Office of Clinical and Preventive Services Maternal and Child Health Program: Project Choices Pilot Implementation and Evaluation Program for American Indian and Alaska Native Women, 51083-51088 [2010-20362]
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Federal Register / Vol. 75, No. 159 / Wednesday, August 18, 2010 / Notices
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Indian Health Service
Office of Clinical and Preventive
Services Maternal and Child Health
Program: Project Choices Pilot
Implementation and Evaluation
Program for American Indian and
Alaska Native Women
Announcement Type: New Limited
Competition.
Funding Announcement Number:
[HHS–2010–IHS–MHCEP–0001].
Catalog of Federal Domestic
Assistance Number: 93.231.
Key Dates
Letter of Intent Deadline: August 26,
2010.
Application Deadline Date:
September 15, 2010.
Review Date: September 17, 2010.
Earliest Anticipated Start Date:
September 30, 2010.
I. Funding Opportunity Description
Statutory Authority
The Indian Health Service (IHS) is
accepting competitive cooperative
agreement (CA) applications for Project
CHOICES Pilot Implementation and
Evaluation for American Indian and
Alaska Native Women (CHOICES AI/
AN) . This program is authorized under:
Section 301(a) of the Public Health
Service Act as amended and the Snyder
Act, 25 U.S.C. 1653(c), the Indian
Health Care Improvement Act Public
Law 94–437, as amended by Public Law
102–573 and Public Law 111–148. This
program is described in the Catalog of
Federal Domestic Assistance under
93.231.
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Background
Alcohol use during pregnancy is an
important public health concern with
objectives for reducing this behavior in
Healthy People 2010 [U.S. Department
of Health and Human Services. Healthy
People 2010. 2nd Edition.
Understanding and Improving Health.
Vol 1. Washington, DC: U.S.
Government Printing Office, November
2000]. The 2005 U.S. Surgeon General’s
advisory on alcohol use in pregnancy
advises women who are pregnant or
considering becoming pregnant to
abstain from using alcohol. Prenatal
alcohol exposure can lead to a spectrum
of adverse consequences for the fetus
including poor birth outcomes and low
birth weight. This wide range of effects
is known as Fetal Alcohol Spectrum
Disorders (FASD) with Fetal Alcohol
Syndrome (FAS) representing the most
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severe condition. Children with FAS
have facial abnormalities, pronounced
neuro-developmental disorders, and
growth deficits. The lifetime cost for one
individual with FAS in 2001 was
estimated to be $2 million. This is an
average for people with FAS and does
not include data on people with other
FASDs.
Prenatal alcohol use is a leading
preventable cause of birth defects and
developmental disabilities in the U.S.
The Centers for Disease Control and
Prevention (CDC) Morbidity and
Mortality Weekly Report (MMWR) dated
May 2009 cites studies showing that 0.2
to 1.5 cases of fetal alcohol syndrome
(FAS) occur for every 1,000 live births
in certain areas of the United States.
Other studies using different methods
have estimated the rate of FAS at 0.5 to
2.0 cases per 1,000 live births. CDC
studies find that approximately 1 in 2
childbearing-aged women report pastmonth alcohol use, with 1 in 8 reporting
binge drinking. This figure has
remained stable over a 15 year period.
(The National Institute on Alcoholism
and Alcohol Abuse currently defines
binge drinking in women as 4 drinks or
more per occasion). The Behavioral Risk
Factor Surveillance System (BRFSS)
2008 state-specific weighted prevalence
estimates of alcohol use among women
aged 18–44 years for any use defined as
one or more drinks during the last 30
days ranged from 20.4% in Utah to
68.4% in Wisconsin. For binge drinking
defined as 4 or more drinks on any one
occasion during the last 30 days the
prevalence estimates ranged from 6.5%
in Utah to 23.9% in Wisconsin.
Reported prevalence rates of FAS
among American Indians and Alaska
Natives (AI/AN) tend to be higher than
U.S. prevalence rates of FAS overall.
CDC studies have reported rates among
Alaska Natives to be 3.0–5.2 per 1,000
live births. A study of FAS prevalence
rates in Alaska, Arizona, Colorado, and
New York for years 1995–1997 reported
similar findings in Alaska Natives with
a rate of 5.86 per 1,000 live births and
0.3 in non-Native populations.
Most women reduce alcohol
consumption once they learn they are
pregnant. However, many of the women
who use alcohol and are sexually active
but not using contraception will become
pregnant. Furthermore, they do not
recognize pregnancy until well into the
first trimester after fetal organs have
already been damaged by prenatal
alcohol exposure. Many of the women
who are using contraception are using it
ineffectively increasing the risk for an
alcohol-exposed pregnancy (AEP). For
pregnant women 12.2% (about 1 in 8)
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reported any alcohol use in the past 30
days.
In January 2003, the CDC published
the results of a feasibility study (Project
CHOICES) intended to design and test a
brief motivational intervention for
reducing alcohol-exposed pregnancies
among women who are at high risk for
such pregnancies. CDC collaborated
with three universities in the
development of the study with each site
identifying community-based settings
with high proportions of women at risk
for AEP. Six special study settings
confirmed to have a high proportion of
women at risk for an AEP included jails,
alcohol and drug treatment centers, an
inner-city obstetrics and gynecology
clinic at a university-based hospital,
publicly supported primary clinics in
Virginia (urban) and Florida (suburban),
and a media-recruited cohort of women.
High risk women were defined as 18–44
years of age, fertile, sexually active and
not using effective contraception, and
drinking more than 7 drinks per week
and/or 5 drinks per occasion in the past
month. Each woman was provided with
a 4-session motivation counseling
intervention and a family planning
consultation and services visit in a pilot
study to test the feasibility of the
intervention. At 6 months follow-up,
69% of women had reduced their risk
for an AEP by either decreasing their
drinking levels and/or instituting
effective contraception. [Project
CHOICES Research Group. Alcoholexposed pregnancy: characteristics
associated with risk. Am J Prev Med
2002:23:166–73.] This study was
followed up by a randomized controlled
trial to test the efficacy of the
intervention using the same protocol
developed for the feasibility study.
[Floyd RL, Sobell M, Velasquez MM, et
al. Preventing Alcohol-Exposed
Pregnancies: A Randomized Controlled
Trial. Am J Prev Med. 2007;32(1):1–10]
The results of the clinical trial found
that the odds of reducing risk for an
AEP among women receiving an
intervention were twice that of women
in the control group. Currently,
CHOICES is being implemented in a
number of public health settings
including alcohol and drug treatment
centers, sexually transmitted disease
(STD) clinics, and community health
clinics.
Purpose
The IHS seeks to support and educate
AI/AN women of child bearing years in
making healthy choices while
enhancing their use of effective
contraceptive practices. The purpose of
this limited competition announcement
is to implement and evaluate the
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CHOICES core intervention model with
AI/AN women who meet high-risk
criteria for an AEP. It has been
determined that the CHOICES model as
demonstrated in published studies has
relevance for AI/AN communities. The
IHS will fund one project as a
cooperative agreement. The three year
pilot will serve to determine the utility
and suitability of the CHOICES model
by tailoring it to the needs of AI/AN
women across three settings in Native
communities. The primary intervention
is a brief intervention using
motivational counseling techniques and
family planning consultation and
services in clinical and community
based settings. The funded project will
evaluate and further refine CDCdeveloped client materials intended for
an AI/AN audience. This will be
accomplished utilizing broad
community-based oversight.
The CDC will provide technical
assistance (TA) to the funded project for
the training and support of health care
providers who implement the
evidenced-based CHOICES intervention
in AI/AN communities. The CDC and
IHS will provide TA to the overall
evaluation plan and its implementation
in the funded settings. TA will help
define process measures as CHOICES is
implemented in the three sites to better
understand feasibility for future public
health planning in AI/AN communities.
A final report of the results of the
intervention delivery experience will be
compiled for a final report due at the
end of the funding period. This report
will include outcomes and lessons
learned with recommendations
regarding future dissemination activities
for Tribes, regional stakeholders, CDC
and IHS. Substantive TA will be
provided by the IHS and CDC working
in collaboration. See Programmatic
Involvement below.
For funding, the CHOICES AI/AN
project must address the following:
1. Provide state and local data
demonstrating high proportions of AI/
AN women of reproductive years at high
risk for an AEP.
2. Describe the process for tailoring
the CHOICES intervention to ensure it is
culturally relevant and appropriate for
women at high risk for an AEP in
selected AI/AN settings.
