Commission Information Collection Activities (FERC-919); Comment Request; Extension, 41840-41842 [2010-17556]
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41840
Federal Register / Vol. 75, No. 137 / Monday, July 19, 2010 / Notices
H. Does any other Federal, State, or
local agency collect similar information?
If so, specify the agency, the data
element(s), and the methods of
collection.
As a Potential User of the Information
To Be Collected
A. Is the proposed collection of
information necessary for the proper
performance of the functions of the
agency and does the information have
practical utility?
B. What actions could be taken to
help ensure and maximize the quality,
objectivity, utility, and integrity of the
information disseminated?
C. Is the information useful at the
levels of detail to be collected?
D. For what purpose(s) would the
information be used? Be specific.
E. Are there alternate sources for the
information and are they useful? If so,
what are their weaknesses and/or
strengths?
Comments submitted in response to
this notice will be summarized and/or
included in the request for OMB
approval of the form. They also will
become a matter of public record.
Statutory Authority: Section 13(b) of the
Federal Energy Administration Act of 1974,
P.L. 93–275, codified at 15 U.S.C. 772(b).
Issued in Washington, DC, July 12, 2010.
Stephanie Brown,
Director, Statistics and Methods Group,
Energy Information Administration.
[FR Doc. 2010–17522 Filed 7–16–10; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket No. IC10–919–000]
Commission Information Collection
Activities (FERC–919); Comment
Request; Extension
July 13, 2010.
jlentini on DSKJ8SOYB1PROD with NOTICES
AGENCY: Federal Energy Regulatory
Commission.
ACTION: Notice of proposed information
collection and request for comments.
SUMMARY: In compliance with the
requirements of section 3506(c)(2)(A) of
the Paperwork Reduction Act of 1995,
44 U.S.C. 3506(c)(2)(A) (2006), (Pub. L.
No. 104–13), the Federal Energy
Regulatory Commission (Commission or
FERC) is soliciting public comment on
the proposed information collection
described below.
DATES: Comments in consideration of
the collection of information are due 60
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16:24 Jul 16, 2010
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days after publication of this Notice in
the Federal Register.
ADDRESSES: Comments may be filed
either electronically (eFiled) or in paper
format, and should refer to Docket No.
IC10–919–000. Documents must be
prepared in an acceptable filing format
and in compliance with Commission
submission guidelines at https://www.
ferc.gov/help/submission-guide.asp.
eFiling instructions are available at:
https://www.ferc.gov/docs-filing/
efiling.asp. First time users must follow
eRegister instructions at: https://www.
ferc.gov/docs-filing/eregistration.asp, to
establish a user name and password
before eFiling. The Commission will
send an automatic acknowledgement to
the sender’s e-mail address upon receipt
of eFiled comments. Commenters
making an eFiling should not make a
paper filing. Commenters that are not
able to file electronically must send an
original and two (2) paper copies of
their comments to: Federal Energy
Regulatory Commission, Secretary of the
Commission, 888 First Street, NE.,
Washington, DC 20426.
Users interested in receiving
automatic notification of activity in this
docket may do so through eSubscription
at https://www.ferc.gov/docs-filing/
esubscription.asp. In addition, all
comments and FERC issuances may be
viewed, printed or downloaded
remotely through FERC’s eLibrary at
https://www.ferc.gov/docs-filing/
elibrary.asp, by searching on Docket No.
IC10–919–000. For user assistance,
contact FERC Online Support by e-mail
at ferconlinesupport@ferc.gov, or by
phone at: (866) 208–3676 (toll-free) or
(202) 502–8659 for TTY.
FOR FURTHER INFORMATION CONTACT:
Michael Miller may be reached by email at DataClearance@FERC.gov,
telephone at (202)502–8415, and fax at
(202)273–0873.
