
International fishing boats are
prevented from fishing in the U.S.
exclusive economic zone, and observing
vessels fishing in international waters is
outside the scope of this action.
Comment 3: Under Amendment 91,
observers on catcher vessels would be
performing a monitoring and
compliance role. While we agree that it
is not necessary to require an observer
with a level-two endorsement for
catcher vessels delivering to inshore
plants, we do not recommend specifying
observer training level in the
regulations. Doing so could restrict
future flexibility if the observer’s role
should change to accommodate other
needs.
Response: NMFS agrees and does not
specify the observer training levels for
observers on catcher vessels in this final
rule. Species identification and
sampling methodologies for the
shoreside observers are covered during
the three week training course that all
certified observers receive. Observers
with a level-two endorsement, as
defined at § 679.50(j)(1)(v)(D), are
trained in at-sea sample station
requirements, at-sea motion
compensated scale testing, and observer
duties under the CDQ Program. Training
for level-two observers does not include
new duties for shoreside vessel and
plant observers under Amendment 91.
Comment 4: The inshore sector
represents approximately 76 percent of
the pollock catcher vessels, assuming
that each mothership services eight
harvesting vessels. The vast majority of
catcher vessels have had extremely lax
observer coverage for several years. Over
a dozen crew members of the inshore
fleet have commented that over the last
decade the salmon bycatch is underreported by an average of 40 percent
(range of under-reporting was stated as
between 20 and 70 percent).
Response: Under this final rule, every
catcher vessel in the inshore sector will
have an observer onboard at all times.
This is an increase in observer coverage
for catcher vessels less than 125 feet
length overall (LOA). Additionally,
every salmon caught by each vessel in
the Bering Sea pollock fishery will be
counted.
Comment 5: The monitoring and
enforcement measures in the proposed
rule ensure that the appropriate
conservation and management measures
are adequately applied to Chinook
salmon bycatch.
Response: NMFS agrees. This final
rule will improve the collection of
Chinook salmon information by
increasing observer coverage for vessels
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and shoreside processing facilities, by
requiring a census of Chinook salmon in
every haul or fishing trip, by requiring
video monitoring to assist observers
aboard catcher/processors and
motherships, and by implementing
electronic reporting by haul or delivery.
Comment 6: A third plant observer
should not be considered as part of
Amendment 91 and is not necessary
because the two full-time observers
currently available at each inshore plant
plus the vessel observer provide more
than adequate coverage.
Response: NMFS agrees and neither
the proposed rule nor the final rule
require a third plant observer. Under the
final rule, one plant observer is on duty
for each delivery with the assistance of
the vessel observer. Together, two
observers can meet the assigned duties
of monitoring proper sorting of salmon,
verifying salmon counts, and collecting
scientific data and biological samples.
Shoreside processors may voluntarily
obtain a third plant observer. However,
the duties of a third observer would be
no different than those currently
required of plant observers.
Comment 7: The proposed rule
inaccurately assumes that observers can
add salmon census duties to their other
responsibilities and still accomplish
their other work. Currently, observers
are assigned a variety of data collection
projects that support scientists and
managers. To accomplish the goals of
the proposed census system, an
additional person dedicated to the
oversight of salmon sorting may be
necessary. Otherwise, the observer is
dedicated to Amendment 91
responsibilities, and other data
collection would have to be greatly
reduced or eliminated altogether.
Response: NMFS recognizes that
observer duties may need to change to
allow observers to complete salmon
monitoring as outlined in this final rule.
The Fisheries Monitoring and Analysis
(FMA) Division of the Alaska Fisheries
Science Center makes policy decisions
about the tasks an observer performs,
informed by regulation and management
necessity. As is customary for each new
regulation and calendar year, the FMA
Division may require duties performed
in 2010 be added or removed for 2011.
Under the FMA Division observer
sampling policy for 2011, observer
duties will be adjusted to allow for the
monitoring of pollock offloads at
shoreside processors and stationary
floating processors. The FMA Division
determines the specific observer duties
necessary to ensure the proper data is
collected while recognizing the
limitations on the observer’s time and
energy.
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Observers aboard catcher/processors
and motherships will still complete
their normal sampling duties. Observers
have routinely reported the number of
salmon collected during a haul. The
responsibility for ensuring that all
salmon are removed from the catch and
counted will fall upon the vessel with
the observer providing third party
verification. The use of electronic
monitoring systems will supplement the
observer’s ability to monitor proper
sorting and ensure that no salmon are
removed from the storage container
until an observer has had the
opportunity to verify the count and
collect scientific data and biological
samples on a haul by haul basis.
Comment 8: The proposed rule is
written such that the burden of ensuring
that all salmon are collected,
enumerated, and identified to species
appears to fall on the observer. A census
can be accomplished, but it requires
shifting the responsibility for sorting
and identifying salmon bycatch from the
observer to the vessel and processing
plant crews. The regulations should
require the vessel or processing plant
crew to sort all salmon and separate
salmon by species. Observers should
only be responsible for independently
tallying the salmon and verifying
species, gathering biological samples,
and transmitting data as directed by
NMFS. Furthermore, placing such onus
on the vessel or processing plant crew
would allow for fewer disruptions to
fishing operations.
This system already exists under
§ 679.21(c), prohibited species bycatch
management, and through the observers
sampling protocols established by the
FMA Division. The regulations at
§ 679.21(c) direct vessels to sort all
salmon bycatch into bins and separate
by haul until the number of salmon can
be determined by the observer.
Observers estimate these salmon counts
are approximately 95 percent accurate.
Response: NMFS disagrees that the
regulations place the burden on the
observer to ensure that all salmon are
collected, enumerated, and identified to
species. The observer provides third
party verification and reports salmon
bycatch. The FMA Division has
historically tasked observers to collect
information that sometimes parallels
industry reporting requirements; this
role remains the same under this final
rule.
For the inshore sector, the final rule,
at § 679.21(c)(2)(i) and (iii), is clear that
the responsibility for ensuring all
salmon are sorted, stored, and
accounted properly falls upon the vessel
operator or shoreside processor.
Additionally, § 679.5(e)(5)(i)(C)(3)
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requires shoreside processors and
stationary floating processors to report
salmon numbers by species for each
landing. The final rule, at
§ 679.5(f)(1)(vii), requires all catcher/
processors and motherships to report
the salmon numbers by species for each
haul.
Comment 9: NMFS should consider
the 100 percent observer requirement on
the previously unobserved segment of
the pollock fleet as an opportunity to
research claims by other unobserved
sectors with similarly configured vessels
regarding cost, practicality, and
convenience.
Response: The AFA catcher vessels
that will be subject to increased
observer coverage under this final rule
are not members of a previously
unobserved segment of the pollock fleet.
All of the vessels that will be subject to
100 percent observer coverage currently
are subject to 30 percent observer
coverage, so they already carry
observers during part of the year.
Therefore, NMFS already has
information about the costs, practicality,
and convenience of carrying observers
on these vessels. NMFS needs
information about cost and practicality
of carrying observers on vessels less
than 60 feet LOA that are not required
to carry any observers under current
regulations. However, there are no
active fishing vessels of this size class
in the Bering Sea pollock fishery.
Comment 10: The proposed rule
would stop all sorting and processing
when the observer cannot be present.
This inaccurately assumes that the
observer is present during all sorting
periods. Observers on at-sea processors
must complete a myriad of activities
that may require them to move to other
parts of the vessel. Similarly, on some
catcher vessels hauls are sorted on a
level below the trawl deck; therefore,
crew can be on deck dumping the bag,
while the observer is below sorting the
catch. Observers are also required to
take breaks.
Response: NMFS disagrees that the
regulations would stop all sorting and
processing when the observer cannot be
present, and has made no changes to the
final rule in response to this comment.
Although the observer must verify that
a census of all salmon is conducted,
observers aboard catcher/processors and
motherships are not required to conduct
the census. Under the final rule, at
§ 679.21(c)(2)(i), the vessel operator is
responsible for ensuring that all salmon
are sorted, stored, and counted by
species. Therefore, the regulations do
not require that sorting and processing
must halt if an observer is not present
or is completing other duties. Instead,
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the final rule, at § 679.28(j), requires an
electronic monitoring system to enable
observers to review sorting they may
have not been able to witness. Sorting
is required to stop only if the salmon
storage container is full; see
§ 679.21(c)(2)(i)(B). This will allow the
observer to clearly delineate salmon that
have been sampled from those that have
not been sampled and counted.
For catcher vessels, no salmon may be
removed or discarded at sea and all
salmon must be delivered to a shoreside
processor; see § 679.7(d)(7)(E) and
§ 679.21(c)(2)(ii)(B). Additionally,
catcher vessels that have the ability to
sort below deck do not have many
opportunities to sort out salmon while
the codend is being dumped. NMFS
acknowledges that there may be a small
opportunity to remove salmon while the
codend is being dumped; however,
these vessels would be in violation of
the requirement to retain all salmon.
Comment 11: The final rule should
require vessels to assign and maintain a
salmon sorter at the sorting belt
throughout the processing of a haul.
Such a salmon sorter should also be
required to identify and sort salmon by
species into designated bins that can be
easily monitored by the observer.
Response: The final rule, at
§ 679.21(c)(3), requires the operators of
vessels and the managers of shoreside or
stationary floating processors to
designate, and identify to the observer,
a crew person or employee responsible
for ensuring all sorting, retention, and
storage of salmon occurs in accordance
with the regulations at § 679.21(c)(2).
However, the regulations do not require
vessel operators and shoreside or
stationary floating processor managers
to sort salmon by species. Due to the
variety of vessel and shoreside
configurations, adding the necessary
space required for sorting salmon by
species may be impractical for some
operations. Vessel operators or
processors may choose to separate
salmon by species in order to expedite
the verification of the salmon count and
the collection of biological samples or
scientific data.
Comment 12: Vessel operators
participating in an IPA are responsible
to track their own salmon counts
throughout each season. Therefore, it is
unnecessary to structure regulations
regarding the observation and count of
salmon that are directly tied to the
vessel observer.
Response: NMFS agrees that vessel
operators, cooperative managers, and
managers of shoreside processing
facilities are responsible for ensuring
proper sorting, counting, and
identification of salmon. However,
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NMFS disagrees that it is unnecessary to
structure regulations regarding the
observation and count of salmon that
are directly tied to the vessel observer.
Observations reported by the NMFS
observers will serve as independent
third party information to verify
whether the counts and identification of
salmon reported by industry are correct
and accurate. Regulations are necessary
to ensure the observer has unobstructed
access to these fish in such a way that
the data can be reliably collected and
reported.
Comment 13: The proposed rule, at
§ 679.7(k)(8)(iii), prohibits the operator
of a catcher vessel from starting a new
fishing trip for pollock in the Bering Sea
if the observer assigned to the catcher
vessel for the next fishing trip has not
completed counting the salmon and
collecting scientific data or biological
samples from the previous delivery by
that vessel. Similarly,
§ 679.21(c)(2)(ii)(C) requires that before
the vessel can begin a new fishing trip,
the observer assigned to that vessel for
the next fishing trip must be given the
opportunity to complete the count of
salmon and collect scientific data or
biological samples from the previous
delivery. These provisions contradict
language in the preamble (pages 14029
and 14030) that a vessel may begin a
new trip before the salmon census and
sampling are complete for the vessel’s
prior trip so long as the vessel leaves
with a different observer than it carried
on the prior trip.
These provisions are overly
prescriptive, would increase costs to
participants while reducing flexibility,
and would require contractors to
maintain a large pool of observers
onshore to ensure that catcher vessels
could start a new fishing trip prior to
the observer completing their duties.
And, it should not be the responsibility
of the observer assigned to the catcher
vessel for the next trip to collect the
data from the previous trip. These
responsibilities should be shared by the
vessel and plant observers. The final
rule should require only that no catcher
vessel may start a new fishing trip
unless it has an observer onboard.
Which observer the vessel carries and
whether a vessel or plant observer
completes the salmon census and all
sampling for a prior delivery should not
matter. In light of additional observer
coverage and changing duties involved
in Chinook salmon bycatch accounting,
a more flexible approach to duty
assignment is necessary.
Response: NMFS agrees and for the
reasons set forth by the commenter, it
has modified the final rule to (1) allow
a catcher vessel to begin a new trip
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before the salmon census and sampling
are complete from the vessel’s prior trip,
and (2) clarify that a shoreside or
stationary processor must give the
observer the opportunity to complete
the count of salmon and collect
biological samples before sorting a new
pollock offload.
NMFS removed the restriction on a
vessel’s ability to begin a new trip, at
§ 679.21(c)(2)(ii)(C) of the proposed rule.
Instead, NMFS revised the prohibition
at § 679.7(d)(8)(ii)(C)(6) to clarify that a
shoreside or stationary floating
processor cannot begin sorting a pollock
CDQ offload before the observer has
completed the count of salmon and the
collection of scientific data or biological
samples. Similarly, NMFS revised
§ 679.7(k)(8)(iii) to prohibit shoreside
processors and stationary floating
processors from sorting the next pollock
offload until the observer has completed
duties related to a previous pollock
offload. Moreover, NMFS added
§ 679.21(c)(2)(iii)(F) to the final rule to
prevent a shoreside or stationary
floating processor from beginning the
next pollock offload until the observer
has notified the plant operator that
opportunity has been provided to
complete the count of salmon and
collect scientific data or biological
samples.
Comment 14: The proposed rule, at
§ 679.21(c)(2)(iii)(D), requires that the
vessel offload and sorting must cease in
the event salmon are too numerous to be
contained in the observation area and
the observer must be given the
opportunity to count the salmon in the
observation area and collect scientific
data or biological samples. In addition,
the proposed rule, at
§ 679.28(g)(7)(vii)(F), requires that the
observation area must contain an area
designated to store salmon. However,
there may not be enough room to
contain all salmon within sight of the
observer at all times. The final rule
should allow the salmon to be removed,
in the presence of the observer, once
salmon have been counted and sampled.
Moreover, vessels should be allowed to
resume offloading and sorting as soon as
space becomes available in the
observation area.
Response: NMFS agrees and has
revised the final rule to clarify that, at
any point during the offload, if salmon
are too numerous to be contained in the
salmon storage container, the sorting of
the offload must cease and the observer
must be allowed to count all the salmon
and collect scientific data and biological
samples adjacent to the observer work
station. Once these duties have been
completed, the salmon may be removed
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in the presence of the observer and the
sorting of the offload may continue.
NMFS made the following changes in
the final rule to give processors more
flexibility to achieve the goals of
allowing an observer to monitor all the
sorting of salmon and verify the count
of salmon. These changes are necessary
because processing facilities vary greatly
in the methods used to sort and weigh
fish.
In response to comments that the
observation area may not provide
enough space to hold the salmon storage
area, NMFS revised the final rule at
§ 679.21(c)(2)(iii)(C), (D), and (E) by
removing the requirement to store and
count salmon in the observation area.
Instead, the final rule requires salmon to
be stored in a ‘‘salmon storage
container.’’ No additional revisions are
needed because the final rule, at
§ 679.21(c)(2)(iii)(D), allows shoreside
processors or stationary processors to
remove the salmon from the storage
container if the salmon become too
numerous to contain in this location.
NMFS added a requirement, at
§ 679.28(g)(7)(vi)(C), that the
observation area must provide a clear,
unobstructed view of the salmon storage
container to ensure no salmon of any
species are removed without the
observer’s knowledge.
NMFS revised paragraph
§ 679.28(g)(7)(vii) to allow for the
observation area and the observer work
station to be in separate locations, while
also requiring the observer work station
be adjacent to the location where the
observer counts all salmon and collects
scientific data or biological information.
Last, NMFS revised the regulations at
§ 679.28(g)(7)(x)(F) to clarify that the
CMCP requirement to include the
location of the salmon storage container
is only for shoreside or stationary
floating processors taking pollock
deliveries.
Comment 15: Revise sections
§ 679.21(c)(2)(iii)(D) and (E) to refer to
‘‘an observer’’ rather than ‘‘the observer.’’
Using ‘‘the observer’’ implies that the
required functions would always be
done by the catcher vessel observer,
which is illogical because an offload
could take up to 24 hours. Using ‘‘an
observer’’ would add flexibility for
program participants and more
accurately reflect the current shared
responsibilities of vessel and plant
observers when a catcher vessel delivers
to a shoreside or stationary floating
processor.
Response: NMFS disagrees and has
made no changes to the final rule in
response to this comment. The final
rule, at § 679.21(c)(2)(iii)(D) and (E),
uses the phrase ‘‘the observer’’ to refer to
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either the plant or the vessel observer,
and does not designate which observer
will be tasked with monitoring the
offload. No changes are required to the
regulations because either observer may
perform these duties.
The FMA Division makes policy
decisions about the tasks an observer
performs. In the past, vessel observers
monitored offloads of shoreside pollock
deliveries. Beginning in 2011, observer
program policy will place the primary
responsibility for monitoring the proper
sorting of salmon, verifying the count of
salmon, and collecting scientific data
and biological samples upon the
observers stationed at the processing
facility. The vessel observer may
provide the plant observer breaks or
other assistance as needed during the
offload.
Comment 16: The proposed rule, at
§ 679.21(c)(2)(i)(D) and
§ 679.21(c)(2)(iii)(B), requires that that
no salmon pass the observer sample
collection point, or no salmon pass from
the last point where sorting of fish
occurs into the factory area of a
processing plant. These requirements
are unreasonable as it is inevitable that
salmon occasionally pass beyond the
sorting area because salmon can be
difficult to identify in the large volume
of pollock. This could occur even when
every effort is made to identify and
separate salmon out at the observer
sample collection point and/or sorting
area. Rather than penalize a plant
operator, the regulations should provide
the flexibility for salmon identified at
any point in the process to be counted
and sampled without penalty.
Response: NMFS disagrees and has
made no changes to the final rule in
response to this comment. As identified
in the EIS on page 65, Chinook salmon
PSC allocations may create strong
economic incentives to misreport
salmon bycatch because each salmon
counted against Chinook salmon PSC
allocation could ultimately constrain
the full harvest of a sector’s,
cooperative’s, or CDQ group’s pollock
allocation. The factory areas of
processing plants are large and complex.
Preventing observers from seeing
Chinook salmon that enter the factory
would not be difficult. In order for PSC
limits to be effective, NMFS needs to
ensure that there is a credible salmon
bycatch monitoring system in place at
shoreside processing plants. This would
ensure that observers have access to all
salmon, prior to the fish being conveyed
into the factory. NMFS acknowledges
that the reduction in the flow of fish
through the initial catch sorting area
could slow pollock processing, since
fish would enter the factory at a slower
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rate. Additional sorting crew may also
be needed in the catch sorting area
during times when salmon bycatch is
high or small salmon are present.
Recordkeeping and Reporting
Comment 17: Current regulations
require operators of trawl catcher/
processors to record the scale weight for
the haul and the CDQ group number
within 2 hours after completion of gear
retrieval. However, it is unlikely that all
of the catch from a haul will be weighed
within 2 hours of gear retrieval. Pollock
often are held in tanks before weighing
and processing for hours after the gear
is retrieved. In addition, vessel
operators and CDQ group
representatives want to know the weight
of the haul and the number of Chinook
salmon in the haul before deciding
whether to assign the haul to the CDQ
group. The time limit for recording scale
weight and CDQ group number should
be changed to within 2 hours after the
completion of weighing of the catch
from the haul. This solution provides
adequate time for the crew to safely
move the fish across the scale without
putting unnecessary pressure on the
observer to monitor the haul and
complete their other duties faster than
they reasonably can. It also ensures that
the vessel operator enters the haul data
with minimal delay for the benefit of
other vessels in their sector that depend
on that data to avoid hot spots and to
manage under the PSC allocation and
performance standard.
Response: NMFS agrees and has
modified the final rule, at § 679.5, to
change the time limit for recording the
CDQ group number in the logbooks, for
the reasons described in the comment.
Proper accounting of pollock catch
and salmon bycatch to an AFA sector,
inshore cooperative, or CDQ group
requires identification of whether a haul
by a catcher/processor or a delivery by
a catcher vessel to either a mothership,
shoreside processor, or stationary
floating processor is assigned to a
specific CDQ group. If no CDQ group is
identified with the haul or delivery, that
pollock, associated salmon bycatch, and
other catch in the haul or delivery is
attributed to the sector or inshore
cooperative to which the vessel or
processor belongs. For catcher/
processors and motherships, observer
data is used to determine the weight of
pollock and number of salmon
associated with the haul or delivery,
and the CDQ group number must be
properly identified in the observer data
at the time the data is transmitted by the
observer from the vessel to NMFS. The
primary and official source of the CDQ
group number for the observer is the
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vessel logbook. Observers also record
and transmit the total weight of each
haul or delivery from the scale onboard
the vessel. Although the scale weight of
each haul or delivery also is required to
be recorded in the vessel logbook,
observers can obtain this information
directly from the scale and do not need
to rely on the vessel logbooks as the
only source of data for scale weights.
Under current regulations, operators
of catcher vessels and catcher/
processors using any gear type and the
operators of motherships are required to
record the CDQ group number in their
logbooks within 2 hours after the
completion of gear retrieval. This
requirement has existed for logbooks for
many years so that vessel operators can
document whether catch in a haul or set
is occurring in CDQ or non-CDQ
fisheries. The primary reasons for
requiring the vessel operators to
indicate in their logbooks that they were
fishing on behalf of a CDQ group are: (1)
To document why a vessel may be
directed fishing for a groundfish species
when the non-CDQ fisheries for that
species were closed; (2) to record
production and retained catch
separately in the CDQ and non-CDQ
fisheries for purposes of calculating
maximum retainable amounts of
groundfish not open for directed fishing;
and (3) to provide information for
proper accounting of catch to allocated
quotas.
The requirement to record both the
scale weight of the haul and the CDQ
group number within 2 hours of
completion of gear retrieval applies to
daily cumulative production logbooks
(DCPLs) for catcher/processors using
trawl gear under regulations at
§ 679.5(c)(4)(ii)(B). However, as
described in the proposed rule, under
Amendment 91 AFA catcher/processors
or any catcher/processor harvesting
pollock CDQ will no longer be filling
out DCPLs (the paper logbooks). Vessel
operators are required to record all
information previously required in the
DCPL in an electronic logbook (ELB).
This final rule adds text to the
introductory paragraph of the trawl
catcher/processor DCPL requirements to
clarify that the operators of AFA
catcher/processors or any catcher/
processor harvesting pollock CDQ are
required to use an ELB and no longer
report using a DCPL.
Regulations at § 679.5(f)(2)(iii)(B)(1)
require that vessel operators using an
ELB must ‘‘Record the haul number or
set number, time and date gear set, time
and date gear hauled, begin and end
position, CDQ group number (if
applicable), and hail weight for each
haul or set within 2 hours after
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completion of gear retrieval.’’ Hail
weight is the vessel operator’s estimate
of the total weight of the haul. Although
current ELB regulations require the
vessel operator to enter all data
currently required for the DCPLs, the
ELB time limits currently do not include
the same requirement that applies to the
DCPL that operators of catcher/
processors required to weigh catch on a
scale approved by NMFS must record
the scale weight of the haul. In addition,
although the ELB time limits list the
information that must be recorded
within 2 hours after completion of gear
retrieval, they do not include the
additional DCPL time limit to record all
other required information by noon of
the day following completion of
production. NMFS revised the final rule
to require operators of catcher/
processors to report, in the ELBs, the
CDQ group number within 2 hours after
completion of weighing all of the catch
in the haul on the scale.
NMFS is preparing a separate
proposed rule to revise and standardize
time limits in § 679.5 for daily fishing
logbooks (DFLs), DCPLs, and ELBs and
will address the time limit for recording
the scale weight of each haul and all
other required information in this
separate rulemaking because these
requirements affect more than the
vessels regulated under Amendment 91.
This separate rulemaking is expected to
be effective by January 1, 2011.
However, until these revisions are
made, operators of catcher/processors
fishing under Amendment 91 are not
required to record scale weights of each
haul in the ELB within 2 hours of
completion of gear retrieval.
NMFS changed the final rule to add
a requirement that the operator of the
vessel must provide the information
recorded in the ELB to the observer or
an authorized officer upon request at
any time after the specified deadlines
and before the ELB logsheet is printed.
This requirement is needed because the
CDQ group number is required to be
recorded in the ELB within 2 hours after
weighing of the catch, but the vessel
operator is only required to print a copy
of the ELB logsheet for the observer’s
use by noon each day to record the
previous day’s ELB information. The
observer may need access to the
information about the CDQ group
number recorded in the ELB prior to the
daily printing of the ELB logsheet page
to submit observer data to NMFS in a
timely manner. As stated in the
comment, timely submission of observer
data will be essential to the industry to
manage Chinook salmon bycatch under
Amendment 91.
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The same issue raised in this
comment about the time needed to
assess catch composition before
assigning the catch in the haul to a CDQ
group or the partner vessel also applies
to catcher vessels delivering to
motherships. Current regulations at
§ 679.5(c)(4)(ii)(A) require the operator
of a catcher vessel using trawl gear to
record the CDQ group number in its
DFL within 2 hours after completion of
gear retrieval. Catcher vessels delivering
unsorted codends do not retrieve gear
onboard the catcher vessel, but just
transfer the codend from the catcher
vessel to the mothership. The trawl net
is hauled onboard the mothership,
dumped into holding tanks and held,
sorted, weighed, and processed in much
the same manner as is done on a
catcher/processor. Therefore,
assessment of the composition of the
catch and obtaining information needed
by the vessel operator to assign the
catch to a CDQ group or the mothership
sector is not available until after the
catch is weighed and the salmon sorted,
identified, and counted on the
mothership.
To maintain consistency with the
revisions made for time limits that
apply to the catcher/processors, NMFS
also revised the final rule that governs
time limits for recording the CDQ group
number in the catcher vessel’s DFL and
the mothership’s DCPL. NMFS revised
the final rule, at § 679.5(c)(4)(ii)(A)(1), to
add the statement that specific
information must be recorded within 2
hours after completion of gear retrieval,
except that catcher vessels harvesting
pollock CDQ and delivering unsorted
codends to a mothership must record
CDQ group number within 2 hours after
completion of weighing all catch in the
haul on the mothership.
For the mothership DCPL, NMFS
revised the final rule, at
§ 679.5(c)(6)(ii)(A), to add the statement
that specific information must be
recorded within 2 hours after
completion of receipt of each groundfish
delivery, except that the CDQ group
number for catcher vessels harvesting
pollock CDQ and delivering unsorted
codends to a mothership must be
recorded within 2 hours after the
completion of weighing all catch from
the haul on the mothership. Mothership
operators may use either the DCPL or
ELB. Mothership DCPLs do not require
reporting of the scale weight of each
delivery, so no revisions are needed.
Finally, current regulations require
that the operator of a vessel using an
ELB must notify NMFS by fax that he or
she will be using an ELB. NMFS
modified the final rule so that this
requirement applies only to operators
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voluntarily using an ELB. AFA catcher/
processors required to use an ELB under
Amendment 91 will not be required to
notify NMFS by fax that they are using
an ELB because NMFS will know that
they are using an ELB.
Comment 18: The final rule should
revise the time limit to record scale
weight of the haul and CDQ group
number to within 2 hours after the catch
from a haul is weighed and the salmon
in the haul are counted, whichever
occurs later. This deadline would better
comport with fish processing operations
and the practical requirements for
storing pollock in holding tanks.
Response: NMFS agrees that the time
limit for recording whether the catch
from a haul by a catcher/processor is
attributed to a CDQ group should be
changed. See response to comment 17.
The final rule revises this time limit to
within 2 hours of the completion of
weighing all catch in the haul. NMFS
believes that the time limit is
appropriately linked to the completion
of weighing of the haul and does not
agree that the time limit should be
linked to when the observer has
completed counting the salmon in the
haul.
Two hours after weighing the catch in
the haul should provide sufficient time
for the observer to sort, identify species,
and count all of the salmon in a haul.
However, if unusual circumstances
prevent the observer from completing
the count of all salmon in the haul
within this time limit, vessel crew can
assist the observer or count the salmon
in the haul independent of the observer
with enough detail to assess the catch
composition from the haul for purposes
of deciding whether to assign a haul to
a CDQ group or to the catcher/processor
sector. In addition, the time when the
catch from a haul is completely weighed
on the scale is readily available to the
vessel operator from information stored
and printed by the scale. Conversely,
the time when an observer completes
counting salmon would require separate
and additional documentation by the
observer.
Comment 19: The proposed rule, at
§ 679.21(c)(2)(ii)(A), requires an
operator of a vessel making inshore
deliveries to store all salmon taken as
bycatch in a refrigerated saltwater tank.
This regulation should be removed
because at times catch must be stored on
deck if tanks are full, a refrigeration
break-down could result in a violation,
and certain times of the year water
temperatures are sufficiently cold that it
is unnecessary to refrigerate.
Response: NMFS did not add this
requirement with the proposed rule, we
only removed the ability to freeze or ice
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the salmon. Making the requested
change is outside the scope of this
action. Vessel operators should notify
NOAA Office of Law Enforcement of
any equipment failures, including a
refrigeration break down, that impedes
a vessel’s full compliance with
regulations.
Comment 20: In the interest of
reducing the carbon footprint of the
pollock fleet, we support the proposal to
remove the reference requiring the
discard of salmon into Federal waters
once they have been counted or
otherwise sampled. However, whenever
possible and practical, Chinook salmon
bycatch should be committed to the PSD
program.
Response: NMFS acknowledges this
comment.
PSC Limits and Allocations
Comment 21: A 20,000 to 25,000
Chinook salmon bycatch cap is required
for the Chinook salmon population to
recover.
Response: As discussed in the EIS
(see ADDRESSES), no available
information indicates that caps at the
levels recommended in this comment
would recover the Chinook salmon
population. Annual bycatch caps of
20,000 to 25,000 Chinook salmon were
considered and eliminated from further
analysis by the Council. Based on
recommendations from the Council’s
Salmon Bycatch Workgroup, the initial
hard cap numbers under consideration
ranged from 14,000 to 114,000 fish. At
the December 2007 Council meeting, the
Council raised the lowest hard cap
under consideration to 29,323 Chinook
salmon, which is representative of the 5year average prior to 2001. The Council
noted that including this number in the
analysis was sufficiently conservative
and that caps below 29,323 would not
meet the purpose and need for this
action. The EIS has a complete analysis
of the cap level options (see ADDRESSES).
Comment 22: A hard cap of 29,323
Chinook salmon would ensure salmon
returns meet the needs of user groups.
A cap at this level is consistent with the
(1997 to 2001) average Chinook salmon
bycatch and would approach the Yukon
River Salmon Agreement requirement
that the United States increase in-river
returns by reducing losses to marine
fisheries. As the EIS describes, a cap at
this level would have provided the
‘‘greatest benefit’’ in salmon savings for
Western and Interior Alaska stocks from
2003–2007.
Response: NMFS acknowledges the
comment and notes that a similar hard
cap was considered in the EIS. The
Council recommended and NMFS
approved Amendment 91 because it best
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53035
balances the need to minimize Chinook
salmon bycatch to the extent practicable
while providing the pollock fleet the
flexibility to harvest the pollock TAC.
This decision is fully supported by the
EIS and RIR prepared for this action (see
ADDRESSES). NMFS has complied with
all applicable laws, Executive Orders,
and international obligations in
approving and implementing
Amendment 91.
Comment 23: A very strong case was
made by directly affected communities,
and those organizations whose entire
existence is for the purpose of
conserving Yukon River Chinook
salmon, for implementing a 30,000
Chinook salmon cap with a 58/42 A/B
season split.
Response: The analyses for this action
examined the impacts of hard caps
ranging from 29,300 to 87,500 Chinook
salmon. See NMFS response to
comment 21. Four seasonal
apportionment options were analyzed in
the EIS, including the 58/42
apportionment. Amendment 91
apportions the PSC limits as 70 percent
in the A season and 30 percent in the
B season. Seventy percent is higher than
the average historical distribution of
Chinook salmon bycatch to the A season
to provide more of the Chinook salmon
PSC allocation during the highest value
pollock fishing season. However, the 70/
30 A/B season split is combined with
the rollover of 100 percent of the
remaining A season allocation to the B
season. This rollover provision
promotes salmon savings in the A
season by providing incentives for
sectors to minimize bycatch to the
extent practicable in preparation for the
B season, but also locks in the
maximum proportion of bycatch
allowed in the A season.
Comment 24: The 47,591 Chinook
salmon PSC limit is too high. Declining
Chinook salmon numbers prove that
salmon stocks cannot sustain
exploitation at that level.
Response: NMFS disagrees. The EIS
analyzes the environmental impacts of
Chinook salmon bycatch at the 47,591
Chinook salmon PSC limit (see
ADDRESSES). This analysis provides the
best available information on the
predicted impacts of bycatch at this
level. The 47,591 is the approximate 10year average of Chinook salmon bycatch
from 1997 to 2006, and represents both
the performance standard for sectors
with vessels participating in an IPA and
the PSC limit if no IPA is approved by
NMFS.
While Chinook salmon bycatch in the
pollock fishery may be a contributing
factor in the decline of Chinook salmon,
as the EIS analysis shows, the absolute
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numbers of the ocean bycatch that
would have returned to western Alaska
are expected to be relatively small due
to ocean mortality and the large number
of other river systems contributing to
the total Chinook bycatch. Although the
reasons for the decline of Chinook
salmon are not completely understood,
scientists believe they are
predominately natural. Changes in
ocean and river conditions, including
unfavorable shifts in temperatures and
food sources, likely cause poor survival
of Chinook salmon.
Comment 25: The 60,000 Chinook
salmon PSC limit is nearly double the
cap levels of 29,323–32,500 Chinook
salmon recommended by those who
oversee management of the Chinook
salmon fisheries in-river and by those
who depend on the Chinook salmon.
The 60,000 Chinook salmon PSC limit
would allow the pollock industry to
waste more Chinook salmon than the
entire subsistence catch on the Yukon
River.
Response: Amendment 91 involves
more management measures than a
simple 60,000 Chinook salmon PSC
limit. The performance standard will
ensure that average bycatch does not
exceed the recent 10-year average. The
IPAs are intended to further reduce
bycatch below that amount by providing
vessels incentives to avoid Chinook
salmon at all times. As a result,
Amendment 91 is intended to achieve,
on average, greater Chinook salmon
savings in low abundance years than a
single hard cap and achieve Chinook
salmon bycatch below the performance
standard in most years. However, the
60,000 Chinook salmon PSC limit
provides for the inherent variability in
Chinook salmon bycatch among vessels,
sectors, and years by allocating
sufficient Chinook salmon for times
when Chinook salmon bycatch is
unavoidably high.
NMFS will monitor all salmon
bycatch by each vessel in the pollock
fishery through a census, 100 percent
observer coverage, and an expanded
biological sampling program. Annual
reports and the proposed economic data
collection program are designed to
evaluate whether and how incentive
plans influence a vessel’s operational
decisions to avoid Chinook salmon
bycatch. If information becomes
available to indicate that Amendment
91 is not providing the expected
Chinook salmon savings, NMFS will
work with the Council to take additional
actions to minimize Chinook salmon
bycatch to the extent practicable.
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Performance Standard
Comment 26: Under the proposed
rule, if a vessel opts-out of an IPA, an
amount equal to that vessel’s portion of
opt-out allocation of 28,496 Chinook
salmon is subtracted from that sector’s
PSC allocation; however, an amount
equal to that vessel’s portion of 47,591
Chinook salmon is also subtracted from
that sector’s annual threshold amount.
The proposed rule has no rationale for
subtracting an opt-out vessel’s portion
of 47,591 Chinook salmon from the
sector’s annual threshold amount. This
proposed adjustment method will
unnecessarily restrict fishing
opportunities for vessels that choose to
become members of an IPA and will, in
turn, jeopardize the attainment of
optimum yield in the pollock fishery.
The final rule should accommodate the
vessels that choose to opt-out of an IPA
by subtracting the vessels opt-out
allocation from the sector’s annual
threshold amount.
Response: NMFS consulted with the
Council on the two methods to calculate
a sector’s annual threshold amount, the
method in the proposed rule or the
method recommended by public
comment. The Council recommended
that the final rule be changed to subtract
a vessel’s opt-out allocation from the
sector’s annual threshold amount. This
is the same method that the Council had
recommended for calculating the sector
allocations under the 60,000 Chinook
salmon PSC limit and will result in
slightly higher annual threshold
amounts for sectors with vessels that
opt-out of an IPA than the method in the
proposed rule. To make this change,
NMFS changed column G in Tables 47a,
47b, and 47c and column E in Table 47d
of the final rule to show each vessel’s
annual Chinook salmon opt-out
allocation that will be deducted from
the sector’s annual threshold amount.
Comment 27: The performance
standard allows the pollock fleet to
exceed the 60,000 Chinook salmon PSC
limit in some years without penalty,
although consistently exceeding the
performance standard could trigger a
lower bycatch cap for future years.
Response: Under Amendment 91, the
pollock fleet is prevented from
exceeding the 60,000 Chinook salmon
PSC limit in every year. Each year,
NMFS will allocate the 60,000 Chinook
salmon PSC limit to the mothership
sector, catcher/processor sector, inshore
cooperatives, and CDQ groups if an IPA
is formed and approved by NMFS. The
sector-level performance standard of
47,591 Chinook salmon is a tool to
ensure that each sector does not fully
harvest its Chinook salmon PSC
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allocation in most years. For a sector to
continue to receive Chinook salmon
PSC allocations under the 60,000
Chinook salmon PSC limit, that sector
may not exceed its portion of 47,591 in
any three years within seven
consecutive years. If a sector fails this
performance standard, it will
permanently be allocated a portion of
the 47,591 Chinook salmon PSC limit.
Comment 28: The performance
standard allows the pollock fleet to
catch 60,000 Chinook salmon in two out
of seven years with no penalty. The
rationale cited by the Council was that
in certain years the pollock fishery
simply cannot avoid bycatch despite
behavioral changes. No analysis is
presented in the EIS to support this
conclusion.
Response: The EIS (see ADDRESSES)
discusses the function of the sector-level
performance standard to prevent each
sector from exceeding its portion of
47,951 Chinook salmon in more than 3
years in any 7 consecutive years. Note
that since the performance standard is
on a sector basis, if one sector exceeded
its performance standard and fished up
to its allocation under the 60,000 PSC
limit, total bycatch would still be below
60,000 Chinook salmon. Bycatch would
only reach 60,000 Chinook salmon in a
given year if all sectors fished up to
their allocation of 60,000 Chinook
salmon. Therefore, the performance
standard is the tool that will prevent
bycatch from exceeding, on average, the
historical 10-year average.
The EIS analysis shows that the
number of Chinook salmon caught as
bycatch in the pollock fishery is highly
variable from year to year, from sector
to sector, and even from vessel to vessel.
