Proposed Agency Information Collection Renewal; Joint Submission for OMB Review; Comment Request, 41573-41575 [2010-17329]
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srobinson on DSKHWCL6B1PROD with NOTICES
Federal Register / Vol. 75, No. 136 / Friday, July 16, 2010 / Notices
following proposed and/or continuing
information collections, as required by
the Paperwork Reduction Act of 1995,
Public Law 104–13 (44 U.S.C.
3506(c)(2)(A)). Currently, OFS is
soliciting comments concerning
information collection requirements
contained in Title 31 CFR parts 30 and
31.
DATES: Written comments should be
received on or before September 14,
2010 to be assured of consideration.
ADDRESSES: Direct all written comments
to: Department of the Treasury, Daniel
Abramowitz, 1500 Pennsylvania
Avenue, NW., Washington, DC 20220;
(202) 927–9645.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies should be directed to the address
above.
SUPPLEMENTARY INFORMATION:
OMB Control Number: 1505–0209.
Title: Troubled Asset Relief
Program—Conflicts of Interest.
Abstract: Authorized under the
Emergency Economic Stabilization Act
(EESA) of 2008 (Pub. L. 110–343), as
amended by the American Recovery and
Reinvestment Act (ARRA) of 2009, the
Department of the Treasury has
implemented aspects of the Troubled
Asset Relief Program (TARP) by
codifying section 108 of EESA. Title 31
CFR part 31, TARP Conflict of Interest,
sets forth the process for reviewing and
addressing actual or potential conflicts
of interest among any individuals or
entities seeking or having a contract or
financial agency agreement with the
Treasury for services under EESA. The
information collection required by this
part will be used to evaluate and
minimize real and apparent conflicts of
interest related to contractual or
financial agent agreement services
performed under TARP.
Type of Review: Revision of a
currently approved information
collection.
Affected Public: Private sector:
Businesses or other for-profits.
Estimated Number of Respondents:
35.
Estimated Number of Responses: 418.
Estimated Total Annual Burden
Hours: 3,446 hours.
OMB Control Number: 1505–0219.
Title: TARP Capital Purchase
Program—Executive Compensation
Abstract: Authorized under the
Emergency Economic Stabilization Act
(EESA) of 2008 (Pub. L. 110–343), as
amended by the American Recovery and
Reinvestment Act (ARRA) of 2009, the
Department of the Treasury has
implemented aspects of the Troubled
Asset Relief Program (TARP) by
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18:00 Jul 15, 2010
Jkt 220001
codifying section 111 of EESA. Title 31
CFR part 30, TARP Standards for
Compensation Corporate Governance,
provides guidance on the executive
compensation and corporate governance
provision of EESA that apply to entities
that receive financial assistance under
TARP. The collection of information
required by this part will be used to
monitor compliance with the executive
compensation requirements; monitor
and evaluate the compensation practices
of TARP recipients, and as a basis for
determinations on the compensation
structures and compensation payments
by the Special Master on Executive
Compensation.
Type of Review: Revision of a
currently approved information
collection.
Affected Public: Private sector:
Businesses or other for-profits.
Estimated Number of Respondents:
650.
Estimated Number of Responses:
3,083.
Estimated Total Annual Burden
Hours: 11,130 hours.
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
collection of information including the
validity of the methodology and
assumption used; (c) ways to enhance
the quality, utility, and clarity of the
information to be collected; (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology; and (e) estimates of capital
or start-up costs and costs of operation,
maintenance, and purchase of services
to provide information.
Comments submitted in response to
this notice will be summarized and
included in the request for OMB
approval. All comments will become a
matter of public record.
Dated: June 30, 2010.
Daniel Abramowitz,
Office of Financial Stability PRA Program
Officer.
[FR Doc. 2010–17399 Filed 7–15–10; 8:45 am]
BILLING CODE 4810–25–P
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DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
Proposed Agency Information
Collection Renewal; Joint Submission
for OMB Review; Comment Request
AGENCY: Office of the Comptroller of the
Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); Federal Deposit
Insurance Corporation (FDIC); and
Office of Thrift Supervision (OTS),
Treasury (collectively, the Banking
Agencies or Agencies).
