Modification of the Process for Requesting a Waiver of the Mandatory Separation Age of 56 for Air Traffic Control Specialists, 30742-30745 [2010-13221]
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30742
Federal Register / Vol. 75, No. 105 / Wednesday, June 2, 2010 / Proposed Rules
activated by a dual engine shutdown, could
also result in loss of hydraulic power for the
flight controls [and consequent reduced
ability of the flightcrew to maintain the safe
flight and landing of the airplane].
This [Canadian] directive mandates
checking of the ADG and replacing the
balance washer screws, if required. It also
prohibits future installation of unmodified
ADGs.
Note: ADGs with Hamilton Sundstrand P/
Ns in the 761339 series and 1711405 are
installed on the aircraft model listed in the
Applicability section above in addition to
Bombardier Inc. Models CL–600–2B19, CL–
600–2C10 and CL–600–2D24. The latter three
models are covered in a separate directive.
Compliance
(f) You are responsible for having the
actions required by this AD performed within
the compliance times specified, unless the
actions have already been done.
Actions
(g) At the earliest of the times identified in
paragraphs (g)(1), (g)(2), (g)(3), and (g)(4) of
this AD, do an inspection to determine the
serial number of the installed ADG. A review
of airplane maintenance records is acceptable
in lieu of this inspection if the serial number
of the ADG can be conclusively determined
from that review.
(1) Within 400 flight hours or 12 months
after the effective date of this AD, whichever
occurs first, or
(2) Prior to the next in-flight or on-ground
functional test of the ADG, whichever occurs
first after the effective date of this AD, or
(3) Prior to the next in-flight or on-ground
operational test of the ADG, whichever
occurs first after the effective date of this AD,
or
(4) Prior to the next scheduled ADG inflight deployment.
(h) If the ADG serial number, as
determined in paragraph (g) of this AD, is not
listed in paragraph 1.A of the applicable
Bombardier Service Bulletin listed in Table
1 of this AD, no further action is required by
this AD, except for paragraph (j) of this AD.
TABLE 1—SERVICE BULLETINS
Model—
Bombardier service
bulletin—
Dated—
CL–600–2B16 (CL–604) airplanes .........................................................................................................
CL–600–2B16 (CL–605) airplanes .........................................................................................................
604–24–021 ...........
605–24–001 ...........
July 13, 2009.
July 13, 2009.
(i) If the ADG serial number determined in
paragraph (g) of this AD is identified in
paragraph 1.A. of the applicable service
bulletin listed in Table 1 of this AD, before
further flight, do an inspection to determine
if the symbol ‘‘24–5’’ is marked on the ADG
identification plate. A review of airplane
maintenance records is acceptable in lieu of
this inspection if the symbol ‘‘24–5’’ can be
conclusively determined from that review.
(1) If the symbol ‘‘24–5’’ is marked on the
ADG identification plate, and the balance
washer screws have already been replaced,
no further action is required by this AD,
except for paragraph (j) of this AD.
(2) If the symbol ‘‘24–5’’ is not marked on
the ADG identification plate, before further
flight, replace all balance washer screws with
new screws having part number MS24667–14
and mark the ADG identification plate with
symbol ‘‘24–5,’’ in accordance with the
Accomplishment Instructions of the
applicable service bulletin listed in Table 1
of this AD.
(j) As of the effective date of this AD, no
person may install on any airplane a
replacement or spare ADG, Hamilton
Sundstrand part number in the 761339 or
1711405 series, having one of the serial
numbers identified in paragraph 1.A. of the
applicable service bulletin listed in Table 1
of this AD, unless the ADG is identified with
the symbol ‘‘24–5’’ on the identification plate.
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FAA AD Differences
Note 2: This AD differs from the MCAI
and/or service information as follows: The
MCAI specifies to inspect only airplanes
having certain serial numbers that are part of
the MCAI applicability. Because the affected
part could be rotated onto any of the
airplanes listed in the applicability, this AD
requires the inspection be done on all
airplanes. We have coordinated this
difference with TCCA.