Current information about Chinook
salmon is insufficient to determine the
reasons for high or low encounters of
Chinook salmon in the pollock fishery
or the degree to which encounter rates
are related to Chinook salmon
abundance or other conditions. The
uncertainty and variability in Chinook
salmon bycatch led the Council to create
a program with a 60,000 Chinook
salmon PSC limit, a performance
standard, and IPAs. The 60,000 Chinook
salmon PSC limit represents a reduction
in bycatch from the recent high bycatch
years and is approximately one-half of
the 2007 Chinook salmon bycatch. The
60,000 Chinook salmon PSC limit
assumes that the fleet can and will
change behavior to avoid Chinook
salmon or face closure the pollock
fishery. The performance standard and
the IPAs aim to ensure that the fleet will
further change behavior to avoid
Chinook salmon bycatch.
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Eligible Entities
Comment 29: The proposed rule, at
§ 679.21(f)(8)(ii), is unclear about what
would happen if NMFS received more
than one application for the entity to
represent a sector and receive the
Chinook salmon PSC allocation. No
more than one entity should be
authorized to represent the catcher/
processor sector, but not all of the
owners of the AFA permitted vessels in
the sector should be required to be
members in a single entity.
The final rule should contain an
explanation of the criteria that NMFS
intends to use to determine which of
two or more entity applications will be
selected to represent the catcher/
processor sector. One criterion should
be that an applicant must represent the
majority (i.e., 75 percent) of the eligible
vessel owners in that sector. By using
these criteria, NMFS would authorize an
entity with the broadest representation
of participants. This super-majority
threshold will ensure that the terms
under which the entity is formed will
reflect the views of the strong majority
of participants but at the same time will
prevent the creation of hold out
opportunities that would result from a
unanimous approval requirement. The
rule should not require unanimous
participation by the owners of every
eligible vessel. This standard would
give inappropriate leverage to
participants with very little investment
in the fishery and could disrupt the
entire allocation and IPA process.
Response: NMFS consulted with the
Council on the best way to address the
sector entity issues raised in public
comment, and the Council
recommended that NMFS change the
final rule to improve the
implementation of sector entities and
better align IPA and sector entity
participation. The requirement that the
mothership and catcher/processor sector
entities must represent all of the vessel
owners in that sector to receive a
transferable PSC allocation was
explained in the EIS and is a result of
the fact that Amendment 91 only allows
for NMFS to make a single allocation to
those sectors. However, the proposed
rule did not provide the necessary
structure for the sector entity to form
without introducing the problems
identified in public comments.
NMFS modified the final rule, at
§ 679.21(f)(8)(i)(C) and (D), to make it
clear that NMFS will authorize only one
entity to represent the catcher/processor
sector and one entity to represent the
mothership sector. NMFS also clarified
that, under the 60,000 Chinook salmon
PSC limit, the entity has to represent all
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IPA participating vessel owners because
the allocation is for use by all IPA
participating members of the sector, and
the entity is responsible for managing
the use of the allocation by all IPA
participating members. Vessel owners
that choose to opt-out of an IPA would
not participate in the sector entity.
NMFS added a requirement, at
§ 679.21(f)(8)(ii)(A), that the sector
entity representative must affirm on the
application form that each eligible
vessel owner, from whom the applicant
received written notification requesting
to join the sector entity, has been
allowed to join the sector entity subject
to the terms and conditions that have
been agreed on by, and are applicable
to, all other parties to the sector entity.
NMFS moved a similar requirement for
IPA membership from the proposed
language at § 679.21(f)(12)(ii) to the IPA
application requirements at
§ 679.21(f)(12)(iii)(A) to better align the
participation requirements for both
applications. NMFS also added a
requirement, at § 679.21(f)(12)(ii)(B),
that vessels owners in the catcher/
processor sector or mothership sector
must be a member of the sector entity
to join an IPA.
To address the issue of what would
happen if NMFS received more than one
sector entity application, NMFS added
§ 679.21(f)(8)(ii)(E) to the final rule to
clarify that if more than one entity
application is submitted to NMFS,
NMFS will approve the application for
the entity that represents the most
eligible vessel owners in the sector. At
§ 679.21(f)(8)(ii)(D), NMFS changed the
deadline for the entity application from
November 1 to October 1 to coincide
with the deadline for the IPA
application. NMFS added
§ 679.21(f)(8)(ii)(F) to the final rule to
enable vessel owners to join an
approved sector entity by December 1 of
each year, so that the entity can
represent all eligible vessels in the
sector and receive a transferable PSC
allocation.
Comment 30: The proposed rule, at
§ 679.7(f)(8)(iii)(A)(4), allows an entity
representative to sign an IPA on behalf
of the vessel owners in that entity. The
final rule should allow the entity
representative to sign more than one
IPA to provide for the eventuality that
members of the same entity join
different IPAs.
Response: NMFS agrees and has
modified this paragraph, now at
§ 679.21(f)(8)(iii)(B) in the final rule, to
allow an entity representative to sign
more than one IPA. The IPA
representative may sign an IPA on
behalf of the vessel owners in that entity
that intend to join that IPA. Note that
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the IPA application requires that the
IPA list each vessel that will be
participating in that IPA.
Comment 31: The joint and several
liability provision, at
§ 679.21(f)(8)(iii)(A), is unreasonably
broad and makes the members of an
entity formed for the purposes of
applying for and holding transferable
quotas jointly and severally liable for
any violation of applicable regulations
and for any penalties. Requiring vessel
owners to subject themselves to such
onerous and open-ended joint and
several liability exposure raises serious
issues of fairness and due process. The
prospect of such liability is likely to
have a chilling effect on the willingness
of an individual company to enter into
the entity formation arrangements
required to enjoy the benefits of a
transferable bycatch allocation in the
first place. Without an entity, that sector
would not receive transferable Chinook
salmon PSC allocations, which may
jeopardize its ability to harvest its
pollock. This is an inappropriate
standard that not only unfairly imposes
liability on innocent vessel owners, but
it was included in the proposed rule
without opportunity for comment
earlier in the process and without the
benefit of Council input. For these
reasons, and without benefit of any
rationale for including such provisions
in the first place, the joint and several
liability provisions should be removed
for the final rule.
Response: NMFS has removed from
the final rule the joint and several
liability provisions for cooperatives and
the entities representing the catcher/
processor sector and mothership sector.
These provisions created some
confusion, as discussed in the comment,
and they are unnecessary because
NOAA has independent authority to
exercise its discretion to seek to impose
joint liability if the evidence supports
doing so.
Transfers
Comment 32: The proposed rule, at
§ 679.21(f)(9)(ii), states that vessels
fishing on behalf of an entity that has
exceeded its Chinook salmon PSC
allocation for a season may not start a
new pollock fishing trip for the
remainder of that season. This implies
that if a vessel was fishing on the
pollock allocation from an AFA entity
and the entity had exceeded its Chinook
salmon PSC limit, the vessel could not
start a new fishing trip for a CDQ entity.
That is not the intent. Clarify that once
an entity has exceeded its Chinook
salmon PSC allocation, a vessel cannot
start a new fishing trip for that same
entity.
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Response: NMFS agrees and has
modified the final rule at
§ 679.21(f)(9)(ii) to clarify that a vessel
is prohibited from fishing for an entity
that has exceeded its Chinook salmon
PSC allocation. The Council motion
states that any recipient of a post
delivery transfer during a season may
not fish for the remainder of that season.
The recipient of a post delivery transfer
is the entity, not a vessel. The
prohibitions at § 679.7(d)(8)(ii)(C)(2) and
(k)(8)(iv)(B) accurately reflect this.
Comment 33: In the proposed rule, at
§ 679.21(f)(10)(ii), it is difficult to
determine whether seasonal pollock
fishery closures will affect a sector of
the fishery or the entire fishery. The
final rule should make it clear that
sector-specific seasonal closures will be
employed to manage this portion of the
fishery.
Response: NMFS disagrees that this
paragraph needs to be changed. This
regulation makes it clear that NMFS will
close fishing for those vessels fishing
under a non-transferable allocation. For
any given year, NMFS can establish
non-transferable allocations, including a
non-transferable allocation for the group
of opt-out vessels. The non-transferable
opt-out allocation will apply to all
vessels that have opted out and could
include vessels from different sectors.
Therefore, the NMFS closures will not
necessarily be sector-specific.
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Incentive Plan Agreement (IPA)
Comment 34: The proposed rule, at
§ 679.21(f)(12)(i)(A), incorrectly
characterizes the minimum
participation requirement. The first
sentence should read, ‘‘participation by
the owners of AFA permitted vessels or
CDQ groups that combined represent at
least 9 percent of the Bering Sea
directed pollock fishery is required for
purposes of this paragraph (f)(12)(i).’’
The accompanying table should be
deleted.
Response: NMFS agrees and has
corrected this paragraph for the final
rule to clarify that parties to an IPA
must collectively represent at least 9
percent of the Bering Sea pollock quota.
The correct method for determining the
percent represented by each party to an
IPA is described in detail in the
preamble to the proposed rule (75 FR
14028; March 23, 2010).
NMFS disagrees that the
accompanying table should be deleted.
The table contains necessary
information for participants to
understand how NMFS will calculate
the percent of Bering Sea pollock used
for each AFA permitted vessel and CDQ
group in determining whether an IPA
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meets the minimum participation
requirement.
Comment 35: The preamble to the
proposed rule explains that a CDQ
group can only join one IPA. This
restriction would force a CDQ group
with vessels fishing in different AFA
sectors to join one IPA and adopt the
same incentive program. A CDQ group
has investments in fishing vessels in
several pollock sectors, and can allocate
CDQ pollock among them, and should
have the ability to join multiple IPAs.
Response: NMFS concurs that a CDQ
group should not be required to
participate in only one approved IPA.
CDQ groups are not restricted in what
vessels they may authorize to catch
pollock CDQ on their behalf as long as
those vessels meet all other applicable
requirements in 50 CFR part 679 and
other Federal regulations. Therefore, a
CDQ group may have vessels from
different AFA sectors fishing for pollock
in the Bering Sea on its behalf. Different
AFA sectors may develop different IPAs
and the CDQ group or the vessel owner
may want the partner vessel to
participate in the same IPA that the
vessel participates in for its non-CDQ
fishing. Although described in the
preamble, no regulations were included
in the proposed rule that would require
the CDQ groups to participate in only
one IPA. Therefore, no changes in the
final rule are needed.
However, NMFS added a requirement
to the final rule to clarify requirements
associated with a CDQ group’s
participation in an IPA. To receive a
transferable Chinook salmon PSC
allocation under the 60,000 PSC limit, a
CDQ group must participate in an
approved IPA. If a CDQ group is
participating in an IPA, it cannot also
participate in the opt-out fishery
because the Chinook salmon allocation
to a CDQ group cannot be subdivided
based on the participation of its partner
vessels in an approved IPA. Therefore,
to implement the Council’s intent and to
address this comment submitted by five
of the six CDQ groups, NMFS added a
requirement in the final rule, at
§ 679.21(f)(12)(ii)(C), that states, for a
CDQ group to be a member of an IPA,
the CDQ group must list in the IPA each
vessel harvesting Bering Sea pollock
CDQ on behalf of that CDQ group that
will participate in that IPA.
Comment 36: If a vessel is eligible to
participate in more than one sector, that
vessel should be able to participate in
more than one IPA. This would occur
for a vessel that is in the catcher/
processor sector and fishing for a CDQ
group or for a vessel that can fish in the
mothership sector and inshore
cooperative sector.
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Response: NMFS agrees that if a
vessel is eligible to participate in more
than one sector, then that vessel can
participate in an IPA for each sector.
Comment 37: Clarify whether a CDQ
group must submit a separate proposed
IPA if they decide to participate in an
IPA together with members of another
AFA sector.
Response: The IPA representative
must submit an application for approval
of a proposed IPA to NMFS. A CDQ
group that is a member of that proposed
IPA will be listed in the IPA; this CDQ
group does not need to separately
submit the same proposed IPA.
Comment 38: Two different deadlines
are identified for IPAs; October 1 and
November 1. Which is correct?
Response: Both deadlines are correct.
October 1 is the deadline for submitting
a proposed IPA or amended IPA under
§ 679.21(f)(12)(iv). November 1 is the
deadline in the proposed rule for the
IPA representative to submit
amendments to the list of participants in
the IPA. Note that, in response to
comment 39, NMFS changed this
deadline for amendments to the IPA list
of participants, at
§ 679.21(f)(12)(v)(C)(2), to December 1.
Comment 39: NMFS should add a
deadline for when NMFS will notify
participants whose IPA is rejected to
allow them sufficient time to amend
their application or join a different IPA.
The proposed rule, at
§ 679.21(f)(12)(iv)(D)(2), provides an
applicant one 30-day period to address
any deficiencies in the proposed IPA
that NMFS identifies. The final rule
should allow for a 45-day period to
address, in writing, the IPA deficiencies
identified by NMFS. Additionally, the
November 1 deadline at
§ 679.21(f)(12)(v)(C)(2) for amendments
to the IPA’s list of participants should
be changed to December 1 to
accommodate NMFS’ review and
notification process and the potential
for amending and/or switching IPAs.
Response: NMFS will expeditiously
review the IPAs and notify the IPA
representative of any deficiencies as
soon as possible; therefore, a deadline
for NMFS review is not necessary. The
30-day period for an IPA representative
to address any identified deficiencies
was put in regulations to ensure that
deficiencies could be addressed and
NMFS could approve an IPA before the
upcoming fishing year. Therefore,
NMFS did not change this 30-day
period in the final rule. NMFS agrees
that the deadline for amendments to the
list of participants for an IPA should be
changed from November 1 to December
1 and has made this change in the final
rule at § 679.21(f)(12)(v)(C)(2).
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Comment 40: The proposed rule, at
§ 679.21(f)(12)(iii)(B)(3)(i), says that the
IPA must contain a written description
of the incentives that will be
implemented under the IPA to ensure
that the operator of each vessel
participating in the IPA will avoid
Chinook salmon at all times while
directed fishing for pollock. This does
not correctly reflect the Council motion,
which says that an IPA must describe
incentives for each vessel to avoid
Chinook salmon bycatch under any
condition of pollock and Chinook
salmon abundance in all years. In other
words, the IPA is to describe the
incentives that promote salmon
avoidance. The incentives will not
ensure that participants avoid salmon at
all times. The final rule should reflect
the Council motion.
Response: NMFS agrees and has
changed the IPA requirement in the
final rule, at § 679.21(f)(12)(iii)(B)(3)(i),
to reflect the Council motion.
Comment 41: The final rule, at
§ 679.21(f)(12)(v)(D), should include the
criteria that NMFS would use to
disapprove of an IPA as identified in the
preamble (75 FR 14029; March 23,
2010). The reasons for disapproval
should also include where the IPA lacks
a component intended to prevent the
sector from exceeding the performance
standard. As the performance standard
applies to all members of a sector who
participate in IPAs, rather than to each
IPA individually, the IPAs should be
required to include provisions to keep
the entire sector below the performance
standard. This is particularly important
in the event that vessels in any one
sector participate in more than one IPA.
And, this criteria should also be added
to the final rule at
§ 679.21(f)(12)(v)(D)(1)(ii) for
disapproval of a proposed amendment
to an IPA.
Response: NMFS disagrees that
additional criteria for disapproval
should be specified in the regulations.
The requirements in the regulations that
an IPA must meet for NMFS approval
are directly related to the Council
motion, and NMFS will disapprove an
IPA that does not meet these
requirements. The proposed rule
preamble provides examples of ways
that an IPA would not meet the
requirements specified in the
regulations, but these are just examples
and there are other ways NMFS may
decide an IPA does not meet the
regulatory requirements. Additionally,
under § 679.21(f)(12)(iii)(B)(3)(v), an IPA
must describe how the IPA ensures that
the operator of each vessel governed by
the IPA will manage his or her Chinook
salmon bycatch to keep total bycatch
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below the performance standard for the
sector in which the vessel participates.
Under § 679.21(f)(12)(v)(D), NMFS will
disapprove an IPA or an amendment to
an IPA that does not meet this
requirement.
Comment 42: For the requirement that
the IPA contains incentives to ensure
that the operator of each vessel will
avoid Chinook salmon while fishing for
pollock, ‘‘avoid’’ should be changed to
‘‘minimize to the extent practicable’’ to
use the same language as National
Standard 9.
Response: The Council motion
recommending Amendment 91
specifically requires that an IPA must
describe incentives for each vessel to
avoid Chinook salmon bycatch under
any condition of pollock and Chinook
salmon abundance. This final rule
implements Amendment 91.
Additionally, this IPA requirement is
consistent with National Standard 9.
National Standard 9 states that
conservation and management measures
shall, to the extent practicable, (A)
minimize bycatch and (B) to the extent
bycatch cannot be avoided, minimize
the mortality of such bycatch. This
suggests the general goal is to avoid
bycatch and if it cannot be avoided,
minimize its mortality. In other words,
the fact that part (B) uses the word
‘‘avoided’’ suggests that that word
accurately encapsulates the principal
aim of part (A) of National Standard 9.
Therefore, the requirement to avoid
bycatch is consistent with National
Standard 9’s parameters, namely,
bycatch must be minimized to the
extent practicable. Moreover,
Amendment 91 is designed to minimize
bycatch to the extent practicable, as
required by National Standard 9, and
the IPAs are one aspect in achieving that
goal.
Comment 43: The IPAs operate
outside of regulatory control, and we
have no assurances that actual bycatch
will be any lower than the limits placed
in regulation.
Response: The IPAs will not operate
outside of regulatory control.
Regulations establish the performance
based requirements that each IPA must
accomplish. Any number of different
incentive plans could meet these
regulatory requirements. The
requirements for the IPA are
performance based because fishery
participants have more tools available to
them to create incentives to minimize
bycatch at the vessel level than could be
proscribed through Federal regulation.
As designed, an IPA can be more
responsive and adaptive than Federal
regulations and can use tools not
available to managers, such as fees and
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53039
penalties. IPAs are included as a
performance-based provision and the
Federal regulations are flexible in
allowing the pollock fleet to modify the
IPAs as performance information
becomes available to ensure that the
IPAs meet the goals in Amendment 91.
Additionally, the final rule requires
the IPA representative to submit an
annual report to the Council that will be
the primary tool through which the
Council will evaluate whether its goals
for the IPAs are being met. Also, the
proposed economic data collection
program that the Council and NMFS are
developing is designed to provide
quantitative information to evaluate
how an IPA influences a vessel’s
operational decisions to avoid Chinook
salmon bycatch. See response to
comment 44.
Comment 44: Under Amendment 91,
there is no opportunity for a substantive
review of the IPAs by either NMFS or
the Council, and no analysis of expected
performance is conducted by NMFS in
approving the plans. The IPA
requirements do not specify the types of
incentives that must be contained in the
plans. Under this review process, only
the Council addresses the efficacy of the
incentive programs, yet the incentive
programs submitted to NMFS may not
be the same programs initially
submitted to the Council. In effect, no
one, including the public, NMFS, and
the Council, has the opportunity to
assess the efficacy of the final incentive
programs submitted to NMFS.
Moreover, the Council has no authority
to approve or deny the IPAs. An FMP
amendment would have to be initiated
to change the requirements.
Response: The comment is correct
that there is no process to review the
potential efficacy of the IPAs prior to
the first year of implementation. After
the first year of implementation,
substantive review of the IPAs will
occur annually as part of the Council’s
public process and will be based on the
performance of the IPAs. The IPA
annual report is the primary tool
through which the Council will evaluate
whether its goals for the IPAs are being
met. The IPA annual report must
contain: (1) A comprehensive
description of the incentive measures in
effect in the previous year; (2) a
description of how these incentive
measures affected individual vessels; (3)
an evaluation of whether incentive
measures were effective in achieving
salmon savings beyond levels that
would have been achieved in the
absence of the measures; and (4) a
description of any amendments to the
terms of the IPA that were approved by
NMFS since the last annual report and
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the reasons that the amendments to the
IPA were made.
The proposed economic data
collection program, once implemented,
would provide information to the
analysts and the Council for
determining the effectiveness of the
IPAs. The data collection program will
focus on (1) evaluating the effectiveness
of the IPA incentives, the PSC limits,
and the performance standard in terms
of minimizing salmon bycatch in times
of high and low levels of salmon
abundance, and (2) evaluating how
Amendment 91 affects where, when,
and how pollock fishing and salmon
bycatch occur. The proposed data
collection program would also provide
data for NMFS and the Council to study
and verify conclusions drawn by
industry in the IPA annual reports. Due
to the complex nature of economic data
collection, the data collection program
will be implemented after Amendment
91.
By design, IPAs are adaptive and can
be modified as necessary. The IPAs may
be amended in response to the Council’s
review to better achieve the program
goals. Furthermore, if analysis prepared
after the incentive plans are in effect
demonstrates that the Council’s goals
are not being met, then NMFS and the
Council could re-initiate analysis of
alternative Chinook salmon bycatch
management measures and recommend
revised or new management measures in
the future.
Comment 45: It is important that the
public review and objectively assess
how the IPAs are functioning. The
qualitative approach suggested in the
proposed rule is not adequate. The final
rule should recommend that an IPA and
its associated annual report contain
objective, measurable, specific, and
verifiable quantitative values or
estimates for each of the IPA
components.
Response: NMFS agrees that careful
review and assessment of the IPAs are
important. The Council motion
specified the requirements for the IPA
annual report to the Council and no
changes to these requirements were
made in the final rule. The proposed
economic data collection program that
the Council and NMFS are developing
is designed to provide quantitative
information to evaluate how an IPA
influences a vessel’s operational
decisions to avoid Chinook salmon
bycatch.
Comment 46: The EIS does not
analyze the IPAs, which were relied
upon to justify Amendment 91. NEPA
requires that IPAs be analyzed as
alternatives within the EIS if selection
of a higher hard cap is based on
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performance under the IPAs. Without an
analysis of the IPAs, there is no
justification for allowing a higher cap if
IPAs are in place. The agency argues
that the IPAs need not be analyzed
because it is the cap levels themselves
which are being analyzed. One must
then assume that the Council has
effectively chosen a 60,000 hard cap.
Assuming arguendo that this is the case,
the Council’s rhetoric does not match its
action. In deliberations and in follow-up
to the public, Council members have
stressed that this is not really a 60,000
hard cap because of the IPAs and the
performance standard. If the IPAs are
truly insignificant enough such that
they need not be analyzed in the EIS,
they also cannot be justification for the
two scenario approach.
Response: NMFS disagrees. As
explained in EIS chapter 9, as long as
the EIS analyzes and discloses the
consequences of adopting the PSC limits
specified in the alternatives, and the
IPAs are a feature of the alternative that
provides additional incentives to avoid
Chinook salmon bycatch within these
cap levels, the Secretary of Commerce
can approve and implement
Amendment 91 without an analysis in
the EIS of the specific IPAs the pollock
industry may submit.
The EIS analyzes the environmental
impacts of Chinook salmon bycatch at
the 60,000 and 47,591 Chinook salmon
PSC limits. This analysis provides the
best available information on the
predicted impacts of bycatch at these
levels because these PSC limits are the
maximum amount of bycatch that could
be caught in any given year. The EIS
discusses the function of the sector-level
performance standard to prevent each
sector from exceeding its portion of
47,951 in more than three years in any
seven consecutive years. Note that since
the performance standard is on a sector
basis, if a given sector exceeded its
performance standard and fished up to
its PSC allocation, total bycatch would
still be below 60,000 Chinook salmon.
Bycatch could only reach 60,000
Chinook salmon in a given year if each
sector fished up to its PSC allocation.
Therefore, the performance standard is
the tool that will prevent bycatch from
exceeding, on average, the historical 10year average of 47,591 Chinook salmon.
The EIS makes no assumptions as to
whether the IPAs will be effective;
rather, the IPA component is an
innovative approach that is designed to
provide incentives for each vessel to
avoid bycatch at all times with the goal
of reducing bycatch below the PSC
limits. The requirements for an IPA are
performance based (i.e., they address
what an IPA should accomplish); any
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number of different incentive plans
could meet these objectives. As
designed, an IPA can be more
responsive and adaptive than Federal
regulations and can use tools not
available to Federal managers, such as
fees and penalties. IPAs were included
as a performance-based provision, and
the Federal regulations are flexible in
allowing the pollock fleet to modify the
IPAs as performance information
becomes available to ensure that the
IPAs meet the goals in Amendment 91.
IPA performance will be reviewed
annually (see response to comment 44).
If information becomes available to
indicate that Amendment 91 is not
providing the expected Chinook salmon
savings, NMFS will work with the
Council to take additional actions to
minimize Chinook salmon bycatch to
the extent practicable.
Additionally, requiring, as the
comment suggests, that fishery
participants finalize an IPA years before
it would be used in order for it to be
analyzed would remove the adaptive
nature of the IPAs and therefore remove
some of its effectiveness. And, doing so
would not have changed the analysis of
the environmental impacts.
Non-Chinook Bycatch
Comment 47: The section at
§ 679.21(g)(2)(iii)(C) on ICA Chum
Salmon Savings Area Notices should be
re-written to more accurately describe
the original intention of Amendment 84.
While the twice weekly notices are
required, ICA Chum Salmon Savings
Area closures only occur if and when
areas with bycatch in excess of the
based rate, as described in paragraph
(g)(2)(iii)(B), are identified. The
sentence, ‘‘For any ICA Salmon Savings
Area notice, the maximum total area
closed must be at least 3,000 square
miles for ICA Chum Salmon Area
closures’’ is confusing and does not
accurately reflect the original intention
of the 3,000 square mile standard. The
original intention was to assure that the
ICA, not the notice, contain language
that allows for the maximum areas
available for a Chum Salmon Savings
Area closure to be no less than 3,000
square miles. There was never an
intention to require 3,000 square miles
be closed by each notice as this sentence
may be interpreted to mean.
Response: Substantive revisions to the
regulations at § 679.21(g) governing the
non-Chinook salmon portions of the
VRHS ICA are not within the scope of
this final rule. Revisions to the
management of chum salmon bycatch in
the Bering Sea pollock fishery was not
considered among the alternatives
analyzed for Amendment 91. The
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Council currently is analyzing
alternatives to address chum salmon
bycatch, and NMFS will request that it
consider these comments in developing
its alternatives and analysis.
Comment 48: The last sentence in
§ 679.21(g)(2)(iii)(E) states that ‘‘Bycatch
rates for Chinook salmon must be
calculated separately from non-Chinook
salmon, and cooperatives must be
assigned to tiers based on non-Chinook
salmon bycatch.’’ This sentence is not
necessary and should be removed.
Response: NMFS concurs and
removed this sentence in the final rule.
This requirement does not appear in
current regulations governing the VRHS
ICA and was added in the proposed rule
in an attempt to clarify how the ICA
would operate with the removal of
regulations related to Chinook salmon.
However, the intent of the regulations in
this paragraph is clear without this
additional sentence.
requirements for a PSD program permit
may apply to NMFS to become an
authorized distributor. To date, only one
authorized distributor, SeaShare, is
permitted to handle donated salmon.
Because of the logistics of handling and
shipping the fish, and the limited
resources for the program, only Pacific
Northwest residents have benefited from
the donated salmon. The PSD program
is currently a voluntary program, with
participants paying the cost of handling
the fish. Having more authorized
distributors that could provide donated
salmon to Western Alaska communities
would be a good way to reduce salmon
waste in the pollock fishery. More
information about the PSD program is
available on the NMFS Alaska Region
Web site (https://alaskafisheries.noaa.
gov/ram/psd.htm).
PSD Program
Comment 49: The proposed rule, at
§ 679.21(c)(2)(i)(D), requires catcher/
processors and motherships to ensure
that no salmon of any species pass the
observer sample collection point. This
seems to prohibit salmon from passing
the observer sample collection point
and into the factory area, yet salmon
intended for the PSD program must be
processed and frozen, and these
activities take place in the factory area.
The final rule should clearly indicate
that it is acceptable for crew to process
and freeze donation program salmon in
the factory areas after the salmon have
been counted.
Response: NMFS disagrees that a
change in the final rule is necessary to
allow for the transfer or processing of
salmon under the PSD program, at
§ 679.26. The final rule, at
§ 679.21(c)(2)(i)(A), requires that the
operators of catcher/processors or
motherships must first sort salmon
bycatch into an approved salmon
storage location. Once the observer has
determined the salmon count and
collected biological samples, the salmon
can be removed from the area, as
described in § 679.21(c)(1), and can then
be processed for the PSD program.
Comment 50: Salmon taken as
bycatch are either discarded at sea or
processed for food banks in the Pacific
Northwest, far from the Western Alaska
families which depend on salmon.
Response: NMFS encourages
participation in the PSD program to
reduce waste and provide high quality
protein to those in need. Regulations at
§ 679.26 require any salmon donated to
be handled by an authorized distributor.
Any organization that can meet the
Comment 51: The proposed rule, at
§ 679.28(j)(1)(viii), specifies that a video
monitor is needed for viewing ‘‘within
the tank.’’ Because salmon are sorted
from the catch after the catch is
removed from fish storage tanks, there is
no reason to require a camera in a fish
storage tank. The final rule should
remove the phrase ‘‘within the tank.’’
Response: NMFS agrees and has
revised the final rule to eliminate the
requirement to display the ‘‘activities
within the tank’’. The final rule, at
§ 679.28(j)(1)(viii), clarifies that the
purpose of the 16-bit video monitor is
to enable the observer to view all areas
where the sorting of salmon of any
species takes place, in addition to the
salmon contained in the storage
container.
Comment 52: The preamble states (75
FR14029–14030; March 23, 2010) that
NMFS would use the same method for
accounting for Chinook salmon bycatch
for all AFA sectors, yet the video
monitoring requirement applies only to
the catcher/processor and mothership
sectors. The inshore sector should have
the option to use the same video system
as a method of ensuring compliance.
Response: NMFS disagrees that the
inshore sector should have the option to
use video monitoring. In the EIS, NMFS
examined the possibility of requiring
video at shoreside processors but found
that this was not a reasonable option
because factories are so complex that it
would be logistically impossible to
cover all areas where a salmon could
appear in the factory. On the other
hand, the areas to be monitored on
catcher/processors and motherships are
limited in space and complexity. Thus,
electronic monitoring systems will be
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Equipment and Operational
Requirements
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able to view all the areas required with
a minimal amount of equipment.
Additionally, while the requirement
for a census of salmon will be the same
for catcher/processors, motherships, and
shoreside processors, the duties of an
observer differ. The observers aboard
catcher/processors and motherships
must conduct species composition
sampling while the sorting of catch is
occurring. Therefore, observers may not
be able to monitor the sorting at all
times due to their other duties. Video
monitoring is required to verify all
salmon are sorted from the catch into
the appropriate storage container prior
to entering the processing area of the
factory and remain in the storage
container until removed under the
direction of the observer. The primary
duties for observers assigned to
shoreside processors differ from the
observer duties on a catcher/processor
or mothership. While the offload is
occurring at a shoreside processor,
observers ensure that all salmon are
properly sorted from the catch and are
not required to complete other duties
during an offload.
Comment 53: The video system will
work well to augment the observer’s role
as a salmon census monitor. Proposed
regulations at § 679.28(j) require the
installation of a video system to allow
observers to view all areas where
salmon might be sorted. Observers
would be able to randomly scan the
monitors to assure proper handling of
the salmon. If the vessel reported
salmon bycatch numbers from the
unobserved periods that varied from
those of the observed periods, the
observer could review the video to
determine whether salmon were being
missed by the crew.
Response: NMFS agrees. The
electronic monitoring systems are a tool
for the observers to use to determine
whether proper sorting occurs during
periods when they may not be able to
monitor and verify that no salmon have
been removed from the salmon storage
container before they have the
opportunity to count the number of
salmon and collect biological samples
and scientific data.
Tables 47a to 47d to Part 679
Comment 54: It is vitally important
that NMFS provide the vessel owners,
listed in table 47c, with the total pounds
of pollock being accredited to each
vessel during the three AFA inshore
history years, 1995 to 1997. These
pound estimates must be compared to
the owner’s records and the vessel
owners must be provided the
opportunity to provide contradictory
information to NMFS.
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Response: NMFS cannot provide the
AFA catcher vessel’s catch history due
to the confidentiality requirements
established by the State of Alaska on
fish ticket data (AS 16.05.815). Under
Federal regulations at § 679.62(a), the
Regional Administrator used State of
Alaska fish ticket records to establish
the Official AFA Record to determine
(1) a catcher vessel’s eligibility for an
AFA permit and (2) a catcher vessel’s
official AFA inshore cooperative catch
history. Due to the confidential nature
of these records, NMFS does not release
or verify historic catch data for an
individual AFA pollock catcher vessel.
State of Alaska fish tickets document
the harvest of fish sold, discarded, or
retained by the fisherman for personal
use. The information collected includes
species composition, weight, gear used,
date harvested, who caught the fish,
processor’s license code, and other
information specific to each fishery. As
records of purchase between the
processors and the fishermen, fish ticket
data are confidential. The owners of fish
tickets can request fishing records from
any local office of ADF&G. In order to
receive a vessel’s catch history, vessel
owners that are not also owners of the
fish tickets must obtain confidentiality
wavers. AFG&G clears the waivers prior
to releasing the certified fish tickets.
Comment 55: The proposed rule, at
column D of Table 47c to part 679,
inaccurately lists the percent of inshore
sector pollock assigned to each catcher
vessel. AFA catcher vessels have relied
on cooperative catch data to determine
each vessel’s individual share of the
inshore sector’s pollock allocation. The
shares of each catcher vessel’s inshore
pollock allocation in Table 47c differ
significantly from cooperative records
and from the percentages some vessel
owners and cooperatives previously
believed NMFS had applied to pollock
allocations. NMFS should afford each
catcher vessel owner the opportunity to
challenge the percentage of the inshore
sector’s pollock allocation because these
values are used to calculate vessel-level
Chinook salmon limits and may
determine a vessel’s ability to harvest
pollock. To not do so will unjustly
disadvantage many catcher vessel
owners.
Response: NMFS disagrees that
changes are necessary to the percent of
inshore pollock assigned to each catcher
vessel in column D of Table 47c to part
679. The values NMFS assigned to each
AFA eligible inshore catcher vessel
were calculated from the Official AFA
Record, defined at § 679.2, which
represents the best scientific
information available.
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Following the passage of the AFA by
Congress in 1998, NMFS compiled the
Official AFA Records for each vessel
potentially qualifying for an AFA
permit. As specified at § 679.4(l), the
information included vessel ownership,
documentation of harvests made by
vessels during the AFA qualifying
periods, vessel characteristics, and
documented amounts of pollock
processed by pollock processors during
the AFA qualifying period. For inshore
catcher vessels, individual catch
histories were required to determine
fishery eligibility and annual catch
allocations under the AFA. NMFS relied
on State of Alaska fish tickets to
establish a comprehensive account of all
groundfish catch by catcher vessel
because fish tickets are required for any
groundfish landed in State waters or
delivered to plants or processing vessels
operated in State waters. See response
to comment 54.
Since the 2000 directed pollock
fishing season, the catch histories of
individual AFA eligible vessels have
been used to calculate each
cooperative’s percentage allocation of
the inshore sector’s portion of the TAC.
NMFS converts individual vessel catch
histories into annual quota share
percentages assigned to each vessel in a
process described in regulation at
§ 679.62(a). The annual Bering Sea
pollock allocation to each inshore
cooperative is equal to the aggregated
member vessel quota share percentages.
The resulting cooperative percentages
are then applied to the inshore sector’s
portion of the Bering Sea pollock TAC
to determine each cooperative’s pollock
allocations.
Each year NMFS announces the
harvest specification for the directed
pollock fishery in the Bering Sea
subarea. NMFS posts the sum of
member vessel’s official catch histories,
the percentage of inshore sector
allocation, and the corresponding
allocation for each inshore pollock
cooperative and open access fishery,
should one exist. These tables are
posted on the Alaska Region Web site
(https://alaskafisheries.noaa.gov/
sustainablefisheries/afa/afa_sf.htm).
NMFS previously provided an
appeals process under which the
owners of vessels and processors could
appeal NMFS’ determinations relating
to AFA eligibility or AFA inshore
cooperative allocations. Both the
emergency interim rule (65 FR 380,
January 5, 2000) and the final rule
implementing AFA related amendments
(67 FR 79692, December 30, 2002)
established an appeals process similar
to the process for appealing individual
fishing quota and license limitation
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programs. Further, the regulations
implementing the AFA-related FMP
amendments provided an opportunity
for, and placed the burden on, each
applicant for AFA permits to correct any
inconsistencies with the Official AFA
Record, including catch histories.
Following that appeals process and in
response to challenges by cooperatives,
NMFS revised the Official AFA Record.
NMFS responded to each challenge that
provided individual vessel catch
histories as evidence of discrepancies
between cooperative records and the
Official AFA Record. In order to verify
claims, NMFS compared the
cooperatives records to the Official AFA
Record and, if necessary, observer
information. In several cases this vetting
process resulted in corrections to the
Official AFA Record and the
calculations of a cooperative’s allocation
of Bering Sea pollock TAC. Therefore,
the quota share percentages in Column
D of Table 47c, which were derived
from the Official AFA Record, represent
the best information available for
allocating Chinook salmon PSC limits.
The creation of another appeals process
or other revisions to the pollock quota
share allocations that were established
under the AFA and relied on by NMFS
to allocate pollock to cooperatives for
the past 10 years are beyond the scope
of this action. Should the Council
determine that further refinement of
Table 47c is necessary, additional
rulemaking would be required.
Furthermore, NMFS disagrees that the
percentages listed in Table 47c
disadvantage vessel owners. Under
Amendment 91, NMFS uses these vessel
level percentage assignments listed in
Table 47c to calculate the opt-out
allocation at § 679.21(f)(4)(i)(C) or open
access fishery allocation, the annual
threshold amount at § 679.21(f)(6)(ii)(C),
and the IPA minimum participation for
catcher vessels under section
§ 679.21(f)(12)(i)(A)(3). NMFS allocates
transferable Chinook salmon PSC
allocations to each inshore cooperative,
not to the individual vessels. The
management of PSC allocations is
handled within each cooperative
through private contracts with member
vessels and such transactions are not
within the scope of this action.
Comment 56: Chinook salmon PSC
limits are based on the historical
pollock harvest; therefore, it is
important that these figures be identical
to the cooperative’s records. Carry the
percentages on the table to four decimal
places (ten-thousandths place) rather
than two.
Response: NMFS agrees and has
revised the final rule to include the
percentages in Column D of Table 47c
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in four decimal places. NMFS notes that
the Chinook salmon associated with
each vessel has not changed.
Amendment 91
Comment 57: Use an emergency
regulation to immediately implement a
hard cap of 32,500 Chinook salmon.
This lower cap level will provide
protection to salmon populations while
allowing the pollock fishery to operate.
