Procedures for Abatement of Highway Traffic Noise and Construction Noise, 39820-39839 [2010-15848]
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Federal Register / Vol. 75, No. 133 / Tuesday, July 13, 2010 / Rules and Regulations
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Issued in Renton, Washington, on June 25,
2010.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. 2010–16435 Filed 7–12–10; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Part 772
[FHWA Docket No. FHWA–2008–0114]
RIN 2125–AF26
Procedures for Abatement of Highway
Traffic Noise and Construction Noise
AGENCY: Federal Highway
Administration (FHWA), DOT.
ACTION: Final rule.
SUMMARY: This final rule amends the
Federal regulations on the Procedures
for Abatement of Highway Traffic Noise
and Construction Noise. The final rule
clarifies and adds definitions, the
applicability of this regulation, certain
analysis requirements, and the use of
Federal funds for noise abatement
measures.
Effective date: July 13, 2011.
Incorporation by reference: The
incorporation by reference of certain
publications listed in the regulations is
approved by the Director of the Federal
Register as of July 13, 2011.
FOR FURTHER INFORMATION CONTACT: Mr.
Mark Ferroni, Office of Natural and
Human Environment, (202) 366–3233,
or Mr. Robert Black, Office of the Chief
Counsel, (202) 366–1359, Federal
Highway Administration, 1200 New
Jersey Avenue, SE., Washington, DC
20590.
DATES:
SUPPLEMENTARY INFORMATION:
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Electronic Access
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available 24 hours each day, 365 days
each year. Electronic submission and
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available under the help section of this
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An electronic copy of this document
may be downloaded by using a
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Office of the Federal Register’s home
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Background
The FHWA developed the noise
regulation as required by section 136 of
the Federal-Aid Highway Act of 1970
(codified at 23 U.S.C. 109(i)). The
regulation applies to highway
construction projects where a State
department of transportation has
requested Federal funding for
participation in the project. The FHWA
noise regulation, found at 23 CFR 772,
requires a highway agency to investigate
traffic noise impacts in areas adjacent to
federally funded highways for the
proposed construction of a highway on
a new location or the reconstruction of
an existing highway that either
significantly changes the horizontal or
vertical alignment or increases the
number of through-traffic lanes. If the
highway agency identifies impacts, it
must consider abatement. The highway
agency must incorporate all feasible and
reasonable noise abatement into the
project design.
The FHWA published the ‘‘Highway
Traffic Noise Analysis and Abatement
Policy and Guidance’’ (Policy and
Guidance), dated June 1995 (available at
https://www.fhwa.dot.gov/environment/
noise/polguide/polguid.pdf), which
provides guidance and policy on
highway traffic and construction noise
abatement procedures for Federal-aid
projects. While updating the 1995
Policy and Guidance, the FHWA
determined that certain changes to the
noise regulations were necessary.
As a result, the FHWA published a
Notice of Proposed Rulemaking (NPRM)
on September 17, 2009 (74 FR 47762).
This final rule amends sections 772.1,
772.5 to 772.17, and Table 1—Noise
Abatement Criteria. Sections 772.3 and
772.19 are not amended by this final
rule, and Appendix A—National
Reference Energy Mean Emission Levels
as a Function of Speed, is removed by
this final rule. This final rule also
reorganizes various sections and parts of
sections throughout the NPRM to
institute a more logical order in the
regulation. This reorganization does not
change the meaning of the regulation
and is not substantive in nature.
In the preamble of the NPRM, the
FHWA specifically asked for comments
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on the cost of abatement, third party
funding for abatement, and maintaining
a noise abatement inventory. The
FHWA appreciates the comments
received on this section. A summary of
the comments received and the FHWA’s
response to these comments can be
found in the discussion of comments
section.
The preamble of the NPRM requested
comments on a proposed timeline for
highway agencies to revise and have the
FHWA approve their noise policies.
Changes to this timeline have been
made based on the comments received.
Therefore, highway agencies will need
to submit their revised noise policy,
meeting the requirements of this final
rule, to FHWA for approval within 6
months from the publication date of this
final rule. The FHWA will review the
highway agency’s revised noise policy
for conformance to the final rule and
uniform and consistent application
nationwide. The highway agency will
provide FHWA a review schedule for
approval of their revised noise policy
that does not exceed 3 months from the
highway agency’s first submission of the
revised noise policy to the FHWA. Each
review of the document by FHWA
should have a duration of at least 14
days for the initial and subsequent
reviews. The highway agency’s main
point of contact for this review will be
the FHWA Division Office in their State.
Each highway agency’s revised noise
document will be concurrently
reviewed by three FHWA offices to
ensure uniform and consistent
application of this final rule nationwide
(one from the respective Division Office,
one from the Resource Center, and one
from Headquarters). Failure to submit a
revised noise policy in accordance with
the final rule could result in a delay in
FHWA’s approval of Federal-aid
highway projects that require a noise
analysis. The highway agency would be
required to implement the new standard
no later than 12 months from the date
this final rule was published in the
Federal Register.
Grandfathering to the pre-final rule of
23 CFR 772 should be considered for
Federal-aid highway projects for which
the Categorical Exclusion, Finding of No
Significant Impact, or Record of
Decision has been signed by the
effective date of this final rule. The State
highway agency should coordinate with
their FHWA Division Office to
determine which projects, if any, should
be completed under the previous 23
CFR 772 and highway agency’s
previously approved noise policy.
The FHWA has updated the Policy
and Guidance document to reflect what
is presented in this final rule. Highway
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agencies should use this document for
additional guidance when developing
their revised noise policies in
compliance with this final rule. To
further assist highway agencies in
revising their noise policies, the FHWA
has developed a policy template for the
highway agencies to use if they desire
to do so. The updated guidance and
optional policy template can be found
at: https://www.fhwa.dot.gov/
environMent/noise/index.htm.
Discussion of Comments
The agency received comments from
25 State highway agencies (California,
Florida, Georgia, Illinois, Kentucky,
Louisiana, Maryland, Massachusetts,
Michigan, Minnesota, Mississippi,
Missouri, Montana, North Carolina,
New Jersey, New York, Ohio, Oregon,
Pennsylvania, South Carolina,
Tennessee, Texas, Virginia, Washington,
and Wisconsin), 1 county highway
agency (Anoka County Highway
Department, Minnesota), 1 national
organization (American Association of
State Highway and Transportation
Officials (AASHTO)), 7 noise
consultants or consulting firms
(Bergmann Associates, Inc., Bowlby &
Associates, Environmental Acoustics,
Inc., Environmental Science Associates,
HNTB Corporation, Karel Cubic and
Sharon Paul Carpenter), 1 university
(East Carolina University), and 1 private
citizen (Jennifer Leigh Hanson).
There were several comments
received that were general in nature.
Three State highway agencies and one
private consultant expressed that they
generally agreed with the NPRM. One
private consultant commented that the
numbering of the regulation should not
skip the even numbers. The FHWA will
retain the numbering sequence that the
regulation currently has. One private
consultant commented on the
parentheses used on the ‘‘A’’ of dB(A). It
is FHWA’s position that since the metric
used to assess highway traffic noise
levels is the A-weighted decibel, that
decibel be illustrated by ‘‘dB’’ and the
parentheses are needed around the ‘‘A’’
to illustrate the A-weighting. The
parentheses are commonly used by the
highway noise industry and will be
retained in the final rule. Two State
highway agencies and a university
commented that quiet pavements
should be allowed as a federally funded
noise abatement measure. While the
FHWA recognizes the efforts of many
State highway agencies and the
pavement industries, there are still too
many unknowns that currently prohibit
the use of pavement as a noise
abatement measure. One national
organization commented that while they
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recognize the importance of uniform
and consistent application of this
regulation nationwide, they encourage
the FHWA to incorporate flexibility to
accommodate regional and Statespecific needs. The FHWA has
incorporated flexibility while setting
specific parameters throughout this final
rule. There are numerous situations in
the final rule where the State highway
agency is permitted to completely
define a definition or process, or define
a definition or process within the
parameters set by the FHWA.
Based on comments received, the
FHWA has changed the order and titles
of several of the sections. The current
section 772.17 ‘‘Traffic Noise
Predication’’ is now section 772.9, with
the same title. The current section 772.9
‘‘Analysis of traffic noise impacts and
abatement measures’’ is now section
772.11, with the title ‘‘Analysis of traffic
noise impacts.’’ The ‘‘and abatement
measures’’ of this title has been removed
as it is redundant with the noise
abatement section. The current section
772.11 ‘‘Noise abatement’’ is now section
772.13, with the new title of ‘‘Analysis
of noise abatement,’’ which keeps
consistent with the previous section
dealing with the analysis of traffic noise
impacts. The current section 772.13
‘‘Federal participation’’ is now section
772.15 with the same title. The current
section 772.15 ‘‘Information for local
officials’’ is now section 772.17 with the
same title.
Section-by-Section Discussion of
Comments
Section 772.1—Purpose
In section 772.1, the FHWA is adding
the word ‘‘livability’’ to this section, not
based on comments received, but to
incorporate the DOT Secretary’s
livability initiative.
Section 772.3—Noise Standards
In section 772.3, no changes have
been made to this section based on
comments received; however, one State
highway agency commented on the
difference between the use of the words
‘‘accordance’’ and ‘‘conformance.’’ The
FHWA did not use these two terms to
show a difference in meaning, but rather
to illustrate agreement between both the
regulation and the noise standard.
Section 772.5—Definitions
In section 772.5, three State highway
agencies and one private consultant
commented that the definitions should
be placed in alphabetical order. The
FHWA agrees and the definitions are
now listed and discussed in this final
rule in alphabetical order. Also, one
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State highway agency suggested adding
a definition for substantial noise
reduction. The FHWA disagrees with
the addition of ‘‘substantial noise
reduction’’ since this principle is
adequately addressed in the other
sections of the final rule.
Benefited Receptor, 10 State highway
agencies, 1 national organization, and 5
private consultants commented on the
definition of benefited receptor. Eleven
commenters generally support the
definition with minor or no revisions,
with two comments desiring additional
flexibility in defining and applying
benefited receptors. Three comments
concerned the issues of benefited
receptors that are impacted and
benefited receptors that are not
impacted, and two comments were
concerned with a discernable 5 dB(A)
change in noise versus a perceptible 3
dB(A) change in noise.
The FHWA has changed the
definition to indicate that a benefited
receptor is a ‘‘recipient of an abatement
measure that receives a noise reduction
at or above the minimum threshold of
5 dB(A), but not to exceed the highway
agency’s reasonableness design goal.’’
The definition retains the 5 dB(A)
minimum threshold, but provides
flexibility to State highway agencies by
allowing the agency to define a
benefited receptor as one benefitting
from a reduction in noise level that is
between 5 dB(A) and the agency’s
design goal. These changes ensure
construction of effective noise
abatement measures. Generally, a 5
dB(A) change in noise levels is deemed
discernible by a person with normal
hearing. Noise abatement activities
should result in a discernible 5 dB(A)
change in noise level rather than a
perceptible 3 dB(A) change in noise
level. This approach provides a
consistent approach throughout this
final rule. State highway agencies will
still be able to differentiate between
benefiting impacted and non-impacted
receivers within their own policies.
States may continue weighting impacted
receptors greater than non-impacted
receptors when making decisions about
reasonableness of noise abatement.
Common Noise Environment, seven
State highway agencies, one national
organization, and three private
consultants commented on the
definition of common noise
environment. The definition was
generally supported with minor changes
or clarifications requested. Two
commenters disagreed with the
definition. Based on a comment from
the New York DOT, the FHWA has
added ‘‘within the same Activity
Category in Table 1’’ to the definition,
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with the other comments being
addressed in sec. 772.13 Analysis of
Noise Abatement. The FHWA is
addressing the concept of common
noise environment by defining the
parameters for cost averaging to ensure
cost averaging is applied uniformly and
consistently nationwide. States can
continue to consider each neighborhood
as its own noise environment. The
definition allows States flexibility to
consider common noise environments
within the project. A noise analysis
should consider secondary sources,
including non-highway noise sources,
as part of the common noise
environment. The final rule
acknowledges that a common noise
environment may span an entire project
area and requires consideration of a
common noise environment for land
uses within the same activity category.
Date of Public Knowledge, one State
highway agency, one national
organization, and one private consultant
agreed and supported the addition of
this definition. No changes were made
based on comments received, however,
‘‘CE’’ and ‘‘ROD’’ were spelled out and
‘‘as defined in 23 CFR 771’’ was added
to provide additional clarification.
Noise Reduction Design Goal, based
on comments received, the FHWA is
defining ‘‘noise reduction design goal’’
to be ‘‘[t]he optimum desired dB(A)
noise reduction determined from
calculating the difference between
future build noise levels with
abatement, to future build noise levels
without abatement. The noise reduction
design goal shall be at least 7 dB(A), but
not more than 10 dB(A).’’ The FHWA is
defining ‘‘Noise Reduction Design Goal’’
to remove the disconnect that occurs
with a 5 dB(A) substantial decrease
criterion and substantial increase
criteria’s 5–15 dB(A) range.
Design Year, two State highway
agencies, one national organization, and
a private consultant commented in
support of the definition of design year.
The FHWA made no changes to this
definition in the final rule.
Existing Noise Levels, two State
highway agencies, one national
organization, and one private consultant
commented on the definition of existing
noise levels. Most comments expressed
support of the definition with minor
clarifications. One State highway agency
sought additional clarification on what
are, and how to address, non-highway
traffic noise sources. It is FHWA’s
position that an effective noise analysis
should consider major noise sources in
the environment including
transportation, industry, and
background noise.
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Feasibility, two State highway
agencies, one national organization, and
two private consultants commented on
the definition of feasibility. The
definition was generally supported with
minor revisions. Based on the
comments, the FHWA added
‘‘considered in the evaluation of’’ to the
definition to clarify that the
combination of acoustical and
engineering factions shall be examined
when considering noise abatement
measures. Other comments dealt with
how to apply feasibility and therefore
are better suited to in sec. 772.13 where
feasible noise abatement is further
addressed.
Impacted Receptor, four State
highway agencies, one national
organization, and two private
consultants submitted comments
generally supportive of the definition of
impacted receptor, with minor revisions
regarding redundancy, and allowing
State highway agencies to define. The
FHWA made several changes to this
definition. The definition was
simplified by removing the text that
made it redundant with the definition of
traffic noise impacts.
L10, four State highway agencies, one
national organization, and two private
consultants commented on this
definition. Many of the comments
recommended the definition be deleted
because the metric is obsolete. Although
currently the L10 metric is not the most
applicable metric to use on highway
projects, the L10 and Leq metrics were
a part of this regulation from its genesis.
As a result, the State of Minnesota has
a law requiring the use of L10, and
therefore this metric will remain in the
final rule with no changes.
Multifamily Dwelling, six State
highway agencies, a national
organization, and two private
consultants generally support the
definition of multifamily dwellings with
some minor revisions including,
allowing the highway agency to define
the term, and a request for addition
flexibility and additional guidance from
the FHWA. Massachusetts DOT
disagreed with the definition, indicating
that, as proposed, the definition of
multifamily structures would skew the
cost reasonableness calculations. It is
FHWA’s position that the purpose of
any environmental analysis is to
quantify impacts first, and explore
methods to mitigate those impacts. The
approach of only looking at first floor
receptors ignores the possibility that
impacts may occur at upper floor
residences. The analysis to determine
impacts shall be for all outdoor areas of
frequent human use, both on the ground
and on balconies (if present). This does
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not automatically result in feasible and
reasonable noise abatement measures
being determined for upper lever
receptors. When a multifamily dwelling
has a common exterior area of frequent
human use, each unit of the multifamily
dwelling that has access to that common
exterior shall be included in the feasible
and reasonable analysis. Multifamily
development does not ‘‘skew’’ the
determination of feasible and reasonable
noise abatement measures. Providing
noise abatement for multifamily
development results in noise abatement
for a higher number of people who may
be using individual or common exterior
areas. Frequency of use is not based on
a comparison between how a single
family dwelling would use their outdoor
area versus how a multifamily dwelling
would use their outdoor area. This
process allows all receptors to be
analyzed for noise impacts, and allows
all impacted receptors to be considered
for noise abatement. To add
clarification, the FHWA added ‘‘when
determining impacted and benefiting
receptors’’ to the end of the second
sentence.
Noise Barrier, based on comments
received, the FHWA is defining ‘‘noise
barrier’’ to be ‘‘[a] physical obstruction
that is constructed between the highway
noise source and the noise sensitive
receptor(s) that lowers the noise
environment, to include stand alone
noise walls, noise berms (earth or other
material), and combination berm/wall
systems.’’ Noise barriers have been a
longstanding proven noise abatement
measure and therefore it is necessary to
clarify that a noise barrier can be a wall,
berm or a combination berm/wall
system.
Permitted, three State highway
agencies, one national organization, one
county highway department, and one
private consultant commented that there
should be more of a definite
commitment to develop, and therefore
suggested renaming this definition
‘‘permitted’’ instead of ‘‘planned,
designed and programmed.’’ There was
also a comment to retain flexibility in
interpreting a definite commitment. The
FHWA agrees, and has changed this
definition to ‘‘permitted’’ and removed
all references to ‘‘planned, designed and
programmed’’ from the final rule. The
FHWA also added ‘‘as evidence by
issuance of a building permit’’ to the
definition.
Property Owner, three State highway
agencies, one national organization, and
a private consultant generally supported
the definition of ‘‘property owner’’ with
minor changes. The FHWA modifies
this definition to include ‘‘holds a title,
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deed or other legal documentation of
ownership.’’
Reasonableness, two State highway
agencies, one national organization, and
two private consultants commented on
the definition of ‘‘reasonableness.’’ The
definition was generally supported with
minor revisions. Based on the comments
of a private consultant, the FHWA
added ‘‘considered in the evaluation of’’
to the definition to clarify that the
combination of social, economic and
environmental factions shall be
considered when considering noise
abatement measures. Other comments
provided suggested adding that
reasonableness is based on common
sense and good judgment. It is FHWA’s
position that this leaves reasonableness
open to personal opinion rather than
using an objective approach and has not
made the suggested change in the final
rule.
Receptor, based on changes made
from comments received, the FHWA is
defining ‘‘receptor,’’ to be ‘‘a discrete or
representative location of a noise
sensitive area(s), for any of the land uses
list in Table 1.’’
Residence, four State highway
agencies, one national organization and
two private consultants commented on
their general approval of this definition
for ‘‘residence.’’ Additional comments
include surveying multifamily residents
and the use of a basic unit of measure.
A discussion on how to survey
multifamily residents is not appropriate
for the definition section, but is address
later in the final rule.
The NPRM had proposed to define
‘‘severe noise impact’’ in sec. 772.5(s).
Nine State highway agencies, one
county highway agency, one national
organization, and five private
consultants commented on the
definition of severe noise impact. Based
on the comments received, the FHWA
has removed this definition from the
final rule due to the conflict from the
commenters on size and scale of the
range, and since the definition would
likely be misinterpreted to mean that
the noise levels or noise level increases
must fall within those ranges.
The NPRM had proposed to define
‘‘special land use facilities’’ in sec.
772.5(e). Seven State highway agencies,
one national organization, and three
private consultants commented on the
definition of ‘‘special land use
facilities.’’ The FHWA removed this
term from the final rule based on
changes to the activity categories
presented in Table 1. There are now
seven activity categories in order to
break out various land uses into more
appropriate groupings.
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Statement of Likelihood, based on
changes made from comments received,
the FHWA is defining ‘‘statement of
likelihood,’’ to be ‘‘a statement provided
in the environmental clearance
document based on the feasibility and
reasonableness analysis completed at
the time of environmental document is
being approval.’’
Substantial Construction, six State
highway agencies, one county highway
agency, one national organization and
two private consultants comment on the
definition of ‘‘substantial construction.’’
The definition was generally supported
with recommendations. Based on the
comments received, the FHWA is
removing from the definition ‘‘the filing
of a plat plan or an occurrence of a
similar action,’’ and the word ‘‘original’’
before ‘‘highway.’’ The final rule will
retain this definition to help State
highway agencies clarify when
development must occur for Type II
eligibility and for potential Type I
reasonableness considerations.
Substantial Noise Increase, based on
comments received from eight State
highway agencies and two private
consultants, the FHWA is defining
‘‘substantial noise increase,’’ to be ‘‘One
of two types of highway traffic noise
impacts. For a Type I project, an
increase in noise levels of 5 to 15 dB(A)
in the design year over the existing
noise level.’’
Traffic Noise Impacts, four State
highway agencies, a national
organization, and two private
consultants commented on the
definition of traffic noise impacts, with
general support of the definition.
