Taking and Importing Marine Mammals; Military Training Activities and Research, Development, Testing and Evaluation Conducted Within the Mariana Islands Range Complex, 45527-45556 [2010-18222]
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Species
Historic range
Common name
Scientific name
*
*
*
Vertebrate
population
where
endangered or
threatened
*
Status
Critical
habitat
When listed
*
*
Special
rules
*
Penguin, erect-crested
Eudyptes sclateri
New Zealand,
Bounty
Islands and
Antipodes
Islands
Entire
T
771
NA
NA
Penguin, Fiordland
crested
Eudyptes
pachyrhynchus
New Zealand,
South Island
and offshore
islands
Entire
T
771
NA
NA
*
*
*
*
*
*
*
Penguin, Humboldt
Spheniscus humboldti
Eastern Pacific
Ocean—
Chile, Peru
Entire
T
771
NA
NA
Penguin, whiteflippered
Eudyptula minor
albosignata
New Zealand,
South Island
Entire
T
771
NA
NA
Penguin, yellow-eyed
Megadyptes antipodes
New Zealand,
South Island
and offshore
islands
Entire
T
771
NA
NA
*
*
*
*
*
*
*
*
Dated: July 12, 2010
Wendi Weber,
Acting Director, U.S. Fish and Wildlife
Service.
[FR Doc. 2010–18884 Filed 8–2–10; 8:45 am]
BILLING CODE 4310–55–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 218
[Docket No. 0907281180–0269–02]
RIN 0648–AX90
Taking and Importing Marine
Mammals; Military Training Activities
and Research, Development, Testing
and Evaluation Conducted Within the
Mariana Islands Range Complex
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
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AGENCY:
NMFS, upon application from
the U.S. Navy (Navy) on behalf of the
Department of Defense (including the
SUMMARY:
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*
*
Navy, the U.S. Air Force (USAF), and
the U.S. Marine Corps (USMC)), is
issuing regulations to govern the
unintentional taking of marine
mammals incidental to activities
conducted in the Mariana Islands Range
Complex (MIRC) study area for the
period of July 2010 through July 2015.
The Navy’s activities are considered
military readiness activities pursuant to
the Marine Mammal Protection Act
(MMPA), as amended by the National
Defense Authorization Act for Fiscal
Year 2004 (NDAA). These regulations,
which allow for the issuance of ‘‘Letters
of Authorization’’ (LOAs) for the
incidental take of marine mammals
during the described activities and
specified timeframes, prescribe the
permissible methods of taking and other
means of effecting the least practicable
adverse impact on marine mammal
species or stocks and their habitat, as
well as requirements pertaining to the
monitoring and reporting of such taking.
Effective August 3, 2010 through
August 3, 2015.
DATES:
A copy of the Navy’s
application (which contains a list of the
references used in this document),
NMFS’ Record of Decision (ROD), and
other documents cited herein may be
obtained by writing to Michael Payne,
Chief, Permits, Conservation and
Education Division, Office of Protected
ADDRESSES:
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*
*
Resources, National Marine Fisheries
Service, 1315 East-West Highway, Silver
Spring, MD 20910–3225 or by telephone
via the contact listed here (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Jolie
Harrison, Office of Protected Resources,
NMFS, (301) 713–2289, ext. 166.
SUPPLEMENTARY INFORMATION:
Availability of Supporting Information
Extensive Supplementary Information
was provided in the proposed rule for
this activity, which was published in
the Federal Register on October 20,
2009 (74 FR 53796). This information
will not be reprinted here in its entirety;
rather, all sections from the proposed
rule will be represented herein and will
contain either a summary of the material
presented in the proposed rule or a note
referencing the page(s) in the proposed
rule where the information may be
found. Any information that has
changed since the proposed rule was
published will be addressed herein.
Additionally, this final rule responds to
the comments received during the
public comment period.
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of marine
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mammals by U.S. citizens who engage
in a specified activity (other than
commercial fishing) during periods of
not more than five consecutive years
each if certain findings are made and
regulations are issued or, if the taking is
limited to harassment, notice of a
proposed authorization is provided to
the public for review.
Authorization shall be granted if
NMFS finds that the taking will have a
negligible impact on the species or
stock(s), will not have an unmitigable
adverse impact on the availability of the
species or stock(s) for subsistence uses,
and if the permissible methods of taking
and requirements pertaining to the
mitigation, monitoring and reporting of
such taking are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as:
An impact resulting from the specified
activity that cannot be reasonably expected
to, and is not reasonably likely to, adversely
affect the species or stock through effects on
annual rates of recruitment or survival.
The National Defense Authorization
Act of 2004 (NDAA) (Pub. L. 108–136)
modified the MMPA by removing the
‘‘small numbers’’ and ‘‘specified
geographical region’’ limitations and
amended the definition of ‘‘harassment’’
as it applies to a ‘‘military readiness
activity’’ to read as follows (Section
3(18)(B) of the MMPA):
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(i) Any act that injures or has the
significant potential to injure a marine
mammal or marine mammal stock in the wild
[Level A Harassment]; or
(ii) Any act that disturbs or is likely to
disturb a marine mammal or marine mammal
stock in the wild by causing disruption of
natural behavioral patterns, including, but
not limited to, migration, surfacing, nursing,
breeding, feeding, or sheltering, to a point
where such behavioral patterns are
abandoned or significantly altered [Level B
Harassment].
Summary of Request
In August 2008, NMFS received an
application from the Navy requesting
authorization for the take of individuals
of 26 species of marine mammals
incidental to upcoming Department of
Defense (including Navy, USMC, and
USAF) training and research,
development, testing, and evaluation
(RDT&E) activities to be conducted from
June 2010 through June 2015 within the
MIRC study area, which encompasses a
501,873-square-nautical mile (nm2) area
around the islands, including Guam,
Tinian, Saipan, Rota, Farallon de
Medinilla, and also includes ocean areas
in both the Pacific Ocean and the
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Philippine Sea. These training activities
are military readiness activities under
the provisions of the NDAA. The Navy
states, and NMFS concurs, that these
military readiness activities may
incidentally take marine mammals
present within the MIRC study area by
exposing them to sound from midfrequency or high frequency active
sonar (MFAS/HFAS) or underwater
detonations. After submitting
supplemental applications, the Navy
requested authorization to take
individuals of 26 species of marine
mammals by Level B Harassment, 2
individuals of 2 species by Level A
Harassment annually, and 10 individual
beaked whales by mortality over the
course of the 5-year regulations. The
Navy’s model, which did not factor in
any potential benefits of mitigation
measures, predicted that 2 individual
marine mammals would be exposed to
levels of sound or pressure that would
result in injury; thus, NMFS is
authorizing the take, by Level A
Harassment of 2 individuals per year.
However, NMFS and the Navy have
determined that injury can most likely
be avoided through the implementation
of the Navy’s proposed mitigation
measures. Further, although it does not
anticipate that it will occur, the Navy
requested, and NMFS is authorizing the
take, by injury or mortality, up to 10
beaked whales over the course of the 5year regulations.
Background of Request
The proposed rule contains a
description of the Navy’s mission, their
responsibilities pursuant to Title 10 of
the United States Code, and the specific
purpose and need for the activities for
which they requested incidental take
authorization. The description
contained in the proposed rule has not
changed (74 FR 53795, pages 53796–
53797).
Overview of the MIRC Study Area
The proposed rule contains a
description of the MIRC study area. It
also includes a discussion of the
Marianas Trench Marine National
Monument (MTMNM), where the
MTMNM overlaps with the MIRC study
area, and protected resources within the
MTMNM. These descriptions have not
changed (74 FR 53795, pages 53797–
53798).
Description of Specified Activities
The proposed rule contains a
complete description of the Navy’s
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specified activities that are covered by
these final regulations, and for which
the associated incidental take of marine
mammals will be authorized in the
related LOAs. The proposed rule
describes the nature and number of antisubmarine warfare (ASW) training
exercises and RDT&E activities,
involving both mid- and high-frequency
active sonar (MFAS and HFAS),
explosive detonations, and vessel
movement. It also describes the sound
sources and explosive types used (74 FR
53795, pages 53798–53807). It also
briefly describes the limited use of low
frequency active (LFA) sonar in
conjunction with the MIRC training,
which has also been analyzed in a
separate MMPA rule and EIS. The
narrative description of the action
contained in the proposed rule has not
changed, with the exception of a few
clarifications, which have been
indicated in italics in tables 1 and 2,
which list the types of sonar sources
and the estimated yearly use and
summarize the characteristics of the
exercise types. Of note, the Navy
indicated in the proposed rule that they
will conduct one multi-strike group type
exercise in the summer each calendar
year. This fact remains true, however, if
NMFS’ annual LOAs for this action are
issued in July (as currently planned), it
is possible that 2 multi-strike group
exercises could occur within the
coverage period of one LOA (for
example if a multi-strike group exercise
occurred in early August one year and
late June the next). The Navy would still
not conduct more than 5 of these multistrike group exercises within the life of
the 5-year regulations, however, and
this clerical issue does not impact our
analyses of the effects on marine
mammals.
The Navy has carefully characterized
the training activities planned for the
MIRC over the 5 years covered by these
regulations; however, evolving realworld needs necessitate flexibility in
annual activities. NMFS has attempted
to bound this flexibility with updated
language in the regulatory text (see
§ 218.100(d) and § 218.102(c)). This
language allows for flexibility in
activities, as long as the resulting
impacts to marine mammals do not vary
beyond those contemplated in the
effects analysis, which has been also
been updated accordingly in this
document.
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Description of Marine Mammals in the
Area of the Specified Activities
Thirty-two marine mammal species or
populations/stocks have confirmed or
possible occurrence within the MIRC,
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including seven species of baleen
whales (mysticetes), 22 species of
toothed whales (odontocetes), two
species of seals and sea lions
(pinnipeds), and the dugong (sirenian).
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Table 3 summarizes their abundance,
Endangered Species Act (ESA) status,
population trends, and occurrence in
the area. Eight of the species are ESAlisted and considered depleted under
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the MMPA: Blue whale; fin whale;
humpback whale; sei whale; sperm
whale; North Pacific right whale;
Hawaiian monk seal; and dugong. The
dugong is managed by the U.S. Fish and
Wildlife Service and will not be
addressed further here. The proposed
rule contains a discussion of five
species that are not considered further
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in the analysis because of their rarity in
the MIRC (North Pacific right whale,
Hawaiian monk seal, Hubb’s beaked
whale, Indo-Pacific bottlenose dolphin,
and northern elephant seal). The
proposed rule also contains a discussion
of important spinner dolphin resting
areas. The proposed rule also includes
a discussion of marine mammal
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vocalizations. Last, the proposed rule
includes a discussion of the methods
used to estimate marine mammal
density in the MIRC. The Description of
Marine Mammals in the Area of the
Specified Activities section has not
changed from what was in the proposed
rule (74 FR 53795, pages 53807–53813).
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Brief Background on Sound
The proposed rule contains a section
that provides a brief background on the
principles of sound that are frequently
referred to in this rulemaking (74 FR
53795, pages 53813–53814). This
section also includes a discussion of the
functional hearing ranges of the
different groups of marine mammals (by
frequency) as well as a discussion of the
two main sound metrics used in NMFS
analysis (sound pressure level (SPL) and
sound energy level (SEL)). The
information contained in the proposed
rule has not changed.
Potential Effects of Specified Activities
on Marine Mammals
With respect to the MMPA, NMFS’
effects assessment serves four primary
purposes: (1) To prescribe the
permissible methods of taking (i.e.,
Level B Harassment (behavioral
harassment), Level A Harassment
(injury), or mortality, including an
identification of the number and types
of take that could occur by Level A or
B harassment or mortality) and to
prescribe other means of effecting the
least practicable adverse impact on such
species or stock and its habitat (i.e.,
mitigation); (2) to determine whether
the specified activity will have a
negligible impact on the affected species
or stocks of marine mammals (based on
the likelihood that the activity will
adversely affect the species or stock
through effects on annual rates of
recruitment or survival); (3) to
determine whether the specified activity
will have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (however,
there are no subsistence communities
that would be affected in the MIRC, so
this determination is inapplicable for
this rulemaking); and (4) to prescribe
requirements pertaining to monitoring
and reporting.
In the Potential Effects of Specified
Activities on Marine Mammals section
of the proposed rule NMFS included a
qualitative discussion of the different
ways that MFAS/HFAS and underwater
explosive detonations may potentially
affect marine mammals (some of which
NMFS would not classify as
harassment), as well as a discussion of
the potential effects of vessel movement
and collision. It also briefly describes
the anticipated impacts of limited use of
low frequency active (LFA) sonar in
conjunction with the MIRC training,
which has also been analyzed in a
separate MMPA rule and EIS. Marine
mammals may experience direct
physiological effects (such as threshold
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shift), acoustic masking, impaired
communications, stress responses, and
behavioral disturbance. This section
also included a discussion of some of
the suggested explanations for the
association between the use of MFAS
and marine mammal strandings (such as
behaviorally-mediated bubble growth)
that have been observed a limited
number of times in certain
circumstances (the specific events are
also described). The information
contained in Potential Effects of
Specified Activities on Marine
Mammals section from the proposed
rule has not changed. See 74 FR 53795,
pages 53814–53831.
Later, in the Estimated Take of Marine
Mammals Section of this final rule,
NMFS relates and quantifies the
potential effects to marine mammals
from MFAS/HFAS and underwater
detonation of explosives discussed here
to the MMPA definition of take, which
includes Level A and Level B
Harassment, as well as mortality.
NMFS worked with the Navy to
identify potential additional practicable
and effective mitigation measures,
which included a careful balancing of
the likely benefit of any particular
measure to the marine mammals with
the likely effect of that measure on
personnel safety, practicality of
implementation, and impact on the
‘‘military-readiness activity.’’ NMFS and
the Navy developed a Stranding
Response Plan to address the concern
listed above.
NMFS’ proposed rule includes a list
of the Navy’s proposed mitigation
measures (74 FR 53795, pages 53831–
53836), which have been included in
the regulatory text of this document.
Some of the measures have been refined
for increased clarity, but without a
change in substance. Additionally, in
the interest of further minimizing the
likelihood of vessel collision, the
following mitigation measure has been
added since the publication of the
proposed rule:
Mitigation
In order to issue an incidental take
authorization (ITA) under Section
101(a)(5)(A) of the MMPA, NMFS must
set forth the ‘‘permissible methods of
taking pursuant to such activity, and
other means of effecting the least
practicable adverse impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance.’’ The NDAA of 2004
amended the MMPA as it relates to
military-readiness activities and the ITA
process such that ‘‘least practicable
adverse impact’’ shall include
consideration of personnel safety,
practicality of implementation, and
impact on the effectiveness of the
‘‘military readiness activity.’’ The
training activities described in the MIRC
application are considered military
readiness activities.
NMFS reviewed the proposed MIRC
activities and the proposed MIRC
mitigation measures as described in the
Navy’s LOA application to determine if
they would result in the least
practicable adverse effect on marine
mammals, which includes a careful
balancing of the likely benefit of any
particular measure to the marine
mammals with the likely effect of that
measure on personnel safety,
practicality of implementation, and
impact on the effectiveness of the
‘‘military-readiness activity.’’ NMFS
determined that further discussion was
necessary regarding the potential
relationship between the operation of
MFAS/HFAS and marine mammal
strandings.
Naval vessels will maneuver to keep at
least 1,500 ft (500 yds) away from any
observed whale in the vessel’s path and
avoid approaching whales head-on. These
requirements do not apply if a vessel’s safety
is threatened, such as when change of course
will create an imminent and serious threat to
a person, vessel, or aircraft, and to the extent
vessels are restricted in their ability to
maneuver. Restricted maneuverability
includes, but is not limited to, situations
when vessels are engaged in dredging,
submerged activities, launching and
recovering aircraft or landing craft,
minesweeping activities, replenishment
while underway and towing activities that
severely restrict a vessel’s ability to deviate
course. Vessels will take reasonable steps to
alert other vessels in the vicinity of the
whale. Given rapid swimming speeds and
maneuverability of many dolphin species,
naval vessels would maintain normal course
and speed on sighting dolphins unless some
condition indicated a need for the vessel to
maneuver.
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Based on our evaluation of the
proposed measures and other measures
considered by NMFS or recommended
by the public, NMFS has determined
that the Navy’s proposed mitigation
measures, including the Adaptive
Management component (see Adaptive
Management below), are adequate
means of effecting the least practicable
adverse impacts on marine mammals
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance, while also considering
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity. The proposed rule contains
further support for this finding in the
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Mitigation Conclusion section (74 FR
53795, pages 53836–53837). During the
public comment period, a few
mitigation measures not previously
considered were recommended and
NMFS’ analysis of these measures is
included in the Response to Public
Comment section.
Research
The Navy provides a significant
amount of funding and support to
marine research. In the past five years
the agency funded over $100 million
($26 million in FY08 alone) to
universities, research institutions,
federal laboratories, private companies,
and independent researchers around the
world to study marine mammals. The
U.S. Navy sponsors 70 percent of all
U.S. research concerning the effects of
human-generated sound on marine
mammals and 50 percent of such
research conducted worldwide. Major
topics of Navy-supported research
include the following:
• Better understanding of marine
species distribution and important
habitat areas,
• Developing methods to detect and
monitor marine species before and
during training,
• Understanding the effects of sound
on marine mammals, sea turtles, fish,
and birds, and
• Developing tools to model and
estimate potential effects of sound.
This research is directly applicable to
Fleet training activities, particularly
with respect to the investigations of the
potential effects of underwater noise
sources on marine mammals and other
protected species. Proposed training
activities employ active sonar and
underwater explosives, which introduce
sound into the marine environment.
The Marine Life Sciences Division of
the Office of Naval Research currently
coordinates six programs that examine
the marine environment and are
devoted solely to studying the effects of
noise and/or the implementation of
technology tools that will assist the
Navy in studying and tracking marine
mammals. The six programs are as
follows:
• Environmental Consequences of
Underwater Sound,
• Non-Auditory Biological Effects of
Sound on Marine Mammals,
• Effects of Sound on the Marine
Environment,
• Sensors and Models for Marine
Environmental Monitoring,
• Effects of Sound on Hearing of
Marine Animals, and
• Passive Acoustic Detection,
Classification, and Tracking of Marine
Mammals.
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The Navy has also developed the
technical reports referenced within this
document, which include the Marine
Resource Assessments and the Mariana
Islands Sea Turtle and Cetacean Survey
density report. Furthermore, research
cruises by NMFS and by academic
institutions have received funding from
the U.S. Navy.
The Navy has sponsored several
workshops to evaluate the current state
of knowledge and potential for future
acoustic monitoring of marine
mammals. The workshops brought
together acoustic experts and marine
biologists from the Navy and other
research organizations to present data
and information on current acoustic
monitoring research efforts and to
evaluate the potential for incorporating
similar technology and methods on
instrumented ranges. However, acoustic
detection, identification, localization,
and tracking of individual animals still
requires a significant amount of research
effort to be considered a reliable method
for marine mammal monitoring. The
Navy supports research efforts on
acoustic monitoring and will continue
to investigate the feasibility of passive
acoustics as a potential mitigation and
monitoring tool.
Overall, the Navy will continue to
request funding for ongoing marine
mammal research, and is implementing
long term monitoring/studies of marine
mammals on various established ranges
and operating areas. The Navy will
continue to request funding for research
and contribute to university/external
research to improve the state of the
science regarding marine species
biology and acoustic effects. These
efforts include mitigation and
monitoring programs; data sharing with
NMFS and via the literature for research
and development efforts; and future
research as described previously.
Memorandum of Agreement (MOA) for
Navy Assistance With Stranding
Investigations
The Navy and NMFS are currently
developing a nationwide Memorandum
of Understanding (MOU) (or other
mechanism consistent with Federal
fiscal law requirements and all other
applicable laws), that will establish a
framework whereby the Navy can assist
NMFS with stranding investigations in
certain circumstances.
Long-Term Prospective Study
Apart from this final rule, NMFS,
with input and assistance from the Navy
and several other agencies and entities,
will perform a longitudinal
observational study of marine mammal
strandings to systematically observe for
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and record the types of pathologies and
diseases and investigate the relationship
with potential causal factors (e.g., active
sonar, seismic, weather). The study will
not be a true ‘‘cohort’’ study, because
NMFS will be unable to quantify or
estimate specific active sonar or other
sound exposures for individual animals
that strand. However, a cross-sectional
or correlational analyses, a method of
descriptive rather than analytical
epidemiology, can be conducted to
compare population characteristics, e.g.,
frequency of strandings and types of
specific pathologies between general
periods of various anthropogenic
activities and non-activities within a
prescribed geographic space. In the
long-term study, NMFS will more fully
and consistently collect and analyze
data on the demographics of strandings
in specific locations and consider
anthropogenic activities and physical,
chemical, and biological environmental
parameters. This approach in
conjunction with true cohort studies
(tagging animals, measuring received
sounds, and evaluating behavior or
injuries) in the presence of activities
and non-activities will provide critical
information needed to further define the
impacts of major training exercises
(MTEs) and other anthropogenic and
non-anthropogenic stressors. In
coordination with the Navy and other
Federal and non-Federal partners, the
comparative study will be designed and
conducted for specific sites during
intervals of the presence of
anthropogenic activities such as active
sonar transmission or other sound
exposures and absence to evaluate
demographics of morbidity and
mortality, lesions found, and cause of
death or stranding. Additional data that
will be collected and analyzed in an
effort to control potential confounding
factors include factors such as average
sea temperature (or just season),
meteorological or other environmental
variables (e.g., seismic activity), fishing
activities, etc. All efforts will be made
to include appropriate controls (i.e., no
active sonar or seismic sounds);
environmental variables may complicate
the interpretation of ‘‘control’’
measurements. The Navy and NMFS
along with other partners are evaluating
mechanisms for funding this study.
Monitoring
In order to issue an ITA for an
activity, Section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104 (a)(13)
indicate that requests for LOAs must
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include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present.
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Proposed Monitoring Plan for the MIRC
The Navy’s final Monitoring Plan for
the MIRC may be viewed at NMFS’ Web
site: https://www.nmfs.noaa.gov/pr/
permits/incidental.htm#applications.
Based on input received during the
public comment period, the Navy has
refined the goals of the monitoring plan
to include more effort put towards
obtaining better density and distribution
information for the marine mammals
present in the MIRC study area.
