Transportation Conformity Rule Restructuring Amendments, 49435-49447 [2010-19928]
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Federal Register / Vol. 75, No. 156 / Friday, August 13, 2010 / Proposed Rules
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[FR Doc. 2010–20065 Filed 8–12–10; 8:45 am]
BILLING CODE 4000–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 93
[EPA–HQ–OAR–2009–0128; FRL–9188–5]
RIN 2060–AP57
Transportation Conformity Rule
Restructuring Amendments
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
In this action, EPA is
proposing to restructure several sections
of the transportation conformity rule so
that they would apply to any new or
revised National Ambient Air Quality
Standards (NAAQS) that are established
in the future for transportation-related
criteria pollutants. This proposal should
reduce the need to amend the rule in the
future for the sole purpose of
referencing specific new or revised
NAAQS. EPA is also proposing in this
action that a near-term year would have
to be analyzed when using the budget
test when an area’s attainment date has
passed, or when an area’s attainment
date has not yet been established. The
budget test demonstrates that the total
on-road emissions projected for a
metropolitan transportation plan or TIP
are within the emissions limits
(‘‘budgets’’) established by the state air
quality implementation plan (‘‘SIP’’).
This action also includes several
administrative proposals and
clarifications to improve
implementation of the rule.
The Clean Air Act (CAA) requires
federally supported transportation
plans, transportation improvement
programs, and projects to be consistent
with (‘‘conform to’’) the purpose of the
state air quality implementation plan.
The U.S. Department of Transportation
(DOT) is EPA’s Federal partner in
implementing the transportation
conformity regulation. EPA has
consulted with DOT, and they concur
with this proposed rule.
DATES: Written comments on this
proposal must be received on or before
September 13, 2010.
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SUMMARY:
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Submit your comments,
identified by Docket ID No. EPA–HQ–
OAR–2009–0128, by one of the
following methods:
• https://www.regulations.gov: Follow
the online instructions for submitting
comments.
• E-mail: a-and-r-docket@epa.gov.
• Fax: (202) 566–9744.
• Mail: Air Docket, Environmental
Protection Agency, Mailcode: 2822T,
1200 Pennsylvania Ave., NW.,
Washington, DC 20460, Attention
Docket ID No. EPA–HQ–OAR–2009–
0128. Please include a total of two
copies.
• Hand Delivery: Air Docket,
Environmental Protection Agency: EPA
West Building, EPA Docket Center
(Room 3334), 1301 Constitution Ave.,
NW., Washington, DC, Attention Docket
ID No. EPA–HQ–OAR–2009–0128.
Please include two copies. Such
deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OAR–2009–
0128. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or e-mail. The
https://www.regulations.gov Web site is
an ‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket visit the EPA
ADDRESSES:
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Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
For additional instructions on
submitting comments, go to Section I. of
the SUPPLEMENTARY INFORMATION section
of this document.
Docket: All documents in the docket
are listed in the https://
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
the Air and Radiation Docket, EPA/DC,
EPA West, Room 3334, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744
and the telephone number for the Air
and Radiation Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT:
Patty Klavon, State Measures and
Conformity Group, Transportation and
Regional Programs Division,
Environmental Protection Agency, 2000
Traverwood Drive, Ann Arbor, MI
48105, e-mail address:
klavon.patty@epa.gov, telephone
number: (734) 214–4476, fax number:
(734) 214–4052; or Laura Berry, State
Measures and Conformity Group,
Transportation and Regional Programs
Division, Environmental Protection
Agency, 2000 Traverwood Drive, Ann
Arbor, MI 48105, e-mail address:
berry.laura@epa.gov, telephone number:
(734) 214–4858, fax number: (734) 214–
4052.
The
contents of this preamble are listed in
the following outline:
SUPPLEMENTARY INFORMATION:
I. General Information
II. Background on the Transportation
Conformity Rule
III. Restructure of 40 CFR 93.109
IV. Additional Option for Areas That Qualify
for EPA’s Clean Data Regulations or
Policies
V. Baseline Year for Certain Nonattainment
Areas
VI. Transportation Conformity Requirements
for Secondary NAAQS
VII. Analysis of a Near-Term Year in the
Budget Test
VIII. How does this proposal affect
conformity SIPs?
IX. Statutory and Executive Order Reviews
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Federal Register / Vol. 75, No. 156 / Friday, August 13, 2010 / Proposed Rules
I. General Information
A. Does this action apply to me?
Entities potentially regulated by the
transportation conformity rule are those
that adopt, approve, or fund
transportation plans, programs, or
projects under title 23 U.S.C. or title 49
U.S.C. chapter 53. Regulated categories
and entities affected by today’s action
include:
Category
Examples of regulated entities
Local government ...............................................
Local transportation and air quality agencies, including metropolitan planning organizations
(MPOs).
State transportation and air quality agencies.
Department of Transportation (Federal Highway Administration (FHWA) and Federal Transit
Administration (FTA)).
State government ...............................................
Federal government ............................................
B. What should I consider as I prepare
my comments for EPA?
Regulations (CFR) part or section
number.
• Explain why you agree or disagree,
suggest alternatives and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns, and suggest
alternatives.
• Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
• Make sure to submit your
comments by the comment period
deadline identified.
1. Submitting CBI
3. Docket Copying Costs
Do not submit this information to EPA
through https://www.regulations.gov or
e-mail. Clearly mark the part or all of
the information that you claim to be
CBI. For CBI information in a disk or CD
ROM that you mail to EPA, mark the
outside of the disk or CD ROM as CBI
and then identify electronically within
the disk or CD ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information so marked will not be
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
You may be required to pay a
reasonable fee for copying docket
materials.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this proposal. This table lists
the types of entities of which EPA is
aware that potentially could be
regulated by the transportation
conformity rule. Other types of entities
not listed in the table could also be
regulated. To determine whether your
organization is regulated by this action,
you should carefully examine the
applicability requirements in 40 CFR
93.102. If you have questions regarding
the applicability of this action to a
particular entity, consult the persons
listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
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2. Tips for Preparing Your Comments
When submitting comments,
remember to:
• Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
• Follow directions—The Agency
may ask you to respond to specific
questions or organize comments by
referencing a Code of Federal
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C. How do I get copies of this proposed
rule and other documents?
1. Docket
EPA has established an official public
docket for this action under Docket ID
No. EPA–HQ–OAR–2009–0128. You can
get a paper copy of this Federal Register
document, as well as the documents
specifically referenced in this action,
any public comments received, and
other information related to this action
at the official public docket. See the
ADDRESSES section for its location.
2. Electronic Access
You may access this Federal Register
document electronically through EPA’s
Transportation Conformity Web site at
https://www.epa.gov/otaq/
stateresources/transconf/index.htm.
You may also access this document
electronically under the Federal
Register listings at https://www.epa.gov/
fedrgstr/.
An electronic version of the official
public docket is available through
https://www.regulations.gov. You may
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use https://www.regulations.gov to
submit or view public comments, access
the index listing of the contents of the
official public docket, and to access
those documents in the public docket
that are available electronically. Once in
the system, select ‘‘search,’’ then key in
the appropriate docket identification
number.
Certain types of information will not
be placed in the electronic public
docket. Information claimed as CBI and
other information for which disclosure
is restricted by statute is not available
for public viewing in the electronic
public docket. EPA’s policy is that
copyrighted material will not be placed
in the electronic public docket but will
be available only in printed, paper form
in the official public docket.
To the extent feasible, publicly
available docket materials will be made
available in the electronic public
docket. When a document is selected
from the index list in EPA Dockets, the
system will identify whether the
document is available for viewing in the
electronic public docket. Although not
all docket materials may be available
electronically, you may still access any
of the publicly available docket
materials through the docket facility
identified in the ADDRESSES section.
EPA intends to provide electronic
access in the future to all of the publicly
available docket materials through the
electronic public docket.
Public comments submitted on
computer disks that are mailed or
delivered to the docket will be
transferred to the electronic public
docket. Public comments that are
mailed or delivered to the docket will be
scanned and placed in the electronic
public docket. Where practical, physical
objects will be photographed, and the
photograph will be placed in the
electronic public docket along with a
brief description written by the docket
staff.
For additional information about the
electronic public docket, visit the EPA
Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
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Federal Register / Vol. 75, No. 156 / Friday, August 13, 2010 / Proposed Rules
II. Background on the Transportation
Conformity Rule
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A. What is transportation conformity?
Transportation conformity is required
under Clean Air Act (CAA) section
176(c) (42 U.S.C. 7506(c)) to ensure that
transportation plans, transportation
improvement programs (TIPs) and
federally supported highway and transit
projects are consistent with (‘‘conform
to’’) the purpose of the state air quality
implementation plan (SIP). Conformity
to the purpose of the SIP means that
transportation activities will not cause
new air quality violations, worsen
existing violations, or delay timely
attainment or achievement of interim
emission reductions or milestones of the
relevant NAAQS. Transportation
conformity (hereafter, ‘‘conformity’’)
applies to areas that are designated
nonattainment, and those areas
redesignated to attainment after 1990
(‘‘maintenance areas’’) for transportationrelated criteria pollutants: Carbon
monoxide (CO), ozone, nitrogen dioxide
(NO2) and particulate matter (PM2.5 and
PM10).1
EPA’s conformity rule (40 CFR parts
51 and 93) establishes the criteria and
procedures for determining whether
transportation activities conform to the
SIP. EPA first promulgated the
conformity rule on November 24, 1993
(58 FR 62188), and subsequently
published several other amendments.
DOT is EPA’s Federal partner in
implementing the conformity
regulation. EPA has consulted with
DOT, and they concur with this
proposed rule.
B. Why are we issuing this proposed
rule?
EPA has already undertaken two
conformity rulemakings primarily for
the purpose of addressing a new or
revised NAAQS. See the March 24, 2010
final rule and the July 1, 2004 final rule
(75 FR 14260, and 69 FR 40004,
respectively). Due to other CAA
requirements, EPA will continue to
establish new or revised NAAQS in the
future. Therefore, EPA is proposing to
restructure two sections of the
conformity rule, 40 CFR 93.109 and
93.119, and is proposing minor changes
for definitions in 40 CFR 93.101, so that
the rule’s requirements would clearly
apply to areas designated for future new
or revised NAAQS. These proposed
changes are intended to minimize the
need to make administrative updates to
the conformity rule merely to reference
1 40 CFR 93.102(b)(1) defines PM
2.5 and PM10 as
particles with an aerodynamic diameter less than or
equal to a nominal 2.5 and 10 micrometers,
respectively.
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a specific new or revised NAAQS. EPA
believes that these proposed revisions
would provide more certainty to
implementers without compromising air
quality benefits from the current
program. These proposed changes are
found in Sections III. and V. of today’s
proposal.
EPA is also proposing to clarify the
additional conformity test option
currently available to nonattainment
areas that meet the criteria of EPA’s
clean data 2 regulations or policies for
certain NAAQS, and to extend that
flexibility to any nonattainment areas
covered by such a regulation or policy.
See Section IV. of today’s proposal for
further details. EPA is also clarifying
that conformity requirements apply in
areas designated nonattainment or
maintenance for a transportation-related
secondary NAAQS. See Section VI. for
further information.
In addition, EPA is proposing that a
near-term year would have to be
analyzed when using the budget test
when an area’s attainment date has
passed, or when an area’s attainment
date has not yet been established. The
budget test demonstrates that the total
on-road emissions projected for a
metropolitan transportation plan or TIP
are within the emissions limits
(‘‘budgets’’) established by the state air
quality implementation plan (‘‘SIP’’).
Section VII. of this preamble describes
this issue and EPA’s proposed change
for budget test analysis years. Finally,
Section VIII. covers how today’s
proposal affects conformity SIPs.3
Two recent actions are useful
background for today’s proposed rule. In
the March 24, 2010 Transportation
Conformity Rule PM2.5 and PM10
Amendments (‘‘PM Amendments’’)
rulemaking, EPA provided conformity
procedures for state and local agencies
in areas that are designated
nonattainment for the 2006 24-hour
PM2.5 NAAQS (‘‘2006 PM2.5
NAAQS’’)(75 FR 14260). The other
rulemaking that provides useful
background is the final rule EPA
published on July 1, 2004 (69 FR
40004). In this rulemaking, EPA
provided conformity procedures for
state and local agencies under the
2 Clean data refers to air quality monitoring data
determined by EPA to indicate attainment of the
NAAQS. Note that we are proposing a minor change
to the existing definition of clean data found in 40
CFR 93.101, see Section IV. of today’s notice.
3 The transportation conformity SIP includes a
state’s specific criteria and procedures for certain
aspects of the transportation conformity process.
For more information about transportation
conformity SIPs, see EPA’s ‘‘Guidance for
Developing Transportation Conformity State
Implementation Plans (SIPs)’’, (EPA–420–B–09–001,
January 2009).
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49437
8-hour ozone and PM2.5 NAAQS (or
‘‘1997 ozone’’ and ‘‘1997 PM2.5’’ NAAQS,
respectively).4 See EPA’s Web site at
https://www.epa.gov/otaq/
stateresources/transconf/index.htm for
further information about any of EPA’s
transportation conformity rulemakings.5
III. Restructure of 40 CFR 93.109
A. Overview
Conformity determinations for
transportation plans, TIPs, and projects
not from a conforming transportation
plan and TIP must include a regional
emissions analysis that fulfills CAA
requirements. The conformity rule
provides for several different regional
conformity tests that satisfy statutory
requirements in different situations.
Once a SIP with a motor vehicle
emissions budget (‘‘budget’’) is
submitted for a NAAQS and EPA finds
the budget adequate for conformity
purposes or approves it as part of the
SIP, conformity must be demonstrated
using the budget test for that pollutant
or precursor, as described in 40 CFR
93.118.
EPA has amended the conformity rule
on two prior occasions to address a new
or revised NAAQS. In the July 1, 2004
final rule (69 FR 40004), EPA amended
40 CFR 93.109 by adding new
paragraphs to describe the regional
conformity tests for the 1997 ozone
areas that do not have 1-hour ozone
budgets, 1997 ozone areas that have 1hour ozone budgets, and 1997 PM2.5
areas. Also, in the March 24, 2010 PM
Amendments final rule (75 FR 14260),
EPA amended 40 CFR 93.109 again by
adding two new paragraphs to describe
the regional conformity tests for 2006
PM2.5 areas without 1997 PM2.5 budgets,
and 2006 PM2.5 areas that have 1997
PM2.5 budgets.
EPA believes it would be useful to
restructure 40 CFR 93.109 to eliminate
repetition and reduce the need to
update the rule each time a NAAQS is
promulgated. The same hierarchy of
conformity tests as described below in
B. of this section generally applies to all
areas where conformity is required, and
for the reasons described below, EPA
believes it would apply to all future
areas, regardless of pollutant or NAAQS.
Given that CAA section 109(d)(1)
requires EPA to revisit the NAAQS for
criteria pollutants at least every five
4 The July 1, 2004 final rule described regional
conformity tests for areas designated nonattainment
or maintenance for the 8-hour ozone NAAQS
codified at 40 CFR 50.10 and for areas designated
nonattainment or maintenance for the PM2.5
NAAQS codified at 40 CFR 50.7.
5 At this Web site, click on ‘‘Regulations’’ to find
all of EPA’s proposed and final rules as well the
current transportation conformity regulations.
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years, and that EPA is in the process of
considering revisions to other NAAQS
per this requirement, EPA anticipates
other NAAQS revisions will be made in
the future that will be subject to
conformity requirements.