Comments pertained to the inclusion of
design year and reference to future
condition as well as how to address
other noise sources. The FHWA has
added ‘‘design year’’ and ‘‘design year
build condition’’ to the final rule. It is
FHWA’s position that an effective noise
analysis should consider major noise
sources in the environment including
transportation, industry, and
background noise. Without a project
noise levels may exist that exceed the
noise abatement criteria (NAC), but
there are no impacts without a project.
Type I Project, 14 State highway
agencies, 1 national organization, and 6
private consultants commented on this
section. The majority of the comments
referenced the use of a 3 dB(A) increase
in determining a significant change for
a Type I project, followed by the
redundancy of the first two sentences,
and use of the word ‘‘significant.’’ The
FHWA has revised this section to
remove the first sentence and replace
‘‘significant’’ with ‘‘substantial.’’ The use
of a 3 dB(A) increase in determining a
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substantial change has been removed.
The factor for determining a substantial
horizontal change is a halving the
distance between the noise source and
the closest receiver between the existing
condition to the future build condition.
The factor for determining a substantial
vertical change is ‘‘a project that
removes shielding therefore exposing
the line-of-sight between the receptor
and the traffic noise source exposing the
receptor to additional traffic noise. This
is done by either altering the vertical
alignment of the highway or by altering
the topography between the highway
traffic noise source and the receptor.’’
Twelve State highway agencies, 1
national organization, and 4 private
consultant firms commented on what
constitutes a Type I project for the
addition of a through traffic lane or an
auxiliary lane. Additional comments
were provided on bus lanes, turn lanes,
restriping travel lanes, weight stations,
toll plazas, ride-share lots, and rest
stops. Based on the comments received,
the FHWA changed the definition of
Type I project to now include bus lanes
as through traffic lanes. The definition
further clarifies that left turn lanes are
not considered an auxiliary lane, and
additional qualifying activities were
added including ‘‘restriping existing
pavement for the purpose of adding a
through-traffic lane or an auxiliary lane’’
and ‘‘the addition of a new or substantial
alteration of a weigh station, rest stop,
ride-share lots and toll plaza.’’ Finally,
the FHWA adds clarifying language to
make clear that ‘‘if a project is
determined to be a Type I project under
this definition then the entire project
area as defined in the environmental
document is a Type I project.’’
Five State highway agencies and one
private consultant supported this
section and suggested moving the
addition of new interchanges or ramps
to an existing facility to its own
subsection. The FHWA agrees. The final
rule will reflect that the ‘‘addition of
new interchanges or ramps added to a
quadrant to complete an existing partial
interchange’’ will be its own section
under the Type I definition.
Type II Project, one State highway
agency and one private consultant
commented that they were in support of
this section on Type II projects. One
State highway agency commented that it
is not necessary for a State highway
agency to develop a Type II program.
The FHWA disagrees and did not
change this section in the final rule. As
supported in the 1995 guidance
document, a Type II noise abatement
program is appropriate to ensure
statewide consistency.
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Type III Project, nine State highway
agencies and two private consultants
commented on the creation of a Type III
project. The majority of the comments
were in support of the Type III project
type, with some asking FHWA to
provide examples of Type III projects
and to develop a template for
documenting Type III. One commenter
requested clarifying that Type III
projects do not need a noise analysis
performed. The FHWA agrees and, as a
result, added ‘‘Type III projects do not
require a noise analysis’’ to the
definition of a Type III project.
Examples of Type III projects and a
template for documenting Type III
projects will be provided in FHWA
guidance.
Section 772.7—Applicability
Two State highway agencies and a
private consultant expressed support for
the expansion of this section of the
regulation. In sec. 772.7(a)(1), one State
highway agency expressed support for
the proposed change, but a private
consultant requested additional
clarification because item (1) requires
applicability for any project requiring
‘‘FHWA approval regardless of funding
sources.’’ Therefore, a highway agency,
other than the State DOT, such as a
county or local highway agency is
required to comply with 23 CFR 772
when one of its projects involves a new
or modified access to an Interstate
highway. This is a correct interpretation
of what the FHWA intended, therefore
no changes to this section were made.
In sec. 772.7(a)(2), one State highway
agency expressed support for this
provision in the regulation. This applies
to all Federal and Federal-aid highway
projects authorized under Title 23,
United States Code. Therefore, this
regulation applies to any highway
project or multimodal project that is
funded with Federal-aid highway funds.
A county highway agency stated that the
above statement appears to contradict
the statement made under the
Regulatory Flexibility Act that the
proposed rule would not have a
significant economic impact on a
substantial number of small entities.
The rulemaking addresses the obligation
of Federal funds to States for Federalaid highway projects. As such, it affects
only States, and States are not included
in the definition of small entity set forth
in 5 U.S.C. 601. Therefore, the
Regulatory Flexibility Act does not
apply and the FHWA certifies that the
final rule would not have a significant
economic impact on a substantial
number of small entities. Local public
agencies have never had an exemption
from complying with 23 CFR 772. The
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proposed rule does not present a new
economic impact. The proposed
changes in the rule will not result in an
increase in the likelihood of
construction of noise abatement.
In sec. 772.7(b), no comments were
received, but the FHWA has modified
this section in the final rule to provide
additional clarification and to tie into
the proposed requirement in the NPRM
that this final rule will require State
highway agencies to revise their noise
polices in conformance with this final
rule. The section now states ‘‘For FHWA
approval, the highway agency shall
develop noise policies in conformance
with this regulation and shall apply
these policies uniformly and
consistently statewide.’’
Section 772.7(d) was proposed in the
NPRM as sec. 772.7(c)(1), and is now
listed as sec. 772.7(d). Two State
highway agencies commented on this
section. While one expressed support,
the other State highway agency
requested clarification on the intent of
the section regarding use of State-only
funds to avoid noise abatement. It is
FHWA’s position that the rule applies to
any Federal or Federal-aid project. This
means that the regulation applies to any
project that includes a Federal action.
No changes were made to this section.
Section 772.7(e) was proposed in the
NPRM as sec. 772.7(c)(2) and is now
listed as sec. 772.7(e). A national
organization, eight State highway
agencies, and three private consultants
commented on this section. Some
comments offered support for this
clarification of Type II program
requirements, while others questioned
the need for a priority system and the
status of States that already have a
system in place. A private consultant
recommended insertion of language that
the ranking system serves as a guide, but
not a requirement for selection for
funding. A State highway agency
requested a template for a priority
system. The FHWA disagrees with the
need to incorporate the ranking of
potential Type II project as language in
the final rule. State highway agencies
will submit their existing ranking
system to FHWA for approval when
they submit their updated noise
policies. The concept of a priority
system is not new. This is a
longstanding practice on the part of
States with active Type II programs. The
priority system restricts construction of
‘‘political’’ noise barriers under the guise
of a Type II program when a State does
not actually have a Type II program in
place and has no intent of developing a
Type II program. The priority system
ensures uniform and consistent
application of this provision of the rule.
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The following was added to this section
‘‘The highway agency shall re-analyze
the priority system on a regular interval,
not to exceed 5 years.’’ A private
consultant recommended adding a new
section (3) to include ‘‘If a highway
agency chooses to participate in a Type
II program, the highway agency must
have a statewide outreach program to
inform local officials and the public of
the items in § 772.15(a)(i)–(iv).’’ If States
choose to participate in a Type II
program, they should also act to
encourage local communities to enact
noise compatible land use planning to
limit the expenditure of Federal
highway dollars to construct Type II
noise barriers in the future. The FHWA
agrees with the concept, but not with
the application of this idea. The
circumstances that lead to a Type II
project occurred in the past. State
highway agencies should take the
opportunity of a Type II project to
inform local officials about noise
compatible planning concepts to avoid
future Type I projects. The development
of this outreach effort should be a part
of any Type II program.
Section 772.7(f), was proposed in the
NPRM as sec. 772.7(c)(3) and is now
listed as 772.7(f). A State highway
agency and a private consultant
requested a listing of the types of
projects classified as Type III. The
FHWA believes the rule clearly states
that Type III projects are any project that
falls outside the definition of a Type I
or Type II project. The FHWA noise
guidance provides additional
information on this topic. A private
consultant suggested adding language
that NEPA may require noise analysis
on Type III projects. A State highway
agency recommended changing ‘‘not
required’’ to ‘‘optional.’’ The FHWA
declines to make these changes in the
final rule. The proposed and final
language does not prohibit States from
performing a noise analysis on Type III
projects if they determine an analysis is
necessary due to unusual characteristics
of a particular project. Two State
highway agencies commented on this
section. One recommended elimination
of Type III as a descriptor and the other
expressed approval of the new
designation. The FHWA retains the
Type III project designation with no
changes.
Section 772.9—Traffic Noise Prediction
Section 772.9, traffic noise prediction,
is sec. 772.17 in the existing regulation.
Moving the traffic noise prediction
section from 772.17 to 772.9 was done
to place the activities associated with
traffic noise prediction in chronological
order with the overall procedures for
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abating highway traffic noise. Due to the
new numbering of this section, the
provisions presented below are
numbered and identified as presented in
this final rule and not how they were
presented in the NPRM.
In sec. 772.9(a), one State highway
agency and a private consultant
commented that FHWA should continue
to require use of the Traffic Noise Model
(TNM) and remove reference to other
models that may be compatible with
TNM until alternate models are tested
and approved for use through a change
in the regulation. These entities further
commented that FHWA should limit use
of TNM to the most recent version. It is
FHWA’s position that the provision in
the regulation to use other models
determined compatible with TNM must
appear in the regulation so that FHWA
may work with other software
developers in their efforts to implement
the TNM acoustic code if their noise
models for testing and approval.
Therefore, ‘‘or any other model
determined to by the FHWA to be
consistent with the methodology of the
FHWA TNM’’ will remain in the final
rule. Lastly, the FHWA will update this
regulation as necessary to require use of
updated versions of the TNM.
Ten State highway agencies, a
national organization, and two private
consultants expressed concerns about
proposed restrictions on use of the TNM
Lookup Tables; four State highway
agencies recommended additional
restrictions on the use of the TNM
Lookup Tables, and one State highway
agency along with three private
consultants recommended eliminating
use of the Lookup Tables, or developing
a replacement. This final rule eliminates
use of the TNM Lookup Tables in either
form to predict noise levels on Federal
or Federal-aid projects. The FHWA
developed the Lookup tables to provide
TNM users with a simple screening tool
for highway analyses. The tables were to
supplement TNM to obtain quick
estimates. The intended use of the
estimates is to inform planners about
the potential scope of their project, or to
educate the public. The Lookup Tables
are not a substitute for the TNM or for
routine use in performing a noise
analysis. Many practitioners started
using the Lookup Tables due to long
calculation times inherent with the use
of the FHWA TNM when compared
with the previous model. However, the
dramatically increased speed of
computers currently available on the
market reduces the model run times to
a fraction of what could be
accomplished a few years ago. Further,
a narrow interpretation of the previous
rule indicates the changes to the
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regulation requiring use of the FHWA
TNM eliminated the option to use the
TNM Lookup Tables. However, use of
the TNM Lookup Tables continued as a
legacy. The FHWA has removed this
provision proposed in the NPRM from
this final rule. The FHWA clarifies
through this final rule that the TNM
Lookup Tables are not an acceptable
model for use on Federal or Federal-aid
highway projects. The FHWA will not
update the TNM Lookup Tables for
future versions of the FHWA TNM. The
FHWA will retract the allowable use of
the TNM Lookup as it has outlived its
intended use.
In sec. 772.9(b), two State highway
agencies and a university commented
that quieter pavement should be
allowed as a mitigation measure. As
previously discussed, it is FHWA’s
position that there are still too many
unknowns regarding the viability of
quieter pavements as a mitigation
measure. However, State highway
agencies, the pavement industry, and
the FHWA are researching various parts
of this overall initiative. The FHWA is
actively researching how to better
incorporate more specific pavement
types in the FHWA TNM. As a result the
FHWA added this provision which
states, ‘‘average pavement type shall be
used in the FHWA TNM for future noise
level prediction unless a highway
agency substantiates the use of a
different pavement type for approval by
the FHWA.’’ However, the FHWA is
actively seeking highway agencies to
assist in our research to better account
for pavements in the FHWA TNM by
engaging themselves in the
experimental use of the specific
pavement types currently in the FHWA
TNM on projects.
In sec. 772.9(c), six State highway
agencies, a national organization, and
two private consultants questioned
restrictions or wanted additional
clarification on the use of noise
contours. The final rule ties use of noise
contours to information provided to
local officials to satisfy sec. 772.17
Information for Local Officials and
permits use of contours for some
preliminary studies.
Section 772.11—Analysis of Traffic
Noise Impacts
Section 772.11, titled ‘‘analysis of
traffic noise impacts,’’ was sec. 772.9 in
the proposed regulation. The FHWA has
removed ‘‘and abatement measures’’
from the title of this section since sec.
772.13 of the final rule now deals with
abatement measures. Due to the new
numbering of this section, the
provisions presented below are
identified as presented in this final rule
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and not how they were numbered in the
NPRM. This and other organizational
changes were done in response to a
comment from a private consultant, who
indicated that this section should
separate the analysis and abatement
portions into their respective sections of
the regulation, and pointed out that
there is a long-standing disconnect
between the intent of this portion of the
regulation and the practice of most State
highway agencies in applying the
regulation. The first condition is ‘‘where
no exterior activities are to be affected
by the traffic noise.’’ The typical
application would be an apartment
building with no outdoor balconies,
patios, or common grounds activity
areas. The second condition is ‘‘where
the exterior activities are far from or
physically shielded from the roadway in
a manner that prevents an impact on
exterior activities.’’ The implication of
the second condition is that if the
apartment, pool, and playground are on
the side of the building away from the
highway then one would need to
consider the interior of the apartments
facing the highway as Activity Category
E. Few State highway agencies currently
consider apartments as Category E.
Instead, they analyze the playground
and pool as exterior Category B, find
that they are not impacted, and then fail
to consider abatement for the
apartments.
In sec. 772.11, one State highway
agency had a general comment
requesting that FHWA provide an
opinion on a highway agency changing
its definition of ‘‘substantial increase.’’ It
is the opinion of the FHWA that
highway agencies may decide at its
discretion to change established
criterion within the allowable
requirement of this final rule. However,
highway agencies should consider past
practices and the possible consequences
of any changes they make to their noise
policy and procedures.
No comments were received on sec.
772.11(a), but to provide clarification on
how to analyze projects, the FHWA
added sec. 772.11(a)(1) ‘‘For projects on
new alignments, determine traffic noise
impacts by field measurements’’ and sec.
772.11(a)(2) ‘‘for projects on existing
alignments, prediction of existing and
design year traffic noise impacts.’’
In sections 772.11(a)(1) and (a)(2),
three State highway agencies and two
private consultants requested rewording
of this section to clarify determination
of existing and future noise levels. The
final rule clarifies that existing levels
are determined through measurement or
prediction. This is because there are
times when the ‘‘existing’’ condition and
the current year are not the same year.
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In this case, predicting existing noise
levels is necessary. The final rule
clarifies prediction of future noise
levels. A State highway agency
requested clarification on determining
existing noise levels on new alignment
projects; the final rule covers new
alignment and modification of existing
alignment scenarios.
Two private consultants commented
on sec. 772.11(b). One requested a
definition of frequent human use and
the other recommended a connection
between exterior areas and frequent
human use. The FHWA did not provide
a definition for frequent human use, but
did make the connection between
exterior areas and frequent human use,
by stating ‘‘In determining traffic noise
impacts, a highway agency shall give
primary consideration to exterior areas
where frequent human use occurs.’’ The
FHWA also moved this provision to sec.
772.11 Analysis of traffic noise impacts.
In sec. 772.11(c)(1), one State highway
agency expressed support for this
provision while a second State highway
agency requested expansion of the
language to allow analysis of a single
worst-case alternative in place of similar
multiple project alternatives. It is
FHWA’s position that the language in
the final rule does not preclude analysis
of a worst-case scenario during
preliminary engineering and early
environmental studies; however, the
highway agency must analyze all
alternatives under detailed study as part
of a final noise analysis.
Under sec. 772.11(c)(2), one national
organization, four State highway
agencies, and one private consultant
sought additional clarification on the
level of analysis necessary for various
land use categories and project
alternatives. They also suggested
deemphasizing land uses previously
listed in Activity Category C, which are
primarily commercial activities. It is the
FHWA’s position that this provision of
the rule does not require a separate
noise analysis for each Activity
Category. The rule requires that the
noise analysis include a complete noise
analysis of all land uses inside the
project study area. Past practice of many
highway agencies was to ignore certain
Activity Categories, particularly
Category C, because the highway agency
determined that it is not reasonable to
provide noise abatement for that
Activity Category. Reasonableness
decisions cannot precede determination
of impacts. The regulation first requires
consideration of impacts, then
consideration for abatement. The focus
of a noise analysis has always been, and
will continue to be, on exterior areas of
frequent human use. Consideration of
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Activity Category C land use is unlikely
to result in a large increase in the
number of receivers within a noise
model because Category C receptors do
not necessarily have areas of frequent
human use.
In sec. 772.11(c)(2)(i), three State
highway agencies and two private
consultants commented on Activity
Category A, offering general support or
minor wording changes. One of the
State highway agencies requested
additional clarification on when to start
the process to designate a land use as
Category A and suggested that this may
work better through inter-agency
consultation rather than through FHWA
approval. The FHWA has determined
the recommended wording changes are
unnecessary. It is appropriate for the
determination of Activity Category A
receptors to occur early in the process
and through the inter-agency
consultation process; however, the final
determination for this designation
remains a FHWA decision. To further
clarify Activity Category A, ‘‘the exterior
impact criteria for lands * * *.’’ has
been added to this provision.
In sec. 772.11(c)(2)(ii), in response to
comments received, the designation of
Activity Category B has been revised to
include the exterior criteria for only
residential land uses. The provision
states, ‘‘[t]his activity category includes
the exterior impact criteria for singlefamily and multifamily residences.’’
In sec. 772.11(c)(2)(iii), eight State
highway agencies, one national
organization, and one private consultant
commented their general support of this
provision and requested that FHWA
provide a standardized method to
evaluate reasonableness for special land
use facilities. The term ‘‘special land use
facilities’’ has been removed from the
final rule. There are several logical and
fair ways to evaluate certain types of
land use, one approach is the Florida
Department of Transportation’s method.
The FHWA will provide examples of
other methods in the updated noise
guidance document. The final rule
changes references from special land
uses to the actual activity category based
on the reorganized Table 1. To provide
additional clarification, the designation
of Activity Category C has been revised
to include a variety of land use facilities
as listed in Table 1. This provision
states ‘‘Activity Category C. This activity
category includes the exterior impact
criteria for a variety of land use
facilities. Each highway agency shall
adopt a standard practice for analyzing
these land use facilities that is
consistent and uniformly applied
statewide.’’
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In sections 772.11(c)(2)(iv), (v), and
(vi), three State highway agencies and
three private consultants offered
comments on this section. Two highway
agencies offered general support,
however, the remaining highway agency
and the private consultants offered
suggestions on consideration of
commercial land use in a noise analysis.
The final rule modifies Table 1 to
segregate certain commercial land use
from noise generating commercial and
industrial land uses.
One private consultant requested
additional clarification on the timing of
interior noise studies in sec.
772.11(c)(2)(iv). The consideration for
the analysis may occur prior to noise
monitoring. It is FHWA’s position that
the noise analyst should be able to
identify interior locations that require
monitoring during preliminary field
work while developing a monitoring
plan. One national organization and
eight State highway agencies requested
additional clarification on the analysis
requirements for interior areas. It is
FHWA’s position that an interior
analysis is only required when all
exterior analysis alternatives are
exhausted or in cases where there are no
exterior activities. To provide extra
clarification on which land use
categories can be considered for an
interior noise analysis, the FHWA has
indicated ‘‘exterior’’ and/or ‘‘interior’’
within each Activity Category.
In sec. 772.11(c)(2)(v), in response to
comments received, the designation of
Activity Category E has been revised to
address the exterior impact criteria for
less noise sensitive developed lands.
In response to comments received, a
new Activity Category F was created in
sec. 772.11(c)(2)(vi) to include
developed lands that are not sensitive to
highway traffic noise.
In sec. 772.11(c)(2)(vii), the FHWA
provided clarification on undeveloped
lands. Undeveloped lands were listed as
Activity Category D in the NPRM, but
due to the changes to Table I,
undeveloped lands are now listed under
Activity Category G in this final rule.