Primarily, the Navy plans to conduct
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summer and winter visual surveys using
a small boat and/or plane with Marine
Mammal Observers (MMOs) around
Guam, Tinian, and Saipan in
cooperation with NMFS’ Pacific Islands
Fisheries Science Center or Guam’s
Division of Aquatic Wildlife and
Resources (DAWR). Visual surveys
would integrate methods such as
photographic ID to provide additional
data to be used for distribution and
abundance estimates.
The research elements in the modified
plan include:
—Passive acoustic monitoring (PAM)
including both the deployment of 4
new PAM devices as well as the
analysis of an existing dataset that
was collected during the 2007
MISTCS survey.
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—Visual monitoring utilizing marine
mammal observers (MMOs) in small
boats and/or planes.
Table 5 contains a general summary of
the Monitoring effort planned for each
year and has been refined since the draft
Monitoring Plan. The amount of each
type of monitoring may vary from the
summary table or Monitoring Plan based
on annual discussions between NMFS
and the Navy regarding previous
monitoring results and effectiveness and
in accordance with the Adaptive
Management component of this rule,
but, the overall effort over the 5-year
period will remain approximately equal
to that laid out in the table and
monitoring plan.
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In addition to the Monitoring Plan for
MIRC, the Navy has completed an
Integrated Comprehensive Monitoring
Program (ICMP) Plan.
The ICMP will be used both as: (1) A
planning tool to focus Navy monitoring
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priorities (pursuant to ESA/MMPA
requirements) across Navy Range
Complexes and Exercises; and (2) an
adaptive management tool, through the
consolidation and analysis of the Navy’s
monitoring and watchstander data, as
well as new information from other
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Navy programs (e.g., R&D), and other
appropriate newly published
information. The Navy finalized a 2009
ICMP Plan outlining the program on
December 22, 2009, as required by the
2009 LOAs for the Hawaii Range
Complex, the Southern California
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Range, and Atlantic Fleet Active Sonar
Training. The ICMP may be viewed at:
https://www.nmfs.noaa.gov/pr/permits/
incidental.htm.
The ICMP is a developing program
that will be in place for the length of
this rule, and beyond, and NMFS and
Navy will evaluate it annually to
determine if it needs to be updated in
order to keep pace with advances in
science and technology and the
collection of new data. In the 2009
ICMP Plan, the Navy outlines three
areas of targeted development for 2010,
including:
• Identifying more specific
monitoring sub-goals under the major
goals that have been identified.
• Characterizing Navy Range
Complexes and Study Areas within the
context of the prioritization guidelines
described here.
• Continuing to Develop Data
Management, Organization and Access
Procedures.
The Navy shall comply with the 2009
ICMP Plan and continue to improve the
program in consultation with NMFS.
Changes and improvements to the
program made during 2010 (as
prescribed in the 2009 ICMP and
otherwise deemed appropriate by the
Navy and NMFS) will be described in
an updated 2010 ICMP and submitted to
NMFS by October 31, 2010, for review.
An updated 2010 ICMP will be finalized
by December 31, 2010.
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Monitoring Workshop
The Navy, with guidance and support
from NMFS, will convene a Monitoring
Workshop, including marine mammal
and acoustic experts as well as other
interested parties, in 2011. The
Monitoring Workshop participants will
review the monitoring results from
previous monitoring pursuant to the
MIRC rule as well as monitoring results
from other Navy rules and LOAs (e.g.,
the Southern California Range Complex
(SOCAL), Hawaii Range Complex
(HRC), etc.). The Monitoring Workshop
participants will provide their
individual recommendations to the
Navy and NMFS on the monitoring
plan(s) after also considering the current
science (including Navy research and
development) and working within the
framework of available resources and
feasibility of implementation. NMFS
and the Navy will then analyze the
input from the Monitoring Workshop
participants and determine the best way
forward from a national perspective.
Subsequent to the Monitoring
Workshop, modifications would be
applied to monitoring plans as
appropriate.
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Adaptive Management
Our understanding of the effects of
MFAS/HFAS and explosives on marine
mammals is still in its relative infancy,
and yet the science in this field is
evolving fairly quickly. These
circumstances make the inclusion of an
adaptive management component both
valuable and necessary within the
context of 5-year regulations for
activities that have been associated with
marine mammal mortality in certain
circumstances and locations (though not
the MIRC in the Navy’s over 60 years of
use of the area for testing and training).
NMFS has included an adaptive
management component in the
regulations, which will allow NMFS to
consider new data from different
sources to determine (in coordination
with the Navy) on an annual basis if
mitigation or monitoring measures
should be modified or added (or
deleted) if new data suggest that such
modifications are appropriate (or are not
appropriate) for subsequent annual
LOAs.
Following are some of the possible
sources of new data:
• Results from the Navy’s monitoring
from the previous year (either from
MIRC or other locations).
• Findings of the Workshop that the
Navy will convene in 2011 to analyze
monitoring results to date, review
current science, and recommend
modifications, as appropriate to the
monitoring protocols to increase
monitoring effectiveness.
• Compiled results of Navy funded
research and development (R&D) studies
(presented pursuant to the ICMP, which
is discussed elsewhere in this
document).
• Results from specific stranding
investigations (either from MIRC or
other locations, and involving
coincident MFAS/HFAS of explosives
training or not involving coincident
use).
• Results from the Long Term
Prospective Study described above.
• Results from general marine
mammal and sound research (funded by
the Navy (described above) or
otherwise).
• Any information which reveals that
marine mammals may have been taken
in a manner, extent or number not
anticipated by these regulations or
subsequent Letters of Authorization.
Mitigation measures could be
modified or added (or deleted) if new
data suggest that such measures would
have (or do not have) a reasonable
likelihood of accomplishing the goals of
mitigation laid out in this final rule and
if the measures are practicable. NMFS
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would also coordinate with the Navy to
modify or add to (or delete) the existing
monitoring requirements if the new data
suggest that the addition of (or deletion
of) a particular measure would more
effectively accomplish the goals of
monitoring laid out in this final rule.
The reporting requirements associated
with this final rule are designed to
provide NMFS with monitoring data
from the previous year to allow NMFS
to consider the data and issue annual
LOAs. NMFS and the Navy will meet
annually, prior to LOA issuance, to
discuss the monitoring reports, Navy
R&D developments, and current science
and whether mitigation or monitoring
modifications are appropriate.
Reporting
In order to issue an ITA for an
activity, Section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ Effective reporting is critical
both to compliance as well as ensuring
that the most value is obtained from the
required monitoring. The proposed rule
contains the reporting requirements for
the Navy (74 FR 53795, pages 53843–
53845), and these requirements remain
unchanged with the following
exception. The requirements as written
in the proposed rule include specific
due dates for each of the reports. NMFS
and the Navy are coordinating a
workload plan to determine the best
times during every year to submit all of
the reports that Navy is responsible for
under multiple final rules for multiple
Range Complexes and training
exercises. Although the reports
described will always be submitted
every year at a time that allows for
adequate analysis by NMFS prior to the
issuance of the subsequent LOA, we
want to allow flexibility to change those
dates yearly. Therefore, the regulatory
text below will not specify the specific
dates that the reports are due, but each
annual LOA will.
Comments and Responses
On October 20, 2009 (74 FR 53795),
NMFS published a proposed rule in
response to the Navy’s request to take
marine mammals incidental to military
readiness training, maintenance, and
RDT&E activities in the MIRC and
requested comments, information and
suggestions concerning the request.
During the 30-day public comment
period, NMFS received comments from
4 private individuals, the Marine
Mammal Commission (MMC) and the
Natural Resources Defense Council
(NRDC). NMFS has responded to those
comments below.
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Comment 1: The MMC recommended
that the MIRC final rule and any Letter
of Authorization issued under that rule
include all marine mammal species that
may be taken as a result of the proposed
activities. Specifically, the MMC
suggested that NMFS and/or the Navy
should consult with the U.S. Fish and
Wildlife Service (USFWS) to determine
if authorization also is needed to take
dugongs, which, according to the
proposed rule, could occur within the
Mariana Islands Range Complex.
Response: The Navy has consulted on
the MIRC action under Section 7 of the
ESA with the USFWS, which has
jurisdiction over dugongs. The Navy
and the USFWS coordinated regarding
the list of species, and dugongs were not
included. Dugongs have not been
observed in the action area since 1985.
Palau, over 1000 miles away, is the
closest location that they have been seen
recently.
Comment 2: The MMC notes that the
Navy, in its applications and related
documents, generally has done a
commendable job of reviewing the
existing literature on marine mammal
density, distribution, behavior, and
habitat use for the areas under
consideration, but expressed concern
that the manner in which the Navy is
using that information to form
conclusions about density, distribution,
behavior, and habitat use has not been
subjected to the normal scientific review
process. The MMC recommends that
NMFS require the Navy to conduct an
external peer review of its marine
mammal density estimates, the data
upon which those estimates are based,
and the manner in which those data are
being used.
Response: Both NMFS and the Navy
use peer-reviewed science whenever it
is available and applicable, and NMFS
has encouraged the Navy to get the
models they use and data they gather
peer-reviewed. However, neither the
NEPA, the MMPA, nor the ESA require
that data or calculations used in the
analyses pursuant to these statutes be
peer-reviewed prior to making a
decision. Rather, NMFS and the Navy
are required to use the best available
science to inform our analyses.
The Navy proactively funded a
baseline survey for the Mariana Islands
in 2007 (the ‘‘Mariana Islands Sea Turtle
and Cetacean Survey’’ or MISTCS) to
gather data on the distribution and
density of marine mammals and sea
turtles. This survey is the first and only
systematic survey to be conducted in
the region and not only generated
density estimates but added sei whales
to the confirmed species in the area.
Because it is the only data of this kind
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collected specifically around the
Mariana Islands, it is considered the
best available science. The Navy
primarily used that data to derive their
density estimates, and laid out a
systematic approach for using other
existing Pacific data when there was not
enough MISTCS data to calculate a
density for a particular species. Most of
the densities estimated in the MIRC are
not notably different than those
estimated in Hawaii or the Eastern
Tropical Pacific.
Also, while it is not the same as a peer
review, both the NEPA and MMPA
processes include a comment period in
which the public can specifically
recommend better ways to use the data
to estimate density, and which the Navy
and NMFS would need to address.
While it will not be published until
after this final rule is complete, the
Navy is preparing for publication an
article presenting the MISTCS data that
was used to inform their density
estimates, and it will be peer-reviewed.
Additionally, the Navy is developing a
new systematic framework (that
includes a hierarchy of preferred
methodologies based on the data
available in an area) to estimate density
in the analyses for the rule renewals that
will follow the expiration of the rules
issued in 2009, 2010, and 2011 (i.e.,
rules that would, if appropriate, be
issued in 2014 and later). The Navy has
indicated that they may pursue a peer
review of this framework and NMFS has
encouraged them to do so.
Comment 3: The MMC recommends
that NMFS require that a sufficient level
of monitoring be conducted during all
training activities to ensure that marine
mammals are not being taken in
unanticipated ways and numbers. They
further note that, according to the
Navy’s monitoring plan, ‘‘major
exercises may undergo significant
schedule changes in reaction to higherpriority commitments and such changes
may limit monitoring opportunities
* * * [or] extreme weather precludes
effective sampling.’’ The plan further
states that, in case of such monitoring
delay(s), ‘‘monitoring will be rescheduled to the next available
opportunity * * * [and] * * * may
have to be made up in the subsequent
year.’’ The MMC further states that they
assume that, although it is not clear in
either the monitoring plan or the
proposed rule, if monitoring associated
with the focused studies cannot take
place during a major training exercise,
other standard types of monitoring will
be conducted for mitigation and
documentation purposes.
Response: The Commission’s
assumption is correct. There are two
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different types of monitoring required
pursuant to the MIRC training exercises.
One type is the monitoring outlined in
the Monitoring Plan (which has been
modified since the proposed rule, see
Comment 10 below), which consists of
different study methods designed to
collect density and distribution data and
is conducted by MMOs. This monitoring
includes systematic sampling conducted
at a different time and place than the
training exercises. The Navy feels this
monitoring may need to be rescheduled
as appropriate. This is the monitoring
that the Navy may need to reschedule.
Separately, monitoring is routinely
conducted by watchstanders on surface
vessels (and opportunistically by
personnel on other platforms). This
monitoring is used to detect animals so
the necessary mitigation can be
implemented. Behavioral data which
allow for a general assessment of
impacts are collected with other
information (such as the status of sonar
sources) that help verify the Navy’s
mitigation implementation. This datagathering requirement is described in
§ 218.105 Requirements for monitoring
and reporting.
Comment 4: The MMC requested that
NMFS require that, upon its completion,
the plan for the Navy’s Integrated
Comprehensive Monitoring Program
(ICMP) be made available for
Commission review and comment.
Response: The 2009 ICMP was
completed and is posted on NMFS’ Web
site at: https://www.nmfs.noaa.gov/pr/
permits/incidental.htm#applications.
The ICMP is an iterative outline of an
ongoing program, and NMFS and the
Navy will evaluate the potential need to
update it annually. NMFS made some
specific recommendations on how to
improve the 2009 ICMP, which are
outlined in Section 6 of that document.
Pursuant to the AFAST, HRC and
SOCAL 2010 LOAs, the Navy will
submit an updated version addressing
those recommended improvements and
any others, as appropriate, to NMFS at
the end of 2010. NMFS has provided the
MMC with a copy of the 2009 ICMP and
notified them that NMFS and the Navy
will consider any comments provided
by August 15, 2010 in the development
of the 2010 ICMP.
Comment 5: The MMC recommends
that NMFS advise the Navy and specify
in the final rule and Letter of
Authorization that any and all data that
the Navy collects as part of monitoring
and reporting requirements are essential
for documenting compliance with the
requirements of the Marine Mammal
Protection Act, the incidental take
regulations, and the terms and
conditions of the Letter of Authorization
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and, unless subject to national security
restrictions, should be considered as
public information. The MMC further
notes that the draft Monitoring Plan
indicated that ‘‘[a]ll data will be
considered ‘‘pre-decisional’’ and
proprietary and will be shared among
the Navy and NMFS (at a minimum)
during the five-year period of the LOA.’’
Response: NMFS concurs with the
MMC and clarified this point with the
Navy. The language the MMC cited has
been removed in the Final Monitoring
Plan. As specified in the final
regulations (and in the LOAs), the Navy
includes all of the information specified
as part of the monitoring and reporting
requirements in their annual reports
(which are posted on NMFS Web site)
unless the information is classified or
the analysis has not been completed
(i.e., passive acoustic data).
Comment 6: The MMC recommends
that NMFS require that, in the event of
the death or serious injury of a marine
mammal during activities associated
with any of the training exercises or
other activities covered by this
authorization, those activities be
suspended, pending an investigation
and determination that further serious
injuries or deaths are unlikely or until
authorization for such taking has been
obtained. The MMC specifically notes
that there is no shutdown measure in
place for non-major sonar activities. The
MMC further recommends that NMFS
require that the Navy, in conjunction
with the NMFS, investigate any injury
or death of a marine mammal to
determine the cause, assess the full
impact of the activity or activities (e.g.,
the total number of animals involved),
and determine how activities should be
modified to avoid future injuries or
deaths. If the death or serious injury
involves a marine mammal not included
in the authorization for such takes,
NMFS should allow the activity to
proceed only if it has reviewed the
circumstances and determined that
additional serious injuries or deaths are
unlikely or the Navy has obtained
authorization for such taking. Lastly, the
MMC recommends that prior to issuing
the final regulations, NMFS ensure that
it can provide oversight of and response
to an uncommon stranding event in the
Mariana Islands Range Complex Study
Area sufficient to meet in full the
monitoring and reporting requirements
of the Marine Mammal Protection Act.
Response: NMFS and the Navy have
developed a detailed Stranding
Response Plan for MIRC that outlines
protocols for, and describes the
underlying rationale for, shutdown (in
very specific circumstances) and
investigation in the event that dead or
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stranded animals are found in the
vicinity of major sonar exercises. The
regulations also include a provision for
‘‘General notification of injured or dead
marine mammals,’’ under which Navy
personnel shall ensure that NMFS is
notified immediately (or as soon as
clearance procedures allow) if an
injured, stranded, or dead marine
mammal is found during or shortly
after, and in the vicinity of, any Navy
training exercise (including non-major
ones) utilizing MFAS, HFAS, or
underwater explosive detonations. The
provision further requires the Navy to
provide NMFS with species or
description of the animal(s), the
condition of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behaviors (if alive), and photo
or video of the animals (if available).
All but one of the small number of
strandings that have been associated
with MFAS exercises occurred
concurrent to exercises that would be
considered ‘‘major’’, which typically
involve multiple surface vessels and last
for a much longer duration than nonmajor exercises. It can take months to
years to complete the necessary tests
and analyses required to determine,
with a reasonable amount of certainty,
the cause of a marine mammal death—
and sometimes it is not possible to
determine it. In consideration of these
facts, NMFS (with input from the Navy)
determined that it was beneficial and
practicable to preemptively outline an
explicit plan (that includes a shutdown
requirement in certain circumstances)
for how to deal with a stranding that
occurs during a major exercise.
Alternatively, for non-major exercises,
the general stranding provisions apply,
which means that the Navy would
contact NMFS as soon as clearance
procedures allow and we would
determine how best to proceed then. In
light of the fact that so few strandings
have been definitively associated with
MFAS training in the 60+ years that the
U.S. and other countries that share
information have been conducting
MFAS training, it is not reasonable or
practicable to require the Navy to shut
down pending the results of an
investigation that could take years to
conduct.
However, NMFS and the Navy will
implement the Stranding Response Plan
as written and, as in the past, will work
together on a case-by-case basis within
the constraints of our available
resources to investigate the causes
should a stranding or death occur
during a non-major exercise. Once
investigations are completed and
determinations made (as feasible),
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NMFS would use the available
information to help reduce the
likelihood that a similar event would
recur and would work with the Navy on
the necessary steps to ensure
compliance by the Navy with the
MMPA. NMFS and the Navy are near
finalizing an MOU that will streamline
and improve the way that the Navy is
able to assist NMFS during a stranding
investigation. Lastly, the Stranding
Response Plan includes a provision for
stranding debriefs/lessons learned
meetings between NMFS and the Navy
following a stranding response, and the
MIRC rule includes an adaptive
management provision that allows for
the modification of mitigation or
monitoring measures based on new
information (like that which might be
gathered during a stranding response/
investigation), as appropriate.
Comment 7: The MMC recommended
that NMFS work with the Navy to
analyze the cumulative effects of adding
LFA sonar to the other activities
planned for the Mariana Islands Range
Complex before using LFA sonar as a
component of the proposed training
exercises and, if appropriate, add
authorization for the use of LFA to the
final rule and Letter of Authorization.
The NRDC had similar concerns,
including the fact that the mitigation
used with LFA sonar was not discussed.
Response: As noted, the impacts of
LFA sonar (alone) have been analyzed
in the Navy’s SURTASS LFA Sonar EISs
and take of marine mammals incidental
to that activity has been authorized in
LOAs pursuant to NMFS’ Final Rule for
LFA Sonar, both of which include
required mitigation measures. As
described in the proposed rule, the
military intends to conduct three
exercises (multi-strike group exercises)
during the five-year duration of the rule
that may include both SURTASS LFA
and MFA sonar sources. The expected
duration of these combined exercises is
approximately 14 days. Based on an
exercise of this length, an LFA sonar
system would be active (i.e., actually
transmitting) for no more than
approximately 25 hours. Tactical and
technical considerations dictate that the
LFA sonar ship would typically be tens
of miles from the MFA sonar ship when
using active sonar. It is unlikely, but
possible, that both LFA and MFA sonar
would be active at exactly the same time
during a major exercise. In the unlikely
event that both systems were operating
simultaneously, the likelihood of more
than a relatively small number of
individual marine mammals being
physically present at a time, location,
and depth to be able to receive both LFA
and MFA sonar signals at levels of
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concern at the same time is even smaller
as the sound from both signals would
have attenuated when they reached the
marine mammal in question, so even a
simultaneous exposure would not be at
the full signal of either system.
Additionally, few species have
maximum sensitivity to both the low
and middle frequencies.
That said, pursuant to this rule,
NMFS worked with the Navy to more
specifically analyze impacts that might
result from animals being exposed to
both the LFAS and the MFAS at the
same time. The Navy developed a model
to evaluate the likelihood of an animal
being exposed to both sources based on
the operational parameters of the two
systems and the propagation
characteristics of the two sound sources.
Assuming an LFA and MFA sonar
source transmitting at the same time
over a 25-hour period and based on the
fact that the two sources transmit at very
different duty cycles, the overlap of the
actual signals would be approximately
3.2%, or 0.8 hours (assuming that there
is only one MFA sonar ship
transmitting). But the possibility of even
that overlap must consider the other
factors discussed above.
Based on the fact that an LFA sonar
ship would be tens of miles away from
an MFA ship when using active sonar
and that the overlap of the signals
would only be about 50 minutes at
attenuated levels, as well as the other
information discussed above, the
exposure of marine mammals
simultaneously to both MFA and LFA
sonars would be limited, and the
impacts would not be expected to result
in a detectable increase in the number
or severity of the takes already analyzed
and estimated in this rule.
Comment 8: The MMC recommended
that NMFS limit the authorization to
avoid Navy operations within the
Marianas Trench Marine National
Monument (MTMNM) to the extent
possible. Further, if the Navy must
conduct activities within the
Monument, the Service should include
in the final rule and Letter of
Authorization a description of the
measures that the Navy will adopt to
minimize adverse impacts and to
comply with the intent of the
presidential proclamation establishing
the Monument.
Response: The MTMNM was
established to protect the submerged
lands and waters of the Mariana
Archipelago and was designated with
the purpose of protecting the submerged
volcanic areas of the Mariana Ridge
(which include chemosynthetic features
and hydrothermal vents), the coral reef
ecosystem of the waters of surrounding
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islands, and the Marianas Trench. The
Monument includes the submerged
lands of the ‘‘Volcano Unit’’ and the
water column and submerged lands
within the ‘‘Island Unit’’. The MTMNM
contains no areas specifically
designated as important to marine
mammal protection in the MTMNM.
The presidential proclamation
establishing the Monument indicates
that the prohibitions required by the
proclamation shall not apply to
activities and exercises of the Armed
Forces, but also indicates the Armed
Forces shall ensure, by the adoption of
appropriate measures not impairing
operations or operational capabilities,
that its vessels and aircraft act in a
manner consistent, so far as is
reasonable and practicable, with the
proclamation.
