Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Open Water Marine Seismic Survey in the Chukchi Sea, Alaska, 32379-32398 [2010-13753]
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Federal Register / Vol. 75, No. 109 / Tuesday, June 8, 2010 / Notices
FURTHER INFORMATION CONTACT),
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XW13
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Open Water
Marine Seismic Survey in the Chukchi
Sea, Alaska
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments.
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SUMMARY: NMFS received an
application from Statoil USA E&P Inc.
(Statoil) for an Incidental Harassment
Authorization (IHA) to take marine
mammals, by harassment, incidental to
a proposed open water marine seismic
survey in the Chukchi Sea, Alaska,
between July through November 2010.
Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an IHA to Statoil to take, by Level
B harassment only, twelve species of
marine mammals during the specified
activity.
DATES: Comments and information must
be received no later than July 8, 2010.
ADDRESSES: Comments on the
application should be addressed to
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 East
West Highway, Silver Spring, MD
20910. The mailbox address for
providing email comments is PR1.0648–
XW13@noaa.gov. NMFS is not
responsible for e mail comments sent to
addresses other than the one provided
here. Comments sent via e mail,
including all attachments, must not
exceed a 10 megabyte file size.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm without change. All
Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
A copy of the application used in this
document may be obtained by writing to
the address specified above, telephoning
the contact listed below (see FOR
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or
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. Documents cited in this
notice may also be viewed, by
appointment, during regular business
hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT:
Shane Guan, Office of Protected
Resources, NMFS, (301) 713 2289, ext
137.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses (where relevant), and if
the permissible methods of taking and
requirements pertaining to the
mitigation, monitoring and reporting of
such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ‘‘...an impact resulting from
the specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the U.S. can apply for
an authorization to incidentally take
small numbers of marine mammals by
harassment. Section 101(a)(5)(D)
establishes a 45 day time limit for
NMFS review of an application
followed by a 30 day public notice and
comment period on any proposed
authorizations for the incidental
harassment of marine mammals. Within
45 days of the close of the comment
period, NMFS must either issue or deny
the authorization.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as:
any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[‘‘Level A harassment’’]; or (ii) has the
potential to disturb a marine mammal or
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marine mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[‘‘Level B harassment’’].
Summary of Request
NMFS received an application on
December 24, 2009, from Statoil for the
taking, by harassment, of marine
mammals incidental to a 3D marine
seismic surveys in the Chukchi Sea,
Alaska, during the 2010 open-water
season. After addressing comments from
NMFS, Statoil modified its application
and submitted a revised application on
April 12, 2010. The April 12, 2010,
application is the one available for
public comment (see ADDRESSES) and
considered by NMFS for this proposed
IHA.
This proposed marine seismic survey
will use two towed airgun array
consisting of 26 active (10 spare) airguns
with a maximum discharge volume of
3,000 cubic inch (in3). The proposed 3D
survey will take place in a 915 mi2
(2,370 km2) survey area approximately
150 mi (241 km) west of Barrow in
water depth of approximately 100 to 165
ft (30 to 50 m). The seismic survey is
designed to collect 3D data of the deep
sub-surface in Statoil’s Chukchi leases
in support of future oil and gas
development within the area of
coverage. The data will help identify
source rocks, migration pathways, and
play types. In addition, a 2D tie line
survey has been designed as a second
priority program to acquire useful
information in the region. The four
stand alone 2D lines (with a total length
of approximately 420 mi or 675 km) are
designed to tie the details of the new
high resolution 3D image to the
surrounding regional geology to
facilitate interpretation of more regional
trends. The number of 2D km acquired
will to some degree be dependent on the
2010 season’s restrictive ice coverage
and the 3D data acquisition progress.
Statoil intends to conduct these
marine surveys during the 2010 Arctic
open-water season (July through
November). Impacts to marine mammals
may occur from noise produced by
airgun sources used in the surveys.
Description of the Specified Activity
Statoil plans to conduct geophysical
data acquisition activities in the
Chukchi Sea in the period July 15
through November 30, 2010. Data
acquisition is expected to take
approximately 60 days (including
anticipated downtime), but the total
period for this request is from July 15
through November 30 to allow for
unexpected downtime. The project area
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encompasses approximately 915 mi2
(2,370 km2) in Statoil lease holdings in
the Minerals Management Service
(MMS) Outer Continental Shelf (OCS)
Lease Sale 193 area in the northern
Chukchi Sea (Figure 1 of the Statoil IHA
application). The activities consist of 3D
seismic data acquisition and a 2D tie
line survey as a second priority
program.
The entire 3D program, if it can be
completed, will consist of
approximately 3,100 mi (4,990 km) of
production line, not including line
turns. A total of four 2D well tie lines
with a total length of approximately 420
mi (675 km) are included in the survey
plan as a second priority program. The
3D seismic data acquisition will be
conducted from the M/V Geo Celtic. The
M/V Geo Celtic will tow two identical
airgun arrays at approximately 20 ft (6
m) depth and at a distance of about 902
ft (275 m) behind the vessel. Each array
is composed of three strings for a total
of 26 active G-guns (4 60 in3, 8 70 in3,
6 100 in3, 4 150 in3, and 4 250 in3) with
a total discharge volume of 3000 in3.
Each array also consists of 5 clusters of
10 inactive airguns that will be used as
spares. One of the smallest guns in the
array (60 in3) will be used as the
mitigation gun. More details of the
airgun array and its components are
described in Appendix B of Statoil’s
IHA application. In addition to the
airgun array, pinger systems
(DigiRANGE II, or similar systems) will
be used to position the streamer array
relative to the vessel.
The estimated source level for the full
3000 in3 array is 245 dB re 1 μPa (rms)
at 1 m. The maximum distances to
received levels of 190, 180 160, and 120
dB re 1 μPa (rms) from sound source
verification (SSV) measurements of the
3,147 in3 airgun array used in the
Chukchi Sea during 2006–2008 were
used to model the received levels at
these distances, which show that the
maximum distances are 700, 2,500,
13,000, and 120,000 m, respectively.
The estimated source level of this
single 60 in3 airgun is 230 dB re 1 μPa
(rms) at 1 m, and the modeled distances
to received levels of 190, 180 160, and
120 dB re 1 μPa (rms) are 75, 220, 1,800,
and 50,000 m, respectively.
The DigiRANGE II pinger system
produces very short pulses, occurring
for 10 ms, with source level
approximately 180 dB re 1 μPa (rms) at
1 m at 55 kHz, 188 dB re 1 μPa (rms)
at 1 m at 75 kHz, and 184 dB re 1 μPa
(rms) at 1 m at 95 kHz. One pulse is
emitted on command from the operator
aboard the source vessel, which under
normal operating conditions is once
every 10 s. Most of the energy in the
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sound pulses emitted by this pinger is
between 50 and 100 kHz. The signal is
omnidirectional. Using simple spherical
spreading modeling for sound
propagation, the calculated distances to
received levels of 180, 160, and 120 dB
re 1 μPa (rms) are 2.5 m, 25 m, and
2,512 m, respectively. These distances
are well within the radii for airgun
arrays and that of a single mitigation
gun.
The vessel will travel along predetermined lines at a speed of about 4
- 5 knots while one of the airgun arrays
discharges every 8 - 10 seconds (shot
interval 61.52 ft [18.75 m]). The
streamer hydrophone array will consist
of twelve streamers of up to
approximately 2.2 mi (4 km) in length,
with a total of 20,000 - 25,000
hydrophones at 6.6 ft (2 m) spacing.
This large hydrophone streamer receiver
array, designed to maximize efficiency
and minimize the number of source
points, will receive the reflected signals
from the airgun array and transfer the
data to an on-board processing system.
A 2D tie line survey has been
designed as a second priority program to
allow the vessel to acquire useful
information in the region. The four
stand alone 2D lines have a total length
of approximately 420 mi (675 km) and
are designed to tie the details of the new
high resolution 3D image to known
surrounding regional geology.
The approximate boundaries of the
total surface area are between 71° 30’ N
and 72° 00’ N and between 165° W and
162° 30’ W. The water depth in the
survey area varies from 100 to 165 ft (30
to 50 m).
The vessels involved in the seismic
survey activities will consist of at least
three vessels as listed below.
Specifications of these vessels (or
equivalent vessels if availability
changes) are provided in Appendix A of
Statoil’s IHA application.
• One (1) seismic source vessel, the
M/V Geo Celtic or similar equipped
vessel, to tow the two 3,000 in3 airgun
arrays and hydrophone streamer for the
3D (and 2D) seismic data acquisition
and to serve as a platform for marine
mammal monitoring;
• One (1) chase/monitoring vessel,
the M/V Gulf Provider or similar
equipped vessel, for marine mammal
monitoring, crew transfer, support and
supply duties.
• One (1) chase/monitoring vessel,
the M/V Thor Alpha or similar
equipped vessel, for marine mammal
monitoring, support and supply duties.
The M/V Geo Celtic, or similar vessel,
will arrive in Dutch Harbor around mid
July 2010. The vessels will be
resupplied and the crew changed at this
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port. Depending on ice conditions, all
three vessels will depart Dutch Harbor
around mid/end July with an expected
transit time of approximately 5 days
(weather depending). Directly upon
arrival in the 3D survey area, depending
on ice conditions, the M/V Geo Celtic
will deploy the airgun array and start
operating their guns for the purpose of
sound source verification measurements
(see Statoil IHA application for more
details). The startup date of seismic data
acquisition is expected to be early/mid
August but depends on local ice
conditions.
Upon completion of these
measurements the seismic data
acquisition in the Chukchi Sea will start
and, depending on the start date, is
expected to be completed in the first
half of October. This is based on an
estimated duration of 60 days from first
to last shot point (including anticipated
downtime). The data acquisition is a
24–hour operation.
Description of Marine Mammals in the
Area of the Specified Activity
Eight cetacean and four pinniped
species under NMFS jurisdiction could
occur in the general area of Statoil’s
open water marine seismic survey area
in the Chukchi Sea. These species most
likely to occur in the general area
project vicinity include two cetacean
species: beluga (Delphinapterus leucas)
and bowhead whales (Balaena
mysticetus), and three seal species:
ringed (Phoca hispida), spotted (P.
largha), and bearded seals (Erignathus
barbatus). Most encounters are likely to
occur in nearshore shelf habitats or
along the ice edge. The marine mammal
species that is likely to be encountered
most widely (in space and time)
throughout the period of the open water
seismic survey is the ringed seal.
Encounters with bowhead and beluga
whales are expected to be limited to
particular regions and seasons, as
discussed below.
Other marine mammal species that
have been observed in the Chukchi Sea
but are less frequent or uncommon in
the project area include harbor porpoise
(Phocoena phocoena), narwhal
(Monodon monoceros), killer whale
(Orcinus orca), fin whale (Balaenoptera
physalus), minke whale (B.
acutorostrata), humpback whale
(Megaptera novaeangliae), gray whale
(Eschrichtius robustus), and ribbon seal
(Histriophoca fasciata). These species
could occur in the project area, but each
of these species is uncommon or rare in
the area and relatively few encounters
with these species are expected during
the proposed marine seismic survey.
The narwhal occurs in Canadian waters
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and occasionally in the Beaufort Sea,
but it is rare there and is not expected
to be encountered. There are scattered
records of narwhal in Alaskan waters,
including reports by subsistence
hunters, where the species is considered
extralimital (Reeves et al. 2002). Point
Barrow, Alaska, is the approximate
northeastern extent of the harbor
porpoise’s regular range (Suydam and
George 1992). Humpback, fin, and
minke whales have recently been
sighted in the Chukchi Sea but very
rarely in the Beaufort Sea. Greene et al.
(2007) reported and photographed a
humpback whale cow/calf pair east of
Barrow near Smith Bay in 2007, which
is the first known occurrence of
humpbacks in the Beaufort Sea.
Savarese et al. (2009) reported one
minke whale sighting in the Beaufort
Sea in 2007 and 2008. Ribbon seals do
not normally occur in the Beaufort Sea;
however, two ribbon seal sightings were
reported during vessel-based activities
near Prudhoe Bay in 2008 (Savarese et
al. 2009).
The bowhead, fin, and humpback
whales are listed as ‘‘endangered’’ under
the Endangered Species Act (ESA) and
as depleted under the MMPA. Certain
stocks or populations of gray, beluga,
and killer whales and spotted seals are
listed as endangered or proposed for
listing under the ESA; however, none of
those stocks or populations occur in the
proposed activity area. Additionally, the
ribbon seal is considered a ‘‘species of
concern’’ under the ESA, and the
bearded and ringed seals are ‘‘candidate
species’’ under the ESA, meaning they
are currently being considered for
listing.
Statoil’s application contains
information on the status, distribution,
seasonal distribution, and abundance of
each of the species under NMFS
jurisdiction mentioned in this
document. Please refer to the
application for that information (see
ADDRESSES). Additional information can
also be found in the NMFS Stock
Assessment Reports (SAR). The Alaska
2009 SAR is available at: https://
www.nmfs.noaa.gov/pr/pdfs/sars/
ak2009.pdf.
Potential Effects of the Specified
Activity on Marine Mammals
Operating active acoustic sources
such as an airgun array has the potential
for adverse effects on marine mammals.
Potential Effects of Airgun Sounds on
Marine Mammals
The effects of sounds from airgun
pulses might include one or more of the
following: tolerance, masking of natural
sounds, behavioral disturbance, and
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temporary or permanent hearing
impairment or non-auditory effects
(Richardson et al. 1995). As outlined in
previous NMFS documents, the effects
of noise on marine mammals are highly
variable, and can be categorized as
follows (based on Richardson et al.
1995):
(1) Tolerance
Numerous studies have shown that
pulsed sounds from airguns are often
readily detectable in the water at
distances of many kilometers.
Numerous studies have shown that
marine mammals at distances more than
a few kilometers from operating seismic
vessels often show no apparent
response. That is often true even in
cases when the pulsed sounds must be
readily audible to the animals based on
measured received levels and the
hearing sensitivity of that mammal
group. Although various baleen whales,
toothed whales, and (less frequently)
pinnipeds have been shown to react
behaviorally to airgun pulses under
some conditions, at other times,
mammals of all three types have shown
no overt reactions. In general, pinnipeds
and small odontocetes seem to be more
tolerant of exposure to airgun pulses
than baleen whales.
(2) Behavioral Disturbance
Marine mammals may behaviorally
react to sound when exposed to
anthropogenic noise. These behavioral
reactions are often shown as: changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities,
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping), avoidance of
areas where noise sources are located,
and/or flight responses (e.g., pinnipeds
flushing into water from haulouts or
rookeries).
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be expected to be
biologically significant if the change
affects growth, survival, and
reproduction. Some of these significant
behavioral modifications include:
• Drastic change in diving/surfacing
patterns (such as those thought to be
causing beaked whale stranding due to
exposure to military mid-frequency
tactical sonar);
• Habitat abandonment due to loss of
desirable acoustic environment; and
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• Cease feeding or social interaction.
The onset of behavioral disturbance
from anthropogenic noise depends on
both external factors (characteristics of
noise sources and their paths) and the
receiving animals (hearing, motivation,
experience, demography) and is also
difficult to predict (Southall et al. 2007).
Currently NMFS uses 160 dB re 1 μPa
at received level for impulse noises
(such as airgun pulses) as the onset of
marine mammal behavioral harassment.
(3) Masking
Chronic exposure to excessive, though
not high-intensity, noise could cause
masking at particular frequencies for
marine mammals that utilize sound for
vital biological functions. Masking can
interfere with detection of acoustic
signals such as communication calls,
echolocation sounds, and
environmental sounds important to
marine mammals. Since marine
mammals depend on acoustic cues for
vital biological functions, such as
orientation, communication, finding
prey, and avoiding predators, marine
mammals that experience severe
acoustic masking will have reduced
fitness in survival and reproduction.
Masking occurs when noise and
signals (that animal utilizes) overlap at
both spectral and temporal scales. For
the airgun noise generated from the
proposed marine seismic survey, these
are low frequency (under 1 kHz) pulses
with extremely short durations (in the
scale of milliseconds). Lower frequency
man-made noises are more likely to
affect detection of communication calls
and other potentially important natural
sounds such as surf and prey noise.
There is little concern regarding
masking due to the brief duration of
these pulses and relatively longer
silence between airgun shots (9 - 12
seconds) near the noise source,
however, at long distances (over tens of
kilometers away), due to multipath
propagation and reverberation, the
durations of airgun pulses can be
‘‘stretched’’ to seconds with long decays
(Madsen et al. 2006). Therefore it could
affect communication signals used by
low frequency mysticetes when they
occur near the noise band and thus
reduce the communication space of
animals (e.g., Clark et al. 2009) and
cause increased stress levels (e.g., Foote
et al. 2004; Holt et al. 2009).
Nevertheless, the intensity of the noise
is also greatly reduced at such long
distances (for example, the modeled
received level drops below 120 dB re 1
μPa rms at 14,900 m from the source).
Marine mammals are thought to be
able to compensate for masking by
adjusting their acoustic behavior such as
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shifting call frequencies, increasing call
volume and vocalization rates. For
example, blue whales are found to
increase call rates when exposed to
seismic survey noise in the St. Lawrence
Estuary (Di Iorio and Clark 2010). The
North Atlantic right whales (Eubalaena
glacialis) exposed to high shipping
noise increase call frequency (Parks et
al. 2007), while some humpback whales
respond to low-frequency active sonar
playbacks by increasing song length
(Miller el al. 2000).
(4) Hearing Impairment
Marine mammals exposed to high
intensity sound repeatedly or for
prolonged periods can experience
hearing threshold shift (TS), which is
the loss of hearing sensitivity at certain
frequency ranges (Kastak et al. 1999;
Schlundt et al. 2000; Finneran et al.
2002; 2005). TS can be permanent
(PTS), in which case the loss of hearing
sensitivity is unrecoverable, or
temporary (TTS), in which case the
animal’s hearing threshold will recover
over time (Southall et al. 2007). Just like
masking, marine mammals that suffer
from PTS or TTS will have reduced
fitness in survival and reproduction,
either permanently or temporarily.
Repeated noise exposure that leads to
TTS could cause PTS. For transient
sounds, the sound level necessary to
cause TTS is inversely related to the
duration of the sound.
Experiments on a bottlenose dolphin
(Tursiops truncates) and beluga whale
showed that exposure to a single
watergun impulse at a received level of
207 kPa (or 30 psi) peak-to-peak (p-p),
which is equivalent to 228 dB re 1 μPa
(p-p), resulted in a 7 and 6 dB TTS in
the beluga whale at 0.4 and 30 kHz,
respectively. Thresholds returned to
within 2 dB of the pre-exposure level
within 4 minutes of the exposure
(Finneran et al. 2002). No TTS was
observed in the bottlenose dolphin.
Although the source level of pile driving
from one hammer strike is expected to
be much lower than the single watergun
impulse cited here, animals being
exposed for a prolonged period to
repeated hammer strikes could receive
more noise exposure in terms of SEL
than from the single watergun impulse
(estimated at 188 dB re 1 μPa2–s) in the
aforementioned experiment (Finneran et
al. 2002).
For baleen whales, there are no data,
direct or indirect, on levels or properties
of sound that are required to induce
TTS. The frequencies to which baleen
whales are most sensitive are lower than
those to which odontocetes are most
sensitive, and natural ambient noise
levels at those low frequencies tend to
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be higher (Urick 1983). As a result,
auditory thresholds of baleen whales
within their frequency band of best
hearing are believed to be higher (less
sensitive) than are those of odontocetes
at their best frequencies (Clark and
Ellison, 2004). From this, it is suspected
that received levels causing TTS onset
may also be higher in baleen whales.
However, no cases of TTS are expected
given the small size of the airguns
proposed to be used and the strong
likelihood that baleen whales
(especially migrating bowheads) would
avoid the approaching airguns (or
vessel) before being exposed to levels
high enough for there to be any
possibility of TTS.
In pinnipeds, TTS thresholds
associated with exposure to brief pulses
(single or multiple) of underwater sound
have not been measured. Initial
evidence from prolonged exposures
suggested that some pinnipeds may
incur TTS at somewhat lower received
levels than do small odontocetes
exposed for similar durations (Kastak et
al. 1999, 2005; Ketten et al. 2001).
However, more recent indications are
that TTS onset in the most sensitive
pinniped species studied (harbor seal,
which is closely related to the ringed
seal) may occur at a similar SEL as in
odontocetes (Kastak et al., 2004).
NMFS (1995, 2000) concluded that
cetaceans and pinnipeds should not be
exposed to pulsed underwater noise at
received levels exceeding, respectively,
180 and 190 dB re 1 μPa rms. The
established 180- and 190–dB re 1 μPa
rms criteria are not considered to be the
levels above which TTS might occur.