SUPPLEMENTARY INFORMATION: The
information collected under FERC–919
(OMB Control No. 1902–0234) ‘‘Electric
Rate Schedule Filings: RM04–7–000
Final Rule: Market Based Rates for
Wholesale Sales of Electric Energy,
Capacity and Ancillary Services by
Public Utilities’’ is necessary to ensure
that market-based rates charged by
public utilities are just and reasonable
as mandated by Federal Power Act
(FPA) sections 205 and 206. Section 205
of the FPA requires just and reasonable
rates and charges. Section 206 allows
the Commission to revoke a seller’s
market-based rate authorization if it
determines that the seller may have
gained market power since it was
originally granted market-based rate
authorization by the Commission.
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Sfmt 4703
On June 21, 2007, the Commission
issued Order No. 697 1 to modify
subpart H to 18 Code of Federal
Regulations (CFR) part 35. In Order No.
697, the Commission revised and
codified market-based rate standards for
generating electric utilities for use in the
Commission’s determination of whether
a wholesale seller of electric energy,
capacity or ancillary services qualifies
for market-based rate authority. Subpart
H contains the regulations necessary to
mandate that sellers submit market
power analyses and related reports.
Market power analyses must address
both horizontal and vertical market
power. To demonstrate lack of
horizontal market power, two indicative
market power screens are required
under Order No. 697: The uncommitted
pivotal supplier screen, which is based
on the annual peak demand of the
relevant market, and the uncommitted
market share screen applied on a
seasonal basis. These screens examine
whether a seller has the ability to
exercise horizontal market power.
Sellers that fail either screen are
rebuttably presumed to have market
power, and a seller that fails either
screen may submit a delivered price test
analysis to rebut the presumption of
horizontal market power. If a seller fails
to rebut the presumption of horizontal
market power, the Commission sets the
just and reasonable rate at the default
cost-based rate unless it approves
different mitigation based on casespecific circumstances. For a seller that
already makes wholesale sales at
market-based rates, rates are not revoked
and cost-based rates are not imposed
until the Commission issues an order
making a definitive finding that the
seller has market power or, where the
seller accepts a presumption of market
power, an order is issued addressing
whether default cost-based rates or casespecific cost-based rates are to be
applied. Once an order is issued, the
Commission revokes the market-based
rate authority in all geographic markets
where a seller is found to have market
power.2
Sellers that own or control more than
500 megawatts of generation and/or that
own, operate or control transmission
facilities, are affiliated with any entity
that owns, operates or controls
transmission facilities in the same
region as the seller’s generation assets,
or with a franchised public utility in the
1 Market-Based Rates for Wholesale Sales of
Electric Energy, Capacity and Ancillary Services by
Public Utilities, Order No. 697, 72 FR 39,904 (Jul.
20, 2007), FERC Stats. & Regs. ¶ 31,252 (2007)
(Final Rule).
2 The seller has the option of withdrawing its
market-based rate request in whole or in part.
E:\FR\FM\19JYN1.SGM
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Federal Register / Vol. 75, No. 137 / Monday, July 19, 2010 / Notices
same region as the seller’s generation
assets are required to file updated
market power analyses every three
years. The updated market power
analyses must demonstrate that a seller
does not possess horizontal market
power. A pivotal supplier power
analysis and a market share analysis
must be submitted, and if the seller fails
either, a delivered price test analysis
must be submitted as well. When
submitting horizontal market power
analyses, a seller must use the form
provided in Appendix A of Subpart H
and include all materials referenced.