3. Describe how local resource
capacity needed to conduct the
CHOICES intervention will be assessed.
4. Demonstrate knowledge of the
CHOICES program and methods to
ensure fidelity in the delivery of the
intervention.
5. Demonstrate knowledge of the
CHOICES training of providers as it is
currently modeled and ability to
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facilitate and host training with CDC
providing the trainer.
6. Demonstrate familiarity with the
CHOICES client materials used during
the identification and intervention or
counseling phase.
7. Develop marketing initiatives for
the AI/AN and IHS stakeholders that
describe the intervention and its
benefits to providers caring for
childbearing-aged women, culturally
appropriate fact sheets and promotional
materials, and estimates of the resources
needed to manage the intervention.
8. Describe motivational counseling as
it is applied in the CHOICES model.
9. Facilitate the development and
activities of a collaborative group
consisting of three selected sites to
provide mutual support and feedback as
they implement CHOICES.
10. Facilitate selected sites as they
adapt the CHOICES materials for AI/AN
populations describing approaches that
address social and cultural aspects and
a community oversight process.
11. Demonstrate ability to develop an
evaluation plan and to conduct a
program evaluation using process,
impact and outcome measures.
12. Demonstrate experience with
cooperative agreements and
collaborative work including
substantive TA.
13. Describe ability to report aggregate
findings from the three site(s) on core
measures, and how the use of training
support and client materials developed
by the project could enhance public
health FASD prevention work in other
AI/AN communities.
14. Identify additional potential
funding to sustain the agencies/tribal
entities that implement the intervention.
II. Award Information
Type of Awards
Cooperative Agreement (CA).
Estimated Funds Available
The total amount of funding
identified for the current fiscal year FY
2010 is approximately $200,000.
Competing and continuation awards
issued under this announcement are
subject to the availability of funds. In
the absence of funding, the agency is
under no obligation to make awards
funded under this announcement.
Anticipated Number of Awards
One award will be issued under this
program announcement.
Project Period
Three years.
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Programmatic Involvement
Substantive programmatic
involvement will be provided under this
CA. The IHS Maternal and Child Health
(MCH) Coordinator or designee will
serve as the project officer for the
project. The MCH program will provide
oversight and TA in the implementation
and evaluation activities. The MCH
program will track project achievements
through participation on conference
calls, development of a listserv, review
of agendas, minutes, and through the
conduct of site visits annually. The
MCH program will provide assistance in
the development of a national
dissemination plan. The CDC National
Center on Birth Defects and
Developmental Disabilities (NCBDD)
will be consulted in use and provision
of the generic training materials; in the
conduct of training sessions by skilled
professionals; and in overall project
delivery and evaluation. NCBDD will
make available the CHOICES
Intervention package of materials for
tailoring to the needs of AI/AN women
as appropriate.
III. Eligibility Information
1. Eligibility
Applicant must be one of the
following: A Federally-recognized
Indian Tribe as defined by 25 U.S.C.
1603(d); A Tribal organization as
defined by 25 U.S.C. 1603(e); or an
Urban Indian organization as defined by
the Public Law 94–437, the Indian
Healthcare Improvement Act (IHCIA), as
amended, Title V urban health
organization.
This is a limited competition.
Definitions
Indian tribe means any Indian tribe,
band, nation, or other organized group
or community, including any Alaska
Native village or group or regional or
village corporation as defined in or
established pursuant to the Alaska
Native Claims Settlement Act (85 Stat.
688) [43 U.S.C. 1601 et seq.], which is
recognized as eligible for the special
programs and services provided by the
United States to Indians because of their
status as Indians. 25 U.S.C. 1603(d).
Tribal organization means the elected
governing body or any legally
established organization of Indians
which is controlled by one or more such
bodies or by a board of directors elected
or selected by one or more such bodies
(or elected by the Indian population to
be served by such organization) and
which includes the maximum
participation of Indians in all phases of
its activities. 25 U.S.C. 1603(e).
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Urban Indian organization means a
non-profit corporate body of any Indian
tribe or any legally established
organization of Indians which is
controlled by one or more such bodies
or by a board of directors elected or
selected by one or more such bodies (or
elected by the Indian population to be
served by such organization) and which
includes the maximum participation of
Indians in all phases of its activities. 25
U.S.C. 1603(h).
The applicant must include the
project and a justified and itemized
budget narrative as attachments to the
application package. All Mandatory
documents as noted under section IV.2.
must be provided.
2. Cost Sharing or Matching
The Program does not require
matching funds or cost sharing.
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3. Other Requirements
If application budgets exceed the
stated dollar amount that is outlined
within this announcement it will not be
considered for funding.
A letter of intent is required.
The following documentation is
required:
Tribal Resolution—A resolution of the
Indian Tribe served by the project must
accompany the application submission.
This can be attached to the electronic
application. An Indian Tribe that is
proposing a project affecting another
Indian Tribe must include resolutions
from all affected Tribes to be served.
Applications by Tribal organizations
will not require a specific Tribal
resolution if the current Tribal
resolution(s) under which they operate
would encompass the proposed grant
activities. Draft resolutions are
acceptable in lieu of an official
resolution. However, an official signed
Tribal resolution must be received by
the Division of Grants Management
(DGM) prior to the beginning of the
Objective Review. If an official signed
resolution is not received by September
17, 2010, the application will be
considered incomplete, ineligible for
review, and returned to the applicant
without further consideration.
Applicants submitting additional
documentation after the initial
application submission are required to
ensure the information was received by
the IHS by obtaining documentation
confirming delivery (i.e. FedEx tracking,
postal return receipt, etc.).
Nonprofit urban IHS organizations
must submit a copy of the 501(c)(3)
Certificate as proof of non-profit status.
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IV. Application and Submission
Information
1. Obtaining Application Materials
The application package and
instructions may be located at https://
www.Grants.gov or https://www.ihs.gov/
NonMedicalPrograms/gogp/index.cfm?
module=gogp_funding.
2. Content and Form Application
Submission
The applicant must include the
project narrative as an attachment to the
application package.
Mandatory documents for all
applicants include:
• Application forms:
Æ SF–424.
Æ SF–424A.
Æ SF–424B.
• Budget Narrative (must be single
spaced).
• Project Narrative (must not exceed
10 pages).
• Font size: 12 point unreduced.
• Single spaced.
• 8 1⁄2″ x 11″ paper.
• Page margin size: One inch.
• Tribal Resolution or Tribal Letter of
Support (Tribal Organizations only).
• Letter of Support from
Organization’s Board of Directors (Title
V Urban Indian Health Programs only).
• 501(c) (3) Certificate (Title V Urban
Indian Health Programs only).
• Biographical sketches for all Key
Personnel.
• Disclosure of Lobbying Activities
(SF–LLL) (if applicable).
• Documentation of current OMB A–
133 required Financial Audit, if
applicable. Acceptable forms of
documentation include:
Æ E-mail confirmation from Federal
Audit Clearinghouse (FAC) that audits
were submitted; or
Æ Face sheets from audit reports.
These can be found on the FAC Web
site: https://harvester.census.gov/fac/
dissem/accessoptions.html?submit=
Retrieve+Records.
Public Policy Requirements:
All Federal-wide public policies
apply to IHS grants with exception of
the Discrimination policy.
Requirements for Project and Budget
Narratives
A. Project Narrative: This narrative
should be a separate MS Word
document that is no longer than 10
pages (see page limitations for each Part
noted below) with consecutively
numbered pages. Be sure to place all
responses and required information in
the correct section or they will not be
considered or scored. If the narrative
exceeds the page limit, only the first 10
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pages will be reviewed. There are three
parts to the narrative: Part A—Program
Information; Part B—Program Planning
and Evaluation; and Part C—Program
Report. See below for additional details
about what must be included in the
narrative.
Part A: Program Information (3 Page
Limitation)
Section 1: Needs and Current
Activities
Describe the population to be served
including risk characteristics for an
AEP. Describe the current public health
programming, clinical and community
services, and settings as applicable to
the population to be served. Describe
their ability to participate in
implementing CHOICES. Describe prior
experience and past achievements in
addressing women and risky drinking.
Describe knowledge and experience
with CHOICES programming and
materials.
Section 2: Organizational Capacity
Describe organizational capacity to
conduct and evaluate an intervention.
Describe ability to manage and utilize
technical assistance under a cooperative
agreement. Describe key personnel and
their specific experience in public
health interventions designed to reduce
alcohol exposed pregnancies. Describe
experience in producing and facilitating
training sessions. Describe experience in
working with advisory groups. Describe
ability to review and adapt training
materials for an AI/AN audience.
