Bulk Solid Hazardous Materials: Harmonization With the International Maritime Solid Bulk Cargoes (IMSBC) Code, 34574-34609 [2010-14464]
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DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Parts 97 and 148
[Docket No. USCG–2009–0091]
RIN 1625–AB47
Bulk Solid Hazardous Materials:
Harmonization With the International
Maritime Solid Bulk Cargoes (IMSBC)
Code
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
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ACTION:
SUMMARY: The Coast Guard proposes to
harmonize its regulations with
International Maritime Organization
(IMO) amendments to Chapter VI and
Chapter VII to the International
Convention for the Safety of Life at Sea,
1974, as amended, (SOLAS) that make
the International Maritime Solid Bulk
Cargoes (IMSBC) Code mandatory. The
amendments require that all vessels
subject to SOLAS and carrying bulk
solid cargoes other than grain must
comply with the IMSBC Code. The
Coast Guard proposes to amend its
regulations governing the carriage of
solid hazardous materials in bulk to
allow use of the IMSBC Code as an
equivalent form of compliance for all
domestic and foreign vessels operating
in U.S. navigable waters. Proposed
changes to the Coast Guard regulations
will also expand the list of solid
hazardous materials authorized for bulk
transportation by vessel and include
special handling procedures based on
the IMSBC Code and existing special
permits. These proposed changes would
reduce the need for the current special
permits for the carriage of certain solid
hazardous materials in bulk.
DATES: Comments and related material
must either be submitted to our online
docket via https://www.regulations.gov
on or before July 19, 2010 or reach the
Docket Management Facility by that
date. Comments sent to the Office of
Management and Budget (OMB) on
collection of information must reach
OMB on or before July 19, 2010.
ADDRESSES: You may submit comments
identified by docket number USCG–
2009–0091 using any one of the
following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov.
• Fax: 202–493–2251.
• Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
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Avenue, SE., Washington, DC 20590–
0001.
• Hand Delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
Collection of information comments:
If you have comments on the collection
of information discussed in section
VII.D. of this NPRM, you must also send
comments to the Office of Information
and Regulatory Affairs (OIRA), Office of
Management and Budget. To ensure that
your comments to OIRA are received on
time, the preferred methods are by email to oira_submission@omb.eop.gov
(include the docket number and
‘‘Attention: Desk Officer for Coast
Guard, DHS’’ in the subject line of the
email) or fax at 202–395–6566. An
alternate, though slower, method is by
U.S. mail to the Office of Information
and Regulatory Affairs, Office of
Management and Budget, 725 17th
Street, NW., Washington, DC 20503,
ATTN: Desk Officer, U.S. Coast Guard.
Viewing incorporation by reference
material: You may inspect the material
proposed for incorporation by reference
at room 1214, U.S. Coast Guard
Headquarters, 2100 Second Street, SW.,
Washington, DC 20593, between 9 a.m.
and 3 p.m., Monday through Friday,
except Federal holidays. The telephone
number is 202–372–1401. Copies of the
material are available as indicated in the
‘‘Incorporation by Reference’’ section of
this preamble.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this proposed
rule, call or email Richard Bornhorst,
Office of Operating and Environmental
Standards, Hazardous Materials
Standards Division (CG–5223), Coast
Guard, telephone 202–372–1426, e-mail
Richard.C.Bornhorst@uscg.mil. If you
have questions on viewing or submitting
material to the docket, call Renee V.
Wright, Program Manager, Docket
Operations, telephone 202–366–9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
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A. Summary of Existing Regulations
B. Regulatory History
C. Changes to International Regulations
That Led to This Rulemaking
IV. Discussion of Comments on the 1994
Notice of Proposed Rulemaking
A. General Comments
B. Comments Relating to Specific
Provisions
C. Changes Between the 1994 NPRM and
This NPRM, Not Prompted by Specific
Comments
V. Discussion of Proposed Rule
A. Proposed Changes to Part 97
B. Proposed Changes to Part 148
C. Distribution Table for Part 148
VI. Incorporation by Reference
VII. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Public Participation and Request for
Comments
We encourage you to participate in
this rulemaking by submitting
comments and related materials. All
comments received will be posted
without change to https://
www.regulations.gov and will include
any personal information you have
provided.
A. Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (USCG–2009–0091),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online or by fax, mail, or hand
delivery, but please use only one of
these means. We recommend that you
include your name and a mailing
address, an e-mail address, or a phone
number in the body of your document
so that we can contact you if we have
questions regarding your submission.
To submit your comment online, go to
https://www.regulations.gov, click on the
‘‘submit a comment’’ box, which will
then become highlighted in blue. In the
‘‘Document Type’’ drop-down menu,
select ‘‘Proposed Rule’’ and insert
‘‘USCG–2009–0091’’ in the ‘‘Keyword’’
box. Click ‘‘Search,’’ then click on the
balloon shape in the ‘‘Actions’’ column.
If you submit your comments by mail or
hand delivery, submit them in an
unbound format, no larger than 81⁄2 by
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11 inches, suitable for copying and
electronic filing. If you submit
comments by mail and would like to
know that they reached the Facility,
please enclose a stamped, self-addressed
postcard or envelope.
We will consider all comments and
materials received during the comment
period and may change this proposed
rule based on your comments.
B. Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov, click on the
‘‘read comments’’ box, which will then
become highlighted in blue. In the
‘‘Keyword’’ box, insert ‘‘USCG–2009–
0091’’ and click ‘‘Search.’’ Click on
‘‘Open Docket Folder’’ in the ‘‘Actions’’
column. If you do not have access to the
internet, you may view the docket
online by visiting the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue, SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. We have an agreement with
the Department of Transportation to use
the Document Management Facility.
C. Privacy Act
You may search the electronic form of
comments received into any of our
dockets by the name of the individual
submitting the comments (or signing the
comment, if submitted on behalf of an
association, business, labor union, etc.).
You may review a Privacy Act notice
regarding our public dockets in the
January 17, 2008, issue of the Federal
Register (73 FR 3316).
D. Public Meeting
We do not now plan to hold a public
meeting. You may submit a request for
a public meeting to the docket using one
of the methods specified under
ADDRESSES. In your request, explain
why you believe a public meeting
would be beneficial. If we determine
that one would aid this rulemaking, we
will hold a public meeting at a time and
place announced by a later notice in the
Federal Register.
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II. Abbreviations
ACGIH American Conference of
Governmental Industrial Hygienists
ANPRM Advance Notice of Proposed
Rulemaking
BC Code Code of Safe Practice for Solid
Bulk Cargoes
BCSN Bulk Cargo Shipping Name
CDC Certain Dangerous Cargoes
CERCLA Comprehensive Environmental
Response, Compensation, and Liability Act
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CFR Code of Federal Regulations
COTP Captain of the Port
CTAC Chemical Transportation Advisory
Committee
DCM Dangerous Cargo Manifest
DHS Department of Homeland Security
DRI Direct Reduced Iron
EPA Environmental Protection Agency
FR Federal Register
HMR Hazardous Materials Regulations, 49
CFR Parts 171–180
IAEA International Atomic Energy Agency
IMDG Code International Maritime
Dangerous Goods Code
IMO International Maritime Organization
IMSBC Code International Maritime Solid
Bulk Cargoes Code
LFL lower flammability limit
LSA Low Specific Activity
MARPOL 73/78 International Convention
for the Prevention of Pollution from Ships
MISLE Marine Information for Safety and
Law Enforcement
MHB Materials Hazardous only in Bulk
MSDS Material Safety Data Sheet
NCB National Cargo Bureau
NEPA National Environmental Policy Act
of 1969
N.O.S. Not Otherwise Specified
NPRM notice of proposed rulemaking
NTTAA National Technology Transfer and
Advancement Act
NVIC Navigation and Vessel Inspection
Circular
OIRA Office of Information and Regulatory
Affairs
OMB Office of Management and Budget
ORM Other Regulated Material
OSHA Occupational Safety and Health
Administration
PDM potentially dangerous material
PHMSA Pipeline and Hazardous Materials
Safety Administration (U.S. Department of
Transportation)
RQ Reportable Quantity
SCBA Self-contained breathing apparatus
SCO–I Surface Contaminated Object (group
I)
SOLAS International Convention for the
Safety of Life at Sea, 1974, as amended
TLV threshold limit value
TML Transportable Moisture Limit
UN United Nations
U.S.C. United States Code
III. Background
A. Summary of Existing Regulations
The Coast Guard regulations
governing the carriage of solid
hazardous materials in bulk are found in
46 CFR parts 97 and 148. Part 148
prescribes regulations for the transport
of solid hazardous materials in bulk by
vessel on U.S. navigable waters. Subpart
148.01 includes information on
applicability, special permits, and
certification. This subpart also includes
a list of permitted solid cargoes that may
be transported without special permit
from the Coast Guard; the list was last
revised in 1984 (49 FR 16794). The list
does not cover 30 additional solid
cargoes that are now shipped in bulk by
vessel and that require special handling
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procedures to ensure safety in
transportation. The Coast Guard issues
special permits specifying conditions
under which it allows transport of these
bulk solid cargoes by vessel.
Subpart 148.02 includes vessel
requirements for shipping papers,
dangerous cargo manifests (DCMs), and
reporting of incidents. Subparts 148.03
and 148.04 include minimum
transportation requirements for all bulk
solid cargoes subject to Part 148, and
special additional requirements for
certain material. The special additional
requirements are applied to solid
cargoes permitted to be carried in bulk
by vessel in accordance with Subpart
148.01.
B. Regulatory History
This rulemaking is based on a
previous rulemaking (CGD 87–069),
which the Coast Guard closed in 1995.
On April 28, 1989, the Coast Guard
published an advance notice of
proposed rulemaking (ANPRM) titled
‘‘Marine Transport of Bulk Solid
Hazardous Materials’’ in the Federal
Register (54 FR 18308). During the 60day comment period, the Coast Guard
received 16 comment letters on the
ANPRM, which we considered in
developing a notice of proposed
rulemaking (NPRM). The comments did
not request a public meeting, and we
did not hold one.
On April 12, 1994, the Coast Guard
published an NPRM titled ‘‘Carriage of
Bulk Solid Materials Requiring Special
Handling’’ in the Federal Register (59
FR 17418) with a 90-day comment
period. On August 5, 1994, we extended
the comment period for 30 days (59 FR
40004). The 1994 NPRM addressed
comments received on the ANPRM. The
NPRM also included a provision
regarding the carriage of coal (proposed
in the 1994 NPRM as § 148.240), which
was based on a report by the Chemical
Transportation Advisory Committee
(CTAC) Subcommittee on Coal
Transportation. That CTAC report is
discussed in the 1994 NPRM at 59 FR
17420. In response to the 1994 NPRM,
the Coast Guard received 65 letters and
communications containing more than
200 comments. No public meeting was
requested, and we did not hold one.
On April 13, 1995, the Coast Guard
published a notice of termination in the
Federal Register (60 FR 18793). At that
time, we closed the rulemaking to focus
resources on other matters. We resolved
those matters and we are now
proceeding with the rulemaking. A copy
of the 1994 NPRM and the 1995
Termination Notice have been placed in
the public docket for reference.
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In 2008 and 2009, the CTAC
Subcommittee on Solid Bulk Cargoes
held several meetings regarding the
IMSBC Code and specific requirements
for the carriage of all bulk solid cargoes
by vessel. Industry provided extensive
recommendations during these public
meetings, which the Coast Guard
considered and incorporated when
developing this proposed rule. The
meetings occurred on April 23, 2008 (73
FR 17369), September 9 and 10, 2008
(73 FR 47202), April 21 and 22, 2009,
and August 12, 2009 (74 FR 39090). The
rulemaking docket (USCG–2009–0091)
contains minutes of these public
meetings as well as the subcommittee’s
final report. The Coast Guard used
CTAC’s report in preparing this NPRM.
At the time the Coast Guard published
the 1994 NPRM, the international
standard for the marine transport of
solid materials in bulk was the Code of
Safe Practice for Solid Bulk Cargoes (BC
Code). Since the 1994 NPRM, the IMO
has updated the BC Code periodically
and renamed it the IMSBC Code.
Therefore, this proposed rule is similar,
but not identical, to that proposed in the
1994 NPRM. The Coast Guard
encourages members of the public to
comment on this NPRM, even if they
may have submitted a similar comment
in the 1994 rulemaking.
The period for comment on this
NPRM is 30 days. We believe that a 30day comment period is adequate in light
of the long history of this rulemaking
and the multiple opportunities for
comment. As described in detail above,
the public has commented on an
ANPRM as well as an NPRM very
similar to the rule proposed in this
document, and at four public meetings
in the last 2 years. In addition, the Coast
Guard participated in the development
of the IMSBC Code, and held public
meetings prior to each meeting with the
IMO to give shipping and cargo interests
the opportunity to comment on IMO
activities (see, e.g., 74 FR 40632, 73 FR
51876, and 72 FR 44213). For these
reasons, we believe that a comment
period of 30 days is appropriate.
C. Changes to International Regulations
That Led to This Rulemaking
The carriage of hazardous materials in
international maritime commerce is
now governed by Chapter VII of the
International Convention for the Safety
of Life at Sea, 1974, as amended
(SOLAS). In 1990 and 1991, the IMO
amended Chapter VI of SOLAS, which
formerly applied only to grain cargoes,
to include all bulk solid cargoes. The
amended Chapter VI of SOLAS requires
that the master receive written cargo
information, that the vessel carry
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oxygen analysis and gas detection
equipment on board when the cargoes to
be carried are likely to emit toxic or
flammable gases, and that the master
possess information regarding the ship’s
stability and the distribution of cargo
after loading.
On January 1, 1994, these
amendments became binding for all
nations signatory to SOLAS, including
the United States. In December, 2008,
IMO further amended SOLAS Chapter
VI and Chapter VII, to require
compliance with the relevant provisions
of the IMSBC Code for the carriage of
bulk solid cargoes other than grain. This
amendment will become binding for all
nations signatory to the SOLAS
Convention on January 1, 2011.
The IMSBC Code, formerly known as
the BC Code, is the international
standard for the marine transport of
solid materials in bulk. The IMO first
issued it in 1965 and has amended it
several times since, most recently in
2008. The IMSBC Code provides
standards for shippers, vessel operators,
and masters to ensure the safe handling
and carriage of bulk solid cargoes.
Implementation of the IMSBC Code will
not become mandatory until January 1,
2011, but several countries have already
adopted the Code, in whole or in part,
as national regulation. Countries that are
party to SOLAS will require compliance
with the IMSBC Code for all bulk solid
shipments occurring in their
jurisdiction. Several bulk solid cargoes
covered by the IMSBC Code are also
regulated by the Coast Guard under 46
CFR part 148, under either the list of
permitted cargoes or the terms of a
special permit.
The Secretary of Homeland Security
delegated to the Coast Guard the
authority necessary to conduct this
rulemaking, including the authority to
carry out the functions and exercise the
authorities in 46 U.S.C. 3306 and 5111,
and to carry out the functions of 46
U.S.C. 3306(a)(5) and 49 U.S.C. 5101 et
seq. relating to the regulation of bulk
transportation of hazardous materials
loaded or carried on board a vessel
without benefit of containers or labels.
Under these and other authorities, the
Coast Guard proposes in this NPRM
regulations that would allow the use of
the IMSBC Code as an equivalent form
of compliance with 46 CFR part 148 for
international shipments originating or
concluding in the United States, subject
to conditions and limitations.
IV. Discussion of Comments on the 1994
Notice of Proposed Rulemaking
In response to the April 1994 NPRM,
the Coast Guard received 65 letters and
communications containing more than
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200 comments. Those commenting
included shippers, carriers, terminal
operators, marine surveyors, trade
associations, private individuals, and
the Canadian Coast Guard. No public
meeting was requested, and we did not
hold one.
In this section, we discuss the
comments received on the 1994 NPRM,
including, where appropriate, instances
in which comments led to changes
between the 1994 NPRM and this
NPRM. In many cases, we no longer
have the original comment letters
submitted in 1994; instead, we based
our discussion of those comments on
summaries created in 1994, which we
have made available in the docket.
Following the discussion of the public
comments, we summarize additional
changes made to this proposed rule as
the result of actions by the Coast Guard,
the IMO, and the Pipeline and
Hazardous Materials Safety
Administration (PHMSA) since
publication of the 1994 NPRM.
A. General Comments
Two comments objected to the
rulemaking in general, stating that the
regulations are burdensome and
unnecessary.
We have regulated shipment of bulk
solid hazardous materials for more than
30 years. All of the materials previously
regulated and those to be regulated
under this rulemaking have been
determined through experience and/or
scientific investigation to have
characteristics that could endanger
human life or harm the marine
environment. Before participating in
any action by IMO to develop the
IMSBC Code, the Coast Guard sought
advice from the affected segments of
American industry. The coal industry is
a particularly good example. A special
working group from American coal and
marine transportation interests
participated in the development of the
international requirements. The
adoption of amendments to Chapter VI
and Chapter VII of SOLAS require that
all vessels subject to SOLAS and
carrying bulk solid cargoes other than
grain must comply with the IMSBC
Code. It is necessary for the United
States to update its regulations to
harmonize with SOLAS requirements.
Allowing for the use of the IMSBC Code
as an equivalent form of compliance
with 46 CFR part 148, and reducing the
number of special permits requested
and issued, will reduce some burden on
both the Coast Guard and the shipper.
The United States has been, and expects
to continue being, a leader in
international maritime safety.
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One comment noted that the Coast
Guard was regulating in an area where
each circumstance is different and calls
for different measures. This comment
recommended that the Coast Guard
require companies conducting
potentially risky operations to conduct
a systems analysis similar to the process
hazards analysis now required by both
the Occupational Safety and Health
Administration (OSHA) and the
Environmental Protection Agency
(EPA).
We determined that the comment’s
recommendation transcends the scope
of the present rulemaking. None of the
materials regulated under the former
rules or proposed for regulating by this
NPRM have a history of catastrophic
events that would put an entire
community at risk. Only a few are
environmentally hazardous substances
of significance. The issue of systems
analysis as proposed by the comment
would be better addressed under a
comprehensive review of the Coast
Guard’s port safety regulations.
Ten comments proposed that the rules
in Part 148 should not apply to
unmanned barges in domestic rivers or
coastwise service. We agree in part. We
revised proposed § 148.1 to exclude
unmanned barges transporting
potentially dangerous materials (PDM),
such as coal and wood chips, from this
part except when such a barge is on an
international voyage. PDM materials
have characteristics of self-heating,
flammable/toxic gas emission, or oxygen
depletion. These materials pose little
danger when transported in open
hopper barges. This part would
continue to apply to all unmanned
barges transporting bulk materials
meeting the hazardous class definitions
in 49 CFR Chapter I, Subchapter C; for
example, ammonium nitrate fertilizer
and ferrosilicon. The term PDM is
functionally equivalent to term
‘‘material hazardous only in bulk’’
(MHB), which is used in the IMSBC
Code.
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B. Comments Relating to Specific
Provisions
1. Section 97.12–1. Four comments
found the applicability statement
confusing and the applicability of
Subpart 97.12 to foreign flag vessels and
barges unclear.
This section has been deleted from
the proposed rule. The vessel
applicability rules from Part 90 apply.
2. Section 97.12–3. One comment
remarked that not all vessels subject to
the rules would have masters.
We determined that no change is
necessary. Unmanned barges are exempt
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from Subpart 97.12 and all other vessels
have masters.
3. Section 148.3.
a. Adjacent space. Two comments
questioned the definition of ‘‘adjacent
space.’’ One asked whether an adjacent
space included penetrations, such as
cable runs and pipes, in a bulkhead
separating a space from a cargo hold, if
those penetrations were gas-tight. The
other stated that spaces having a high
rate of air exchange that negates the
potential for the accumulation of toxic
or flammable gases should not be
considered adjacent spaces.
To the first comment, the Coast Guard
explains that if a cable or pipe passes
through the common bulkhead or deck
in a stuffing tube or packing gland, the
space is considered an adjacent space. If
a pipe is welded where it passes
through the common bulkhead or deck,
it is not a penetration for the purposes
of this definition.
To the second comment, we point out
that the definition of adjacent space
relates only to the location of a space in
relation to a cargo hold containing bulk
solid materials requiring special
handling. The atmospheric conditions
in the space are not addressed in the
definition. Ventilation of adjacent
spaces is addressed for specified
cargoes.
b. Hot-molded briquettes. One
comment pointed out that the definition
of ‘‘hot-molded briquettes’’ is not
consistent with the BC Code (now
replaced by the IMSBC Code).
The IMSBC Code defines hot molded
direct reduced iron (DRI) as briquettes
molded at a temperature of 650 °C or
higher that have a density of 5.0 g/cm3
or greater. The 1994 NPRM had stated
that DRI briquettes were either molded
at a temperature of 650 °C or higher or
had a density of 5.0 g/cm3 or greater. In
this proposed rule, we have revised the
proposed definition to match the IMSBC
Code.
c. Surface ventilation. One comment
asked if the definition of ‘‘surface
ventilation’’ included both active (faninduced) and passive (hatch cover
vents) ventilation.
The answer is yes. In this proposed
rule, we have expanded the definition
accordingly.
4. Section 148.5. One comment
supported acceptance of alternative
procedures set out in § 148.5.
5. Section 148.8. One comment
proposed that Section 4 of the BC Code
(now IMSBC Code) be incorporated by
reference. The section deals with
assessing the acceptability of
consignments for safe shipment.
Section 4 of the IMSBC Code contains
provisions for information to be given to
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the master prior to loading, and retained
on board during carriage. This section of
the IMSBC Code is incorporated by
reference for international shipments
under § 148.55 of the proposed rule. For
domestic shipments, equivalent
measures are contained in §§ 148.60 and
148.70.
6. Section 148.10.
a. One comment found the proposed
rules ‘‘grossly inadequate’’ in how they
protect merchant mariners from
exposure to hazardous substances.
Commenting on footnotes 7, 8, 10, 12,
and 15 of proposed Table 148.10, this
comment recommended that the Coast
Guard either adopt OSHA standards for
personal protective equipment or
develop its own equivalent standards.
We recognize that this regulation does
not contain all the requirements
necessary for a comprehensive health
and safety program. In our Navigation
and Vessel Inspection Circular (NVIC)
3–92 of February 24, 1992, however, we
provide the marine industry with
guidance for such a program.
In this proposed rule, we have
retained requirements for the most
important health and safety issues
related to the transportation of materials
regulated in Part 148. These include
general requirements to treat all cargo
holds as confined spaces, and specific
requirements that are deemed necessary
due to unique hazards of certain bulk
solid materials. In this proposed rule, a
new section, § 148.86, containing
requirements for confined space entry
has replaced the ‘‘special requirements’’
proposed in §§ 148.425 and 148.430 in
the 1994 NPRM § 1. Also, we have
added a definition of ‘‘confined space’’
to § 148.3.
b. One comment suggested that an
entry for ‘‘ammonium nitrate, UN 1942’’
be added to Table 148.10.
We agree and we have adjusted this
proposed rule accordingly. The
footnotes and special requirements in
the new entry would be the same as for
ammonium nitrate fertilizer, UN 2067.
c. Four comments opposed the
classification of coal as PDM and/or
requested that the transport of coal be
removed from the rulemaking.
We did not adopt this request. The
IMSBC Code provisions for transport of
coal are the result of a U.S. initiative
developed with the knowledge,
assistance, and concurrence of the U.S.
coal industry. Where the 1994
rulemaking was not in harmony with
the IMSBC Code, we have revised this
proposed rule accordingly. The burden
on the coal industry would be lessened
by exempting domestic barge shipments
of PDM, as is provided by this
rulemaking.
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d. Concerning the list of sections
containing special requirements for
coal, one comment observed that
§§ 148.15, 148.80, 148.90, 148.100,
148.110, 148.115, and 148.120 also
apply to coal.
Although this is generally true,
§ 148.15 does not apply to coal;
therefore, no change to Table 148.10 is
necessary to make reference to this
section. The other sections cited by the
comment contain general requirements
that apply to all commodities listed in
the table, and are not specific to coal.
e. One comment questioned the
applicability to coal of footnote 24 of
proposed Table 148.10, cargoes subject
to liquefaction, stating that liquefaction
cannot occur with coal.
Based on the IMSBC Code and other
information available to the Coast
Guard, we believe liquefaction can
indeed occur with coal if the coal is in
a finely divided form. In order to clarify
this, proposed § 148.450, ‘‘Cargoes
subject to liquefaction,’’ states that it
does not apply to cargoes of coal that
have an average particle size of 10 mm
(.394 in.) or greater. The average particle
size is based on the definition of ‘‘finegrained materials’’ in Appendix 2 of the
IMSBC Code.
f. One comment requested that
footnote 11, which indicates that
petroleum coke is susceptible to
spontaneous heating and ignition, be
removed from the entry for petroleum
coke in Table 148.10. The comment
states that this footnote is not
appropriate.
We found that the IMSBC Code
identifies spontaneous heating and
ignition as a characteristic of petroleum
coke, and we have left this as a
hazardous or potentially dangerous
description for petroleum coke.
g. One comment opposed
classification of sawdust and wood
chips as PDM.
We disagree. The Coast Guard’s Bulk
Solid Cargoes regulations have listed
sawdust as a regulated material since
before 1976. Under this proposed rule,
we would regulate sawdust as PDM
when carried by cargo vessel; it is
currently regulated as an Other
Regulated Material—Class C (ORM–C).
However, the proposed rule does not
apply to domestic barge shipments. The
principal hazard associated with these
materials, sawdust and wood chips, is
oxygen depletion in confined spaces.
Since these materials are usually
transported domestically in open
hopper barges, oxygen depletion is not
a significant hazard.
h. One comment recommended that
an entry for Sulfur, NA 1350, Hazard
Class 9, be added to 49 CFR Table
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172.101 to be used for domestic
transportation of sulfur.
We agree that this addition would be
consistent with the entries for sulfur in
49 CFR Table 172.101. The entry for
sulfur that is assigned to NA 1350 may
be used only for domestic
transportation. The proposed entry for
Sulfur UN 1350, Hazard Class 4.1, has
been retained for international
transportation. The footnotes and
special requirements of both entries are
the same.
7. Section 148.12.
a. This was one of the most
controversial provisions of the 1994
NPRM. Seventeen comments objected to
this provision on the grounds that it
would create a monopoly by naming the
National Cargo Bureau, Inc. (NCB), as
the exclusive agency for assisting the
Coast Guard in administering Part 148.
The comments requested that we
authorize other competent entities to
assist in the administration of these
regulations.
Since 1952, the Coast Guard’s
hazardous materials regulations (HMRs)
have contained a provision recognizing
NCB. As proposed in 1994, § 148.12 (to
replace existing § 148.01–13) granted no
monopoly to the NCB, did not require
that its services be used, and did not
prohibit carriers from employing other
surveyors. In this proposed rule, we
have retained this section with only
minor revisions.
b. One comment noted that § 148.12
implies mandatory Coast Guard
inspection of each barge, creating a
delay that would have an adverse
economic impact.
This is not the case. Proposed
§ 148.12 in no way mandates inspection
of every barge. We have the authority to
inspect barges or other vessels to ensure
compliance with the regulations, but in
practice we do not carry out inspections
of 100 percent of the affected vessels.
The employment of NCB or any
recognized marine surveying
organization is voluntary on the part of
a vessel operator.
8. Section 148.55. One comment
noted that proposed paragraph (b) of
this section, by authorizing compliance
with international requirements in lieu
of compliance with Part 148, may
preclude some other regulations in Part
148.
As the rule was proposed in the 1994
NPRM, this would have been true.
However, it was not the Coast Guard’s
intent that this provision should obviate
the requirements concerning
environmentally hazardous substances
or zinc ashes. In this proposed rule, we
have revised paragraph (b) of this
section to require that these
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commodities must comply with Part 148
in addition to the IMSBC Code. We are
not aware of any other provisions in this
rulemaking that are significantly more
stringent than the IMSBC Code.
9. Section 148.60.
a. One comment recommended that
shipping papers include the shipper’s
and transporter’s Hazardous Materials
Registration Number.
Under PHMSA regulations at 49 CFR
part 107, subpart G, registration is
required only for shippers and
transporters of certain packaged
hazardous materials. Registration is not
required for shippers or transporters of
bulk materials, including solid
materials, liquid chemicals, and
compressed gases. Therefore, not all
shippers and transporters of bulk solid
materials will have Hazardous Materials
Registration Numbers.
b. One comment stated that the
proposed regulation provided
inadequate protection regarding
shipment by barge. Because barges do
not have masters, there is no one to hold
responsible for accepting the
commodity.
We point to § 148.2, proposed in this
rulemaking, which places the duty to
comply with these regulations on ‘‘each
master of a vessel, person in charge of
a barge, owner, operator, charterer, or
agent.’’ We propose to revise the
definition of ‘‘master’’ in § 148.3 to
indicate that the person in charge of a
barge may perform the functions of a
master for the purposes of this proposed
rule. We also propose to add the
definition of ‘‘person in charge of a
barge’’ to § 148.3.
c. One comment requested that the
Coast Guard define the format or
document to be used for notification of
the master.
We do not intend to impose a format
for communications between shipper
and carrier. A single format cannot take
into account all forms of
communication between all types of
shippers and carriers. Documentation
should be in a form acceptable to both
parties.
d. One comment suggested that it may
be good practice to have a material
safety data sheet (MSDS) address some
portions of proposed § 148.60.
We agree with the comment, but point
out that proposed § 148.61 already
allows hazardous materials information
to be provided in the form of an MSDS.
e. One comment observed that, as
proposed in the 1994 NPRM, § 148.60(d)
negated the requirement for shipping
papers for shipments of PDM, including
coal.
In this proposed rule, we have
resolved this issue by removing
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paragraph (d) of § 148.60. Because of the
proposed applicability provisions at
§ 148.1, shipping papers would be
required for all shipments of hazardous
materials and PDM by cargo vessel, and
by unmanned barge if the barge is on an
international voyage. Shipping papers
are not required for PDM when
transported by barge in domestic
transportation.
f. One comment stated that the
shipping paper requirements for PDM in
the 1994 proposal were not clear; this
comment proposed that the requirement
for shipper advice be dropped.
Shippers’ advice to the master is
essential for many materials. The
shipper has the most knowledge of the
characteristics and hazards of the
material and therefore can provide the
best advice for shipping. This
information most commonly is
conveyed through shipping papers and
DCMs. Under SOLAS, shipping papers
and a DCM are required for all
hazardous cargoes. Therefore, in this
proposed rule, we removed the
exception for PDM in international
commerce. Because of the proposed
revision to the applicability provisions
at § 148.1, neither shipping papers nor
a DCM are needed for shipments of
PDM by unmanned barge in domestic
transportation.
10. Section 148.62. Two comments
did not believe safety would be
meaningfully enhanced by a
requirement to transfer and maintain
aboard an unmanned barge written
information on the hazards of these
cargoes.
The proposed regulations require that
the shipping paper and emergency
response information be kept on the tug
or towing vessel, or, in the case of a
moored barge, in a readily retrievable
location. The purpose of this
requirement includes the safety of first
responders. If an incident should occur
on board the barge, it is essential that
personnel responding can obtain
emergency response information. If the
shipper or the master of a vessel or
person in charge is not available, this
may be the only source of information
on the cargo.