Rather, they are the received levels
above which, in the view of a panel of
bioacoustics specialists convened by
NMFS before TTS measurements for
marine mammals started to become
available, one could not be certain that
there would be no injurious effects,
auditory or otherwise, to marine
mammals. As summarized above, data
that are now available to imply that TTS
is unlikely to occur unless bow-riding
odontocetes are exposed to airgun
pulses much stronger than 180 dB re 1
μPa rms (Southall et al. 2007).
No cases of TTS are expected as a
result of Statoil’s proposed seismic
activity due to the fact that much higher
received levels than 180- and 190–dB
would be needed to induce TTS. In
addition, the strong likelihood that
baleen whales (especially migrating
bowheads) would avoid the
approaching airguns (or vessel) before
being exposed to levels high enough for
there to be any possibility of TTS, and
the mitigation and monitoring measures
prescribed (described below in the
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document) will largely prevent marine
mammals from being exposed to SPL
above 180 and 190 dB re 1 μPa (rms).
There is no empirical evidence that
exposure to pulses of airgun sound can
cause PTS in any marine mammal, even
with large arrays of airguns (see
Southall et al., 2007). However, given
the possibility that mammals close to an
airgun array might incur TTS, there has
been further speculation about the
possibility that some individuals
occurring very close to airguns might
incur PTS. Single or occasional
occurrences of mild TTS are not
indicative of permanent auditory
damage in terrestrial mammals.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, but are assumed to be
similar to those in humans and other
terrestrial mammals. That is, PTS might
occur at a received sound level
magnitudes higher than the level of
onset TTS, or by repeated exposure to
the levels that cause TTS. Therefore, by
means of preventing the onset of TTS,
it is highly unlikely that marine
mammals could receive sounds strong
enough (and over a sufficient duration)
to cause permanent hearing impairment
during the proposed marine seismic
survey in the Chukchi Sea.
(5) Non-auditory Physical Effects
Non-auditory physical effects might
occur in marine mammals exposed to
strong underwater pulsed sound.
Possible types of non-auditory
physiological effects or injuries that
theoretically might occur in mammals
close to a strong sound source include
stress, neurological effects, bubble
formation, and other types of organ or
tissue damage. Some marine mammal
species (i.e., beaked whales) may be
especially susceptible to injury and/or
stranding when exposed to strong
pulsed sounds. However, there is no
definitive evidence that any of these
effects occur even for marine mammals
in close proximity to large arrays of
airguns, and beaked whales do not
occur in the proposed project area. In
addition, marine mammals that show
behavioral avoidance of seismic vessels,
including most baleen whales, some
odontocetes (including belugas), and
some pinnipeds, are especially unlikely
to incur non-auditory impairment or
other physical effects.
(6) Stranding and Mortality
Marine mammals close to underwater
detonations of high explosive can be
killed or severely injured, and the
auditory organs are especially
susceptible to injury (Ketten et al. 1993;
Ketten 1995). Airgun pulses are less
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energetic and their peak amplitudes
have slower rise times. Up-to-date, there
is no evidence that serious injury, death,
or stranding by marine mammals can
occur from exposure to airgun pulses,
even in the case of large airgun arrays.
However, in numerous past IHA
notices for seismic surveys, commenters
have referenced two stranding events
allegedly associated with seismic
activities, one off Baja California and a
second off Brazil. NMFS has addressed
this concern several times, and, without
new information, does not believe that
this issue warrants further discussion.
For information relevant to strandings of
marine mammals, readers are
encouraged to review NMFS’ response
to comments on this matter found in 69
FR 74905 (December 14, 2004), 71 FR
43112 (July 31, 2006), 71 FR 50027
(August 24, 2006), and 71 FR 49418
(August 23, 2006). In addition, a MayJune 2008, stranding of 100–200 melonheaded whales (Peponocephala electra)
off Madagascar that appears to be
associated with seismic surveys is
currently under investigation (IWC
2009).
It should be noted that strandings
related to sound exposure have not been
recorded for marine mammal species in
the Beaufort and Chukchi seas. NMFS
notes that in the Beaufort Sea, aerial
surveys have been conducted by MMS
and industry during periods of
industrial activity (and by MMS during
times with no activity). No strandings or
marine mammals in distress have been
observed during these surveys and none
have been reported by North Slope
Borough inhabitants. As a result, NMFS
does not expect any marine mammals
will incur serious injury or mortality in
the Arctic Ocean or strand as a result of
proposed seismic survey.
Potential Effects from Pinger System on
Marine Mammals
A pinger system (DigiRANGE II) will
be used during seismic operations to
position the airgun array and
hydrophone streamer relative to the
vessel. The specifications of the
DigiRANGE II pinger system (source
levels and frequency ranges) are
provided above. The pinger produces
sounds that are above the range of
frequencies produced or heard by
mysticetes. However, the beluga whales
and other odontocetes have good
hearing sensitivity across the pingers
major frequency range, which is at 50 100 kHz (Au et al. 1978; Johnson et al.
1989). Some seals also can hear sounds
at frequencies up to somewhat above 55
kHz. In general, the potential effects of
the pulse pinger on marine mammals
are similar to those from the airgun, but
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the magnitude of the impacts is
expected to be much less due to much
lower intensity and higher frequencies.
Estimated source levels and zones of
influence from the pinger system are
discussed above.
Vessel Sounds
In addition to the noise generated
from seismic airguns, various types of
vessels will be used in the operations,
including source vessels and support
vessels. Sounds from boats and vessels
have been reported extensively (Greene
and Moore 1995; Blackwell and Greene
2002; 2005; 2006). Numerous
measurements of underwater vessel
sound have been performed in support
of recent industry activity in the
Chukchi and Beaufort Seas. Results of
these measurements were reported in
various 90–day and comprehensive
reports since 2007 (e.g., Aerts et al.
2008; Hauser et al. 2008; Brueggeman
2009; Ireland et al. 2009). For example,
Garner and Hannay (2009) estimated
sound pressure levels of 100 dB at
distances ranging from approximately
1.5 to 2.3 mi (2.4 to 3.7 km) from
various types of barges. MacDonald et
al. (2008) estimated higher underwater
SPLs from the seismic vessel Gilavar of
120 dB at approximately 13 mi (21 km)
from the source, although the sound
level was only 150 dB at 85 ft (26 m)
from the vessel. Compared to airgun
pulses, underwater sound from vessels
is generally at relatively low
frequencies.
The primary sources of sounds from
all vessel classes are propeller
cavitation, propeller singing, and
propulsion or other machinery.
Propeller cavitation is usually the
dominant noise source for vessels (Ross
1976). Propeller cavitation and singing
are produced outside the hull, whereas
propulsion or other machinery noise
originates inside the hull. There are
additional sounds produced by vessel
activity, such as pumps, generators,
flow noise from water passing over the
hull, and bubbles breaking in the wake.
Icebreakers contribute greater sound
levels during ice-breaking activities than
ships of similar size during normal
operation in open water (Richardson et
al. 1995). This higher sound production
results from the greater amount of
power and propeller cavitation required
when operating in thick ice. Source
levels from various vessels would be
empirically measured before the start of
marine surveys.
Anticipated Effects on Habitat
The primary potential impacts to
marine mammals and other marine
species are associated with elevated
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sound levels produced by airguns and
other active acoustic sources. However,
other potential impacts to the
surrounding habitat from physical
disturbance are also possible.
Potential Impacts on Prey Species
With regard to fish as a prey source
for cetaceans and pinnipeds, fish are
known to hear and react to sounds and
to use sound to communicate (Tavolga
et al. 1981) and possibly avoid predators
(Wilson and Dill 2002). Experiments
have shown that fish can sense both the
strength and direction of sound
(Hawkins, 1981). Primary factors
determining whether a fish can sense a
sound signal, and potentially react to it,
are the frequency of the signal and the
strength of the signal in relation to the
natural background noise level.
The level of sound at which a fish
will react or alter its behavior is usually
well above the detection level. Fish
have been found to react to sounds
when the sound level increased to about
20 dB above the detection level of 120
dB (Ona 1988); however, the response
threshold can depend on the time of
year and the fish’s physiological
condition (Engas et al. 1993). In general,
fish react more strongly to pulses of
sound rather than a continuous signal
(Blaxter et al. 1981), and a quicker alarm
response is elicited when the sound
signal intensity rises rapidly compared
to sound rising more slowly to the same
level.
Investigations of fish behavior in
relation to vessel noise (Olsen et al.
1983; Ona 1988; Ona and Godo 1990)
have shown that fish react when the
sound from the engines and propeller
exceeds a certain level. Avoidance
reactions have been observed in fish
such as cod and herring when vessels
approached close enough that received
sound levels are 110 dB to 130 dB
(Nakken 1992; Olsen 1979; Ona and
Godo 1990; Ona and Toresen 1988).
However, other researchers have found
that fish such as polar cod, herring, and
capeline are often attracted to vessels
(apparently by the noise) and swim
toward the vessel (Rostad et al. 2006).
Typical sound source levels of vessel
noise in the audible range for fish are
150 dB to 170 dB (Richardson et al.
1995).
Some mysticetes, including bowhead
whales, feed on concentrations of
zooplankton. Some feeding bowhead
whales may occur in the Alaskan
Beaufort Sea in July and August, and
others feed intermittently during their
westward migration in September and
October (Richardson and Thomson
[eds.] 2002; Lowry et al. 2004).
However, by the time most bowhead
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whales reach the Chukchi Sea (October),
they will likely no longer be feeding, or
if it occurs it will be very limited. A
reaction by zooplankton to a seismic
impulse would only be relevant to
whales if it caused concentrations of
zooplankton to scatter. Pressure changes
of sufficient magnitude to cause that
type of reaction would probably occur
only very close to the source. Impacts
on zooplankton behavior are predicted
to be negligible, and that would
translate into negligible impacts on
feeding mysticetes. Thus, the proposed
activity is not expected to have any
habitat-related effects that could cause
significant or long-term consequences
for individual marine mammals or their
populations.
emcdonald on DSK2BSOYB1PROD with NOTICES
Proposed Mitigation
In order to issue an incidental take
authorization under Section 101(a)(5)(D)
of the MMPA, NMFS must set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable adverse
impact on such species or stock and its
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stock for
taking for certain subsistence uses.
For the proposed Statoil open water
marine seismic survey in the Chukchi
Sea, Statoil worked with NMFS and
proposed the following mitigation
measures to minimize the potential
impacts to marine mammals in the
project vicinity as a result of the marine
seismic survey activities.
As part of the application, Statoil
submitted to NMFS a Marine Mammal
Monitoring and Mitigation Program
(4MP) for its open water seismic survey
in the Chukchi Sea during the 2010
open-water season. The objectives of the
4MP are:
• to ensure that disturbance to marine
mammals and subsistence hunts is
minimized and all permit stipulations
are followed,
• to document the effects of the
proposed survey activities on marine
mammals, and
• to collect baseline data on the
occurrence and distribution of marine
mammals in the study area.
The 4MP may be modified or
supplemented based on comments or
new information received from the
public during the public comment
period or from the peer review panel
(see the ‘‘Monitoring Plan Peer Review’’
section later in this document).
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Mitigation Measures Proposed in
Statoil’s IHA Application
For the proposed mitigation measures,
Statoil listed the following protocols to
be implemented during its marine
seismic survey in the Chukchi Sea.
issued to NMFS as part of the 90–day
report following completion of the
acoustic program.
(2) Safety and Disturbance Zones
(1) Sound Source Measurements
As described above, previous
measurements of similar airgun arrays
in the Chukchi Sea were used to model
the distances at which received levels
are likely to fall below 120, 160, 180,
and 190 dB re 1 μPa (rms) from the
planned airgun sources. These modeled
distances will be used as temporary
safety radii until measurements of the
airgun sound source are conducted. The
measurements will be made at the
beginning of the field season and the
measured radii used for the remainder
of the survey period.
The objectives of the sound source
verification measurements planned for
2010 in the Chukchi Sea will be to
measure the distances in the broadside
and endfire directions at which
broadband received levels reach 190,
180, 170, 160, and 120 dB re 1 μPa (rms)
for the energy source array
combinations that may be used during
the survey activities. The configurations
will include at least the full array and
the operation of a single mitigation
source that will be used during power
downs. The measurements of energy
source array sounds will be made by an
acoustics contractor at the beginning of
the survey and the distances to the
various radii will be reported as soon as
possible after recovery of the
equipment. The primary radii of
concern will be the 190 and 180 dB
safety radii for pinnipeds and cetaceans,
respectively, and the 160 dB radii for
zone of influence (ZOI). In addition to
reporting the radii of specific regulatory
concern, nominal distances to other
sound isopleths down to 120 dB (rms)
will be reported in increments of 10 dB.
Data will be previewed in the field
immediately after download from the
ocean bottom hydrophone (OBH)
instruments. An initial sound source
analysis will be supplied to NMFS and
the airgun operators within 120 hours of
completion of the measurements, if
possible. The report will indicate the
distances to sound levels between 190
dB re 1 μPa (rms) and 120 dB re 1 μPa
(rms) based on fits of empirical
transmission loss formulae to data in the
endfire and broadside directions. The
120–hour report findings will be based
on analysis of measurements from at
least three of the OBH systems. A more
detailed report including analysis of
data from all OBH systems will be
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Under current NMFS guidelines,
‘‘safety radii’’ for marine mammal
exposure to impulse sources are
customarily defined as the distances
within which received sound levels are
μ180 dB re 1 μPa (rms) for cetaceans and
μ190 dB re 1 μPa (rms) for pinnipeds.
These safety criteria are based on an
assumption that SPL received at levels
lower than these will not injure these
animals or impair their hearing abilities,
but that at higher levels might have
some such effects. Disturbance or
behavioral effects to marine mammals
from underwater sound may occur after
exposure to sound at distances greater
than the safety radii (Richardson et al.
1995).
Initial safety and disturbance radii for
the sound levels produced by the survey
activities have been estimated from
measurements of similar seismic arrays
used in the Chukchi Sea in previous
years. These radii will be used for
mitigation purposes until results of
direct measurements are available early
during the exploration activities.
The basis for the estimation of
distances to the four received sound
levels from the proposed 3000 in3
airgun array operating at a depth of 20
ft (6 m) are the 2006, 2007 and 2008
sound source verification (SSV)
measurements in the Chukchi Sea of a
similar array, towed at a similar depth.
The measured airgun array had a total
discharge volume of 3,147 in3 and was
composed of three identically-tuned
Bolt airgun sub-arrays, totaling 24
airguns (6 clusters of 2 airguns and 12
single airguns). The proposed 3,000 in3
array is also composed of three strings
with a total of 26 active airguns in 13
clusters. The difference in discharge
volume would lead to an expected loss
of less than 0.2 dB and is neglected in
this assessment. The estimated source
level for the full 3,000 in3 array is 245
dB re 1 μPA (rms). Without
measurement data for the specific site to
be surveyed, it is reasonable to adopt
the maximum distances obtained from a
similar array during previous
measurements in the Chukchi Sea.
Table 1 summarizes the distances to
received levels of 190, 180 160, and 120
dB re 1 μPa (rms) that are adopted for
the analysis for the proposed survey.
Distances for received levels of 120 dB
are highly variable, in part because the
bottom geoacoustic properties will have
a major effect on received levels at such
distances.
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To estimate the distances to various
received levels from the 60 in3
mitigation gun the data from previous
measurements of a 30 in3 gun were
used. In general the pressure increase
relative to a 30 in3 gun can be derived
by calculating the square root of (60/30),
which is 1.41. This means that the dB
levels for the sound pressure levels of a
60 in3 will increase by approximately 3
dB (20Log[1.41]) compared to the 30 in3
gun. The distances as summarized in
Table 1 were derived by adding 3 dB to
the constant term of the equation RL =
226.6 - 21.2log(R) - 0.00022R. The
estimated source level of this single 60
in3 airgun is 230 dB re 1 μPa (rms).
TABLE 1. ESTIMATED DISTANCES TO RECEIVED SOUND LEVELS μ190, 180, 170, 160, AND 120 DB RE 1 μPA (RMS) FROM
THE 3,000 IN3 AIRGUN ARRAY AND THE 60 IN3 MITIGATION GUN OF THE PROPOSED SEISMIC SURVEY. THESE DISTANCES ARE BASED ON MEASUREMENTS IN THE CHUKCHI SEA FROM A SIMILAR AIRGUN ARRAY.
Distance (m)
Received Levels (dB re 1 μPa
rms)
3,000 in3 (full airgun array)
60 in3 (mitigation airgun)
190
700
70
180
2,500
220
160
13,000
1,800
120
70,000 - 120,000
50,000
An acoustics contractor will perform
the direct measurements of the received
levels of underwater sound versus
distance and direction from the energy
source arrays using calibrated
hydrophones. The acoustic data will be
analyzed as quickly as reasonably
practicable in the field and used to
verify (and if necessary adjust) the
safety distances. The field report will be
made available to NMFS and the MMOs
within 120 hrs of completing the
measurements. The mitigation measures
to be implemented at the 190 and 180
dB sound levels will include power
downs and shut downs as described
below.
emcdonald on DSK2BSOYB1PROD with NOTICES
(3) Power Downs and Shut Downs
A power-down is the immediate
reduction in the number of operating
energy sources from all firing to some
smaller number. A shutdown is the
immediate cessation of firing of all
energy sources. The arrays will be
immediately powered down whenever a
marine mammal is sighted approaching
close to or within the applicable safety
zone of the full arrays but is outside or
about to enter the applicable safety zone
of the single mitigation source. If a
marine mammal is sighted within the
applicable safety zone of the single
mitigation airgun, the entire array will
be shut down (i.e., no sources firing).
Following a power-down or
shutdown, operation of the airgun array
will not resume until the marine
mammal has cleared the applicable
safety zone. The animal will be
considered to have cleared the safety
zone if it:
• Is visually observed to have left the
safety zone;
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• Has not been seen within the zone
for 15 min in the case of small
odontocetes and pinnipeds; or
• Has not been seen within the zone
for 30 min in the case of mysticetes.
(4) Ramp Ups
A ramp up of an airgun array provides
a gradual increase in sound levels, and
involves a stepwise increase in the
number and total volume of airguns
firing until the full volume is achieved.
The purpose of a ramp up (or ‘‘soft
start’’) is to ‘‘warn’’ cetaceans and
pinnipeds in the vicinity of the airguns
and to provide time for them to leave
the area and thus avoid any potential
injury or impairment of their hearing
abilities.
During the proposed seismic survey,
the seismic operator will ramp up the
airgun arrays slowly. Full ramp ups (i.e.,
from a cold start after a shut down,
when no airguns have been firing) will
begin by firing a single airgun in the
array. The minimum duration of a shutdown period, i.e., without air guns
firing, which must be followed by a
ramp up, is typically the amount of time
it would take the source vessel to cover
the 180–dB safety radius. The actual
time period depends on ship speed and
the size of the 180–dB safety radius.
That period is estimated to be about 15
- 20 minutes based on the modeling
results described above and a survey
speed of 4 knots.
A full ramp up, after a shut down,
will not begin until there has been a
minimum of 30 min of observation of
the safety zone by MMOs to assure that
no marine mammals are present. The
entire safety zone must be visible during
the 30–minute lead-in to a full ramp up.
If the entire safety zone is not visible,
then ramp up from a cold start cannot
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begin. If a marine mammal(s) is sighted
within the safety zone during the 30–
minute watch prior to ramp up, ramp up
will be delayed until the marine
mammal(s) is sighted outside of the
safety zone or the animal(s) is not
sighted for at least 15 - 30 minutes: 15
minutes for small odontocetes and
pinnipeds, or 30 minutes for baleen
whales and large odontocetes.
During turns and transit between
seismic transects, at least one airgun
will remain operational. The ramp-up
procedure still will be followed when
increasing the source levels from one
airgun to the full arrays. However,
keeping one airgun firing will avoid the
prohibition of a cold start during
darkness or other periods of poor
visibility. Through use of this approach,
seismic operations can resume upon
entry to a new transect without a full
ramp up and the associated 30–minute
lead-in observations. MMOs will be on
duty whenever the airguns are firing
during daylight, and during the 30–min
periods prior to ramp-ups as well as
during ramp-ups. Daylight will occur for
24 h/day until mid-August, so until that
date MMOs will automatically be
observing during the 30–minute period
preceding a ramp up. Later in the
season, MMOs will be called out at
night to observe prior to and during any
ramp up. The seismic operator and
MMOs will maintain records of the
times when ramp-ups start, and when
the airgun arrays reach full power.