To demonstrate a lack of vertical
market power, to the extent that a public
utility with market-based rates, or any of
its affiliates, owns, operates or controls
transmission facilities, it must have on
file with the Commission, a
Commission-approved Open Access
Transmission Tariff (burden reported
separately in information collection
1902–0096). In addition, in order for a
seller to demonstrate that it satisfies the
Commission’s vertical market power
analysis, it must also demonstrate that
neither it nor its affiliates can erect
other barriers to entry. To demonstrate
a lack of vertical market power in
wholesale energy markets through the
affiliation, ownership, or control of
inputs to electric power production,
such as the transportation or
distribution of the inputs to electric
power production, a seller must submit:
A description of its ownership or
control of, or affiliation with an entity
that owns or controls, intrastate natural
gas transportation, intrastate natural gas
storage or distribution facilities; sites for
generation capacity development; and
physical coal supply sources and
ownership or control over who may
access transportation of coal supplies. In
addition, a seller is required to make an
affirmative statement that it has not
erected barriers to entry into the
relevant market and will not erect
barriers to entry into the relevant
market.
Lastly, a seller must submit an asset
appendix with its initial application for
market-based rate authorization or
updated market power analysis, and all
relevant change in status filings. The
asset appendix must list, among other
things, all affiliates that have market-
based rate authority and identify any
generation assets owned or controlled
by the seller and any such affiliate. The
appendix must list all generation assets
owned (clearly identifying which
affiliate owns which asset) or controlled
(clearly identifying which affiliate
controls which asset) by the corporate
family by balancing authority area, and
by geographic region, and provide the
in-service date and nameplate and/or
seasonal ratings by unit. In addition, the
appendix must reflect all electric
transmission and natural gas intrastate
pipelines and/or gas storage facilities
owned or controlled by the corporate
family and the location of such
facilities. (see subpart H, appendix B for
standard form).
Wholesale power marketers and
wholesale power producers that are not
affiliated with franchised public utilities
or transmission owners, that do not own
transmission, and that do not, together
with all of their affiliates, own or
control more than 500 MW of generation
in the relevant region are not required
to submit updated market power
analyses. The Commission determines
which sellers are in this category
through information filed by the utility
either when the seller files its initial
application for market-based rate
authorization, or through a separate
filing made to request such a
determination.
In early 2005, the Commission
clarified and standardized market-based
rate sellers’ reporting requirements for
any change in status that departed from
the characteristics the Commission
relied on in initially authorizing sales at
market-based rates. In Order No. 652,3
the Commission required, as a condition
of obtaining and retaining market-base
rate authority, that sellers file notices of
such changes no later than 30 days after
the change in status occurs. Order No.
697 incorporated minor revisions to the
change in status reporting requirements.
The order also codified the requirement
that each seller include an appendix
identifying specified assets with each
pertinent change in status notification
filed (see subpart H, appendix B for
standard form).
In Order No. 697–C, in order to
address concerns regarding a seller’s
ability to erect barriers to entry through
Number of respondents filing annually
FERC–919 (Orders 697–A, B, C, D)
jlentini on DSKJ8SOYB1PROD with NOTICES
its acquisition of control of sites for new
generation capacity development, the
Commission clarified that all entities
with market-based rate authorization are
required to report on a quarterly basis,4
the acquisition of control of a site or
sites for new generation capacity
development for which site control has
been demonstrated in the
interconnection process and for which
the potential number of megawatts that
are reasonably commercially feasible on
the site or sites for which new
generation capacity development is
equal to 100 megawatts or more. A
notification of change in status that is
submitted to report the acquisition of
control of a site or sites for new
generation capacity must include: The
number of sites acquired; the relevant
geographic market in which the sites are
located; and the maximum number of
megawatts that are reasonably
commercially feasible on the sites
reported.
The market power analyses required
by Order No. 697 helps to inform the
Commission as to whether an entity
seeking market-based rate authority
lacks market power, and whether sales
by that entity will be made at rates that
are just and reasonable. The updated
market power analyses allow the
Commission to monitor changes in a
seller’s market power or potential
abuses of market power, and enable the
Commission to determine whether
continued market-based rate authority
will still yield rates that are just and
reasonable. Market-based rate tariffs
with standard provisions improve the
efficiency of the Commission in its
analysis and determination of whether a
seller satisfies the requirements for
market-based rate authority. These
standardized market-based rate tariffs
help to reduce document preparation
time by applicants and sellers, and
provide utilities with the clearly defined
requirements of the Commission.