Pursuant to the MMPA, NMFS makes
decisions regarding required mitigation
based on biological information
pertaining to the potential impacts of an
activity on marine mammals and their
habitat (and the practicability of the
measure), not management designations
intended for the broad protection of
various other marine resources. A
portion of the MTMNM overlaps with
the MIRC Study Area; however, there
are no areas within this area of special
importance to marine mammals for
which restricting sonar use would afford
a notable benefit. If training or exercises
occur in this area, the Navy would be
required to follow the general mitigation
protocols established in the final rule
and LOA. For example, powering or
shutting down sonar when marine
mammals are detected within ranges
where the received sound level is likely
to result in temporary threshold shift
(TTS) or injury and using exclusion
zones that avoid exposing marine
mammals to levels of explosives likely
to result in injury or death of marine
mammals. NMFS expects the mitigation
measures employed in the MTMNM
will reduce the number of marine
mammals exposed to levels of sound
expected to result in TTS or more severe
behavioral responses in these areas.
Comment 9: The NRDC suggests that
NMFS should not issue an MMPA
authorization because the information
on species densities and distributions of
marine mammals in the Marianas region
is inadequate for NMFS to be able to
effectively analyze the environmental
impacts, and that the Navy should have
obtained the information before
requesting an MMPA authorization.
They further suggest that because of this
lack of information, the NEPA analysis
is inadequate both for the Navy and for
NMFS to adopt. They note that there has
only been one comprehensive survey
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conducted in the area (during one single
season) and that the sea states were high
during this survey (making detection
difficult), which, combined with the
detection probabilities used, likely
resulted in an underestimate of the
density of animals in the area. They
further noted that off-shore data were
used to estimate density across both the
inshore and offshore areas, even though
there are often density differences
across inshore and offshore areas (some
species are more dense inshore).
Response: Both NMFS and the Navy
have a responsibility to use the best
available science to support our analysis
and decisions under both NEPA and the
MMPA. In 2007, the Navy funded a
baseline survey for the Mariana Islands
(the ‘‘Mariana Islands Sea Turtle and
Cetacean Survey’’ or MISTCS) to gather
data on the distribution and density of
marine mammals and sea turtles. This
survey is the first and only systematic
survey to be conducted in the region
and not only generated density
estimates, but also added sei whales to
the confirmed species in the area. In this
case, the Navy has generated the best
available science and both NMFS and
the Navy are using it. The limitations of
the data were acknowledged by the
Navy in the MISTCS report, and the
Navy plans to improve upon this
information moving forward as more
data are gathered. The sea states in the
MIRC are comparatively higher than in
other areas, so scientists will continue
to deal with this challenge. As more
surveys are conducted, data will be
collected across more seasons and areas
(inshore and offshore), which will allow
for the calculation of more spatially and
temporally explicit density estimates.
The collection of additional data will
allow scientists to determine whether
the development of MIRC-specific
detection probabilities is appropriate. In
the meantime, the density estimates
from the MISTCS surveys are not
unexpected and are similar to those for
the Hawaii offshore areas and the
eastern tropical Pacific and will allow
NMFS to make reasonable predictions
regarding the number of marine
mammals that might be exposed to
particular levels of sound.
Regarding the comment that take
estimates are likely underestimates, for
comparison we use data collected in
Hawaii, where surveys are more robust.
For naval exercises in Hawaii, there are
more survey data, across different
seasons, incorporating both inshore and
offshore data, and using specific
detection probability factors. The Navy
estimated approximately 28,000 Level B
harassment takes for a total of about
1670 hours of hull-mounted MFAS (the
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estimates (the ratio of the two) do not
suggest the Navy is likely
underestimating take in MIRC.
Similarly, below is an overview of the
watchstander data collected during
major exercises in Hawaii and MIRC,
which, while not a systematic
comparison, broadly suggests the
number of animals encountered in the
vicinity of an exercise in MIRC is not
much different than the numbers
encountered in Hawaii.
Lastly, the animals that watchstanders
have detected during exercises have not
exhibited any observable behavioral
effects. In summary, using the density
estimates generated from the Navy’s
survey and the take estimates modeled
by the Navy, NMFS has considered the
best available science. Additionally,
taking into consideration other data/
literature related to the likely impacts of
MFAS exposure on marine mammals
(see proposed rule) combined with data
from the Navy regarding the number of
marine mammal detections and
observed behaviors that have been
recorded during other Navy exercises,
NMFS has sufficient information to
make the findings required under the
MMPA.
Comment 10: The NRDC recommends
that to meet its responsibilities under
the MMPA and NEPA, NMFS should
require the Navy, as a condition of any
future permit, to sponsor a multiyear
survey effort within the Marianas
Islands Range Complex that can serve as
a reasonable basis of both geographic
mitigation and improved environmental
assessment. NRDC recommends (1) that
NOAA scientists participate in the
survey design, including the design of
tracklines and the determination of
detection probabilities; (2) that surveys
are conducted consistently and across
multiple seasons, given the presence of
migratory species, and for more than 1
year, given the potential for interannual
variability and the typically high sea
states around the Marianas; and (3) that
surveys are designed, at least in part, to
aid in identifying areas of importance to
marine mammals (e.g., gathering
oceanographic data relevant to marine
mammal distribution). Finally, (4) the
survey results should be integrated into
habitat suitability models available for
other regions, such as Hawaii or the
Eastern Tropical Pacific (NMFS
interprets this to mean that habitat
suitability models from these other areas
should be used in conjunction with
MIRC data to predict density in the
MIRC).
Response: NMFS agrees with NRDC
regarding the importance of gathering
more density, distribution, and
abundance data in the MIRC and has
recommended the Navy refocus their
Monitoring Plan. In response to this
recommendation, the Navy has
modified their draft Monitoring Plan to
focus completely on gathering density
and distribution data that can be used
to better inform our analyses of the
impacts of the action as well as to
inform decisions regarding the
development of areas of special
protection and, further, the Navy has
increased the amount of survey effort
that they had committed to in the draft
Monitoring Plan. The Navy has now
committed to conduct 45 days of visual
surveys annually (over the 5 years of the
rule) using a small boat and/or airplane
around Guam, Tinian, Rota and Saipan.
These surveys will be conducted over
both summer and winter and will be
developed in coordination with NMFS
scientists and conducted in cooperation
with NMFS and/or DAWR. Visual
surveys will integrate methods such as
photo ID which provide data that can be
used for estimating distribution and
abundance. Additionally, as already
discussed in the proposed rule, the
Navy will deploy four passive acoustic
devices to collect data throughout the
years. Lastly, the Navy has also
committed to additional analysis of
acoustic data gathered during the 2007
MISTCS survey that have not yet been
analyzed.
Earlier this year, NMFS’s Pacific
Islands Fisheries Science Center (PIFSC)
and the Navy collaborated to conduct
cetacean observations in conjunction
with an oceanographic survey aboard
NOAA Research Vessel Oscar Elton
Sette. Coverage was between Honolulu
and Guam and within the Exclusive
Economic Zones (EEZs) of Guam and
the Commonwealth of the Northern
Marianas between January and May
2010. The goal was to monitor the
presence and distribution of cetaceans
on the high seas and within the Guam/
Commonwealth of the Northern Mariana
Islands EEZs. PIFSC performed four
data collection projects during the
outward bound and early arrival portion
of the survey:
(1) Cetacean visual and acoustic
observations during daylight hours on
the high seas survey between Honolulu
and Guam, 20 January–4 February.
(2) Cetacean visual and acoustic
observations conducted from small
boats chartered in Guam, Rota, Tinian,
and/or Saipan, 10 February–4 March.
(3) Cetacean visual observations
during daylight hours during an
oceanography survey around Guam and
southern CNMI, 18 March–14 April.
(4) Cetacean visual and acoustic
observations during daylight hours on
the high seas survey between Guam and
Honolulu, 18 April–4 May.
The goal of the vessel-based visual
surveys was to monitor cetacean
presence, distribution and diversity in
Hawaii, Marianas and the high seas.
These surveys were conducted by
experienced marine mammal observers
aboard a capable vessel using
established NMFS PIFSC protocols for
conducting and recording sighting data.
The observers recorded marine mammal
sightings as well as environmental data
(Beaufort Sea sea state, wind speed/
direction, swell height/direction,
visibility, etc.). Digital photographs
were taken to assist in species
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most powerful source, which accounts
for the vast majority of takes). In MIRC,
the Navy estimated approximately
80,000 Level B harassment takes to
result from the operation of
approximately 2320 hours of hullmounted MFAS. At a broad level, these
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identification. In addition to visual
sightings, a towed acoustic array was
used to detect animal calls. Using both
visual and acoustic methods provides a
more complete assessment for the
presence of marine mammals in the
survey area.
The MIRC rule has an adaptive
management provision that requires the
Navy and NMFS to review new
information (such as monitoring results)
on an annual basis and allows that
mitigation or monitoring measures
could be modified, if appropriate.
NMFS and the Navy will consider the
results of any required monitoring, as
well as the voluntary 2010 monitoring,
in our annual assessment of mitigation
and monitoring measures. Additionally,
NOAA has committed to convene a
workshop of marine mammal experts in
2010/2011 to identify cetacean hotspots
(areas of specifically important use or
high density) using both field data and
habitat modeling, as appropriate. The
data that the Navy gathers this year in
MIRC pursuant to their modified
monitoring plan (see above) will inform
the cetacean hotspot workshop. The
workshop results, in turn, could
potentially support the need to
designate protected areas in which Navy
activities could potentially be limited,
depending on NMFS’ analysis of the
benefit to the species of limiting
activities in the area, the likely
effectiveness of the measure, and the
practicability of implementation. The
adaptive management provisions would
allow for the application of these
protected areas, if appropriate.
With respect to using habitat
suitability models from other regions in
conjunction with the MIRC data to
inform density estimates, while habitat
suitability models can be helpful in
predicting marine mammal presence/
density in an area, the less actual
information that is available to inform a
model, the less robust the model is
likely to be—especially if one
extrapolates from one region to another
where there is not necessarily a basic
understanding of the regional ecological
processes in play (e.g., sea surface
temperature or salinity can mean
completely different things in different
areas). Additionally, it is very difficult
to validate a model in areas with little
information. In short, a model would
not necessarily increase the accuracy of
the density estimates in the MIRC area,
given the amount of data that is
currently available in the MIRC. That
said, the Navy is exploring (and NMFS
supports this exploration) incorporating
habitat modeling into their density
estimates, as appropriate, as they
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develop the environmental analysis for
their training actions moving forward.
Comment 11: NRDC states that within
the scientific community, there is
general consensus that protecting
important habitat represents the most
effective means currently available to
reduce the impacts of mid-frequency
sonar on marine mammals. They further
state that ‘‘Nonetheless, no portion of
this vast 501,000 nm2 range was
excluded by the Pacific Fleet from sonar
training, and neither the Navy’s DEIS
nor its take application—nor NMFS’
Proposed Rule—considers establishing
any protection areas in which sonar
training would be limited or excluded.’’
NRDC then recommends that certain
protection areas, in which sonar training
should not be conducted, should be
established. Those areas include:
(1) Waters surrounding Saipan and
Tinian Islands to the 1000m isobath
(particularly but not exclusively the
northwest coast of Saipan)—for
humpback whales.
NRDC notes that the Navy’s MISTCS
identified waters around Saipan and
Tinian Islands as ‘‘probable’’ humpback
whale breeding grounds, based on both
acoustic and sighting data. Singing
males were detected acoustically, and
social interactions between individuals
were detected visually. Concentrations
were especially high around the
northwest coast of Saipan.
They further note that the MISTCS
report indicates that whaling data from
the 1700s and 1800s indicate
concentrations of humpback whales
around the Northern Mariana Islands
and it is likely that the area around
Saipan and Tinian represents a formerly
important breeding ground now being
recolonized as the population slowly
recovers from whaling.
(2) West Mariana Ridge—for False
killer whale; Short-finned pilot whales;
Mesoplodon spp.; Bryde’s whale.
NRDC notes that a chain of conical
seamounts (extinct volcanoes)
comprises the West Mariana Ridge, on
the far side of the Mariana Basin. Some
seamounts (including the Pathfinder,
Arakane, and Suruga Seamounts
between 142°–143°E) rise to summits
less than 50m below sea level (Miller et
al. 2008). These seamounts support a
rich diversity of coral reef and
continental slope species, and previous
surveys have shown dense
concentrations of biological
productivity (high planktonic
production, large schools of small and
predatory fishes including skipjack and
other species of tuna) (Miller et al. 2008;
Tsukomoto 2006). Consistent with this,
multiple sightings of several cetacean
species known to prefer high
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bathymetric relief were made by the
MISTCS on or near the West Mariana
Ridge, including two of the survey’s
three beaked whale sightings.
(3) Western edge of the Mariana
Trench with high bathymetric relief
(roughly 4000–8000m)—for Sei and
Bryde’s whale; minke whale, and
(4) Western side of the main Mariana
Islands to 5000m—for Sperm whales.
NRDC indicates that the potential for
concentrations of species exists in these
areas (3 and 4), but also that systematic
analysis is needed.
Response: NMFS acknowledges
protecting important habitat (i.e., areas
where there is robust evidence animals
are predictably gathering in higher
densities, or are known to display
important behaviors such as breeding
and calving and could potentially be
disrupted by the proximity of MFAS
activities), can be one of the more
effective ways to minimize impacts
(both in number and severity) to marine
mammals.
The first paragraph of NRDC’s
comment seems to express surprise that,
despite the importance of habitat
protection, no protective areas have
been established in MIRC. Before
discussing the specific areas that NRDC
has recommended, NMFS must explain
that we do not begin with the
assumption that any particular area
contains areas that warrant special
protection for marine mammals. Rather,
we analyze the existing data to
determine whether there is suitable
evidence indicating that conditions
exist in which the limitation of activity
in an area would afford a notable
reduction (either in quantity or potential
severity) in the take of marine
mammals. If there is suitable evidence
indicating that a protective measure of
this nature is, in fact, warranted, then
we must review the measure in the
context of personnel safety, practicality
of implementation, and impact on the
effectiveness of the ‘‘military readiness
activity’’ to determine whether it would
result in the ‘‘least practicable adverse
impact.’’
Unfortunately, the supporting data do
not support the recommendations that
NRDC proposes, specifically:
(1) Waters surrounding Saipan and
Tinian Islands to the 1000m isobaths—
During the MISTCS survey, over the
course of approximately 2 months, the
survey had 11 acoustic detections of
singing humpback whales (primarily to
the north and west of Saipan) and
sighted one group of approximately 8
animals. The acoustic detections were of
singing males and the visually detected
group was exhibiting behaviors
consistent with a group of males
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competing for females. Although the
detected behaviors were consistent with
breeding behaviors, the number of
animals observed is too small to draw a
robust conclusion, and also does not
seem indicative of the high density of
humpbacks seen in other known
breeding/calving areas. By contrast, in
Hawaii (where a protective area was
designated for the Navy), humpback
whales and calves concentrate in
densities up to 3.6 animals/mile2.
(2) West Mariana Ridge—While these
sea mounts may be generally associated
with higher productivity, there is not
enough evidence to suggest the area will
predictably have a higher density of
marine mammals, or that it is a
specifically important feeding area, such
that it is appropriate to limit activities
in the area. During MISTCS, only one
false killer whale, 3 short-finned pilot
whales, 2 beaked whales, and 4 Brydes
whales were sighted on the Western
Mariana Ridge.
For (3) Western Edge of Mariana
Trench and (4) Western Side of Main
Mariana Islands, NRDC acknowledges
that systematic analysis is needed before
recommending these areas as protected
areas, and NMFS concurs that there is
not enough information to support
protected areas in these spots. That said,
as noted in NMFS’ response to
Comment 10, the Navy has modified
their monitoring plan to collect exactly
the sort of density and distribution data
that we have noted above is limited in
MIRC. Further, as noted above, the
adaptive management provision in this
rule will allow NMFS to use this new
information (or other information, such
as that generated from the cetacean
hotspot workshop) to inform
modifications to mitigation or
monitoring measures, as appropriate.
Comment 12: NRDC included a copy
of their comments on the Navy’s EIS
and suggested that some of those
comments also pertained to the MMPA
authorization.
Response: NMFS has addressed the
issues that apply to our issuance of the
MMPA authorization below:
(1) Additional Mitigation—NRDC
recommends a suite of additional
mitigation measures for the Navy to
consider to protect various resources,
including marine mammals. NMFS and
the Navy have previously discussed
either the specific measures listed in
NRDC’s comments on the Navy’s EIS, or
the general class of mitigation
contemplated and have developed a
section for the EIS that discusses the
benefits of the proposed measure to
marine mammals, the likely
effectiveness of the measure, and the
practicability of the measure for Navy
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implementation. Section 5.1.8 (begin
page 5–18) of the MIRC EIS, entitled
Alternative Mitigation Measures
Considered But Eliminated, explains
why these measures are not included in
NMFS MMPA regulations and is hereby
incorporated by reference.
(2) Dr. Bain’s Critique of Risk
Function—NRDC includes a
comprehensive critique of the risk
function that the Navy (and NMFS) uses
to calculate takes. NMFS responded to
Dr. Bain’s comments in the Atlantic
Fleet Active Sonar Training final rule
(74 FR 4865) and hereby incorporates
those comments by reference.
Comment 13: A few commenters
expressed general opposition to Navy
activities and NMFS’ issuance of an
MMPA authorization, because of the
danger to marine mammals, and one
suggested a proposed alternative to
MFAS that would be less impactful and
involved replacing the current
technology with the use of a
transponder.
Response: NMFS appreciates the
commenters’ concern for the marine
mammals that live in the area of the
proposed activities. The MMPA directs
NMFS to issue an incidental take
authorization if certain findings can be
made. Under the MMPA, NMFS must
make the decision of whether or not to
issue an authorization based on the
specified activity that the applicant
submits; the MMPA does not contain a
mechanism for NMFS to question the
need for the action that the applicant
has proposed. Similarly, any U.S.
citizen (including the Navy) can request
and receive a MMPA authorization as
long as all of the necessary findings can
be made. NMFS has determined that the
Navy’s MIRC training activities will
have a negligible impact on the affected
species or stocks and, therefore, we are
issuing the necessary governing
regulations and plan to issue the
requested MMPA authorization.
Estimated Take of Marine Mammals
As mentioned previously, one of the
main purposes of NMFS’ effects
assessments is to identify the
permissible methods of taking: What
caused the take (e.g., exposure to
anthropogenic noise vs. ship strike); the
regulatory level of take (i.e., mortality
vs. Level A or Level B harassment) and
the amount of take. In the Potential
Effects of Exposure of Marine Mammal
to MFAS/HFAS and Underwater
Detonations section of the proposed
rule, NMFS identified the lethal
responses, physical trauma, sensory
impairment (permanent and temporary
threshold shifts and acoustic masking),
physiological responses (particular
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stress responses), and behavioral
responses that could potentially result
from exposure to MFAS/HFAS or
underwater explosive detonations. In
this section, we will relate the potential
effects to marine mammals from MFAS/
HFAS and underwater detonation of
explosives to the MMPA statutory
definitions of Level A and Level B
Harassment and attempt to quantify the
effects that might occur from the
specific training activities that the Navy
is proposing in the MIRC study area.
In the Estimated Take of Marine
Mammals section of the proposed rule,
NMFS relates the potential effects to
marine mammals from MFAS/HFAS
and underwater detonations (discussed
in the Potential Effects of Specified
Activities on Marine Mammals Section)
to the MMPA regulatory definitions of
Level A and Level B Harassment and
quantified (estimated) the effects on
marine mammals that could result from
the specific activities that the Navy
intends to conduct. The subsections of
that analysis are discussed individually
below.
Definition of Harassment
The Definition of Harassment section
of the proposed rule contains the
definitions of Level A and Level B
Harassment, and a discussion of which
of the previously discussed potential
effects of MFAS/HFAS or explosive
detonations fall into the categories of
Level A Harassment (permanent
threshold shift (PTS), acoustically
mediated bubble growth, behaviorally
mediated bubble growth, and physical
disruption of tissues resulting from
explosive shock wave) or Level B
Harassment (temporary threshold shift
(TTS), acoustic masking and
communication impairment, and
behavioral disturbance rising to the
level of harassment). See (74 FR 53795,
page 53846). No changes have been
made to the discussion contained in this
section of the proposed rule.
Acoustic Take Criteria
In the Acoustic Take Criteria section
of the proposed rule, NMFS described
the development and application of the
acoustic criteria for both MFAS/HFAS
and explosive detonations (74 FR 53795,
pages 53846–53852). No changes have
been made to the discussion contained
in this section of the proposed rule.
Estimates of Potential Marine Mammal
Exposure
The proposed rule describes in detail
how the Navy estimated the take that
will result from their proposed activities
(74 FR 53795, pages 53836–53837),
which entails the following three
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general steps: (1) A propagation model
using marine mammal densities
estimates animals exposed to sources at
different levels; (2) further modeling
determines number of exposures to
levels indicated in criteria above (i.e.,
number of takes); and (3) post-modeling
corrections refine estimates to make
them more accurate. More information
regarding the models used, the
assumptions used in the models, and
the process of estimating take is
available in Appendix F of the Navy’s
DEIS for MIRC.
Table 4 which is identical to the take
table (Table 8) in the proposed rule with
a few minor corrections (indicated in
italics—differences of less than 7 Level
B harassment, non-TTS, takes in all
cases), indicates the number of takes
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that were modeled and that are being
authorized yearly incidental to the
Navy’s activities, with the following
allowances. The Navy has carefully
characterized the training activities
planned for the MIRC study area over
the 5 years covered by these regulations;
however, evolving real-world needs
necessitate flexibility in annual
activities, which in turn is reflected in
annual variation in the potential take of
marine mammals. Where it was
mentioned more generally in the
proposed rule, NMFS has now included
language bounding this flexibility in the
regulatory text (see § 218.102(c)). These
potential annual variations were
considered in the negligible impact
analysis and the analysis in the
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proposed rule remains applicable. The
new language indicates the following:
• That modeled annual takes (which
must be provided with annual LOA
applications) of any individual species
may not exceed the annual amount
indicated in the rule (i.e., in Table 4,
below) by more than 25% in any year;
• That modeled takes over the course
of 5 years will not ultimately exceed the
indicated 5-year total for that species
indicated by the rule (Table 4) by more
than 10%; and
• That modeled total annual take of
all species combined may vary but will
not exceed the combined amount for all
species indicated in the rule (Table 4)
by more than 10%.