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Other FAA AD Provisions
(k) The following provisions also apply to
this AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, New York Aircraft
Certification Office (ACO), ANE–170, FAA,
has the authority to approve AMOCs for this
AD, if requested using the procedures found
in 14 CFR 39.19. Send information to ATTN:
Program Manager, Continuing Operational
Safety, FAA, New York ACO, 1600 Stewart
Avenue, Suite 410, Westbury, New York,
11590; telephone 516–228–7300; fax 516–
794–5531.Before using any approved AMOC
on any airplane to which the AMOC applies,
notify your principal maintenance inspector
(PMI) or principal avionics inspector (PAI),
as appropriate, or lacking a principal
inspector, your local Flight Standards District
Office. The AMOC approval letter must
specifically reference this AD.
(2) Airworthy Product: For any
requirement in this AD to obtain corrective
actions from a manufacturer or other source,
use these actions if they are FAA-approved.
Corrective actions are considered FAAapproved if they are approved by the State
of Design Authority (or their delegated
agent). You are required to assure the product
is airworthy before it is returned to service.
(3) Reporting Requirements: For any
reporting requirement in this AD, under the
provisions of the Paperwork Reduction Act
(44 U.S.C. 3501 et seq.), the Office of
Management and Budget (OMB) has
approved the information collection
requirements and has assigned OMB Control
Number 2120–0056.
Related Information
(l) Refer to MCAI Canadian Airworthiness
Directive CF–2009–50, dated December 17,
2009; and Bombardier Service Bulletins 604–
24–021, dated July 13, 2009, and 605–24–
001, dated July 13, 2009; for related
information.
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Issued in Renton, Washington, on April 30,
2010.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. 2010–13230 Filed 6–1–10; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 65
[Docket No. FAA–2010–0567; Notice No.
10–09]
RIN 2120–AJ66
Modification of the Process for
Requesting a Waiver of the Mandatory
Separation Age of 56 for Air Traffic
Control Specialists
AGENCY: Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
SUMMARY: The Federal Aviation
Administration (FAA) proposes to
amend its regulations concerning the
process for requesting a waiver of the
mandatory separation age for Air Traffic
Control Specialists in flight service
stations, enroute or terminal facilities,
and the David J. Hurley Air Traffic
Control System Command Center.
Under the proposal, Air Traffic Control
Specialists would no longer be required
to certify they have not been involved
in an operational error (OE), operational
deviation (OD), or runway incursion in
the past 5 years. The proposed change
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reflects FAA Order JO 7210.56C, Change
2, effective July 20, 2009, which
removed any references to employee
identification, training record entries,
performance management, and returnto-duty actions that have been
historically tied to reported events. The
proposal would streamline the waiver
process and bring it into conformance
with current FAA OE and OD reporting
policy.
DATES: Send your comments on or
before July 2, 2010.
ADDRESSES: You may send comments
identified by Docket Number FAA–
2010–0567 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation, 1200 New Jersey
Avenue, SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between
9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
For more information on the
rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
Privacy: We will post all comments
we receive, without change, to https://
www.regulations.gov, including any
personal information you provide.
Using the search function of our docket
Web site, anyone can find and read the
electronic form of all comments
received into any of our dockets,
including the name of the individual
sending the comment (or signing the
comment for an association, business,
labor union, etc.). You may review
DOT’s complete Privacy Act Statement
in the Federal Register published on
April 11, 2000 (65 FR 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Docket: To read background
documents or comments received, go to
https://www.regulations.gov at any time
and follow the online instructions for
accessing the docket, or, the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
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proposed rule contact Kelly J.
Neubecker, Airspace and Rules Group,
Office of System Operations Airspace
and AIM, AJR–33, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–9235; facsimile
(202) 267–9328, e-mail
Kelly.Neubecker@faa.gov. For legal
questions concerning this proposed rule
contact Anne Moore, Office of Chief
Counsel, AGC–240, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–3123; facsimile
(202) 267–7971.
SUPPLEMENTARY INFORMATION: Later in
this preamble under the Additional
Information section, we discuss how
you can comment on this proposal and
how we will handle your comments.