ACTION: The Commission is requesting
a three-year extension of the FERC–919
reporting requirements, with no
changes.
Burden Statement: The estimated
annual burden follows.
Market power analysis in new applications for market-based rates (required in 18 CFR
35.37(a)) ...................................................................................................................................
3 Order
No. 652 at P 47.
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16:24 Jul 16, 2010
155
4 All other change in status reports must be filed
no later than 30 days after the change in status
occurs. 18 CFR 35.42 (2010).
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E:\FR\FM\19JYN1.SGM
19JYN1
Hours per
response
250
Total annual
hours
38,750
41842
Federal Register / Vol. 75, No. 137 / Monday, July 19, 2010 / Notices
Number of respondents filing annually
FERC–919 (Orders 697–A, B, C, D)
Hours per
response
Total annual
hours
74
40
400
40
4
1
2,960
160
400
Totals ....................................................................................................................................
jlentini on DSKJ8SOYB1PROD with NOTICES
Triennial market power analysis in category 2 seller updates (required in 18 CFR 35.37(a)) ...
Quarterly land acquisition reports (required in 18 CFR 35.42(d)) ..............................................
Appendix B addition to change in status reports 18 CFR 35.42(a) ............................................
........................
........................
42,270
The total estimated annual cost
burden to respondents is $2,801,891
(42,270 hours/2080 hours 5 per year,
times $137,874 6).
The reporting burden includes the
total time, effort, or financial resources
expended to generate, maintain, retain,
disclose, or provide the information
including: (1) Reviewing instructions;
(2) developing, acquiring, installing, and
utilizing technology and systems for the
purposes of collecting, validating,
verifying, processing, maintaining,
disclosing and providing information;
(3) adjusting the existing ways to
comply with any previously applicable
instructions and requirements; (4)
training personnel to respond to a
collection of information; (5) searching
data sources; (6) completing and
reviewing the collection of information;
and (7) transmitting, or otherwise
disclosing the information.
The estimate of cost for respondents
is based upon salaries for professional
and clerical support, as well as direct
and indirect overhead costs. Direct costs
include all costs directly attributable to
providing this information, such as
administrative costs and the cost for
information technology. Indirect or
overhead costs are costs incurred by an
organization in support of its mission.
These costs apply to activities which
benefit the whole organization rather
than any one particular function or
activity.
Comments are invited on: (1) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the Commission,
including whether the information will
have practical utility; (2) the accuracy of
the agency’s estimate of the burden of
the proposed collection of information,
including the validity of the
methodology and assumptions used; (3)
ways to enhance the quality, utility and
clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on those who are to respond, including
the use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
5 Estimated number of hours an employee works
each year.
6 Estimated average annual cost per employee.
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16:24 Jul 16, 2010
Jkt 220001
other forms of information technology,
e.g. permitting electronic submission of
responses.
Kimberly D. Bose,
Secretary.
[FR Doc. 2010–17556 Filed 7–16–10; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket Nos. CP10–468–000; PF10–2–000]
Northern Border Pipeline Company;
Notice of Application
July 12, 2010.
Take notice that on July 2, 2010,
Northern Border Pipeline Company
(Northern Border), 717 Texas Street,
Houston, Texas, filed in the above
referenced docket an application
pursuant to section 7(c) of the Natural
Gas Act seeking authorization of the
construction, ownership and operation
of a new interstate natural gas pipeline
lateral and related facilities (Princeton
Lateral) designed to transport
approximately 120 million cubic feet
per day of natural gas from the existing
Kasbeer side valve located on Northern
Border’s mainline system in Bureau
County, Illinois, to a point of
interconnection with the facilities of
Central Illinois Light Company d/b/a
AmerenCILCO (CILCO) near Princeton,
Illinois, all as more fully set forth in the
application. This filing is available for
review at the Commission in the Public
Reference Room or may be viewed on
the Commission’s Web site at https://
www.fer.gov using the ‘‘eLibrary’’ link.