In the existing conformity regulation,
40 CFR 93.109 includes nine
paragraphs, (c) through (k), one for each
of the various types of nonattainment
and maintenance areas. Each of these
paragraphs contains the requirements
that apply for that specific pollutant,
NAAQS, and/or area boundary scenario,
but each paragraph’s requirements are
consistent with the hierarchy of regional
conformity tests described below in B.
of this section. Therefore, there is
redundancy in 40 CFR 93.109 as it
currently exists.
B. Proposal
Today, EPA is proposing to
restructure this section to provide the
requirements for regional conformity
tests in one paragraph, and project-level
conformity tests in another. Under
today’s proposal, existing paragraphs (c)
through (k) would be replaced with two
paragraphs:
• Regional conformity tests, which
would be covered by newly proposed
paragraph § 93.109(c); and,
• Project-level conformity tests,
which would be covered by newly
proposed paragraph § 93.109(d).
EPA is not proposing substantive
changes to this section of the conformity
rule; therefore, we are taking comments
only on the proposed restructuring of 40
CFR 93.109, not on the underlying
requirements of the regulation.
New paragraph (c). Under today’s
proposal, § 93.109(c) would include
requirements for using the budget test
and/or interim emissions tests in the
same manner as in the existing
regulation. That is, the following general
hierarchy of regional conformity tests
that is found in the existing regulations
would be retained by the new structure:
• First, a nonattainment or
maintenance area for a specific NAAQS
must use the budget test, if the area has
budgets from an adequate or approved
SIP for that specific NAAQS (proposed
§ 93.109(c)(1)). For example, once a
2010 ozone nonattainment or
maintenance area has adequate or
approved SIP budgets for the 2010
ozone NAAQS, it would use those
budgets for the budget test as the
regional test of conformity;
• Second, if an area does not have
such budgets but has budgets from an
adequate or approved SIP that addresses
a different NAAQS for the same criteria
pollutant, these budgets must be used in
the budget test. Where such budgets do
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not cover the entire area, the interim
emissions test(s) may also have to be
used (proposed § 93.109(c)(2)). For
example, before a 2010 ozone area has
adequate or approved budgets for the
2010 ozone NAAQS, it would use the
budget test, using budgets from an
adequate or approved SIP for an earlier
ozone NAAQS, if it has them.6 If these
budgets do not cover the entire 2010
ozone area, the interim emissions test(s)
may also have to be used;
• Third, if an area has no adequate or
approved budgets for that criteria
pollutant at all, it must use the interim
emissions test(s), as described in 40 CFR
93.119 (proposed § 93.109(c)(3)). For
example, if a 2010 ozone area has no
adequate or approved budgets for any
ozone NAAQS, it would use the interim
emissions test(s), as described in 40 CFR
93.119.
All of the requirements and
flexibilities in the existing rule that
apply for regional conformity tests for
specific pollutants would be retained in
proposed § 93.109(c)(4) and (c)(6). In
addition, EPA is proposing to expand
the clean data 7 conformity option in 40
CFR 93.109(c)(5), (d)(5) and (e)(4) to all
clean data areas for which EPA has a
clean data regulation or policy
(proposed § 93.109(c)(5)). See Section
IV. below for further information.
New paragraph (d). With regard to
project-level requirements, today’s
proposed paragraph § 93.109(d) places
the existing rule’s requirements for hotspot analyses of projects in CO, PM10,
and PM2.5 nonattainment and
maintenance areas together in one
paragraph (proposed § 93.109(d)(1), (2),
and (3)). These requirements would be
unchanged from the existing
regulation.8
Related proposed amendments to 40
CFR 93.101. EPA also proposes to
remove the definitions for ‘‘1-hour ozone
NAAQS,’’, ‘‘8-hour ozone NAAQS’’, ‘‘24hour PM10 NAAQS’’, ‘‘1997 PM2.5
NAAQS’’, ‘‘2006 PM2.5 NAAQS’’, and
‘‘Annual PM10 NAAQS’’ found in 40
CFR 93.101 of the conformity rule.
Under today’s proposed reconstruction
of 40 CFR 93.109, these definitions
6 It is possible that the adequate or approved
budget for an earlier ozone NAAQS could be an
adequate or approved 1-hour ozone budget.
7 Clean data refers to air quality monitoring data
determined by EPA to indicate attainment of the
NAAQS. Note that we are proposing a minor change
to the existing definition of clean data found in 40
CFR 93.101, see Section IV. of today’s notice.
8 Project-level conformity determinations are
typically developed during the National
Environmental Policy Act (NEPA) process, although
conformity requirements are separate from NEPArelated requirements. Today’s proposal to
restructure 40 CFR 93.109 does not affect how
NEPA-related requirements are implemented in the
field.
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would no longer be necessary because
the proposed regulatory text for 40 CFR
93.109 would apply for any and all
NAAQS of a pollutant for which
conformity applies.
C. Rationale for Restructuring of
§ 93.109
EPA believes that section 93.109 of
the conformity rule can be restructured
because a recent court decision has
already established the legal parameters
for regional conformity tests. In
Environmental Defense v. EPA, 467 F.3d
1329 (DC Cir. 2006), the Court of
Appeals for the District of Columbia
Circuit held that where a motor vehicle
emissions budget developed for the
revoked 1-hour ozone NAAQS existed
in an approved SIP, that budget must be
used to demonstrate conformity to the
8-hour ozone NAAQS until the SIP is
revised to include budgets for the new
(or revised) NAAQS. EPA incorporated
the court’s decision for ozone
conformity tests in its January 24, 2008
final rule (73 FR 4434). While the
Environmental Defense case concerned
ozone, EPA believes the court’s holding
is relevant for other pollutants for which
conformity must be demonstrated.
Consequently, EPA believes that the
hierarchy of regional conformity tests
described above, which is already found
in the existing rule for 8-hour ozone and
2006 PM2.5 areas, would apply for any
NAAQS of a pollutant for which
conformity applies.
Today’s proposed restructuring would
reduce the likelihood that EPA would
have to amend the conformity rule
when new or revised NAAQS are
promulgated, which would have several
benefits. First, implementers would
know the requirements for regional
conformity tests for any potential area
designated nonattainment for a new or
revised NAAQS, even before such area’s
designation. Thus, implementers may
have more time to determine conformity
of a transportation plan and TIP and
would not need to wait for any
additional conformity rulemaking from
EPA. Second, reducing the need to
amend the conformity regulation each
time a NAAQS change is made would
save government resources and taxpayer
dollars and also reduce stakeholder
effort needed to keep track of regulatory
changes.
EPA’s proposed changes to 40 CFR
93.109, along with today’s proposed
elimination of definitions in 40 CFR
93.101 and proposed changes for the
baseline year in 40 CFR 93.119 (see
Section V.), should make the rule
sufficiently flexible to cover most future
NAAQS changes, such as promulgation
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of a new or revised NAAQS or
revocation of a NAAQS.
EPA is not proposing to revise
regional conformity test requirements in
40 CFR 93.109 9 or hot-spot analyses
requirements for existing areas and is
therefore not seeking comment on these
requirements in existing areas. Further,
today’s proposal is consistent with the
regional conformity test requirements
for 2006 PM2.5 areas and PM10 areas
described in the March 24, 2010 PM
Amendments final rule. The rationale
for the required regional tests has been
described in previous rulemakings as
well. The rationale for the requirements
for project-level conformity tests in CO,
PM2.5, and PM10 areas has also been
described in previous rulemakings,10
and EPA is not proposing to revise and
is therefore not seeking comment on
those requirements.
Request for comments. While EPA
believes today’s changes proposed for
40 CFR 93.109 are clear and concise, we
also recognize that there could be other
ways to organize this section to achieve
the same result of accommodating the
promulgation of future NAAQS. For
example, another possible structure for
this section could be to create separate
paragraphs containing the conformity
tests required for each of the pollutants
for which conformity applies: Ozone,
CO, PM10, PM2.5, and NO2. Under this
alternative structure, the requirements
for each pollutant would be wholly
contained in one specific paragraph but
the same requirements for regional
conformity tests would be repeated five
times in the regulatory text.
EPA is specifically seeking comment
on the overall organization of this
section, whether it be (1) By regional
conformity test and project-level test
requirements as in today’s proposed
regulatory text, (2) by each of the five
pollutants for which conformity applies,
or (3) by another method that achieves
the goals described in today’s proposal
to restructure the conformity provisions
in this section, without affecting the
substantive requirements of the
regulation. EPA requests that
commenters provide the reasons for
their preferences if possible, as these
reasons are especially valuable to EPA
in making a final decision. Where
9 EPA is proposing to include a near-term analysis
year requirement for the SIP budget test in 40 CFR
93.118. See Section VII. of today’s proposal for
further details.
10 For further details on project-level conformity
test requirements, please refer to the March 10,
2006 final rule (71 FR 12469–12506). See also EPA’s
January 24, 2008 final rule (73 FR 4432–4434),
EPA’s July 1, 2004 final rule (69 FR 40036–40037;
40056–40058), the August 15, 1997 final rule (62 FR
43798), and the November 24, 1993 final rule (58
FR 62199–62201; 62207; 62212–62213).
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commenters recommend an alternative
structure, please provide example text.
IV. Additional Option for Areas That
Qualify for EPA’s Clean Data
Regulations or Policies
A. Overview
Currently, sections 93.109(c)(5),
(d)(5), and (e)(4) of the conformity rule
provide an additional regional
conformity test option for moderate and
above 1-hour and 8-hour ozone
nonattainment areas that meet the
criteria of EPA’s existing clean data
regulation and policy.11 Today’s
conformity proposal would clarify this
flexibility and extend this flexibility to
any nonattainment areas that are
covered by EPA’s clean data regulations
or clean data policies.12
B. Proposal
Today, EPA is proposing to clarify
that any nonattainment area that EPA
determines has air quality monitoring
data that meet the requirements of 40
CFR parts 50 and 58 and that show
attainment of the NAAQS—a ‘‘clean
data’’ area 13—can choose to complete a
regional conformity analysis using the
most recent year of clean data as the
motor vehicle emissions budget(s) rather
than using the interim emissions test(s)
11 For further details on EPA’s clean data policy
for ozone areas, please refer to July 1, 2004 final
rule (69 FR 40019–40020). See also EPA’s
November 29, 2005 Phase 2 Ozone Implementation
rulemaking for the 1997 ozone NAAQS (70 FR
71644–71646) and 40 CFR 51.918. EPA had also
previously issued a policy memorandum on May
10, 1995 that addressed certain SIP requirements of
moderate and above 1-hour ozone areas. This
memorandum is entitled, ‘‘Reasonable Further
Progress, Attainment Demonstrations, and Related
Requirements of Ozone Nonattainment Areas
Meeting the Ozone National Ambient Air Quality
Standard,’’ and is available on EPA’s Web site at:
https://www.epa.gov/ttn/caaa/t1/memoranda/
clean15.pdf.
12 In addition to EPA’s clean data regulation and
policy for ozone areas, EPA also promulgated a
clean data regulation for the PM2.5 NAAQS. See
EPA’s April 25, 2007 Phase 1 PM2.5 Implementation
rulemaking for the 1997 PM2.5 NAAQS (72 FR
20586) and 40 CFR 51.1004(c). EPA had previously
issued a policy memorandum on December 14,
2004 on this subject. This memorandum is entitled,
‘‘Clean Data Policy for the Fine Particle National
Ambient Air Quality Standards,’’ and is available on
EPA’s Web site at: https://www.epa.gov/
pmdesignations/1997standards/documents/
Clean_Data_Policy.pdf.
EPA has also applied its clean data policy in
making determinations of attainment in PM10
nonattainment areas. For example, see the October
30, 2006 final rule (71 FR 63642) for the finding of
attainment for the San Joaquin Valley, California
PM10 nonattainment area. See also the February 8,
2006 final rule (71 FR 6352) for the finding of
attainment of the Ajo, Arizona PM10 nonattainment
area, and the March 14, 2006 final rule (71 FR
13021) for the finding of attainment for the Yuma,
Arizona PM10 nonattainment area.
13 See 40 CFR 93.101.
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49439
per 40 CFR 93.119 if the following are
true:
• The state or local air quality agency
requests that budgets be established in
conjunction with EPA’s determination
of attainment (Clean Data) rulemaking
for the respective NAAQS, and EPA
approves the request; and,
• These areas have not submitted a
maintenance plan for the respective
NAAQS and EPA has determined that
these areas are not subject to the CAA
reasonable further progress and
attainment demonstration requirements
for the respective NAAQS.
Otherwise, clean data areas for a
relevant NAAQS must complete a
regional conformity analysis using
either the budget test if they have
adequate or approved budgets (per 40
CFR 93.109 and 93.118), or the interim
emissions test(s) per 40 CFR 93.119 if
they do not have adequate or approved
budgets.
The proposed regulatory text for this
flexibility is found in § 93.109(c)(5), and
would clarify that the state or local air
quality agency would have to make the
request that the emissions in the most
recent year for which the area is
attaining (i.e., the most recent year that
the area has ‘‘clean data’’) be used as
budgets, and that EPA would have to
approve that request. These steps are in
the current regulation; today’s proposed
regulatory text would simply make them
more explicit and would extend them to
any nonattainment area covered by
EPA’s clean data regulations or policies.
EPA is also proposing to update the
definition of ‘‘clean data’’ in 40 CFR
93.101 to describe this term more
accurately. The updated definition
would reference the appropriate
requirements at 40 CFR part 50, as well
as part 58. The reference to 40 CFR part
58 is included in the existing definition.
We are seeking comments on the
proposal to extend this flexibility to use
clean data budgets for any NAAQS for
which EPA has a clean data regulation
or policy. We are not seeking comments
on the existing clean data regulation and
policy and how they currently apply to
ozone nonattainment areas under the
conformity rule.
C. Rationale
Today’s proposed clarification for
clean data areas is consistent with the
current conformity rule. Options for
conformity tests for clean data areas
remain the same, although today’s
proposal would extend the additional
flexibility to use clean data budgets to
any nonattainment areas where EPA
develops a clean data regulation or
policy for the relevant NAAQS. The
regulatory text for this proposal is found
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in proposed § 93.109(c)(5), which would
apply to areas designated for any
NAAQS.
EPA believes that nonattainment areas
that EPA has determined to be attaining
a NAAQS (clean data areas) for which
EPA has developed a clean data
regulation or policy should be extended
the same flexibility that the current
conformity rule provides to moderate
and above 1-hour and 8-hour ozone
areas 14 that qualify for EPA’s ozone
clean data regulation and policy. See
EPA’s previous discussion and rationale
for the clean data conformity option in
the preamble to the 1996 conformity
proposal and 1997 final rule (July 9,
1996, 61 FR 36116, and August 15,
1997, 62 FR 43785, respectively).
For further details on EPA’s clean
data regulations and policies, please
refer to the July 1, 2004 final rule (69 FR
40019–40020). See also EPA’s
November 29, 2005 Phase 2 Ozone
Implementation rulemaking for the 1997
ozone NAAQS (70 FR 71644–71646), 40
CFR 51.918, and EPA’s April 25, 2007
Clean Air Fine Particle Implementation
Rule for the 1997 PM2.5 NAAQS (72 FR
20603–20605). See also the October 30,
2006 final rule (71 FR 63642), the
February 8, 2006 final rule (71 FR 6352)
and the March 14, 2006 final rule (71 FR
13021) determinations of attainment for
various PM10 nonattainment areas using
EPA’s Clean Data policy.