Describe experience and ability to
develop comprehensive reports
including the interpretation of process,
impact and outcome measures.
Part B: Program Planning and
Evaluation (6 Page Limitation)
Section 1: Program Plans
This is a pilot project and as such
should be designed to address feasible
approaches to the implementation of
CHOICES in at least three clinical and
community settings that serve AI/AN
women of child bearing years. Urban
and Tribal settings should be included.
Program plans should address culturally
specific approaches. Include support
structures for facilitation and oversight
of the implementation and evaluation. A
three-year timeline with emphasis on
year one should be described. A time
line may be separately appended. Plan
should include accountabilities for
project monitoring, training schedule(s),
materials review and revision if
necessary, and the implementation plan
for roll out at each site in year one of
this three year project.
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Section 2: Program Evaluation
Applicants will need to demonstrate
their ability to evaluate this program as
described in the literature, reporting and
aggregating the findings from their pilot
site(s) on a variety of measures over
time. Measures should include a 6
month follow-up of women assessing
reduced risk for an AEP by either
decreasing their drinking levels and/or
instituting effective contraception.
Part C: Program Report (1 Page
Limitation)
Section 1: Reporting Capabilities
Describe reporting capacity and
experience. Describe the reports,
accompanying materials and exhibits
that would be anticipated during the
first year of the CHOICES pilot and
throughout the project period. Append
examples. Include description of
training and client materials relevant to
urban Indian and tribal settings and
potential barriers to their development.
Describe how all materials will be made
available for local use in hard-copy as
well as electronic. Applicant must
describe how this project could be
expanded nationally.
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Section 2: Prior Accomplishments
Describe major activities and lessons
learned over the past 12 to 24 months
related to reducing AEP. Describe goals
and key objectives achieved.
B. Budget Narrative: This narrative
must describe the budget requested and
match the scope of work described in
the project narrative for Project Year I.
It should be itemized and justified. The
page limitation should not exceed 3
pages. Separate one page budgets for
each of the Project Years II and III
should be provided.
3. Submission Dates and Times
Applications must be submitted
electronically through Grants.gov by
September 15, 2010 at 12 midnight
Eastern Standard Time (EST). Any
application received after the
application deadline will not be
accepted for processing, and it will be
returned to the applicant(s) without
further consideration for funding.
If technical challenges arise and
assistance is required with the
electronic application process, contact
Grants.gov Customer Support via e-mail
to support@grants.gov or at (800) 518–
4726. Customer Support is available to
address questions 24 hours a day, 7 days
a week (except on Federal holidays). If
problems persist, contact Paul Gettys,
Division of Grants Policy (DGP)
(Paul.Gettys@ihs.gov) or call (301) 443–
5204. Please be sure to contact Mr.
Gettys at least ten days prior to the
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application deadline. Please do not
contact the DGP until you have received
a Grants.gov tracking number. In the
event you are not able to obtain a
tracking number, call the DGP as soon
as possible.
If an applicant needs to submit a
paper application instead of submitting
electronically via Grants.gov, prior
approval must be requested and
obtained (see 6. Electronic Submission
Requirements for additional
information). The waiver must be
documented in writing (e-mails are
acceptable), before submitting a paper
application. A copy of the written
approval must be submitted along with
the hardcopy that is mailed to the DGM
(Refer to Section IV to obtain the
mailing address). Paper applications
that are submitted without a waiver will
be returned to the applicant without
review or further consideration. Late
applications will not be accepted for
processing will be returned to the
applicant and will not be considered for
funding.
Letters of Intent: Due August 26, 2010.
A Letter of Intent (LoI) is required
from each entity that plans to apply for
funding under this announcement. The
LoI must be submitted to the Division of
Grants Management to the attention of
Denise Clark by August 26, 2010. Please
submit all letters of intent via fax to
(301) 443–9602. Your LoI must
reference the funding opportunity
number, application deadline date, and
your eligibility status. The letter must be
signed by the authorized organizational
official within your entity.
4. Intergovernmental Review
Executive Order 12372 requiring
intergovernmental review is not
applicable to this program.
5. Funding Restrictions
• Pre-award costs are/are not
allowable pending prior approval from
the awarding agency. However, in
accordance with 45 CFR Part 74 and 92,
pre-award costs are incurred at the
recipient’s risk. The awarding office is
under no obligation to reimburse such
costs if for any reason the applicant
does not receive an award or if the
award to the recipient is less than
anticipated.
• The available funds are inclusive of
direct and appropriate indirect costs.
• Only one grant/cooperative
agreement will be awarded per
applicant.
• IHS will not acknowledge receipt of
applications.
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6. Electronic Submission Requirements
The preferred method for receipt of
applications is electronic submission
through Grants.gov. However, should
any technical challenges arise regarding
the submission, please contact
Grants.gov Customer Support at (800)
518–4726 or support@grants.gov. The
Contact Center hours of operation are 24
hours a day, 7 days a week. It is closed
on all Federal holidays. The applicant
must seek assistance at least fifteen days
prior to the application deadline.
Applicants that do not adhere to the
timelines for Central Contractor Registry
(CCR) and/or Grants.gov registration
and/or requesting timely assistance with
technical issues will not be a candidate
for paper applications. Use the https://
www.Grants.gov Web site to submit an
application electronically and select the
‘‘Apply for Grants’’ link on the
homepage. Download a copy of the
application package, complete it offline,
and then upload and submit the
application via the Grants.gov Web site.
Electronic copies of the application may
not be submitted as attachments to email messages addressed to IHS
employees or offices.
Applicants that receive a waiver to
submit paper application documents
must follow the rules and timelines that
are noted below. The applicant must
seek assistance at least ten days prior to
the application deadline.
Applicants that do not adhere to the
timelines for Central Contractor Registry
(CCR) and/or Grants.gov registration
and/or request timely assistance with
technical issues will not be considered
for a waiver to submit a paper
application.
Please be aware of the following:
• Please search for the application
package in Grants.gov by entering the
CFDA number or the Funding
Opportunity Number. Both numbers are
located in the header of this
announcement.
• Paper applications are not the
preferred method for submitting
applications. However, if you
experience technical challenges while
submitting your application
electronically, please contact Grants.gov
Support directly at: https://
www.Grants.gov/CustomerSupport or
(800) 518–4726. Customer Support is
available to address questions 24 hours
a day, 7 days a week (except on Federal
holidays).
• Upon contacting Grants.gov, obtain
a tracking number as proof of contact.
The tracking number is helpful if there
are technical issues that cannot be
resolved and waiver from the agency
must be obtained.
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• If it is determined that a waiver is
needed, you must submit a request in
writing (e-mails are acceptable) to
GrantsPolicy@ihs.gov with a copy to
Tammy.Bagley@ihs.gov. Please include
a clear justification for the need to
deviate from our standard electronic
submission process.
• If the waiver is approved, the
application should be sent directly to
the DGM by the deadline date of
September 15, 2010.
• Applicants are strongly encouraged
not to wait until the deadline date to
begin the application process through
Grants.gov as the registration process for
CCR and Grants.gov could take up to
fifteen working days.
• Please use the optional attachment
feature in Grants.gov to attach
additional documentation that may be
requested by the DGM.
• All applicants must comply with
any page limitation requirements
described in this Funding
Announcement.
• After you electronically submit
your application, you will receive an
automatic acknowledgment from
Grants.gov that contains a Grants.gov
tracking number. The DGM will
download your application from
Grants.gov and provide necessary copies
to the appropriate agency officials.
Neither the DGM nor the Maternal and
Child Health Program will notify
applicants that the application has been
received.
E-mail applications will not be
accepted under this announcement.
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Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
Applicants are required to have a
DUNS number to apply for a grant or
cooperative agreement from the Federal
Government. The DUNS number is a
unique nine-digit identification number
provided by D&B, which uniquely
identifies your entity. The DUNS
number is site specific; therefore each
distinct performance site may be
assigned a DUNS number. Obtaining a
DUNS number is easy and there is no
charge. To obtain a DUNS number, you
may access it through the following Web
site https://fedgov.dnb.com/webform or
to expedite the process call (866) 705–
5711.
Another important fact is that
applicants must also be registered with
the Central Contractor Registry (CCR)
and a DUNS number is required before
an applicant can complete their CCR
registration. Registration with the CCR
is free of charge. Applicants may
register online at https://www.ccr.gov.