Enter the docket number excluding the
last three digits in the docket number
field to access the document. For
assistance, please contact FERC Online
Support at FERCOnlineSupport@ferc.
gov or toll free at (866) 208–3676, or for
TTY, contact (202) 502–8659.
Specifically, Northern Border seeks
certificate authorization to: (1) Construct
a new 8.65-mile lateral of 16-inchoutside-diameter pipeline; (2) construct
an inline inspection tool launcher
facility near the Northern Border
Kasbeer side valve site; (3) construct one
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Fmt 4703
Sfmt 4703
8-inch ultrasonic meter and related
pipeline facilities and inline inspection
tool at the CILCO delivery location; and
(4) establish new lateral line rate
schedules, including applicable tariff
provisions and initial recourse rates for
transportation service on the Princeton
Lateral. Northern Border estimates the
cost of the project to be approximately
$18,415,000.
Any questions regarding the
application may be directed to Robert
Jackson, Director, Certificates and
Regulatory Administration, Northern
Border Pipeline Company, 717 Texas
Street, Houston, Texas, at phone
number: (832) 320–5487, or by e-mail:
robert_jackson@transcanada.com.
On November 12, 2009, the
Commission staff granted Northern
Border’s request to utilize the National
Environmental Policy Act (NEPA) PreFilling Process and assigned Docket
Number PF10–2–000 to staff activities
involving the Princeton Lateral. Now, as
of the filing Northern Border’s
application on July 2, 2010, the NEPA
Pre-Filling Process for this project has
ended. From this time forward,
Northern Border’s proceeding will be
conducted in Docket No. CP10–468–
000, as noted in the caption of this
Notice.
Pursuant to Section 157.9 of the
Commission’s rules, 18 CFR 157.9,
within 90 days of this Notice the
Commission staff will either: complete
its environmental assessment (EA) and
place it into the Commission’s public
record (eLibrary) for this proceeding; or
issue a Notice of Schedule for
Environmental Review. If a Notice of
Schedule for Environmental Review is
issued, it will indicate, among other
milestones, the anticipated date for the
Commission staff’s issuance of the final
environmental impact statement (FEIS)
or EA for this proposal. The filing of the
EA in the Commission’s public record
for this proceeding or the issuance of a
Notice of Schedule for Environmental
Review will serve to notify Federal and
State agencies of the timing for the
completion of all necessary reviews, and
the subsequent need to complete all
federal authorizations within 90 days of
the date of issuance of the Commission
staff’s FEIS or EA.
E:\FR\FM\19JYN1.SGM
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Agencies
[Federal Register Volume 75, Number 137 (Monday, July 19, 2010)]
[Notices]
[Pages 41840-41842]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-17556]
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
[Docket No. IC10-919-000]
Commission Information Collection Activities (FERC-919); Comment
Request; Extension
July 13, 2010.
AGENCY: Federal Energy Regulatory Commission.
ACTION: Notice of proposed information collection and request for
comments.
-----------------------------------------------------------------------
SUMMARY: In compliance with the requirements of section 3506(c)(2)(A)
of the Paperwork Reduction Act of 1995, 44 U.S.C. 3506(c)(2)(A) (2006),
(Pub. L. No. 104-13), the Federal Energy Regulatory Commission
(Commission or FERC) is soliciting public comment on the proposed
information collection described below.
DATES: Comments in consideration of the collection of information are
due 60 days after publication of this Notice in the Federal Register.
