Request for Proposals: Fiscal Year 2010 Funding Opportunity for Research on the Economic Impact of Cooperatives (REIC), 46904-46909 [2010-19155]
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Independence Avenue SW., Room 6136
South Building, Washington, DC 20250.
SUPPLEMENTARY INFORMATION: The
amount of the proposed changes varies
considerably for each of the
Conservation Practice Standards
addressed in this notice. To fully
understand the proposed changes,
individuals are encouraged to compare
these changes with each standard’s
current version as shown at https://
www.nrcs.usda.gov/technical/
Standards/nhcp.html. To aid in this
comparison, following are highlights of
the proposed revisions to each standard:
Channel Bed Stabilization (Code
584)—Name changed for better
description, plus minor edits.
Dust Control From Animal Activity on
Open Lot Surfaces (Code 375)—This is
a new Conservation Practice Standard.
Karst Sinkhole Treatment (Code
527)—Practice name changed from
‘‘Sinkhole and Sinkhole Area
Treatment’’ to ‘‘Karst Sinkhole
Treatment.’’ Practice specially does not
apply to sinkholes with non-karst
origins (structural failures due to piping,
etc.), plus minor edits.
Lined Waterway or Outlet (Code
468)—Changes to the standard include:
A revision in the range in Manning’s
roughness and references cited in the
criteria section; an expansion of the
considerations section to include fish
and wildlife and soil bioengineering,
etc.; and more comprehensive guidance
on what should be included in the plans
and specifications section.
Monitoring Well (Code 353)—Updated
references to ASTM standards and
minor edits.
On-Farm Equipment Efficiency
Improvement (Code 374)—This is a new
Conservation Practice Standard.
Pond Sealing or Lining—Bentonite
Treatment (Code 521C)—The standard
was revised to better match the changes
to our technical guidance document
National Engineering Handbook Series,
Part 651, Agricultural Waste
Management Field Handbook
(AWMFH), Chapter 10, Appendix 10D.
Pond Sealing or Lining—Compacted
Clay Treatment (Code 521D)—The
standard was revised to better match the
changes to our technical guidance
document National Engineering
Handbook Series, Part 651, AWMFH,
Chapter 10, Appendix 10D.
Pond Sealing or Lining—Soil
Dispersant Treatment (Code 521B)—The
standard was revised to better match the
changes to our technical guidance
document National Engineering
Handbook Series, Part 651, AWMFH,
Chapter 10, Appendix 10D.
Salinity and Sodic Soil Management
(Code 610)—Clarified the Conditions
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Where Practice Applies and General
Criteria Applicable to All Purposes
sections. Added separate sections for
Criteria Applicable to Irrigated Lands
and to Non-Irrigated Lands. Expanded
the sections for Criteria To Reduce
Problems of Crusting, Permeability or
Soil Structure on Sodium-Affected
Soils, and to Saline Seeps and Their
Recharge Areas. Expanded the
Considerations section. Added detailed
requirements for Plans and
Specifications. Deleted the Operation
and Maintenance section. Reduced the
References section.
Stream Habitat Improvement and
Management (Code 395)—Changed
‘‘Stream Visual Assessment Protocol’’ to
‘‘Stream Visual Assessment Protocol,
Version 2,’’ changed considerations,
added monitoring guidelines for
evaluating the effectiveness of the
conservation actions, and added postproject monitoring to Operation and
Maintenance.
Vertical Drain (Code 630)—
Additional emphasis on water quality
protection if practice is used.
Water Well (Code 642)—Purpose
clarified to exclude human
consumption. Screen entrance velocity
criteria changed in accordance with
AWWA standard.
Water Well Decommissioning (Code
351)—Name was changed to Water Well
Decommissioning, distinguishing this
practice from industry practices for
closure of other purposed wells (oil,
injection, etc.). Purpose was clarified.
Additional clarification on plugging
materials was added.
Well Water Testing (Code 355)—
Conditions Where Practice Applies has
been updated to exclude water wells not
for agricultural use, plus minor edits.
Signed July 29, 2010, in Washington, DC.
Dave White,
Chief, Natural Resources Conservation
Service.
[FR Doc. 2010–19133 Filed 8–3–10; 8:45 am]
BILLING CODE 3410–16–P
DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
Request for Proposals: Fiscal Year
2010 Funding Opportunity for
Research on the Economic Impact of
Cooperatives (REIC)
Rural Business-Cooperative
Service, USDA.
ACTION: Initial notice of request for
proposals.
AGENCY:
Rural Business-Cooperative
Service programs are administered
SUMMARY:
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through USDA Rural Development.
USDA Rural Development announces
the availability of $300,000 in
competitive cooperative agreement
funds for fiscal year (FY) 2010 to
conduct research on the national
economic impact of all types of
cooperatives. USDA Rural Development
hereby requests proposals from
institutions of higher education
interested in applying for a
competitively awarded cooperative
research agreement. This funding
follows previous funding awarded in FY
2006, FY 2007, FY 2008, and FY 2009,
the intent of which was to encourage
research on the critical issue of the
economic value of cooperatives.
Funding for FY 2010 is expected to
expand upon research undertaken with
FY 2006, FY 2007, FY 2008 and FY
2009 funds.
Interested parties may submit
completed applications for the
cooperative agreement on paper or
electronically according to the following
deadlines:
Paper copies must be received by
September 1, 2010, to be eligible for FY
2010 funding. Electronic copies must be
received by September 1, 2010, to be
eligible for FY 2010 funding. Late
applications are not eligible for FY 2010
funding.
DATES:
Applicants may obtain
application forms, guides, and materials
for the cooperative agreement at https://
www.rurdev.usda.gov/rbs/coops/
reic.htm or by contacting USDA Rural
Development at (202) 720–8460, (TDD:
(800) 877–8339, Federal Information
Relay Service) and ask for the
cooperative research agreement
application package.
Submit completed paper applications
for a cooperative agreement to USDA
Rural Development’s Cooperative
Programs, Attn: Cooperative Research,
Mail STOP 3250, Room 4016–South,
1400 Independence Avenue, SW.,
Washington, DC 20250–3250. The
phone number that should be used for
FedEx packages is (202) 720–7558.
Submit electronic applications at
https://www.grants.gov, following the
instructions found on this Web site.
ADDRESSES:
Visit
the program Web site at https://
www.rurdev.usda.gov/rbs/coops/
reic.htm, which contains application
guidance, including an Application
Guide and application forms. Or you
may contact USDA Rural Development
at (202) 720–8460 (TDD: (800) 877–8339
Federal Information Relay Service).
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
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Paperwork Reduction Act
Under the Paperwork Reduction Act,
44 U.S.C. 3501 et seq., OMB must
approve all ‘‘collections of information’’
by USDA Rural Development. The Act
defines ‘‘collection of information’’ as a
requirement for ‘‘answers to * * *
identical reporting or recordkeeping
requirements imposed on ten or more
persons * * *.’’ (44 U.S.C. 3502(3)(A))
Because the RFP is expected to receive
less than 10 respondents, the ‘‘collection
of information’’ requirement in the
Paperwork Reduction Act does not
apply.
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Overview
Federal Agency: Rural BusinessCooperative Service.
Funding Opportunity Title: Research
on the Economic Impact of
Cooperatives.
Announcement Type: Initial
announcement.
Catalog of Federal Domestic
Assistance Number: 10.778.
Dates: You may submit completed
applications for the cooperative
agreement on paper or electronically
according to the following deadlines:
Paper copies must be received by
September 1, 2010, to be eligible for FY
2010 funding. Late applications are not
eligible for FY 2010 funding.
Electronic copies must be received by
September 1, 2010, to be eligible for FY
2010 funding. Late applications are not
eligible for FY 2010 funding.