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BILLING CODE 3510–22–C
Mortality
Evidence from five beaked whale
strandings, all of which have taken
place outside the MIRC study area, and
have occurred over approximately a
decade, suggests that the exposure of
beaked whales to MFAS in the presence
of certain conditions (e.g., multiple
units using active sonar, steep
bathymetry, constricted channels, strong
surface ducts, etc.) may result in
strandings, potentially leading to
mortality. Although these physical
factors believed to have contributed to
the likelihood of beaked whale
strandings are not present, in the
aggregate, in the MIRC study area,
scientific uncertainty exists regarding
what other factors, or combination of
factors, may contribute to beaked whale
strandings. Accordingly, to allow for
scientific uncertainty regarding
contributing causes of beaked whale
strandings and the exact behavioral or
physiological mechanisms that can lead
to the ultimate physical effects
(stranding and/or death), NMFS is
authorizing take, by injury or mortality,
of 10 beaked whales over the course of
the 5-year regulations. Although the
Navy has requested take by injury or
mortality, the Navy’s model did not
predict injurious takes of beaked whales
and neither NMFS nor the Navy
anticipates that marine mammal
strandings or mortality will result from
the operation of MFAS during Navy
exercises within the MIRC study area.
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Effects on Marine Mammal Habitat
NMFS’ proposed rule includes a
section that addresses the effects of the
Navy’s activities on Marine Mammal
Habitat (74 FR 53795, pages 53855–
53857). The analysis preliminarily
concluded that the Navy’s activities
would have minimal effects on marine
mammal habitat. No changes have been
made to the discussion contained in this
section of the proposed rule and NMFS
has concluded there would be minimal
effects on marine mammal habitat.
Analysis and Negligible Impact
Determination
Pursuant to NMFS’ regulations
implementing the MMPA, an applicant
is required to estimate the number of
animals that will be ‘‘taken’’ by the
specified activities (i.e., takes by Level
B harassment only, Level A harassment,
and/or death). This estimate informs the
analysis that NMFS must perform to
determine whether the activity will
have a ‘‘negligible impact’’ on the
affected species or stock. Level B
(behavioral) harassment occurs at the
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level of the individual(s) and does not
assume any resulting population-level
consequences, though there are known
avenues through which behavioral
disturbance of individuals can result in
population-level effects (for example:
pink-footed geese (Anser
brachyrhynchus) in undisturbed habitat
gained body mass and had about a 46percent reproductive success compared
with geese in disturbed habitat (being
consistently scared off the fields on
which they were foraging), which did
not gain mass and had 17-percent
reproductive success). A negligible
impact finding is based on the lack of
likely adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of Level B harassment takes, alone, is
not enough information on which to
base an impact determination. In
addition to considering estimates of the
number of marine mammals that might
be ‘‘taken’’ through behavioral
harassment, NMFS must consider other
factors, such as the likely nature of any
responses (their intensity, duration,
etc.), the context of any responses
(critical reproductive time or location,
migration, etc.), as well as the number
and nature of estimated Level A
harassment takes, the number of
estimated mortalities, and effects on
habitat. Generally speaking, and
especially with other factors being
equal, the Navy and NMFS anticipate
more severe effects from takes resulting
from exposure to higher received levels
(though this is in no way a strictly linear
relationship throughout species,
individuals, or circumstances) and less
severe effects from takes resulting from
exposure to lower received levels.
In the Analysis and Negligible Impact
Determination section of the proposed
rule, NMFS addressed the issues
identified in the preceding paragraph in
combination with additional detailed
analysis regarding the severity of the
anticipated effects, and including
species (or group)-specific discussions,
to determine that Navy training will
have a negligible impact on the marine
mammal species and stocks present in
MIRC study area. No changes have been
made to the discussion contained in this
section of the proposed rule (74 FR
33828, pages 33884–33892), with the
following exception.
As mentioned previously in the
Estimated Take section, to allow for
more flexibility in operations, NMFS
has added language bounding the
flexibility in annual variation of
potential take of individual marine
mammal species into the regulatory text
(see § 218.102(c)). The new language
indicates that modeled annual takes
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(which must be provided with annual
LOA application) of any individual
species may vary but will not ultimately
exceed the indicated 5-year total for that
species (indicated by Table 6) by more
than 10% and will not exceed the
indicated annual total by more than
25% in any given year; and that
modeled total yearly take of all species
combined may vary but will not exceed
the combined amount indicated below
in any given year by more than 10%.
NMFS has considered these limitations
in our negligible impact determination
and the findings described in the
proposed rule remain applicable.
Determination
Negligible Impact
Based on the analysis contained here
and in the proposed rule (and other
related documents) of the likely effects
of the specified activity on marine
mammals and their habitat and
dependent upon the implementation of
the mitigation and monitoring measures,
NMFS finds that the total taking from
Navy training exercises utilizing MFAS/
HFAS and underwater explosives in the
MIRC study area will have a negligible
impact on the affected species or stocks.
NMFS has proposed regulations for
these exercises that prescribe the means
of effecting the least practicable adverse
impact on marine mammals and their
habitat and set forth requirements
pertaining to the monitoring and
reporting of that taking.
Subsistence Harvest of Marine
Mammals
There is no subsistence harvest of
marine mammals in the Mariana Islands
and, therefore, NMFS has determined
that the issuance of 5-year regulations
and subsequent LOAs for Navy training
exercises in the MIRC would not have
an unmitigable adverse impact on the
availability of the affected species or
stocks for subsistence use.
ESA
There are five marine mammal
species and two sea turtle species that
are listed as endangered under the ESA
with confirmed or possible occurrence
in the study area: Humpback whale, sei
whale, fin whale, blue whale, sperm
whale, hawksbill sea turtle and
leatherback sea turtle. An additional
three species of sea turtles are also listed
as threatened under the ESA: green sea
turtle, loggerhead sea turtle, and olive
ridley sea turtle.
Pursuant to Section 7 of the ESA, the
Navy has consulted with NMFS on this
action. NMFS has also consulted
internally on the issuance of regulations
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under section 101(a)(5)(A) of the MMPA
for this activity. In a Biological Opinion
(BiOp), NMFS concluded that the
Navy’s activities in the MIRC and
NMFS’ issuance of these regulations are
not likely to jeopardize the continued
existence of threatened or endangered
species or destroy or adversely modify
any designated critical habitat.
Because of the difference between the
statutes, it is possible that ESA analysis
of the applicant’s action could produce
a take estimate that is different than the
takes requested by the applicant (and
analyzed for authorization by NMFS
under the MMPA process), despite the
fact that the same proposed action (i.e.
number of sonar hours and explosive
detonations) was being analyzed under
each statute. When this occurs, NMFS
staff coordinate to ensure that the most
appropriate number of takes are
authorized. For the Navy’s proposed
MIRC training, coordination with the
Endangered Species Division indicates
that they will likely allow for a lower
level of take of ESA-listed marine
mammals than were requested by the
applicant (because their analysis
indicates that fewer will be taken than
estimated by the applicant). Therefore,
the number of authorized takes in
NMFS’ LOA(s) will reflect the lower
take numbers from the ESA
consultation, though the specified
activities (i.e., number of sonar hours,
etc.) will remain the same. Alternately,
these regulations indicate the maximum
number of takes that may be authorized
under the MMPA.
The ITS(s) issued for each LOA will
contain implementing terms and
conditions to minimize the effect of the
marine mammal take authorized
through the 2010 LOA (and subsequent
LOAs in 2011, 2012, 2013, and 2014).
With respect to listed marine mammals,
the terms and conditions of the ITSs
will be incorporated into the LOAs.
NEPA
NMFS has participated as a
cooperating agency on the Navy’s Draft
Environmental Impact Statement (DEIS)
for MIRC, which was published on
January 30, 2009. NMFS subsequently
adopted the Navy’s EIS for the purpose
of complying with the MMPA.
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Classification
This action does not contain any
collection of information requirements
for purposes of the Paperwork
Reduction Act.
The Office of Management and Budget
has determined that this final rule is not
significant for purposes of Executive
Order 12866.
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Pursuant to the Regulatory Flexibility
Act, the Chief Counsel for Regulation of
the Department of Commerce has
certified to the Chief Counsel for
Advocacy of the Small Business
Administration that this final rule, if
adopted, would not have a significant
economic impact on a substantial
number of small entities. The
Regulatory Flexibility Act requires
Federal agencies to prepare an analysis
of a rule’s impact on small entities
whenever the agency is required to
publish a notice of proposed
rulemaking. However, a Federal agency
may certify, pursuant to 5 U.S.C. 605
(b), that the action will not have a
significant economic impact on a
substantial number of small entities.
Because the action described in this rule
involves the tactical use of midfrequency active sonar sources and
explosives on Navy ranges, and the
Navy is the sole entity that may conduct
these activities on the MIRC, only the
Navy will be directly affected by this
rulemaking, not small governmental
jurisdictions, small organizations, or
small businesses, as defined by the
Regulatory Flexibility Act (RFA). Any
requirements imposed by a Letter of
Authorization issued pursuant to these
regulations, and any monitoring or
reporting requirements imposed by
these regulations, will be applicable
only to the Navy. NMFS does not expect
the issuance of these regulations or the
associated LOAs to result in any
impacts to small entities pursuant to the
RFA. Because this action, if adopted,
would directly affect the Navy and not
a small entity, NMFS concludes the
action would not result in a significant
economic impact on a substantial
number of small entities.
The Assistant Administrator for
Fisheries has determined that there is
good cause under the Administrative
Procedure Act (5 U.S.C. 553(d)(3)) to
waive the 30-day delay in the effective
date of the measures contained in the
final rule. Navy, as the permittee, has
informed NMFS that any delay of
enacting the final rule would result in
either: (1) A suspension of ongoing or
planned naval training (including a
major exercise currently scheduled for
2010 within the MIRC), which would
disrupt vital training essential to
national security; or (2) the Navy’s
procedural non-compliance with the
MMPA (should the Navy conduct
training/exercises without an LOA),
thereby resulting in the potential for
unauthorized takes of marine mammals.
Moreover, the Navy is ready to
implement the rule immediately.
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45547
Accordingly, these measures will
become effective upon publication.
List of Subjects in 50 CFR Part 218
Exports, Fish, Imports, Incidental
take, Indians, Labeling, Marine
mammals, Navy, Penalties, Reporting
and recordkeeping requirements,
Seafood, Sonar, Transportation.
Dated: July 20, 2010.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
50 CFR part 218 is amended as follows:
■
PART 218—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 218
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq.
Subparts D through K [Reserved]
2. Add and reserve Subparts D
through K to part 218.
■ 3. Subpart L is added to part 218 to
read as follows:
■
Subpart L—Taking and Importing Marine
Mammals; U.S. Navy’s Mariana Islands
Range Complex (MIRC)
Sec.
218.100 Specified activity and
geographical area.
218.101 Effective dates.
218.102 Permissible methods of taking.
218.103 Prohibitions.
218.104 Mitigation.
218.105 Requirements for monitoring and
reporting.
218.106 Applications for Letters of
Authorization.
218.107 Letters of Authorization.
218.108 Renewal of Letters of
Authorization and adaptive
management.
218.109 Modifications to Letters of
Authorization.
Subpart L—Taking and Importing
Marine Mammals; U.S. Navy’s Mariana
Islands Training Range Complex
(MIRC)
§ 218.100 Specified activity and specified
geographical area.
(a) Regulations in this subpart apply
only to the U.S. Navy for the taking of
marine mammals that occurs in the area
outlined in paragraph (b) of this section
and that occur incidental to the
activities described in paragraph (c) of
this section.
(b) The taking of marine mammals by
the Navy may be authorized in a Letter
of Authorization (LOA) if it occurs
within the Mariana Islands Range
Complex (MIRC) Study Area (as
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depicted in Figure 1–1 in the Navy’s
application for MIRC), which is
bounded by a pentagon with the
following five corners: 16°46′29.3376″
N. lat., 138°00′59.835″ E. long.;
20°02′24.8094″ N. lat., 140°10′13.8642″
E. long.; 20°3′27.5538″ N. lat.,
149°17′41.0388″ E. long.; 7°0′30.0702″
N. lat., 149°16′14.8542″ E. long; and
6°59′24.633″ N. lat, 138°1′29.7228″ E.
long.
(c) The taking of marine mammals by
the Navy may be authorized in an LOA
if it occurs incidental to the following
activities within the designated amounts
of use:
(1) The use of the following midfrequency active sonar (MFAS) and high
frequency active sonar (HFAS) sources
for U.S. Navy anti-submarine warfare
(ASW) training, maintenance, and
research, development, testing and
evaluation (RDT&E):
(i) AN/SQS–53 (hull-mounted active
sonar)—up to 10865 hours over the
course of 5 years (an average of 2173
hours per year);
(ii) AN/SQS–56 (hull-mounted active
sonar)–up to 705 hours over the course
of 5 years (an average of 141 hours per
year);
(iii) AN/SSQ–62 (Directional
Command Activated Sonobuoy System
(DICASS) sonobuoys)–up to 8270
sonobuoys over the course of 5 years (an
average of 1654 sonobuoys per year);
(iv) AN/AQS–22 (helicopter dipping
sonar)—up to 2,960 dips over the course
of 5 years (an average of 592 dips per
year);
(v) AN/BQQ–10 (submarine hullmounted sonar)—up to 60 hours over
the course of 5 years (an average of 12
hours per year);
(vi) MK–48, MK–46, or MK–54
(torpedoes)—up to 200 torpedoes over
the course of 5 years (an average of 40
torpedoes per year);
(vii) AN/SSQ–110 (IEER)—up to 530
buoys deployed over the course of 5
years (an average of 106 per year);
(viii) AN/SSQ–125 (AEER)—up to 530
buoys deployed over the course of 5
years (an average of 106 per year);
(ix) Range Pingers—up to 1,400 hours
over the course of 5 years (an average of
280 hours per year); and
(x) PUTR Transponder—up to 1,400
hours over the course of 5 years (an
average of 280 hours per year).
(2) The detonation of the underwater
explosives indicated in this paragraph
(c)(2)(i) conducted as part of the training
events indicated in this paragraph
(c)(2)(ii):
(i) Underwater Explosives (Net
Explosive Weight (NEW)):
(A) 5″ Naval Gunfire (9.5 lbs NEW);
(B) 76 mm rounds (1.6 lbs NEW);
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(C) Maverick (78.5 lbs NEW);
(D) Harpoon (448 lbs NEW);
(E) MK–82 (238 lbs NEW);
(F) MK–83 (574 lbs NEW);
(G) MK–84 (945 lbs NEW);
(H) MK–48 (851 lbs NEW);
(I) Demolition Charges (10 lbs NEW);
(J) AN/SSQ–110A (IEER explosive
sonobuoy—5 lbs NEW);
(K) Hellfire (16.5 lbs NEW);
(L) GBU 38/32/31.
(ii) Training Events:
(A) Gunnery Exercises (S–S
GUNEX)—up to 60 exercises over the
course of 5 years (an average of 12 per
year);
(B) Bombing Exercises (BOMBEX)—
up to 20 exercises over the course of 5
years (an average of 4 per year);
(C) Sinking Exercises (SINKEX)—up
to 10 exercises over the course of 5 years
(an average of 2 per year);
(D) Extended Echo Ranging and
Improved Extended Echo Ranging (EER/
IEER) Systems—up to 530 deployments
over the course of 5 years (an average of
106 per year);
(E) Demolitions—up to 250 over the
course of 5 years (an average of 50 per
year); and
(F) Missile exercises (A–S
MISSILEX)—up to 10 exercises over the
course of 5 years (an average of 2 per
year).
(d) The taking of marine mammals
may also be authorized in an LOA for
the activities and sources listed in
§ 218.100(c) should the amounts (i.e.,
hours, dips, number of exercises) vary
from those estimated in § 218.100(c),
provided that the variation does not
result in exceeding the amount of take
indicated in § 218.102.
§ 218.101
Effective dates.
Regulations are effective August 3,
2010 through August 3, 2015.
§ 218.102
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 and
218.107 of this chapter, the Holder of
the Letter of Authorization (hereinafter
‘‘Navy’’) may incidentally, but not
intentionally, take marine mammals
within the area described in
§ 218.100(b), provided the activity is in
compliance with all terms, conditions,
and requirements of these regulations
and the appropriate Letter of
Authorization.
(b) The activities identified in
§ 218.100(c) must be conducted in a
manner that minimizes, to the greatest
extent practicable, any adverse impacts
on marine mammals and their habitat.
(c) The incidental take of marine
mammals under the activities identified
in § 218.100(c) is limited to the species
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listed in this paragraph (4), (5), and (6)
of this section (c) by the indicated
method of take and the indicated
number of times (estimated based on the
authorized amounts of sound source
operation), but with the following
allowances for annual variation in
activities:
(1) In any given year, annual take, by
harassment, of any species of marine
mammal may not exceed the amount
identified in paragraphs (b)(4) and (b)(5)
of this section, for that species by more
than 25% (a post-calculation/estimation
of which must be provided in the
annual LOA application);
(2) In any given year, annual take by
harassment of all marine mammal
species combined may not exceed the
estimated total of all species combined,
indicated in paragraphs (b)(4) and (b)(5)
of this section, by more than 10%; and
(3) Over the course of the effective
period of this subpart, total take, by
harassment, of any species may not
exceed the 5-year amounts indicated in
paragraphs (b)(4) and (b)(5) of this
section by more than 10%. A running
calculation/estimation of takes of each
species over the course of the years
covered by the rule must be maintained.
(4) Level B Harassment:
(i) Mysticetes:
(A) Humpback whale (Megaptera
novaeangliae)—4,025 (an average of 805
annually);
(B) Fin whale (Balaenoptera
physalus)—910 (an average of 182
annually);
(C) Blue whale (Balaenoptera
musculus)—650 (an average of 130
annually);
(D) Sei whale (Balaenoptera
borealis)—1,625 (an average of 325
annually);
(E) Minke whale (Balaenoptera
acutorostrata)—2,225 (an average of 445
annually);
(F) Bryde’s whale (Balaenoptera
edeni)—2,285 (an average of 457
annually); and
(G) Unidentified Baleanopterid
whales—360 (an average of 72
annually).
(ii) Odontocetes:
(A) Sperm whales (Physeter
macrocephalus)—4,120 (an average of
824 annually);
(B) Killer whale (Orcinus orca)- 1,150
(an average of 230 annually);
(C) Pygmy or dwarf sperm whales
(Kogia breviceps or Kogia sima)—33,530
(an average of 6,706 annually);
(D) Blainville’s beaked whales
(Mesoplodon densirostris);—3,850 (an
average of 770 annually);
(E) Cuvier’s beaked whales (Ziphius
cavirostris)—18,140 (an average of 3,628
annually);
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(F) Ginkgo-toothed beaked whales
(Mesoplodon ginkgodens)—2,150 (an
average of 430 annually);
(G) Longman’s beaked whale
(Indopacetus pacificus)—1,030 (an
average of 206 annually);
(H) Short-finned pilot whale
(Globicephala macrorynchus)—11,370
(an average of 2,274 annually);
(I) Melon-headed whale
(Peponocephala electra)—14,315 (an
average of 2,863 annually);
(J) Pygmy killer whale (Feresa
attenuata)—800 (an average of 160
annually);
(K) False killer whale (Pseudorca
crassidens)—6,445 (an average of 1,289
annually);
(L) Striped dolphin (Stenella
coeruleoalba)—44,290 (an average of
8,858 annually);
(M) Short-beaked common dolphin
(Delphinus delphis)—4,715 (an average
of 943 annually);
(N) Risso’s dolphin (Grampus
griseus)—33,865 (an average of 6,773
annually);
(O) Bottlenose dolphin (Tursiops
truncates)—855 (an average of 171
annually);
(P) Fraser’s dolphin (Lagenodelphis
hosei)—23,075 (an average of 4,615
annually);
(Q) Pantropical spotted dolphin
(Stenella attenuata)—162,495 (an
average of 32,499 annually);
(R) Rough-toothed dolphin (Steno
bredanensis)—1,205 (an average of 241
annually);
(S) Spinner dolphin (Stenella
longirostris)—10,720 (an average of
2,144 annually); and
(T) Unidentified delphinid—7,690 (an
average of 1,538 annually).
(5) Level A Harassment:
(i) Sperm whale—5 (an average of 1
annually);
(ii) Pantropical spotted dolphin—5
(an average of 1 annually);
(6) Level A Harassment and/or
mortality of no more than 10 beaked
whales (total), of any of the species
listed in § 218.102(c)(4)(ii)(D) through
(G) over the course of the 5-year
regulations.
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§ 218.103
Prohibitions.
No person in connection with the
activities described in § 218.100 may:
(a) Take any marine mammal not
specified in § 218.102(c);
(b) Take any marine mammal
specified in § 218.102(c) other than by
incidental take as specified in
§§ 218.102(c)(1) and (c)(2);
(c) Take a marine mammal specified
in § 218.102(c) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
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(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
these regulations or a Letter of
Authorization issued under §§ 216.106
and 218.107 of this chapter.
§ 218.104
Mitigation.
(a) When conducting training and
utilizing the sound sources or
explosives identified in § 218.100(c), the
mitigation measures contained in a
Letter of Authorization issued under
§§ 216.106 and 218.107 of this chapter
must be implemented. These mitigation
measures include, but are not limited to:
(1) Personnel Training:
(i) All commanding officers (COs),
executive officers (XOs), lookouts,
Officers of the Deck (OODs), junior
OODs (JOODs), maritime patrol aircraft
aircrews, and Anti-submarine Warfare
(ASW)/Mine Warfare (MIW) helicopter
crews shall complete the NMFSapproved Marine Species Awareness
Training (MSAT) by viewing the U.S.
Navy MSAT digital versatile disk (DVD).
All bridge lookouts shall complete both
parts one and two of the MSAT; part
two is optional for other personnel.
(ii) Navy lookouts shall undertake
extensive training in order to qualify as
a watchstander in accordance with the
Lookout Training Handbook (Naval
Education and Training Command
[NAVEDTRA] 12968–D).
(iii) Lookout training shall include onthe-job instruction under the
supervision of a qualified, experienced
lookout. Following successful
completion of this supervised training
period, lookouts shall complete the
Personal Qualification Standard
Program, certifying that they have
demonstrated the necessary skills (such
as detection and reporting of partially
submerged objects). Personnel being
trained as lookouts can be counted
among required lookouts as long as
supervisors monitor their progress and
performance.
(iv) Lookouts shall be trained in the
most effective means to ensure quick
and effective communication within the
command structure in order to facilitate
implementation of protective measures
if marine species are spotted.