ADDRESSES: Comments may be filed either electronically (eFiled) or in
paper format, and should refer to Docket No. IC10-919-000. Documents
must be prepared in an acceptable filing format and in compliance with
Commission submission guidelines at https://www.ferc.gov/help/submission-guide.asp. eFiling instructions are available at: https://www.ferc.gov/docs-filing/efiling.asp. First time users must follow
eRegister instructions at: https://www.ferc.gov/docs-filing/eregistration.asp, to establish a user name and password before
eFiling. The Commission will send an automatic acknowledgement to the
sender's e-mail address upon receipt of eFiled comments. Commenters
making an eFiling should not make a paper filing. Commenters that are
not able to file electronically must send an original and two (2) paper
copies of their comments to: Federal Energy Regulatory Commission,
Secretary of the Commission, 888 First Street, NE., Washington, DC
20426.
Users interested in receiving automatic notification of activity in
this docket may do so through eSubscription at https://www.ferc.gov/docs-filing/esubscription.asp. In addition, all comments and FERC
issuances may be viewed, printed or downloaded remotely through FERC's
eLibrary at https://www.ferc.gov/docs-filing/elibrary.asp, by searching
on Docket No. IC10-919-000. For user assistance, contact FERC Online
Support by e-mail at ferconlinesupport@ferc.gov, or by phone at: (866)
208-3676 (toll-free) or (202) 502-8659 for TTY.
FOR FURTHER INFORMATION CONTACT: Michael Miller may be reached by e-
mail at DataClearance@FERC.gov, telephone at (202)502-8415, and fax at
(202)273-0873.
SUPPLEMENTARY INFORMATION: The information collected under FERC-919
(OMB Control No. 1902-0234) ``Electric Rate Schedule Filings: RM04-7-
000 Final Rule: Market Based Rates for Wholesale Sales of Electric
Energy, Capacity and Ancillary Services by Public Utilities'' is
necessary to ensure that market-based rates charged by public utilities
are just and reasonable as mandated by Federal Power Act (FPA) sections
205 and 206. Section 205 of the FPA requires just and reasonable rates
and charges. Section 206 allows the Commission to revoke a seller's
market-based rate authorization if it determines that the seller may
have gained market power since it was originally granted market-based
rate authorization by the Commission.
On June 21, 2007, the Commission issued Order No. 697 \1\ to modify
subpart H to 18 Code of Federal Regulations (CFR) part 35. In Order No.
697, the Commission revised and codified market-based rate standards
for generating electric utilities for use in the Commission's
determination of whether a wholesale seller of electric energy,
capacity or ancillary services qualifies for market-based rate
authority. Subpart H contains the regulations necessary to mandate that
sellers submit market power analyses and related reports.
---------------------------------------------------------------------------
\1\ Market-Based Rates for Wholesale Sales of Electric Energy,
Capacity and Ancillary Services by Public Utilities, Order No. 697,
72 FR 39,904 (Jul. 20, 2007), FERC Stats. & Regs. ] 31,252 (2007)
(Final Rule).
---------------------------------------------------------------------------
Market power analyses must address both horizontal and vertical
market power. To demonstrate lack of horizontal market power, two
indicative market power screens are required under Order No. 697: The
uncommitted pivotal supplier screen, which is based on the annual peak
demand of the relevant market, and the uncommitted market share screen
applied on a seasonal basis. These screens examine whether a seller has
the ability to exercise horizontal market power. Sellers that fail
either screen are rebuttably presumed to have market power, and a
seller that fails either screen may submit a delivered price test
analysis to rebut the presumption of horizontal market power. If a
seller fails to rebut the presumption of horizontal market power, the
Commission sets the just and reasonable rate at the default cost-based
rate unless it approves different mitigation based on case-specific
circumstances. For a seller that already makes wholesale sales at
market-based rates, rates are not revoked and cost-based rates are not
imposed until the Commission issues an order making a definitive
finding that the seller has market power or, where the seller accepts a
presumption of market power, an order is issued addressing whether
default cost-based rates or case-specific cost-based rates are to be
applied. Once an order is issued, the Commission revokes the market-
based rate authority in all geographic markets where a seller is found
to have market power.\2\
---------------------------------------------------------------------------
\2\ The seller has the option of withdrawing its market-based
rate request in whole or in part.