ACTION: Joint submission of information
collection renewal to OMB for review
and approval under the Paperwork
Reduction Act.
SUMMARY: The OCC, FDIC and OTS as
part of their continuing effort to reduce
paperwork and respondent burden,
invite the general public and other
Federal agencies to comment on the
proposed renewal of the interagency
Transfer Agent and Amendment Form,
as required by the Paperwork Reduction
Act of 1995. To renew this information
collection, the OCC, FDIC, and OTS
seek additional public comment
regarding this notice, which is the
second of two notices required by the
PRA, and will seek OMB review of, and
clearance for, the information collection
discussed herein. The Board has
approved this information collection
under its delegated authority from OMB.
The Banking Agencies may not conduct
or sponsor, and the respondent is not
required to respond to, an information
collection unless it displays a currently
valid Office of Management and Budget
(OMB) control number.
DATES: Comments must be submitted on
or before August 16, 2010.
ADDRESSES: Interested parties are
invited to submit written comments to
any or all of the Agencies. All
comments, which should refer to the
OMB control number(s), will be shared
among the Agencies.
OCC: Communications Division,
Office of the Comptroller of the
Currency, Mailstop 2–3, Attention:
1557–0124, 250 E Street, SW.,
Washington, DC 20219. In addition,
comments may be sent by fax to (202)
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srobinson on DSKHWCL6B1PROD with NOTICES
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Federal Register / Vol. 75, No. 136 / Friday, July 16, 2010 / Notices
874–5274, or by electronic mail to
regs.comments@occ.treas.gov. You may
personally inspect and photocopy
comments at the OCC, 250 E Street,
SW., Washington, DC 20219. For
security reasons, the OCC requires that
visitors make an appointment to inspect
comments. You may do so by calling
(202) 874–4700. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
FDIC: Interested parties are invited to
submit written comments. All
comments should refer to the name and
number of the collection. Comments
may be submitted by any of the
following methods:
• https://www.FDIC.gov/regulations/
laws/federal/notices.html.
• E-mail: comments@fdic.gov.
• Mail: Gary A. Kuiper
(202.898.3877), Federal Deposit
Insurance Corporation, 550 17th Street,
NW., F–1072, Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street), on business days
between 7 a.m. and 5 p.m.
OTS: You may submit comments,
identified by ‘‘1550–0118 (Form TA–1),’’
by any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail address:
infocollection.comments@ots.treas.gov.
Please include ‘‘1550–0118 (Form TA–
1)’’ in the subject line of the message
and include your name and telephone
number in the message.
• Fax: (202) 906–6518.
• Mail: Information Collection
Comments, Chief Counsel’s Office,
Office of Thrift Supervision, 1700 G
Street, NW., Washington, DC 20552,
Attention: ‘‘1550–0118 (Form TA–1).’’
• Hand Delivery/Courier: Guard’s
Desk, East Lobby Entrance, 1700 G
Street, NW., from 9 a.m. to 4 p.m. on
business days, Attention: Information
Collection Comments, Chief Counsel’s
Office, Attention: ‘‘1550–0118 (Form
TA–1).’’
Instructions: All submissions received
must include the agency name and OMB
Control Number for this information
collection. All comments received will
be posted without change to the OTS
Internet Site at https://www.ots.treas.gov/
pagehtml.cfm?catNumber=67&an=1,
including any personal information
provided.
Docket: For access to the docket to
read background documents or
comments received, go to https://
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18:00 Jul 15, 2010
Jkt 220001
www.ots.treas.gov/
pagehtml.cfm?catNumber=67&an=1. In
addition, you may inspect comments at
the Public Reading Room, 1700 G Street,
NW., by appointment. To make an
appointment for access, call (202) 906–
5922, send an e-mail to
public.info@ots.treas.gov, or send a
facsimile transmission to (202) 906–
7755. (Prior notice identifying the
materials you will be requesting will
assist us in serving you.) We schedule
appointments on business days between
10 a.m. and 4 p.m. In most cases,
appointments will be available the next
business day following the date we
receive a request.