Additional Mitigation Measures
Proposed by NMFS
Besides Statoil’s proposed mitigation
measures discussed above, NMFS
proposes the following additional
protective measures to address some
uncertainties regarding the impacts of
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emcdonald on DSK2BSOYB1PROD with NOTICES
bowhead cow-calf pairs and
aggregations of whales from seismic
surveys. Specifically, NMFS proposes
that
• A 160–dB vessel monitoring zone
for large whales will be established and
monitored in the Chukchi Sea during all
seismic surveys. Whenever an
aggregation of bowhead whales or gray
whales (12 or more whales of any age/
sex class that appear to be engaged in a
nonmigratory, significant biological
behavior (e.g., feeding, socializing)) are
observed during an aerial or vessel
monitoring program within the 160–dB
safety zone around the seismic activity,
the seismic operation will not
commence or will shut down, until two
consecutive surveys (aerial or vessel)
indicate they are no longer present
within the 160–dB safety zone of
seismic-surveying operations.
• Survey information, especially
information about bowhead whale cow/
calf pairs or feeding bowhead or gray
whales, shall be provided to NMFS as
required in MMPA authorizations, and
will form the basis for NMFS
determining whether additional
mitigation measures, if any, will be
required over a given time period.
Furthermore, NMFS proposes the
following measures be included in the
IHA, if issued, in order to ensure the
least practicable impact on the affected
species or stocks:
(1) All vessels should reduce speed
when within 300 yards (274 m) of
whales, and those vessels capable of
steering around such groups should do
so. Vessels may not be operated in such
a way as to separate members of a group
of whales from other members of the
group;
(2) Avoid multiple changes in
direction and speed when within 300
yards (274 m) of whales; and
(3) When weather conditions require,
such as when visibility drops, support
vessels must adjust speed accordingly to
avoid the likelihood of injury to whales.
Mitigation Conclusions
NMFS has carefully evaluated the
applicant’s proposed mitigation
measures and considered a range of
other measures in the context of
ensuring that NMFS prescribes the
means of effecting the least practicable
impact on the affected marine mammal
species and stocks and their habitat. Our
evaluation of potential measures
included consideration of the following
factors in relation to one another:
• the manner in which, and the
degree to which, the successful
implementation of the measure is
expected to minimize adverse impacts
to marine mammals;
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• the proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned; and
• the practicability of the measure for
applicant implementation.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on marine mammal
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an ITA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking’’. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13)
indicate that requests for ITAs must
include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area.
Monitoring Measures Proposed in
Statoil’s IHA Application
The monitoring plan proposed by
Statoil can be found in the 4MP. The
plan may be modified or supplemented
based on comments or new information
received from the public during the
public comment period or from the peer
review panel (see the ‘‘Monitoring Plan
Peer Review’’ section later in this
document). A summary of the primary
components of the plan follows.
(1) Vessel-Based MMOs
Vessel-based monitoring for marine
mammals will be done by trained
MMOs throughout the period of marine
survey activities. MMOs will monitor
the occurrence and behavior of marine
mammals near the survey vessel during
all daylight periods during operation
and during most daylight periods when
airgun operations are not occurring.
MMO duties will include watching for
and identifying marine mammals,
recording their numbers, distances, and
reactions to the survey operations, and
documenting ‘‘take by harassment’’ as
defined by NMFS.
A sufficient number of MMOs will be
required onboard the survey vessel to
meet the following criteria: (1) 100%
monitoring coverage during all periods
of survey operations in daylight; (2)
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maximum of 4 consecutive hours on
watch per MMO; and (3) maximum of
12 hours of watch time per day per
MMO.
MMO teams will consist of Inupiat
observers and experienced field
biologists. An experienced field crew
leader will supervise the MMO team
onboard the survey vessel. The total
number of MMOs may decrease later in
the season as the duration of daylight
decreases.
Statoil anticipates one crew change to
occur approximately half-way through
the season. During crew rotations
detailed hand-over notes will be
provided to the incoming crew leader by
the outgoing leader. Other
communications such as email, fax,
and/or phone communication between
the current and oncoming crew leaders
during each rotation will also occur
when possible. In the event of an
unexpected crew change Statoil will
facilitate such communications to
insure monitoring consistency among
shifts.
Crew leaders and most other
biologists serving as observers in 2010
will be individuals with experience as
observers during one or more of the
1996–2009 seismic or shallow hazards
monitoring projects in Alaska, the
Canadian Beaufort, or other offshore
areas in recent years.
Biologist-observers will have previous
marine mammal observation experience,
and field crew leaders will be highly
experienced with previous vessel-based
marine mammal monitoring and
mitigation projects. Resumes for those
individuals will be provided to NMFS
for review and acceptance of their
qualifications. Inupiat observers will be
experienced in the region, familiar with
the marine mammals of the area, and
complete a NMFS approved observer
training course designed to familiarize
individuals with monitoring and data
collection procedures. A marine
mammal observers’ handbook, adapted
for the specifics of the planned survey
program, will be prepared and
distributed beforehand to all MMOs.
Most observers, including Inupiat
observers, will also complete a two or
three-day training and refresher session
on marine mammal monitoring, to be
conducted shortly before the anticipated
start of the 2010 open-water season. Any
exceptions will have or receive
equivalent experience or training. The
training session(s) will be conducted by
qualified marine mammalogists with
extensive crew-leader experience during
previous vessel-based seismic
monitoring programs.
Primary objectives of the training
include:
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• review of the marine mammal
monitoring plan for this project,
including any amendments specified by
NMFS in the IHA (if issued), by USFWS
and by MMS, or by other agreements in
which Statoil may elect to participate;
• review of marine mammal sighting,
identification, and distance estimation
methods;
• review of operation of specialized
equipment (reticle binoculars, night
vision devices, and GPS system);
• review of, and classroom practice
with, data recording and data entry
systems, including procedures for
recording data on marine mammal
sightings, monitoring operations,
environmental conditions, and entry
error control. These procedures will be
implemented through use of a
customized computer database and
laptop computers;
• review of the specific tasks of the
Inupiat Communicator.
The MMOs will watch for marine
mammals from the best available
vantage point on the survey vessels,
typically the bridge. The MMOs will
scan systematically with the unaided
eye and 7 50 reticle binoculars,
supplemented during good visibility
conditions with Fujinon 25x150 ‘‘Bigeye’’ binoculars mounted on a bride
wing or flying bridge (seismic vessel
only), and night-vision equipment when
needed (see below). Personnel on the
bridge will assist the marine mammal
observer(s) in watching for marine
mammals. Data from the infrared radar
will be monitored in order to investigate
if this could improve the detection and
record keeping of mammals, especially
during periods of low visibility.
Information to be recorded by marine
mammal observers will include the
same types of information that were
recorded during recent monitoring
programs associated with industry
activity in the Arctic (e.g., Ireland et al.
2009). When a mammal sighting is
made, the following information about
the sighting will be recorded:
(A) Species, group size, age/size/sex
categories (if determinable), behavior
when first sighted and after initial
sighting, heading (if consistent), bearing
and distance from the MMO, apparent
reaction to activities (e.g., none,
avoidance, approach, paralleling, etc.),
closest point of approach, and
behavioral pace;
(B) Time, location, speed, activity of
the vessel, sea state, ice cover, visibility,
and sun glare; and
(C) The positions of other vessel(s) in
the vicinity of the MMO location.
The ship’s position, speed of support
vessels, and water temperature, water
depth, sea state, ice cover, visibility, and
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sun glare will also be recorded at the
start and end of each observation watch,
every 30 minutes during a watch, and
whenever there is a change in any of
those variables.
Distances to nearby marine mammals
will be estimated with binoculars
(Fujinon 7 x 50 binoculars) containing
a reticle to measure the vertical angle of
the line of sight to the animal relative
to the horizon. MMOs may use a laser
rangefinder to test and improve their
abilities for visually estimating
distances to objects in the water.
However, previous experience showed
that a Class 1 eye-safe device was not
able to measure distances to seals more
than about 230 ft (70 m) away. The
device was very useful in improving the
distance estimation abilities of the
observers at distances up to about 1,968
ft (600 m)-the maximum range at which
the device could measure distances to
highly reflective objects such as other
vessels. Humans observing objects of
more-or-less known size via a standard
observation protocol, in this case from
a standard height above water, quickly
become able to estimate distances
within about =20% when given
immediate feedback about actual
distances during training.
Monitoring At Night and In Poor
Visibility
Night-vision equipment (Generation 3
binocular image intensifiers, or
equivalent units) will be available for
use when/if needed. Past experience
with night-vision devices (NVDs) in the
Beaufort Sea and elsewhere has
indicated that NVDs are not nearly as
effective as visual observation during
daylight hours (e.g., Harris et al. 1997,
1998; Moulton and Lawson 2002).
A prototype infrared radar will be
mounted on the source vessel in order
to try to improve the visual observations
during times of poor visibility. The
infrared radar detects thermal contrasts
and its ability to sense these differences
is not dependent on daylight. It may
therefore improve the ability to detect
marine mammals during nighttime. The
ability of the IR radar to detect marine
mammals is not yet proven and the
intent is to collect data that can help
determine if it can be used as an
effective monitoring tool in the future.
However, if during the course of testing,
a reliable detection of a marine mammal
within a safety zone requiring a
mitigation action is made using the
radar system, the necessary actions will
be taken by the MMOs. That is, even if
the system is not entirely proven,
reliable results made during testing that
may provide protection to marine
mammals will not be ignored.
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(2) Acoustic Monitoring
Sound Source Measurements
As described above, previous
measurements of airguns in the Chukchi
Sea were used to estimate the distances
at which received levels are likely to fall
below 120, 160, 180, and 190 dB re 1
μPa (rms) from the planned airgun
sources. These modeled distances will
be used as temporary safety radii until
measurements of the airgun sound
source are conducted. The
measurements will be made at the
beginning of the field season and the
measured radii used for the remainder
of the survey period. An acoustics
contractor with experience in the Arctic
conducting similar measurements in
recent years will use their equipment to
record and analyze the underwater
sounds and write the summary reports
as described below.
The objectives of the sound source
verification measurements planned for
2010 in the Chukchi Sea will be (1) to
measure the distances in the broadside
and endfire directions at which
broadband received levels reach 190,
180, 170, 160, and 120 dB re 1 μPa (rms)
for the energy source array
combinations that may be used during
the survey activities. The configurations
will include at least the full array and
the operation of a single mitigation
source that will be used during power
downs. The measurements of energy
source array sounds will be made by an
acoustics contractor at the beginning of
the survey and the distances to the
various radii will be reported as soon as
possible after recovery of the
equipment. The primary radii of
concern will be the 190 and 180 dB
safety radii for pinnipeds and cetaceans,
respectively, and the 160 dB
disturbance radii. In addition to
reporting the radii of specific regulatory
concern, nominal distances to other
sound isopleths down to 120 dB re 1
μPa (rms) will be reported in increments
of 10 dB.
Data will be previewed in the field
immediately after download from the
hydrophone instruments. An initial
sound source analysis will be supplied
to NMFS and the airgun operators
within 120 hours of completion of the
measurements, if possible. The report
will indicate the distances to sound
levels based on fits of empirical
transmission loss formulae to data in the
endfire and broadside directions. A
more detailed report will be issued to
NMFS as part of the 90–day report
following completion of the acoustic
program.
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2010 Shared Science Program
Statoil, Shell, and ConocoPhillips
(CPAI) are jointly funding an extensive
science program in the Chukchi Sea.
This program will be carried out by
Olgoonik-Fairweather LLC (OFJV) with
the vessels Norseman II and Westward
Wind during the 2010 open water
season. The science program is not part
of the Statoil seismic program, but
worth mentioning in this context due to
the acoustic monitoring array deployed
within the seismic survey area as shown
in Figures 1 and 2 of Statoil’s IHA
application. The science program
components include:
• Acoustics Monitoring
• Fisheries Ecology
• Benthic Ecology
• Plankton Ecology
• Mammals
• Seabirds
• Physical Oceanography
The 2010 program continues the
acoustic monitoring programs of 2006–
2009 with a total of 44 acoustic
recorders distributed both broadly
across the Chukchi lease area and
nearshore environment and intensively
on the Statoil, Burger (Shell), and
Klondike (CPAI) lease holdings. The
recorders will be deployed in late July
or early August and will be retrieved in
early to mid-October, depending on ice
conditions. The recorders will be the
Advanced Multi-Channel Acoustic
Recorder (AMAR) and the Autonomous
Underwater Recorder for Acoustic
Listening (AURAL) model acoustic
buoys set to record at 16 kHz sample
rate. These are the same recorder
models and same sample rates that have
been used for this program from 2006 2009. The broad area arrays are
designed to capture both general
background soundscape data, seismic
survey sounds and marine mammal call
data across the lease area. From these
recordings we have been able to gain
insight into large-scale distributions of
marine mammals, identification of
marine mammal species present,
movement and migration patterns, and
general abundance data.
The site specific focused arrays are
designed to also support localization of
marine mammal calls on and around the
leaseholdings. In the case of the Statoil
prospect, where Statoil intends to
conduct seismic data acquisition in
2010, localized calls will enable
investigators to understand responses of
marine mammals to survey operations
both in terms of distribution around the
operation and behavior (i.e. calling
behavior). The site specific array will
consist of 7 AMAR recorders deployed
in a hexagonal configuration as shown
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in Figure 2 of Statoil’s 4MP, with interrecorder spacing of 8 km (12.9 mi).
These recorders are the same types that
were used successfully in the 2009 sitespecific acoustic monitoring program on
Shell and CPAI prospects. The recorded
sample resolution is 24–bits and sample
frequency is 16 kHz, which is sufficient
to capture part or all of the sounds
produced by the marine mammal
species known to be present, with the
exception of harbor porpoise. The
recorders will be synchronized to
support localization of calling bowhead
whales. Other species’ calls are typically
detected from distances less than the 8
km recorder separation. Consequently
the multi-sensor triangulation method,
that is used for bowheads calls, will not
be used to determine calling locations of
other species; however, detection of
other species’ calls indicates the animal
position within a circular region of
radius equal to the maximum detection
distances of a few kilometers.
Monitoring Plan Peer Review
The MMPA requires that monitoring
plans be independently peer reviewed
‘‘where the proposed activity may affect
the availability of a species or stock for
taking for subsistence uses’’ (16 U.S.C.
1371(a)(5)(D)(ii)(III)). Regarding this
requirement, NMFS’ implementing
regulations state, ‘‘Upon receipt of a
complete monitoring plan, and at its
discretion, [NMFS] will either submit
the plan to members of a peer review
panel for review or within 60 days of
receipt of the proposed monitoring plan,
schedule a workshop to review the
plan’’ (50 CFR 216.108(d)).
NMFS convened an independent peer
review panel to review Statoil’s
mitigation and monitoring plan in its
IHA application for taking marine
mammals incidental to the proposed
marine seismic survey in the Chukchi
Sea, during 2010. The panel met and
reviewed the plan in late March 2010,
and provided comments to NMFS in
late April 2010. NMFS will consider all
recommendations made by the panel,
incorporate appropriate changes into the
monitoring requirements of the IHA (if
issued) and publish the panel’s findings
and recommendations in the final IHA
notice of issuance or denial document.
Reporting Measures
(1) SSV Report
A report on the preliminary results of
the acoustic verification measurements,
including as a minimum the measured
190-, 180-, 160-, and 120–dB re 1 μPa
(rms) radii of the source vessel(s) and
the support vessels, will be submitted
within 120 hr after collection and
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analysis of those measurements at the
start of the field season. This report will
specify the distances of the safety zones
that were adopted for the marine survey
activities.
(2) Field Reports
Statoil states that throughout the
survey program, the observers will
prepare a report each day or at such
other interval as the IHA (if issued), or
Statoil may require summarizing the
recent results of the monitoring
program. The field reports will
summarize the species and numbers of
marine mammals sighted. These reports
will be provided to NMFS and to the
survey operators.
(3) Technical Reports
The results of Statoil’s 2010 open
water marine survey monitoring
program (i.e., vessel-based, aerial, and
acoustic), including estimates of ‘‘take’’
by harassment, will be presented in the
‘‘90–day’’ and Final Technical reports.
Statoil proposes that the Technical
Reports will include:
(a) summaries of monitoring effort
(e.g., total hours, total distances, and
marine mammal distribution through
the study period, accounting for sea
state and other factors affecting
visibility and detectability of marine
mammals);
(b) analyses of the effects of various
factors influencing detectability of
marine mammals (e.g., sea state, number
of observers, and fog/glare);
(c) species composition, occurrence,
and distribution of marine mammal
sightings, including date, water depth,
numbers, age/size/gender categories (if
determinable), group sizes, and ice
cover;
(d) analyses of the effects of survey
operations;
• sighting rates of marine mammals
during periods with and without airgun
activities (and other variables that could
affect detectability), such as:
• initial sighting distances versus
airgun activity state;
• closest point of approach versus
airgun activity state;
• observed behaviors and types of
movements versus airgun activity state;
• numbers of sightings/individuals
seen versus airgun activity state;
• distribution around the survey
vessel versus airgun activity state; and
• estimates of take by harassment.
This information will be reported for
both the vessel-based and aerial
monitoring.
(4) Comprehensive Report
Following the 2010 open-water season
a comprehensive report describing the
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vessel-based, aerial, and acoustic
monitoring programs will be prepared.
The comprehensive report will describe
the methods, results, conclusions and
limitations of each of the individual
data sets in detail. The report will also
integrate (to the extent possible) the
studies into a broad based assessment of
industry activities, and other activities
that occur in the Beaufort and/or
Chukchi seas, and their impacts on
marine mammals during 2010. The
report will help to establish long-term
data sets that can assist with the
evaluation of changes in the Chukchi
and Beaufort sea ecosystems. The report
will attempt to provide a regional
synthesis of available data on industry
activity in offshore areas of northern
Alaska that may influence marine
mammal density, distribution and
behavior.
(5) Notification of Injured or Dead
Marine Mammals
In addition to the reporting measures
proposed by Statoil, NMFS will require
that Statoil notify NMFS’ Office of
Protected Resources and NMFS’
Stranding Network within 48 hours of
sighting an injured or dead marine
mammal in the vicinity of marine
survey operations. Statoil shall provide
NMFS with the species or description of
the animal(s), the condition of the
animal(s) (including carcass condition if
the animal is dead), location, time of
first discovery, observed behaviors (if
alive), and photo or video (if available).
In the event that an injured or dead
marine mammal is found by Statoil that
is not in the vicinity of the proposed
open water marine survey program,
Statoil will report the same information
as listed above as soon as operationally
feasible to NMFS.
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Estimated Take by Incidental
Harassment
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering [Level B
harassment]. Only take by Level B
behavioral harassment is anticipated as
a result of the proposed open water
marine survey program. Anticipated
impacts to marine mammals are
associated with noise propagation from
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the seismic airgun(s) used in the seismic
survey.
The full suite of potential impacts to
marine mammals was described in
detail in the ‘‘Potential Effects of the
Specified Activity on Marine Mammals’’
section found earlier in this document.
The potential effects of sound from the
proposed open water marine survey
programs might include one or more of
the following: tolerance; masking of
natural sounds; behavioral disturbance;
non-auditory physical effects; and, at
least in theory, temporary or permanent
hearing impairment (Richardson et al.
1995). As discussed earlier in this
document, the most common impact
will likely be from behavioral
disturbance, including avoidance of the
ensonified area or changes in speed,
direction, and/or diving profile of the
animal. For reasons discussed
previously in this document, hearing
impairment (TTS and PTS) are highly
unlikely to occur based on the proposed
mitigation and monitoring measures
that would preclude marine mammals
being exposed to noise levels high
enough to cause hearing impairment.
For impulse sounds, such as those
produced by airgun(s) used in the
seismic survey, NMFS uses the 160 dB
re 1 μPa (rms) isopleth to indicate the
onset of Level B harassment. Statoil
provided calculations for the 160–dB
isopleths produced by these active
acoustic sources and then used those
isopleths to estimate takes by
harassment. NMFS used the
calculations to make the necessary
MMPA preliminary findings. Statoil
provided a full description of the
methodology used to estimate takes by
harassment in its IHA application (see
ADDRESSES), which is also provided in
the following sections.
Statoil has requested an authorization
to take 13 marine mammal species by
Level B harassment. These 13 marine
mammal species are: beluga whale
(Delphinapterus leucas), narwhal
(Monodon monoceros), killer whale
(Orcinus orca), harbor porpoise
(Phocoena phocoena), bowhead whale
(Balaena mysticetus), gray whale
(Eschrichtius robustus), humpback
whale (Megaptera novaeangliae), minke
whale (Balaenoptera acutorostrata), fin
whale (B. physalus), bearded seal
(Erignathus barbatus), ringed seal
(Phoca hispida), spotted seal (P. largha),
and ribbon seal (Histriophoca fasciata).
However, NMFS consider that narwhals
are not likely to occur in the proposed
survey area during the time of the
proposed marine seismic survey.
