Wisconsin Disaster # WI-00024, 51294-51295 [2010-20622]
Download as PDF
51294
Federal Register / Vol. 75, No. 160 / Thursday, August 19, 2010 / Notices
Economic Injury (EIDL) Loan
Application Deadline Date: 05/10/2011.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
08/10/2010, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Atchison, Brown,
Butler, Chase, Clay, Cloud,
Comanche, Doniphan, Ellis, Franklin,
Greenwood, Harvey, Jewell, Kiowa,
Lyon, Marion, Marshall, Miami,
Mitchell, Morris, Norton, Osage,
Osborne, Pawnee, Phillips,
Pottawatomie, Republic, Riley, Rooks,
Rush, Smith, Wabaunsee,
Washington, Woodson.
The Interest Rates are:
Percent
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere .....
Non-Profit Organizations Without
Credit Available Elsewhere .....
For Economic Injury:
Non-Profit Organizations Without
Credit Available Elsewhere .....
3.625
3.000
3.000
The number assigned to this disaster
for physical damage is 12272B and for
economic injury is 12273B.
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2010–20620 Filed 8–18–10; 8:45 am]
emcdonald on DSK2BSOYB1PROD with NOTICES
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #12270 and #12271]
Puerto Rico Disaster # PR–00010
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
VerDate Mar<15>2010
17:05 Aug 18, 2010
This is a notice of an
Administrative declaration of a disaster
for the Commonwealth of PUERTO
RICO dated 08/11/2010.
Incident: Severe Rains and Flooding.
Incident Period: 07/19/2010 through
07/23/2010.
DATES: Effective Date: 08/11/2010.
Physical Loan Application Deadline
Date: 10/12/2010.
Economic Injury (EIDL) Loan
Application Deadline Date: 05/11/2011.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
Administrator’s disaster declaration,
applications for disaster loans may be
filed at the address listed above or other
locally announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Municipalities: Ceiba, Fajardo,
Las Piedras.
Contiguous Municipalities:
Puerto Rico: Canovanas, Humacao,
Juncos, Luquillo, Naguabo, Rio
Grande, San Lorenzo, Yabucoa.
The Interest Rates are:
SUMMARY:
Jkt 220001
For Physical Damage:
Homeowners With Credit Available Elsewhere ........................
Homeowners
Without
Credit
Available Elsewhere ................
Businesses With Credit Available
Elsewhere ................................
Businesses Without Credit Available Elsewhere ........................
Non-Profit Organizations With
Credit Available Elsewhere .....
Non-Profit Organizations Without
Credit Available Elsewhere .....
For Economic Injury:
Businesses & Small Agricultural
Cooperatives Without Credit
Available Elsewhere ................
Non-Profit Organizations Without
Credit Available Elsewhere .....
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008).
Frm 00057
Fmt 4703
Sfmt 4703
[FR Doc. 2010–20624 Filed 8–18–10; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #12274 and #12275]
Wisconsin Disaster # WI–00024
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Wisconsin (FEMA—1933—
DR), dated 08/11/2010.
Incident: Severe Storms, Tornadoes,
and Flooding.
Incident Period: 07/20/2010 through
07/24/2010.
Effective Date: 08/11/2010.
Physical Loan Application Deadline
Date: 10/12/2010.
Economic Injury (EIDL) Loan
Application Deadline Date: 05/11/2011.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
Percent hereby given that as a result of the
President’s major disaster declaration on
08/11/2010, Private Non-Profit
organizations that provide essential
5.000
services of governmental nature may file
2.500 disaster loan applications at the address
listed above or other locally announced
6.000 locations.
The following areas have been
4.000 determined to be adversely affected by
the disaster:
3.625
Primary Counties: Grant, Milwaukee.
The Interest Rates are:
3.000
SUMMARY:
Percent
4.000
3.000
The number assigned to this disaster
for physical damage is 12270 6 and for
economic injury is 12271 0.
The Commonwealth which received
an EIDL Declaration # is Puerto Rico.
PO 00000
August 11, 2010.
Karen G. Mills,
Administrator.
For Physical Damage:
Non-Profit Organizations With
Credit Available Elsewhere .....
Non-Profit Organizations Without
Credit Available Elsewhere .....
For Economic Injury:
Non-Profit Organizations Without
Credit Available Elsewhere .....
3.625
3.000
3.000
The number assigned to this disaster
for physical damage is 12274B and for
economic injury is 12275B.
E:\FR\FM\19AUN1.SGM
19AUN1
Federal Register / Vol. 75, No. 160 / Thursday, August 19, 2010 / Notices
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster
Assistance.