Three State highway agencies
commented that this section is overly
broad for considering whether a
property is planned for development
and suggested limiting this
consideration to issuance of a building
permit. This final rule has revised the
existing regulation to limit
consideration to the issuing of a
building permit. Five State highway
agencies requested further clarification
on the purpose of predicting noise
levels on undeveloped land. It is
FHWA’s position that providing local
officials with the best estimate of future
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noise levels on undeveloped land is a
longstanding requirement of 23 CFR 772
and is necessary to help avoid future
noise impacts due to incompatible
development. The Pennsylvania DOT
commented that predication of noise
levels for undeveloped lands which
contain threatened or endangered
species could become problematic when
coordinating with resource agencies. It
is important to remember that 23 CFR
772 is concerned with noise impacts on
the human environment. Extrapolation
of impact thresholds within the
regulation to other species requires an
incorrect interpretation of the regulation
and the NAC. Additionally, concern
about the effects of highway noise and
actual impacts to species resulting from
highway noise may occur in the absence
of a noise analysis. Also, the current
zoning of a property is an indicator of
future development, but the zoning may
change. The purpose of the information
provided to local officials is avoiding
future noise impacts. Section 17 of the
final rule details the analysis
requirements for information for local
officials. As a result the FHWA has
replaced ‘‘planned, designed and
programmed’’ with ‘‘permitted.’’ Section
772.11(c)(2)(vii)(A) indicates that the
date of issuance of a building permit
shall be by the local jurisdiction or by
the appropriate governing entity.
Section 772.11(c)(2)(vii)(B) indicates
that if ‘‘undeveloped land is determined
to be permitted, then the highway
agency shall assign the land to the
appropriate Activity Category and study
it in the same manner as developed
lands in that Activity Category.’’ This is
to ensure that a noise analysis is done
for the permitted land use. Section
772.11(c)(2)(vii)(C) indicates that noise
levels shall be determined in
accordance with sec. 772.17(a).
The FHWA received no comments on
sec. 772.11(d) and (d)(1), but the FHWA
wanted to clarify the intent of this
section, sec. 772.11(d) now states ‘‘the
analysis of traffic noise impacts shall
include a(n):’’. This was done to clarify
that 772.11(d)(1) to (4) all must be a part
of a noise analysis.
To provide additional clarification,
the FHWA has added sections
772.11(d)(2) and 772.11(d)(3) on
validation and the noise meter type to
be used on projects. Section 772.11(d)(2)
states ‘‘For projects on new or existing
alignments, validate predicted noise
level through comparison between
measured and predicted levels’’ and sec.
772.11(d)(3) states ‘‘Measurement of
noise levels. Use an ANSI Type I or
Type II integrating sound level meter.’’
The inclusion on the type of noise
meters to be used on a Federal-aid
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highway project is a result of industry
standard and the FHWA guidance on
which type of meters should be used.
Thirteen State highway agencies, a
national organization, two private
consultants, and a private individual
expressed concern about the 500’ study
area as proposed in sec. 772.11(d)(4).
The final rule eliminates this provision
and instead requires State highway
agencies to determine project limits to
determine all traffic noise impacts for
the design year. This section now states
‘‘Identification of project limits to
determine all traffic noise impacts for
the design year for the build alternative.
For Type II projects, traffic noise
impacts shall be determined from
current year conditions.’’ Two State
highway agencies and one private
consultant commented on sec.
772.11(d)(4), indicating that this section
is inconsistent in that it discusses
evaluation of impacts prior to a
determination of future noise levels.
This approach in the regulation may
lead to some confusion. The FHWA
reorganized the final rule to include
separate sections requiring
determination of noise levels and
evaluation of noise impacts. Three State
highway agencies commented that a
disconnect occurs with a 5 dB(A)
substantial decrease criterion and a
substantial increase criteria in the range
of 10–15 dB(A). The FHWA is clarifying
that a 5 dB(A) reduction meets the
acoustic feasibility requirement.
Essentially, this reduction means that
the noise abatement measure decreases
noise impacts, but may not be optimal.
To address this, FHWA introduces a
design goal reasonableness criterion in
the final rule. The final rule also
expands substantial increase to a range
of 5–15 dB(A). This provides States with
additional flexibility to define
substantial increases. Three State
highway agencies and two private
consultants requested clarification or
removal of the phrase ‘‘lower threshold
limit,’’ in sec. 772.11(d)(3)(ii). The final
rule clarifies this issue by stating in that,
‘‘[t]he substantial noise increase
criterion is independent of the absolute
noise level.’’ In the past, some highway
agencies applied the substantial noise
increase criterion by linking it to an
absolute noise level, meaning that a
substantial noise increase was only
considered from that absolute noise
level or higher noise level. Typically a
highway agency’s noise policy would
state ‘‘a substantial noise increase occurs
when the design year noise level results
in an increase of 15 dB(A) or more over
existing noise levels as long as the
predicted noise level is 55 dB(A) or
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above,’’ or something similar. This
language represented a misapplication
of 23 CFR 772 and the noise guidance,
and could result in situations where
receptors may experience noise
increases of more than 15 dB(A), but
there would not be a substantial impact.
Any noise increase that meets or
exceeds that State highway agency
criteria for a substantial increase is an
impact, regardless of the absolute noise
level.
Section 772.13—Analysis of Noise
Abatement
Section 772.9(a) of NPRM has been
moved to sec. 772.13(a) based on
comments received. Three State
highway agencies recommended
wording changes to this section. The
final rule uses ‘‘abate’’ rather than
‘‘mitigate’’ to clarify that the focus of the
regulation when dealing with impacts is
in on abatement of impacts rather than
mitigation of impacts. The FHWA added
for clarification ‘‘when traffic noise
impacts are identified, noise abatement
shall be considered and evaluated for
feasibility and reasonableness.’’
No comments were received on
section 772.13(b), which in the NPRM
was section 772.11(a) but the FHWA has
revised it to stress that primary
consideration is given to exterior areas
where frequent human use occurs. Five
State highway agencies expressed
concerns with section 772.11(b) of the
NPRM which states ‘‘In situations where
no exterior activities are to be affected
by the traffic noise, or where the
exterior activities are far from or
physically shielded from the roadway in
a manner that prevents an impact on
exterior activities, a highway agency
shall use Activity Category E as the
basis for determining noise impacts,’’
may result in additional interior
analysis requirements. The FHWA
agrees and has eliminated this section in
the final rule.
Three States and one private
consultant expressed support for
including sec. 772.12(c)(1) in the rule.
In sec. 772.13(c)(2), a private consultant
commented on including a new
provision on the proper use of
absorptive treatment on noise barriers.
As a result, the FHWA added sec.
772.13(c)(2), which states, ‘‘If a highway
agency chooses to add absorptive
treatments to a noise barrier as a
functional enhancement, the highway
agency shall adopt a standard practice
for using absorptive treatment that is
consistent and uniformly applied
statewide.’’ It is FHWA position that if
a highway agency wants to use
absorptive treatments on noise barriers,
that they develop a standard practice
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listing what situations the highway
agency will consider absorptive
treatments.
In sec. 772.13(d)(1), seven State
highway agencies, one national
organization, six private consultants,
and one private individual commented
on this section. Comments were
primarily about application of the
‘‘majority’’ requirement to the entire
project rather than to each
neighborhood or increasing the
substantial reduction criterion to a
higher threshold. It is FHWA’s position
that highway agencies should make
noise abatement decisions on a
neighborhood basis when determining
achievement of a substantial reduction.
Considering all noise abatement
measures in a project could penalize
some neighborhoods where noise
abatement is clearly effective because it
is not possible to provide an effective
design for a different neighborhood.
Similarly, considering all noise
abatement measures in the project
jointly may result in construction of
noise abatement that is not feasible at
some locations because of highly
effective abatement at other locations
within the project. The FHWA does not
advocate, or support for funding,
construction of ineffective noise
abatement measures.
A private consultant commented that
the 5 dB(A) threshold for acoustic
feasibility is too small. As such, the
final rule clarifies that 5 dB(A) is the
minimum requirement for a feasible
barrier. The final rule also incorporates
a new reasonableness criterion that each
highway agency must establish a design
goal of 7–10 dB(A). Further explanation
of reasonableness design goal can be
found in the discussion of
772.13(d)(2)(iii). Changes to this section
in the final rule provide greater
flexibility to States to identify a targeted
number of impacted receivers necessary
for a noise abatement measure to meet
feasibility requirements. The FHWA has
added the following, ‘‘The highway
agency shall define, and receive FHWA
approval for, the number of receptors
that must achieve this reduction for the
noise abatement measure to be feasible
and explain the basis for this
determination.’’
A State highway agency proposed
averaging feasibility over the entire
project. It is FHWA’s position that
averaging feasibility across the project to
obtain a majority is a flawed approach
to evaluate acoustic feasibility as it may
result in construction of barriers that are
not acoustically feasible. To take the
example to the extreme, it is possible
that one neighborhood could have 100
percent acoustic feasibility while a
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second has 0 percent acoustic feasibility
and the State highway agency would
build no barriers because there was no
majority of receptors that achieved a 5
dB(A) reduction.
In sec. 772.13(d)(1)(ii), three State
highway agencies and a private
consultant requested additional
clarification on what ‘‘safe’’ means. A
private consultant recommended listing
the non-acoustical feasibility factors to
consider. Additional clarification will
be provided in the guidance document.
However, the final rule includes the
factors to consider for feasibility. The
following sentence was added ‘‘Factors
to consider are safety, barrier height,
topography, drainage, utilities, and
maintenance of the abatement measure,
maintenance access to adjacent
properties, and access to adjacent
properties (i.e. arterial widening
projects).’’
In sec. 772.13(d)(2), one State
highway agency commented that FHWA
should establish the reasonable cost of
abatement for all States. The FHWA
disagrees with this comment. The final
rule requires States to develop cost
reasonableness criteria based on
historical construction cost as published
in the NPRM. This is necessary to
accommodate the spectrum of costs for
various States and the various
approaches States take to quantify
construction costs. For example, some
States only consider the cost of post,
panels, and foundations when
estimating the construction cost of a
noise barrier, while others may include
other factors such as design,
maintenance of traffic, clearing and
grubbing, etc. A State highway agency
and a private consultant recommended
placing cost as the primary cost
reasonableness criterion. The final rule
has three reasonableness criteria State
highway agencies must consider: cost
effectiveness, desires of the public, and
design goal. A State may determine the
abatement measure is not reasonable if
it does not meet any of the three criteria.
A county highway agency expressed
concern that only the State would
determine the reasonableness factors in
the State noise policy and
recommended a broader definition of
reasonableness. The rule intentionally
provides a narrow selection of
reasonableness factors to ensure
uniform and consistent application of
the rule nationwide. Similarly, each
State highway agency noise policy will
list reasonableness factors considered by
the State on all projects within the State
regardless of jurisdiction to ensure
statewide uniform and consistent
application of the noise policy. State
highway agencies may not tailor
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reasonableness factors to suit a
particular jurisdiction or project.
Nineteen State highway agencies, one
national organization, seven private
consultants, and one private individual
were concerned about various
provisions of sec. 772.13(d)(2)(i). The
concerns centered on two issues: (1) the
requirement to obtain responses from a
majority of benefited receptors, and (2)
the limitation of surveying property
owners rather than residents. A State
highway agency expressed concerns
about Executive Order 12898
compliance. The FHWA recognizes that
the requirement to obtain a majority is
overly proscriptive. Highway agencies
should devise public involvement
programs that satisfy their State’s needs.
States may institute schemes to give
additional weight to the views of
impacted residents, but must consider
the views of benefited residents. The
final rule requires solicitation of the
views of residents and property owners.
One State highway agency and one
private consultant indicated concern
with the provision that, ‘‘The highway
agency is not required to consider the
viewpoints of other entities to
determine reasonableness, unless
explicitly authorized by the benefited
property owner.’’ It is FHWA’s position
that this provision prevents entities
other than benefiting residents from
vetoing noise abatement on public rightof-way. Another State highway agency
expressed that its current practice is to
count a lack of response from a
residence to a survey as a no vote for the
barrier. Two State highway agencies
requested clarifying language for the
meaning of ‘‘desires’’ or substituting the
word ‘‘views.’’ It is FHWA’s position
that the failure to respond to a survey
may demonstrate lack interest in noise
abatement, particularly when there is a
low response rate from the community,
but only explicit ‘‘no’’ votes should be
considered as ‘‘no’’ votes. States may
institute schemes to give additional
weight to the views of impacted
residents, but must consider the views
of benefited residents. The final rule
incorporates the phrase ‘‘point of view’’
in place of ‘‘desire.’’ This is to eliminate
confusion over the meaning of ‘‘views,’’
which in the past version of the rule,
may have been confused with what
people could see rather than their
opinion. To provide a more uniform and
consistent application nationwide, the
following was added to this provision
‘‘The highway agency shall solicit the
viewpoints form all of the benefited
receptors and obtain enough responses
to document a decision on either
desiring or not desiring the noise
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abatement measure. The highway
agency shall define, and receive FHWA
approval for, the number of receptors
that are needed to constitute a decision
and explain the basis for this
determination.’’
In sec. 772.13(d)(2)(ii), a State
highway agency and a private
consultant expressed concern that the
proposed rule appeared to change cost
as a reasonableness factor from cost
effectiveness, as historically applied, to
cost of the measure. It is FHWA’s
position that this was an unintentional
change in the language of the proposed
rule. The final rule clarifies that State
highway agencies must consider the
cost effectiveness of the abatement
measure rather than considering the
overall cost of the abatement measure in
terms of the project cost. ‘‘The maximum
square footage of abatement/benefited
receptor,’’ was added to this provision as
a way to determine a baseline cost
reasonableness value.
Seven State highway agencies and
three private consultants commented on
the proposed change in sec.
772.13(d)(2)(ii) on how States determine
cost reasonableness. All generally
agreed with the new provision, but
expressed that the provision should
provide flexibility to develop cost
reasonableness criteria outside the
traditional scheme of cost per benefited
receptor. One State expressed concern
about what factors to include in the cost
estimate, and a consultant indicated that
States with little or no experience in
building noise barriers could have
difficulty establishing cost
reasonableness criteria due to limited
experience. Another State expressed
concern about how the reevaluation of
construction costs could affect projects
caught in the process. It is FHWA’s
position that the final rule provides
flexibility for State highway agencies to
use alternate cost reasonableness
schemes based on construction cost.
The State highway agency and the
FHWA should coordinate consideration
of factors to include in the construction
cost estimate and apply the same values
to all projects. The cost estimate is
based on averages, which include
projects that may cost more or less than
the average. The FHWA recognizes that
some States have less experience than
others with noise abatement
construction. The FHWA provides
additional information in the noise
guidance. The reevaluation should focus
on the construction costs with resulting
changes in the cost reasonableness
threshold. For example, if construction
costs increase by 10 percent between
evaluations, the cost reasonableness
threshold should increase by a like
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amount. This way, a location
determined cost reasonable at one time,
would not fail to meet the cost
reasonableness criteria later. This is
similar to the approach recommended
below regarding geographic differences.
In sec. 772.13(d)(2)(ii), two private
consultants expressed concern about the
provision to allow for geographical
differences for cost reasonableness
within a State. One suggested removing
the provision entirely because it could
be difficult to implement and monitor.
The other wanted to ensure that
wording of the final rule would ensure
that identical neighborhoods in a State
would have the same opportunity for
noise abatement despite geographical
differences in construction cost. It is the
FHWA’s position that the final rule
retains this subsection as an option
provision as proposed in the NPRM.
The language in the final rule ensures
that geographical cost differences will
not affect a neighborhood’s opportunity
to receive noise abatement. State
highway agencies implementing this
provision will ensure that the cost
reasonableness criteria/construction
cost ratio is the same statewide. For
example, the unit cost in City A is
$12.50/sq. ft. and the cost per benefiting
residence is $25,000. City B is much
more expensive with a unit cost of $25/
sq. ft. Therefore, the cost per benefiting
residence in City B is $50,000.
Based on comments received from
four State highway agencies, two private
consultants, and a private citizen on
obtaining a substantial noise reduction,
the FHWA is incorporating noise
reduction design goals as the new sec.
772.13(d)(2)(iii). The FHWA is defining
‘‘Noise Reduction Design Goal’’ to
remove the disconnect that occurs with
a 5 dBA substantial decrease criterion
and substantial increase criteria’s 5–15
dBA range. This provision states,
‘‘[n]oise Reduction design goals for
highway traffic noise abatement
measures. When noise abatement
measure(s) are being considered, a
highway agency shall achieve a noise
reduction design goal. The highway
agency shall define the design goal of at
least 7 dB(A) but not more than 10
dB(A), and define the value of benefited
receptors that must achieve this design
goal. The highway agency shall define
the design goal of at least 7 dB(A) but
not more than 10 dB(A). The highway
agency shall define, and receive FHWA
approval for, the number of benefited
receptors that must achieve this design
goal and explain the basis for this
determination.’’ Defining the number of
benefited receptors that must achieve
this design goal assures that a too
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balanced approach is taken when
defining a design goal.
In sections 772.13(d)(2)(vi) and (v),
five State highway agencies and two
private consultants commented on the
optional reasonableness factors and the
statement ‘‘No single reasonableness
factor should be used as the sole basis
for determining reasonableness.’’ One
State recommended removal of the
optional abatement measures and that
States should define these criteria in
their own policies. Another State also
requested inclusion of factors related to
local zoning compliance in the final
rule. The final rule clarifies that the
provision about single reasonableness
factors only applies to the optional
factors. Inclusion of the optional
reasonableness factors is based on
example reasonableness factors in the
1995 guidance. The rule provides
flexibility for States to choose additional
reasonableness factors that work best for
them. States are not required to
incorporate the optional reasonableness
factors. The final rule does not
explicitly address local zoning. The
final rule provides flexibility to address
this under the optional factor of date of
development. The FHWA has no control
over zoning practices of local
governments. As a result of these
comments the FHWA added sec.
772.13(d)(2)(iv) to state, ‘‘[t]he
reasonableness factors listed in
§ 772.13(d)(5)(i), (ii) and (iii), must
collectively be achieved in order for a
noise abatement measure to be deemed
reasonable. Failure to achieve
§ 772.13(d)(5)(i), (ii) or (iii), will result
in the noise abatement measure being
deemed not reasonable’’ and modified
sec. 772.13(d)(2)(v) to indicated that in
addition to the required factors listed in
sec. 772.13(d)(2)(i), (ii) and (iii), a
highway agency may use the factors
within this provision. A sentence was
added to clarify that no single optional
reasonableness factor could be used to
determine reasonableness. In sec.
772.13(e), a national organization, six
State highway agencies, and a private
consultant requested clarification on
substantial increase and the benefited
receiver thresholds. The final rule
clarifies that benefited receptors must
obtain a reduction at or above 5 dB(A),
but not exceed the highway agency’s
reasonableness design goal. This
approach provides flexibility to
establish different reasonableness
criteria for receptors that are impacted
and benefiting, versus receptors that are
not impacted and benefiting.
Thirteen State highway agencies and
four private consultants commented on
the inclusion of the noise barrier
inventory in the regulation at sec.
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772.13(f). The commenters questioned
whether this fulfills the current FHWA
practice of collecting this information
triennially and requested that FHWA
specify or clarify the items State
highway agencies must report. Two of
the States speculated that Federal
funding should pay for this effort since
it is in the Federal Participation Section.
One State sought clarification on
whether they would have to report
historical data in the format required in
the regulation. It is FHWA’s position
that this new provision in the regulation
does codify FHWA’s noise barrier
inventory that State highway agencies
have voluntarily completed every 3
years since the 1990’s. The final rule
will state all required parameters and
clarifies that noise reduction is the
average insertion loss/reduction from
the installed abatement measure. There
is no intention to require reporting of
previously reported data. The next
inventory collection will start with
abatement measures constructed in
2008, 2009, and 2010. The information
collected for this inventory will be the
same as previous inventories since this
time period occurred before the
publication of this final rule and before
the implementation of this final rule.
The inventory beginning with
abatement measures constructed in 2011
and thereafter will be collected in
accordance with this final rule. The
following is been added to this
provision, ‘‘The inventory shall include
the following parameters: Type of
abatement; cost (overall cost, unit cost
per/sq. ft.); average height; length; area;
location (State, county, city, route); year
of construction; average insertion loss/
noise reduction as reported by the
model in the noise analysis; NAC
category(s) protected; material(s) used
(precast concrete, berm, block, cast in
place concrete, brick, metal, wood,
fiberglass, combination, plastic
(transparent, opaque, other); features
(absorptive, reflective, surface texture);
foundation (ground mounted, on
structure); project type (Type I, Type II,
and optional project types such as State
funded, county funded, tollway/
turnpike funded, other, unknown).’’