(v) All lookouts onboard platforms
involved in ASW training events will
review the NMFS-approved Marine
Species Awareness Training material
prior to use of MFAS.
(vi) All COs, XOs, and officers
standing watch on the bridge will
review the Marine Species Awareness
Training material prior to a training
event employing the use of MFAS/
HFAS.
(2) General Operating Procedures (for
all training types):
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45549
(i) Prior to major exercises, a Letter of
Instruction, Mitigation Measures
Message or Environmental Annex to the
Operational Order shall be issued to
further disseminate the personnel
training requirement and general marine
species protective measures.
(ii) COs shall make use of marine
species detection cues and information
to limit interaction with marine
mammals to the maximum extent
possible consistent with safety of the
ship.
(iii) While underway, surface vessels
shall have at least two lookouts with
binoculars; surfaced submarines shall
have at least one lookout with
binoculars. Lookouts already posted for
safety of navigation and man-overboard
precautions may be used to fill this
requirement. As part of their regular
duties, lookouts will watch for and
report to the OOD the presence of
marine mammals.
(iv) On surface vessels equipped with
a multi-function active sensor, pedestal
mounted ‘‘Big Eye’’ (20x110) binoculars
shall be properly installed and in good
working order to assist in the detection
of marine mammals in the vicinity of
the vessel.
(v) Personnel on lookout shall employ
visual search procedures employing a
scanning methodology in accordance
with the Lookout Training Handbook
(NAVEDTRA 12968–D).
(vi) After sunset and prior to sunrise,
lookouts shall employ Night Lookouts
Techniques in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(vii) While in transit, naval vessels
shall be alert at all times, use extreme
caution, and proceed at a ‘‘safe speed’’,
which means the speed at which the CO
can maintain crew safety and
effectiveness of current operational
directives, so that the vessel can take
action to avoid a collision with any
marine mammal.
(viii) When marine mammals have
been sighted in the area, Navy vessels
shall increase vigilance and take all
reasonable actions to avoid collisions
and close interaction of naval assets and
marine mammals. Such action may
include changing speed and/or direction
and are dictated by environmental and
other conditions (e.g., safety, weather).
(ix) Navy aircraft participating in
exercises at-sea shall conduct and
maintain surveillance for marine
mammals as long as it does not violate
safety constraints or interfere with the
accomplishment of primary operational
duties.
(x) All marine mammal detections
shall be immediately reported to
assigned Aircraft Control Unit for
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further dissemination to ships in the
vicinity of the marine species as
appropriate when it is reasonable to
conclude that the course of the ship will
likely result in a closing of the distance
to the detected marine mammal.
(xi) Naval vessels will maneuver to
keep at least 1,500 ft (500 yds) away
from any observed whale in the vessel’s
path and avoid approaching whales
head-on. These requirements do not
apply if a vessel’s safety is threatened,
such as when change of course will
create an imminent and serious threat to
a person, vessel, or aircraft, and to the
extent vessels are restricted in their
ability to maneuver. Restricted
maneuverability includes, but is not
limited to, situations when vessels are
engaged in dredging, submerged
activities, launching and recovering
aircraft or landing craft, minesweeping
activities, replenishment while
underway and towing activities that
severely restrict a vessel’s ability to
deviate course. Vessels will take
reasonable steps to alert other vessels in
the vicinity of the whale. Given rapid
swimming speeds and maneuverability
of many dolphin species, naval vessels
would maintain normal course and
speed on sighting dolphins unless some
condition indicated a need for the vessel
to maneuver.
(3) Operating Procedures (for Antisubmarine Warfare (ASW) Operations):
(i) On the bridge of surface ships,
there shall always be at least three
people on watch whose duties include
observing the water surface around the
vessel.
(ii) All surface ships participating in
ASW training events shall have, in
addition to the three personnel on
watch noted in (i), at least two
additional personnel on watch as
lookouts at all times during the exercise.
(iii) Personnel on lookout and officers
on watch on the bridge will have at least
one set of binoculars available for each
person to aid in the detection of marine
mammals.
(iv) Personnel on lookout shall be
responsible for reporting all objects or
anomalies sighted in the water
(regardless of the distance from the
vessel) to the Officer of the Deck, since
any object or disturbance (e.g., trash,
periscope, surface disturbance,
discoloration) in the water may be
indicative of a threat to the vessel and
its crew or indicative of a marine
mammal that may need to be avoided.
(v) All personnel engaged in passive
acoustic sonar operation (including
aircraft, surface ships, or submarines)
shall monitor for marine mammal
vocalizations and report the detection of
any marine mammal to the appropriate
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watch station for dissemination and
appropriate action.
(vi) During MFAS operations,
personnel shall utilize all available
sensor and optical systems (such as
night vision goggles) to aid in the
detection of marine mammals.
(vii) Aircraft with deployed
sonobuoys shall use only the passive
capability of sonobuoys when marine
mammals are detected within 200 yds
(183 m) of the sonobuoy.
(viii) Helicopters shall observe/survey
the vicinity of an ASW exercise for 10
minutes before the first deployment of
active (dipping) sonar in the water.
(ix) Helicopters shall not dip their
sonar within 200 yards of a marine
mammal and shall cease pinging if a
marine mammal closes within 200 yards
after pinging has begun.
(x)(A) Safety Zones—When marine
mammals are detected by any means
(aircraft, shipboard lookout, or
acoustically) the Navy shall ensure that
sonar transmission levels are limited to
at least 6 dB below normal operating
levels if any detected marine mammals
are within 1000 yards (914 m) of the
sonar dome (the bow) (i.e., limit to at
most 229 dB for AN/SQS–53 and 219 dB
for AN/SQS–56, etc.). Ships and
submarines shall continue to limit
maximum transmission levels by this 6dB factor until the animal has been seen
to leave the 1000-yd safety zone, has not
been detected for 30 minutes, or the
vessel has transited more than 2,000 yds
(1829 m) beyond the location of the last
detection.
(B) When marine mammals are
detected by any means (aircraft,
shipboard lookout, or acoustically) the
Navy shall ensure that sonar
transmission levels are limited to at
least 10 dB below normal operating
levels if any detected marine mammals
are within 500 yards (457 m) of the
sonar dome (the bow). Ships and
submarines shall continue to limit
maximum ping levels by this 10-dB
factor until the animal has been seen to
leave the 500-yd safety zone, has not
been detected for 30 minutes, or the
vessel has transited more than 2,000 yds
(1829 m) beyond the location of the last
detection.
(C) When marine mammals are
detected by any means (aircraft,
shipboard lookout, or acoustically) the
Navy shall ensure that sonar
transmission ceases if any detected
marine mammals are within 200 yards
(183 m) of the sonar dome (the bow).
Sonar shall not resume until the animal
has been seen to leave the 200-yd safety
zone, has not been detected for 30
minutes, or the vessel has transited
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more than 2,000 yds (457 m) beyond the
location of the last detection.
(D) Special conditions applicable for
dolphins and porpoises only: If, after
conducting an initial maneuver to avoid
close quarters with dolphins or
porpoises, the OOD concludes that
dolphins or porpoises are deliberately
closing to ride the vessel’s bow wave, no
further mitigation actions are necessary
while the dolphins or porpoises
continue to exhibit bow wave riding
behavior.
(xi) Prior to start up or restart of active
sonar, operators will check that the
1000-m Safety Zone radius around the
sound source is clear of marine
mammals.
(xii) Active sonar levels (generally)—
Navy shall operate active sonar at the
lowest practicable level, not to exceed
235 dB, except as required to meet
tactical training objectives.
(xiii) Submarine sonar operators will
review detection indicators of closeaboard marine mammals prior to the
commencement of ASW training events
involving MFAS.
(E) If the need for power-down should
arise (as detailed in 218.114(a)(3)(x))
when the Navy is operating a hullmounted or sub-mounted source above
235 dB (infrequent), the Navy shall
follow the requirements as though they
were operating at 235 dB—the normal
operating level (i.e., the first powerdown will be to 229 dB, regardless of at
what level above 235 dB active sonar
was being operated).
(4) Operating Procedures for
Underwater Detonations (up to 10-lb
charges):
(i) Exclusion Zones—All demolitions
and ship mine countermeasures training
exercises involving the use of explosive
charges must include exclusion zones
for marine mammals to prevent physical
and/or acoustic effects to those species.
These exclusion zones shall extend in a
700-yard arc radius around the
detonation site. Should a marine
mammal be present within the the
surveillance area, the explosive event
shall not be started until the animal
leaves the area.
(ii) Pre-Exercise Surveys—For
Demolition and Ship Mine
Countermeasures Operations, preexercise surveys shall be conducted for
30 minutes prior to the commencement
of the scheduled explosive event. The
survey may be conducted from the
surface, by divers, and/or from the air,
and personnel shall be alert to the
presence of any marine mammal.
Should such an animal be present
within the survey area, the explosive
event shall not be started until the
animal voluntarily leaves the area. The
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Navy will ensure the area is clear of
marine mammals for a full 30 minutes
prior to initiating the explosive event.
Personnel will record any marine
mammal observations during the
exercise as well as measures taken if
species are detected within the
exclusion zone.
(iii) Post-Exercise Surveys—Surveys
within the same exclusion zone radius
shall also be conducted within 30
minutes after the completion of the
explosive event.
(iv) Reporting—If there is evidence
that a marine mammal may have been
stranded, injured or killed by the action,
Navy training activities shall be
immediately suspended and the
situation immediately reported by the
participating unit to the Officer in
Charge of the Exercise (OCE), who will
follow Navy procedures for reporting
the incident to Commander, Pacific
Fleet, Commander, Navy Region
Marianas, Environmental Director, and
the chain-of-command. The situation
shall also be reported to NMFS (see
Stranding Plan for details).
(5) Sinking Exercise:
(i) All weapons firing shall be
conducted during the period 1 hour
after official sunrise to 30 minutes
before official sunset.
(ii) An exclusion zone with a radius
of 1.0 nm (1.9 km) will be established
around each target. An additional buffer
of 0.5 nm (0.9 km) will be added to
account for errors, target drift, and
animal movements. Additionally, a
safety zone, which will extend beyond
the buffer zone by an additional 0.5 nm
(0.9 km), shall be surveyed. Together,
the zone extends out 2 nm (3.7 km) from
the target.
(iii) A series of surveillance overflights shall be conducted within the 2nm zone around the target, prior to and
during the exercise, when feasible.
Survey protocol shall be as follows:
(A) Overflights within the 2-nm zone
around the target shall be conducted in
a manner that optimizes the surface area
of the water observed. This may be
accomplished through the use of the
Navy’s Search and Rescue Tactical Aid,
which provides the best search altitude,
ground speed, and track spacing for the
discovery of small, possibly dark objects
in the water based on the environmental
conditions of the day. These
environmental conditions include the
angle of sun inclination, amount of
daylight, cloud cover, visibility, and sea
state.
(B) All visual surveillance activities
shall be conducted by Navy personnel
trained in visual surveillance. At least
one member of the mitigation team will
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have completed the Navy’s marine
mammal training program for lookouts.
(C) In addition to the overflights, the
2-nm zone around the target shall be
monitored by passive acoustic means,
when assets are available. This passive
acoustic monitoring would be
maintained throughout the exercise.
Additionally, passive sonar onboard
submarines may be utilized to detect
any vocalizing marine mammals in the
area. The OCE will be informed of any
aural detection of marine mammals and
will include this information in the
determination of when it is safe to
commence the exercise.
(D) On each day of the exercise, aerial
surveillance of the 2-nm zone around
the target shall commence 2 hours prior
to the first firing.
(E) The results of all visual, aerial,
and acoustic searches shall be reported
immediately to the OCE. No weapons
launches or firing may commence until
the OCE declares this 2-nm zone around
the target is free of marine mammals.
(F) If a marine mammal is observed
within the 2-nm zone around the target,
firing will be delayed until the animal
is re-sighted outside the 2-nm zone
around the target, or 30 minutes have
elapsed. After 30 minutes, if the animal
has not been re-sighted it can be
assumed to have left the 2-nm zone
around the target. The OCE will
determine if the marine mammal is in
danger of being adversely affected by
commencement of the exercise.
(G) During breaks in the exercise of 30
minutes or more, the 2-nm zone around
the target shall again be surveyed for
any marine mammal. If marine
mammals are sighted within the 2-nm
zone around the target, the OCE shall be
notified, and the procedures described
in this section shall be followed.
(H) Upon sinking of the vessel, a final
surveillance of the 2-nm zone around
the target shall be monitored for 2
hours, or until sunset, to verify that no
marine mammals were harmed.
(iv) Aerial surveillance shall be
conducted using helicopters or other
aircraft based on necessity and
availability. The Navy has several types
of aircraft capable of performing this
task; however, not all types are available
for every exercise. For each exercise, the
available asset best suited for
identifying objects on and near the
surface of the ocean shall be used. These
aircraft shall be capable of flying at the
slow safe speeds necessary to enable
viewing of marine vertebrates with
unobstructed, or minimally obstructed,
downward and outward visibility. The
exclusion and safety zone surveys may
be cancelled in the event that a
mechanical problem, emergency search
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and rescue, or other similar and
unexpected event preempts the use of
one of the aircraft onsite for the
exercise.
(v) Every attempt shall be made to
conduct the exercise in sea states that
are ideal for marine mammal sighting,
Beaufort Sea State 3 or less. In the event
of a 4 or above, survey efforts shall be
increased within the 2-nm zone around
the target. This shall be accomplished
through the use of an additional aircraft,
if available, and conducting tight search
patterns.
(vi) The exercise shall not be
conducted unless the 2-nm zone around
the target could be adequately
monitored visually. Should low cloud
cover or surface visibility prevent
adequate visual monitoring as described
previously, the exercise would be
delayed until conditions improved, and
all of the above monitoring criteria
could be met.
(vii) In the event that any marine
mammals are observed to be harmed in
the area, a detailed description of the
animal shall be taken, the location
noted, and if possible, photos taken of
the marine mammal. This information
shall be provided to NMFS via the
Navy’s regional environmental
coordinator for purposes of
identification (see the Stranding Plan for
detail).
(viii) An after action report detailing
the exercise’s time line, the time the
surveys commenced and terminated,
amount, and types of all ordnance
expended, and the results of survey
efforts for each event shall be submitted
to NMFS.
(6) Surface-to-Surface Gunnery (up to
5-inch Explosive Rounds):
(i) For exercises using targets towed
by a vessel, target-towing vessels shall
maintain a trained lookout for marine
mammals when feasible. If a marine
mammal is sighted in the vicinity, the
tow vessel will immediately notify the
firing vessel, which will suspend the
exercise until the area is clear.
(ii) A 600 yard (585 m) radius buffer
zone will be established around the
intended target.
(iii) From the intended firing position,
trained lookouts will survey the buffer
zone for marine mammals prior to
commencement and during the exercise
as long as practicable. Due to the
distance between the firing position and
the buffer zone, lookouts are only
expected to visually detect breaching
whales, whale blows, and large pods of
dolphins and porpoises.
(iv) The exercise will be conducted
only when the buffer zone is visible and
marine mammals are not detected
within it.
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(7) Surface-to-Surface Gunnery (nonexplosive rounds):
(i) A 200-yd (183 m) radius buffer
zone shall be established around the
intended target.
(ii) From the intended firing position,
trained lookouts shall survey the buffer
zone for marine mammals prior to
commencement and during the exercise
as long as practicable.
(iii) If available, target towing vessels
shall maintain a lookout (unmanned
towing vessels will not have a lookout
available). If a marine mammal is
sighted in the vicinity of the exercise,
the tow vessel shall immediately notify
the firing vessel in order to secure
gunnery firing until the area is clear.
(iv) The exercise shall be conducted
only when the buffer zone is visible and
marine mammals are not detected
within the target area and the buffer
zone.
(8) Surface-to-Air Gunnery (Explosive
and Non-explosive Rounds):
(i) Vessels will orient the geometry of
gunnery exercises in order to prevent
debris from falling in the area of sighted
marine mammals.
(ii) Vessels will attempt to recover any
parachute deploying aerial targets to the
extent practicable (and their parachutes
if feasible) to reduce the potential for
entanglement of marine mammals.
(iii) Target towing aircraft shall
maintain a lookout if feasible. If a
marine mammal is sighted in the
vicinity of the exercise, the tow aircraft
will immediately notify the firing vessel
in order to secure gunnery firing until
the area is clear.
(9) Air-to-Surface Gunnery (Explosive
and Non-explosive Rounds):
(i) A 200 yard (183 m) radius buffer
zone will be established around the
intended target.
(ii) If surface vessels are involved,
lookout(s) will visually survey the
buffer zone for marine mammals to and
during the exercise.
(iii) Aerial surveillance of the buffer
zone for marine mammals will be
conducted prior to commencement of
the exercise. Aerial surveillance altitude
of 500 feet to 1,500 feet (152–456 m) is
optimum. Aircraft crew/pilot will
maintain visual watch during exercises.
Release of ordnance through cloud
cover is prohibited; aircraft must be able
to actually see ordnance impact areas.
(iv) The exercise will be conducted
only if marine mammals are not visible
within the buffer zone.
(10) Small Arms Training (Grenades,
Explosive and Non-explosive Rounds)—
Lookouts will visually survey for marine
mammals. Weapons will not be fired in
the direction of known or observed
marine mammals.
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(11) Air-to-Surface At-sea Bombing
Exercises (explosive bombs and
rockets):
(i) If surface vessels are involved,
trained lookouts shall survey for marine
mammals. Ordnance shall not be
targeted to impact within 1,000 yds (914
m) of known or observed marine
mammals.
(ii) A 1,000 yd (914 m) radius buffer
zone shall be established around the
intended target.
(iii) Aircraft shall visually survey the
target and buffer zone for marine
mammals prior to and during the
exercise. The survey of the impact area
shall be made by flying at 1,500 ft (152
m) or lower, if safe to do so, and at the
slowest safe speed. When safety or other
considerations require the release of
weapons without the releasing pilot
having visual sight of the target area, a
second aircraft, the ‘‘wingman,’’ will
clear the target area and perform the
clearance and observation functions
required before the dropping plane may
release its weapons. Both planes must
have direct communication to assure
immediate notification to the dropping
plane that the target area may have been
fouled by encroaching animals or
people. The clearing aircraft will assure
it has visual site of the target area at a
maximum height of 1500 ft. The
clearing plane will remain within visual
sight of the target until required to clear
the area for safety reasons. Survey
aircraft shall employ most effective
search tactics and capabilities.
(iv) The exercise will be conducted
only if marine mammals are not visible
within the buffer zone.
(12) Air-to-Surface At-Sea Bombing
Exercises (Non-explosive Bombs and
Rockets):
(i) If surface vessels are involved,
trained lookouts will survey for marine
mammals. Ordnance shall not be
targeted to impact within 1,000 yards
(914 m) of known or observed or marine
mammals.
(ii) A 1,000 yard (914 m) radius buffer
zone will be established around the
intended target.
(iii) Aircraft will visually survey the
target and buffer zone for marine
mammals prior to and during the
exercise. The survey of the impact area
will be made by flying at 1,500 feet (456
m) or lower, if safe to do so, and at the
slowest safe speed. When safety or other
considerations require the release of
weapons without the releasing pilot
having visual sight of the target area, a
second aircraft, the ‘‘wingman,’’ will
clear the target area and perform the
clearance and observation functions
required before the dropping plane may
release its weapons. Both planes must
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have direct communication to assure
immediate notification to the dropping
plane that the target area may have been
fouled by encroaching animals or
people. The clearing aircraft will assure
it has visual site of the target area at a
maximum height of 1500 ft. The
clearing plane will remain within visual
sight of the target until required to clear
the area for safety reasons. Survey
aircraft shall employ most effective
search tactics and capabilities.
(iv) The exercise will be conducted
only if marine mammals and are not
visible within the buffer zone.
(13) Air-to-Surface Missile Exercises
(explosive and non-explosive):
(i) Aircraft will visually survey the
target area for marine mammals. Visual
inspection of the target area will be
made by flying at 1,500 (457 m) feet or
lower, if safe to do so, and at slowest
safe speed. Firing or range clearance
aircraft must be able to actually see
ordnance impact areas.
(ii) Explosive ordnance shall not be
targeted to impact within 1,800 yds
(1646 m) of sighted marine mammals.
(14) Aircraft Training Activities
Involving Non-Explosive Devices:
An exclusion zone of 200 yds around
the target location, therefore, shall be
clear of marine mammals. Pre- and postsurveillance and reporting requirements
outlined for underwater detonations
shall be implemented during Mining
Training Activities.
(15) Extended Echo Ranging/
Improved Extended Echo Ranging and
Advanced Extended Echo-ranging (EER/
IEER/AEER)—The following mitigation
measures shall be used with the
employment of IEER/AEER sonobuoys:
(i) Crews shall conduct visual
reconnaissance of the drop area prior to
laying their intended sonobuoy pattern.
This search shall be conducted at an
altitude below 500 yd (457 m) at a slow
speed, if operationally feasible and
weather conditions permit. In dual
aircraft operations, crews are allowed to
conduct coordinated area clearances.
(ii) For IEER (AN/SSQ–110A), crews
shall conduct a minimum of 30 minutes
of visual and aural monitoring of the
search area prior to commanding the
first post detonation. This 30-minute
observation period may include pattern
deployment time.
(iii) For any part of the intended
sonobuoy pattern where a post (source/
receiver sonobuoy pair) will be
deployed within 1,000 yd (914 m) of
observed marine mammal activity, the
Navy shall deploy the receiver ONLY
(i.e., not the source) and monitor while
conducting a visual search. When
marine mammals are no longer detected
within 1,000 yd (914 m) of the intended
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post position, the source sonobuoy (AN/
SSQ–110A/SSQ–125) will be co-located
with the receiver.
(iv) When operationally feasible, Navy
crews shall conduct continuous visual
and aural monitoring of marine mammal
activity. This shall include monitoring
of own-aircraft sensors from the time of
the first sensor placement until the
aircraft have left the area and are out of
RF range of these sensors.
(v) Aural Detection. If the presence of
marine mammals is detected aurally,
then that shall cue the Navy aircrew to
increase the diligence of their visual
surveillance. Subsequently, if no marine
mammals are visually detected, then the
crew may continue multi-static active
search.
(vi) Visual Detection. If marine
mammals are visually detected within
1,000 yd (914 m) of the explosive source
sonobuoy (AN/SSQ–110A/SSQ–125)
intended for use, then that payload shall
not be activated. Aircrews may utilize
this post once the marine mammals
have not been re-sighted for 30 minutes,
or are observed to have moved outside
the 1,000 yd (914 m) safety buffer.