11. Section 148.70.
a. One comment requested that barges
be exempt from the requirement for a
DCM.
Under the revised applicability
provisions of this proposed rule, barges
are exempt from DCM requirements
unless they are on an international
voyage. On international voyages, barges
carrying Class 4 through 9 hazardous
materials in bulk must comply with
SOLAS and therefore must have a DCM.
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b. Another comment questioned
whether a DCM is required for materials
classed as PDM.
The answer is no. A DCM is required
only when a cargo vessel (or a barge on
an international voyage) transports bulk
materials of Hazard Classes 4 through 9.
c. One comment recommended that a
DCM be required for unmanned barges.
We partially agree. Under SOLAS, an
unmanned barge carrying bulk
hazardous materials other than PDM on
an international voyage must have a
DCM on board. For barges in domestic
transportation, however, the
information required to be on the DCM
is either not applicable or is redundant
to information presented on the
shipping paper. The shipping paper
required on board the towing vessel or
on the barge under proposed § 148.60
provides sufficient information.
12. Section 148.80.
a. One comment asked whether the
definition of ‘‘responsible person’’
included members of a ship’s crew
designated by the master or his deputy
and noted that, if so, no changes in
current practices are implied.
This definition as referenced by the
comment is the intended definition of
‘‘responsible person.’’ The responsible
person must be a person empowered by
the master of a vessel or the owner or
operator of a barge to make all decisions
relating to his or her specific task and
must have the necessary knowledge and
experience for that purpose. We have
added this definition of ‘‘responsible
person’’ to proposed § 148.3.
b. Another comment asked whether
these regulations would require either
the vessel or the shipper to provide a
‘‘responsible person’’ to supervise the
loading.
The answer is yes. The proposed rule
requires that a responsible person be
assigned by either the master of the
vessel or the owner or operator of a
barge.
13. Section 148.90.
a. Eighteen comments questioned the
need for holds to be thoroughly cleaned
of the previous cargo when the same
cargo is to be loaded again.
We believe that the 1994 NPRM was
ambiguously worded with regard to the
cleaning of cargo holds. The current
proposed rule clarifies that thorough
cleaning is required only when the
previous cargo is incompatible with the
cargo being loaded. Compatibility is
determined by reference to the stowage
and segregation requirements in Subpart
D of Part 148.
b. Four comments stated that the
requirement that each cargo hold be as
dry as practicable was in itself not
practical.
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The proposed rule clarifies that this
requirement applies only to bulk solids
that are dangerous when wet or that are
subject to liquefaction.
c. Two comments expressed the need
for shippers to advise masters of Great
Lakes vessels regarding stowage factors
and trimming, because of the unique
design and operating mode of these
vessels. According to the comments, the
best course of action is to test every coal
cargo for methane regardless of
information provided by the shipper.
We agree. The IMSBC Code requires
that the atmosphere above the cargo in
each hold containing coal be regularly
monitored for the concentration of
methane, oxygen, and carbon monoxide
with procedures outlined in Appendix
1.
d. Another comment recommended
that the requirement to provide
information on the chemical properties
and related hazards of coal and
petroleum coke should be omitted.
We disagree. In the interest of safety,
the master of the vessel must be fully
informed of the nature of the material to
be loaded. The regulations, it should be
noted, do not stipulate that the chemical
properties and related hazards
information must be provided for each
shipment. For repetitious shipments by
a single shipper of a material whose
characteristics remain unchanged, this
information need only be provided once
and retained on file.
14. Section 148.100. One comment
recommended that recording the details
of cargo monitoring and gas testing in a
separate dedicated book should be
allowed to continue. The ship’s log need
only make reference to such testing or
monitoring.
We agree with the comment and
revised proposed § 148.100 requiring
that the date and time be recorded in the
ship’s log. The proposed rule requires
only that the detailed information be
recorded, and does not specifically
require that it be recorded in the ship’s
log.
15. Section 148.110. One comment
stated that a cautionary statement
referring to 33 CFR part 151 might be
appropriate for inclusion in § 148.110.
We agree. Under 33 CFR part 151,
operational and maintenance wastes
such as cargo residues and deck
sweepings are considered ‘‘garbage.’’
When on U.S. territorial seas or inland
waters, cargo residues and deck
sweepings must be retained on the
vessel and disposed of as specified in
that part; therefore, we included this
information in the proposed § 148.110.
16. Section 148.150. One comment
requested that a provision be added
under § 148.150 to read ‘‘sulfur must be
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segregated as required in § 148.120 for
Class 4.1 materials.’’
We agree with the comment and made
this revision.
17. Section 148.155. One comment
interpreted this section as requiring
separation by one complete cargo
compartment between two PDM
commodities. They doubted that a
vessel would be capable of sailing with
an empty intermediate cargo
compartment without stressing the
vessel.
This comment likely refers to
proposed § 148.155(d)(2). The
separation provision applies only when
the temperature of petroleum coke is
55 °C (131 °F) or higher when loaded.
The purpose of this requirement is to
prevent contact between a bulkhead of
a cargo hold containing hot hazardous
material and a cargo in an adjacent
cargo hold that is sensitive to heat. If it
is necessary to transport petroleum coke
in a hold adjacent to other hazardous
materials, the solution is to not load hot
petroleum coke until its temperature
decreases to below 55°C. Alternatively,
if possible, nonhazardous cargo could
be stowed in the intervening hold.
18. Section 148.205.
a. One comment stated that the
temperature limitations for ammonium
nitrate fertilizer should be ensured by
monitoring and controlling temperature
at the output from the manufacturing
process rather than by temperature
probes once the material is loaded.
We agree that the temperature of
ammonium nitrate fertilizer or any other
bulk commodity is best controlled
through the manufacturing process.
However, only monitoring immediately
before loading would ensure that the
temperature of the cargo on the vessel
is within safe limits.
b. One comment asked if the
detonation test prescribed by The
Fertilizer Institute was acceptable as an
equivalent test under § 148.205(b).
In this proposed rule this test has not
been added to the list of allowable tests
because it is no longer being maintained
by The Fertilizer Institute. Therefore,
the detonation test prescribed by The
Fertilizer Institute is not acceptable as
an equivalent.
c. One comment stated that
§ 148.205(c)(1) is a reasonable
requirement provided it does not mean
that each load offered for shipment has
to be tested. According to the comment,
test data on file supporting the
classification by the manufacturer
should be sufficient.
This proposed provision does not
imply that testing is required for each
shipment as long as the chemical
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composition of the material being
shipped has not changed.
d. One comment noted that this
section is deficient because it refers only
to the ‘‘master’’ when the vessel may be
a barge.
To clarify the applicability of this and
similar provisions, we proposed to
revise the definition of ‘‘master’’ in
§ 148.3 to include the ‘‘person in charge
of a barge,’’ and add a definition of
‘‘person in charge of a barge’’ to that
section.
e. One comment questioned the
prohibition on fuel oil transfer during
loading of ammonium nitrate fertilizers.
This comment saw no reason why
internal fuel transfers should not be
permitted.
The purpose of prohibiting bunkering
and fuel transfers during the handling of
ammonium nitrate and ammonium
nitrate fertilizers is to preclude any
possibility of forming an explosive
mixture through the contamination of
the ammonium nitrate. This prohibition
does not extend to transfers of fuel on
board the vessel through the vessel’s
fixed piping system. We have reworded
the section to clarify this.
19. Section 148.225. One comment
recommended that §§ 148.225 and
148.315 address the proper disposal of
residue that has been ‘‘hosed down’’ or
‘‘washed down with fresh water.’’
Another similar comment recommended
that § 148.315 should address proper
disposal of sulfur residue that has been
‘‘hosed down’’ or ‘‘washed down with
fresh water.’’
Although the provision for washing
down with fresh water is a direct
quotation from the IMSBC Code, we
recognize that it conflicts with Annex V
of The International Convention for the
Prevention of Pollution from Ships
(MARPOL 73/78) and 33 CFR part 151.
Instead, in these sections, we propose to
refer to 33 CFR parts 151.55 through
151.77.
20. Section 148.240.
a. One comment believed there
should be some discrimination between
supply and exhaust fans in determining
which must be ‘‘safe for use in an
explosive gas atmosphere.’’ The
comment recommended that all existing
fans should be ‘‘grandfathered.’’
We disagree. Both intake and exhaust
fans must be explosion-proof for two
reasons. First, ventilation fans on board
a vessel are often dual purpose, serving
as both intake and exhaust. Second,
pockets of gas may accumulate within
the housings of both intake and exhaust
fans during periods of non-use, creating
the possibility of explosion.
b. Two comments expressed an
objection to any broad-brush statement
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classifying all coals as hazardous
material.
We support the determination by the
IMO that, while some coals are more
hazardous than others, all have the
potential to be hazardous. We note that
the U.S. coal industry was represented
on the working group that
recommended provisions eventually
included in the IMSBC Code.
c. One comment remarked that the
requirements for coal were different and
less demanding than the current
recommendations contained in the BC
Code (now the IMSBC Code).
Although phrased differently from the
IMSBC Code, the proposed provisions of
this chapter concerning coal (not
limited to § 148.240) are neither
different nor less demanding than those
of the IMSBC Code.
d. Another comment proposed that
some recognition be shown for the
unique construction of the Great Lakes
self-unloading vessel.
We accept the fact that Great Lakes
vessels may have certain unique
features. However, they are exceptions
to the general case addressed in these
regulations. If owners/operators of Great
Lakes vessels cannot comply with this
proposed rule, but can provide
equivalent safety through alternative
means, they may take advantage of the
alternative procedures provisions of
§ 148.5.
e. One comment found § 148.240(a)
not specific enough to establish the
types of electrical fittings that are
required.
We determined that 46 CFR part 111,
subpart 111.105, is sufficient in clarity.
An item of electrical equipment must be
tested or approved in order to comply
with IEC 79 series publications. The
specific requirements are stated in
111.105–7(a) and (b) and a reference is
made to this section in 148.240.
f. Another comment noted that
§ 148.240(a) did not apply to adjacent
spaces because § 148.18(b) recognized
that such spaces may have electrical
equipment that is not certified safe for
use in an explosive gas atmosphere.
This comment is correct. Paragraph
§ 148.240(a) has been revised so that it
refers only to electrical equipment in
cargo holds.
g. Fifteen comments expressed very
serious objections to the provision that
the temperature of coal at the time of
loading not exceed 41 °C (105 °F), or
15 °C (27 °F) above the ambient
temperature.
We agree with the comments. The
temperature requirements in the 1994
NPRM were not consistent with the
IMSBC Code and have been removed
from this proposed rule.
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h. Three comments stated that the
wording of the requirement for
trimming, i.e., ‘‘reasonably level,’’ was
subject to various interpretations. They
recommended that the subjective nature
of this section be eliminated by
incorporating some quantitative factor,
such as a maximum height of the peak
of the pile expressed as a percentage of
the vessel’s beam.
We recognize the subjective nature of
this provision but find it to be
impractical to impose an arbitrary
quantitative standard for ‘‘level.’’ We
have therefore removed this language
from the proposed rule. The shipper
will be responsible for providing
trimming information in accordance
with the new proposed shipping paper
requirements.
i. Two comments observed that
§ 148.240(c)(1) provided no definition of
‘‘sealed’’, but advised that self-unloading
vessels cannot meet this sort of ‘‘sealing’’
requirement in all cases. The comments
noted that a number of obvious
exemptions would be necessary.
We find that the concept of ‘‘sealed’’
requires no regulatory definition. The
purpose of sealing the accesses and
hatches is to prevent the escape of
methane from the hold into other spaces
on the vessel. This paragraph has been
revised to clarify that, because of their
design, the unloading gates on selfunloading vessels are not required to be
sealed.
j. One comment found the 1994
NPRM unclear as to the meaning of the
word ‘‘casing,’’ and assumed that this
refers to access trunks.
We agree. ‘‘Casing’’ is the term
employed by the IMSBC Code. By
common definition, a ‘‘casing’’ is the
metal enclosure around a space such as
an ‘‘access trunk.’’ To eliminate
confusion, the word ‘‘casing’’ has been
removed in this proposed rule.
k. One comment noted that there was
no reference to the tunnel spaces on
self-unloading vessels in the section on
coal, and suggested they be included in
§ 148.240(c)(2).
We have adopted this suggestion in
the proposed rule.
l. Three comments inquired as to
what specifically are ‘‘hot areas’’ and
what is considered adequate ventilation.
We agree that the use of the term ‘‘hot
areas’’ in the 1994 NPRM was vague,
and we have deleted it from this
rulemaking.
In the context of § 148.240(c)(2),
adequate ventilation means an air
exchange that prevents an accumulation
of gas that may be harmful to personnel
in working spaces. The ventilation may
be natural or mechanical and should be
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commensurate with the risk of exposure
of the space to harmful gases.
In the context of § 148.240(c)(3),
adequate ventilation means surface
ventilation as defined in § 148.240(f).
Ventilation has been defined in the
definition section, § 148.3.
m. One comment stated that
paragraph (d) of this section was
redundant by virtue of paragraphs (e),
(f), and (i).
We do not agree. Paragraph (d) states
a general prohibition on ventilation
applicable to all shipments of coal.
Paragraph (e) requires the temperature
of coal, known to be, or suspected of
being, susceptible to self-heating, to be
monitored. Paragraph (f) provides an
exception to paragraph (d) for coals that
generate methane. Paragraph (i)
prescribes that the atmosphere in a hold
containing a coal described in paragraph
(e) must be monitored for carbon
monoxide. There is no redundancy
between paragraph (d) and any other
paragraph or combination of paragraphs.
n. One comment asserted that the
requirement to provide characteristics of
the cargo is the responsibility of the
shipper or his appointed agent, and
objected to the reference in the 1994
NPRM to information about the cargo
possessed by the terminal operator and/
or vessel operator. Another comment
noted that the requirement to monitor
coal temperatures before loading should
be the responsibility of the shipper.
Three other comments stated the view
that shippers at times may find it
difficult or impossible to obtain the
required information. These comments
stated that shippers should not be liable
for information they do not have.
In response to all of these comments,
the Coast Guard replies that someone in
the transportation chain must accept
responsibility for the condition of a
material to be loaded aboard a vessel.
Logically, the primary responsibility
resides with the person who offers the
material for shipment. This person is
responsible for knowing the specific
types of cargoes being shipped and their
hazardous characteristics. This
responsibility does not absolve the
terminal operator, who may have
information about cargoes obtained
through experience or observation, from
an obligation to pass such information
on to the master, nor does it absolve the
master, who has the final responsibility
for the safety of his vessel. This
proposed rule clarifies that the master is
responsible for monitoring the
temperature of the coal.
o. Several comments requested
clarification as to what triggers the
requirement for ventilation of the cargo
space. Three comments stated that the
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term ‘‘freshly mined’’ was a subjective
judgment and needed to be clarified.
One comment requested clarification of
what ‘‘history’’ would trigger the
ventilation requirements for coal.
This section has been revised in the
proposed rule to emphasize the coal’s
potential for emitting methane as the
trigger for requiring ventilation of the
cargo space.
p. One comment requested that
temperature monitoring be waived with
respect to coal stored in rail cars before
loading.
As amended, the proposed rule does
not specifically require monitoring the
temperature of coal that is stored in rail
cars before it is loaded.
q. One commenter asked if there is a
specific standard for electrical
equipment and cables in a hold
containing coal, to ensure that they are
suitable for use in a potentially
explosive atmosphere.
Proposed § 148.240(g) specifies that
the electrical equipment, and by
implication its associated fittings, must
comply with 46 CFR 111.105, which
applies to installation of electrical
equipment in hazardous locations.
r. One comment noted that the
meaning of the expression ‘‘may not be
de-energized’’ was not clear, and asked
whether this statement was prohibitive
or permissive.
According to Federal Register
drafting conventions, the term ‘‘may
not’’ or ‘‘No person may’’ always implies
a prohibition. However, we have
rephrased this paragraph for clarity.
s. Two comments recommended that
electrical equipment in adjacent spaces
be allowed to meet then-current Coast
Guard requirements as long as these
spaces are periodically monitored for
the presence of explosive gas.
Under 46 CFR 111.105–35, existing
electrical equipment in cargo holds
containing coal must now be suitable for
use in an explosive gas atmosphere. In
adjacent spaces, electrical equipment
may be suitable for use in nonhazardous
atmospheres provided such equipment
is de-energized if the concentration of
flammable gas in the space reaches a
dangerous level. Because this proposed
rule introduces no new requirements,
there is no need to ‘‘grandfather’’
existing installations.
t. One comment questioned the
exception from gas emission monitoring
for voyages of 72 hours or less, noting
that all research data indicates that
methane has the potential to leak from
coal immediately and that occurrences
of this sort have resulted in several
accidents.
This exception was included in the
1994 NPRM to account for vessels
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operating on the Great Lakes. The Coast
Guard recognized the merit of the
comment and removed the exception
from this proposed rule.
u. One comment assumed that
opening a ‘‘booby hatch’’ or vent pipe
would not be construed as ‘‘opening the
cargo hatches or entering the cargo
hold.’’
The comment’s assumption is correct.
v. Three comments noted that it had
been the Chemical Transportation
Advisory Committee (CTAC)
Subcommittee’s intent to exempt
unmanned barges from all requirements
to test the atmosphere above the coal.
The Coast Guard has proposed to
exempt unmanned barges that are
carrying any PDM, including coal, from
the applicability of this part unless the
barges are on an international voyage.
w. Two comments noted that, for coal,
the procedure in this section for taking
pre-loading temperature readings would
not always be effective in determining
the true status of the stockpile or cargo.
Additionally, they questioned the
absence of a provision for continuous
electronic (infrared) temperature
monitoring, a procedure that is available
at some export terminals and that has
been proven effective and reliable.
We removed the pre-loading
temperature limitations for coal. As a
means of monitoring the temperature
increase for self-heating coal in the
cargo hold of a vessel, we believe the
procedure outlined in § 148.240(e) is
satisfactory. The Coast Guard does not
discount continuous electronic
(infrared) temperature monitoring but
has not had an opportunity to assess its
equivalence to the method specified.
Anyone wishing to use continuous
electronic monitoring may request
authorization under § 148.5.
21. Section 148.245.
a. Two comments noted that the
procedures for loading DRI and metal
sulfide concentrates in rain or snow
were not addressed. They proposed that
the rule include detailed procedures for
monitoring rainfall and calculating the
resulting moisture content, and
provisions for communicating this
information with the vessel master and
terminal.
The Code of Federal Regulations
(CFR) cannot serve as a detailed
instruction manual for safe handling
and loading of cargoes. It is the
shipper’s responsibility to provide DRI
to the master of the vessel in an
acceptable condition. Section
148.245.3(c) prohibits acceptance for
transport of DRI or cold-molded
briquettes that are wet or are known to
have been wetted. How this condition is
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achieved and maintained is left to the
shipper’s good judgment.
b. One commenter felt that
§ 148.250(d), which prohibits the
loading of DRI hot-molded briquettes
during periods of rain or snow, was
overstated.
We do not agree with this comment.
This prohibition is a precautionary
measure for keeping cargoes as dry as
practicable. When DRI hot-molded
briquettes are exposed to water, they
react, releasing hydrogen that initiates
self-heating of the cargo. As seen in
several incidents over the past years,
this self-heating can ultimately lead to
auto ignition of the cargo, causing a fire
or an explosion within the hold and
endangering the life of the crew.
c. One comment requested a
definition of ‘‘short international
voyage.’’
After further review, we have
removed this terminology from the
proposed rule.
d. Another comment stated that while
this section offers protection to radar
and RDF scanners on board the vessel
transporting DRI, it fails to offer any
protection to the crew, adjacent
property owners, etc., from the same
dust which would damage the radar.
The Coast Guard’s statutory mandate
is to protect life and property at sea and
to assure preservation of the marine
environment. A ship’s navigation
systems are vital to such protection.
Under this rulemaking and OSHA
regulations, crewmembers and other
persons engaged in cargo handling
operations must wear protective
clothing and respiratory devices when
handling dusty cargoes. The protection
of adjacent property and persons not
employed by the terminal or the carrier
is under the purview of EPA air
pollution regulations or local statutes
and is beyond the scope of this project.
If cargo is appropriately loaded and
shipped, the amount of dust released
into the environment should be
minimal.
22. Section 148.265(g). One comment
felt that the requirement to take and
record the temperature of fish meal or
fish scrap three times a day during a
voyage was particularly onerous for
unmanned barges.
We agree that taking the temperature
three times a day is impractical on an
unmanned barge, especially when that
barge is part of a multi-barge tow. The
proposed rule excludes unmanned
barges from the temperaturemeasurement requirement.
23. Section 148.270. One comment
found § 148.270(d) misleading and
thought that it might exceed Coast
Guard authority.
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What specifically was ‘‘misleading’’
was not stated. However, this provision
does not exceed Coast Guard authority.
It merely directs those persons
responsible for loading or unloading a
vessel to take all reasonable precautions
to prevent dispersal of a hazardous
substance into the environment, and to
report any spill to the National
Response Center in accordance with
EPA regulations. In the proposed rule,
the final sentence has been revised to
refer to the ‘‘garbage’’ disposal
requirements of 33 CFR part 151.
24. Section 148.285.
a. One comment asked the Coast
Guard to advise on the format or type
of document to be used for notifications
to the master of the vessel.
We do not intend to impose a format
for communications between shipper
and carrier. Documentation should be in
a form acceptable to both parties. The
language of notification to the master
has been removed from this section
because that information is already
contained in the proposed § 148.60.
b. One comment stated that if the
sampling of metal sulfide concentrates
is not conducted correctly, and, in fact,
is not representative of the entire
consignment at the time of shipment,
then the test procedures may show the
cargo safe to transport when this is not
the case.
The statement is correct. We expect
the information a shipper provides to
the master to be both accurate and
detailed.
25. Section 148.295. One comment
noted that the 1994 NPRM § 148.295
made no mention of the self-heating or
spontaneous ignition characteristic of
petroleum coke, despite a reference to it
in the hazardous or potentially
dangerous characteristic column of
Table 148.10, footnote 10, found in
§ 148.11.
This comment is correct. Text has
been added to 148.295(g) regarding
spontaneous heating of this cargo and
the necessity of temperature monitoring
during transport.
26. Section 148.310.
a. One comment suggested removing
seed cake identification numbers UN
1386 and UN 2217 from the rule.
We have not accepted this suggestion.
The United Nations Committee of
Experts and the IMO recognize seed
cake as a material that may self-heat
and, if containing an excessive amount
of oil, may be spontaneously
combustible. Further, when transported
in packages, this commodity is
regulated as a hazardous material of
Class 4.2 in all modes under PHMSA
regulations at 49 CFR Chapter I,
Subchapter C.
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b. One comment recommended that
the Coast Guard amend the rule to be
consistent with long-established
industry standards for seed cake. Two
comments proposed that the exemption
from Special Permit requirements not be
limited to solvent-extracted rapeseed
meal, pellets, and soya bean meal, but
should be extended to other types of
seed cake if they meet the prescribed oil
and moisture content levels. A fourth
comment requested that the total oil and
moisture requirement for cottonseed
meal be raised to a maximum of 6
percent.
The criteria for seed cake, UN 1386,
are based on the established criteria for
classification of hazardous materials as
contained in Hazardous Materials
Regulations (HMR; 49 CFR Parts 171–
180) and the United Nations
Recommendations on the Transport of
Dangerous Goods. Exemptions that were
granted to rapeseed meal, pellets, and
soya bean meal were based on testing
conducted on a world-wide basis that
showed these specific products, with
varying moisture content, did not
qualify as hazardous materials. The oil
and moisture requirement for
cottonseed meal could possibly be
amended if tests are conducted using
approved methods and the results show
that it is not dangerous. If the seed cake
industry wishes to have certain
materials deregulated when transported
in bulk, they may petition the Coast
Guard following the process in 33 CFR
1.05–20.
27. Section 148.325.
a. Two comments requested that
sawdust and wood chips not be
included in these regulations.
Sawdust and wood chips, which are
classed as PDM, would not be regulated
when transported domestically in
unmanned barges. However, the
regulations would continue to apply to
sawdust and wood chips transported by
cargo vessel in international commerce.
b. One comment requested that the
Coast Guard clarify that having hatch
covers completely open when loading
wood chips would negate the need for
self-contained breathing apparatus
(SCBA).
No change to the rule is necessary.
Under this rule, SCBA is required for
entry into confined spaces containing
sawdust or wood chips unless the
atmosphere in the space has been tested
and determined to contain sufficient
oxygen to support life. In an emergency
when testing is not possible, entry into
an unventilated space is permitted only
when wearing SCBA. Loading
operations are not an emergency. If the
cargo hold to be loaded with wood
chips has been opened and ventilated,
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and has been determined to be safe for
human occupancy, there is no reason for
a worker engaged in loading operations
to have to wear SCBA.
28. Section 148.15. Another comment
proposed that the Coast Guard establish
a fee schedule to issue special permits.
The Coast Guard does not charge a fee
for special permits and does not plan to
do so.
29. Section 148.405. One comment
recommended that the Coast Guard
recognize hot work practices for
individual companies; specifically,
approval of hot work by the Chief
Engineer.
No change to the rule is needed. Hot
work may be authorized by the vessel’s
master, which by definition includes
‘‘an authorized representative of the
master.’’ A ship’s officer, such as the
Chief Engineer, would fall under this
definition of master as proposed in
§ 148.3.
30. Section 148.407. Three comments
stated that it would be impractical and
unnecessary to prohibit smoking
anywhere on a vessel at any time.
We agree with the comments. In this
proposed rule, smoking is prohibited on
the weather deck of the vessel during
loading and unloading. At all times
while cargo is on board, smoking is
prohibited in adjacent spaces and in the
vicinity of hatch covers, ventilator
outlets, and other accesses to the hold
containing the cargo.
31. Section 148.410. Two comments
questioned the need for a shoresupplied fire main and also the need for
fresh water. The ship’s supply, they
stated, is more reliable, particularly in
cold weather.
We agree that the requirement
proposed in 1994 exceeds both the
IMSBC Code and recommended
industry practice. We have removed
from this proposed rule the requirement
for fresh water from a shore source.
32. Section 148.415.
a. One comment noted that there are
no requirements for the gas and oxygen
analyzers to be calibrated at specified
intervals.
In this proposed rule, we have added
a provision to §§ 148.415 and 148.85
specifying that the gas analyzing
equipment must be calibrated in
accordance with the manufacturer’s
instructions.
b. One comment stated that there was
no sustainable justification for
exempting unmanned barges from these
requirements.
We disagree and believe there is
ample reason to exclude unmanned
barges from the requirement to have
flammable gas analyzers on board. First,
the proposed rule does not apply to
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barges carrying PDM, except when the
barges are on an international voyage. In
domestic transportation, these materials
are normally carried in open hopper
barges, in which gases emitted by the
material would be unlikely to reach
flammable concentrations. Second, for
barges carrying cargoes other than PDM,
it would be impractical and expensive
to require a gas analyzer and tubes on
each barge. An unmanned barge is not
likely to have a safe and secure place to
stow such delicate and sensitive
devices. Finally, there is no reason for
the crew of a towing vessel to enter the
cargo space of a barge while underway.
Apart from the potential danger to
personnel working on the deck of a
barge in a typical multi-barge tow, it
would be difficult, if not impossible, to
remove the hatch covers to gain access
for entry.
33. Section 148.430. One comment
agreed with § 148.430 as proposed in
the 1994 NPRM, but noted that, in some
cases, it may mean providing some
additional SCBA units.
In this proposed rule, we have
removed § 148.430 and incorporated its
provisions into § 148.85. The substance
of the observation is correct: At least
two SCBA units are required under
proposed § 148.85 and vessels may carry
more if they deem it is necessary.
34. Section 148.450. One comment
objected to the inclusion of coal as a
cargo subject to liquefaction, because
liquefaction as a practical occurrence
cannot occur with coal.
This issue was addressed earlier
under a comment on the entry for coal
in Table 148.10. Liquefaction can occur
in a cargo of coal consisting of finegrained particles. In this proposed rule,
this section has been revised to specify
the maximum particle size of coal to
which the section applies.
C. Changes Between the 1994 NPRM
and This NPRM, Not Prompted by
Specific Comments
1. Section 148.3. We added the
definition of ‘‘threshold limit value’’
(TLV), and based the definition on that
used by the American Conference of
Governmental Industrial Hygienists
(ACGIH).
2. Section 148.10. To conform to
recent amendments to the IMSBC Code,
we changed the material description
‘‘aluminum processing byproducts’’ to
‘‘aluminum smelting byproducts or
aluminum remelting byproducts.’’ For
the same reason, we added to Table
148.10 the following language under
‘‘Characteristics’’ at the entry for
silicomanganese: ‘‘With known hazard
profile or known to evolve gases. With
silicon content of 25 percent or more.’’
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Additionally, we added entries for peat
moss and ferrous sulfate to Table 148.10
to conform to recent addition to the
IMSBC Code.
3. Section 148.15. We propose to set
the maximum term of validity for Coast
Guard special permits to 4 years. This
would reduce the paperwork burden for
applicants for Coast Guard special
permits, and would reduce the Coast
Guard’s administrative burden.
4. Section 148.145. Paragraphs (b) and
(c) of this section, as they appeared in
the 1994 NPRM, were not stowage or
segregation requirements, which this
section addresses. We have transferred
these provisions to § 148.300.
5. Section 148.240. To reflect a recent
decision by the IMO, we revised
paragraphs (e), (h), (i), and (j) to permit
the monitoring of carbon monoxide
emissions as an alternative means of
determining rising temperature in a
cargo of self-heating coal. Also, we
lowered the gas emission threshold at
which corrective action must be
initiated from 30 percent to 20 percent.
6. Section 148.242. This new section
contains special carriage and handling
requirements for copra, based on the
provisions of the IMSBC Code.
7. Section 148.265. Coast Guard
Special Permit 14–95 authorizes treating
fishmeal with a tocopherol (vitamin E)
based liquid antioxidant in lieu of the
antioxidants specified in the former
regulations. Paragraphs (c) and (e) of
this section have been revised to
include this practice.
8. Section 148.290. This new section
contains special carriage and handling
provisions for peat moss, based on the
provisions of the IMSBC Code.
9. Section 148.300. On September 28,
1995, the U.S. Department of
Transportation Research and Special
Programs Administration (now PHMSA)
published a rulemaking in Docket HM–
169A that made their regulations at Title
49 of the CFR governing the transport of
radioactive materials compatible with
the regulations of the International
Atomic Energy Agency (IAEA). Because
49 CFR 173.403 now contains a
definition of ‘‘Surface Contaminated
Object’’ (SCO–I), this definition need not
appear in Coast Guard regulations.
Consequently, the term ‘‘Surface
Contaminated Object’’ is defined in
§ 148.300 by reference to 49 CFR
173.403.
V. Discussion of Proposed Rule
The proposed rule would expand the
list of materials that may be transported
in bulk without applying for a special
permit and would detail the special
handling requirements. The new list
aligns the CFR with mandatory
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international code, including
requirements in Chapter VI and Chapter
VII of SOLAS. The proposed rule
includes materials already listed in the
IMSBC Code and adds materials that
have a safe transport history under
existing Coast Guard special permits.