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V. Baseline Year for Certain
Nonattainment Areas
A. Overview
Before an adequate or approved SIP
budget is available, conformity for the
transportation plan, TIP, or project not
from a conforming transportation plan
and TIP is demonstrated with one or
both of the interim emissions tests, as
described in 40 CFR 93.119. The interim
emissions tests include different forms
of the ‘‘build/no-build’’ test and
‘‘baseline year’’ test. In general, the
baseline year test compares emissions
from the planned transportation system
to emissions that occurred in the
relevant baseline year. The build/nobuild test compares emissions from the
planned (or ‘‘build’’) transportation
system with the existing (or ‘‘no-build’’)
transportation system in the analysis
year. Because EPA has amended this
section of the conformity rule two times
in the past to add a baseline year for
new or revised NAAQS (See Section
II.B. of today’s proposal for details), EPA
is proposing today to revise 40 CFR
93.119 to apply more generally to any
14 The
1-hour ozone NAAQS was revoked
effective June 15, 2005. Transportation conformity
no longer applies for this NAAQS.
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NAAQS, rather than updating this
section of the conformity rule to address
a specific NAAQS.
B. Proposal
EPA is proposing to revise 40 CFR
93.119 to define the baseline year by
reference to another requirement. Rather
than naming a specific year, EPA is
proposing to define the baseline year for
conformity purposes as the most recent
year for which EPA’s Air Emissions
Reporting Requirements (AERR) (40
CFR 51.30(b)) requires submission of
on-road mobile source emissions
inventories, as of the effective date of
EPA’s nonattainment designations for
any NAAQS promulgated after 1997.
AERR requires on-road mobile source
emission inventories to be submitted for
every third year, for example, 2002,
2005, 2008, 2011, etc.15
This proposed definition establishes
the baseline year for conformity
purposes for any areas designated
nonattainment for a NAAQS that EPA
promulgated after 1997. This has
already been done for areas designated
nonattainment for the 2006 PM2.5
NAAQS, which was promulgated on
October 17, 2006 (71 FR 61144). See the
March 24, 2010 PM Amendments final
rule (75 FR 14265–14266) for further
details. Today’s proposed definition is
consistent with Option 2 which was
finalized for the 2006 PM2.5 NAAQS in
the PM Amendments final rule, except
that in the PM Amendments final rule,
this definition applies only to areas
designated for a PM2.5 NAAQS other
than the 1997 PM2.5 NAAQS. Today’s
proposal would apply more generally,
for any new or revised NAAQS of any
pollutant promulgated after 1997, not
just the PM2.5 NAAQS. Therefore, for
any future NAAQS changes, the
conformity rule would not have to be
amended merely to establish a new
baseline year for conformity purposes;
this proposed definition would
automatically establish a relevant
baseline year. For all future NAAQS,
EPA would identify the baseline year
that results from today’s proposed
definition for implementers in guidance
and maintain a list of baseline years on
EPA’s Web site.16 Once the baseline
year is established according to this
provision, it would not change (i.e., the
baseline year would not be a rolling
baseline year for a given NAAQS).
Today’s proposal would not change the
15 These are known as Three-Year Cycle
Inventories. See 40 CFR 51.30(b) in the EPA’s
December 17, 2008 final rule (73 FR 76539) for
more details.
16 See https://www.epa.gov/otaq/stateresources/
transconf/baseline.htm.
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baseline years already established prior
to today’s proposed rule.
The current requirements for
interagency consultation (40 CFR
93.105(c)(1)(i)) would apply to the
process to determine the latest
assumptions and models for generating
baseline year motor vehicle emissions to
complete any baseline year test. The
baseline year emissions level that is
used in conformity would be required to
be based on the latest planning
assumptions available, the latest
emissions model, and appropriate
methods for estimating travel and
speeds as required by 40 CFR 93.110,
93.111, 93.122 of the current conformity
rule.
The baseline year test can be
completed with a submitted or draft
baseline year motor vehicle emissions
SIP inventory, if the SIP reflects the
latest information and models. An MPO
or state DOT, in consultation with state
and local air agencies, could also
develop baseline year emissions as part
of the conformity analysis. EPA believes
that a submitted or draft SIP baseline
inventory may be the most appropriate
source for completing the baseline year
tests for an area’s first conformity
determination under a new or revised
NAAQS. This is due to the fact that SIP
inventories are likely to be under
development at the same time as these
conformity determinations, and such
inventories must be based on the latest
available data at the time they are
developed (CAA section 172(c)(3)).
C. Rationale
EPA believes that today’s proposed
definition for the baseline year is
appropriate for meeting CAA conformity
requirements for nonattainment areas
and is environmentally protective.
Coordinating the conformity baseline
year with the year used for SIP planning
and an emissions inventory year was
EPA’s rationale for using 2002 as the
baseline year for conformity tests in
nonattainment areas for the 1997 ozone
NAAQS. As described in the July 1,
2004 final rule (69 FR 40015), EPA
selected 2002 as the conformity baseline
year because 2002 was identified as the
anticipated emissions inventory base
year for the SIP planning process under
the 1997 ozone NAAQS.17 EPA
continues to believe that coordinating
the baseline year for interim emissions
tests with other data collection and
inventory requirements would allow
state and local governments to use their
17 Also, the AERR requires submission of point,
nonpoint, and mobile source emissions inventories
every three years, and 2002 was one of those
required years for such updates.
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resources more efficiently. EPA also
believes it would be important to
coordinate the conformity rule’s
baseline year with a year that is
consistent with emission inventory
requirements, which will most likely be
consistent with the year ultimately used
as a baseline for SIP planning for a
particular NAAQS as well.
Because the CAA requires EPA to
review the NAAQS for possible revision
once every five years, the existing
conformity rule as structured requires
EPA to update the conformity rule to
establish a baseline year every time a
new or revised NAAQS is promulgated.
Therefore, EPA is proposing to
generalize the language for the baseline
year for areas designated under any
NAAQS established after 1997.
Adopting this proposal would
standardize the process for selecting an
appropriate baseline year to use in
meeting conformity requirements before
SIP budgets have been established for
any NAAQS promulgated in the future.
Today’s proposed baseline year
definition provides implementers with
knowledge of the baseline year for any
NAAQS promulgated after 1997 upon
the effective date of nonattainment
designations for that NAAQS, without
having to wait for EPA to amend the
conformity rule. As a result, MPOs and
other implementers would understand
conformity requirements for future
NAAQS revisions more quickly, which
may, in turn, enable them to fully utilize
the 12-month conformity grace period to
complete conformity determinations for
new nonattainment areas.
EPA believes that generalizing the
baseline year in the conformity rule
would result in an appropriate baseline
year for any given NAAQS. This
proposed amendment to the conformity
rule is based on criteria that have been
used for establishing specific baseline
years for other NAAQS (58 FR 62191, 69
FR 40014). Therefore, EPA believes that
generalizing the baseline year would
continue to result in an environmentally
protective and appropriate baseline year
for conformity under any future NAAQS
revisions and is consistent with how
conformity has been implemented for
new or revised NAAQS in the past.
VI. Transportation Conformity
Requirements for Secondary NAAQS
Based on the CAA conformity
provisions, the existing conformity rule,
and today’s proposal, conformity
requirements must be met for all
transportation-related criteria pollutants
and NAAQS. All of the transportationrelated criteria pollutants except CO
have a primary NAAQS and a secondary
NAAQS. The primary NAAQS protects
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public health. The secondary NAAQS
prevents unacceptable effects on the
public welfare, e.g., unacceptable
damage to crops and vegetation,
buildings and property, and ecosystems
(CAA section 109(b)(2)).
CAA section 176(c)(1)(A) states that
conformity to a SIP means ‘‘conformity
to an implementation plan’s purpose of
eliminating or reducing the severity and
number of violations of the national
ambient air quality standards and
achieving expeditious attainment of
such standards * * *’’ In other words,
because the CAA refers to the NAAQS
without qualifying them, conformity
applies to both the primary and
secondary NAAQS for transportationrelated criteria pollutants.
EPA has historically set the secondary
NAAQS at the same level as the relevant
primary NAAQS for transportationrelated criteria pollutants (i.e., PM,
ozone, nitrogen dioxide). Hence, the
conformity rule has not needed to
address requirements specifically for
areas designated nonattainment only for
a secondary NAAQS or designated for
both a primary and a different
secondary NAAQS for the same
pollutant.
However, for example, in its January
19, 2010 (75 FR 2938) proposal to revise
the ozone NAAQS, EPA proposed a
secondary ozone NAAQS that, if
finalized as proposed, would be distinct
from the primary ozone NAAQS that
was proposed. It is also possible that in
the future EPA will propose to establish
distinct secondary NAAQS for other
transportation-related criteria
pollutants.
Because a secondary NAAQS may not
have a specified attainment year which
is required to be analyzed,18 EPA is
proposing in Section VII. of today’s
proposal to address analysis year
requirements for areas without an
established attainment date. EPA would
issue guidance as needed to assist areas
in implementing conformity
requirements for new NAAQS,
including any secondary NAAQS for the
2010 ozone NAAQS, if applicable.
18 This may occur in areas designated
nonattainment for a secondary NAAQS which is
different from the primary NAAQS. The CAA does
not specify an attainment date for such areas. CAA
section 172(a)(2)(B) specifies that ‘‘[t]he attainment
date for an area designated nonattainment with
respect to a secondary [NAAQS] shall be the date
by which attainment can be achieved as
expeditiously as practicable after the date such an
area was designated under section 107(d).’’ For
transportation conformity purposes, an attainment
date would be established when an attainment
demonstration is submitted and SIP budgets are
found adequate through the adequacy process or
approved through the SIP approval process.
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VII. Analysis of a Near-Term Year in
the Budget Test
A. Existing Requirements for Analysis
Years
As described earlier, conformity
determinations for transportation plans
and TIPs include a regional emissions
analysis for the budget test and/or
interim emissions test, whichever
applies in a given area. When these tests
are performed, state and local agencies
are not required to examine the
emissions impacts of every year within
the timeframe of the transportation plan.
Rather, the conformity rule requires that
only certain years be analyzed (40 CFR
93.118(d)) to understand the emissions
impacts of planned transportation
activities over the timeframe of the
entire transportation plan and
conformity determination. Emissions in
these analysis years must be consistent
with budgets, as required by 40 CFR
93.118(b).
Analysis years are those years for
which a regional emissions analysis that
meets the requirements of 40 CFR
93.110, 93.111, and 93.122 must be run.
The analysis year requirements in the
existing conformity rule differ slightly
between the budget test and the interim
emissions tests. The existing rule at 40
CFR 93.118(d)(2) requires the following
years to be analyzed when the budget
test is used:
• The attainment year, if it is within
the timeframe of the transportation plan
and conformity determination;
• The last year of the timeframe of the
conformity determination (as described
in 40 CFR 93.106(d)); and
• Intermediate years as necessary, so
that analysis years are no more than ten
years apart.
Under this existing set of analysis
years, once the attainment year has
passed, or when the attainment year is
not yet established, there is no
requirement to analyze a near-term year.
In contrast, the existing rule at 40 CFR
93.119(g)(1) addressing the interim
emissions tests requires that a near-term
year always be analyzed. Specifically,
when performing the interim emissions
tests, a year not more than five years
beyond the year in which the
conformity determination is being made
must be analyzed, in addition to the last
year of the transportation plan/
conformity determination and
intermediate years.
B. Proposal
EPA proposes that when the
attainment year has passed, or when an
area’s attainment date has not been
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established,19 a near-term year would
have to be analyzed when using the
budget test. For these cases, EPA
proposes to amend 40 CFR 93.118(d)(2)
to require areas to analyze a year no
more than five years beyond the year in
which the conformity determination is
being made. This proposal would not
affect budget test analysis year
requirements where the attainment year
for a given NAAQS is within the
timeframe of the transportation plan and
conformity determination.
An example may help illustrate
today’s proposal. Current 1997 ozone
areas that are classified as moderate are
required to demonstrate attainment in
the year 2009. Suppose one of these
areas is demonstrating conformity in the
year 2010 for a transportation plan that
covers the years 2010 through 2030.
Under the current conformity rule, the
budget test for such an area would be
required to be performed, at a
minimum, for the years 2020 and 2030.
An analysis of the attainment year
would not be required under the current
conformity rule since the attainment
year would no longer be in the
timeframe of the transportation plan.
Today’s proposal would add an analysis
year to this example by requiring that an
analysis year be chosen that is no more
than five years beyond 2010 (the year
the conformity determination is being
done) but within the timeframe of the
transportation plan, (in this case, any
year from 2010 to 2015).
As a second example, suppose a
maintenance area makes a conformity
determination in the year 2010, and the
last year of its maintenance plan is
2017. The area’s transportation plan
covers the years 2010 through 2030.
Under the current conformity rule, three
regional emissions analyses will be
required to meet the budget test
requirements: An analysis must be done
for 2030, the last year of the
transportation plan/conformity
determination; 2017, likely chosen
because 40 CFR 93.118(b)(2) requires
consistency with the budgets in the last
year of the maintenance plan; and a year
between 2017 and 2030 would also have
to be selected for analysis, so that
analysis years are not more than ten
years apart.
Under today’s proposal, this
maintenance area would have to
demonstrate consistency with the SIP
budget for four years but could choose
to perform a regional emissions analysis
19 Cases in which an area’s attainment date may
not be established include areas designated for a
secondary NAAQS only or areas designated
nonattainment for a secondary NAAQS that is
different than the primary NAAQS of the same
pollutant.
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for only three of those years: 2030,
because it is the last year of the
transportation plan or conformity
determination; any year from 2010 to
2015, to fulfill the proposed
requirement to analyze a year no more
than five years beyond the year the
conformity determination is being
made; and a year between 2020 and
2024, required so that analysis years are
not more than ten years apart. In
contrast to the first illustration above,
the area is not required and could
choose not to perform a regional
emissions analysis for the year 2017
because the conformity rule permits the
area to interpolate emissions for that
year (40 CFR 93.118(d)(2)).20
EPA is proposing a related change to
40 CFR 93.118(b). Currently, this
provision requires that consistency with
budgets be demonstrated for any year
for which the SIP establishes a budget,
the attainment year if it is in the
timeframe of the transportation plan and
conformity determination, the last year
of the transportation plan/conformity
determination, and intermediate years
as needed so that years for which
consistency is demonstrated are no
more than ten years apart.
Today’s proposal would simplify this
language by requiring consistency for
any years where a budget is established
and for any years that are analyzed to
meet the requirements in 40 CFR
93.118(d). This change would ensure
that consistency is demonstrated for the
analysis year chosen to fulfill a year
within the first five years, in the case
where the attainment year has passed or
is not established.
This proposal would not affect
requirements to demonstrate
consistency with the budgets where the
attainment year for a given NAAQS is
within the timeframe of the
transportation plan and conformity
determination.
C. Rationale
EPA believes this proposal is
consistent with the conformity
requirements in the CAA that
transportation activities not create new
air quality violations, worsen existing
violations, or delay timely attainment or
achievement of interim reductions or
milestones of the relevant NAAQS. The
CAA does not require specific analysis
20 Demonstrating consistency with the motor
vehicle emissions budget for the last year of the
maintenance plan could be satisfied using
interpolation rather than analysis (40 CFR
93.118(d)(2)). In the example given in which the
MPO has the choice to analyze or interpolate a year
for the conformity determination, we assume that
the MPO would choose to interpolate to minimize
the number of years that have to be analyzed.
