Agency Forms Submitted for OMB Review, Request for Comments, 44030-44031 [2010-18271]
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44030
Federal Register / Vol. 75, No. 143 / Tuesday, July 27, 2010 / Notices
2. Attachment 2–a redacted copy of
the contract a certified statement
required by 39 CFR 3015.5(c)(2);
3. Attachment 3–a certified statement
required by 39 CFR 3015.5(c)(2);
4. Attachment 4–a redacted copy of
Governors’ Decision No. 08–07, which
establishes prices and classifications for
GEPS contracts, a description of
applicable GEPS contracts, formulas for
prices, an analysis and certification of
the Governors’ vote; and
5. Attachment 5–an application for
non-public treatment of materials to
maintain redacted portions of the
contract and supporting documents
under seal.
Functional equivalence. The Notice
advances reasons why the instant GEPS
3 contract fits within the Mail
Classification Schedule language for
GEPS contracts. The Postal Service
contends that instant contract is
functionally equivalent to previous
GEPS 2 contracts and should be added
to the competitive product list as GEPS
3 to replace GEPS 2 contracts as they
expire. Id. at 4. It asserts that the instant
contract shares the same cost and
market characteristics as the previously
filed GEPS 2 contracts and the same
customers, small or medium-sized
businesses, that mail products directly
to foreign destinations using Express
Mail International, Priority Mail
International, or both. Id.
The Postal Service identifies
customer-specific information, general
contract terms and other differences that
distinguish the instant contract from the
baseline GEPS 2 agreement, all of which
are highlighted in the Notice. Id. at 5–
8.
The Postal Service contends that in
spite of these differences the instant
contract is functionally equivalent to
previously filed GEPS contracts and fits
within the requirements of the
Governors Decision for GEPS
agreements. Id. at 5. See also id. (‘‘[T]he
relevant characteristics are similar, if
not the same, for this GEPS 3 contract
and the previously filed contracts.’’).
The Postal Service also contends that
its filings demonstrate that the new
GEPS 3 contract complies with the
requirements of 39 U.S.C. 3633, is
functionally equivalent to other GEPS
contracts and should be considered the
baseline for future GEPS agreements. It
requests approval for the contract to be
included within the GEPS 3 product. Id.
at 8.
Baseline treatment. The Postal Service
states that the instant contract takes the
place of its immediate predecessor
which served as the baseline contract
for the GEPS 2 product. It requests that
the instant contract be considered the
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16:30 Jul 26, 2010
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new ‘baseline’ agreement for
consideration of future GEPS 3
agreements’ functional equivalency.’’ Id.
at 8.
II. Notice of Filing
The Commission establishes Docket
Nos. MC2010–28 and CP2010–71 for
consideration of matters raised in the
Postal Service’s Notice.
Interested persons may submit
comments on whether the Postal
Service’s contract is consistent with the
policies of 39 U.S.C. 3632, 3633, or
3642, 39 CFR part 3015, and 39 CFR
3020 subpart B. Comments are due no
later than July 27, 2010. The public
portions of these filings can be accessed
via the Commission’s Website (https://
www.prc.gov).
The Commission appoints Paul L.
Harrington to serve as Public
Representative in the captioned filings.
III. Ordering Paragraphs
It is ordered:
1. The Commission establishes Docket
Nos. MC2010–28 and CP2010–71 for
consideration of matters raised by the
Postal Service’s Notice.
2. Comments by interested persons in
these proceedings are due no later than
July 27, 2010.
3. Pursuant to 39 U.S.C. 505, Paul L.
Harrington is appointed to serve as the
officer of the Commission (Public
Representative) to represent the
interests of the general public in these
proceedings.
4. The Secretary shall arrange for
publication of this order in the Federal
Register.
By the Commission.
Shoshana M. Grove,
Secretary.