Additionally, commenters may send a
copy of their comments to the OMB
desk officer for the Agencies by mail to
the Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street, NW.,
Washington, DC 20503, or by fax to
(202) 395–6974.
FOR FURTHER INFORMATION CONTACT: For
further information about the proposed
information collection discussed in this
notice, please contact any of the agency
clearance officers whose names appear
below.
OCC: Mary H. Gottlieb, OCC
Clearance Officer, (202) 874–5090,
Legislative and Regulatory Activities
Division, Office of the Comptroller of
the Currency, 250 E Street, SW.,
Washington, DC 20219.
Board: Michelle E. Shore, Federal
Reserve Board Clearance Officer, (202)
452–3829, Division of Research and
Statistics, Board of Governors of the
Federal Reserve System, 20th and C
Streets, NW., Washington, DC 20551.
Telecommunications Device for the Deaf
(TDD) users may call (202) 263–4869.
FDIC: Gary A. Kuiper, 202.898.3877,
Legal Division, Federal Deposit
Insurance Corporation, 550 17th Street,
NW., Washington, DC 20429.
OTS: Ira Mills, OTS Clearance Officer,
at ira.mills@ots.treas.gov, (202) 906–
6531, or facsimile number (202) 906–
6518, Regulations & Legislation
Division, Chief Counsel’s Office, Office
of Thrift Supervision, 1700 G Street,
NW., Washington, DC 20552.
SUPPLEMENTARY INFORMATION: The
Banking Agencies are proposing to
extend for three years, without revision,
the uniform interagency Transfer Agent
Registration and Amendment Form. The
Securities Exchange Act of 1934 (the
Act) requires any person acting as a
transfer agent to register as such and to
amend registration information when it
changes.
Report Title: Transfer Agent
Registration and Amendment Form.
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Form Number: TA–1.
Frequency of Response: On occasion.
Affected Public: Business or other forprofit.
Estimated Time per Response: 1.25
hours: registration, 10 minutes:
amendment.
OCC
OMB Number: 1557–0124.
Estimated Number of Respondents: 3
registrations, 10 amendments.
Estimated Total Annual Burden: 6
hours.
Board
OMB Number: 7100–0099.
Estimated Number of Respondents: 5
registrations, 10 amendments.
Estimated Total Annual Burden: 8
hours.
FDIC
OMB Number: 3064–0026.
Estimated Number of Respondents: 2
registrations, 10 amendments.
Estimated Total Annual Burden: 5
hours.
OTS
OMB Number: 1550–0118.
Estimated Number of Respondents: 5
registrations, 10 amendments.
Estimated Total Annual Burden: 8
hours.
General Description of Reports
This information collection is
mandatory: Sections 17A(c), 17(a)(3),
and 23(a) of the Act, as amended (15
U.S.C. 78q–1(c), 78q(a)(3), and 78w(a))
(Board, FDIC and OTS); and Sections
12, 13, 14(a), 14(c), 14(d), 14(f), and 16
of the Act, as amended (15 U.S.C. 781,
78m, 78n(a), 78n(c), 78n(d), 78n(f), and
78p (OCC). Additionally, the Board’s
Regulation H (section 208.31(a)) and
Regulation Y (section 225.4(d)), as well
as § 341.3 of the FDIC’s Rules and
Regulations implement the provisions of
the Act. The registrations are public
filings and are not considered
confidential.
Abstract
Section 17A(c) of the Act requires all
transfer agents for securities registered
under section 12 of the Act to register
‘‘by filing with the appropriate
regulatory agency * * * an application
for registration in such form and
containing such information and
documents * * * as such appropriate
regulatory agency may prescribe as
necessary or appropriate in furtherance
of the purposes of this section.’’ In
general, an entity performing transfer
agent functions for a security is required
to register if the security is registered on
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Federal Register / Vol. 75, No. 136 / Friday, July 16, 2010 / Notices
a national securities exchange and if the
issuer has total assets of $10 million or
more and a class of equity security held
of record by 500 or more persons.