The proposed rule also eliminates
applications and renewals for most
special permits now required when
carrying materials regulated under this
part.
This rulemaking would add 21 new
materials to 46 CFR part 148. Some of
these materials are covered by the
IMSBC Code, some are covered by the
HMR (49 CFR chapter I, subchapter C),
and some are currently subject to Coast
Guard special permits.
A. Proposed Changes to Part 97
This proposed rule would add a
definition of ‘‘bulk solid cargo’’ and
revise Subpart 97.12 to clarify that the
subpart applies to bulk solid cargoes in
general, rather than only to ores and ore
concentrates. The new proposed rule
also clarifies that this section does not
apply to grain, as was the original intent
of this part, although this was not
specified. Further, existing § 97.12–5,
which has not been revised since 1965,
references a manual that was the
predecessor of the IMSBC Code and is
no longer in print. The proposed rule
eliminates that reference and refers the
reader to Part 148 as a source of
information for complying with the
requirement to provide guidance on safe
loading and stowage to the master.
We have also added new proposed
§ 97.12–5 on liquefaction in order to
bring forward the requirements
contained in § 148.450 and apply them
to all cargoes that are prone to
liquefaction. We also propose to modify
§ 97.55–1 to apply to any bulk solid
cargo to which § 148.435 applies.
In the proposed rule we have updated
the authority citation for Part 97 to
include 46 U.S.C. 5111 regarding the
provision of loading information to the
master or individual in charge of the
vessel.
B. Proposed Changes to Part 148
We propose to revise the title of 46
CFR part 148 to read ‘‘Carriage of Bulk
Solid Materials that Require Special
Handling.’’ We propose to update the
authority citation for Part 148 to include
33 U.S.C. 1602 and Executive Order
12234 regarding international
regulations, as well as 46 U.S.C. 3306
and 5111 regarding regulation of
inspected vessels and provision of
loading information to the master or
individual in charge of the vessel.
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We propose to divide Part 148 into six
subparts. Within those subparts, the
proposed rule reorganizes and
renumbers existing sections and adds
new sections. We discuss these changes
in detail below.
1. Proposed Subpart A—General
The first 12 sections of the revised
Part 148 would include general
information applicable to the entire
Part. We propose to revise the
applicability section (formerly § 148.01–
1, now proposed § 148.1) to align with
the IMSBC Code. Specifically, this
change would apply Part 148 to all
foreign-flag and U.S.-flag vessels
operating in U.S. waters. The proposed
regulations would also apply to all
classes of vessels that transport bulk
solid cargoes, including unmanned
barges and barge-carrying vessels. The
regulations would not apply to
unmanned barges when carrying cargoes
classed as PDM in domestic
transportation.
We propose to add a new
‘‘responsibility and compliance’’ section
at § 148.2, making the vessel master,
person in charge of a barge, owner,
operator, charterer, or agent responsible
for compliance with this part.
We propose to add a new
‘‘definitions’’ section at § 148.3. This
section would contain definitions that
currently are located throughout Part
148, as well as new definitions that
were included for clarity and
consistency with the IMSBC Code,
including ‘‘away from,’’ ‘‘Bulk Cargo
Shipping Name,’’ ‘‘compartment,’’
‘‘confined space,’’ ‘‘domestic voyage,’’
and ‘‘hazard class.’’ We also propose to
revise the definition of ‘‘bulk’’ for clarity
and consistency with the IMSBC Code.
We propose to add a new ‘‘alternative
procedures’’ section at § 148.5 that
outlines the procedures for requesting
permission to use alternative
procedures, including exemptions to the
IMSBC Code, in place of any
requirement of this part. We propose to
revise the section on permitted cargoes
(formerly § 148.01–7, now proposed
§ 148.10 and Table 148.10) to improve
usability and add additional bulk solid
cargoes that appear in the IMSBC Code
or are authorized under a Coast Guard
special permit. In revising the table, the
Coast Guard proposes to add 4
additional columns describing: the
identification number; a reference to the
preferred BCSN, if needed; cargo
characteristics; and the applicable CFR
sections containing detailed special
requirements for transporting that
material. These revisions would make it
easier to determine the exact
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requirements for carriage of each
approved material.
In Table 148.10, the entry for
‘‘aluminum dross, class PDM’’ would
read ‘‘aluminum processing byproducts
or aluminum re-melting byproducts, UN
3170, Class 4.3,’’ and the entry for ‘‘zinc
ashes, dross, residues and skimmings’’
would read ‘‘zinc ashes, UN 1435, Class
4.3.’’ These changes reflect
reclassification of the materials by the
United Nations Committee of Experts on
the Transport of Dangerous Goods. In
addition, the revised table would add
the following to the list of permitted
cargoes, to maintain consistency with
the IMSBC Code and current Coast
Guard special permits: aluminum
ferrosilicon powder; aluminum silicon
powder, uncoated, brown coal
briquettes; castor beans; coal; DRI (A);
DRI (B); environmentally hazardous
substances, solid, n.o.s.; ferrous sulfate,
fluorospar; iron oxide, spent, or iron
sponge, spent; linted cotton seed;
magnesia, unslaked; metal sulfide
concentrates; peat moss with moisture
content of more than 65 percent by
weight; pitch prill; pyrites, calcined;
seed cake; silicomanganese with silicon
content of 25 percent or more;
vanadium ore; and wood chips, wood
pellets, and wood pulp pellets.
We further propose to add a new
section on hazardous or potentially
dangerous characteristics at § 148.11.
This section would incorporate
information currently contained in
column 3 of the table of permitted
cargoes. The new section would set
forth the meaning of the ‘‘hazardous or
potentially dangerous characteristics’’
codes given in the revised Table 148.10.
This includes code 27, a reference to the
Certain Dangerous Cargoes (CDC)
regulations found in 33 CFR 160.204,
that apply to ammonium nitrate.
Finally, we propose to renumber the
existing § 148.01–13, ‘‘Assignment and
certification,’’ as § 148.12.
2. Proposed Subpart B—Special Permits
As proposed, Subpart B would set the
guidelines for petitions and use of
special permits. The proposed revisions
to Subpart A should greatly reduce the
need for special permits. However, in
the event a person wishes to ship a bulk
solid material not listed in Table 148.10,
the proposed Subpart B allows that
person to petition for authorization from
the Coast Guard. The revised process for
requesting a special permit remains
substantively similar to the existing
process, but places more responsibility
on the shipper to determine the
appropriate conditions of carriage. The
proposed Subpart B also clarifies who
must apply for a special permit, what
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information is required to obtain a
special permit, what activities are
covered by a special permit, how long
a special permit remains valid, and how
to obtain copies of special permits.
These proposed sections are more
detailed than the current regulations,
and are designed to resolve recurring
misunderstandings concerning the
applicability of the special permit. In
addition, requiring applicants to submit
more detailed information about the
material carried would greatly decrease
the amount of research time needed by
the Coast Guard when processing
requests for special permits.
Included within the proposed Subpart
B is a revision of existing § 148.01–11
designed to simplify the standard
conditions contained in special permits,
and to renumber it as §§ 148.15 through
148.30. In addition, the Coast Guard
proposes to remove the current
§ 148.01–11(b)(1) because it describes
requirements imposed by special
permits.
3. Proposed Subpart C—Minimum
Transportation Requirements
As proposed, Subpart C would outline
minimum transportation requirements
for cargoes subject to this chapter,
including temperature readings,
shipping paper requirements,
emergency response information, DCMs,
preparation and supervision of cargo
transfers, confined space entry and
equipment, preparations for loading,
procedures after unloading, log book
entries, and incident reports.
The Coast Guard proposes to clarify
the proper conduct of temperature
readings (formerly § 148.03–7, now
proposed § 148.51), and to require log
book entries (proposed § 148.90) to
record each temperature measurement
and each required test for toxic or
flammable gases.
The Coast Guard also proposes to
revise shipping paper requirements
(formerly § 148.02–1, now § 148.60) to
align with the IMSBC Code while
requiring the shipping papers be
provided in English. With regard to
emergency response information, the
Coast Guard proposes new § 148.61
requiring that the shipper of a material
listed in Table 148.10 provide the
master or his representative with
appropriate emergency response
information, including preliminary first
aid measures and emergency procedures
to be carried out in the event of an
incident or fire involving the cargo.
Provision of an MSDS would satisfy this
requirement.
With regard to DCMs (formerly
§ 148.02–3, now proposed §§ 148.70
through 148.72), the Coast Guard
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proposes to revise the requirements for
carriage and contents of the DCM. As
proposed, the DCM requirements would
not apply to unmanned barges not on
international voyages.
With regard to confined space entry
and equipment, the Coast Guard
proposes new § 148.85, which would
require that vessels, with the exception
of unmanned barges, that carry a
material listed in Table 148.10 also
carry equipment capable of measuring
atmospheric oxygen and at least two
approved SCBA that each have at least
a 30-minute air supply. Proposed
§ 148.86 would prohibit entry into a
confined space unless the space has
been tested to ensure there is sufficient
oxygen to support life; in case of
emergency, a person may enter a
confined space without testing it if that
person is wearing a SCBA, suitable
protective clothing as necessary, and a
wire rope safety line tended by a trained
person outside the space, and if the
entry is supervised by a responsible
person.
With regard to procedures to be
followed after unloading, the Coast
Guard proposes to renumber existing
§ 148.03–13 as § 148.110 and revise it to
require retention and proper disposal of
cargo-associated wastes, cargo residue,
and deck sweepings when in U.S.
territorial seas or inland waters.
In addition, the Coast Guard proposes
to add new § 148.55 ‘‘International
Shipments,’’ which would enable the
use of the IMSBC Code as an alternate
method of compliance with Part 148, as
long as the bulk solid material being
transported is subject to the
requirements of the IMSBC Code.
However, transport of zinc ashes must
comply with Part 148 because zinc
ashes pose environmental hazards that
would not otherwise be addressed. In
addition, the proposed § 148.55 would
include new paragraphs (b)(3) and (b)(4)
to require Coast Guard approval of any
exemption granted by another
government before reliance on that
exemption for compliance with Part
148. Finally, § 148.55 would make the
person importing a bulk solid
responsible for ensuring the foreign
shipper is aware of U.S. requirements.
4. Proposed Subpart D—Stowage and
Segregation
Proposed Subpart D would set
stowage and segregation requirements
for cargoes. These proposed
requirements are in addition to the
minimum requirements for all materials
and the general requirements for their
respective hazard classes contained in
Subpart A. The Coast Guard proposes to
require segregation of cargoes from
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Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
incompatible materials as shown in new
Tables 148.120A and B. These tables
present the requirements for,
respectively, segregating incompatible
bulk solid cargoes, and segregating bulk
solid cargoes from incompatible
packaged cargoes. The segregation
requirements set out in Tables 148.120A
and B are based on a rational approach
established by the IMO, and are
identical to the IMSBC Code. The Coast
Guard proposes additional stowage and
segregation requirements, detailed by
class, in the remainder of Subpart D.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
5. Proposed Subpart E—Special
Requirements for Certain Materials
Proposed Subpart E would set forth
special requirements for certain
hazardous materials, including
ammonium nitrate, DRI, seed cake, and
zinc ashes. For clarity, the requirements
are presented in tabular form at new
proposed Table 148.155. Many of the
requirements are drawn from the IMSBC
Code, or are required already under
applicable special permits. The addition
of Table 148.155 will reduce the number
of special permits issued and harmonize
these regulations with the IMSBC Code.
In addition to listing special
requirements for certain hazardous
materials, this subpart proposes
requirements for bulk shipment of
hazardous substances as defined by
PHMSA regulations at 49 CFR 171.8,
which in turn are based on
Environmental Protection Agency (EPA)
regulations implementing the
Comprehensive Environmental
Response, Compensation, and Liability
Act (CERCLA). The EPA classifies
materials as hazardous substances based
on the material’s potential to endanger
public health or welfare, or the
environment, if the material is
accidentally released. Materials
classified as hazardous substances
under 49 CFR 172.101, Table 1 to
Appendix A, previously were carried
only pursuant to special permits on a
case-by-case basis. This section would
not relieve the shipper or the master
from any of the reporting requirements
set forth in 40 CFR part 302, but would
set out minimum requirements for the
safe carriage of solid hazardous
substances in bulk.
Within Subpart E, the Coast Guard
proposes to revise current § 148.04–13
so that a vessel may not leave port
unless the Captain of the Port (COTP) is
satisfied that the temperature of ferrous
metal is within the limits set by the
applicable provisions of this section.
The current regulation merely specifies
that the COTP must be notified if the
temperature exceeds those limits.
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In the specific context of petroleum
coke, the Coast Guard proposes to
combine two existing sections
(§§ 148.04–15 and 148.04–17) into one
section at § 148.295. The proposed
requirements at new § 148.295 align
with the IMSBC Code and already are
required under applicable special
permits.
With regard to radioactive materials,
the Coast Guard proposes to revise the
current § 148.04–1 as § 148.300 and
align it with the IMSBC Code, which
has re-defined low specific activity
(LSA) radioactive materials and added a
new entry for SCO–I. As a result, the
proposed regulations would apply to
surface contaminated objects.
In the specific context of seed cake,
we have proposed to exempt from this
regulation citrus pulp pellets containing
not more than 2.5 percent oil and a
maximum of 14 percent oil and
moisture combined. Our decision was
based on extensive testing at various
moisture and oil levels from several
countries currently transporting the
product. It was found that within these
limits, the product should not be
considered a hazardous material.
Although the Coast Guard intends to
harmonize U.S. regulations with the
IMSBC Code, the proposed § 148.330,
which applies to zinc ashes, zinc dross,
zinc residues, and zinc skimmings in
bulk, would differ significantly from the
IMSBC Code. As proposed, § 148.330
requires COTP notification in advance
of any cargo transfer operations
involving these cargoes. The provisions
of this section are based on two Coast
Guard special permits, SP 8–83 and SP
4–84, which we developed as the result
of incidents involving fires or
explosions in cargoes of zinc
skimmings, including at least one with
loss of life. The intent of this section
would be to reduce the possibility of
generating hydrogen gas through the
reaction of seawater and zinc. Therefore,
the aging, storage, and temperature
requirements in this proposed section
exceed those in the IMSBC Code. Both
the IMSBC Code and the proposed
regulations require mechanical
ventilation, explosion-proof fans, and
installed thermocouples for temperature
gauging in the cargo hold.
6. Proposed Subpart F—Additional
Special Requirements
Proposed column 7 of Table 148.10,
‘‘Special Requirements,’’ refers readers
to other sections containing additional
requirements. Many of those sections
are contained in proposed Subpart F,
which would set forth requirements for
safety equipment and procedures when
handling certain cargoes. The types of
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special requirements that may apply to
certain cargoes include: prohibition on
sources of ignition including, in some
cases, smoking or electrical circuits; a
requirement that fire hoses be available
at each hatch through which a covered
material is being loaded; requirements
for toxic gas and flammable gas
analyzers and testing; stowage
precautions; and special precautions for
cargoes subject to liquefaction.
With regard to cargoes subject to
liquefaction, the Coast Guard’s proposed
rule results from specific experience. On
April 11, 1991, off the California coast,
a foreign-flag vessel that had loaded a
bulk solid material in a U.S. port
developed a severe list when the cargo
shifted. Fortunately, this vessel was able
to return to port and off-load. The Coast
Guard investigation determined that the
cargo shifted because its moisture
content exceeded the safe Transportable
Moisture Limit (TML). This condition
caused the material to behave like a
liquid. Because of this marine casualty
and others of a similar nature, the Coast
Guard proposes to add new § 148.450 to
prescribe requirements for transporting
bulk solids that are subject to
liquefaction. These proposed rules are
adapted from the IMSBC Code and only
apply to calcined pyrites, fluorospar,
fine particle coal, metal sulfide
concentrates, and peat moss, as
indicated in Table 148.10, and to other
cargoes that exhibit the potential for
liquefaction as indicated by information
provided to the master in accordance
with 97.12–3. The proposed rules would
not apply to shipments by unmanned
barges or cargoes of coal that have an
average particle size of 10 mm (0.394 in)
or greater. The moisture content and
TML may be determined using test
procedures in Appendix 2 of the IMSBC
Code.
C. Distribution Table for Part 148
The Coast Guard proposes to replace
existing Part 148 with a completely
revised and renumbered Part 148. The
following distribution table shows
which sections of the proposed rule
address the substance of each existing
section.
Former section
148.01–1 ................
148.01–7 ................
148.01–9 ................
148.01–11 ..............
148.01–13 ..............
148.01–15 ..............
148.02–1 ................
148.02–3 ................
148.02–5 ................
148.03–1 ................
148.03–5 ................
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Replaced by section:
1 148.1, .2, .3.
148.10.
148.15, .20, .21.
148.25, .26.
148.12.
148.9.
148.60, .61, .62.
148.70, .71, .72.
148.115.
148.50.
148.80.
Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
We developed this proposed rule after
considering numerous statutes and
executive orders related to rulemaking.
Below we summarize our analysis based
on 13 of these statutes or executive
orders.
IMO amendments to Chapter VI and
Chapter VII of SOLAS that make the
IMSBC Code mandatory for operations
involving handling and carriage of solid
bulk cargoes by vessel. The amendments
require that all vessels subject to SOLAS
that carry bulk solid cargoes other than
grain to comply with the IMSBC Code.
This proposed rule also would amend
the Coast Guard regulations governing
the carriage of solid hazardous materials
in bulk to allow use of the IMSBC as an
equivalent form of compliance.
Proposed changes to the Coast Guard
regulations would also expand the list
of solid hazardous materials authorized
for bulk transportation by vessel and
include special handling procedures
based on the IMSBC Code and existing
special permits. These proposed
changes would reduce the need for the
current special permits required for the
carriage of certain solid hazardous
materials in bulk and result in a cost
savings to industry.
The IMSBC Code facilitates safe
stowage and shipment of solid bulk
cargoes. It provides information on the
dangers associated with shipping
certain types of solid bulk cargoes and
instructions on procedures for handling
said cargoes. The IMSBC Code will be
mandatory under the amendments to
the SOLAS Convention as of January 1,
2011.
A. Regulatory Planning and Review
Affected Population
This proposed rule is not a significant
regulatory action under section 3(f) of
Executive Order 12866, Regulatory
Planning and Review, and does not
require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. The Office of Management and
Budget (OMB) has not reviewed it under
that Order.
A combined ‘‘Preliminary Regulatory
Assessment and Initial Regulatory
Flexibility Analysis’’ report discussing
the impact of this proposed rule is
available in the docket where indicated
under ADDRESSES. A summary of the
report follows:
The Coast Guard proposes to
harmonize its regulations with recent
Based on information from the Coast
Guard’s Marine Information for Safety
and Law Enforcement (MISLE) data
system, we estimate the proposed rule
would affect approximately 115 vessels,
consisting of 75 U.S. vessels in
coastwise service and 40 U.S. vessels
operating under SOLAS that ship
hazardous solid cargoes in bulk.
Former section
148.03–7 ................
148.03–11 ..............
148.03–13 ..............
148.04–1 ................
148.04–9 ................
148.04–13 ..............
148.04–15 ..............
148.04–17 ..............
148.04–19 ..............
148.04–20 ..............
148.04–21 ..............
148.04–23 ..............
Replaced by section:
148.100.
Subpart D.
148.110.
148.300.
148.265.
148.260.
148.295.
148.295.
148.320.
148.315.
148.130(a)(4) and (c).
148.230.
VI. Incorporation by Reference
Material proposed for incorporation
by reference appears in § 148.8 of the
proposed rule. You may inspect this
material at U.S. Coast Guard
Headquarters where indicated under
ADDRESSES. Copies of the material are
available from the sources listed in
§ 148.8.
Before publishing a binding rule, we
will submit this material to the Director
of the Federal Register for approval of
the incorporation by reference.
VII. Regulatory Analyses
Costs
We estimate the proposed rule would
result in additional equipment, training,
and operating costs to industry. Under
the provisions of this proposed rule,
each vessel would be required to have
onboard non-sparking fans, an oxygen
meter, a carbon monoxide meter, a
34587
temperature probe, two SCBA, goggles
and a dust mask, and a multi-gas
detector. We estimate that industry
would incur equipment costs during the
implementation period (Year 1) of $2.7
million undiscounted. We also estimate
there will be annual recurring costs due
to equipment maintenance and
replacement (see the Preliminary
Regulatory Analysis report available in
the docket for additional details).
The use of the equipment described
above would require additional training.
We estimate industry would incur
initial training costs in the first year of
$33,900 and annual recurring training
costs due to labor turnover of about
$6,800 each year thereafter (estimates
undiscounted). Operating costs would
consist of testing, recording keeping,
and vessel preparation. The equipment
described above would be used to
periodically test the temperature and
atmospheric conditions of certain
cargoes. All tests and readings must be
recorded, and the date and time of
testing recorded in the vessel’s log book.
We estimate industry would incur an
annual recurring operating cost of $7.4
million undiscounted.
Cost Savings
This proposed rule would also result
in cost savings to certain vessels, as
preparation of permit renewals will no
longer be needed. We estimate this
regulation would reduce the need for
ten permit requests per year. Based on
information provided in the OMBapproved Information Collection
Request (Carriage of Bulk Solid
Materials Requiring Special Handling:
1625–0025), annual cost savings for
both industry and government are
estimated at $15,390 undiscounted.
Table 1 below provides the net costs
(adjusted for savings) of this proposed
rule. We estimate the undiscounted
first-year cost of the rulemaking to be
about $10.1 million. Over a 10-year
period, the total present value costs of
the proposed rule would be $57.2
million at a 7 percent discount rate and
$69.3 million at a 3 percent discount
rate.
TABLE 1—TOTAL 10-YEAR COSTS
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
[2009 dollars in millions]
Present value
discounted costs
Undiscounted
costs
Year
7%
1
2
3
4
5
.................................................................................................................................
.................................................................................................................................
.................................................................................................................................
.................................................................................................................................
.................................................................................................................................
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10.1
7.5
7.6
7.5
9.1
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9.5
6.5
6.2
5.7
6.5
17JNP3
9.8
7.0
7.0
6.7
7.9
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Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
TABLE 1—TOTAL 10-YEAR COSTS—Continued
[2009 dollars in millions]
Present value
discounted costs
Undiscounted
costs
Year
7%
3%
6 .................................................................................................................................
7 .................................................................................................................................
8 .................................................................................................................................
9 .................................................................................................................................
10 ...............................................................................................................................
7.5
7.6
7.5
7.6
9.0
5.0
4.7
4.4
4.1
4.6
6.3
6.2
5.9
5.8
6.7
Total ....................................................................................................................
81.0
57.2
69.3
Note: Totals include cost savings.
Benefits
In this rulemaking, the Coast Guard
anticipates that benefits would include
a reduction in the risks associated with
off-gassing and self-heating cargoes.
These proposed standards are
comprehensive safety requirements that
would align with international
regulations (the IMSBC Code), and are
intended to increase information
dissemination regarding the safe
handling of hazardous cargoes.
These safety standards would extend
to all U.S.-flagged vessels carrying
hazardous bulk solid cargoes. A lack of
safe handling of hazardous cargoes,
such as coal or wood, can cause
combustion of cargoes and the release of
gases that could result in the loss of life,
injuries, and property damage, among
others. The proposed rule would also
improve the efficiency of government by
reducing the administrative costs
associated with special permit
applications.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
B. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this proposed rule would have
a significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
A combined ‘‘Preliminary Regulatory
Assessment and Initial Regulatory
Flexibility Analysis’’ report discussing
the impact of this proposed rule on
small entities is available in the docket
where indicated under the ‘‘Public
Participation and Request for
Comments’’ section of this preamble. A
summary of this report follows:
For this proposed rule, we reviewed
size and ownership data of affected
entities by using the Coast Guard’s
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MISLE database and public and
proprietary data sources for company
revenue and employee size data. We
determined that 86 entities own the 115
vessels that would be impacted by this
regulation. We found revenue and
employment information on 33 of the 86
entities. We found that all affected
entities would be businesses. Among
these, eight would be considered small
entities under the Small Business
Administration (SBA) standard. We take
a conservative approach by assuming
vessels listed as ‘‘unspecified’’ and those
with no available information are small
(of which there are 52). Therefore, we
estimate that 70 percent of the entities
meet the SBA standards of a small
entity.
Using the highest single year cost
(Year 1) in the Total 10–Year Costs table
above, we estimate that 75 percent of
the small entities would have an annual
cost impact of greater than or equal to
3 percent of annual revenue.
If you think that your business,
organization, or governmental
jurisdiction qualifies as a small entity
and that the proposed regulation will
have a significant economic impact on
it, please submit a comment to the
Docket Management Facility at the
address under ADDRESSES. In your
comment, explain why you think it
qualifies and how and to what degree
this proposed rule will economically
affect it.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we want to assist small entities in
understanding this proposed rule so that
they can better evaluate its effects on
them and participate in the rule. If the
proposed rule would affect your small
business, organization, or governmental
jurisdiction and you have questions
concerning its provisions or options for
compliance, please contact Richard
Bornhorst at the telephone number or e-
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mail address indicated under the FOR
section of
this notice. The Coast Guard will not
retaliate against small entities that
question or complain about this rule or
any policy or action of the Coast Guard.
Small businesses may send comments
on the actions of Federal employees
who enforce or otherwise determine
compliance with Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
FURTHER INFORMATION CONTACT
D. Collection of Information
This proposed rule would revise an
existing collection of information under
the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520). As defined in 5
CFR 1320.3(c), ‘‘collection of
information’’ comprises reporting,
recordkeeping, monitoring, posting,
labeling, and other similar actions. The
title and description of the information
collection, a description of those who
must collect the information, and an
estimate of the change in annual burden
follow. The estimated change covers the
time for preparing or renewing permit
requests for hazardous solid bulk
cargoes.
Under the conditions of the proposed
rule, vessels and barge companies
would no longer submit special permit
renewal requests to the U.S. Coast
Guard. Handling requirements related to
previously permitted cargoes would be
part of 46 CFR part 148. Eliminating
these permits would reduce the burden
associated with 1625–0025 by reducing
the number of respondents, responses,
and burden hours associated with
permits requests.
Title: Carriage of Bulk Solid Materials
Requiring Special Handling.
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Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
OMB Control Number: 1625–0025.
Summary of the Collection of
Information: The U.S. Coast Guard
administers and enforces the law,
regulations, and international
conventions for the safe transportation
and stowage of hazardous materials,
including bulk solids. Consequently, the
Coast Guard is authorized to issue
special permits for the handling of
hazardous solid bulk cargo as part of its
missions to ensure maritime safety and
facilitate U.S. commerce. In addition to
special permits, this collection of
information also authorizes the
preparation and display of shipping
papers and cargo manifests. However,
the proposed rule will change only the
burden estimates associated with
special permits.
Need for Information: The Special
Permits allow the Coast Guard to control
the conditions under which shipments
of hazardous materials can be made,
while giving the shipping industry a
greater amount of flexibility than would
be afforded without the Special Permit
provision. If the required information
were not submitted, the Coast Guard
would be unable to issue Special
Permits with adequate precautions for
shipping the cargo, and thus could not
permit shipment.
Proposed Use of Information: The
Coast Guard uses this information to
make a well-informed determination as
to the severity of the hazard posed by
the material in question. This
information allows the Coast Guard to
set specific guidelines for safe carriage
or, if determined that a material
presents too great a hazard, to deny
permission for shipping the material.
Description of the Respondents: The
respondents are owners and operators of
bulk carrier vessels and barges carrying
hazardous solid cargo.
Number of Respondents: The existing
OMB-approved number of respondents
for this collection, including permit
requests, shipping papers, and cargo
manifest, is 583. We estimate the
number of respondents will decrease by
seven as the proposed rule eliminates
the need for all but one special permit.
The total number of respondents would
be 576.
Number of Responses: The existing
OMB-approved number of responses is
771. The proposed rule would decrease
that number by 10. The total number of
responses would be 761 per year as a
result of a decrease in special permit
requests.
Frequency of Response: The proposed
regulation will not alter the frequency of
response for permits that remain active.
Since this regulation does not impact
shipping papers or cargo manifests,
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frequency of responses for those items
remain unchanged.
Burden of Response: The estimated
burden for preparation of a permit
request remains at 15 hours per permit.
Estimate of Total Annual Burden:
This regulation will eliminate the need
for all but one of the special permits
associated with this collection of
information. Therefore, the annual
burden associated with special permits
will decline from 165 hours to 15 hours.
The total burden for the collection of
information, including cargo manifests
and shipping papers, decreases from
895 hours to 745 hours per year.
Reason for Change: The decrease in
burden is the result of a program change
that eliminates the need for most of the
special permits in this collection of
information.
As required by the Paperwork
Reduction Act of 1995 (44 USC
3507(d)), we have submitted a copy of
this proposed rule to the OMB for its
review of the collection of information.
We ask for public comment on the
proposed collection of information to
help us determine how useful the
information is; whether it can help us
perform our functions better; whether it
is readily available elsewhere; how
accurate our estimate of the burden of
collection is; how valid our methods for
determining burden are; how we can
improve the quality, usefulness, and
clarity of the information; and how we
can minimize the burden of collection.
If you submit comments on the
collection of information, submit them
both to OMB and to the Docket
Management Facility where indicated
under ADDRESSES, by the date under
DATES.
You need not respond to a collection
of information unless it displays a
currently valid control number from
OMB. Before the requirements for this
collection of information become
effective, we will publish a notice in the
Federal Register of OMB’s decision to
approve, modify, or disapprove the
collection.
E. Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt state law or
impose a substantial direct cost of
compliance on them.
It is well settled that States may not
regulate in categories reserved for
regulation by the Coast Guard. It is also
well settled, now, that all of the
categories covered in 46 U.S.C. 3306,
3703, 7101, and 8101 (design,
construction, alteration, repair,
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34589
maintenance, operation, equipping,
personnel qualification, and manning of
vessels), as well as the reporting of
casualties and any other category in
which Congress intended the Coast
Guard to be the sole source of a vessel’s
obligations, are within the field
foreclosed from regulation by the States.
(See the decision of the Supreme Court
in the consolidated cases of United
States v. Locke and Intertanko v. Locke,
529 U.S. 89 (Mar. 6, 2000)).
This proposed rule includes
requirements under which certain solid
materials requiring special handling
may be transported in bulk by vessel.
The revised regulations apply to all
domestic and foreign vessels in the
navigable waters of the United States
that transport bulk solid materials
requiring special handling. The
authority to establish such regulations
for vessels operating in the navigable
waters of the United States has been
committed to the Coast Guard by
Federal statutes. Furthermore, since
vessels tend to move from port to port
in the national and international
marketplace, the safety standards
included in this rule are of national
scope to avoid burdensome variances.
Therefore, the Coast Guard intends this
rule to preempt state action addressing
the same subject matter.
Because the states may not regulate
within this category, preemption
considerations set forth in Executive
Order 13132 are not applicable.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any 1 year. Though this
proposed rule would not result in such
an expenditure, we do discuss the
effects of this rule elsewhere in this
preamble.