Additional information regarding the
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DUNS, CCR, and Grants.gov processes
can be found at: https://www.Grants.gov.
Applicants may register by calling
1(866) 606–8220. Please review and
complete the CCR Registration
worksheet located at https://
www.ccr.gov.
V. Application Review Information
Points will be assigned to each
evaluation criteria adding up to a total
of 100 points. A minimum score of 70
points is required for funding. Points are
assigned as follows:
1. Evaluation Criteria
Program Information 20 Points
Service population is described
including risk characteristics for an
Alcohol Exposed Pregnancy (AEP).
Current clinical and community
services and settings are detailed.
Experience of the Project Choices
(CHOICES) program is described.
Ability to facilitate training, use of
CHOICES materials, and ability to
conduct implementation and evaluation
of a project is described. Ability to adapt
the materials for cultural acceptability
for an AI/AN version while maintaining
fidelity to the CHOICES model is
described. Organizational capacity and
key personnel are described.
Program Planning 30 Points
Project plan to implement CHOICES
in three sites is described including
enrollment and outreach activities.
Approaches to address culture specific
issues are described. Support structures
for oversight of the implementation and
evaluation are described. A three-year
timeline with emphasis on year one is
described and appended. Project
monitoring activities are detailed.
Program Evaluation 30 Points
Evidence based CHOICES measures
are described in the evaluation plan.
Measures include a 6 month follow-up
methodology for women to assess risk
reduction and/or institution of effective
contraception. Accountabilities for
evaluation are described including
process, impact, and outcome measures.
Program Report 10 Points
Reporting plan is outlined. The
anticipated CHOICES materials adapted
in Project Year I training and
implementation phase are described.
Materials development, enhancement
and revisions are clearly described.
Individual pilot site updates and
program evaluation measures have clear
expectations and timelines.
Development of a communications plan
separate from the semi-annual reports
with project officer; other consultants
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51087
and advisors; and pilot sites is
described.
Budget
10 points
A categorical budget is provided.
Budget is itemized and is accompanied
by a justified narrative for each item.
Costs are reflective of the goals and
objectives of the project.
2. Review and Selection
Each application will be prescreened
by the DGM staff for eligibility and
completeness as outlined in the funding
announcement. Incomplete applications
and applications that are nonresponsive to the eligibility criteria will
not be referred to the Objective Review
Committee. Applicants will be notified
by DGM, via letter, to outline the
missing components of the application.
To obtain a minimum score for
funding, applicants must address all
program requirements and provide all
required documentation. Applicants
that receive less than a minimum score
will be informed via e-mail of their
application’s deficiencies. An Executive
Summary Statement outlining the
strengths and weaknesses of the
application will be provided to these
applicants. The Executive Summary
Statement will be sent to the Authorized
Organizational Representative that is
identified on the face page of the
application.
Applications that meet eligibility
requirements, are complete, and
conform to this announcement will be
subject to the competitive objective
review and evaluation by an Ad Hoc
Review Committee of Tribal, IHS, and
other Federal or non-Federal reviewers.
Applications will be reviewed against
criteria. Reviewers will assign a
numerical score to each application
which will be used to rank applications.
The review process will be directed by
the DGM staff to ensure compliance
with the HHS and IHS grant review
guidelines.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) will be
initiated by the DGM and will be mailed
via postal mail to each entity that is
approved for funding under this
announcement. The NoA will be signed
by the Grants Management Officer and
this is the authorizing document for
which funds are dispersed to the
approved entities. The NoA will serve
as the official notification of the grant
award and will reflect the amount of
Federal funds awarded for the purpose
of the grant, the terms and conditions of
the award, the effective date of the
E:\FR\FM\18AUN1.SGM
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Federal Register / Vol. 75, No. 159 / Wednesday, August 18, 2010 / Notices
4. Reporting Requirements
award, and the budget/project period.
The NoA is the legally binding
document and is signed by an
authorized grants official within the
IHS.
2. Administrative Requirements
Grants are administered in accordance
with the following regulations, policies,
and OMB cost principles:
A. The criteria as outlined in this
Program Announcement.
B. Administrative Regulations for
Grants:
• 45 CFR, Part 92, Uniform
Administrative Requirements for Grants
and Cooperative Agreements to State,
Local and Tribal Governments.
• 45 CFR, Part 74, Uniform
Administrative Requirements for Grants
and Agreements with Institutions of
Higher Education, Hospitals, and other
Non-profit Organizations.
C. Grants Policy:
• HHS Grants Policy Statement,
Revised 01/07.
D. Cost Principles:
• Title 2: Grant and Agreements, Part
225—Cost Principles for State, Local,
and Indian Tribal Governments (OMB
A–87).
• Title 2: Grant and Agreements, Part
230—Cost Principles for Non-Profit
Organizations (OMB Circular A–122).
E. Audit Requirements:
• OMB Circular A–133, Audits of
States, Local Governments, and Nonprofit Organizations.
sroberts on DSKD5P82C1PROD with NOTICES
3. Indirect Costs
This section applies to all grant
recipients that request reimbursement of
indirect costs in their grant application.
In accordance with HHS Grants Policy
Statement, Part II–27, IHS requires
applicants to obtain a current indirect
cost rate agreement prior to award. The
rate agreement must be prepared in
accordance with the applicable cost
principles and guidance as provided by
the cognizant agency or office. A current
rate covers the applicable grant
activities under the current award’s
budget period. If the current rate is not
on file with the DGM at the time of
award, the indirect cost portion of the
budget will be restricted. The
restrictions remain in place until the
current rate is provided to the DGM.
Generally, indirect costs rates for IHS
grantees are negotiated with the
Division of Cost Allocation https://
rates.psc.gov/ and the Department of
Interior (National Business Center)
https://www.aqd.nbc.gov/services/
ICS.aspx. If your organization has
questions regarding the indirect cost
policy, please call (301) 443–5204 to
request assistance.
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VII. Agency Contacts
Failure to submit required reports
within the time allowed may result in
suspension or termination of an active
grant, withholding of additional awards
for the project, or other enforcement
actions such as withholding of
payments or converting to the
reimbursement method of payment.
Continued failure to submit required
reports may result in one or both of the
following: (1) The imposition of special
award provisions; and (2) the nonfunding or non-award of other eligible
projects or activities. This requirement
applies whether the delinquency is
attributable to the failure of the grantee
organization or the individual
responsible for preparation of the
reports.
The reporting requirements for this
program are noted below.
Grants (Business):
Mr. Andrew Diggs, 801 Thompson
Ave., Reyes Bldg., Suite 360, Rockville,
MD 20852, Telephone: (301) 443–5204,
E-mail: Andrew.Diggs@ihs.gov.
Program (Programmatic/Technical):
Judith Thierry, 801 Thompson Ave.,
Reyes Bldg., Suite 300, Rockville, MD
20852, Telephone: (301) 443–5070, Email: Judith.Thierry@ihs.gov.
The Public Health Service (PHS)
strongly encourages all grant and
contract recipients to provide a smokefree workplace and promote the non-use
of all tobacco products. In addition,
Public Law 103–227, the Pro-Children
Act of 1994, prohibits smoking in
certain facilities (or in some cases, any
portion of the facility) in which regular
or routine education, library, day care,
health care or early childhood
development services are provided to
children. This is consistent with the
HHS mission to protect and advance the
physical and mental health of the
American people.
A. Progress Reports
Program progress reports are required
semi-annually of each funding year.
These reports will include a brief
comparison of actual accomplishments
to the goals established for the period,
or, if applicable, provide sound
justification for the lack of progress, and
other pertinent information as required/
outlined in award letter. A final report
must be submitted within 90 days of
expiration of the budget/project period.
Dated: August 12, 2010.
Randy Grinnell,
Deputy Director, Indian Health Service.
B. Financial Reports
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Semi-annual Financial Status Reports
(FSR) reports must be submitted within
30 days after the budget period ends.
Final FSRs are due within 90 days of
expiration of the project period.
Standard Form 269 (long form for those
reporting on program income; short
form for all others) will be used for
financial reporting.
Federal Cash Transaction Reports are
due every calendar quarter to the
Division of Payment Management,
Payment Management Branch,
Department of Health and Human
Services at: https://www.dpm.gov.
Failure to submit timely reports may
cause a disruption in timely payments
to your organization.
Grantees are responsible and
accountable for accurate reporting of the
Progress Reports and Financial Status
Reports which are generally due semiannually. Financial Status Reports (SF–
269) are due 90 days after each budget
period and the final SF–269 must be
verified from the grantee records on
how the value was derived.