Included in this discussion is related
information about the docket, privacy,
and the handling of proprietary or
confidential business information. We
also discuss how you can get a copy of
related rulemaking documents.
Authority for This Rulemaking
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, section 106, describes the
authority of the FAA Administrator to
issue, rescind, and revise regulations.
Under this authority, we are proposing
to amend Special Federal Aviation
Regulation No. 103 in 14 CFR part 65
(SFAR 103) by removing paragraph
5.b.vii. The proposed change is within
the scope of our authority and is a
reasonable and necessary exercise of our
statutory obligations.
Background
On January 23, 2004, H.R. 2673,
Consolidated Appropriations 2004,
became Public Law 108–199. Within the
appropriations bill, there was a mandate
that ‘‘not later than March 1, 2004, the
Secretary of Transportation, in
consultation with the Administrator of
the Federal Aviation Administration,
shall issue final regulations, pursuant to
5 U.S.C. 8335, establishing an
exemption process allowing individual
Air Traffic Controllers to delay
mandatory retirement until the
employee reaches no later than 61 years
of age.’’ On January 7, 2005, the
Department of Transportation, Federal
Aviation Administration, published the
final rule in the Federal Register, 14
CFR part 65 (Docket No. FAA–2004–
17334; SFAR No. 103, 70 FR 1634).
The process for an Air Traffic Control
Specialist (ATCS) to request a waiver
from the mandatory separation age of 56
is currently contained in SFAR 103 and
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30743
reflected in the Human Resources Policy
Bulletin #35, Waiver Process to
Mandatory Separation at Age 56. This
policy applies to all ATCSs and their
first-level supervisors in flight service,
enroute and terminal facilities, and at
the David J. Hurley Air Traffic Control
System Command Center covered under
the mandatory separation provisions of
5 U.S.C. 8335(a) and 8425(a).
The regulation, as written, contains
information contrary to air traffic policy
under amended FAA Order JO
7210.56C, Change 2, effective July 20,
2009. Specifically, paragraph 5.b.vii. of
SFAR 103 requires a controller to
provide a statement that they have not
been involved in an operational error
(OE), operational deviation (OD), or
runway incursion in the last 5 years
while in a control position. This
requirement is inconsistent with current
air traffic orders developed specifically
to foster a safety culture that encourages
full and open reporting of safety
information and focuses on determining
why events occur, rather than placing
blame. In support of this safety culture,
FAA Order JO 7210.56C, Change 2
removed all references to employee
identification, training record entries,
performance management, and returnto-duty actions that were historically
tied to reported OE or OD events. Due
to this change in policy, the reporting
requirements of SFAR 103 5.b.vii. are
now unverifiable. Continuing to require
the statement in the waiver process
serves no useful purpose. Therefore, the
FAA is proposing to remove this
reporting requirement.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
have determined that there is no new
information collection requirement
associated with this proposed rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these proposed
regulations.
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Federal Register / Vol. 75, No. 105 / Wednesday, June 2, 2010 / Proposed Rules
paperwork obstacle. Currently, ATCSs
need to provide a statement to certify
that they have not been involved with
an operational error (OE), operational
deviation (OD), or runway incursion
within the previous 5 years when
submitting a request for a waiver of the
mandatory separation at age 56. This
proposed rule would eliminate this
certification requirement by reducing
the written information ATCSs must
provide, resulting in a cost saving.
We estimate ATCSs submit an average
of 54 statements per year. ATCSs need
approximately 5 minutes to prepare
each statement, whereas air traffic
managers need approximately 15
minutes to review them. The ATCS’s
salary including benefits expressed as
an hourly wage rate is assumed to be
$125 per hour; 1 and an air traffic
manager’s hourly rate with benefits is
assumed to be $155 per hour.
Using the preceding information, the
FAA estimates that the total cost savings
of this proposed rule would be about
$26,000 or $18,000 present value, as
shown in table 1.