---------------------------------------------------------------------------
Sellers that own or control more than 500 megawatts of generation
and/or that own, operate or control transmission facilities, are
affiliated with any entity that owns, operates or controls transmission
facilities in the same region as the seller's generation assets, or
with a franchised public utility in the
[[Page 41841]]
same region as the seller's generation assets are required to file
updated market power analyses every three years. The updated market
power analyses must demonstrate that a seller does not possess
horizontal market power. A pivotal supplier power analysis and a market
share analysis must be submitted, and if the seller fails either, a
delivered price test analysis must be submitted as well. When
submitting horizontal market power analyses, a seller must use the form
provided in Appendix A of Subpart H and include all materials
referenced.
To demonstrate a lack of vertical market power, to the extent that
a public utility with market-based rates, or any of its affiliates,
owns, operates or controls transmission facilities, it must have on
file with the Commission, a Commission-approved Open Access
Transmission Tariff (burden reported separately in information
collection 1902-0096). In addition, in order for a seller to
demonstrate that it satisfies the Commission's vertical market power
analysis, it must also demonstrate that neither it nor its affiliates
can erect other barriers to entry. To demonstrate a lack of vertical
market power in wholesale energy markets through the affiliation,
ownership, or control of inputs to electric power production, such as
the transportation or distribution of the inputs to electric power
production, a seller must submit: A description of its ownership or
control of, or affiliation with an entity that owns or controls,
intrastate natural gas transportation, intrastate natural gas storage
or distribution facilities; sites for generation capacity development;
and physical coal supply sources and ownership or control over who may
access transportation of coal supplies. In addition, a seller is
required to make an affirmative statement that it has not erected
barriers to entry into the relevant market and will not erect barriers
to entry into the relevant market.
Lastly, a seller must submit an asset appendix with its initial
application for market-based rate authorization or updated market power
analysis, and all relevant change in status filings. The asset appendix
must list, among other things, all affiliates that have market-based
rate authority and identify any generation assets owned or controlled
by the seller and any such affiliate. The appendix must list all
generation assets owned (clearly identifying which affiliate owns which
asset) or controlled (clearly identifying which affiliate controls
which asset) by the corporate family by balancing authority area, and
by geographic region, and provide the in-service date and nameplate
and/or seasonal ratings by unit. In addition, the appendix must reflect
all electric transmission and natural gas intrastate pipelines and/or
gas storage facilities owned or controlled by the corporate family and
the location of such facilities. (see subpart H, appendix B for
standard form).
Wholesale power marketers and wholesale power producers that are
not affiliated with franchised public utilities or transmission owners,
that do not own transmission, and that do not, together with all of
their affiliates, own or control more than 500 MW of generation in the
relevant region are not required to submit updated market power
analyses. The Commission determines which sellers are in this category
through information filed by the utility either when the seller files
its initial application for market-based rate authorization, or through
a separate filing made to request such a determination.
In early 2005, the Commission clarified and standardized market-
based rate sellers' reporting requirements for any change in status
that departed from the characteristics the Commission relied on in
initially authorizing sales at market-based rates. In Order No. 652,\3\
the Commission required, as a condition of obtaining and retaining
market-base rate authority, that sellers file notices of such changes
no later than 30 days after the change in status occurs. Order No. 697
incorporated minor revisions to the change in status reporting
requirements. The order also codified the requirement that each seller
include an appendix identifying specified assets with each pertinent
change in status notification filed (see subpart H, appendix B for
standard form).
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\3\ Order No. 652 at P 47.