I. Funding Opportunity Description
This solicitation is issued pursuant to
the Appropriations Act, 2010 (Pub. L.
111–80) directing funds ‘‘for a
cooperative research agreement with a
qualified academic institution to
conduct research on the national
economic impact of all types of
cooperatives.’’ The Secretary of
Agriculture has delegated the program’s
administration to USDA Rural
Development.
The primary objective of this
cooperative research agreement program
is to facilitate university research on the
national economic impact of
cooperatives. This cooperative research
agreement is a continuation of research
conducted in USDA Rural Development
cooperative research agreements RD–
06–01, RBS–07–31, RBS–08–00 and
RBS–09–00, collectively known as
‘‘REIC Agreements’’. As further
described below, data generated and
results produced in the REIC
Agreements will be accessible to the
institution awarded this cooperative
research agreement.
These agreements have produced the
first census data of U.S. cooperatives
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across economic sectors, reporting their
financial variables and employment
data. Based on this census, cooperatives’
direct and indirect impacts on national
revenue, income and employment were
estimated. Standard estimation
methods, as applied to all types of
business organizations, were used to
obtain the economic estimates. These
estimation methods do not measure
distinctive and deeper economic
impacts of cooperatives, which is the
overall objective of this research
program.
Two research initiatives were
launched in FY 2009 that will help
increase public and academic awareness
of cooperatives. First, a more detailed
survey sample, called the Cooperative
Business Study, was launched to
address the elements of member
governance that influence distinctive
policies in the operations and impacts
of cooperatives. Further surveys of these
sample cooperatives will examine in
comprehensive detail the subjects of
finance and human resources. Second, a
program for annual collection of
cooperative data by the U.S. Census
Bureau was initiated. Completing these
initiatives launched in 2009, will be a
part of the work plan for FY 2010.
The cooperative agreement proposal
must address specifically, and in detail
sufficient to assess the effectiveness of
proposed work, how the following
deliverables will be provided:
1. Complete a proposal to the U.S.
Census Bureau for annual collection of
data on cooperatives, involving criteria
for identifying businesses and
organizations as cooperatives.
2. Complete the first phase of the
Cooperative Business Study on
governance.
3. Develop research proposals for
further surveys of the sample of
cooperatives on the topics of finance,
human resources, and other avenues of
inquiry that provide a basis for
examining the distinctive and deeper
impacts of cooperatives.
4. Initiate research projects in the
following subjects:
a. Economic resiliency—comparing
and contrasting cooperatives with other
types of firms on various measures of
sustaining their operations or
maintaining services over time or during
and after economic recessions.
b. Competitive yardstick—measure
the impact of cooperatives in
maintaining competitive prices for
producers and consumers, or in terms of
supporting services that would be
provided to some diminished degree in
the absence of cooperatives.
c. Local impact—identify the extent to
which local communities or rural areas
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have developed and retained more
wealth because of the operations of
cooperatives.
5. USDA Rural Development will
arrange for the winner of this
competition to obtain updates and
preliminary data from the University of
Wisconsin, the FY 2006, FY 2007, FY
2008 and FY 2009 award recipient, as
further progress is made on the FY 2006,
FY 2007, FY 2008 and FY 2009
research.
6. The performance of subcontracting
services, oversight, and financial
controls for the overall project.
7. The submission of quarterly
progress reports and quarterly financial
reports to USDA Rural Development;
and
8. The preparation and submission of
publishable quality written reports for
Deliverables 1 through 4 to USDA Rural
Development.
USDA Rural Development will
competitively award one cooperative
agreement to fund the collection and
analysis of data to determine the
national economic impact of
cooperatives. An institution of higher
education may collaborate with others
on the research and data collection. A
formal consortium of academic
institutions is allowed.
Definitions
The definitions at 7 CFR 3019.2 are
incorporated by reference.
II. Award Information
Type of Award: Cooperative
Agreement.
Fiscal Year Funds: FY 2010.
Approximate Total Funding:
$300,000.
Approximate Number of Awards: 1.
Approximate Average Award:
$300,000.
Floor of Award Range: None.
Ceiling of Award Range: $300,000.
Anticipated Award Date: September
24, 2010.
Budget Period Length: 24 months.
Project Period Length: 24 months.
III. Eligibility Information
A. Eligible Applicants
Applicants must be institutions of
higher education. Proposals may be
submitted by public or private colleges
or universities, research foundations
maintained by a college or university, or
private nonprofit organizations funded
by a group of colleges or universities.
B. Cost Sharing or Matching
Matching funds are not required but
are highly encouraged. Applicants must
verify in their applications that
matching funds are available for the
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time period of the agreement if the
matching funds are required to complete
the project. Matching funds must be
provided by either the applicant or by
a third party in the form of cash or inkind contributions. Matching funds
must be spent on eligible expenses and
must be from eligible sources.
C. Other Eligibility Requirements
Indirect Cost Eligibility: Section 705 of
Public Law 111–80, ‘‘Agriculture, rural
development, food and drug
administration and related agencies
appropriations act, 2010’’ continues the
provision which states ‘‘No funds
appropriated by this Act may be used to
pay negotiated indirect cost rates on
cooperative agreements or similar
arrangements between the United States
Department of Agriculture and
nonprofit institutions in excess of 10
percent of the total direct cost of the
agreement when the purpose of such
cooperative arrangements is to carry out
programs of mutual interest between the
two parties. This does not preclude
appropriate payment of indirect costs on
grants and contracts with such
institutions when such indirect costs are
computed on a similar basis for all
agencies for which appropriations are
provided in this Act.’’ Indirect costs in
excess of 10 percent of the direct cost,
therefore, will be ineligible for funding.
Activity Eligibility: A cooperative
agreement reflects a relationship
between the United States Government
and an eligible recipient where the
principal purpose of the relationship is
the transfer of money, property,
services, or anything of value to the
eligible recipient to carry out the
desired research; and substantial
involvement is anticipated between
USDA Rural Development acting for the
United States Government and the
eligible recipient during the
performance of the research in the
agreement. A cooperative agreement is
not a grant. Therefore, the project
proposed must include a description of
USDA Rural Development’s substantial
participation. USDA Rural Development
may subsequently negotiate the nature
of its participation before the
cooperative agreement is executed.
Applicants that propose budgets that
include more than 10 percent of total
project costs that are ineligible for the
program will be ineligible, and the
application will not be considered for
funding. However, if an application
with 10 percent or less of ineligible
costs is selected for funding, all
ineligible costs must be removed from
the project and replaced with eligible
activities or the amount of the award
will be reduced accordingly.
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Cooperative Agreement Period
Eligibility: Applications that have a
timeframe of more than 24 months will
be considered ineligible and will not be
considered for funding. Applications
that request funds for a time period
ending after September 30, 2012, will
not be considered for funding.
Completeness Eligibility: Applications
without sufficient information to
determine eligibility will not be
considered for funding. Applications
that are missing any required elements
(in whole or in part) will not be
considered for funding.
IV. Application and Submission
Information
A. Address To Request Application
Package
If you plan to apply using a paper
application, you can obtain the
application package for this funding
opportunity at https://
www.rurdev.usda.gov/rbs/coops/
reic.htm. If you plan to apply
electronically, you must visit https://
www.grants.gov and follow the
instructions.
B. Content and Form of Submission
You may submit your application in
paper or in an electronic format. You
may view the Application Guide at
https://www.rurdev.usda.gov/rbs/coops/
reic.htm.
If you submit your application in
paper form, you must submit one signed
original of your complete application
along with two additional copies.
If you submit your application
electronically, you must follow the
instructions given at https://
www.grants.gov. Applicants are advised
to visit the site well in advance of the
application deadline if they plan to
apply electronically to insure that they
have obtained the proper authentication
and have sufficient computer resources
to complete the application.