[FR Doc. 2010–20622 Filed 8–18–10; 8:45 am]
BILLING CODE 8025–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–62716; File No. 10–198]
In the Matter of the Application of
BATS Y-Exchange, Inc. for
Registration as a National Securities
Exchange Findings, Opinion, and
Order of the Commission
August 13, 2010.
I. Introduction
On October 20, 2009, BATS YExchange, Inc. (‘‘BATS Y Exchange’’ or
‘‘Exchange’’) submitted to the Securities
and Exchange Commission
(‘‘Commission’’) a Form 1 application
(‘‘Form 1’’) under the Securities
Exchange Act of 1934 (‘‘Act’’), seeking
registration as a national securities
exchange pursuant to Section 6 of the
Act.1 Notice of the application was
published for comment in the Federal
Register on January 28, 2010.2 The
Commission received no comments
regarding the BATS Y Exchange Form 1.
On July 1, 2010, BATS Y Exchange
submitted Amendment No. 1 to its Form
1.3
1 15
U.S.C. 78f.
Securities Exchange Act Release No. 61400
(January 22, 2010), 75 FR 4595 (‘‘Notice’’).
3 In Amendment No. 1, the Exchange modified its
application by amending or adding the following
rules to align the proposed rules of BATS Y
Exchange with the rules of BATS Exchange, Inc.
(‘‘BATS Exchange’’) as of the date of the
Amendment, due to changes to BATS Exchange
rules filed with and approved by the Commission
or filed as immediately effective, as applicable,
since the Form 1 was filed: Table of Contents; Rule
1.6 (Procedures for Exemptions); Rule 2.5
Interpretation and Policy .02 (Continuing Education
Requirements); Rule 2.5 Interpretation and Policy
.03 (Registration Procedures); Rule 2.5
Interpretation and Policy .04 (Termination of
Employment); Rule 2.6(g) (Application Procedures
for Membership or to become an Associated person
of a Member); Rule 2.13 (Fidelity Bonds); Rule 3.22
(Gratuities); Rule 5.5 (Prevention of the Misuse of
Material, Non-Public Information); Rule 11.9(c)(12)
(Destination Specific Order); and Rule 12.13
(Trading Ahead of Research Reports). In addition,
the Exchange modified certain Exhibits to the Form
1 to: (1) Reflect minor changes to certain corporate
documents; (2) update the Exchange’s proposed
User’s manual and certain administrative
documents; (3) include a representation that the
Exchange’s parent corporation will make a capital
contribution into the Exchange’s capital account
and provide adequate funding of Exchange
operations; (4) update the list of anticipated
Exchange officers; (5) indicate that the Exchange
has executed a regulatory services agreement with
emcdonald on DSK2BSOYB1PROD with NOTICES
2 See
VerDate Mar<15>2010
17:05 Aug 18, 2010
Jkt 220001
II. Statutory Standards
Under Sections 6(b) and 19(a) of the
Act,4 the Commission shall by order
grant a registration as a national
securities exchange if it finds that the
exchange is so organized and has the
capacity to carry out the purposes of the
Act and can comply, and can enforce
compliance by its members and persons
associated with its members, with the
provisions of the Act, the rules and
regulations thereunder, and the rules of
the exchange.
As discussed in greater detail below,
the Commission finds that BATS Y
Exchange’s application for exchange
registration meets the requirements of
the Act and the rules and regulations
thereunder. Further, the Commission
finds that the proposed rules of BATS
Y Exchange are consistent with Section
6 of the Act in that, among other things,
they are designed to: (1) Assure fair
representation of an exchange’s
members in the selection of its directors
and administration of its affairs and
provide that, among other things, one or
more directors shall be representative of
investors and not be associated with the
exchange, or with a broker or dealer; (2)
prevent fraudulent and manipulative
acts and practices, promote just and
equitable principles of trade, foster
cooperation and coordination with
persons engaged in regulating, clearing,
settling, processing information with
respect to, and facilitating transactions
in securities, remove impediments to
and perfect the mechanisms of a free
and open market and a national market
system; and (3) protect investors and the
public interest. The Commission also
believes that the rules of BATS Y
Exchange are consistent with Section
11A of the Act.5 Finally, the
Commission finds that the proposed
rules of BATS Y Exchange do not
impose any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act.6
III. Discussion
A. Corporate Structure
BATS Y Exchange has applied to the
Commission to register as a national
the Financial Industry Regulatory Authority
(‘‘FINRA’’) to conduct various regulatory services on
behalf of the Exchange; and (6) indicate that the
Exchange intends to file with the Commission a
plan setting forth the allocation of certain regulatory
responsibilities between itself and FINRA pursuant
to Rule 17d–2 of the Act for Members of the
Exchange that are also members of FINRA. The
changes proposed in Amendment No. 1 either are
not material or are otherwise responsive to the
concerns of Commission staff.