Telecommunication for the hearing
impaired is available at: TTY (301) 443–
6394.
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[FR Doc. 2010–20362 Filed 8–17–10; 8:45 am]
BILLING CODE 4165–16–P
Health Resources and Services
Administration
Statement of Organization, Functions
and Delegations of Authority
This notice amends Part R of the
Statement of Organization, Functions
and Delegations of Authority of the
Department of Health and Human
Services (HHS), Health Resources and
Services Administration (HRSA) (60 FR
56605, as amended November 6, 1995;
as last amended at 75 FR 48980–48983
dated August 12, 2010).
This notice reflects organizational
changes in the Health Resources and
Services Administration. Specifically,
this notice updates the Bureau of Health
Professions (RP) functional statement as
a result of the Affordable Care Act, to
better align functional responsibility to
improve coordination and functional
management; establishing clear lines of
authority, responsibility, and
accountability for resources and
effectiveness; improving programmatic
and administrative efficiencies; and
optimizing use of available staff
resources.
E:\FR\FM\18AUN1.SGM
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Agencies
[Federal Register Volume 75, Number 159 (Wednesday, August 18, 2010)]
[Notices]
[Pages 51083-51088]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-20362]
[[Page 51083]]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service
Office of Clinical and Preventive Services Maternal and Child
Health Program: Project Choices Pilot Implementation and Evaluation
Program for American Indian and Alaska Native Women
Announcement Type: New Limited Competition.
Funding Announcement Number: [HHS-2010-IHS-MHCEP-0001].
Catalog of Federal Domestic Assistance Number: 93.231.
Key Dates
Letter of Intent Deadline: August 26, 2010.
Application Deadline Date: September 15, 2010.
Review Date: September 17, 2010.
Earliest Anticipated Start Date: September 30, 2010.
I. Funding Opportunity Description
Statutory Authority
The Indian Health Service (IHS) is accepting competitive
cooperative agreement (CA) applications for Project CHOICES Pilot
Implementation and Evaluation for American Indian and Alaska Native
Women (CHOICES AI/AN) . This program is authorized under: Section
301(a) of the Public Health Service Act as amended and the Snyder Act,
25 U.S.C. 1653(c), the Indian Health Care Improvement Act Public Law
94-437, as amended by Public Law 102-573 and Public Law 111-148. This
program is described in the Catalog of Federal Domestic Assistance
under 93.231.
Background
Alcohol use during pregnancy is an important public health concern
with objectives for reducing this behavior in Healthy People 2010 [U.S.
Department of Health and Human Services. Healthy People 2010. 2nd
Edition. Understanding and Improving Health. Vol 1. Washington, DC:
U.S. Government Printing Office, November 2000]. The 2005 U.S. Surgeon
General's advisory on alcohol use in pregnancy advises women who are
pregnant or considering becoming pregnant to abstain from using
alcohol. Prenatal alcohol exposure can lead to a spectrum of adverse
consequences for the fetus including poor birth outcomes and low birth
weight. This wide range of effects is known as Fetal Alcohol Spectrum
Disorders (FASD) with Fetal Alcohol Syndrome (FAS) representing the
most severe condition. Children with FAS have facial abnormalities,
pronounced neuro-developmental disorders, and growth deficits. The
lifetime cost for one individual with FAS in 2001 was estimated to be
$2 million. This is an average for people with FAS and does not include
data on people with other FASDs.
Prenatal alcohol use is a leading preventable cause of birth
defects and developmental disabilities in the U.S. The Centers for
Disease Control and Prevention (CDC) Morbidity and Mortality Weekly
Report (MMWR) dated May 2009 cites studies showing that 0.2 to 1.5
cases of fetal alcohol syndrome (FAS) occur for every 1,000 live births
in certain areas of the United States. Other studies using different
methods have estimated the rate of FAS at 0.5 to 2.0 cases per 1,000
live births. CDC studies find that approximately 1 in 2 childbearing-
aged women report past-month alcohol use, with 1 in 8 reporting binge
drinking. This figure has remained stable over a 15 year period. (The
National Institute on Alcoholism and Alcohol Abuse currently defines
binge drinking in women as 4 drinks or more per occasion). The
Behavioral Risk Factor Surveillance System (BRFSS) 2008 state-specific
weighted prevalence estimates of alcohol use among women aged 18-44
years for any use defined as one or more drinks during the last 30 days
ranged from 20.4% in Utah to 68.4% in Wisconsin. For binge drinking
defined as 4 or more drinks on any one occasion during the last 30 days
the prevalence estimates ranged from 6.5% in Utah to 23.9% in
Wisconsin.
Reported prevalence rates of FAS among American Indians and Alaska
Natives (AI/AN) tend to be higher than U.S. prevalence rates of FAS
overall. CDC studies have reported rates among Alaska Natives to be
3.0-5.2 per 1,000 live births. A study of FAS prevalence rates in
Alaska, Arizona, Colorado, and New York for years 1995-1997 reported
similar findings in Alaska Natives with a rate of 5.86 per 1,000 live
births and 0.3 in non-Native populations.
Most women reduce alcohol consumption once they learn they are
pregnant. However, many of the women who use alcohol and are sexually
active but not using contraception will become pregnant. Furthermore,
they do not recognize pregnancy until well into the first trimester
after fetal organs have already been damaged by prenatal alcohol
exposure. Many of the women who are using contraception are using it
ineffectively increasing the risk for an alcohol-exposed pregnancy
(AEP). For pregnant women 12.2% (about 1 in 8) reported any alcohol use
in the past 30 days.
In January 2003, the CDC published the results of a feasibility
study (Project CHOICES) intended to design and test a brief
motivational intervention for reducing alcohol-exposed pregnancies
among women who are at high risk for such pregnancies. CDC collaborated
with three universities in the development of the study with each site
identifying community-based settings with high proportions of women at
risk for AEP. Six special study settings confirmed to have a high
proportion of women at risk for an AEP included jails, alcohol and drug
treatment centers, an inner-city obstetrics and gynecology clinic at a
university-based hospital, publicly supported primary clinics in
Virginia (urban) and Florida (suburban), and a media-recruited cohort
of women. High risk women were defined as 18-44 years of age, fertile,
sexually active and not using effective contraception, and drinking
more than 7 drinks per week and/or 5 drinks per occasion in the past
month. Each woman was provided with a 4-session motivation counseling
intervention and a family planning consultation and services visit in a
pilot study to test the feasibility of the intervention. At 6 months
follow-up, 69% of women had reduced their risk for an AEP by either
decreasing their drinking levels and/or instituting effective
contraception. [Project CHOICES Research Group. Alcohol-exposed
pregnancy: characteristics associated with risk. Am J Prev Med
2002:23:166-73.] This study was followed up by a randomized controlled
trial to test the efficacy of the intervention using the same protocol
developed for the feasibility study. [Floyd RL, Sobell M, Velasquez MM,
et al. Preventing Alcohol-Exposed Pregnancies: A Randomized Controlled
Trial. Am J Prev Med. 2007;32(1):1-10] The results of the clinical
trial found that the odds of reducing risk for an AEP among women
receiving an intervention were twice that of women in the control
group. Currently, CHOICES is being implemented in a number of public
health settings including alcohol and drug treatment centers, sexually
transmitted disease (STD) clinics, and community health clinics.
Purpose
The IHS seeks to support and educate AI/AN women of child bearing
years in making healthy choices while enhancing their use of effective
contraceptive practices. The purpose of this limited competition
announcement is to implement and evaluate the
[[Page 51084]]
CHOICES core intervention model with AI/AN women who meet high-risk
criteria for an AEP. It has been determined that the CHOICES model as
demonstrated in published studies has relevance for AI/AN communities.
The IHS will fund one project as a cooperative agreement. The three
year pilot will serve to determine the utility and suitability of the
CHOICES model by tailoring it to the needs of AI/AN women across three
settings in Native communities. The primary intervention is a brief
intervention using motivational counseling techniques and family
planning consultation and services in clinical and community based
settings. The funded project will evaluate and further refine CDC-
developed client materials intended for an AI/AN audience. This will be
accomplished utilizing broad community-based oversight.