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years for the conformity tests; it simply
establishes the foundations of these tests
and that they apply over the entire
timeframe of the transportation plan and
conformity determination. EPA has
established and subsequently amended
the analysis years for these conformity
tests in past rulemakings.21
EPA believes it is appropriate to
require that a near-term year be
analyzed when using the budget test
after an attainment year has passed or
when an area’s attainment date has not
been established because EPA believes
doing so would better demonstrate that
the CAA’s requirements at 176(c) are
met, and thus would better protect air
quality.
Today’s proposal results from EPA’s
experience in implementing several
different NAAQS over the years,
including the 1997 ozone and PM2.5
NAAQS. While conformity applies one
year after the effective date of
nonattainment designations by statute,
areas generally have three years to
submit SIPs by statute. Once those SIP
budgets are adequate or approved, areas
have two years to determine conformity
to those budgets (CAA 176(c)(2)(E) and
40 CFR 93.104(e)). In cases where the
attainment date is within five or six
years of the date of designations, this
schedule can result in areas analyzing
the attainment year and using the
budgets specifically established for that
year only once. In subsequent
conformity determinations after the
attainment year, there is no requirement
to analyze a near term year.
As NAAQS are established or revised,
EPA believes this case will be repeated
because many CAA attainment dates are
within a few years of the date that areas
are designated nonattainment. The CAA
establishes attainment dates for various
criteria pollutants, the attainment dates
vary by pollutant and, in most cases,
attainment dates also vary based on the
severity of an area’s air quality problem.
For example, under Subpart 1 of the
CAA, which covers nonattainment areas
in general, areas must attain no later
than five years from the effective date of
their designation as nonattainment; 22
for various other pollutants, attainment
dates are often within five or six years
21 For further details on EPA’s rulemakings that
address analysis years requirements for
transportation conformity tests, see the November
24, 1993 final rule (58 FR 62195). See also the July
9, 1996 proposed rule (61 FR 36118, 36130), the
August 15, 1997 final rule (62 FR 43780), the July
1, 2004 final rule (69 FR 40004), and the January
24, 2008 final rule (73 FR 4429–4430).
22 Subpart 1 of the Clean Air Act provides for an
extension of up to an additional five years based on
the severity of an area’s air quality problem, and the
availability and feasibility of controls.
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of the date of nonattainment
designations.
In contrast to areas with higher
classifications where the attainment
date is farther into the future, in areas
with near-term attainment dates, the
conformity rule’s requirement to
analyze the attainment year is in effect
only briefly. Once the attainment year
passes, under the existing regulation,
the only years that areas have to analyze
are the last year of the transportation
plan (or timeframe of the conformity
determination), and intermediate years
such that analysis years are not more
than ten years apart. Therefore, the first
year analyzed could be as distant as ten
years into the future.
Today’s proposed change would
rectify that situation by ensuring that a
near-term year would be analyzed in all
cases. EPA believes this result better
protects air quality by ensuring that air
quality impacts of the transportation
plan and TIP are examined during the
whole period of time covered by the
transportation plan or conformity
determination, not just the later years.
EPA believes that ensuring analysis of a
near-term year meets the intent of the
CAA, which requires that a
transportation plan, TIP, and project not
from a conforming transportation plan
and TIP not cause a new violation,
worsen an existing violation or delay
timely attainment or achievement of any
interim milestone. Under today’s
proposal, areas would be ensuring that
state and local air quality goals are met
over the entire timeframe of the
transportation plan or conformity
determination, even when the
attainment date has passed.
Today’s proposal also ensures that
areas designated for a secondary
NAAQS analyze a near term year when
using the budget test. As described in
Section VI., EPA has proposed a
secondary ozone NAAQS that, if
finalized as proposed, would be distinct
from the primary ozone NAAQS that
was proposed. It is also possible that in
the future EPA will propose to establish
distinct secondary NAAQS for other
transportation-related pollutants.
The CAA does not establish specific
attainment dates for secondary NAAQS.
Instead, CAA section 172(a)(2)(B)
requires that areas designated
nonattainment for a secondary NAAQS
attain this NAAQS as expeditiously as
practicable. This means that an area’s
attainment date may be established in
its attainment demonstration. For
conformity purposes, the attainment
date would be established and therefore,
analyzed in the budget test, once EPA
finds the budgets adequate or approves
the SIP. However, an area designated for
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a secondary NAAQS could be using the
budget test even before those budgets
are found adequate or approved if it has
adequate or approved budgets for
another NAAQS of the same pollutant.
In this case, today’s proposal would
require that the area analyze a near-term
year no more than five years in the
future. Absent this requirement, the first
analysis year for the secondary NAAQS
in such an area could be as much as ten
years in the future.
Although this proposed requirement
may add some analytical burden to
some areas, EPA does not believe that it
would be significant. This proposal
would continue to ensure that the
budget test, when required, would
continue to analyze emissions near the
attainment year when it has passed or
a near-term year in cases where the
attainment date has not been
established.
VIII. How does this proposal affect
conformity SIPs?
Today’s proposal would not affect
existing conformity SIPs that were
prepared in accordance with CAA
requirements, as amended by
SAFETEA–LU 23 because today’s
proposal does not affect the three
provisions that are required to be in a
conformity SIP (40 CFR 93.105,
93.122(a)(4)(ii), and 93.125(c)). A
conformity SIP contains the state’s
criteria and procedures for interagency
consultation (40 CFR 93.105) and two
additional provisions related to written
commitments for certain control and
mitigation measures (40 CFR
93.122(a)(4)(ii) and 93.125(c)).
In general, § 51.390 of the conformity
rule specifies that after EPA approves
any conformity SIP revisions, the
conformity rule no longer governs
conformity determinations (for the
sections of the conformity rule that are
covered by the approved conformity
SIP).
In addition, 40 CFR 51.390(c) requires
states to submit a new or revised
conformity SIP to EPA within 12
months of the Federal Register
publication date of any final conformity
amendments if a state’s conformity SIP
includes the provisions of such final
amendments. However, EPA encourages
states to revise their conformity SIP to
include only the three required sections
so that future changes to the conformity
rule do not require further revisions to
conformity SIPs. EPA will continue to
work with states to approve such
23 SAFETEA–LU stands for the Safe, Accountable,
Flexible, Efficient Transportation Equity Act: A
Legacy for Users (SAFETEA–LU), enacted August
10, 2005.
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revisions as expeditiously as possible
through flexible administrative
techniques, such as parallel processing
and direct final rulemaking.
Finally, any state that has not
previously been required to submit a
conformity SIP to EPA must submit a
conformity SIP within 12 months of an
area’s nonattainment designation (40
CFR 51.390(c)).
For additional information on
conformity SIPs, please refer to the
January 2009 guidance entitled,
‘‘Guidance for Developing
Transportation Conformity State
Implementation Plans’’ available on
EPA’s Web site at https://www.epa.gov/
otaq/stateresources/transconf/policy/
420b09001.pdf.
IX. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866, (58 FR
51735; October 4, 1993), this action is a
‘‘significant regulatory action’’ because it
raises novel legal and policy issues.
Accordingly, EPA submitted this action
to the Office of Management and Budget
(OMB) for review under EO 12866 and
any changes made in response to OMB
recommendations have been
documented in the docket for this
action.
B. Paperwork Reduction Act
This action does not impose any new
information collection burden. The
information collection requirements of
EPA’s existing transportation
conformity regulations and the
proposed revisions in today’s action are
already covered by EPA information
collection request (ICR) entitled,
‘‘Transportation Conformity
Determinations for Federally Funded
and Approved Transportation Plans,
Programs and Projects.’’ The Office of
Management and Budget (OMB) has
previously approved the information
collection requirements contained in the
existing regulations at 40 CFR part 93
under the provisions of the Paperwork
Reduction Act, 44 U.S.C. 3501 et seq.
and has assigned OMB control number
2060–0561. The OMB control numbers
for EPA’s regulations in 40 CFR are
listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an Agency to prepare
a regulatory flexibility analysis of rules
subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the Agency certifies
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that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small not-forprofit organizations and small
government jurisdictions.
For purposes of assessing the impacts
of today’s proposed rule on small
entities, small entity is defined as: (1) A
small business as defined by the Small
Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise that is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s proposed rule on
small entities, I certify that this action
will not have a significant economic
impact on a substantial number of small
entities. This regulation directly affects
Federal agencies and metropolitan
planning organizations that, by
definition, are designated under federal
transportation laws only for
metropolitan areas with a population of
at least 50,000. These organizations do
not constitute small entities within the
meaning of the Regulatory Flexibility
Act. Therefore, this proposed rule will
not impose any requirements on small
entities. We continue to be interested in
the potential impacts of the proposed
rule on small entities and welcome
comments on issues related to such
impacts.
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D. Unfunded Mandates Reform Act
This rule does not contain a Federal
mandate that may result in expenditures
of $100 million or more for state, local,
and tribal governments, in the aggregate,
or the private sector in any one year.
This proposal merely implements
already established law that imposes
conformity requirements and does not
itself impose requirements that may
result in expenditures of $100 million or
more in any year. Thus, today’s
proposal is not subject to the
requirements of sections 202 and 205 of
the UMRA.
This rule is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments. This
rule will not significantly or uniquely
impact small governments because it
directly affects federal agencies and
metropolitan planning organizations
that, by definition, are designated under
federal transportation laws only for
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metropolitan areas with a population of
at least 50,000.
E. Executive Order 13132: Federalism
This proposed rule does not have
federalism implications. It will not have
substantial direct effects on states, on
the relationship between the national
government and states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. The Clean Air
Act requires conformity to apply in
certain nonattainment and maintenance
areas as a matter of law, and this
proposed action merely proposes to
establish and revise procedures for
transportation planning entities in
subject areas to follow in meeting their
existing statutory obligations. Thus,
Executive Order 13132 does not apply
to this rule.
In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communication between EPA
and state and local governments, EPA
specifically solicits comment on this
proposed rule from state and local
officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). The Clean Air Act requires
transportation conformity to apply in
any area that is designated
nonattainment or maintenance by EPA.
Because today’s proposed amendments
to the conformity rule do not
significantly or uniquely affect the
communities of Indian tribal
governments, Executive Order 13175
does not apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045: ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997,) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
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This proposed rule is not subject to
Executive Order 13045 because the
Agency does not have reason to believe
the environmental health or safety risks
addressed by this action present a
disproportionate risk to children.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant energy
action’’ as defined in Executive Order
13211 (66 FR 18355 (May 22, 2001)),
because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. It does not
create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency regarding
energy. Further, this rule is not likely to
have any adverse energy effects because
it does not raise novel legal or policy
issues adversely affecting the supply,
distribution or use of energy arising out
of legal mandates, the President’s
priorities, or the principles set forth in
Executive Orders 12866 and 13211.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law No.
104–113, section 12(d) (15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., material specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. The NTTAA directs
EPA to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This proposal does not involve
technical standards. Therefore, EPA is
not considering the use of any voluntary
consensus standards.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order (EO) 12898 (59 FR
7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
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environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population.
List of Subjects in 40 CFR Part 93
Administrative practice and
procedure, Air pollution control, Carbon
monoxide, Clean Air Act,
Environmental protection, Highways
and roads, Intergovernmental relations,
Mass transportation, Nitrogen dioxide,
Ozone, Particulate matter,
Transportation, Volatile organic
compounds.
Dated: August 6, 2010.
Lisa P. Jackson,
Administrator.
For the reasons discussed in the
preamble, the Environmental Protection
Agency proposes to amend 40 CFR part
93 as follows:
PART 93—[AMENDED]
1. The authority citation for part 93
continues to read as follows:
Authority: 42 U.S.C. 7401–7671q.
2. Section 93.101 is amended by
removing paragraphs (1) through (6) of
the definition for ‘‘National ambient air
quality standards (NAAQS)’’ and by
revising the definition for ‘‘Clean data’’
to read as follows:
§ 93.101
Definitions.
*
*
*
*
*
Clean data means air quality
monitoring data determined by EPA to
meet the applicable requirements of 40
CFR parts 50 and 58 and to indicate
attainment of a national ambient air
quality standard.
*
*
*
*
*
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§ 93.105
[Amended]
3. Section 93.105(c)(1)(vi) is amended
by removing the citation
‘‘§ 93.109(n)(2)(iii)’’ and adding in its
place the citation ‘‘§ 93.109(g)(2)(iii)’’.
4. Section 93.109 is amended as
follows:
a. By revising paragraphs (b)
introductory text, (c), and (d);
b. By removing paragraphs (e) through
(k), and redesignating paragraphs (l),
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(m), and (n) as paragraphs (e), (f), and
(g);
c. In newly redesignated paragraph
(g)(2),
i. In paragraph (g)(2) introductory
text, by removing the citation
‘‘paragraphs (c) through (m)’’ and adding
in its place ‘‘paragraph (c)’’;
ii. In paragraph (g)(2)(iii), by removing
the citation ‘‘paragraph (n)(2)(ii)’’ and
adding in its place ‘‘paragraph (g)(2)(ii)’’;
iii. In paragraph (g)(2)(iii), by
removing the citation ‘‘paragraph
(n)(2)(ii)(C)’’ and adding in its place
‘‘paragraph (g)(2)(ii)(C)’’.
§ 93.109 Criteria and procedures for
determining conformity of transportation
plans, programs, and projects: General.
*
*
*
*
*
(b) Table 1 in this paragraph indicates
the criteria and procedures in §§ 93.110
through 93.119 which apply for
transportation plans, TIPs, and FHWA/
FTA projects. Paragraph (c) of this
section explains when the budget and
interim emissions tests are required for
each pollutant and NAAQS. Paragraph
(d) of this section explains when a hotspot test is required. Paragraph (e) of
this section addresses conformity
requirements for areas with approved or
adequate limited maintenance plans.
Paragraph (f) of this section addresses
nonattainment and maintenance areas
which EPA has determined have
insignificant motor vehicle emissions.
Paragraph (g) of this section addresses
isolated rural nonattainment and
maintenance areas. Table 1 follows:
*
*
*
*
*
(c) Regional conformity test
requirements for all nonattainment and
maintenance areas. This provision
applies one year after the effective date
of EPA’s nonattainment designation for
a NAAQS in accordance with
§ 93.102(d) and until the effective date
of revocation of such NAAQS for an
area. In addition to the criteria listed in
Table 1 in paragraph (b) of this section
that are required to be satisfied at all
times, in such nonattainment and
maintenance areas conformity
determinations must include a
demonstration that the budget and/or
interim emissions tests are satisfied as
described in the following:
(1) In all nonattainment and
maintenance areas for a NAAQS, the
budget test must be satisfied as required
by § 93.118 for conformity
determinations for such NAAQS made
on or after:
(i) The effective date of EPA’s finding
that a motor vehicle emissions budget in
a submitted control strategy
implementation plan revision or
maintenance plan for such NAAQS is
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adequate for transportation conformity
purposes;
(ii) The publication date of EPA’s
approval of such a budget in the Federal
Register; or
(iii) The effective date of EPA’s
approval of such a budget in the Federal
Register, if such approval is completed
through direct final rulemaking.