Response: Emergency action is not
warranted at this time in light of the
reductions from the high Chinook
salmon bycatch years. In 2008, the
pollock fleet caught 19,928 Chinook
salmon. In 2009, the pollock fleet caught
12,410 Chinook salmon. For the 2010
pollock A season, and the pollock B
season that opened on June 10, bycatch
rates are comparable to the low bycatch
rates in 2009.
Comment 58: The Council has
justified a higher cap on the basis that
they must balance National Standard 9
with National Standard 1, which
requires that conservation and
management measures prevent
overfishing, while achieving, on a
continuing basis, the optimum yield
from each fishery for the United States
fishing industry. However, the EIS
shows that even at the lowest cap level
analyzed, 29,300 Chinook salmon,
optimum yield was achieved overall
throughout the time period analyzed in
the EIS. This time period includes the
highest bycatch on record, and the three
highest bycatch levels in the past
eighteen years, so the fact that optimum
yield was achieved even with these
bycatch levels suggests that a bycatch
cap at the lowest level analyzed, 29,300
Chinook salmon, is indeed practicable
for the pollock fleet, and would comport
with National Standard 1. This being
the case, a 60,000 hard cap is not
necessary to meet National Standard 1
or the practicability requirement of
National Standard 9, and in fact seems
designed more to protect the pollock
fishery’s revenues than the health of
Western Alaska’s salmon and those who
depend upon them.
Response: Amendment 91 complies
with National Standards 9 and 1, and
the 60,000 Chinook salmon PSC limit is
one component of this program. In
developing this program, the Council
recognized that the number of Chinook
salmon caught as bycatch in the pollock
fishery is highly variable from year to
year, from sector to sector, and even
from vessel to vessel. Current
information about Chinook salmon is
insufficient to determine the reasons for
high or low encounters of Chinook
salmon in the pollock fishery or the
degree to which encounter rates are
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related to Chinook salmon abundance or
other conditions. The uncertainty and
variability in Chinook salmon bycatch
led the Council to create a program with
a combination of management measures
that together achieve its objective to
minimize bycatch to the extent
practicable in all years while providing
the fleet the flexibility to harvest the
pollock TAC.
Since Amendment 91 divides the PSC
limit between the A and B seasons and
allocates the PSC limits to the sectors,
cooperatives, CDQ groups, and,
potentially, non-transferable allocations,
the actual allocations are small and
could be limiting to an entity that is
trying to avoid bycatch in a high
bycatch year. In these years, the
flexibility of the higher PSC limit is
necessary for each sector, cooperative,
or CDQ group to harvest its pollock
allocation. Thus, Amendment 91
provides the flexibility for the fleet
potentially to harvest its TAC, which is
one aspect of achieving optimum yield
in the long term. Amendment 91
balances this flexibility with the
performance standard and IPA
components that provide incentives for
each vessel to avoid Chinook salmon at
all times while fishing for pollock.
Comment 59: Amendment 91 is in
direct conflict with NMFS’ stated
management goal of avoiding bycatch of
a prohibited species like Chinook
salmon. The hard cap amounts do not
reduce bycatch but are an allowance for
higher bycatch.
Response: NMFS disagrees.
Amendment 91 achieves the stated
management goal to minimize Chinook
salmon bycatch to the extent practicable
while achieving optimum yield by
maintaining flexibility for the pollock
fleet to harvest the TAC. The PSC limits
are not an allowance for higher bycatch,
they are one aspect of the program that
imposes an absolute limit on Chinook
salmon bycatch. Amendment 91 also
contains a performance standard to
ensure that Chinook salmon bycatch
will not exceed, on average, the recent
10-year average Chinook salmon
bycatch and will be much lower than
bycatch levels several years prior to and
including 2007. The IPAs will provide
incentives for each vessel to avoid
Chinook salmon bycatch at all times.
Therefore, Amendment 91 aims to
achieve greater reductions in Chinook
salmon bycatch than the PSC limit and
performance standard.
Comment 60: Members of the Bering
Sea pollock fishery remain cautiously
optimistic that Amendment 91 and its
implementing regulations will provide
the incentives and tools necessary to
enable the pollock industry to fully
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harvest and process the annual pollock
TAC while, at the same time,
minimizing to the extent practicable the
fishery’s bycatch of Chinook salmon—
all as required by the Magnuson-Stevens
Act and the national standards
embodied therein.
Response: NMFS acknowledges the
comment.
Comment 61: The Amendment 91 text
should be clarified. As written, one of
the Amendment 91 changes to the FMP
executive summary states ‘‘Attainment
of a Chinook salmon PSC allocation
closes directed fishing for pollock in the
Bering Sea subarea.’’ It would be more
accurate to State that ‘‘Under certain
circumstances, attainment of a sector’s
or sub-sector’s Chinook salmon PSC
allocation may close directed fishing for
pollock by that sector or sub-sector in
the Bering Sea subarea.’’
Response: NMFS disagrees.
Additional clarification is not required
because the executive summary
provides readers a general description of
the BSAI groundfish fisheries and the
conservation and management measures
promulgated under the FMP. The
Chinook salmon bycatch management
program is described in detail at section
3.6.2 of the FMP, while other aspects of
the program are specified in this final
rule implementing Amendment 91. Also
note that the term ‘‘sub-sector’’ does not
appear in the FMP, in the regulations at
50 CFR Part 679, or in the Council’s
final action recommending Amendment
91.
Comment 62: Amendment 91 appears
to be more weighted to the concerns of
the profitability of industrial fisheries
than to the real impacts to communities,
the subsistence way of life, and the
protection of Chinook salmon stocks.
Rules need to be put in place that
prioritize the conservation of Chinook
salmon returns over the continuation of
the pollock fishery in a way that allows
them to remove too many Chinook
salmon.
Response: Amendment 91 prioritizes
the conservation of Chinook salmon by
the pollock fishery. However, it does so
in a way that provides the pollock fleet
the flexibility to determine how best to
avoid Chinook salmon while harvesting
pollock. In developing this program,
NMFS and the Council analyzed and
considered the impacts to communities,
subsistence, and Chinook salmon stocks
in the EIS and RIR (see ADDRESSES).
Comment 63: The Council’s rejection
of bycatch proposals submitted by the
most affected communities is not
reassuring that future fishery
management in the Arctic will be
responsive to community concerns and
that protective measures will be
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implemented to avoid negatively
impacting critical stocks of fish on
which Arctic coastal communities rely.
Response: The Council’s Fishery
Management Plan for Fish Resources of
the Arctic Management Area includes in
its management policy the use of
adaptive management through
community-based or rights-based
management. The objectives of the plan
include Alaska Native and community
considerations. In managing Arctic
fisheries, the Council promotes
management measures that, while
meeting conservation objectives, are
designed to avoid significant disruption
of existing social and economic
structures and incorporate local and
traditional knowledge in fishery
management, encouraging Alaska Native
participation and consultation in fishery
management.
Before any fishery may develop in the
Arctic, an analysis must be provided of
the historic commercial, sport, or
subsistence harvest of the potential
target and bycatch species and of the
customary and traditional subsistence
use patterns and evaluation of impacts
on existing users. The combination of
the FMP’s policy and objectives with
the Council’s efforts to work with Native
communities through its Rural Outreach
Committee, should ensure concerns of
Arctic communities are considered in
Arctic fisheries management decisions.
Arctic communities will be able to work
with the Council to ensure sustainable
management of Arctic marine fish
resources.
Comment 64: The salmon bycatch in
the pollock fishery is impacting the
Copper River salmon fisheries. As
Chinook salmon runs decrease
elsewhere, the harvest pressure on
Copper River stocks increase.
Response: NMFS acknowledges that
salmon fishing effort may shift from
areas with low Chinook salmon returns
to more favorable fishing areas;
however, many factors likely contribute
to decreases in run strength. ADF&G
manages the Copper River salmon
fisheries to address conservation
concerns.
Comment 65: No data was presented
to the Council or made available to the
public which would support the
rationale that a low cap and low
allocations could preclude pollock
fishing by vessels or groups of vessels.
Response: NMFS disagrees. The EIS
and RIR analysis show that a low PSC
limit could limit the pollock fishery
harvests below the pollock TAC in
many years because a low PSC limit
would not accommodate the high
variability in Chinook salmon encounter
rates experienced in the pollock fishery,
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or the unpredictability of these rates
(see ADDRESSES). Additionally, as the
analysis shows, if the low PSC limit
were allocated to sectors, cooperatives,
and CDQ groups, it could result in
allocations so small that it could
effectively preclude pollock fishing by a
vessel or group of vessels. On the other
hand, not allocating the PSC limit could
result in a race for fish, which would
undermine the rationalized management
of the AFA and the current pollock
fishery management.
Comment 66: The pollock fleet’s
Chinook salmon bycatch significantly
impairs the sustainability of western
Alaska Chinook salmon runs.
Response: As explained in the EIS
analysis, the degree to which levels of
bycatch are related to declining returns
of Chinook salmon is unknown (see
ADDRESSES). While Chinook salmon
bycatch in the pollock fishery may be a
contributing factor in the decline of
Chinook salmon, the absolute numbers
of the ocean bycatch that would have
returned to western Alaska are expected
to be relatively small due to ocean
mortality and the large number of other
river systems contributing to the total
Chinook bycatch. Although the reasons
for the decline of Chinook salmon are
not completely understood, scientists
believe they are predominately natural.
Changes in ocean and river conditions,
including unfavorable shifts in
temperatures and food sources, likely
caused poor survival of Chinook
salmon.
Comment 67: Cease operation of the
pollock fishery until the Chinook
salmon rebound to acceptable levels.
Response: NMFS acknowledges this
comment; however, the closure of the
Bering Sea pollock fishery is beyond the
scope of this action.
Comment 68: The burden of
conservation should be shared with the
pollock fleet. Rural subsistence users
have carried this burden by themselves
for too long. In many parts of rural
Alaska commercial, sport, and
subsistence fisheries have been severely
restricted, yet escapement goals are not
met.
Response: NMFS acknowledges this
comment.
Comment 69: Available evidence
suggests that practicable and easily
achievable ways to reduce bycatch
below Amendment 91 cap levels exist.
Amendment 91 falsely relies upon a
presumption that further reductions in
bycatch are not practicable; however, no
evidence is presented in the EIS or
Council record that this is the case.
Evidence suggests that the high bycatch
years may be a function of fishing
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behavior and fishing patterns that are
easily changed (e.g., time area closures).
Response: Amendment 91 is premised
on that fact that the pollock fleet can
and will reduce bycatch substantially
below the 60,000 Chinook salmon PSC
limit and is specifically designed,
through the performance standard and
IPAs, to provide incentives for each
vessel to change fishing behavior to
avoid Chinook salmon at all times. With
Amendment 91, additional command
and control management measures, such
as time area closures, are not necessary
to minimize bycatch to the extent
practicable.
Comment 70: Overall, the proposed
rule provides a good overview of the
issues and challenges involving salmon
bycatch reduction in the pollock fishery.
The proposed rule clearly presents and
describes in sufficient detail the
measures managers intend to use to
address salmon bycatch in the pollock
fishery while assisting the public in
understanding the potential impacts of
those measures.
Response: NMFS acknowledges this
comment.
Comment 71: The Council justified a
higher cap on the basis of the possibility
of a ‘‘lightning strike’’—or a single haul
of pollock with a high amount of
Chinook salmon bycatch. The Council
did not consider other methods to
address this concern, such as a bycatch
pool in which each vessel contributes a
portion of their bycatch allocation to
cover a vessel that has a lightning strike
event.
Response: The Council considered
public testimony that lightning strikes
of Chinook salmon bycatch occur,
especially in the catcher vessel fleet, in
understanding the unpredictability of
Chinook salmon bycatch. To address
this, Amendment 91 does not allocate
Chinook salmon PSC to vessels. In a
sense, the Chinook salmon PSC
allocations are a type of bycatch pool in
that they will be allocated to the
mothership sector, the catcher/processor
sector, inshore cooperatives, and CDQ
groups to manage among participating
vessels.
Comment 72: Remand the Chinook
salmon bycatch issue back to the
Council with a strong statement about
the failure of Amendment 91 to
adequately protect and conserve
Chinook salmon stocks, to provide for
subsistence uses (including the small
scale in-river commercial fisheries), and
to meet the United States’ obligation
under the Yukon River Salmon
Agreement. Acknowledge NMFS’
emergency regulatory authority under
the Magnuson-Stevens Act should
bycatch reach 32,000 Chinook salmon
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during the period of the remand.
Continuing under the status quo while
the Council reconsiders Amendment 91
is far more acceptable and presents less
of a risk to Chinook salmon stocks and
the subsistence way of life than a 60,000
Chinook salmon PSC limit. The Council
can act quickly on a remand because the
EIS analyzed a full range of alternatives.
Response: On May 14, 2010, NMFS
approved Amendment 91. As
demonstrated in the EIS and ROD,
Amendment 91 minimizes Chinook
salmon bycatch to the extent practicable
and achieves optimum yield on a
continuing basis. NMFS has determined
that Amendment 91 is consistent with
the National Standards and other
applicable law.
Amendment 91, through the IPA
component, is intended to result in
Chinook salmon bycatch levels below
the PSC limit and performance
standard. Amendment 91 is a highly
innovative program, however, there is
inherent uncertainty over how effective
this novel approach will be in
minimizing bycatch over all years and at
all levels of Chinook salmon and
pollock abundance. NMFS will be
monitoring the bycatch closely during
the season, and if information becomes
available to indicate that Amendment
91 is not providing the expected
Chinook salmon savings, NMFS will
work with the Council to take additional
actions to minimize Chinook salmon
bycatch to the extent practicable.
Comment 73: Amendment 91 rewards
the pollock fleet for less than
responsible fishing behavior practiced
by some of the fleet in 2006 and 2007.
Amendment 91 is based, in part, on
rationale and bycatch averages that
incorporate these high years of
‘‘voluntary’’ compliance. This ‘‘trust me’’
approach in VRHS approach has failed
miserably. The pollock industry should
bear the burden of its past excesses
rather than reaping rewards.
Response: Amendment 91 is a direct
response to the high Chinook salmon
bycatch in 2006 and 2007, and does not
reward the fleet for that bycatch. First,
the 60,000 Chinook salmon PSC limit is
below the three highest years of bycatch
and is approximately half the amount of
the highest year, 2007. Second, while
the VRHS ICA was in place in 2007,
after that year, the pollock fleet made
significant changes to the system for
2008, 2009, and 2010, which, in
addition to other factors, have resulted
some of the lowest Chinook salmon
bycatch since 1990. NMFS expects that
these changes to fishing practices will
remain under Amendment 91, and
Amendment 91 provides incentives for
further reductions in bycatch while
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preventing future bycatch from ever
exceeding 60,000 Chinook salmon.
Comment 74: All quotas should be cut
by 50 percent. You are starving all
marine life that needs fish to stay alive.
It is disgusting that you allow the
commercial fish profiteers to walk away
with one million dollars for a week’s
work. Those fish belong to all
Americans, not just local profiteers.
Response: Amendment 91 will
minimize Chinook salmon bycatch to
the extent practicable and reduce the
impacts of the pollock fleet on Chinook
salmon. The environmental impacts of
Amendment 91 and its alternatives were
analyzed in the EIS (see ADDRESSES).
Comment 75: The Council and NMFS
have an obligation to consider the
Endangered Species Act (ESA) in setting
the bycatch caps. The effects of Chinook
salmon bycatch on the viability of listed
Pacific Northwest Chinook salmon
species are unknown; therefore, take
may exceed permissible levels.
Response: NMFS and the Council
considered the ESA in setting the PSC
limits. NMFS Alaska Region conducted
a formal section 7 consultation under
the ESA for Amendment 91 with the
NMFS Northwest region. In the
December 2, 2009, biological opinion
(see ADDRESSES), the Administrator,
NMFS Northwest Region, determined
that fishing activities conducted under
Amendment 91 and its implementing
regulations are not likely to jeopardize
the continued existence of any
endangered or threatened salmon
species or result in the destruction or
adverse modification of critical habitat.
There is no permissible level of take
for ESA-listed salmon. The take that is
expected to occur with the action is
established in the incidental take
statement included in the biological
opinion for this action. The incidental
take statement determined that the
amount or extent of expected take of
ESA-listed Chinook salmon in the
Bering Sea pollock fishery would be
equivalent to the amount of ESA-listed
Chinook salmon taken under the
Chinook salmon PSC limits established
by Amendment 91. If this level of take
is exceeded, NMFS would be required
to reinitiate section 7 consultation.
Information on the bycatch of ESAlisted stocks is from the recovery of
coded-wire tagged fish from ESA-listed
stocks. The only ESA-listed stocks that
have been recovered from bycatch in the
BSAI groundfish fisheries are from the
Lower Columbia River and Upper
Willamette River Chinook salmon
stocks. All of these recoveries have been
from the Bering Sea pollock fishery. The
frequency of coded-wire tag recovery, in
relation to the number of coded-wired
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tagged fish released from these stocks,
indicates that the take of these ESAlisted stocks in the BSAI groundfish
fisheries is rare.
The final rule will improve the
collection of Chinook salmon
information by requiring the retention,
sorting, and counting of every Chinook
salmon in every haul or fishing trip.
Each Chinook salmon with a clipped
adipose fin, indicating a coded-wire tag
may be present, will be sampled for
coded-wire tags. Because of this
improved sampling process, NMFS will
know the actual number of coded-wire
tagged ESA-listed salmon taken by the
Bering Sea pollock fishery.
Comment 76: The transboundary
escapement goals were not met in 2007
or 2008; therefore, the statement that
‘‘. . . salmon escapement targets are
being met in general . . .’’ is not true.
The transboundary escapement goal was
only met in one out of three years
because of massive curtailment of the
subsistence fishing and a commercial
fishing stand down.
Response: NMFS acknowledges this
comment. The EIS and RIR contain
information on the Yukon River
escapement through 2009 (see
ADDRESSES).
Comment 77: The Council process in
adopting Amendment 91 allowed
blatant conflicts of interest and
disregarded the Obama administration’s
position on conflict of interest
standards. The pollock industry was
represented by voting Council members
with past and/or future financial ties to
the pollock fishery. When one distills
the Council’s decision, it is clear that it
was not guided by science, facts, or law,
but by misplaced policies facilitated by
a process that allows for at least the
appearance of a conflict of interest.
Response: NMFS disagrees. NOAA
Office of General Counsel reviewed all
of the financial disclosure forms that
Council members had filed pursuant to
§ 600.235(b) and (c)(1), and concluded
that the action would not have a
significant and predictable effect on a
financial interest disclosed in their
reports. Therefore, no Council member
was precluded from voting.
Comment 78: Proposed FMP revisions
are problematic because they would
create or perpetuate a bycatch standard
that is inconsistent with the MagnusonStevens Act and the accompanying
national standards. Each revision
utilizes or depends on a requirement
that groundfish fishermen ‘‘avoid’’ the
bycatch of prohibited species including
Chinook salmon. This mandate goes
significantly further than the
requirement of National Standard 9,
which requires fishermen to ‘‘minimize
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bycatch to the extent practicable.’’ The
effect of the proposed revisions would
be to arbitrarily eliminate the ‘‘to the
extent practicable’’ qualifier of National
Standard 9; replacing it with language
that could jeopardize attainment of
optimum yield from the fishery as
required by National Standard 1. The
statutory language, minimize to the
extent practicable, should be utilized in
establishing the regulatory mandate.
Response: Amendment 91 does not
change prohibited species management
under the FMP, except to implement the
specific provisions of the Chinook
salmon bycatch management program,
as recommended by the Council.
Prohibited species, which include
Pacific halibut, Pacific herring, Pacific
salmon and steelhead, king crab, and
Tanner crab, are the most regulated and
closely managed category of bycatch.
The FMP states that catch of all
prohibited species must be avoided.
This is not a new requirement or
modified language under Amendment
91. Amendment 91 only changes the
FMP text in the paragraphs in question
to provide for the new regulatory
requirement to retain salmon in the
pollock fishery so that all salmon can be
counted. Changing the FMP’s provision
that prohibited species must be avoided
would require consideration and
recommendation by the Council.
The FMP is consistent with National
Standard 9. National Standard 9 states
that conservation and management
measures shall, to the extent practicable,
(A) minimize bycatch and (B) to the
extent bycatch cannot be avoided,
minimize the mortality of such bycatch.
This suggests the general goal is to avoid
bycatch, but if it cannot be avoided, to
minimize bycatch mortality. In other
words, the fact that part (B) uses the
word ‘‘avoided’’ suggests that that word
accurately encapsulates the principal
aim of part (A) of National Standard 9.
Therefore, the FMP is consistent with
National Standard 9’s parameters,
namely, that bycatch must be
minimized to the extent practicable.
For Chinook salmon, Amendment 91,
by design, provides the flexibility for
the fleet potentially to harvest its TAC,
which is one aspect of achieving
optimum yield in the long term.
Management of the other prohibited
species is outside the scope of this
action.
Comment 79: NOAA has the
responsibility to modify the Council’s
recommendations to fulfill Federal
obligations under ANILCA, ESA, Pacific
Salmon Treaty, Environmental Justice,
and Federal responsibility to tribal
governments. NOAA should fulfill these
obligations by not implementing
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Amendment 91 and insisting on the
smaller bycatch rates proposed and
supported by the most directly impacted
communities.
Response: NMFS has complied with
all applicable laws, Executive Orders,
and international obligations in
approving and implementing
Amendment 91, as documented in the
EIS and ROD (see ADDRESSES).
Comment 80: Amendment 91 does not
comply with National Standard 8.
Western Alaska communities depend on
Chinook salmon as a subsistence
resource and for commercial fishing.
Every additional fish that escapes the
pollock fleet will make a difference to
communities where fishing is already
severely restricted. The impacts of
Amendment 91 on the pollock fishery
are minor in comparison.
Response: Amendment 91 complies
with National Standard 8. National
Standard 8 states, ‘‘Conservation and
management measures shall, consistent
with the conservation requirements of
this Act (including the prevention of
overfishing and rebuilding of overfished
stocks), take into account the
importance of fishery resources to
fishing communities by utilizing
economic and social data based on the
best scientific information available, in
order to (A) provide for the sustained
participation of such communities, and
(B) to the extent practicable, minimize
adverse economic impacts on such
communities’’ (16 U.S.C. 1851(a)(8)).
The EIS and RIR analyze the
importance of Chinook salmon and
pollock resources to fishing
communities. Amendment 91 mitigates
the impacts of status quo bycatch on
Chinook salmon fishing communities
and does not negatively affect the
sustained participation of these fishing
communities. Amendment 91 balances
the needs of these communities with the
ability to ascertain direct impacts to
salmon streams from bycaught salmon.
Understanding that this action cannot
rebuild salmon streams, this action is
likely to return more fish to these
streams than many of the other
alternatives considered by the Council.
Amendment 91 also balances the needs
of pollock fishing communities with
need to minimize Chinook salmon
bycatch in developing a program that
provides the fleet the flexibility to
harvest the pollock TAC.
Comment 81: The description of
National Standard 1 in the preamble is
an inaccurate interpretation of optimum
yield. The preamble states that
providing the opportunity for the fleet
to harvest its TAC is one aspect of
achieving optimum yield in the long
term. The mere opportunity to fish
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under regulations where catching fish is
not possible provides nothing but an
opportunity to incur costs. It is the
catching of fish and the creation of
economic profits that produces
optimum yield.
Response: NMFS disagrees with the
commenter’s description of optimum
yield and the statement that the
proposed regulations make it impossible
to catch pollock. National Standard 1
requires that ‘‘conservation and
management measures shall prevent
overfishing while achieving, on a
continuing basis, the optimum yield
from each fishery for the U.S. fishing
industry’’ (16 U.S.C. 1851(a)(1)). The
Magnuson-Stevens Act expressly
defines optimum yield in a
comprehensive manner. Specifically, it
means ‘‘the amount of fish which * * *
(A) will provide the greatest overall
benefit to the Nation, particularly with
respect to food production and
recreational opportunities, and taking
into account the protection of marine
ecosystems; [and] (B) is prescribed as
such on the basis of the maximum
sustainable yield from the fishery, as
reduced by any relevant economic,
social, or ecological factor. * * * .’’ 16
U.S.C. 1802(33).
Under National Standard 1, the
optimum yield standard must be
achieved over the long-run but not
necessarily with precision each
individual fishing year. Accordingly, as
the preamble states, achieving optimum
yield in the BSAI groundfish fishery
does not equate to ensuring the ability
to harvest the entire pollock TAC in any
given year. For the BSAI management
area, NMFS has established that the
optimum yield is a range from 1.4 to 2.0
million metric tons (see
§ 679.20(a)(1)(i)). The record indicates
that the regulations implementing
Amendment 91 will not impede the
BSAI groundfish fishery from meeting
this standard.
Comment 82: The Amendment 91
PSC limits will not meet the obligations
under National Standard 9 to reduce
bycatch, but rather will maintain
bycatch levels that are higher than
historical averages.
Response: NMFS disagrees. National
Standard 9 requires that conservation
and management measures shall, to the
extent practicable, (A) minimize bycatch
and (B) to the extent bycatch cannot be
avoided, minimize the mortality of such
bycatch. Amendment 91 minimizes
bycatch to the extent practicable.
Amendment 91 is more than just a
60,000 Chinook salmon PSC limit.
Amendment 91 complies with National
Standard 9 because the performance
standard ensures Chinook salmon
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bycatch will not exceed, on average, the
recent 10-year average and will be lower
than bycatch levels several years prior
to and including 2007. Additionally, if
the IPAs work as intended, the bycatch
should be well below that amount. If
fishery participants do not form any
IPAs, then the 47,591 PSC limit will be
in effect, which is the approximate 10year average of Chinook salmon bycatch
from 1997 to 2006.
Comment 83: NMFS’ interpretation of
§ 210(a)(1)(B) of the AFA in relation to
section 402(b)(2) of the MagnusonStevens Act, as described in the
preamble (75 FR 14032; March 23,
2010), is entirely appropriate. Chinook
salmon, as well as other species in the
Bering Sea, are public resources held in
trust by the Federal Government. As
public trust resources, the collective
owners of those resources, the American
people, have a right to know how those
resources are being used or otherwise
affected. Therefore, NMFS should make
available to the public data on not just
Chinook salmon bycatch, but on all
bycatch in the pollock fishery on a
vessel-by-vessel basis.
Response: NMFS acknowledges the
comment and notes that making an AFA
pollock fishing vessel’s bycatch data
available to the public, for species other
than Chinook salmon, is outside the
scope of Amendment 91.
Comment 84: Amendment 91 can be
construed as a limited access allocation
of Chinook salmon to the pollock fleet.
Accordingly, the Council could use its
Magnuson-Stevens Act 303A(e)
authority to recover the costs of the
management, data collection, analysis,
and enforcement of the program.
Response: Section 304(d)(2) of the
Magnuson-Stevens Act provides NMFS
authority to collect fees for cost recovery
of a limited access privilege program.
That section specifies that the fee shall
not exceed 3 percent of the ex-vessel
value of the fish harvested under the
program. This does not apply to the
Chinook salmon bycatch management
program because the Chinook salmon
incidentally caught in the pollock
fishery are not sold and therefore have
no ex-vessel value.
Comment 85: Necessary information
on contributions of different Chinook
salmon stocks to the bycatch has not
been determined. The pollock industry
should be required to pay for a robust
genetic research program to determine
the exact Chinook salmon stock
contributions as this knowledge is
critical in determining impacts to
various watersheds and communities hit
hard by the decline of Chinook salmon.
Response: NMFS agrees that genetic
research is important for understanding
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the impacts of Chinook salmon bycatch
in the Bering Sea pollock fishery and
has taken steps to improve the
collection and analysis of genetic data
starting in the 2011 pollock fishery.
Requiring the pollock industry to pay
for this research, however, is outside of
the scope of Amendment 91.
Comment 86: Develop and fund a
comprehensive research program to
adaptively manage salmon at all lifestages. This gravel-to-gravel research
plan, which would emphasize hiring
and development of local experts,
would include community-based
salmon research such as habitat
assessments, integration of traditional
knowledge, in-river and ocean sampling
for genetic stock identification, and
Chinook salmon’s temporal and spatial
use of ocean habitat.
Response: NMFS agrees that research
on salmon at all life stages is important
and notes that ADF&G, NMFS, the
University of Alaska, and many other
institutions currently conduct such
research. A gravel-to-gravel research
plan is outside of the scope of
Amendment 91.
Comment 87: Use Magnuson-Stevens
Act authority, in § 313(g)(1), to levy
fines of up to $25,000 per vessel as an
incentive to reduce bycatch and make
these funds available to offset costs
including conservation and
management measures and muchneeded research.
Response: NMFS and the Council
considered using this provision of the
Magnuson-Stevens Act and determined,
based on guidance from NOAA Office of
General Counsel, that it was not
appropriate for minimizing Chinook
salmon bycatch in the Bering Sea
pollock fishery. Section 313(g)(1) of the
Magnuson-Stevens Act authorizes the
Council and NMFS to impose a ‘‘system
of fines’’ on a per-salmon caught basis,
and to use those fines to offset the costs
of bycatch reduction research. The fine,
however, is limited to $25,000 per
vessel per season.
The use of the term ‘‘fine’’ in
§ 313(g)(1) makes this provision a
penalty-based program. A concern with
a penalty-based program is that it
creates greater problems of proof. To
prove a violation, NOAA would have to
demonstrate that the vessel in question
had exceeded a specific bycatch level.
Experience shows that successful
prosecution of this type of case requires
a commitment of agency resources that
is difficult to sustain. Further, since an
enforcement action can take a
significant amount of time to bring to
successful conclusion, there can be no
certainty that any fine would be
recovered quickly, or that even a
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successful prosecution would have a
deterrent effect on Chinook salmon
bycatch violators. In short, since the
deterrent effect of the $25,000 fine per
vessel per season under § 313(g)(1) is
relatively inconsequential, and given
the length of time and agency resources
necessary for successful investigations
and prosecutions of violations of a fineper-salmon-penalty program, any
prosecution(s) under that program
would not likely result in swift
enforcement of salmon bycatch
exceedences or the collection of
substantial and timely funds for
research.
Comment 88: Reducing bycatch of
salmon in the commercial groundfish
fisheries and implementing
comprehensive research and monitoring
are crucial to maintaining and restoring
salmon runs, and should remain a
priority for NMFS and the Council.
Response: NMFS acknowledges the
comment.
Comment 89: Although NMFS has
acknowledged the potential for
unintended negative consequences of
Amendment 91 on the northern fur seal
populations, we urge NMFS to carefully
monitor this action for any negative
effects. The EIS for this action suggests
that a hard cap could benefit the fur seal
if the fleet shifts away from pollock prey
areas, or the fishery is closed before
reaching its total allowable catch.
However, it is too early to determine the
impact of hard caps on fur seals because
of data limitations and the complexity
of the ecosystem. We encourage caution
in this approach.
Response: NMFS agrees that much
needs to be learned about the potential
effects of the pollock fishery on
northern fur seals and about fur seal
biology. A description of past and
ongoing research is available on the
National Marine Mammal Laboratory’s
Web site (https://www.afsc.noaa.gov/
nmml/species/species_nfs.php). This
research includes studies that should
provide additional information
regarding the pollock fishery
interactions with northern fur seals.
NMFS is actively pursuing research on
northern fur seals to help us understand
the reasons for the decline and potential
threats to the population. The research
projects investigate a broad range of
topics related to fisheries interactions
around the Pribilof Islands, including
studies to quantify area-specific food
habits and animal conditions, describe
foraging behavior in different
environments, delineate foraging
habitats, and model habitat suitability in
relation to fur seals and their overlap
with commercial fisheries.
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Comment 90: Amendment 91 would
allow more salmon to be caught as
bycatch in a single year than would
enter into the Canadian portion of the
Yukon River system in any given year’s
healthy run. This is an insult to
Canadian First Nations. The Pacific
Salmon Treaty and First Nation tribes
are ignored even though they are
severely impacted.
Response: The substantive issues
involving Chinook salmon bycatch on
the Canadian portion of the Yukon River
and the Pacific Salmon Treaty were
considered in the development of
Amendment 91. The EIS and RIR for
this action (see ADDRESSES) recognize
that Chinook salmon taken as bycatch in
the pollock fishery originate from
Alaska, the Pacific Northwest, Canada,
and Asian countries along the Pacific
Rim. Estimates vary, but more than half
of the Chinook salmon may be destined
for rivers in western Alaska including
the Yukon River. The EIS and RIR
address the substantive issues involving
the portion of Chinook salmon taken as
bycatch in the Bering Sea pollock
fishery that originated from the Yukon
River.
NMFS acknowledges that in 2007 and
2008, the United States did not meet the
Yukon River escapement goals
established with Canada by the Yukon
River Agreement. However, in 2009 the
United States exceeded these
escapement goals, allowing for harvest
sharing between the United States and
Canada.
Comment 91: The final rule should
acknowledge the current contribution
that the VRHS provides to Chinook
salmon bycatch reduction efforts,
especially in low abundance years when
the challenge will be to keep bycatch as
far below the PSC limit as is practicable.
The preamble does not explain that
while the VRHS was in place in 2007,
the highest bycatch year, bycatch likely
would have been significantly higher
without the VRHS. After 2007, major
modifications were made to the VRHS
that have clearly helped to keep
Chinook salmon bycatch down in 2008,
2009, and 2010. Based on the
performance from 2008 to 2010, the
VRHS remains one of the most effective
tools the industry has to keep Chinook
salmon bycatch within acceptable
levels.
Response: The RIR prepared for this
action contains a complete description
of the VRHS, its performance, and
modifications since it was developed.
Comment 92: Industry efforts are
ongoing to develop an effective salmon
‘‘excluder’’ that fishermen can
incorporate into their trawl nets so as to
enable salmon to escape from the nets
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unharmed. Ongoing experiments to
design and perfect excluder devices are
showing promise, and it is hoped that
they, too, will make significant
contributions to industry efforts to keep
Chinook bycatch as low as practicable.
Response: NMFS acknowledges the
comment.
Comment 93: Acknowledge the
importance of salmon to ecosystems
other than marine. Low Chinook salmon
returns are not only bad for the people
who depend on them for sustenance and
income, but declining runs present
substantial negative impacts to river
systems, riparian habitat, upland
watershed habitat, and the ocean
nutrient conveyor belt.
Response: NMFS agrees and
acknowledges the comment.
Comment 94: Chinook salmon
bycatch in the Bering Sea pollock
fishery may lead user groups to give up
their way of life. If user groups cannot
continue to catch more pollock and
more salmon, they will starve and die.
Response: NMFS acknowledges the
comment.
Tribal Consultation Issues
Comment 95: Tribes and their leaders
were shut out of meaningful
participation in the decision-making
process. The Council limited Chinook
salmon bycatch management options
before any significant effort was made to
involve Alaskan Native tribes. NMFS
and Council staff’s attempts at outreach
and government-to-government tribal
consultations were awkward, held too
late in the process, and participation
was limited. As a result, the analysis
poorly characterized subsistence and its
importance to rural user groups. It is
evident by their actions that the
majority of Council members paid no
meaningful attention to the concerns of
the tribes who all spoke with a strong
and unified voice on this issue.
Conversely, the Council meetings
involved many pollock industry
representatives and presentations.
Response: NMFS and the Council
made significant efforts to involve
Alaska Native tribes and western Alaska
residents early in the process. As
detailed in the EIS (see ADDRESSES), the
Council conducted extensive outreach
to Alaskan communities to explain this
action, the supporting analysis, and the
Council decision-making process. In
conjunction with the Council outreach,
NMFS consulted with interested Alaska
Native representatives, as described in
the Tribal Summary Impact Statement
in the Classification section of this
preamble.
In February 2007, the Council began
developing this action by creating the
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Salmon Bycatch Workgroup. The
Salmon Bycatch Workgroup had
members that represented western
Alaska, held public meetings, and
developed the first draft of the
alternative set. When NMFS started the
EIS scoping process on December 28,
2007, NMFS initiated the consultation
process for this action by mailing letters
to Alaska tribal governments, Alaska
Native corporations, and related
organizations. These letters provided
information about the proposed action
and the EIS process, and solicited
consultation and coordination with
Alaska Native representatives. The
primary purpose of scoping is to obtain
public comments on the range of
alternatives and issues to analyze. Based
on scoping, public testimony, and the
workgroup recommendations, the
Council refined the range of alternatives
and developed the analysis over seven
Council meetings, finalizing the
alternative set and recommending the
preferred alternative in April 2009.
Western Alaska residents commented
that the Draft EIS and RIR poorly
characterized subsistence and its
importance to rural user groups. In
response to these comments, NMFS, the
Council, and the State of Alaska made
significant improvements to this
analysis for the final EIS and RIR (see
ADDRESSES). This additional analysis
was presented to the Council before
they took final action to recommend
Amendment 91.
Comment 96: Subsistence users of the
Yukon River, the vast majority of whom
are Alaska Native and have the lowest
per capita income in the United States,
are clearly bearing a disproportionately
high adverse environmental impact
under Amendment 91. Under the
concept of Environmental Justice, why
does Amendment 91 result in tribal
subsistence users bearing virtually all of
the consequences resulting from past,
present, and future wasteful bycatch by
the pollock fleet? This violates all
measures of fairness and fails to satisfy
any consideration of environmental
justice. The pollock fleet can best afford
to make sacrifices in order to
accomplish meaningful reductions in
Chinook salmon bycatch.
Response: NMFS acknowledges the
comment. The EIS prepared for this
action analyzes the environmental
justice impacts of this action (see
ADDRESSES).
Comment 97: NOAA conducted only
one true tribal consultation, with the
Bering Straits tribes. This consultation
occurred with only a small fraction of
the Alaska federally recognized tribes
affected by Amendment 91. NOAA
failed to formally respond to or follow-
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up on the concerns raised by the tribes
in the single inadequate tribal
consultation that was held.
Response: NMFS disagrees. NMFS
conducted a consultation with every
tribe that requested a consultation. As
detailed in the Tribal Summary Impact
Statement, below, NMFS held five
consultations with fifteen Alaska Native
tribes. Following the Nome consultation
referenced by the commenter, NMFS
addressed the concerns raised by the
tribal representatives in written
responses in the Comment Analysis
Report, and amended the EIS analysis to
reflect the concerns raised at the
consultation.
Comment 98: We support NMFS’
efforts to implement and refine its
procedures for effective and adequate
consultation and coordination with
Alaska Native tribes.
Response: NMFS acknowledges this
comment.
Comment 99: Fewer than 5 percent of
the people who live in the Yukon River
drainage have heard of the Council
despite the FMP containing provisions
for consulting with Alaska Natives and
rural communities. During the April
2009 Council meeting, NMFS stated that
the analysis for this action did not
include freshwater information, even
though salmon are anadromous. The
Tanana Chiefs Conference, the
Association of Village Council
Presidents, the First Nations tribes of
Canada, and the Office of Subsistence
Management should have all been
consulted regarding the declining
salmon runs. Traditional ecological
knowledge must be considered.