Aircrews may shift their multi-static
active search to another post, where
marine mammals are outside the 1,000
yd (914 m) safety buffer.
(vii) For IEER (AN/SSQ–110A),
aircrews shall make every attempt to
manually detonate the unexploded
charges at each post in the pattern prior
to departing the operations area by
using the ‘‘Payload 1 Release’’ command
followed by the ‘‘Payload 2 Release’’
command. Aircrews shall refrain from
using the ‘‘Scuttle’’ command when two
payloads remain at a given post.
Aircrews shall ensure that a 1,000 yd
(914 m) safety buffer, visually clear of
marine mammals, is maintained around
each post as is done during active
search operations.
(viii) Aircrews shall only leave posts
with unexploded charges in the event of
a sonobuoy malfunction, an aircraft
system malfunction, or when an aircraft
must immediately depart the area due to
issues such as fuel constraints,
inclement weather, and in-flight
emergencies. In these cases, the
sonobuoy will self-scuttle using the
secondary or tertiary method.
(ix) The Navy shall ensure all
payloads are accounted for. Explosive
source sonobuoys (AN/SSQ–110A) that
cannot be scuttled shall be reported as
unexploded ordnance via voice
communications while airborne, then
upon landing via naval message.
(x) Marine mammal monitoring shall
continue until out of own-aircraft sensor
range.
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(16) The Navy shall implement the
‘‘Stranding Response Plan for Major
Navy Training Exercises in the MIRC’’
(available at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm), which is incorporated
herein by reference, including the
following measures:
(i) Shutdown Procedures. When an
Uncommon Stranding Event (USE—
defined in § 216.271) occurs during a
Major Training Exercise (MTE) (as
defined in the Stranding Plan, meaning
including Multi-strike group exercises,
Joint Expeditionary exercises, and
Marine Air Ground Task Force exercises
in the MIRC), the Navy shall implement
the procedures described in this section.
(A) The Navy shall implement a
Shutdown (as defined in the Stranding
Response Plan for MIRC) when advised
by a NMFS Office of Protected
Resources Headquarters Senior Official
designated in the MIRC Stranding
Communication Protocol that a USE (as
defined in the Stranding Response Plan
for MIRC) involving live animals has
been identified and that at least one live
animal is located in the water. NMFS
and Navy shall communicate, as
needed, regarding the identification of
the USE and the potential need to
implement shutdown procedures.
(B) Any shutdown in a given area
shall remain in effect in that area until
NMFS advises the Navy that the
subject(s) of the USE at that area die or
are euthanized, or that all live animals
involved in the USE at that area have
left the area (either of their own volition
or herded).
(C) If the Navy finds an injured or
dead marine mammal floating at sea
during an MTE, the Navy shall notify
NMFS immediately or as soon as
operational security considerations
allow. The Navy shall provide NMFS
with species or description of the
animal(s), the condition of the animal(s)
including carcass condition if the
animal(s) is/are dead, location, time of
first discovery, observed behaviors (if
alive), and photo or video of the animals
(if available). Based on the information
provided, NMFS shall determine if, and
advise the Navy whether, a modified
shutdown is appropriate on a case-bycase basis.
(D) In the event, following a USE,
that: (a) Qualified individuals are
attempting to herd animals back out to
the open ocean and animals are not
willing to leave, or (b) animals are seen
repeatedly heading for the open ocean
but turning back to shore, NMFS and
the Navy shall coordinate (including an
investigation of other potential
anthropogenic stressors in the area) to
determine if the proximity of MFAS/
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HFAS activities or explosive
detonations, though farther than 14 nm
from the distressed animal(s), is likely
decreasing the likelihood that the
animals return to the open water. If so,
NMFS and the Navy shall further
coordinate to determine what measures
are necessary to further minimize that
likelihood and implement those
measures as appropriate.
(ii) Within 72 hours of NMFS
notifying the Navy of the presence of a
USE, the Navy shall provide available
information to NMFS (per the MIRC
Communication Protocol) regarding the
location, number and types of acoustic/
explosive sources, direction and speed
of units using MFAS/HFAS, and marine
mammal sightings information
associated with training activities
occurring within 80 nm (148 km) and 72
hours prior to the USE event.
Information not initially available
regarding the 80 nm (148 km), 72 hours,
period prior to the event shall be
provided as soon as it becomes
available. The Navy shall provide NMFS
investigative teams with additional
relevant unclassified information as
requested, if available.
(b) [Reserved]
§ 218.105 Requirements for monitoring
and reporting.
(a) General Notification of Injured or
Dead Marine Mammals. Navy personnel
shall ensure that NMFS is notified
immediately ((see Communication Plan)
or as soon as clearance procedures
allow) if an injured, stranded, or dead
marine mammal is found during or
shortly after, and in the vicinity of, any
Navy training exercise utilizing MFAS,
HFAS, or underwater explosive
detonations. The Navy will provide
NMFS with the name of species or
description of the animal(s), the
condition of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behaviors (if alive), and photo
or video of the animal(s) (if available).
In the event that an injured, stranded, or
dead marine mammal is found by the
Navy that is not in the vicinity of, or
during or shortly after, MFAS, HFAS, or
underwater explosive detonations, the
Navy will report the same information
as listed above as soon as operationally
feasible and clearance procedures allow.
(b) General Notification of Ship
Strike. In the event of a ship strike by
any Navy vessel, at any time or place,
the Navy shall do the following:
(1) Immediately report to NMFS the
species identification (if known),
location (lat/long) of the animal (or the
strike if the animal has disappeared),
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and whether the animal is alive or dead,
or whether its status is unknown.
(2) Report to NMFS as soon as
operationally feasible the size and
length of animal, an estimate of the
injury status (ex., dead, injured but
alive, injured and moving, unknown,
etc.), vessel class/type and operational
status.
(3) Report to NMFS the vessel length,
speed, and heading as soon as feasible.
(4) Provide NMFS a photo or video of
the animal(s), if equipment is available.
(c) The Navy must conduct all
monitoring and/or research required
under the Letter of Authorization,
including abiding by the annual MIRC
Monitoring Plan. (https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications)
(d) Report on Monitoring required in
paragraph (c) of this section. The Navy
shall submit a report annually
describing the implementation and
results of the monitoring required in
paragraph (c) of this section. Required
submission date will be identified each
year in the LOA. Navy will standardize
data collection methods across ranges to
allow for comparison in different
geographic locations.
(e) Sonar Exercise Notification. The
Navy shall submit to the NMFS Office
of Protected Resources (specific contact
information to be provided in LOA)
either an electronic (preferably) or
verbal report within fifteen calendar
days after the completion of any Major
Training Exercise for Reporting (MTER)
indicating:
(1) Location of the exercise;
(2) Beginning and end dates of the
exercise; and
(3) Type of exercise.
(f) Annual MIRC Report. The Navy
will submit an Annual Exercise MIRC
Report every year. This report shall
contain the subsections and information
indicated below.
(1) MFAS/HFAS Major Training
Exercises—This section shall contain
the following information for the
following Coordinated and Strike Group
exercises, which for simplicity will be
referred to as MTERs: Joint Multi-strike
Group Exercises; Joint Expeditionary
Exercises; and Marine Air Ground Task
Force MIRC:
(i) Exercise Information (for each
MTER):
(A) Exercise designator;
(B) Date that exercise began and
ended;
(C) Location;
(D) Number and types of active
sources used in the exercise;
(E) Number and types of passive
acoustic sources used in exercise;
(F) Number and types of vessels,
aircraft, etc., participating in exercise;
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(G) Total hours of observation by
watchstanders;
(H) Total hours of all active sonar
source operation;
(I) Total hours of each active sonar
source (along with explanation of how
hours are calculated for sources
typically quantified in alternate way
(buoys, torpedoes, etc.)); and
(J) Wave height (high, low, and
average during exercise).
(ii) Individual marine mammal
sighting info (for each sighting in each
MTER):
(A) Location of sighting;
(B) Species (if not possible—
indication of whale/dolphin/pinniped);
(C) Number of individuals;
(D) Calves observed (y/n);
(E) Initial Detection Sensor;
(F) Indication of specific type of
platform observation made from
(including, for example, what type of
surface vessel, i.e., FFG, DDG, or CG);
(G) Length of time observers
maintained visual contact with marine
mammal(s);
(H) Wave height (in feet);
(I) Visibility;
(J) Sonar source in use (y/n);
(K) Indication of whether animal is
<200 yd, 200–500 yd, 500–1,000 yd,
1,000–2,000 yd, or >2,000 yd from sonar
source in paragraph (f)(1)(i)(J) of this
section;
(L) Mitigation Implementation.
Whether operation of sonar sensor was
delayed, or sonar was powered or shut
down, and how long the delay was;
(M) If source in use in paragraph
(f)(1)(i)(J) is hullmounted, true bearing
of animal from ship, true direction of
ship’s travel, and estimation of animal’s
motion relative to ship (opening,
closing, parallel); and
(N) Observed behavior. Watchstanders
shall describe, in plain language and
without trying to categorize in any way,
the observed behavior of the animals
(such as animal closing to bow ride,
paralleling course/speed, floating on
surface and not swimming, etc.).
(iii) An evaluation (based on data
gathered during all of the MTERs) of the
effectiveness of mitigation measures
designed to avoid exposing marine
mammals to MFAS. This evaluation
shall identify the specific observations
that support any conclusions the Navy
reaches about the effectiveness of the
mitigation.
(2) ASW Summary. This section shall
include the following information as
summarized from non-major training
exercises (unit-level exercises, such as
TRACKEXs):
(i) Total Hours. Total annual hours of
each type of sonar source (along with
explanation of how hours are calculated
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for sources typically quantified in
alternate way (buoys, torpedoes, etc.));
(ii) Cumulative Impacts. To the extent
practicable, the Navy, in coordination
with NMFS, shall develop and
implement a method of annually
reporting non-major training (i.e., ULT)
utilizing hull-mounted sonar. The report
shall present an annual (and seasonal,
where practicable) depiction of nonmajor training exercises geographically
across MIRC. The Navy shall include (in
the MIRC annual report) a brief annual
progress update on the status of the
development of an effective and
unclassified method to report this
information until an agreed-upon (with
NMFS) method has been developed and
implemented.
(3) Sinking Exercises (SINKEXs). This
section shall include the following
information for each SINKEX completed
that year:
(i) Exercise info:
(A) Location;
(B) Date and time exercise began and
ended;
(C) Total hours of observation by
watchstanders before, during, and after
exercise;
(D) Total number and types of rounds
expended/explosives detonated;
(E) Number and types of passive
acoustic sources used in exercise;
(F) Total hours of passive acoustic
search time;
(G) Number and types of vessels,
aircraft, etc., participating in exercise;
(H) Wave height in feet (high, low and
average during exercise); and
(I) Narrative description of sensors
and platforms utilized for marine
mammal detection and timeline
illustrating how marine mammal
detection was conducted.
(ii) Individual marine mammal
observation during SINKEX (by Navy
lookouts) information:
(A) Location of sighting;
(B) Species (if not possible—
indication of whale/dolphin/pinniped);
(C) Number of individuals;
(D) Calves observed (y/n);
(E) Initial detection sensor;
(F) Length of time observers
maintained visual contact with marine
mammal;
(G) Wave height;
(H) Visibility;
(I) Whether sighting was before,
during, or after detonations/exercise,
and how many minutes before or after;
(J) Distance of marine mammal from
actual detonations (or target spot if not
yet detonated)—use four categories to
define distance:
(1) The modeled injury threshold
radius for the largest explosive used in
that exercise type in that OPAREA
(TBD m for SINKEX in MIRC);
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(2) The required exclusion zone (1 nm
for SINKEX in MIRC);
(3) The required observation distance
(if different than the exclusion zone (2
nm for SINKEX in MIRC); and
(4) Greater than the required observed
distance. For example, in this case, the
observer shall indicate if < TBD m, from
426 m–1 nm, from 1 nm–2 nm, and
>2 nm.
(K) Observed behavior—
Watchstanders will describe, in plain
language and without trying to
categorize in any way, the observed
behavior of the animals (such as animal
closing to bow ride, paralleling course/
speed, floating on surface and not
swimming etc.), including speed and
direction.
(L) Resulting mitigation
implementation—Indicate whether
explosive detonations were delayed,
ceased, modified, or not modified due to
marine mammal presence and for how
long.
(M) If observation occurs while
explosives are detonating in the water,
indicate munitions type in use at time
of marine mammal detection.
(4) Improved Extended Echo-Ranging
System (IEER)/Advanced Extended
Echo-Ranging (AEER) Summary:
(i) Total number of IEER and AEER
events conducted in MIRC;
(ii) Total expended/detonated rounds
(buoys); and
(iii) Total number of self-scuttled
IEER rounds.
(5) Explosives Summary. The Navy is
in the process of improving the methods
used to track explosive use to provide
increased granularity. To the extent
practicable, the Navy shall provide the
information described below for all of
their explosive exercises. Until the Navy
is able to report in full the information
below, they will provide an annual
update on the Navy’s explosive tracking
methods, including improvements from
the previous year.
(i) Total annual number of each type
of explosive exercise (of those identified
as part of the ‘‘activity’’ in this Subpart)
conducted in MIRC; and
(ii) Total annual expended/detonated
rounds (missiles, bombs, etc.) for each
explosive type.
(g) MIRC 5-year Comprehensive
Report. The Navy shall submit to NMFS
a draft report that analyzes and
summarizes all of the multi-year marine
mammal information gathered during
ASW and explosive exercises for which
annual reports are required (Annual
MIRC Exercise Reports and MIRC
Monitoring Plan Reports). This report
will be submitted at the end of the
fourth year of the rule (November 2014),
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covering activities that have occurred
through July 15, 2014.
(h) Comprehensive National ASW
Report. By June, 2014, the Navy shall
submit a draft National Report that
analyzes, compares, and summarizes the
active sonar data gathered (through
January 1, 2014) from the watchstanders
and pursuant to the implementation of
the Monitoring Plans for the Northwest
Training Range Complex, the Southern
California Range Complex, the Atlantic
Fleet Active Sonar Training, the Hawaii
Range Complex, the Mariana Islands
Range Complex, and the Gulf of Alaska.
(i) The Navy shall comply with the
2009 Integrated Comprehensive
Monitoring Program (ICMP) Plan and
continue to improve the program in
consultation with NMFS. Changes and
improvements to the program made
during 2010 (as prescribed in the 2009
ICMP and deemed appropriate by the
Navy and NMFS) will be described in
an updated 2010 ICMP and submitted to
NMFS by October 31, 2010, for review.
An updated 2010 ICMP will be finalized
by December 31, 2010.
§ 218.106 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to these regulations, the U.S.
Citizen (as defined by § 216.103)
conducting the activity identified in
§ 218.100(c) (i.e., the Navy) must apply
for and obtain either an initial Letter of
Authorization in accordance with
§ 218.107 or a renewal under § 218.108.
§ 218.107
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually subject to annual
renewal conditions in § 218.108.
(b) Each Letter of Authorization shall
set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.
(c) Issuance and renewal of the Letter
of Authorization shall be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s).
§ 218.108 Renewal of Letters of
Authorization and adaptive management.
(a) A Letter of Authorization issued
under § 216.106 and § 218.107 of this
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45555
chapter for the activity identified in
§ 218.100(c) will be renewed annually
upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 218.206 will be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12 months;
(2) Receipt of the monitoring reports
and notifications within the timeframes
indicated in the previous LOA; and
(3) A determination by NMFS that the
mitigation, monitoring and reporting
measures required under § 218.104 and
the Letter of Authorization issued under
§§ 216.106 and 218.107 of this chapter,
were undertaken and will be undertaken
during the upcoming annual period of
validity of a renewed Letter of
Authorization.
(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.106 and 218.208 indicates that a
substantial modification, as determined
by NMFS, to the described work,
mitigation or monitoring undertaken
during the upcoming season will occur,
NMFS will provide the public a period
of 30 days for review and comment on
the request.
(c) A notice of issuance or denial of
a renewal of a Letter of Authorization
will be published in the Federal
Register.
(d) Adaptive Management. NMFS
may modify or augment the existing
mitigation or monitoring measures (after
consulting with the Navy regarding the
practicability of the modifications) if
doing so creates a reasonable likelihood
of more effectively accomplishing the
goals of mitigation and monitoring set
forth in the preamble of these
regulations. Below are some of the
possible sources of new data that could
contribute to the decision to modify the
mitigation or monitoring measures:
(1) Results from the Navy’s
monitoring from the previous year
(either from the MIRC Study Area or
other locations).
(2) Findings of the Monitoring
Workshop that the Navy will convene in
2011.
(3) Compiled results of Navy funded
research and development (R&D) studies
(presented pursuant to the Integrated
Comprehensive Monitoring Plan).
(4) Results from specific stranding
investigations (either from the MIRC
Study Area or other locations, and
involving coincident MFAS/HFAS or
explosives training or not involving
coincident use).
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(5) Results from the Long Term
Prospective Study described in the
preamble to these regulations.
(6) Results from general marine
mammal and sound research.
(7) Any information which reveals
that marine mammals may have been
taken in a manner, extent or number not
anticipated by these regulations or
subsequent Letters of Authorization.
§ 218.109 Modifications to Letters of
Authorization.
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(a) Except as provided in paragraph
(b) of this section, no substantive
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modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to §§ 216.106 and 218.107 of
this chapter and subject to the
provisions of this subpart, shall be made
until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 218.108 without
modification (except for the period of
validity) is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 218.100(b), a
Letter of Authorization issued pursuant
to §§ 216.106 and 218.107 of this
chapter may be substantively modified
without prior notification and an
opportunity for public comment.
Notification will be published in the
Federal Register within 30 days
subsequent to the action.
[FR Doc. 2010–18222 Filed 8–2–10; 8:45 am]
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Agencies
[Federal Register Volume 75, Number 148 (Tuesday, August 3, 2010)]
[Rules and Regulations]
[Pages 45527-45556]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-18222]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 218
[Docket No. 0907281180-0269-02]
RIN 0648-AX90
Taking and Importing Marine Mammals; Military Training Activities
and Research, Development, Testing and Evaluation Conducted Within the
Mariana Islands Range Complex
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS, upon application from the U.S. Navy (Navy) on behalf of
the Department of Defense (including the Navy, the U.S. Air Force
(USAF), and the U.S. Marine Corps (USMC)), is issuing regulations to
govern the unintentional taking of marine mammals incidental to
activities conducted in the Mariana Islands Range Complex (MIRC) study
area for the period of July 2010 through July 2015. The Navy's
activities are considered military readiness activities pursuant to the
Marine Mammal Protection Act (MMPA), as amended by the National Defense
Authorization Act for Fiscal Year 2004 (NDAA). These regulations, which
allow for the issuance of ``Letters of Authorization'' (LOAs) for the
incidental take of marine mammals during the described activities and
specified timeframes, prescribe the permissible methods of taking and
other means of effecting the least practicable adverse impact on marine
mammal species or stocks and their habitat, as well as requirements
pertaining to the monitoring and reporting of such taking.
DATES: Effective August 3, 2010 through August 3, 2015.
ADDRESSES: A copy of the Navy's application (which contains a list of
the references used in this document), NMFS' Record of Decision (ROD),
and other documents cited herein may be obtained by writing to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225 or by telephone via the contact
listed here (see FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Jolie Harrison, Office of Protected
Resources, NMFS, (301) 713-2289, ext. 166.
SUPPLEMENTARY INFORMATION:
Availability of Supporting Information
Extensive Supplementary Information was provided in the proposed
rule for this activity, which was published in the Federal Register on
October 20, 2009 (74 FR 53796). This information will not be reprinted
here in its entirety; rather, all sections from the proposed rule will
be represented herein and will contain either a summary of the material
presented in the proposed rule or a note referencing the page(s) in the
proposed rule where the information may be found. Any information that
has changed since the proposed rule was published will be addressed
herein. Additionally, this final rule responds to the comments received
during the public comment period.
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of marine
[[Page 45528]]
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) during periods of not more than five consecutive
years each if certain findings are made and regulations are issued or,
if the taking is limited to harassment, notice of a proposed
authorization is provided to the public for review.
Authorization shall be granted if NMFS finds that the taking will
have a negligible impact on the species or stock(s), will not have an
unmitigable adverse impact on the availability of the species or
stock(s) for subsistence uses, and if the permissible methods of taking
and requirements pertaining to the mitigation, monitoring and reporting
of such taking are set forth. NMFS has defined ``negligible impact'' in
50 CFR 216.103 as:
An impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
The National Defense Authorization Act of 2004 (NDAA) (Pub. L. 108-
136) modified the MMPA by removing the ``small numbers'' and
``specified geographical region'' limitations and amended the
definition of ``harassment'' as it applies to a ``military readiness
activity'' to read as follows (Section 3(18)(B) of the MMPA):
(i) Any act that injures or has the significant potential to
injure a marine mammal or marine mammal stock in the wild [Level A
Harassment]; or
(ii) Any act that disturbs or is likely to disturb a marine
mammal or marine mammal stock in the wild by causing disruption of
natural behavioral patterns, including, but not limited to,
migration, surfacing, nursing, breeding, feeding, or sheltering, to
a point where such behavioral patterns are abandoned or
significantly altered [Level B Harassment].
Summary of Request
In August 2008, NMFS received an application from the Navy
requesting authorization for the take of individuals of 26 species of
marine mammals incidental to upcoming Department of Defense (including
Navy, USMC, and USAF) training and research, development, testing, and
evaluation (RDT&E) activities to be conducted from June 2010 through
June 2015 within the MIRC study area, which encompasses a 501,873-
square-nautical mile (nm\2\) area around the islands, including Guam,
Tinian, Saipan, Rota, Farallon de Medinilla, and also includes ocean
areas in both the Pacific Ocean and the Philippine Sea. These training
activities are military readiness activities under the provisions of
the NDAA. The Navy states, and NMFS concurs, that these military
readiness activities may incidentally take marine mammals present
within the MIRC study area by exposing them to sound from mid-frequency
or high frequency active sonar (MFAS/HFAS) or underwater detonations.
After submitting supplemental applications, the Navy requested
authorization to take individuals of 26 species of marine mammals by
Level B Harassment, 2 individuals of 2 species by Level A Harassment
annually, and 10 individual beaked whales by mortality over the course
of the 5-year regulations. The Navy's model, which did not factor in
any potential benefits of mitigation measures, predicted that 2
individual marine mammals would be exposed to levels of sound or
pressure that would result in injury; thus, NMFS is authorizing the
take, by Level A Harassment of 2 individuals per year. However, NMFS
and the Navy have determined that injury can most likely be avoided
through the implementation of the Navy's proposed mitigation measures.