There were no specific comments on
actual text of sec. 772.13(g), but based
on the comments received on various
parts of this regulation regarding the
disconnect between the environmental
clearance and the final design noise
analysis and documentation, the FHWA
has included sec. 772.13(g)(3), which
states, ‘‘[d]ocumentation of highway
traffic noise impacts: The environmental
document shall identify locations where
noise impacts are predicted to occur,
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where noise abatement is feasible and
reasonable and locations with impacts
that have no feasible or reasonable noise
abatement alternative. For
environmental clearance, this analysis
shall be completed to the extent that
design information on the alterative(s)
under study in the environmental
document is available at the time the
environmental clearance document is
completed. A statement of likelihood
shall be included in the environmental
document since feasibility and
reasonableness determinations may
change due to changes in project design
after approval of the environmental
document. The statement of likelihood
shall include the preliminary location
and physical description of noise
abatement measures determined feasible
and reasonable in the preliminary
analysis. The statement of likelihood
shall also indicate that final
recommendations on the construction of
an abatement measure(s) is determined
during the completion of the project’s
final design and the public involvement
processes.’’
In sec. 772.13(h), one State highway
agency and one private consultant
recommended a change from ‘‘planned,
designed and programmed’’ to
‘‘permitted.’’ The final rule incorporates
this change. One State highway agency
wanted ‘‘in accordance with the
Highway Agency approved noise
Policy’’ added to the regulation. Because
the FHWA requires all States to have an
approved noise policy, the FHWA feels
this change would be unnecessary.
In sec. 772.13(i), eight State highway
agencies and two private consultants
expressed general support for this new
provision on design build projects in the
regulation, but expressed concern that
changes to the project during
construction may result in
implementation of unneeded
environmental commitments, and
commented on the relationship between
the final and preliminary noise
abatement design. The FHWA
understands the concerns expressed in
the comments; however, the FHWA is
concerned that absent a commitment to
provide abatement determined
reasonable and feasible in the
environmental document, and based on
the acoustic design developed in the
noise analysis, there may be cases where
value engineering efforts or other cost
savings measures may result in changes
to the abatement design that reduce the
effectiveness of the noise abatement
measures. States are also encouraged to
consider developing performance based
specifications within their noise
policies that apply to design build
project to accommodate the project
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flexibility inherent in the design build
process and ensure constructed noise
abatement is effective.
Section 772.13(j) was proposed as sec.
772.9(d) in the NPRM. This provision
was moved to the analysis of noise
abatement since it deals with paying for
noise abatement. Ten State highway
agencies, two private consultants, and
one private individual commented on
this section largely supporting the
provision and in some cases, seeking
minor clarification. In one case, a State
highway agency commented that this
provision could force States to provide
abatement that is not feasible or
reasonable. Another commented that
this provision could unfairly skew noise
abatement to those with greater funds,
and a private individual wanted
clarification on the timing of the
funding. One State also wanted
clarification on the entities that count as
third parties. Some of the comments
make it clear that the wording in the
NPRM was not clear. The intent is for
all noise abatement measures to stand
on their own without contributing
additional funds. The final rule states,
‘‘Third party funding is not allowed on
a Federal or Federal-aid Type I or Type
II project if the noise abatement measure
would require the additional funding
from the third party to be considered
feasible and/or reasonable. Third party
funding is acceptable on a Federal or
Federal-aid highway Type I or Type II
project, to make functional
enhancements, such as absorptive
treatment and access doors or aesthetic
enhancements to a noise abatement
measure already determined feasible
and reasonable.’’ The inclusion of
functional enhancements in third party
funding covers items that the third party
may want in the noise barrier, but are
not essential. Listing components such
as absorptive treatment and functional
enhancements differentiates between
what a community may want in a noise
barrier and what is necessary for an
effective noise barrier. States should
develop policies that include
consideration for aesthetics, absorptive
treatments, functional enhancements
such as access doors, fire safety features,
etc. Communities desiring functional
enhancements or aesthetic treatment
beyond that provided for in the State
noise policy could contribute toward
those enhancements. Third parties are
any entity other than the State highway
agency and DOT operating
administrations.
Section 772.13(k) was proposed as
provision 772.9(d) in the NPRM. This
provision was moved to the analysis of
noise abatement since it deals with cost
averaging noise abatement. This
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provision was moved to the analysis of
noise abatement since it deals with
paying for noise abatement. The final
rule incorporates the concept of cost
averaging across the project with some
limitations as presented in a comment
from a private consultant. This section
now states, ‘‘on a Type I or a Type II
project, a highway agency has the
option to cost average noise abatement
among benefited receptors within
common noise environments, if no
single common noise environment
exceeds two times the highway agency’s
cost reasonableness criteria and
collectively all common noise
environments being averaged do not
exceed the highway agency’s cost
reasonableness criteria.’’
Section 772.15—Federal Participation
In sec. 772.15(b), a State highway
agency remarked that this section was
always confusing and offered clarifying
language. The FHWA agrees and revised
this provision to largely include the
language as presented in section 339(b)
of the National Highway System
Designation Act of 1995. As a result,
sec. 772.15(b)(1) states, ‘‘No funds made
available out of the Highway Trust Fund
may be used to construct Type II noise
barriers, as defined by this regulation, if
such barriers were not part of a project
approved by the FHWA before the
November 28, 1995.’’ November 28,
1995, is the date that the National
Highway System Designation Act went
into effect. A private consultant
expressed that this section limits Type
II projects to those that were ‘‘proposed
where land development or substantial
construction predated the existence of
any highway.’’ The definition for
substantial construction is ‘‘the granting
of a building permit prior to right-ofway acquisition or construction
approval for the highway.’’ The wording
and meaning of definition and this
provision differ and need to be
reconciled. The FHWA agrees and the
final rule addresses this by removing
‘‘any’’ and largely stating the language as
presented in the National Highway
System Designation Act of 1995. As a
result, sec. 772.15(b)(2) states ‘‘Federal
funds are available for Type II noise
barriers along lands that were developed
or were under substantial construction
before approval of the acquisition of the
rights-of-ways for, or construction of,
the existing highway.’’
In sec. 772.15(b)(3), two State
highway agencies questioned the
restriction on Type II funding
eliminating locations previously
determined not feasible or reasonable
for a Type I project. One of these
agencies questioned whether this is still
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the case after a re-evaluation of an
environmental document. It is FHWA’s
position that if a Type I location is not
cost-reasonable based on the
construction of homes at the time of that
project, then that location is not costreasonable later for a Type II project.
Highway agencies typically divide the
overall cost of a noise abatement
measure by the number of benefiting
residences to determine a cost per
benefiting residence. An abatement
measure is cost reasonable if the cost
per residence does not exceed the
State’s criteria. The only way the
neighborhood becomes cost reasonable
is if the number of residences increases.
The new residences would not predate
the facility and cannot count in the costreasonableness calculation. The only
way to consider the commenter’s
approach is if the highway agency
increased the allowable cost per
benefited residence relative to the
construction cost. This potentially
exposes the highway agency to going
back to look at previous decisions on
other Type I and Type II projects to see
if the highway agency inappropriately
excluded locations from receiving noise
abatement. This situation would not
necessarily include Type I projects that
involve a re-evaluation of an existing
environmental document, but those
circumstances would be scarce.
Typically, a location determined not
reasonable in an environmental
document that is later determined
reasonable in a re-evaluation results
from construction of additional
residences that result in a lower average
cost per benefited residence and result
in abatement not cost reasonable under
the earlier document achieving the costreasonableness threshold. In this case,
the highway agency would offer noise
abatement to the neighborhood as part
of the Type I project, eliminating the
need to consider the location for a Type
II project. The FHWA made no changes
to this provision.
In sec. 772.15(c), one State highway
agency sought clarification on some of
the available noise abatement measures,
specifically regarding the need to meet
the feasibility and reasonableness
criteria and regarding the purchase of
land. It is FHWA’s position that any
proposed noise abatement measure must
achieve the feasibility and
reasonableness requirements established
in the highway agency’s noise policy.
The section on acquisition of real
property provides highway agencies
with the authority to acquire right-ofway for the purpose of noise barrier
construction. The statement regarding
unimproved property is there to
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39831
highlight that highway agencies cannot
use this provision to purchase a
residence just so the State can tear it
down and construct a noise barrier for
the second row of houses. Three
highway agencies and a university
recommended including quieter
pavements as noise abatement, with one
noting a large body of research
completed by the State to support this
approach. It is FHWA’s position that
there are still too many unknowns
regarding pavement to consider its use
as a noise abatement measure. These
issues include acoustic longevity and
construction variability. The FHWA has
provisions for highway agencies to enter
into a Quiet Pavement Pilot Program or
to perform Quiet Pavement Research.
The FHWA acknowledges the valuable
research performed by various highway
agencies; however, the regulation must
be applicable nationwide and not just in
one State. No changes were made to this
provision.
In sec. 772.15(c)(1), six State highway
agencies and three private consultants
expressed support for FHWA’s position
clarifying that vegetation is not an
appropriate noise abatement measure,
but recommended removal of references
to funding for aesthetic purposes. The
FHWA has removed reference to
funding for landscaping from the
regulation. One State highway agency
and one private consultant indicated
concerns with the approach to make five
of the noise abatement alternatives
optional and only require consideration
of noise barriers because this approach
contradicts the long-standing practice to
avoid, minimize, and then mitigate. It is
the FHWA’s position that the language
in the final rule allows States to
consider all noise abatement measures
listed in the regulation while requiring
only consideration of noise barriers.
This approach provides highway
agencies with the flexibility they need
to accomplish the recommended
approach if the highway agency chooses
to do so.
A private consultant recommended
adding a new section to 772.15(c)
regarding absorptive cladding applied to
an existing reflective surface as a noise
abatement measure. Because the final
rule does not preclude States from
considering this approach as a noise
abatement measure, no changes were
made to this provision.
In sec. 772.15(c)(4), two State
highway agencies and one private
consultant commented on buffer zones.
One highway agency requested further
clarification in the updated FHWA
noise guidance. Another highway
agency requested limitation to planned,
designed, and programmed land use and
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a private consultant wanted the addition
of ‘‘to move noise-sensitive receptors
farther from the source’’ added to the
subsection. The FHWA addresses buffer
zones in the guidance document.
Regarding the comment on planned,
designed and programmed land use, the
purpose of the buffer zone for noise
abatement could also be to stop
potential alignment shifts toward
existing noise sensitive land uses
outside the buffer zone. The intent of
the buffer zone is to provide separation
between potentially developable land
and highways. Regarding the added
language, this may imply that FHWA
may actually move residences away
from an existing highway to a new
location to purchase the property as a
buffer zone. Since this is not the intent
of the regulation, no changes were made
to this provision.
In sec. 772.15(c)(5), two State
highway agencies and one private
consultant expressed support for this
provision regarding noise insulation and
recommended incorporating any
additional expenses accrued by the
property owner after project completion.
The FHWA agrees and the final rule
incorporates this idea by referring to
additional expenses as post-installation
maintenance and operational costs.
Also, to clarify what land uses are
eligible for noise insulation, this
provision now states, ‘‘noise insulation
or Activity Category D land use facilities
listed in table 1.’’
Eight State highway agencies and
three private consultants expressed
concerns about the provision in the
NPRM regarding severe noise impact
criteria in the regulation. Based on these
comments, the FHWA has removed this
provision on severe noise impacts from
the final rule. It is FHWA’s position that
the regulation currently requires a
highway agency to define ‘‘substantial
increase,’’ which recognizes all potential
impacts that could result from the
proposed project. Adding another layer
of impact with the title of ‘‘severe’’ is
problematic to the noise analysis and
will create even more confusion to the
public. Severe noise impacts could
cause inconsistencies in the application
of the noise analysis process, since it
would require establishing another
feasibility and cost reasonableness
factor. As stated throughout this final
rule, application of this regulation needs
to be applied consistently and
uniformly statewide. Also, ‘‘severe’’
noise impacts could be confusing to the
public, since they typically feel that
they are all severely impacted regardless
of the noise level or increase in noise
levels.
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Section 772.17—Information for Local
Officials
In sec. 772.17, 13 State highway
agencies and 4 private consultants
commented about the requirements in
section 772.1 (section 772.15 in the
NPRM) regarding information for local
officials. Some comments were about
the numbering of the section, which has
been corrected in the final rule, and
others were about the apparent
redundancy in two of the subsections.
There were also concerns about the
extent of a statewide outreach program
and some confusion about whether
outreach to local officials is a new
requirement. There was also opposition
to the requirement to implement a
statewide outreach program prior to
considering date of development as a
reasonableness criterion. It is FHWA’s
position that highway agencies may use
information in the FHWA publication
‘‘The Audible Landscape.’’ The FHWA is
considering updating this document to
incorporate additional planning
strategies. The final rule also clarifies
the minimum information provided to
local officials, which is the distance
from the highway to the impact criteria
for each exterior land use in Table 1 of
this regulation. The requirement to
inform local officials about future noise
impacts on undeveloped lands has been
part of this regulation since its
inception. Unfortunately, few highway
agencies properly fulfill this
requirement. It is likely that many
municipalities have never had a Federal
project that provided the opportunity
for the highway agency to inform them
about noise compatible planning
practices. The FHWA recognizes that
State governments often have little
control over local planning; however,
FHWA has also promoted noise
compatible planning strategies for more
than 30 years with little active
involvement by States on the issue. It is
incumbent on State highway agencies,
therefore, to demonstrate that they have
educated local officials on noise issues
if date of development may preclude
some locations from receiving noise
abatement. The FHWA noise guidance
provides additional clarification on
statewide outreach programs. For
clarification, the FHWA modified sec.
772.17(a) to include reference to Type I
projects and section 772.17(a)(2) to
state, ‘‘[a]t a minimum, identify the
distance to the exterior noise abatement
criteria in Table 1. The best estimation
of the future design year noise levels at
various distances from the edge of the
nearest travel lane * * *’’
In sec. 772.17(b), a private individual
expressed that the rule should expand
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the date of development to allow State
highway agencies to give additional
weight to older residences. It is FHWA’s
position that highway agencies with
statewide noise compatible planning
outreach programs may consider date of
development in their decisions to
provide abatement. The regulation
currently authorizes highway agencies
to fund Type II programs on a voluntary
basis to provide abatement for locations
that predate adjacent highways in the
absence of a Type I project. For
clarification, the FHWA modified this
provision to state, ‘‘If a highway agency
chooses to participate in a Type II noise
program or to use the date of
development as one of the factors in
determining the reasonableness of a
Type I noise abatement measure, the
highway agency shall have a statewide
outreach program * * * ’’
Section 772.19—Construction Noise
In sec. 772.19, five State highway
agencies, one national organization, and
one private consultant commented that
FHWA should provide additional
regulatory guidance to address
construction noise including a
regulatory reference to the Roadway
Construction Noise Model. It is FHWA’s
position that there is sufficient
information regarding construction
noise available in the construction noise
handbook. The model will remain an
option for use by States to predict
construction noise impacts for projects.
As such, no changes were made to this
provision.
Table 1 to Part 772—Noise Abatement
Criteria
Eight State highway agencies, a
national organization and two private
consultants provided comments on
Table 1. Some of the same entities also
provided comments in other sections of
the regulation related to Table 1. The
comments generally centered on the
opposition to include trails, trail
crossings, and cemeteries;
recommended inclusion of additional
land use categories; recommended
elimination of some Category C land
uses; or recommended reorganization of
the table to better differentiate between
land use categories. The FHWA
disagrees with removal of trails and trail
crossing and cemeteries from Table 1.
These are recreational and noise
sensitive areas eligible for consideration
under previous FHWA guidance. The
FHWA disagrees with the elimination of
Category C land uses. Historical data
based on highway agencies not
including Category C locations in their
noise analyses or their public
involvement may paint an inaccurate
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portrait of commercial property owner
interest in noise abatement since many
highway agencies failed to include
commercial land uses in noise analyses
or involve them in the public
involvement process. The FHWA agrees
Table 1 needs to better differentiate
business land uses that require analysis.
The final rule includes a reorganization
of Table 1 to help clarify this issue and
adds day care, television studios, radio
studios, and recording studios as noise
sensitive land uses. This reorganization
includes the following Activity
Categories:
Activity Category A, this activity
category still provides the exterior
activity criteria for ‘‘Lands on which
serenity and quiet are of extraordinary
significance and serve an important
public need and where the preservation
of those qualities is essential if the area
is to continue to serve its intended
purpose.’’ No changes were made to this
activity category.
Activity Category B, this activity
category now only includes the exterior
activity criteria for residential
properties. All other land uses that were
associated with this activity category in
the past have been reorganized into
other activity categories.
Activity Category C, this activity
category is now the exterior activity
criteria for the following land uses:
‘‘active sport areas, amphitheaters,
auditoriums, campgrounds, cemeteries,
day care centers, hospitals, libraries,
medical facilities, parks, picnic areas,
places of worship, playgrounds, public
meeting rooms, public or non-profit
institutional structures, radio studios,
recording studios, recreation areas,
Section 4(f) sites, schools, television
studios, trails, and trail crossings.’’ The
exterior activity criteria for Activity
Category C are the same as the exterior
activity criteria for Activity Category B.
The reason why the land uses associated
with these activity categories are in
separate categories is that the land used
in Activity Category C includes a variety
of land use facilities that require each
highway agency to adopt a standard
uniform and consistent practice in
assessing their impacts and abatement
measures.
Activity Category D, this activity
category is now the interior activity
criteria for the following land uses:
‘‘auditoriums, day care centers,
hospitals, libraries, medical facilities,
places of worship, public meeting
rooms, public or non-profit institutional
structures, radio studios, recording
studios, schools, and television studios.’’
The activity description for Activity
Category D is similar to the activity
description for Activity Category C. The
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difference between the Activity
Category C and D is the exterior verses
interior criteria.
Activity Category E, this activity
category is now the exterior activity
criteria for the following land uses:
‘‘hotels, motels, offices, restaurants/bars,
and other developed lands, properties or
activities not included in A–D or F.’’
These land use facilities are less
sensitive to highway traffic noise, and
therefore have a higher activity criteria.
Activity Category F, this activity
category has no activity criteria
associated for the following land uses:
‘‘agriculture, airports, bus yards,
emergency services, industrial, logging,
maintenance facilities, manufacturing,
mining, rail yards, retail facilities,
shipyards, utilities (water resources,
water treatment, electrical), and
warehousing.’’ These land use facilities
are not sensitive to highway traffic noise
and/or do not have exterior areas of
frequent human use and therefore no
activity criteria is appropriate to apply.
Activity Category G, this activity
category has no activity criteria
associated for undeveloped lands that
are not permitted. Undeveloped land is
not sensitive to highway traffic noise
and does not have exterior areas of
frequent human use.
Rulemaking Analyses and Notices
Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
The FHWA has determined that this
final rule is not a significant regulatory
action within the meaning of Executive
Order 12866 and is not significant
within the meaning of the U.S.
Department of Transportation regulatory
policies and procedures.
The final rule revises requirements for
traffic noise prediction on Federal-aid
highway projects to be consistent with
the current state-of-the-art technology
for traffic noise prediction. It is
anticipated that the economic impact of
this rulemaking would be minimal;
therefore, a full regulatory evaluation is
not required.
Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act (RFA) (Pub. L. 96–354, 5
U.S.C. 601–612), the FHWA has
evaluated the effects of this final rule on
small entities and anticipates that this
action would not have a significant
economic impact on a substantial
number of small entities. The
amendments address traffic noise
prediction on certain State highway
projects. As such, it affects only States,
and States are not included in the
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39833
definition of small entity set forth in 5
U.S.C. 601. Therefore, the RFA does not
apply, and the FHWA certifies that the
final rule would not have a significant
economic impact on a substantial
number of small entities.
Unfunded Mandates Reform Act of
1995
This final rule would not impose
unfunded mandates as defined by the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4, March 22, 1995, 109
Stat. 48). The actions proposed in this
final rule would not result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $141.3 million or more
in any one year (2 U.S.C. 1532).
Additionally, the definition of ‘‘Federal
Mandate’’ in the Unfunded Mandates
Reform Act excludes financial
assistance of the type in which State,
local, or tribal governments have
authority to adjust their participation in
the program in accordance with changes
made in the program by the Federal
Government. The Federal-aid highway
program permits this type of flexibility.
Executive Order 13132 (Federalism)
This final rule has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132, dated August 4, 1999, and it has
been determined that this final rule does
not have a substantial direct effect or
sufficient federalism implications on
States that would limit the
policymaking discretion of the States.
Nothing in this final rule directly
preempts any State law or regulation or
affects the States’ ability to discharge
traditional State governmental
functions.