Response: The State of Alaska
manages Chinook salmon fisheries and
the EIS and RIR prepared for this action
(see ADDRESSES) contain extensive
information from the State of Alaska on
Chinook salmon in-river abundance,
fisheries, and management. ADF&G was
a cooperating agency in preparing the
EIS and the EIS relied on subsistence
information from ADF&G’s Office of
Subsistence Management.
As explained in the EIS, the Council
conducted extensive outreach to
Alaskan communities to explain this
action, the supporting analysis, and the
Council decision-making process. In
conjunction with the Council’s outreach
activities, NMFS consulted with
interested Alaska Native
representatives, as described in the
Tribal Summary Impact Statement.
Comment 100: We applaud NMFS
efforts to incorporate more personal
meetings with tribal representatives. We
recommend that NMFS establish an
Alaska Native Tribal Liaison position
for the purpose of further implementing
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and conducting NMFS consultation and
coordination policy.
Response: NMFS acknowledges this
comment. NMFS continues to encourage
the participation of rural Alaska in the
decision-making processes and strives
to improve our tribal consultation and
outreach efforts. NMFS is considering
the recommendation to hire a tribal
liaison as we assess the resources
needed to meet tribal consultation
requests and responsibilities under
Executive Order 13175.
Comment 101: Tribal leaders, even
those representing regions with 20, 30,
and 50 tribes, were allowed an
impossibly scant three minutes of time
during the ‘‘public’’ comment part of the
April 2009 meeting to express their
concerns and positions. Pollock fishery
representatives, on the other hand, were
allowed several hours to present their
incentive plans.
Response: During the April 2009
Council meeting, public testimony was
limited to 4 minutes for associations
and organizations and 2 minutes for
individuals. Because the preliminary
preferred alternative included a
provision to allow the pollock industry
to develop incentive plan agreements,
and the Council’s selection of a final
preferred alternative depended on the
ability to understand what such
agreements may entail, the Council
requested that each primary sector of
the pollock industry provide a
presentation on the progress and
potential content of the incentive plans
as part of the background presentations
prior to public comment. These
presentations assisted the Council and
the public in understanding how the
incentive plan agreements may be
developed before making a decision.
Comment 102: The Secretary of
Commerce has a trust obligation to
protect the opportunity for Alaska
Natives to continue their subsistence
way of life.
Response: NMFS agrees that the
Federal Government has a trust
responsibility to protect the Alaskan
Natives’ rights of subsistence hunting
and fishing. However, the
environmental statutes under which the
Council and NMFS act prescribe a
solicitous stance toward the
environment. As a result, where the
government acts responsibly regarding
the environment, it implements and
protects the parallel concerns of Native
Alaskans. In this instance, the Council
and NMFS are taking action to minimize
the Chinook salmon bycatch to the
extent practicable. This action is
intended to protect an important natural
resource and therefore is also,
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inherently, intended to protect Alaskan
Natives’ rights of subsistence fishing.
Classification
Pursuant to sections 304(b) and 305(d)
of the Magnuson-Stevens Act, the NMFS
Assistant Administrator has determined
that Amendment 91 and this final rule
are consistent with the FMP, other
provisions of the Magnuson-Stevens
Act, and other applicable law.
This final rule has been determined to
be not significant for the purposes of
Executive Order 12866.
Final Environmental Impact Statement
(EIS) and Final Regulatory Impact
Review (RIR)
An EIS and RIR were prepared to
serve as the central decision-making
documents for the Secretary of
Commerce to approve, disapprove, or
partially approve Amendment 91, and
for NMFS to implement Amendment 91
through Federal regulations (see
ADDRESSES). The EIS was prepared to
disclose the expected impacts of this
action and its alternatives on the human
environment. The RIR for this action
was prepared to assess the costs and
benefits of available regulatory
alternatives.
Final Regulatory Flexibility Analysis
(FRFA)
This final regulatory flexibility
analysis (FRFA) incorporates the Initial
Regulatory Flexibility Analysis (IRFA), a
summary of the significant issues raised
by the public comments in response to
the IRFA, NMFS’ responses to those
comments, and a summary of the
analyses completed to support the
action.
NMFS published the proposed rule on
March 23, 2010 (75 FR 14016) with
comments invited through May 7, 2010.
An IRFA was prepared and summarized
in the ‘‘Classification’’ section of the
preamble to the proposed rule. The
description of this action, its purpose,
and its legal basis are described in the
preamble to the proposed rule and are
not repeated here.
NMFS received 71 letters of public
comment on Amendment 91 and the
proposed rule. None of these comments
addressed the IRFA. NMFS received
comment letters on Amendment 91 and
the proposed rule from five of the six
CDQ groups, which compose all the
small entities directly affected by this
action. In total six unique comments
were received from the small entities.
Two of these comments (17 and 34)
resulted in revisions to the final rule
from the proposed rule, while the other
three (35, 36, 37, and 39) resulted in
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further clarification in the preamble to
the final rule.
Number and Description of Small
Entities Regulated by This Action
This action applies only to those
entities that participate in the directed
pollock trawl fishery in the Bering Sea.
These entities include the AFAaffiliated pollock fleet and the six CDQ
groups that receive allocations of Bering
Sea pollock.
The Regulatory Flexibility Act (RFA)
requires consideration of affiliations
among entities for the purpose of
assessing if an entity is small for RFA
purposes. The AFA pollock
cooperatives are a type of affiliation. All
of the non-CDQ entities directly
regulated by this action were members
of AFA cooperatives in 2008 and,
therefore, NMFS considers them
‘‘affiliated’’ large (non-small) entities for
RFA purposes.
Due to their status as non-profit
corporations, the six CDQ groups are
identified as ‘‘small’’ entities under the
Small Business Administration’s (SBA)
guidelines. This action directly
regulates the six CDQ groups, and
NMFS considers the CDQ groups to be
small entities for RFA purposes. As
described in regulations implementing
the RFA (13 CFR 121.103), the CDQ
groups’ affiliations with other large
entities do not qualify them as large
entities. Revenue derived from
groundfish allocations and investments
in BSAI fisheries enable these non-profit
corporations to better comply with the
burdens of this action, when compared
to many of the large AFA-affiliated
entities. Nevertheless, the only small
entities that are directly regulated by
this action are the six CDQ groups.
No duplication, overlap, or conflict
between this action and existing Federal
rules has been identified.
A FRFA must describe the steps the
agency has taken to minimize the
significant economic impact on small
entities consistent with the stated
objectives of applicable statutes,
including a statement of the factual,
policy, and legal reasons for selecting
the alternative adopted in the final rule
and why each one of the other
significant alternatives to the rule
considered by the agency which affect
the impact on small entities was
rejected. ‘‘Significant alternatives’’ are
those that achieve the stated objectives
for the action, consistent with prevailing
law, with potentially lesser adverse
economic impacts on small entities, as
a whole.
NMFS approved and is implementing
Amendment 91 following
recommendations by the Council. The
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EIS, RIR, and FRFA for this action
considered four alternative management
actions to the preferred alternative.
As the ‘‘preferred alternative,’’
Alternative 5 constitutes the ‘‘final rule.’’
The remaining four alternatives (in
various combinations of options and
suboptions) constitute the suite of
‘‘significant alternatives,’’ under the final
rule, for RFA purposes. Each is
addressed below. Please refer to section
2.5 of the EIS for the detailed impacts
analyses. Data on cost and operating
structure within the CDQ sector are
unavailable, so a wholly quantitative
evaluation of the size and distribution of
burdens cannot be provided. The
following is a summary of the contents
of those more extensive analyses,
specifically focusing on the aspects
which pertain to small entities.
Under the status quo alternative
(Alternative 1), the Chinook Salmon
Savings Area, established by
Amendment 84 to the FMP, creates
separate non-CDQ and CDQ Chinook
salmon PSC limits. NMFS closes the
Chinook Salmon Savings Area upon
attainment of the non-CDQ Chinook
salmon PSC limit. The CDQ Program
receives allocations of 7.5 percent of the
Chinook salmon PSC limit (or 2,175
Chinook salmon) as PSQ reserve. NMFS
further allocates PSQ reserves among
the six CDQ groups, based on a
recommendation by the State of Alaska
in 2005. The State of Alaska
recommended that the percentage
allocation of Chinook salmon PSQ and
non-Chinook salmon PSQ among the
CDQ groups be the same as the CDQ
groups’ percentage allocations of
pollock. The percentage allocation of
Chinook salmon PSQ by CDQ group is
as follows: Aleutian Pribilof Island
Community Development Association
(APICDA) 14 percent, Bristol Bay
Economic Development Corporation
(BBEDC) 21 percent, Central Bering Sea
Fisherman’s Association (CBSFA) 5
percent, Coastal Villages Region Fund
(CVRF) 24 percent, Norton Sound
Economic Development Corporation
(NSEDC) 22 percent, and Yukon Delta
Fisheries Development Association
(YDFDC) 14 percent. Allocations of
salmon PSQ to the CDQ groups are
transferable among the CDQ groups.
Unless exempted because of
participation in the VRHS ICA, a CDQ
group is prohibited from directed
fishing for pollock in the Chinook
Salmon Savings Area when the Chinook
salmon PSQ is reached. As described
earlier in the preamble to this final rule,
the VRHS ICA provides real-time
salmon PSC information, so that the
fleet can avoid areas of high Chinook
salmon interception rates. The fleet
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voluntarily started the VRHS in 2002 for
Chinook salmon, and in 2008 NMFS
approved the regulations implementing
Amendment 84 to the BSAI FMP. In
2008 and 2009, all CDQ groups were
voluntarily participating in an ICA, so
they were exempt from the closure of
the Chinook Salmon Savings Area.
Alternative 1 would likely impose the
least burden on the CDQ groups,
because it does not impose a Chinook
salmon PSC limit that could prevent the
full harvest of their respective pollock
allocations. While the annual reports
indicate that the VRHS ICA has reduced
Chinook salmon encounter rates
compared to what they would have been
without the ICA, the highest historical
Chinook salmon bycatch occurred in
2007, when the ICA was in effect under
an exempted fishing permit. This high
level of bycatch indicates that the status
quo management measures, despite
their giving the pollock fleet the tools to
reduce salmon bycatch, contain no
effective upper limit on the amount of
Chinook salmon bycatch taken in the
fishery. NMFS and the Council remain
concerned that the status quo
management has the potential for high
amounts of Chinook salmon bycatch as
experienced in 2007.
The hard cap alternative (Alternative
2) would establish an upper limit to
Chinook salmon bycatch in the pollock
fishery. A range of suboption caps, from
29,323 to 87,500 Chinook salmon, were
considered, based on various averages of
Chinook salmon bycatch in the pollock
fishery over a range of historical year
combinations from 1997 through 2006.
Analysis in sections 6.10.3 and 7.3 of
the RIR examined the potential impacts
on CDQ groups over this range. All
Chinook salmon caught by vessels
participating in the pollock fishery
would accrue toward the cap. Under
this alternative, upon reaching a
Chinook salmon PSC limit, all directed
pollock fishing would stop, regardless of
potential forgone pollock harvests.
As described in the EIS section 2.2,
this alternative includes several
different options for management of a
PSC limit, including separate PSC limits
for the CDQ Program and the remaining
AFA sectors, and hard caps divided by
season, by sector, or a combination of
both. In addition, the Council included
an option to allow small entities (i.e.,
CDQ groups) and non-CDQ groups to
transfer Chinook PSC allocations among
sectors, between the A and B seasons, or
a combination of both, that would allow
small entities more flexibility to harvest
the full TAC in high Chinook salmon
encounter years.
Regardless of the hard cap level or
allocation option chosen, the
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establishment of an upper limit on the
amount of Chinook salmon bycatch in
the pollock fishery would require
participants in the CDQ Program to stop
directed fishing for pollock if a hard cap
were reached, because further directed
fishing for pollock would likely result in
exceeding the Chinook salmon hard cap.
As the analysis in section 6.10 of the
RIR demonstrates, the lower the hard
cap selected, the higher the probability
of a fishery closure and potential for
forgone pollock revenues to the CDQ
groups.
Although this alternative would have
established an upper limit to Chinook
salmon bycatch, the hard cap alternative
alone would fail to promote Chinook
salmon avoidance during years of low
salmon encounter rates and could result
in a loss of revenues to CDQ groups, due
to the closure of the fishery before the
TAC has been harvested. Additionally,
this alternative could create a race for
Chinook salmon bycatch, similar to a
race for fish in an open access fishery,
which could increase the likelihood of
wasteful fishing practices, a truncated
directed fishing season, and forgone
pollock harvest. The final rule retains
components of Alternative 2 that will
limit the burden on the small entities
and further increase the flexibility for
small entities through an IPA to
minimize Chinook bycatch, to the extent
practicable, at all levels of salmon or
pollock abundance, while establishing
an upper limit on Chinook salmon
bycatch. Furthermore, the Council
rejected Alternative 2 in partial
response to public testimony described
below.
During public comment, the Council
received varying perspectives from CDQ
participants on the costs and benefits of
the range of PSC limits under
consideration. NMFS received written
comments from three of the six CDQ
groups. While two CDQ groups (BBEDC
and YDFDA) argued for a lower limit
than this final rule provides, it was
asserted by some, (including members
of CVRF communities) that a hard cap
higher than 68,000 Chinook salmon
would increase the possibility that they
could both harvest their full pollock
allocation, under AFA, and receive full
royalty and profit sharing payments
from those allocations. The importance
of the pollock resource, as a source of
revenue for these small entities,
indicates that any loss of pollock catch
represents an increased economic
burden on the CDQ groups (small
entities). Public comment from CDQ
members revealed the complexity of the
issue for CDQ groups and communities.
Although CDQ communities derive
revenue from pollock and other BSAI
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fisheries, many of these CDQ
stakeholders also depend on sustainable
Chinook salmon runs for subsistence,
cultural, and spiritual practices;
therefore, this issue is not strictly a
matter of finances. The Council
ultimately rejected Alternative 2 in
recognition that a hard cap alone would
not achieve the Council’s objectives for
this action.
The modified area triggered closure
alternative (Alternative 3) is similar to
the status quo in that regulatory time
and area closures would be invoked
when specified Chinook salmon PSC
limits are reached, but NMFS would
remove the VRHS ICA exemptions to
the closed areas. This alternative would
incorporate new cap levels for triggered
closures, sector allocations, and transfer
provisions and could impose a lower
burden on the CDQ groups than the
preferred alternative. If triggered, NMFS
would close only the seasonal areas,
described in section 2.3 of the EIS, to
directed pollock fishing. This
alternative would not necessarily
prevent small entities from the full
harvest of their pollock TAC, because
fishing effort outside of the closed areas
could continue until the fishing season
ended.
While Alternative 3 appears to reduce
the economic impacts of forgone pollock
revenue on small entities, when
compared to the hard cap alternative, it
does not provide any incentive to
minimize Chinook salmon bycatch
below the trigger amount. This
alternative would shift the fleet’s fishing
effort to areas that may (or, as
experienced in recent seasons, may not)
have a lower risk of Chinook salmon
encounters, but would not achieve the
Council’s objectives to promote Chinook
salmon avoidance at the vessel level,
establish a maximum limit on Chinook
salmon bycatch in the pollock fishery,
or hold the industry accountable for
minimizing Chinook salmon bycatch.
At its June 2008 meeting, the Council
developed a preliminary preferred
alternative (Alternative 4) that contains
components of Alternatives 1 through 3.
Alternative 4 would set a hard cap for
all vessels participating in the pollock
fisheries and includes provisions for a
voluntary ICA that must encourage
Chinook salmon avoidance, at all levels
of pollock and Chinook salmon
abundance and encounter rates. This
alternative would minimize the burden
on small entities by setting a relatively
high PSC limit (68,392 Chinook
salmon), allowing participants in an ICA
to share the burden of reducing Chinook
bycatch, and allowing sector level PSC
allocation transfers.
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PSC allocations under Alternative 4
would limit the burden on the small
entities by increasing their annual
allocation of the Chinook salmon PSC
limit. Under component 2 of this
alternative, a sector’s allocation of
Chinook salmon bycatch would be
calculated at 75 percent historical
bycatch and 25 percent AFA pollock
quota, with allowances for the CDQ
sector. Estimates of historic bycatch in
the CDQ sector were based on lower
bycatch hauls when compared to nonCDQ sectors, due in part to agreement
with the catcher/processor fleet
contracted to harvest pollock on behalf
of the CDQ sector. These historical
bycatch estimates would have resulted
in a lower initial allocation of Chinook
salmon to CDQ groups, potentially
increasing forgone revenue loss for
small entities. Therefore, component 2
estimates the historic CDQ bycatch rates
by blending CDQ bycatch rates with
those of sectors harvesting pollock on
behalf of the CDQ groups. The resulting
higher PSC allocations would decrease
the probability of forgone pollock
revenue and the financial burden of this
action on the CDQ groups. NMFS
provides a description of the sector
allocation in section 2.4 of the EIS (see
ADDRESSES).
During public comment on the Draft
EIS, a different sector allocation was
proposed to component 2 of Alternative
4. The suggested allocation would
further reduce the burden on the small
entities by allocating Chinook salmon
based on 25 percent history and 75 AFA
pollock allocation. Such an allocation
would further benefit CDQ groups by
increasing the PSC allocations to the
CDQ groups above the amount provided
under component 2 of Alternative 4.
The Council considered and rejected
this suggestion because such an
allocation would not adequately
represent the different fishing practices
and patterns each sector utilizes to fully
harvest their pollock allocations.
Despite the advantages of Alternative
4, the Council did not recommend this
alternative, noting that it failed to meet
the Chinook salmon conservation
objective of this action by setting too
high a PSC limit and by not establishing
a performance standard to promote and
ensure that the pollock fishery
minimized Chinook salmon bycatch to
the extent practicable. However, by
unanimous vote, the Council selected a
preferred alternative that retained
component 2 from Alternative 4, which
is designed to reduce the economic
burden on the CDQ groups.
The preferred alternative (Alternative
5), which constitutes the ‘‘final action’’
under this element of the FRFA, reflects
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the least burdensome of management
structures available, in terms of directly
regulated small entities, while fully
achieving the conservation and
management purposes consistent with
applicable statutes. As described
elsewhere in the final rule for this
action, Alternative 5 combines a limit
on the amount of Chinook salmon that
may be caught incidentally with a novel
approach designed to minimize bycatch,
to the extent practicable, in all years and
should result in a greater reduction of
Chinook salmon bycatch over time than
the PSC limits and performance
standard.
The uncertainty and variability in
Chinook salmon bycatch led the Council
and NMFS to create an innovative and
comprehensive management program,
which limits the burden on CDQ groups
through performance rather than design
standards. Alternative 5 establishes a
system of transferable PSC allocations
and a performance standard to provide
CDQ groups with the flexibility to
decide how best to comply with the
requirements of this action, given the
other constraints imposed on the
pollock fishery (e.g., pollock TAC,
market conditions, area closures
associated with other rules, gear
restrictions, climate and oceanographic
change).
NMFS decided to implement the
Council’s recommended alternative
because it best balances a suite of
management measures that enable
NMFS to manage Chinook salmon
bycatch in the pollock fishery, while
meeting all statutory, regulatory, and
national policy requirements, goals, and
objectives. Following a comprehensive
review of the relevant environmental,
economic, and social consequences of
the alternatives, NMFS did not identify
any additional alternatives to those
analyzed in the EIS, RIR, and the FRFA
that had the potential to further reduce
the economic burden on small entities,
while achieving the objectives of this
action. The EIS section 2.6, contains a
detailed discussion of alternatives
considered and eliminated for further
analysis (see ADDRESSES).
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Recordkeeping and Reporting
Requirements
In addition to revising some existing
requirements, this rule will add
recordkeeping and reporting
requirements needed to implement the
preferred alternative including those
related to—
• Reporting Chinook salmon bycatch
by vessels directed fishing for pollock in
the Bering Sea;
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• Applications to transfer Chinook
salmon PSC allocations to another
eligible entity;
• Development and submission of
proposed IPAs and amendments to
approved IPAs; and
• An annual report from each IPA
representative documenting information
and data relevant to the Chinook salmon
bycatch management program.
The CDQ groups enter contracts with
partner vessels to harvest their pollock
allocations. Many of these vessels are at
least partially owned by the CDQ
groups. Although the accounting of
Chinook salmon bycatch by partner
vessels fishing under CDQ allocations
will accrue against each respective CDQ
group’s seasonal PSC limit, most of the
recordkeeping, reporting, and
compliance requirements in the final
rule apply to the vessels harvesting
pollock, as well as the processors
processing pollock delivered by catcher
vessels. For example, under existing
requirements at § 679.5, landings and
production reports that include
information about Chinook salmon
bycatch are required to be submitted by
processors.
NMFS clarifies that, in the future, if
a CDQ group chooses to have pollock
CDQ delivered to a shoreside processing
plant, the catcher vessel used to harvest
the pollock CDQ would need to
designate the trip as a CDQ trip and
comply with the retention and observer
coverage requirements for catcher
vessels, and the pollock would have to
be delivered to a processor with an
approved CMCP. These steps will
ensure that all salmon bycatch from the
pollock CDQ fisheries are properly
counted and reported.
The CDQ groups already receive
transferable Chinook and non-Chinook
salmon PSQ allocations and have
received such allocations under the
CDQ Program since 1999. Therefore,
NMFS will not require CDQ groups to
apply for recognition as entities eligible
to receive transferable Chinook salmon
PSC allocations. The CDQ groups are
already authorized to transfer their
salmon PSQ allocations to and from
other CDQ groups, using existing
transfer applications submitted to
NMFS.
New under this action is the
authorization for the CDQ groups to
transfer Chinook salmon PSC
allocations to and from AFA entities,
outside of the CDQ Program, including
the AFA inshore cooperatives and the
entities representing the AFA catcher/
processor sector and the AFA
mothership sector. Because of this new
feature, CDQ groups will use a new
application form to transfer Chinook
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PSC; all other transfers by CDQ groups
will continue to be accomplished using
the CDQ or PSQ Transfer Application.
The existing application has been
revised to provide this instruction.
Participation in an IPA is voluntary,
but it is necessary to receive transferable
allocations of a portion of the 60,000
Chinook salmon PSC limit. Therefore, it
is likely that the CDQ groups will
participate in one or more IPAs. A CDQ
group may participate in an IPA with
vessel owners from other AFA sectors,
or the CDQ groups may develop an IPA
that applies only to CDQ groups and
vessels fishing on behalf of the CDQ
groups. Each vessel harvesting pollock
CDQ on behalf of a CDQ group must be
listed in an approved IPA in which the
CDQ group also is a participant, as
required by § 679.21(f)(12)(ii)(C). If a
CDQ group participates in an IPA, it
will share the costs of developing and
managing the IPA and meeting the
reporting requirements. However, these
costs are offset by the increased
allocation of Chinook salmon PSC for
IPA participants.
The professional skills necessary to
prepare the reporting and recordkeeping
requirements that will apply to the CDQ
groups under this action include the
ability to read, write, and understand
English; the ability to use a computer
and the Internet to submit electronic
transfer request applications; and the
authority to take actions on behalf of the
CDQ group. Each of the six CDQ groups
has executive and administrative staffs
capable of complying with the reporting
and recordkeeping requirements of this
action and the financial resources to
contract for any additional legal or
technical expertise that they require to
advise them.
Small Entity Compliance Guide
NMFS has posted a small entity
compliance guide on the NMFS Alaska
Region Web site (https://
alaskafisheries.noaa.gov/
sustainablefisheries/bycatch/
default.htm) to satisfy the Small
Business Regulatory Enforcement
Fairness Act of 1996, which requires a
plain language guide to assist small
entities in complying with this rule.
Contact NMFS to request a hard copy of
the guide (see ADDRESSES).
Tribal Summary Impact Statement (E.O.
13175)
Executive Order 13175 of November
6, 2000 (25 U.S.C. 450 note), the
Executive Memorandum of April 29,
1994 (25 U.S.C. 450 note), and the
American Indian and Alaska Native
Policy of the U.S. Department of
Commerce (March 30, 1995) outline the
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responsibilities of NMFS in matters
affecting tribal interests. Section 161 of
Public Law 108–199 (188 Stat. 452), as
amended by section 518 of Public Law
109–447 (118 Stat. 3267), extends the
consultation requirements of Executive
Order 13175 to Alaska Native
corporations.
Pursuant to Executive Order 13175,
NMFS is obligated to consult and
coordinate with federally recognized
tribal governments and Alaska Native
Claims Settlement Act regional and
village corporations on a government-togovernment basis. Specifically,
Executive Order 13175 requires Federal
agencies to: (1) Regularly consult and
collaborate with Indian tribal
governments and Alaska Native
corporations in developing Federal
regulatory practices that significantly or
uniquely affect their communities; (2)
reduce the imposition of unfunded
mandates on Indian tribal governments;
and (3) streamline the applications
process for and increase the availability
of waivers to Indian tribal governments.
Section 5(b)(2)(B) of Executive Order
13175 requires NMFS to prepare a tribal
summary impact statement as part of the
final rule. This statement must contain:
(1) A description of the extent of the
agency’s prior consultation with tribal
officials; (2) a summary of the nature of
their concerns; (3) a statement of the
extent to which the concerns of tribal
officials have been met; and (4) the
agency’s position supporting the need to
issue the regulation.
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A Description of the Extent of the
Agency’s Prior Consultation With
Tribal Officials
On December 28, 2007, when NMFS
started the EIS scoping process for this
action, NMFS mailed letters to Alaska
tribal governments, Alaska Native
corporations, and related organizations
(‘‘Alaska Native representatives’’). The
letter provided information about the
proposed action, the EIS process, and
solicited consultation and coordination
with Alaska Native representatives.
NMFS received 12 letters providing
scoping comments from representatives
of tribal governments and Alaska Native
Corporations. These comments were
summarized and included in the
scoping report available on the NMFS
Alaska Region Web site (see
ADDRESSES). Additionally, a number of
tribal representatives and tribal
organizations provided written public
comments and oral public testimony to
the Council during Council outreach
meetings on Amendment 91 and at the
numerous Council meetings at which
Amendment 91 was discussed.
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Once the Draft EIS was released on
December 5, 2008, NMFS sent another
letter to Alaska Native representatives
announcing the release of the document
and soliciting comments concerning the
scope and content of the Draft EIS. The
letter included a copy of the executive
summary of the Draft EIS and provided
information on how to obtain a printed
or electronic copy of the Draft EIS.
NMFS also mailed 23 copies of the Draft
EIS to the Alaska Native representatives
who had requested a copy or provided
written comments to NMFS during
scoping. NMFS received 14 letters of
comment on the Draft EIS from
representatives of tribal governments,
tribal organizations, or Alaska Native
corporations. These comments were
summarized and responded to in the
Comment Analysis Report (CAR) in
Chapter 9 of the EIS and the comment
letters are posted on the NMFS Alaska
Region Web site (see ADDRESSES).
NMFS conducted tribal consultations
at the request of representatives from
the following federally recognized
tribes: The Nome Eskimo Community;
the Chinik Eskimo Community
(representing the village of Golovin); the
Stebbins Community Association; the
Native Village of Unalakleet; the Native
Village of Kwigillingok; the Native
Village of Kipnuk; the Alakanuk Tribal
Council; the Native Village of Koyuk;
the Native Village of Elim; the Native
Village of Gambell; Native Village of
Savoonga; Saint Michael; Shaktoolik;
King Island; and the Native Village of
Eyak.
NMFS held a tribal consultation in
Nome, Alaska, on January, 22, 2009, in
conjunction with a Council outreach
meeting on Chinook salmon bycatch.
Consulting in person with NMFS in
Nome were representatives of the Nome
Eskimo Community, the Chinik Eskimo
Community, and the Native Village of
Elim. Representatives of the Stebbins
Community Association and the Native
Village of Unalakleet participated by
telephone. Council staff provided
information on the Draft EIS, the
alternatives, and the schedule for
Council action. As part of the
consultation, NMFS staff provided
additional information and listened to
the concerns and issues raised by the
tribal representatives. The Nome Eskimo
Community submitted a letter to NMFS
with its comments during the tribal
consultation. NMFS considered and
responded to these comments in the
CAR.
NMFS also held a tribal consultation
teleconference on March 17, 2009, with
the Native Village of Kwigillingok and
the Bering Sea Elders Advisory Group,
which has 37 tribes as members. The
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Regional Administrator provided
information about the upcoming final
action by the Council and the Draft EIS
comment period and listened to the
concerns and issues raised by the tribal
representatives. The concerns expressed
in the consultation were provided in a
letter from the Bering Sea Elders
Advisory Group.
On October 19, 2009, NMFS held a
tribal consultation teleconference with
the Alakanuk Tribal Council and the
Native Village of Kipnuk. The Regional
Administrator provided information on
the Chinook and chum salmon bycatch
in the Bering Sea in 2009 and listened
to the concerns and issues raised by the
tribal representatives.
Following the release of the EIS and
RIR on December 7, 2009, NMFS sent
another letter to Alaska Native
representatives announcing the release
of the EIS and providing information on
how to participating in the rulemaking
process. These letters included a copy of
the EIS and RIR executive summary and
provided information on how to obtain
a printed or electronic copy of the EIS
and RIR. NMFS also mailed 28 copies of
the EIS and RIR to the Alaska Native
representatives who requested a copy or
who had provided written comments to
NMFS. NMFS received one comment
from an Alaska Native organization on
the EIS that was summarized and
responded to in the ROD (see
ADDRESSES).
On October 13, 2009, NMFS received
a request from the Native Village of
Unalakleet for tribal consultation on a
number of fishery management issues
regarding the Bering Sea. On February
16, 2010, NMFS conducted a tribal
consultation in Unalakleet, Alaska, that
included tribal representatives from the
Native Village of Unalakleet, the Native
Village of Koyuk, Stebbins Community
Association, Native Village of Elim, the
Native Village of Gambell, the Native
Village of Savoonga, Saint Michael,
Shaktoolik, and King Island. Among
other issues, Amendment 91, general
rulemaking and tribal consultation
processes, salmon research, and
fisheries bycatch management were
discussed. The report NMFS prepared
on this consultation is available on the
NMFS Alaska Region Web site (see
ADDRESSES).
On March 24, 2010, NMFS continued
the consultation process by sending
another letter to all Alaska Native
representatives when the Notice of
Availability for Amendment 91 and the
proposed rule were published in the
Federal Register. The letter included a
copy of these documents and notified
representatives of the opportunity to
comment and consult. NMFS received
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45 letters of comment on Amendment
91 and the proposed rule from tribal
members and representatives of tribal
governments, tribal organizations, or
Alaska Native corporations. The
comment summaries and NMFS’
responses are provided in this preamble
under Response to Comments.
On May 18, 2010, NMFS held a tribal
consultation teleconference with the
Native Village of Eyak. The Regional
Administrator provided information on
Amendment 91 and Chinook salmon
and listened to the concerns and issues
raised by the tribal representatives.
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A Summary of the Nature of Tribal
Concerns
The concerns expressed in
consultations and reflected in written
comments from tribal representatives
and members center on four themes.
First, Chinook salmon is vitally
important to tribal members, and they
suffer great hardships when Chinook
salmon abundance is low. Second, tribal
representatives attribute low Chinook
salmon in-river returns directly to
bycatch in the Bering Sea pollock
fishery. Third, tribal members want
Chinook salmon bycatch greatly
curtailed by a hard cap of between zero
and 32,000 Chinook salmon. Fourth,
NMFS should improve its consultation
process and include tribal perspectives
early in decision-making. The Alaska
tribal representatives’ specific concerns
raised during the consultations before
the EIS was finalized were summarized
and responded to in the EIS (see
ADDRESSES). The Alaska tribal
representatives’ specific concerns raised
after the EIS was published are
addressed in the Response to Comments
in this final rule.
A Statement of the Extent to Which the
Concerns of Tribal Officials Have Been
Met
One of the primary factors in
initiating this action was concern over
the potential impacts of Chinook salmon
bycatch in the Bering Sea pollock
fishery on the return of Chinook salmon
to western Alaska river systems and the
recognition of the importance of
Chinook salmon to the people in
western Alaska. While the final program
is not the program advocated by many
Alaska Native representatives, it will
minimize bycatch to the extent
practicable.
To address their first concern that the
draft analysis poorly characterized the
subsistence fishery for Chinook salmon
and its importance to rural user groups,
NMFS, the Council, and the State of
Alaska made significant improvements
to the final EIS and RIR analysis to
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accurately document the importance of
the subsistence way of life. The analysis
includes the best available information
from the ADF&G Office of Subsistence
and current literature, and the
traditional knowledge shared with
NMFS and the Council in consultations
and comments. This additional analysis
was presented to the Council before it
took final action to recommend
Amendment 91 and was the analysis
used by the agency to approve
Amendment 91.
To address the second concern, the
EIS applied the best available scientific
information to conduct an adult
equivalent analysis to determine the
impacts of the pollock fishery on the
annual returns of Chinook salmon to the
river systems in Western Alaska. As
explained in the EIS analysis, the degree
to which levels of bycatch are related to
declining returns of Chinook salmon is
unknown. While Chinook salmon
bycatch in the Bering Sea pollock
fishery may be a contributing factor in
the decline of Chinook salmon, the EIS
analysis shows that the absolute
numbers of the ocean bycatch that
would have returned to western Alaska
are expected to be relatively small due
to ocean mortality and the large number
of other river systems contributing to
the total Chinook salmon bycatch.
Although the reasons for the decline of
Chinook salmon are not completely
understood, scientists believe they are
predominately natural. Changes in
ocean and river conditions, including
unfavorable shifts in temperatures and
food sources, likely caused poor
survival of Chinook salmon.
NMFS considered the recommended
hard caps from tribal members, and the
most recommended limit of 32,500
Chinook salmon was analyzed in the
EIS and RIR. As discussed above, NMFS
has determined Amendment 91 is a
better program than a hard cap alone
because it includes a mechanism, the
IPA, that provides incentives for pollock
fishing vessels to avoid Chinook salmon
bycatch under any condition of pollock
and Chinook salmon abundance in all
years. Amendment 91 will achieve the
conservation objectives of minimizing
Chinook salmon bycatch to the extent
practicable, but includes management
measures that provide the fleet the
flexibility to harvest the pollock TAC
within the specified Chinook salmon
PSC limits.
NMFS and the Council have made
great efforts to conduct outreach,
communication, and consultations with
Alaska Native tribes, organizations,
Alaska Native corporations, and
communities. NMFS and the Council
made significant efforts to involve
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Alaska Native tribes and western Alaska
residents early in the process of
developing Amendment 91. As
explained in the EIS, the Council
conducted extensive outreach to
Alaskan communities to explain this
action, the supporting analysis, and the
Council decision-making process. In
conjunction with the Council outreach,
NMFS provided information to all tribes
at each step in the process and
consulted with interested Alaska Native
representatives, as described in ‘‘A
Description of the Extent of the
Agency’s Prior Consultation with Tribal
Officials.’’
In response to the tribal concerns,
NMFS and the Council have also taken
steps to improve these processes. In
November 2009, NMFS conducted a
workshop with interested tribal officials
on tribal consultations and has
responded to the recommendations
made at that workshop. More
information on NMFS’ tribal
consultation process is available on the
NMFS Alaska Region Web site (https://
alaskafisheries.noaa.gov/tc/). The
Council also created the Rural
Community Outreach Committee to
develop outreach plans for specific
Council actions and educational
workshops for rural communities on
environmental law and the Council
process. More information on the
Council’s outreach efforts is available on
the Council’s Web site (https://
alaskafisheries.noaa.gov/npfmc/
default.htm).
NMFS’ Position Supporting the Need To
Issue the Regulation
This final rule is needed to implement
Amendment 91, a complex and
innovative program to minimize bycatch
to the extent practicable in the pollock
fishery. This final rule is also needed to
implement increased observer coverage
and ensure that every salmon caught in
the pollock fishery is counted so that
NMFS has accurate salmon bycatch
data. NMFS is also expanding the
biological sampling to improve data on
the origins of salmon caught as bycatch
in the pollock fishery.
Collection-of-Information Requirements
This rule contains collection-ofinformation requirements subject to the
Paperwork Reduction Act (PRA), which
have been approved by the Office of
Management and Budget (OMB). The
collections are listed below by OMB
control number.
OMB Control No. 0648–0213
Public reporting burden per response
is estimated to average 30 minutes for
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eLandings Catcher/Processor Trawl Gear
Electronic Logbook.
OMB Control No. 0648–0393
Public reporting burden per response
is estimated to average 8 hours for the
Application for Approval as an Entity to
Receive Transferable Chinook Salmon
PSC Allocation form and 15 minutes for
the Application for Transfer of Chinook
Salmon PSC Allocations.
OMB Control No. 0648–0515
Public reporting burden per response
is estimated to average 20 minutes for
the eLandings Catcher/Processor or
Mothership Production Report.
This rule also contains new
collection-of-information requirements
subject to the PRA. These information
collections have been submitted to and
approved by the OMB.
OMB Control No. 0648–0609
Public reporting burden per response
is estimated to average 30 minutes for
the Groundfish/Halibut CDQ and
Prohibited Species Quota (PSQ)
Transfer Request.
OMB Control No. 0648–0610
Public reporting burden per response
is estimated to average 40 hours for the
AFA CMCP; 5 minutes for the
Inspection Request for Inshore CMCP; 8
hours for the CMCP Addendum; 1 hour
for the Electronic Monitoring System;
and 2 hours for the Inspection Request
for Electronic Monitoring System.
OMB Control No. 0648–0401
Public reporting burden per response
is estimated to average 40 hours for the
Application for Proposed Chinook
Incentive Plan Agreement (IPA); 8 hours
for the Chinook IPA annual report; 40
hours for the initial non-Chinook InterCooperative Agreement (ICA); 8 hours
for the non-Chinook ICA annual report;
12 hours the annual AFA cooperative
report; 5 minutes for the IPA agent of
service (this item will be removed
because it is part of the ICA); and 5
minutes for the ICA agent of service
(this item will be removed because it is
part of the IPA).
Public reporting burden includes the
time for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection of information.
Send comments regarding this burden
estimate, or any other aspect of this data
collection, including suggestions for
reducing the burden, to NMFS (see
ADDRESSES) and by e-mail to
David_Rostker@omb.eop.gov, or fax to
(202) 395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
List of Subjects
15 CFR Part 902
Reporting and recordkeeping
requirements.
Dated: August 13, 2010.