Further, although it does not anticipate that it will occur, the Navy
requested, and NMFS is authorizing the take, by injury or mortality, up
to 10 beaked whales over the course of the 5-year regulations.
Background of Request
The proposed rule contains a description of the Navy's mission,
their responsibilities pursuant to Title 10 of the United States Code,
and the specific purpose and need for the activities for which they
requested incidental take authorization. The description contained in
the proposed rule has not changed (74 FR 53795, pages 53796-53797).
Overview of the MIRC Study Area
The proposed rule contains a description of the MIRC study area. It
also includes a discussion of the Marianas Trench Marine National
Monument (MTMNM), where the MTMNM overlaps with the MIRC study area,
and protected resources within the MTMNM. These descriptions have not
changed (74 FR 53795, pages 53797-53798).
Description of Specified Activities
The proposed rule contains a complete description of the Navy's
specified activities that are covered by these final regulations, and
for which the associated incidental take of marine mammals will be
authorized in the related LOAs. The proposed rule describes the nature
and number of anti-submarine warfare (ASW) training exercises and RDT&E
activities, involving both mid- and high-frequency active sonar (MFAS
and HFAS), explosive detonations, and vessel movement. It also
describes the sound sources and explosive types used (74 FR 53795,
pages 53798-53807). It also briefly describes the limited use of low
frequency active (LFA) sonar in conjunction with the MIRC training,
which has also been analyzed in a separate MMPA rule and EIS. The
narrative description of the action contained in the proposed rule has
not changed, with the exception of a few clarifications, which have
been indicated in italics in tables 1 and 2, which list the types of
sonar sources and the estimated yearly use and summarize the
characteristics of the exercise types. Of note, the Navy indicated in
the proposed rule that they will conduct one multi-strike group type
exercise in the summer each calendar year. This fact remains true,
however, if NMFS' annual LOAs for this action are issued in July (as
currently planned), it is possible that 2 multi-strike group exercises
could occur within the coverage period of one LOA (for example if a
multi-strike group exercise occurred in early August one year and late
June the next). The Navy would still not conduct more than 5 of these
multi-strike group exercises within the life of the 5-year regulations,
however, and this clerical issue does not impact our analyses of the
effects on marine mammals.
The Navy has carefully characterized the training activities
planned for the MIRC over the 5 years covered by these regulations;
however, evolving real-world needs necessitate flexibility in annual
activities. NMFS has attempted to bound this flexibility with updated
language in the regulatory text (see Sec. 218.100(d) and Sec.
218.102(c)). This language allows for flexibility in activities, as
long as the resulting impacts to marine mammals do not vary beyond
those contemplated in the effects analysis, which has been also been
updated accordingly in this document.
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[[Page 45529]]
[GRAPHIC] [TIFF OMITTED] TR03AU10.949
[[Page 45530]]
[GRAPHIC] [TIFF OMITTED] TR03AU10.950
Description of Marine Mammals in the Area of the Specified Activities
Thirty-two marine mammal species or populations/stocks have
confirmed or possible occurrence within the MIRC, including seven
species of baleen whales (mysticetes), 22 species of toothed whales
(odontocetes), two species of seals and sea lions (pinnipeds), and the
dugong (sirenian). Table 3 summarizes their abundance, Endangered
Species Act (ESA) status, population trends, and occurrence in the
area. Eight of the species are ESA-listed and considered depleted under
[[Page 45531]]
the MMPA: Blue whale; fin whale; humpback whale; sei whale; sperm
whale; North Pacific right whale; Hawaiian monk seal; and dugong. The
dugong is managed by the U.S. Fish and Wildlife Service and will not be
addressed further here. The proposed rule contains a discussion of five
species that are not considered further in the analysis because of
their rarity in the MIRC (North Pacific right whale, Hawaiian monk
seal, Hubb's beaked whale, Indo-Pacific bottlenose dolphin, and
northern elephant seal). The proposed rule also contains a discussion
of important spinner dolphin resting areas. The proposed rule also
includes a discussion of marine mammal vocalizations. Last, the
proposed rule includes a discussion of the methods used to estimate
marine mammal density in the MIRC. The Description of Marine Mammals in
the Area of the Specified Activities section has not changed from what
was in the proposed rule (74 FR 53795, pages 53807-53813).
[[Page 45532]]
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[[Page 45533]]
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Brief Background on Sound
The proposed rule contains a section that provides a brief
background on the principles of sound that are frequently referred to
in this rulemaking (74 FR 53795, pages 53813-53814). This section also
includes a discussion of the functional hearing ranges of the different
groups of marine mammals (by frequency) as well as a discussion of the
two main sound metrics used in NMFS analysis (sound pressure level
(SPL) and sound energy level (SEL)). The information contained in the
proposed rule has not changed.
Potential Effects of Specified Activities on Marine Mammals
With respect to the MMPA, NMFS' effects assessment serves four
primary purposes: (1) To prescribe the permissible methods of taking
(i.e., Level B Harassment (behavioral harassment), Level A Harassment
(injury), or mortality, including an identification of the number and
types of take that could occur by Level A or B harassment or mortality)
and to prescribe other means of effecting the least practicable adverse
impact on such species or stock and its habitat (i.e., mitigation); (2)
to determine whether the specified activity will have a negligible
impact on the affected species or stocks of marine mammals (based on
the likelihood that the activity will adversely affect the species or
stock through effects on annual rates of recruitment or survival); (3)
to determine whether the specified activity will have an unmitigable
adverse impact on the availability of the species or stock(s) for
subsistence uses (however, there are no subsistence communities that
would be affected in the MIRC, so this determination is inapplicable
for this rulemaking); and (4) to prescribe requirements pertaining to
monitoring and reporting.
In the Potential Effects of Specified Activities on Marine Mammals
section of the proposed rule NMFS included a qualitative discussion of
the different ways that MFAS/HFAS and underwater explosive detonations
may potentially affect marine mammals (some of which NMFS would not
classify as harassment), as well as a discussion of the potential
effects of vessel movement and collision. It also briefly describes the
anticipated impacts of limited use of low frequency active (LFA) sonar
in conjunction with the MIRC training, which has also been analyzed in
a separate MMPA rule and EIS. Marine mammals may experience direct
physiological effects (such as threshold shift), acoustic masking,
impaired communications, stress responses, and behavioral disturbance.
This section also included a discussion of some of the suggested
explanations for the association between the use of MFAS and marine
mammal strandings (such as behaviorally-mediated bubble growth) that
have been observed a limited number of times in certain circumstances
(the specific events are also described). The information contained in
Potential Effects of Specified Activities on Marine Mammals section
from the proposed rule has not changed. See 74 FR 53795, pages 53814-
53831.
Later, in the Estimated Take of Marine Mammals Section of this
final rule, NMFS relates and quantifies the potential effects to marine
mammals from MFAS/HFAS and underwater detonation of explosives
discussed here to the MMPA definition of take, which includes Level A
and Level B Harassment, as well as mortality.
Mitigation
In order to issue an incidental take authorization (ITA) under
Section 101(a)(5)(A) of the MMPA, NMFS must set forth the ``permissible
methods of taking pursuant to such activity, and other means of
effecting the least practicable adverse impact on such species or stock
and its habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance.'' The NDAA of 2004 amended
the MMPA as it relates to military-readiness activities and the ITA
process such that ``least practicable adverse impact'' shall include
consideration of personnel safety, practicality of implementation, and
impact on the effectiveness of the ``military readiness activity.'' The
training activities described in the MIRC application are considered
military readiness activities.
NMFS reviewed the proposed MIRC activities and the proposed MIRC
mitigation measures as described in the Navy's LOA application to
determine if they would result in the least practicable adverse effect
on marine mammals, which includes a careful balancing of the likely
benefit of any particular measure to the marine mammals with the likely
effect of that measure on personnel safety, practicality of
implementation, and impact on the effectiveness of the ``military-
readiness activity.'' NMFS determined that further discussion was
necessary regarding the potential relationship between the operation of
MFAS/HFAS and marine mammal strandings.
NMFS worked with the Navy to identify potential additional
practicable and effective mitigation measures, which included a careful
balancing of the likely benefit of any particular measure to the marine
mammals with the likely effect of that measure on personnel safety,
practicality of implementation, and impact on the ``military-readiness
activity.'' NMFS and the Navy developed a Stranding Response Plan to
address the concern listed above.
NMFS' proposed rule includes a list of the Navy's proposed
mitigation measures (74 FR 53795, pages 53831-53836), which have been
included in the regulatory text of this document. Some of the measures
have been refined for increased clarity, but without a change in
substance. Additionally, in the interest of further minimizing the
likelihood of vessel collision, the following mitigation measure has
been added since the publication of the proposed rule:
Naval vessels will maneuver to keep at least 1,500 ft (500 yds)
away from any observed whale in the vessel's path and avoid
approaching whales head-on. These requirements do not apply if a
vessel's safety is threatened, such as when change of course will
create an imminent and serious threat to a person, vessel, or
aircraft, and to the extent vessels are restricted in their ability
to maneuver. Restricted maneuverability includes, but is not limited
to, situations when vessels are engaged in dredging, submerged
activities, launching and recovering aircraft or landing craft,
minesweeping activities, replenishment while underway and towing
activities that severely restrict a vessel's ability to deviate
course. Vessels will take reasonable steps to alert other vessels in
the vicinity of the whale. Given rapid swimming speeds and
maneuverability of many dolphin species, naval vessels would
maintain normal course and speed on sighting dolphins unless some
condition indicated a need for the vessel to maneuver.
Based on our evaluation of the proposed measures and other measures
considered by NMFS or recommended by the public, NMFS has determined
that the Navy's proposed mitigation measures, including the Adaptive
Management component (see Adaptive Management below), are adequate
means of effecting the least practicable adverse impacts on marine
mammals species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance, while also considering personnel safety, practicality of
implementation, and impact on the effectiveness of the military
readiness activity. The proposed rule contains further support for this
finding in the
[[Page 45534]]
Mitigation Conclusion section (74 FR 53795, pages 53836-53837). During
the public comment period, a few mitigation measures not previously
considered were recommended and NMFS' analysis of these measures is
included in the Response to Public Comment section.
Research
The Navy provides a significant amount of funding and support to
marine research. In the past five years the agency funded over $100
million ($26 million in FY08 alone) to universities, research
institutions, federal laboratories, private companies, and independent
researchers around the world to study marine mammals. The U.S. Navy
sponsors 70 percent of all U.S. research concerning the effects of
human-generated sound on marine mammals and 50 percent of such research
conducted worldwide. Major topics of Navy-supported research include
the following:
Better understanding of marine species distribution and
important habitat areas,
Developing methods to detect and monitor marine species
before and during training,
Understanding the effects of sound on marine mammals, sea
turtles, fish, and birds, and
Developing tools to model and estimate potential effects
of sound.
This research is directly applicable to Fleet training activities,
particularly with respect to the investigations of the potential
effects of underwater noise sources on marine mammals and other
protected species. Proposed training activities employ active sonar and
underwater explosives, which introduce sound into the marine
environment.
The Marine Life Sciences Division of the Office of Naval Research
currently coordinates six programs that examine the marine environment
and are devoted solely to studying the effects of noise and/or the
implementation of technology tools that will assist the Navy in
studying and tracking marine mammals. The six programs are as follows:
Environmental Consequences of Underwater Sound,
Non-Auditory Biological Effects of Sound on Marine
Mammals,
Effects of Sound on the Marine Environment,
Sensors and Models for Marine Environmental Monitoring,
Effects of Sound on Hearing of Marine Animals, and
Passive Acoustic Detection, Classification, and Tracking
of Marine Mammals.
The Navy has also developed the technical reports referenced within
this document, which include the Marine Resource Assessments and the
Mariana Islands Sea Turtle and Cetacean Survey density report.
Furthermore, research cruises by NMFS and by academic institutions have
received funding from the U.S. Navy.
The Navy has sponsored several workshops to evaluate the current
state of knowledge and potential for future acoustic monitoring of
marine mammals. The workshops brought together acoustic experts and
marine biologists from the Navy and other research organizations to
present data and information on current acoustic monitoring research
efforts and to evaluate the potential for incorporating similar
technology and methods on instrumented ranges. However, acoustic
detection, identification, localization, and tracking of individual
animals still requires a significant amount of research effort to be
considered a reliable method for marine mammal monitoring. The Navy
supports research efforts on acoustic monitoring and will continue to
investigate the feasibility of passive acoustics as a potential
mitigation and monitoring tool.
Overall, the Navy will continue to request funding for ongoing
marine mammal research, and is implementing long term monitoring/
studies of marine mammals on various established ranges and operating
areas. The Navy will continue to request funding for research and
contribute to university/external research to improve the state of the
science regarding marine species biology and acoustic effects. These
efforts include mitigation and monitoring programs; data sharing with
NMFS and via the literature for research and development efforts; and
future research as described previously.
Memorandum of Agreement (MOA) for Navy Assistance With Stranding
Investigations
The Navy and NMFS are currently developing a nationwide Memorandum
of Understanding (MOU) (or other mechanism consistent with Federal
fiscal law requirements and all other applicable laws), that will
establish a framework whereby the Navy can assist NMFS with stranding
investigations in certain circumstances.
Long-Term Prospective Study
Apart from this final rule, NMFS, with input and assistance from
the Navy and several other agencies and entities, will perform a
longitudinal observational study of marine mammal strandings to
systematically observe for and record the types of pathologies and
diseases and investigate the relationship with potential causal factors
(e.g., active sonar, seismic, weather). The study will not be a true
``cohort'' study, because NMFS will be unable to quantify or estimate
specific active sonar or other sound exposures for individual animals
that strand. However, a cross-sectional or correlational analyses, a
method of descriptive rather than analytical epidemiology, can be
conducted to compare population characteristics, e.g., frequency of
strandings and types of specific pathologies between general periods of
various anthropogenic activities and non-activities within a prescribed
geographic space. In the long-term study, NMFS will more fully and
consistently collect and analyze data on the demographics of strandings
in specific locations and consider anthropogenic activities and
physical, chemical, and biological environmental parameters. This
approach in conjunction with true cohort studies (tagging animals,
measuring received sounds, and evaluating behavior or injuries) in the
presence of activities and non-activities will provide critical
information needed to further define the impacts of major training
exercises (MTEs) and other anthropogenic and non-anthropogenic
stressors. In coordination with the Navy and other Federal and non-
Federal partners, the comparative study will be designed and conducted
for specific sites during intervals of the presence of anthropogenic
activities such as active sonar transmission or other sound exposures
and absence to evaluate demographics of morbidity and mortality,
lesions found, and cause of death or stranding. Additional data that
will be collected and analyzed in an effort to control potential
confounding factors include factors such as average sea temperature (or
just season), meteorological or other environmental variables (e.g.,
seismic activity), fishing activities, etc. All efforts will be made to
include appropriate controls (i.e., no active sonar or seismic sounds);
environmental variables may complicate the interpretation of
``control'' measurements. The Navy and NMFS along with other partners
are evaluating mechanisms for funding this study.
Monitoring
In order to issue an ITA for an activity, Section 101(a)(5)(A) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking.'' The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for LOAs
must
[[Page 45535]]
include the suggested means of accomplishing the necessary monitoring
and reporting that will result in increased knowledge of the species
and of the level of taking or impacts on populations of marine mammals
that are expected to be present.
Proposed Monitoring Plan for the MIRC
The Navy's final Monitoring Plan for the MIRC may be viewed at
NMFS' Web site: https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications. Based on input received during the public
comment period, the Navy has refined the goals of the monitoring plan
to include more effort put towards obtaining better density and
distribution information for the marine mammals present in the MIRC
study area. Primarily, the Navy plans to conduct summer and winter
visual surveys using a small boat and/or plane with Marine Mammal
Observers (MMOs) around Guam, Tinian, and Saipan in cooperation with
NMFS' Pacific Islands Fisheries Science Center or Guam's Division of
Aquatic Wildlife and Resources (DAWR). Visual surveys would integrate
methods such as photographic ID to provide additional data to be used
for distribution and abundance estimates.
The research elements in the modified plan include:
--Passive acoustic monitoring (PAM) including both the deployment of 4
new PAM devices as well as the analysis of an existing dataset that was
collected during the 2007 MISTCS survey.
--Visual monitoring utilizing marine mammal observers (MMOs) in small
boats and/or planes.
Table 5 contains a general summary of the Monitoring effort planned
for each year and has been refined since the draft Monitoring Plan. The
amount of each type of monitoring may vary from the summary table or
Monitoring Plan based on annual discussions between NMFS and the Navy
regarding previous monitoring results and effectiveness and in
accordance with the Adaptive Management component of this rule, but,
the overall effort over the 5-year period will remain approximately
equal to that laid out in the table and monitoring plan.
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[[Page 45536]]
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In addition to the Monitoring Plan for MIRC, the Navy has completed an
Integrated Comprehensive Monitoring Program (ICMP) Plan.
The ICMP will be used both as: (1) A planning tool to focus Navy
monitoring priorities (pursuant to ESA/MMPA requirements) across Navy
Range Complexes and Exercises; and (2) an adaptive management tool,
through the consolidation and analysis of the Navy's monitoring and
watchstander data, as well as new information from other Navy programs
(e.g., R&D), and other appropriate newly published information. The
Navy finalized a 2009 ICMP Plan outlining the program on December 22,
2009, as required by the 2009 LOAs for the Hawaii Range Complex, the
Southern California
[[Page 45537]]
Range, and Atlantic Fleet Active Sonar Training. The ICMP may be viewed
at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm.
The ICMP is a developing program that will be in place for the
length of this rule, and beyond, and NMFS and Navy will evaluate it
annually to determine if it needs to be updated in order to keep pace
with advances in science and technology and the collection of new data.
In the 2009 ICMP Plan, the Navy outlines three areas of targeted
development for 2010, including:
Identifying more specific monitoring sub-goals under the
major goals that have been identified.
Characterizing Navy Range Complexes and Study Areas within
the context of the prioritization guidelines described here.
Continuing to Develop Data Management, Organization and
Access Procedures.
The Navy shall comply with the 2009 ICMP Plan and continue to
improve the program in consultation with NMFS. Changes and improvements
to the program made during 2010 (as prescribed in the 2009 ICMP and
otherwise deemed appropriate by the Navy and NMFS) will be described in
an updated 2010 ICMP and submitted to NMFS by October 31, 2010, for
review. An updated 2010 ICMP will be finalized by December 31, 2010.
Monitoring Workshop
The Navy, with guidance and support from NMFS, will convene a
Monitoring Workshop, including marine mammal and acoustic experts as
well as other interested parties, in 2011. The Monitoring Workshop
participants will review the monitoring results from previous
monitoring pursuant to the MIRC rule as well as monitoring results from
other Navy rules and LOAs (e.g., the Southern California Range Complex
(SOCAL), Hawaii Range Complex (HRC), etc.). The Monitoring Workshop
participants will provide their individual recommendations to the Navy
and NMFS on the monitoring plan(s) after also considering the current
science (including Navy research and development) and working within
the framework of available resources and feasibility of implementation.
NMFS and the Navy will then analyze the input from the Monitoring
Workshop participants and determine the best way forward from a
national perspective. Subsequent to the Monitoring Workshop,
modifications would be applied to monitoring plans as appropriate.
Adaptive Management
Our understanding of the effects of MFAS/HFAS and explosives on
marine mammals is still in its relative infancy, and yet the science in
this field is evolving fairly quickly. These circumstances make the
inclusion of an adaptive management component both valuable and
necessary within the context of 5-year regulations for activities that
have been associated with marine mammal mortality in certain
circumstances and locations (though not the MIRC in the Navy's over 60
years of use of the area for testing and training). NMFS has included
an adaptive management component in the regulations, which will allow
NMFS to consider new data from different sources to determine (in
coordination with the Navy) on an annual basis if mitigation or
monitoring measures should be modified or added (or deleted) if new
data suggest that such modifications are appropriate (or are not
appropriate) for subsequent annual LOAs.
Following are some of the possible sources of new data:
Results from the Navy's monitoring from the previous year
(either from MIRC or other locations).
Findings of the Workshop that the Navy will convene in
2011 to analyze monitoring results to date, review current science, and
recommend modifications, as appropriate to the monitoring protocols to
increase monitoring effectiveness.
Compiled results of Navy funded research and development
(R&D) studies (presented pursuant to the ICMP, which is discussed
elsewhere in this document).
Results from specific stranding investigations (either
from MIRC or other locations, and involving coincident MFAS/HFAS of
explosives training or not involving coincident use).
Results from the Long Term Prospective Study described
above.
Results from general marine mammal and sound research
(funded by the Navy (described above) or otherwise).
Any information which reveals that marine mammals may have
been taken in a manner, extent or number not anticipated by these
regulations or subsequent Letters of Authorization.
Mitigation measures could be modified or added (or deleted) if new
data suggest that such measures would have (or do not have) a
reasonable likelihood of accomplishing the goals of mitigation laid out
in this final rule and if the measures are practicable. NMFS would also
coordinate with the Navy to modify or add to (or delete) the existing
monitoring requirements if the new data suggest that the addition of
(or deletion of) a particular measure would more effectively accomplish
the goals of monitoring laid out in this final rule. The reporting
requirements associated with this final rule are designed to provide
NMFS with monitoring data from the previous year to allow NMFS to
consider the data and issue annual LOAs. NMFS and the Navy will meet
annually, prior to LOA issuance, to discuss the monitoring reports,
Navy R&D developments, and current science and whether mitigation or
monitoring modifications are appropriate.
Reporting
In order to issue an ITA for an activity, Section 101(a)(5)(A) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking.'' Effective reporting is
critical both to compliance as well as ensuring that the most value is
obtained from the required monitoring. The proposed rule contains the
reporting requirements for the Navy (74 FR 53795, pages 53843-53845),
and these requirements remain unchanged with the following exception.
The requirements as written in the proposed rule include specific due
dates for each of the reports. NMFS and the Navy are coordinating a
workload plan to determine the best times during every year to submit
all of the reports that Navy is responsible for under multiple final
rules for multiple Range Complexes and training exercises. Although the
reports described will always be submitted every year at a time that
allows for adequate analysis by NMFS prior to the issuance of the
subsequent LOA, we want to allow flexibility to change those dates
yearly. Therefore, the regulatory text below will not specify the
specific dates that the reports are due, but each annual LOA will.