G. Taking of Private Property
This proposed rule would not cause a
taking of private property or otherwise
have taking implications under
Executive Order 12630, Government
Actions and Interference with
Constitutionally Protected Property
Rights.
H. Civil Justice Reform
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
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Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
eliminate ambiguity, and reduce
burden.
I. Protection of Children
We have analyzed this proposed rule
under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. This rule is not an economically
significant rule and would not create an
environmental risk to health or risk to
safety that might disproportionately
affect children.
J. Indian Tribal Governments
This proposed rule does not have
tribal implications under Executive
Order 13175, Consultation and
Coordination with Indian Tribal
Governments, because it would not have
a substantial direct effect on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
K. Energy Effects
We have analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. The Administrator of the Office
of Information and Regulatory Affairs
has not designated it as a significant
energy action. Therefore, it does not
require a Statement of Energy Effects
under Executive Order 13211.
L. Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through the Office of
Management and Budget, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This proposed rule incorporates by
reference the IMSBC Code, which was
developed by the IMO as a voluntary
consensus standard. The proposed
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sections that reference this voluntary
consensus standard and the locations
where this standard is available are
listed in the proposed 46 CFR 148.8.
97.12–1 Definition of a bulk solid cargo.
97.12–3 Guidance for the master.
97.12–5 Bulk solid cargoes that may
liquefy.
M. Environment
§ 97.12–1
We have analyzed this proposed rule
under Department of Homeland
Security Directive 023–01 and
Commandant Instruction M16475.lD,
which guide the Coast Guard in
complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have made a preliminary determination
that this action is one of a category of
actions that do not individually or
cumulatively have a significant effect on
the human environment. Therefore, this
rule is categorically excluded under
section 2.B.2. Figure 2–1, paragraphs
34(c), (d), and (e), of the Instruction, and
neither an environmental assessment
nor an environmental impact statement
is required. This rule affects crew
training, inspection and equipping of
vessels, equipment approval and
carriage requirements. A preliminary
‘‘Environmental Analysis Check List’’
supporting this determination is
available in the docket where indicated
under the ‘‘Public Participation and
Request for Comments’’ section of this
preamble. We seek any comments or
information that may lead to the
discovery of a significant environmental
impact from this proposed rule.
List of Subjects
46 CFR Part 97
Cargo vessels, Marine safety,
Navigation (water), and Reporting and
recordkeeping requirements.
46 CFR Part 148
Cargo vessels, Hazardous materials
transportation, and Marine safety.
For the reasons discussed in the
preamble, the Coast Guard proposes to
amend 46 CFR parts 97 and 148 as
follows:
PART 97—OPERATIONS
1. The authority citation for Part 97 is
revised to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
2103, 3306, 5111, 6101; 49 U.S.C. 5103, 5106;
E.O. 12234, 45 FR 58801, 3 CFR, 1980 Comp.,
p. 277; E.O. 12777, 56 FR 54757; 3 CFR, 1991
Comp., p. 351; Department of Homeland
Security Delegation No. 0170.1.
2. Revise Subpart 97.12, consisting of
§§ 97.12–1 through 97.12–5, to read as
follows:
Subpart 97.12—Bulk Solid Cargoes
Sec.
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Definition of a bulk solid cargo.
(a) A bulk solid cargo—
(1) Consists of particles, granules, or
larger pieces of material generally
uniform in composition;
(2) Is not grain; and
(3) Is loaded directly into a vessel’s
cargo space with no intermediate form
of containment.
(b) Additional requirements for bulk
solid materials needing special handling
are contained in Part 148 of this chapter.
§ 97.12–3
Guidance for the master.
(a) The owner or operator of a vessel
must provide the master with safe
loading and stowage information for
each bulk solid cargo that vessel will
carry.
(b) The shipper of a bulk solid cargo,
as defined in § 148.3 of this chapter,
must provide the master of a vessel with
information regarding the nature of the
cargo in advance of loading operations.
Additional requirements in § 148.60 of
this chapter may also apply.
§ 97.12–5
liquefy.
Bulk solid cargoes that may
If the information provided in
§ 97.12–3(a) or (b) indicates that the
bulk solid cargo to be carried is prone
to liquefy during carriage, due to small
particle sizes and moisture content, then
the requirements contained in § 148.450
of this chapter apply.
3. Revise § 97.55–1 to read as follows:
§ 97.55–1
Master’s responsibility.
Before loading bulk grain or any bulk
solid cargo to which § 148.435 of this
chapter applies, the master shall have
the lighting circuits to cargo
compartments in which the grain or
bulk solid cargo is to be loaded deenergized at the distribution panel or
panel board. He shall thereafter have
periodic inspections made of the panel
or panel board as frequently as
necessary to ascertain that the affected
circuits remain de-energized while this
bulk cargo remains within the vessel.
4. Revise Part 148 to read as follows:
PART 148—CARRIAGE OF BULK
SOLID MATERIALS THAT REQUIRE
SPECIAL HANDLING
Sec.
Subpart A—General
148.1 Purpose and applicability.
148.2 Responsibility and compliance.
148.3 Definitions.
148.5 Alternative procedures.
148.7 OMB control numbers assigned under
the Paperwork Reduction Act.
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148.8 Incorporation by reference.
148.9 Right of appeal.
148.10 Permitted materials.
148.11 Hazardous or potentially dangerous
characteristics
148.12 Assignment and certification.
Subpart B—Special Permits
148.15 Petition for a special permit.
148.20 Deadlines for submission of petition
and related requests.
148.21 Necessary information.
148.25 Activities covered by a special
permit.
148.26 Standard conditions for special
permits.
148.30 Records of special permits issued.
Subpart C—Minimum Transportation
Requirements
148.50 Cargoes subject to this subpart.
148.51 Temperature readings.
148.55 International shipments.
148.60 Shipping papers.
148.61 Emergency response information.
148.62 Location of shipping papers and
emergency response information.
148.70 Dangerous cargo manifest; general.
148.71 Information included in the
dangerous cargo manifest.
148.72 Dangerous cargo manifest;
exceptions.
148.80 Supervision of cargo transfer.
148.85 Required equipment for confined
spaces.
148.86 Confined space entry.
148.90 Preparations before loading.
148.100 Log book entries.
148.110 Procedures followed after
unloading.
148.115 Report of incidents.
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Subpart D—Stowage and Segregation
148.120 Stowage and segregation
requirements.
148.125 Stowage and segregation for
materials of Class 4.1.
148.130 Stowage and segregation for
materials of Class 4.2.
148.135 Stowage and segregation for
materials of Class 4.3.
148.140 Stowage and segregation for
materials of Class 5.1.
148.145 Stowage and segregation for
materials of Class 7.
148.150 Stowage and segregation for
materials of Class 9.
148.155 Stowage and segregation for
potentially dangerous materials.
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Subpart F—Additional Special
Requirements
148.400 Applicability.
148.405 Sources of ignition.
148.407 Smoking.
148.410 Fire hoses.
148.415 Toxic gas analyzers.
148.420 Flammable gas analyzers.
148.435 Electrical circuits in cargo holds.
148.445 Adjacent spaces.
148.450 Cargoes subject to liquefaction.
Authority: 33 U.S.C. 1602; E.O. 12234, 45
FR 58801, 3 CFR, 1980 Comp., p. 277; 46
U.S.C. 3306, 5111; 49 U.S.C. 5103;
Department of Homeland Security Delegation
No. 0170.1.
Subpart A—General
§ 148.1
Subpart E—Special Requirements for
Certain Materials
148.200 Purpose.
148.205 Ammonium nitrate and ammonium
nitrate fertilizers.
148.220 Ammonium nitrate-phosphate
fertilizers.
148.225 Calcined pyrites (pyritic ash, fly
ash).
148.227 Calcium nitrate fertilizers.
148.230 Calcium oxide (lime, unslaked).
148.235 Castor beans.
148.240 Coal.
148.242 Copra.
148.245 Direct reduced iron (DRI); lumps,
pellets, and cold-molded briquettes.
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148.250 Direct reduced iron (DRI); hotmolded briquettes.
148.255 Ferrosilicon, aluminum
ferrosilicon, and aluminum silicon
containing more than 30% but less than
90% silicon.
148.260 Ferrous metal.
148.265 Fish meal or fish scrap.
148.270 Hazardous substances.
148.275 Iron oxide, spent; iron sponge,
spent.
148.280 Magnesia, unslaked (lightburned
magnesia, calcined magnesite, caustic
calcined magnesite).
148.285 Metal sulfide concentrates.
148.290 Peat moss.
148.295 Petroleum coke, calcined or
uncalcined, at 55 °C (131 °F) or above.
148.300 Radioactive materials.
148.310 Seed cake.
148.315 Sulfur.
148.320 Tankage; garbage tankage; rough
ammonia tankage; or tankage fertilizer.
148.325 Wood chips; wood pellets; wood
pulp pellets.
148.330 Zinc ashes; zinc dross; zinc
residues; zinc skimmings.
Purpose and applicability.
(a) This part prescribes special
handling procedures for certain solid
materials that present hazards when
transported in bulk by vessel.
(b) Except as noted in paragraph (c) of
this section, this part applies to all
domestic and foreign vessels in the
navigable waters of the U.S that
transport bulk solid materials requiring
special handling.
(c) This part does not apply to an
unmanned barge on a domestic voyage
carrying a Potentially Dangerous
Material (PDM) found in Table 148.10 of
this part. All barges on international
voyages must follow the requirements
for PDM.
(d) The regulations in this part have
preemptive impact over State law on the
same subject. The Coast Guard has
determined, after considering the factors
developed by the Supreme Court in U.S.
v. Locke, 529 U.S. 89 (2000), that in
directing the Secretary to regulate the
safe transportation of hazardous
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34591
material and the safety of individuals
and property on board vessels subject to
inspection, as well as the provision of
loading information, Congress intended
to preempt the field of safety standards
for solid materials requiring special
handling when transported in bulk on
vessels.
§ 148.2
Responsibility and compliance.
Each master of a vessel, person in
charge of a barge, owner, operator,
shipper, charterer, or agent must ensure
compliance with this part. These
persons are also responsible for
communicating requirements to every
person performing any function covered
by this part.
§ 148.3
Definitions.
As used in this part—
A–60 class division means a division
as defined in § 32.57–5 of this chapter.
Adjacent space means any enclosed
space on a vessel, such as a cargo hold,
cargo compartment, accommodation
space, working space, storeroom,
passageway, or tunnel, that shares a
common bulkhead or deck with a hatch,
door, scuttle, cable fitting or other
penetration, with a cargo hold or
compartment containing a material
listed in Table 148.10 of this part.
Away from means a horizontal
separation of at least 3 meters (10 feet)
projected vertically is maintained
between incompatible materials carried
in the same hold or on deck.
Bulk applies to any solid material,
consisting of a combination of particles,
granules, or any larger pieces of material
generally uniform in composition, that
is loaded directly into the cargo spaces
of a vessel without any intermediate
form of containment.
Bulk Cargo Shipping Name or BCSN
identifies a bulk solid material during
transport by sea. When a cargo is listed
in this Part, the BCSN of the cargo is
identified by Roman type and is listed
in Column 1 of Table 148.10 of this part.
When the cargo is a hazardous material,
as defined in 49 CFR part 173, the
proper shipping name of that material is
the BCSN.
Cold-molded briquettes are briquettes
of direct reduced iron (DRI) that have
been molded at a temperature of under
650 °C (1202 °F) or that have a density
of under 5.0 g/cm3.
Commandant (CG–5223) means the
Chief, Hazardous Materials Standards
Division of the Office of Operating and
Environmental Standards, United States
Coast Guard, 2100 2nd St., SW., Stop
7126, Washington, DC 20593–7126. CG–
5223 can be contacted at 202–372–1420
or Hazmat@comdt.uscg.mil.
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Compartment means any space on a
vessel that is enclosed by the vessel’s
decks and its sides or permanent steel
bulkheads.
Competent authority means a national
agency responsible under its national
law for the control or regulation of a
particular aspect of the transportation of
hazardous materials.
Confined space means a cargo hold
containing a material listed in Table
148.10 of this part or an adjacent space
not designed for human occupancy.
Domestic voyage means transportation
between places within the United States
other than through a foreign country.
Hazard class means the category of
hazard assigned to a material under this
part and 49 CFR parts 171 through 173.
HAZARD CLASS DEFINITIONS—HAZARD CLASSES USED IN THIS PART ARE DEFINED IN THE FOLLOWING SECTIONS OF
TITLE 49
Class
No.
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1
2
3
4
5
5
6
6
7
8
9
..........
..........
..........
..........
..........
..........
..........
..........
..........
..........
..........
Division No.
(if any)
Description
Reference
(49 CFR)
1.1, 1.2, 1.3, 1.4, 1.5, 1.6 ...
2.1, 2.2, 2.3 .........................
.............................................
4.1, 4.2, 4.3 .........................
5.1 .......................................
5.2 .......................................
6.1 .......................................
6.2 .......................................
.............................................
.............................................
.............................................
Explosives ...............................................................................................................................
Flammable Gas, Non-Flammable Compressed Gas, Poisonous Gas ..................................
Flammable and Combustible Liquid .......................................................................................
Flammable Solid, Spontaneously Combustible Material, Dangerous When Wet Material ....
Oxidizer ...................................................................................................................................
Organic Peroxide ....................................................................................................................
Poisonous Materials ...............................................................................................................
Infectious Substance ..............................................................................................................
Radioactive Material ...............................................................................................................
Corrosive Material ..................................................................................................................
Miscellaneous Hazardous Material ........................................................................................
§ 173.50.
§ 173.115.
§ 173.120.
§ 173.124.
§ 173.127.
§ 173.128.
§ 173.132.
§ 173.134.
§ 173.403.
§ 173.136.
§ 173.140.
Hazardous substance is a hazardous
substance as defined in 49 CFR 171.8.
Hold means a compartment below
deck that is used exclusively for the
stowage of cargo.
Hot-molded briquettes are briquettes
of DRI that have been molded at a
temperature of 650 °C (1202 °F) or
higher, and that have a density of 5.0
g/cm3 (312 lb/ft3) or greater.
IMSBC Code means the English
version of the ‘‘International Maritime
Solid Bulk Cargoes Code’’ published by
the International Maritime Organization
(incorporated by reference, see § 148.8).
Incompatible materials means two
materials whose stowage together may
result in undue hazards in the case of
leakage, spillage, or other accident.
International voyage means
voyages—
(1) Between any place in the United
States and any place in a foreign
country;
(2) Between places in the United
States through a foreign country; or
(3) Between places in one or more
foreign countries through the United
States.
Lower flammability limit or LFL
means the lowest concentration of a
material or gas that will propagate a
flame. The LFL is usually expressed as
a percent by volume of a material or gas
in air.
Master means the officer having
command of a vessel. The functions
assigned to the master in this part may
also be performed by a representative of
the master or by a person in charge of
a barge.
Material safety data sheet or MSDS is
as defined in 29 CFR 1910.1200.
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Person in charge of a barge means an
individual designated by the owner or
operator of a barge to have charge of the
barge.
Potentially dangerous material or
PDM means a material that does not fall
into a particular hazard class but can
present a danger when carried in bulk
aboard a vessel. The dangers often result
from the material’s tendency to self-heat
or cause oxygen depletion. Materials
that present a potential danger due
solely to their tendency to shift in the
cargo hold are not PDMs. For
international shipments prepared in
accordance with the IMSBC Code
(incorporated by reference, see § 148.8),
equivalent terminology to PDM is
Material Hazardous only in Bulk (MHB).
Readily combustible material means a
material that may not be a hazardous
material but that can easily ignite and
support combustion. Examples are
wood, straw, vegetable fibers, and
products made from these materials,
and coal lubricants and oils. The term
does not include packaging material or
dunnage.
Reportable quantity or RQ means the
quantity of a hazardous substance
spilled or released that requires a report
to the National Response Center. The
specific RQs for each hazardous
substance are available in 49 CFR
172.101, Appendix A.
Responsible person means a
knowledgeable person who the master
of a vessel or owner or operator of a
barge makes responsible for all
decisions relating to his or her specific
task.
Seed cake means the residue
remaining after vegetable oil has been
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extracted by a solvent or mechanical
process from oil-bearing seeds, such as
coconuts, cotton seed, peanuts, and
linseed.
Shipper means any person by whom,
or in whose name, or on whose behalf,
a contract of carriage of goods by sea has
been concluded with a carrier; or any
person by whom or in whose name, or
on whose behalf, the goods are actually
delivered to the carrier in relation to the
contract of carriage by sea.
Shipping paper means a shipping
order, bill of lading, manifest, or other
shipping document serving a similar
purpose.
Stowage factor means the volume in
cubic meters of 1,000 kilograms (0.984
long tons) of a bulk solid material.
Threshold limit value or TLV means
the time-weighted average concentration
of a material that the average worker can
be exposed to over a normal eight-hour
working day, day after day, without
adverse effect. This is a trademark term
of the American Conference of
Governmental Industrial Hygienists
(ACGIH).
Transported includes the various
operations associated with cargo
transportation, such as loading, offloading, handling, stowing, carrying,
and conveying.
Trimming means any leveling of a
cargo within a cargo hold or
compartment, either partial or total.
Tripartite agreement means an
agreement between the national
administrations of the port of loading,
the port of discharge, and the flag state
of the vessel, on the conditions of
carriage of a cargo.
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Ventilation means exchange of air
from outside to inside a cargo space and
includes the following types:
(1) Continuous ventilation means
ventilation that is operating at all times.
Continuous ventilation may be either
natural or mechanical;
(2) Mechanical ventilation means
power-generated ventilation;
(3) Natural ventilation means
ventilation that is not power-generated;
and
(4) Surface ventilation means
ventilation of the space above the cargo.
Surface ventilation may be either
natural or mechanical.
Vessel means a cargo ship or barge.
§ 148.5
Alternative procedures.
(a) The Commandant (CG–5223) may
authorize the use of an alternative
procedure, including exemptions to the
IMSBC Code (incorporated by reference,
see § 148.8), in place of any requirement
of this part if it is demonstrated to the
satisfaction of the Coast Guard that the
requirement is impracticable or
unnecessary and that an equivalent
level of safety can be maintained.
(b) Each request for authorization of
an alternative procedure must—
(1) Be in writing;
(2) Name the requirement for which
the alternative is requested; and
(3) Contain a detailed explanation
of—
(i) Why the requirement is impractical
or unnecessary; and
(ii) How an equivalent level of safety
will be maintained.
§ 148.7 OMB control numbers assigned
under the Paperwork Reduction Act.
The information collection
requirements in this part are approved
by the Office of Management and
Budget, and assigned OMB control
number 1625–0025.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.8
Incorporation by reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in paragraph
(b) of this section, the Coast Guard must
publish notice of change in the Federal
Register and the material must be
available to the public. All approved
material is available for inspection at
the National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030 or
go to https://www.archives.gov/federal_
register/code_of_federal_regualtions/
ibr_locations.html. Also, it is available
for inspection at the U.S. Coast Guard
Hazardous Materials Standards Division
(CG–5223), 2100 2nd St., SW., Stop
7126, Washington, DC 20593–7126, and
is available from the sources listed
below.
(b) International Maritime
Organization (IMO), 4 Albert
Embankment, London SE1 7SR, United
Kingdom, +44 (0)20 7735 7611, https://
www.imo.org.
(1) International Maritime Solid Bulk
Cargoes Code (IMSBC Code) 2009
English edition, incorporation by
reference approved for §§ 148.3; 148.5;
148.15; 148.55; 148.205; 148.220;
148.240; 148.450.
(2) [Reserved]
(c) United Nations Publications, Sales
Office and Bookshop, Bureau E4, CH–
1211 Geneva 10, Switzerland, (800)
253–9646, https://unp.un.org.
(1) UN Recommendations on the
Transport of Dangerous Goods, Manual
of Tests and Criteria, Fifth revised
edition (2009), incorporation by
reference approved for §§ 148.205,
148.220.
(2) [Reserved]
§ 148.9
Right of appeal.
Any person directly affected by
enforcement of this part by or on behalf
of the Coast Guard may appeal the
decision or action under Subpart 1.03 of
this chapter.
§ 148.10
Permitted materials.
(a) A material listed in Table 148.10
of this section may be transported as a
bulk solid cargo on a vessel if it is
carried according to this part. A material
that is not listed in Table 148.10 of this
section, but which is hazardous or a
potentially dangerous material (PDM),
requires a Special Permit under § 148.15
to be transported on the navigable
waters of the United States.
(b) For each listed material, Table
148.10 identifies the hazard class and
gives the BCSN or directs the user to the
preferred BCSN. In addition, the table
lists specific hazardous or potentially
dangerous characteristics associated
Combinations of bulk solid materials
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with each material and specifies or
references detailed special requirements
in this part pertaining to the stowage or
transport of specific bulk solid
materials. The column descriptions for
Table 148.10 are defined as follows:
(1) Column 1: Bulk Solid Material
Descriptions and Bulk Cargo Shipping
Names (BCSN). Column 1 lists the bulk
solid material descriptions and the
BCSNs of materials designated as
hazardous or PDM. BCSNs are limited to
those shown in Roman type. Trade
names and additional descriptive text
are shown in italics.
(2) Column 2: I.D. Number. Column 2
lists the identification number assigned
to each BCSN associated with a
hazardous material. Those preceded by
the letters ‘‘UN’’ are associated with
BCSNs considered appropriate for
international voyages as well as
domestic voyages. Those preceded by
the letters ‘‘NA’’ are associated with
BCSNs not recognized for international
voyages, except to and from Canada.
(3) Column 3: Hazard Class or
Division. Column 3 designates the
hazard class or division, or PDM, as
appropriate, corresponding to each
BCSN.
(4) Column 4: References. Column 4
refers the user to the preferred BCSN
corresponding to bulk solid material
descriptions listed in Column 1.
(5) Column 5: Hazardous or
Potentially Dangerous Characteristics.
Column 5 specifies codes for hazardous
or potentially dangerous characteristics
applicable to specific hazardous
materials or PDMs. Refer to § 148.11 for
the meaning of each code.
(6) Column 6: Other Characteristics.
Column 6 contains other pertinent
characteristics applicable to specific
bulk solid materials listed in Column 1.
(7) Column 7: Special Requirements.
Column 7 specifies the applicable
sections of Part 148 of this chapter that
contain detailed special requirements
pertaining to stowage and/or
transportation of specific bulk solid
materials in this part. This column is
completed in a manner which indicates
that ‘‘§ 148.’’ precedes the designated
numerical entry.
(c) The following requirements apply
to combinations of bulk solids carried at
the same time and in the same
compartment or hold:
Requirements
(1) Material listed in Table 148.10 carried with any other non-hazardous bulk solid material.
(2) Material carried under Special Permit with any non-hazardous bulk
solid material.
(3) Two or more materials listed in Table 148.10 ....................................
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Requirements specified in Table 148.10 for the listed material.
Requirements specified in the Special Permit.
Must apply for a Special Permit.
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(d) An owner, agent, master, operator,
or person in charge of a vessel or barge
carrying materials listed in Table 148.10
of this section must follow the
requirements contained in 46 CFR part
4 for providing notice and reporting of
marine casualties and retaining voyage
records.
TABLE 148.10—BULK SOLID HAZARDOUS MATERIALS TABLE
I.D.
number
Hazard
class
or division
References
Hazardous or
potentially dangerous
characteristics
(see § 148.11)
Other characteristics
Special requirements
(§ 148.***)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Aluminum Ferrosilicon
Powder.
UN1395 .....
4.3, 6.1 ......
...................
2, 3 ............................
Fine powder or briquettes.
Aluminum Nitrate ..........
UN1438 .....
5.1 .............
...................
4 ................................
Aluminum Silicon Powder, Uncoated.
UN1398 .....
4.3 .............
...................
2, 3 ............................
Colorless or white crystals.
......................................
Aluminum Smelting Byproducts or Aluminum
Re-melting Byproducts.
UN3170 .....
4.3 .............
...................
1, 2, 3 ........................
Ammonium Nitrate ........
UN1942 .....
5.1 .............
...................
5, 27 ..........................
Includes aluminum
dross, residues,
spent cathodes,
spent potliner, and
skimmings.
......................................
Ammonium Nitrate
Based Fertilizer.
Ammonium Nitrate
Based Fertilizer.
Barium Nitrate ...............
Brown Coal Briquettes ..
UN2067 .....
5.1 .............
...................
5, 27 ..........................
......................................
UN2071 .....
9 ................
...................
6 ................................
UN1466 .....
...................
5.1, 6.1 ......
PDM ..........
...................
...................
4, 7 ............................
11, 12, 14, 25 ............
Nitrogen, Phosphate, or
Potash.
......................................
......................................
Calcium fluoride ............
...................
...................
Calcium Nitrate .............
UN1454 .....
5.1 .............
See
Fluorospar.
...................
4 ................................
White crystals or powder.
140, 227
Calcium Oxide ..............
...................
...................
Castor Beans ................
Charcoal .......................
Chili Saltpeter ...............
UN2969 .....
...................
...................
9 ................
PDM ..........
...................
Whole beans ................
Screenings, briquettes
150, 235
155
...................
...................
Coal ..............................
...................
PDM ..........
See Lime,
Unslaked.
...................
...................
See Sodium Nitrate.
See Sodium Nitrate.
...................
10 ..............................
1, 11, 12 ....................
Chilean Natural Nitrate
11, 12, 13, 14, 25 ......
......................................
Copra ............................
Direct reduced iron (A)
with not more than
5% fines.
Direct reduced iron (B)
with not more than
5% fines.
Environmentally Hazardous Substances,
Solid, n.o.s..
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
Bulk solid material
descriptions and bulk
cargo shipping names
UN1363 .....
...................
4.2 .............
PDM ..........
...................
...................
11, 12 ........................
1, 2, 12 ......................
Dry ................................
Hot-molded briquettes ..
155, 240, 405(b), 407,
415(b), 420(a) & (c),
445, 450
130, 242
155, 250, 420(b)
...................
PDM ..........
...................
1, 2, 12 ......................
155, 245, 405(b), 407,
420(b), 445
UN3077 .....
9 ................
15 ..............................
Ferrophosphorous ........
Ferrosilicon with 30–
90% silicon.
...................
UN1408 .....
PDM ..........
4.3, 6.1 ......
Hazardous
substances
listed in
40 CFR
part 302.
...................
...................
Lumps, pellets, and
cold-molded briquettes.
......................................
2, 3 ............................
2, 3 ............................
Including briquettes ......
......................................
Ferrosilicon with 25%–
30% silicon or 90% or
more silicon.
...................
PDM ..........
...................
....................................
......................................
155, 415(e),445
135, 255, 405(b), 407,
415(a) & (e), 420(b),
445
155, 255,405(b), 407,
415 (a) & (e), 420(b),
445
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135, 255, 405(b), 407,
415(a) & (e), 420(b),
445
140
135, 255, 405(b), 407
415(a) & (e), 420(b),
445
135, 405(b), 420(b),
445
140, 205, 405(a), 407,
410
140, 205, 405(a), 407,
410
140, 220, 405(a), 407
140
155, 240, 405(b), 407,
415(b), 420(a), 445
150, 270
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TABLE 148.10—BULK SOLID HAZARDOUS MATERIALS TABLE—Continued
Bulk solid material
descriptions and bulk
cargo shipping names
I.D.
number
Hazard
class
or division
References
Hazardous or
potentially dangerous
characteristics
(see § 148.11)
Other characteristics
Special requirements
(§ 148.***)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Ferrous Sulfate .............
...................
...................
Ferrous Metal Borings,
UN2793 .....
Shavings, Turnings,
or Cuttings.
Fish Meal Stabilized or
UN2216 .....
Fish Scrap, Stabilized.
4.2 .............
See Environmentally Hazardous
Substances,
Solid,
n.o.s.
...................
11, 12 ........................
......................................
130, 260
9 ................
...................
11, 12 ........................
150, 265
Fluorospar .....................
Garbage Tankage .........
...................
...................
PDM ..........
...................
8, 24 ..........................
Iron Oxide, Spent or
Iron Sponge, Spent.
Iron Swarf .....................
UN1376 .....
4.2 .............
...................
See Tankage.
...................
Ground and pelletized
(mixture), anti-oxidant
treated.
......................................
3, 11, 12, 14 ..............
......................................
130, 275, 415(c), (d) &
(f), 445
...................
...................
Lead Nitrate ..................
Lignite ...........................
UN1469 .....
...................
5.1, 6.1 ......
...................
Lime, Unslaked .............
Linted Cotton Seed containing not more than
9% moisture and not
more than 20.5% oil.
Magnesia, Unslaked .....
...................
...................
155, 440(a), 450
......................................
140, 270
1 ................................
11, 12 ........................
......................................
......................................
155, 230
155
...................
PDM ..........
...................
1 ................................
UN1474 .....
...................
5.1 .............
PDM ..........
...................
...................
4 ................................
8, 11, 12, 22, 24 ........
Peat Moss with moisture content of more
than 65% by weight.
Pencil Pitch ...................
...................
PDM ..........
...................
8, 12, 13, 14, 24 ........
Lightburned magnesia,
calcined magnesite.
......................................
Solid, finely divided sulfide concentrates of
copper, iron, lead,
nickel, zinc, or other
metalliferous ores.
Fine to coarse fibrous
structure.
155, 280
Magnesium Nitrate .......
Metal Sulfide Concentrates.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
4, 7, 22, 26 ................
PDM ..........
PDM ..........
See Ferrous
Metal
Borings,
Shavings,
Turnings,
or
Cuttings.
...................
See Brown
Coal Briquettes.
...................
...................
...................
...................
Petroleum Coke
calcined or
uncalcined at >55 °C
(131 °F).
Pitch Prill .......................
Potassium Nitrate .........
Prilled Coal Tar .............
...................
PDM ..........
See Pitch
Prill.
...................
11 ..............................
......................................
155, 295
...................
UN1486 .....
...................
PDM ..........
5.1 .............
...................
14, 16 ........................
4 ................................
......................................
......................................
155
140
Pyrites, Calcined ...........
Pyritic ash .....................
...................
...................
PDM ..........
...................
8, 9, 24 ......................
Fly ash .........................
155, 225, 450
Quicklime ......................
...................
...................
Radioactive Material .....
Radioactive Material .....
UN2912 .....
UN2913 .....
7 ................
7 ................
17 ..............................
17 ..............................
Low specific activity .....
Surface contaminated
objects.
145, 300
145, 300
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...................
...................
See Pitch
Prill.
...................
See Pyrites,
Calcined.
See Lime,
Unslaked.
...................
...................
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140
155, 285, 450
155, 290, 450
34596
Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
TABLE 148.10—BULK SOLID HAZARDOUS MATERIALS TABLE—Continued
Bulk solid material
descriptions and bulk
cargo shipping names
I.D.
number
Hazard
class
or division
References
Hazardous or
potentially dangerous
characteristics
(see § 148.11)
Other characteristics
Special requirements
(§ 148.***)
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Rough Ammonia Tankage.
Saltpeter .......................
...................
...................
...................
...................
Sawdust ........................
Seed Cake ....................
...................
UN1386 .....
PDM ..........
4.2 .............
See Tankage.
See Potassium Nitrate.
...................
...................
12, 18 ........................
12, 19 ........................
155, 405(a), 407
130, 310
Seed Cake ....................
