Notice of Funding Availability (NOFA) for Energy Audits and Renewable Energy Development Assistance Under the Rural Energy for America Program, 29706-29717 [2010-12583]
Download as PDF
29706
Notices
Federal Register
Vol. 75, No. 102
Thursday, May 27, 2010
This section of the FEDERAL REGISTER
contains documents other than rules or
proposed rules that are applicable to the
public. Notices of hearings and investigations,
committee meetings, agency decisions and
rulings, delegations of authority, filing of
petitions and applications and agency
statements of organization and functions are
examples of documents appearing in this
section.
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
[Docket No. APHIS-2006-0172]
Interstate Movement of Garbage from
Hawaii; Availability of an
Environmental Assessment and
Finding of No Significant Impact
Animal and Plant Health
Inspection Service, USDA.
ACTION: Notice.
wwoods2 on DSK1DXX6B1PROD with NOTICES
AGENCY:
SUMMARY: We are advising the public
that an environmental assessment and
finding of no significant impact have
been prepared by the Animal and Plant
Health Inspection Service relative to a
request to allow the interstate
movement of garbage from Hawaii to a
landfill in the State of Washington. The
environmental assessment documents
our review and analysis of the
environmental impacts associated with,
and alternatives to, the movement of
palletized or containerized baled
municipal solid waste to three existing
ports on the Columbia River via barge
and the transfer and transportation of
the waste via truck or rail to the landfill.
Based on its finding of no significant
impact, the Animal and Plant Health
Inspection Service has determined that
an environmental impact statement
need not be prepared.
FOR FURTHER INFORMATION CONTACT: Mr.
David B. Lamb, Import Specialist,
Regulatory Coordination and
Compliance, PPQ, APHIS, 4700 River
Road Unit 133, Riverdale, MD 207371231; (301) 734-0627.
SUPPLEMENTARY INFORMATION:
Background
The importation and interstate
movement of garbage is regulated by the
Animal and Plant Health Inspection
Service (APHIS) under 7 CFR 330.400
and 9 CFR 94.5 (referred to below as the
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
regulations) in order to protect against
the introduction into and dissemination
within the United States of plant and
animal pests and diseases.
On January 19, 2010, we published in
the Federal Register (75 FR 2845-2846,
Docket No. APHIS-2006-0172) a notice1
in which we announced the availability,
for public review and comment, of an
environmental assessment documenting
our review and analysis of the
environmental impacts associated with,
and alternatives to, the movement of
palletized or containerized baled
municipal solid waste to three existing
ports on the Columbia River via barge
and the transfer and transportation of
the waste via truck or rail to the landfill.
We solicited comments on the
environmental assessment for 30 days
ending on February 18, 2010. We
received 37 comments by that date. The
commenters raised several issues,
including the potential for invasive
species/pest introductions, impacts on
air and water quality, impacts on fish
and wildlife habitat, impacts on existing
infrastructure (highway, rail, and barge),
increased traffic at associated ports, and
the adequacy of the environmental
assessment’s analysis of cumulative
effects.
Our analysis of the comments
received and our responses to the issues
raised in the comments are contained in
a response to comments document that
may be viewed on the Regulations.gov
Web page (see footnote 1) or obtained
from the person listed under FOR
FURTHER INFORMATION CONTACT. The
response to comments document, along
with copies of the environmental
assessment and finding of no significant
impact, is also available for public
inspection at USDA, room 1141, South
Building, 14th Street and Independence
Avenue SW., Washington, DC, between
8 a.m. and 4:30 p.m., Monday through
Friday, except holidays. Persons
wishing to inspect copies are requested
to call ahead on (202) 690-2817 to
facilitate entry into the reading room.
The environmental assessment and
finding of no significant impact have
been prepared in accordance with: (1)
The National Environmental Policy Act
of 1969 (NEPA), as amended (42 U.S.C.
1 To view the environmental assessment, the
comments we received and our responses to the
comments, and the finding of no significant impact,
go to (https://www.regulations.gov/fdmspublic/
component/main?main=DocketDetail&d=APHIS2006-0172).
PO 00000
Frm 00001
Fmt 4703
Sfmt 4703
4321 et seq.), (2) regulations of the
Council on Environmental Quality for
implementing the procedural provisions
of NEPA (40 CFR parts 1500-1508), (3)
USDA regulations implementing NEPA
(7 CFR part 1b), and (4) APHIS’ NEPA
Implementing Procedures (7 CFR part
372).
Done in Washington, DC, this 20th day
of May 2010.
Kevin Shea
Acting Administrator, Animal and Plant
Health Inspection Service.
[FR Doc. 2010–12828 Filed 5–26–10: 7:27 am]
BILLING CODE 3410–34–S
DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
Notice of Funding Availability (NOFA)
for Energy Audits and Renewable
Energy Development Assistance Under
the Rural Energy for America Program
AGENCY: Rural Business-Cooperative
Service, USDA.