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
1 This wage rate is based on 1657.7 hours. 2,080
hours (52 weeks times 40 hours per week) minus
422.3 hours (the number of hours a typical
controller is not available to work) equals 1,657.7.
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
FAA has, therefore, determined that
this proposed rule is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
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Regulatory Flexibility Determination
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EP02JN10.309
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this proposed rule.
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this proposed rule.
This proposed rule would moderately
streamline the process for ATCs who are
requesting a waiver of mandatory
separation at age 56 by eliminating a
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Federal Register / Vol. 75, No. 105 / Wednesday, June 2, 2010 / Proposed Rules
factual basis for this determination, and
the reasoning should be clear.
This proposed rule would help extend
the careers of experienced air traffic
controllers and thus have no impact on
private sector entities. Consequently,
the FAA certifies that the proposed rule
would not have a significant economic
impact on a substantial number of small
entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
and determined that it would have only
a domestic impact and therefore no
effect on international trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$143.1 million in lieu of $100 million.
This proposed rule does not contain
such a mandate; therefore, the
requirements of Title II of the Act do not
apply.
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Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
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levels of government, and, therefore,
would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this proposed
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312(d) and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this NPRM
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant regulatory action’’ under the
executive order because while it is not
a ‘‘significant regulatory action’’ under
Executive Order 12866, and DOT’s
Regulatory Policies and Procedures, it is
not likely to have a significant adverse
effect on the supply, distribution, or use
of energy.
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. We also invite comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in this
document. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. To ensure the docket
does not contain duplicate comments,
please send only one copy of written
comments, or if you are filing comments
electronically, please submit your
comments only one time.
We will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
concerning this proposed rulemaking.
Before acting on this proposal, we will
consider all comments we receive on or
before the closing date for comments.
We will consider comments filed after
the comment period has closed if it is
possible to do so without incurring
expense or delay. We may change this
proposal in light of the comments we
receive.
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Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number, notice
number, or amendment number of this
rulemaking.
You may access all documents the
FAA considered in developing this
proposed rule, including economic
analyses and technical reports, from the
internet through the Federal
eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Part 65
Air Traffic Controllers, Aircraft,
Aviation safety.
Additional Information
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30745
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend Chapter I of Title 14,
Code of Federal Regulations, as follows:
PART 65—CERTIFICATION: AIRMEN
OTHER THAN FLIGHT
CREWMEMBERS
1. The authority citation for part 65
continues to read as follows:
Authority: 49 U.S.C. 106(g). 40113, 44701–
44703, 44707, 44709–44711, 45102–45103,
45301–45302.
SFAR 103
[Amended]
2. Amend SFAR 103 by removing and
reserving paragraph 5.b.vii.
Issued in Washington, DC, on May 27,
2010.
Edie Parish,
Acting Director, System Operations Airspace
& Aeronautical Information Management.
[FR Doc. 2010–13221 Filed 6–1–10; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 75, Number 105 (Wednesday, June 2, 2010)]
[Proposed Rules]
[Pages 30742-30745]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-13221]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 65
[Docket No. FAA-2010-0567; Notice No. 10-09]
RIN 2120-AJ66
Modification of the Process for Requesting a Waiver of the
Mandatory Separation Age of 56 for Air Traffic Control Specialists
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The Federal Aviation Administration (FAA) proposes to amend
its regulations concerning the process for requesting a waiver of the
mandatory separation age for Air Traffic Control Specialists in flight
service stations, enroute or terminal facilities, and the David J.
Hurley Air Traffic Control System Command Center. Under the proposal,
Air Traffic Control Specialists would no longer be required to certify
they have not been involved in an operational error (OE), operational
deviation (OD), or runway incursion in the past 5 years. The proposed
change
[[Page 30743]]
reflects FAA Order JO 7210.56C, Change 2, effective July 20, 2009,
which removed any references to employee identification, training
record entries, performance management, and return-to-duty actions that
have been historically tied to reported events. The proposal would
streamline the waiver process and bring it into conformance with
current FAA OE and OD reporting policy.
DATES: Send your comments on or before July 2, 2010.