The CDC will provide technical assistance (TA) to the funded
project for the training and support of health care providers who
implement the evidenced-based CHOICES intervention in AI/AN
communities. The CDC and IHS will provide TA to the overall evaluation
plan and its implementation in the funded settings. TA will help define
process measures as CHOICES is implemented in the three sites to better
understand feasibility for future public health planning in AI/AN
communities. A final report of the results of the intervention delivery
experience will be compiled for a final report due at the end of the
funding period. This report will include outcomes and lessons learned
with recommendations regarding future dissemination activities for
Tribes, regional stakeholders, CDC and IHS. Substantive TA will be
provided by the IHS and CDC working in collaboration. See Programmatic
Involvement below.
For funding, the CHOICES AI/AN project must address the following:
1. Provide state and local data demonstrating high proportions of
AI/AN women of reproductive years at high risk for an AEP.
2. Describe the process for tailoring the CHOICES intervention to
ensure it is culturally relevant and appropriate for women at high risk
for an AEP in selected AI/AN settings.
3. Describe how local resource capacity needed to conduct the
CHOICES intervention will be assessed.
4. Demonstrate knowledge of the CHOICES program and methods to
ensure fidelity in the delivery of the intervention.
5. Demonstrate knowledge of the CHOICES training of providers as it
is currently modeled and ability to facilitate and host training with
CDC providing the trainer.
6. Demonstrate familiarity with the CHOICES client materials used
during the identification and intervention or counseling phase.
7. Develop marketing initiatives for the AI/AN and IHS stakeholders
that describe the intervention and its benefits to providers caring for
childbearing-aged women, culturally appropriate fact sheets and
promotional materials, and estimates of the resources needed to manage
the intervention.
8. Describe motivational counseling as it is applied in the CHOICES
model.
9. Facilitate the development and activities of a collaborative
group consisting of three selected sites to provide mutual support and
feedback as they implement CHOICES.
10. Facilitate selected sites as they adapt the CHOICES materials
for AI/AN populations describing approaches that address social and
cultural aspects and a community oversight process.
11. Demonstrate ability to develop an evaluation plan and to
conduct a program evaluation using process, impact and outcome
measures.
12. Demonstrate experience with cooperative agreements and
collaborative work including substantive TA.
13. Describe ability to report aggregate findings from the three
site(s) on core measures, and how the use of training support and
client materials developed by the project could enhance public health
FASD prevention work in other AI/AN communities.
14. Identify additional potential funding to sustain the agencies/
tribal entities that implement the intervention.
II. Award Information
Type of Awards
Cooperative Agreement (CA).
Estimated Funds Available
The total amount of funding identified for the current fiscal year
FY 2010 is approximately $200,000. Competing and continuation awards
issued under this announcement are subject to the availability of
funds. In the absence of funding, the agency is under no obligation to
make awards funded under this announcement.
Anticipated Number of Awards
One award will be issued under this program announcement.
Project Period
Three years.
Programmatic Involvement
Substantive programmatic involvement will be provided under this
CA. The IHS Maternal and Child Health (MCH) Coordinator or designee
will serve as the project officer for the project. The MCH program will
provide oversight and TA in the implementation and evaluation
activities. The MCH program will track project achievements through
participation on conference calls, development of a listserv, review of
agendas, minutes, and through the conduct of site visits annually. The
MCH program will provide assistance in the development of a national
dissemination plan. The CDC National Center on Birth Defects and
Developmental Disabilities (NCBDD) will be consulted in use and
provision of the generic training materials; in the conduct of training
sessions by skilled professionals; and in overall project delivery and
evaluation. NCBDD will make available the CHOICES Intervention package
of materials for tailoring to the needs of AI/AN women as appropriate.
III. Eligibility Information
1. Eligibility
Applicant must be one of the following: A Federally-recognized
Indian Tribe as defined by 25 U.S.C. 1603(d); A Tribal organization as
defined by 25 U.S.C. 1603(e); or an Urban Indian organization as
defined by the Public Law 94-437, the Indian Healthcare Improvement Act
(IHCIA), as amended, Title V urban health organization.
This is a limited competition.
Definitions
Indian tribe means any Indian tribe, band, nation, or other
organized group or community, including any Alaska Native village or
group or regional or village corporation as defined in or established
pursuant to the Alaska Native Claims Settlement Act (85 Stat. 688) [43
U.S.C. 1601 et seq.], which is recognized as eligible for the special
programs and services provided by the United States to Indians because
of their status as Indians. 25 U.S.C. 1603(d).
Tribal organization means the elected governing body or any legally
established organization of Indians which is controlled by one or more
such bodies or by a board of directors elected or selected by one or
more such bodies (or elected by the Indian population to be served by
such organization) and which includes the maximum participation of
Indians in all phases of its activities. 25 U.S.C. 1603(e).
[[Page 51085]]
Urban Indian organization means a non-profit corporate body of any
Indian tribe or any legally established organization of Indians which
is controlled by one or more such bodies or by a board of directors
elected or selected by one or more such bodies (or elected by the
Indian population to be served by such organization) and which includes
the maximum participation of Indians in all phases of its activities.
25 U.S.C. 1603(h).
The applicant must include the project and a justified and itemized
budget narrative as attachments to the application package. All
Mandatory documents as noted under section IV.2. must be provided.
2. Cost Sharing or Matching
The Program does not require matching funds or cost sharing.
3. Other Requirements
If application budgets exceed the stated dollar amount that is
outlined within this announcement it will not be considered for
funding.
A letter of intent is required.
The following documentation is required:
Tribal Resolution--A resolution of the Indian Tribe served by the
project must accompany the application submission. This can be attached
to the electronic application. An Indian Tribe that is proposing a
project affecting another Indian Tribe must include resolutions from
all affected Tribes to be served. Applications by Tribal organizations
will not require a specific Tribal resolution if the current Tribal
resolution(s) under which they operate would encompass the proposed
grant activities. Draft resolutions are acceptable in lieu of an
official resolution. However, an official signed Tribal resolution must
be received by the Division of Grants Management (DGM) prior to the
beginning of the Objective Review. If an official signed resolution is
not received by September 17, 2010, the application will be considered
incomplete, ineligible for review, and returned to the applicant
without further consideration. Applicants submitting additional
documentation after the initial application submission are required to
ensure the information was received by the IHS by obtaining
documentation confirming delivery (i.e. FedEx tracking, postal return
receipt, etc.).
Nonprofit urban IHS organizations must submit a copy of the
501(c)(3) Certificate as proof of non-profit status.
IV. Application and Submission Information
1. Obtaining Application Materials
The application package and instructions may be located at https://www.Grants.gov or https://www.ihs.gov/NonMedicalPrograms/gogp/index.cfm?module=gogp_funding.
2. Content and Form Application Submission
The applicant must include the project narrative as an attachment
to the application package.
Mandatory documents for all applicants include:
Application forms:
[cir] SF-424.
[cir] SF-424A.
[cir] SF-424B.
Budget Narrative (must be single spaced).
Project Narrative (must not exceed 10 pages).
Font size: 12 point unreduced.
Single spaced.
8 \1/2\'' x 11'' paper.
Page margin size: One inch.
Tribal Resolution or Tribal Letter of Support (Tribal
Organizations only).
Letter of Support from Organization's Board of Directors
(Title V Urban Indian Health Programs only).
501(c) (3) Certificate (Title V Urban Indian Health
Programs only).
Biographical sketches for all Key Personnel.
Disclosure of Lobbying Activities (SF-LLL) (if
applicable).
Documentation of current OMB A-133 required Financial
Audit, if applicable. Acceptable forms of documentation include:
[cir] E-mail confirmation from Federal Audit Clearinghouse (FAC)
that audits were submitted; or
[cir] Face sheets from audit reports. These can be found on the FAC
Web site: https://harvester.census.gov/fac/dissem/
accessoptions.html?submit=Retrieve+Records.
Public Policy Requirements:
All Federal-wide public policies apply to IHS grants with exception
of the Discrimination policy.
Requirements for Project and Budget Narratives
A. Project Narrative: This narrative should be a separate MS Word
document that is no longer than 10 pages (see page limitations for each
Part noted below) with consecutively numbered pages. Be sure to place
all responses and required information in the correct section or they
will not be considered or scored. If the narrative exceeds the page
limit, only the first 10 pages will be reviewed. There are three parts
to the narrative: Part A--Program Information; Part B--Program Planning
and Evaluation; and Part C--Program Report. See below for additional
details about what must be included in the narrative.
Part A: Program Information (3 Page Limitation)
Section 1: Needs and Current Activities
Describe the population to be served including risk characteristics
for an AEP. Describe the current public health programming, clinical
and community services, and settings as applicable to the population to
be served. Describe their ability to participate in implementing
CHOICES. Describe prior experience and past achievements in addressing
women and risky drinking. Describe knowledge and experience with
CHOICES programming and materials.