Therefore, NMFS considers that only
the other 12 marine mammal species
could be affected by Level B behavioral
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32389
harassment as a result of the proposed
marine surveys.
Basis for Estimating ‘‘Take by
Harassment’’
As stated previously, it is current
NMFS policy to estimate take by Level
B harassment for impulse sounds at a
received level of 160 dB re 1μPa (rms).
However, not all animals react to
sounds at this low level, and many will
not show strong reactions (and in some
cases any reaction) until sounds are
much stronger. Southall et al. (2007)
provide a severity scale for ranking
observed behavioral responses of both
free-ranging marine mammals and
laboratory subjects to various types of
anthropogenic sound (see Table 4 in
Southall et al. (2007)). Tables 7, 9, and
11 in Southall et al. (2007) outline the
numbers of low-frequency cetaceans,
mid-frequency cetaceans, and pinnipeds
in water, respectively, reported as
having behavioral responses to multipulses in 10–dB received level
increments. These tables illustrate that
the more severe reactions did not occur
until sounds were much higher than 160
dB re 1μPa (rms).
As described earlier in the document,
the proposed open water marine seismic
survey would use two airgun arrays
with a total discharge volume of 3,000
in3. The modeled 160 dB zone of
influence reaches to 13 km from the
airgun source. The estimated number of
animals potentially harassed was
calculated by multiplying the expected
densities (in number/km2) by the
anticipated area ensonified by levels of
μ160 dB re 1μPa. Estimates of the
number of animals potentially impacted
were conducted separately for the 3D
survey area and the 2D survey lines. For
the 3D survey area, the anticipated area
ensonified by sound levels of μ160 dB
was calculated as an area encompassing
a 8.1 mi (13 km) radius extending from
each point of the survey area perimeter
(hereafter called the 160 dB exposed
survey area). This approach was taken
because closely spaced survey lines and
large cross-track distances of the μ160
dB radii result in repeated exposure of
the same area of water. Excessive
amounts of repeated exposure leads to
an overestimation of the number of
animals potentially exposed. For the 2D
survey lines the area ensonified by
sound levels of μ160 dB was calculated
as the total line kilometers multiplied
by 2 times the 8.1 mi (13 km) μ160 dB
safety radius. The following subsections
describe in more detail the data and
methods used in deriving the estimated
number of animals potentially ‘‘taken by
harassment’’ during the proposed
survey. It provides information on the
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expected marine mammal densities,
estimated distances to received levels of
190, 180, 160, and 120 dB re 1μPa and
the calculation of anticipated areas
ensonified by levels of μ160 dB.
It is important to understand that not
all published results from visual
observations have applied correction
factors that account for detectability and
availability bias. Detectability bias,
quantified in part by f(0), is associated
with diminishing sightability with
increasing lateral distance from the
survey trackline. Availability bias [g(0)]
refers to the fact that not all animals are
at the surface and that there is therefore
<100% probability of sighting an animal
that is present along the survey
trackline. Some sources below included
correction factors in the reported
densities (e.g., ringed seals in Bengtson
et al. 2005) and the best available
correction factors were applied to
reported results when they had not
already been included (e.g., Moore et al.
2000b).
(1) Cetaceans
Eight species of cetaceans are known
to occur in the Chukchi Sea area of the
proposed Statoil project. Only four of
these (bowhead, beluga, and gray
whales, and harbor porpoise) are likely
to be encountered during the proposed
survey activities. Three of the eight
species (bowhead, fin, and humpback
whales) are listed as endangered under
the ESA. Of these, only the bowhead is
likely to be found within the survey
area.
Beluga Whales - Summer densities of
beluga in offshore waters are expected
to be low. Aerial surveys have recorded
few belugas in the offshore Chukchi Sea
during the summer months (Moore et al.
2000b). Aerial surveys of the Chukchi
Sea in 2008–2009 flown by the NMML
as part of the Chukchi Offshore
Monitoring in Drilling Area project
(COMIDA) have only reported 5 beluga
sightings during >8,700 mi (>14,000 km)
of on-transect effort, only 2 of which
were offshore (COMIDA 2009).
Additionally, only one beluga sighting
was recorded during >37,904 mi
(>61,000 km) of visual effort during
good visibility conditions from industry
vessels operating in the Chukchi Sea in
JulyμAugust of 2006μ2008 (Haley et al.
2009b). If belugas are present during the
summer, they are more likely to occur
in or near the ice edge or close to shore
during their northward migration.
Expected densities were calculated from
data in Moore et al. (2000b). Data from
Moore et al. (2000b: Figure 6 and Table
6) used as the average open-water
density estimate included two ontransect beluga sightings during 6,639
mi (10,684 km) of on-transect effort in
the Chukchi Sea during summer. A
mean group size of 7.1 (CV=1.7) was
calculated from 10 Chukchi Sea summer
sightings present in the BWASP
database. A f(0) value of 2.841 and g(0)
value of 0.58 from Harwood et al. (1996)
were also used in the calculation. The
CV associated with group size was used
to select an inflation factor of 2 to
estimate the maximum density that may
occur in both open-water and icemargin habitats. Specific data on the
relative abundance of beluga in openwater versus ice-margin habitat during
the summer in the Chukchi Sea is not
available. However, Moore et al. (2000b)
reported higher than expected beluga
sighting rates in open-water during fall
surveys in the Beaufort and Chukchi
Seas. This would suggest that densities
near ice may actually be lower than
open water, but belugas are commonly
associated with ice, so an inflation
factor of only 2 (instead of 4) was used
to estimate the average ice-margin
density from the open-water density.
Based on the very low densities
observed from vessels operating in the
Chukchi Sea during non-seismic periods
and locations in JulyμAugust of 2006–
2008 (0.0001/km2; Haley et al. 2009b),
the densities shown in Table 1 are likely
biased high.
In the fall, beluga whale densities in
the Chukchi Sea are expected to be
somewhat higher than in the summer
because individuals of the eastern
Chukchi Sea stock and the Beaufort Sea
stock will be migrating south to their
wintering grounds in the Bering Sea
(Angliss and Allen 2009). Consistent
with this, the number of on-effort beluga
sightings reported during COMIDA
flights in September-October of 2008–
2009 was over 3 times more than during
July-August with a very similar amount
of on-transect effort (COMIDA 2009).
However, there were no beluga sightings
reported during >11,185 mi (>18,000
km) of vessel based effort in good
visibility conditions during 2006–2008
industry operations in the Chukchi Sea.
Densities derived from survey results in
the northern Chukchi Sea in Moore et
al. (2000b) were used as the average
density for open-water and ice-margin
fall season estimates (see Table 2). Data
from Moore et al. (2000b: Table 8) used
in the average open-water density
estimate included 123 beluga sightings
and 27,559 mi (44,352 km) of ontransect effort in water depths 118–164
ft (36–50 m). A mean group size of 2.39
(CV=0.92) came from the average group
size of 82 Chukchi Sea fall sightings in
waters 115–164 ft (35–50 m) deep
present in the BWASP database. A f(0)
value of 2.841 and g(0) value of 0.58
from Harwood et al. (1996) were used in
the calculation. The CV associated with
group size was used to select an
inflation factor of 2 to estimate the
maximum density that may occur in
both open-water and ice-margin
habitats. Moore et al. (2000b) reported
higher than expected beluga sighting
rates in open-water during fall surveys
in the Beaufort and Chukchi seas, so an
inflation value of only 2 was used to
estimate the average ice-margin density
from the open-water density. There
were no beluga sightings from vessels
operating in the Chukchi Sea during
non-seismic periods in SeptemberOctober of 2006–2008 (Haley et al.
2009b).
TABLE 1. EXPECTED DENSITIES OF CETACEANS AND SEALS IN AREAS OF THE CHUKCHI SEA, ALASKA, DURING THE PLANNED
SUMMER (JULY - AUGUST) PERIOD OF THE SEISMIC SURVEY PROGRAM.
Nearshore
Average Density (#/km2)
Ice Margin
Average Density (#/ km2)
Beluga whale
0.0033
0.0162
Killer whale
0.0001
0.0001
Harbor porpoise
0.0011
0.0011
Bowhead whale
0.0018
0.0018
Fin whale
0.0001
0.0001
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Species
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TABLE 1. EXPECTED DENSITIES OF CETACEANS AND SEALS IN AREAS OF THE CHUKCHI SEA, ALASKA, DURING THE PLANNED
SUMMER (JULY - AUGUST) PERIOD OF THE SEISMIC SURVEY PROGRAM.—Continued
Nearshore
Average Density (#/km2)
Ice Margin
Average Density (#/ km2)
Gray whale
0.0081
0.0081
Humpback whale
0.0001
0.0001
Minke whale
0.0001
0.0001
Bearded seal
0.0107
0.0142
Ribbon seal
0.0003
0.0003
Ringed seal
0.3668
0.4891
Spotted seal
0.0073
0.0098
Species
TABLE 2. EXPECTED DENSITIES OF CETACEANS AND SEALS IN AREAS OF THE CHUKCHI SEA, ALASKA, DURING THE PLANNED
FALL (SEPTEMBER - OCTOBER) PERIOD OF THE SEISMIC SURVEY PROGRAM.
Nearshore
Average Density (#/km2)
Ice Margin
Average Density (#/ km2)
Beluga whale
0.0162
0.0324
Killer whale
0.0001
0.0001
Harbor porpoise
0.0010
0.0010
Bowhead whale
0.0174
0.0348
Fin whale
0.0001
0.0001
Gray whale
0.0062
0.0062
Humpback whale
0.0001
0.0001
Minke whale
0.0001
0.0001
Bearded seal
0.0107
0.0142
Ribbon seal
0.0003
0.0003
Ringed seal
0.2458
0.3277
Spotted seal
0.0049
0.0065
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Species
Bowhead Whales - By July, most
bowhead whales are northeast of the
Chukchi Sea, within or migrating
toward their summer feeding grounds in
the eastern Beaufort Sea. No bowheads
were reported during 6,639 mi (10,684
km) of on-transect effort in the Chukchi
Sea by Moore et al. (2000b). Aerial
surveys in 2008–2009 by the NMML as
part of the COMIDA project reported
four sightings during >8,699 mi
(>14,000 km) of on-transect effort. Two
of the four sightings were offshore, both
of which occurred near the end of
August. Bowhead whales were also
rarely reported in July-August of 2006–
2008 during aerial surveys of the
Chukchi Sea coast (Thomas et al. 2009).
This is consistent with movements of
tagged whales (see ADFG 2009;
Quakenbush 2009), all of which moved
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through the Chukchi Sea by early May
2009, and tended to travel relatively
close to shore, especially in the northern
Chukchi Sea.
The estimate of bowhead whale
density in the Chukchi Sea was
calculated by assuming that there was
one bowhead sighting during the 6,639
mi (10,684 km) survey effort in the
Chukchi Sea during the summer,
although no bowheads were actually
observed (Moore et al. 2000b). The more
recent COMIDA data were not used
because the NMML has not released a
final report summarizing the data. Only
two sightings are present in the BWASP
database during July and August in the
Chukchi Sea, both of which were of
individual whales. The mean group size
from combined July-August sightings in
the BWASP, COMIDA, and 2006–2008
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industry database is 1.33 (CV=0.58).
This value, along with a f(0) value of 2
and a g(0) value of 0.07, both from
Thomas et al. (2002) were used to
estimate a summer density of bowhead
whales. The CV of group size and
standard errors reported in Thomas et
al. (2002) for f(0) and g(0) correction
factors suggest that an inflation factor of
2 is appropriate for deriving a maximum
density from the average density.
Bowheads are not expected to be
encountered in higher densities near ice
in the summer (Moore et al. 2000b), so
the same density estimates are used for
open-water and ice-margin habitats.
Densities from vessel based surveys in
the Chukchi Sea during non-seismic
periods and locations in July-August of
2006–2008 (Haley et al. 2009b) ranged
from 0.0001/km2 to 0.0005/km2 with a
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maximum 95 percent confidence
interval (CI) of 0.0019 km2. This
suggests that the densities used in the
calculations and shown in Table 1
might be somewhat higher than
expected to be observed from vessels
near the area of planned operations.
During the fall, bowhead whales
migrate west and south from their
summer feeding grounds in the Beaufort
Sea and Amundsen Gulf to their
wintering grounds in the Bering Sea.
During this fall migration bowheads are
more likely to be encountered in the
Chukchi Sea. Moore et al. (2000b: Table
8) reported 34 bowhead sightings during
27,560 mi (44,354 km) of on-transect
survey effort in the Chukchi Sea during
September-October. Thomas et al.
(2009) also reported increased sightings
on coastal surveys of the Chukchi Sea
during September and October of 2006–
2008. Aerial surveys in 2008–2009
(COMIDA 2009) reported 20 bowhead
sightings during 8,803 mi (14,167 km) of
on-transect effort, eight of which were
offshore. GPS tagging of bowheads show
that migration routes through the
Chukchi Sea are more variable than
through the Beaufort Sea (ADFG 2009;
Quakenbush 2009). Some of the routes
taken by bowheads remain well north or
south of the planned survey activities
while others have passed near to or
through the area. Kernel densities
estimated from GPS locations of whales
suggest that bowheads do not spend
much time (e.g., feeding or resting) in
the north-central Chukchi Sea near the
area of planned activities (ADFG 2009).
The mean group size from SeptemberOctober Chukchi Sea bowhead sightings
in the BWASP database is 1.59
(CV=1.08). This is slightly below the
mean group size of 1.85 from all the
preliminary COMIDA sightings during
the same months, but above the value of
1.13 from only on-effort COMIDA
sightings (COMIDA 2009). The same f(0)
and g(0) values that were used for the
summer estimates above were used for
the fall estimates. As with the summer
estimates, an inflation factor of 2 was
used to estimate the maximum density
from the average density in both habitat
types. Moore et al. (2000b) found that
bowheads were detected more often
than expected in association with ice in
the Chukchi Sea in September-October,
so a density of twice the average openwater density was used as the average
ice-margin density. Densities from
vessel based surveys in the Chukchi Sea
during non-seismic periods and
locations in SeptemberμOctober of
2006–2008 (Haley et al. 2009b) ranged
from 0.0001/km2 to 0.0050/km2 with a
maximum 95 percent CI of 0.0480 km2.
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This suggests the densities used in the
calculations and shown in Table 2 are
somewhat higher than are likely to be
observed from vessels near the area of
planned operations.
Gray Whales - The average open-water
summer density was calculated from
effort and sightings in Moore et al.
(2000b: Table 6) for water depths 118–
164 ft (36–50 m) including 4 sightings
during 3,901 mi (6,278 km) of ontransect effort. An average group size of
3.11 (CV=0.97) was calculated from all
July-August Chukchi Sea gray whale
sightings in the BWASP database and
used in the summer density estimate.
This value was higher than the average
group size in the preliminary COMIDA
data (1.71; COMIDA 2009) and from
coastal aerial surveys in 2006–2008
(1.27; Thomas et al. 2009). Correction
factors f(0) = 2.49 (Forney and Barlow
1998) and g(0) = 0.30 (Forney and
Barlow 1998; Mallonee 1991) were also
used in the density calculation. Since
the group size used in the average
density estimate was relatively high
compared to other data sources and the
CV was near to one, an inflation factor
of 2 was used to estimate the maximum
densities from average densities in both
habitat types. Gray whales are not
commonly associated with sea ice, but
may occur close to sea ice, so the
densities for open-water habitat were
also used for ice-margin habitat.
Densities from vessel based surveys in
the Chukchi Sea during non-seismic
periods and locations in July-August of
2006–2008 (Haley et al. 2009b) ranged
from 0.0009/km2 to 0.0034/km2 with a
maximum 95 percent CI of 0.0146 km2.
This suggests that the densities used in
the calculations and shown in Table 1
are somewhat higher than are expected
to be observed from vessels near the
area of planned operations.
Gray whale densities are expected to
be much higher in the summer months
than during the fall when most whales
start their southbound migration. Moore
et al. (2000b) found that the distribution
of gray whales was more widely
dispersed through the northern Chukchi
Sea and limited to nearshore areas
where most whales were observed in
water less than 115 ft (35 m) deep. With
similar amounts of on-transect effort
between summer and fall aerial surveys
in 2008–2009, gray whale sightings were
three times higher in July-August than
in September-October, and five times
higher taking into account all effort and
sightings (COMIDA 2009). Thomas et al.
(2009) also reported decreased sighting
rates of gray whales in the fall.
The on-transect effort and associated
gray whale sightings (27 sightings
during 44,352 km of on-transect effort)
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in water depth of 118–164 ft (36–50 m)
during autumn (Moore et al. 2000b; 12)
was used as the average density estimate
for the Chukchi Sea during the fall
period. A group size value of 2.49
(CV=1.37) calculated from the BWASP
database was used in the density
calculation, along with the same f(0)
and g(0) values described above. The
group size value of 2.49 was again
higher than the average group size
calculated from preliminary COMIDA
data (1.24; COMIDA 2009) and as
reported from coastal aerial surveys in
2006–2008 (1.12; Thomas et al. 2009).
Densities from vessel based surveys in
the Chukchi Sea during non-seismic
periods and locations in SeptemberOctober of 2006–2008 (Haley et al.
2009b) ranged from 0.0011/km2 to
0.0024/km2 with a maximum 95 percent
CI of 0.0183 km2. This suggests the
densities used in the calculations and
shown in Table 2 are somewhat higher
than are likely to be observed from
vessels near the area of planned
operations.
Harbor Porpoise - Harbor Porpoise
densities were estimated from industry
data collected during 2006–2008
activities in the Chukchi Sea. Prior to
2006, no reliable estimates were
available for the Chukchi Sea and
harbor porpoise presence was expected
to be very low and limited to nearshore
regions. For this reason, the data
collected from industry vessels was
considered to be the best available data.
Observers on industry vessels in 2006–
2008, however, recorded sightings
throughout the Chukchi Sea during the
summer and early fall months. Density
estimates from 2006–2008 observations
during non-seismic periods and
locations in July-August ranged from
0.0009/km2 to 0.0016/km2 with a
maximum 95 percent CI of 0.0016/km2
(Haley et al. 2009b). The median value
from the summer season of those three
years (0.0011/km2) was used as the
average open-water density estimate
while the high value (0.0016/km2) was
used as the maximum estimate (Table
1). Harbor porpoise are not expected to
be present in higher numbers near ice,
so the open-water densities were used
for ice-margin habitat in both seasons.
Harbor porpoise densities recorded
during industry operations in the fall
months of 2006–2008 were slightly
lower and ranged from 0.0002/km2 to
0.0013/km2 with a maximum 95 percent
CI of 0.0044/km2. The median value
(0.0010/km2) was again used as the
average density estimate and the high
value (0.0013/km2) was used as the
maximum estimate (Table 2).
Other Cetaceans - The remaining four
cetacean species that could be
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encountered in the Chukchi Sea during
Statoil’s planned seismic survey include
the humpback whale, killer whale,
minke whale, and fin whale. Although
there is evidence of the occasional
occurrence of these animals in the
Chukchi Sea, it is unlikely that more
than a few individuals will be
encountered during the proposed
activities. George and Suydam (1998)
reported killer whales, Brueggeman et
al. (1990) and Haley et al. (2009b)
reported minke whale, and COMIDA
(2009) and Haley et al. (2009b) reported
fin whales off of Ledyard Bay in the
Chukchi Sea.
(2) Pinnipeds
Four species of pinnipeds may be
encountered in the Chukchi Sea: ringed
seal, bearded seal, spotted seal, and
ribbon seal. Each of these species,
except the spotted seal, is associated
with both the ice margin and the
nearshore area. The ice margin is
considered preferred habitat (as
compared to the nearshore areas) during
most seasons.
Ringed and Bearded Seals - Ringed
seal and bearded seal average summer
ice-margin densities (Table 1) were
available in Bengtson et al. (2005) from
spring surveys in the offshore pack ice
zone (zone 12P) of the northern Chukchi
Sea. However, corrections for bearded
seal availability, g(0), based on haulout
and diving patterns were not available.
Densities of ringed and bearded seals in
open water are expected to be somewhat
lower in the summer when preferred
pack ice habitat may still be present in
the Chukchi Sea. Average and
maximum open-water densities have
been estimated as 3/4 of the ice margin
densities during the summer for both
species. The fall density of ringed seals
in the offshore Chukchi Sea has been
estimated as 2/3 the summer densities
because ringed seals begin to reoccupy
nearshore fast ice areas as it forms in the
fall. Bearded seals may begin to leave
the Chukchi Sea in the fall, but less is
known about their movement patterns
so fall densities were left unchanged
from summer densities. For comparison,
the ringed seal density estimates
calculated from data collected during
summer 2006μ2008 industry operations
ranged from 0.0082/km2 to 0.0221/km2
with a maximum 95 percent CI of
0.0577/km2 (Haley et al. 2009b). These
estimates are lower than those made by
Bengtson et al. (2005) which is not
surprising given the different survey
methods and timing.