Samuel D. Rauch III,
Deputy Assistant Administrator, for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS amends 15 CFR
Chapter IX and 50 CFR Chapter VI as
follows:
■
TITLE 15—COMMERCE AND
FOREIGN TRADE
CHAPTER IX—NATIONAL OCEANIC
AND ATMOSPHERIC
ADMINISTRATION, DEPARTMENT OF
COMMERCE
PART 902—NOAA INFORMATION
COLLECTION REQUIREMENTS UNDER
THE PAPERWORK REDUCTION ACT:
OMB CONTROL NUMBERS
1. The authority citation for part 902
continues to read as follows:
■
Authority: 44 U.S.C. 3501 et seq.
2. In § 902.1, in the table in paragraph
(b), under the entry ‘‘50 CFR’’,
■ a. Remove entries for ‘‘679.28(b), (c),
(d), and (e)’’ and ‘‘679.28(g)’’; and
■ b. Add entries in alphanumeric order
for ‘‘679.21(f) and (g)’’; and ‘‘679.28(b),
(c), (d), (e), (g), and (j)’’.
The additions read as follows:
■
§ 902.1 OMB control numbers assigned
pursuant to the Paperwork Reduction Act.
50 CFR Part 679
Alaska, Fisheries, Reporting and
recordkeeping requirements.
*
*
*
(b) * * *
*
*
*
*
Current OMB control No.
(all numbers begin with 0648–)
CFR part or section where the information collection requirement is located
*
*
*
*
*
50 CFR
*
*
*
*
*
679.21(f) and (g) ....................................................................................................................................................
*
–0393 and –0608.
*
*
*
*
*
*
679.28(b), (c), (d), (e), (g), and (j) .........................................................................................................................
*
–0610.
*
*
*
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Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Rules and Regulations
TITLE 50—WILDLIFE AND FISHERIES
CHAPTER VI—FISHERY
CONSERVATION AND MANAGEMENT,
NATIONAL OCEANIC AND
ATMOSPHERIC ADMINISTRATION,
DEPARTMENT OF COMMERCE
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
3. The authority citation for part 679
continues to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447.
4. In § 679.2,
a. Remove the definitions for ‘‘Bycatch
rate’’, ‘‘Chinook Salmon Savings Area of
the BSAI’’, ‘‘Fishing month’’, ‘‘Observed
or observed data’’, and ‘‘Salmon bycatch
reduction intercooperative agreement
(ICA)’’;
■ b. In the definition for ‘‘Fishing trip’’,
revise paragraph (1) introductory text,
paragraph (1)(i) introductory text, and
paragraph (1)(ii), and add new
paragraph (6);
■ c. Add new definitions for ‘‘Agent for
service of process’’, ‘‘Chinook salmon
bycatch incentive plan agreement
(IPA)’’, ‘‘Non-Chinook salmon bycatch
reduction intercooperative agreement
(ICA)’’, and ‘‘Observed’’.
The addition and revisions read as
follows:
■
■
§ 679.2
Definitions.
*
*
*
*
*
Agent for service of process means, for
purposes of § 679.21(f), a person
appointed by the members of an AFA
inshore cooperative, a CDQ group, or an
entity representing the AFA catcher/
processor sector or the AFA mothership
sector, who is authorized to receive and
respond to any legal process issued in
the United States with respect to all
owners and operators of vessels that are
members of the inshore cooperative, the
entity representing the catcher/
processor sector, the entity representing
the mothership sector, or the entity
representing the cooperative or a CDQ
group and owners of all vessels directed
fishing for pollock CDQ on behalf of that
CDQ group.
*
*
*
*
*
Chinook salmon bycatch incentive
plan agreement (IPA) is a voluntary
private contract, approved by NMFS
under § 679.21(f)(12), that establishes
incentives for participants to avoid
Chinook salmon bycatch while directed
fishing for pollock in the Bering Sea
subarea.
*
*
*
*
*
Fishing trip means:
(1) Retention requirements (MRA, IR/
IU, and pollock roe stripping) and R&R
requirements under § 679.5.
(i) Catcher/processors and
motherships. An operator of a catcher/
processor or mothership processor
vessel is engaged in a fishing trip from
the time the harvesting, receiving, or
processing of groundfish is begun or
resumed in an area until any of the
following events occur: * * *
(ii) Catcher vessels. An operator of a
catcher vessel is engaged in a fishing
trip from the time the harvesting of
groundfish is begun until the offload or
transfer of all fish or fish product from
that vessel.
*
*
*
*
*
(6) For purposes of § 679.7(d)(9) for
CDQ groups and § 679.7(k)(8)(ii) for
AFA entities, the period beginning when
a vessel operator commences harvesting
any pollock that will accrue against a
directed fishing allowance for pollock in
the BS or against a pollock CDQ
allocation harvested in the BS and
ending when the vessel operator
offloads or transfers any processed or
unprocessed pollock from that vessel.
*
*
*
*
*
Non-Chinook salmon bycatch
reduction intercooperative agreement
(ICA) is a voluntary non-Chinook
salmon bycatch avoidance agreement, as
described at § 679.21(g) and approved
by NMFS, for directed pollock fisheries
in the Bering Sea subarea.
*
*
*
*
*
Observed means observed by one or
more observers (see subpart E of this
part).
*
*
*
*
*
5. In § 679.5,
a. Revise paragraphs (c)(4)(i)(B),
(c)(4)(ii)(A)(1), (c)(6)(ii)(A),
(e)(10)(iii)(M), (f)(1) introductory text,
(f)(1)(iv), (f)(2)(iii)(B)(1), (f)(7)
introductory text, and paragraph
(f)(7)(i); and
■ b. Add paragraph (f)(1)(vii).
The revisions and additions read as
follows:
■
■
§ 679.5
(R&R).
Recordkeeping and reporting
*
*
*
*
*
(c) * * *
(4) * * *
(i) * * *
(B) Except as described in paragraph
(f)(1)(iv) or (vii) of this section, the
operator of a catcher/processor that is
required to have an FFP under
§ 679.4(b) and that is using trawl gear to
harvest groundfish is required to use a
combination of catcher/processor trawl
gear DCPL and eLandings to record and
report daily processor identification
information, catch-by-haul landings
information, groundfish production
data, and groundfish and prohibited
species discard or disposition data.
Under paragraph (f)(1)(vii) of this
section, the operators of AFA catcher/
processors or any catcher/processor
harvesting pollock CDQ are required to
use an ELB and no longer report using
a DCPL.
(ii) * * *
(A) * * *
DATA ENTRY TIME LIMITS, CATCHER VESSEL TRAWL GEAR
Required information
Time limit for recording
(1) Haul number, time and date gear set, time and date gear hauled,
beginning and end positions, CDQ group number (if applicable), total
estimated hail weight for each haul.
Within 2 hours after completion of gear retrieval, except that catcher
vessels harvesting pollock CDQ in the BS and delivering unsorted
codends to a mothership must record CDQ group number within 2
hours after completion of weighing all catch in the haul on the
mothership.
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*
*
*
*
(6) * * *
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*
*
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*
*
*
(ii) * * *
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DATA ENTRY TIME LIMITS, MOTHERSHIP
Record in
Required information
Time limit for recording
DCPL
(A) All catcher vessel or buying station delivery information.
*
X
....................
*
*
*
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eLandings
*
*
*
*
(e) * * *
(10) * * *
(iii) * * *
(M) PSC numbers—(1) Non-AFA
catcher/processors and all motherships.
Daily number of PSC animals (Pacific
salmon, steelhead trout, Pacific halibut,
king crabs, and Tanner crabs) by species
codes and discard and disposition
codes.
(2) AFA and CDQ catcher/processors.
The operator of an AFA catcher/
processor or any catcher/processor
harvesting pollock CDQ must enter
daily the number of non-salmon PSC
animals (Pacific halibut, king crabs, and
Tanner crabs) by species codes and
discard and disposition codes. Salmon
PSC animals are entered into the
electronic logbook as described in
paragraphs (f)(1)(iv) and (v) of this
section.
*
*
*
*
*
(f) * * *
(1) Responsibility. The operator of a
vessel voluntarily using an ELB must
notify the Regional Administrator by fax
at 907–586–7465 to notify NMFS that
the operator is using a NMFS-approved
ELB instead of a DFL or DCPL, prior to
participating in any Federal fishery.
*
*
*
*
*
(iv) Catcher/processor trawl gear ELB.
Except as described in paragraph
(f)(1)(vii) of this section, the operator of
a catcher/processor using trawl gear
may use a combination of a NMFSapproved catcher/processor trawl gear
ELB and eLandings to record and report
groundfish information. In the ELB, the
operator may enter processor
identification information and catch-byhaul information. In eLandings, the
operator must enter processor
identification, groundfish production
data, and groundfish and prohibited
species discard or disposition data.
*
*
*
*
*
(vii) AFA and CDQ trawl catcher/
processors. The operator of an AFA
catcher/processor or any catcher/
processor harvesting pollock CDQ must
use a combination of NMFS-approved
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Within 2 hours after completion of receipt of each groundfish delivery, except that the CDQ group number for catcher vessels harvesting pollock
CDQ in the BS and delivering unsorted codends to a mothership must
be recorded within 2 hours after completion of weighing all catch in the
haul on the mothership.
*
*
catcher/processor trawl gear ELB and
eLandings to record and report
groundfish and PSC information. In the
ELB, the operator must enter processor
identification information, catch-byhaul information, and prohibited
species discard or disposition data for
all salmon species in each haul. In
eLandings, the operator must enter
processor identification, groundfish
production data, and groundfish and
prohibited species discard or
disposition data for all prohibited
species except salmon.
*
*
*
*
*
(2) * * *
(iii) * * *
(B) * * *
(1) Recording time limits. Record the
haul number or set number, time and
date gear set, time and date gear hauled,
begin and end position, CDQ group
number (if applicable), and hail weight
for each haul or set within 2 hours after
completion of gear retrieval. If a catcher/
processor using trawl gear and required
to weigh all catch on a scale approved
by NMFS, record the CDQ group
number (if applicable) within 2 hours
after completion of weighing all of the
catch in the haul. The operator of a
vessel must provide the information
recorded in the ELB to the observer or
an authorized officer upon request at
any time after the specified deadlines.
*
*
*
*
*
(7) ELB data submission. The operator
must transmit ELB data to NMFS at the
specified e-mail address in the
following manner:
(i) Catcher/processors or motherships.
Directly to NMFS as an e-mail
attachment or other NMFS-approved
data transmission mechanism, by 2400
hours, A.l.t., each day to record the
previous day’s hauls.
*
*
*
*
*
■ 6. In § 679.7,
■ a. Remove and reserve paragraph
(c)(1);
■ b. Remove paragraphs (d)(6) and (d)(9)
through (d)(23);
■ c. Redesignate paragraph (d)(24) as
(d)(6) and paragraph (d)(25) as (d)(9);
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*
*
d. Revise paragraphs (d)(7), (d)(8);
e. Revise paragraph (k)(3)(vi); and
f. Add paragraph (k)(8).
The additions and revisions read as
follows:
■
■
■
§ 679.7
Prohibitions.
*
*
*
*
*
(c) * * *
(1) [Reserved]
*
*
*
*
*
(d) * * *
(7) Catch Accounting—(i) General—
(A) For the operator of a catcher/
processor using trawl gear or a
mothership, to harvest or take deliveries
of CDQ or PSQ species without a valid
scale inspection report signed by an
authorized scale inspector under
§ 679.28(b)(2) on board the vessel.
(B) For the operator of a vessel
required to have an observer sampling
station described at § 679.28(d), to
harvest or take deliveries of CDQ or PSQ
species without a valid observer
sampling station inspection report
issued by NMFS under § 679.28(d)(8) on
board the vessel.
(C) For the manager of a shoreside
processor or stationary floating
processor, or the manager or operator of
a buying station that is required
elsewhere in this part to weigh catch on
a scale approved by the State of Alaska
under § 679.28(c), to fail to weigh catch
on a scale that meets the requirements
of § 679.28(c).
(D) For the operator of a catcher/
processor or a catcher vessel required to
carry a level 2 observer, to combine
catch from two or more CDQ groups in
the same haul or set.
(E) For the operator of a catcher vessel
using trawl gear or any vessel less than
60 ft (18.3 m) LOA that is groundfish
CDQ fishing as defined at § 679.2, to
discard any groundfish CDQ species or
salmon PSQ before it is delivered to a
processor, unless discard of the
groundfish CDQ is required under other
provisions or, in waters within the State
of Alaska, discard is required by laws of
the State of Alaska.
(F) For the operator of a vessel using
trawl gear, to release CDQ catch from
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the codend before it is brought on board
the vessel and weighed on a scale
approved by NMFS under § 679.28(b) or
delivered to a processor. This includes,
but is not limited to, ‘‘codend dumping’’
and ‘‘codend bleeding.’’
(G) For the operator of a catcher/
processor using trawl gear or a
mothership, to sort, process, or discard
CDQ or PSQ species before the total
catch is weighed on a scale that meets
the requirements of § 679.28(b),
including the daily test requirements
described at § 679.28(b)(3).
(H) For a CDQ representative, to use
methods other than those approved by
NMFS to determine the catch of CDQ
and PSQ reported to NMFS on the CDQ
catch report.
(ii) Fixed gear sablefish—(A) For a
CDQ group, to report catch of sablefish
CDQ for accrual against the fixed gear
sablefish CDQ reserve, if that sablefish
CDQ was caught with fishing gear other
than fixed gear.
(B) For any person on a vessel using
fixed gear that is fishing for a CDQ
group with an allocation of fixed gear
sablefish CDQ, to discard sablefish
harvested with fixed gear unless
retention of sablefish is not authorized
under § 679.23(e)(4)(ii) or, in waters
within the State of Alaska, discard is
required by laws of the State of Alaska.
(8) Prohibited species catch—(i)
Crab—(A) Zone 1. For the operator of an
eligible vessel, to use trawl gear to
harvest groundfish CDQ in Zone 1 after
the CDQ group’s red king crab PSQ or
C. bairdi Tanner crab PSQ in Zone 1 is
attained.
(B) Zone 2. For the operator of an
eligible vessel, to use trawl gear to
harvest groundfish CDQ in Zone 2 after
the CDQ group’s PSQ for C. bairdi
Tanner crab in Zone 2 is attained.
(C) COBLZ. For the operator of an
eligible vessel, to use trawl gear to
harvest groundfish CDQ in the C. opilio
Bycatch Limitation Zone after the CDQ
group’s PSQ for C. opilio Tanner crab is
attained.
(ii) Salmon—(A) Discard of salmon.
For any person, to discard salmon from
a catcher vessel, catcher/processor,
mothership, shoreside processor, or SFP
or transfer or process any salmon under
the PSD Program at § 679.26, if the
salmon were taken incidental to a
directed fishery for pollock CDQ in the
Bering Sea, until the number of salmon
has been determined by an observer and
the collection of scientific data or
biological samples from the salmon has
been completed.
(B) Non-Chinook salmon. For the
operator of an eligible vessel, to use
trawl gear to harvest pollock CDQ in the
Chum Salmon Savings Area between
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September 1 and October 14 after the
CDQ group’s non-Chinook salmon PSQ
is attained, unless the vessel is
participating in a non-Chinook salmon
bycatch reduction ICA under
§ 679.21(g).
(C) Chinook salmon—(1) Overages of
Chinook salmon PSC allocations. For a
CDQ group, to exceed a Chinook salmon
PSC allocation issued under § 679.21(f)
as of June 25 for the A season allocation
and as of December 1 for the B season
allocation.
(2) For the operator of a catcher vessel
or catcher/processor, to start a new
fishing trip for pollock CDQ in the BS
in the A season or in the B season, if the
CDQ group for which the vessel is
fishing has exceeded its Chinook
salmon PSC allocation issued under
§ 679.21(f) for that season.
(3) For the operator of a catcher/
processor or mothership, to catch or
process pollock CDQ in the BS without
complying with the applicable
requirements of § 679.28(j).
(4) For the operator of a catcher/
processor or a mothership, to begin
sorting catch from a haul from a
directed fishery for pollock CDQ in the
BS before the observer has completed
counting the salmon and collecting
scientific data or biological samples
from the previous haul.
(5) For the operator of a catcher
vessel, to deliver pollock CDQ to a
shoreside processor or stationary
floating processor that does not have a
catch monitoring and control plan
approved under § 679.28(g).
(6) For the manager of a shoreside
processor or stationary floating
processor, to begin sorting a pollock
CDQ offload before the observer has
completed the count of salmon and the
collection of scientific data or biological
samples from the previous offload.
*
*
*
*
*
(k) * * *
(3) * * *
(vi) Catch monitoring and control
plan (CMCP)—(A) Take deliveries or
process groundfish delivered by a vessel
engaged in directed fishing for BSAI
pollock without following an approved
CMCP as described at § 679.28(g). A
copy of the CMCP must be maintained
on the premises and made available to
authorized officers or NMFS-authorized
personnel upon request.
(B) Allow sorting of fish at any
location in the processing plant other
than those identified in the CMCP under
§ 678.28(g)(7).
(C) Allow salmon of any species to
pass beyond the last point where sorting
of fish occurs, as identified in the scale
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Fmt 4701
Sfmt 4700
drawing of the processing plant in the
approved CMCP.
*
*
*
*
*
(8) Salmon bycatch—(i) Discard of
salmon. For any person, to discard any
salmon from a catcher vessel, catcher/
processor, mothership, or inshore
processor, or transfer or process any
salmon under the PSD Program at
§ 679.26, if the salmon were taken
incidental to a directed fishery for
pollock in the BS before the number of
salmon has been determined by an
observer and the collection of scientific
data or biological samples from the
salmon has been completed.
(ii) Catcher/processors and
motherships. For the operator of a
catcher/processor or a mothership, to
begin sorting catch from a haul from a
directed fishery for pollock in the BS
before the observer has completed
counting the salmon and collecting
scientific data or biological samples
from the previous haul.
(iii) Shoreside processors and
stationary floating processors. For the
manager of a shoreside processor or
stationary floating processor to begin
sorting a new BS pollock offload before
the observer has completed the count of
salmon and the collection of scientific
data or biological samples from the
previous offload.
(iv) Overages of Chinook salmon PSC
allocations—(A) For an inshore
cooperative, the entity representing the
AFA catcher/processor sector, or the
entity representing the AFA mothership
sector, to exceed a Chinook salmon PSC
allocation issued under § 679.21(f) as of
June 25 for the A season allocation and
as of December 1 for the B season
allocation.
(B) For a catcher vessel or catcher/
processor, to start a fishing trip for
pollock in the BS in the A season or in
the B season if the vessel is fishing
under a transferable Chinook salmon
PSC allocation issued to an inshore
cooperative, the entity representing the
AFA catcher/processor sector, or the
entity representing the AFA mothership
sector under § 679.21(f) and the inshore
cooperative or entity has exceeded its
Chinook salmon PSC allocation for that
season.
*
*
*
*
*
7. In § 679.21,
a. Remove and reserve paragraph (a);
■ b. Revise paragraphs (b)(2)(ii), (b)(3),
(c), (e)(1)(vi), (e)(3)(i)(A)(3)(i),
(e)(7)(viii), (e)(7)(ix), and (g); and
■ c. Add paragraphs (b)(6) and (f).
The revisions and additions read as
follows:
■
■
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§ 679.21 Prohibited species bycatch
management.
(a) [Reserved]
(b) * * *
(2) * * *
(ii) After allowing for sampling by an
observer, if an observer is aboard, sort
its catch immediately after retrieval of
the gear and, except for salmon
prohibited species catch in the BS
pollock fisheries under paragraph (c) of
this section and § 679.26, return all
prohibited species, or parts thereof, to
the sea immediately, with a minimum of
injury, regardless of its condition.
(3) Rebuttable presumption. Except as
provided under paragraph (c) of this
section and § 679.26, there will be a
rebuttable presumption that any
prohibited species retained on board a
fishing vessel regulated under this part
was caught and retained in violation of
this section.
*
*
*
*
*
(6) Addresses. Unless otherwise
specified, submit information required
under this section to NMFS as follows:
by mail to the Regional Administrator,
NMFS, P.O. Box 21668, Juneau, AK
99802; by courier to the Office of the
Regional Administrator, 709 West 9th
St., Juneau, AK 99801; or by fax to 907–
586–7465. Forms are available on the
NMFS Alaska Region Web site (https://
alaskafisheries.noaa.gov/).
(c) Salmon taken in the BS pollock
fisheries. Regulations in this paragraph
apply to vessels directed fishing for
pollock in the BS, including pollock
CDQ, and processors taking deliveries
from these vessels.
(1) Salmon discard. The operator of a
vessel and the manager of a shoreside
processor or SFP must not discard any
salmon or transfer or process any
salmon under the PSD Program at
§ 679.26, if the salmon were taken
incidental to a directed fishery for
pollock in the BS, until the number of
salmon has been determined by the
observer and the observer’s collection of
any scientific data or biological samples
from the salmon has been completed.
(2) Salmon retention and storage—
(i) Operators of catcher/processors or
motherships must:
(A) Sort and transport all salmon
bycatch from each haul to an approved
storage location adjacent to the observer
sampling station that allows an observer
free and unobstructed access to the
salmon (see § 679.28(d)(2)(i) and (d)(7)).
The salmon storage location must
remain in view of the observer from the
observer sampling station at all times
during the sorting of the haul.
(B) If, at any point during sorting of
the haul or delivery for salmon, the
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salmon are too numerous to be
contained in the salmon storage
location, all sorting must cease and the
observer must be given the opportunity
to count the salmon in the storage
location and collect scientific data or
biological samples. Once the observer
has completed all counting and
sampling duties for the counted salmon,
the salmon must be removed by vessel
personnel from the approved storage
location, in the presence of the observer.
(C) Before sorting of the next haul
may begin, the observer must be given
the opportunity to complete the count of
salmon and the collection of scientific
data or biological samples from the
previous haul.
(D) Ensure no salmon of any species
pass the observer sample collection
point, as identified in the scale drawing
of the observer sample station.
(ii) Operators of vessels delivering to
shoreside processors or stationary
floating processors must:
(A) Store in a refrigerated saltwater
tank all salmon taken as bycatch in
trawl operations.
(B) Deliver all salmon to the processor
receiving the vessel’s BS pollock catch.
(iii) Shoreside processors or stationary
floating processors must:
(A) Comply with the requirements in
§ 679.28(g)(7)(vii) for the receipt,
sorting, and storage of salmon from
deliveries of catch from the BS pollock
fishery.
(B) Ensure no salmon of any species
pass beyond the last point where sorting
of fish occurs, as identified in the scale
drawing of the plant in the CMCP.
(C) Sort and transport all salmon of
any species to the salmon storage
container identified in the CMCP (see
§ 679.28(g)(7)(vi)(C) and (x)(F)). The
salmon must remain in that salmon
storage container and within the view of
the observer at all times during the
offload.
(D) If, at any point during the offload,
salmon are too numerous to be
contained in the salmon storage
container, the offload and all sorting
must cease and the observer must be
given the opportunity to count the
salmon and collect scientific data or
biological samples. The counted salmon
then must be removed from the area by
plant personnel in the presence of the
observer.
(E) At the completion of the offload,
the observer must be given the
opportunity to count the salmon and
collect scientific data or biological
samples.
(F) Before sorting of the next offload
of catch from the BS pollock fishery
may begin, the observer must be given
the opportunity to complete the count of
PO 00000
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Fmt 4701
Sfmt 4700
53059
salmon and the collection of scientific
data or biological samples from the
previous offload of catch from the BS
pollock fishery.
(3) Assignment of crew to assist
observer. Operators of vessels and
managers of shoreside processors and
SFPs that are required to retain salmon
under paragraph (c)(1) of this section
must designate and identify to the
observer aboard the vessel, or at the
shoreside processor or SFP, a crew
person or employee responsible for
ensuring all sorting, retention, and
storage of salmon occurs according to
the requirements of (c)(2) of this section.
(4) Discard of salmon. Except for
salmon under the PSD Program at
§ 679.26, all salmon must be returned to
the sea as soon as is practicable,
following notification by an observer
that the number of salmon has been
determined and the collection of
scientific data or biological samples has
been completed.
*
*
*
*
*
(e) * * *
(1) * * *
(vi) BS Chinook salmon. See
paragraph (f) of this section.
*
*
*
*
*
(3) * * *
(i) * * *
(A) * * *
(3) * * *
(i) Chinook salmon. For BS Chinook
salmon, see paragraph (f) of this section.
For AI Chinook salmon, 7.5 percent of
the PSC limit set forth in paragraph
(e)(1)(viii) of this section.
*
*
*
*
*
(7) * * *
(viii) AI Chinook salmon. If, during
the fishing year, the Regional
Administrator determines that catch of
Chinook salmon by vessels using trawl
gear while directed fishing for pollock
in the AI will reach the annual limit of
700 Chinook salmon, as identified in
paragraph (e)(1)(viii) of this section,
NMFS, by notification in the Federal
Register will close the AI Chinook
Salmon Savings Area, as defined in
Figure 8 to this part, to directed fishing
for pollock with trawl gear on the
following dates:
(A) From the effective date of the
closure until April 15, and from
September 1 through December 31, if
the Regional Administrator determines
that the annual limit of AI Chinook
salmon will be attained before April 15.
(B) From September 1 through
December 31, if the Regional
Administrator determines that the
annual limit of AI Chinook salmon will
be attained after April 15.
(ix) Exemptions. Trawl vessels
participating in directed fishing for
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pollock and operating under a nonChinook salmon bycatch reduction ICA
approved by NMFS under paragraph (g)
of this section are exempt from closures
in the Chum Salmon Savings Area
described at paragraph (e)(7)(vii) of this
section. See also § 679.22(a)(10) and
Figure 9 to part 679.
*
*
*
*
*
(f) BS Chinook Salmon Bycatch
Management—(1) Applicability. This
paragraph contains regulations
governing the bycatch of Chinook
salmon in the BS pollock fishery.
(2) BS Chinook salmon prohibited
species catch (PSC) limit. Each year,
NMFS will allocate to AFA sectors,
listed in paragraph (f)(3)(ii) of this
section, a portion of either the 47,591
Chinook salmon PSC limit or the 60,000
Chinook salmon PSC limit.
(i) An AFA sector will receive a
portion of the 47,591 Chinook salmon
PSC limit if:
(A) No Chinook salmon bycatch
incentive plan agreement (IPA) is
approved by NMFS under paragraph
(f)(12) of this section; or
(B) That AFA sector has exceeded its
performance standard under paragraph
(f)(6) of this section.
(ii) An AFA sector will receive a
portion of the 60,000 Chinook salmon
PSC limit if:
(A) At least one IPA is approved by
NMFS under paragraph (f)(12) of this
section; and
(B) That AFA sector has not exceeded
its performance standard under
paragraph (f)(6) of this section.
(3) Allocations of the BS Chinook
salmon PSC limits—(i) Seasonal
apportionment. NMFS will apportion
the BS Chinook salmon PSC limits
annually 70 percent to the A season and
30 percent to the B season, which are
described in § 679.23(e)(2)(i) and (ii).
(ii) AFA sectors. Each year, NMFS
will make allocations of the applicable
BS Chinook salmon PSC limit to the
following four AFA sectors:
AFA sector:
Eligible participants are:
(A) Catcher/processor (C/P)
AFA catcher/processors and AFA catcher vessels delivering to AFA catcher/processors, all of which are permitted
under § 679.4(l)(2) and § 679.4(l)(3)(i)(A), respectively.
AFA catcher vessels harvesting pollock for processing by AFA motherships, all of which are permitted under
§ 679.4(l)(3)(i)(B) and § 679.4(l)(4), respectively.
AFA catcher vessels harvesting pollock for processing by AFA inshore processors, all of which are permitted
under § 679.4(l)(3)(i)(C).
The six CDQ groups authorized under section 305(i)(1)(D) of the Magnuson-Stevens Act to participate in the
CDQ Program.
(B) Mothership ......................
(C) Inshore ...........................
(D) CDQ Program ................
(iii) Allocations to each AFA sector.
NMFS will allocate the BS Chinook
salmon PSC limits to each AFA sector
as follows:
(A) If a sector is managed under the
60,000 Chinook salmon PSC limit, the
A season
maximum amount of Chinook salmon
PSC allocated to each sector in each
season and annually is:
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
C/P ......................................................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(B) If the sector is managed under the
47,591 Chinook salmon PSC limit, the
sector will be allocated the following
% Allocation
13,818
3,360
20,916
3,906
# of Chinook
17.9
7.3
69.3
5.5
3,222
1,314
12,474
990
% Allocation
# of Chinook
28.4
7.8
55.6
8.2
17,040
4,674
33,390
4,896
amount of Chinook salmon PSC in each
season and annually:
A season
B season
Annual total
AFA sector
% Allocation
mstockstill on DSKH9S0YB1PROD with RULES
(1)
(2)
(3)
(4)
C/P ......................................................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
32.9
8.0
49.8
9.3
(iv) Allocations to the AFA catcher/
processor and mothership sectors—(A)
NMFS will issue transferable Chinook
salmon PSC allocations under paragraph
(f)(3)(iii)(A) or (B) of this section to
entities representing the AFA catcher/
processor sector and the AFA
mothership sector if these sectors meet
the requirements of paragraph (f)(8) of
this section.
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# of Chinook
% Allocation
10,960
2,665
16,591
3,098
17.9
7.3
69.3
5.5
(B) If no entity is approved by NMFS
to represent the AFA catcher/processor
sector or the AFA mothership sector,
then NMFS will manage that sector
under a non-transferable Chinook
salmon PSC allocation under paragraph
(f)(10) of this section.
(v) Allocations to inshore cooperatives
and the AFA inshore open access
fishery. NMFS will further allocate the
inshore sector’s Chinook salmon PSC
PO 00000
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Sfmt 4700
#of Chinook
2,556
1,042
9,894
785
% Allocation
28.4
7.8
55.6
8.2
# of Chinook
13,516
3,707
26,485
3,883
allocation under paragraph
(f)(3)(iii)(A)(3) or (B)(3) of this section
among the inshore cooperatives and the
inshore open access fishery based on the
percentage allocations of pollock to each
inshore cooperative under § 679.62(a).
NMFS will issue transferable Chinook
salmon PSC allocations to inshore
cooperatives. Any Chinook salmon PSC
allocated to the inshore open access
fishery will be as a non-transferable
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allocation managed by NMFS under the
requirements of paragraph (f)(10) of this
section.
(vi) Allocations to the CDQ Program.
NMFS will further allocate the Chinook
salmon PSC allocation to the CDQ
Program under paragraph (f)(3)(iii)(A)(4)
or (B)(4) of this section among the six
CDQ groups based on each CDQ group’s
percentage of the CDQ Program pollock
allocation in Column B of Table 47d to
53061
this part. NMFS will issue transferable
Chinook salmon PSC allocations to CDQ
groups.
(vii) Accrual of Chinook salmon
bycatch to specific PSC allocations.
If a Chinook salmon PSC allocation is:
Then all Chinook salmon bycatch:
(A) A transferable allocation to a sector-level entity, inshore cooperative, or CDQ group under paragraph (f)(8) of this section.
(B) A non-transferable allocation to a sector or the inshore open access fishery under paragraph (f)(10) of this section.
By any vessel fishing under a transferable allocation will accrue against
the allocation to the entity representing that vessel.
By any vessel fishing under a non-transferable allocation will accrue
against the allocation established for the sector or inshore open access fishery, whichever is applicable.
By any vessel fishing under the opt-out allocation will accrue against
the opt-out allocation.
(C) The opt-out allocation under paragraph (f)(5) of this section ............
(viii) Public release of Chinook
salmon PSC information. For each year,
NMFS will release to the public and
publish on the NMFS Alaska Region
Web site (https://
alaskafisheries.noaa.gov/):
(A) The Chinook salmon PSC
allocations for each entity receiving a
transferable allocation;
(B) The non-transferable Chinook
salmon PSC allocations;
(C) The vessels fishing under each
transferable or non-transferable
allocation;
(D) The amount of Chinook salmon
bycatch that accrues towards each
transferable or non-transferable
allocation; and
(E) Any changes to these allocations
due to transfers under paragraph (f)(9) of
this section, rollovers under paragraph
(f)(11) of this section, and deductions
from the B season non-transferable
allocations under paragraphs (f)(5)(v) or
(f)(10)(iii) of this section.
(4) Reduction in allocations of the
60,000 Chinook salmon PSC limit—(i)
Reduction in sector allocations. NMFS
will reduce the seasonal allocation of
the 60,000 Chinook salmon PSC limit to
the catcher/processor sector, the
mothership sector, the inshore sector, or
the CDQ Program under paragraph
(f)(3)(iii)(A) of this section, if the owner
of any permitted AFA vessel in that
sector, or any CDQ group, does not
participate in an approved IPA under
paragraph (f)(12) of this section. The
amount of Chinook salmon subtracted
from each sector’s allocation for those
not participating in an approved IPA is
calculated as follows:
For each sector:
Reduce the A season allocation by the sum of the amount
of Chinook salmon associated
with each vessel or CDQ
group not participating in an
IPA:
(A) Catcher/processor .............
From Column E in Table 47a
to this part.
+
From Column F in Table 47a
to this part.
(B) Mothership .........................
From Column E in Table 47b
to this part.
From Column E in Table 47c
to this part.
From Column C in Table 47d
to this part.
........
From Column F in Table 47b
to this part.
From Column F in Table 47c
to this part.
From Column D in Table 43d
to this part.
(C) Inshore ...............................
mstockstill on DSKH9S0YB1PROD with RULES
(D) CDQ Program ....................
(ii) Adjustments to the inshore sector
and inshore cooperative allocations—
(A) If some members of an inshore
cooperative do not participate in an
approved IPA, NMFS will only reduce
the allocation to the cooperative to
which those vessels belong, or the
inshore open access fishery.
(B) If all members of an inshore
cooperative do not participate in an
approved IPA, the amount of Chinook
salmon that remains in the inshore
sector’s allocation, after subtracting the
amount in paragraph (f)(4)(i)(C) of this
section for the non-participating inshore
cooperative, will be reallocated among
the inshore cooperatives participating in
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Jkt 220001
Reduce the B season allocation by the sum of the amount
of Chinook salmon associated
with each vessel or CDQ
group not participating in an
IPA:
........
........
an approved IPA based on the
proportion each participating
cooperative represents of the Chinook
salmon PSC initially allocated among
the participating inshore cooperatives
that year.
(iii) Adjustment to CDQ group
allocations. If a CDQ group does not
participate in an approved IPA, the
amount of Chinook salmon that remains
in the CDQ Program’s allocation, after
subtracting the amount in paragraph
(f)(4)(i)(D) of this section for the nonparticipating CDQ group, will be
reallocated among the CDQ groups
participating in an approved IPA based
on the proportion each participating
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=
The annual amount of Chinook salmon subtracted
from each sector’s Chinook
salmon PSC allocation listed at paragraph (f)(3)(iii)(A)
of this section.
CDQ group represents of the Chinook
salmon PSC initially allocated among
the participating CDQ groups that year.
(iv) All members of a sector do not
participate in an approved IPA. If all
members of a sector do not participate
in an approved IPA, the amount of
Chinook salmon that remains after
subtracting the amount in paragraph
(f)(4)(i) of this section for the nonparticipating sector will not be
reallocated among the sectors that do
have members participating in an
approved IPA. This portion of the
60,000 PSC limit will remain
unallocated for that year.
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(5) Chinook salmon PSC opt-out
allocation. The following table describes
requirements for the opt-out allocation:
(i) What is the amount of Chinook salmon PSC
that will be allocated to the opt-out allocation
in the A season and the B season?
(ii) Which participants will be managed under
the opt-out allocation?
The opt-out allocation will equal the sum of the Chinook salmon PSC deducted under paragraph (f)(4)(i) of this section from the seasonal allocations of each sector with members not
participating in an approved IPA.
Any AFA permitted vessel or any CDQ group that is a member of a sector eligible under paragraph (f)(2)(ii) of this section to receive allocations of the 60,000 PSC limit, but that is not
participating in an approved IPA.
All Chinook salmon bycatch by participants under paragraph (f)(2)(ii) of this section.
(iii) What Chinook salmon bycatch will accrue
against the opt-out allocation?
(iv) How will the opt-out allocation be managed?
All participants under paragraph (f)(2)(ii) of this section will be managed as a group under the
seasonal opt-out allocations. If the Regional Administrator determines that the seasonal optout allocation will be reached, NMFS will publish a notice in the FEDERAL REGISTER closing
directed fishing for pollock in the BS, for the remainder of the season, for all vessels fishing
under the opt-out allocation.
NMFS will deduct from the B season opt-out allocation any Chinook salmon bycatch in the A
season that exceeds the A season opt-out allocation.
(v) What will happen if Chinook salmon bycatch
by vessels fishing under the opt-out allocation
exceeds the amount allocated to the A season opt-out allocation?
(vi) What will happen if Chinook salmon bycatch
by vessels fishing under the opt-out allocation
is less than the amount allocated to the A
season opt-out allocation?
(vii) Is Chinook salmon PSC allocated to the
opt-out allocation transferable?
(6) Chinook salmon bycatch
performance standard. If the total
annual Chinook salmon bycatch by the
members of a sector participating in an
approved IPA is greater than that
sector’s annual threshold amount of
Chinook salmon in any three of seven
consecutive years, that sector will
receive an allocation of Chinook salmon
under the 47,591 PSC limit in all future
years.
(i) Annual threshold amount. Prior to
each year, NMFS will calculate each
sector’s annual threshold amount.
NMFS will post the annual threshold
amount for each sector on the NMFS
If Chinook salmon bycatch by vessels fishing under the opt-out allocation in the A season is
less than the amount allocated to the opt-out allocation in the A season, this amount of Chinook salmon will not be added to the B season opt-out allocation.
No. Chinook salmon PSC allocated to the opt-out allocation is not transferable.
Alaska Region Web site (https://
alaskafisheries.noaa.gov/). At the end of
each year, NMFS will evaluate the
Chinook salmon bycatch by all IPA
participants in each sector against that
sector’s annual threshold amount.
(ii) Calculation of the annual
threshold amount. A sector’s annual
threshold amount is the annual number
of Chinook salmon that would be
allocated to that sector under the 47,591
Chinook salmon PSC limit, as shown in
the table in paragraph (f)(3)(iii)(B) of
this section. If any vessels in a sector do
not participate in an approved IPA,
NMFS will reduce that sector’s annual
threshold amount by the number of
Chinook salmon associated with each
vessel not participating in an approved
IPA. If any CDQ groups do not
participate in an approved IPA, NMFS
will reduce the CDQ Program’s annual
threshold amount by the number of
Chinook salmon associated with each
CDQ group not participating in an
approved IPA. NMFS will subtract the
following numbers of Chinook salmon
from each sector’s annual threshold
amount for vessels or CDQ groups not
participating in an approved IPA:
The amount of Chinook salmon associated with each vessel or CDQ group not participating in an
IPA:
(A) Catcher/processor ...............................