Silicomanganese with
silicon content of 25%
or more.
Sodium Nitrate ..............
Sodium Nitrate and Potassium Nitrate Mixture.
Steel Swarf ...................
UN2217 .....
...................
4.2 .............
PDM ..........
...................
...................
12, 19 ........................
2, 3, 12 ......................
UN1498 .....
UN1499 .....
5.1 .............
5.1 .............
...................
...................
4 ................................
4 ................................
......................................
Mechanically expelled
or solvent extractions.
Solvent extractions .......
With known hazard profile or known to
evolve gases.
......................................
Mixtures prepared as
fertilizer.
...................
...................
Sulfur ............................
UN1350 .....
4.1 .............
See Ferrous
Metal
Borings,
Shavings,
Turnings,
or
Cuttings.
...................
14, 20 ........................
Sulfur ............................
NA1350 .....
9 ................
...................
14, 20 ........................
125, 315, 405(a), 407,
435
125, 315, 405(a), 407,
435
Tankage ........................
Tankage Fertilizer .........
...................
...................
PDM ..........
...................
11 ..............................
155, 320
Vanadium Ore ..............
Wood chips, Wood Pellets, Wood Pulp Pellets.
Zinc Ashes ....................
...................
...................
PDM ..........
PDM ..........
...................
See Tankage.
...................
...................
Lumps or coarsegrained powder.
Not subject to the requirements of this
subchapter when
formed into specific
shapes (i.e., prills,
granules, pellets,
pastiles, or flakes).
......................................
21 ..............................
12 ..............................
......................................
......................................
155
155, 325
UN1435 .....
4.3 .............
...................
2, 3, 23 ......................
Includes zinc dross,
residues, and
skimmings.
135, 330, 405(b), 407,
420(b), 435, 445
§ 148.11 Hazardous or potentially
dangerous characteristics.
(a) General. When Column 5 refers to
a code for a hazardous material or PDM,
the meaning of that code is set forth in
this section.
(b) Table of Hazardous or Potentially
Dangerous Characteristics.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
Code
1
2
3
4
5
Hazardous or potentially dangerous characteristic
......................
......................
......................
......................
......................
6 ......................
7 ......................
8 ......................
9 ......................
10 ....................
VerDate Mar<15>2010
130, 310
155, 405(b), 407,
415(a) & (d), 420(b),
445
140
140
Contact with water may cause heating.
Contact with water may cause evolution of flammable gases, which may form explosive mixtures with air.
Contact with water may cause evolution of toxic gases.
If involved in a fire, will greatly intensify the burning of combustible materials.
A major fire aboard a vessel carrying this material may involve a risk of explosion in the event of contamination (e.g., by a fuel
oil) or strong confinement. If heated strongly will decompose, giving off toxic gases that support combustion.
These mixtures may be subject to self-sustaining decomposition if heated. Decomposition, once initiated, may spread throughout the remainder, producing gases that are toxic.
Toxic if swallowed and by dust inhalation.
Harmful and irritating by dust inhalation.
Highly corrosive to steel.
Powerful allergen. Toxic by ingestion. Skin contact or inhalation of dust may cause severe irritation of skin, eyes, and mucous
membranes in some people.
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Code
Hazardous or potentially dangerous characteristic
11
12
13
14
15
....................
....................
....................
....................
....................
16
17
18
19
20
21
22
23
....................
....................
....................
....................
....................
....................
....................
....................
24
25
26
27
....................
....................
....................
....................
§ 148.12
May be susceptible to spontaneous heating and ignition.
Liable to cause oxygen depletion in the cargo space.
Liable to emit methane gas which can form explosive mixtures with air.
Dust forms explosive mixtures with air.
May present substantial danger to the public health or welfare or the environment when released into the environment. Skin
contact and dust inhalation should be avoided.
Combustible. Burns with dense black smoke. Dust may cause skin and eye irritation.
Radiation hazard from dust inhalation and contact with mucous membranes.
Susceptible to fire from sparks and open flames.
May self-heat slowly and, if wet or containing an excessive proportion of unoxidized oil, ignite spontaneously.
Fire may produce irritating or poisonous gases.
Dust may contain toxic constituents.
Lead nitrate and lead sulfide are hazardous substances; see code 15 of this table and § 148.270.
Hazardous substance when consisting of pieces having a diameter less than 100 micrometers (0.004 in.); see code 15 of this
table and § 148.270.
Cargo subject to liquefaction.
Subject to liquefaction if average particle size of cargo is less than 10mm (.394 in.).
This entry is considered a Marine Pollutant in accordance with 49 CFR 172.101 Appendix B.
This entry is considered a certain dangerous cargo in accordance with 33 CFR 160.204.
Assignment and certification.
(a) The National Cargo Bureau is
authorized to assist the Coast Guard in
administering the provisions of this part
by—
(1) Inspecting vessels for suitability
for loading solid materials in bulk;
(2) Examining stowage of solid
materials loaded in bulk on board
vessels;
(3) Making recommendations on
stowage requirements applicable to the
transportation of solid materials in bulk;
and
(4) Issuing certificates of loading that
verify stowage of the solid material in
bulk meets requirements of this part.
(b) Certificates of loading from the
National Cargo Bureau are accepted as
evidence of compliance with bulk solid
transport regulations.
Subpart B—Special Permits
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.15
34597
Petition for a special permit.
(a) Each shipper who wishes to ship
a bulk solid material not listed in Table
148.10 of this part must determine
whether the material meets the
definition of any hazard class, or the
definition of a PDM, as those terms are
defined in § 148.3.
(b) If the material meets any of the
definitions described in paragraph (a),
the shipper then must submit a petition
in writing to the Commandant (CG–
5223) for authorization to ship any
hazardous material or PDM not listed in
Table 148.10 of this part.
(c) If the Commandant (CG–5223)
approves a petition for authorization,
the Commandant (CG–5223) issues the
petitioner a Coast Guard special permit.
The permit allows the material to be
transported in bulk by vessel and
outlines requirements for this transport.
(d) A tripartite agreement developed
in conjunction with the United States
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19:43 Jun 16, 2010
Jkt 220001
and in accordance with the IMSBC Code
(incorporated by reference, see § 148.8)
may be used in lieu of a special permit.
§ 148.20 Deadlines for submission of
petition and related requests.
(a) A petition for a special permit
must be submitted at least 45 days
before the requested effective date.
Requests for extension or renewal of an
existing special permit must be
submitted 20 days before the date of
expiration.
(b) Requests for extension or renewal
must include the information required
under § 148.21(a), (f), and (g).
§ 148.21
Necessary information.
Each petition for a special permit
must contain at least the following:
(a) A description of the material,
including, if a hazardous material—
(1) The proper shipping name from
the table in 49 CFR 172.101;
(2) The hazard class and division of
the material; and
(3) The identification number of the
material.
(b) A material safety data sheet
(MSDS) for the material or—
(1) The chemical name and any trade
names or common names of the
material;
(2) The composition of the material,
including the weight percent of each
constituent;
(3) Physical data, including color,
odor, appearance, melting point, and
solubility;
(4) Fire and explosion data, including
auto-ignition temperature, any unusual
fire or explosion hazards, and any
special fire fighting procedures;
(5) Health hazards, including any dust
inhalation hazards and any chronic
health effects;
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(6) The threshold limit value (TLV) of
the material or its major constituents, if
available, and any relevant toxicity data;
(7) Reactivity data, including any
hazardous decomposition products and
any incompatible materials; and
(8) Special protection information,
including ventilation requirements and
personal protection equipment required.
(c) Other potentially dangerous
characteristics of the material not
covered by paragraph (b)of this section,
including—
(1) Self-heating;
(2) Depletion of oxygen in the cargo
space;
(3) Dust explosion; and
(4) Liquefaction.
(d) A detailed description of the
proposed transportation operation,
including—
(1) The type of vessel proposed for
water movements;
(2) The expected loading and
discharge ports, if known;
(3) Procedures to be used for loading
and unloading the material;
(4) Precautions to be taken when
handling the material; and
(5) The expected temperature of the
material at the time it will be loaded on
the vessel.
(e) Test results (if required under
Subpart E of this part).
(f) Previous approvals or permits.
(g) Any relevant shipping or accident
experience (or any other relevant
transportation history by any mode of
transport).
§ 148.25
permit.
Activities covered by a special
(a) Each special permit covers any
shipment of the permitted material by
the shipper and also covers for each
shipment—
(1) Each transfer operation;
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Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
(2) Each vessel involved in the
shipment; and
(3) Each individual involved in any
cargo handling operation.
(b) Each special permit is valid for a
period determined by the Commandant
(CG–5223) and specified in the special
permit. The period will not exceed 4
years and is subject to suspension or
revocation before its expiration date.
§ 148.26 Standard conditions for special
permits.
(a) Each special permit holder must
comply with all the requirements of this
part unless specifically exempted by the
terms of the special permit.
(b) Each special permit holder must
provide a copy of the special permit and
the information required in § 148.90 to
the master or person in charge of each
vessel carrying the material.
(c) The master of a vessel transporting
a special permit material must ensure
that a copy of the special permit is on
board the vessel. The special permit
must be kept with the dangerous cargo
manifest if such a manifest is required
by § 148.70.
(d) The person in charge of a barge
transporting any special permit material
must ensure that a copy of the special
permit is on board the tug or towing
vessel. When the barge is moored, the
special permit must be kept on the barge
with the shipping papers as prescribed
in § 148.62.
§ 148.30
issued.
Records of special permits
A list of all special permits issued,
and copies of each, are available from
the Commandant (CG–5223).
Subpart C—Minimum Transportation
Requirements
§ 148.50
Cargoes subject to this subpart.
The regulations in this subpart apply
to each bulk shipment of—
(a) A material listed in Table 148.10
of this part; and
(b) Any solid material shipped under
the terms of a Coast Guard special
permit.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.51
Temperature readings.
When Subpart D of this part sets a
temperature limit for loading or
transporting a material, apply the
following rules:
(a) The temperature of the material
must be measured 20 to 36 centimeters
(8 to 14 inches) below the surface at 3
meter (10 foot) intervals over the length
and width of the stockpile or cargo hold.
(b) The temperature must be
measured at every spot in the stockpile
or cargo hold that shows evidence of
heating.
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19:43 Jun 16, 2010
Jkt 220001
(c) Before loading or transporting the
material, all temperatures measured
must be below the temperature limit set
in Subpart D of this part.
§ 148.55
International shipments.
(a) Importer’s responsibility. Each
person importing any bulk solid
material requiring special handling into
the United States must provide the
shipper and the forwarding agent at the
place of entry into the United States
with timely and complete information
as to the requirements of this part that
will apply to the shipment of the
material within the United States.
(b) IMSBC Code. Notwithstanding the
provisions of this part, a bulk solid
material that is classed, described,
stowed, and segregated in accordance
with the IMSBC Code (incorporated by
reference, see § 148.8), and otherwise
conforms to the requirements of this
section, may be offered and accepted for
transportation and transported within
the United States. The following
conditions and limitations apply:
(1) A bulk solid material that is listed
in Table 148.10 of this part, but is not
subject to the requirements of the
IMSBC Code, may not be transported
under the provisions of this section and
is subject to the requirements of this
part. Examples of such materials
include environmentally hazardous
substances, solid, n.o.s.
(2) Zinc Ashes must conform to the
requirements found in § 148.330.
(3) Exemptions granted by other
competent authorities in accordance
with the IMSBC Code must be approved
by the Commandant (CG–5223) in
accordance with § 148.5.
(4) Tripartite agreements granted by
other competent authorities in
accordance with the IMSBC Code must
be authorized for use in the United
States by the Commandant (CG–5223).
§ 148.60
Shipping papers.
The shipper of a material listed in
Table 148.10 of this part must provide
the master or his representative with
appropriate information on the cargo in
the form of a shipping paper, in English,
prior to loading. Information on the
shipping paper must include the
following:
(a) The appropriate BCSN. Secondary
names may be used in addition to the
BCSN;
(b) The identification number, if
applicable;
(c) The hazard class of the material as
listed in Table 148.10 of this part or on
the Special Permit for the material;
(d) The total quantity of the material
to be transported;
(e) The stowage factor;
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(f) The need for trimming and the
trimming procedures, as necessary;
(g) The likelihood of shifting,
including angle of repose, if applicable;
(h) A certificate on the moisture
content of the cargo and its
transportable moisture limit for cargoes
that are subject to liquefaction;
(i) Likelihood of formation of a wet
base;
(j) Toxic or flammable gases that may
be generated by the cargo, if applicable;
(k) Flammability, toxicity,
corrosiveness, and propensity to oxygen
depletion of the cargo, if applicable;
(l) Self-heating properties of the cargo,
if applicable;
(m) Properties on emission of
flammable gases in contact with water,
if applicable;
(n) Radioactive properties, if
applicable;
(o) The name and address of the U.S.
shipper (consignor) or, if the shipment
originates in a foreign country, the U.S.
consignee.
(p) A certification, signed by the
shipper, that bears the following
statement: ‘‘This is to certify that the
above named material is properly
named, prepared, and otherwise in
proper condition for bulk shipment by
vessel in accordance with the applicable
regulations of the U.S. Coast Guard.’’
§ 148.61
Emergency response information.
The shipper of a material listed in
Table 148.10 of this part must provide
the master or his representative with
appropriate emergency response
information. This information may be
included on the shipping papers or in
a separate document such as a material
safety data sheet (MSDS). The
information must include preliminary
first aid measures and emergency
procedures to be carried out in the event
of an incident or fire involving the
cargo.
§ 148.62 Location of shipping papers and
emergency response information.
(a) The shipping paper and emergency
response information required by
§§ 148.60 and 148.61 must be kept on
board the vessel along with the
dangerous cargo manifest required by
§ 148.70. When the shipment is by
unmanned barge the shipping papers
and emergency response information
must be kept on the tug or towing
vessel. When an unmanned barge is
moored, the shipping paper and
emergency response information must
be on board the barge in a readily
retrievable location.
(b) Any written certification or
statement from the shipper to the master
of a vessel or to the person in charge of
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a barge must be on, or attached to, the
shipping paper. See Subparts E and F of
this part for required certifications.
§ 148.70 Dangerous cargo manifest;
general.
(a) Except as provided in paragraph
(b) of this section and in § 148.72, each
vessel transporting materials listed in
Table 148.10 of this part must have a
dangerous cargo manifest on board.
(b) This document must be kept in a
designated holder on or near the vessel’s
bridge. When required for an unmanned
barge, the document must be on board
the tug or towing vessel.
§ 148.71 Information included in the
dangerous cargo manifest.
The dangerous cargo manifest must
include the following:
(a) The name and official number of
the vessel. If the vessel has no official
number, the international radio call sign
must be substituted;
(b) The nationality of the vessel;
(c) The name of the material as listed
in Table 148.10 of this part;
(d) The hold or cargo compartment in
which the material is being transported;
(e) The quantity of material loaded in
each hold or cargo compartment; and
(f) The signature of the master
acknowledging that the manifest is
correct, and the date of the signature.
§ 148.72 Dangerous cargo manifest;
exceptions.
(a) No dangerous cargo manifest is
required for—
(1) Shipments by unmanned barge,
except on an international voyage; and
(2) Shipments of materials designated
as potentially dangerous materials in
Table 148.10 of this part.
(b) When a dangerous cargo manifest
is required for an unmanned barge on an
international voyage, § 148.71(d) does
not apply, unless the barge has more
than one cargo compartment.
§ 148.80
Supervision of cargo transfer.
The master must ensure that cargo
transfer operations are supervised by a
responsible person as defined in § 148.3.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.85
spaces.
Required equipment for confined
When transporting a material that is
listed in Table 148.10 of this part, each
vessel, other than an unmanned barge,
must have on board the following:
(a) Equipment capable of measuring
atmospheric oxygen. At least two
members of the crew must be
knowledgeable in the use of the
equipment, which must be maintained
in a condition ready for use and
calibrated according to the
manufacturer’s instructions.
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(b) At least two self-contained,
pressure-demand-type, air breathing
apparatus approved by the Mine Safety
and Health Administration (MSHA) or
the National Institute for Occupational
Safety and Health (NIOSH), each having
at least a 30-minute air supply. Each
foreign flag vessel must have on board
at least two such apparatus that are
approved by the flag state
administration. The master must ensure
that the breathing apparatus is used
only by persons trained in its use.
§ 148.86
Confined space entry.
(a) Except in an emergency, no person
may enter a confined space unless that
space has been tested to ensure there is
sufficient oxygen to support life. If the
oxygen content is below 19.5 percent,
the space must be ventilated and
retested before entry.
(b) In an emergency, a confined space
may be entered by a trained person
wearing self-contained breathing
apparatus, suitable protective clothing
as necessary, and a wire rope safety line
tended by a trained person outside the
hold or in an adjacent space. Emergency
entry into a confined space must be
supervised by a responsible person as
defined in § 148.3.
§ 148.90
Preparations before loading.
Before loading any material listed in
Table 148.10 of this part, in bulk on
board a vessel, the following conditions
must be met:
(a) If a hold previously has contained
any material required under Subpart D
of this part to be segregated from the
material to be loaded, the hold must be
thoroughly cleaned of all residue of the
previous cargoes.
(b) If the material to be loaded is Class
4.1, 4.2, or 5.1, then all combustible
materials must be removed from the
hold. Examples of some combustible
materials are residue of previous
cargoes, loose debris, and dunnage.
Permanent wooden battens or sheathing
may remain in the hold unless
forbidden by Subpart E of this part.
(c) If the material to be loaded is
classified as Class 4.3, or is subject to
liquefaction, the hold and associated
bilge must be as dry as practicable.
§ 148.100
Log book entries.
During the transport in bulk of a
material listed in Table 148.10 of this
part, the master must keep a record of
each temperature measurement and
each test for toxic or flammable gases
required by this part. The date and time
of each measurement and test must be
recorded in the vessel’s log.
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§ 148.110 Procedures followed after
unloading.
(a) After a material covered by this
part has been unloaded from a vessel,
each hold or cargo compartment must
be thoroughly cleaned of all residue of
such material unless the hold is to be
reloaded with that same cargo.
(b) When on U.S. territorial seas or
inland waters, cargo associated wastes,
cargo residue, and deck sweepings must
be retained on the vessel and disposed
of in accordance with 33 CFR parts
151.51 through 151.77.
§ 148.115
Report of incidents.
(a) When a fire or other hazardous
condition occurs on a vessel
transporting a material covered by this
part, the master must notify the nearest
COTP as soon as possible and comply
with any instructions given.
(b) Any incident or casualty occurring
while transporting a material covered by
this part must also be reported as
required under 49 CFR 171.15, if
applicable. A copy of the written report
required under 49 CFR 171.16 must also
be sent to the Commandant (CG–5223),
U.S. Coast Guard, 2100 2nd St., SW.,
Stop 7126, Washington, DC 20593–
7126, at the earliest practicable moment.
(c) Any release to the environment of
a hazardous substance in a quantity
equal to or in excess of its reportable
quantity (RQ) must be reported
immediately to the National Response
Center at (800) 424–8802 (toll free) or
(202) 267–2675.
Subpart D—Stowage and Segregation
§ 148.120 Stowage and segregation
requirements.
(a) Each material listed in Table
148.10 of this part must be segregated
from incompatible materials in
accordance with—
(1) The requirements of Tables
148.120A and 148.120B of this section
that pertain to the primary or subsidiary
hazard class to which the materials
belong. Whenever a subsidiary hazard
may exist, the most stringent segregation
requirement applies; and
(2) Any specific requirements in
Subpart D of this part.
(b) Materials that are required to be
separated during stowage must not be
handled at the same time. Any residue
from a material must be removed before
a material required to be separated from
it is loaded.
(c) Definitions and application of
segregation terms:
(1) ‘‘Separated from’’ means located in
different cargo compartments or holds
when stowed under deck. If the
intervening deck is resistant to fire and
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liquid, a vertical separation, i.e., in
different cargo compartments, is
acceptable as equivalent to this
segregation.
(2) ‘‘Separated by a complete cargo
compartment or hold from’’ means
either a vertical or horizontal
separation, for example, by a complete
cargo compartment or hold. If the
intervening decks are not resistant to
fire and liquid, only horizontal
separation is acceptable.
(3) ‘‘Separated longitudinally by an
intervening complete cargo
compartment or hold from’’ means that
vertical separation alone does not meet
this requirement.
TABLE 148.120A—SEGREGATION BETWEEN INCOMPATIBLE BULK SOLID CARGOES
Bulk solid materials
Class
Flammable solid .....................................................................
Spontaneously combustible material .....................................
Dangerous when wet material ...............................................
Oxidizer ..................................................................................
Poisonous material ................................................................
Radioactive material ..............................................................
Corrosive material ..................................................................
Miscellaneous hazardous material and potential dangerous
material ...............................................................................
4.1
4.2
4.3
5.1
6.1
7
8
9/PDM
4.1
4.2
4.3
5.1
6.1
7
8
X
2
3
3
X
2
2
X
3
3
X
2
2
X
3
X
2
2
X
2
2
2
X
2
X
X
X
X
9/PDM
X
X
X
X
X
2
X
X
Numbers and symbols indicate the following terms as defined in § 148.3 of this part:
2—‘‘Separated from’’
3—‘‘Separated by a complete hold or compartment from’’
X—No segregation required, except as specified in an applicable section of this subpart or Subpart E of this part.
TABLE 148.120B—SEGREGATION BETWEEN BULK SOLID CARGOES AND INCOMPATIBLE PACKAGED CARGOES
Bulk solid material
Packaged hazardous material
Class
Explosives ................................................................................
Explosives ................................................................................
Explosives ................................................................................
Flammable gas ........................................................................
Non-flammable compressed gas .............................................
Poisonous gas .........................................................................
Flammable liquid ......................................................................
Flammable solid .......................................................................
Spontaneously combustible material .......................................
Dangerous when wet material .................................................
Oxidizer ....................................................................................
Organic peroxide ......................................................................
Poisonous material ..................................................................
Infectious substance ................................................................
Radioactive material ................................................................
Corrosive material ....................................................................
Miscellaneous hazardous material ..........................................
1.1
1.2
1.5
1.3
1.6
1.4
2.1
2.2
2.3
3
4.1
4.2
4.3
5.1
5.2
6.1
6.2
7
8
9
4.1
4.2
4.3
5.1
6.1
7
8
9/PDM
4
4
4
4
2
2
4
X
3
3
4
4
2
2
2
X
2
2
2
2
2
X
1
X
1
2
X
3
2
1
X
2
2
2
2
2
1
X
1
2
2
1
3
2
1
X
2
1
X
X
2
X
1
X
2
2
X
2
2
1
X
2
2
X
X
2
1
2
2
X
2
1
3
1
2
X
X
X
X
X
X
X
1
X
1
1
X
1
X
X
X
2
2
2
2
2
2
2
2
1
2
X
3
X
2
X
2
2
1
1
1
1
1
1
2
2
X
3
2
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
Numbers and symbols indicate the following terms as defined in § 148.3:
1—‘‘Away from’’
2—‘‘Separated from’’
3—‘‘Separated by a complete hold or compartment from’’
4—‘‘Separated longitudinally by an intervening complete compartment or hold from’’
X—No segregation required, except as specified in an applicable section of this subpart or Subpart E of this part.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.125 Stowage and segregation for
materials of Class 4.1.
(a) Class 4.1 materials listed in Table
148.10 of this part must—
(1) Be kept as cool and dry as
practical before loading;
(2) Not be loaded or transferred
between vessels during periods of rain
or snow;
(3) Be stowed separated from
foodstuffs; and
(4) Be stowed clear of sources of heat
and ignition and protected from sparks
and open flame.
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(b) Bulkheads between a hold
containing a Class 4.1 material and
incompatible materials must have cable
and conduit penetrations sealed against
the passage of gas and vapor.
§ 148.130 Stowage and segregation for
materials of Class 4.2.
(a) Class 4.2 materials listed in Table
148.10 of this part must—
(1) Be kept as cool and dry as
practical before loading;
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(2) Not be loaded or transferred
between vessels during periods of rain
or snow;
(3) Be stowed clear of sources of heat
and ignition and protected from sparks
and open flame; and
(4) Except for copra and seed cake, be
stowed separate from foodstuffs.
(b) The bulkhead between a hold
containing a Class 4.2 material and a
hold containing a material not permitted
to mix with Class 4.2 materials must
have cable and conduit penetrations
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§ 148.145 Stowage and segregation for
materials of Class 7.
sealed against the passage of gas and
vapor.
§ 148.135 Stowage and segregation for
materials of Class 4.3.
(a) Class 4.3 materials listed in Table
148.10 of this part which, in contact
with water, emit flammable gases,
must—
(1) Be kept as cool and dry as
practical before loading;
(2) Not be loaded or transferred
between vessels during periods of rain
or snow;
(3) Be stowed separate from foodstuffs
and all Class 8 liquids; and
(4) Be stowed in a mechanically
ventilated hold. Exhaust gases must not
penetrate into accommodation, work or
control spaces. Unmanned barges that
have adequate natural ventilation need
not have mechanical ventilation.
(b) The bulkhead between a hold
containing a Class 4.3 material and
incompatible materials must have cable
and conduit penetrations sealed against
the passage of gas and vapor.
§ 148.140 Stowage and segregation for
materials of Class 5.1.
(a) Class 5.1 materials listed in Table
148.10 of this part must—
(1) Be kept as cool and dry as
practical before loading;
(2) Be stowed away from all sources
of heat or ignition; and
(3) Be stowed separate from foodstuffs
and all readily combustible materials.
(b) Special care must be taken to
ensure that holds containing Class 5.1
materials are clean and, whenever
practical, only noncombustible securing
and protecting materials are used.
(c) Class 5.1 materials must be
prevented from entering bilges or other
cargo holds.
§ 148.155 Stowage and segregation for
potentially dangerous materials.
(a) Class 7 material listed in Table
148.10 of this part must be stowed—
(1) Separate from foodstuffs; and
(2) In a hold or barge closed or
covered to prevent dispersal of the
material during transportation.
(b) [Reserved]
(a) A PDM must be stowed and
segregated according to the
requirements of this section and Table
148.155 of this section.
(b) When transporting coal—
(1) Coal must be stowed separate from
materials of Class/division 1.4 and
Classes 2, 3, 4, and 5 in packaged form;
and separated from bulk solid materials
of Classes 4 and 5.1;
(2) No material of Class 5.1, in either
packaged or bulk solid form, may be
stowed above or below a cargo of coal;
and
(3) Coals must be separated
longitudinally by an intervening
complete cargo compartment or hold
from materials of Class 1 other than
Class/division 1.4.
(c) When transporting direct reduced
iron (DRI)—
(1) DRI lumps, pellets, or cold-molded
briquettes, and DRI hot-molded
briquettes, must be separated from
materials of Class/division 1.4, Classes
2, 3, 4, 5, Class 8 acids in packaged
form, and bulk solid materials of Classes
4 and 5.1; and
(2) No material of Class 1, other than
Class/division 1.4, may be transported
on the same vessel with DRI.
(d) Petroleum coke, calcined or
uncalcined, must be—
(1) Separated longitudinally by an
intervening complete cargo
compartment or hold from materials of
Class/divisions 1.1 and 1.5; and
(2) Separated by a complete cargo
compartment or hold from all hazardous
materials and other potentially
dangerous materials in packaged and
bulk solid form.
§ 148.150 Stowage and segregation for
materials of Class 9.
(a) A bulk solid cargo of Class 9
material (miscellaneous hazardous
material) listed in Table 148.10 of this
part must be stowed and segregated as
required by this section.
(b) Ammonium nitrate fertilizer of
Class 9 must be segregated as required
for Class 5.1 materials in §§ 148.120 and
148.140 and must be stowed—
(1) Separated by a complete hold or
compartment from readily combustible
materials, chlorates, hypochlorites,
nitrites, permanganates, and fibrous
materials (e.g., cotton, jute, sisal, etc.);
(2) Clear of all sources of heat,
including insulated piping; and
(3) Out of direct contact with metal
engine-room boundaries.
(c) Castor beans must be stowed
separate from foodstuffs and Class 5.1
materials.
(d) Fish meal must be stowed and
segregated as required for Class 4.2
materials in §§ 148.120 and 148.130 of
this part. In addition, its temperature at
loading must not exceed 35 °C (95 °F),
or 5 °C (41°F) above ambient
temperature, whichever is higher.
(e) Sulfur must be stowed and
segregated as required under §§ 148.120
and 148.125 for a material of Class 4.1.
TABLE 148.155—STOWAGE AND SEGREGATION REQUIREMENTS FOR POTENTIALLY DANGEROUS MATERIAL
Segregate
as for
class
listed 1
Potentially dangerous material
‘‘Separate
from’’
foodstuffs
Load only
under dry
weather
conditions
Keep dry
Mechanical
ventilation
required
4.3
X
X
X
X
..................
..................
..................
..................
..................
Charcoal ......................................
Coal .............................................
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
Aluminum Smelting By-products
or Aluminum Re-melting Byproducts.
Brown Coal Briquettes ................
4.1
..................
..................
..................
..................
..................
X
..................
..................
..................
Direct reduced iron (A) ...............
..................
..................
..................
..................
..................
Direct reduced iron (B) ...............
..................
..................
..................
..................
..................
Ferrophosphorus .........................
Ferrolilicon ..................................
Fluorospar ...................................
Lime, Unslaked ...........................
4.3
4.3
..................
..................
X
X
X
..................
X
X
..................
..................
X
X
..................
X
X
X
..................
..................
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‘‘Separate from’’
material listed
Special provisions
Class 8 liquids.
See paragraph (b)
of this section.
Oily materials.
See paragraph (b)
of this section.
See paragraph (c)
of this section.
See paragraph (c)
of this section.
Class 8 liquids.
Class 8 liquids.
Class 8 liquids.
All packaged and
bulk solid hazardous materials.
17JNP3
See paragraph (b)
of this section.
See paragraph (b)
of this section.
See paragraph (c)
of this section.
See paragraph (c)
of this section.
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TABLE 148.155—STOWAGE AND SEGREGATION REQUIREMENTS FOR POTENTIALLY DANGEROUS MATERIAL—Continued
Potentially dangerous material
Segregate
as for
class
listed 1
‘‘Separate
from’’
foodstuffs
Load only
under dry
weather
conditions
Keep dry
Mechanical
ventilation
required
‘‘Separate from’’
material listed
Linted Cotton Seed .....................
Magnesia, Unslaked ...................
..................
..................
..................
..................
..................
..................
X
..................
..................
Metal Sulfide Concentrates ........
Petroleum Coke ..........................
4.2
..................
X
X
..................
..................
..................
..................
..................
..................
All packaged and
bulk solid hazardous materials.
Class 8 liquids.
...............................
Pitch Prill .....................................
Pyrites, Calcined .........................
Sawdust ......................................
4.1
..................
4.1
X
..................
X
..................
X
X
X
..................
Silicomanganese .........................
Tankage ......................................
Vanadium ....................................
Wood chips .................................
Wood pellets ...............................
Wood pulp pellets .......................
4.3
4.2
6.1
4.1
4.1
4.1
X
X
X
X
X
X
X
1 See
See section
148.155(d).
All Class 5.1 and 8
liquids.