Spotted Seal - Little information on
spotted seal densities in offshore areas
of the Chukchi Sea is available. Spotted
seals are often considered to be
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predominantly a coastal species except
in the spring when they may be found
in the southern margin of the retreating
sea ice, before they move to shore.
However, satellite tagging has shown
that they sometimes undertake long
excursions into offshore waters during
summer (Lowry et al. 1994, 1998).
Spotted seal densities in the summer
were estimated by multiplying the
ringed seal densities by 0.02. This was
based on the ratio of the estimated
Chukchi populations of the two species.
Chukchi Sea spotted seal abundance
was estimated by assuming that 8% of
the Alaskan population of spotted seals
is present in the Chukchi Sea during the
summer and fall (Rugh et al. 1997), the
Alaskan population of spotted seals is
59,214 (Angliss and Allen 2009), and
that the population of ringed seals in the
Alaskan Chukchi Sea is ≤208,000
animals (Bengtson et al. 2005). In the
fall, spotted seals show increased use of
coastal haulouts so densities were
estimated to be 2/3 of the summer
densities.
Ribbon Seal - Ribbon seals have been
reported in very small numbers within
the Chukchi Sea by observers on
industry vessels (two sightings; Haley et
al. 2009b). The resulting density
estimate of 0.0003/km2 was used as the
average density and a multiplier of 4
was used as the estimated maximum
density for both seasons and habitat
zones.
Potential Number of Takes by
Harassment
This subsection provides estimates of
the number of individuals potentially
exposed to sound levels μ160 dB re 1
μPa (rms). The estimates are based on a
consideration of the number of marine
mammals that might be disturbed
appreciably by operations in the
Chukchi Sea and the anticipated area
exposed to rms sound levels of 160 dB.
As described above, marine mammal
density estimates for the Chukchi Sea
have been derived for two time periods,
the summer period (July-August), and
the fall period (September-October).
Animal densities encountered in the
Chukchi Sea during both of these time
periods will further depend on the
habitat zone within which the source
vessel is operating, i.e., open water or
ice margin. The seismic source vessel is
not an icebreaker and cannot tow survey
equipment through pack ice. Under this
assumption, densities of marine
mammals expected to be observed near
ice margin areas have been applied to
10% of the proposed 3D survey area and
2D tracklines in both seasons. Densities
of marine mammals expected to occur
in open water areas have been applied
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32393
to the remaining 90% of the 3D survey
and 2D tracklines area in both seasons.
The number of individuals of each
species potentially exposed to received
levels μ160 dB re 1 μPa (rms) within
each season and habitat zone was
estimated by multiplying
• the anticipated area to be ensonified
to the specified level in each season and
habitat zone to which that density
applies, by
• the expected species density.
The numbers of individuals
potentially exposed were then summed
for each species across the two seasons
and habitat zones. Some of the animals
estimated to be exposed, particularly
migrating bowhead whales, might show
avoidance reactions before being
exposed to ≥160 dB re 1 μPa (rms).
Thus, these calculations actually
estimate the number of individuals
potentially exposed to μ160 dB that
would occur if there were no avoidance
of the area ensonified to that level.
(1) 3D Seismic Survey Area
The size of the proposed 3D seismic
survey area is 915 mi2 (2,370 km2) and
located ≤100 mi (160 km) offshore.
Approximately 1/4 of the area (∼234
mi2, or ∼606 km2) is expected to be
surveyed in August (weather
depending). This area, with a 160 dB
radius of 8 mi (13 km) along each point
of its perimeter equals a total area of
∼1,081 mi2 (∼2,799 km2). Summer
marine mammal densities from Table 1
have been applied to this area. The
other 3/4 of the survey area (∼687 mi2,
or ∼1,779 km2) is expected to be covered
in September-October. This area, also
with a 160 dB radius of 8 mi (13 km)
along each point of its perimeter results
in a total area of ∼1,813 mi2 (∼4,695
km2). Fall marine mammal densities
from Table 2 have been applied to this
area. Based on these assumptions and
those described above, the estimates of
marine mammals potentially exposed to
sounds μ160 dB in the Chukchi Sea
from seismic data acquisition in the 3D
survey area were calculated in Table 3.
For the common species, the
requested numbers were calculated as
described above and based on the
average and maximum densities
reported. For less common species, for
which minimum density estimates were
assumed, the numbers were set to a
minimum to allow for chance
encounters. The mitigation gun (60 in3)
will be active during turns extending
about 1.6 mi (2.5 km) outside the 3D
survey area. The estimated 160 dB
radius for the 60 in3 mitigation gun is
5,906 ft (1,800 m) and therefore falls
well within the area expected to be
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exposed to received sound levels of
≥160 dB of the 3D survey area.
TABLE 3. SUMMARY OF THE NUMBER OF POTENTIAL EXPOSURES OF MARINE MAMMALS TO RECEIVED SOUND LEVELS IN
THE WATER OF >160 DB DURING STATOIL’S PLANNED MARINE SEISMIC SURVEY IN THE CHUKCHI SEA, ALASKA, 2010.
Number of Exposure to Sound
Levels >160 dB re 1 μPa (rms)
by 3D Seismic Survey
Number of Exposure to Sound
Levels >160 dB re 1 μPa (rms)
by 2D Seismic Survey
Total Number of Exposure to
Sound Levels >160 dB re 1 μPa
(rms)
Beluga whale
97
87
184
Killer whale
1
1
2
Harbor porpoise
8
13
21
Bowhead whale
95
63
158
Gray whale
52
92
144
Humpback whale
1
1
2
Fin whale
1
1
2
Minke whale
1
1
2
Bearded seal
82
132
214
Ribbon seal
2
4
6
Ringed seal
2,253
4,234
6,487
Spotted seal
45
85
130
Species
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(2) 2D Seismic Survey Lines
Seismic data along the ∼420 mi (675
km) of four 2D survey tracklines might
be acquired with the full airgun array if
access to the 3D survey area is restricted
(e.g., ice conditions), or 3D acquisition
progress is better than anticipated.
Under the assumption that these
restrictive weather conditions will
mainly be an issue in the early summer
season, 80 % of the 2D tracklines are
assumed to be acquired during August
and 20% during the fall. The total area
potentially exposed to μ160 dB from
these tracklines was calculated with the
trackline sections outside the 3D survey
area. Excluding these sections results in
a total trackline length of ∼285 mi (460
km). With a 160 dB radius of ∼8 mi (13
km) this results in a total exposed area
of ∼7,432 mi2 (11,960 km2). Such
summer densities were used for 80% of
the total area (5,945 mi2, or 9,568 km2)
and fall densities for the remaining 20%
(1,486 mi2, or 2,392 km2). Following a
similar approach as for the 3D survey
area, numbers of more common marine
mammal species were calculated based
on the average and maximum densities
and for less common species the
numbers were set to a minimum to
allow for chance encounters. The results
of estimates of marine mammals
potentially exposed to sounds μ160 dB
in the Chukchi Sea from seismic data
acquisition along the 2D tracklines are
presented in Table 3.
Estimated Take Conclusions
Cetaceans - Effects on cetaceans are
generally expected to be restricted to
avoidance of an area around the seismic
survey and short-term changes in
behavior, falling within the MMPA
definition of ‘‘Level B harassment’’.
Using the 160 dB criterion, the
average estimates of the numbers of
individual cetaceans exposed to sounds
≥160 dB re 1 μPa (rms) represent varying
proportions of the populations of each
species in the Beaufort Sea and adjacent
waters. For species listed as
‘‘Endangered’’ under the ESA, the
estimates include approximately 158
bowheads. This number is
approximately 1.11% of the BeringChukchi-Beaufort population of >14,247
assuming 3.4% annual population
growth from the 2001 estimate of
>10,545 animals (Zeh and Punt 2005).
For other cetaceans that might occur in
the vicinity of the marine seismic
survey in the Chukchi Sea, they also
represent a very small proportion of
their respective populations. The
average estimates of the number of
belugas, killer whales, harbor porpoises,
gray whales, fin whales, humpback
whales, and minke whales that might be
exposed to ≥160 dB re 1 μPa (rms) are
183, 2, 21, 144, 2, 2, and 2. These
numbers represent 4.95%, 0.62%,
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0.04%, 0.81%, 0.03%, 0.21%, and
0.19% of these species of their
respective populations in the proposed
action area.
Seals - A few seal species are likely
to be encountered in the study area, but
ringed seal is by far the most abundant
in this area. The average estimates of the
numbers of individuals exposed to
sounds at received levels ≥160 dB re 1
μPa (rms) during the proposed seismic
survey are as follows: ringed seals
(6,487), bearded seals (215), spotted
seals (129), and ribbon seals (6). These
numbers represent 2.81%, 0.09%,
0.22%, and 0.01% of Alaska stocks of
ringed, bearded, spotted, and ribbon
seals.
Negligible Impact and Small Numbers
Analysis and Preliminary
Determination
NMFS has defined ‘‘negligible impact’’
in 50 CFR 216.103 as ‘‘...an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.’’
In making a negligible impact
determination, NMFS considers a
variety of factors, including but not
limited to: (1) the number of anticipated
mortalities; (2) the number and nature of
anticipated injuries; (3) the number,
nature, intensity, and duration of Level
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B harassment; and (4) the context in
which the takes occur.
No injuries or mortalities are
anticipated to occur as a result of
Statoil’s proposed 2010 open water
marine seismic surveys in the Chukchi
Seas, and none are proposed to be
authorized. Additionally, animals in the
area are not expected to incur hearing
impairment (i.e., TTS or PTS) or nonauditory physiological effects. Takes
will be limited to Level B behavioral
harassment. Although it is possible that
some individuals of marine mammals
may be exposed to sounds from marine
survey activities more than once, the
expanse of these multi-exposures are
expected to be less extensive since both
the animals and the survey vessels will
be moving constantly in and out of the
survey areas.
Most of the bowhead whales
encountered during the summer will
likely show overt disturbance
(avoidance) only if they receive airgun
sounds with levels ≥160 dB re 1 μPa
(rms). Odontocete reactions to seismic
energy pulses are usually assumed to be
limited to shorter distances from the
airgun(s) than are those of mysticetes,
probably in part because odontocete
low-frequency hearing is assumed to be
less sensitive than that of mysticetes.
However, at least when in the Canadian
Beaufort Sea in summer, belugas appear
to be fairly responsive to seismic energy,
with few being sighted within 6–12 mi
(10–20 km) of seismic vessels during
aerial surveys (Miller et al. 2005).
Belugas will likely occur in small
numbers in the Chukchi Sea during the
survey period and few will likely be
affected by the survey activity. In
addition, due to the constant moving of
the seismic survey vessel, the duration
of the noise exposure by cetaceans to
seismic impulse would be brief. For the
same reason, it is unlikely that any
individual animal would be exposed to
high received levels multiple times.
Taking into account the mitigation
measures that are planned, effects on
cetaceans are generally expected to be
restricted to avoidance of a limited area
around the survey operation and shortterm changes in behavior, falling within
the MMPA definition of ‘‘Level B
harassment’’.
Furthermore, the estimated numbers
of animals potentially exposed to sound
levels sufficient to cause appreciable
disturbance are very low percentages of
the population sizes in the BeringChukchi-Beaufort seas, as described
above.
The many reported cases of apparent
tolerance by cetaceans of seismic
exploration, vessel traffic, and some
other human activities show that co-
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existence is possible. Mitigation
measures such as controlled vessel
speed, dedicated marine mammal
observers, non-pursuit, and shut downs
or power downs when marine mammals
are seen within defined ranges will
further reduce short-term reactions and
minimize any effects on hearing
sensitivity. In all cases, the effects are
expected to be short-term, with no
lasting biological consequence.
Some individual pinnipeds may be
exposed to sound from the proposed
marine surveys more than once during
the time frame of the project. However,
as discussed previously, due to the
constant moving of the survey vessel,
the probability of an individual
pinniped being exposed to multiple
times is much lower than if the source
is stationary. Therefore, NMFS has
preliminarily determined that the
exposure of pinnipeds to sounds
produced by the proposed marine
seismic survey in the Chukchi Sea is not
expected to result in more than Level B
harassment and is anticipated to have
no more than a negligible impact on the
animals.
Of the twelve marine mammal species
likely to occur in the proposed marine
survey area, only the bowhead, fin, and
humpback whales are listed as
endangered under the ESA. These
species are also designated as ‘‘depleted’’
under the MMPA. Despite these
designations, the Bering-ChukchiBeaufort stock of bowheads has been
increasing at a rate of 3.4 percent
annually for nearly a decade (Allen and
Angliss, 2010). Additionally, during the
2001 census, 121 calves were counted,
which was the highest yet recorded. The
calf count provides corroborating
evidence for a healthy and increasing
population (Allen and Angliss, 2010).
The occurrence of fin and humpback
whales in the proposed marine survey
areas is considered very rare. There is
no critical habitat designated in the U.S.
Arctic for the bowhead, fin, and
humpback whale. The bearded and
ringed seals are ‘‘candidate species’’
under the ESA, meaning they are
currently being considered for listing
but are not designated as depleted under
the MMPA. None of the other three
species that may occur in the project
area are listed as threatened or
endangered under the ESA or
designated as depleted under the
MMPA.
Potential impacts to marine mammal
habitat were discussed previously in
this document (see the ‘‘Anticipated
Effects on Habitat’’ section). Although
some disturbance is possible to food
sources of marine mammals, the
impacts are anticipated to be minor
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32395
enough as to not affect rates of
recruitment or survival of marine
mammals in the area. Based on the vast
size of the Arctic Ocean where feeding
by marine mammals occurs versus the
localized area of the marine survey
activities, any missed feeding
opportunities in the direct project area
would be minor based on the fact that
other feeding areas exist elsewhere.
The estimated takes proposed to be
authorized represent 4.95% of the
Eastern Chukchi Sea population of
approximately 3,700 beluga whales
(Angliss and Allen 2009), 0.62% of
Aleutian Island and Bering Sea stock of
approximately 340 killer whales, 0.04%
of Bering Sea stock of approximately
48,215 harbor porpoises, 0.81% of the
Eastern North Pacific stock of
approximately 17,752 gray whales,
1.11% of the Bering-Chukchi-Beaufort
population of 14,247 individuals
assuming 3.4 percent annual population
growth from the 2001 estimate of 10,545
animals (Zeh and Punt, 2005), 0.21% of
the Western North Pacific stock of
approximately 938 humpback whales,
0.03% of the North Pacific stock of
approximately 5,700 fin whales, and
0.19% of the Alaska stock of
approximately 1,003 minke whales. The
take estimates presented for bearded,
ringed, spotted, and ribbon seals
represent 0.09, 2.81, 0.22, and 0.01
percent of U.S. Arctic stocks of each
species, respectively. These estimates
represent the percentage of each species
or stock that could be taken by Level B
behavioral harassment if each animal is
taken only once. In addition, the
mitigation and monitoring measures
(described previously in this document)
proposed for inclusion in the IHA (if
issued) are expected to reduce even
further any potential disturbance to
marine mammals.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
mitigation and monitoring measures,
NMFS preliminarily finds that Statoil’s
proposed 2010 open water marine
seismic survey in the Chukchi Sea may
result in the incidental take of small
numbers of marine mammals, by Level
B harassment only, and that the total
taking from the marine surveys will
have a negligible impact on the affected
species or stocks.
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emcdonald on DSK2BSOYB1PROD with NOTICES
Impact on Availability of Affected
Species or Stock for Taking for
Subsistence Uses
Relevant Subsistence Uses
The disturbance and potential
displacement of marine mammals by
sounds from the proposed marine
surveys are the principal concerns
related to subsistence use of the area.
Subsistence remains the basis for Alaska
Native culture and community. Marine
mammals are legally hunted in Alaskan
waters by coastal Alaska Natives. In
rural Alaska, subsistence activities are
often central to many aspects of human
existence, including patterns of family
life, artistic expression, and community
religious and celebratory activities.
Additionally, the animals taken for
subsistence provide a significant portion
of the food that will last the community
throughout the year. The main species
that are hunted include bowhead and
beluga whales, ringed, spotted, and
bearded seals, walruses, and polar bears.
(Both the walrus and the polar bear are
under the USFWS’ jurisdiction.) The
importance of each of these species
varies among the communities and is
largely based on availability.
Subsistence hunting and fishing
continue to be prominent in the
household economies and social welfare
of some Alaskan residents, particularly
among those living in small, rural
villages (Wolfe and Walker 1987).
Subsistence remains the basis for Alaska
Native culture and community. In rural
Alaska, subsistence activities are often
central to many aspects of human
existence, including patterns of family
life, artistic expression, and community
religious and celebratory activities.
Marine mammals are legally hunted
in Alaskan waters by coastal Alaska
Natives; species hunted include
bowhead and beluga whales; ringed,
spotted, and bearded seals; walruses,
and polar bears. The importance of each
of the various species varies among the
communities based largely on
availability. Bowhead whales, belugas,
and walruses are the marine mammal
species primarily harvested during the
time of the proposed seismic survey.
There is little or no bowhead hunting by
the community of Point Lay, so beluga
and walrus hunting are of more
importance there. Members of the
Wainwright community hunt bowhead
whales in the spring, although bowhead
whale hunting conditions there are
often more difficult than elsewhere, and
they do not hunt bowheads during
seasons when Statoil’s seismic
operation would occur. Depending on
the level of success during the spring
bowhead hunt, Wainwright residents
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may be very dependent on the presence
of belugas in a nearby lagoon system
during July and August. Barrow
residents focus hunting efforts on
bowhead whales during the spring and
generally do not hunt beluga then.
However, Barrow residents also hunt in
the fall, when Statoil expects to be
conducting seismic surveys (though not
near Barrow).
(1) Bowhead Whales
Bowhead whale hunting is a key
activity in the subsistence economies of
northwest Arctic communities. The
whale harvests have a great influence on
social relations by strengthening the
sense of Inupiat culture and heritage in
addition to reinforcing family and
community ties.
An overall quota system for the
hunting of bowhead whales was
established by the International Whaling
Commission (IWC) in 1977. The quota is
now regulated through an agreement
between NMFS and the Alaska Eskimo
Whaling Commission (AEWC). The
AEWC allots the number of bowhead
whales that each whaling community
may harvest annually (USDI/BLM 2005).
The annual take of bowhead whales has
varied due to (a) changes in the
allowable quota level and (b) year-toyear variability in ice and weather
conditions, which strongly influence the
success of the hunt.
Bowhead whales migrate around
northern Alaska twice each year, during
the spring and autumn, and are hunted
in both seasons. Bowhead whales are
hunted from Barrow during the spring
and the fall migration and animals are
not successfully harvested every year.
The spring hunt along Chukchi villages
and at Barrow occurs after leads open
due to the deterioration of pack ice; the
spring hunt typically occurs from early
April until the first week of June. The
fall migration of bowhead whales that
summer in the eastern Beaufort Sea
typically begins in late August or
September. Fall migration into Alaskan
waters is primarily during September
and October.
In the fall, subsistence hunters use
aluminum or fiberglass boats with
outboards. Hunters prefer to take
bowheads close to shore to avoid a long
tow during which the meat can spoil,
but Braund and Moorehead (1995)
report that crews may (rarely) pursue
whales as far as 50 mi (80 km). The
autumn bowhead hunt usually begins in
Barrow in mid-September, and mainly
occurs in the waters east and northeast
of Point Barrow.
The scheduling of this seismic survey
has been discussed with representatives
of those concerned with the subsistence
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bowhead hunt, most notably the AEWC,
the Barrow Whaling Captains’
Association, and the North Slope
Borough (NSB) Department of Wildlife
Management.
The planned mobilization and start
date for seismic surveys in the Chukchi
Sea (∼20 July and ∼1 August) is well
after the end of the spring bowhead
migration and hunt at Wainwright and
Barrow. Seismic operations will be
conducted far offshore from Barrow and
are not expected to conflict with
subsistence hunting activities. Specific
concerns of the Barrow whaling
captains are addressed as part of the
Plan of Cooperation with the AEWC (see
below).