Executive Order 12372
(Intergovernmental Review)
Catalog of Federal Domestic
Assistance Program Number 20.205,
Highway Planning and Construction.
The regulations implementing Executive
Order 12372 regarding
intergovernmental consultation on
Federal programs and activities apply to
this program.
National Environmental Policy Act
The FHWA has analyzed this final
rule for the purpose of the National
Environmental Policy Act (42 U.S.C.
4321 et seq.) and anticipates that this
action would not have any effect on the
quality of the human and natural
environment, since it updates the
specific reference to acceptable highway
traffic noise prediction methodology
and removes unneeded references to a
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specific noise measurement report and
vehicle noise emission levels.
Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (PRA) (44 U.S.C. 3501, et seq.),
Federal agencies must obtain approval
from the Office of Management and
Budget (OMB) for each collection of
information they conduct, sponsor, or
require through regulations. The FHWA
determined that this final rule would
affect a currently approved information
collection for OMB Control Number
2125–0622, titled ‘‘Noise Barrier
Inventory Request.’’ The OMB approved
this information collection on July 30,
2008, at a total of 416 burden hours,
with an expiration date of July 31, 2011.
Executive Order 13175 (Tribal
Consultation)
The FHWA has analyzed this final
rule under Executive Order 13175,
dated November 6, 2000, and believes
that it would not have substantial direct
effects on one or more Indian tribes;
would not impose substantial direct
compliance costs on Indian tribal
governments; and would not preempt
tribal law. This rulemaking primarily
applies to noise prediction on State
highway projects and would not impose
any direct compliance requirements on
Indian tribal governments; nor would it
have any economic or other impacts on
the viability of Indian tribes. Therefore,
a tribal summary impact statement is
not required.
Executive Order 13211 (Energy Effects)
The FHWA has analyzed this final
rule under Executive Order 13211,
Actions Concerning Regulations that
Significantly Affect Energy Supply,
Distribution or Use. We have
determined that this final rule would
not be a significant energy action under
that order because any action
contemplated would not be likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
Therefore, the FHWA certifies that a
Statement of Energy Effects under
Executive Order 13211 is not required.
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Executive Order 12630 (Taking of
Private Property)
The FHWA has analyzed this final
rule under Executive Order 12630,
Governmental Actions and Interference
with Constitutionally Protected Property
Rights. The FHWA does not anticipate
that this final rule would affect a taking
of private property or otherwise have
taking implications under Executive
Order 12630.
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Executive Order 12988 (Civil Justice
Reform)
This action meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity and reduce burden.
Executive Order 13045 (Protection of
Children)
The FHWA has analyzed this final
rule under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. The FHWA certifies that this final
rule would not cause an environmental
risk to health or safety that may
disproportionately affect children.
Regulation Identification Number
A regulation identification number
(RIN) is assigned to each regulatory
action listed in the Unified Agenda of
Federal Regulations. The Regulatory
Information Service Center publishes
the Unified Agenda in April and
October of each year. The RIN number
contained in the heading of this
document can be used to cross-reference
this action with the Unified Agenda.
List of Subjects in 23 CFR Part 772
Highways and roads, Incorporation by
reference, Noise control.
Issued on: June 21, 2010.
Victor M. Mendez,
Administrator.
In consideration of the foregoing, the
FHWA revises part 772 of title 23, Code
of Federal Regulations, to read as
follows:
■
PART 772—PROCEDURES FOR
ABATEMENT OF HIGHWAY TRAFFIC
NOISE AND CONSTRUCTION NOISE
Sec.
772.1 Purpose.
772.3 Noise standards.
772.5 Definitions.
772.7 Applicability.
772.9 Traffic noise prediction.
772.11 Analysis of traffic noise impacts.
772.13 Analysis of noise abatement.
772.15 Federal participation.
772.17 Information for local officials.
772.19 Construction noise.
Table 1 to Part 772—Noise Abatement
Criteria
Authority: 23 U.S.C. 109(h) and (i); 42
U.S.C. 4331, 4332; sec. 339(b), Pub. L. 104–
59, 109 Stat. 568, 605; 49 CFR 1.48(b).
§ 772.1
Purpose.
To provide procedures for noise
studies and noise abatement measures
to help protect the public’s health,
welfare and livability, to supply noise
abatement criteria, and to establish
requirements for information to be given
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to local officials for use in the planning
and design of highways approved
pursuant to title 23 U.S.C.
§ 772.3
Noise standards.
The highway traffic noise prediction
requirements, noise analyses, noise
abatement criteria, and requirements for
informing local officials in this
regulation constitute the noise standards
mandated by 23 U.S.C. 109(1). All
highway projects which are developed
in conformance with this regulation
shall be deemed to be in accordance
with the FHWA noise standards.
§ 772.5
Definitions.
Benefited Receptor. The recipient of
an abatement measure that receives a
noise reduction at or above the
minimum threshold of 5 dB(A), but not
to exceed the highway agency’s
reasonableness design goal.
Common Noise Environment. A group
of receptors within the same Activity
Category in Table 1 that are exposed to
similar noise sources and levels; traffic
volumes, traffic mix, and speed; and
topographic features. Generally,
common noise environments occur
between two secondary noise sources,
such as interchanges, intersections,
cross-roads.
Date of Public Knowledge. The date of
approval of the Categorical Exclusion
(CE), the Finding of No Significant
Impact (FONSI), or the Record of
Decision (ROD), as defined in 23 CFR
part 771.
Design Year. The future year used to
estimate the probable traffic volume for
which a highway is designed.
Existing Noise Levels. The worst noise
hour resulting from the combination of
natural and mechanical sources and
human activity usually present in a
particular area.
Feasibility. The combination of
acoustical and engineering factors
considered in the evaluation of a noise
abatement measure.
Impacted Receptor. The recipient that
has a traffic noise impact.
L10. The sound level that is exceeded
10 percent of the time (the 90th
percentile) for the period under
consideration, with L10(h) being the
hourly value of L10.
Leq. The equivalent steady-state
sound level which in a stated period of
time contains the same acoustic energy
as the time-varying sound level during
the same time period, with Leq(h) being
the hourly value of Leq.
Multifamily Dwelling. A residential
structure containing more than one
residence. Each residence in a
multifamily dwelling shall be counted
as one receptor when determining
impacted and benefited receptors.
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Noise Barrier. A physical obstruction
that is constructed between the highway
noise source and the noise sensitive
receptor(s) that lowers the noise level,
including stand alone noise walls, noise
berms (earth or other material), and
combination berm/wall systems.
Noise Reduction Design Goal. The
optimum desired dB(A) noise reduction
determined from calculating the
difference between future build noise
levels with abatement, to future build
noise levels without abatement. The
noise reduction design goal shall be at
least 7 dB(A), but not more than 10
dB(A).
Permitted. A definite commitment to
develop land with an approved specific
design of land use activities as
evidenced by the issuance of a building
permit.
Property Owner. An individual or
group of individuals that holds a title,
deed, or other legal documentation of
ownership of a property or a residence.
Reasonableness. The combination of
social, economic, and environmental
factors considered in the evaluation of
a noise abatement measure.
Receptor. A discrete or representative
location of a noise sensitive area(s), for
any of the land uses listed in Table 1.
Residence. A dwelling unit. Either a
single family residence or each dwelling
unit in a multifamily dwelling.
Statement of Likelihood. A statement
provided in the environmental
clearance document based on the
feasibility and reasonableness analysis
completed at the time the
environmental document is being
approved.
Substantial Construction. The
granting of a building permit, prior to
right-of-way acquisition or construction
approval for the highway.
Substantial noise increase. One of two
types of highway traffic noise impacts.
For a Type I project, an increase in noise
levels of 5 to 15 dB(A) in the design year
over the existing noise level.
Traffic Noise Impacts. Design year
build condition noise levels that
approach or exceed the NAC listed in
Table 1 for the future build condition;
or design year build condition noise
levels that create a substantial noise
increase over existing noise levels.
Type I Project. (1) The construction of
a highway on new location; or,
(2) The physical alteration of an
existing highway where there is either:
(i) Substantial Horizontal Alteration.
A project that halves the distance
between the traffic noise source and the
closest receptor between the existing
condition to the future build condition;
or,
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(ii) Substantial Vertical Alteration. A
project that removes shielding therefore
exposing the line-of-sight between the
receptor and the traffic noise source.
This is done by either altering the
vertical alignment of the highway or by
altering the topography between the
highway traffic noise source and the
receptor; or,
(3) The addition of a through-traffic
lane(s). This includes the addition of a
through-traffic lane that functions as a
HOV lane, High-Occupancy Toll (HOT)
lane, bus lane, or truck climbing lane;
or,
(4) The addition of an auxiliary lane,
except for when the auxiliary lane is a
turn lane; or,
(5) The addition or relocation of
interchange lanes or ramps added to a
quadrant to complete an existing partial
interchange; or,
(6) Restriping existing pavement for
the purpose of adding a through-traffic
lane or an auxiliary lane; or,
(7) The addition of a new or
substantial alteration of a weigh station,
rest stop, ride-share lot or toll plaza.
(8) If a project is determined to be a
Type I project under this definition then
the entire project area as defined in the
environmental document is a Type I
project.
Type II Project. A Federal or Federalaid highway project for noise abatement
on an existing highway. For a Type II
project to be eligible for Federal-aid
funding, the highway agency must
develop and implement a Type II
program in accordance with section
772.7(e).
Type III Project. A Federal or Federalaid highway project that does not meet
the classifications of a Type I or Type
II project. Type III projects do not
require a noise analysis.
§ 772.7
Applicability.
(a) This regulation applies to all
Federal or Federal-aid Highway Projects
authorized under title 23, United States
Code. Therefore, this regulation applies
to any highway project or multimodal
project that:
(1) Requires FHWA approval
regardless of funding sources, or
(2) Is funded with Federal-aid
highway funds.
(b) In order to obtain FHWA approval,
the highway agency shall develop noise
policies in conformance with this
regulation and shall apply these policies
uniformly and consistently statewide.
(c) This regulation applies to all Type
I projects unless the regulation
specifically indicates that a section only
applies to Type II or Type III projects.
(d) The development and
implementation of Type II projects are
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not mandatory requirements of section
109(i) of title 23, United States Code.
(e) If a highway agency chooses to
participate in a Type II program, the
highway agency shall develop a priority
system, based on a variety of factors, to
rank the projects in the program. This
priority system shall be submitted to
and approved by FHWA before the
highway agency is allowed to use
Federal-aid funds for a project in the
program. The highway agency shall reanalyze the priority system on a regular
interval, not to exceed 5 years.
(f) For a Type III project, a highway
agency is not required to complete a
noise analysis or consider abatement
measures.
§ 772.9
Traffic noise prediction.
(a) Any analysis required by this
subpart must use the FHWA Traffic
Noise Model (TNM), which is described
in ‘‘FHWA Traffic Noise Model’’ Report
No. FHWA–PD–96–010, including
Revision No. 1, dated April 14, 2004, or
any other model determined by the
FHWA to be consistent with the
methodology of the FHWA TNM. These
publications are incorporated by
reference in accordance with section
552(a) of title 5, U.S.C. and part 51 of
title 1, CFR, and are on file at the
National Archives and Record
Administration (NARA). For
information on the availability of this
material at NARA, call (202) 741–6030
or go to https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html. These documents are
available for copying and inspection at
the Federal Highway Administration,
1200 New Jersey Avenue, SE.,
Washington, DC 20590, as provided in
part 7 of title 49, CFR. These documents
are also available on the FHWA’s Traffic
Noise Model Web site at the following
URL: https://www.fhwa.dot.gov/
environment/noise/index.htm.
(b) Average pavement type shall be
used in the FHWA TNM for future noise
level prediction unless a highway
agency substantiates the use of a
different pavement type for approval by
the FHWA.
(c) Noise contour lines may be used
for project alternative screening or for
land use planning to comply with
§ 772.17 of this part, but shall not be
used for determining highway traffic
noise impacts.
(d) In predicting noise levels and
assessing noise impacts, traffic
characteristics that would yield the
worst traffic noise impact for the design
year shall be used.
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§ 772.11
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Analysis of traffic noise impacts.
(a) The highway agency shall
determine and analyze expected traffic
noise impacts.
(1) For projects on new alignments,
determine traffic noise impacts by field
measurements.
(2) For projects on existing
alignments, predict existing and design
year traffic noise impacts.
(b) In determining traffic noise
impacts, a highway agency shall give
primary consideration to exterior areas
where frequent human use occurs.
(c) A traffic noise analysis shall be
completed for:
(1) Each alternative under detailed
study;
(2) Each Activity Category of the NAC
listed in Table 1 that is present in the
study area;
(i) Activity Category A. This activity
category includes the exterior impact
criteria for lands on which serenity and
quiet are of extraordinary significance
and serve an important public need, and
where the preservation of those qualities
is essential for the area to continue to
serve its intended purpose. Highway
agencies shall submit justifications to
the FHWA on a case-by-case basis for
approval of an Activity Category A
designation.
(ii) Activity Category B. This activity
category includes the exterior impact
criteria for single-family and
multifamily residences.
(iii) Activity Category C. This activity
category includes the exterior impact
criteria for a variety of land use
facilities. Each highway agency shall
adopt a standard practice for analyzing
these land use facilities that is
consistent and uniformly applied
statewide.
(iv) Activity Category D. This activity
category includes the interior impact
criteria for certain land use facilities
listed in Activity Category C that may
have interior uses. A highway agency
shall conduct an indoor analysis after a
determination is made that exterior
abatement measures will not be feasible
and reasonable. An indoor analysis shall
only be done after exhausting all
outdoor analysis options. In situations
where no exterior activities are to be
affected by the traffic noise, or where
the exterior activities are far from or
physically shielded from the roadway in
a manner that prevents an impact on
exterior activities, the highway agency
shall use Activity Category D as the
basis of determining noise impacts.
Each highway agency shall adopt a
standard practice for analyzing these
land use facilities that is consistent and
uniformly applied statewide.
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(v) Activity Category E. This activity
category includes the exterior impact
criteria for developed lands that are less
sensitive to highway noise. Each
highway agency shall adopt a standard
practice for analyzing these land use
facilities that is consistent and
uniformly applied statewide.
(vi) Activity Category F. This activity
category includes developed lands that
are not sensitive to highway traffic
noise. There is no impact criteria for the
land use facilities in this activity
category and no analysis of noise
impacts is required.
(vii) Activity Category G. This activity
includes undeveloped lands.
(A) A highway agency shall determine
if undeveloped land is permitted for
development. The milestone and its
associated date for acknowledging when
undeveloped land is considered
permitted shall be the date of issuance
of a building permit by the local
jurisdiction or by the appropriate
governing entity.
(B) If undeveloped land is determined
to be perrmitted, then the highway
agency shall assign the land to the
appropriate Activity Category and
analyze it in the same manner as
developed lands in that Activity
Category.
(C) If undeveloped land is not
permitted for development by the date
of public knowledge, the highway
agency shall determine noise levels in
accordance with 772.17(a) and
document the results in the project’s
environmental clearance documents and
noise analysis documents. Federal
participation in noise abatement
measures will not be considered for
lands that are not permitted by the date
of public knowledge.
(d) The analysis of traffic noise
impacts shall include:
(1) Identification of existing activities,
developed lands, and undeveloped
lands, which may be affected by noise
from the highway;
(2) For projects on new or existing
alignments, validate predicted noise
level through comparison between
measured and predicted levels;
(3) Measurement of noise levels. Use
an ANSI Type I or Type II integrating
sound level meter;
(4) Identification of project limits to
determine all traffic noise impacts for
the design year for the build alternative.
For Type II projects, traffic noise
impacts shall be determined from
current year conditions;
(e) Highway agencies shall establish
an approach level to be used when
determining a traffic noise impact. The
approach level shall be at least 1 dB(A)
less than the Noise Abatement Criteria
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for Activity Categories A to E listed in
Table 1 to part 772;
(f) Highway agencies shall define
substantial noise increase between 5
dB(A) to 15 dB(A) over existing noise
levels. The substantial noise increase
criterion is independent of the absolute
noise level.
(g) A highway agency proposing to
use Federal-aid highway funds for a
Type II project shall perform a noise
analysis in accordance with § 772.11 of
this part in order to provide information
needed to make the determination
required by § 772.13(a) of this part.
§ 772.13
Analysis of noise abatement.
(a) When traffic noise impacts are
identified, noise abatement shall be
considered and evaluated for feasibility
and reasonableness. The highway
agency shall determine and analyze
alternative noise abatement measures to
abate identified impacts by giving
weight to the benefits and costs of
abatement and the overall social,
economic, and environmental effects by
using feasible and reasonable noise
abatement measures for decisionmaking.
(b) In abating traffic noise impacts, a
highway agency shall give primary
consideration to exterior areas where
frequent human use occurs.
(c) If a noise impact is identified, a
highway agency shall consider
abatement measures. The abatement
measures listed in § 772.15(c) of this
part are eligible for Federal funding.
(1) At a minimum, the highway
agency shall consider noise abatement
in the form of a noise barrier.
(2) If a highway agency chooses to use
absorptive treatments as a functional
enhancement, the highway agency shall
adopt a standard practice for using
absorptive treatment that is consistent
and uniformly applied statewide.
(d) Examination and evaluation of
feasible and reasonable noise abatement
measures for reducing the traffic noise
impacts. Each highway agency, with
FHWA approval, shall develop
feasibility and reasonableness factors.
(1) Feasibility:
(i) Achievement of at least a 5 dB(A)
highway traffic noise reduction at
impacted receptors. The highway
agency shall define, and receive FHWA
approval for, the number of receptors
that must achieve this reduction for the
noise abatement measure to be
acoustically feasible and explain the
basis for this determination; and
(ii) Determination that it is possible to
design and construct the noise
abatement measure. Factors to consider
are safety, barrier height, topography,
drainage, utilities, and maintenance of
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the abatement measure, maintenance
access to adjacent properties, and access
to adjacent properties (i.e. arterial
widening projects).
(2) Reasonableness:
(i) Consideration of the viewpoints of
the property owners and residents of the
benefited receptors. The highway
agency shall solicit the viewpoints of all
of the benefited receptors and obtain
enough responses to document a
decision on either desiring or not
desiring the noise abatement measure.
The highway agency shall define, and
receive FHWA approval for, the number
of receptors that are needed to
constitute a decision and explain the
basis for this determination.
(ii) Cost effectiveness of the highway
traffic noise abatement measures. Each
highway agency shall determine, and
receive FHWA approval for, the
allowable cost of abatement by
determining a baseline cost
reasonableness value. This
determination may include the actual
construction cost of noise abatement,
cost per square foot of abatement, the
maximum square footage of abatement/
benefited receptor and either the cost/
benefited receptor or cost/benefited
receptor/dB(A) reduction. The highway
agency shall re-analyze the allowable
cost for abatement on a regular interval,
not to exceed 5 years. A highway agency
has the option of justifying, for FHWA
approval, different cost allowances for a
particular geographic area(s) within the
State, however, the highway agancy
must use the same cost reasonableness/
construction cost ratio statewide.
(iii) Noise reduction design goals for
highway traffic noise abatement
measures. When noise abatement
measure(s) are being considered, a
highway agency shall achieve a noise
reduction design goal. The highway
agency shall define, and receive FHWA
approval for, the design goal of at least
7 dB(A) but not more than 10 dB(A),
and shall define the number of benefited
receptors that must achieve this design
goal and explain the basis for this
determination.
(iv) The reasonableness factors listed
in § 772.13(d)(5)(i), (ii) and (iii), must
collectively be achieved in order for a
noise abatement measure to be deemed
reasonable. Failure to achieve
§ 772.13(d)(5)(i), (ii) or (iii), will result
in the noise abatement measure being
deemed not reasonable.
(v) In addition to the required
reasonableness factors listed in
§ 772.13(d)(5)(i), (ii), and (iii), a highway
agency has the option to also include
the following reasonableness factors:
Date of development, length of time
receivers have been exposed to highway
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traffic noise impacts, exposure to higher
absolute highway traffic noise levels,
changes between existing and future
build conditions, percentage of mixed
zoning development, and use of noise
compatible planning concepts by the
local government. No single optional
reasonableness factor can be used to
determine reasonableness.
(e) Assessment of Benefited
Receptors. Each highway agency shall
define the threshold for the noise
reduction which determines a benefited
receptor as at or above the 5 dB(A), but
not to exceed the highway agency’s
reasonableness design goal.