4 15 U.S.C. 78f(b) and 78s(a).
5 15 U.S.C. 78k–1.
6 15 U.S.C. 78f(b)(8).
PO 00000
Frm 00058
Fmt 4703
Sfmt 4703
51295
securities exchange. BATS Global
Markets, Inc. (‘‘BATS Global Markets’’),
a Delaware corporation, will wholly
own BATS Y Exchange as well as (1)
BATS Exchange, a registered national
securities exchange, and (2) BATS
Trading, Inc. (‘‘BATS Trading’’), a
registered broker-dealer that currently
provides order routing services to BATS
Exchange, and would provide such
services to BATS Y Exchange.
1. Self-Regulatory Function of BATS Y
Exchange; Relationship Between BATS
Global Markets, Inc. and BATS Y
Exchange; Jurisdiction Over BATS
Global Markets, Inc.
Although BATS Global Markets will
not itself carry out regulatory functions,
its activities with respect to the
operation of BATS Y Exchange must be
consistent with, and not interfere with,
the Exchange’s self-regulatory
obligations. The proposed BATS Global
Markets corporate documents include
certain provisions that are designed to
maintain the independence of the
Exchange’s self-regulatory function from
BATS Global Markets, enable the
Exchange to operate in a manner that
complies with the federal securities
laws, including the objectives of
Sections 6(b) and 19(g) of the Act, and
facilitate the ability of the Exchange and
the Commission to fulfill their
regulatory and oversight obligations
under the Act.7
For example, BATS Global Markets
submits to the Commission’s
jurisdiction with respect to activities
relating to BATS Y Exchange,8 and
agrees to provide the Commission and
BATS Y Exchange with access to its
books and records that are related to the
operation or administration of BATS Y
Exchange.9 In addition, to the extent
they are related to the operation or
administration of BATS Y Exchange, the
books, records, premises, officers,
directors, agents, and employees of
BATS Global Markets shall be deemed
the books, records, premises, officers,
directors, agents, and employees of
BATS Y Exchange for purposes of, and
subject to oversight pursuant to, the
Act.10 BATS Global Markets also agrees
to keep confidential non-public
information relating to the self7 See BATS Global Markets proposed Amended
and Restated By-Laws Article XII and Article XIV,
Sections 14.01, 14.02, 14.03, 14.04, 14.05, and
14.06.
8 See BATS Global Markets proposed Amended
and Restated By-Laws Article XIV, Section 14.05.
9 See BATS Global Markets proposed Amended
and Restated By-Laws Article XIV, Section 14.03.
10 Id.
E:\FR\FM\19AUN1.SGM
19AUN1
Agencies
[Federal Register Volume 75, Number 160 (Thursday, August 19, 2010)]
[Notices]
[Pages 51294-51295]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-20622]
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration 12274 and 12275]
Wisconsin Disaster WI-00024
AGENCY: U.S. Small Business Administration.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This is a Notice of the Presidential declaration of a major
disaster for Public Assistance Only for the State of Wisconsin (FEMA--
1933--DR), dated 08/11/2010.
Incident: Severe Storms, Tornadoes, and Flooding.
Incident Period: 07/20/2010 through 07/24/2010.
Effective Date: 08/11/2010.
Physical Loan Application Deadline Date: 10/12/2010.
Economic Injury (EIDL) Loan Application Deadline Date: 05/11/2011.
ADDRESSES: Submit completed loan applications to: U.S. Small Business
Administration, Processing and Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster
Assistance, U.S. Small Business Administration, 409 3rd Street, SW.,
Suite 6050, Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of
the President's major disaster declaration on 08/11/2010, Private Non-
Profit organizations that provide essential services of governmental
nature may file disaster loan applications at the address listed above
or other locally announced locations.
The following areas have been determined to be adversely affected
by the disaster:
Primary Counties: Grant, Milwaukee.
The Interest Rates are:
------------------------------------------------------------------------
Percent
------------------------------------------------------------------------
For Physical Damage:
Non-Profit Organizations With Credit Available Elsewhere.... 3.625
Non-Profit Organizations Without Credit Available Elsewhere. 3.000
For Economic Injury:
Non-Profit Organizations Without Credit Available Elsewhere. 3.000
------------------------------------------------------------------------
The number assigned to this disaster for physical damage is 12274B
and for economic injury is 12275B.
[[Page 51295]]
(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)
James E. Rivera,
Associate Administrator for Disaster Assistance.
[FR Doc. 2010-20622 Filed 8-18-10; 8:45 am]
BILLING CODE 8025-01-P