(2) Beluga Whales
Beluga whales are available to
subsistence hunters along the coast of
Alaska in the spring when pack-ice
conditions deteriorate and leads open
up. Belugas may remain in coastal areas
or lagoons through June and sometimes
into July and August. The community of
Point Lay is heavily dependent on the
hunting of belugas in Kasegaluk Lagoon
for subsistence meat. From 1983–1992
the average annual harvest was ∼40
whales (Fuller and George 1997). In
Wainwright and Barrow, hunters
usually wait until after the spring
bowhead whale hunt is finished before
turning their attention to hunting
belugas. The average annual harvest of
beluga whales taken by Barrow for
1962–1982 was five (MMS 1996). The
Alaska Beluga Whale Committee
recorded that 23 beluga whales had
been harvested by Barrow hunters from
1987 to 2002, ranging from 0 in 1987,
1988 and 1995 to the high of 8 in 1997
(Fuller and George 1997; Alaska Beluga
Whale Committee 2002 in USDI/BLM
2005). The seismic survey activities take
place well offshore, far away from areas
that are used for beluga hunting by the
Chukchi Sea communities. It is possible,
but unlikely, that accessibility to
belugas during the subsistence hunt
could be impaired during the survey.
(3) Ringed Seals
Ringed seals are hunted mainly from
October through June. Hunting for these
smaller mammals is concentrated
during winter because bowhead whales,
bearded seals and caribou are available
through other seasons. In winter, leads
and cracks in the ice off points of land
and along the barrier islands are used
for hunting ringed seals. The average
annual ringed seal harvest was 49 seals
in Point Lay, 86 in Wainwright, and 394
in Barrow (Braund et al. 1993; USDI/
BLM 2003, 2005). Although ringed seals
are available year-round, the seismic
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have any significant impacts to the
availability of marine mammals for
subsistence harvest. Specific concerns
of the respective communities are
addressed as part of the Plan of
Cooperation between Statoil and the
AEWC.
(4) Spotted Seals
The spotted seal subsistence hunt
peaks in July and August along the
shore where the seals haul out, but
usually involves relatively few animals.
Spotted seals typically migrate south by
October to overwinter in the Bering Sea.
During the fall migration spotted seals
are hunted by the Wainright and Point
Lay communities as the seals move
south along the coast (USDI/BLM 2003).
Spotted seals are also occasionally
hunted in the area off Point Barrow and
along the barrier islands of Elson
Lagoon to the east (USDI/BLM 2005).
The seismic survey will remain offshore
of the coastal harvest area of these seals
and should not conflict with harvest
activities.
emcdonald on DSK2BSOYB1PROD with NOTICES
survey will not occur during the
primary period when these seals are
typically harvested. Also, the seismic
survey will be largely in offshore waters
where the activities will not influence
ringed seals in the nearshore areas
where they are hunted.
Potential Impacts to Subsistence Uses
NMFS has defined ‘‘unmitigable
adverse impact’’ in 50 CFR 216.103 as:
(5) Bearded Seals
Bearded seals, although generally not
favored for their meat, are important to
subsistence activities in Barrow and
Wainright, because of their skins. Six to
nine bearded seal hides are used by
whalers to cover each of the skincovered boats traditionally used for
spring whaling. Because of their
valuable hides and large size, bearded
seals are specifically sought. Bearded
seals are harvested during the spring
and summer months in the Chukchi Sea
(USDI/BLM 2003, 2005). The animals
inhabit the environment around the ice
floes in the drifting nearshore ice pack,
so hunting usually occurs from boats in
the drift ice. Most bearded seals are
harvested in coastal areas inshore of the
proposed survey so no conflicts with the
harvest of bearded seals are expected.
In the event that both marine
mammals and hunters are near the 3D
survey area when seismic surveys are in
progress, the proposed project
potentially could impact the availability
of marine mammals for harvest in a
small area immediately around the
vessel, in the case of pinnipeds, and
possibly in a large area in the case of
migrating bowheads. However, the
majority of marine mammals are taken
by hunters within ∼21 mi (∼33 km) from
shore (Figure 2 in Statoil’s IHA
application), and the seismic source
vessel M/V Geo Celtic will remain far
offshore, well outside the hunting areas.
Considering the timing and location of
the proposed seismic survey activities,
as described earlier in the document,
the proposed project is not expected to
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an impact resulting from the specified
activity: (1) That is likely to reduce the
availability of the species to a level
insufficient for a harvest to meet subsistence
needs by: (i) Causing the marine mammals to
abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters; and
(2) That cannot be sufficiently mitigated by
other measures to increase the availability of
marine mammals to allow subsistence needs
to be met.
Noise and general activity during
Statoil’s proposed open water marine
seismic survey have the potential to
impact marine mammals hunted by
Native Alaskans. In the case of
cetaceans, the most common reaction to
anthropogenic sounds (as noted
previously in this document) is
avoidance of the ensonified area. In the
case of bowhead whales, this often
means that the animals divert from their
normal migratory path by several
kilometers. Additionally, general vessel
presence in the vicinity of traditional
hunting areas could negatively impact a
hunt.
In the case of subsistence hunts for
bowhead whales in the Chukchi Sea,
there could be an adverse impact on the
hunt if the whales were deflected
seaward (further from shore) in
traditional hunting areas. The impact
would be that whaling crews would
have to travel greater distances to
intercept westward migrating whales,
thereby creating a safety hazard for
whaling crews and/or limiting chances
of successfully striking and landing
bowheads.
Plan of Cooperation (POC or Plan)
Regulations at 50 CFR 216.104(a)(12)
require IHA applicants for activities that
take place in Arctic waters to provide a
POC or information that identifies what
measures have been taken and/or will
be taken to minimize adverse effects on
the availability of marine mammals for
subsistence purposes.
Statoil states that it intends to
maintain an open and transparent
process with all stakeholders
throughout the life-cycle of activities in
the Chukchi Sea. Statoil began the
stakeholder engagement process in 2009
with meeting Chukchi Sea community
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32397
leaders at the tribal, city, and corporate
level. Statoil will continue to engage
with leaders, community members, and
subsistence groups, as well as local,
state, and federal regulatory agencies
throughout the exploration and
development process.
As part of stakeholder engagement,
Statoil is developing a Plan of
Cooperation (POC) for the proposed
2010 seismic acquisition. The POC
summarizes the actions Statoil will take
to identify important subsistence
activities, inform subsistence users of
the proposed survey activities, and
obtain feedback from subsistence users
regarding how to promote cooperation
between subsistence activities and the
Statoil program.
Statoil has had the opportunity to
engage with North Slope subsistence
communities on several occasions:
• October 27, 2009, presentation to
the NSB Planning Commission in
Barrow;
• October 27 through November 5,
2009, Leadership Meetings in Barrow,
Wainwright, Point Lay, and Kotzebue.
Meetings with Native Village of Point
Hope Executive Director;
• December 14, 2009, meeting the
NSB Wildlife Department and members
of the AEWC to discuss proposed
activities, potential impacts, and
measures for mitigating impacts;
• January 2010, POC meetings in
Barrow, Wainwright, Point Lay, and
Point Hope;
• March 22, 2010, Marine Mammal
Co-Management Group Meeting; and
• April 13 - 16, 2010, Seminars
presenting research work on oil spill
contingencies in Arctic environmental
conditions. Statoil took part and
together with other operators brought
Norwegian and international researchers
to Anchorage, Barrow, and Kotzebue to
present results from this research
project (also called the SINTEF JIP
study).
Statoil states that consultation, both
formal and informal, will continue
before, during and after the 2010
seismic survey activities. A final POC
that documents all consultations with
community leaders, subsistence users
groups, individual subsistence users,
and community members will be
submitted to NMFS, USFWS, and MMS
upon completion of consultation. The
final POC will include feedback from
the Leadership Meetings and POC
meetings. Statoil will continue to
document all consultation with the
communities and subsistence
stakeholders.
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Federal Register / Vol. 75, No. 109 / Tuesday, June 8, 2010 / Notices
Subsistence Mitigation Measures
Statoil plans to introduce the
following mitigation measures, plans
and programs to potentially affected
subsistence groups and communities.
These measures, plans, and programs
have been effective in past seasons of
work in the Arctic and were developed
in past consultations with these
communities. These measures, plans,
and programs will be implemented by
Statoil during its 2010 open water
marine seismic survey in the Chukchi
Sea to monitor and mitigate potential
impacts to subsistence users and
resources. The mitigation measures
Statoil has adopted and will implement
during 2010 are listed and discussed
below.
Statoil will not be entering the
Chukchi Sea until early August, so there
will be no potential conflict with spring
bowhead whale or beluga subsistence
whaling in the polynya zone. Statoil’s
seismic survey area is ∼100 mi (∼ 161
km) northwest of Wainwright which
reduces the potential impact to
subsistence hunting activities occurring
along the Chukchi Sea coast.
The communication center in
Wainwright will be jointly funded by
Statoil and other operators, and Statoil
will routinely call the communication
center according to the established
protocol while in the Chukchi Sea.
Statoil plans to have one major crew
change which will take place in Nome,
AK, and will not involve the use of
helicopters. Statoil does have a
contingency plan for a potential transfer
of a small number of crew via ship-toshore vessel at Wainwright. If this
should become necessary, the
Wainwright communications center will
be contacted to determine the
appropriate vessel route and timing to
avoid potential conflict with subsistence
users.
emcdonald on DSK2BSOYB1PROD with NOTICES
Unmitigable Adverse Impact Analysis
and Preliminary Determination
NMFS has preliminarily determined
that Statoil’s proposed 2010 open water
marine seismic survey in the Chukchi
Sea will not have an unmitigable
adverse impact on the availability of
species or stocks for taking for
subsistence uses. This preliminary
determination is supported by
information contained in this document
and Statoil’s draft POC. Statoil has
adopted a spatial and temporal strategy
for its Chukchi Sea operations that
should minimize impacts to subsistence
hunters. Statoil will enter the Chukchi
Sea far offshore, so as to not interfere
with July hunts in the Chukchi Sea
villages. After the close of the July
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beluga whale hunts in the Chukchi Sea
villages, very little whaling occurs in
Wainwright, Point Hope, and Point Lay.
Although the fall bowhead whale hunt
in Barrow will occur while Statoil is
still operating (mid- to late September to
October), Barrow is approximately 150
mi (241 km) east of the eastern
boundary of the proposed marine
seismic survey site. Based on these
factors, Statoil’s Chukchi Sea seismic
survey is not expected to interfere with
the fall bowhead harvest in Barrow. In
recent years, bowhead whales have
occasionally been taken in the fall by
coastal villages along the Chukchi coast,
but the total number of these animals
has been small.
Adverse impacts are not anticipated
on sealing activities since the majority
of hunts for seals occur in the winter
and spring, when Statoil will not be
operating. Additionally, most sealing
activities occur much closer to shore
than Statoil’s proposed marine seismic
survey area.
Based on the measures described in
Statoil’s Draft POC, the proposed
mitigation and monitoring measures
(described earlier in this document),
and the project design itself, NMFS has
determined preliminarily that there will
not be an unmitigable adverse impact on
subsistence uses from Statoil’s open
water marine seismic survey in the
Chukchi Sea.
Endangered Species Act (ESA)
There are three marine mammal
species listed as endangered under the
ESA with confirmed or possible
occurrence in the proposed project area:
the bowhead, humpback, and fin
whales. NMFS’ Permits, Conservation
and Education Division has initiated
consultation with NMFS’ Protected
Resources Division under section 7 of
the ESA on the issuance of an IHA to
Statoil under section 101(a)(5)(D) of the
MMPA for this activity. Consultation
will be concluded prior to a
determination on the issuance of an
IHA.
National Environmental Policy Act
(NEPA)
NMFS is currently preparing an
Environmental Assessment, pursuant to
NEPA, to determine whether or not this
proposed activity may have a significant
effect on the human environment. This
analysis will be completed prior to the
issuance or denial of the IHA.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to
authorize the take of marine mammals
incidental to Statoil’s 2010 open water
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seismic survey in the Chukchi Sea,
Alaska, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Dated: June 2, 2010.
James H. Lecky,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2010–13753 Filed 6–7–10; 8:45 am]
BILLING CODE 3510–22–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XT25
Taking of Marine Mammals Incidental
to Specified Activities; U.S. Marine
Corps Training Exercises at Air Station
Cherry Point
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments.
SUMMARY: NMFS has received an
application from the U.S. Marine Corps
(USMC) requesting authorization to take
marine mammals incidental to various
training exercises at Marine Corps Air
Station (MCAS) Cherry Point Range
Complex, North Carolina. The USMC’s
activities are considered military
readiness activities pursuant to the
Marine Mammal Protection Act
(MMPA), as amended by the National
Defense Authorization Act (NDAA) for
Fiscal Year 2004. Pursuant to the
MMPA, NMFS is requesting comments
on its proposal to issue an incidental
harassment authorization (IHA) to the
USMC to take bottlenose dolphins
(Tursiops truncatus), by Level B
harassment only, from specified
activities.
DATES: Comments and information must
be received no later than July 8, 2010.
ADDRESSES: Comments on the
application should be addressed to
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225. The mailbox address for
providing e-mail comments is
PR1.0648–XT25@noaa.gov. NMFS is not
responsible for e-mail comments sent to
addresses other than the one provided
here. Comments sent via e-mail,
including all attachments, must not
exceed a 10-megabyte file size.
E:\FR\FM\08JNN1.SGM
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Agencies
[Federal Register Volume 75, Number 109 (Tuesday, June 8, 2010)]
[Notices]
[Pages 32379-32398]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-13753]
[[Page 32379]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XW13
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Open Water Marine Seismic Survey in
the Chukchi Sea, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS received an application from Statoil USA E&P Inc.
(Statoil) for an Incidental Harassment Authorization (IHA) to take
marine mammals, by harassment, incidental to a proposed open water
marine seismic survey in the Chukchi Sea, Alaska, between July through
November 2010. Pursuant to the Marine Mammal Protection Act (MMPA),
NMFS is requesting comments on its proposal to issue an IHA to Statoil
to take, by Level B harassment only, twelve species of marine mammals
during the specified activity.
DATES: Comments and information must be received no later than July 8,
2010.
ADDRESSES: Comments on the application should be addressed to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East West
Highway, Silver Spring, MD 20910. The mailbox address for providing
email comments is PR1.0648-XW13@noaa.gov. NMFS is not responsible for e
mail comments sent to addresses other than the one provided here.
Comments sent via e mail, including all attachments, must not exceed a
10 megabyte file size.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.nmfs.noaa.gov/pr/permits/incidental.htm without change. All Personal Identifying Information
(for example, name, address, etc.) voluntarily submitted by the
commenter may be publicly accessible. Do not submit Confidential
Business Information or otherwise sensitive or protected information.
A copy of the application used in this document may be obtained by
writing to the address specified above, telephoning the contact listed
below (see FOR FURTHER INFORMATION CONTACT), or visiting the internet
at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. Documents cited
in this notice may also be viewed, by appointment, during regular
business hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 713 2289, ext 137.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as ``...an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the U.S. can apply for an authorization to
incidentally take small numbers of marine mammals by harassment.
Section 101(a)(5)(D) establishes a 45 day time limit for NMFS review of
an application followed by a 30 day public notice and comment period on
any proposed authorizations for the incidental harassment of marine
mammals. Within 45 days of the close of the comment period, NMFS must
either issue or deny the authorization.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [``Level A harassment'']; or (ii) has the potential to disturb
a marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[``Level B harassment''].
Summary of Request
NMFS received an application on December 24, 2009, from Statoil for
the taking, by harassment, of marine mammals incidental to a 3D marine
seismic surveys in the Chukchi Sea, Alaska, during the 2010 open-water
season. After addressing comments from NMFS, Statoil modified its
application and submitted a revised application on April 12, 2010. The
April 12, 2010, application is the one available for public comment
(see ADDRESSES) and considered by NMFS for this proposed IHA.
This proposed marine seismic survey will use two towed airgun array
consisting of 26 active (10 spare) airguns with a maximum discharge
volume of 3,000 cubic inch (in\3\). The proposed 3D survey will take
place in a 915 mi\2\ (2,370 km\2\) survey area approximately 150 mi
(241 km) west of Barrow in water depth of approximately 100 to 165 ft
(30 to 50 m). The seismic survey is designed to collect 3D data of the
deep sub-surface in Statoil's Chukchi leases in support of future oil
and gas development within the area of coverage. The data will help
identify source rocks, migration pathways, and play types. In addition,
a 2D tie line survey has been designed as a second priority program to
acquire useful information in the region. The four stand alone 2D lines
(with a total length of approximately 420 mi or 675 km) are designed to
tie the details of the new high resolution 3D image to the surrounding
regional geology to facilitate interpretation of more regional trends.
The number of 2D km acquired will to some degree be dependent on the
2010 season's restrictive ice coverage and the 3D data acquisition
progress.
Statoil intends to conduct these marine surveys during the 2010
Arctic open-water season (July through November). Impacts to marine
mammals may occur from noise produced by airgun sources used in the
surveys.
Description of the Specified Activity
Statoil plans to conduct geophysical data acquisition activities in
the Chukchi Sea in the period July 15 through November 30, 2010. Data
acquisition is expected to take approximately 60 days (including
anticipated downtime), but the total period for this request is from
July 15 through November 30 to allow for unexpected downtime. The
project area
[[Page 32380]]
encompasses approximately 915 mi\2\ (2,370 km\2\) in Statoil lease
holdings in the Minerals Management Service (MMS) Outer Continental
Shelf (OCS) Lease Sale 193 area in the northern Chukchi Sea (Figure 1
of the Statoil IHA application). The activities consist of 3D seismic
data acquisition and a 2D tie line survey as a second priority program.
The entire 3D program, if it can be completed, will consist of
approximately 3,100 mi (4,990 km) of production line, not including
line turns. A total of four 2D well tie lines with a total length of
approximately 420 mi (675 km) are included in the survey plan as a
second priority program. The 3D seismic data acquisition will be
conducted from the M/V Geo Celtic. The M/V Geo Celtic will tow two
identical airgun arrays at approximately 20 ft (6 m) depth and at a
distance of about 902 ft (275 m) behind the vessel. Each array is
composed of three strings for a total of 26 active G-guns (4 60 in\3\,
8 70 in\3\, 6 100 in\3\, 4 150 in\3\, and 4 250 in\3\) with a total
discharge volume of 3000 in\3\. Each array also consists of 5 clusters
of 10 inactive airguns that will be used as spares. One of the smallest
guns in the array (60 in\3\) will be used as the mitigation gun. More
details of the airgun array and its components are described in
Appendix B of Statoil's IHA application. In addition to the airgun
array, pinger systems (DigiRANGE II, or similar systems) will be used
to position the streamer array relative to the vessel.
The estimated source level for the full 3000 in\3\ array is 245 dB
re 1 microPa (rms) at 1 m. The maximum distances to received levels of
190, 180 160, and 120 dB re 1 microPa (rms) from sound source
verification (SSV) measurements of the 3,147 in\3\ airgun array used in
the Chukchi Sea during 2006-2008 were used to model the received levels
at these distances, which show that the maximum distances are 700,
2,500, 13,000, and 120,000 m, respectively.
The estimated source level of this single 60 in\3\ airgun is 230 dB
re 1 microPa (rms) at 1 m, and the modeled distances to received levels
of 190, 180 160, and 120 dB re 1 microPa (rms) are 75, 220, 1,800, and
50,000 m, respectively.
The DigiRANGE II pinger system produces very short pulses,
occurring for 10 ms, with source level approximately 180 dB re 1
microPa (rms) at 1 m at 55 kHz, 188 dB re 1 microPa (rms) at 1 m at 75
kHz, and 184 dB re 1 microPa (rms) at 1 m at 95 kHz. One pulse is
emitted on command from the operator aboard the source vessel, which
under normal operating conditions is once every 10 s. Most of the
energy in the sound pulses emitted by this pinger is between 50 and 100
kHz. The signal is omnidirectional. Using simple spherical spreading
modeling for sound propagation, the calculated distances to received
levels of 180, 160, and 120 dB re 1 microPa (rms) are 2.5 m, 25 m, and
2,512 m, respectively. These distances are well within the radii for
airgun arrays and that of a single mitigation gun.
The vessel will travel along pre-determined lines at a speed of
about 4 - 5 knots while one of the airgun arrays discharges every 8 -
10 seconds (shot interval 61.52 ft [18.75 m]). The streamer hydrophone
array will consist of twelve streamers of up to approximately 2.2 mi (4
km) in length, with a total of 20,000 - 25,000 hydrophones at 6.6 ft (2
m) spacing. This large hydrophone streamer receiver array, designed to
maximize efficiency and minimize the number of source points, will
receive the reflected signals from the airgun array and transfer the
data to an on-board processing system.
A 2D tie line survey has been designed as a second priority program
to allow the vessel to acquire useful information in the region. The
four stand alone 2D lines have a total length of approximately 420 mi
(675 km) and are designed to tie the details of the new high resolution
3D image to known surrounding regional geology.
The approximate boundaries of the total surface area are between
71[deg] 30' N and 72[deg] 00' N and between 165[deg] W and 162[deg] 30'
W. The water depth in the survey area varies from 100 to 165 ft (30 to
50 m).