(2) Prior to paragraph (c)(1) of this
section applying for a NAAQS, in a
nonattainment area that has approved or
adequate motor vehicle emissions
budgets in an applicable
implementation plan or implementation
plan submission for another NAAQS of
the same pollutant, the following tests
must be satisfied:
(i) If the nonattainment area covers
the same geographic area as another
NAAQS of the same pollutant, the
budget test as required by § 93.118 using
the approved or adequate motor vehicle
emissions budgets for that other
NAAQS;
(ii) If the nonattainment area covers a
smaller geographic area within an area
for another NAAQS of the same
pollutant, the budget test as required by
§ 93.118 for either:
(A) The nonattainment area, using
corresponding portion(s) of the
approved or adequate motor vehicle
emissions budgets for that other
NAAQS, where such portion(s) can
reasonably be identified through the
interagency consultation process
required by § 93.105; or
(B) The area designated
nonattainment for that other NAAQS,
using the approved or adequate motor
vehicle emissions budgets for that other
NAAQS. If additional emissions
reductions are necessary to meet the
budget test for the nonattainment area
for a NAAQS in such cases, these
emissions reductions must come from
within such nonattainment area;
(iii) If the nonattainment area covers
a larger geographic area and
encompasses an entire area for another
NAAQS of the same pollutant, then
either (A) or (B) must be met:
(A)(1) The budget test as required by
§ 93.118 for the portion of the
nonattainment area covered by the
approved or adequate motor vehicle
emissions budgets for that other
NAAQS; and
(2) the interim emissions tests as
required by § 93.119 for one of the
following areas: The portion of the
nonattainment area not covered by the
approved or adequate budgets for that
other NAAQS; the entire nonattainment
area; or the entire portion of the
nonattainment area within an
individual state, in the case where
separate adequate or approved motor
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vehicle emissions budgets for that other
NAAQS are established for each state of
a multi-state nonattainment or
maintenance area.
(B) The budget test as required by
§ 93.118 for the entire nonattainment
area using the approved or adequate
motor vehicle emissions budgets for that
other NAAQS.
(iv) If the nonattainment area partially
covers an area for another NAAQS of
the same pollutant:
(A) The budget test as required by
§ 93.118 for the portion of the
nonattainment area covered by the
corresponding portion of the approved
or adequate motor vehicle emissions
budgets for that other NAAQS, where
they can be reasonably identified
through the interagency consultation
process required by § 93.105; and
(B) The interim emissions tests as
required by § 93.119, when applicable,
for either: The portion of the
nonattainment area not covered by the
approved or adequate budgets for that
other NAAQS; the entire nonattainment
area; or the entire portion of the
nonattainment area within an
individual state, in the case where
separate adequate or approved motor
vehicle emissions budgets for that other
NAAQS are established for each state of
a multi-state nonattainment or
maintenance area.
(3) In a nonattainment area, the
interim emissions tests required by
§ 93.119 must be satisfied for a NAAQS
if neither paragraph (c)(1) nor paragraph
(c)(2) of this section applies for such
NAAQS.
(4) An ozone nonattainment area must
satisfy the interim emissions test for
NOX, as required by § 93.119, if the
implementation plan or plan
submission that is applicable for the
purposes of conformity determinations
is a 15% plan or other control strategy
SIP that does not include a motor
vehicle emissions budget for NOX. The
implementation plan for an ozone
NAAQS will be considered to establish
a motor vehicle emissions budget for
NOX if the implementation plan or plan
submission contains an explicit NOX
motor vehicle emissions budget that is
intended to act as a ceiling on future
NOX emissions, and the NOX motor
vehicle emissions budget is a net
reduction from NOX emissions levels in
the SIP’s baseline year.
(5) Notwithstanding paragraphs (c)(1),
(c)(2), and (c)(3) of this section,
nonattainment areas with clean data for
a NAAQS that have not submitted a
maintenance plan and that EPA has
determined are not subject to the Clean
Air Act reasonable further progress and
attainment demonstration requirements
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for that NAAQS must satisfy one of the
following requirements:
(i) The budget test and/or interim
emissions tests as required by §§ 93.118
and 93.119 as described in paragraphs
(c)(2) and (c)(3) of this section;
(ii) The budget test as required by
§ 93.118, using the adequate or
approved motor vehicle emissions
budgets in the submitted or applicable
control strategy implementation plan for
the NAAQS for which the area is
designated nonattainment (subject to the
timing requirements of paragraph (c)(1)
of this section); or
(iii) The budget test as required by
§ 93.118, using the motor vehicle
emissions in the most recent year of
attainment as motor vehicle emissions
budgets, if the state or local air quality
agency requests that the motor vehicle
emissions in the most recent year of
attainment be used as budgets, and EPA
approves the request in conjunction
with the rulemaking that determines
that the area has attained the NAAQS
for which the area is designated
nonattainment.
(6) For the PM10 NAAQS only, the
interim emissions tests must be satisfied
as required by § 93.119 for conformity
determinations made if the submitted
implementation plan revision for a PM10
nonattainment area is a demonstration
of impracticability under CAA section
189(a)(1)(B)(ii) and does not
demonstrate attainment.
(d) Hot-spot conformity test
requirements for CO, PM2.5, and PM10
nonattainment and maintenance areas.
This provision applies in accordance
with § 93.102(d) for a NAAQS and until
the effective date of any revocation of
such NAAQS for an area. In addition to
the criteria listed in Table 1 in
paragraph (b) of this section that are
required to be satisfied at all times,
project-level conformity determinations
in CO, PM10, and PM2.5 nonattainment
and maintenance areas must include a
demonstration that the hot-spot tests for
the applicable NAAQS are satisfied as
described in the following:
(1) FHWA/FTA projects in CO
nonattainment or maintenance areas
must satisfy the hot-spot test required
by § 93.116(a) at all times. Until a CO
attainment demonstration or
maintenance plan is approved by EPA,
FHWA/FTA projects must also satisfy
the hot-spot test required by § 93.116(b).
(2) FHWA/FTA projects in PM10
nonattainment or maintenance areas
must satisfy the appropriate hot-spot
test as required to by § 93.116(a).
(3) FHWA/FTA projects in PM2.5
nonattainment or maintenance areas
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Sfmt 4702
must satisfy the appropriate hot-spot
test required by § 93.116(a).
*
*
*
*
*
§ 93.116
[Amended]
5. Section 93.116(b) is amended by
removing the citation ‘‘§ 93.109(f)(1)’’
and adding in its place the citation
‘‘§ 93.109(d)(1)’’.
6. Section 93.118 is amended:
a. In paragraph (a), by removing the
citation ‘‘§ 93.109(c) through (n)’’ and
adding in its place the citation
‘‘§ 93.109(c) through (g)’’;
b. By revising paragraph (b)
introductory text;
c. In paragraph (d)(2), by adding a
new sentence after the first sentence to
read as follows:
§ 93.118 Criteria and procedures: Motor
vehicle emissions budget.
*
*
*
*
*
(b) Consistency with the motor
vehicle emissions budget(s) must be
demonstrated for each year for which
the applicable (and/or submitted)
implementation plan specifically
establishes a motor vehicle emissions
budget(s), and for each year for which
a regional emissions analysis is
performed to fulfill the requirements in
paragraph (d) of this section, as follows:
*
*
*
*
*
(d) * * *
(2) * * * If the attainment year is no
longer in the timeframe of the
transportation plan and conformity
determination, or if the attainment date
has not yet been established, the first
analysis year must be no more than five
years beyond the year in which the
conformity determination is being
made. * * *
*
*
*
*
*
7. Section 93.119 is amended as
follows:
a. In paragraph (a), by removing the
citation ‘‘§ 93.109(c) through (n)’’ and
adding in its place the citation
‘‘§ 93.109(c) through (g)’’;
b. In paragraph (b) introductory text,
by removing ‘‘1-hour ozone and 8-hour’’;
c. By revising paragraphs (b)(1)(ii) and
(b)(2)(ii);
d. By revising paragraphs (c)(1)(ii) and
(c)(2)(ii);
e. In paragraph (d),
i. By revising the heading of
paragraph (d) to read ‘‘PM2.5, PM10, and
NO2 areas.’’;
ii. In paragraph (d) introductory text,
by removing ‘‘PM10 and NO2’’ and
adding in its place ‘‘PM2.5, PM10, and
NO2’’;
iii. By revising paragraph (d)(2); and
g. By revising paragraph (e).
E:\FR\FM\13AUP1.SGM
13AUP1
Federal Register / Vol. 75, No. 156 / Friday, August 13, 2010 / Proposed Rules
erowe on DSK5CLS3C1PROD with PROPOSALS-1
§ 93.119 Criteria and procedures: Interim
emissions in areas without motor vehicle
emissions budgets.
(b) * * *
(1) * * *
(ii) The emissions predicted in the
‘‘Action’’ scenario are lower than
emissions in the baseline year for that
NAAQS as described in paragraph (e) of
this section by any nonzero amount.
(2) * * *
(ii) The emissions predicted in the
‘‘Action’’ scenario are not greater than
emissions in the baseline year for that
NAAQS as described in paragraph (e) of
this section.
(c) * * *
(1) * * *
(ii) The emissions predicted in the
‘‘Action’’ scenario are lower than
emissions in the baseline year for that
NAAQS as described in paragraph (e) of
this section by any nonzero amount.
(2) * * *
(ii) The emissions predicted in the
‘‘Action’’ scenario are not greater than
emissions in the baseline year for that
NAAQS as described in paragraph (e) of
this section.
(d) * * *
(2) The emissions predicted in the
‘‘Action’’ scenario are not greater than
emissions in the baseline year for that
NAAQS as described in paragraph (e) of
this section.
(e) Baseline year for various NAAQS.
The baseline year is defined as follows:
(1) 1990, in areas designated
nonattainment for the 1990 CO NAAQS
or the 1990 NO2 NAAQS.
(2) 1990, in areas designated
nonattainment for the 1990 PM10
NAAQS, unless the conformity
implementation plan revision required
by § 51.390 of this chapter defines the
baseline emissions for a PM10 area to be
those occurring in a different calendar
year for which a baseline emissions
inventory was developed for the
purpose of developing a control strategy
implementation plan.
(3) 2002, in areas designated
nonattainment for the 1997 ozone
NAAQS or 1997 PM2.5 NAAQS.
(4) The most recent year for which
EPA’s Air Emission Reporting Rule (40
CFR part 51, subpart A) requires
submission of on-road mobile source
emissions inventories as of the effective
date of designations, in areas designated
nonattainment for a NAAQS that is
promulgated after 1997.
*
*
*
*
*
§ 93.121
[Amended]
8. Section 93.121 is amended:
a. In paragraph (b) introductory text,
by removing the citation ‘‘§ 93.109(n)’’
and adding in its place the citation
‘‘§ 93.109(g)’’.
VerDate Mar<15>2010
14:53 Aug 12, 2010
Jkt 220001
b. In paragraph (c) introductory text,
by removing the citation ‘‘§ 93.109(l) or
(m)’’ and adding in its place the citation
‘‘§ 93.109(e) or (f)’’.
[FR Doc. 2010–19928 Filed 8–12–10; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 622
[Docket No. 0907271170–0314–02]
RIN 0648–AY10
Fisheries of the Caribbean, Gulf of
Mexico, and South Atlantic; SnapperGrouper Fishery off the Southern
Atlantic States; Amendment 17A
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS issues this proposed
rule to implement Amendment 17A to
the Fishery Management Plan for the
Snapper-Grouper Fishery of the South
Atlantic Region (FMP), as prepared and
submitted by the South Atlantic Fishery
Management Council (Council). This
proposed rule would establish an
annual catch limit (ACL) for red snapper
of zero, which means all harvest and
possession of red snapper in or from the
South Atlantic EEZ would be
prohibited, and for a vessel with a
Federal commercial or charter vessel/
headboat permit for South Atlantic
snapper-grouper, harvest and possession
of red snapper would be prohibited in
or from state or Federal waters. To
constrain red snapper harvest to the
ACL, this rule would implement an area
closure for South Atlantic snappergrouper that extends from southern
Georgia to northern Florida where all
harvest and possession of snappergrouper would be prohibited (except
when fishing with black sea bass pots or
spearfishing gear for species other than
red snapper), and require the use of
non-stainless steel circle hooks north of
28° N. lat. Additionally, Amendment
17A would establish a rebuilding plan
for red snapper, require a monitoring
program as the accountability measure
(AM) for red snapper, and specify a
proxy for the fishing mortality rate that
will produce the maximum sustainable
yield (MSY) and specify optimum yield
(OY). The intended effects of this rule
SUMMARY:
PO 00000
Frm 00025
Fmt 4702
Sfmt 4702
49447
are to end overfishing of South Atlantic
red snapper and rebuild the stock.
DATES: Comments must be received no
later than 5 p.m., eastern time, on
September 27, 2010.
ADDRESSES: You may submit comments,
identified by ‘‘0648–AY10’’, by any one
of the following methods:
Electronic Submissions: Submit all
electronic public comments via the
Federal e-Rulemaking Portal https://
www.regulations.gov
Fax: 727–824–5308, Attn: Kate Michie
Mail: Kate Michie, Southeast Regional
Office, NMFS, 263 13th Avenue South,
St. Petersburg, FL 33701
Instructions: No comments will be
posted for public viewing until after the
comment period is over. All comments
received are a part of the public record
and will generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
To submit comments through the
Federal e-Rulemaking Portal: https://
www.regulations.gov, enter ‘‘NOAANMFS–2010–0035’’ in the keyword
search, then check the box labeled
‘‘Select to find documents accepting
comments or submissions’’, then select
‘‘Send a Comment or Submission.’’
NMFS will accept anonymous
comments (enter N/A in the required
fields, if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
PDF file formats only.
Copies of Amendment 17A may be
obtained from the South Atlantic
Fishery Management Council, 4055
Faber Place, Suite 201, North
Charleston, SC 29405; phone: 843–571–
4366 or 866–SAFMC–10 (toll free); fax:
843–769–4520; e-mail:
safmc@safmc.net. Amendment 17A
includes an Environmental Assessment,
an Initial Regulatory Flexibility
Analysis (IRFA), a Regulatory Impact
Review, and a Social Impact
Assessment/Fishery Impact Statement.
FOR FURTHER INFORMATION CONTACT: Kate
Michie, telephone: 727–824–5305; fax:
727–824–5308; e-mail:
Kate.Michie@noaa.gov.
SUPPLEMENTARY INFORMATION: The South
Atlantic snapper-grouper fishery is
managed under the FMP. The FMP was
prepared by the Council and
implemented by NMFS under the
authority of the Magnuson-Stevens
Fishery Conservation and Management
E:\FR\FM\13AUP1.SGM
13AUP1
Agencies
[Federal Register Volume 75, Number 156 (Friday, August 13, 2010)]
[Proposed Rules]
[Pages 49435-49447]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-19928]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 93
[EPA-HQ-OAR-2009-0128; FRL-9188-5]
RIN 2060-AP57
Transportation Conformity Rule Restructuring Amendments
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this action, EPA is proposing to restructure several
sections of the transportation conformity rule so that they would apply
to any new or revised National Ambient Air Quality Standards (NAAQS)
that are established in the future for transportation-related criteria
pollutants. This proposal should reduce the need to amend the rule in
the future for the sole purpose of referencing specific new or revised
NAAQS. EPA is also proposing in this action that a near-term year would
have to be analyzed when using the budget test when an area's
attainment date has passed, or when an area's attainment date has not
yet been established. The budget test demonstrates that the total on-
road emissions projected for a metropolitan transportation plan or TIP
are within the emissions limits (``budgets'') established by the state
air quality implementation plan (``SIP'').
This action also includes several administrative proposals and
clarifications to improve implementation of the rule.
The Clean Air Act (CAA) requires federally supported transportation
plans, transportation improvement programs, and projects to be
consistent with (``conform to'') the purpose of the state air quality
implementation plan. The U.S. Department of Transportation (DOT) is
EPA's Federal partner in implementing the transportation conformity
regulation. EPA has consulted with DOT, and they concur with this
proposed rule.