The Agencies invite comment on:
(a) Whether the collections of
information are necessary for the proper
performance of the Agencies’ functions,
including whether the information has
practical utility;
(b) The accuracy of the Agencies’
estimates of the burden of the
information collections, including the
validity of the methodology and
assumptions used;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected; and
(d) Ways to minimize the burden of
information collections on respondents,
including through the use of automated
collection techniques or other forms of
information technology.
Comments submitted in response to
this notice will be shared among the
Agencies. Unless otherwise afforded
confidential treatment pursuant to
Federal law, all comments will become
a matter of public record.
Dated: July 2, 2010.
Michele Meyer,
Assistant Director, Legislative and Regulatory
Activities Division, Office of the Comptroller
of the Currency.
Board of Governors of the Federal Reserve
System, July 6, 2010.
Jennifer J. Johnson,
Secretary of the Board.
Dated at Washington, DC, this 7th day of
July, 2010.
Federal Deposit Insurance Corporation.
Valerie J. Best,
Assistant Executive Secretary.
Dated: July 9, 2010.
Ira L. Mills,
OTS Clearance Officer, Office of Chief
Counsel, Office of Thrift Supervision.
[FR Doc. 2010–17329 Filed 7–15–10; 8:45 am]
BILLING CODE 4810–33–P, 6210–01–P, 6714–01–P,
6720–01–P
srobinson on DSKHWCL6B1PROD with NOTICES
Valles Caldera Trust
Notice of Intent To Prepare an
Environmental Impact Statement for a
Long-Term Landscape Restoration and
Management Plan To Restore and
Manage the Forest, Grassland, and
Riparian Ecosystems of the Valles
Caldera National Preserve
Authority: The National Environmental
Policy Act of 1969 (NEPA), CEQ Regulations
at 40 CFR parts 1500 through 1508, The
18:00 Jul 15, 2010
Valles Caldera Trust.
Notice of Intent to prepare an
Environmental Impact Statement.
AGENCY:
ACTION:
Request for Comment
VerDate Mar<15>2010
Valles Caldera Preservation Act, Public Law
106–248, NEPA Procedures for the Valles
Caldera National Preserve, 68 CFR 42460.
Jkt 220001
SUMMARY: The Valles Caldera Trust
(VCT) a wholly owned government
corporation empowered to provide
management and administrative
services for the Valles Caldera National
Preserve (VCNP) intends to prepare an
Environmental Impact Statement (EIS)
to analyze and disclose the potential
impacts of a proposed Landscape
Restoration and Management Plan
(LRMP) which includes mechanical
treatments, prescribed burning,
management of lightning caused
wildland fires (wildland fire use),
restoration or riparian areas, closure and
maintenance of roads and eradication of
noxious weeds and invasive plants. A
combination of these management
activities are being proposed over the
next 10-years as follows:
1. Mechanical Treatments—
Mechanical treatments are being
proposed on approximately 20,000 acres
over 10 years depending on funding and
possible adjustments based on
monitoring and evaluation of
treatments. These treatments include
tree cutting and removing or otherwise
disposing of the associated biomass.
Trees may be cut using chainsaws or
equipment. Feller-bunchers,
masticators, or small dozers equipped
with saw blades, are some of the more
common types of equipment employed.
Forest thinning will be implemented
under prescription parameters that will
specify the size, species and other
parameters that would determine
whether a tree will be cut or left. In
general, the forests of the preserve are
dominated by an excess of trees 7–16 in
diameter and these trees sizes would be
targeted for removal.
2. Prescribed Fire/Wildland Fire
Use—Prescribed fire is being proposed
in conjunction with the mechanical
treatment described above. In addition,
prescribed fire alone is being proposed
on nearly 59,000 acres of forest and
grassland ecosystems over a 10-year
period. The management of lightning
caused fires (wildland fire use) to
achieve resource benefits is also being
proposed. Wildland fire use would be
limited initially due to the current forest
condition but could increase over time
as forests are treated and wildfire risk is
reduced. The use of wildland fire is
being proposed as a tool for restoration
and management of the preserve’s
forests and grasslands and ultimately
proposes to reintroduce fire as a
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41575
beneficial ecosystem process. The actual
acres treated with prescribed fire over
10 years would depend on funding,
environmental conditions—especially
weather, the completion of mechanical
treatments, and possible adjustments
due to monitoring and evaluation
results.