ADDRESSES: You may send comments identified by Docket Number FAA-2010-
0567 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation, 1200 New Jersey Avenue, SE., Room W12-
140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://www.regulations.gov, including any personal information you
provide. Using the search function of our docket Web site, anyone can
find and read the electronic form of all comments received into any of
our dockets, including the name of the individual sending the comment
(or signing the comment for an association, business, labor union,
etc.). You may review DOT's complete Privacy Act Statement in the
Federal Register published on April 11, 2000 (65 FR 19477-78) or you
may visit https://DocketsInfo.dot.gov.
Docket: To read background documents or comments received, go to
https://www.regulations.gov at any time and follow the online
instructions for accessing the docket, or, the Docket Operations in
Room W12-140 of the West Building Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this proposed rule contact Kelly J. Neubecker, Airspace and Rules
Group, Office of System Operations Airspace and AIM, AJR-33, Federal
Aviation Administration, 800 Independence Avenue, SW., Washington, DC
20591; telephone (202) 267-9235; facsimile (202) 267-9328, e-mail
Kelly.Neubecker@faa.gov. For legal questions concerning this proposed
rule contact Anne Moore, Office of Chief Counsel, AGC-240, Federal
Aviation Administration, 800 Independence Avenue, SW., Washington, DC
20591; telephone (202) 267-3123; facsimile (202) 267-7971.
SUPPLEMENTARY INFORMATION: Later in this preamble under the Additional
Information section, we discuss how you can comment on this proposal
and how we will handle your comments. Included in this discussion is
related information about the docket, privacy, and the handling of
proprietary or confidential business information. We also discuss how
you can get a copy of related rulemaking documents.
Authority for This Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code. Subtitle I, section 106,
describes the authority of the FAA Administrator to issue, rescind, and
revise regulations. Under this authority, we are proposing to amend
Special Federal Aviation Regulation No. 103 in 14 CFR part 65 (SFAR
103) by removing paragraph 5.b.vii. The proposed change is within the
scope of our authority and is a reasonable and necessary exercise of
our statutory obligations.
Background
On January 23, 2004, H.R. 2673, Consolidated Appropriations 2004,
became Public Law 108-199. Within the appropriations bill, there was a
mandate that ``not later than March 1, 2004, the Secretary of
Transportation, in consultation with the Administrator of the Federal
Aviation Administration, shall issue final regulations, pursuant to 5
U.S.C. 8335, establishing an exemption process allowing individual Air
Traffic Controllers to delay mandatory retirement until the employee
reaches no later than 61 years of age.'' On January 7, 2005, the
Department of Transportation, Federal Aviation Administration,
published the final rule in the Federal Register, 14 CFR part 65
(Docket No. FAA-2004-17334; SFAR No. 103, 70 FR 1634).
The process for an Air Traffic Control Specialist (ATCS) to request
a waiver from the mandatory separation age of 56 is currently contained
in SFAR 103 and reflected in the Human Resources Policy Bulletin
35, Waiver Process to Mandatory Separation at Age 56. This
policy applies to all ATCSs and their first-level supervisors in flight
service, enroute and terminal facilities, and at the David J. Hurley
Air Traffic Control System Command Center covered under the mandatory
separation provisions of 5 U.S.C. 8335(a) and 8425(a).
The regulation, as written, contains information contrary to air
traffic policy under amended FAA Order JO 7210.56C, Change 2, effective
July 20, 2009. Specifically, paragraph 5.b.vii. of SFAR 103 requires a
controller to provide a statement that they have not been involved in
an operational error (OE), operational deviation (OD), or runway
incursion in the last 5 years while in a control position. This
requirement is inconsistent with current air traffic orders developed
specifically to foster a safety culture that encourages full and open
reporting of safety information and focuses on determining why events
occur, rather than placing blame. In support of this safety culture,
FAA Order JO 7210.56C, Change 2 removed all references to employee
identification, training record entries, performance management, and
return-to-duty actions that were historically tied to reported OE or OD
events. Due to this change in policy, the reporting requirements of
SFAR 103 5.b.vii. are now unverifiable. Continuing to require the
statement in the waiver process serves no useful purpose. Therefore,
the FAA is proposing to remove this reporting requirement.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. We have determined that there
is no new information collection requirement associated with this
proposed rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these proposed regulations.