DATES: Written comments on this proposal must be received on or before
September 13, 2010.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-HQ-
OAR-2009-0128, by one of the following methods:
https://www.regulations.gov: Follow the online instructions
for submitting comments.
E-mail: a-and-r-docket@epa.gov.
Fax: (202) 566-9744.
Mail: Air Docket, Environmental Protection Agency,
Mailcode: 2822T, 1200 Pennsylvania Ave., NW., Washington, DC 20460,
Attention Docket ID No. EPA-HQ-OAR-2009-0128. Please include a total of
two copies.
Hand Delivery: Air Docket, Environmental Protection
Agency: EPA West Building, EPA Docket Center (Room 3334), 1301
Constitution Ave., NW., Washington, DC, Attention Docket ID No. EPA-HQ-
OAR-2009-0128. Please include two copies. Such deliveries are only
accepted during the Docket's normal hours of operation, and special
arrangements should be made for deliveries of boxed information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OAR-
2009-0128. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through https://www.regulations.gov or e-mail. The https://www.regulations.gov Web site
is an ``anonymous access'' system, which means EPA will not know your
identity or contact information unless you provide it in the body of
your comment. If you send an e-mail comment directly to EPA without
going through https://www.regulations.gov your e-mail address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses. For additional information about EPA's public
docket visit the EPA Docket Center homepage at https://www.epa.gov/epahome/dockets.htm. For additional instructions on submitting
comments, go to Section I. of the SUPPLEMENTARY INFORMATION section of
this document.
Docket: All documents in the docket are listed in the https://www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, will be publicly available only in hard copy.
Publicly available docket materials are available either electronically
in https://www.regulations.gov or in hard copy at the Air and Radiation
Docket, EPA/DC, EPA West, Room 3334, 1301 Constitution Ave., NW.,
Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding legal holidays. The telephone
number for the Public Reading Room is (202) 566-1744 and the telephone
number for the Air and Radiation Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Patty Klavon, State Measures and
Conformity Group, Transportation and Regional Programs Division,
Environmental Protection Agency, 2000 Traverwood Drive, Ann Arbor, MI
48105, e-mail address: klavon.patty@epa.gov, telephone number: (734)
214-4476, fax number: (734) 214-4052; or Laura Berry, State Measures
and Conformity Group, Transportation and Regional Programs Division,
Environmental Protection Agency, 2000 Traverwood Drive, Ann Arbor, MI
48105, e-mail address: berry.laura@epa.gov, telephone number: (734)
214-4858, fax number: (734) 214-4052.
SUPPLEMENTARY INFORMATION: The contents of this preamble are listed in
the following outline:
I. General Information
II. Background on the Transportation Conformity Rule
III. Restructure of 40 CFR 93.109
IV. Additional Option for Areas That Qualify for EPA's Clean Data
Regulations or Policies
V. Baseline Year for Certain Nonattainment Areas
VI. Transportation Conformity Requirements for Secondary NAAQS
VII. Analysis of a Near-Term Year in the Budget Test
VIII. How does this proposal affect conformity SIPs?
IX. Statutory and Executive Order Reviews
[[Page 49436]]
I. General Information
A. Does this action apply to me?
Entities potentially regulated by the transportation conformity
rule are those that adopt, approve, or fund transportation plans,
programs, or projects under title 23 U.S.C. or title 49 U.S.C. chapter
53. Regulated categories and entities affected by today's action
include:
------------------------------------------------------------------------
Category Examples of regulated entities
------------------------------------------------------------------------
Local government............. Local transportation and air quality
agencies, including metropolitan
planning organizations (MPOs).
State government............. State transportation and air quality
agencies.
Federal government........... Department of Transportation (Federal
Highway Administration (FHWA) and
Federal Transit Administration (FTA)).
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
proposal. This table lists the types of entities of which EPA is aware
that potentially could be regulated by the transportation conformity
rule. Other types of entities not listed in the table could also be
regulated. To determine whether your organization is regulated by this
action, you should carefully examine the applicability requirements in
40 CFR 93.102. If you have questions regarding the applicability of
this action to a particular entity, consult the persons listed in the
preceding FOR FURTHER INFORMATION CONTACT section.
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI
Do not submit this information to EPA through https://www.regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD ROM that you mail to EPA, mark the outside of the disk or CD ROM as
CBI and then identify electronically within the disk or CD ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments, remember to:
Identify the rulemaking by docket number and other
identifying information (subject heading, Federal Register date and
page number).
Follow directions--The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
Explain why you agree or disagree, suggest alternatives
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns, and
suggest alternatives.
Explain your views as clearly as possible, avoiding the
use of profanity or personal threats.
Make sure to submit your comments by the comment period
deadline identified.
3. Docket Copying Costs
You may be required to pay a reasonable fee for copying docket
materials.
C. How do I get copies of this proposed rule and other documents?
1. Docket
EPA has established an official public docket for this action under
Docket ID No. EPA-HQ-OAR-2009-0128. You can get a paper copy of this
Federal Register document, as well as the documents specifically
referenced in this action, any public comments received, and other
information related to this action at the official public docket. See
the ADDRESSES section for its location.
2. Electronic Access
You may access this Federal Register document electronically
through EPA's Transportation Conformity Web site at https://www.epa.gov/otaq/stateresources/transconf/index.htm. You may also access this
document electronically under the Federal Register listings at https://www.epa.gov/fedrgstr/.
An electronic version of the official public docket is available
through https://www.regulations.gov. You may use https://www.regulations.gov to submit or view public comments, access the index
listing of the contents of the official public docket, and to access
those documents in the public docket that are available electronically.
Once in the system, select ``search,'' then key in the appropriate
docket identification number.
Certain types of information will not be placed in the electronic
public docket. Information claimed as CBI and other information for
which disclosure is restricted by statute is not available for public
viewing in the electronic public docket. EPA's policy is that
copyrighted material will not be placed in the electronic public docket
but will be available only in printed, paper form in the official
public docket.
To the extent feasible, publicly available docket materials will be
made available in the electronic public docket. When a document is
selected from the index list in EPA Dockets, the system will identify
whether the document is available for viewing in the electronic public
docket. Although not all docket materials may be available
electronically, you may still access any of the publicly available
docket materials through the docket facility identified in the
ADDRESSES section. EPA intends to provide electronic access in the
future to all of the publicly available docket materials through the
electronic public docket.
Public comments submitted on computer disks that are mailed or
delivered to the docket will be transferred to the electronic public
docket. Public comments that are mailed or delivered to the docket will
be scanned and placed in the electronic public docket. Where practical,
physical objects will be photographed, and the photograph will be
placed in the electronic public docket along with a brief description
written by the docket staff.
For additional information about the electronic public docket,
visit the EPA Docket Center homepage at https://www.epa.gov/epahome/dockets.htm.
[[Page 49437]]
II. Background on the Transportation Conformity Rule
A. What is transportation conformity?
Transportation conformity is required under Clean Air Act (CAA)
section 176(c) (42 U.S.C. 7506(c)) to ensure that transportation plans,
transportation improvement programs (TIPs) and federally supported
highway and transit projects are consistent with (``conform to'') the
purpose of the state air quality implementation plan (SIP). Conformity
to the purpose of the SIP means that transportation activities will not
cause new air quality violations, worsen existing violations, or delay
timely attainment or achievement of interim emission reductions or
milestones of the relevant NAAQS. Transportation conformity (hereafter,
``conformity'') applies to areas that are designated nonattainment, and
those areas redesignated to attainment after 1990 (``maintenance
areas'') for transportation-related criteria pollutants: Carbon
monoxide (CO), ozone, nitrogen dioxide (NO2) and particulate
matter (PM2.5 and PM10).\1\
---------------------------------------------------------------------------
\1\ 40 CFR 93.102(b)(1) defines PM2.5 and
PM10 as particles with an aerodynamic diameter less than
or equal to a nominal 2.5 and 10 micrometers, respectively.
---------------------------------------------------------------------------
EPA's conformity rule (40 CFR parts 51 and 93) establishes the
criteria and procedures for determining whether transportation
activities conform to the SIP. EPA first promulgated the conformity
rule on November 24, 1993 (58 FR 62188), and subsequently published
several other amendments. DOT is EPA's Federal partner in implementing
the conformity regulation. EPA has consulted with DOT, and they concur
with this proposed rule.
B. Why are we issuing this proposed rule?
EPA has already undertaken two conformity rulemakings primarily for
the purpose of addressing a new or revised NAAQS. See the March 24,
2010 final rule and the July 1, 2004 final rule (75 FR 14260, and 69 FR
40004, respectively). Due to other CAA requirements, EPA will continue
to establish new or revised NAAQS in the future. Therefore, EPA is
proposing to restructure two sections of the conformity rule, 40 CFR
93.109 and 93.119, and is proposing minor changes for definitions in 40
CFR 93.101, so that the rule's requirements would clearly apply to
areas designated for future new or revised NAAQS. These proposed
changes are intended to minimize the need to make administrative
updates to the conformity rule merely to reference a specific new or
revised NAAQS. EPA believes that these proposed revisions would provide
more certainty to implementers without compromising air quality
benefits from the current program. These proposed changes are found in
Sections III. and V. of today's proposal.
EPA is also proposing to clarify the additional conformity test
option currently available to nonattainment areas that meet the
criteria of EPA's clean data \2\ regulations or policies for certain
NAAQS, and to extend that flexibility to any nonattainment areas
covered by such a regulation or policy. See Section IV. of today's
proposal for further details. EPA is also clarifying that conformity
requirements apply in areas designated nonattainment or maintenance for
a transportation-related secondary NAAQS. See Section VI. for further
information.
---------------------------------------------------------------------------
\2\ Clean data refers to air quality monitoring data determined
by EPA to indicate attainment of the NAAQS. Note that we are
proposing a minor change to the existing definition of clean data
found in 40 CFR 93.101, see Section IV. of today's notice.
---------------------------------------------------------------------------
In addition, EPA is proposing that a near-term year would have to
be analyzed when using the budget test when an area's attainment date
has passed, or when an area's attainment date has not yet been
established. The budget test demonstrates that the total on-road
emissions projected for a metropolitan transportation plan or TIP are
within the emissions limits (``budgets'') established by the state air
quality implementation plan (``SIP''). Section VII. of this preamble
describes this issue and EPA's proposed change for budget test analysis
years. Finally, Section VIII. covers how today's proposal affects
conformity SIPs.\3\
---------------------------------------------------------------------------
\3\ The transportation conformity SIP includes a state's
specific criteria and procedures for certain aspects of the
transportation conformity process. For more information about
transportation conformity SIPs, see EPA's ``Guidance for Developing
Transportation Conformity State Implementation Plans (SIPs)'', (EPA-
420-B-09-001, January 2009).
---------------------------------------------------------------------------
Two recent actions are useful background for today's proposed rule.
In the March 24, 2010 Transportation Conformity Rule PM2.5
and PM10 Amendments (``PM Amendments'') rulemaking, EPA
provided conformity procedures for state and local agencies in areas
that are designated nonattainment for the 2006 24-hour PM2.5
NAAQS (``2006 PM2.5 NAAQS'')(75 FR 14260). The other
rulemaking that provides useful background is the final rule EPA
published on July 1, 2004 (69 FR 40004). In this rulemaking, EPA
provided conformity procedures for state and local agencies under the
8-hour ozone and PM2.5 NAAQS (or ``1997 ozone'' and ``1997
PM2.5'' NAAQS, respectively).\4\ See EPA's Web site at
https://www.epa.gov/otaq/stateresources/transconf/index.htm for further
information about any of EPA's transportation conformity
rulemakings.\5\
---------------------------------------------------------------------------
\4\ The July 1, 2004 final rule described regional conformity
tests for areas designated nonattainment or maintenance for the 8-
hour ozone NAAQS codified at 40 CFR 50.10 and for areas designated
nonattainment or maintenance for the PM2.5 NAAQS codified
at 40 CFR 50.7.
\5\ At this Web site, click on ``Regulations'' to find all of
EPA's proposed and final rules as well the current transportation
conformity regulations.
---------------------------------------------------------------------------
III. Restructure of 40 CFR 93.109
A. Overview
Conformity determinations for transportation plans, TIPs, and
projects not from a conforming transportation plan and TIP must include
a regional emissions analysis that fulfills CAA requirements. The
conformity rule provides for several different regional conformity
tests that satisfy statutory requirements in different situations. Once
a SIP with a motor vehicle emissions budget (``budget'') is submitted
for a NAAQS and EPA finds the budget adequate for conformity purposes
or approves it as part of the SIP, conformity must be demonstrated
using the budget test for that pollutant or precursor, as described in
40 CFR 93.118.
EPA has amended the conformity rule on two prior occasions to
address a new or revised NAAQS. In the July 1, 2004 final rule (69 FR
40004), EPA amended 40 CFR 93.109 by adding new paragraphs to describe
the regional conformity tests for the 1997 ozone areas that do not have
1-hour ozone budgets, 1997 ozone areas that have 1-hour ozone budgets,
and 1997 PM2.5 areas. Also, in the March 24, 2010 PM
Amendments final rule (75 FR 14260), EPA amended 40 CFR 93.109 again by
adding two new paragraphs to describe the regional conformity tests for
2006 PM2.5 areas without 1997 PM2.5 budgets, and
2006 PM2.5 areas that have 1997 PM2.5 budgets.
EPA believes it would be useful to restructure 40 CFR 93.109 to
eliminate repetition and reduce the need to update the rule each time a
NAAQS is promulgated. The same hierarchy of conformity tests as
described below in B. of this section generally applies to all areas
where conformity is required, and for the reasons described below, EPA
believes it would apply to all future areas, regardless of pollutant or
NAAQS. Given that CAA section 109(d)(1) requires EPA to revisit the
NAAQS for criteria pollutants at least every five
[[Page 49438]]
years, and that EPA is in the process of considering revisions to other
NAAQS per this requirement, EPA anticipates other NAAQS revisions will
be made in the future that will be subject to conformity requirements.
In the existing conformity regulation, 40 CFR 93.109 includes nine
paragraphs, (c) through (k), one for each of the various types of
nonattainment and maintenance areas. Each of these paragraphs contains
the requirements that apply for that specific pollutant, NAAQS, and/or
area boundary scenario, but each paragraph's requirements are
consistent with the hierarchy of regional conformity tests described
below in B. of this section. Therefore, there is redundancy in 40 CFR
93.109 as it currently exists.
B. Proposal
Today, EPA is proposing to restructure this section to provide the
requirements for regional conformity tests in one paragraph, and
project-level conformity tests in another. Under today's proposal,
existing paragraphs (c) through (k) would be replaced with two
paragraphs:
Regional conformity tests, which would be covered by newly
proposed paragraph Sec. 93.109(c); and,
Project-level conformity tests, which would be covered by
newly proposed paragraph Sec. 93.109(d).
EPA is not proposing substantive changes to this section of the
conformity rule; therefore, we are taking comments only on the proposed
restructuring of 40 CFR 93.109, not on the underlying requirements of
the regulation.
New paragraph (c). Under today's proposal, Sec. 93.109(c) would
include requirements for using the budget test and/or interim emissions
tests in the same manner as in the existing regulation. That is, the
following general hierarchy of regional conformity tests that is found
in the existing regulations would be retained by the new structure:
First, a nonattainment or maintenance area for a specific
NAAQS must use the budget test, if the area has budgets from an
adequate or approved SIP for that specific NAAQS (proposed Sec.