3. Road Closure, Rehabilitation and
Maintenance—The closure and
rehabilitation of approximately 1000
miles of roads is being proposed over
the next 10 years. Administrative
closures would be the primary tool used
to close roads to motorized use,
allowing natural rehabilitation.
Approximately 150 miles of the road
network requires physical rehabilitation
to halt ongoing erosion. Some roads
would be reduced to a maintenance
level-1, rather than closed. This
designation allows non-motorized use
as well as temporary motorized use for
administrative actions such as forest
management, search and rescue, or
wildland fire management.
4. In combination with road
management actions as described above,
the trust is also proposing to restore
wetland and riparian areas throughout
the preserve. The wetland and wet
meadow systems containing the
preserves riparian areas, and streams
comprise just over 6,800 acres, mostly
within the open valle systems.
Restoration activities would include
stream bank and channel restoration to
address site specific erosion, placement
of log and fabric dams, gully plugs, or
Zuni bowl techniques to protect and
restore wetlands. Willow plantings or
placement of sod plugs are among
techniques proposed for improving
stream bank integrity.
5. Prevention and Eradication of
Noxious Weeds—Under the proposed
LRMP, current efforts to eradicate
Canada, musk, and bull thistle
populations would continue. This
includes continuing to mechanically
treat (cut, hoe and bag seed heads) musk
thistle in combination with the
application of the herbicide, clopyralid
to treat Canada and bull thistle. The
trust is also proposing to use clopyralid
to eradicate oxeye daisy
(Leucanthemum vulgare), and
glyphosate (Roundup), Imazipic
(Plateau), or the combination of both
(Journey) to eradicate cheatgrass
(Bromus tectorum) primarily in road
cuts and other disturbed areas. The VCT
is also proposing to implement
performance requirements to reduce the
risk of introducing new noxious weed
species or further spread of existing
species.
6. No Treatment—Areas of the
preserve could remain untreated based
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Agencies
[Federal Register Volume 75, Number 136 (Friday, July 16, 2010)]
[Notices]
[Pages 41573-41575]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-17329]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE CORPORATION
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
Proposed Agency Information Collection Renewal; Joint Submission
for OMB Review; Comment Request
AGENCY: Office of the Comptroller of the Currency (OCC), Treasury;
Board of Governors of the Federal Reserve System (Board); Federal
Deposit Insurance Corporation (FDIC); and Office of Thrift Supervision
(OTS), Treasury (collectively, the Banking Agencies or Agencies).
ACTION: Joint submission of information collection renewal to OMB for
review and approval under the Paperwork Reduction Act.
-----------------------------------------------------------------------
SUMMARY: The OCC, FDIC and OTS as part of their continuing effort to
reduce paperwork and respondent burden, invite the general public and
other Federal agencies to comment on the proposed renewal of the
interagency Transfer Agent and Amendment Form, as required by the
Paperwork Reduction Act of 1995. To renew this information collection,
the OCC, FDIC, and OTS seek additional public comment regarding this
notice, which is the second of two notices required by the PRA, and
will seek OMB review of, and clearance for, the information collection
discussed herein. The Board has approved this information collection
under its delegated authority from OMB. The Banking Agencies may not
conduct or sponsor, and the respondent is not required to respond to,
an information collection unless it displays a currently valid Office
of Management and Budget (OMB) control number.
DATES: Comments must be submitted on or before August 16, 2010.
ADDRESSES: Interested parties are invited to submit written comments to
any or all of the Agencies. All comments, which should refer to the OMB
control number(s), will be shared among the Agencies.