Section 2: Organizational Capacity
Describe organizational capacity to conduct and evaluate an
intervention.
Describe ability to manage and utilize technical assistance under a
cooperative agreement. Describe key personnel and their specific
experience in public health interventions designed to reduce alcohol
exposed pregnancies. Describe experience in producing and facilitating
training sessions. Describe experience in working with advisory groups.
Describe ability to review and adapt training materials for an AI/AN
audience. Describe experience and ability to develop comprehensive
reports including the interpretation of process, impact and outcome
measures.
Part B: Program Planning and Evaluation (6 Page Limitation)
Section 1: Program Plans
This is a pilot project and as such should be designed to address
feasible approaches to the implementation of CHOICES in at least three
clinical and community settings that serve AI/AN women of child bearing
years. Urban and Tribal settings should be included. Program plans
should address culturally specific approaches. Include support
structures for facilitation and oversight of the implementation and
evaluation. A three-year timeline with emphasis on year one should be
described. A time line may be separately appended. Plan should include
accountabilities for project monitoring, training schedule(s),
materials review and revision if necessary, and the implementation plan
for roll out at each site in year one of this three year project.
[[Page 51086]]
Section 2: Program Evaluation
Applicants will need to demonstrate their ability to evaluate this
program as described in the literature, reporting and aggregating the
findings from their pilot site(s) on a variety of measures over time.
Measures should include a 6 month follow-up of women assessing reduced
risk for an AEP by either decreasing their drinking levels and/or
instituting effective contraception.
Part C: Program Report (1 Page Limitation)
Section 1: Reporting Capabilities
Describe reporting capacity and experience. Describe the reports,
accompanying materials and exhibits that would be anticipated during
the first year of the CHOICES pilot and throughout the project period.
Append examples. Include description of training and client materials
relevant to urban Indian and tribal settings and potential barriers to
their development. Describe how all materials will be made available
for local use in hard-copy as well as electronic. Applicant must
describe how this project could be expanded nationally.
Section 2: Prior Accomplishments
Describe major activities and lessons learned over the past 12 to
24 months related to reducing AEP. Describe goals and key objectives
achieved.
B. Budget Narrative: This narrative must describe the budget
requested and match the scope of work described in the project
narrative for Project Year I. It should be itemized and justified. The
page limitation should not exceed 3 pages. Separate one page budgets
for each of the Project Years II and III should be provided.
3. Submission Dates and Times
Applications must be submitted electronically through Grants.gov by
September 15, 2010 at 12 midnight Eastern Standard Time (EST). Any
application received after the application deadline will not be
accepted for processing, and it will be returned to the applicant(s)
without further consideration for funding.
If technical challenges arise and assistance is required with the
electronic application process, contact Grants.gov Customer Support via
e-mail to support@grants.gov or at (800) 518-4726. Customer Support is
available to address questions 24 hours a day, 7 days a week (except on
Federal holidays). If problems persist, contact Paul Gettys, Division
of Grants Policy (DGP) (Paul.Gettys@ihs.gov) or call (301) 443-5204.
Please be sure to contact Mr. Gettys at least ten days prior to the
application deadline. Please do not contact the DGP until you have
received a Grants.gov tracking number. In the event you are not able to
obtain a tracking number, call the DGP as soon as possible.
If an applicant needs to submit a paper application instead of
submitting electronically via Grants.gov, prior approval must be
requested and obtained (see 6. Electronic Submission Requirements for
additional information). The waiver must be documented in writing (e-
mails are acceptable), before submitting a paper application. A copy of
the written approval must be submitted along with the hardcopy that is
mailed to the DGM (Refer to Section IV to obtain the mailing address).
Paper applications that are submitted without a waiver will be returned
to the applicant without review or further consideration. Late
applications will not be accepted for processing will be returned to
the applicant and will not be considered for funding.
Letters of Intent: Due August 26, 2010.
A Letter of Intent (LoI) is required from each entity that plans to
apply for funding under this announcement. The LoI must be submitted to
the Division of Grants Management to the attention of Denise Clark by
August 26, 2010. Please submit all letters of intent via fax to (301)
443-9602. Your LoI must reference the funding opportunity number,
application deadline date, and your eligibility status. The letter must
be signed by the authorized organizational official within your entity.
4. Intergovernmental Review
Executive Order 12372 requiring intergovernmental review is not
applicable to this program.
5. Funding Restrictions
Pre-award costs are/are not allowable pending prior
approval from the awarding agency. However, in accordance with 45 CFR
Part 74 and 92, pre-award costs are incurred at the recipient's risk.
The awarding office is under no obligation to reimburse such costs if
for any reason the applicant does not receive an award or if the award
to the recipient is less than anticipated.
The available funds are inclusive of direct and
appropriate indirect costs.
Only one grant/cooperative agreement will be awarded per
applicant.
IHS will not acknowledge receipt of applications.
6. Electronic Submission Requirements
The preferred method for receipt of applications is electronic
submission through Grants.gov. However, should any technical challenges
arise regarding the submission, please contact Grants.gov Customer
Support at (800) 518-4726 or support@grants.gov. The Contact Center
hours of operation are 24 hours a day, 7 days a week. It is closed on
all Federal holidays. The applicant must seek assistance at least
fifteen days prior to the application deadline. Applicants that do not
adhere to the timelines for Central Contractor Registry (CCR) and/or
Grants.gov registration and/or requesting timely assistance with
technical issues will not be a candidate for paper applications. Use
the https://www.Grants.gov Web site to submit an application
electronically and select the ``Apply for Grants'' link on the
homepage. Download a copy of the application package, complete it
offline, and then upload and submit the application via the Grants.gov
Web site. Electronic copies of the application may not be submitted as
attachments to e-mail messages addressed to IHS employees or offices.
Applicants that receive a waiver to submit paper application
documents must follow the rules and timelines that are noted below. The
applicant must seek assistance at least ten days prior to the
application deadline.
Applicants that do not adhere to the timelines for Central
Contractor Registry (CCR) and/or Grants.gov registration and/or request
timely assistance with technical issues will not be considered for a
waiver to submit a paper application.
Please be aware of the following:
Please search for the application package in Grants.gov by
entering the CFDA number or the Funding Opportunity Number. Both
numbers are located in the header of this announcement.
Paper applications are not the preferred method for
submitting applications. However, if you experience technical
challenges while submitting your application electronically, please
contact Grants.gov Support directly at: https://www.Grants.gov/CustomerSupport or (800) 518-4726. Customer Support is available to
address questions 24 hours a day, 7 days a week (except on Federal
holidays).
Upon contacting Grants.gov, obtain a tracking number as
proof of contact. The tracking number is helpful if there are technical
issues that cannot be resolved and waiver from the agency must be
obtained.
[[Page 51087]]
If it is determined that a waiver is needed, you must
submit a request in writing (e-mails are acceptable) to
GrantsPolicy@ihs.gov with a copy to Tammy.Bagley@ihs.gov. Please
include a clear justification for the need to deviate from our standard
electronic submission process.
If the waiver is approved, the application should be sent
directly to the DGM by the deadline date of September 15, 2010.
Applicants are strongly encouraged not to wait until the
deadline date to begin the application process through Grants.gov as
the registration process for CCR and Grants.gov could take up to
fifteen working days.
Please use the optional attachment feature in Grants.gov
to attach additional documentation that may be requested by the DGM.
All applicants must comply with any page limitation
requirements described in this Funding Announcement.
After you electronically submit your application, you will
receive an automatic acknowledgment from Grants.gov that contains a
Grants.gov tracking number. The DGM will download your application from
Grants.gov and provide necessary copies to the appropriate agency
officials. Neither the DGM nor the Maternal and Child Health Program
will notify applicants that the application has been received.
E-mail applications will not be accepted under this announcement.
Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
Applicants are required to have a DUNS number to apply for a grant
or cooperative agreement from the Federal Government. The DUNS number
is a unique nine-digit identification number provided by D&B, which
uniquely identifies your entity. The DUNS number is site specific;
therefore each distinct performance site may be assigned a DUNS number.
Obtaining a DUNS number is easy and there is no charge. To obtain a
DUNS number, you may access it through the following Web site https://fedgov.dnb.com/webform or to expedite the process call (866) 705-5711.
Another important fact is that applicants must also be registered
with the Central Contractor Registry (CCR) and a DUNS number is
required before an applicant can complete their CCR registration.