Comments and Responses
On October 20, 2009 (74 FR 53795), NMFS published a proposed rule
in response to the Navy's request to take marine mammals incidental to
military readiness training, maintenance, and RDT&E activities in the
MIRC and requested comments, information and suggestions concerning the
request. During the 30-day public comment period, NMFS received
comments from 4 private individuals, the Marine Mammal Commission (MMC)
and the Natural Resources Defense Council (NRDC). NMFS has responded to
those comments below.
[[Page 45538]]
Comment 1: The MMC recommended that the MIRC final rule and any
Letter of Authorization issued under that rule include all marine
mammal species that may be taken as a result of the proposed
activities. Specifically, the MMC suggested that NMFS and/or the Navy
should consult with the U.S. Fish and Wildlife Service (USFWS) to
determine if authorization also is needed to take dugongs, which,
according to the proposed rule, could occur within the Mariana Islands
Range Complex.
Response: The Navy has consulted on the MIRC action under Section 7
of the ESA with the USFWS, which has jurisdiction over dugongs. The
Navy and the USFWS coordinated regarding the list of species, and
dugongs were not included. Dugongs have not been observed in the action
area since 1985. Palau, over 1000 miles away, is the closest location
that they have been seen recently.
Comment 2: The MMC notes that the Navy, in its applications and
related documents, generally has done a commendable job of reviewing
the existing literature on marine mammal density, distribution,
behavior, and habitat use for the areas under consideration, but
expressed concern that the manner in which the Navy is using that
information to form conclusions about density, distribution, behavior,
and habitat use has not been subjected to the normal scientific review
process. The MMC recommends that NMFS require the Navy to conduct an
external peer review of its marine mammal density estimates, the data
upon which those estimates are based, and the manner in which those
data are being used.
Response: Both NMFS and the Navy use peer-reviewed science whenever
it is available and applicable, and NMFS has encouraged the Navy to get
the models they use and data they gather peer-reviewed. However,
neither the NEPA, the MMPA, nor the ESA require that data or
calculations used in the analyses pursuant to these statutes be peer-
reviewed prior to making a decision. Rather, NMFS and the Navy are
required to use the best available science to inform our analyses.
The Navy proactively funded a baseline survey for the Mariana
Islands in 2007 (the ``Mariana Islands Sea Turtle and Cetacean Survey''
or MISTCS) to gather data on the distribution and density of marine
mammals and sea turtles. This survey is the first and only systematic
survey to be conducted in the region and not only generated density
estimates but added sei whales to the confirmed species in the area.
Because it is the only data of this kind collected specifically around
the Mariana Islands, it is considered the best available science. The
Navy primarily used that data to derive their density estimates, and
laid out a systematic approach for using other existing Pacific data
when there was not enough MISTCS data to calculate a density for a
particular species. Most of the densities estimated in the MIRC are not
notably different than those estimated in Hawaii or the Eastern
Tropical Pacific.
Also, while it is not the same as a peer review, both the NEPA and
MMPA processes include a comment period in which the public can
specifically recommend better ways to use the data to estimate density,
and which the Navy and NMFS would need to address.
While it will not be published until after this final rule is
complete, the Navy is preparing for publication an article presenting
the MISTCS data that was used to inform their density estimates, and it
will be peer-reviewed. Additionally, the Navy is developing a new
systematic framework (that includes a hierarchy of preferred
methodologies based on the data available in an area) to estimate
density in the analyses for the rule renewals that will follow the
expiration of the rules issued in 2009, 2010, and 2011 (i.e., rules
that would, if appropriate, be issued in 2014 and later). The Navy has
indicated that they may pursue a peer review of this framework and NMFS
has encouraged them to do so.
Comment 3: The MMC recommends that NMFS require that a sufficient
level of monitoring be conducted during all training activities to
ensure that marine mammals are not being taken in unanticipated ways
and numbers. They further note that, according to the Navy's monitoring
plan, ``major exercises may undergo significant schedule changes in
reaction to higher-priority commitments and such changes may limit
monitoring opportunities * * * [or] extreme weather precludes effective
sampling.'' The plan further states that, in case of such monitoring
delay(s), ``monitoring will be re-scheduled to the next available
opportunity * * * [and] * * * may have to be made up in the subsequent
year.'' The MMC further states that they assume that, although it is
not clear in either the monitoring plan or the proposed rule, if
monitoring associated with the focused studies cannot take place during
a major training exercise, other standard types of monitoring will be
conducted for mitigation and documentation purposes.
Response: The Commission's assumption is correct. There are two
different types of monitoring required pursuant to the MIRC training
exercises. One type is the monitoring outlined in the Monitoring Plan
(which has been modified since the proposed rule, see Comment 10
below), which consists of different study methods designed to collect
density and distribution data and is conducted by MMOs. This monitoring
includes systematic sampling conducted at a different time and place
than the training exercises. The Navy feels this monitoring may need to
be rescheduled as appropriate. This is the monitoring that the Navy may
need to reschedule.
Separately, monitoring is routinely conducted by watchstanders on
surface vessels (and opportunistically by personnel on other
platforms). This monitoring is used to detect animals so the necessary
mitigation can be implemented. Behavioral data which allow for a
general assessment of impacts are collected with other information
(such as the status of sonar sources) that help verify the Navy's
mitigation implementation. This data-gathering requirement is described
in Sec. 218.105 Requirements for monitoring and reporting.
Comment 4: The MMC requested that NMFS require that, upon its
completion, the plan for the Navy's Integrated Comprehensive Monitoring
Program (ICMP) be made available for Commission review and comment.
Response: The 2009 ICMP was completed and is posted on NMFS' Web
site at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications. The ICMP is an iterative outline of an
ongoing program, and NMFS and the Navy will evaluate the potential need
to update it annually. NMFS made some specific recommendations on how
to improve the 2009 ICMP, which are outlined in Section 6 of that
document. Pursuant to the AFAST, HRC and SOCAL 2010 LOAs, the Navy will
submit an updated version addressing those recommended improvements and
any others, as appropriate, to NMFS at the end of 2010. NMFS has
provided the MMC with a copy of the 2009 ICMP and notified them that
NMFS and the Navy will consider any comments provided by August 15,
2010 in the development of the 2010 ICMP.
Comment 5: The MMC recommends that NMFS advise the Navy and specify
in the final rule and Letter of Authorization that any and all data
that the Navy collects as part of monitoring and reporting requirements
are essential for documenting compliance with the requirements of the
Marine Mammal Protection Act, the incidental take regulations, and the
terms and conditions of the Letter of Authorization
[[Page 45539]]
and, unless subject to national security restrictions, should be
considered as public information. The MMC further notes that the draft
Monitoring Plan indicated that ``[a]ll data will be considered ``pre-
decisional'' and proprietary and will be shared among the Navy and NMFS
(at a minimum) during the five-year period of the LOA.''
Response: NMFS concurs with the MMC and clarified this point with
the Navy. The language the MMC cited has been removed in the Final
Monitoring Plan. As specified in the final regulations (and in the
LOAs), the Navy includes all of the information specified as part of
the monitoring and reporting requirements in their annual reports
(which are posted on NMFS Web site) unless the information is
classified or the analysis has not been completed (i.e., passive
acoustic data).
Comment 6: The MMC recommends that NMFS require that, in the event
of the death or serious injury of a marine mammal during activities
associated with any of the training exercises or other activities
covered by this authorization, those activities be suspended, pending
an investigation and determination that further serious injuries or
deaths are unlikely or until authorization for such taking has been
obtained. The MMC specifically notes that there is no shutdown measure
in place for non-major sonar activities. The MMC further recommends
that NMFS require that the Navy, in conjunction with the NMFS,
investigate any injury or death of a marine mammal to determine the
cause, assess the full impact of the activity or activities (e.g., the
total number of animals involved), and determine how activities should
be modified to avoid future injuries or deaths. If the death or serious
injury involves a marine mammal not included in the authorization for
such takes, NMFS should allow the activity to proceed only if it has
reviewed the circumstances and determined that additional serious
injuries or deaths are unlikely or the Navy has obtained authorization
for such taking. Lastly, the MMC recommends that prior to issuing the
final regulations, NMFS ensure that it can provide oversight of and
response to an uncommon stranding event in the Mariana Islands Range
Complex Study Area sufficient to meet in full the monitoring and
reporting requirements of the Marine Mammal Protection Act.
Response: NMFS and the Navy have developed a detailed Stranding
Response Plan for MIRC that outlines protocols for, and describes the
underlying rationale for, shutdown (in very specific circumstances) and
investigation in the event that dead or stranded animals are found in
the vicinity of major sonar exercises. The regulations also include a
provision for ``General notification of injured or dead marine
mammals,'' under which Navy personnel shall ensure that NMFS is
notified immediately (or as soon as clearance procedures allow) if an
injured, stranded, or dead marine mammal is found during or shortly
after, and in the vicinity of, any Navy training exercise (including
non-major ones) utilizing MFAS, HFAS, or underwater explosive
detonations. The provision further requires the Navy to provide NMFS
with species or description of the animal(s), the condition of the
animal(s) (including carcass condition if the animal is dead),
location, time of first discovery, observed behaviors (if alive), and
photo or video of the animals (if available).
All but one of the small number of strandings that have been
associated with MFAS exercises occurred concurrent to exercises that
would be considered ``major'', which typically involve multiple surface
vessels and last for a much longer duration than non-major exercises.
It can take months to years to complete the necessary tests and
analyses required to determine, with a reasonable amount of certainty,
the cause of a marine mammal death--and sometimes it is not possible to
determine it. In consideration of these facts, NMFS (with input from
the Navy) determined that it was beneficial and practicable to
preemptively outline an explicit plan (that includes a shutdown
requirement in certain circumstances) for how to deal with a stranding
that occurs during a major exercise. Alternatively, for non-major
exercises, the general stranding provisions apply, which means that the
Navy would contact NMFS as soon as clearance procedures allow and we
would determine how best to proceed then. In light of the fact that so
few strandings have been definitively associated with MFAS training in
the 60+ years that the U.S. and other countries that share information
have been conducting MFAS training, it is not reasonable or practicable
to require the Navy to shut down pending the results of an
investigation that could take years to conduct.
However, NMFS and the Navy will implement the Stranding Response
Plan as written and, as in the past, will work together on a case-by-
case basis within the constraints of our available resources to
investigate the causes should a stranding or death occur during a non-
major exercise. Once investigations are completed and determinations
made (as feasible), NMFS would use the available information to help
reduce the likelihood that a similar event would recur and would work
with the Navy on the necessary steps to ensure compliance by the Navy
with the MMPA. NMFS and the Navy are near finalizing an MOU that will
streamline and improve the way that the Navy is able to assist NMFS
during a stranding investigation. Lastly, the Stranding Response Plan
includes a provision for stranding debriefs/lessons learned meetings
between NMFS and the Navy following a stranding response, and the MIRC
rule includes an adaptive management provision that allows for the
modification of mitigation or monitoring measures based on new
information (like that which might be gathered during a stranding
response/investigation), as appropriate.
Comment 7: The MMC recommended that NMFS work with the Navy to
analyze the cumulative effects of adding LFA sonar to the other
activities planned for the Mariana Islands Range Complex before using
LFA sonar as a component of the proposed training exercises and, if
appropriate, add authorization for the use of LFA to the final rule and
Letter of Authorization. The NRDC had similar concerns, including the
fact that the mitigation used with LFA sonar was not discussed.
Response: As noted, the impacts of LFA sonar (alone) have been
analyzed in the Navy's SURTASS LFA Sonar EISs and take of marine
mammals incidental to that activity has been authorized in LOAs
pursuant to NMFS' Final Rule for LFA Sonar, both of which include
required mitigation measures. As described in the proposed rule, the
military intends to conduct three exercises (multi-strike group
exercises) during the five-year duration of the rule that may include
both SURTASS LFA and MFA sonar sources. The expected duration of these
combined exercises is approximately 14 days. Based on an exercise of
this length, an LFA sonar system would be active (i.e., actually
transmitting) for no more than approximately 25 hours. Tactical and
technical considerations dictate that the LFA sonar ship would
typically be tens of miles from the MFA sonar ship when using active
sonar. It is unlikely, but possible, that both LFA and MFA sonar would
be active at exactly the same time during a major exercise. In the
unlikely event that both systems were operating simultaneously, the
likelihood of more than a relatively small number of individual marine
mammals being physically present at a time, location, and depth to be
able to receive both LFA and MFA sonar signals at levels of
[[Page 45540]]
concern at the same time is even smaller as the sound from both signals
would have attenuated when they reached the marine mammal in question,
so even a simultaneous exposure would not be at the full signal of
either system. Additionally, few species have maximum sensitivity to
both the low and middle frequencies.
That said, pursuant to this rule, NMFS worked with the Navy to more
specifically analyze impacts that might result from animals being
exposed to both the LFAS and the MFAS at the same time. The Navy
developed a model to evaluate the likelihood of an animal being exposed
to both sources based on the operational parameters of the two systems
and the propagation characteristics of the two sound sources. Assuming
an LFA and MFA sonar source transmitting at the same time over a 25-
hour period and based on the fact that the two sources transmit at very
different duty cycles, the overlap of the actual signals would be
approximately 3.2%, or 0.8 hours (assuming that there is only one MFA
sonar ship transmitting). But the possibility of even that overlap must
consider the other factors discussed above.
Based on the fact that an LFA sonar ship would be tens of miles
away from an MFA ship when using active sonar and that the overlap of
the signals would only be about 50 minutes at attenuated levels, as
well as the other information discussed above, the exposure of marine
mammals simultaneously to both MFA and LFA sonars would be limited, and
the impacts would not be expected to result in a detectable increase in
the number or severity of the takes already analyzed and estimated in
this rule.
Comment 8: The MMC recommended that NMFS limit the authorization to
avoid Navy operations within the Marianas Trench Marine National
Monument (MTMNM) to the extent possible. Further, if the Navy must
conduct activities within the Monument, the Service should include in
the final rule and Letter of Authorization a description of the
measures that the Navy will adopt to minimize adverse impacts and to
comply with the intent of the presidential proclamation establishing
the Monument.
Response: The MTMNM was established to protect the submerged lands
and waters of the Mariana Archipelago and was designated with the
purpose of protecting the submerged volcanic areas of the Mariana Ridge
(which include chemosynthetic features and hydrothermal vents), the
coral reef ecosystem of the waters of surrounding islands, and the
Marianas Trench. The Monument includes the submerged lands of the
``Volcano Unit'' and the water column and submerged lands within the
``Island Unit''. The MTMNM contains no areas specifically designated as
important to marine mammal protection in the MTMNM. The presidential
proclamation establishing the Monument indicates that the prohibitions
required by the proclamation shall not apply to activities and
exercises of the Armed Forces, but also indicates the Armed Forces
shall ensure, by the adoption of appropriate measures not impairing
operations or operational capabilities, that its vessels and aircraft
act in a manner consistent, so far as is reasonable and practicable,
with the proclamation.
Pursuant to the MMPA, NMFS makes decisions regarding required
mitigation based on biological information pertaining to the potential
impacts of an activity on marine mammals and their habitat (and the
practicability of the measure), not management designations intended
for the broad protection of various other marine resources. A portion
of the MTMNM overlaps with the MIRC Study Area; however, there are no
areas within this area of special importance to marine mammals for
which restricting sonar use would afford a notable benefit. If training
or exercises occur in this area, the Navy would be required to follow
the general mitigation protocols established in the final rule and LOA.
For example, powering or shutting down sonar when marine mammals are
detected within ranges where the received sound level is likely to
result in temporary threshold shift (TTS) or injury and using exclusion
zones that avoid exposing marine mammals to levels of explosives likely
to result in injury or death of marine mammals. NMFS expects the
mitigation measures employed in the MTMNM will reduce the number of
marine mammals exposed to levels of sound expected to result in TTS or
more severe behavioral responses in these areas.
Comment 9: The NRDC suggests that NMFS should not issue an MMPA
authorization because the information on species densities and
distributions of marine mammals in the Marianas region is inadequate
for NMFS to be able to effectively analyze the environmental impacts,
and that the Navy should have obtained the information before
requesting an MMPA authorization. They further suggest that because of
this lack of information, the NEPA analysis is inadequate both for the
Navy and for NMFS to adopt. They note that there has only been one
comprehensive survey conducted in the area (during one single season)
and that the sea states were high during this survey (making detection
difficult), which, combined with the detection probabilities used,
likely resulted in an underestimate of the density of animals in the
area. They further noted that off-shore data were used to estimate
density across both the inshore and offshore areas, even though there
are often density differences across inshore and offshore areas (some
species are more dense inshore).
Response: Both NMFS and the Navy have a responsibility to use the
best available science to support our analysis and decisions under both
NEPA and the MMPA. In 2007, the Navy funded a baseline survey for the
Mariana Islands (the ``Mariana Islands Sea Turtle and Cetacean Survey''
or MISTCS) to gather data on the distribution and density of marine
mammals and sea turtles. This survey is the first and only systematic
survey to be conducted in the region and not only generated density
estimates, but also added sei whales to the confirmed species in the
area. In this case, the Navy has generated the best available science
and both NMFS and the Navy are using it. The limitations of the data
were acknowledged by the Navy in the MISTCS report, and the Navy plans
to improve upon this information moving forward as more data are
gathered. The sea states in the MIRC are comparatively higher than in
other areas, so scientists will continue to deal with this challenge.
As more surveys are conducted, data will be collected across more
seasons and areas (inshore and offshore), which will allow for the
calculation of more spatially and temporally explicit density
estimates. The collection of additional data will allow scientists to
determine whether the development of MIRC-specific detection
probabilities is appropriate. In the meantime, the density estimates
from the MISTCS surveys are not unexpected and are similar to those for
the Hawaii offshore areas and the eastern tropical Pacific and will
allow NMFS to make reasonable predictions regarding the number of
marine mammals that might be exposed to particular levels of sound.
Regarding the comment that take estimates are likely
underestimates, for comparison we use data collected in Hawaii, where
surveys are more robust. For naval exercises in Hawaii, there are more
survey data, across different seasons, incorporating both inshore and
offshore data, and using specific detection probability factors. The
Navy estimated approximately 28,000 Level B harassment takes for a
total of about 1670 hours of hull-mounted MFAS (the
[[Page 45541]]
most powerful source, which accounts for the vast majority of takes).
In MIRC, the Navy estimated approximately 80,000 Level B harassment
takes to result from the operation of approximately 2320 hours of hull-
mounted MFAS. At a broad level, these estimates (the ratio of the two)
do not suggest the Navy is likely underestimating take in MIRC.
Similarly, below is an overview of the watchstander data collected
during major exercises in Hawaii and MIRC, which, while not a
systematic comparison, broadly suggests the number of animals
encountered in the vicinity of an exercise in MIRC is not much
different than the numbers encountered in Hawaii.
[GRAPHIC] [TIFF OMITTED] TR03AU10.953
Lastly, the animals that watchstanders have detected during
exercises have not exhibited any observable behavioral effects. In
summary, using the density estimates generated from the Navy's survey
and the take estimates modeled by the Navy, NMFS has considered the
best available science. Additionally, taking into consideration other
data/literature related to the likely impacts of MFAS exposure on
marine mammals (see proposed rule) combined with data from the Navy
regarding the number of marine mammal detections and observed behaviors
that have been recorded during other Navy exercises, NMFS has
sufficient information to make the findings required under the MMPA.
Comment 10: The NRDC recommends that to meet its responsibilities
under the MMPA and NEPA, NMFS should require the Navy, as a condition
of any future permit, to sponsor a multiyear survey effort within the
Marianas Islands Range Complex that can serve as a reasonable basis of
both geographic mitigation and improved environmental assessment. NRDC
recommends (1) that NOAA scientists participate in the survey design,
including the design of tracklines and the determination of detection
probabilities; (2) that surveys are conducted consistently and across
multiple seasons, given the presence of migratory species, and for more
than 1 year, given the potential for interannual variability and the
typically high sea states around the Marianas; and (3) that surveys are
designed, at least in part, to aid in identifying areas of importance
to marine mammals (e.g., gathering oceanographic data relevant to
marine mammal distribution). Finally, (4) the survey results should be
integrated into habitat suitability models available for other regions,
such as Hawaii or the Eastern Tropical Pacific (NMFS interprets this to
mean that habitat suitability models from these other areas should be
used in conjunction with MIRC data to predict density in the MIRC).
Response: NMFS agrees with NRDC regarding the importance of
gathering more density, distribution, and abundance data in the MIRC
and has recommended the Navy refocus their Monitoring Plan. In response
to this recommendation, the Navy has modified their draft Monitoring
Plan to focus completely on gathering density and distribution data
that can be used to better inform our analyses of the impacts of the
action as well as to inform decisions regarding the development of
areas of special protection and, further, the Navy has increased the
amount of survey effort that they had committed to in the draft
Monitoring Plan. The Navy has now committed to conduct 45 days of
visual surveys annually (over the 5 years of the rule) using a small
boat and/or airplane around Guam, Tinian, Rota and Saipan. These
surveys will be conducted over both summer and winter and will be
developed in coordination with NMFS scientists and conducted in
cooperation with NMFS and/or DAWR. Visual surveys will integrate
methods such as photo ID which provide data that can be used for
estimating distribution and abundance. Additionally, as already
discussed in the proposed rule, the Navy will deploy four passive
acoustic devices to collect data throughout the years. Lastly, the Navy
has also committed to additional analysis of acoustic data gathered
during the 2007 MISTCS survey that have not yet been analyzed.
Earlier this year, NMFS's Pacific Islands Fisheries Science Center
(PIFSC) and the Navy collaborated to conduct cetacean observations in
conjunction with an oceanographic survey aboard NOAA Research Vessel
Oscar Elton Sette. Coverage was between Honolulu and Guam and within
the Exclusive Economic Zones (EEZs) of Guam and the Commonwealth of the
Northern Marianas between January and May 2010. The goal was to monitor
the presence and distribution of cetaceans on the high seas and within
the Guam/Commonwealth of the Northern Mariana Islands EEZs. PIFSC
performed four data collection projects during the outward bound and
early arrival portion of the survey:
(1) Cetacean visual and acoustic observations during daylight hours
on the high seas survey between Honolulu and Guam, 20 January-4
February.
(2) Cetacean visual and acoustic observations conducted from small
boats chartered in Guam, Rota, Tinian, and/or Saipan, 10 February-4
March.
(3) Cetacean visual observations during daylight hours during