An application must contain all of the
following elements. Any application
that is missing any element or contains
an incomplete element will not be
considered for funding:
1. Form SF–424, ‘‘Application for
Federal Assistance.’’ In order for this
form to be considered complete, it must
contain the legal name of the applicant,
the applicant’s Dun and Bradstreet Data
Universal Numbering System (DUNS)
number, the applicant’s complete
mailing address, the name and
telephone number of a contact person,
the employer identification number
(EIN), the start and end dates of the
project, the Federal funds requested,
other funds that will be used as
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matching funds, an answer to the
question, ‘‘Is applicant delinquent on
any Federal debt?’’, the name and
signature of an authorized
representative, the telephone number of
the authorized representative, and the
date the form was signed. Other
information requested on the form may
be applicable, but the above-listed
information is required for an
application to be considered complete.
The DUNS number is a nine-digit
identification number, which uniquely
identifies business entities. Applicants
can receive a DUNS number at no cost
by accessing https://www.dnb.com/us/ or
calling (866) 705–5711.
2. Form SF–424A, ‘‘Budget
Information—Non-Construction
Programs.’’ In order for this form to be
considered complete, the applicant
must fill out Sections A, B, C, and D.
The applicant must include both
Federal and any matching funds to be
included.
3. Form SF–424B, ‘‘Assurances—NonConstruction Programs.’’ In order for
this form to be considered complete, the
form must be signed by an authorized
official and include the title, name of
applicant, and date.
4. Title Page. The title page must
include the title of the project as well as
any other relevant identifying
information. The length should not
exceed one page.
5. Table of Contents. For ease of
locating information, each proposal
must contain a detailed Table of
Contents immediately following the title
page.
6. Executive Summary. A summary of
the proposal, not to exceed one page,
must briefly describe the project,
including goals, tasks to be completed,
and other relevant information that
provides a general overview of the
project. In the event an applicant
submits more than one page for this
element, only the first page submitted
will be considered.
7. Eligibility Discussion. A detailed
discussion, not to exceed four pages,
will describe how the applicant meets
the eligibility requirements. In the event
that more than four pages are submitted,
only the first four pages will be
considered.
i. Applicant Eligibility. The applicant
must first describe how it meets the
definition of an institution of higher
education.
ii. Purpose Eligibility. The applicant
must describe how the project purpose
is eligible for funding. The project
purpose is comprised of two
components. First, the applicant must
describe how the proposed project
consists of activities needed to
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determine the national economic impact
of all types of cooperatives. Second, the
applicant must demonstrate that the
combined activities are sufficient to
estimate the national economic impact
of all types of cooperatives.
8. Proposal Narrative. The narrative
must include the following information:
i. Project Title. The title of the
proposed project must be brief, not to
exceed 75 characters, yet describe the
essentials of the project. It should match
the project title submitted on the SF–
424. The project title does not need to
appear on a separate page. It can be
included on the title page and/or on the
information sheet.
ii. Information Sheet. A separate onepage information sheet listing each of
the evaluation criteria referenced in this
funding announcement followed by the
page numbers of all relevant material
contained in the proposal that address
or support each criterion.
iii. Goals of the Project. A clear
statement of the ultimate goals of the
project must be included. There must be
an explanation of how economic benefit
will be measured.
iv. Workplan. The narrative must
contain a description of the project and
set forth the tasks involved in
reasonable detail. The description
should specify the activity, who will
perform the activity, during what
timeframe the activity will take place,
and the cost of the activity. Please note
that one of the proposal evaluation
criteria evaluates the work plan and
budget. Applicants should only submit
the work plan and budget once, either
in this section or as part of the work
plan/budget evaluation criterion
discussion.
v. Proposal Evaluation Criteria. Each
of the proposal evaluation criteria
referenced in this funding
announcement must be addressed,
specifically and individually, in
narrative form.
9. Certification of Judgment.
Applicants must certify that the United
States has not obtained a judgment
against them. No Federal funds shall be
used to pay a judgment obtained by the
United States. It is suggested that
applicants use the following language
for the certification. ‘‘[INSERT NAME
OF APPLICANT] certifies that the
United States has not obtained a
judgment against it.’’ A separate
signature is not required.
10. Verification of Matching Funds.
Matching funds are not required but are
highly encouraged. If matching funds
are provided, applicants must provide a
budget to support the work plan
showing all sources and uses of funds
during the project period. Applicants
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will be required to verify any and all
matching funds, both cash and in-kind.
All proposed matching funds must be
specifically documented in the
application. If the matching funds are to
be provided by an in-kind contribution
from the applicant, the application must
include a signed letter from an
authorized representative of the
applicant verifying the goods or services
to be donated, when the goods and
services will be donated, and the value
of the goods or services. Applicants
should note that only goods or services
for which no expenditure is made can
be considered in-kind. If the applicant
is paying for goods and services as part
of the matching funds contribution, the
expenditure is considered a cash match,
and should be verified as such. If the
matching funds are to be provided by a
third party in cash, the application must
include a signed letter from that third
party verifying how much cash will be
donated and when it will be donated.
Verification of funds donated outside
the proposed time period of the
cooperative agreement will not be
accepted. If the matching funds are to be
provided by a third party in-kind
donation, the application must include
a signed letter from the third party
verifying the goods or services to be
donated, when the goods and services
will be donated, and the value of the
goods or services. Verification of in-kind
contributions donated outside the
proposed time period of the cooperative
agreement will not be accepted.
Verification of in-kind contributions
that are over-valued will not be
accepted. The valuation process for the
in-kind funds does not need to be
included in the application, especially if
it is lengthy, but the applicant must be
able to demonstrate how the valuation
was achieved at the time of notification
of tentative selection for the award. If
the applicant cannot satisfactorily
demonstrate how the valuation was
determined, the award may not be
made.
If matching funds are in cash, they
must be spent on goods and services
that are eligible expenditures for this
cooperative agreement program. If
matching funds are in-kind
contributions, the donated goods or
services must be considered eligible
expenditures for this program. The
matching funds must be spent or
donated during the agreement period.
(See 7 CFR parts 3015 and 3019 for
funds use eligibility rules.)
If acceptable verification for all
proposed matching funds is missing
from the application by the application
deadline, the application will receive
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zero points for the Funding Match part
of the evaluation criteria.
C. Submission Dates and Times
Application Deadline Date:
September 1, 2010.
Explanation of Deadlines: Paper
applications must be received by the
deadline date (see Section IV.F. for the
address). Final electronic applications
must be received by https://
www.grants.gov by the deadline date. If
your application does not meet the
deadline above, it will not be
considered for funding. You will be
notified whether or not your application
was received on time.
D. Intergovernmental Review of
Applications
Executive Order 12372,
Intergovernmental Review of Federal
Programs, does not apply to this
program.
E. Funding Restrictions
Funding restrictions apply to both
Federal funds and matching funds.
Funds may only be used for activities
related to determining the economic
impact of cooperatives.
No funds made available under this
solicitation shall be used to:
1. Pay for the preparation of the
cooperative agreement application;
2. Pay expenses not directly related to
the funded project;
3. Fund political or lobbying
activities;
4. Fund any activities prohibited by 7
CFR parts 3015 or 3019;
5. Duplicate current services or
replace or substitute support previously
provided;
6. Pay costs of the project incurred
prior to the date of agreement approval;
or
7. Pay any judgment or debt owed to
the United States.
F. Other Submission Requirements
You may submit your paper
application for a cooperative agreement
to USDA Rural Development’s
Cooperative Programs, Attn:
Cooperative Research, Mail STOP 3250,
Room 4016-South, 1400 Independence
Ave., SW., Washington, DC 20250–3250.
The phone number that should be used
for FedEx packages is (202) 720–7558.