93.109(c)(1)). For example, once a 2010 ozone nonattainment or
maintenance area has adequate or approved SIP budgets for the 2010
ozone NAAQS, it would use those budgets for the budget test as the
regional test of conformity;
Second, if an area does not have such budgets but has
budgets from an adequate or approved SIP that addresses a different
NAAQS for the same criteria pollutant, these budgets must be used in
the budget test. Where such budgets do not cover the entire area, the
interim emissions test(s) may also have to be used (proposed Sec.
93.109(c)(2)). For example, before a 2010 ozone area has adequate or
approved budgets for the 2010 ozone NAAQS, it would use the budget
test, using budgets from an adequate or approved SIP for an earlier
ozone NAAQS, if it has them.\6\ If these budgets do not cover the
entire 2010 ozone area, the interim emissions test(s) may also have to
be used;
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\6\ It is possible that the adequate or approved budget for an
earlier ozone NAAQS could be an adequate or approved 1-hour ozone
budget.
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Third, if an area has no adequate or approved budgets for
that criteria pollutant at all, it must use the interim emissions
test(s), as described in 40 CFR 93.119 (proposed Sec. 93.109(c)(3)).
For example, if a 2010 ozone area has no adequate or approved budgets
for any ozone NAAQS, it would use the interim emissions test(s), as
described in 40 CFR 93.119.
All of the requirements and flexibilities in the existing rule that
apply for regional conformity tests for specific pollutants would be
retained in proposed Sec. 93.109(c)(4) and (c)(6). In addition, EPA is
proposing to expand the clean data \7\ conformity option in 40 CFR
93.109(c)(5), (d)(5) and (e)(4) to all clean data areas for which EPA
has a clean data regulation or policy (proposed Sec. 93.109(c)(5)).
See Section IV. below for further information.
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\7\ Clean data refers to air quality monitoring data determined
by EPA to indicate attainment of the NAAQS. Note that we are
proposing a minor change to the existing definition of clean data
found in 40 CFR 93.101, see Section IV. of today's notice.
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New paragraph (d). With regard to project-level requirements,
today's proposed paragraph Sec. 93.109(d) places the existing rule's
requirements for hot-spot analyses of projects in CO, PM10,
and PM2.5 nonattainment and maintenance areas together in
one paragraph (proposed Sec. 93.109(d)(1), (2), and (3)). These
requirements would be unchanged from the existing regulation.\8\
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\8\ Project-level conformity determinations are typically
developed during the National Environmental Policy Act (NEPA)
process, although conformity requirements are separate from NEPA-
related requirements. Today's proposal to restructure 40 CFR 93.109
does not affect how NEPA-related requirements are implemented in the
field.
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Related proposed amendments to 40 CFR 93.101. EPA also proposes to
remove the definitions for ``1-hour ozone NAAQS,'', ``8-hour ozone
NAAQS'', ``24-hour PM10 NAAQS'', ``1997 PM2.5
NAAQS'', ``2006 PM2.5 NAAQS'', and ``Annual PM10
NAAQS'' found in 40 CFR 93.101 of the conformity rule. Under today's
proposed reconstruction of 40 CFR 93.109, these definitions would no
longer be necessary because the proposed regulatory text for 40 CFR
93.109 would apply for any and all NAAQS of a pollutant for which
conformity applies.
C. Rationale for Restructuring of Sec. 93.109
EPA believes that section 93.109 of the conformity rule can be
restructured because a recent court decision has already established
the legal parameters for regional conformity tests. In Environmental
Defense v. EPA, 467 F.3d 1329 (DC Cir. 2006), the Court of Appeals for
the District of Columbia Circuit held that where a motor vehicle
emissions budget developed for the revoked 1-hour ozone NAAQS existed
in an approved SIP, that budget must be used to demonstrate conformity
to the 8-hour ozone NAAQS until the SIP is revised to include budgets
for the new (or revised) NAAQS. EPA incorporated the court's decision
for ozone conformity tests in its January 24, 2008 final rule (73 FR
4434). While the Environmental Defense case concerned ozone, EPA
believes the court's holding is relevant for other pollutants for which
conformity must be demonstrated. Consequently, EPA believes that the
hierarchy of regional conformity tests described above, which is
already found in the existing rule for 8-hour ozone and 2006
PM2.5 areas, would apply for any NAAQS of a pollutant for
which conformity applies.
Today's proposed restructuring would reduce the likelihood that EPA
would have to amend the conformity rule when new or revised NAAQS are
promulgated, which would have several benefits. First, implementers
would know the requirements for regional conformity tests for any
potential area designated nonattainment for a new or revised NAAQS,
even before such area's designation. Thus, implementers may have more
time to determine conformity of a transportation plan and TIP and would
not need to wait for any additional conformity rulemaking from EPA.
Second, reducing the need to amend the conformity regulation each time
a NAAQS change is made would save government resources and taxpayer
dollars and also reduce stakeholder effort needed to keep track of
regulatory changes.
EPA's proposed changes to 40 CFR 93.109, along with today's
proposed elimination of definitions in 40 CFR 93.101 and proposed
changes for the baseline year in 40 CFR 93.119 (see Section V.), should
make the rule sufficiently flexible to cover most future NAAQS changes,
such as promulgation
[[Page 49439]]
of a new or revised NAAQS or revocation of a NAAQS.
EPA is not proposing to revise regional conformity test
requirements in 40 CFR 93.109 \9\ or hot-spot analyses requirements for
existing areas and is therefore not seeking comment on these
requirements in existing areas. Further, today's proposal is consistent
with the regional conformity test requirements for 2006
PM2.5 areas and PM10 areas described in the March
24, 2010 PM Amendments final rule. The rationale for the required
regional tests has been described in previous rulemakings as well. The
rationale for the requirements for project-level conformity tests in
CO, PM2.5, and PM10 areas has also been described
in previous rulemakings,\10\ and EPA is not proposing to revise and is
therefore not seeking comment on those requirements.
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\9\ EPA is proposing to include a near-term analysis year
requirement for the SIP budget test in 40 CFR 93.118. See Section
VII. of today's proposal for further details.
\10\ For further details on project-level conformity test
requirements, please refer to the March 10, 2006 final rule (71 FR
12469-12506). See also EPA's January 24, 2008 final rule (73 FR
4432-4434), EPA's July 1, 2004 final rule (69 FR 40036-40037; 40056-
40058), the August 15, 1997 final rule (62 FR 43798), and the
November 24, 1993 final rule (58 FR 62199-62201; 62207; 62212-
62213).
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Request for comments. While EPA believes today's changes proposed
for 40 CFR 93.109 are clear and concise, we also recognize that there
could be other ways to organize this section to achieve the same result
of accommodating the promulgation of future NAAQS. For example, another
possible structure for this section could be to create separate
paragraphs containing the conformity tests required for each of the
pollutants for which conformity applies: Ozone, CO, PM10,
PM2.5, and NO2. Under this alternative structure,
the requirements for each pollutant would be wholly contained in one
specific paragraph but the same requirements for regional conformity
tests would be repeated five times in the regulatory text.
EPA is specifically seeking comment on the overall organization of
this section, whether it be (1) By regional conformity test and
project-level test requirements as in today's proposed regulatory text,
(2) by each of the five pollutants for which conformity applies, or (3)
by another method that achieves the goals described in today's proposal
to restructure the conformity provisions in this section, without
affecting the substantive requirements of the regulation. EPA requests
that commenters provide the reasons for their preferences if possible,
as these reasons are especially valuable to EPA in making a final
decision. Where commenters recommend an alternative structure, please
provide example text.
IV. Additional Option for Areas That Qualify for EPA's Clean Data
Regulations or Policies
A. Overview
Currently, sections 93.109(c)(5), (d)(5), and (e)(4) of the
conformity rule provide an additional regional conformity test option
for moderate and above 1-hour and 8-hour ozone nonattainment areas that
meet the criteria of EPA's existing clean data regulation and
policy.\11\ Today's conformity proposal would clarify this flexibility
and extend this flexibility to any nonattainment areas that are covered
by EPA's clean data regulations or clean data policies.\12\
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\11\ For further details on EPA's clean data policy for ozone
areas, please refer to July 1, 2004 final rule (69 FR 40019-40020).
See also EPA's November 29, 2005 Phase 2 Ozone Implementation
rulemaking for the 1997 ozone NAAQS (70 FR 71644-71646) and 40 CFR
51.918. EPA had also previously issued a policy memorandum on May
10, 1995 that addressed certain SIP requirements of moderate and
above 1-hour ozone areas. This memorandum is entitled, ``Reasonable
Further Progress, Attainment Demonstrations, and Related
Requirements of Ozone Nonattainment Areas Meeting the Ozone National
Ambient Air Quality Standard,'' and is available on EPA's Web site
at: https://www.epa.gov/ttn/caaa/t1/memoranda/clean15.pdf.
\12\ In addition to EPA's clean data regulation and policy for
ozone areas, EPA also promulgated a clean data regulation for the
PM2.5 NAAQS. See EPA's April 25, 2007 Phase 1
PM2.5 Implementation rulemaking for the 1997
PM2.5 NAAQS (72 FR 20586) and 40 CFR 51.1004(c). EPA had
previously issued a policy memorandum on December 14, 2004 on this
subject. This memorandum is entitled, ``Clean Data Policy for the
Fine Particle National Ambient Air Quality Standards,'' and is
available on EPA's Web site at: https://www.epa.gov/pmdesignations/1997standards/documents/Clean_Data_Policy.pdf.
EPA has also applied its clean data policy in making
determinations of attainment in PM10 nonattainment areas.
For example, see the October 30, 2006 final rule (71 FR 63642) for
the finding of attainment for the San Joaquin Valley, California
PM10 nonattainment area. See also the February 8, 2006
final rule (71 FR 6352) for the finding of attainment of the Ajo,
Arizona PM10 nonattainment area, and the March 14, 2006
final rule (71 FR 13021) for the finding of attainment for the Yuma,
Arizona PM10 nonattainment area.
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B. Proposal
Today, EPA is proposing to clarify that any nonattainment area that
EPA determines has air quality monitoring data that meet the
requirements of 40 CFR parts 50 and 58 and that show attainment of the
NAAQS--a ``clean data'' area \13\--can choose to complete a regional
conformity analysis using the most recent year of clean data as the
motor vehicle emissions budget(s) rather than using the interim
emissions test(s) per 40 CFR 93.119 if the following are true:
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\13\ See 40 CFR 93.101.
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The state or local air quality agency requests that
budgets be established in conjunction with EPA's determination of
attainment (Clean Data) rulemaking for the respective NAAQS, and EPA
approves the request; and,
These areas have not submitted a maintenance plan for the
respective NAAQS and EPA has determined that these areas are not
subject to the CAA reasonable further progress and attainment
demonstration requirements for the respective NAAQS.
Otherwise, clean data areas for a relevant NAAQS must complete a
regional conformity analysis using either the budget test if they have
adequate or approved budgets (per 40 CFR 93.109 and 93.118), or the
interim emissions test(s) per 40 CFR 93.119 if they do not have
adequate or approved budgets.
The proposed regulatory text for this flexibility is found in Sec.
93.109(c)(5), and would clarify that the state or local air quality
agency would have to make the request that the emissions in the most
recent year for which the area is attaining (i.e., the most recent year
that the area has ``clean data'') be used as budgets, and that EPA
would have to approve that request. These steps are in the current
regulation; today's proposed regulatory text would simply make them
more explicit and would extend them to any nonattainment area covered
by EPA's clean data regulations or policies.
EPA is also proposing to update the definition of ``clean data'' in
40 CFR 93.101 to describe this term more accurately. The updated
definition would reference the appropriate requirements at 40 CFR part
50, as well as part 58. The reference to 40 CFR part 58 is included in
the existing definition.
We are seeking comments on the proposal to extend this flexibility
to use clean data budgets for any NAAQS for which EPA has a clean data
regulation or policy. We are not seeking comments on the existing clean
data regulation and policy and how they currently apply to ozone
nonattainment areas under the conformity rule.
C. Rationale
Today's proposed clarification for clean data areas is consistent
with the current conformity rule. Options for conformity tests for
clean data areas remain the same, although today's proposal would
extend the additional flexibility to use clean data budgets to any
nonattainment areas where EPA develops a clean data regulation or
policy for the relevant NAAQS. The regulatory text for this proposal is
found
[[Page 49440]]
in proposed Sec. 93.109(c)(5), which would apply to areas designated
for any NAAQS.
EPA believes that nonattainment areas that EPA has determined to be
attaining a NAAQS (clean data areas) for which EPA has developed a
clean data regulation or policy should be extended the same flexibility
that the current conformity rule provides to moderate and above 1-hour
and 8-hour ozone areas \14\ that qualify for EPA's ozone clean data
regulation and policy. See EPA's previous discussion and rationale for
the clean data conformity option in the preamble to the 1996 conformity
proposal and 1997 final rule (July 9, 1996, 61 FR 36116, and August 15,
1997, 62 FR 43785, respectively).
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\14\ The 1-hour ozone NAAQS was revoked effective June 15, 2005.
Transportation conformity no longer applies for this NAAQS.
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For further details on EPA's clean data regulations and policies,
please refer to the July 1, 2004 final rule (69 FR 40019-40020). See
also EPA's November 29, 2005 Phase 2 Ozone Implementation rulemaking
for the 1997 ozone NAAQS (70 FR 71644-71646), 40 CFR 51.918, and EPA's
April 25, 2007 Clean Air Fine Particle Implementation Rule for the 1997
PM2.5 NAAQS (72 FR 20603-20605). See also the October 30,
2006 final rule (71 FR 63642), the February 8, 2006 final rule (71 FR
6352) and the March 14, 2006 final rule (71 FR 13021) determinations of
attainment for various PM10 nonattainment areas using EPA's
Clean Data policy.
V. Baseline Year for Certain Nonattainment Areas
A. Overview
Before an adequate or approved SIP budget is available, conformity
for the transportation plan, TIP, or project not from a conforming
transportation plan and TIP is demonstrated with one or both of the
interim emissions tests, as described in 40 CFR 93.119. The interim
emissions tests include different forms of the ``build/no-build'' test
and ``baseline year'' test. In general, the baseline year test compares
emissions from the planned transportation system to emissions that
occurred in the relevant baseline year. The build/no-build test
compares emissions from the planned (or ``build'') transportation
system with the existing (or ``no-build'') transportation system in the
analysis year. Because EPA has amended this section of the conformity
rule two times in the past to add a baseline year for new or revised
NAAQS (See Section II.B. of today's proposal for details), EPA is
proposing today to revise 40 CFR 93.119 to apply more generally to any
NAAQS, rather than updating this section of the conformity rule to
address a specific NAAQS.
B. Proposal
EPA is proposing to revise 40 CFR 93.119 to define the baseline
year by reference to another requirement. Rather than naming a specific
year, EPA is proposing to define the baseline year for conformity
purposes as the most recent year for which EPA's Air Emissions
Reporting Requirements (AERR) (40 CFR 51.30(b)) requires submission of
on-road mobile source emissions inventories, as of the effective date
of EPA's nonattainment designations for any NAAQS promulgated after
1997. AERR requires on-road mobile source emission inventories to be
submitted for every third year, for example, 2002, 2005, 2008, 2011,
etc.\15\
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\15\ These are known as Three-Year Cycle Inventories. See 40 CFR
51.30(b) in the EPA's December 17, 2008 final rule (73 FR 76539) for
more details.
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This proposed definition establishes the baseline year for
conformity purposes for any areas designated nonattainment for a NAAQS
that EPA promulgated after 1997. This has already been done for areas
designated nonattainment for the 2006 PM2.5 NAAQS, which was
promulgated on October 17, 2006 (71 FR 61144). See the March 24, 2010
PM Amendments final rule (75 FR 14265-14266) for further details.