Class 8 liquids.
Tables 148.120A and B.
Subpart E—Special Requirements for
Certain Materials
§ 148.200
Purpose.
This subpart prescribes special
requirements for specific materials.
These requirements are in addition to
the minimum transportation
requirements in Subpart C of this part
that are applicable to all materials listed
in Table 148.10 of this part.
§ 148.205 Ammonium nitrate and
ammonium nitrate fertilizers.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
Special provisions
(a) This section applies to the stowage
and transportation in bulk of
ammonium nitrate and the following
fertilizers composed of uniform, nonsegregating mixtures containing
ammonium nitrate:
(1) Ammonium nitrate containing
added organic matter that is chemically
inert towards the ammonium nitrate;
containing at least 90 percent
ammonium nitrate and a maximum of
0.2 percent of combustible material
(including organic material calculated
as carbon); or containing less than 90
percent but more than 70 percent of
ammonium nitrate and a maximum of
0.4 percent combustible material;
(2) Ammonium nitrate with calcium
carbonate and/or dolomite, containing
more than 80 percent but less than 90
percent of ammonium nitrate and a
maximum of 0.4 percent of total
combustible material;
(3) Ammonium nitrate with
ammonium sulfate containing more
than 45 percent but a maximum of 70
percent of ammonium nitrate and
containing a maximum of 0.4 percent of
combustible material; and
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(4) Nitrogen phosphate or nitrogen/
potash type fertilizers or complete
nitrogen/phosphate/potash type
fertilizers containing more than 70
percent but less than 90 percent of
ammonium nitrate and a maximum of
0.4 percent of combustible material.
(b) No material covered by this
section may be transported in bulk
unless it demonstrates resistance to
detonation when tested by one of the
following methods:
(1) Appendix 2, Section 5, of the
IMSBC Code (incorporated by reference,
see § 148.8);
(2) Test series 1 and 2 of the Class 1
(explosive) in the UN Manual of Tests
and Criteria, Part I (incorporated by
reference, see § 148.8); or
(3) An equivalent test satisfactory to
the Administration of the country of
shipment.
(c) Before loading a material covered
by this section—
(1) The shipper must give the master
of the vessel written certification that
the material has met the test
requirements of paragraph (b) of this
section;
(2) The cargo hold must be inspected
for cleanliness and free from readily
combustible materials;
(3) Each cargo hatch must be
weathertight as defined in § 42.13–10 of
this chapter;
(4) The temperature of the material
must be less than 55 °C (131 °F); and
(5) Each fuel tank under a cargo hold
where the material is stowed must be
pressure tested before loading to ensure
that there is no leakage of manholes or
piping systems leading through the
cargo hold.
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(d) Bunkering or transferring of fuel to
or from the vessel may not be performed
during cargo loading and unloading
operations involving a material covered
by this section.
(e) When a material covered by this
section is transported on a cargo
vessel—
(1) No other material may be stowed
in the same hold with that material;
(2) In addition to the segregation
requirements in § 148.140, the material
must be separated by a complete cargo
compartment or hold from readily
combustible materials, chlorates,
chlorides, chlorites, hypochlorites,
nitrites, permanganates, and fibrous
materials; and
(3) The bulkhead between a cargo
hold containing a material covered by
this section and the engine room must
be insulated to ‘‘A–60’’ class division or
an equivalent arrangement to the
satisfaction of the cognizant Coast
Guard Captain of the Port or the
Administration of the country of
shipment.
§ 148.220 Ammonium nitrate-phosphate
fertilizers.
(a) This section applies to the stowage
and transportation of uniform,
nonsegregating mixtures of nitrogen/
phosphate or nitrogen/potash type
fertilizers, or complete fertilizers of
nitrogen/phosphate/potash type
containing a maximum of 70 percent of
ammonium nitrate and containing a
maximum of 0.4 percent total added
combustible material or containing a
maximum of 45 percent ammonium
nitrate with unrestricted combustible
material.
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(b) A fertilizer mixture described in
paragraph (a) of this section is exempt
if—
(1) When tested in accordance with
the trough test prescribed in Appendix
2, Section 4, of the IMSBC Code or in
the UN Manual of Tests and Criteria,
Part III, Subsection 38.2 (incorporated
by reference, see § 148.8), it is found to
be free from the risk of self-sustaining
decomposition.
(2) [Reserved]
(c) No fertilizer covered by this
section may be transported in bulk if,
when tested in accordance with the
trough test prescribed in Appendix 2,
Section 4, of the IMSBC Code or in the
UN Manual of Tests and Criteria, Part
III, Subsection 38.2 (incorporated by
reference, see § 148.8), it has a selfsustaining decomposition rate that is
greater than 0.25 meters per hour, or is
liable to self-heat sufficient to initiate
decomposition.
(d) Fertilizers covered by this section
must be stowed away from all sources
of heat, and out of direct contact with
a metal engine compartment boundary.
(e) Bunkering or transferring of fuel
may not be performed during loading
and unloading of fertilizer covered by
this section.
(f) Fertilizer covered by this section
must be segregated as prescribed in
§§ 148.140 and 148.220(d).
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.225
ash).
Calcined pyrites (pyritic ash, fly
(a) This part does not apply to the
shipment of calcined pyrites that are the
residual ash of oil or coal fired power
stations.
(b) This section applies to the stowage
and transportation of calcined pyrites
that are the residual product of sulfuric
acid production or elemental metal
recovery operations.
(c) Before loading calcined pyrites
covered by this section—
(1) The cargo space must be as clean
and dry as practical;
(2) The calcined pyrites must be dry;
and
(3) Precautions must be taken to
prevent the penetration of calcined
pyrites into other cargo spaces, bilges,
wells, and ceiling boards.
(d) After calcined pyrites covered by
this section have been unloaded from a
cargo space, the cargo space must be
thoroughly cleaned. Cargo residues and
sweepings must be disposed of as
prescribed in 33 CFR parts 151.55
through 151.77.
§ 148.227
Calcium nitrate fertilizers.
This part does not apply to
commercial grades of calcium nitrate
fertilizers consisting mainly of a double
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salt (calcium nitrate and ammonium
nitrate) and containing a maximum of
15.5 percent nitrogen and at least 12
percent of water.
§ 148.230
Calcium oxide (lime, unslaked).
(a) When transported by barge,
unslaked lime (calcium oxide) must be
carried in an unmanned, all steel,
double-hulled barge equipped with
weathertight hatches or covers. The
barge must not carry any other cargo
while unslaked lime is on board.
(b) The shipping paper requirements
in § 148.60 and the dangerous cargo
manifest requirements in § 148.70 do
not apply to the transportation of
unslaked lime under paragraph (a) of
this section.
§ 148.235
Castor beans.
(a) This part applies only to the
stowage and transportation of whole
castor beans. Castor meal, castor
pomace, and castor flakes may not be
shipped in bulk.
(b) Persons handling castor beans
must wear dust masks and goggles.
(c) Care must be taken to prevent
castor bean dust from entering
accommodation, control, or service
spaces during cargo transfer operations.
§ 148.240
Coal.
(a) The electrical equipment in cargo
holds carrying coal must meet the
requirements of Subpart 111.105 of this
chapter or an equivalent standard
approved by the administration of the
vessel’s flag state.
(b) Before coal is loaded in a cargo
hold, the bilges must be as clean and
dry as practical. The hold must also be
free of any readily combustible material,
including the residue of previous
cargoes if other than coal.
(c) The master of each vessel carrying
coal must ensure that—
(1) All openings to the cargo hold,
except for unloading gates on selfunloading vessels, are sealed before
loading the coal and, unless the coal is
as described in paragraph (f) of this
section, the hatches must also be sealed
after loading;
(2) As far as practical, gases emitted
by the coal do not accumulate in
enclosed working spaces such as
storerooms, shops, or passageways, and
tunnel spaces on self-unloading vessels,
and that such spaces are adequately
ventilated;
(3) The vessel has adequate
ventilation as required by paragraph (f)
of this section; and
(4) If the temperature of the coal is to
be monitored under paragraph (e)(2)(i)
of this section, the vessel has
instruments that are capable of
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measuring the temperature of the cargo
in the range 0 °–100 °C (32 °–212 °F)
without entry into the cargo hold.
(d) A cargo hold containing coal must
not be ventilated unless the conditions
of paragraph (f) of this section are met,
or unless methane is detected under
paragraph (h) of this section.
(e) If coal waiting to be loaded has
shown a tendency to self-heat, has been
handled so that it may likely self-heat,
or has been observed to be heating, the
master is responsible for monitoring the
temperature of the coal at several
intervals during these times:
(1) Before loading; and
(2) During the voyage, by—
(i) Measuring the temperature of the
coal;
(ii) Measuring the emission of carbon
monoxide; or
(iii) Both.
(f) If coal waiting to be loaded has a
potential to emit dangerous amounts of
methane, for example it is freshly
mined, or has a history of emitting
dangerous amounts of methane, then:
(1) Surface ventilation, either natural
or from fixed or portable nonsparking
fans, must be provided; and
(2) The atmosphere above the coal
must be monitored for the presence of
methane as prescribed in paragraph (h)
of this section. The results of this
monitoring must be recorded at least
twice in every 24-hour period, unless
the conditions of paragraph (m) of this
section are met.
(g) Electrical equipment and cables in
a hold containing a coal described in
paragraph (f) of this section must be
either suitable for use in an explosive
gas atmosphere or de-energized at a
point outside the hold. Electrical
equipment and cables necessary for
continuous safe operations, such as
lighting fixtures, must be suitable for
use in an explosive gas atmosphere. The
master of the vessel must ensure that the
affected equipment and cables remain
de-energized as long as this coal
remains in the hold.
(h) For all coal loaded on a vessel,
other than an unmanned barge, the
atmosphere above the coal must be
routinely tested for the presence of
methane, carbon monoxide, and oxygen,
following the procedures in the
Appendices to the schedules for Coal
and Brown Coal Briquettes as contained
in the IMSBC Code (incorporated by
reference, see § 148.8). This testing must
be performed in such a way that the
cargo hatches are not opened and entry
into the hold is not necessary.
(i) When carrying a coal described in
paragraph (e) of this section, the
atmosphere above the coal must be
monitored for the presence of carbon
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monoxide as prescribed in paragraph (h)
of this section. The results of this
monitoring must be recorded at least
twice in every 24-hour period, unless
the conditions of paragraph (m) of this
section are met. If the level of carbon
monoxide is increasing rapidly or
reaches 20 percent of the lower
flammability limit (LFL), the frequency
of monitoring must be increased.
(j) When a cargo of coal has a
potential to self-heat or has been
observed to be heating, the hatches
should be closed and sealed and all
surface ventilation halted except as
necessary to remove any methane that
may have accumulated.
(k) If the level of carbon monoxide
monitored under paragraph (i) of this
section continues to increase rapidly or
the temperature of coal carried on board
a vessel exceeds 55 °C (131 °F) and is
increasing rapidly, the master must
notify the nearest Coast Guard Captain
of the Port of—
(1) The name, nationality, and
position of the vessel;
(2) The most recent temperature, if
measured, and levels of carbon
monoxide and methane;
(3) The port where the coal was
loaded and the destination of the coal;
(4) The last port of call of the vessel
and its next port of call; and
(5) What action has been taken.
(l) If the level of methane as
monitored under paragraph (h) of this
section reaches 20 percent of the LFL or
is increasing rapidly, ventilation of the
cargo hold, under paragraph (f) of this
section, must be initiated. If this
ventilation is provided by opening the
cargo hatches, care must be taken to
avoid generating sparks.
(m) The frequency of monitoring
required by paragraph (l) of this section
may be reduced at the discretion of the
master provided that—
(1) The level of gas measured is less
than 20 percent of the LFL;
(2) The level of gas measured has
remained steady or decreased over three
consecutive readings, or has increased
by less than 5 percent over four
consecutive readings spanning at least
48 hours; and
(3) Monitoring continues at intervals
sufficient to determine that the level of
gas remains within the parameters of
paragraphs (n)(1) and (n)(2) of this
section.
§ 148.242
Copra.
Copra must have surface ventilation.
It must not be stowed against heated
surfaces including fuel oil tanks which
may require heating.
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§ 148.245 Direct reduced iron (DRI); lumps,
pellets, and cold-molded briquettes.
(a) Before loading DRI lumps, pellets,
or cold-molded briquettes—
(1) The master must have a written
certification from a competent person
appointed by the shipper and
recognized by the Commandant (CG–
5223) stating that the DRI, at the time of
loading, is suitable for shipment;
(2) The DRI must be aged for at least
3 days, or be treated with an air
passivation technique or some other
equivalent method that reduces its
reactivity to at least the same level as
the aged DRI; and
(3) Each hold and bilge must be as
clean and dry as practical. Other than
double bottom tanks, adjacent ballast
tanks must be kept empty when
possible. All wooden fixtures, such as
battens, must be removed from the hold.
(b) Each boundary of a hold where
DRI lumps, pellets, or cold-molded
briquettes are to be carried must be
resistant to fire and passage of water.
(c) DRI lumps, pellets, or cold-molded
briquettes that are wet, or that are
known to have been wetted, may not be
accepted for transport. The moisture
content of the DRI must not exceed 0.3
percent prior to loading.
(d) DRI lumps, pellets and coldmolded briquettes must be protected at
all times from contact with water, and
must not be loaded or transferred from
one vessel to another during periods of
rain or snow.
(e) DRI lumps, pellets, or cold-molded
briquettes may not be loaded if their
temperature is greater than 65 °C (150
°F).
(f) The shipper of DRI lumps, pellets,
or cold-molded briquettes in bulk must
ensure that an inert atmosphere of less
than 5 percent oxygen and 1 percent
hydrogen, by volume, is maintained
throughout the voyage in any hold
containing these materials.
(g) When DRI lumps, pellets, or coldmolded briquettes are loaded,
precautions must be taken to avoid the
concentration of fines (pieces less than
6.35mm in size) in any one location in
the cargo hold.
(h) Radar and RDF scanners must be
protected against the dust generated
during cargo transfer operations of DRI
lumps, pellets, or cold-molded
briquettes.
§ 148.250 Direct reduced iron (DRI); hotmolded briquettes.
(a) Before loading DRI hot-molded
briquettes—
(1) The master must have a written
certification from a competent person
appointed by the shipper and
recognized by the Commandant (CG–
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5223) that at the time of loading the DRI
hot-molded briquettes are suitable for
shipment; and
(2) Each hold and bilge must be as
clean and dry as practical. Except
double bottom tanks, adjacent ballast
tanks must be kept empty where
possible. All wooden fixtures, such as
battens, must be removed.
(b) All boundaries of a hold must be
resistant to fire and passage of water to
carry DRI hot-molded briquettes.
(c) DRI hot-molded briquettes must be
protected at all times from contact with
water. They must not be loaded or
transferred from one vessel to another
during periods of rain or snow.
(d) DRI hot-molded briquettes may
not be loaded if their temperature is
greater than 65 °C (150 °F).
(e) When loading DRI hot-molded
briquettes, precautions must be taken to
avoid the concentration of fines (pieces
less than 6.35mm in size) in any one
location in the cargo hold.
(f) Adequate surface ventilation must
be provided when carrying or loading
DRI hot-molded briquettes.
(g) When DRI hot-molded briquettes
are carried by unmanned barge—
(1) The barge must be fitted with
vents adequate to provide natural
ventilation; and
(2) The cargo hatches must be closed
at all times after loading the DRI hotmolded briquettes.
(h) Radar and RDF scanners must be
adequately protected against dust
generated during cargo transfer
operations of DRI hot-molded
briquettes.
(i) During final discharge only, a fine
spray of water may be used to control
dust from DRI hot-molded briquettes.
§ 148.255 Ferrosilicon, aluminum
ferrosilicon, and aluminum silicon
containing more than 30% but less than
90% silicon.
(a) This section applies to the stowage
and transportation of ferrosilicon,
aluminum ferrosilicon, and aluminum
silicon containing more than 30 percent
but less than 90 percent silicon.
(b) The shipper of material described
in paragraph (a) of this section must
give the master a written certification
stating that after manufacture the
material was stored under cover, but
exposed to the weather, in the particle
size in which it is to be shipped, for at
least three days before shipment.
(c) Material described in paragraph (a)
of this section must be protected at all
times from contact with water, and must
not be loaded or unloaded during
periods of rain or snow.
(d) Except as provided in paragraph
(e) of this section, each hold containing
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material described in paragraph (a) of
this section must be mechanically
ventilated by at least two separate fans.
The total ventilation must be at least
five air changes per hour, based on the
empty hold. Ventilation must not allow
escaping gas to reach accommodation or
work spaces, on or under deck.
(e) An unmanned barge which is
provided with natural ventilation need
not comply with paragraph (d) of this
section.
(f) Each space adjacent to a hold
containing material described in
paragraph (a) of this section must be
well ventilated with mechanical fans.
No person may enter that space unless
it has been tested to ensure that it is free
from phosphine and arsine gases.
(g) Scuttles and windows in
accommodation and work spaces
adjacent to holds containing material
described in paragraph (a) of this
section must be kept closed while this
material is being loaded and unloaded.
(h) Any bulkhead between a hold
containing material described in
paragraph (a) of this section and an
accommodation or work space must be
gas tight and adequately protected
against damage from any unloading
equipment.
(i) When a hold containing material
described in paragraph (a) of this
section is equipped with atmosphere
sampling type smoke detectors with
lines that terminate in accommodation
or work spaces, those lines must be
blanked off gas-tight.
(j) If a hold containing material
described in paragraph (a) of this
section must be entered at any time, the
hatches must be open for two hours
before entry to dissipate any
accumulated gases. The atmosphere in
the hold must be tested to ensure that
there is no phosphine or arsine gas
present.
(k) After unloading material described
in paragraph (a) of this section, each
cargo hold must be thoroughly cleaned
and tested to ensure that no phosphine
or arsine gas remains.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.260
Ferrous metal.
(a) This part does not apply to the
stowage and transportation in bulk of
stainless steel borings, shavings,
turnings, or cuttings; nor does this part
apply to an unmanned barge on a
voyage entirely on the navigable waters
of United States.
(b) Ferrous metal may not be stowed
or transported in bulk unless the
following conditions are met:
(1) All wooden sweat battens,
dunnage, and debris must be removed
from the hold before the ferrous metal
is loaded;
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(2) If weather is inclement during
loading, hatches must be covered or
otherwise protected to keep the material
dry;
(3) During loading and transporting,
the bilge of each hold in which ferrous
metal is stowed or will be stowed must
be kept as dry as practical;
(4) During loading, the ferrous metal
must be compacted in the hold as
frequently as practicable with a
bulldozer or other means that provides
equivalent surface compaction;
(5) No other material may be loaded
in a hold containing ferrous metal
unless—
(i) The material to be loaded in the
same hold with the ferrous metal is not
a material listed in Table 148.10 of this
part or a readily combustible material;
(ii) The loading of the ferrous metal is
completed first; and
(iii) The temperature of the ferrous
metal in the hold is below 55 °C (131
°F) or has not increased in eight hours
before the loading of the other material;
and
(6) During loading, the temperature of
the ferrous metal in the pile being
loaded must be below 55 °C (131 °F).
(c) The master of a vessel that is
loading or transporting a ferrous metal
must ensure that the temperature of the
ferrous metal is taken—
(1) Before loading;
(2) During loading, in each hold and
pile being loaded, at least once every
twenty-four hours and, if the
temperature is rising, as often as is
necessary to ensure that the
requirements of this section are met;
and
(3) After loading, in each hold, at least
once every 24 hours.
(d) During loading, if the temperature
of the ferrous metal in a hold is 93 °C
(200 °F) or higher, the master must
notify the Coast Guard Captain of the
Port and suspend loading until the
Captain of the Port is satisfied that the
temperature of the ferrous metal is 88 °C
(190 °F) or less.
(e) After loading ferrous metal—
(1) If the temperature of the ferrous
metal in each hold is 65 °C (150 °F) or
above, the master must notify the Coast
Guard Captain of the Port, and the
vessel must remain in the port area until
the Captain of the Port is satisfied that
the temperature of ferrous metal has
shown a downward trend below 65 °C
(150 °F) for at least eight hours after
completion of loading of the hold; or
(2) If the temperature of the ferrous
metal in each hold is less than 88 °C
(190 °F) and has shown a downward
trend for at least eight hours after the
completion of loading, the master must
notify the Coast Guard Captain of the
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Port, and the vessel must remain in the
port area until the Captain of the Port
confirms that the vessel is sailing
directly to another port, no further than
12 hours sailing time, for the purpose of
loading more ferrous metal in bulk or to
completely off-load the ferrous metal.
(f) Except for shipments of ferrous
metal in bulk which leave the port of
loading under the conditions specified
in paragraph (e)(2) of this section, if
after the vessel leaves the port, the
temperature of the ferrous metal in the
hold rises above 65 °C (150 °F), the
master must notify the nearest Coast
Guard Captain of the Port as soon as
possible of—
(1) The name, nationality, and
position of the vessel;
(2) The most recent temperature
taken;
(3) The length of time that the
temperature has been above 65 °C
(150 °F) and the rate of rise, if any;
(4) The port where the ferrous metal
was loaded and the destination of the
ferrous metal;
(5) The last port of call of the vessel
and its next port of call;
(6) What action has been taken; and
(7) Whether any other cargo is
endangered.
§ 148.265
Fish meal or fish scrap.
(a) This part does not apply to fish
meal or fish scrap that contains less
than 5 percent moisture by weight.
(b) Fish meal or fish scrap may
contain a maximum of 12 percent
moisture by weight and a maximum of
15 percent fat by weight.
(c) At the time of production, fish
meal or fish scrap must be treated with
an effective antioxidant (at least 400 mg/
kg (ppm) ethoxyquin, at least 1000 mg/
kg (ppm) butylated hydroxytoluene, or
at least 1000 mg/kg (ppm) of tocopherolbased liquid antioxidant).
(d) Shipment of the fish meal or fish
scrap must take place a maximum of 12
months after the treatment prescribed in
paragraph (c) of this section.
(e) Fish meal or fish scrap must
contain at least 100 mg/kg (ppm) of
ethoxyquin or butylated hydroxytoluene
or at least 250 mg/kg (ppm) of
tocopherol-based antioxidant at the time
of shipment.
(f) At the time of loading, the
temperature of the fish meal or fish
scrap to be loaded may not exceed 35
°C (95 °F), or 5 °C (41 °F) above the
ambient temperature, whichever is
higher.
(g) For each shipment of fish meal or
fish scrap, the shipper must give the
master a written certification stating—
(1) The total weight of the shipment;
(2) The moisture content of the
material;
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(3) The fat content of the material;
(4) The type of antioxidant and its
concentration in the fish meal or fish
scrap at the time of shipment;
(5) The date of production of the
material; and
(6) The temperature of the material at
the time of shipment.
(h) During a voyage, temperature
readings must be taken of fish meal or
fish scrap three times a day and
recorded. If the temperature of the
material exceeds 55 °C (131 °F) and
continues to increase, ventilation to the
hold must be restricted. This paragraph
does not apply to shipments by
unmanned barge.
§ 148.270
Hazardous substances.
(a) Each bulk shipment of a hazardous
substance must—
(1) Be assigned a shipping name in
accordance with 49 CFR 172.203(c); and
(2) If the hazardous substance is also
listed as a hazardous solid waste in 40
CFR part 261, follow the applicable
requirements of 40 CFR chapter I,
subchapter I.
(b) Each release of a quantity of a
designated substance equal to or greater
than the reportable quantity, as set out
in Table 1 to Appendix A of 49 CFR
171.101, when discharged into or upon
the navigable waters of the United
States, adjoining shorelines, into or
upon the contiguous zone, or beyond
the contiguous zone, must be reported
as required in Subpart B of 33 CFR part
153.
(c) A hazardous substance must be
stowed in a hold or barge that is closed
or covered and prevents dispersal of the
material during transportation.
(d) During cargo transfer operations, a
spill or release of a hazardous substance
must be minimized to the greatest extent
possible. Each release must be reported
as required in paragraph (b) of this
section.
(e) After a hazardous substance is
unloaded, the hold in which it was
carried must be cleaned thoroughly. The
residue of the substance must be
disposed of pursuant to 33 CFR parts
151.55 through 151.77 and the
applicable regulations of 40 CFR
subchapter I.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.275
spent.
Iron oxide, spent; iron sponge,
(a) Before spent iron oxide or spent
iron sponge is loaded in a closed hold,
the shipper must give the master a
written certification that the material
has been cooled and weathered for at
least eight weeks.
(b) Both spent iron oxide and spent
iron sponge may be transported on open
hold all-steel barges after exposure to air
for a period of at least ten days.
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§ 148.280 Magnesia, unslaked (lightburned
magnesia, calcined magnesite, caustic
calcined magnesite).
(a) This part does not apply to the
transport of natural magnesite,
magnesium carbonate, or magnesia
clinkers.
(b) When transported by barge,
unslaked magnesia must be carried in
an unmanned, all-steel, double-hulled
barge equipped with weathertight
hatches or covers. The barge may not
carry any other cargo while unslaked
magnesia is on board.
(c) The shipping paper requirements
in § 148.60 and the dangerous cargo
manifest requirements in § 148.70 do
not apply to unslaked magnesia
transported under the requirements of
paragraph (b) of this section.
§ 148.285
Metal sulfide concentrates.
(a) When information given by the
shipper under § 148.60 indicates that
the metal sulfide concentrate may
generate toxic or flammable gases, the
appropriate gas detection equipment
from §§ 148.415 and 148.420 must be on
board the vessel.
(b) No cargo hold containing a metal
sulfide concentrate may be ventilated.
(c) No person may enter a hold
containing a metal sulfide concentrate
unless—
(1) The atmosphere in the cargo hold
has been tested and contains sufficient
oxygen to support life and, where the
shipper indicates that toxic gas(es) may
be generated, the atmosphere in the
cargo hold has been tested for the toxic
gas(es) and the concentration of the
gas(es) is found to be less than the TLV;
or
(2) An emergency situation exists and
the person entering the cargo hold is
wearing the appropriate self-contained
breathing apparatus.
§ 148.290
Peat moss.
(a) Before shipment, peat moss must
be stockpiled under cover to allow
drainage and reduce its moisture
content.
(b) The cargo must be ventilated so
that escaping gases cannot reach living
quarters on or above deck.
(c) Persons handling or coming into
contact with peat moss must wear
gloves, a dust mask, and goggles.
§ 148.295 Petroleum coke, calcined or
uncalcined, at 55 ≥C (131 ≥F) or above.
(a) This part does not apply to
shipments of petroleum coke, calcined
or uncalcined, on any vessel when the
temperature of the material is less than
55 °C (131 °F).
(b) Petroleum coke, calcined or
uncalcined, or a mixture of calcined and
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uncalcined petroleum coke may not be
loaded when its temperature exceeds
107 °C (225 °F).
(c) No other hazardous materials may
be stowed in any hold adjacent to a hold
containing petroleum coke except as
provided in paragraph (d) of this
section.
(d) Before petroleum coke at 55 °C
(131 °F) or above may be loaded into a
hold over a tank containing fuel or
material having a flashpoint of less than
93 °C (200 °F), a 0.6 to 1.0 meter (2 to
3 foot) layer of the petroleum coke at a
temperature not greater than 43 °C (110
°F) must first be loaded.
(e) Petroleum coke must be loaded as
follows:
(1) For a shipment in a hold over a
fuel tank, the loading of a cooler layer
of petroleum coke in the hold as
required by paragraph (d) of this section
must be completed before loading the
petroleum coke at 55 °C (131 °F) or
above in any hold of the vessel;
(2) Upon completion of the loading
described in paragraph (e)(1) of this
section, a 0.6 to 1.0 meter (2 to 3 foot)
layer of the petroleum coke at 55 °C (131
°F) or above must first be loaded into
each hold, including those holds
already containing a cooler layer of the
petroleum coke; and
(3) Upon completion of the loading
described in paragraph (e)(2) of this
section, normal loading of the
petroleum coke may be completed.
(f) The master of the vessel must warn
members of a crew that petroleum coke
is hot, and that injury due to burns is
possible.
(g) During the voyage, the temperature
of the petroleum coke must be
monitored often enough to detect
spontaneous heating.
§ 148.300
Radioactive materials.
(a) Radioactive materials that may be
stowed or transported in bulk are
limited to those radioactive materials
defined in 49 CFR 173.403 as Low
Specific Activity Material, LSA–1, or
Surface Contaminated Object, SCO–1.
(b) Skin contact, inhalation or
ingestion of dusts generated by Class 7
material listed in Table 148.10 of this
part must be minimized.
(c) Each hold used for the
transportation of Class 7 material
(radioactive) listed in Table 148.10 of
this part must be surveyed after the
completion of off-loading by a qualified
person using appropriate radiation
detection instruments. Such holds must
not be used for the transportation of any
other material until the non-fixed
contamination on any surface, when
averaged over an area of 300 cm2, does
not exceed the following levels:
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(1) 4.0 Bq/cm2 (10¥4 uCi/cm2) for beta
and gamma emitters and low toxicity
alpha emitters, natural uranium, natural
thorium, uranium-235, uranium-238,
thorium-232, thorium-228 and thorium230 when contained in ores or physical
or chemical concentrates, and
radionuclides with a half-life of less
than 10 days; and
(2) 0.4 Bq/cm2 (10¥5 uCi/cm2) for all
other alpha emitters.
emcdonald on DSK2BSOYB1PROD with PROPOSALS3
§ 148.310
Seed cake.
(a) This part does not apply to
solvent-extracted rape seed meal,
pellets, soya bean meal, cotton seed
meal, or sunflower seed meal that—
(1) Contains a maximum of 4 percent
vegetable oil and a maximum of 15
percent vegetable oil and moisture
combined; and
(2) As far as practical, is free from
flammable solvent.
(b) This part does not apply to
mechanically expelled citrus pulp
pellets containing not more than 2.5
percent oil and a maximum of 14
percent oil and moisture combined.
(c) Before loading, the seed cake must
be aged per the instructions of the
shipper.
(d) Before loading, the shipper must
give the master or person in charge of
a barge a certificate from a competent
testing laboratory stating the oil and
moisture content of the seed cake.
(e) The seed cake must be kept as dry
as practical at all times.
(f) If the seed cake is solventextracted, it must be—
(1) As free as practical from
flammable solvent; and
(2) Stowed in a mechanically
ventilated hold.
(g) For a voyage with a planned
duration greater than 5 days, the vessel
must be equipped with facilities for
introducing carbon dioxide or another
inert gas into the hold.
(h) Temperature readings of the seed
cake must be taken at least once in every
24-hour period. If the temperature
exceeds 55 °C (131 °F) and continues to
increase, ventilation to the cargo hold
must be discontinued. If heating
continues after ventilation has been
discontinued, carbon dioxide or the
inert gas required under paragraph (g) of
this section must be introduced into the
hold. If the seed cake is solventextracted, the use of inert gas must not
be introduced until fire is apparent, to
avoid the possibility of igniting the
solvent vapors by the generation of
static electricity.
(i) Seed cake must be carried under
the terms of a Special Permit issued by
the Commandant (CG–5223) per subpart
B of this part if—
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(1) The oil was mechanically
expelled; and
(2) It contains more than 10 percent
vegetable oil or more than 20 percent
vegetable oil and moisture combined.