(B) Mothership ..........................................
(C) Inshore ................................................
(D) CDQ Program .....................................
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For each sector:
From
From
From
From
(iii) If NMFS determines that a sector
has exceeded its performance standard
by exceeding its annual threshold
amount in any three of seven
consecutive years, NMFS will issue a
notification in the Federal Register that
the sector has exceeded its performance
standard and that NMFS will allocate to
that sector the amount of Chinook
salmon in the table in paragraph
(f)(3)(iii)(B) of this section in all
subsequent years. All members of the
affected sector will fish under this lower
allocation regardless of whether a vessel
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Column
Column
Column
Column
G of Table 47a to this part;
G of Table 47b to this part;
G of Table 47c to this part;
E of Table 47d to this part.
or CDQ group within that sector
participates in an approved IPA.
(7) Replacement vessels. If an AFA
permitted vessel listed in Tables 47a
through 47c to this part is no longer
eligible to participate in the BS pollock
fishery or if a vessel replaces a currently
eligible vessel, the portion and number
of Chinook salmon associated with that
vessel in Tables 47a through 47c to this
part will be assigned to the replacement
vessel or distributed among other
eligible vessels in the sector based on
the procedures in the law, regulation, or
private contract that accomplishes the
vessel removal or replacement action
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until Tables 47a through 47c to this part
can be revised as necessary.
(8) Entities eligible to receive
transferable Chinook salmon PSC
allocations—(i) NMFS will issue
transferable Chinook salmon PSC
allocations to the following entities, if
these entities meet all of the applicable
requirements of this part.
(A) Inshore cooperatives. NMFS will
issue transferable Chinook salmon PSC
allocations to the inshore cooperatives
permitted annually under § 679.4(l)(6).
The representative and agent for service
of process (see definition at § 679.2) for
an inshore cooperative is the
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cooperative representative identified in
the application for an inshore
cooperative fishing permit issued under
§ 679.4(l)(6), unless the inshore
cooperative representative notifies
NMFS in writing that a different person
will act as its agent for service of
process for purposes of this paragraph
(f). An inshore cooperative is not
required to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(B) CDQ groups. NMFS will issue
transferable Chinook salmon PSC
allocations to the CDQ groups. The
representative and agent for service of
process for a CDQ group is the chief
executive officer of the CDQ group,
unless the chief executive officer
notifies NMFS in writing that a different
person will act as its agent for service
of process. A CDQ group is not required
to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(C) Entity representing the AFA
catcher/processor sector. NMFS will
authorize only one entity to represent
the catcher/processor sector for
purposes of receiving and managing
transferable Chinook salmon PSC
allocations on behalf of the catcher/
processors eligible to fish under
transferable Chinook salmon PSC
allocations.
(1) NMFS will issue transferable
Chinook salmon allocations under the
60,000 Chinook salmon PSC limit to the
entity representing the catcher/
processor sector if that entity represents
all of the owners of AFA permitted
vessels in this sector that are
participants in an approved IPA.
(2) NMFS will issue transferable
Chinook salmon allocations under the
47,591 Chinook salmon PSC limit to an
entity representing the catcher/
processor sector if that entity represents
all of the owners of AFA permitted
vessels in this sector.
(D) Entity representing the AFA
mothership sector. NMFS will authorize
only one entity to represent the
mothership sector for purposes of
receiving and managing transferable
Chinook salmon PSC allocations on
behalf of the vessels eligible to fish
under transferable Chinook salmon PSC
allocations.
(1) NMFS will issue transferable
Chinook salmon allocations under the
60,000 Chinook salmon PSC limit to an
entity representing the mothership
sector if that entity represents all of the
owners of AFA permitted vessels in this
sector that are participants in an
approved IPA.
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(2) NMFS will issue transferable
Chinook salmon allocations under the
47,591 Chinook salmon PSC limit to an
entity representing the mothership
sector if that entity represents all of the
owners of AFA permitted vessels in this
sector.
(ii) Request for approval as an entity
eligible to receive transferable Chinook
salmon PSC allocations. A
representative of an entity representing
the catcher/processor sector or the
mothership sector may request approval
by NMFS to receive transferable
Chinook salmon PSC allocations on
behalf of the members of the sector. The
application must be submitted to NMFS
at the address in paragraph (b)(6) of this
section. A completed application
consists of the application form and a
contract, described below.
(A) Application form. The applicant
must submit a paper copy of the
application form with all information
fields accurately filled in, including the
affidavit affirming that each eligible
vessel owner, from whom the applicant
received written notification requesting
to join the sector entity, has been
allowed to join the sector entity subject
to the same terms and conditions that
have been agreed on by, and are
applicable to, all other parties to the
sector entity. The application form is
available on the NMFS Alaska Region
Web site (https://
alaskafisheries.noaa.gov/) or from
NMFS at the address or phone number
in paragraph (b)(6) of this section.
(B) Contract. A contract containing
the following information must be
attached to the completed application
form:
(1) Information that documents that
all vessel owners party to the contract
agree that the entity, the entity’s
representative, and the entity’s agent for
service of process named in the
application form represent them for
purposes of receiving transferable
Chinook salmon PSC allocations.
(2) A statement that the entity’s
representative and agent for service of
process are authorized to act on behalf
of the vessel owners party to the
contract.
(3) Certification of applicant.
Signatures, printed names, and date of
signature for the owners of each AFA
permitted vessel identified in the
application.
(C) Contract duration. Once
submitted, the contract attached to the
application is valid until amended or
terminated by the parties to the contract.
(D) Deadline. An application and
contract must be received by NMFS no
later than 1700 hours, A.l.t., on October
1 of the year prior to the year for which
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53063
the Chinook salmon PSC allocations are
effective.
(E) Approval. If more than one entity
application is submitted to NMFS,
NMFS will approve the application for
the entity that represents the most
eligible vessel owners in the sector.
(F) Amendments to the sector entity.
(1) An amendment to sector entity
contract, with no change in entity
participants, may be submitted to NMFS
at any time and is effective upon written
notification of approval by NMFS to the
entity representative. To amend a
contract, the entity representative must
submit a complete application, as
described in paragraph (f)(8)(ii) of this
section.
(2) To make additions or deletions to
the vessel owners represented by the
entity for the next year, the entity
representative must submit a complete
application, as described in paragraph
(f)(8)(ii) of this section, by December 1.
(iii) Entity Representative. (A) The
entity’s representative must—
(1) Act as the primary contact person
for NMFS on issues relating to the
operation of the entity;
(2) Submit on behalf of the entity any
applications required for the entity to
receive a transferable Chinook salmon
PSC allocation and to transfer some or
all of that allocation to and from other
entities eligible to receive transfers of
Chinook salmon PSC allocations;
(3) Ensure that an agent for service of
process is designated by the entity; and
(4) Ensure that NMFS is notified if a
substitute agent for service of process is
designated. Notification must include
the name, address, and telephone
number of the substitute agent in the
event the previously designated agent is
no longer capable of accepting service
on behalf of the entity or its members
within the 5-year period from the time
the agent is identified in the application
to NMFS under paragraph (f)(8)(ii) of
this section.
(B) All vessel owners that are
members of an inshore cooperative, or
members of the entity that represents
the catcher/processor sector or the
mothership sector, may authorize the
entity representative to sign a proposed
IPA submitted to NMFS, under
paragraph (f)(12) of this section, on
behalf of the vessel owners that intend
to participate in that IPA. This
authorization must be included in the
contract submitted to NMFS, under
paragraph (f)(8)(ii)(B) of this section, for
the sector-level entities and in the
contract submitted annually to NMFS
by inshore cooperatives under
§ 679.61(d).
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(iv) Agent for service of process. The
entity’s agent for service of process
must—
(A) Be authorized to receive and
respond to any legal process issued in
the United States with respect to all
owners and operators of vessels that are
members of an entity receiving a
transferable allocation of Chinook
salmon PSC or with respect to a CDQ
group. Service on or notice to the
entity’s appointed agent constitutes
service on or notice to all members of
the entity.
(B) Be capable of accepting service on
behalf of the entity until December 31
of the year five years after the calendar
year for which the entity notified the
Regional Administrator of the identity
of the agent.
(v) Absent a catcher/processor sector
or mothership sector entity. If the
catcher/processor sector or the
mothership sector does not form an
entity to receive a transferable allocation
of Chinook salmon PSC, the sector will
be managed by NMFS under a nontransferable allocation of Chinook
salmon PSC under paragraph (f)(10) of
this section.
(9) Transfers of Chinook salmon
PSC—(i) A Chinook salmon PSC
allocation issued to eligible entities
under paragraph (f)(8)(i) of this section
may be transferred to any other entity
receiving a transferable allocation of
Chinook salmon PSC by submitting to
NMFS an application for transfer
described in paragraph (f)(9)(iii) of this
section. Transfers of Chinook salmon
PSC allocations among eligible entities
are subject to the following restrictions:
(A) Entities receiving transferable
allocations under the 60,000 PSC limit
may only transfer to and from other
entities receiving allocations under the
60,000 PSC limit.
(B) Entities receiving transferable
allocations under the 47,591 PSC limit
may only transfer to and from other
entities receiving allocations under the
47,591 PSC limit.
(C) Chinook salmon PSC allocations
may not be transferred between seasons.
(ii) Post-delivery transfers. If the
Chinook salmon bycatch by an entity
exceeds its seasonal allocation, the
entity may receive transfers of Chinook
salmon PSC to cover overages for that
season. An entity may conduct transfers
to cover an overage that results from
Chinook salmon bycatch from any
fishing trip by a vessel fishing on behalf
of that entity that was completed or is
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in progress at the time the entity’s
allocation is first exceeded. Under
§ 679.7(d)(8)(ii)(C)(2) and (k)(8)(iv)(B),
vessels fishing on behalf of an entity
that has exceeded its Chinook salmon
PSC allocation for a season may not start
a new fishing trip for pollock in the BS
on behalf of that same entity for the
remainder of that season.
(iii) Application for transfer of
Chinook salmon PSC allocations—
(A) Completed application. NMFS will
process a request for transfer of Chinook
salmon PSC provided that a paper or
electronic application is completed,
with all information fields accurately
filled in. Application forms are available
on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov/) or
from NMFS at the address or phone
number in paragraph (b)(6) of this
section.
(B) Certification of transferor—
(1) Non-electronic submittal. The
transferor’s designated representative
must sign and date the application
certifying that all information is true,
correct, and complete. The transferor’s
designated representative must submit
the paper application as indicated on
the application.
(2) Electronic submittal. The
transferor’s designated entity
representative must log onto the NMFS
online services system and create a
transfer request as indicated on the
computer screen. By using the
transferor’s NMFS ID, password, and
Transfer Key, and submitting the
transfer request, the designated
representative certifies that all
information is true, correct, and
complete.
(C) Certification of transferee—
(1) Non-electronic submittal. The
transferee’s designated representative
must sign and date the application
certifying that all information is true,
correct, and complete.
(2) Electronic submittal. The
transferee’s designated representative
must log onto the NMFS online services
system and accept the transfer request
as indicated on the computer screen. By
using the transferee’s NMFS ID,
password, and Transfer Key, the
designated representative certifies that
all information is true, correct, and
complete.
(D) Deadline. NMFS will not approve
an application for transfer of Chinook
salmon PSC after June 25 for the A
season and after December 1 for the B
season.
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(10) Non-transferable Chinook salmon
PSC allocations—(i) All vessels
belonging to a sector that is ineligible to
receive transferable allocations under
paragraph (f)(8) of this section, any
catcher vessels participating in an
inshore open access fishery, and all
vessels fishing under the opt-out
allocation under paragraph (f)(5) of this
section will fish under specific nontransferable Chinook salmon PSC
allocations.
(ii) All vessels fishing under a nontransferable Chinook salmon PSC
allocation, including vessels fishing on
behalf of a CDQ group, will be managed
together by NMFS under that nontransferable allocation. If, during the
fishing year, the Regional Administrator
determines that a seasonal nontransferable Chinook salmon PSC
allocation will be reached, NMFS will
publish a notice in the Federal Register
closing the BS to directed fishing for
pollock by those vessels fishing under
that non-transferable allocation for the
remainder of the season or for the
remainder of the year.
(iii) For each non-transferable
Chinook salmon PSC allocation, NMFS
will deduct from the B season allocation
any amount of Chinook salmon bycatch
in the A season that exceeds the amount
available under the A season allocation.
(11) Rollover of unused A season
allocation—(i) Rollovers of transferable
allocations. NMFS will add any
Chinook salmon PSC allocation
remaining at the end of the A season,
after any transfers under paragraph
(f)(9)(ii) of this section, to an entity’s B
season allocation.
(ii) Rollover of non-transferable
allocations. For a non-transferable
allocation for the mothership sector,
catcher/processor sector, or an inshore
open access fishery, NMFS will add any
Chinook salmon PSC remaining in that
non-transferable allocation at the end of
the A season to that B season nontransferable allocation.
(12) Chinook salmon bycatch
incentive plan agreements (IPAs)—
(i) Minimum participation requirements.
More than one IPA may be approved by
NMFS. Each IPA must have participants
that represent the following:
(A) Minimum percent pollock. Parties
to an IPA must collectively represent at
least 9 percent of the BS pollock quota.
The percentage of pollock attributed to
each sector, AFA permitted vessel, and
CDQ group is as follows:
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The percent of
BS pollock quota
attributed to each
sector
For each sector
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(1)
(2)
(3)
(4)
Catcher/processor ...........................................
Mothership .......................................................
Inshore .............................................................
CDQ Program ..................................................
(B) Minimum number of unaffiliated
AFA entities. Parties to an IPA must
represent any combination of two or
more CDQ groups or corporations,
partnerships, or individuals who own
AFA permitted vessels and are not
affiliated, as affiliation is defined for
purposes of AFA entities in § 679.2.
(ii) Membership in an IPA.—(A) No
vessel owner or CDQ group is required
to join an IPA.
(B) For a vessel owner in the catcher/
processor sector or mothership sector to
join an IPA, that vessel owner must be
a member of the entity representing that
sector under paragraph (f)(8).
(C) For a CDQ group to be a member
of an IPA, the CDQ group must sign the
IPA and list in that IPA each vessel
harvesting BS pollock CDQ, on behalf of
that CDQ group, that will participate in
that IPA.
(iii) Request for approval of a
proposed IPA. The IPA representative
must submit an application for approval
of a proposed IPA to NMFS at the
address in paragraph (b)(6) of this
section. A completed application
consists of the application form and the
proposed IPA, described below.
(A) Application form. The applicant
must submit a paper copy of the
application form with all information
fields accurately filled in, including the
affidavit affirming that each eligible
vessel owner or CDQ group, from whom
the applicant received written
notification requesting to join the IPA,
has been allowed to join the IPA subject
to the same terms and conditions that
have been agreed on by, and are
applicable to, all other parties to the
IPA. The application form is available
on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov/) or
from NMFS at the address or phone
number in paragraph (b)(6) of this
section.
(B) Proposed IPA. The proposed IPA
must contain the following information:
(1) Name of the IPA. The same IPA
name submitted on the application
form.
(2) Representative. The name,
telephone number, and e-mail address
of the IPA representative who submits
the proposed IPA on behalf of the
parties and who is responsible for
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36
9
45
10
Percent of BS pollock quota used to calculate IPA minimum participation
for each AFA permitted vessel and CDQ group is the value in
Column
Column
Column
Column
H in Table 47a to this part.
H in Table 47b to this part.
H in Table 47c to this part.
F in Table 47d to this part.
submitting proposed amendments to the
IPA and the annual report required
under paragraph (f)(12)(vii) of this
section.
(3) Description of the incentive plan.
The IPA must contain a written
description of the following:
(i) The incentive(s) that will be
implemented under the IPA for the
operator of each vessel participating in
the IPA to avoid Chinook salmon
bycatch under any condition of pollock
and Chinook salmon abundance in all
years;
(ii) The rewards for avoiding Chinook
salmon, penalties for failure to avoid
Chinook salmon at the vessel level, or
both;
(iii) How the incentive measures in
the IPA are expected to promote
reductions in a vessel’s Chinook salmon
bycatch rates relative to what would
have occurred in absence of the
incentive program;
(iv) How the incentive measures in
the IPA promote Chinook salmon
savings in any condition of pollock
abundance or Chinook salmon
abundance in a manner that is expected
to influence operational decisions by
vessel operators to avoid Chinook
salmon; and
(v) How the IPA ensures that the
operator of each vessel governed by the
IPA will manage his or her Chinook
salmon bycatch to keep total bycatch
below the performance standard
described in paragraph (f)(6) of this
section for the sector in which the
vessel participates.
(4) Compliance agreement. The IPA
must include a written statement that all
parties to the IPA agree to comply with
all provisions of the IPA.
(5) Signatures. The names and
signatures of the owner or
representative for each vessel and CDQ
group that is a party to the IPA. The
representative of an inshore cooperative,
or the representative of the entity
formed to represent the AFA catcher/
processor sector or the AFA mothership
sector under paragraph (f)(8) of this
section may sign a proposed IPA on
behalf of all vessels that are members of
that inshore cooperative or sector level
entity.
(iv) Deadline and duration—
(A) Deadline for proposed IPA. An
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53065
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application must be received by NMFS
no later than 1700 hours, A.l.t., on
October 1 of the year prior to the year
for which the IPA is proposed to be
effective.
(B) Duration. Once approved, an IPA
is effective starting January 1 of the year
following the year in which NMFS
approves the IPA, unless the IPA is
approved between January 1 and
January 19, in which case the IPA is
effective starting in the year in which it
is approved. Once approved, an IPA is
effective until December 31 of the first
year in which it is effective or until
December 31 of the year in which the
IPA representative notifies NMFS in
writing that the IPA is no longer in
effect, whichever is later. An IPA may
not expire mid-year. No party may join
or leave an IPA once it is approved,
except as allowed under paragraph
(f)(12)(v)(C) of this section.
(v) NMFS review of a proposed IPA—
(A) Approval. An IPA will be approved
by NMFS if it meets the following
requirements:
(1) Meets the minimum participation
requirements in paragraph (f)(12)(i) of
this section;
(2) Is submitted in compliance with
the requirements of paragraph (f)(12)(ii)
and (iv) of this section; and
(3) Contains the information required
in paragraph (f)(12)(iii) of this section.
(B) IPA identification number. If
approved, NMFS will assign an IPA
number to the approved IPA. This
number must be used by the IPA
representative in amendments to the
IPA.
(C) Amendments to an IPA.
Amendments to an approved IPA may
be submitted to NMFS and will be
reviewed under the requirements of this
paragraph (f)(12).
(1) An amendment to an approved
IPA, with no change in the IPA
participants, may be submitted to NMFS
at any time and is effective upon written
notification of approval by NMFS to the
IPA representative. To amend an IPA,
the IPA representative must submit a
complete application, as described in
paragraph (f)(12)(iii) of this section.
(2) An amendment to the list of IPA
participants must be received by NMFS
no later than 1700 hours, A.l.t., on
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December 1 and will be effective at the
beginning of the next year. To amend
the list of participants, the IPA
representative must submit an
application form, as described in
paragraph (f)(12)(iii)(A) of this section.
(3) An amendment to the list of
participants related to a replacement
vessel, under paragraph (f)(7) of this
section, may be submitted to NMFS at
any time. To amend the list of
participants for a replacement vessel,
the IPA representative must submit the
application form, as described in
paragraph (f)(12)(iii)(A) of this section,
and include a copy of the AFA permit
issued under § 679.4 for the replacement
vessel.
(D) Disapproval—(1) NMFS will
disapprove a proposed IPA or a
proposed amendment to an IPA for
either of the following reasons:
(i) If the proposed IPA fails to meet
any of the requirements of paragraphs
(f)(12)(i) through (iii) of this section, or
(ii) If a proposed amendment to an
IPA would cause the IPA to no longer
be consistent with the requirements of
paragraphs (f)(12)(i) through (iv) of this
section.
(2) Initial Administrative
Determination (IAD). If, in NMFS’
review of the proposed IPA, NMFS
identifies deficiencies in the proposed
IPA that require disapproval of the
proposed IPA, NMFS will notify the
applicant in writing. The applicant will
be provided 30 days to address, in
writing, the deficiencies identified by
NMFS. An applicant will be limited to
one 30-day period to address any
deficiencies identified by NMFS.
Additional information or a revised IPA
received after the 30-day period
specified by NMFS has expired will not
be considered for purposes of the review
of the proposed IPA. NMFS will
evaluate any additional information
submitted by the applicant within the
30-day period. If the Regional
Administrator determines that the
additional information addresses
deficiencies in the proposed IPA, the
Regional Administrator will approve the
proposed IPA under paragraphs
(f)(12)(iv)(B) and (f)(12)(v)(A) of this
section. However, if, after consideration
of the original proposed IPA and any
additional information submitted during
the 30-day period, NMFS determines
that the proposed IPA does not comply
with the requirements of paragraph
(f)(12) of this section, NMFS will issue
an initial administrative determination
(IAD) providing the reasons for
disapproving the proposed IPA.
(3) Administrative Appeals. An
applicant who receives an IAD
disapproving a proposed IPA may
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appeal under the procedures set forth at
§ 679.43. If the applicant fails to file an
appeal of the IAD pursuant to § 679.43,
the IAD will become the final agency
action. If the IAD is appealed and the
final agency action is a determination to
approve the proposed IPA, then the IPA
will be effective as described in
paragraph (f)(12)(iv)(B) of this section.
(4) While appeal of an IAD
disapproving a proposed IPA is
pending, proposed members of the IPA
subject to the IAD that are not currently
members of an approved IPA will fish
under the opt-out allocation under
paragraph (f)(5) of this section. If no
other IPA has been approved by NMFS,
NMFS will issue all sectors allocations
of the 47,591 Chinook salmon PSC limit
as described in paragraph (f)(3)(iii)(B) of
this section.
(vi) Public release of an IPA. NMFS
will make all proposed IPAs and all
approved IPAs and the list of
participants in each approved IPA
available to the public on the NMFS
Alaska Region Web site (https://
alaskafisheries.noaa.gov/).
(vii) IPA Annual Report. The
representative of each approved IPA
must submit a written annual report to
the Council at the address specified in
§ 679.61(f). The Council will make the
annual report available to the public.
(A) Submission deadline. The annual
report must be postmarked or received
by the Council no later than April 1 of
each year following the year in which
the IPA is first effective.
(B) Information requirements. The
annual report must contain the
following information:
(1) A comprehensive description of
the incentive measures in effect in the
previous year;
(2) A description of how these
incentive measures affected individual
vessels;
(3) An evaluation of whether
incentive measures were effective in
achieving salmon savings beyond levels
that would have been achieved in
absence of the measures; and
(4) A description of any amendments
to the terms of the IPA that were
approved by NMFS since the last annual
report and the reasons that the
amendments to the IPA were made.
(g) BS Non-Chinook Salmon Bycatch
Management—(1) Requirements for the
non-Chinook salmon bycatch reduction
intercooperative agreement (ICA)—(i)
Application. The ICA representative
identified in paragraph (g)(2)(i)(B) of
this section must submit a signed copy
of the proposed non-Chinook salmon
bycatch reduction ICA, or any proposed
amendments to the ICA, to NMFS at the
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Fmt 4701
Sfmt 4700
address in paragraph (b)(6) of this
section.
(ii) Deadline. For any ICA participant
to be exempt from closure of the Chum
Salmon Savings Area as described at
paragraph (e)(7)(ix) of this section and at
§ 679.22(a)(10), the ICA must be filed in
compliance with the requirements of
this section, and approved by NMFS.
The proposed non-Chinook salmon
bycatch reduction ICA or any
amendments to an approved ICA must
be postmarked or received by NMFS by
December 1 of the year before the year
in which the ICA is proposed to be
effective. Exemptions from closure of
the Chum Salmon Savings Area will
expire upon termination of the initial
ICA, expiration of the initial ICA, or if
superseded by a NMFS-approved
amended ICA.
(2) Information requirements. The ICA
must include the following provisions:
(i) Participants—(A) The names of the
AFA cooperatives and CDQ groups
participating in the ICA. Collectively,
these groups are known as parties to the
ICA. Parties to the ICA must agree to
comply with all provisions of the ICA.
(B) The name, business mailing
address, business telephone number,
business fax number, and business email address of the ICA representative.
(C) The ICA also must identify one
entity retained to facilitate vessel
bycatch avoidance behavior and
information sharing.
(D) The ICA must identify at least one
third party group. Third party groups
include any organizations representing
western Alaskans who depend on nonChinook salmon and have an interest in
non-Chinook salmon bycatch reduction
but do not directly fish in a groundfish
fishery.
(ii) The names, Federal fisheries
permit numbers, and USCG
documentation numbers of vessels
subject to the ICA.
(iii) Provisions that dictate nonChinook salmon bycatch avoidance
behaviors for vessel operators subject to
the ICA, including:
(A) Initial base rate. The initial B
season non-Chinook salmon base rate
shall be 0.19 non-Chinook salmon per
metric ton of pollock.
(B) Inseason adjustments to the nonChinook base rate calculation.
Beginning July 1 of each fishing year
and on each Thursday during the B
season, the B season non-Chinook base
rate shall be recalculated. The
recalculated non-Chinook base rate shall
be the three week rolling average of the
B season non-Chinook bycatch rate for
the current year. The recalculated base
rate shall be used to determine bycatch
avoidance areas.
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(C) ICA Chum Salmon Savings Area
notices. On each Thursday and Monday
after June 10 of each year for the
duration of the pollock B season, the
entity identified under paragraph
(g)(2)(i)(C) of this section must provide
notice to the parties to the salmon
bycatch reduction ICA and NMFS
identifying one or more areas designated
‘‘ICA Chum Savings Areas’’ by a series
of latitude and longitude coordinates.
The Thursday notice must be effective
from 6 p.m. A.l.t. the following Friday
through 6 p.m. A.l.t. the following
Tuesday. The Monday notice must be
effective from 6 p.m. A.l.t. the following
Tuesday through 6 p.m. A.l.t. the
following Friday. For any ICA Salmon
Savings Area notice, the maximum total
area closed must be at least 3,000 square
miles for ICA Chum Savings Area
closures.
(D) Fishing restrictions for vessels
assigned to tiers. For vessels in a
cooperative assigned to Tier 3, the ICA
Chum Salmon Savings Area closures
announced on Thursdays must be
closed to directed fishing for pollock,
including pollock CDQ, for seven days.
For vessels in a cooperative assigned to
Tier 2, the ICA Chum Salmon Savings
Area closures announced on Thursdays
must be closed through 6 p.m. Alaska
local time on the following Tuesday.
Vessels in a cooperative assigned to Tier
1 may operate in any area designated as
an ICA Chum Salmon Savings Area.
(E) Cooperative tier assignments.
Initial and subsequent base rate
calculations must be based on each
cooperative’s pollock catch for the prior
two weeks and the associated bycatch of
non-Chinook salmon taken by its
members. Base rate calculations shall
include non-Chinook salmon bycatch
and pollock caught in both the CDQ and
non-CDQ pollock directed fisheries.
Cooperatives with non-Chinook salmon
bycatch rates of less than 75 percent of
the base rate shall be assigned to Tier 1.
Cooperatives with non-Chinook salmon
bycatch rates of equal to or greater than
75 percent, but less than or equal to 125
percent of the base rate shall be assigned
to Tier 2. Cooperatives with nonChinook salmon bycatch rates of greater
than 125 percent of the base rate shall
be assigned to Tier 3.
(iv) Internal monitoring and
enforcement provisions to ensure
compliance of fishing activities with the
provisions of the ICA. The ICA must
include provisions allowing any party of
the ICA to bring civil suit or initiate a
binding arbitration action against
another party for breach of the ICA. The
ICA must include minimum annual
uniform assessments for any violation of
savings area closures of $10,000 for the
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first offense, $15,000 for the second
offense, and $20,000 for each offense
thereafter.
(v) Provisions requiring the parties to
conduct an annual compliance audit,
and to cooperate fully in such audit,
including providing information
required by the auditor. The compliance
audit must be conducted by a non-party
entity, and each party must have an
opportunity to participate in selecting
the non-party entity. If the non-party
entity hired to conduct a compliance
audit discovers a previously
undiscovered failure to comply with the
terms of the ICA, the non-party entity
must notify all parties to the ICA of the
failure to comply and must
simultaneously distribute to all parties
of the ICA the information used to
determine the failure to comply
occurred and must include such
notice(s) in the compliance report.
(vi) Provisions requiring data
dissemination in certain circumstances.
If the entity retained to facilitate vessel
bycatch avoidance behavior and
information sharing under paragraph
(g)(2)(i)(C) of this section determines
that an apparent violation of an ICA
Chum Salmon Savings Area closure has
occurred, that entity must promptly
notify the Board of Directors of the
cooperative to which the vessel
involved belongs. If this Board of
Directors fails to assess a minimum
uniform assessment within 180 days of
receiving the notice, the information
used by the entity to determine if an
apparent violation was committed must
be disseminated to all parties to the ICA.
(3) NMFS review of the proposed ICA
and amendments. NMFS will approve
the initial or an amended ICA if it meets
all the requirements specified in
paragraph (g) of this section. If NMFS
disapproves a proposed ICA, the ICA
representative may resubmit a revised
ICA or file an administrative appeal as
set forth under the administrative
appeals procedures described at
§ 679.43.
(4) ICA Annual Report. The ICA
representative must submit a written
annual report to the Council at the
address specified in § 679.61(f). The
Council will make the annual report
available to the public.
(i) Submission deadline. The ICA
annual report must be postmarked or
received by the Council by April 1 of
each year following the year in which
the ICA is first effective.
(ii) Information requirements. The
ICA annual report must contain the
following information:
(A) An estimate of the number of nonChinook salmon avoided as
demonstrated by the movement of
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Fmt 4701
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53067
fishing effort away from Chum Salmon
Savings Areas, and
(B) The results of the compliance
audit required at § 679.21(g)(2)(v).
■ 8. In § 679.22, revise paragraphs
(a)(10) and (h) to read as follows:
§ 679.22
Closures.
(a) * * *
(10) Chum Salmon Savings Area.
Directed fishing for pollock by vessels
using trawl gear is prohibited from
August 1 through August 31 in the
Chum Salmon Savings Area defined at
Figure 9 to this part (see also
§ 679.21(e)(7)(vii)). Vessels directed
fishing for pollock in the BS, including
pollock CDQ, and operating under a
non-Chinook salmon bycatch reduction
ICA approved under § 679.21(g) are
exempt from closures in the Chum
Salmon Savings Area.
*
*
*
*
*
(h) CDQ fisheries closures. See
§ 679.7(d)(8) for time and area closures
that apply to the CDQ fisheries once the
non-Chinook salmon PSQ and the crab
PSQs have been reached.
*
*
*
*
*
■ 9. In § 679.26, revise paragraph (c)(1)
to read as follows:
§ 679.26 Prohibited Species Donation
Program.
*
*
*
*
*
(c) * * *
(1) A vessel or processor retaining
prohibited species under the PSD
program must comply with all
applicable recordkeeping and reporting
requirements. A vessel or processor
participating in the BS pollock fishery
and PSD program must comply with
applicable regulations at §§ 679.7(d) and
(k), 679.21(c), and 679.28, including
allowing the collection of data and
biological sampling by an observer prior
to processing any fish under the PSD
program.
*
*
*
*
*
■ 10. In § 679.28,
■ a. Redesignate paragraphs (d)(7) and
(d)(8) as paragraphs (d)(8) and (d)(9),
respectively;
■ b. Add paragraphs (d)(7), (g)(7)(vi)(C),
and (g)(7)(x)(F);
■ c. Revise newly redesignated
paragraph (d)(9)(i)(H) and paragraphs
(g)(2)(i), (g)(7)(vii)(A) and (C),
(g)(7)(ix)(A), and (g)(7)(x)(D) and (E);
■ d. Add paragraph (j); and
■ e. Redesignate paragraphs (i)(1)(iii),
(iv), and(v) as paragraphs (i)(1)(ii), (iii),
and (iv), respectively.
The revisions and additions read as
follows:
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§ 679.28 Equipment and operational
requirements.
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*
*
*
*
*
(d) * * *
(7) Catcher/processors and
motherships in the BS pollock fishery,
including pollock CDQ. Catcher/
processors directed fishing for pollock
in the BS or motherships taking
deliveries from vessels directed fishing
for pollock in the BS also must meet the
following requirements:
(i) A container to store salmon must
be located adjacent to the observer
sampling station;
(ii) All salmon stored in the container
must remain in view of the observer at
the observer sampling station at all
times during the sorting of each haul;
and
(iii) The container to store salmon
must be at least 1.5 cubic meters.
*
*
*
*
*
(9) * * *
(i) * * *
(H) For catcher/processors using trawl
gear and motherships, a diagram drawn
to scale showing the location(s) where
all catch will be weighed, the location
where observers will sample unsorted
catch, and the location of the observer
sampling station including the observer
sampling scale. For catcher/processors
directed fishing for pollock in the BS or
motherships taking deliveries from
catcher vessels directed fishing for
pollock in the BS, including pollock
CDQ, the diagram also must include the
location of the last point of sorting in
the factory and the location of the
salmon storage container required under
paragraph (d)(7) of this section.
*
*
*
*
*
(g) * * *
(2) * * *
(i) AFA and CDQ pollock,
*
*
*
*
*
(7) * * *
(vi) * * *
(C) For shoreside processors or
stationary floating processors taking
deliveries from vessels directed fishing
for pollock in the BS, including vessels
directed fishing for pollock CDQ in the
BS, the observation area must provide a
clear, unobstructed view of the salmon
storage container to ensure no salmon of
any species are removed without the
observer’s knowledge.
(vii) * * *
(A) Location of observer work station.
(1) The observer work station must be
located in an area protected from the
weather where the observer has access
to unsorted catch.
(2) For shoreside processors or
stationary floating processors taking
deliveries from vessels directed fishing
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for pollock in the BS, including vessels
directed fishing for pollock CDQ in the
BS, the observer work station must be
adjacent to the location where salmon
will be counted and biological samples
or scientific data are collected.
*
*
*
*
*
(C) Proximity of observer work station.
The observation area must be located
near the observer work station. The
plant liaison must be able to walk
between the work station and the
observation area in less than 20 seconds
without encountering safety hazards.
*
*
*
*
*
(ix) * * *
(A) Orienting new observers to the
plant and providing a copy of the
approved CMCP;
*
*
*
*
*
(x) * * *
(D) The location of each scale used to
weigh catch;
(E) Each location where catch is
sorted including the last location where
sorting could occur; and
(F) For shoreside processors or
stationary floating processors taking
deliveries from vessels directed fishing
for BS pollock, including vessels
directed fishing for pollock CDQ in the
BS, the location of the salmon storage
container.
*
*
*
*
*
(j) Electronic monitoring on catcher/
processors and motherships in the BS
pollock fishery, including pollock CDQ.
The owner or operator of a catcher/
processor or a mothership must provide
and maintain an electronic monitoring
system that includes cameras, a
monitor, and a digital video recording
system for all areas where sorting of
salmon of any species takes place and
the location of the salmon storage
container described at paragraph (d)(7)
of this section. These electronic
monitoring system requirements must
be met when the catcher/processor is
directed fishing for pollock in the BS,
including pollock CDQ, and when the
mothership is taking deliveries from
catcher vessels directed fishing for
pollock in the BS, including pollock
CDQ.
(1) What requirements must a vessel
owner or operator comply with for an
electronic monitoring system?
(i) The system must have sufficient
data storage capacity to store all video
data from an entire trip. Each frame of
stored video data must record a time/
date stamp in Alaska local time (A.l.t.).
At a minimum, all periods of time when
fish are flowing past the sorting area or
salmon are in the storage container must
be recorded and stored.
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(ii) The system must include at least
one external USB (1.1 or 2.0) port or
other removable storage device
approved by NMFS.
(iii) The system must use
commercially available software.
(iv) Color cameras must have at a
minimum 470 TV lines of resolution,
auto-iris capabilities, and output color
video to the recording device with the
ability to revert to black and white video
output when light levels become too
low for color recognition.
(v) The video data must be
maintained and made available to
NMFS staff, or any individual
authorized by NMFS, upon request.
These data must be retained onboard the
vessel for no less than 120 days after the
date the video is recorded, unless NMFS
has notified the vessel operator that the
video data may be retained for less than
this 120-day period.
(vi) The system must provide
sufficient resolution and field of view to
observe all areas where salmon could be
sorted from the catch, all crew actions
in these areas, and discern individual
fish in the salmon storage container.
(vii) The system must record at a
speed of no less than 5 frames per
second at all times when fish are being
sorted or when salmon are stored in the
salmon storage location.
(viii) A 16-bit or better color monitor,
for viewing all areas where sorting of
salmon of any species takes place and
the salmon storage container in real
time, must be provided within the
observer sampling station. The monitor
must—
(A) Have the capacity to display all
cameras simultaneously;
(B) Be operating at all times when fish
are flowing past the sorting area and
salmon are in the storage container; and
(C) Be securely mounted at or near
eye level.
(ix) NMFS staff, or any individual
authorized by NMFS, must be able to
view any earlier footage from any point
in the trip and be assisted by crew
knowledgeable in the operation of the
system.
(x) A vessel owner or operator must
arrange for NMFS to inspect the
electronic monitoring system and
maintain a current NMFS-issued
electronic monitoring system inspection
report onboard the vessel at all times the
vessel is required to provide an
approved electronic monitoring system.
(2) How does a vessel owner arrange
for NMFS to conduct an electronic
monitoring system inspection? The
owner or operator must submit an
Inspection Request for an Electronic
Monitoring System to NMFS by fax
(206–526–4066) or e-mail
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(station.inspections@noaa.gov). The
request form is available on the NMFS
Alaska Region Web site (https://
alaskafisheries.noaa.gov/) or from
NMFS at the address or phone number
in paragraph (b)(6) of this section.
NMFS will coordinate with the vessel
owner to schedule the inspection no
later than 10 working days after NMFS
receives a complete request form.
(3) What additional information is
required for an electronic monitoring
system inspection?
(i) A diagram drawn to scale showing
all locations where salmon will be
sorted, the location of the salmon
storage container, the location of each
camera and its coverage area, and the
location of any additional video
equipment must be submitted with the
request form.
(ii) Any additional information
requested by the Regional
Administrator.
(4) How does a vessel owner make a
change to the electronic monitoring
system? Any change to the electronic
monitoring system that would affect the
system’s functionality must be
submitted to, and approved by, the
Regional Administrator in writing
before that change is made.
(5) Where will NMFS conduct
electronic monitoring system
inspections? Inspections will be
conducted on vessels tied to docks at
Dutch Harbor, Alaska; Kodiak, Alaska;
and in the Puget Sound area of
Washington State.