OCC: Communications Division, Office of the Comptroller of the
Currency, Mailstop 2-3, Attention: 1557-0124, 250 E Street, SW.,
Washington, DC 20219. In addition, comments may be sent by fax to (202)
[[Page 41574]]
874-5274, or by electronic mail to regs.comments@occ.treas.gov. You may
personally inspect and photocopy comments at the OCC, 250 E Street,
SW., Washington, DC 20219. For security reasons, the OCC requires that
visitors make an appointment to inspect comments. You may do so by
calling (202) 874-4700. Upon arrival, visitors will be required to
present valid government-issued photo identification and to submit to
security screening in order to inspect and photocopy comments.
FDIC: Interested parties are invited to submit written comments.
All comments should refer to the name and number of the collection.
Comments may be submitted by any of the following methods:
https://www.FDIC.gov/regulations/laws/federal/notices.html.
E-mail: comments@fdic.gov.
Mail: Gary A. Kuiper (202.898.3877), Federal Deposit
Insurance Corporation, 550 17th Street, NW., F-1072, Washington, DC
20429.
Hand Delivery: Comments may be hand-delivered to the guard
station at the rear of the 550 17th Street Building (located on F
Street), on business days between 7 a.m. and 5 p.m.
OTS: You may submit comments, identified by ``1550-0118 (Form TA-
1),'' by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail address: infocollection.comments@ots.treas.gov.
Please include ``1550-0118 (Form TA-1)'' in the subject line of the
message and include your name and telephone number in the message.
Fax: (202) 906-6518.
Mail: Information Collection Comments, Chief Counsel's
Office, Office of Thrift Supervision, 1700 G Street, NW., Washington,
DC 20552, Attention: ``1550-0118 (Form TA-1).''
Hand Delivery/Courier: Guard's Desk, East Lobby Entrance,
1700 G Street, NW., from 9 a.m. to 4 p.m. on business days, Attention:
Information Collection Comments, Chief Counsel's Office, Attention:
``1550-0118 (Form TA-1).''
Instructions: All submissions received must include the agency name
and OMB Control Number for this information collection. All comments
received will be posted without change to the OTS Internet Site at
https://www.ots.treas.gov/pagehtml.cfm?catNumber=67&an=1, including any
personal information provided.
Docket: For access to the docket to read background documents or
comments received, go to https://www.ots.treas.gov/pagehtml.cfm?catNumber=67&an=1. In addition, you may inspect comments
at the Public Reading Room, 1700 G Street, NW., by appointment. To make
an appointment for access, call (202) 906-5922, send an e-mail to
public.info@ots.treas.gov">public.info@ots.treas.gov, or send a facsimile transmission to (202)
906-7755. (Prior notice identifying the materials you will be
requesting will assist us in serving you.) We schedule appointments on
business days between 10 a.m. and 4 p.m. In most cases, appointments
will be available the next business day following the date we receive a
request.
Additionally, commenters may send a copy of their comments to the
OMB desk officer for the Agencies by mail to the Office of Information
and Regulatory Affairs, U.S. Office of Management and Budget, New
Executive Office Building, Room 10235, 725 17th Street, NW.,
Washington, DC 20503, or by fax to (202) 395-6974.
FOR FURTHER INFORMATION CONTACT: For further information about the
proposed information collection discussed in this notice, please
contact any of the agency clearance officers whose names appear below.
OCC: Mary H. Gottlieb, OCC Clearance Officer, (202) 874-5090,
Legislative and Regulatory Activities Division, Office of the
Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219.
Board: Michelle E. Shore, Federal Reserve Board Clearance Officer,
(202) 452-3829, Division of Research and Statistics, Board of Governors
of the Federal Reserve System, 20th and C Streets, NW., Washington, DC
20551. Telecommunications Device for the Deaf (TDD) users may call
(202) 263-4869.
FDIC: Gary A. Kuiper, 202.898.3877, Legal Division, Federal Deposit
Insurance Corporation, 550 17th Street, NW., Washington, DC 20429.