You may also choose to submit your
application electronically at https://
www.grants.gov. Final applications may
not be submitted by electronic mail,
facsimile, or by hand-delivery. Any
application submission in a nonelectronic format must contain all
required documents in one envelope.
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V. Application Review Information
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A. Criteria
All eligible and complete applications
will be evaluated based on the following
criteria and maximum point allowances.
Failure to address any one of the
following criteria by the application
deadline will result in a determination
of incomplete and the application will
not be considered for funding. The total
points available for the set of criteria are
100.
1. Relevance of the project proposal
(30 points). Proposals will be evaluated
on how directly they address the general
objective of demonstrating economic
impact of all types of cooperatives in the
United States. Factors to be weighed by
evaluators in scoring a proposal’s
relevance will include the:
• Description of how research
projects would measure differences of
economic impacts of cooperatives as
compared to other forms of business
organization;
• Description of sound data collection
and analysis methodology; and
• Description of a program of
assisting the Census Bureau in
identifying cooperatives for annual data
collection.
2. Quality of work plan (30 points).
The quality evaluation criterion will be
based on whether the proposal outlines
a sound plan of work that will meet the
objectives in a timely and cost-efficient
manner. Factors to be weighed by
evaluators in scoring a proposal’s work
plan will include:
• How well the steps for carrying out
the work are defined;
• The logic of the sequence of
proposed steps and the likelihood they
will achieve their intended result;
• The establishment of clear
benchmarks and timetables to measure
the progress of the project;
• The detail, accuracy, and
reasonableness of the project’s proposed
budget; and
3. Quality of personnel and
management plan (20 points). The
quality of the management plan and the
personnel involved in carrying out the
proposed project will evaluate the
capabilities of the individuals and
institutions to implement the work plan
in an effective manner. Factors to be
weighed by evaluators in scoring a
proposal’s personnel and management
plan will include the:
• Experience of project leaders and
the lead institution in managing
complex research projects;
• Demonstration of a clear
understanding of business models and
general economic development;
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• Management controls, progress
measurements, and reporting systems
within a structured project management
plan; and
• Experience and relevant skills of
researchers, consultants, and
subcontractors assigned to carry out
specific roles in the project.
4. Cooperative and academic
community support (20 points). Points
will be awarded for having support for
the proposal from both cooperative and
academic communities. This support
should be evidenced by either
contribution of resources or by
statements from representatives about
the value of the proposed research to
their organizations or communities.
rankings of the three member review
panel, or, if appointed, the average of
the five reviewers’ rankings. Final
award recommendation will be sent to
the Under Secretary for Rural
Development for final selection
concurrence.
After the award selection is made, all
applicants will be notified of the status
of their applications by mail. The
awardee must meet all statutory and
regulatory program requirements in
order to receive the award. In the event
that an awardee cannot meet the
requirements, the award will be
withdrawn.
B. Review and Selection Process
Award Date: The announcement of
award selection is expected to occur on
or about September 24, 2010.
Each application will be initially
reviewed by Rural Development
personnel for eligibility and to
determine whether all required
elements are complete. A list of required
elements follows:
• SF–424
• SF–424A
• SF–424B
• Title Page
• Table of Contents
• Executive Summary
• Applicant Eligibility Discussion
• Purpose Eligibility Discussion
• Project Title
• Information Sheet
• Goals of the Project
• Work Plan
• Proposal Evaluation Criterion 1
• Proposal Evaluation Criterion 2
• Proposal Evaluation Criterion 3
• Proposal Evaluation Criterion 4
• Certification of Judgment
• Verification of any Matching Funds
Any incomplete or ineligible
applications will not be further
evaluated or considered for funding.
All eligible and complete proposals
will be evaluated by a team of at least
three reviewers based on criteria 1
through 4 described in paragraph A of
this section. Reviewers will represent
the Rural Development broad mission
area, and will include at least three
employees of USDA.
Once the scores for criteria 1 through
4 have been independently completed
by the three reviewers, the scores will
be used to rank the proposals. If the
three reviewers rank the best proposal
differently then, with the aid of a
facilitator, the three reviewers will
develop a consensus ranking. If the
three reviewers cannot reach a
consensus, two additional reviewers
will review the proposals and be added
to the rankings. A final ranking will be
obtained based on the consensus
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C. Anticipated Announcement and
Award Dates
VI. Award Administration Information
A. Award Notices
The successful applicant will receive
a notification of tentative selection for
funding from USDA Rural Development.
The applicant must sign a mutually
agreed to cooperative agreement and
comply with all applicable statutes,
regulations, and this notice before the
award will receive final approval.
Unsuccessful applicants will receive
notification, including mediation
procedures and appeal rights, by mail.
B. Administrative and National Policy
Requirements
This award is subject to 7 CFR parts
3015 and 3019. These regulations may
be accessed at https://
www.access.gpo.gov/nara/cfr/cfr-tablesearch.html#page1.
The following additional
documentation requirements apply to
the awardee selected for this program:
• Agency Approved Cooperative
Agreement.
• Form RD 1940–1, ‘‘Request for
Obligation of Funds.’’
• Form AD–1047, ‘‘Certification
Regarding Debarment, Suspension, and
Other Responsibility Matters-Primary
Covered Transactions.’’
• Form AD–1048, ‘‘Certification
Regarding Debarment, Suspension,
Ineligibility and Voluntary ExclusionLower Tier Covered Transactions.’’
• Form AD–1049, ‘‘Certification
Regarding a Drug-Free Workplace
Requirements (Grants).’’
• Form RD 400–1, ‘‘Equal
Opportunity Agreement.’’
• Form RD 400–4, ‘‘Assurance
Agreement.’’
Additional information on these
requirements can be found at https://
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mstockstill on DSKH9S0YB1PROD with NOTICES
Federal Register / Vol. 75, No. 149 / Wednesday, August 4, 2010 / Notices
www.rurdev.usda.gov/rbs/coops/
reic.htm.
Reporting Requirements: You must
provide USDA Rural Development with
an original or an electronic copy that
includes all required signatures of the
following reports. The reports should be
submitted to the Agency contact listed
on your Cooperative Agreement. Failure
to submit satisfactory reports on time
may result in suspension or termination
of your award.
1. Form SF–425 or SF–425A. A
‘‘Financial Status Report,’’ listing
expenditures according to agreed upon
budget categories, on a quarterly basis.
Reporting periods end each December
31, March 31, June 30, and September
30. Reports are due 30 days after the
reporting period ends.
2. Quarterly performance reports that
compare accomplishments to the
objectives stated in the proposal.
Identify all tasks completed to date and
provide documentation supporting the
reported results. If the original schedule
provided in the work plan is not being
met, the report should discuss the
problems or delays that may affect
completion of the project. Objectives for
the next reporting period should be
listed. Compliance with any special
condition on the use of award funds
should be discussed. Reporting periods
end each December 31, March 31, June
30, and September 30. Reports are due
30 days after the reporting period ends.
Supporting documentation must also be
submitted for completed tasks. The
supporting documentation for
completed tasks include, but are not
limited to, questionnaire or interview
guides, publications of research
findings, summaries of data collected,
and any other documentation related to
how funds were spent.
3. Final Project performance reports
that compare accomplishments to the
objectives stated in the proposal.
Identify all tasks completed and provide
documentation supporting the reported
results. If the original schedule provided
in the work plan was not met, the report
must discuss the problems or delays
that affected completion of the project.
Compliance with any special condition
on the use of award funds should be
discussed. Supporting documentation
for completed tasks must also be
submitted. The supporting
documentation for completed tasks
include, but are not limited to,
publications of research findings,
summaries of data collected,
documentation of data and software
delivered to USDA Rural Development,
and any other documentation related to
how funds were spent. The final
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performance report is due within 90
days of the completion of the project.