[FR Doc. 2010–18314 Filed 7–26–10; 8:45 am]
BILLING CODE 7710–FW–S
RAILROAD RETIREMENT BOARD
Agency Forms Submitted for OMB
Review, Request for Comments
In accordance with the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the Railroad
Retirement Board (RRB) is forwarding
an Information Collection Request (ICR)
to the Office of Information and
Regulatory Affairs (OIRA), Office of
Management and Budget (OMB) to
request an extension of an existing
collection of information: 3220–0025,
RUIA Investigations and Continuing
Entitlement, consisting of RRB Form(s)
UI–9, Applicant’s Statement of
Employment and Wages, UI–23,
Claimant’s Statement of Service, UI–44,
SUMMARY:
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Claim for Credit for Military Service,
ID–4F, Advising of Ineligibility for
RUIA Benefits, ID–4U, Advising of
Service/Earnings Requirements for
RUIA Benefits, ID–4Y, Advising of
Ineligibility for Sickness Benefits, ID–
4X, Advising of Service/Earnings
Requirements for Sickness Benefits, ID–
20–1, Advising that Normal
Unemployment Benefits Are About to
Be Exhausted, ID–20–2, Advising that
Normal Sickness Benefits Are About to
Be Exhausted, ID–20–4, Advising That
Normal Sickness Benefits Are About to
Be Exhausted/Non-Entitlement, ID–5I,
Letter to Non-Railroad Employers on
Employment and Earnings of a
Claimant, ID–5R (SUP), Report of
Employees Paid RUIA Benefits for Every
Day in Month Reported as Month of
Creditable Service, ID–49R, Letter to
Railroad Employers for Payroll
Information, and UI–48, Claimant’s
Statement Regarding Benefit Claim for
Days of Employment. Our ICR describes
the information we seek to collect from
the public. Review and approval by
OIRA ensures that we impose
appropriate paperwork burdens.
Completion of Forms ID–5I, ID–
5R(SUP), ID–49R and UI–48 is
voluntary. Completion of Forms UI–9,
UI–23, UI–44, ID–4F, ID–4U, ID–4K, ID–
4Y, ID–20–1, ID–20–2, and ID–204 is
required to obtain or retain benefits.
One response is required of each
respondent.
The RRB invites comments on the
proposed collection of information to
determine (1) the practical utility of the
collection; (2) the accuracy of the
estimated burden of the collection; (3)
ways to enhance the quality, utility and
clarity of the information that is the
subject of collection; and (4) ways to
minimize the burden of collections on
respondents, including the use of
automated collection techniques or
other forms of information technology.
Comments to RRB or OIRA must contain
the OMB control number of the ICR. For
proper consideration of your comments,
it is best if RRB and OIRA receive them
within 30 days of publication date.
Previous Requests for Comments: The
RRB has already published the initial
60-day notice (75 FR 16874 on April 2,
2010) required by 44 U.S.C. 3506(c)(2).
That request elicited no comments.
Information Collection Request (ICR)
Title: RUIA Investigations and
Continuing Entitlement.
OMB Control Number: 3220–0025.
Form(s) submitted: UI–9, UI–23, UI–
44, ID–4F, ID–4U, ID–4X, ID–4Y, ID–20–
1, ID–20–2, ID–20–4, ID–5I, ID–
5R(SUP), ID–49R, UI–48.
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Federal Register / Vol. 75, No. 143 / Tuesday, July 27, 2010 / Notices
Type of request: Extension of a
currently approved collection.
Affected public: Individuals or
households, Business or other for-profit,
Non-profit institutions, State, Local or
Tribal Government.
Abstract: The information collection
has two purposes. When RRB records
that railroad service and/or
compensation is insufficient to qualify a
claimant for unemployment or sickness
benefits, the RRB obtains information
needed to reconcile the compensation
and/or service on record with that
claimed by the employee. Other forms
in the collection allow the RRB to
determine whether unemployment or
sickness benefits were properly
obtained.
Changes Proposed: The RRB proposes
no changes to any of the forms in the
collection.
The proposed burden estimate for this
ICR is as follows:
Estimated annual number of
respondents: 10,700.
Total annual responses: 10,700.
Total annual reporting hours: 2,512.
FOR FURTHER INFORMATION CONTACT:
Copies of the form and supporting
documents can be obtained from
Charles Mierzwa, the agency clearance
officer at (312–751–3363) or
Charles.Mierzwa@RRB.gov.
Comments regarding the information
collection should be addressed to
Patricia A. Henaghan, Railroad
Retirement Board, 844 North Rush
Street, Chicago, Illinois 60611–2092 or
e-mailed to
Patricia.Henaghan@RRB.GOV and to
the OMB Desk Officer for the RRB, at
the Office of Management and Budget,
Room 10230, New Executive Office
Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. 2010–18271 Filed 7–26–10; 8:45 am]
BILLING CODE 7905–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29366; 812–13796]
Goldman, Sachs & Co., et al.; Notice of
Application and Temporary Order
July 21, 2010.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Temporary order and notice of
application for a permanent order under
section 9(c) of the Investment Company
Act of 1940 (‘‘Act’’).
sroberts on DSKD5P82C1PROD with NOTICES
AGENCY:
Applicants
have received a temporary order
SUMMARY OF APPLICATION:
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exempting them from section 9(a) of the
Act, with respect to an injunction
entered against Goldman, Sachs & Co.