Registration with the CCR is free of charge. Applicants may register
online at https://www.ccr.gov. Additional information regarding the
DUNS, CCR, and Grants.gov processes can be found at: https://www.Grants.gov.
Applicants may register by calling 1(866) 606-8220. Please review
and complete the CCR Registration worksheet located at https://www.ccr.gov.
V. Application Review Information
Points will be assigned to each evaluation criteria adding up to a
total of 100 points. A minimum score of 70 points is required for
funding. Points are assigned as follows:
1. Evaluation Criteria
Program Information 20 Points
Service population is described including risk characteristics for
an Alcohol Exposed Pregnancy (AEP). Current clinical and community
services and settings are detailed. Experience of the Project Choices
(CHOICES) program is described. Ability to facilitate training, use of
CHOICES materials, and ability to conduct implementation and evaluation
of a project is described. Ability to adapt the materials for cultural
acceptability for an AI/AN version while maintaining fidelity to the
CHOICES model is described. Organizational capacity and key personnel
are described.
Program Planning 30 Points
Project plan to implement CHOICES in three sites is described
including enrollment and outreach activities. Approaches to address
culture specific issues are described. Support structures for oversight
of the implementation and evaluation are described. A three-year
timeline with emphasis on year one is described and appended. Project
monitoring activities are detailed.
Program Evaluation 30 Points
Evidence based CHOICES measures are described in the evaluation
plan. Measures include a 6 month follow-up methodology for women to
assess risk reduction and/or institution of effective contraception.
Accountabilities for evaluation are described including process,
impact, and outcome measures.
Program Report 10 Points
Reporting plan is outlined. The anticipated CHOICES materials
adapted in Project Year I training and implementation phase are
described. Materials development, enhancement and revisions are clearly
described. Individual pilot site updates and program evaluation
measures have clear expectations and timelines. Development of a
communications plan separate from the semi-annual reports with project
officer; other consultants and advisors; and pilot sites is described.
Budget 10 points
A categorical budget is provided. Budget is itemized and is
accompanied by a justified narrative for each item. Costs are
reflective of the goals and objectives of the project.
2. Review and Selection
Each application will be prescreened by the DGM staff for
eligibility and completeness as outlined in the funding announcement.
Incomplete applications and applications that are non-responsive to the
eligibility criteria will not be referred to the Objective Review
Committee. Applicants will be notified by DGM, via letter, to outline
the missing components of the application.
To obtain a minimum score for funding, applicants must address all
program requirements and provide all required documentation. Applicants
that receive less than a minimum score will be informed via e-mail of
their application's deficiencies. An Executive Summary Statement
outlining the strengths and weaknesses of the application will be
provided to these applicants. The Executive Summary Statement will be
sent to the Authorized Organizational Representative that is identified
on the face page of the application.
Applications that meet eligibility requirements, are complete, and
conform to this announcement will be subject to the competitive
objective review and evaluation by an Ad Hoc Review Committee of
Tribal, IHS, and other Federal or non-Federal reviewers. Applications
will be reviewed against criteria. Reviewers will assign a numerical
score to each application which will be used to rank applications. The
review process will be directed by the DGM staff to ensure compliance
with the HHS and IHS grant review guidelines.
VI. Award Administration Information
1. Award Notices
The Notice of Award (NoA) will be initiated by the DGM and will be
mailed via postal mail to each entity that is approved for funding
under this announcement. The NoA will be signed by the Grants
Management Officer and this is the authorizing document for which funds
are dispersed to the approved entities. The NoA will serve as the
official notification of the grant award and will reflect the amount of
Federal funds awarded for the purpose of the grant, the terms and
conditions of the award, the effective date of the
[[Page 51088]]
award, and the budget/project period. The NoA is the legally binding
document and is signed by an authorized grants official within the IHS.
2. Administrative Requirements
Grants are administered in accordance with the following
regulations, policies, and OMB cost principles:
A. The criteria as outlined in this Program Announcement.
B. Administrative Regulations for Grants:
45 CFR, Part 92, Uniform Administrative Requirements for
Grants and Cooperative Agreements to State, Local and Tribal
Governments.
45 CFR, Part 74, Uniform Administrative Requirements for
Grants and Agreements with Institutions of Higher Education, Hospitals,
and other Non-profit Organizations.
C. Grants Policy:
HHS Grants Policy Statement, Revised 01/07.
D. Cost Principles:
Title 2: Grant and Agreements, Part 225--Cost Principles
for State, Local, and Indian Tribal Governments (OMB A-87).
Title 2: Grant and Agreements, Part 230--Cost Principles
for Non-Profit Organizations (OMB Circular A-122).
E. Audit Requirements:
OMB Circular A-133, Audits of States, Local Governments,
and Non-profit Organizations.
3. Indirect Costs
This section applies to all grant recipients that request
reimbursement of indirect costs in their grant application. In
accordance with HHS Grants Policy Statement, Part II-27, IHS requires
applicants to obtain a current indirect cost rate agreement prior to
award. The rate agreement must be prepared in accordance with the
applicable cost principles and guidance as provided by the cognizant
agency or office. A current rate covers the applicable grant activities
under the current award's budget period. If the current rate is not on
file with the DGM at the time of award, the indirect cost portion of
the budget will be restricted. The restrictions remain in place until
the current rate is provided to the DGM.
Generally, indirect costs rates for IHS grantees are negotiated
with the Division of Cost Allocation https://rates.psc.gov/ and the
Department of Interior (National Business Center) https://www.aqd.nbc.gov/services/ICS.aspx. If your organization has questions
regarding the indirect cost policy, please call (301) 443-5204 to
request assistance.
4. Reporting Requirements
Failure to submit required reports within the time allowed may
result in suspension or termination of an active grant, withholding of
additional awards for the project, or other enforcement actions such as
withholding of payments or converting to the reimbursement method of
payment. Continued failure to submit required reports may result in one
or both of the following: (1) The imposition of special award
provisions; and (2) the non-funding or non-award of other eligible
projects or activities. This requirement applies whether the
delinquency is attributable to the failure of the grantee organization
or the individual responsible for preparation of the reports.
The reporting requirements for this program are noted below.
A. Progress Reports
Program progress reports are required semi-annually of each funding
year. These reports will include a brief comparison of actual
accomplishments to the goals established for the period, or, if
applicable, provide sound justification for the lack of progress, and
other pertinent information as required/outlined in award letter. A
final report must be submitted within 90 days of expiration of the
budget/project period.
B. Financial Reports
Semi-annual Financial Status Reports (FSR) reports must be
submitted within 30 days after the budget period ends.
Final FSRs are due within 90 days of expiration of the project
period. Standard Form 269 (long form for those reporting on program
income; short form for all others) will be used for financial
reporting.
Federal Cash Transaction Reports are due every calendar quarter to
the Division of Payment Management, Payment Management Branch,
Department of Health and Human Services at: https://www.dpm.gov. Failure
to submit timely reports may cause a disruption in timely payments to
your organization.
Grantees are responsible and accountable for accurate reporting of
the Progress Reports and Financial Status Reports which are generally
due semi-annually. Financial Status Reports (SF-269) are due 90 days
after each budget period and the final SF-269 must be verified from the
grantee records on how the value was derived.
Telecommunication for the hearing impaired is available at: TTY
(301) 443-6394.
VII. Agency Contacts
Grants (Business):
Mr. Andrew Diggs, 801 Thompson Ave., Reyes Bldg., Suite 360,
Rockville, MD 20852, Telephone: (301) 443-5204, E-mail:
Andrew.Diggs@ihs.gov.
Program (Programmatic/Technical):
Judith Thierry, 801 Thompson Ave., Reyes Bldg., Suite 300,
Rockville, MD 20852, Telephone: (301) 443-5070, E-mail:
Judith.Thierry@ihs.gov.
The Public Health Service (PHS) strongly encourages all grant and
contract recipients to provide a smoke-free workplace and promote the
non-use of all tobacco products. In addition, Public Law 103-227, the
Pro-Children Act of 1994, prohibits smoking in certain facilities (or
in some cases, any portion of the facility) in which regular or routine
education, library, day care, health care or early childhood
development services are provided to children. This is consistent with
the HHS mission to protect and advance the physical and mental health
of the American people.
Dated: August 12, 2010.
Randy Grinnell,
Deputy Director, Indian Health Service.
[FR Doc. 2010-20362 Filed 8-17-10; 8:45 am]
BILLING CODE 4165-16-P