VII. Agency Contacts
For general questions about this
announcement and for program
technical assistance, please contact the
USDA Rural Development’s Cooperative
Programs, Mail STOP 3250, Room 4016–
South, 1400 Independence Avenue,
SW., Washington, DC 20250–3250,
Telephone: (202) 720–8460 (TDD: (800)
877–8339 Federal Information Relay
Service), e-mail:
cpgrants@wdc.usda.gov.
VIII. Non-Discrimination Statement
USDA prohibits discrimination in all
its programs and activities on the basis
of race, color, national origin, age,
disability, and where applicable, sex,
marital status, familial status, parental
status, religion, sexual orientation,
genetic information, political beliefs,
reprisal, or because all or part of an
individual’s income is derived from any
public assistance program. (Not all
prohibited bases apply to all programs.)
Persons with disabilities who require
alternative means for communication of
program information (Braille, large
print, audiotape, etc.) should contact
USDA’s TARGET Center at (202) 720–
2600 (voice and TDD). To file a
complaint of discrimination, write to
USDA, Director, Office of Civil Rights,
1400 Independence Avenue, SW.,
Washington, DC 20250–9410, or call
(800) 795–3272 (voice), or (202) 720–
6382 (TDD). ‘‘USDA is an equal
opportunity provider, employer, and
lender.’’
Dated: July 26, 2010.
Judith A. Canales,
Administrator, Rural Business-Cooperative
Service.
[FR Doc. 2010–19155 Filed 8–3–10; 8:45 am]
BILLING CODE 3410–XY–P
DEPARTMENT OF AGRICULTURE
National Institute of Food and
Agriculture
Solicitation of Input From Stakeholders
Regarding Assessments Focused on
Improving Food Aid and Providing
Safe Water
National Institute of Food and
Agriculture, USDA.
ACTION: Notice; request for public
comment.
AGENCY:
The National Institute of Food
and Agriculture (NIFA), formerly known
as the Cooperative State Research,
Education, and Extension Service
SUMMARY:
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46909
(CSREES) requests input from the public
regarding (1) the assessment of methods
and tools used by non-governmental
organizations and international agencies
to measure, characterize and describe
nutritional gaps among populations
served by U.S. humanitarian food
assistance programs, including
recommendations on how to improve
such programs in the field at the lowest
possible cost, and (2) the assessment of
the most cost-effective technologies for
the purification and supply of safe water
which could be implemented in the
field to benefit highly vulnerable
populations, including
recommendations on the most costeffective and commercially available
systems that require priority research
assistance.
All comments must be received
by close of business (5 p.m. EST)
September 3, 2010, to be considered.
ADDRESSES: You may submit comments,
identified by [2010–0003] by any of the
following methods to the NIFA Docket
Clerk; and electronic submissions are
preferred:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
E-mail: FANEP@nifa.usda.gov.
Include [2010–0003] in the subject line
of the message.
Fax: (202) 690–2355.
Hand Delivery/Courier: FANEP;
Science and Education Resources
Development (SERD) Unit, National
Institute of Food and Agriculture, U.S.
Department of Agriculture, Room 3322
Waterfront Centre, 800 9th Street, SW.,
Washington, DC 20024.
Mailing Address: FANEP; Science and
Education Resources Development
(SERD) Unit, National Institute of Food
and Agriculture, U.S. Department of
Agriculture, 1400 Independence
Avenue, SW., Stop 2203, Washington,
DC 20250–2203.
Instructions: All submissions received
must include the agency name and the
[2010–0003] for this rulemaking. A
summary of the results obtained from
the responses to this request for
information will be available to the
public on the Web site https://
www.regulations.gov, and may include
any personal information provided.
FOR FURTHER INFORMATION CONTACT: Dr.
Edwin Lewis, International Program
Leader, National Institute of Food and
Agriculture, U.S. Department of
Agriculture, 1400 Independence
Avenue, SW., Stop 2203, Washington,
DC 20250–2203, Phone: (202) 720–3801.
SUPPLEMENTARY INFORMATION:
DATES:
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Agencies
[Federal Register Volume 75, Number 149 (Wednesday, August 4, 2010)]
[Notices]
[Pages 46904-46909]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-19155]
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DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
Request for Proposals: Fiscal Year 2010 Funding Opportunity for
Research on the Economic Impact of Cooperatives (REIC)
AGENCY: Rural Business-Cooperative Service, USDA.
ACTION: Initial notice of request for proposals.
-----------------------------------------------------------------------
SUMMARY: Rural Business-Cooperative Service programs are administered
through USDA Rural Development. USDA Rural Development announces the
availability of $300,000 in competitive cooperative agreement funds for
fiscal year (FY) 2010 to conduct research on the national economic
impact of all types of cooperatives. USDA Rural Development hereby
requests proposals from institutions of higher education interested in
applying for a competitively awarded cooperative research agreement.
This funding follows previous funding awarded in FY 2006, FY 2007, FY
2008, and FY 2009, the intent of which was to encourage research on the
critical issue of the economic value of cooperatives. Funding for FY
2010 is expected to expand upon research undertaken with FY 2006, FY
2007, FY 2008 and FY 2009 funds.
DATES: Interested parties may submit completed applications for the
cooperative agreement on paper or electronically according to the
following deadlines:
Paper copies must be received by September 1, 2010, to be eligible
for FY 2010 funding. Electronic copies must be received by September 1,
2010, to be eligible for FY 2010 funding. Late applications are not
eligible for FY 2010 funding.
ADDRESSES: Applicants may obtain application forms, guides, and
materials for the cooperative agreement at https://www.rurdev.usda.gov/rbs/coops/reic.htm or by contacting USDA Rural Development at (202)
720-8460, (TDD: (800) 877-8339, Federal Information Relay Service) and
ask for the cooperative research agreement application package.
Submit completed paper applications for a cooperative agreement to
USDA Rural Development's Cooperative Programs, Attn: Cooperative
Research, Mail STOP 3250, Room 4016-South, 1400 Independence Avenue,
SW., Washington, DC 20250-3250. The phone number that should be used
for FedEx packages is (202) 720-7558.
Submit electronic applications at https://www.grants.gov, following
the instructions found on this Web site.
FOR FURTHER INFORMATION CONTACT: Visit the program Web site at https://www.rurdev.usda.gov/rbs/coops/reic.htm, which contains application
guidance, including an Application Guide and application forms. Or you
may contact USDA Rural Development at (202) 720-8460 (TDD: (800) 877-
8339 Federal Information Relay Service).
SUPPLEMENTARY INFORMATION:
[[Page 46905]]
Paperwork Reduction Act
Under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq., OMB must
approve all ``collections of information'' by USDA Rural Development.
The Act defines ``collection of information'' as a requirement for
``answers to * * * identical reporting or recordkeeping requirements
imposed on ten or more persons * * *.'' (44 U.S.C. 3502(3)(A)) Because
the RFP is expected to receive less than 10 respondents, the
``collection of information'' requirement in the Paperwork Reduction
Act does not apply.
Overview
Federal Agency: Rural Business-Cooperative Service.
Funding Opportunity Title: Research on the Economic Impact of
Cooperatives.
Announcement Type: Initial announcement.
Catalog of Federal Domestic Assistance Number: 10.778.
Dates: You may submit completed applications for the cooperative
agreement on paper or electronically according to the following
deadlines:
Paper copies must be received by September 1, 2010, to be eligible
for FY 2010 funding. Late applications are not eligible for FY 2010
funding.
Electronic copies must be received by September 1, 2010, to be
eligible for FY 2010 funding. Late applications are not eligible for FY
2010 funding.
I. Funding Opportunity Description
This solicitation is issued pursuant to the Appropriations Act,
2010 (Pub. L. 111-80) directing funds ``for a cooperative research
agreement with a qualified academic institution to conduct research on
the national economic impact of all types of cooperatives.'' The
Secretary of Agriculture has delegated the program's administration to
USDA Rural Development.