(‘‘Goldman Sachs’’) on July 20, 2010 by
the United States District Court for the
Southern District of New York (the
‘‘Injunction’’), until the Commission
takes final action on an application for
a permanent order. Applicants also have
applied for a permanent order.
APPLICANTS: Goldman Sachs, Goldman
Sachs Asset Management, L.P. (‘‘GSAM,
L.P.’’), Goldman Sachs Asset
Management International (‘‘GSAMI’’),
Goldman Sachs Hedge Fund Strategies
LLC (‘‘GSHFS’’), Commonwealth
Annuity and Life Insurance Company
(‘‘Commonwealth’’), First Allmerica
Financial Life Insurance Company
(‘‘FAFLIC’’) and Epoch Securities, Inc.
(‘‘Epoch,’’ together, the ‘‘Applicants’’).1
FILING DATES: The application was filed
on July 16, 2010, and amended on July
21, 2010.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
Applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on August 16, 2010, and
should be accompanied by proof of
service on Applicants, in the form of an
affidavit, or for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, U.S. Securities &
Exchange Commission, 100 F Street,
NE., Washington, DC 20549–1090.
Applicants: Goldman Sachs, GSAM,
L.P. and GSHFS, 200 West Street, New
York, NY 10282; GSAMI, Christchurch
Court, 10–15 Newgate Street, London,
England EC1A7HD; and
Commonwealth, FAFLIC and Epoch,
132 Turnpike Road, Southborough, MA
01772.
FOR FURTHER INFORMATION CONTACT: Jaea
F. Hahn, Senior Counsel, at (202) 551–
6870 or Janet M. Grossnickle, Assistant
Director, at 202–551–6821 (Division of
Investment Management, Office of
Investment Company Regulation).
1 Applicants request that any relief granted
pursuant to the application also apply to any
existing company of which Goldman Sachs is an
affiliated person and to any other company of
which Goldman Sachs may become an affiliated
person in the future (together with Applicants,
‘‘Covered Persons’’).
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44031
The
following is a temporary order and a
summary of the application. The
complete application may be obtained
via the Commission’s Web site by
searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm, or by calling (202) 551–
8090.
SUPPLEMENTARY INFORMATION:
Applicants’ Representations
1. Goldman Sachs, a New York
limited partnership, is a global
investment banking and securities firm.
Goldman Sachs is registered as an
investment adviser with the
Commission pursuant to section 203 of
the Investment Advisers Act of 1940
(‘‘Advisers Act’’). Goldman Sachs is also
registered as a broker-dealer under the
Securities Exchange Act of 1934 (the
‘‘Exchange Act’’) and acts as a principal
underwriter of certain registered
investment companies. GSAM, L.P.,
GSAMI and GSHFS are each registered
under the Advisers Act as investment
advisors and provide investment
advisory or subadvisory services to
Funds.2 Commonwealth and FAFLIC
are insurance companies domiciled in
Massachusetts and each acts as
depositor for certain separate accounts
that are registered as UITs under the
Act. Epoch is a registered broker-dealer
that acts as principal underwriter for the
UITs of Commonwealth and FAFLIC.
Each of Goldman Sachs, GSAM, L.P.,
GSAMI and GSHFS provide investment
advisory services to ESCs, as defined in
section 2(a)(13) of the Act, which
provide investment opportunities for
partners of Goldman Sachs (prior to its
initial public offering) and certain
employees and consultants of Goldman
Sachs and its affiliates. GSHFS does not
currently provide investment advisory
services to registered investment
companies.
2. On July 20, 2010, the United States
District Court for the Southern District
of New York entered a final judgment,
which included the Injunction against
Goldman Sachs in a matter brought by
the Commission (‘‘Final Judgment’’).3
The Commission alleged in the
complaint (‘‘Complaint’’) that offering
materials related to a transaction in
2 ‘‘Funds’’ refer to any registered investment
company or employees’ securities company (‘‘ESC’’)
for which a Covered Person serves as an investment
adviser, subadviser or depositor, or any registered
open-end investment company, registered unit
investment trust (‘‘UIT’’) or registered face amount
certificate company for which a Covered Person
serves as principal underwriter (such activities,
collectively, ‘‘Fund Servicing Activities’’).
3 Securities and Exchange Commission v.
Goldman, Sachs & Co. and Fabrice Tourre, 10–CV–
03229 (S.D.N.Y. July 20, 2010).