(6) What is an electronic monitoring
system inspection report? After an
inspection, NMFS will issue an
electronic monitoring system inspection
report to the vessel owner, if the
electronic monitoring system meets the
requirements of paragraph (j)(1) of this
section. The electronic monitoring
system report is valid for 12 months
from the date it is issued by NMFS. The
electronic monitoring system inspection
report must be made available to the
observer, NMFS personnel, or to an
authorized officer upon request.
■ 11. In § 679.50,
■ a. Revise paragraph (c)(1) introductory
text, paragraph (c)(4)(iv), and (c)(5)
heading; and
■ b. Add a new paragraph (c)(5)(i)(D).
The addition and revisions read as
follows:
§ 679.50
Groundfish Observer Program.
*
*
*
*
*
(c) * * *
(1) Unless otherwise specified in
paragraphs (c)(4) through (7) of this
section, observer coverage is required as
follows:
*
*
*
*
*
(4) * * *
(iv) Catcher vessel using trawl gear—
(A) Groundfish CDQ fishing. A catcher
vessel equal to or greater than 60 ft (18.3
m) LOA using trawl gear, except a
catcher vessel that delivers only
unsorted codends to a processor or
another vessel or a catcher vessel
directed fishing for pollock CDQ in the
BS, must have at least one level 2
observer as described at paragraph
(j)(1)(v)(D) of this section aboard the
vessel at all times while it is groundfish
CDQ fishing.
(B) BS pollock CDQ fishery. A catcher
vessel using trawl gear, except a catcher
vessel that delivers only unsorted
53069
codends to a processor or another
vessel, must have at least one observer
aboard the vessel at all times while it is
directed fishing for pollock CDQ in the
BS.
*
*
*
*
*
(5) AFA and AI directed pollock
fishery.
(i) * * *
(D) AFA catcher vessels in the BS
pollock fishery. A catcher vessel using
trawl gear, except a catcher vessel that
delivers only unsorted codends to a
processor or another vessel, must have
at least one observer aboard the vessel
at all times while it is directed fishing
for pollock in the BS.
*
*
*
*
*
■ 12. In § 679.61, revise paragraph
(f)(2)(vi) to read as follows:
§ 679.61 Formation and operation of
fishery cooperatives.
*
*
*
*
*
(f) * * *
(2) * * *
(vi) The number of salmon taken by
species and season, and list each
vessel’s number of appearances on the
weekly ‘‘dirty 20’’ lists for non-Chinook
salmon.
*
*
*
*
*
§§ 679.2, 679.5, 679.7, 679.20, 679.21, 679.26,
679.27, 679.28, 679.32, 679.61, and § 679.93
[Amended]
13. At each of the locations shown in
the ‘‘Location’’ column of the following
table, remove the phrase indicated in
the ‘‘Remove’’ column and replace it
with the phrase indicated in the ‘‘Add’’
column for the number of times
indicated in the ‘‘Frequency’’ column.
■
mstockstill on DSKH9S0YB1PROD with RULES
Location
Remove
Add
Frequency
§ 679.2 Definition ‘‘AFA trawl catcher/
processor’’.
§ 679.2 Definition for ‘‘Amendment 80
vessel’’ paragraph (2)(i).
§ 679.5(c)(3)(v)(F) and (c)(4)(v)(G) ...........
§ 679.5(c)(6)(v)(E) .....................................
§ 679.7(d)(18) ............................................
§ 679.20(a)(5)(i)(A)(3)(i) ............................
§ 679.20(a)(7)(iii)(B) ..................................
§ 679.21(e)(3)(v) ........................................
§ 679.26(c)(1) ............................................
§ 679.27(j)(5)(iii) ........................................
§ 679.28(d)(2)(ii) ........................................
§ 679.28(d)(2)(ii) ........................................
§ 679.32(b) ................................................
§ 679.32(d)(2)(ii)(B)(1) ...............................
§ 679.32(d)(4)(ii) ........................................
§ 679.61(f)(1) .............................................
§ 679.93(c)(9) ............................................
AFA trawl catcher/processor ....................
AFA catcher/processor .............................
1
AFA trawl catcher/processor ....................
AFA catcher/processor .............................
1
certified observer(s) ..................................
certified observer(s) ..................................
§ 679.28(d)(8) ............................................
§ 679.62(e) ................................................
AFA trawl catcher/processor ....................
AFA trawl catcher/processor ....................
§ 679.7(c)(1) ..............................................
§ 679.28(d)(7)(i) ........................................
§ 679.28(d)(7)(ii)(A) ...................................
§ 679.28(d)(7)(ii)(B) ...................................
§ 679.7(d)(7) through (10) .........................
§ 679.28(d)(8) ............................................
§ 679.28(d)(8) ............................................
February 1 ................................................
§ 679.28(i) .................................................
observer(s) ................................................
observer(s) ................................................
§ 679.28(d)(9) ............................................
§ 679.62(a) ................................................
AFA catcher/processor .............................
AFA catcher/processor .............................
§ 679.7(c)(2) ..............................................
§ 679.28(d)(8)(i) ........................................
paragraph (d)(8)(ii)(A) of this section .......
paragraph (d)(8)(ii)(B) of this section .......
§ 679.7(d)(8) ..............................................
§ 679.28(d)(9) ............................................
§ 679.28(d)(9) ............................................
April 1 ........................................................
§ 679.28(i)(1) .............................................
2
1
1
1
1
2
1
1
1
1
1
1
1
1
1
14. Revise Figure 8 to part 679 to read
as follows:
■
BILLING CODE 3510–22–P
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BILLING CODE 3510–22–C
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30AUR2
ER30AU10.000
mstockstill on DSKH9S0YB1PROD with RULES
53070
Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Rules and Regulations
53071
15. Tables 47a through 47d to part 679
are added to read as follows:
■
TABLE 47a TO PART 679—PERCENT OF THE AFA CATCHER/PROCESSOR SECTOR’S POLLOCK ALLOCATION, NUMBERS OF
CHINOOK SALMON USED TO CALCULATE THE OPT-OUT ALLOCATION AND ANNUAL THRESHOLD AMOUNT, AND PERCENT USED TO CALCULATE IPA MINIMUM PARTICIPATION ASSIGNED TO EACH CATCHER/PROCESSOR UNDER
§ 679.21(f)
Column A
Column B
Column D
Column E
Column F
Column G
Column H
Percent of
C/P sector
pollock
Vessel name
Column C
Number of
Chinook
salmon for
the opt-out
allocation
(8,093)
Number of
Chinook
salmon for
the opt-out
allocation
(8,093)
Number of
Chinook
salmon deducted from
the annual
threshold
amount of
13,516
Percent
used to calculate IPA
minimum
participation
Percent
A season
B season
Annual
Percent
USCG vessel
documentation
No.
AFA permit
No.
American Dynasty ................................
American Triumph ................................
Northern Eagle .....................................
Northern Hawk .....................................
Northern Jaeger ...................................
Ocean Rover ........................................
Alaska Ocean .......................................
Island Enterprise ..................................
Kodiak Enterprise .................................
Seattle Enterprise ................................
Arctic Storm .........................................
Arctic Fjord ...........................................
Northern Glacier ...................................
Pacific Glacier ......................................
Highland Light ......................................
Starbound .............................................
Ocean Peace .......................................
Katie Ann .............................................
U.S. Enterprise .....................................
American Enterprise ............................
Endurance ............................................
American Challenger ...........................
Forum Star ...........................................
Muir Milach ...........................................
Neahkahnie ..........................................
Ocean Harvester ..................................
Sea Storm ............................................
Tracy Anne ...........................................
951307
646737
506694
643771
521069
552100
637856
610290
579450
904767
903511
940866
663457
933627
577044
944658
677399
518441
921112
594803
592206
633219
925863
611524
599534
549892
628959
904859
3681
4055
3261
4063
3896
3442
3794
3870
3671
3245
2943
3396
661
3357
3348
3414
2134
1996
3004
2760
3360
4120
4245
480
424
5130
420
2823
4.93
7.25
6.07
8.45
7.38
6.39
7.30
5.60
5.90
5.48
4.58
4.46
3.12
5.06
5.14
3.94
0.50
0.00
0.00
0.00
0.00
0.78
0.61
1.13
1.66
1.08
2.05
1.16
324
475
398
554
485
420
479
367
387
359
301
293
205
332
337
259
33
0
0
0
0
51
40
74
109
71
134
76
76
111
93
129
113
98
112
86
90
84
70
68
48
77
79
60
8
0
0
0
0
12
9
17
25
16
31
18
400
586
491
683
598
518
591
453
477
443
371
361
253
409
416
319
41
0
0
0
0
63
49
91
134
87
165
94
1.78
2.61
2.19
3.04
2.66
2.30
2.63
2.01
2.13
1.97
1.65
1.60
1.12
1.82
1.85
1.42
0.18
0.00
0.00
0.00
0.00
0.28
0.22
0.41
0.60
0.39
0.74
0.42
Total ..............................................
........................
....................
100.00
6,563
1,530
8,093
36.00
TABLE 47b TO PART 679—PERCENT OF THE AFA MOTHERSHIP SECTOR’S POLLOCK ALLOCATION, NUMBERS OF CHINOOK
SALMON USED TO CALCULATE THE OPT-OUT ALLOCATION AND ANNUAL THRESHOLD AMOUNT, AND PERCENT USED
TO CALCULATE IPA MINIMUM PARTICIPATION ASSIGNED TO EACH MOTHERSHIP UNDER § 679.21(f)
Column B
Vessel name
USCG Vessel
Documentation
No.
AFA Permit
No.
613847
518937
542651
561934
1688
657
1094
421
American Beauty ..................................
Pacific Challenger ................................
Nordic Fury ..........................................
Pacific Fury ..........................................
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Column D
Column E
Column F
Column G
Column H
Percent of
MS sector
pollock
mstockstill on DSKH9S0YB1PROD with RULES
Column A
Number of
Chinook
salmon for
the opt-out
allocation
(2,220)
Number of
Chinook
salmon for
the opt-out
allocation
(2,220)
Number of
Chinook
salmon deducted from
the annual
threshold
amount of
3,707
Percent
used to calculate IPA
minimum
participation
Percent
A season
B season
Annual
Percent
6.000
9.671
6.177
5.889
Sfmt 4700
96
154
99
94
E:\FR\FM\30AUR2.SGM
37
60
39
37
30AUR2
133
214
138
131
0.54
0.87
0.55
0.53
53072
Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Rules and Regulations
TABLE 47b TO PART 679—PERCENT OF THE AFA MOTHERSHIP SECTOR’S POLLOCK ALLOCATION, NUMBERS OF CHINOOK
SALMON USED TO CALCULATE THE OPT-OUT ALLOCATION AND ANNUAL THRESHOLD AMOUNT, AND PERCENT USED
TO CALCULATE IPA MINIMUM PARTICIPATION ASSIGNED TO EACH MOTHERSHIP UNDER § 679.21(f)—Continued
Column A
Column B
Column D
Column E
Column F
Column G
Column H
Percent of
MS sector
pollock
Vessel name
Column C
Number of
Chinook
salmon for
the opt-out
allocation
(2,220)
Number of
Chinook
salmon for
the opt-out
allocation
(2,220)
Number of
Chinook
salmon deducted from
the annual
threshold
amount of
3,707
Percent
used to calculate IPA
minimum
participation
Percent
A season
B season
Annual
Percent
USCG Vessel
Documentation
No.
AFA Permit
No.
Margaret Lyn ........................................
Misty Dawn ..........................................
Vanguard ..............................................
California Horizon ................................
Oceanic ................................................
Mar-Gun ...............................................
Mark 1 ..................................................
Aleutian Challenger ..............................
Ocean Leader ......................................
Papado II ..............................................
Morning Star ........................................
Traveler ................................................
Vesteraalen ..........................................
Alyeska .................................................
Western Dawn .....................................
615563
926647
617802
590758
602279
525608
509552
603820
561518
536161
618797
929356
611642
560237
524423
723
5946
519
412
1667
524
1242
1687
1229
2087
7270
3404
517
395
134
5.643
3.569
5.350
3.786
7.038
6.251
6.251
4.926
6.000
2.953
3.601
4.272
6.201
2.272
4.150
90
57
85
61
112
100
100
79
96
47
57
68
99
36
66
35
22
33
24
44
39
39
31
37
18
23
27
39
14
26
125
79
118
85
156
139
139
110
133
65
80
95
138
50
92
0.51
0.32
0.48
0.34
0.63
0.56
0.56
0.44
0.54
0.27
0.32
0.38
0.56
0.20
0.37
Total ..............................................
........................
....................
100.000
1,596
624
2,220
9.00
TABLE 47c TO PART 679—PERCENT OF THE AFA INSHORE SECTOR’S POLLOCK ALLOCATION, NUMBERS OF CHINOOK
SALMON USED TO CALCULATE THE OPT-OUT ALLOCATION AND ANNUAL THRESHOLD AMOUNT, AND PERCENT USED
TO CALCULATE IPA MINIMUM PARTICIPATION ASSIGNED TO EACH CATCHER VESSEL UNDER § 679.21(f)
Column A
Column B
mstockstill on DSKH9S0YB1PROD with RULES
USCG Vessel
documentation
No.
AFA Permit
No.
599164
610984
599383
664363
626517
560237
613847
558605
560532
936302
608216
655328
611365
639547
636919
624325
979437
647985
960836
618158
976753
3405
515
3391
901
2811
395
1688
434
1913
3388
5137
533
2810
2889
2888
516
4611
3007
3800
1235
4620
AJ .........................................................
Alaska Rose .........................................
Alaskan Command ...............................
Aldebaran .............................................
Alsea ....................................................
Alyeska .................................................
American Beauty ..................................
American Eagle ....................................
Anita J ..................................................
Arctic Explorer ......................................
Arctic Wind ...........................................
Arcturus ................................................
Argosy ..................................................
Auriga ...................................................
Aurora ..................................................
Bering Rose .........................................
Blue Fox ...............................................
Bristol Explorer .....................................
Caitlin Ann ............................................
Cape Kiwanda ......................................
Chelsea K ............................................
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Column D
Column E
Column F
Column G
Column H
Percent of
sector
pollock
Vessel name
Column C
Number of
Chinook
salmon for
the opt-out
allocation
(15,858)
Number of
Chinook
salmon for
the opt-out
allocation
(15,858)
Number of
Chinook
salmon deducted from
the annual
threshold
amount of
26,485
Percent
used to calculate IPA
minimum
participation
Percent
A Season
B Season
Annual
Percent
0.6958
1.6835
0.3711
1.4661
1.6635
1.2192
0.0425
1.0682
0.4999
1.6236
1.1034
1.5450
1.6330
3.0981
3.0990
1.7238
0.3140
1.5398
0.9357
0.2282
4.6467
Sfmt 4700
69
167
37
146
165
121
4
106
50
161
110
153
162
308
308
171
31
153
93
23
462
E:\FR\FM\30AUR2.SGM
41
100
22
87
99
72
2
63
30
96
65
91
97
184
184
102
19
91
55
13
275
30AUR2
110
267
59
233
264
193
6
169
80
257
175
244
259
492
492
273
50
244
148
36
737
0.31
0.76
0.17
0.66
0.75
0.55
0.02
0.48
0.22
0.73
0.50
0.70
0.73
1.39
1.39
0.78
0.14
0.69
0.42
0.10
2.09
Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Rules and Regulations
53073
TABLE 47c TO PART 679—PERCENT OF THE AFA INSHORE SECTOR’S POLLOCK ALLOCATION, NUMBERS OF CHINOOK
SALMON USED TO CALCULATE THE OPT-OUT ALLOCATION AND ANNUAL THRESHOLD AMOUNT, AND PERCENT USED
TO CALCULATE IPA MINIMUM PARTICIPATION ASSIGNED TO EACH CATCHER VESSEL UNDER § 679.21(f)—Continued
Column A
Column B
mstockstill on DSKH9S0YB1PROD with RULES
USCG Vessel
documentation
No.
AFA Permit
No.
593809
615729
914214
554030
571879
602309
651751
526037
636602
598666
588849
598380
521106
604315
599585
608458
640130
615796
592211
594154
988598
584873
584360
962718
517024
615563
525608
509552
610150
913277
610393
920936
678234
542651
584684
637744
609384
678236
652395
652397
561518
602279
518937
678237
561934
561771
557467
697280
589115
555058
565120
502779
536873
610436
547390
565349
1062183
629499
2791
1228
2657
3257
3988
411
2047
823
410
1249
4133
1318
1868
1292
586
511
425
249
523
993
4993
1234
4506
3996
2142
723
524
1242
6081
3679
208
2904
3009
1094
428
2769
3002
3011
1640
1623
1229
1667
657
3010
421
2783
2785
4194
4305
422
1265
979
2837
1164
1275
512
6308
1236
Collier Brothers ....................................
Columbia ..............................................
Commodore .........................................
Defender ..............................................
Destination ...........................................
Dominator .............................................
Dona Martita ........................................
Elizabeth F ...........................................
Excalibur II ...........................................
Exodus Explorer ...................................
Fierce Allegiance .................................
Flying Cloud .........................................
Gold Rush ............................................
Golden Dawn .......................................
Golden Pisces ......................................
Great Pacific ........................................
Gun-Mar ...............................................
Half Moon Bay .....................................
Hazel Lorraine ......................................
Hickory Wind ........................................
Intrepid Explorer ...................................
Leslie Lee .............................................
Lisa Melinda .........................................
Majesty .................................................
Marcy J ................................................
Margaret Lyn ........................................
Mar-Gun ...............................................
Mark I ...................................................
Messiah ................................................
Miss Berdie ..........................................
Morning Star ........................................
Ms Amy ................................................
Nordic Explorer ....................................
Nordic Fury ..........................................
Nordic Star ...........................................
Northern Patriot ....................................
Northwest Explorer ..............................
Ocean Explorer ....................................
Morning Star ........................................
Ocean Hope 3 ......................................
Ocean Leader ......................................
Oceanic ................................................
Pacific Challenger ................................
Pacific Explorer ....................................
Pacific Fury ..........................................
Pacific Knight .......................................
Pacific Monarch ...................................
Pacific Prince .......................................
Pacific Ram ..........................................
Pacific Viking ........................................
Pegasus ...............................................
Peggy Jo ..............................................
Perseverance .......................................
Poseidon ..............................................
Predator ...............................................
Progress ...............................................
Providian ..............................................
Raven ...................................................
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Column D
Column E
Column F
Column G
Column H
Percent of
sector
pollock
Vessel name
Column C
Number of
Chinook
salmon for
the opt-out
allocation
(15,858)
Number of
Chinook
salmon for
the opt-out
allocation
(15,858)
Number of
Chinook
salmon deducted from
the annual
threshold
amount of
26,485
Percent
used to calculate IPA
minimum
participation
Percent
A Season
B Season
Annual
Percent
0.1534
1.4429
1.2595
3.4822
2.1528
1.7505
2.1033
0.3835
0.5200
0.2990
0.9377
1.6410
0.4062
1.7532
0.2706
1.2361
2.2201
0.5859
0.3847
0.3055
1.1458
0.5480
0.2192
0.9958
0.1799
0.0341
0.1043
0.0452
0.2291
0.6110
1.6981
0.4882
1.1045
0.0207
1.0103
2.4115
0.2387
1.3744
0.5290
0.4175
0.0545
0.1348
0.1680
1.2895
0.0121
2.1816
1.5992
2.4099
0.2035
1.0909
0.6950
0.3324
0.2954
1.2411
0.1968
1.0118
0.3822
0.7116
Sfmt 4700
15
143
125
346
214
174
209
38
52
30
93
163
40
174
27
123
221
58
38
30
114
54
22
99
18
3
10
4
23
61
169
48
110
2
100
240
24
137
53
41
5
13
17
128
1
217
159
239
20
108
69
33
29
123
20
100
38
71
E:\FR\FM\30AUR2.SGM
9
85
75
206
128
104
125
23
31
18
56
97
24
104
16
73
132
35
23
18
68
32
13
59
11
2
6
3
14
36
101
29
65
1
60
143
14
81
31
25
3
8
10
76
1
129
95
143
12
65
41
20
17
73
12
60
23
42
30AUR2
24
228
200
552
342
278
334
61
83
48
149
260
64
278
43
196
353
93
61
48
182
86
35
158
29
5
16
7
37
97
270
77
175
3
160
383
38
218
84
66
8
21
27
204
2
346
254
382
32
173
110
53
46
196
32
160
61
113
0.07
0.65
0.57
1.57
0.97
0.79
0.95
0.17
0.23
0.13
0.42
0.74
0.18
0.79
0.12
0.56
1.00
0.26
0.17
0.14
0.52
0.25
0.10
0.45
0.08
0.02
0.05
0.02
0.10
0.27
0.76
0.22
0.50
0.01
0.45
1.09
0.11
0.62
0.24
0.19
0.02
0.06
0.08
0.58
0.01
0.98
0.72
1.08
0.09
0.49
0.31
0.15
0.13
0.56
0.09
0.46
0.17
0.32
53074
Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Rules and Regulations
TABLE 47c TO PART 679—PERCENT OF THE AFA INSHORE SECTOR’S POLLOCK ALLOCATION, NUMBERS OF CHINOOK
SALMON USED TO CALCULATE THE OPT-OUT ALLOCATION AND ANNUAL THRESHOLD AMOUNT, AND PERCENT USED
TO CALCULATE IPA MINIMUM PARTICIPATION ASSIGNED TO EACH CATCHER VESSEL UNDER § 679.21(f)—Continued
Column A
Column B
Column D
Column E
Column F
Column G
Column H
Percent of
sector
pollock
Vessel name
Column C
Number of
Chinook
salmon for
the opt-out
allocation
(15,858)
Number of
Chinook
salmon for
the opt-out
allocation
(15,858)
Number of
Chinook
salmon deducted from
the annual
threshold
amount of
26,485
Percent
used to calculate IPA
minimum
participation
Percent
A Season
B Season
Annual
Percent
USCG Vessel
documentation
No.
AFA Permit
No.
Royal American ....................................
Royal Atlantic .......................................
Sea Wolf ..............................................
Seadawn ..............................................
Seeker ..................................................
Sovereignty ..........................................
Star Fish ...............................................
Starlite ..................................................
Starward ...............................................
Storm Petrel .........................................
Sunset Bay ...........................................
Topaz ...................................................
Traveler ................................................
Vanguard ..............................................
Viking ...................................................
Viking Explorer .....................................
Walter N ...............................................
Western Dawn .....................................
Westward I ...........................................
624371
559271
609823
548685
924585
651752
561651
597065
617807
620769
598484
575428
929356
617802
565017
605228
257365
524423
615165
543
236
1652
2059
2849
2770
1167
1998
417
1641
251
405
3404
519
1222
1116
825
134
1650
0.9698
1.3095
1.5156
1.4108
0.3695
2.3513
1.5114
1.2252
1.2611
1.2334
0.5596
0.0828
0.0413
0.0565
1.6575
1.1881
0.4031
0.3952
1.5544
96
130
151
140
37
234
150
122
125
123
56
8
4
6
165
118
40
39
154
57
78
90
84
22
139
90
73
75
73
33
5
2
3
98
70
24
23
92
153
208
241
224
59
373
240
195
200
196
89
13
6
9
263
188
64
62
246
0.44
0.59
0.68
0.63
0.17
1.06
0.68
0.55
0.57
0.56
0.25
0.04
0.02
0.03
0.75
0.53
0.18
0.18
0.70
Total ..............................................
........................
....................
100.00
9,933
5,925
15,858
45.00
TABLE 47d TO PART 679—PERCENT OF THE CDQ PROGRAM’S POLLOCK ALLOCATION, NUMBERS OF CHINOOK SALMON
USED TO CALCULATE THE OPT-OUT ALLOCATION AND ANNUAL THRESHOLD AMOUNT, AND PERCENT USED TO CALCULATE IPA MINIMUM PARTICIPATION ASSIGNED TO EACH CDQ GROUP UNDER § 679.21(f)
Column A
Column B
Column D
Column E
Column F
Percent of
CDQ Program
pollock
Number of
Chinook salmon
for the opt-out
allocation
(2,325)
Number of
Chinook salmon
for the opt-out
allocation
(2,325)
Number of
Chinook salmon
deducted from the
annual threshold
amount of
3,883
Percent used to
calculate IPA
minimum
participation
Percent
CDQ group
Column C
A season
B season
Annual
Percent
14.00
21.00
5.00
24.00
22.00
14.00
260
389
93
445
408
260
66
99
23
113
103
66
326
488
116
558
511
326
1.40
2.10
0.50
2.40
2.20
1.40
Total ................................................
mstockstill on DSKH9S0YB1PROD with RULES
APICDA ..................................................
BBEDC ...................................................
CBSFA ...................................................
CVRF .....................................................
NSEDC ..................................................
YDFDA ...................................................
100.00
1,855
470
2,325
10.00
[FR Doc. 2010–20618 Filed 8–27–10; 8:45 am]
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17:21 Aug 27, 2010
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Agencies
[Federal Register Volume 75, Number 167 (Monday, August 30, 2010)]
[Rules and Regulations]
[Pages 53026-53074]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-20618]
[[Page 53025]]
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Part II
Department of Commerce
-----------------------------------------------------------------------
National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
15 CFR Part 902
50 CFR Part 679
Fisheries of the Exclusive Economic Zone Off Alaska; Chinook Salmon
Bycatch Management in the Bering Sea Pollock Fishery; Final Rule
Federal Register / Vol. 75, No. 167 / Monday, August 30, 2010 / Rules
and Regulations
[[Page 53026]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
15 CFR Part 902
50 CFR Part 679
[Docket No. 090511911-0307-02]
RIN 0648-AX89
Fisheries of the Exclusive Economic Zone Off Alaska; Chinook
Salmon Bycatch Management in the Bering Sea Pollock Fishery
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS issues regulations to implement Amendment 91 to the
Fishery Management Plan for Groundfish of the Bering Sea and Aleutian
Islands Management Area (FMP). Amendment 91 is an innovative approach
to managing Chinook salmon bycatch in the Bering Sea pollock fishery
that combines a prohibited species catch (PSC) limit on the amount of
Chinook salmon that may be caught incidentally with an incentive plan
agreement and performance standard designed to minimize bycatch to the
extent practicable in all years. This action is necessary to minimize
Chinook salmon bycatch in the Bering Sea pollock fishery to the extent
practicable while maintaining the potential for the full harvest of the
pollock total allowable catch. Amendment 91 is intended to promote the
goals and objectives of the Magnuson-Stevens Fishery Conservation and
Management Act, the FMP, and other applicable laws.
DATES: Effective September 29, 2010.
ADDRESSES: Electronic copies of Amendment 91, the Final Environmental
Impact Statement (EIS), the Record of Decision (ROD), the Final
Regulatory Impact Review (RIR), and the Biological Opinion prepared for
this action may be obtained from https://www.regulations.gov or from the
NMFS Alaska Region Web site at https://alaskafisheries.noaa.gov.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
rule may be submitted to NMFS Alaska Region, P.O. Box 21668, Juneau, AK
99802, Attn: Ellen Sebastian, Records Officer; in person at NMFS Alaska
Region, 709 West 9th Street, Room 420A, Juneau, AK; and by e-mail to
David_Rostker@omb.eop.gov, or fax to 202-395-7285.
FOR FURTHER INFORMATION CONTACT: Gretchen Harrington or Seanbob Kelly,
907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the groundfish fisheries in the
exclusive economic zone (EEZ) of the Bering Sea and Aleutian Islands
Management Area (BSAI) under the Fishery Management Plan for Groundfish
of the Bering Sea and Aleutian Islands Management Area (FMP). The North
Pacific Fishery Management Council (Council) prepared the FMP under the
authority of the Magnuson-Stevens Fishery Conservation and Management
Act (Magnuson-Stevens Act), 16 U.S.C. 1801 et seq. Regulations
governing U.S. fisheries and implementing the FMP appear at 50 CFR
parts 600 and 679.
This final rule implements Amendment 91 to the FMP. In April 2009,
the Council unanimously recommended Amendment 91 to the Secretary of
Commerce. NMFS published a Notice of Availability of this amendment in
the Federal Register on February 18, 2010 (75 FR 7228) with comments
invited through April 19, 2010. NMFS published the proposed rule on
March 23, 2010 (75 FR 14016) with comments invited through May 7, 2010.
NMFS approved Amendment 91 on May 14, 2010. NMFS received 71 letters of
public comment on Amendment 91 and the proposed rule. NMFS summarized
these letters into 102 separate comments, and responds to them under
Response to Comments, below.
The Bering Sea Pollock Fishery
This final rule applies to owners and operators of catcher vessels,
catcher/processors, motherships, inshore processors, and the six
Western Alaska Community Development Quota (CDQ) Program groups
participating in the pollock (Theragra chalcogramma) fishery in the
Bering Sea subarea of the BSAI. The Bering Sea pollock fishery is the
largest single species fishery, by volume, in the United States. The
first wholesale gross value of this fishery was more than 1.4 billion
dollars in 2008. In 2010, the Bering Sea pollock total allowable catch
(TAC) is 813,000 metric tons.
Currently, pollock in the BSAI is managed as three separate units:
the Bering Sea subarea, the Aleutian Islands subarea, and the Bogoslof
District of the Bering Sea subarea. Separate overfishing limits,
acceptable biological catch limits, and TAC limits are specified
annually for Bering Sea pollock, Aleutian Islands pollock, and Bogoslof
pollock. Amendment 91 applies only to management of the Bering Sea
pollock fishery and will not affect the management of pollock fisheries
in the Aleutian Islands or the status of pollock fishing in the
Bogoslof District.
The Bering Sea pollock fishery is managed under the American
Fisheries Act (AFA) (16 U.S.C. 1851 note), which ``rationalized'' the
pollock fishery by identifying the vessels and processors eligible to
participate in the fishery and allocating pollock among those eligible
participants. Under the AFA, 10 percent of the Bering Sea pollock TAC
is allocated to the CDQ Program. After the CDQ Program allocation is
subtracted, an amount needed for the incidental catch of pollock in
other Bering Sea groundfish fisheries is subtracted from the TAC. The
remaining ``directed fishing allowance'' is then allocated among the
AFA inshore sector (50 percent), the AFA catcher/processor sector (40
percent), and the AFA mothership sector (10 percent). Pollock
allocations to the CDQ Program and the other three AFA sectors are
further allocated annually between two seasons--40 percent to the A
season (January 20 to June 10) and 60 percent to the B season (June 10
to November 1).
The CDQ Program pollock allocation is further allocated among the
six non-profit corporations (CDQ groups) that represent the 65
communities eligible for the CDQ Program under section 305(i)(1)(D) of
the Magnuson-Stevens Act. The CDQ Program also is described in more
detail in the ``Classification'' section of this final rule. CDQ groups
typically sell or lease their pollock allocations to harvesting
partners, including vessels owned, in part, by individual CDQ groups.
Although CDQ groups are not required to partner with AFA-permitted
vessels to harvest CDQ pollock, the vessels harvesting CDQ pollock have
been AFA permitted-vessels. The CDQ pollock allocations have most often
been harvested by catcher/processors or catcher vessels delivering to a
mothership. However, some pollock CDQ has been delivered to inshore
processing plants in past years.
The AFA allows for the formation of fishery cooperatives within the
non-CDQ sectors. The purpose of these AFA cooperatives is to further
subdivide each sector's pollock allocation among participants in the
sector or cooperative through private contractual agreements. The
cooperatives manage these allocations to ensure that individual vessels
and companies do not harvest more than their agreed upon share. The
cooperatives also facilitate transfers of
[[Page 53027]]
pollock among the cooperative members and enforce contract provisions.
Each year, catcher vessels eligible to deliver pollock to the seven
eligible AFA inshore processors may form inshore cooperatives
associated with a particular inshore processor. NMFS permits the
inshore cooperatives, allocates pollock to them, and manages these
allocations through a regulatory prohibition against an inshore
cooperative exceeding its pollock allocation. The amount of pollock
allocated to each inshore cooperative is based on the member vessels'
pollock catch history from 1995 through 1997, as required under section
210(b) of the AFA (16 U.S.C. 1851 note). These catcher vessels are not
required to join an inshore cooperative. Those that do not join an
inshore cooperative are managed by NMFS under the ``inshore open access
fishery.''
The AFA catcher/processor sector is made up of the catcher/
processors and catcher vessels eligible under the AFA to deliver
pollock to catcher/processors. Owners of the catcher/processors that
are listed by name in the AFA and still active in the pollock fishery
have formed a cooperative called the Pollock Conservation Cooperative
(PCC). Owners of the catcher vessels eligible to deliver pollock to the
catcher/processors have formed a cooperative called the High Seas
Catchers' Cooperative (HSCC).
The AFA mothership sector is made up of three motherships and the
catcher vessels eligible under the AFA to deliver pollock to these
motherships. These catcher vessels have formed a cooperative called the
Mothership Fleet Cooperative (MFC). The MFC does not include the owners
of the three motherships. The primary purpose of the cooperative is to
sub-allocate the mothership sector pollock allocation among the catcher
vessels authorized to harvest this pollock and to manage these
allocations.
NMFS does not manage the sub-allocations of pollock among members
of the PCC, HSCC, or MFC. The cooperatives control the harvest by their
member vessels so that the pollock allocation to the sector is not
exceeded. NMFS monitors pollock harvest by all members of the catcher/
processor sector and mothership sector. NMFS retains the authority to
close directed fishing for pollock by a sector if vessels in that
sector continue to fish once the sector's seasonal allocation of
pollock has been harvested.
Chinook Salmon Bycatch in the Bering Sea Pollock Fishery
Chinook salmon are accidently caught in the nets as fishermen
target pollock. The Magnuson-Stevens Act defines bycatch as fish that
are harvested in a fishery that are not sold or kept for personal use.
Therefore, Chinook salmon caught in the pollock fishery are considered
bycatch under the Magnuson-Stevens Act, the FMP, and NMFS regulations
at 50 CFR part 679. Bycatch of any species, including discard or other
mortality caused by fishing, is a concern of the Council and NMFS.
National Standard 9 of the Magnuson-Stevens Act requires the Council to
select, and NMFS to implement, conservation and management measures
that, to the extent practicable, minimize bycatch and bycatch
mortality.
Culturally and economically valuable species like Chinook salmon,
which are fully allocated and, in some cases, facing conservation
concerns, are classified as prohibited species in the groundfish
fisheries off Alaska under the FMP. The prohibited species are Chinook
salmon, all other species of salmon (a category called ``non-Chinook
salmon''), steelhead trout, Pacific halibut, king crab, Tanner crab,
and Pacific herring. Bycatch of prohibited species is highly regulated
and closely managed. The FMP requires that groundfish fishermen avoid
bycatch of prohibited species. Additionally, any salmon bycatch must
either be donated to the Prohibited Species Donation (PSD) Program
under Sec. 679.26, or returned to sea as soon as practicable, with
minimum injury, after an observer has determined the number of salmon
and collected any scientific data or biological samples.
The Bering Sea pollock fishery catches up to 95 percent of the
Chinook salmon taken incidentally as bycatch in the BSAI groundfish
fisheries. From 1992 through 2001, the average Chinook salmon bycatch
in the Bering Sea pollock fishery was 32,482 fish. Bycatch increased
substantially from 2002 through 2007, to an average of 74,067 Chinook
salmon per year. A historic high of approximately 122,000 Chinook
salmon were taken in the Bering Sea pollock fishery in 2007. However,
Chinook salmon bycatch has declined in recent years to 20,559 in 2008
and 12,414 in 2009. For the 2010 pollock A season, and the pollock B
season that opened on June 10, bycatch rates are comparable to the low
bycatch rates in 2009. The causes of the decline in Chinook salmon
bycatch in 2008, 2009, and 2010 are unknown. The decline is most likely
due to a combination of factors, including changes in abundance and
distribution of Chinook salmon and pollock, and changes in fleet
behavior to avoid salmon bycatch.
Chinook salmon bycatch also varies seasonally and by sector. In
most years, the majority of Chinook salmon bycatch occurs during the A
season. Since 2002, catcher vessels in the inshore sector typically
have caught the highest number of Chinook salmon and had the highest
bycatch rates by sector in both the A and B seasons. As discussed in
the EIS (see ADDRESSES), the variation in bycatch rates among sectors
and seasons is due, in part, to the different fishing practices and
patterns each sector uses to fully harvest their pollock allocations.
In years of historically high Chinook salmon bycatch in the Bering
Sea pollock fishery (2003 through 2007), the rate of Chinook salmon
bycatch averaged 52 Chinook salmon per 1,000 tons of pollock harvested.
With so few salmon relative to the large amount of pollock harvested,
Chinook salmon encounters are difficult to predict or avoid. Industry
agreements that require vessel-level cooperation to share information
about areas of high Chinook salmon encounter rates probably are the
best tool that the industry currently has to quickly identify areas of
high bycatch and to avoid fishing there. However, predicting these
encounter rates will continue to be difficult, primarily because of the
current lack of understanding of the biological and oceanographic
conditions that influence the distribution and abundance of salmon in
the areas where the pollock fishery occurs.
Chinook Salmon Stocks and Fisheries in Western Alaska
Chinook salmon taken in the pollock fishery originate from Alaska,
the Pacific Northwest, Canada, and Asian countries along the Pacific
Rim. Estimates vary, but more than half of the Chinook salmon bycatch
in the pollock fishery may be destined for western Alaska. Western
Alaska includes the Bristol Bay, Kuskokwim, Yukon, and Norton Sound
areas. In general, western Alaska Chinook salmon stocks declined
sharply in 2007 and remained depressed in 2008 and 2009. Chapter 5 of
the EIS provides additional information about Chinook salmon biology,
distribution, and stock assessments by river system or region (see
ADDRESSES). NMFS is expanding biological sampling to improve data on
the origins of salmon caught as bycatch in the pollock fishery.
Chinook salmon support subsistence, commercial, personal use, and
sport fisheries in their regions of origin. The
[[Page 53028]]
State of Alaska Board of Fisheries adopts regulations through a public
process to conserve fisheries resources and allocate them to the
various users. The State of Alaska Department of Fish and Game (ADF&G)
manages the salmon commercial, subsistence, sport, and personal use
fisheries. The first management priority is to meet spawning escapement
goals to sustain salmon resources for future generations. The next
priority is for subsistence use under both State and Federal law.
Chinook salmon serves as a primary subsistence food in some areas.
Subsistence fisheries management includes coordination with U.S.
Federal agencies where Federal rules apply under the Alaska National
Interest Lands Conservation Act, 16 U.S.C. 3101-3233.
In recent years of low Chinook salmon returns, the in-river harvest
of western Alaska Chinook salmon has been severely restricted and, in
some cases, river systems have not met escapement goals. Surplus fish
beyond escapement needs and subsistence use are made available for
other uses. Commercial fishing for Chinook salmon may provide the only
source of income for many people who live in remote villages. Chapter 3
of the RIR provides an overview of the importance of subsistence
harvests and commercial harvests (see ADDRESSES).