(f) Abatement Measure Reporting:
Each highway agency shall maintain an
inventory of all constructed noise
abatement measures. The inventory
shall include the following parameters:
type of abatement; cost (overall cost,
unit cost per/sq. ft.); average height;
length; area; location (State, county,
city, route); year of construction;
average insertion loss/noise reduction as
reported by the model in the noise
analysis; NAC category(s) protected;
material(s) used (precast concrete, berm,
block, cast in place concrete, brick,
metal, wood, fiberglass, combination,
plastic (transparent, opaque, other);
features (absorptive, reflective, surface
texture); foundation (ground mounted,
on structure); project type (Type I, Type
II, and optional project types such as
State funded, county funded, tollway/
turnpike funded, other, unknown). The
FHWA will collect this information, in
accordance with OMB’s Information
Collection requirements.
(g) Before adoption of a CE, FONSI, or
ROD, the highway agency shall identify:
(1) Noise abatement measures which
are feasible and reasonable, and which
are likely to be incorporated in the
project; and
(2) Noise impacts for which no noise
abatement measures are feasible and
reasonable.
(3) Documentation of highway traffic
noise abatement: The environmental
document shall identify locations where
noise impacts are predicted to occur,
where noise abatement is feasible and
reasonable, and locations with impacts
that have no feasible or reasonable noise
abatement alternative. For
environmental clearance, this analysis
shall be completed to the extent that
design information on the alterative(s)
under study in the environmental
document is available at the time the
environmental clearance document is
completed. A statement of likelihood
shall be included in the environmental
document since feasibility and
reasonableness determinations may
change due to changes in project design
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39837
after approval of the environmental
document. The statement of likelihood
shall include the preliminary location
and physical description of noise
abatement measures determined feasible
and reasonable in the preliminary
analysis. The statement of likelihood
shall also indicate that final
recommendations on the construction of
an abatement measure(s) is determined
during the completion of the project’s
final design and the public involvement
processes.
(h) The FHWA will not approve
project plans and specifications unless
feasible and reasonable noise abatement
measures are incorporated into the
plans and specifications to reduce the
noise impact on existing activities,
developed lands, or undeveloped lands
for which development is permitted.
(i) For design-build projects, the
preliminary technical noise study shall
document all considered and proposed
noise abatement measures for inclusion
in the NEPA document. Final design of
design-build noise abatement measures
shall be based on the preliminary noise
abatement design developed in the
technical noise analysis. Noise
abatement measures shall be
considered, developed, and constructed
in accordance with this standard and in
conformance with the provisions of 40
CFR 1506.5(c) and 23 CFR 636.109.
(j) Third party funding is not allowed
on a Federal or Federal-aid Type I or
Type II project if the noise abatement
measure would require the additional
funding from the third party to be
considered feasible and/or reasonable.
Third party funding is acceptable on a
Federal or Federal-aid highway Type I
or Type II project to make functional
enhancements, such as absorptive
treatment and access doors or aesthetic
enhancements, to a noise abatement
measure already determined feasible
and reasonable.
(k) On a Type I or Type II projects, a
highway agency has the option to cost
average noise abatement among
benefited receptors within common
noise environments if no single
common noise environment exceeds
two times the highway agency’s cost
reasonableness criteria and collectively
all common noise environments being
averaged do not exceed the highway
agency’s cost reasonableness criteria.
§ 772.15
Federal participation.
(a) Type I and Type II projects.
Federal funds may be used for noise
abatement measures when:
(1) Traffic noise impacts have been
identified; and
(2) Abatement measures have been
determined to be feasible and
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Federal Register / Vol. 75, No. 133 / Tuesday, July 13, 2010 / Rules and Regulations
reasonable pursuant to § 772.13(d) of
this chapter.
(b) For Type II projects. (1) No funds
made available out of the Highway Trust
Fund may be used to construct Type II
noise barriers, as defined by this
regulation, if such noise barriers were
not part of a project approved by the
FHWA before the November 28, 1995.
(2) Federal funds are available for
Type II noise barriers along lands that
were developed or were under
substantial construction before approval
of the acquisition of the rights-of-ways
for, or construction of, the existing
highway.
(3) FHWA will not approve noise
abatement measures for locations where
such measures were previously
determined not to be feasible and
reasonable for a Type I project.
(c) Noise Abatement Measures. The
following noise abatement measures
may be considered for incorporation
into a Type I or Type II project to reduce
traffic noise impacts. The costs of such
measures may be included in Federalaid participating project costs with the
Federal share being the same as that for
the system on which the project is
located.
(1) Construction of noise barriers,
including acquisition of property rights,
either within or outside the highway
right-of-way. Landscaping is not a viable
noise abatement measure.
(2) Traffic management measures
including, but not limited to, traffic
control devices and signing for
prohibition of certain vehicle types,
time-use restrictions for certain vehicle
types, modified speed limits, and
exclusive lane designations.
(3) Alteration of horizontal and
vertical alignments.
(4) Acquisition of real property or
interests therein (predominantly
unimproved property) to serve as a
buffer zone to preempt development
which would be adversely impacted by
traffic noise. This measure may be
included in Type I projects only.
(5) Noise insulation of Activity
Category D land use facilities listed in
Table 1. Post-installation maintenance
and operational costs for noise
insulation are not eligible for Federalaid funding.
§ 772.17
Information for local officials.
(a) To minimize future traffic noise
impacts on currently undeveloped lands
of Type I projects, a highway agency
shall inform local officials within whose
jurisdiction the highway project is
located of:
(1) Noise compatible planning
concepts;
(2) The best estimation of the future
design year noise levels at various
distances from the edge of the nearest
travel lane of the highway improvement
where the future noise levels meet the
highway agency’s definition of
‘‘approach’’ for undeveloped lands or
properties within the project limits. At
a minimum, identify the distance to the
exterior noise abatement criteria in
Table 1;
(3) Non-eligibility for Federal-aid
participation for a Type II project as
described in § 772.15(b).
(b) If a highway agency chooses to
participate in a Type II noise program or
to use the date of development as one
of the factors in determining the
reasonableness of a Type I noise
abatement measure, the highway agency
shall have a statewide outreach program
to inform local officials and the public
of the items in § 772.17(a)(1) through
(3).
§ 772.19
Construction noise.
For all Type I and II projects, a
highway agency shall:
(a) Identify land uses or activities that
may be affected by noise from
construction of the project. The
identification is to be performed during
the project development studies.
(b) Determine the measures that are
needed in the plans and specifications
to minimize or eliminate adverse
construction noise impacts to the
community. This determination shall
include a weighing of the benefits
achieved and the overall adverse social,
economic, and environmental effects
and costs of the abatement measures.
(c) Incorporate the needed abatement
measures in the plans and
specifications.
TABLE 1 TO PART 772—NOISE ABATEMENT CRITERIA
[Hourly A–Weighted Sound Level_decibels (dB(A)) 1]
Activity
category
Activity Leq(h)
Criteria 2
L10(h)
Evaluation
location
Activity description
Lands on which serenity and quiet are of extraordinary significance and serve
an important public need and where the preservation of those qualities is
essential if the area is to continue to serve its intended purpose.
Residential.
Active sport areas, amphitheaters, auditoriums, campgrounds, cemeteries, day
care centers, hospitals, libraries, medical facilities, parks, picnic areas,
places of worship, playgrounds, public meeting rooms, public or nonprofit institutional structures, radio studios, recording studios, recreation areas, Section 4(f) sites, schools, television studios, trails, and trail crossings.
Auditoriums, day care centers, hospitals, libraries, medical facilities, places of
worship, public meeting rooms, public or nonprofit institutional structures,
radio studios, recording studios, schools, and television studios.
Hotels, motels, offices, restaurants/bars, and other developed lands, properties or activities not included in A–D or F.
Agriculture, airports, bus yards, emergency services, industrial, logging, maintenance facilities, manufacturing, mining, rail yards, retail facilities, shipyards, utilities (water resources, water treatment, electrical), and
warehousing.
Undeveloped lands that are not permitted.
57
60
Exterior ........
B 3 ................
C 3 ................
67
67
70
70
Exterior ........
Exterior ........
D ..................
52
55
Interior .........
E 3 ................
72
75
Exterior ........
F ..................
........................
........................
.....................
G ..................
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A ..................
........................
........................
.....................
1 Either
Leq(h) or L10(h) (but not both) may be used on a project.
2 The Leq(h) and L10(h) Activity Criteria values are for impact determination only, and are not design standards for noise abatement measures.
3 Includes undeveloped lands permitted for this activity category.
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Federal Register / Vol. 75, No. 133 / Tuesday, July 13, 2010 / Rules and Regulations
Avenue, SE., Washington, DC 20590–
0001.
(4) Hand delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
[FR Doc. 2010–15848 Filed 7–12–10; 8:45 am]
BILLING CODE 4910–22–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 165
[Docket No. USCG–2009–1056]
RIN 1625–AA11
Regulated Navigation Area; Hudson
River and Port of NY/NJ
Coast Guard, DHS.
Temporary interim rule with
request for comments.
AGENCY:
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ACTION:
SUMMARY: The Coast Guard is
establishing a regulated navigation area
(RNA) from Port Coeymans, New York
on the Hudson River to Jersey City, New
Jersey on Upper New York Bay, and
from Jersey City to the Willis Avenue
Bridge site on the Harlem River, New
York, including all waters of the East
River between these two locations. This
action is necessary to provide for the
safety of life on the navigable waters
during the load out and transit of the
Willis Avenue Bridge replacement span.
DATES: This rule is effective from July
13, 2010 through October 31, 2010. The
RNA will be enforced from 3 a.m. on
Monday, July 12, 2000, to 11:30 p.m. on
Saturday, August 7, 2010. Comments
and related material must reach the
Coast Guard on or before August 12,
2010. Requests for public meetings must
be received by the Coast Guard on or
before August 12, 2010.
ADDRESSES: Documents indicated in this
preamble as being available in the
docket are part of docket USCG–2009–
1056 and are available online by going
to https://www.regulations.gov, inserting
USCG–2009–1056 in the ‘‘Keyword’’
box, and then clicking ‘‘Search.’’ They
are also available for inspection or
copying at the Docket Management
Facility (M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
You may submit comments identified
by docket number USCG–2009–1056
using any one of the following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: 202–493–2251.
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
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FOR FURTHER INFORMATION CONTACT: If
you have questions on this interim rule,
call or e-mail Mr. Jeff Yunker,
Waterways Management Division at
Coast Guard Sector New York,
telephone 718–354–4195, e-mail
Jeff.M.Yunker@uscg.mil. If you have
questions on viewing the docket, call
Renee V. Wright, Program Manager,
Docket Operations, telephone 202–366–
9826.
SUPPLEMENTARY INFORMATION:
Public Participation and Request for
Comments
We encourage you to participate in
this rulemaking by submitting
comments and related materials. All
comments received will be posted,
without change, to https://
www.regulations.gov and will include
any personal information you have
provided.
As this temporary interim rule will be
in effect before the end of the comment
period, the Coast Guard will evaluate
and revise this rule as necessary to
address significant public comments.
Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (USCG–2009–1056),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online (via https://
www.regulations.gov) or by fax, mail or
hand delivery, but please use only one
of these means. If you submit a
comment online via https://
www.regulations.gov, it will be
considered received by the Coast Guard
when you successfully transmit the
comment. If you fax, hand deliver, or
mail your comment, it will be
considered as having been received by
the Coast Guard when it is received at
the Docket Management Facility. We
recommend that you include your name
and a mailing address, an e-mail
address, or a telephone number in the
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39839
body of your document so that we can
contact you if we have questions
regarding your submission.
To submit your comment online, go to
https://www.regulations.gov, click on the
‘‘submit a comment’’ box, which will
then become highlighted in blue. In the
‘‘Document Type’’ drop down menu
select ‘‘Proposed Rule’’ and insert
‘‘USCG–2009–1056’’ in the ‘‘Keyword’’
box. Click ‘‘Search’’ then click on the
balloon shape in the ‘‘Actions’’ column.
If you submit comments by mail or hand
delivery, submit them in an unbound
format, no larger than 81⁄2; by 11 inches,
suitable for copying and electronic
filing. If you submit comments by mail
and would like to know that they
reached the Facility, please enclose a
stamped, self-addressed postcard or
envelope. We will consider all
comments and material received during
the comment period and may change
this rule based on your comments.
Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov, click on the
‘‘read comments’’ box, which will then
become highlighted in blue. In the
‘‘Keyword’’ box insert ‘‘USCG–2010–
0176’’ and click ‘‘Search.’’ Click the
‘‘Open Docket Folder’’ in the ‘‘Actions’’
column. You may also visit the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue, SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. We have an agreement with
the Department of Transportation to use
the Docket Management Facility.
Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
Public Meeting
We do not now plan to hold a public
meeting. You may submit a request for
one using one of the four methods
specified under ADDRESSES. Please
explain why you believe a public
meeting would be beneficial. If we
determine that one would aid revising
this rule, we will hold one at a time and
place announced by a later notice in the
Federal Register.
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Agencies
[Federal Register Volume 75, Number 133 (Tuesday, July 13, 2010)]
[Rules and Regulations]
[Pages 39820-39839]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-15848]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
23 CFR Part 772
[FHWA Docket No. FHWA-2008-0114]
RIN 2125-AF26
Procedures for Abatement of Highway Traffic Noise and
Construction Noise
AGENCY: Federal Highway Administration (FHWA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule amends the Federal regulations on the
Procedures for Abatement of Highway Traffic Noise and Construction
Noise. The final rule clarifies and adds definitions, the applicability
of this regulation, certain analysis requirements, and the use of
Federal funds for noise abatement measures.
DATES: Effective date: July 13, 2011.
Incorporation by reference: The incorporation by reference of
certain publications listed in the regulations is approved by the
Director of the Federal Register as of July 13, 2011.
FOR FURTHER INFORMATION CONTACT: Mr. Mark Ferroni, Office of Natural
and Human Environment, (202) 366-3233, or Mr. Robert Black, Office of
the Chief Counsel, (202) 366-1359, Federal Highway Administration, 1200
New Jersey Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Electronic Access
This document and all comments received by the DOT Docket Facility,
Room PL-401, may be viewed through www.regulations.gov. Regulations.gov
is available 24 hours each day, 365 days each year. Electronic
submission and retrieval help and guidelines are available under the
help section of this Web site.
An electronic copy of this document may be downloaded by using a
computer, modem, and suitable communications software from the
Government Printing Office's Electronic Bulletin Board Service at (202)
512-1661. Internet users may also reach the Office of the Federal
Register's home page at: https://www.archives.gov and the Government
Printing Office's Web page at: https://www.access.gpo.gov/nara.
Background
The FHWA developed the noise regulation as required by section 136
of the Federal-Aid Highway Act of 1970 (codified at 23 U.S.C. 109(i)).
The regulation applies to highway construction projects where a State
department of transportation has requested Federal funding for
participation in the project. The FHWA noise regulation, found at 23
CFR 772, requires a highway agency to investigate traffic noise impacts
in areas adjacent to federally funded highways for the proposed
construction of a highway on a new location or the reconstruction of an
existing highway that either significantly changes the horizontal or
vertical alignment or increases the number of through-traffic lanes. If
the highway agency identifies impacts, it must consider abatement. The
highway agency must incorporate all feasible and reasonable noise
abatement into the project design.
The FHWA published the ``Highway Traffic Noise Analysis and
Abatement Policy and Guidance'' (Policy and Guidance), dated June 1995
(available at https://www.fhwa.dot.gov/environment/noise/polguide/polguid.pdf), which provides guidance and policy on highway traffic and
construction noise abatement procedures for Federal-aid projects. While
updating the 1995 Policy and Guidance, the FHWA determined that certain
changes to the noise regulations were necessary.
As a result, the FHWA published a Notice of Proposed Rulemaking
(NPRM) on September 17, 2009 (74 FR 47762). This final rule amends
sections 772.1, 772.5 to 772.17, and Table 1--Noise Abatement Criteria.
Sections 772.3 and 772.19 are not amended by this final rule, and
Appendix A--National Reference Energy Mean Emission Levels as a
Function of Speed, is removed by this final rule. This final rule also
reorganizes various sections and parts of sections throughout the NPRM
to institute a more logical order in the regulation. This
reorganization does not change the meaning of the regulation and is not
substantive in nature.
In the preamble of the NPRM, the FHWA specifically asked for
comments on the cost of abatement, third party funding for abatement,
and maintaining a noise abatement inventory. The FHWA appreciates the
comments received on this section. A summary of the comments received
and the FHWA's response to these comments can be found in the
discussion of comments section.
The preamble of the NPRM requested comments on a proposed timeline
for highway agencies to revise and have the FHWA approve their noise
policies. Changes to this timeline have been made based on the comments
received. Therefore, highway agencies will need to submit their revised
noise policy, meeting the requirements of this final rule, to FHWA for
approval within 6 months from the publication date of this final rule.
The FHWA will review the highway agency's revised noise policy for
conformance to the final rule and uniform and consistent application
nationwide. The highway agency will provide FHWA a review schedule for
approval of their revised noise policy that does not exceed 3 months
from the highway agency's first submission of the revised noise policy
to the FHWA. Each review of the document by FHWA should have a duration
of at least 14 days for the initial and subsequent reviews. The highway
agency's main point of contact for this review will be the FHWA
Division Office in their State. Each highway agency's revised noise
document will be concurrently reviewed by three FHWA offices to ensure
uniform and consistent application of this final rule nationwide (one
from the respective Division Office, one from the Resource Center, and
one from Headquarters). Failure to submit a revised noise policy in
accordance with the final rule could result in a delay in FHWA's
approval of Federal-aid highway projects that require a noise analysis.
The highway agency would be required to implement the new standard no
later than 12 months from the date this final rule was published in the
Federal Register.
Grandfathering to the pre-final rule of 23 CFR 772 should be
considered for Federal-aid highway projects for which the Categorical
Exclusion, Finding of No Significant Impact, or Record of Decision has
been signed by the effective date of this final rule. The State highway
agency should coordinate with their FHWA Division Office to determine
which projects, if any, should be completed under the previous 23 CFR
772 and highway agency's previously approved noise policy.
The FHWA has updated the Policy and Guidance document to reflect
what is presented in this final rule. Highway
[[Page 39821]]
agencies should use this document for additional guidance when
developing their revised noise policies in compliance with this final
rule. To further assist highway agencies in revising their noise
policies, the FHWA has developed a policy template for the highway
agencies to use if they desire to do so. The updated guidance and
optional policy template can be found at: https://www.fhwa.dot.gov/environMent/noise/index.htm.
Discussion of Comments
The agency received comments from 25 State highway agencies
(California, Florida, Georgia, Illinois, Kentucky, Louisiana, Maryland,
Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana,
North Carolina, New Jersey, New York, Ohio, Oregon, Pennsylvania, South
Carolina, Tennessee, Texas, Virginia, Washington, and Wisconsin), 1
county highway agency (Anoka County Highway Department, Minnesota), 1
national organization (American Association of State Highway and
Transportation Officials (AASHTO)), 7 noise consultants or consulting
firms (Bergmann Associates, Inc., Bowlby & Associates, Environmental
Acoustics, Inc., Environmental Science Associates, HNTB Corporation,
Karel Cubic and Sharon Paul Carpenter), 1 university (East Carolina
University), and 1 private citizen (Jennifer Leigh Hanson).
There were several comments received that were general in nature.
Three State highway agencies and one private consultant expressed that
they generally agreed with the NPRM. One private consultant commented
that the numbering of the regulation should not skip the even numbers.
The FHWA will retain the numbering sequence that the regulation
currently has. One private consultant commented on the parentheses used
on the ``A'' of dB(A). It is FHWA's position that since the metric used
to assess highway traffic noise levels is the A-weighted decibel, that
decibel be illustrated by ``dB'' and the parentheses are needed around
the ``A'' to illustrate the A-weighting. The parentheses are commonly
used by the highway noise industry and will be retained in the final
rule. Two State highway agencies and a university commented that quiet
pavements should be allowed as a federally funded noise abatement
measure. While the FHWA recognizes the efforts of many State highway
agencies and the pavement industries, there are still too many unknowns
that currently prohibit the use of pavement as a noise abatement
measure. One national organization commented that while they recognize
the importance of uniform and consistent application of this regulation
nationwide, they encourage the FHWA to incorporate flexibility to
accommodate regional and State-specific needs. The FHWA has
incorporated flexibility while setting specific parameters throughout
this final rule. There are numerous situations in the final rule where
the State highway agency is permitted to completely define a definition
or process, or define a definition or process within the parameters set
by the FHWA.