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Agencies
[Federal Register Volume 75, Number 143 (Tuesday, July 27, 2010)]
[Notices]
[Pages 44030-44031]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-18271]
=======================================================================
-----------------------------------------------------------------------
RAILROAD RETIREMENT BOARD
Agency Forms Submitted for OMB Review, Request for Comments
SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the Railroad Retirement Board (RRB) is forwarding
an Information Collection Request (ICR) to the Office of Information
and Regulatory Affairs (OIRA), Office of Management and Budget (OMB) to
request an extension of an existing collection of information: 3220-
0025, RUIA Investigations and Continuing Entitlement, consisting of RRB
Form(s) UI-9, Applicant's Statement of Employment and Wages, UI-23,
Claimant's Statement of Service, UI-44, Claim for Credit for Military
Service, ID-4F, Advising of Ineligibility for RUIA Benefits, ID-4U,
Advising of Service/Earnings Requirements for RUIA Benefits, ID-4Y,
Advising of Ineligibility for Sickness Benefits, ID-4X, Advising of
Service/Earnings Requirements for Sickness Benefits, ID-20-1, Advising
that Normal Unemployment Benefits Are About to Be Exhausted, ID-20-2,
Advising that Normal Sickness Benefits Are About to Be Exhausted, ID-
20-4, Advising That Normal Sickness Benefits Are About to Be Exhausted/
Non-Entitlement, ID-5I, Letter to Non-Railroad Employers on Employment
and Earnings of a Claimant, ID-5R (SUP), Report of Employees Paid RUIA
Benefits for Every Day in Month Reported as Month of Creditable
Service, ID-49R, Letter to Railroad Employers for Payroll Information,
and UI-48, Claimant's Statement Regarding Benefit Claim for Days of
Employment. Our ICR describes the information we seek to collect from
the public. Review and approval by OIRA ensures that we impose
appropriate paperwork burdens.
Completion of Forms ID-5I, ID-5R(SUP), ID-49R and UI-48 is
voluntary. Completion of Forms UI-9, UI-23, UI-44, ID-4F, ID-4U, ID-4K,
ID-4Y, ID-20-1, ID-20-2, and ID-204 is required to obtain or retain
benefits. One response is required of each respondent.
The RRB invites comments on the proposed collection of information
to determine (1) the practical utility of the collection; (2) the
accuracy of the estimated burden of the collection; (3) ways to enhance
the quality, utility and clarity of the information that is the subject
of collection; and (4) ways to minimize the burden of collections on
respondents, including the use of automated collection techniques or
other forms of information technology. Comments to RRB or OIRA must
contain the OMB control number of the ICR. For proper consideration of
your comments, it is best if RRB and OIRA receive them within 30 days
of publication date.
Previous Requests for Comments: The RRB has already published the
initial 60-day notice (75 FR 16874 on April 2, 2010) required by 44
U.S.C. 3506(c)(2). That request elicited no comments.
Information Collection Request (ICR)
Title: RUIA Investigations and Continuing Entitlement.
OMB Control Number: 3220-0025.
Form(s) submitted: UI-9, UI-23, UI-44, ID-4F, ID-4U, ID-4X, ID-4Y,
ID-20-1, ID-20-2, ID-20-4, ID-5I, ID-5R(SUP), ID-49R, UI-48.
[[Page 44031]]
Type of request: Extension of a currently approved collection.
Affected public: Individuals or households, Business or other for-
profit, Non-profit institutions, State, Local or Tribal Government.
Abstract: The information collection has two purposes. When RRB
records that railroad service and/or compensation is insufficient to
qualify a claimant for unemployment or sickness benefits, the RRB
obtains information needed to reconcile the compensation and/or service
on record with that claimed by the employee. Other forms in the
collection allow the RRB to determine whether unemployment or sickness
benefits were properly obtained.
Changes Proposed: The RRB proposes no changes to any of the forms
in the collection.
The proposed burden estimate for this ICR is as follows:
Estimated annual number of respondents: 10,700.
Total annual responses: 10,700.
Total annual reporting hours: 2,512.
FOR FURTHER INFORMATION CONTACT: Copies of the form and supporting
documents can be obtained from Charles Mierzwa, the agency clearance
officer at (312-751-3363) or Charles.Mierzwa@RRB.gov.
Comments regarding the information collection should be addressed
to Patricia A. Henaghan, Railroad Retirement Board, 844 North Rush
Street, Chicago, Illinois 60611-2092 or e-mailed to
Patricia.Henaghan@RRB.GOV and to the OMB Desk Officer for the RRB, at
the Office of Management and Budget, Room 10230, New Executive Office
Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. 2010-18271 Filed 7-26-10; 8:45 am]
BILLING CODE 7905-01-P