The primary objective of this cooperative research agreement
program is to facilitate university research on the national economic
impact of cooperatives. This cooperative research agreement is a
continuation of research conducted in USDA Rural Development
cooperative research agreements RD-06-01, RBS-07-31, RBS-08-00 and RBS-
09-00, collectively known as ``REIC Agreements''. As further described
below, data generated and results produced in the REIC Agreements will
be accessible to the institution awarded this cooperative research
agreement.
These agreements have produced the first census data of U.S.
cooperatives across economic sectors, reporting their financial
variables and employment data. Based on this census, cooperatives'
direct and indirect impacts on national revenue, income and employment
were estimated. Standard estimation methods, as applied to all types of
business organizations, were used to obtain the economic estimates.
These estimation methods do not measure distinctive and deeper economic
impacts of cooperatives, which is the overall objective of this
research program.
Two research initiatives were launched in FY 2009 that will help
increase public and academic awareness of cooperatives. First, a more
detailed survey sample, called the Cooperative Business Study, was
launched to address the elements of member governance that influence
distinctive policies in the operations and impacts of cooperatives.
Further surveys of these sample cooperatives will examine in
comprehensive detail the subjects of finance and human resources.
Second, a program for annual collection of cooperative data by the U.S.
Census Bureau was initiated. Completing these initiatives launched in
2009, will be a part of the work plan for FY 2010.
The cooperative agreement proposal must address specifically, and
in detail sufficient to assess the effectiveness of proposed work, how
the following deliverables will be provided:
1. Complete a proposal to the U.S. Census Bureau for annual
collection of data on cooperatives, involving criteria for identifying
businesses and organizations as cooperatives.
2. Complete the first phase of the Cooperative Business Study on
governance.
3. Develop research proposals for further surveys of the sample of
cooperatives on the topics of finance, human resources, and other
avenues of inquiry that provide a basis for examining the distinctive
and deeper impacts of cooperatives.
4. Initiate research projects in the following subjects:
a. Economic resiliency--comparing and contrasting cooperatives with
other types of firms on various measures of sustaining their operations
or maintaining services over time or during and after economic
recessions.
b. Competitive yardstick--measure the impact of cooperatives in
maintaining competitive prices for producers and consumers, or in terms
of supporting services that would be provided to some diminished degree
in the absence of cooperatives.
c. Local impact--identify the extent to which local communities or
rural areas have developed and retained more wealth because of the
operations of cooperatives.
5. USDA Rural Development will arrange for the winner of this
competition to obtain updates and preliminary data from the University
of Wisconsin, the FY 2006, FY 2007, FY 2008 and FY 2009 award
recipient, as further progress is made on the FY 2006, FY 2007, FY 2008
and FY 2009 research.
6. The performance of subcontracting services, oversight, and
financial controls for the overall project.
7. The submission of quarterly progress reports and quarterly
financial reports to USDA Rural Development; and
8. The preparation and submission of publishable quality written
reports for Deliverables 1 through 4 to USDA Rural Development.
USDA Rural Development will competitively award one cooperative
agreement to fund the collection and analysis of data to determine the
national economic impact of cooperatives. An institution of higher
education may collaborate with others on the research and data
collection. A formal consortium of academic institutions is allowed.
Definitions
The definitions at 7 CFR 3019.2 are incorporated by reference.
II. Award Information
Type of Award: Cooperative Agreement.
Fiscal Year Funds: FY 2010.
Approximate Total Funding: $300,000.
Approximate Number of Awards: 1.
Approximate Average Award: $300,000.
Floor of Award Range: None.
Ceiling of Award Range: $300,000.
Anticipated Award Date: September 24, 2010.
Budget Period Length: 24 months.
Project Period Length: 24 months.
III. Eligibility Information
A. Eligible Applicants
Applicants must be institutions of higher education. Proposals may
be submitted by public or private colleges or universities, research
foundations maintained by a college or university, or private nonprofit
organizations funded by a group of colleges or universities.
B. Cost Sharing or Matching
Matching funds are not required but are highly encouraged.
Applicants must verify in their applications that matching funds are
available for the
[[Page 46906]]
time period of the agreement if the matching funds are required to
complete the project. Matching funds must be provided by either the
applicant or by a third party in the form of cash or in-kind
contributions. Matching funds must be spent on eligible expenses and
must be from eligible sources.
C. Other Eligibility Requirements
Indirect Cost Eligibility: Section 705 of Public Law 111-80,
``Agriculture, rural development, food and drug administration and
related agencies appropriations act, 2010'' continues the provision
which states ``No funds appropriated by this Act may be used to pay
negotiated indirect cost rates on cooperative agreements or similar
arrangements between the United States Department of Agriculture and
nonprofit institutions in excess of 10 percent of the total direct cost
of the agreement when the purpose of such cooperative arrangements is
to carry out programs of mutual interest between the two parties. This
does not preclude appropriate payment of indirect costs on grants and
contracts with such institutions when such indirect costs are computed
on a similar basis for all agencies for which appropriations are
provided in this Act.'' Indirect costs in excess of 10 percent of the
direct cost, therefore, will be ineligible for funding.
Activity Eligibility: A cooperative agreement reflects a
relationship between the United States Government and an eligible
recipient where the principal purpose of the relationship is the
transfer of money, property, services, or anything of value to the
eligible recipient to carry out the desired research; and substantial
involvement is anticipated between USDA Rural Development acting for
the United States Government and the eligible recipient during the
performance of the research in the agreement. A cooperative agreement
is not a grant. Therefore, the project proposed must include a
description of USDA Rural Development's substantial participation. USDA
Rural Development may subsequently negotiate the nature of its
participation before the cooperative agreement is executed.
Applicants that propose budgets that include more than 10 percent
of total project costs that are ineligible for the program will be
ineligible, and the application will not be considered for funding.
However, if an application with 10 percent or less of ineligible costs
is selected for funding, all ineligible costs must be removed from the
project and replaced with eligible activities or the amount of the
award will be reduced accordingly.
Cooperative Agreement Period Eligibility: Applications that have a
timeframe of more than 24 months will be considered ineligible and will
not be considered for funding. Applications that request funds for a
time period ending after September 30, 2012, will not be considered for
funding.
Completeness Eligibility: Applications without sufficient
information to determine eligibility will not be considered for
funding. Applications that are missing any required elements (in whole
or in part) will not be considered for funding.
IV. Application and Submission Information
A. Address To Request Application Package
If you plan to apply using a paper application, you can obtain the
application package for this funding opportunity at https://www.rurdev.usda.gov/rbs/coops/reic.htm. If you plan to apply
electronically, you must visit https://www.grants.gov and follow the
instructions.
B. Content and Form of Submission
You may submit your application in paper or in an electronic
format. You may view the Application Guide at https://www.rurdev.usda.gov/rbs/coops/reic.htm.
If you submit your application in paper form, you must submit one
signed original of your complete application along with two additional
copies.
If you submit your application electronically, you must follow the
instructions given at https://www.grants.gov. Applicants are advised to
visit the site well in advance of the application deadline if they plan
to apply electronically to insure that they have obtained the proper
authentication and have sufficient computer resources to complete the
application.
An application must contain all of the following elements. Any
application that is missing any element or contains an incomplete
element will not be considered for funding:
1. Form SF-424, ``Application for Federal Assistance.'' In order
for this form to be considered complete, it must contain the legal name
of the applicant, the applicant's Dun and Bradstreet Data Universal
Numbering System (DUNS) number, the applicant's complete mailing
address, the name and telephone number of a contact person, the
employer identification number (EIN), the start and end dates of the
project, the Federal funds requested, other funds that will be used as
matching funds, an answer to the question, ``Is applicant delinquent on
any Federal debt?'', the name and signature of an authorized
representative, the telephone number of the authorized representative,
and the date the form was signed. Other information requested on the
form may be applicable, but the above-listed information is required
for an application to be considered complete.