The vessels involved in the seismic survey activities will consist
of at least three vessels as listed below. Specifications of these
vessels (or equivalent vessels if availability changes) are provided in
Appendix A of Statoil's IHA application.
One (1) seismic source vessel, the M/V Geo Celtic or
similar equipped vessel, to tow the two 3,000 in\3\ airgun arrays and
hydrophone streamer for the 3D (and 2D) seismic data acquisition and to
serve as a platform for marine mammal monitoring;
One (1) chase/monitoring vessel, the M/V Gulf Provider or
similar equipped vessel, for marine mammal monitoring, crew transfer,
support and supply duties.
One (1) chase/monitoring vessel, the M/V Thor Alpha or
similar equipped vessel, for marine mammal monitoring, support and
supply duties.
The M/V Geo Celtic, or similar vessel, will arrive in Dutch Harbor
around mid July 2010. The vessels will be resupplied and the crew
changed at this port. Depending on ice conditions, all three vessels
will depart Dutch Harbor around mid/end July with an expected transit
time of approximately 5 days (weather depending). Directly upon arrival
in the 3D survey area, depending on ice conditions, the M/V Geo Celtic
will deploy the airgun array and start operating their guns for the
purpose of sound source verification measurements (see Statoil IHA
application for more details). The startup date of seismic data
acquisition is expected to be early/mid August but depends on local ice
conditions.
Upon completion of these measurements the seismic data acquisition
in the Chukchi Sea will start and, depending on the start date, is
expected to be completed in the first half of October. This is based on
an estimated duration of 60 days from first to last shot point
(including anticipated downtime). The data acquisition is a 24-hour
operation.
Description of Marine Mammals in the Area of the Specified Activity
Eight cetacean and four pinniped species under NMFS jurisdiction
could occur in the general area of Statoil's open water marine seismic
survey area in the Chukchi Sea. These species most likely to occur in
the general area project vicinity include two cetacean species: beluga
(Delphinapterus leucas) and bowhead whales (Balaena mysticetus), and
three seal species: ringed (Phoca hispida), spotted (P. largha), and
bearded seals (Erignathus barbatus). Most encounters are likely to
occur in nearshore shelf habitats or along the ice edge. The marine
mammal species that is likely to be encountered most widely (in space
and time) throughout the period of the open water seismic survey is the
ringed seal. Encounters with bowhead and beluga whales are expected to
be limited to particular regions and seasons, as discussed below.
Other marine mammal species that have been observed in the Chukchi
Sea but are less frequent or uncommon in the project area include
harbor porpoise (Phocoena phocoena), narwhal (Monodon monoceros),
killer whale (Orcinus orca), fin whale (Balaenoptera physalus), minke
whale (B. acutorostrata), humpback whale (Megaptera novaeangliae), gray
whale (Eschrichtius robustus), and ribbon seal (Histriophoca fasciata).
These species could occur in the project area, but each of these
species is uncommon or rare in the area and relatively few encounters
with these species are expected during the proposed marine seismic
survey. The narwhal occurs in Canadian waters
[[Page 32381]]
and occasionally in the Beaufort Sea, but it is rare there and is not
expected to be encountered. There are scattered records of narwhal in
Alaskan waters, including reports by subsistence hunters, where the
species is considered extralimital (Reeves et al. 2002). Point Barrow,
Alaska, is the approximate northeastern extent of the harbor porpoise's
regular range (Suydam and George 1992). Humpback, fin, and minke whales
have recently been sighted in the Chukchi Sea but very rarely in the
Beaufort Sea. Greene et al. (2007) reported and photographed a humpback
whale cow/calf pair east of Barrow near Smith Bay in 2007, which is the
first known occurrence of humpbacks in the Beaufort Sea. Savarese et
al. (2009) reported one minke whale sighting in the Beaufort Sea in
2007 and 2008. Ribbon seals do not normally occur in the Beaufort Sea;
however, two ribbon seal sightings were reported during vessel-based
activities near Prudhoe Bay in 2008 (Savarese et al. 2009).
The bowhead, fin, and humpback whales are listed as ``endangered''
under the Endangered Species Act (ESA) and as depleted under the MMPA.
Certain stocks or populations of gray, beluga, and killer whales and
spotted seals are listed as endangered or proposed for listing under
the ESA; however, none of those stocks or populations occur in the
proposed activity area. Additionally, the ribbon seal is considered a
``species of concern'' under the ESA, and the bearded and ringed seals
are ``candidate species'' under the ESA, meaning they are currently
being considered for listing.
Statoil's application contains information on the status,
distribution, seasonal distribution, and abundance of each of the
species under NMFS jurisdiction mentioned in this document. Please
refer to the application for that information (see ADDRESSES).
Additional information can also be found in the NMFS Stock Assessment
Reports (SAR). The Alaska 2009 SAR is available at: https://www.nmfs.noaa.gov/pr/pdfs/sars/ak2009.pdf.
Potential Effects of the Specified Activity on Marine Mammals
Operating active acoustic sources such as an airgun array has the
potential for adverse effects on marine mammals.
Potential Effects of Airgun Sounds on Marine Mammals
The effects of sounds from airgun pulses might include one or more
of the following: tolerance, masking of natural sounds, behavioral
disturbance, and temporary or permanent hearing impairment or non-
auditory effects (Richardson et al. 1995). As outlined in previous NMFS
documents, the effects of noise on marine mammals are highly variable,
and can be categorized as follows (based on Richardson et al. 1995):
(1) Tolerance
Numerous studies have shown that pulsed sounds from airguns are
often readily detectable in the water at distances of many kilometers.
Numerous studies have shown that marine mammals at distances more than
a few kilometers from operating seismic vessels often show no apparent
response. That is often true even in cases when the pulsed sounds must
be readily audible to the animals based on measured received levels and
the hearing sensitivity of that mammal group. Although various baleen
whales, toothed whales, and (less frequently) pinnipeds have been shown
to react behaviorally to airgun pulses under some conditions, at other
times, mammals of all three types have shown no overt reactions. In
general, pinnipeds and small odontocetes seem to be more tolerant of
exposure to airgun pulses than baleen whales.
(2) Behavioral Disturbance
Marine mammals may behaviorally react to sound when exposed to
anthropogenic noise. These behavioral reactions are often shown as:
changing durations of surfacing and dives, number of blows per
surfacing, or moving direction and/or speed; reduced/increased vocal
activities, changing/cessation of certain behavioral activities (such
as socializing or feeding); visible startle response or aggressive
behavior (such as tail/fluke slapping or jaw clapping), avoidance of
areas where noise sources are located, and/or flight responses (e.g.,
pinnipeds flushing into water from haulouts or rookeries).
The biological significance of many of these behavioral
disturbances is difficult to predict, especially if the detected
disturbances appear minor. However, the consequences of behavioral
modification could be expected to be biologically significant if the
change affects growth, survival, and reproduction. Some of these
significant behavioral modifications include:
Drastic change in diving/surfacing patterns (such as those
thought to be causing beaked whale stranding due to exposure to
military mid-frequency tactical sonar);
Habitat abandonment due to loss of desirable acoustic
environment; and
Cease feeding or social interaction.
The onset of behavioral disturbance from anthropogenic noise
depends on both external factors (characteristics of noise sources and
their paths) and the receiving animals (hearing, motivation,
experience, demography) and is also difficult to predict (Southall et
al. 2007).
Currently NMFS uses 160 dB re 1 microPa at received level for
impulse noises (such as airgun pulses) as the onset of marine mammal
behavioral harassment.
(3) Masking
Chronic exposure to excessive, though not high-intensity, noise
could cause masking at particular frequencies for marine mammals that
utilize sound for vital biological functions. Masking can interfere
with detection of acoustic signals such as communication calls,
echolocation sounds, and environmental sounds important to marine
mammals. Since marine mammals depend on acoustic cues for vital
biological functions, such as orientation, communication, finding prey,
and avoiding predators, marine mammals that experience severe acoustic
masking will have reduced fitness in survival and reproduction.
Masking occurs when noise and signals (that animal utilizes)
overlap at both spectral and temporal scales. For the airgun noise
generated from the proposed marine seismic survey, these are low
frequency (under 1 kHz) pulses with extremely short durations (in the
scale of milliseconds). Lower frequency man-made noises are more likely
to affect detection of communication calls and other potentially
important natural sounds such as surf and prey noise. There is little
concern regarding masking due to the brief duration of these pulses and
relatively longer silence between airgun shots (9 - 12 seconds) near
the noise source, however, at long distances (over tens of kilometers
away), due to multipath propagation and reverberation, the durations of
airgun pulses can be ``stretched'' to seconds with long decays (Madsen
et al. 2006). Therefore it could affect communication signals used by
low frequency mysticetes when they occur near the noise band and thus
reduce the communication space of animals (e.g., Clark et al. 2009) and
cause increased stress levels (e.g., Foote et al. 2004; Holt et al.
2009). Nevertheless, the intensity of the noise is also greatly reduced
at such long distances (for example, the modeled received level drops
below 120 dB re 1 microPa rms at 14,900 m from the source).
Marine mammals are thought to be able to compensate for masking by
adjusting their acoustic behavior such as
[[Page 32382]]
shifting call frequencies, increasing call volume and vocalization
rates. For example, blue whales are found to increase call rates when
exposed to seismic survey noise in the St. Lawrence Estuary (Di Iorio
and Clark 2010). The North Atlantic right whales (Eubalaena glacialis)
exposed to high shipping noise increase call frequency (Parks et al.
2007), while some humpback whales respond to low-frequency active sonar
playbacks by increasing song length (Miller el al. 2000).
(4) Hearing Impairment
Marine mammals exposed to high intensity sound repeatedly or for
prolonged periods can experience hearing threshold shift (TS), which is
the loss of hearing sensitivity at certain frequency ranges (Kastak et
al. 1999; Schlundt et al. 2000; Finneran et al. 2002; 2005). TS can be
permanent (PTS), in which case the loss of hearing sensitivity is
unrecoverable, or temporary (TTS), in which case the animal's hearing
threshold will recover over time (Southall et al. 2007). Just like
masking, marine mammals that suffer from PTS or TTS will have reduced
fitness in survival and reproduction, either permanently or
temporarily. Repeated noise exposure that leads to TTS could cause PTS.
For transient sounds, the sound level necessary to cause TTS is
inversely related to the duration of the sound.
Experiments on a bottlenose dolphin (Tursiops truncates) and beluga
whale showed that exposure to a single watergun impulse at a received
level of 207 kPa (or 30 psi) peak-to-peak (p-p), which is equivalent to
228 dB re 1 microPa (p-p), resulted in a 7 and 6 dB TTS in the beluga
whale at 0.4 and 30 kHz, respectively. Thresholds returned to within 2
dB of the pre-exposure level within 4 minutes of the exposure (Finneran
et al. 2002). No TTS was observed in the bottlenose dolphin. Although
the source level of pile driving from one hammer strike is expected to
be much lower than the single watergun impulse cited here, animals
being exposed for a prolonged period to repeated hammer strikes could
receive more noise exposure in terms of SEL than from the single
watergun impulse (estimated at 188 dB re 1 microPa2-s) in the
aforementioned experiment (Finneran et al. 2002).
For baleen whales, there are no data, direct or indirect, on levels
or properties of sound that are required to induce TTS. The frequencies
to which baleen whales are most sensitive are lower than those to which
odontocetes are most sensitive, and natural ambient noise levels at
those low frequencies tend to be higher (Urick 1983). As a result,
auditory thresholds of baleen whales within their frequency band of
best hearing are believed to be higher (less sensitive) than are those
of odontocetes at their best frequencies (Clark and Ellison, 2004).
From this, it is suspected that received levels causing TTS onset may
also be higher in baleen whales. However, no cases of TTS are expected
given the small size of the airguns proposed to be used and the strong
likelihood that baleen whales (especially migrating bowheads) would
avoid the approaching airguns (or vessel) before being exposed to
levels high enough for there to be any possibility of TTS.
In pinnipeds, TTS thresholds associated with exposure to brief
pulses (single or multiple) of underwater sound have not been measured.
Initial evidence from prolonged exposures suggested that some pinnipeds
may incur TTS at somewhat lower received levels than do small
odontocetes exposed for similar durations (Kastak et al. 1999, 2005;
Ketten et al. 2001). However, more recent indications are that TTS
onset in the most sensitive pinniped species studied (harbor seal,
which is closely related to the ringed seal) may occur at a similar SEL
as in odontocetes (Kastak et al., 2004).
NMFS (1995, 2000) concluded that cetaceans and pinnipeds should not
be exposed to pulsed underwater noise at received levels exceeding,
respectively, 180 and 190 dB re 1 microPa rms. The established 180- and
190-dB re 1 microPa rms criteria are not considered to be the levels
above which TTS might occur. Rather, they are the received levels above
which, in the view of a panel of bioacoustics specialists convened by
NMFS before TTS measurements for marine mammals started to become
available, one could not be certain that there would be no injurious
effects, auditory or otherwise, to marine mammals. As summarized above,
data that are now available to imply that TTS is unlikely to occur
unless bow-riding odontocetes are exposed to airgun pulses much
stronger than 180 dB re 1 microPa rms (Southall et al. 2007).
No cases of TTS are expected as a result of Statoil's proposed
seismic activity due to the fact that much higher received levels than
180- and 190-dB would be needed to induce TTS. In addition, the strong
likelihood that baleen whales (especially migrating bowheads) would
avoid the approaching airguns (or vessel) before being exposed to
levels high enough for there to be any possibility of TTS, and the
mitigation and monitoring measures prescribed (described below in the
document) will largely prevent marine mammals from being exposed to SPL
above 180 and 190 dB re 1 microPa (rms).
There is no empirical evidence that exposure to pulses of airgun
sound can cause PTS in any marine mammal, even with large arrays of
airguns (see Southall et al., 2007). However, given the possibility
that mammals close to an airgun array might incur TTS, there has been
further speculation about the possibility that some individuals
occurring very close to airguns might incur PTS. Single or occasional
occurrences of mild TTS are not indicative of permanent auditory damage
in terrestrial mammals. Relationships between TTS and PTS thresholds
have not been studied in marine mammals, but are assumed to be similar
to those in humans and other terrestrial mammals. That is, PTS might
occur at a received sound level magnitudes higher than the level of
onset TTS, or by repeated exposure to the levels that cause TTS.
Therefore, by means of preventing the onset of TTS, it is highly
unlikely that marine mammals could receive sounds strong enough (and
over a sufficient duration) to cause permanent hearing impairment
during the proposed marine seismic survey in the Chukchi Sea.
(5) Non-auditory Physical Effects
Non-auditory physical effects might occur in marine mammals exposed
to strong underwater pulsed sound. Possible types of non-auditory
physiological effects or injuries that theoretically might occur in
mammals close to a strong sound source include stress, neurological
effects, bubble formation, and other types of organ or tissue damage.
Some marine mammal species (i.e., beaked whales) may be especially
susceptible to injury and/or stranding when exposed to strong pulsed
sounds. However, there is no definitive evidence that any of these
effects occur even for marine mammals in close proximity to large
arrays of airguns, and beaked whales do not occur in the proposed
project area. In addition, marine mammals that show behavioral
avoidance of seismic vessels, including most baleen whales, some
odontocetes (including belugas), and some pinnipeds, are especially
unlikely to incur non-auditory impairment or other physical effects.
(6) Stranding and Mortality
Marine mammals close to underwater detonations of high explosive
can be killed or severely injured, and the auditory organs are
especially susceptible to injury (Ketten et al. 1993; Ketten 1995).
Airgun pulses are less
[[Page 32383]]
energetic and their peak amplitudes have slower rise times. Up-to-date,
there is no evidence that serious injury, death, or stranding by marine
mammals can occur from exposure to airgun pulses, even in the case of
large airgun arrays.
However, in numerous past IHA notices for seismic surveys,
commenters have referenced two stranding events allegedly associated
with seismic activities, one off Baja California and a second off
Brazil. NMFS has addressed this concern several times, and, without new
information, does not believe that this issue warrants further
discussion. For information relevant to strandings of marine mammals,
readers are encouraged to review NMFS' response to comments on this
matter found in 69 FR 74905 (December 14, 2004), 71 FR 43112 (July 31,
2006), 71 FR 50027 (August 24, 2006), and 71 FR 49418 (August 23,
2006). In addition, a May-June 2008, stranding of 100-200 melon-headed
whales (Peponocephala electra) off Madagascar that appears to be
associated with seismic surveys is currently under investigation (IWC
2009).
It should be noted that strandings related to sound exposure have
not been recorded for marine mammal species in the Beaufort and Chukchi
seas. NMFS notes that in the Beaufort Sea, aerial surveys have been
conducted by MMS and industry during periods of industrial activity
(and by MMS during times with no activity). No strandings or marine
mammals in distress have been observed during these surveys and none
have been reported by North Slope Borough inhabitants. As a result,
NMFS does not expect any marine mammals will incur serious injury or
mortality in the Arctic Ocean or strand as a result of proposed seismic
survey.
Potential Effects from Pinger System on Marine Mammals
A pinger system (DigiRANGE II) will be used during seismic
operations to position the airgun array and hydrophone streamer
relative to the vessel. The specifications of the DigiRANGE II pinger
system (source levels and frequency ranges) are provided above. The
pinger produces sounds that are above the range of frequencies produced
or heard by mysticetes. However, the beluga whales and other
odontocetes have good hearing sensitivity across the pingers major
frequency range, which is at 50 - 100 kHz (Au et al. 1978; Johnson et
al. 1989). Some seals also can hear sounds at frequencies up to
somewhat above 55 kHz. In general, the potential effects of the pulse
pinger on marine mammals are similar to those from the airgun, but the
magnitude of the impacts is expected to be much less due to much lower
intensity and higher frequencies. Estimated source levels and zones of
influence from the pinger system are discussed above.
Vessel Sounds
In addition to the noise generated from seismic airguns, various
types of vessels will be used in the operations, including source
vessels and support vessels. Sounds from boats and vessels have been
reported extensively (Greene and Moore 1995; Blackwell and Greene 2002;
2005; 2006). Numerous measurements of underwater vessel sound have been
performed in support of recent industry activity in the Chukchi and
Beaufort Seas. Results of these measurements were reported in various
90-day and comprehensive reports since 2007 (e.g., Aerts et al. 2008;
Hauser et al. 2008; Brueggeman 2009; Ireland et al. 2009). For example,
Garner and Hannay (2009) estimated sound pressure levels of 100 dB at
distances ranging from approximately 1.5 to 2.3 mi (2.4 to 3.7 km) from
various types of barges. MacDonald et al. (2008) estimated higher
underwater SPLs from the seismic vessel Gilavar of 120 dB at
approximately 13 mi (21 km) from the source, although the sound level
was only 150 dB at 85 ft (26 m) from the vessel. Compared to airgun
pulses, underwater sound from vessels is generally at relatively low
frequencies.
The primary sources of sounds from all vessel classes are propeller
cavitation, propeller singing, and propulsion or other machinery.
Propeller cavitation is usually the dominant noise source for vessels
(Ross 1976). Propeller cavitation and singing are produced outside the
hull, whereas propulsion or other machinery noise originates inside the
hull. There are additional sounds produced by vessel activity, such as
pumps, generators, flow noise from water passing over the hull, and
bubbles breaking in the wake. Icebreakers contribute greater sound
levels during ice-breaking activities than ships of similar size during
normal operation in open water (Richardson et al. 1995). This higher
sound production results from the greater amount of power and propeller
cavitation required when operating in thick ice. Source levels from
various vessels would be empirically measured before the start of
marine surveys.
Anticipated Effects on Habitat
The primary potential impacts to marine mammals and other marine
species are associated with elevated sound levels produced by airguns
and other active acoustic sources. However, other potential impacts to
the surrounding habitat from physical disturbance are also possible.
Potential Impacts on Prey Species
With regard to fish as a prey source for cetaceans and pinnipeds,
fish are known to hear and react to sounds and to use sound to
communicate (Tavolga et al. 1981) and possibly avoid predators (Wilson
and Dill 2002). Experiments have shown that fish can sense both the
strength and direction of sound (Hawkins, 1981). Primary factors
determining whether a fish can sense a sound signal, and potentially
react to it, are the frequency of the signal and the strength of the
signal in relation to the natural background noise level.
The level of sound at which a fish will react or alter its behavior
is usually well above the detection level. Fish have been found to
react to sounds when the sound level increased to about 20 dB above the
detection level of 120 dB (Ona 1988); however, the response threshold
can depend on the time of year and the fish's physiological condition
(Engas et al. 1993). In general, fish react more strongly to pulses of
sound rather than a continuous signal (Blaxter et al. 1981), and a
quicker alarm response is elicited when the sound signal intensity
rises rapidly compared to sound rising more slowly to the same level.