Based on comments received, the FHWA has changed the order and
titles of several of the sections. The current section 772.17 ``Traffic
Noise Predication'' is now section 772.9, with the same title. The
current section 772.9 ``Analysis of traffic noise impacts and abatement
measures'' is now section 772.11, with the title ``Analysis of traffic
noise impacts.'' The ``and abatement measures'' of this title has been
removed as it is redundant with the noise abatement section. The
current section 772.11 ``Noise abatement'' is now section 772.13, with
the new title of ``Analysis of noise abatement,'' which keeps
consistent with the previous section dealing with the analysis of
traffic noise impacts. The current section 772.13 ``Federal
participation'' is now section 772.15 with the same title. The current
section 772.15 ``Information for local officials'' is now section
772.17 with the same title.
Section-by-Section Discussion of Comments
Section 772.1--Purpose
In section 772.1, the FHWA is adding the word ``livability'' to
this section, not based on comments received, but to incorporate the
DOT Secretary's livability initiative.
Section 772.3--Noise Standards
In section 772.3, no changes have been made to this section based
on comments received; however, one State highway agency commented on
the difference between the use of the words ``accordance'' and
``conformance.'' The FHWA did not use these two terms to show a
difference in meaning, but rather to illustrate agreement between both
the regulation and the noise standard.
Section 772.5--Definitions
In section 772.5, three State highway agencies and one private
consultant commented that the definitions should be placed in
alphabetical order. The FHWA agrees and the definitions are now listed
and discussed in this final rule in alphabetical order. Also, one State
highway agency suggested adding a definition for substantial noise
reduction. The FHWA disagrees with the addition of ``substantial noise
reduction'' since this principle is adequately addressed in the other
sections of the final rule.
Benefited Receptor, 10 State highway agencies, 1 national
organization, and 5 private consultants commented on the definition of
benefited receptor. Eleven commenters generally support the definition
with minor or no revisions, with two comments desiring additional
flexibility in defining and applying benefited receptors. Three
comments concerned the issues of benefited receptors that are impacted
and benefited receptors that are not impacted, and two comments were
concerned with a discernable 5 dB(A) change in noise versus a
perceptible 3 dB(A) change in noise.
The FHWA has changed the definition to indicate that a benefited
receptor is a ``recipient of an abatement measure that receives a noise
reduction at or above the minimum threshold of 5 dB(A), but not to
exceed the highway agency's reasonableness design goal.'' The
definition retains the 5 dB(A) minimum threshold, but provides
flexibility to State highway agencies by allowing the agency to define
a benefited receptor as one benefitting from a reduction in noise level
that is between 5 dB(A) and the agency's design goal. These changes
ensure construction of effective noise abatement measures. Generally, a
5 dB(A) change in noise levels is deemed discernible by a person with
normal hearing. Noise abatement activities should result in a
discernible 5 dB(A) change in noise level rather than a perceptible 3
dB(A) change in noise level. This approach provides a consistent
approach throughout this final rule. State highway agencies will still
be able to differentiate between benefiting impacted and non-impacted
receivers within their own policies. States may continue weighting
impacted receptors greater than non-impacted receptors when making
decisions about reasonableness of noise abatement.
Common Noise Environment, seven State highway agencies, one
national organization, and three private consultants commented on the
definition of common noise environment. The definition was generally
supported with minor changes or clarifications requested. Two
commenters disagreed with the definition. Based on a comment from the
New York DOT, the FHWA has added ``within the same Activity Category in
Table 1'' to the definition,
[[Page 39822]]
with the other comments being addressed in sec. 772.13 Analysis of
Noise Abatement. The FHWA is addressing the concept of common noise
environment by defining the parameters for cost averaging to ensure
cost averaging is applied uniformly and consistently nationwide. States
can continue to consider each neighborhood as its own noise
environment. The definition allows States flexibility to consider
common noise environments within the project. A noise analysis should
consider secondary sources, including non-highway noise sources, as
part of the common noise environment. The final rule acknowledges that
a common noise environment may span an entire project area and requires
consideration of a common noise environment for land uses within the
same activity category.
Date of Public Knowledge, one State highway agency, one national
organization, and one private consultant agreed and supported the
addition of this definition. No changes were made based on comments
received, however, ``CE'' and ``ROD'' were spelled out and ``as defined
in 23 CFR 771'' was added to provide additional clarification.
Noise Reduction Design Goal, based on comments received, the FHWA
is defining ``noise reduction design goal'' to be ``[t]he optimum
desired dB(A) noise reduction determined from calculating the
difference between future build noise levels with abatement, to future
build noise levels without abatement. The noise reduction design goal
shall be at least 7 dB(A), but not more than 10 dB(A).'' The FHWA is
defining ``Noise Reduction Design Goal'' to remove the disconnect that
occurs with a 5 dB(A) substantial decrease criterion and substantial
increase criteria's 5-15 dB(A) range.
Design Year, two State highway agencies, one national organization,
and a private consultant commented in support of the definition of
design year. The FHWA made no changes to this definition in the final
rule.
Existing Noise Levels, two State highway agencies, one national
organization, and one private consultant commented on the definition of
existing noise levels. Most comments expressed support of the
definition with minor clarifications. One State highway agency sought
additional clarification on what are, and how to address, non-highway
traffic noise sources. It is FHWA's position that an effective noise
analysis should consider major noise sources in the environment
including transportation, industry, and background noise.
Feasibility, two State highway agencies, one national organization,
and two private consultants commented on the definition of feasibility.
The definition was generally supported with minor revisions. Based on
the comments, the FHWA added ``considered in the evaluation of'' to the
definition to clarify that the combination of acoustical and
engineering factions shall be examined when considering noise abatement
measures. Other comments dealt with how to apply feasibility and
therefore are better suited to in sec. 772.13 where feasible noise
abatement is further addressed.
Impacted Receptor, four State highway agencies, one national
organization, and two private consultants submitted comments generally
supportive of the definition of impacted receptor, with minor revisions
regarding redundancy, and allowing State highway agencies to define.
The FHWA made several changes to this definition. The definition was
simplified by removing the text that made it redundant with the
definition of traffic noise impacts.
L10, four State highway agencies, one national organization, and
two private consultants commented on this definition. Many of the
comments recommended the definition be deleted because the metric is
obsolete. Although currently the L10 metric is not the most applicable
metric to use on highway projects, the L10 and Leq metrics were a part
of this regulation from its genesis. As a result, the State of
Minnesota has a law requiring the use of L10, and therefore this metric
will remain in the final rule with no changes.
Multifamily Dwelling, six State highway agencies, a national
organization, and two private consultants generally support the
definition of multifamily dwellings with some minor revisions
including, allowing the highway agency to define the term, and a
request for addition flexibility and additional guidance from the FHWA.
Massachusetts DOT disagreed with the definition, indicating that, as
proposed, the definition of multifamily structures would skew the cost
reasonableness calculations. It is FHWA's position that the purpose of
any environmental analysis is to quantify impacts first, and explore
methods to mitigate those impacts. The approach of only looking at
first floor receptors ignores the possibility that impacts may occur at
upper floor residences. The analysis to determine impacts shall be for
all outdoor areas of frequent human use, both on the ground and on
balconies (if present). This does not automatically result in feasible
and reasonable noise abatement measures being determined for upper
lever receptors. When a multifamily dwelling has a common exterior area
of frequent human use, each unit of the multifamily dwelling that has
access to that common exterior shall be included in the feasible and
reasonable analysis. Multifamily development does not ``skew'' the
determination of feasible and reasonable noise abatement measures.
Providing noise abatement for multifamily development results in noise
abatement for a higher number of people who may be using individual or
common exterior areas. Frequency of use is not based on a comparison
between how a single family dwelling would use their outdoor area
versus how a multifamily dwelling would use their outdoor area. This
process allows all receptors to be analyzed for noise impacts, and
allows all impacted receptors to be considered for noise abatement. To
add clarification, the FHWA added ``when determining impacted and
benefiting receptors'' to the end of the second sentence.
Noise Barrier, based on comments received, the FHWA is defining
``noise barrier'' to be ``[a] physical obstruction that is constructed
between the highway noise source and the noise sensitive receptor(s)
that lowers the noise environment, to include stand alone noise walls,
noise berms (earth or other material), and combination berm/wall
systems.'' Noise barriers have been a longstanding proven noise
abatement measure and therefore it is necessary to clarify that a noise
barrier can be a wall, berm or a combination berm/wall system.
Permitted, three State highway agencies, one national organization,
one county highway department, and one private consultant commented
that there should be more of a definite commitment to develop, and
therefore suggested renaming this definition ``permitted'' instead of
``planned, designed and programmed.'' There was also a comment to
retain flexibility in interpreting a definite commitment. The FHWA
agrees, and has changed this definition to ``permitted'' and removed
all references to ``planned, designed and programmed'' from the final
rule. The FHWA also added ``as evidence by issuance of a building
permit'' to the definition.
Property Owner, three State highway agencies, one national
organization, and a private consultant generally supported the
definition of ``property owner'' with minor changes. The FHWA modifies
this definition to include ``holds a title,
[[Page 39823]]
deed or other legal documentation of ownership.''
Reasonableness, two State highway agencies, one national
organization, and two private consultants commented on the definition
of ``reasonableness.'' The definition was generally supported with
minor revisions. Based on the comments of a private consultant, the
FHWA added ``considered in the evaluation of'' to the definition to
clarify that the combination of social, economic and environmental
factions shall be considered when considering noise abatement measures.
Other comments provided suggested adding that reasonableness is based
on common sense and good judgment. It is FHWA's position that this
leaves reasonableness open to personal opinion rather than using an
objective approach and has not made the suggested change in the final
rule.
Receptor, based on changes made from comments received, the FHWA is
defining ``receptor,'' to be ``a discrete or representative location of
a noise sensitive area(s), for any of the land uses list in Table 1.''
Residence, four State highway agencies, one national organization
and two private consultants commented on their general approval of this
definition for ``residence.'' Additional comments include surveying
multifamily residents and the use of a basic unit of measure. A
discussion on how to survey multifamily residents is not appropriate
for the definition section, but is address later in the final rule.
The NPRM had proposed to define ``severe noise impact'' in sec.
772.5(s). Nine State highway agencies, one county highway agency, one
national organization, and five private consultants commented on the
definition of severe noise impact. Based on the comments received, the
FHWA has removed this definition from the final rule due to the
conflict from the commenters on size and scale of the range, and since
the definition would likely be misinterpreted to mean that the noise
levels or noise level increases must fall within those ranges.
The NPRM had proposed to define ``special land use facilities'' in
sec. 772.5(e). Seven State highway agencies, one national organization,
and three private consultants commented on the definition of ``special
land use facilities.'' The FHWA removed this term from the final rule
based on changes to the activity categories presented in Table 1. There
are now seven activity categories in order to break out various land
uses into more appropriate groupings.
Statement of Likelihood, based on changes made from comments
received, the FHWA is defining ``statement of likelihood,'' to be ``a
statement provided in the environmental clearance document based on the
feasibility and reasonableness analysis completed at the time of
environmental document is being approval.''
Substantial Construction, six State highway agencies, one county
highway agency, one national organization and two private consultants
comment on the definition of ``substantial construction.'' The
definition was generally supported with recommendations. Based on the
comments received, the FHWA is removing from the definition ``the
filing of a plat plan or an occurrence of a similar action,'' and the
word ``original'' before ``highway.'' The final rule will retain this
definition to help State highway agencies clarify when development must
occur for Type II eligibility and for potential Type I reasonableness
considerations.
Substantial Noise Increase, based on comments received from eight
State highway agencies and two private consultants, the FHWA is
defining ``substantial noise increase,'' to be ``One of two types of
highway traffic noise impacts. For a Type I project, an increase in
noise levels of 5 to 15 dB(A) in the design year over the existing
noise level.''
Traffic Noise Impacts, four State highway agencies, a national
organization, and two private consultants commented on the definition
of traffic noise impacts, with general support of the definition.
Comments pertained to the inclusion of design year and reference to
future condition as well as how to address other noise sources. The
FHWA has added ``design year'' and ``design year build condition'' to
the final rule. It is FHWA's position that an effective noise analysis
should consider major noise sources in the environment including
transportation, industry, and background noise. Without a project noise
levels may exist that exceed the noise abatement criteria (NAC), but
there are no impacts without a project.
Type I Project, 14 State highway agencies, 1 national organization,
and 6 private consultants commented on this section. The majority of
the comments referenced the use of a 3 dB(A) increase in determining a
significant change for a Type I project, followed by the redundancy of
the first two sentences, and use of the word ``significant.'' The FHWA
has revised this section to remove the first sentence and replace
``significant'' with ``substantial.'' The use of a 3 dB(A) increase in
determining a substantial change has been removed. The factor for
determining a substantial horizontal change is a halving the distance
between the noise source and the closest receiver between the existing
condition to the future build condition. The factor for determining a
substantial vertical change is ``a project that removes shielding
therefore exposing the line-of-sight between the receptor and the
traffic noise source exposing the receptor to additional traffic noise.
This is done by either altering the vertical alignment of the highway
or by altering the topography between the highway traffic noise source
and the receptor.''
Twelve State highway agencies, 1 national organization, and 4
private consultant firms commented on what constitutes a Type I project
for the addition of a through traffic lane or an auxiliary lane.
Additional comments were provided on bus lanes, turn lanes, restriping
travel lanes, weight stations, toll plazas, ride-share lots, and rest
stops. Based on the comments received, the FHWA changed the definition
of Type I project to now include bus lanes as through traffic lanes.
The definition further clarifies that left turn lanes are not
considered an auxiliary lane, and additional qualifying activities were
added including ``restriping existing pavement for the purpose of
adding a through-traffic lane or an auxiliary lane'' and ``the addition
of a new or substantial alteration of a weigh station, rest stop, ride-
share lots and toll plaza.'' Finally, the FHWA adds clarifying language
to make clear that ``if a project is determined to be a Type I project
under this definition then the entire project area as defined in the
environmental document is a Type I project.''
Five State highway agencies and one private consultant supported
this section and suggested moving the addition of new interchanges or
ramps to an existing facility to its own subsection. The FHWA agrees.
The final rule will reflect that the ``addition of new interchanges or
ramps added to a quadrant to complete an existing partial interchange''
will be its own section under the Type I definition.
Type II Project, one State highway agency and one private
consultant commented that they were in support of this section on Type
II projects. One State highway agency commented that it is not
necessary for a State highway agency to develop a Type II program. The
FHWA disagrees and did not change this section in the final rule. As
supported in the 1995 guidance document, a Type II noise abatement
program is appropriate to ensure statewide consistency.
[[Page 39824]]
Type III Project, nine State highway agencies and two private
consultants commented on the creation of a Type III project. The
majority of the comments were in support of the Type III project type,
with some asking FHWA to provide examples of Type III projects and to
develop a template for documenting Type III. One commenter requested
clarifying that Type III projects do not need a noise analysis
performed. The FHWA agrees and, as a result, added ``Type III projects
do not require a noise analysis'' to the definition of a Type III
project. Examples of Type III projects and a template for documenting
Type III projects will be provided in FHWA guidance.
Section 772.7--Applicability
Two State highway agencies and a private consultant expressed
support for the expansion of this section of the regulation. In sec.
772.7(a)(1), one State highway agency expressed support for the
proposed change, but a private consultant requested additional
clarification because item (1) requires applicability for any project
requiring ``FHWA approval regardless of funding sources.'' Therefore, a
highway agency, other than the State DOT, such as a county or local
highway agency is required to comply with 23 CFR 772 when one of its
projects involves a new or modified access to an Interstate highway.
This is a correct interpretation of what the FHWA intended, therefore
no changes to this section were made.
In sec. 772.7(a)(2), one State highway agency expressed support for
this provision in the regulation. This applies to all Federal and
Federal-aid highway projects authorized under Title 23, United States
Code. Therefore, this regulation applies to any highway project or
multimodal project that is funded with Federal-aid highway funds. A
county highway agency stated that the above statement appears to
contradict the statement made under the Regulatory Flexibility Act that
the proposed rule would not have a significant economic impact on a
substantial number of small entities. The rulemaking addresses the
obligation of Federal funds to States for Federal-aid highway projects.
As such, it affects only States, and States are not included in the
definition of small entity set forth in 5 U.S.C. 601. Therefore, the
Regulatory Flexibility Act does not apply and the FHWA certifies that
the final rule would not have a significant economic impact on a
substantial number of small entities. Local public agencies have never
had an exemption from complying with 23 CFR 772. The proposed rule does
not present a new economic impact. The proposed changes in the rule
will not result in an increase in the likelihood of construction of
noise abatement.
In sec. 772.7(b), no comments were received, but the FHWA has
modified this section in the final rule to provide additional
clarification and to tie into the proposed requirement in the NPRM that
this final rule will require State highway agencies to revise their
noise polices in conformance with this final rule. The section now
states ``For FHWA approval, the highway agency shall develop noise
policies in conformance with this regulation and shall apply these
policies uniformly and consistently statewide.''
Section 772.7(d) was proposed in the NPRM as sec. 772.7(c)(1), and
is now listed as sec. 772.7(d). Two State highway agencies commented on
this section. While one expressed support, the other State highway
agency requested clarification on the intent of the section regarding
use of State-only funds to avoid noise abatement. It is FHWA's position
that the rule applies to any Federal or Federal-aid project. This means
that the regulation applies to any project that includes a Federal
action. No changes were made to this section.
Section 772.7(e) was proposed in the NPRM as sec. 772.7(c)(2) and
is now listed as sec. 772.7(e). A national organization, eight State
highway agencies, and three private consultants commented on this
section. Some comments offered support for this clarification of Type
II program requirements, while others questioned the need for a
priority system and the status of States that already have a system in
place. A private consultant recommended insertion of language that the
ranking system serves as a guide, but not a requirement for selection
for funding. A State highway agency requested a template for a priority
system. The FHWA disagrees with the need to incorporate the ranking of
potential Type II project as language in the final rule. State highway
agencies will submit their existing ranking system to FHWA for approval
when they submit their updated noise policies. The concept of a
priority system is not new. This is a longstanding practice on the part
of States with active Type II programs. The priority system restricts
construction of ``political'' noise barriers under the guise of a Type
II program when a State does not actually have a Type II program in
place and has no intent of developing a Type II program. The priority
system ensures uniform and consistent application of this provision of
the rule. The following was added to this section ``The highway agency
shall re-analyze the priority system on a regular interval, not to
exceed 5 years.'' A private consultant recommended adding a new section
(3) to include ``If a highway agency chooses to participate in a Type
II program, the highway agency must have a statewide outreach program
to inform local officials and the public of the items in Sec.
772.15(a)(i)-(iv).'' If States choose to participate in a Type II
program, they should also act to encourage local communities to enact
noise compatible land use planning to limit the expenditure of Federal
highway dollars to construct Type II noise barriers in the future. The
FHWA agrees with the concept, but not with the application of this
idea. The circumstances that lead to a Type II project occurred in the
past. State highway agencies should take the opportunity of a Type II
project to inform local officials about noise compatible planning
concepts to avoid future Type I projects. The development of this
outreach effort should be a part of any Type II program.
Section 772.7(f), was proposed in the NPRM as sec. 772.7(c)(3) and
is now listed as 772.7(f). A State highway agency and a private
consultant requested a listing of the types of projects classified as
Type III. The FHWA believes the rule clearly states that Type III
projects are any project that falls outside the definition of a Type I
or Type II project. The FHWA noise guidance provides additional
information on this topic. A private consultant suggested adding
language that NEPA may require noise analysis on Type III projects. A
State highway agency recommended changing ``not required'' to
``optional.'' The FHWA declines to make these changes in the final
rule. The proposed and final language does not prohibit States from
performing a noise analysis on Type III projects if they determine an
analysis is necessary due to unusual characteristics of a particular
project. Two State highway agencies commented on this section. One
recommended elimination of Type III as a descriptor and the other
expressed approval of the new designation. The FHWA retains the Type
III project designation with no changes.
Section 772.9--Traffic Noise Prediction
Section 772.9, traffic noise prediction, is sec. 772.17 in the
existing regulation. Moving the traffic noise prediction section from
772.17 to 772.9 was done to place the activities associated with
traffic noise prediction in chronological order with the overall
procedures for
[[Page 39825]]
abating highway traffic noise. Due to the new numbering of this
section, the provisions presented below are numbered and identified as
presented in this final rule and not how they were presented in the
NPRM.
In sec. 772.9(a), one State highway agency and a private consultant
commented that FHWA should continue to require use of the Traffic Noise
Model (TNM) and remove reference to other models that may be compatible
with TNM until alternate models are tested and approved for use through
a change in the regulation. These entities further commented that FHWA
should limit use of TNM to the most recent version. It is FHWA's
position that the provision in the regulation to use other models
determined compatible with TNM must appear in the regulation so that
FHWA may work with other software developers in their efforts to
implement the TNM acoustic code if their noise models for testing and
approval. Therefore, ``or any other model determined to by the FHWA to
be consistent with the methodology of the FHWA TNM'' will remain in the
final rule. Lastly, the FHWA will update this regulation as necessary
to require use of updated versions of the TNM.