Current Management of Chinook Salmon Bycatch in the Bering Sea and
Aleutian Islands
Over the past 15 years, the Council and NMFS have implemented
several management measures to limit Chinook salmon bycatch in the BSAI
trawl fisheries. In 1995, NMFS implemented an annual PSC limit of
48,000 Chinook salmon and specific seasonal no-trawling zones in the
Chinook Salmon Savings Area that would close when the limits were
reached (60 FR 31215; November 29, 1995). In 2000, NMFS reduced the
Chinook Salmon Savings Area closure limit to 29,000 Chinook salmon,
redefined the Chinook Salmon Savings Area as two non-contiguous areas
of the BSAI (Area 1 in the AI subarea and Area 2 in the BS subarea),
and established new closure periods (65 FR 60587; October 12, 2000).
Chinook salmon bycatch management measures were most recently
revised under Amendments 84 to the FMP. The Council adopted Amendment
84 in October 2005 to address increases in Chinook and non-Chinook
salmon bycatch that were occurring despite PSC limits that triggered
closure of the Chinook and Chum Salmon Savings Areas.
Amendment 84 established in Federal regulations the salmon bycatch
intercooperative agreement (ICA), which allows vessels participating in
the Bering Sea pollock fishery to use their internal cooperative
structure to reduce Chinook and non-Chinook salmon bycatch using a
method called the voluntary rolling hotspot system (VRHS). Through the
VRHS, industry members provide each other real-time salmon bycatch
information so that they can avoid areas of high Chinook or non-Chinook
salmon bycatch rates. The VRHS was implemented voluntarily by the fleet
in 2002. Amendment 84 exempts vessels participating in the salmon
bycatch reduction ICA from salmon savings area closures, and revised
the Chum Salmon Savings Area closure to apply only to vessels directed
fishing for pollock, rather than to all vessels using trawl gear. The
exemptions to savings area closures for participants in the VRHS ICA
were implemented by NMFS in 2006 and 2007 through an exempted fishing
permit. Regulations implementing Amendment 84 were approved in 2007 (72
FR 61070; October 29, 2007), and NMFS approved the salmon bycatch
reduction VRHS ICA in January 2008. Amendment 84 requires that parties
to the ICA be AFA cooperatives and CDQ groups. All AFA cooperatives and
CDQ groups participate in the VRHS ICA.
Using a system specified in regulations, the VRHS ICA assigns
vessels in a cooperative to certain tiers, based on bycatch rates of
vessels in that cooperative relative to a base rate, and implements
large area closures for vessels in tiers associated with higher bycatch
rates. The VRHS ICA managers monitor salmon bycatch in the pollock
fisheries and announce area closures for areas with relatively high
salmon bycatch rates. Monitoring and enforcement are accomplished
through private contractual arrangements. The efficacy of voluntary
closures and bycatch reduction measures must be reported to the Council
annually.
While the annual reports suggest that the VRHS ICA has reduced
Chinook salmon bycatch rates compared to what they would have been
without the ICA, the highest historical Chinook salmon bycatch occurred
in 2007, when the ICA was in effect under an exempted fishing permit.
This high level of bycatch illustrated that, while the management
measures implemented under Amendment 84 provided the pollock fleet with
tools to reduce salmon bycatch, these measures contain no effective
upper limit on the amount of salmon bycatch that could occur in the
Bering Sea pollock fishery.
Bering Sea Chinook Salmon Bycatch Management
This final rule implements the provisions of Amendment 91, as
approved by NMFS. The preamble to the proposed rule (75 FR 14016; March
23, 2010) provides a full description of the provisions implemented
with this final rule and the justification for them. In summary, this
final rule establishes two Chinook salmon PSC limits (60,000 Chinook
salmon and 47,591 Chinook salmon) for the Bering Sea pollock fishery.
For each PSC limit, NMFS will issue A season and B season Chinook
salmon PSC allocations to the catcher/processor sector, the mothership
sector, the inshore cooperatives, and the CDQ groups. Chinook salmon
allocations remaining from the A season can be used in the B season
(``rollover''). Entities can transfer PSC allocations within a season
and can also receive transfers of Chinook salmon PSC to cover overages
(``post-delivery transfers'').
NMFS will issue transferable allocations of the 60,000 Chinook
salmon PSC limit to those sectors that participate in an incentive plan
agreement (IPA) and remain in compliance with the performance standard.
Sector and cooperative allocations would be reduced if members of the
sector or cooperative decided not to participate in an IPA. Vessels and
CDQ groups that do not participate in an IPA would fish under a
restricted opt-out allocation of Chinook salmon. If a whole sector does
not participate in an IPA, all members of that sector would fish under
the opt-out allocation.
The IPA component is an innovative approach for fishery
participants to design industry agreements with incentives for each
vessel to avoid Chinook salmon bycatch at all times and thus reduce
bycatch below the PSC limits. This final rule establishes performance-
based requirements for the IPAs. To ensure participants develop
effective IPAs, this final rule requires that participants submit
annual reports to the Council that evaluate whether the IPA is
effective at providing incentives for vessels to avoid Chinook salmon
at all times while fishing for pollock.
The sector-level performance standard ensures that the IPA is
effective and that sectors cannot fully harvest the Chinook salmon PSC
allocations under the 60,000 Chinook salmon PSC limit in most years.
Each year, each sector will be issued an annual threshold amount that
represents that sector's portion of 47,591 Chinook salmon. For a sector
to continue to receive Chinook salmon
[[Page 53029]]
PSC allocations under the 60,000 Chinook salmon PSC limit, that sector
must not exceed its annual threshold amount 3 times within 7
consecutive years. If a sector fails this performance standard, it will
permanently be allocated a portion of the 47,591 Chinook salmon PSC
limit.
NMFS will issue transferable allocations of the 47,591 Chinook
salmon PSC limit to all sectors, cooperatives, and CDQ groups if no IPA
is approved, or to the sectors that exceed the performance standard.
Transferability of PSC allocations is expected to mitigate the
variation in the encounter rates of Chinook salmon bycatch among
sectors, CDQ groups, and cooperatives in a given season by allowing
eligible participants to obtain a larger portion of the PSC limit in
order to harvest their pollock allocation or to transfer surplus
allocation to other entities. When a PSC allocation is reached, the
affected sector, inshore cooperative, or CDQ group would have to stop
fishing for pollock for the remainder of the season even if its pollock
allocation had not been fully harvested.
This final rule also removes from regulations the 29,000 Chinook
salmon PSC limit in the Bering Sea, the Chinook Salmon Savings Areas in
the Bering Sea, exemption from Chinook Salmon Savings Area closures for
participants in the VRHS ICA, and Chinook salmon as a component of the
VRHS ICA. This final rule does not change any regulations affecting the
management of Chinook salmon in the Aleutian Islands or non-Chinook
salmon in the BSAI. The Council is currently considering a separate
action to modify the non-Chinook salmon management measures to minimize
non-Chinook salmon bycatch.
Summary of Regulation Changes in Response to Public Comments
This section provides a summary of the substantive changes made to
the final rule in response to public comments. Section 304(b)(3) of the
Magnuson-Stevens Act requires NMFS to consult with the Council before
making any revisions to proposed regulations and to publish in the
Federal Register an explanation of any differences between proposed and
final regulations. At its June 2010 meeting, NMFS consulted with the
Council on the revisions to the proposed rule to improve the
implementing regulations and respond to public comments. All of the
specific regulation changes, and the reasons for making these changes,
are contained under Response to Comments, below.
Recordkeeping and Reporting
NMFS changed the time limit in the final rule for operators of
catcher/processors, catcher vessels delivering to motherships, and
motherships to record the CDQ group number in the paper or electronic
logbooks to within 2 hours after completion of weighing on the scale
all catch in the haul. NMFS is preparing a separate proposed rule to
revise and standardize reporting time limits to address the time limit
for recording scale weights of each haul and other required information
because these requirements affect more vessels than those regulated
under Amendment 91. These additional revisions are expected to be
effective by January, 2011.
Bering Sea Pollock Offload Monitoring
NMFS modified the final rule to (1) allow a catcher vessel to begin
a new trip before the salmon census and sampling are complete from the
vessel's prior trip and (2) clarify that a shoreside or stationary
processor must give the observer the opportunity to complete the count
of salmon and collect biological samples before sorting a new pollock
offload. In 2011, NMFS' observer sampling policy and observer duties
for the Bering Sea pollock fishery will be modified for monitoring
offloads at shoreside processors and stationary floating processors.
The plant observer on duty will be tasked with monitoring each offload
for proper salmon sorting, verifying the count of salmon, and
collecting biological samples and scientific data.
Catch Monitoring and Control Plan (CMCP) Requirements
NMFS has modified the final rule to clarify that the observation
area and the observer work station may be located in separate areas,
while also requiring the observer work station be adjacent to the
location where the observer counts all salmon and collects scientific
data or biological information. NMFS also modified the final rule to
require that all salmon be stored in a ``salmon storage container.''
The observation area must now provide a clear, unobstructed view of the
salmon storage container to ensure no salmon of any species are removed
without the observer's knowledge. NMFS made these changes to the final
rule to give processors more flexibility to achieve the goals of
allowing an observer to monitor all the sorting of salmon as well as
verify the count of the salmon.
Adjustments to the Performance Standard's Annual Threshold Amount
NMFS changed the final rule to subtract a vessel's opt-out
allocation from a sector's annual threshold amount in a method similar
to the Council's recommended method for determining the sector
allocation under the 60,000 Chinook salmon PSC limit.
Entities for the Catcher/Processor and Mothership Sectors
To improve the implementation of sector entities, NMFS modified the
final rule to clarify that: (1) NMFS will authorize only one entity to
represent the catcher/processor sector and only one entity to represent
mothership sector; (2) under the 60,000 Chinook salmon PSC limit, the
entity for each sector has to represent all IPA participating vessel
owners in that sector; and (3) vessel owners in the catcher/processor
sector and mothership sector must be a member of the sector entity to
join an IPA. NMFS changed the deadline for the entity application from
November 1 to October 1, to coincide with the deadline for the IPA
application, and added a December 1 deadline for the entity
representative to make changes to the vessels that are members of the
entity. NMFS also changed the regulations to clarify that an entity
representative may sign more than one IPA on behalf of the vessel
owners participating in that IPA.
Joint and Several Liability
NMFS removed joint and several liability provisions for
cooperatives and the entities representing the catcher/processor sector
and mothership sector. In the proposed rule, these provisions created
some confusion and they are unnecessary because NOAA has independent
authority to exercise its discretion to seek to impose joint liability
if the evidence supports doing so.
Post-Delivery Transfers
NMFS changed the final rule to clarify that a vessel is prohibited
from fishing for an entity that has exceeded its Chinook salmon PSC
allocation.
Incentive Plan Agreements
NMFS changed the final rule to: (1) Modify the minimum
participation requirement for an IPA to clarify that parties to an IPA
must collectively represent at least 9 percent of the Bering Sea
pollock quota; (2) modify the IPA requirement to better reflect the
Council motion that says that an IPA must describe incentives for each
vessel to avoid Chinook salmon bycatch under any condition of pollock
and Chinook
[[Page 53030]]
salmon abundance in all years; (3) change the deadline for amendments
to the IPA list of participants from November 1 to December 1 to
provide vessel owners more time to join an IPA; and (4) clarify the
regulatory language for an amendment to an IPA.
To clarify a CDQ group's participation in one or more approved
IPAs, NMFS added a requirement in the final rule that, for a CDQ group
to be a member of an IPA, the CDQ group must list each vessel
harvesting pollock CDQ on behalf of that CDQ group in the IPA.
Electronic Monitoring
NMFS removed the proposed rule's requirement that the video monitor
display the ``activities within the tank,'' and clarified in the final
rule that the purpose of the video monitor is to enable the observer to
view any area where crew could sort salmon and view the salmon
contained in the storage container. Also, for clarity and consistency,
NMFS revised the final rule to allow NMFS staff or other authorized
personnel, including observers, the ability to view any video footage
from earlier in the trip.
Tables 47a, 47b, 47c, and 47d to Part 679
In the final rule, NMFS changed column G in Tables 47a, 47b, and
47c and column E in Table 47d to show each vessel's annual amount of
Chinook salmon for the opt-out allocation that will be deducted from
the sector's annual threshold amount for the performance standard if a
vessel opts-out of an IPA. NMFS also modified the percent of the
inshore sector's pollock allocation in column D of Table 47c to include
four decimal places.
Additional Changes From the Proposed Rule
NMFS made the following changes from the proposed rule to the final
rule to clarify regulatory language or correct mistakes in the proposed
rule.
AFA Preliminary Report
In the final rule, NMFS corrects the proposed language at Sec.
679.61(f)(1) to retain the requirement for a preliminary AFA
cooperative report. The proposed rule anticipated the publication of
another rule that would have provided notice and an opportunity for
public comment to remove this AFA reporting requirement. Until such a
process is completed, NMFS cannot remove the regulations requiring a
preliminary report at Sec. 679.61(f)(1). Retaining the preliminary
report does not change the information collection burden on AFA
cooperatives; however, the final rule still changes the submission
deadline for the final annual AFA cooperative reports from February 1
to April 1 to coincide with the deadlines for a new Chinook salmon IPA
annual report and the non-Chinook salmon ICA annual report. Having the
same deadline for all three of these reports allows the Council to
discuss any of these annual reports at one time during its April
Council meeting. At its June 2010 meeting, the Council recommended that
NMFS pursue a proposed rule to remove the regulations requiring a
preliminary AFA report.
AI Chinook Salmon Allocation for the CDQ Program
NMFS corrected the proposed rule to retain allocations of the trawl
gear PSC limits to the CDQ Program as a prohibited species quota (PSQ)
reserve. The proposed rule, at Sec. 679.21(e)(3)(i)(A)(3)(i),
inadvertently eliminated the 7.5 percent apportionment of the PSC limit
for AI Chinook salmon set forth in paragraph (e)(1)(viii). This
correction is necessary to ensure that CDQ participants will be subject
to the AI salmon area closure based on the PSC limit established for
the CDQ sector by Amendment 82 to the BSAI FMP (70 FR 9856, March 1,
2005).
Response to Comments
Observer Issues
Comment 1: This action proposes two positive management actions:
increasing observer coverage to 100 percent and implementing the census
approach to catch accounting.
Response: NMFS agrees with this comment. This final rule will
improve the collection of Chinook salmon information by increasing
observer coverage to 100 percent for all vessels and shoreside
processing facilities, and by requiring a census of Chinook salmon in
every haul or fishing trip.
Comment 2: The majority of Alaskans depend on fish to feed
themselves. Yet salmon bycatch in the pollock fishery is uncertain and
unregulated. Solving this mystery starts with observing the pollock
fishery and international fishing boats.
Response: Amendment 91 regulates Chinook salmon bycatch in the
Bering Sea pollock fishery and will minimize Chinook salmon bycatch to
the extent practicable. Additionally, with the regulations implementing
Amendment 91, NMFS will increase observer coverage for all vessels and
shoreside processing facilities, and require a census of Chinook salmon
in every haul or fishing trip. This will greatly improve our
information on Chinook salmon bycatch in the pollock fishery.
International fishing boats are prevented from fishing in the U.S.
exclusive economic zone, and observing vessels fishing in international
waters is outside the scope of this action.
Comment 3: Under Amendment 91, observers on catcher vessels would
be performing a monitoring and compliance role. While we agree that it
is not necessary to require an observer with a level-two endorsement
for catcher vessels delivering to inshore plants, we do not recommend
specifying observer training level in the regulations. Doing so could
restrict future flexibility if the observer's role should change to
accommodate other needs.
Response: NMFS agrees and does not specify the observer training
levels for observers on catcher vessels in this final rule. Species
identification and sampling methodologies for the shoreside observers
are covered during the three week training course that all certified
observers receive. Observers with a level-two endorsement, as defined
at Sec. 679.50(j)(1)(v)(D), are trained in at-sea sample station
requirements, at-sea motion compensated scale testing, and observer
duties under the CDQ Program. Training for level-two observers does not
include new duties for shoreside vessel and plant observers under
Amendment 91.
Comment 4: The inshore sector represents approximately 76 percent
of the pollock catcher vessels, assuming that each mothership services
eight harvesting vessels. The vast majority of catcher vessels have had
extremely lax observer coverage for several years. Over a dozen crew
members of the inshore fleet have commented that over the last decade
the salmon bycatch is under-reported by an average of 40 percent (range
of under-reporting was stated as between 20 and 70 percent).
Response: Under this final rule, every catcher vessel in the
inshore sector will have an observer onboard at all times. This is an
increase in observer coverage for catcher vessels less than 125 feet
length overall (LOA). Additionally, every salmon caught by each vessel
in the Bering Sea pollock fishery will be counted.
Comment 5: The monitoring and enforcement measures in the proposed
rule ensure that the appropriate conservation and management measures
are adequately applied to Chinook salmon bycatch.
Response: NMFS agrees. This final rule will improve the collection
of Chinook salmon information by increasing observer coverage for
vessels
[[Page 53031]]
and shoreside processing facilities, by requiring a census of Chinook
salmon in every haul or fishing trip, by requiring video monitoring to
assist observers aboard catcher/processors and motherships, and by
implementing electronic reporting by haul or delivery.
Comment 6: A third plant observer should not be considered as part
of Amendment 91 and is not necessary because the two full-time
observers currently available at each inshore plant plus the vessel
observer provide more than adequate coverage.
Response: NMFS agrees and neither the proposed rule nor the final
rule require a third plant observer. Under the final rule, one plant
observer is on duty for each delivery with the assistance of the vessel
observer. Together, two observers can meet the assigned duties of
monitoring proper sorting of salmon, verifying salmon counts, and
collecting scientific data and biological samples. Shoreside processors
may voluntarily obtain a third plant observer. However, the duties of a
third observer would be no different than those currently required of
plant observers.
Comment 7: The proposed rule inaccurately assumes that observers
can add salmon census duties to their other responsibilities and still
accomplish their other work. Currently, observers are assigned a
variety of data collection projects that support scientists and
managers. To accomplish the goals of the proposed census system, an
additional person dedicated to the oversight of salmon sorting may be
necessary. Otherwise, the observer is dedicated to Amendment 91
responsibilities, and other data collection would have to be greatly
reduced or eliminated altogether.
Response: NMFS recognizes that observer duties may need to change
to allow observers to complete salmon monitoring as outlined in this
final rule. The Fisheries Monitoring and Analysis (FMA) Division of the
Alaska Fisheries Science Center makes policy decisions about the tasks
an observer performs, informed by regulation and management necessity.
As is customary for each new regulation and calendar year, the FMA
Division may require duties performed in 2010 be added or removed for
2011. Under the FMA Division observer sampling policy for 2011,
observer duties will be adjusted to allow for the monitoring of pollock
offloads at shoreside processors and stationary floating processors.
The FMA Division determines the specific observer duties necessary to
ensure the proper data is collected while recognizing the limitations
on the observer's time and energy.
Observers aboard catcher/processors and motherships will still
complete their normal sampling duties. Observers have routinely
reported the number of salmon collected during a haul. The
responsibility for ensuring that all salmon are removed from the catch
and counted will fall upon the vessel with the observer providing third
party verification. The use of electronic monitoring systems will
supplement the observer's ability to monitor proper sorting and ensure
that no salmon are removed from the storage container until an observer
has had the opportunity to verify the count and collect scientific data
and biological samples on a haul by haul basis.
Comment 8: The proposed rule is written such that the burden of
ensuring that all salmon are collected, enumerated, and identified to
species appears to fall on the observer. A census can be accomplished,
but it requires shifting the responsibility for sorting and identifying
salmon bycatch from the observer to the vessel and processing plant
crews. The regulations should require the vessel or processing plant
crew to sort all salmon and separate salmon by species. Observers
should only be responsible for independently tallying the salmon and
verifying species, gathering biological samples, and transmitting data
as directed by NMFS. Furthermore, placing such onus on the vessel or
processing plant crew would allow for fewer disruptions to fishing
operations.
This system already exists under Sec. 679.21(c), prohibited
species bycatch management, and through the observers sampling
protocols established by the FMA Division. The regulations at Sec.
679.21(c) direct vessels to sort all salmon bycatch into bins and
separate by haul until the number of salmon can be determined by the
observer. Observers estimate these salmon counts are approximately 95
percent accurate.
Response: NMFS disagrees that the regulations place the burden on
the observer to ensure that all salmon are collected, enumerated, and
identified to species. The observer provides third party verification
and reports salmon bycatch. The FMA Division has historically tasked
observers to collect information that sometimes parallels industry
reporting requirements; this role remains the same under this final
rule.
For the inshore sector, the final rule, at Sec. 679.21(c)(2)(i)
and (iii), is clear that the responsibility for ensuring all salmon are
sorted, stored, and accounted properly falls upon the vessel operator
or shoreside processor. Additionally, Sec. 679.5(e)(5)(i)(C)(3)
requires shoreside processors and stationary floating processors to
report salmon numbers by species for each landing. The final rule, at
Sec. 679.5(f)(1)(vii), requires all catcher/processors and motherships
to report the salmon numbers by species for each haul.
Comment 9: NMFS should consider the 100 percent observer
requirement on the previously unobserved segment of the pollock fleet
as an opportunity to research claims by other unobserved sectors with
similarly configured vessels regarding cost, practicality, and
convenience.
Response: The AFA catcher vessels that will be subject to increased
observer coverage under this final rule are not members of a previously
unobserved segment of the pollock fleet. All of the vessels that will
be subject to 100 percent observer coverage currently are subject to 30
percent observer coverage, so they already carry observers during part
of the year. Therefore, NMFS already has information about the costs,
practicality, and convenience of carrying observers on these vessels.
NMFS needs information about cost and practicality of carrying
observers on vessels less than 60 feet LOA that are not required to
carry any observers under current regulations. However, there are no
active fishing vessels of this size class in the Bering Sea pollock
fishery.
Comment 10: The proposed rule would stop all sorting and processing
when the observer cannot be present. This inaccurately assumes that the
observer is present during all sorting periods. Observers on at-sea
processors must complete a myriad of activities that may require them
to move to other parts of the vessel. Similarly, on some catcher
vessels hauls are sorted on a level below the trawl deck; therefore,
crew can be on deck dumping the bag, while the observer is below
sorting the catch. Observers are also required to take breaks.
Response: NMFS disagrees that the regulations would stop all
sorting and processing when the observer cannot be present, and has
made no changes to the final rule in response to this comment. Although
the observer must verify that a census of all salmon is conducted,
observers aboard catcher/processors and motherships are not required to
conduct the census. Under the final rule, at Sec. 679.21(c)(2)(i), the
vessel operator is responsible for ensuring that all salmon are sorted,
stored, and counted by species. Therefore, the regulations do not
require that sorting and processing must halt if an observer is not
present or is completing other duties. Instead,
[[Page 53032]]
the final rule, at Sec. 679.28(j), requires an electronic monitoring
system to enable observers to review sorting they may have not been
able to witness. Sorting is required to stop only if the salmon storage
container is full; see Sec. 679.21(c)(2)(i)(B). This will allow the
observer to clearly delineate salmon that have been sampled from those
that have not been sampled and counted.
For catcher vessels, no salmon may be removed or discarded at sea
and all salmon must be delivered to a shoreside processor; see Sec.
679.7(d)(7)(E) and Sec. 679.21(c)(2)(ii)(B). Additionally, catcher
vessels that have the ability to sort below deck do not have many
opportunities to sort out salmon while the codend is being dumped. NMFS
acknowledges that there may be a small opportunity to remove salmon
while the codend is being dumped; however, these vessels would be in
violation of the requirement to retain all salmon.
Comment 11: The final rule should require vessels to assign and
maintain a salmon sorter at the sorting belt throughout the processing
of a haul. Such a salmon sorter should also be required to identify and
sort salmon by species into designated bins that can be easily
monitored by the observer.
Response: The final rule, at Sec. 679.21(c)(3), requires the
operators of vessels and the managers of shoreside or stationary
floating processors to designate, and identify to the observer, a crew
person or employee responsible for ensuring all sorting, retention, and
storage of salmon occurs in accordance with the regulations at Sec.
679.21(c)(2). However, the regulations do not require vessel operators
and shoreside or stationary floating processor managers to sort salmon
by species. Due to the variety of vessel and shoreside configurations,
adding the necessary space required for sorting salmon by species may
be impractical for some operations. Vessel operators or processors may
choose to separate salmon by species in order to expedite the
verification of the salmon count and the collection of biological
samples or scientific data.
Comment 12: Vessel operators participating in an IPA are
responsible to track their own salmon counts throughout each season.
Therefore, it is unnecessary to structure regulations regarding the
observation and count of salmon that are directly tied to the vessel
observer.
Response: NMFS agrees that vessel operators, cooperative managers,
and managers of shoreside processing facilities are responsible for
ensuring proper sorting, counting, and identification of salmon.
However, NMFS disagrees that it is unnecessary to structure regulations
regarding the observation and count of salmon that are directly tied to
the vessel observer. Observations reported by the NMFS observers will
serve as independent third party information to verify whether the
counts and identification of salmon reported by industry are correct
and accurate. Regulations are necessary to ensure the observer has
unobstructed access to these fish in such a way that the data can be
reliably collected and reported.
Comment 13: The proposed rule, at Sec. 679.7(k)(8)(iii), prohibits
the operator of a catcher vessel from starting a new fishing trip for
pollock in the Bering Sea if the observer assigned to the catcher
vessel for the next fishing trip has not completed counting the salmon
and collecting scientific data or biological samples from the previous
delivery by that vessel. Similarly, Sec. 679.21(c)(2)(ii)(C) requires
that before the vessel can begin a new fishing trip, the observer
assigned to that vessel for the next fishing trip must be given the
opportunity to complete the count of salmon and collect scientific data
or biological samples from the previous delivery. These provisions
contradict language in the preamble (pages 14029 and 14030) that a
vessel may begin a new trip before the salmon census and sampling are
complete for the vessel's prior trip so long as the vessel leaves with
a different observer than it carried on the prior trip.
These provisions are overly prescriptive, would increase costs to
participants while reducing flexibility, and would require contractors
to maintain a large pool of observers onshore to ensure that catcher
vessels could start a new fishing trip prior to the observer completing
their duties. And, it should not be the responsibility of the observer
assigned to the catcher vessel for the next trip to collect the data
from the previous trip. These responsibilities should be shared by the
vessel and plant observers. The final rule should require only that no
catcher vessel may start a new fishing trip unless it has an observer
onboard. Which observer the vessel carries and whether a vessel or
plant observer completes the salmon census and all sampling for a prior
delivery should not matter. In light of additional observer coverage
and changing duties involved in Chinook salmon bycatch accounting, a
more flexible approach to duty assignment is necessary.
Response: NMFS agrees and for the reasons set forth by the
commenter, it has modified the final rule to (1) allow a catcher vessel
to begin a new trip before the salmon census and sampling are complete
from the vessel's prior trip, and (2) clarify that a shoreside or
stationary processor must give the observer the opportunity to complete
the count of salmon and collect biological samples before sorting a new
pollock offload.
NMFS removed the restriction on a vessel's ability to begin a new
trip, at Sec. 679.21(c)(2)(ii)(C) of the proposed rule. Instead, NMFS
revised the prohibition at Sec. 679.7(d)(8)(ii)(C)(6) to clarify that
a shoreside or stationary floating processor cannot begin sorting a
pollock CDQ offload before the observer has completed the count of
salmon and the collection of scientific data or biological samples.
Similarly, NMFS revised Sec. 679.7(k)(8)(iii) to prohibit shoreside
processors and stationary floating processors from sorting the next
pollock offload until the observer has completed duties related to a
previous pollock offload. Moreover, NMFS added Sec.
679.21(c)(2)(iii)(F) to the final rule to prevent a shoreside or
stationary floating processor from beginning the next pollock offload
until the observer has notified the plant operator that opportunity has
been provided to complete the count of salmon and collect scientific
data or biological samples.
Comment 14: The proposed rule, at Sec. 679.21(c)(2)(iii)(D),
requires that the vessel offload and sorting must cease in the event
salmon are too numerous to be contained in the observation area and the
observer must be given the opportunity to count the salmon in the
observation area and collect scientific data or biological samples. In
addition, the proposed rule, at Sec. 679.28(g)(7)(vii)(F), requires
that the observation area must contain an area designated to store
salmon. However, there may not be enough room to contain all salmon
within sight of the observer at all times. The final rule should allow
the salmon to be removed, in the presence of the observer, once salmon
have been counted and sampled. Moreover, vessels should be allowed to
resume offloading and sorting as soon as space becomes available in the
observation area.
Response: NMFS agrees and has revised the final rule to clarify
that, at any point during the offload, if salmon are too numerous to be
contained in the salmon storage container, the sorting of the offload
must cease and the observer must be allowed to count all the salmon and
collect scientific data and biological samples adjacent to the observer
work station. Once these duties have been completed, the salmon may be
removed
[[Page 53033]]
in the presence of the observer and the sorting of the offload may
continue.
NMFS made the following changes in the final rule to give
processors more flexibility to achieve the goals of allowing an
observer to monitor all the sorting of salmon and verify the count of
salmon. These changes are necessary because processing facilities vary
greatly in the methods used to sort and weigh fish.
In response to comments that the observation area may not provide
enough space to hold the salmon storage area, NMFS revised the final
rule at Sec. 679.21(c)(2)(iii)(C), (D), and (E) by removing the
requirement to store and count salmon in the observation area. Instead,
the final rule requires salmon to be stored in a ``salmon storage
container.'' No additional revisions are needed because the final rule,
at Sec. 679.21(c)(2)(iii)(D), allows shoreside processors or
stationary processors to remove the salmon from the storage container
if the salmon become too numerous to contain in this location.
NMFS added a requirement, at Sec. 679.28(g)(7)(vi)(C), that the
observation area must provide a clear, unobstructed view of the salmon
storage container to ensure no salmon of any species are removed
without the observer's knowledge.
NMFS revised paragraph Sec. 679.28(g)(7)(vii) to allow for the
observation area and the observer work station to be in separate
locations, while also requiring the observer work station be adjacent
to the location where the observer counts all salmon and collects
scientific data or biological information.
Last, NMFS revised the regulations at Sec. 679.28(g)(7)(x)(F) to
clarify that the CMCP requirement to include the location of the salmon
storage container is only for shoreside or stationary floating
processors taking pollock deliveries.
Comment 15: Revise sections Sec. 679.21(c)(2)(iii)(D) and (E) to
refer to ``an observer'' rather than ``the observer.'' Using ``the
observer'' implies that the required functions would always be done by
the catcher vessel observer, which is illogical because an offload
could take up to 24 hours. Using ``an observer'' would add flexibility
for program participants and more accurately reflect the current shared
responsibilities of vessel and plant observers when a catcher vessel
delivers to a shoreside or stationary floating processor.
Response: NMFS disagrees and has made no changes to the final rule
in response to this comment. The final rule, at Sec.
679.21(c)(2)(iii)(D) and (E), uses the phrase ``the observer'' to refer
to either the plant or the vessel observer, and does not designate
which observer will be tasked with monitoring the offload. No changes
are required to the regulations because either observer may perform
these duties.
The FMA Division makes policy decisions about the tasks an observer
performs. In the past, vessel observers monitored offloads of shoreside
pollock deliveries. Beginning in 2011, observer program policy will
place the primary responsibility for monitoring the proper sorting of
salmon, verifying the count of salmon, and collecting scientific data
and biological samples upon the observers stationed at the processing
facility. The vessel observer may provide the plant observer breaks or
other assistance as needed during the offload.
Comment 16: The proposed rule, at Sec. 679.21(c)(2)(i)(D) and
Sec. 679.21(c)(2)(iii)(B), requires that that no salmon pass the
observer sample collection point, or no salmon pass from the last point
where sorting of fish occurs into the factory area of a processing
plant. These requirements are unreasonable as it is inevitable that
salmon occasionally pass beyond the sorting area because salmon can be
difficult to identify in the large volume of pollock. This could occur
even when every effort is made to identify and separate salmon out at
the observer sample collection point and/or sorting area. Rather than
penalize a plant operator, the regulations should provide the
flexibility for salmon identified at any point in the process to be
counted and sampled without penalty.
Response: NMFS disagrees and has made no changes to the final rule
in response to this comment. As identified in the EIS on page 65,
Chinook salmon PSC allocations may create strong economic incentives to
misreport salmon bycatch because each salmon counted against Chinook
salmon PSC allocation could ultimately constrain the full harvest of a
sector's, cooperative's, or CDQ group's pollock allocation. The factory
areas of processing plants are large and complex. Preventing observers
from seeing Chinook salmon that enter the factory would not be
difficult. In order for PSC limits to be effective, NMFS needs to
ensure that there is a credible salmon bycatch monitoring system in
place at shoreside processing plants. This would ensure that observers
have access to all salmon, prior to the fish being conveyed into the
factory. NMFS acknowledges that the reduction in the flow of fish
through the initial catch sorting area could slow pollock processing,
since fish would enter the factory at a slower rate. Additional sorting
crew may also be needed in the catch sorting area during times when
salmon bycatch is high or small salmon are present.
Recordkeeping and Reporting
Comment 17: Current regulations require operators of trawl catcher/
processors to record the scale weight for the haul and the CDQ group
number within 2 hours after completion of gear retrieval. However, it
is unlikely that all of the catch from a haul will be weighed within 2
hours of gear retrieval. Pollock often are held in tanks before
weighing and processing for hours after the gear is retrieved. In
addition, vessel operators and CDQ group representatives want to know
the weight of the haul and the number of Chinook salmon in the haul
before deciding whether to assign the haul to the CDQ group. The time
limit for recording scale weight and CDQ group number should be changed
to within 2 hours after the completion of weighing of the catch from
the haul. This solution provides adequate time for the crew to safely
move the fish across the scale without putting unnecessary pressure on
the observer to monitor the haul and complete their other duties faster
than they reasonably can. It also ensures that the vessel operator
enters the haul data with minimal delay for the benefit of other
vessels in their sector that depend on that data to avoid hot spots and
to manage under the PSC allocation and performance standard.
Response: NMFS agrees and has modified the final rule, at Sec.
679.5, to change the time limit for recording the CDQ group number in
the logbooks, for the reasons described in the comment.
Proper accounting of pollock catch and salmon bycatch to an AFA
sector, inshore cooperative, or CDQ group requires identification of
whether a haul by a catcher/processor or a delivery by a catcher vessel
to either a mothership, shoreside processor, or stationary floating
processor is assigned to a specific CDQ group. If no CDQ group is
identified with the haul or delivery, that pollock, associated salmon
bycatch, and other catch in the haul or delivery is attributed to the
sector or inshore cooperative to which the vessel or processor belongs.
For catcher/processors and motherships, observer data is used to
determine the weight of pollock and number of salmon associated with
the haul or delivery, and the CDQ group number must be properly
identified in the observer data at the time the data is transmitted by
the observer from the vessel to NMFS. The primary and official source
of the CDQ group number for the observer is the
[[Page 53034]]
vessel logbook. Observers also record and transmit the total weight of
each haul or delivery from the scale onboard the vessel. Although the
scale weight of each haul or delivery also is required to be recorded
in the vessel logbook, observers can obtain this information directly
from the scale and do not need to rely on the vessel logbooks as the
only source of data for scale weights.
Under current regulations, operators of catcher vessels and
catcher/processors using any gear type and the operators of motherships
are required to record the CDQ group number in their logbooks within 2
hours after the completion of gear retrieval. This requirement has
existed for logbooks for many years so that vessel operators can
document whether catch in a haul or set is occurring in CDQ or non-CDQ
fisheries. The primary reasons for requiring the vessel operators to
indicate in their logbooks that they were fishing on behalf of a CDQ
group are: (1) To document why a vessel may be directed fishing for a
groundfish species when the non-CDQ fisheries for that species were
closed; (2) to record production and retained catch separately in the
CDQ and non-CDQ fisheries for purposes of calculating maximum
retainable amounts of groundfish not open for directed fishing; and (3)
to provide information for proper accounting of catch to allocated
quotas.
The requirement to record both the scale weight of the haul and the
CDQ group number within 2 hours of completion of gear retrieval applies
to daily cumulative production logbooks (DCPLs) for catcher/processors
using trawl gear under regulations at Sec. 679.5(c)(4)(ii)(B).
However, as described in the proposed rule, under Amendment 91 AFA
catcher/processors or any catcher/processor harvesting pollock CDQ will
no longer be filling out DCPLs (the paper logbooks). Vessel operators
are required to record all information previously required in the DCPL
in an electronic logbook (ELB). This final rule adds text to the
introductory paragraph of the trawl catcher/processor DCPL requirements
to clarify that the operators of AFA catcher/processors or any catcher/
processor harvesting pollock CDQ are required to use an ELB and no
longer report using a DCPL.
Regulations at Sec. 679.5(f)(2)(iii)(B)(1) require that vessel
operators using an ELB must ``Record the haul number or set number,
time and date gear set, time and date gear hauled, begin and end
position, CDQ group number (if applicable), and hail weight for each
haul or set within 2 hours after completion of gear retrieval.'' Hail
weight is the vessel operator's estimate of the total weight of the
haul. Although current ELB regulations require the vessel operator to
enter all data currently required for the DCPLs, the ELB time limits
currently do not include the same requirement that applies to the DCPL
that operators of catcher/processors required to weigh catch on a scale
approved by NMFS must record the scale weight of the haul. In addition,
although the ELB time limits list the information that must be recorded
within 2 hours after completion of gear retrieval, they do not include
the additional DCPL time limit to record all other required information
by noon of the day following completion of production. NMFS revised the
final rule to require operators of catcher/processors to report, in the
ELBs, the CDQ group number within 2 hours after completion of weighing
all of the catch in the haul on the scale.
NMFS is preparing a separate proposed rule to revise and
standardize time limits in Sec. 679.5 for daily fishing logbooks
(DFLs), DCPLs, and ELBs and will address the time limit for recording
the scale weight of each haul and all other required information in
this separate rulemaking because these requirements affect more than
the vessels regulated under Amendment 91. This separate rulemaking is
expected to be effective by January 1, 2011. However, until these
revisions are made, operators of catcher/processors fishing under
Amendment 91 are not required to record scale weights of each haul in
the ELB within 2 hours of completion of gear retrieval.
NMFS changed the final rule to add a requirement that the operator
of the vessel must provide the information recorded in the ELB to the
observer or an authorized officer upon request at any time after the
specified deadlines and before the ELB logsheet is printed. This
requirement is needed because the CDQ group number is required to be
recorded in the ELB within 2 hours after weighing of the catch, but the
vessel operator is only required to print a copy of the ELB logsheet
for the observer's use by noon each day to record the previous day's
EL