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In Order No. 697-C, in order to address concerns regarding a
seller's ability to erect barriers to entry through its acquisition of
control of sites for new generation capacity development, the
Commission clarified that all entities with market-based rate
authorization are required to report on a quarterly basis,\4\ the
acquisition of control of a site or sites for new generation capacity
development for which site control has been demonstrated in the
interconnection process and for which the potential number of megawatts
that are reasonably commercially feasible on the site or sites for
which new generation capacity development is equal to 100 megawatts or
more. A notification of change in status that is submitted to report
the acquisition of control of a site or sites for new generation
capacity must include: The number of sites acquired; the relevant
geographic market in which the sites are located; and the maximum
number of megawatts that are reasonably commercially feasible on the
sites reported.
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\4\ All other change in status reports must be filed no later
than 30 days after the change in status occurs. 18 CFR 35.42 (2010).
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The market power analyses required by Order No. 697 helps to inform
the Commission as to whether an entity seeking market-based rate
authority lacks market power, and whether sales by that entity will be
made at rates that are just and reasonable. The updated market power
analyses allow the Commission to monitor changes in a seller's market
power or potential abuses of market power, and enable the Commission to
determine whether continued market-based rate authority will still
yield rates that are just and reasonable. Market-based rate tariffs
with standard provisions improve the efficiency of the Commission in
its analysis and determination of whether a seller satisfies the
requirements for market-based rate authority. These standardized
market-based rate tariffs help to reduce document preparation time by
applicants and sellers, and provide utilities with the clearly defined
requirements of the Commission.
ACTION: The Commission is requesting a three-year extension of the
FERC-919 reporting requirements, with no changes.
Burden Statement: The estimated annual burden follows.
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Number of
respondents Hours per Total annual
FERC-919 (Orders 697-A, B, C, D) filing response hours
annually
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Market power analysis in new applications for market-based rates 155 250 38,750
(required in 18 CFR 35.37(a))..................................
[[Page 41842]]
Triennial market power analysis in category 2 seller updates 74 40 2,960
(required in 18 CFR 35.37(a))..................................
Quarterly land acquisition reports (required in 18 CFR 35.42(d)) 40 4 160
Appendix B addition to change in status reports 18 CFR 35.42(a). 400 1 400
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Totals...................................................... .............. .............. 42,270
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The total estimated annual cost burden to respondents is $2,801,891
(42,270 hours/2080 hours \5\ per year, times $137,874 \6\).
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\5\ Estimated number of hours an employee works each year.
\6\ Estimated average annual cost per employee.
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The reporting burden includes the total time, effort, or financial
resources expended to generate, maintain, retain, disclose, or provide
the information including: (1) Reviewing instructions; (2) developing,
acquiring, installing, and utilizing technology and systems for the
purposes of collecting, validating, verifying, processing, maintaining,
disclosing and providing information; (3) adjusting the existing ways
to comply with any previously applicable instructions and requirements;
(4) training personnel to respond to a collection of information; (5)
searching data sources; (6) completing and reviewing the collection of
information; and (7) transmitting, or otherwise disclosing the
information.
The estimate of cost for respondents is based upon salaries for
professional and clerical support, as well as direct and indirect
overhead costs. Direct costs include all costs directly attributable to
providing this information, such as administrative costs and the cost
for information technology. Indirect or overhead costs are costs
incurred by an organization in support of its mission. These costs
apply to activities which benefit the whole organization rather than
any one particular function or activity.
Comments are invited on: (1) Whether the proposed collection of
information is necessary for the proper performance of the functions of
the Commission, including whether the information will have practical
utility; (2) the accuracy of the agency's estimate of the burden of the
proposed collection of information, including the validity of the
methodology and assumptions used; (3) ways to enhance the quality,
utility and clarity of the information to be collected; and (4) ways to
minimize the burden of the collection of information on those who are
to respond, including the use of appropriate automated, electronic,
mechanical, or other technological collection techniques or other forms
of information technology, e.g. permitting electronic submission of
responses.
Kimberly D. Bose,
Secretary.
[FR Doc. 2010-17556 Filed 7-16-10; 8:45 am]
BILLING CODE 6717-01-P