OTS: Ira Mills, OTS Clearance Officer, at ira.mills@ots.treas.gov,
(202) 906-6531, or facsimile number (202) 906-6518, Regulations &
Legislation Division, Chief Counsel's Office, Office of Thrift
Supervision, 1700 G Street, NW., Washington, DC 20552.
SUPPLEMENTARY INFORMATION: The Banking Agencies are proposing to extend
for three years, without revision, the uniform interagency Transfer
Agent Registration and Amendment Form. The Securities Exchange Act of
1934 (the Act) requires any person acting as a transfer agent to
register as such and to amend registration information when it changes.
Report Title: Transfer Agent Registration and Amendment Form.
Form Number: TA-1.
Frequency of Response: On occasion.
Affected Public: Business or other for-profit.
Estimated Time per Response: 1.25 hours: registration, 10 minutes:
amendment.
OCC
OMB Number: 1557-0124.
Estimated Number of Respondents: 3 registrations, 10 amendments.
Estimated Total Annual Burden: 6 hours.
Board
OMB Number: 7100-0099.
Estimated Number of Respondents: 5 registrations, 10 amendments.
Estimated Total Annual Burden: 8 hours.
FDIC
OMB Number: 3064-0026.
Estimated Number of Respondents: 2 registrations, 10 amendments.
Estimated Total Annual Burden: 5 hours.
OTS
OMB Number: 1550-0118.
Estimated Number of Respondents: 5 registrations, 10 amendments.
Estimated Total Annual Burden: 8 hours.
General Description of Reports
This information collection is mandatory: Sections 17A(c),
17(a)(3), and 23(a) of the Act, as amended (15 U.S.C. 78q-1(c),
78q(a)(3), and 78w(a)) (Board, FDIC and OTS); and Sections 12, 13,
14(a), 14(c), 14(d), 14(f), and 16 of the Act, as amended (15 U.S.C.
781, 78m, 78n(a), 78n(c), 78n(d), 78n(f), and 78p (OCC). Additionally,
the Board's Regulation H (section 208.31(a)) and Regulation Y (section
225.4(d)), as well as Sec. 341.3 of the FDIC's Rules and Regulations
implement the provisions of the Act. The registrations are public
filings and are not considered confidential.
Abstract
Section 17A(c) of the Act requires all transfer agents for
securities registered under section 12 of the Act to register ``by
filing with the appropriate regulatory agency * * * an application for
registration in such form and containing such information and documents
* * * as such appropriate regulatory agency may prescribe as necessary
or appropriate in furtherance of the purposes of this section.'' In
general, an entity performing transfer agent functions for a security
is required to register if the security is registered on
[[Page 41575]]
a national securities exchange and if the issuer has total assets of
$10 million or more and a class of equity security held of record by
500 or more persons.
Request for Comment
The Agencies invite comment on:
(a) Whether the collections of information are necessary for the
proper performance of the Agencies' functions, including whether the
information has practical utility;
(b) The accuracy of the Agencies' estimates of the burden of the
information collections, including the validity of the methodology and
assumptions used;
(c) Ways to enhance the quality, utility, and clarity of the
information to be collected; and
(d) Ways to minimize the burden of information collections on
respondents, including through the use of automated collection
techniques or other forms of information technology.
Comments submitted in response to this notice will be shared among
the Agencies. Unless otherwise afforded confidential treatment pursuant
to Federal law, all comments will become a matter of public record.
Dated: July 2, 2010.
Michele Meyer,
Assistant Director, Legislative and Regulatory Activities Division,
Office of the Comptroller of the Currency.
Board of Governors of the Federal Reserve System, July 6, 2010.
Jennifer J. Johnson,
Secretary of the Board.
Dated at Washington, DC, this 7th day of July, 2010.
Federal Deposit Insurance Corporation.
Valerie J. Best,
Assistant Executive Secretary.
Dated: July 9, 2010.
Ira L. Mills,
OTS Clearance Officer, Office of Chief Counsel, Office of Thrift
Supervision.
[FR Doc. 2010-17329 Filed 7-15-10; 8:45 am]
BILLING CODE 4810-33-P, 6210-01-P, 6714-01-P, 6720-01-P