Today's proposed definition is consistent with Option 2 which was
finalized for the 2006 PM2.5 NAAQS in the PM Amendments
final rule, except that in the PM Amendments final rule, this
definition applies only to areas designated for a PM2.5
NAAQS other than the 1997 PM2.5 NAAQS. Today's proposal
would apply more generally, for any new or revised NAAQS of any
pollutant promulgated after 1997, not just the PM2.5 NAAQS.
Therefore, for any future NAAQS changes, the conformity rule would not
have to be amended merely to establish a new baseline year for
conformity purposes; this proposed definition would automatically
establish a relevant baseline year. For all future NAAQS, EPA would
identify the baseline year that results from today's proposed
definition for implementers in guidance and maintain a list of baseline
years on EPA's Web site.\16\ Once the baseline year is established
according to this provision, it would not change (i.e., the baseline
year would not be a rolling baseline year for a given NAAQS). Today's
proposal would not change the baseline years already established prior
to today's proposed rule.
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\16\ See https://www.epa.gov/otaq/stateresources/transconf/baseline.htm.
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The current requirements for interagency consultation (40 CFR
93.105(c)(1)(i)) would apply to the process to determine the latest
assumptions and models for generating baseline year motor vehicle
emissions to complete any baseline year test. The baseline year
emissions level that is used in conformity would be required to be
based on the latest planning assumptions available, the latest
emissions model, and appropriate methods for estimating travel and
speeds as required by 40 CFR 93.110, 93.111, 93.122 of the current
conformity rule.
The baseline year test can be completed with a submitted or draft
baseline year motor vehicle emissions SIP inventory, if the SIP
reflects the latest information and models. An MPO or state DOT, in
consultation with state and local air agencies, could also develop
baseline year emissions as part of the conformity analysis. EPA
believes that a submitted or draft SIP baseline inventory may be the
most appropriate source for completing the baseline year tests for an
area's first conformity determination under a new or revised NAAQS.
This is due to the fact that SIP inventories are likely to be under
development at the same time as these conformity determinations, and
such inventories must be based on the latest available data at the time
they are developed (CAA section 172(c)(3)).
C. Rationale
EPA believes that today's proposed definition for the baseline year
is appropriate for meeting CAA conformity requirements for
nonattainment areas and is environmentally protective. Coordinating the
conformity baseline year with the year used for SIP planning and an
emissions inventory year was EPA's rationale for using 2002 as the
baseline year for conformity tests in nonattainment areas for the 1997
ozone NAAQS. As described in the July 1, 2004 final rule (69 FR 40015),
EPA selected 2002 as the conformity baseline year because 2002 was
identified as the anticipated emissions inventory base year for the SIP
planning process under the 1997 ozone NAAQS.\17\ EPA continues to
believe that coordinating the baseline year for interim emissions tests
with other data collection and inventory requirements would allow state
and local governments to use their
[[Page 49441]]
resources more efficiently. EPA also believes it would be important to
coordinate the conformity rule's baseline year with a year that is
consistent with emission inventory requirements, which will most likely
be consistent with the year ultimately used as a baseline for SIP
planning for a particular NAAQS as well.
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\17\ Also, the AERR requires submission of point, nonpoint, and
mobile source emissions inventories every three years, and 2002 was
one of those required years for such updates.
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Because the CAA requires EPA to review the NAAQS for possible
revision once every five years, the existing conformity rule as
structured requires EPA to update the conformity rule to establish a
baseline year every time a new or revised NAAQS is promulgated.
Therefore, EPA is proposing to generalize the language for the baseline
year for areas designated under any NAAQS established after 1997.
Adopting this proposal would standardize the process for selecting an
appropriate baseline year to use in meeting conformity requirements
before SIP budgets have been established for any NAAQS promulgated in
the future.
Today's proposed baseline year definition provides implementers
with knowledge of the baseline year for any NAAQS promulgated after
1997 upon the effective date of nonattainment designations for that
NAAQS, without having to wait for EPA to amend the conformity rule. As
a result, MPOs and other implementers would understand conformity
requirements for future NAAQS revisions more quickly, which may, in
turn, enable them to fully utilize the 12-month conformity grace period
to complete conformity determinations for new nonattainment areas.
EPA believes that generalizing the baseline year in the conformity
rule would result in an appropriate baseline year for any given NAAQS.
This proposed amendment to the conformity rule is based on criteria
that have been used for establishing specific baseline years for other
NAAQS (58 FR 62191, 69 FR 40014). Therefore, EPA believes that
generalizing the baseline year would continue to result in an
environmentally protective and appropriate baseline year for conformity
under any future NAAQS revisions and is consistent with how conformity
has been implemented for new or revised NAAQS in the past.
VI. Transportation Conformity Requirements for Secondary NAAQS
Based on the CAA conformity provisions, the existing conformity
rule, and today's proposal, conformity requirements must be met for all
transportation-related criteria pollutants and NAAQS. All of the
transportation-related criteria pollutants except CO have a primary
NAAQS and a secondary NAAQS. The primary NAAQS protects public health.
The secondary NAAQS prevents unacceptable effects on the public
welfare, e.g., unacceptable damage to crops and vegetation, buildings
and property, and ecosystems (CAA section 109(b)(2)).
CAA section 176(c)(1)(A) states that conformity to a SIP means
``conformity to an implementation plan's purpose of eliminating or
reducing the severity and number of violations of the national ambient
air quality standards and achieving expeditious attainment of such
standards * * *'' In other words, because the CAA refers to the NAAQS
without qualifying them, conformity applies to both the primary and
secondary NAAQS for transportation-related criteria pollutants.
EPA has historically set the secondary NAAQS at the same level as
the relevant primary NAAQS for transportation-related criteria
pollutants (i.e., PM, ozone, nitrogen dioxide). Hence, the conformity
rule has not needed to address requirements specifically for areas
designated nonattainment only for a secondary NAAQS or designated for
both a primary and a different secondary NAAQS for the same pollutant.
However, for example, in its January 19, 2010 (75 FR 2938) proposal
to revise the ozone NAAQS, EPA proposed a secondary ozone NAAQS that,
if finalized as proposed, would be distinct from the primary ozone
NAAQS that was proposed. It is also possible that in the future EPA
will propose to establish distinct secondary NAAQS for other
transportation-related criteria pollutants.
Because a secondary NAAQS may not have a specified attainment year
which is required to be analyzed,\18\ EPA is proposing in Section VII.
of today's proposal to address analysis year requirements for areas
without an established attainment date. EPA would issue guidance as
needed to assist areas in implementing conformity requirements for new
NAAQS, including any secondary NAAQS for the 2010 ozone NAAQS, if
applicable.
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\18\ This may occur in areas designated nonattainment for a
secondary NAAQS which is different from the primary NAAQS. The CAA
does not specify an attainment date for such areas. CAA section
172(a)(2)(B) specifies that ``[t]he attainment date for an area
designated nonattainment with respect to a secondary [NAAQS] shall
be the date by which attainment can be achieved as expeditiously as
practicable after the date such an area was designated under section
107(d).'' For transportation conformity purposes, an attainment date
would be established when an attainment demonstration is submitted
and SIP budgets are found adequate through the adequacy process or
approved through the SIP approval process.
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VII. Analysis of a Near-Term Year in the Budget Test
A. Existing Requirements for Analysis Years
As described earlier, conformity determinations for transportation
plans and TIPs include a regional emissions analysis for the budget
test and/or interim emissions test, whichever applies in a given area.
When these tests are performed, state and local agencies are not
required to examine the emissions impacts of every year within the
timeframe of the transportation plan. Rather, the conformity rule
requires that only certain years be analyzed (40 CFR 93.118(d)) to
understand the emissions impacts of planned transportation activities
over the timeframe of the entire transportation plan and conformity
determination. Emissions in these analysis years must be consistent
with budgets, as required by 40 CFR 93.118(b).
Analysis years are those years for which a regional emissions
analysis that meets the requirements of 40 CFR 93.110, 93.111, and
93.122 must be run. The analysis year requirements in the existing
conformity rule differ slightly between the budget test and the interim
emissions tests. The existing rule at 40 CFR 93.118(d)(2) requires the
following years to be analyzed when the budget test is used:
The attainment year, if it is within the timeframe of the
transportation plan and conformity determination;
The last year of the timeframe of the conformity
determination (as described in 40 CFR 93.106(d)); and
Intermediate years as necessary, so that analysis years
are no more than ten years apart.
Under this existing set of analysis years, once the attainment year
has passed, or when the attainment year is not yet established, there
is no requirement to analyze a near-term year. In contrast, the
existing rule at 40 CFR 93.119(g)(1) addressing the interim emissions
tests requires that a near-term year always be analyzed. Specifically,
when performing the interim emissions tests, a year not more than five
years beyond the year in which the conformity determination is being
made must be analyzed, in addition to the last year of the
transportation plan/conformity determination and intermediate years.
B. Proposal
EPA proposes that when the attainment year has passed, or when an
area's attainment date has not been
[[Page 49442]]
established,\19\ a near-term year would have to be analyzed when using
the budget test. For these cases, EPA proposes to amend 40 CFR
93.118(d)(2) to require areas to analyze a year no more than five years
beyond the year in which the conformity determination is being made.
This proposal would not affect budget test analysis year requirements
where the attainment year for a given NAAQS is within the timeframe of
the transportation plan and conformity determination.
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\19\ Cases in which an area's attainment date may not be
established include areas designated for a secondary NAAQS only or
areas designated nonattainment for a secondary NAAQS that is
different than the primary NAAQS of the same pollutant.
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An example may help illustrate today's proposal. Current 1997 ozone
areas that are classified as moderate are required to demonstrate
attainment in the year 2009. Suppose one of these areas is
demonstrating conformity in the year 2010 for a transportation plan
that covers the years 2010 through 2030. Under the current conformity
rule, the budget test for such an area would be required to be
performed, at a minimum, for the years 2020 and 2030. An analysis of
the attainment year would not be required under the current conformity
rule since the attainment year would no longer be in the timeframe of
the transportation plan. Today's proposal would add an analysis year to
this example by requiring that an analysis year be chosen that is no
more than five years beyond 2010 (the year the conformity determination
is being done) but within the timeframe of the transportation plan, (in
this case, any year from 2010 to 2015).
As a second example, suppose a maintenance area makes a conformity
determination in the year 2010, and the last year of its maintenance
plan is 2017. The area's transportation plan covers the years 2010
through 2030. Under the current conformity rule, three regional
emissions analyses will be required to meet the budget test
requirements: An analysis must be done for 2030, the last year of the
transportation plan/conformity determination; 2017, likely chosen
because 40 CFR 93.118(b)(2) requires consistency with the budgets in
the last year of the maintenance plan; and a year between 2017 and 2030
would also have to be selected for analysis, so that analysis years are
not more than ten years apart.
Under today's proposal, this maintenance area would have to
demonstrate consistency with the SIP budget for four years but could
choose to perform a regional emissions analysis for only three of those
years: 2030, because it is the last year of the transportation plan or
conformity determination; any year from 2010 to 2015, to fulfill the
proposed requirement to analyze a year no more than five years beyond
the year the conformity determination is being made; and a year between
2020 and 2024, required so that analysis years are not more than ten
years apart. In contrast to the first illustration above, the area is
not required and could choose not to perform a regional emissions
analysis for the year 2017 because the conformity rule permits the area
to interpolate emissions for that year (40 CFR 93.118(d)(2)).\20\
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\20\ Demonstrating consistency with the motor vehicle emissions
budget for the last year of the maintenance plan could be satisfied
using interpolation rather than analysis (40 CFR 93.118(d)(2)). In
the example given in which the MPO has the choice to analyze or
interpolate a year for the conformity determination, we assume that
the MPO would choose to interpolate to minimize the number of years
that have to be analyzed.
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EPA is proposing a related change to 40 CFR 93.118(b). Currently,
this provision requires that consistency with budgets be demonstrated
for any year for which the SIP establishes a budget, the attainment
year if it is in the timeframe of the transportation plan and
conformity determination, the last year of the transportation plan/
conformity determination, and intermediate years as needed so that
years for which consistency is demonstrated are no more than ten years
apart.
Today's proposal would simplify this language by requiring
consistency for any years where a budget is established and for any
years that are analyzed to meet the requirements in 40 CFR 93.118(d).
This change would ensure that consistency is demonstrated for the
analysis year chosen to fulfill a year within the first five years, in
the case where the attainment year has passed or is not established.
This proposal would not affect requirements to demonstrate
consistency with the budgets where the attainment year for a given
NAAQS is within the timeframe of the transportation plan and conformity
determination.
C. Rationale
EPA believes this proposal is consistent with the conformity
requirements in the CAA that transportation activities not create new
air quality violations, worsen existing violations, or delay timely
attainment or achievement of interim reductions or milestones of the
relevant NAAQS. The CAA does not require specific analysis years for
the conformity tests; it simply establishes the foundations of these
tests and that they apply over the entire timeframe of the
transportation plan and conformity determination. EPA has established
and subsequently amended the analysis years for these conformity tests
in past rulemakings.\21\
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\21\ For further details on EPA's rulemakings that address
analysis years requirements for transportation conformity tests, see
the November 24, 1993 final rule (58 FR 62195). See also the July 9,
1996 proposed rule (61 FR 36118, 36130), the August 15, 1997 final
rule (62 FR 43780), the July 1, 2004 final rule (69 FR 40004), and
the January 24, 2008 final rule (73 FR 4429-4430).
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EPA believes it is appropriate to require that a near-term year be
analyzed when using the budget test after an attainment year has passed
or when an area's attainment date has not been established because EPA
believes doing so would better demonstrate that the CAA's requirements
at 176(c) are met, and thus would better protect air quality.
Today's proposal results from EPA's experience in implementing
several different NAAQS over the years, including the 1997 ozone and
PM2.5 NAAQS. While conformity applies one year after the
effective date of nonattainment designations by statute, areas
generally have three years to submit SIPs by statute. Once those SIP
budgets are adequate or approved, areas have two years to determine
conformity to those budgets (CAA 176(c)(2)(E) and 40 CFR 93.104(e)). In
cases where the attainment date is within five or six years of the date
of designations, this schedule can result in areas analyzing the
attainment year and using the budgets specifically established for that
year only once. In subsequent conformity determinations after the
attainment year, there is no requirement to analyze a near term year.
As NAAQS are established or revised, EPA believes this case will be
repeated because many CAA attainment dates are within a few years of
the date that areas are designated nonattainment. The CAA establishes
attainment dates for various criteria pollutants, the attainment dates
vary by pollutant and, in most cases, attainment dates also vary based
on the severity of an area's air quality problem. For example, under
Subpart 1 of the CAA, which covers nonattainment areas in general,
areas must attain no later than five years from the effective date of
their designation as nonattainment; \22\ for various other pollutants,
attainment dates are often within five or six years
[[Page 49443]]
of the date of nonattainment designations.
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\22\ Subpart 1 of the Clean Air Act provides for an extension of
up to an additional five years based on the severity of an area's
air quality problem, and the availability and feasibility of
controls.
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In contrast to areas with higher classifications where the
attainment date is farther into the future, in areas with near-term
attainment dates, the conformity rule's requirement to analyze the
attainment year is in effect only briefly. Once the attainment year
passes, under the existing regulation, the only years that areas have
to analyze are the last year of the transportation plan (or timeframe
of the conformity determination), and intermediate years such that
analysis years are not more than ten years apart. Therefore, the first
year analyzed could be as distant as ten years into the future.