§ 148.315
Sulfur.
(a) This part applies to lump or coarse
grain powder sulfur only. Fine-grained
powder (‘‘flowers of sulfur’’) may not be
transported in bulk.
(b) After the loading or unloading of
lump or coarse grain powder sulfur has
been completed, sulfur dust must be
removed from the vessel’s decks,
bulkheads, and overheads. Cargo
residues and deck sweepings must be
disposed of pursuant to 33 CFR parts
151.55 through 151.77.
(c) A cargo space that contains sulfur
or the residue of a sulfur cargo must be
adequately ventilated, preferably by
mechanical means. Each ventilator
intake must be fitted with a sparkarresting screen.
§ 148.320 Tankage; garbage tankage;
rough ammonia tankage; or tankage
fertilizer.
(a) This part applies to rough
ammonia tankage in bulk that contains
7 percent or more moisture by weight,
and garbage tankage and tankage
fertilizer that contains 8 percent or more
moisture by weight.
(b) Tankage to which this part applies
may not be loaded in bulk if its
temperature exceeds 38 °C (100 °F).
(c) During the voyage, the temperature
of the tankage must be monitored often
enough to detect spontaneous heating.
§ 148.325 Wood chips; wood pellets; wood
pulp pellets.
(a) This part applies to wood chips
and wood pulp pellets in bulk that may
oxidize, leading to depletion of oxygen
and an increase in carbon dioxide in the
cargo hold.
(b) No person may enter a cargo hold
containing wood chips, wood pellets, or
wood pulp pellets, unless—
(1) The atmosphere in the cargo hold
has been tested and contains enough
oxygen to support life; or
(2) The person entering the cargo hold
is wearing the appropriate selfcontained breathing apparatus.
§ 148.330 Zinc ashes; zinc dross; zinc
residues; zinc skimmings.
(a) The shipper must inform the
cognizant Coast Guard Captain of the
Port in advance of any cargo transfer
operations involving zinc ashes, zinc
dross, zinc residues, or zinc skimmings
(collectively, ‘‘zinc material’’) in bulk.
(b) Zinc material must be aged by
exposure to the elements for at least one
year before shipment in bulk.
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34607
(c) Before loading in bulk, zinc
material must be stored under cover for
a period of time to ensure that it is as
dry as practical. No zinc material that is
wet may be accepted for shipment.
(d) Zinc material may not be loaded
in bulk if its temperature is greater than
11.1 °C (52 °F) in excess of the ambient
temperature.
(e) Paragraphs (e)(1) through (e)(5) of
this section apply only when zinc
materials are carried by a cargo vessel:
(1) Zinc material in bulk must be
stowed in a mechanically ventilated
hold that—
(i) Is designed for at least one
complete air change every 30 minutes
based on the empty hold;
(ii) Has explosion-proof motors
approved for use in Class I, Division 1,
Group B atmospheres or equivalent
motors approved by the vessel’s flag
state administration for use in hydrogen
atmospheres; and
(iii) Has nonsparking fans.
(2) Combustible gas detectors capable
of measuring hydrogen concentrations
of 0 to 4.1 percent by volume must be
permanently installed in holds that will
carry zinc material. If the concentration
of hydrogen in the space above the cargo
exceeds 1 percent by volume, the
ventilation system must be run until the
concentration drops below 1 percent by
volume.
(3) Thermocouples must be installed
approximately 6 inches below the
surface of the zinc material or in the
space immediately above the zinc
material. If an increase in temperature is
detected, the mechanical ventilation
system required by paragraph (d) of this
section must be used until the
temperature of the zinc material is
below 55 °C (131 °F).
(4) Except as provided in paragraph
(e)(5) of this section, the cargo hatches
of holds containing zinc material must
remain sealed to prevent the entry of
seawater.
(5) If the concentration of hydrogen is
near 4.1 percent by volume and
increasing, despite ventilation, or the
temperature of the zinc material reaches
65 °C (150 °F), the cargo hatches should
be opened provided that weather and
sea conditions are favorable. When
hatches are opened take care to prevent
sparks and minimize the entry of water.
Subpart F—Additional Special
Requirements
§ 148.400
Applicability.
Unless stated otherwise, the
requirements of this subpart apply only
to the shipment or loading of materials,
listed in Table 148.10 of this part, for
which Table 148.10 contains a reference
to a section or paragraph of this subpart.
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34608
§ 148.405
Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 / Proposed Rules
Sources of ignition.
(f) Sulfur dioxide.
(a) Except in an emergency, no
welding, burning, cutting, chipping, or
other operations involving the use of
fire, open flame, sparks, or arcproducing equipment, may be
performed in a cargo hold containing a
Table 148.10 material or in an adjacent
space.
(b) A cargo hold or adjacent space
must not have any flammable gas
concentrations over 10 percent of the
LFL before the master may approve
operations involving the use of fire,
open flame, or spark- or arc-producing
equipment in that hold or adjacent
space.
§ 148.407
Smoking.
When Table 148.10 of this part
associates a material with a reference to
this section, and that material is being
loaded or unloaded, smoking is
prohibited anywhere on the
weatherdeck of the vessel. While such a
material is on board the vessel, smoking
is prohibited in spaces adjacent to the
cargo hold and on the vessel’s deck in
the vicinity of cargo hatches, ventilator
outlets, and other accesses to the hold
containing the material. ‘‘NO
SMOKING’’ signs must be displayed in
conspicuous locations in the areas
where smoking is prohibited.
§ 148.420
Flammable gas analyzers.
When Table 148.10 of this part
associates a material with a reference to
a paragraph in this section, each vessel
transporting the material, other than an
unmanned barge, must have on board a
gas analyzer appropriate for the
flammable gas listed in that paragraph.
At least two members of the crew must
be knowledgeable in the use of the
equipment. The equipment must be
maintained in a condition ready for use,
capable of measuring 0 to 100 percent
LFL for the gas indicated, and calibrated
in accordance with the instructions of
its manufacturer. The atmosphere in the
cargo hold must be tested before any
person is allowed to enter. If flammable
gases are detected, the space must be
ventilated and retested before entry. The
flammable gases for which the
requirements of this section must be met
are:
(a) Carbon monoxide,
(b) Hydrogen, and
(c) Methane.
§ 148.435
Electrical circuits in cargo holds.
When Table 148.10 of this part
associates a material with a reference to
this section, a fire hose must be
available at each hatch through which
the material is being loaded.
During transport of a material that
Table 148.10 of this part associates with
a reference to this section, each
electrical circuit terminating in a cargo
hold containing the material must be
electrically disconnected from the
power source at a point outside of the
cargo hold. The point of disconnection
must be marked to prevent the circuit
from being reenergized while the
material is on board.
§ 148.415
§ 148.445
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§ 148.410
Fire hoses.
Toxic gas analyzers.
When Table 148.10 of this part
associates a material with a reference to
a paragraph in this section, each vessel
transporting the material, other than an
unmanned barge, must have on board a
gas analyzer appropriate for the toxic
gas listed in that paragraph. At least two
members of the crew must be
knowledgeable in the use of the
equipment. The equipment must be
maintained in a condition ready for use
and calibrated according to the
instructions of its manufacturer. The
atmosphere in the cargo hold and
adjacent spaces must be tested before a
person is allowed to enter these spaces.
If toxic gases are detected, the space
must be ventilated and retested before
entry. The toxic gases for which the
requirements of this section must be met
are:
(a) Arsine,
(b) Carbon monoxide,
(c) Hydrogen cyanide,
(d) Hydrogen sulfide,
(e) Phosphine, and
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Adjacent spaces.
When transporting a material that
Table 148.10 of this part associates with
a reference to this section, the following
requirements must be met:
(a) Each space adjacent to a cargo hold
must be ventilated by natural
ventilation or by ventilation equipment
safe for use in an explosive gas
atmosphere;
(b) Each space adjacent to a cargo
hold containing the material must be
regularly monitored for the presence of
the flammable gas indicated by
reference to § 148.420. If the level of
flammable gas in any space reaches 30
percent of the LFL, all electrical
equipment that is not certified safe for
use in an explosive gas atmosphere
must be de-energized at a location
outside of that space. This location must
be labeled to prohibit reenergizing until
the atmosphere in the space is tested
and found to be less than 30 percent of
the LFL;
(c) Each person who enters any space
adjacent to a cargo hold or compartment
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containing the material must wear a
self-contained breathing apparatus
unless—
(1) The space has been tested, or is
routinely monitored, for the appropriate
flammable gas and oxygen;
(2) The level of flammable gas is less
than 10 percent of the LFL; and
(3) The level of toxic gas, if required
to be tested, is less than the TLV;
(d) No person may enter an adjacent
space if the level of flammable gas is
greater than 30 percent of the LFL. If
emergency entry is necessary, each
person who enters the space must wear
a self-contained breathing apparatus and
caution must be exercised to ensure that
no sparks are produced.
§ 148.450
Cargoes subject to liquefaction.
(a) This section applies only to
cargoes identified in Table 148.10 of
this part with a reference to this section
and cargoes identified in the IMSBC
Code (incorporated by reference, see
§ 148.8) as cargoes that may liquefy.
(b) This section does not apply to—
(1) Shipments by unmanned barge; or
(2) Cargoes of coal that have an
average particle size of 10mm (.394 in.)
or greater.
(c) Definitions as used in this
section—
(1) Cargo subject to liquefaction
means a material that is subject to
moisture migration and subsequent
liquefaction if shipped with moisture
content in excess of the transportable
moisture limit.
(2) Moisture migration is the
movement of moisture by settling and
consolidation of a material, which may
result in the development of a flow state
in the material.
(3) Transportable moisture limit or
TML of a cargo that may liquefy is the
maximum moisture content that is
considered safe for carriage on vessels.
(d) Except on a vessel that is specially
constructed or specially fitted for the
purpose of carrying such cargoes (see
also section 7 of the IMSBC Code,
incorporated by reference, see § 148.8),
a cargo subject to liquefaction may not
be transported by vessel if its moisture
content exceeds its TML.
(e) The shipper of a cargo subject to
liquefaction must give the master the
material’s moisture content and TML.
(f) The master of a vessel shipping a
cargo subject to liquefaction must
ensure that—
(1) A cargo containing a liquid is not
stowed in the same cargo space with a
cargo subject to liquefaction; and
(2) Precautions are taken to prevent
the entry of liquids into a cargo space
containing a cargo subject to
liquefaction.
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(g) The moisture content and TML of
a material may be determined by the
tests described in Appendix 2, Section
1, of the IMSBC Code (incorporated by
reference, see § 148.8).
34609
Dated: June 10, 2010.
F.J. Sturm,
Acting Director of Commercial Regulations
and Standards, U.S. Coast Guard.
[FR Doc. 2010–14464 Filed 6–11–10; 4:15 pm]
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Agencies
[Federal Register Volume 75, Number 116 (Thursday, June 17, 2010)]
[Proposed Rules]
[Pages 34574-34609]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-14464]
[[Page 34573]]
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Part III
Department of Homeland Security
-----------------------------------------------------------------------
Coast Guard
46 CFR Parts 97 and 148
Bulk Solid Hazardous Materials: Harmonization With the International
Maritime Solid Bulk Cargoes (IMSBC) Code; Proposed Rule
Federal Register / Vol. 75, No. 116 / Thursday, June 17, 2010 /
Proposed Rules
[[Page 34574]]
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DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR Parts 97 and 148
[Docket No. USCG-2009-0091]
RIN 1625-AB47
Bulk Solid Hazardous Materials: Harmonization With the
International Maritime Solid Bulk Cargoes (IMSBC) Code
AGENCY: Coast Guard, DHS.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard proposes to harmonize its regulations with
International Maritime Organization (IMO) amendments to Chapter VI and
Chapter VII to the International Convention for the Safety of Life at
Sea, 1974, as amended, (SOLAS) that make the International Maritime
Solid Bulk Cargoes (IMSBC) Code mandatory. The amendments require that
all vessels subject to SOLAS and carrying bulk solid cargoes other than
grain must comply with the IMSBC Code. The Coast Guard proposes to
amend its regulations governing the carriage of solid hazardous
materials in bulk to allow use of the IMSBC Code as an equivalent form
of compliance for all domestic and foreign vessels operating in U.S.
navigable waters. Proposed changes to the Coast Guard regulations will
also expand the list of solid hazardous materials authorized for bulk
transportation by vessel and include special handling procedures based
on the IMSBC Code and existing special permits. These proposed changes
would reduce the need for the current special permits for the carriage
of certain solid hazardous materials in bulk.
DATES: Comments and related material must either be submitted to our
online docket via https://www.regulations.gov on or before July 19, 2010
or reach the Docket Management Facility by that date. Comments sent to
the Office of Management and Budget (OMB) on collection of information
must reach OMB on or before July 19, 2010.
ADDRESSES: You may submit comments identified by docket number USCG-
2009-0091 using any one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Fax: 202-493-2251.
Mail: Docket Management Facility (M-30), U.S. Department
of Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
Hand Delivery: Same as mail address above, between 9 a.m.
and 5 p.m., Monday through Friday, except Federal holidays. The
telephone number is 202-366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.
Collection of information comments: If you have comments on the
collection of information discussed in section VII.D. of this NPRM, you
must also send comments to the Office of Information and Regulatory
Affairs (OIRA), Office of Management and Budget. To ensure that your
comments to OIRA are received on time, the preferred methods are by e-
mail to oira_submission@omb.eop.gov (include the docket number and
``Attention: Desk Officer for Coast Guard, DHS'' in the subject line of
the email) or fax at 202-395-6566. An alternate, though slower, method
is by U.S. mail to the Office of Information and Regulatory Affairs,
Office of Management and Budget, 725 17th Street, NW., Washington, DC
20503, ATTN: Desk Officer, U.S. Coast Guard.
Viewing incorporation by reference material: You may inspect the
material proposed for incorporation by reference at room 1214, U.S.
Coast Guard Headquarters, 2100 Second Street, SW., Washington, DC
20593, between 9 a.m. and 3 p.m., Monday through Friday, except Federal
holidays. The telephone number is 202-372-1401. Copies of the material
are available as indicated in the ``Incorporation by Reference''
section of this preamble.
FOR FURTHER INFORMATION CONTACT: If you have questions on this proposed
rule, call or email Richard Bornhorst, Office of Operating and
Environmental Standards, Hazardous Materials Standards Division (CG-
5223), Coast Guard, telephone 202-372-1426, e-mail
Richard.C.Bornhorst@uscg.mil. If you have questions on viewing or
submitting material to the docket, call Renee V. Wright, Program
Manager, Docket Operations, telephone 202-366-9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
D. Public Meeting
II. Abbreviations
III. Background
A. Summary of Existing Regulations
B. Regulatory History
C. Changes to International Regulations That Led to This
Rulemaking
IV. Discussion of Comments on the 1994 Notice of Proposed Rulemaking
A. General Comments
B. Comments Relating to Specific Provisions
C. Changes Between the 1994 NPRM and This NPRM, Not Prompted by
Specific Comments
V. Discussion of Proposed Rule
A. Proposed Changes to Part 97
B. Proposed Changes to Part 148
C. Distribution Table for Part 148
VI. Incorporation by Reference
VII. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Public Participation and Request for Comments
We encourage you to participate in this rulemaking by submitting
comments and related materials. All comments received will be posted
without change to https://www.regulations.gov and will include any
personal information you have provided.
A. Submitting Comments
If you submit a comment, please include the docket number for this
rulemaking (USCG-2009-0091), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You may submit your comments and material
online or by fax, mail, or hand delivery, but please use only one of
these means. We recommend that you include your name and a mailing
address, an e-mail address, or a phone number in the body of your
document so that we can contact you if we have questions regarding your
submission.
To submit your comment online, go to https://www.regulations.gov,
click on the ``submit a comment'' box, which will then become
highlighted in blue. In the ``Document Type'' drop-down menu, select
``Proposed Rule'' and insert ``USCG-2009-0091'' in the ``Keyword'' box.
Click ``Search,'' then click on the balloon shape in the ``Actions''
column. If you submit your comments by mail or hand delivery, submit
them in an unbound format, no larger than 8\1/2\ by
[[Page 34575]]
11 inches, suitable for copying and electronic filing. If you submit
comments by mail and would like to know that they reached the Facility,
please enclose a stamped, self-addressed postcard or envelope.
We will consider all comments and materials received during the
comment period and may change this proposed rule based on your
comments.
B. Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov,
click on the ``read comments'' box, which will then become highlighted
in blue. In the ``Keyword'' box, insert ``USCG-2009-0091'' and click
``Search.'' Click on ``Open Docket Folder'' in the ``Actions'' column.
If you do not have access to the internet, you may view the docket
online by visiting the Docket Management Facility in Room W12-140 on
the ground floor of the Department of Transportation West Building,
1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. We have an
agreement with the Department of Transportation to use the Document
Management Facility.
C. Privacy Act
You may search the electronic form of comments received into any of
our dockets by the name of the individual submitting the comments (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
D. Public Meeting
We do not now plan to hold a public meeting. You may submit a
request for a public meeting to the docket using one of the methods
specified under ADDRESSES. In your request, explain why you believe a
public meeting would be beneficial. If we determine that one would aid
this rulemaking, we will hold a public meeting at a time and place
announced by a later notice in the Federal Register.
II. Abbreviations
ACGIH American Conference of Governmental Industrial Hygienists
ANPRM Advance Notice of Proposed Rulemaking
BC Code Code of Safe Practice for Solid Bulk Cargoes
BCSN Bulk Cargo Shipping Name
CDC Certain Dangerous Cargoes
CERCLA Comprehensive Environmental Response, Compensation, and
Liability Act
CFR Code of Federal Regulations
COTP Captain of the Port
CTAC Chemical Transportation Advisory Committee
DCM Dangerous Cargo Manifest
DHS Department of Homeland Security
DRI Direct Reduced Iron
EPA Environmental Protection Agency
FR Federal Register
HMR Hazardous Materials Regulations, 49 CFR Parts 171-180
IAEA International Atomic Energy Agency
IMDG Code International Maritime Dangerous Goods Code
IMO International Maritime Organization
IMSBC Code International Maritime Solid Bulk Cargoes Code
LFL lower flammability limit
LSA Low Specific Activity
MARPOL 73/78 International Convention for the Prevention of
Pollution from Ships
MISLE Marine Information for Safety and Law Enforcement
MHB Materials Hazardous only in Bulk
MSDS Material Safety Data Sheet
NCB National Cargo Bureau
NEPA National Environmental Policy Act of 1969
N.O.S. Not Otherwise Specified
NPRM notice of proposed rulemaking
NTTAA National Technology Transfer and Advancement Act
NVIC Navigation and Vessel Inspection Circular
OIRA Office of Information and Regulatory Affairs
OMB Office of Management and Budget
ORM Other Regulated Material
OSHA Occupational Safety and Health Administration
PDM potentially dangerous material
PHMSA Pipeline and Hazardous Materials Safety Administration (U.S.
Department of Transportation)
RQ Reportable Quantity
SCBA Self-contained breathing apparatus
SCO-I Surface Contaminated Object (group I)
SOLAS International Convention for the Safety of Life at Sea, 1974,
as amended
TLV threshold limit value
TML Transportable Moisture Limit
UN United Nations
U.S.C. United States Code
III. Background
A. Summary of Existing Regulations
The Coast Guard regulations governing the carriage of solid
hazardous materials in bulk are found in 46 CFR parts 97 and 148. Part
148 prescribes regulations for the transport of solid hazardous
materials in bulk by vessel on U.S. navigable waters. Subpart 148.01
includes information on applicability, special permits, and
certification. This subpart also includes a list of permitted solid
cargoes that may be transported without special permit from the Coast
Guard; the list was last revised in 1984 (49 FR 16794). The list does
not cover 30 additional solid cargoes that are now shipped in bulk by
vessel and that require special handling procedures to ensure safety in
transportation. The Coast Guard issues special permits specifying
conditions under which it allows transport of these bulk solid cargoes
by vessel.
Subpart 148.02 includes vessel requirements for shipping papers,
dangerous cargo manifests (DCMs), and reporting of incidents. Subparts
148.03 and 148.04 include minimum transportation requirements for all
bulk solid cargoes subject to Part 148, and special additional
requirements for certain material. The special additional requirements
are applied to solid cargoes permitted to be carried in bulk by vessel
in accordance with Subpart 148.01.
B. Regulatory History
This rulemaking is based on a previous rulemaking (CGD 87-069),
which the Coast Guard closed in 1995. On April 28, 1989, the Coast
Guard published an advance notice of proposed rulemaking (ANPRM) titled
``Marine Transport of Bulk Solid Hazardous Materials'' in the Federal
Register (54 FR 18308). During the 60-day comment period, the Coast
Guard received 16 comment letters on the ANPRM, which we considered in
developing a notice of proposed rulemaking (NPRM). The comments did not
request a public meeting, and we did not hold one.
On April 12, 1994, the Coast Guard published an NPRM titled
``Carriage of Bulk Solid Materials Requiring Special Handling'' in the
Federal Register (59 FR 17418) with a 90-day comment period. On August
5, 1994, we extended the comment period for 30 days (59 FR 40004). The
1994 NPRM addressed comments received on the ANPRM. The NPRM also
included a provision regarding the carriage of coal (proposed in the
1994 NPRM as Sec. 148.240), which was based on a report by the
Chemical Transportation Advisory Committee (CTAC) Subcommittee on Coal
Transportation. That CTAC report is discussed in the 1994 NPRM at 59 FR
17420. In response to the 1994 NPRM, the Coast Guard received 65
letters and communications containing more than 200 comments. No public
meeting was requested, and we did not hold one.
On April 13, 1995, the Coast Guard published a notice of
termination in the Federal Register (60 FR 18793). At that time, we
closed the rulemaking to focus resources on other matters. We resolved
those matters and we are now proceeding with the rulemaking. A copy of
the 1994 NPRM and the 1995 Termination Notice have been placed in the
public docket for reference.
[[Page 34576]]
In 2008 and 2009, the CTAC Subcommittee on Solid Bulk Cargoes held
several meetings regarding the IMSBC Code and specific requirements for
the carriage of all bulk solid cargoes by vessel. Industry provided
extensive recommendations during these public meetings, which the Coast
Guard considered and incorporated when developing this proposed rule.
The meetings occurred on April 23, 2008 (73 FR 17369), September 9 and
10, 2008 (73 FR 47202), April 21 and 22, 2009, and August 12, 2009 (74
FR 39090). The rulemaking docket (USCG-2009-0091) contains minutes of
these public meetings as well as the subcommittee's final report. The
Coast Guard used CTAC's report in preparing this NPRM.
At the time the Coast Guard published the 1994 NPRM, the
international standard for the marine transport of solid materials in
bulk was the Code of Safe Practice for Solid Bulk Cargoes (BC Code).
Since the 1994 NPRM, the IMO has updated the BC Code periodically and
renamed it the IMSBC Code. Therefore, this proposed rule is similar,
but not identical, to that proposed in the 1994 NPRM. The Coast Guard
encourages members of the public to comment on this NPRM, even if they
may have submitted a similar comment in the 1994 rulemaking.
The period for comment on this NPRM is 30 days. We believe that a
30-day comment period is adequate in light of the long history of this
rulemaking and the multiple opportunities for comment. As described in
detail above, the public has commented on an ANPRM as well as an NPRM
very similar to the rule proposed in this document, and at four public
meetings in the last 2 years. In addition, the Coast Guard participated
in the development of the IMSBC Code, and held public meetings prior to
each meeting with the IMO to give shipping and cargo interests the
opportunity to comment on IMO activities (see, e.g., 74 FR 40632, 73 FR
51876, and 72 FR 44213). For these reasons, we believe that a comment
period of 30 days is appropriate.
C. Changes to International Regulations That Led to This Rulemaking
The carriage of hazardous materials in international maritime
commerce is now governed by Chapter VII of the International Convention
for the Safety of Life at Sea, 1974, as amended (SOLAS). In 1990 and
1991, the IMO amended Chapter VI of SOLAS, which formerly applied only
to grain cargoes, to include all bulk solid cargoes. The amended
Chapter VI of SOLAS requires that the master receive written cargo
information, that the vessel carry oxygen analysis and gas detection
equipment on board when the cargoes to be carried are likely to emit
toxic or flammable gases, and that the master possess information
regarding the ship's stability and the distribution of cargo after
loading.
On January 1, 1994, these amendments became binding for all nations
signatory to SOLAS, including the United States. In December, 2008, IMO
further amended SOLAS Chapter VI and Chapter VII, to require compliance
with the relevant provisions of the IMSBC Code for the carriage of bulk
solid cargoes other than grain. This amendment will become binding for
all nations signatory to the SOLAS Convention on January 1, 2011.
The IMSBC Code, formerly known as the BC Code, is the international
standard for the marine transport of solid materials in bulk. The IMO
first issued it in 1965 and has amended it several times since, most
recently in 2008. The IMSBC Code provides standards for shippers,
vessel operators, and masters to ensure the safe handling and carriage
of bulk solid cargoes. Implementation of the IMSBC Code will not become
mandatory until January 1, 2011, but several countries have already
adopted the Code, in whole or in part, as national regulation.
Countries that are party to SOLAS will require compliance with the
IMSBC Code for all bulk solid shipments occurring in their
jurisdiction. Several bulk solid cargoes covered by the IMSBC Code are
also regulated by the Coast Guard under 46 CFR part 148, under either
the list of permitted cargoes or the terms of a special permit.
The Secretary of Homeland Security delegated to the Coast Guard the
authority necessary to conduct this rulemaking, including the authority
to carry out the functions and exercise the authorities in 46 U.S.C.
3306 and 5111, and to carry out the functions of 46 U.S.C. 3306(a)(5)
and 49 U.S.C. 5101 et seq. relating to the regulation of bulk
transportation of hazardous materials loaded or carried on board a
vessel without benefit of containers or labels. Under these and other
authorities, the Coast Guard proposes in this NPRM regulations that
would allow the use of the IMSBC Code as an equivalent form of
compliance with 46 CFR part 148 for international shipments originating
or concluding in the United States, subject to conditions and
limitations.
IV. Discussion of Comments on the 1994 Notice of Proposed Rulemaking
In response to the April 1994 NPRM, the Coast Guard received 65
letters and communications containing more than 200 comments. Those
commenting included shippers, carriers, terminal operators, marine
surveyors, trade associations, private individuals, and the Canadian
Coast Guard. No public meeting was requested, and we did not hold one.
In this section, we discuss the comments received on the 1994 NPRM,
including, where appropriate, instances in which comments led to
changes between the 1994 NPRM and this NPRM. In many cases, we no
longer have the original comment letters submitted in 1994; instead, we
based our discussion of those comments on summaries created in 1994,
which we have made available in the docket. Following the discussion of
the public comments, we summarize additional changes made to this
proposed rule as the result of actions by the Coast Guard, the IMO, and
the Pipeline and Hazardous Materials Safety Administration (PHMSA)
since publication of the 1994 NPRM.
A. General Comments
Two comments objected to the rulemaking in general, stating that
the regulations are burdensome and unnecessary.
We have regulated shipment of bulk solid hazardous materials for
more than 30 years. All of the materials previously regulated and those
to be regulated under this rulemaking have been determined through
experience and/or scientific investigation to have characteristics that
could endanger human life or harm the marine environment. Before
participating in any action by IMO to develop the IMSBC Code, the Coast
Guard sought advice from the affected segments of American industry.
The coal industry is a particularly good example. A special working
group from American coal and marine transportation interests
participated in the development of the international requirements. The
adoption of amendments to Chapter VI and Chapter VII of SOLAS require
that all vessels subject to SOLAS and carrying bulk solid cargoes other
than grain must comply with the IMSBC Code. It is necessary for the
United States to update its regulations to harmonize with SOLAS
requirements. Allowing for the use of the IMSBC Code as an equivalent
form of compliance with 46 CFR part 148, and reducing the number of
special permits requested and issued, will reduce some burden on both
the Coast Guard and the shipper. The United States has been, and
expects to continue being, a leader in international maritime safety.
[[Page 34577]]
One comment noted that the Coast Guard was regulating in an area
where each circumstance is different and calls for different measures.
This comment recommended that the Coast Guard require companies
conducting potentially risky operations to conduct a systems analysis
similar to the process hazards analysis now required by both the
Occupational Safety and Health Administration (OSHA) and the
Environmental Protection Agency (EPA).
We determined that the comment's recommendation transcends the
scope of the present rulemaking. None of the materials regulated under
the former rules or proposed for regulating by this NPRM have a history
of catastrophic events that would put an entire community at risk. Only
a few are environmentally hazardous substances of significance. The
issue of systems analysis as proposed by the comment would be better
addressed under a comprehensive review of the Coast Guard's port safety
regulations.
Ten comments proposed that the rules in Part 148 should not apply
to unmanned barges in domestic rivers or coastwise service. We agree in
part. We revised proposed Sec. 148.1 to exclude unmanned barges
transporting potentially dangerous materials (PDM), such as coal and
wood chips, from this part except when such a barge is on an
international voyage. PDM materials have characteristics of self-
heating, flammable/toxic gas emission, or oxygen depletion. These
materials pose little danger when transported in open hopper barges.
This part would continue to apply to all unmanned barges transporting
bulk materials meeting the hazardous class definitions in 49 CFR
Chapter I, Subchapter C; for example, ammonium nitrate fertilizer and
ferrosilicon. The term PDM is functionally equivalent to term
``material hazardous only in bulk'' (MHB), which is used in the IMSBC
Code.
B. Comments Relating to Specific Provisions
1. Section 97.12-1. Four comments found the applicability statement
confusing and the applicability of Subpart 97.12 to foreign flag
vessels and barges unclear.
This section has been deleted from the proposed rule. The vessel
applicability rules from Part 90 apply.
2. Section 97.12-3. One comment remarked that not all vessels
subject to the rules would have masters.
We determined that no change is necessary. Unmanned barges are
exempt from Subpart 97.12 and all other vessels have masters.
3. Section 148.3.
a. Adjacent space. Two comments questioned the definition of
``adjacent space.'' One asked whether an adjacent space included
penetrations, such as cable runs and pipes, in a bulkhead separating a
space from a cargo hold, if those penetrations were gas-tight. The
other stated that spaces having a high rate of air exchange that
negates the potential for the accumulation of toxic or flammable gases
should not be considered adjacent spaces.
To the first comment, the Coast Guard explains that if a cable or
pipe passes through the common bulkhead or deck in a stuffing tube or
packing gland, the space is considered an adjacent space. If a pipe is
welded where it passes through the common bulkhead or deck, it is not a
penetration for the purposes of this definition.
To the second comment, we point out that the definition of adjacent
space relates only to the location of a space in relation to a cargo
hold containing bulk solid materials requiring special handling. The
atmospheric conditions in the space are not addressed in the
definition. Ventilation of adjacent spaces is addressed for specified
cargoes.
b. Hot-molded briquettes. One comment pointed out that the
definition of ``hot-molded briquettes'' is not consistent with the BC
Code (now replaced by the IMSBC Code).