Investigations of fish behavior in relation to vessel noise (Olsen
et al. 1983; Ona 1988; Ona and Godo 1990) have shown that fish react
when the sound from the engines and propeller exceeds a certain level.
Avoidance reactions have been observed in fish such as cod and herring
when vessels approached close enough that received sound levels are 110
dB to 130 dB (Nakken 1992; Olsen 1979; Ona and Godo 1990; Ona and
Toresen 1988). However, other researchers have found that fish such as
polar cod, herring, and capeline are often attracted to vessels
(apparently by the noise) and swim toward the vessel (Rostad et al.
2006). Typical sound source levels of vessel noise in the audible range
for fish are 150 dB to 170 dB (Richardson et al. 1995).
Some mysticetes, including bowhead whales, feed on concentrations
of zooplankton. Some feeding bowhead whales may occur in the Alaskan
Beaufort Sea in July and August, and others feed intermittently during
their westward migration in September and October (Richardson and
Thomson [eds.] 2002; Lowry et al. 2004). However, by the time most
bowhead
[[Page 32384]]
whales reach the Chukchi Sea (October), they will likely no longer be
feeding, or if it occurs it will be very limited. A reaction by
zooplankton to a seismic impulse would only be relevant to whales if it
caused concentrations of zooplankton to scatter. Pressure changes of
sufficient magnitude to cause that type of reaction would probably
occur only very close to the source. Impacts on zooplankton behavior
are predicted to be negligible, and that would translate into
negligible impacts on feeding mysticetes. Thus, the proposed activity
is not expected to have any habitat-related effects that could cause
significant or long-term consequences for individual marine mammals or
their populations.
Proposed Mitigation
In order to issue an incidental take authorization under Section
101(a)(5)(D) of the MMPA, NMFS must set forth the permissible methods
of taking pursuant to such activity, and other means of effecting the
least practicable adverse impact on such species or stock and its
habitat, paying particular attention to rookeries, mating grounds, and
areas of similar significance, and on the availability of such species
or stock for taking for certain subsistence uses.
For the proposed Statoil open water marine seismic survey in the
Chukchi Sea, Statoil worked with NMFS and proposed the following
mitigation measures to minimize the potential impacts to marine mammals
in the project vicinity as a result of the marine seismic survey
activities.
As part of the application, Statoil submitted to NMFS a Marine
Mammal Monitoring and Mitigation Program (4MP) for its open water
seismic survey in the Chukchi Sea during the 2010 open-water season.
The objectives of the 4MP are:
to ensure that disturbance to marine mammals and
subsistence hunts is minimized and all permit stipulations are
followed,
to document the effects of the proposed survey activities
on marine mammals, and
to collect baseline data on the occurrence and
distribution of marine mammals in the study area.
The 4MP may be modified or supplemented based on comments or new
information received from the public during the public comment period
or from the peer review panel (see the ``Monitoring Plan Peer Review''
section later in this document).
Mitigation Measures Proposed in Statoil's IHA Application
For the proposed mitigation measures, Statoil listed the following
protocols to be implemented during its marine seismic survey in the
Chukchi Sea.
(1) Sound Source Measurements
As described above, previous measurements of similar airgun arrays
in the Chukchi Sea were used to model the distances at which received
levels are likely to fall below 120, 160, 180, and 190 dB re 1 microPa
(rms) from the planned airgun sources. These modeled distances will be
used as temporary safety radii until measurements of the airgun sound
source are conducted. The measurements will be made at the beginning of
the field season and the measured radii used for the remainder of the
survey period.
The objectives of the sound source verification measurements
planned for 2010 in the Chukchi Sea will be to measure the distances in
the broadside and endfire directions at which broadband received levels
reach 190, 180, 170, 160, and 120 dB re 1 microPa (rms) for the energy
source array combinations that may be used during the survey
activities. The configurations will include at least the full array and
the operation of a single mitigation source that will be used during
power downs. The measurements of energy source array sounds will be
made by an acoustics contractor at the beginning of the survey and the
distances to the various radii will be reported as soon as possible
after recovery of the equipment. The primary radii of concern will be
the 190 and 180 dB safety radii for pinnipeds and cetaceans,
respectively, and the 160 dB radii for zone of influence (ZOI). In
addition to reporting the radii of specific regulatory concern, nominal
distances to other sound isopleths down to 120 dB (rms) will be
reported in increments of 10 dB.
Data will be previewed in the field immediately after download from
the ocean bottom hydrophone (OBH) instruments. An initial sound source
analysis will be supplied to NMFS and the airgun operators within 120
hours of completion of the measurements, if possible. The report will
indicate the distances to sound levels between 190 dB re 1 microPa
(rms) and 120 dB re 1 microPa (rms) based on fits of empirical
transmission loss formulae to data in the endfire and broadside
directions. The 120-hour report findings will be based on analysis of
measurements from at least three of the OBH systems. A more detailed
report including analysis of data from all OBH systems will be issued
to NMFS as part of the 90-day report following completion of the
acoustic program.
(2) Safety and Disturbance Zones
Under current NMFS guidelines, ``safety radii'' for marine mammal
exposure to impulse sources are customarily defined as the distances
within which received sound levels are micro180 dB re 1 microPa (rms)
for cetaceans and micro190 dB re 1 microPa (rms) for pinnipeds. These
safety criteria are based on an assumption that SPL received at levels
lower than these will not injure these animals or impair their hearing
abilities, but that at higher levels might have some such effects.
Disturbance or behavioral effects to marine mammals from underwater
sound may occur after exposure to sound at distances greater than the
safety radii (Richardson et al. 1995).
Initial safety and disturbance radii for the sound levels produced
by the survey activities have been estimated from measurements of
similar seismic arrays used in the Chukchi Sea in previous years. These
radii will be used for mitigation purposes until results of direct
measurements are available early during the exploration activities.
The basis for the estimation of distances to the four received
sound levels from the proposed 3000 in\3\ airgun array operating at a
depth of 20 ft (6 m) are the 2006, 2007 and 2008 sound source
verification (SSV) measurements in the Chukchi Sea of a similar array,
towed at a similar depth. The measured airgun array had a total
discharge volume of 3,147 in\3\ and was composed of three identically-
tuned Bolt airgun sub-arrays, totaling 24 airguns (6 clusters of 2
airguns and 12 single airguns). The proposed 3,000 in\3\ array is also
composed of three strings with a total of 26 active airguns in 13
clusters. The difference in discharge volume would lead to an expected
loss of less than 0.2 dB and is neglected in this assessment. The
estimated source level for the full 3,000 in\3\ array is 245 dB re 1
microPA (rms). Without measurement data for the specific site to be
surveyed, it is reasonable to adopt the maximum distances obtained from
a similar array during previous measurements in the Chukchi Sea. Table
1 summarizes the distances to received levels of 190, 180 160, and 120
dB re 1 microPa (rms) that are adopted for the analysis for the
proposed survey. Distances for received levels of 120 dB are highly
variable, in part because the bottom geoacoustic properties will have a
major effect on received levels at such distances.
[[Page 32385]]
To estimate the distances to various received levels from the 60
in\3\ mitigation gun the data from previous measurements of a 30 in\3\
gun were used. In general the pressure increase relative to a 30 in\3\
gun can be derived by calculating the square root of (60/30), which is
1.41. This means that the dB levels for the sound pressure levels of a
60 in\3\ will increase by approximately 3 dB (20Log[1.41]) compared to
the 30 in\3\ gun. The distances as summarized in Table 1 were derived
by adding 3 dB to the constant term of the equation RL = 226.6 -
21.2log(R) - 0.00022R. The estimated source level of this single 60
in\3\ airgun is 230 dB re 1 microPa (rms).
Table 1. Estimated distances to received sound levels micro190, 180, 170, 160, and 120 dB re 1 microPa (rms) from the 3,000 in\3\ airgun array and the
60 in\3\ mitigation gun of the proposed seismic survey. These distances are based on measurements in the Chukchi Sea from a similar airgun array.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distance (m)
Received Levels (dB re 1 microPa rms) ------------------------------------------------------------------------------------------------------
3,000 in\3\ (full airgun array) 60 in\3\ (mitigation airgun)
--------------------------------------------------------------------------------------------------------------------------------------------------------
190 700 70
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
An acoustics contractor will perform the direct measurements of the
received levels of underwater sound versus distance and direction from
the energy source arrays using calibrated hydrophones. The acoustic
data will be analyzed as quickly as reasonably practicable in the field
and used to verify (and if necessary adjust) the safety distances. The
field report will be made available to NMFS and the MMOs within 120 hrs
of completing the measurements. The mitigation measures to be
implemented at the 190 and 180 dB sound levels will include power downs
and shut downs as described below.
(3) Power Downs and Shut Downs
A power-down is the immediate reduction in the number of operating
energy sources from all firing to some smaller number. A shutdown is
the immediate cessation of firing of all energy sources. The arrays
will be immediately powered down whenever a marine mammal is sighted
approaching close to or within the applicable safety zone of the full
arrays but is outside or about to enter the applicable safety zone of
the single mitigation source. If a marine mammal is sighted within the
applicable safety zone of the single mitigation airgun, the entire
array will be shut down (i.e., no sources firing).
Following a power-down or shutdown, operation of the airgun array
will not resume until the marine mammal has cleared the applicable
safety zone. The animal will be considered to have cleared the safety
zone if it:
Is visually observed to have left the safety zone;
Has not been seen within the zone for 15 min in the case
of small odontocetes and pinnipeds; or
Has not been seen within the zone for 30 min in the case
of mysticetes.
(4) Ramp Ups
A ramp up of an airgun array provides a gradual increase in sound
levels, and involves a stepwise increase in the number and total volume
of airguns firing until the full volume is achieved.
The purpose of a ramp up (or ``soft start'') is to ``warn''
cetaceans and pinnipeds in the vicinity of the airguns and to provide
time for them to leave the area and thus avoid any potential injury or
impairment of their hearing abilities.
During the proposed seismic survey, the seismic operator will ramp
up the airgun arrays slowly. Full ramp ups (i.e., from a cold start
after a shut down, when no airguns have been firing) will begin by
firing a single airgun in the array. The minimum duration of a shut-
down period, i.e., without air guns firing, which must be followed by a
ramp up, is typically the amount of time it would take the source
vessel to cover the 180-dB safety radius. The actual time period
depends on ship speed and the size of the 180-dB safety radius. That
period is estimated to be about 15 - 20 minutes based on the modeling
results described above and a survey speed of 4 knots.
A full ramp up, after a shut down, will not begin until there has
been a minimum of 30 min of observation of the safety zone by MMOs to
assure that no marine mammals are present. The entire safety zone must
be visible during the 30-minute lead-in to a full ramp up. If the
entire safety zone is not visible, then ramp up from a cold start
cannot begin. If a marine mammal(s) is sighted within the safety zone
during the 30-minute watch prior to ramp up, ramp up will be delayed
until the marine mammal(s) is sighted outside of the safety zone or the
animal(s) is not sighted for at least 15 - 30 minutes: 15 minutes for
small odontocetes and pinnipeds, or 30 minutes for baleen whales and
large odontocetes.
During turns and transit between seismic transects, at least one
airgun will remain operational. The ramp-up procedure still will be
followed when increasing the source levels from one airgun to the full
arrays. However, keeping one airgun firing will avoid the prohibition
of a cold start during darkness or other periods of poor visibility.
Through use of this approach, seismic operations can resume upon entry
to a new transect without a full ramp up and the associated 30-minute
lead-in observations. MMOs will be on duty whenever the airguns are
firing during daylight, and during the 30-min periods prior to ramp-ups
as well as during ramp-ups. Daylight will occur for 24 h/day until mid-
August, so until that date MMOs will automatically be observing during
the 30-minute period preceding a ramp up. Later in the season, MMOs
will be called out at night to observe prior to and during any ramp up.
The seismic operator and MMOs will maintain records of the times when
ramp-ups start, and when the airgun arrays reach full power.
Additional Mitigation Measures Proposed by NMFS
Besides Statoil's proposed mitigation measures discussed above,
NMFS proposes the following additional protective measures to address
some uncertainties regarding the impacts of
[[Page 32386]]
bowhead cow-calf pairs and aggregations of whales from seismic surveys.
Specifically, NMFS proposes that
A 160-dB vessel monitoring zone for large whales will be
established and monitored in the Chukchi Sea during all seismic
surveys. Whenever an aggregation of bowhead whales or gray whales (12
or more whales of any age/sex class that appear to be engaged in a
nonmigratory, significant biological behavior (e.g., feeding,
socializing)) are observed during an aerial or vessel monitoring
program within the 160-dB safety zone around the seismic activity, the
seismic operation will not commence or will shut down, until two
consecutive surveys (aerial or vessel) indicate they are no longer
present within the 160-dB safety zone of seismic-surveying operations.
Survey information, especially information about bowhead
whale cow/calf pairs or feeding bowhead or gray whales, shall be
provided to NMFS as required in MMPA authorizations, and will form the
basis for NMFS determining whether additional mitigation measures, if
any, will be required over a given time period.
Furthermore, NMFS proposes the following measures be included in
the IHA, if issued, in order to ensure the least practicable impact on
the affected species or stocks:
(1) All vessels should reduce speed when within 300 yards (274 m)
of whales, and those vessels capable of steering around such groups
should do so. Vessels may not be operated in such a way as to separate
members of a group of whales from other members of the group;
(2) Avoid multiple changes in direction and speed when within 300
yards (274 m) of whales; and
(3) When weather conditions require, such as when visibility drops,
support vessels must adjust speed accordingly to avoid the likelihood
of injury to whales.
Mitigation Conclusions
NMFS has carefully evaluated the applicant's proposed mitigation
measures and considered a range of other measures in the context of
ensuring that NMFS prescribes the means of effecting the least
practicable impact on the affected marine mammal species and stocks and
their habitat. Our evaluation of potential measures included
consideration of the following factors in relation to one another:
the manner in which, and the degree to which, the
successful implementation of the measure is expected to minimize
adverse impacts to marine mammals;
the proven or likely efficacy of the specific measure to
minimize adverse impacts as planned; and
the practicability of the measure for applicant
implementation.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means of
effecting the least practicable impact on marine mammal species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an ITA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking''. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for ITAs
must include the suggested means of accomplishing the necessary
monitoring and reporting that will result in increased knowledge of the
species and of the level of taking or impacts on populations of marine
mammals that are expected to be present in the proposed action area.
Monitoring Measures Proposed in Statoil's IHA Application
The monitoring plan proposed by Statoil can be found in the 4MP.
The plan may be modified or supplemented based on comments or new
information received from the public during the public comment period
or from the peer review panel (see the ``Monitoring Plan Peer Review''
section later in this document). A summary of the primary components of
the plan follows.
(1) Vessel-Based MMOs
Vessel-based monitoring for marine mammals will be done by trained
MMOs throughout the period of marine survey activities. MMOs will
monitor the occurrence and behavior of marine mammals near the survey
vessel during all daylight periods during operation and during most
daylight periods when airgun operations are not occurring. MMO duties
will include watching for and identifying marine mammals, recording
their numbers, distances, and reactions to the survey operations, and
documenting ``take by harassment'' as defined by NMFS.
A sufficient number of MMOs will be required onboard the survey
vessel to meet the following criteria: (1) 100% monitoring coverage
during all periods of survey operations in daylight; (2) maximum of 4
consecutive hours on watch per MMO; and (3) maximum of 12 hours of
watch time per day per MMO.
MMO teams will consist of Inupiat observers and experienced field
biologists. An experienced field crew leader will supervise the MMO
team onboard the survey vessel. The total number of MMOs may decrease
later in the season as the duration of daylight decreases.
Statoil anticipates one crew change to occur approximately half-way
through the season. During crew rotations detailed hand-over notes will
be provided to the incoming crew leader by the outgoing leader. Other
communications such as email, fax, and/or phone communication between
the current and oncoming crew leaders during each rotation will also
occur when possible. In the event of an unexpected crew change Statoil
will facilitate such communications to insure monitoring consistency
among shifts.
Crew leaders and most other biologists serving as observers in 2010
will be individuals with experience as observers during one or more of
the 1996-2009 seismic or shallow hazards monitoring projects in Alaska,
the Canadian Beaufort, or other offshore areas in recent years.
Biologist-observers will have previous marine mammal observation
experience, and field crew leaders will be highly experienced with
previous vessel-based marine mammal monitoring and mitigation projects.
Resumes for those individuals will be provided to NMFS for review and
acceptance of their qualifications. Inupiat observers will be
experienced in the region, familiar with the marine mammals of the
area, and complete a NMFS approved observer training course designed to
familiarize individuals with monitoring and data collection procedures.
A marine mammal observers' handbook, adapted for the specifics of the
planned survey program, will be prepared and distributed beforehand to
all MMOs.
Most observers, including Inupiat observers, will also complete a
two or three-day training and refresher session on marine mammal
monitoring, to be conducted shortly before the anticipated start of the
2010 open-water season. Any exceptions will have or receive equivalent
experience or training. The training session(s) will be conducted by
qualified marine mammalogists with extensive crew-leader experience
during previous vessel-based seismic monitoring programs.
Primary objectives of the training include:
[[Page 32387]]
review of the marine mammal monitoring plan for this
project, including any amendments specified by NMFS in the IHA (if
issued), by USFWS and by MMS, or by other agreements in which Statoil
may elect to participate;
review of marine mammal sighting, identification, and
distance estimation methods;
review of operation of specialized equipment (reticle
binoculars, night vision devices, and GPS system);
review of, and classroom practice with, data recording and
data entry systems, including procedures for recording data on marine
mammal sightings, monitoring operations, environmental conditions, and
entry error control. These procedures will be implemented through use
of a customized computer database and laptop computers;
review of the specific tasks of the Inupiat Communicator.
The MMOs will watch for marine mammals from the best available
vantage point on the survey vessels, typically the bridge. The MMOs
will scan systematically with the unaided eye and 7 50 reticle
binoculars, supplemented during good visibility conditions with Fujinon
25x150 ``Big-eye'' binoculars mounted on a bride wing or flying bridge
(seismic vessel only), and night-vision equipment when needed (see
below). Personnel on the bridge will assist the marine mammal
observer(s) in watching for marine mammals. Data from the infrared
radar will be monitored in order to investigate if this could improve
the detection and record keeping of mammals, especially during periods
of low visibility.
Information to be recorded by marine mammal observers will include
the same types of information that were recorded during recent
monitoring programs associated with industry activity in the Arctic
(e.g., Ireland et al. 2009). When a mammal sighting is made, the
following information about the sighting will be recorded:
(A) Species, group size, age/size/sex categories (if determinable),
behavior when first sighted and after initial sighting, heading (if
consistent), bearing and distance from the MMO, apparent reaction to
activities (e.g., none, avoidance, approach, paralleling, etc.),
closest point of approach, and behavioral pace;
(B) Time, location, speed, activity of the vessel, sea state, ice
cover, visibility, and sun glare; and
(C) The positions of other vessel(s) in the vicinity of the MMO
location.
The ship's position, speed of support vessels, and water
temperature, water depth, sea state, ice cover, visibility, and sun
glare will also be recorded at the start and end of each observation
watch, every 30 minutes during a watch, and whenever there is a change
in any of those variables.
Distances to nearby marine mammals will be estimated with
binoculars (Fujinon 7 x 50 binoculars) containing a reticle to measure
the vertical angle of the line of sight to the animal relative to the
horizon. MMOs may use a laser rangefinder to test and improve their
abilities for visually estimating distances to objects in the water.
However, previous experience showed that a Class 1 eye-safe device was
not able to measure distances to seals more than about 230 ft (70 m)
away. The device was very useful in improving the distance estimation
abilities of the observers at distances up to about 1,968 ft (600 m)-
the maximum range at which the device could measure distances to highly
reflective objects such as other vessels. Humans observing objects of
more-or-less known size via a standard observation protocol, in this
case from a standard height above water, quickly become able to
estimate distances within about =20% when given immediate feedback
about actual distances during training.
Monitoring At Night and In Poor Visibility
Night-vision equipment (Generation 3 binocular image intensifiers,
or equivalent units) will be available for use when/if needed. Past
experience with night-vision devices (NVDs) in the Beaufort Sea and
elsewhere has indicated that NVDs are not nearly as effective as visual
observation during daylight hours (e.g., Harris et al. 1997, 1998;
Moulton and Lawson 2002).
A prototype infrared radar will be mounted on the source vessel in
order to try to improve the visual observations during times of poor
visibility. The infrared radar detects thermal contrasts and its
ability to sense these differences is not dependent on daylight. It may
therefore improve the ability to detect marine mammals during
nighttime. The ability of the IR radar to detect marin