The DUNS number is a nine-digit identification number, which
uniquely identifies business entities. Applicants can receive a DUNS
number at no cost by accessing https://www.dnb.com/us/ or calling (866)
705-5711.
2. Form SF-424A, ``Budget Information--Non-Construction Programs.''
In order for this form to be considered complete, the applicant must
fill out Sections A, B, C, and D. The applicant must include both
Federal and any matching funds to be included.
3. Form SF-424B, ``Assurances--Non-Construction Programs.'' In
order for this form to be considered complete, the form must be signed
by an authorized official and include the title, name of applicant, and
date.
4. Title Page. The title page must include the title of the project
as well as any other relevant identifying information. The length
should not exceed one page.
5. Table of Contents. For ease of locating information, each
proposal must contain a detailed Table of Contents immediately
following the title page.
6. Executive Summary. A summary of the proposal, not to exceed one
page, must briefly describe the project, including goals, tasks to be
completed, and other relevant information that provides a general
overview of the project. In the event an applicant submits more than
one page for this element, only the first page submitted will be
considered.
7. Eligibility Discussion. A detailed discussion, not to exceed
four pages, will describe how the applicant meets the eligibility
requirements. In the event that more than four pages are submitted,
only the first four pages will be considered.
i. Applicant Eligibility. The applicant must first describe how it
meets the definition of an institution of higher education.
ii. Purpose Eligibility. The applicant must describe how the
project purpose is eligible for funding. The project purpose is
comprised of two components. First, the applicant must describe how the
proposed project consists of activities needed to
[[Page 46907]]
determine the national economic impact of all types of cooperatives.
Second, the applicant must demonstrate that the combined activities are
sufficient to estimate the national economic impact of all types of
cooperatives.
8. Proposal Narrative. The narrative must include the following
information:
i. Project Title. The title of the proposed project must be brief,
not to exceed 75 characters, yet describe the essentials of the
project. It should match the project title submitted on the SF-424. The
project title does not need to appear on a separate page. It can be
included on the title page and/or on the information sheet.
ii. Information Sheet. A separate one-page information sheet
listing each of the evaluation criteria referenced in this funding
announcement followed by the page numbers of all relevant material
contained in the proposal that address or support each criterion.
iii. Goals of the Project. A clear statement of the ultimate goals
of the project must be included. There must be an explanation of how
economic benefit will be measured.
iv. Workplan. The narrative must contain a description of the
project and set forth the tasks involved in reasonable detail. The
description should specify the activity, who will perform the activity,
during what timeframe the activity will take place, and the cost of the
activity. Please note that one of the proposal evaluation criteria
evaluates the work plan and budget. Applicants should only submit the
work plan and budget once, either in this section or as part of the
work plan/budget evaluation criterion discussion.
v. Proposal Evaluation Criteria. Each of the proposal evaluation
criteria referenced in this funding announcement must be addressed,
specifically and individually, in narrative form.
9. Certification of Judgment. Applicants must certify that the
United States has not obtained a judgment against them. No Federal
funds shall be used to pay a judgment obtained by the United States. It
is suggested that applicants use the following language for the
certification. ``[INSERT NAME OF APPLICANT] certifies that the United
States has not obtained a judgment against it.'' A separate signature
is not required.
10. Verification of Matching Funds. Matching funds are not required
but are highly encouraged. If matching funds are provided, applicants
must provide a budget to support the work plan showing all sources and
uses of funds during the project period. Applicants will be required to
verify any and all matching funds, both cash and in-kind. All proposed
matching funds must be specifically documented in the application. If
the matching funds are to be provided by an in-kind contribution from
the applicant, the application must include a signed letter from an
authorized representative of the applicant verifying the goods or
services to be donated, when the goods and services will be donated,
and the value of the goods or services. Applicants should note that
only goods or services for which no expenditure is made can be
considered in-kind. If the applicant is paying for goods and services
as part of the matching funds contribution, the expenditure is
considered a cash match, and should be verified as such. If the
matching funds are to be provided by a third party in cash, the
application must include a signed letter from that third party
verifying how much cash will be donated and when it will be donated.
Verification of funds donated outside the proposed time period of the
cooperative agreement will not be accepted. If the matching funds are
to be provided by a third party in-kind donation, the application must
include a signed letter from the third party verifying the goods or
services to be donated, when the goods and services will be donated,
and the value of the goods or services. Verification of in-kind
contributions donated outside the proposed time period of the
cooperative agreement will not be accepted. Verification of in-kind
contributions that are over-valued will not be accepted. The valuation
process for the in-kind funds does not need to be included in the
application, especially if it is lengthy, but the applicant must be
able to demonstrate how the valuation was achieved at the time of
notification of tentative selection for the award. If the applicant
cannot satisfactorily demonstrate how the valuation was determined, the
award may not be made.
If matching funds are in cash, they must be spent on goods and
services that are eligible expenditures for this cooperative agreement
program. If matching funds are in-kind contributions, the donated goods
or services must be considered eligible expenditures for this program.
The matching funds must be spent or donated during the agreement
period. (See 7 CFR parts 3015 and 3019 for funds use eligibility
rules.)
If acceptable verification for all proposed matching funds is
missing from the application by the application deadline, the
application will receive zero points for the Funding Match part of the
evaluation criteria.
C. Submission Dates and Times
Application Deadline Date: September 1, 2010.
Explanation of Deadlines: Paper applications must be received by
the deadline date (see Section IV.F. for the address). Final electronic
applications must be received by https://www.grants.gov by the deadline
date. If your application does not meet the deadline above, it will not
be considered for funding. You will be notified whether or not your
application was received on time.
D. Intergovernmental Review of Applications
Executive Order 12372, Intergovernmental Review of Federal
Programs, does not apply to this program.
E. Funding Restrictions
Funding restrictions apply to both Federal funds and matching
funds. Funds may only be used for activities related to determining the
economic impact of cooperatives.
No funds made available under this solicitation shall be used to:
1. Pay for the preparation of the cooperative agreement
application;
2. Pay expenses not directly related to the funded project;
3. Fund political or lobbying activities;
4. Fund any activities prohibited by 7 CFR parts 3015 or 3019;
5. Duplicate current services or replace or substitute support
previously provided;
6. Pay costs of the project incurred prior to the date of agreement
approval; or
7. Pay any judgment or debt owed to the United States.
F. Other Submission Requirements
You may submit your paper application for a cooperative agreement
to USDA Rural Development's Cooperative Programs, Attn: Cooperative
Research, Mail STOP 3250, Room 4016-South, 1400 Independence Ave., SW.,
Washington, DC 20250-3250. The phone number that should be used for
FedEx packages is (202) 720-7558. You may also choose to submit your
application electronically at https://www.grants.gov. Final applications
may not be submitted by electronic mail, facsimile, or by hand-
delivery. Any application submission in a non-electronic format must
contain all required documents in one envelope.
[[Page 46908]]
V. Application Review Information
A. Criteria
All eligible and complete applications will be evaluated based on
the following criteria and maximum point allowances. Failure to address
any one of the following criteria by the application deadline will
result in a determination of incomplete and the application will not be
considered for funding. The total points available for the set of
criteria are 100.
1. Relevance of the project proposal (30 points). Proposals will be
evaluated on how directly they address the general objective of
demonstrating economic impact of all types of cooperatives in the
United States. Factors to be weighed by evaluators in scoring a
proposal's relevance will include the:
Description of how research projects would measure
differences of economic impacts of cooperatives as compared to other
forms of business organization;
Description of sound data collection and analysis
methodology; and
Description of a program of assisting the Census Bureau in
identifying cooperatives for annual data collection.