The IMSBC Code defines hot molded direct reduced iron (DRI) as
briquettes molded at a temperature of 650 [deg]C or higher that have a
density of 5.0 g/cm[sup3] or greater. The 1994 NPRM had stated that DRI
briquettes were either molded at a temperature of 650 [deg]C or higher
or had a density of 5.0 g/cm[sup3] or greater. In this proposed rule,
we have revised the proposed definition to match the IMSBC Code.
c. Surface ventilation. One comment asked if the definition of
``surface ventilation'' included both active (fan-induced) and passive
(hatch cover vents) ventilation.
The answer is yes. In this proposed rule, we have expanded the
definition accordingly.
4. Section 148.5. One comment supported acceptance of alternative
procedures set out in Sec. 148.5.
5. Section 148.8. One comment proposed that Section 4 of the BC
Code (now IMSBC Code) be incorporated by reference. The section deals
with assessing the acceptability of consignments for safe shipment.
Section 4 of the IMSBC Code contains provisions for information to
be given to the master prior to loading, and retained on board during
carriage. This section of the IMSBC Code is incorporated by reference
for international shipments under Sec. 148.55 of the proposed rule.
For domestic shipments, equivalent measures are contained in Sec. Sec.
148.60 and 148.70.
6. Section 148.10.
a. One comment found the proposed rules ``grossly inadequate'' in
how they protect merchant mariners from exposure to hazardous
substances. Commenting on footnotes 7, 8, 10, 12, and 15 of proposed
Table 148.10, this comment recommended that the Coast Guard either
adopt OSHA standards for personal protective equipment or develop its
own equivalent standards.
We recognize that this regulation does not contain all the
requirements necessary for a comprehensive health and safety program.
In our Navigation and Vessel Inspection Circular (NVIC) 3-92 of
February 24, 1992, however, we provide the marine industry with
guidance for such a program.
In this proposed rule, we have retained requirements for the most
important health and safety issues related to the transportation of
materials regulated in Part 148. These include general requirements to
treat all cargo holds as confined spaces, and specific requirements
that are deemed necessary due to unique hazards of certain bulk solid
materials. In this proposed rule, a new section, Sec. 148.86,
containing requirements for confined space entry has replaced the
``special requirements'' proposed in Sec. Sec. 148.425 and 148.430 in
the 1994 NPRM Sec. 1. Also, we have added a definition of ``confined
space'' to Sec. 148.3.
b. One comment suggested that an entry for ``ammonium nitrate, UN
1942'' be added to Table 148.10.
We agree and we have adjusted this proposed rule accordingly. The
footnotes and special requirements in the new entry would be the same
as for ammonium nitrate fertilizer, UN 2067.
c. Four comments opposed the classification of coal as PDM and/or
requested that the transport of coal be removed from the rulemaking.
We did not adopt this request. The IMSBC Code provisions for
transport of coal are the result of a U.S. initiative developed with
the knowledge, assistance, and concurrence of the U.S. coal industry.
Where the 1994 rulemaking was not in harmony with the IMSBC Code, we
have revised this proposed rule accordingly. The burden on the coal
industry would be lessened by exempting domestic barge shipments of
PDM, as is provided by this rulemaking.
[[Page 34578]]
d. Concerning the list of sections containing special requirements
for coal, one comment observed that Sec. Sec. 148.15, 148.80, 148.90,
148.100, 148.110, 148.115, and 148.120 also apply to coal.
Although this is generally true, Sec. 148.15 does not apply to
coal; therefore, no change to Table 148.10 is necessary to make
reference to this section. The other sections cited by the comment
contain general requirements that apply to all commodities listed in
the table, and are not specific to coal.
e. One comment questioned the applicability to coal of footnote 24
of proposed Table 148.10, cargoes subject to liquefaction, stating that
liquefaction cannot occur with coal.
Based on the IMSBC Code and other information available to the
Coast Guard, we believe liquefaction can indeed occur with coal if the
coal is in a finely divided form. In order to clarify this, proposed
Sec. 148.450, ``Cargoes subject to liquefaction,'' states that it does
not apply to cargoes of coal that have an average particle size of 10
mm (.394 in.) or greater. The average particle size is based on the
definition of ``fine-grained materials'' in Appendix 2 of the IMSBC
Code.
f. One comment requested that footnote 11, which indicates that
petroleum coke is susceptible to spontaneous heating and ignition, be
removed from the entry for petroleum coke in Table 148.10. The comment
states that this footnote is not appropriate.
We found that the IMSBC Code identifies spontaneous heating and
ignition as a characteristic of petroleum coke, and we have left this
as a hazardous or potentially dangerous description for petroleum coke.
g. One comment opposed classification of sawdust and wood chips as
PDM.
We disagree. The Coast Guard's Bulk Solid Cargoes regulations have
listed sawdust as a regulated material since before 1976. Under this
proposed rule, we would regulate sawdust as PDM when carried by cargo
vessel; it is currently regulated as an Other Regulated Material--Class
C (ORM-C). However, the proposed rule does not apply to domestic barge
shipments. The principal hazard associated with these materials,
sawdust and wood chips, is oxygen depletion in confined spaces. Since
these materials are usually transported domestically in open hopper
barges, oxygen depletion is not a significant hazard.
h. One comment recommended that an entry for Sulfur, NA 1350,
Hazard Class 9, be added to 49 CFR Table 172.101 to be used for
domestic transportation of sulfur.
We agree that this addition would be consistent with the entries
for sulfur in 49 CFR Table 172.101. The entry for sulfur that is
assigned to NA 1350 may be used only for domestic transportation. The
proposed entry for Sulfur UN 1350, Hazard Class 4.1, has been retained
for international transportation. The footnotes and special
requirements of both entries are the same.
7. Section 148.12.
a. This was one of the most controversial provisions of the 1994
NPRM. Seventeen comments objected to this provision on the grounds that
it would create a monopoly by naming the National Cargo Bureau, Inc.
(NCB), as the exclusive agency for assisting the Coast Guard in
administering Part 148. The comments requested that we authorize other
competent entities to assist in the administration of these
regulations.
Since 1952, the Coast Guard's hazardous materials regulations
(HMRs) have contained a provision recognizing NCB. As proposed in 1994,
Sec. 148.12 (to replace existing Sec. 148.01-13) granted no monopoly
to the NCB, did not require that its services be used, and did not
prohibit carriers from employing other surveyors. In this proposed
rule, we have retained this section with only minor revisions.
b. One comment noted that Sec. 148.12 implies mandatory Coast
Guard inspection of each barge, creating a delay that would have an
adverse economic impact.
This is not the case. Proposed Sec. 148.12 in no way mandates
inspection of every barge. We have the authority to inspect barges or
other vessels to ensure compliance with the regulations, but in
practice we do not carry out inspections of 100 percent of the affected
vessels. The employment of NCB or any recognized marine surveying
organization is voluntary on the part of a vessel operator.
8. Section 148.55. One comment noted that proposed paragraph (b) of
this section, by authorizing compliance with international requirements
in lieu of compliance with Part 148, may preclude some other
regulations in Part 148.
As the rule was proposed in the 1994 NPRM, this would have been
true. However, it was not the Coast Guard's intent that this provision
should obviate the requirements concerning environmentally hazardous
substances or zinc ashes. In this proposed rule, we have revised
paragraph (b) of this section to require that these commodities must
comply with Part 148 in addition to the IMSBC Code. We are not aware of
any other provisions in this rulemaking that are significantly more
stringent than the IMSBC Code.
9. Section 148.60.
a. One comment recommended that shipping papers include the
shipper's and transporter's Hazardous Materials Registration Number.
Under PHMSA regulations at 49 CFR part 107, subpart G, registration
is required only for shippers and transporters of certain packaged
hazardous materials. Registration is not required for shippers or
transporters of bulk materials, including solid materials, liquid
chemicals, and compressed gases. Therefore, not all shippers and
transporters of bulk solid materials will have Hazardous Materials
Registration Numbers.
b. One comment stated that the proposed regulation provided
inadequate protection regarding shipment by barge. Because barges do
not have masters, there is no one to hold responsible for accepting the
commodity.
We point to Sec. 148.2, proposed in this rulemaking, which places
the duty to comply with these regulations on ``each master of a vessel,
person in charge of a barge, owner, operator, charterer, or agent.'' We
propose to revise the definition of ``master'' in Sec. 148.3 to
indicate that the person in charge of a barge may perform the functions
of a master for the purposes of this proposed rule. We also propose to
add the definition of ``person in charge of a barge'' to Sec. 148.3.
c. One comment requested that the Coast Guard define the format or
document to be used for notification of the master.
We do not intend to impose a format for communications between
shipper and carrier. A single format cannot take into account all forms
of communication between all types of shippers and carriers.
Documentation should be in a form acceptable to both parties.
d. One comment suggested that it may be good practice to have a
material safety data sheet (MSDS) address some portions of proposed
Sec. 148.60.
We agree with the comment, but point out that proposed Sec. 148.61
already allows hazardous materials information to be provided in the
form of an MSDS.
e. One comment observed that, as proposed in the 1994 NPRM, Sec.
148.60(d) negated the requirement for shipping papers for shipments of
PDM, including coal.
In this proposed rule, we have resolved this issue by removing
[[Page 34579]]
paragraph (d) of Sec. 148.60. Because of the proposed applicability
provisions at Sec. 148.1, shipping papers would be required for all
shipments of hazardous materials and PDM by cargo vessel, and by
unmanned barge if the barge is on an international voyage. Shipping
papers are not required for PDM when transported by barge in domestic
transportation.
f. One comment stated that the shipping paper requirements for PDM
in the 1994 proposal were not clear; this comment proposed that the
requirement for shipper advice be dropped.
Shippers' advice to the master is essential for many materials. The
shipper has the most knowledge of the characteristics and hazards of
the material and therefore can provide the best advice for shipping.
This information most commonly is conveyed through shipping papers and
DCMs. Under SOLAS, shipping papers and a DCM are required for all
hazardous cargoes. Therefore, in this proposed rule, we removed the
exception for PDM in international commerce. Because of the proposed
revision to the applicability provisions at Sec. 148.1, neither
shipping papers nor a DCM are needed for shipments of PDM by unmanned
barge in domestic transportation.
10. Section 148.62. Two comments did not believe safety would be
meaningfully enhanced by a requirement to transfer and maintain aboard
an unmanned barge written information on the hazards of these cargoes.
The proposed regulations require that the shipping paper and
emergency response information be kept on the tug or towing vessel, or,
in the case of a moored barge, in a readily retrievable location. The
purpose of this requirement includes the safety of first responders. If
an incident should occur on board the barge, it is essential that
personnel responding can obtain emergency response information. If the
shipper or the master of a vessel or person in charge is not available,
this may be the only source of information on the cargo.
11. Section 148.70.
a. One comment requested that barges be exempt from the requirement
for a DCM.
Under the revised applicability provisions of this proposed rule,
barges are exempt from DCM requirements unless they are on an
international voyage. On international voyages, barges carrying Class 4
through 9 hazardous materials in bulk must comply with SOLAS and
therefore must have a DCM.
b. Another comment questioned whether a DCM is required for
materials classed as PDM.
The answer is no. A DCM is required only when a cargo vessel (or a
barge on an international voyage) transports bulk materials of Hazard
Classes 4 through 9.
c. One comment recommended that a DCM be required for unmanned
barges.
We partially agree. Under SOLAS, an unmanned barge carrying bulk
hazardous materials other than PDM on an international voyage must have
a DCM on board. For barges in domestic transportation, however, the
information required to be on the DCM is either not applicable or is
redundant to information presented on the shipping paper. The shipping
paper required on board the towing vessel or on the barge under
proposed Sec. 148.60 provides sufficient information.
12. Section 148.80.
a. One comment asked whether the definition of ``responsible
person'' included members of a ship's crew designated by the master or
his deputy and noted that, if so, no changes in current practices are
implied.
This definition as referenced by the comment is the intended
definition of ``responsible person.'' The responsible person must be a
person empowered by the master of a vessel or the owner or operator of
a barge to make all decisions relating to his or her specific task and
must have the necessary knowledge and experience for that purpose. We
have added this definition of ``responsible person'' to proposed Sec.
148.3.
b. Another comment asked whether these regulations would require
either the vessel or the shipper to provide a ``responsible person'' to
supervise the loading.
The answer is yes. The proposed rule requires that a responsible
person be assigned by either the master of the vessel or the owner or
operator of a barge.
13. Section 148.90.
a. Eighteen comments questioned the need for holds to be thoroughly
cleaned of the previous cargo when the same cargo is to be loaded
again.
We believe that the 1994 NPRM was ambiguously worded with regard to
the cleaning of cargo holds. The current proposed rule clarifies that
thorough cleaning is required only when the previous cargo is
incompatible with the cargo being loaded. Compatibility is determined
by reference to the stowage and segregation requirements in Subpart D
of Part 148.
b. Four comments stated that the requirement that each cargo hold
be as dry as practicable was in itself not practical.
The proposed rule clarifies that this requirement applies only to
bulk solids that are dangerous when wet or that are subject to
liquefaction.
c. Two comments expressed the need for shippers to advise masters
of Great Lakes vessels regarding stowage factors and trimming, because
of the unique design and operating mode of these vessels. According to
the comments, the best course of action is to test every coal cargo for
methane regardless of information provided by the shipper.
We agree. The IMSBC Code requires that the atmosphere above the
cargo in each hold containing coal be regularly monitored for the
concentration of methane, oxygen, and carbon monoxide with procedures
outlined in Appendix 1.
d. Another comment recommended that the requirement to provide
information on the chemical properties and related hazards of coal and
petroleum coke should be omitted.
We disagree. In the interest of safety, the master of the vessel
must be fully informed of the nature of the material to be loaded. The
regulations, it should be noted, do not stipulate that the chemical
properties and related hazards information must be provided for each
shipment. For repetitious shipments by a single shipper of a material
whose characteristics remain unchanged, this information need only be
provided once and retained on file.
14. Section 148.100. One comment recommended that recording the
details of cargo monitoring and gas testing in a separate dedicated
book should be allowed to continue. The ship's log need only make
reference to such testing or monitoring.
We agree with the comment and revised proposed Sec. 148.100
requiring that the date and time be recorded in the ship's log. The
proposed rule requires only that the detailed information be recorded,
and does not specifically require that it be recorded in the ship's
log.
15. Section 148.110. One comment stated that a cautionary statement
referring to 33 CFR part 151 might be appropriate for inclusion in
Sec. 148.110.
We agree. Under 33 CFR part 151, operational and maintenance wastes
such as cargo residues and deck sweepings are considered ``garbage.''
When on U.S. territorial seas or inland waters, cargo residues and deck
sweepings must be retained on the vessel and disposed of as specified
in that part; therefore, we included this information in the proposed
Sec. 148.110.
16. Section 148.150. One comment requested that a provision be
added under Sec. 148.150 to read ``sulfur must be
[[Page 34580]]
segregated as required in Sec. 148.120 for Class 4.1 materials.''
We agree with the comment and made this revision.
17. Section 148.155. One comment interpreted this section as
requiring separation by one complete cargo compartment between two PDM
commodities. They doubted that a vessel would be capable of sailing
with an empty intermediate cargo compartment without stressing the
vessel.
This comment likely refers to proposed Sec. 148.155(d)(2). The
separation provision applies only when the temperature of petroleum
coke is 55 [deg]C (131 [deg]F) or higher when loaded. The purpose of
this requirement is to prevent contact between a bulkhead of a cargo
hold containing hot hazardous material and a cargo in an adjacent cargo
hold that is sensitive to heat. If it is necessary to transport
petroleum coke in a hold adjacent to other hazardous materials, the
solution is to not load hot petroleum coke until its temperature
decreases to below 55[deg]C. Alternatively, if possible, nonhazardous
cargo could be stowed in the intervening hold.
18. Section 148.205.
a. One comment stated that the temperature limitations for ammonium
nitrate fertilizer should be ensured by monitoring and controlling
temperature at the output from the manufacturing process rather than by
temperature probes once the material is loaded.
We agree that the temperature of ammonium nitrate fertilizer or any
other bulk commodity is best controlled through the manufacturing
process. However, only monitoring immediately before loading would
ensure that the temperature of the cargo on the vessel is within safe
limits.
b. One comment asked if the detonation test prescribed by The
Fertilizer Institute was acceptable as an equivalent test under Sec.
148.205(b).
In this proposed rule this test has not been added to the list of
allowable tests because it is no longer being maintained by The
Fertilizer Institute. Therefore, the detonation test prescribed by The
Fertilizer Institute is not acceptable as an equivalent.
c. One comment stated that Sec. 148.205(c)(1) is a reasonable
requirement provided it does not mean that each load offered for
shipment has to be tested. According to the comment, test data on file
supporting the classification by the manufacturer should be sufficient.
This proposed provision does not imply that testing is required for
each shipment as long as the chemical composition of the material being
shipped has not changed.
d. One comment noted that this section is deficient because it
refers only to the ``master'' when the vessel may be a barge.
To clarify the applicability of this and similar provisions, we
proposed to revise the definition of ``master'' in Sec. 148.3 to
include the ``person in charge of a barge,'' and add a definition of
``person in charge of a barge'' to that section.
e. One comment questioned the prohibition on fuel oil transfer
during loading of ammonium nitrate fertilizers. This comment saw no
reason why internal fuel transfers should not be permitted.
The purpose of prohibiting bunkering and fuel transfers during the
handling of ammonium nitrate and ammonium nitrate fertilizers is to
preclude any possibility of forming an explosive mixture through the
contamination of the ammonium nitrate. This prohibition does not extend
to transfers of fuel on board the vessel through the vessel's fixed
piping system. We have reworded the section to clarify this.
19. Section 148.225. One comment recommended that Sec. Sec.
148.225 and 148.315 address the proper disposal of residue that has
been ``hosed down'' or ``washed down with fresh water.'' Another
similar comment recommended that Sec. 148.315 should address proper
disposal of sulfur residue that has been ``hosed down'' or ``washed
down with fresh water.''
Although the provision for washing down with fresh water is a
direct quotation from the IMSBC Code, we recognize that it conflicts
with Annex V of The International Convention for the Prevention of
Pollution from Ships (MARPOL 73/78) and 33 CFR part 151. Instead, in
these sections, we propose to refer to 33 CFR parts 151.55 through
151.77.
20. Section 148.240.
a. One comment believed there should be some discrimination between
supply and exhaust fans in determining which must be ``safe for use in
an explosive gas atmosphere.'' The comment recommended that all
existing fans should be ``grandfathered.''
We disagree. Both intake and exhaust fans must be explosion-proof
for two reasons. First, ventilation fans on board a vessel are often
dual purpose, serving as both intake and exhaust. Second, pockets of
gas may accumulate within the housings of both intake and exhaust fans
during periods of non-use, creating the possibility of explosion.
b. Two comments expressed an objection to any broad-brush statement
classifying all coals as hazardous material.
We support the determination by the IMO that, while some coals are
more hazardous than others, all have the potential to be hazardous. We
note that the U.S. coal industry was represented on the working group
that recommended provisions eventually included in the IMSBC Code.
c. One comment remarked that the requirements for coal were
different and less demanding than the current recommendations contained
in the BC Code (now the IMSBC Code).
Although phrased differently from the IMSBC Code, the proposed
provisions of this chapter concerning coal (not limited to Sec.
148.240) are neither different nor less demanding than those of the
IMSBC Code.
d. Another comment proposed that some recognition be shown for the
unique construction of the Great Lakes self-unloading vessel.
We accept the fact that Great Lakes vessels may have certain unique
features. However, they are exceptions to the general case addressed in
these regulations. If owners/operators of Great Lakes vessels cannot
comply with this proposed rule, but can provide equivalent safety
through alternative means, they may take advantage of the alternative
procedures provisions of Sec. 148.5.
e. One comment found Sec. 148.240(a) not specific enough to
establish the types of electrical fittings that are required.
We determined that 46 CFR part 111, subpart 111.105, is sufficient
in clarity. An item of electrical equipment must be tested or approved
in order to comply with IEC 79 series publications. The specific
requirements are stated in 111.105-7(a) and (b) and a reference is made
to this section in 148.240.
f. Another comment noted that Sec. 148.240(a) did not apply to
adjacent spaces because Sec. 148.18(b) recognized that such spaces may
have electrical equipment that is not certified safe for use in an
explosive gas atmosphere.
This comment is correct. Paragraph Sec. 148.240(a) has been
revised so that it refers only to electrical equipment in cargo holds.
g. Fifteen comments expressed very serious objections to the
provision that the temperature of coal at the time of loading not
exceed 41 [deg]C (105 [deg]F), or 15 [deg]C (27 [deg]F) above the
ambient temperature.
We agree with the comments. The temperature requirements in the
1994 NPRM were not consistent with the IMSBC Code and have been removed
from this proposed rule.
[[Page 34581]]
h. Three comments stated that the wording of the requirement for
trimming, i.e., ``reasonably level,'' was subject to various
interpretations. They recommended that the subjective nature of this
section be eliminated by incorporating some quantitative factor, such
as a maximum height of the peak of the pile expressed as a percentage
of the vessel's beam.
We recognize the subjective nature of this provision but find it to
be impractical to impose an arbitrary quantitative standard for
``level.'' We have therefore removed this language from the proposed
rule. The shipper will be responsible for providing trimming
information in accordance with the new proposed shipping paper
requirements.
i. Two comments observed that Sec. 148.240(c)(1) provided no
definition of ``sealed'', but advised that self-unloading vessels
cannot meet this sort of ``sealing'' requirement in all cases. The
comments noted that a number of obvious exemptions would be necessary.
We find that the concept of ``sealed'' requires no regulatory
definition. The purpose of sealing the accesses and hatches is to
prevent the escape of methane from the hold into other spaces on the
vessel. This paragraph has been revised to clarify that, because of
their design, the unloading gates on self-unloading vessels are not
required to be sealed.
j. One comment found the 1994 NPRM unclear as to the meaning of the
word ``casing,'' and assumed that this refers to access trunks.
We agree. ``Casing'' is the term employed by the IMSBC Code. By
common definition, a ``casing'' is the metal enclosure around a space
such as an ``access trunk.'' To eliminate confusion, the word
``casing'' has been removed in this proposed rule.
k. One comment noted that there was no reference to the tunnel
spaces on self-unloading vessels in the section on coal, and suggested
they be included in Sec. 148.240(c)(2).
We have adopted this suggestion in the proposed rule.
l. Three comments inquired as to what specifically are ``hot
areas'' and what is considered adequate ventilation.
We agree that the use of the term ``hot areas'' in the 1994 NPRM
was vague, and we have deleted it from this rulemaking.
In the context of Sec. 148.240(c)(2), adequate ventilation means
an air exchange that prevents an accumulation of gas that may be
harmful to personnel in working spaces. The ventilation may be natural
or mechanical and should be commensurate with the risk of exposure of
the space to harmful gases.
In the context of Sec. 148.240(c)(3), adequate ventilation means
surface ventilation as defined in Sec. 148.240(f). Ventilation has
been defined in the definition section, Sec. 148.3.
m. One comment stated that paragraph (d) of this section was
redundant by virtue of paragraphs (e), (f), and (i).
We do not agree. Paragraph (d) states a general prohibition on
ventilation applicable to all shipments of coal. Paragraph (e) requires
the temperature of coal, known to be, or suspected of being,
susceptible to self-heating, to be monitored. Paragraph (f) provides an
exception to paragraph (d) for coals that generate methane. Paragraph
(i) prescribes that the atmosphere in a hold containing a coal
described in paragraph (e) must be monitored for carbon monoxide. There
is no redundancy between paragraph (d) and any other paragraph or
combination of paragraphs.
n. One comment asserted that the requirement to provide
characteristics of the cargo is the responsibility of the shipper or
his appointed agent, and objected to the reference in the 1994 NPRM to
information about the cargo possessed by the terminal operator and/or
vessel operator. Another comment noted that the requirement to monitor
coal temperatures before loading should be the responsibility of the
shipper. Three other comments stated the view that shippers at times
may find it difficult or impossible to obtain the required information.
These comments stated that shippers should not be liable for
information they do not have.
In response to all of these comments, the Coast Guard replies that
someone in the transportation chain must accept responsibility for the
condition of a material to be loaded aboard a vessel. Logically, the
primary responsibility resides with the person who offers the material
for shipment. This person is responsible for knowing the specific types
of cargoes being shipped and their hazardous characteristics. This
responsibility does not absolve the terminal operator, who may have
information about cargoes obtained through experience or observation,
from an obligation to pass such information on to the master, nor does
it absolve the master, who has the final responsibility for the safety
of his vessel. This proposed rule clarifies that the master is
responsible for monitoring the temperature of the coal.
o. Several comments requested clarification as to what triggers the
requirement for ventilation of the cargo space. Three comments stated
that the term ``freshly mined'' was a subjective judgment and needed to
be clarified. One comment requested clarification of what ``history''
would trigger the ventilation requirements for coal.
This section has been revised in the proposed rule to emphasize the
coal's potential for emitting methane as the trigger for requiring
ventilation of the cargo space.
p. One comment requested that temperature monitoring be waived with
respect to coal stored in rail cars before loading.
As amended, the proposed rule does not specifically require
monitoring the temperature of coal that is stored in rail cars before
it is loaded.
q. One commenter asked if there is a specific standard for
electrical equipment and cables in a hold containing coal, to ensure
that they are suitable for use in a potentially explosive atmosphere.
Proposed Sec. 148.240(g) specifies that the electrical equipment,
and by implication its associated fittings, must comply with 46 CFR
111.105, which applies to installation of electrical equipment in
hazardous locations.
r. One comment noted that the meaning of the expression ``may not
be de-energized'' was not clear, and asked whether this statement was
prohibitive or permissive.
According to Federal Register drafting conventions, the term ``may
not'' or ``No person may'' always implies a prohibition. However, we
have rephrased this paragraph for clarity.
s. Two comments recommended that electrical equipment in adjacent
spaces be allowed to meet then-current Coast Guard requirements as long
as these spaces are periodically monitored for the presence of
explosive gas.
Under 46 CFR 111.105-35, existing electrical equipment in cargo
holds containing coal must now be suitable for use in an explosive gas
atmosphere. In adjacent spaces, electrical equipment may be suitable
for use in nonhazardous atmospheres provided such equipment is de-
energized if the concentration of flammable gas in the space reaches a
dangerous level. Because this proposed rule introduces no new
requirements, there is no need to ``grandfather'' existing
installations.
t. One comment questioned the exception from gas emission
monitoring for voyages of 72 hours or less, noting that all research
data indicates that methane has the potential to leak from coal
immediately and that occurrences of this sort have resulted in several
accidents.
This exception was included in the 1994 NPRM to account for vessels
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operating on the Great Lakes. The Coast Guard recognized the merit of
the comment and removed the exception from this proposed rule.
u. One comment assumed that opening a ``booby hatch'' or vent pipe
would not be construed as ``opening the cargo hatches or entering the
cargo hold.''
The comment's assumption is correct.
v. Three comments noted that it had been the Chemical
Transportation Advisory Committee (CTAC) Subcommittee's intent to
exempt unmanned barges from all requirements to test the atmosphere
above the coal.
The Coast Guard has proposed to exempt unmanned barges that are
carrying any PDM, including coal, from the applicability of this part
unless the barges are on an international voyage.
w. Two comments noted that, for coal, the procedure in this section
for taking pre-loading temperature readings would not always be
effective in determining the true status of the stockpile or cargo.
Additionally, they questioned the absence of a provision for continuous
electronic (infrared) temperature monitoring, a procedure that is
available at some export terminals and that has been proven effective
and reliable.
We removed the pre-loading temperature limitations for coal. As a
means of monitoring the temperature increase for self-heating coal in
the cargo hold of a vessel, we believe the procedure outlined in Sec.
148.240(e) is satisfactory. The Coast Guard does not discount
continuous electronic (infrared) temperature monitoring but has not had
an opportunity to assess its equivalence to the method specified.
Anyone wishing to use continuous electronic monitoring may request
authorization under Sec. 148.5.
21. Section 148.245.
a. Two comments noted that the procedures for loading DRI and metal
sulfide concentrates in rain or snow were not addressed. They proposed
that the rule include detailed procedures for monitoring rainfall and
calculating the resulting moisture content, and provisions for
communicating this information with the vessel master and terminal.
The Code of Federal Regulations (CFR) cannot serve as a detailed
instruction manual for safe handling and loading of cargoes. It is the
shipper's responsibility to provide DRI to the master of the vessel in
an acceptable condition. Section 148.245.3(c) prohibits acceptance for
transport of DRI or cold-molded briquettes that are wet or are known to
have been wetted. How this condition is achieved and maintained is left
to the shipper's good judgment.
b. One commenter felt that Sec. 148.250(d), which prohibits the
loading of DRI hot-molded briquettes during periods of rain or snow,
was overstated.
We do not agree with this comment. This prohibition is a
precautionary measure for keeping cargoes as dry as practicable. When
DRI hot-molded briquettes are exposed to water, they react, releasing
hydrogen that initiates self-heating of the cargo. As seen in several
incidents over the past years, this self-heating can ultimately lead to
auto ignition of the cargo, causing a fire or an explosion within the
hold and endangering the life of the crew.
c. One comment requested a definition of ``short international
voyage.''
After further review, we have removed this terminology from the
proposed rule.
d. Another comment stated that while this section offers protection
to radar and RDF scanners on board the vessel transporting DRI, it
fails to offer any protection to the crew, adjacent property owners,
etc., from the same dust which would damage the radar.
The Coast Guard's statutory mandate is to protect life and property
at sea and to assure preservation of the marine environment. A ship's
navigation systems are vital to such protection. Under this rulemaking
and OSHA regulations, crewmembers and other persons engaged in cargo
handling operations must wear protective clothing and respiratory
devices when handling dusty cargoes. The protection of adjacent
property and persons not employed by the terminal or the carrier is
under the purview of EPA air pollution regulations or local statutes
and is beyond the scope of this project. If cargo is appropriately
loaded and shipped, the amount of dust released into the environment
should be minimal.
22. Section 148.265(g). One comment felt that the requirement to
take and record the temperature of fish meal or fish scrap three times
a day during a voyage was particularly onerous for unmanned barges.
We agree that taking the temperature three times a day is
impractical on an unmanned barge, especially when that barge is part of
a multi-barge tow. The proposed rule excludes unmanned barges from the
temperature-measurement requirement.
23. Section 148.270. One comment found Sec. 148.270(d) misleading
and thought that it might exceed Coast Guard authority.
What specifically was ``misleading'' was not stated. However, this
provision does not exceed Coast Guard authority. It merely directs
those persons responsible for loading or unloading a vessel to take all
reasonable precautions to prevent dispersal of a hazardous substance
into the environment, and to report any spill to the National Response
Center in accordance with EPA regulations. In the proposed rule, the
final sentence has been revised to refer to the ``garbage'' disposal
requirements of 33 CFR part 151.
24. Section 148.285.
a. One comment asked the Coast Guard to advise on the format or
type of document to be used for notifications to the master of the
vessel.
We do not intend to impose a format for communications between
shipper and carrier. Documentation should be in a form acceptable to
both parties. The language of notification to the master has been
removed from this section because that information is already contained
in the proposed Sec. 148.60.
b. One comment stated that if the sampling of metal sulfide
concentrates is not conducted correctly, and, in fact, is n