Ten State highway agencies, a national organization, and two
private consultants expressed concerns about proposed restrictions on
use of the TNM Lookup Tables; four State highway agencies recommended
additional restrictions on the use of the TNM Lookup Tables, and one
State highway agency along with three private consultants recommended
eliminating use of the Lookup Tables, or developing a replacement. This
final rule eliminates use of the TNM Lookup Tables in either form to
predict noise levels on Federal or Federal-aid projects. The FHWA
developed the Lookup tables to provide TNM users with a simple
screening tool for highway analyses. The tables were to supplement TNM
to obtain quick estimates. The intended use of the estimates is to
inform planners about the potential scope of their project, or to
educate the public. The Lookup Tables are not a substitute for the TNM
or for routine use in performing a noise analysis. Many practitioners
started using the Lookup Tables due to long calculation times inherent
with the use of the FHWA TNM when compared with the previous model.
However, the dramatically increased speed of computers currently
available on the market reduces the model run times to a fraction of
what could be accomplished a few years ago. Further, a narrow
interpretation of the previous rule indicates the changes to the
regulation requiring use of the FHWA TNM eliminated the option to use
the TNM Lookup Tables. However, use of the TNM Lookup Tables continued
as a legacy. The FHWA has removed this provision proposed in the NPRM
from this final rule. The FHWA clarifies through this final rule that
the TNM Lookup Tables are not an acceptable model for use on Federal or
Federal-aid highway projects. The FHWA will not update the TNM Lookup
Tables for future versions of the FHWA TNM. The FHWA will retract the
allowable use of the TNM Lookup as it has outlived its intended use.
In sec. 772.9(b), two State highway agencies and a university
commented that quieter pavement should be allowed as a mitigation
measure. As previously discussed, it is FHWA's position that there are
still too many unknowns regarding the viability of quieter pavements as
a mitigation measure. However, State highway agencies, the pavement
industry, and the FHWA are researching various parts of this overall
initiative. The FHWA is actively researching how to better incorporate
more specific pavement types in the FHWA TNM. As a result the FHWA
added this provision which states, ``average pavement type shall be
used in the FHWA TNM for future noise level prediction unless a highway
agency substantiates the use of a different pavement type for approval
by the FHWA.'' However, the FHWA is actively seeking highway agencies
to assist in our research to better account for pavements in the FHWA
TNM by engaging themselves in the experimental use of the specific
pavement types currently in the FHWA TNM on projects.
In sec. 772.9(c), six State highway agencies, a national
organization, and two private consultants questioned restrictions or
wanted additional clarification on the use of noise contours. The final
rule ties use of noise contours to information provided to local
officials to satisfy sec. 772.17 Information for Local Officials and
permits use of contours for some preliminary studies.
Section 772.11--Analysis of Traffic Noise Impacts
Section 772.11, titled ``analysis of traffic noise impacts,'' was
sec. 772.9 in the proposed regulation. The FHWA has removed ``and
abatement measures'' from the title of this section since sec. 772.13
of the final rule now deals with abatement measures. Due to the new
numbering of this section, the provisions presented below are
identified as presented in this final rule and not how they were
numbered in the NPRM. This and other organizational changes were done
in response to a comment from a private consultant, who indicated that
this section should separate the analysis and abatement portions into
their respective sections of the regulation, and pointed out that there
is a long-standing disconnect between the intent of this portion of the
regulation and the practice of most State highway agencies in applying
the regulation. The first condition is ``where no exterior activities
are to be affected by the traffic noise.'' The typical application
would be an apartment building with no outdoor balconies, patios, or
common grounds activity areas. The second condition is ``where the
exterior activities are far from or physically shielded from the
roadway in a manner that prevents an impact on exterior activities.''
The implication of the second condition is that if the apartment, pool,
and playground are on the side of the building away from the highway
then one would need to consider the interior of the apartments facing
the highway as Activity Category E. Few State highway agencies
currently consider apartments as Category E. Instead, they analyze the
playground and pool as exterior Category B, find that they are not
impacted, and then fail to consider abatement for the apartments.
In sec. 772.11, one State highway agency had a general comment
requesting that FHWA provide an opinion on a highway agency changing
its definition of ``substantial increase.'' It is the opinion of the
FHWA that highway agencies may decide at its discretion to change
established criterion within the allowable requirement of this final
rule. However, highway agencies should consider past practices and the
possible consequences of any changes they make to their noise policy
and procedures.
No comments were received on sec. 772.11(a), but to provide
clarification on how to analyze projects, the FHWA added sec.
772.11(a)(1) ``For projects on new alignments, determine traffic noise
impacts by field measurements'' and sec. 772.11(a)(2) ``for projects on
existing alignments, prediction of existing and design year traffic
noise impacts.''
In sections 772.11(a)(1) and (a)(2), three State highway agencies
and two private consultants requested rewording of this section to
clarify determination of existing and future noise levels. The final
rule clarifies that existing levels are determined through measurement
or prediction. This is because there are times when the ``existing''
condition and the current year are not the same year.
[[Page 39826]]
In this case, predicting existing noise levels is necessary. The final
rule clarifies prediction of future noise levels. A State highway
agency requested clarification on determining existing noise levels on
new alignment projects; the final rule covers new alignment and
modification of existing alignment scenarios.
Two private consultants commented on sec. 772.11(b). One requested
a definition of frequent human use and the other recommended a
connection between exterior areas and frequent human use. The FHWA did
not provide a definition for frequent human use, but did make the
connection between exterior areas and frequent human use, by stating
``In determining traffic noise impacts, a highway agency shall give
primary consideration to exterior areas where frequent human use
occurs.'' The FHWA also moved this provision to sec. 772.11 Analysis of
traffic noise impacts.
In sec. 772.11(c)(1), one State highway agency expressed support
for this provision while a second State highway agency requested
expansion of the language to allow analysis of a single worst-case
alternative in place of similar multiple project alternatives. It is
FHWA's position that the language in the final rule does not preclude
analysis of a worst-case scenario during preliminary engineering and
early environmental studies; however, the highway agency must analyze
all alternatives under detailed study as part of a final noise
analysis.
Under sec. 772.11(c)(2), one national organization, four State
highway agencies, and one private consultant sought additional
clarification on the level of analysis necessary for various land use
categories and project alternatives. They also suggested deemphasizing
land uses previously listed in Activity Category C, which are primarily
commercial activities. It is the FHWA's position that this provision of
the rule does not require a separate noise analysis for each Activity
Category. The rule requires that the noise analysis include a complete
noise analysis of all land uses inside the project study area. Past
practice of many highway agencies was to ignore certain Activity
Categories, particularly Category C, because the highway agency
determined that it is not reasonable to provide noise abatement for
that Activity Category. Reasonableness decisions cannot precede
determination of impacts. The regulation first requires consideration
of impacts, then consideration for abatement. The focus of a noise
analysis has always been, and will continue to be, on exterior areas of
frequent human use. Consideration of Activity Category C land use is
unlikely to result in a large increase in the number of receivers
within a noise model because Category C receptors do not necessarily
have areas of frequent human use.
In sec. 772.11(c)(2)(i), three State highway agencies and two
private consultants commented on Activity Category A, offering general
support or minor wording changes. One of the State highway agencies
requested additional clarification on when to start the process to
designate a land use as Category A and suggested that this may work
better through inter-agency consultation rather than through FHWA
approval. The FHWA has determined the recommended wording changes are
unnecessary. It is appropriate for the determination of Activity
Category A receptors to occur early in the process and through the
inter-agency consultation process; however, the final determination for
this designation remains a FHWA decision. To further clarify Activity
Category A, ``the exterior impact criteria for lands * * *.'' has been
added to this provision.
In sec. 772.11(c)(2)(ii), in response to comments received, the
designation of Activity Category B has been revised to include the
exterior criteria for only residential land uses. The provision states,
``[t]his activity category includes the exterior impact criteria for
single-family and multifamily residences.''
In sec. 772.11(c)(2)(iii), eight State highway agencies, one
national organization, and one private consultant commented their
general support of this provision and requested that FHWA provide a
standardized method to evaluate reasonableness for special land use
facilities. The term ``special land use facilities'' has been removed
from the final rule. There are several logical and fair ways to
evaluate certain types of land use, one approach is the Florida
Department of Transportation's method. The FHWA will provide examples
of other methods in the updated noise guidance document. The final rule
changes references from special land uses to the actual activity
category based on the reorganized Table 1. To provide additional
clarification, the designation of Activity Category C has been revised
to include a variety of land use facilities as listed in Table 1. This
provision states ``Activity Category C. This activity category includes
the exterior impact criteria for a variety of land use facilities. Each
highway agency shall adopt a standard practice for analyzing these land
use facilities that is consistent and uniformly applied statewide.''
In sections 772.11(c)(2)(iv), (v), and (vi), three State highway
agencies and three private consultants offered comments on this
section. Two highway agencies offered general support, however, the
remaining highway agency and the private consultants offered
suggestions on consideration of commercial land use in a noise
analysis. The final rule modifies Table 1 to segregate certain
commercial land use from noise generating commercial and industrial
land uses.
One private consultant requested additional clarification on the
timing of interior noise studies in sec. 772.11(c)(2)(iv). The
consideration for the analysis may occur prior to noise monitoring. It
is FHWA's position that the noise analyst should be able to identify
interior locations that require monitoring during preliminary field
work while developing a monitoring plan. One national organization and
eight State highway agencies requested additional clarification on the
analysis requirements for interior areas. It is FHWA's position that an
interior analysis is only required when all exterior analysis
alternatives are exhausted or in cases where there are no exterior
activities. To provide extra clarification on which land use categories
can be considered for an interior noise analysis, the FHWA has
indicated ``exterior'' and/or ``interior'' within each Activity
Category.
In sec. 772.11(c)(2)(v), in response to comments received, the
designation of Activity Category E has been revised to address the
exterior impact criteria for less noise sensitive developed lands.
In response to comments received, a new Activity Category F was
created in sec. 772.11(c)(2)(vi) to include developed lands that are
not sensitive to highway traffic noise.
In sec. 772.11(c)(2)(vii), the FHWA provided clarification on
undeveloped lands. Undeveloped lands were listed as Activity Category D
in the NPRM, but due to the changes to Table I, undeveloped lands are
now listed under Activity Category G in this final rule. Three State
highway agencies commented that this section is overly broad for
considering whether a property is planned for development and suggested
limiting this consideration to issuance of a building permit. This
final rule has revised the existing regulation to limit consideration
to the issuing of a building permit. Five State highway agencies
requested further clarification on the purpose of predicting noise
levels on undeveloped land. It is FHWA's position that providing local
officials with the best estimate of future
[[Page 39827]]
noise levels on undeveloped land is a longstanding requirement of 23
CFR 772 and is necessary to help avoid future noise impacts due to
incompatible development. The Pennsylvania DOT commented that
predication of noise levels for undeveloped lands which contain
threatened or endangered species could become problematic when
coordinating with resource agencies. It is important to remember that
23 CFR 772 is concerned with noise impacts on the human environment.
Extrapolation of impact thresholds within the regulation to other
species requires an incorrect interpretation of the regulation and the
NAC. Additionally, concern about the effects of highway noise and
actual impacts to species resulting from highway noise may occur in the
absence of a noise analysis. Also, the current zoning of a property is
an indicator of future development, but the zoning may change. The
purpose of the information provided to local officials is avoiding
future noise impacts. Section 17 of the final rule details the analysis
requirements for information for local officials. As a result the FHWA
has replaced ``planned, designed and programmed'' with ``permitted.''
Section 772.11(c)(2)(vii)(A) indicates that the date of issuance of a
building permit shall be by the local jurisdiction or by the
appropriate governing entity. Section 772.11(c)(2)(vii)(B) indicates
that if ``undeveloped land is determined to be permitted, then the
highway agency shall assign the land to the appropriate Activity
Category and study it in the same manner as developed lands in that
Activity Category.'' This is to ensure that a noise analysis is done
for the permitted land use. Section 772.11(c)(2)(vii)(C) indicates that
noise levels shall be determined in accordance with sec. 772.17(a).
The FHWA received no comments on sec. 772.11(d) and (d)(1), but the
FHWA wanted to clarify the intent of this section, sec. 772.11(d) now
states ``the analysis of traffic noise impacts shall include a(n):''.
This was done to clarify that 772.11(d)(1) to (4) all must be a part of
a noise analysis.
To provide additional clarification, the FHWA has added sections
772.11(d)(2) and 772.11(d)(3) on validation and the noise meter type to
be used on projects. Section 772.11(d)(2) states ``For projects on new
or existing alignments, validate predicted noise level through
comparison between measured and predicted levels'' and sec.
772.11(d)(3) states ``Measurement of noise levels. Use an ANSI Type I
or Type II integrating sound level meter.'' The inclusion on the type
of noise meters to be used on a Federal-aid highway project is a result
of industry standard and the FHWA guidance on which type of meters
should be used.
Thirteen State highway agencies, a national organization, two
private consultants, and a private individual expressed concern about
the 500' study area as proposed in sec. 772.11(d)(4). The final rule
eliminates this provision and instead requires State highway agencies
to determine project limits to determine all traffic noise impacts for
the design year. This section now states ``Identification of project
limits to determine all traffic noise impacts for the design year for
the build alternative. For Type II projects, traffic noise impacts
shall be determined from current year conditions.'' Two State highway
agencies and one private consultant commented on sec. 772.11(d)(4),
indicating that this section is inconsistent in that it discusses
evaluation of impacts prior to a determination of future noise levels.
This approach in the regulation may lead to some confusion. The FHWA
reorganized the final rule to include separate sections requiring
determination of noise levels and evaluation of noise impacts. Three
State highway agencies commented that a disconnect occurs with a 5
dB(A) substantial decrease criterion and a substantial increase
criteria in the range of 10-15 dB(A). The FHWA is clarifying that a 5
dB(A) reduction meets the acoustic feasibility requirement.
Essentially, this reduction means that the noise abatement measure
decreases noise impacts, but may not be optimal. To address this, FHWA
introduces a design goal reasonableness criterion in the final rule.
The final rule also expands substantial increase to a range of 5-15
dB(A). This provides States with additional flexibility to define
substantial increases. Three State highway agencies and two private
consultants requested clarification or removal of the phrase ``lower
threshold limit,'' in sec. 772.11(d)(3)(ii). The final rule clarifies
this issue by stating in that, ``[t]he substantial noise increase
criterion is independent of the absolute noise level.'' In the past,
some highway agencies applied the substantial noise increase criterion
by linking it to an absolute noise level, meaning that a substantial
noise increase was only considered from that absolute noise level or
higher noise level. Typically a highway agency's noise policy would
state ``a substantial noise increase occurs when the design year noise
level results in an increase of 15 dB(A) or more over existing noise
levels as long as the predicted noise level is 55 dB(A) or above,'' or
something similar. This language represented a misapplication of 23 CFR
772 and the noise guidance, and could result in situations where
receptors may experience noise increases of more than 15 dB(A), but
there would not be a substantial impact. Any noise increase that meets
or exceeds that State highway agency criteria for a substantial
increase is an impact, regardless of the absolute noise level.
Section 772.13--Analysis of Noise Abatement
Section 772.9(a) of NPRM has been moved to sec. 772.13(a) based on
comments received. Three State highway agencies recommended wording
changes to this section. The final rule uses ``abate'' rather than
``mitigate'' to clarify that the focus of the regulation when dealing
with impacts is in on abatement of impacts rather than mitigation of
impacts. The FHWA added for clarification ``when traffic noise impacts
are identified, noise abatement shall be considered and evaluated for
feasibility and reasonableness.''
No comments were received on section 772.13(b), which in the NPRM
was section 772.11(a) but the FHWA has revised it to stress that
primary consideration is given to exterior areas where frequent human
use occurs. Five State highway agencies expressed concerns with section
772.11(b) of the NPRM which states ``In situations where no exterior
activities are to be affected by the traffic noise, or where the
exterior activities are far from or physically shielded from the
roadway in a manner that prevents an impact on exterior activities, a
highway agency shall use Activity Category E as the basis for
determining noise impacts,'' may result in additional interior analysis
requirements. The FHWA agrees and has eliminated this section in the
final rule.
Three States and one private consultant expressed support for
including sec. 772.12(c)(1) in the rule. In sec. 772.13(c)(2), a
private consultant commented on including a new provision on the proper
use of absorptive treatment on noise barriers. As a result, the FHWA
added sec. 772.13(c)(2), which states, ``If a highway agency chooses to
add absorptive treatments to a noise barrier as a functional
enhancement, the highway agency shall adopt a standard practice for
using absorptive treatment that is consistent and uniformly applied
statewide.'' It is FHWA position that if a highway agency wants to use
absorptive treatments on noise barriers, that they develop a standard
practice
[[Page 39828]]
listing what situations the highway agency will consider absorptive
treatments.
In sec. 772.13(d)(1), seven State highway agencies, one national
organization, six private consultants, and one private individual
commented on this section. Comments were primarily about application of
the ``majority'' requirement to the entire project rather than to each
neighborhood or increasing the substantial reduction criterion to a
higher threshold. It is FHWA's position that highway agencies should
make noise abatement decisions on a neighborhood basis when determining
achievement of a substantial reduction. Considering all noise abatement
measures in a project could penalize some neighborhoods where noise
abatement is clearly effective because it is not possible to provide an
effective design for a different neighborhood. Similarly, considering
all noise abatement measures in the project jointly may result in
construction of noise abatement that is not feasible at some locations
because of highly effective abatement at other locations within the
project. The FHWA does not advocate, or support for funding,
construction of ineffective noise abatement measures.
A private consultant commented that the 5 dB(A) threshold for
acoustic feasibility is too small. As such, the final rule clarifies
that 5 dB(A) is the minimum requirement for a feasible barrier. The
final rule also incorporates a new reasonableness criterion that each
highway agency must establish a design goal of 7-10 dB(A). Further
explanation of reasonableness design goal can be found in the
discussion of 772.13(d)(2)(iii). Changes to this section in the final
rule provide greater flexibility to States to identify a targeted
number of impacted receivers necessary for a noise abatement measure to
meet feasibility requirements. The FHWA has added the following, ``The
highway agency shall define, and receive FHWA approval for, the number
of receptors that must achieve this reduction for the noise abatement
measure to be feasible and explain the basis for this determination.''
A State highway agency proposed averaging feasibility over the
entire project. It is FHWA's position that averaging feasibility across
the project to obtain a majority is a flawed approach to evaluate
acoustic feasibility as it may result in construction of barriers that
are not acoustically feasible. To take the example to the extreme, it
is possible that one neighborhood could have 100 percent acoustic
feasibility while a second has 0 percent acoustic feasibility and the
State highway agency would build no barriers because there was no
majority of receptors that achieved a 5 dB(A) reduction.
In sec. 772.13(d)(1)(ii), three State highway agencies and a
private consultant requested additional clarification on what ``safe''
means. A private consultant recommended listing the non-acoustical
feasibility factors to consider. Additional clarification will be
provided in the guidance document. However, the final rule includes the
factors to consider for feasibility. The following sentence was added
``Factors to consider are safety, barrier height, topography, drainage,
utilities, and maintenance of the abatement measure, maintenance access
to adjacent properties, and access to adjacent properties (i.e.
arterial widening projects).''
In sec. 772.13(d)(2), one State highway agency commented that FHWA
should establish the reasonable cost of abatement for all States. The
FHWA disagrees with this comment. The final rule requires States to
develop cost reasonableness criteria based on historical construction
cost as published in the NPRM. This is necessary to accommodate the
spectrum of costs for various States and the various approaches States
take to quantify construction costs. For example, some States only
consider the cost of post, panels, and foundations when estimating the
construction cost of a noise barrier, while others may include other
factors such as design, maintenance of traffic, clearing and grubbing,
etc. A State highway agency and a private consultant recommended
placing cost as the primary cost reasonableness criterion. The final
rule has three reasonableness criteria State highway agencies must
consider: cost effectiveness, desires of the public, and design goal. A
State may determine the abatement measure is not reasonable if it does
not meet any of the three criteria. A county highway agency expressed
concern that only the State would determine the reasonableness factors
in the State noise policy and recommended a broader definition of
reasonableness. The rule intentionally provides a narrow selection of
reasonableness factors to ensure uniform and consistent application of
the rule nationwide. Similarly, each State highway agency noise policy
will list reasonableness factors