2. Quality of work plan (30 points). The quality evaluation
criterion will be based on whether the proposal outlines a sound plan
of work that will meet the objectives in a timely and cost-efficient
manner. Factors to be weighed by evaluators in scoring a proposal's
work plan will include:
How well the steps for carrying out the work are defined;
The logic of the sequence of proposed steps and the
likelihood they will achieve their intended result;
The establishment of clear benchmarks and timetables to
measure the progress of the project;
The detail, accuracy, and reasonableness of the project's
proposed budget; and
3. Quality of personnel and management plan (20 points). The
quality of the management plan and the personnel involved in carrying
out the proposed project will evaluate the capabilities of the
individuals and institutions to implement the work plan in an effective
manner. Factors to be weighed by evaluators in scoring a proposal's
personnel and management plan will include the:
Experience of project leaders and the lead institution in
managing complex research projects;
Demonstration of a clear understanding of business models
and general economic development;
Management controls, progress measurements, and reporting
systems within a structured project management plan; and
Experience and relevant skills of researchers,
consultants, and subcontractors assigned to carry out specific roles in
the project.
4. Cooperative and academic community support (20 points). Points
will be awarded for having support for the proposal from both
cooperative and academic communities. This support should be evidenced
by either contribution of resources or by statements from
representatives about the value of the proposed research to their
organizations or communities.
B. Review and Selection Process
Each application will be initially reviewed by Rural Development
personnel for eligibility and to determine whether all required
elements are complete. A list of required elements follows:
SF-424
SF-424A
SF-424B
Title Page
Table of Contents
Executive Summary
Applicant Eligibility Discussion
Purpose Eligibility Discussion
Project Title
Information Sheet
Goals of the Project
Work Plan
Proposal Evaluation Criterion 1
Proposal Evaluation Criterion 2
Proposal Evaluation Criterion 3
Proposal Evaluation Criterion 4
Certification of Judgment
Verification of any Matching Funds
Any incomplete or ineligible applications will not be further
evaluated or considered for funding.
All eligible and complete proposals will be evaluated by a team of
at least three reviewers based on criteria 1 through 4 described in
paragraph A of this section. Reviewers will represent the Rural
Development broad mission area, and will include at least three
employees of USDA.
Once the scores for criteria 1 through 4 have been independently
completed by the three reviewers, the scores will be used to rank the
proposals. If the three reviewers rank the best proposal differently
then, with the aid of a facilitator, the three reviewers will develop a
consensus ranking. If the three reviewers cannot reach a consensus, two
additional reviewers will review the proposals and be added to the
rankings. A final ranking will be obtained based on the consensus
rankings of the three member review panel, or, if appointed, the
average of the five reviewers' rankings. Final award recommendation
will be sent to the Under Secretary for Rural Development for final
selection concurrence.
After the award selection is made, all applicants will be notified
of the status of their applications by mail. The awardee must meet all
statutory and regulatory program requirements in order to receive the
award. In the event that an awardee cannot meet the requirements, the
award will be withdrawn.
C. Anticipated Announcement and Award Dates
Award Date: The announcement of award selection is expected to
occur on or about September 24, 2010.
VI. Award Administration Information
A. Award Notices
The successful applicant will receive a notification of tentative
selection for funding from USDA Rural Development. The applicant must
sign a mutually agreed to cooperative agreement and comply with all
applicable statutes, regulations, and this notice before the award will
receive final approval.
Unsuccessful applicants will receive notification, including
mediation procedures and appeal rights, by mail.
B. Administrative and National Policy Requirements
This award is subject to 7 CFR parts 3015 and 3019. These
regulations may be accessed at https://www.access.gpo.gov/nara/cfr/cfr-table-search.html#page1.
The following additional documentation requirements apply to the
awardee selected for this program:
Agency Approved Cooperative Agreement.
Form RD 1940-1, ``Request for Obligation of Funds.''
Form AD-1047, ``Certification Regarding Debarment,
Suspension, and Other Responsibility Matters-Primary Covered
Transactions.''
Form AD-1048, ``Certification Regarding Debarment,
Suspension, Ineligibility and Voluntary Exclusion-Lower Tier Covered
Transactions.''
Form AD-1049, ``Certification Regarding a Drug-Free
Workplace Requirements (Grants).''
Form RD 400-1, ``Equal Opportunity Agreement.''
Form RD 400-4, ``Assurance Agreement.''
Additional information on these requirements can be found at http:/
/
[[Page 46909]]
www.rurdev.usda.gov/rbs/coops/reic.htm.
Reporting Requirements: You must provide USDA Rural Development
with an original or an electronic copy that includes all required
signatures of the following reports. The reports should be submitted to
the Agency contact listed on your Cooperative Agreement. Failure to
submit satisfactory reports on time may result in suspension or
termination of your award.
1. Form SF-425 or SF-425A. A ``Financial Status Report,'' listing
expenditures according to agreed upon budget categories, on a quarterly
basis. Reporting periods end each December 31, March 31, June 30, and
September 30. Reports are due 30 days after the reporting period ends.
2. Quarterly performance reports that compare accomplishments to
the objectives stated in the proposal. Identify all tasks completed to
date and provide documentation supporting the reported results. If the
original schedule provided in the work plan is not being met, the
report should discuss the problems or delays that may affect completion
of the project. Objectives for the next reporting period should be
listed. Compliance with any special condition on the use of award funds
should be discussed. Reporting periods end each December 31, March 31,
June 30, and September 30. Reports are due 30 days after the reporting
period ends. Supporting documentation must also be submitted for
completed tasks. The supporting documentation for completed tasks
include, but are not limited to, questionnaire or interview guides,
publications of research findings, summaries of data collected, and any
other documentation related to how funds were spent.
3. Final Project performance reports that compare accomplishments
to the objectives stated in the proposal. Identify all tasks completed
and provide documentation supporting the reported results. If the
original schedule provided in the work plan was not met, the report
must discuss the problems or delays that affected completion of the
project. Compliance with any special condition on the use of award
funds should be discussed. Supporting documentation for completed tasks
must also be submitted. The supporting documentation for completed
tasks include, but are not limited to, publications of research
findings, summaries of data collected, documentation of data and
software delivered to USDA Rural Development, and any other
documentation related to how funds were spent. The final performance
report is due within 90 days of the completion of the project.
VII. Agency Contacts
For general questions about this announcement and for program
technical assistance, please contact the USDA Rural Development's
Cooperative Programs, Mail STOP 3250, Room 4016-South, 1400
Independence Avenue, SW., Washington, DC 20250-3250, Telephone: (202)
720-8460 (TDD: (800) 877-8339 Federal Information Relay Service), e-
mail: cpgrants@wdc.usda.gov.
VIII. Non-Discrimination Statement
USDA prohibits discrimination in all its programs and activities on
the basis of race, color, national origin, age, disability, and where
applicable, sex, marital status, familial status, parental status,
religion, sexual orientation, genetic information, political beliefs,
reprisal, or because all or part of an individual's income is derived
from any public assistance program. (Not all prohibited bases apply to
all programs.)
Persons with disabilities who require alternative means for
communication of program information (Braille, large print, audiotape,
etc.) should contact USDA's TARGET Center at (202) 720-2600 (voice and
TDD). To file a complaint of discrimination, write to USDA, Director,
Office of Civil Rights, 1400 Independence Avenue, SW., Washington, DC
20250-9410, or call (800) 795-3272 (voice), or (202) 720-6382 (TDD).
``USDA is an equal opportunity provider, employer, and lender.''
Dated: July 26, 2010.
Judith A. Canales,
Administrator, Rural Business-Cooperative Service.
[FR Doc. 2010-19155 Filed 8-3-10; 8:45 am]
BILLING CODE 3410-XY-P