[[Page 30744]]
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this proposed rule.
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits that a statement
to that effect and the basis for it be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this proposed rule.
This proposed rule would moderately streamline the process for ATCs
who are requesting a waiver of mandatory separation at age 56 by
eliminating a paperwork obstacle. Currently, ATCSs need to provide a
statement to certify that they have not been involved with an
operational error (OE), operational deviation (OD), or runway incursion
within the previous 5 years when submitting a request for a waiver of
the mandatory separation at age 56. This proposed rule would eliminate
this certification requirement by reducing the written information
ATCSs must provide, resulting in a cost saving.
We estimate ATCSs submit an average of 54 statements per year.
ATCSs need approximately 5 minutes to prepare each statement, whereas
air traffic managers need approximately 15 minutes to review them. The
ATCS's salary including benefits expressed as an hourly wage rate is
assumed to be $125 per hour; \1\ and an air traffic manager's hourly
rate with benefits is assumed to be $155 per hour.
---------------------------------------------------------------------------
\1\ This wage rate is based on 1657.7 hours. 2,080 hours (52
weeks times 40 hours per week) minus 422.3 hours (the number of
hours a typical controller is not available to work) equals 1,657.7.
---------------------------------------------------------------------------
Using the preceding information, the FAA estimates that the total
cost savings of this proposed rule would be about $26,000 or $18,000
present value, as shown in table 1.
[GRAPHIC] [TIFF OMITTED] TP02JN10.309
FAA has, therefore, determined that this proposed rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
[[Page 30745]]
factual basis for this determination, and the reasoning should be
clear.
This proposed rule would help extend the careers of experienced air
traffic controllers and thus have no impact on private sector entities.
Consequently, the FAA certifies that the proposed rule would not have a
significant economic impact on a substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this proposed rule and determined that
it would have only a domestic impact and therefore no effect on
international trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $143.1 million in lieu of $100
million. This proposed rule does not contain such a mandate; therefore,
the requirements of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action would not have a substantial direct effect on the States, on the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, therefore, would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this proposed rulemaking action qualifies for the
categorical exclusion identified in paragraph 312(d) and involves no
extraordinary circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this NPRM under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant regulatory action'' under the executive order because
while it is not a ``significant regulatory action'' under Executive
Order 12866, and DOT's Regulatory Policies and Procedures, it is not
likely to have a significant adverse effect on the supply,
distribution, or use of energy.
Additional Information
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. We also
invite comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, please send only one copy of written comments, or
if you are filing comments electronically, please submit your comments
only one time.
We will file in the docket all comments we receive, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. Before acting on this proposal, we
will consider all comments we receive on or before the closing date for
comments. We will consider comments filed after the comment period has
closed if it is possible to do so without incurring expense or delay.
We may change this proposal in light of the comments we receive.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies or
3. Accessing the Government Printing Office's Web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
You may access all documents the FAA considered in developing this
proposed rule, including economic analyses and technical reports, from
the internet through the Federal eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Part 65
Air Traffic Controllers, Aircraft, Aviation safety.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend Chapter I of Title 14, Code of Federal
Regulations, as follows:
PART 65--CERTIFICATION: AIRMEN OTHER THAN FLIGHT CREWMEMBERS
1. The authority citation for part 65 continues to read as follows:
Authority: 49 U.S.C. 106(g). 40113, 44701-44703, 44707, 44709-
44711, 45102-45103, 45301-45302.
SFAR 103 [Amended]
2. Amend SFAR 103 by removing and reserving paragraph 5.b.vii.
Issued in Washington, DC, on May 27, 2010.
Edie Parish,
Acting Director, System Operations Airspace & Aeronautical Information
Management.
[FR Doc. 2010-13221 Filed 6-1-10; 8:45 am]
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