ACTION: Notice.
SUMMARY: The Rural Energy for America
Program, formerly section 9006 under
the 2002 Farm Bill, is composed of
several types of grants and guaranteed
loan programs. These are: Guaranteed
loans and grants for the development/
construction of renewable energy
systems and for energy efficiency
improvement projects; grants for
conducting energy audits; grants for
conducting renewable energy
development assistance; and grants for
conducting renewable energy feasibility
studies.
The Agency is implementing the
Rural Energy for America Program
(REAP) for Fiscal Year 2010 through the
publication of three REAP notices:
• Renewable energy system and
energy efficiency improvement grants
and guaranteed loans;
• Energy audit and renewable energy
development assistance grants; and
• Renewable energy feasibility study
grants.
This REAP notice announces the
availability of $2.4 million for fiscal
year (FY) 2010 to units of State, tribal,
or local government; instrumentalities
of a State, tribal, or local government;
land-grant colleges and universities and
other institutions of higher education,
including 1994 Land Grant Colleges
E:\FR\FM\27MYN1.SGM
27MYN1
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
(Tribal Colleges), 1890 Land Grant
Colleges, and Historically Black
Universities; rural electric cooperatives;
and public power entities for the
provision of energy audits and
renewable energy development
assistance to agricultural producers and
rural small businesses. This funding
will be available in the form of grants.
Funds that are not awarded will convert
to the REAP pool.
Lastly, the Agency intends to publish
a proposed rule that will revise the
current program, in large part to
conform with the requirements set out
by the 2008 Farm Bill, at 7 CFR 4280,
subpart B to include renewable energy
feasibility study grants, and that will
add a new subpart C to address energy
audit and renewable energy
development assistance grants.
Together, these two subparts will
represent the Rural Energy for America
Program as authorized under section
9007 of the Farm Security and Rural
Investment Act of 2002 as amended by
section 9001 of the Food, Energy, and
Conservation Act of 2008. The Agency
anticipates publishing final regulations
to operate the Rural Energy for America
Program in fiscal year 2011.
DATES: Applications for grants must be
submitted on paper or electronically no
later than 4:30 p.m., local time July 26,
2010. Neither complete nor incomplete
applications received after this date and
time will be considered for funding in
FY 2010, regardless of the postmark on
the application.
ADDRESSES: Application materials may
be obtained by contacting one of Rural
Development’s Energy Coordinators or
by downloading through https://
www.grants.gov.
Submit electronic applications at
https://www.grants.gov, following the
instructions found on this Web site. To
use Grants.gov, an applicant must have
a Dun and Bradstreet Data Universal
Numbering System (DUNS) number,
which can be obtained at no cost via a
toll-free request line at 1–866–705–5711
or online at https://fedgov.dnb.com/
webform. Submit completed paper
applications to the Rural Development
State Office in the State in which the
applicant’s principal office is located.
wwoods2 on DSK1DXX6B1PROD with NOTICES
Rural Development Energy
Coordinators
Note: Telephone numbers listed are not
toll-free.
Alabama
Quinton Harris, USDA Rural
Development, Sterling Centre, Suite
601, 4121 Carmichael Road,
Montgomery, AL 36106–3683,
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
(334) 279–3623,
Quinton.Harris@al.usda.gov
Alaska
Chad Stovall, USDA Rural
Development, 800 West Evergreen,
Suite 201, Palmer, AK 99645–6539,
(907) 761–7718,
chad.stovall@ak.usda.gov
29707
311, 154 Waianuenue Avenue, Hilo,
HI 96720, (808) 933–8313,
Tim.Oconnell@hi.usda.gov
Idaho
Brian Buch, USDA Rural Development,
9173 W. Barnes Drive, Suite A1,
Boise, ID 83709, (208) 378–5623,
Brian.Buch@id.usda.gov
American Samoa (See Hawaii)
Illinois
Arizona
Alan Watt, USDA Rural Development,
230 North First Avenue, Suite 206,
Phoenix, AZ 85003–1706, (602) 280–
8769, Alan.Watt@az.usda.gov
Molly Hammond, USDA Rural
Development, 2118 West Park Court,
Suite A, Champaign, IL 61821, (217)
403–6210,
Molly.Hammond@il.usda.gov
Arkansas
Tim Smith, USDA Rural Development,
700 West Capitol Avenue, Room 3416,
Little Rock, AR 72201–3225, (501)
301–3280, Tim.Smith@ar.usda.gov
Indiana
California
Philip Brown, USDA Rural
Development, 430 G Street, #4169,
Davis, CA 95616, (530) 792–5811,
Phil.brown@ca.usda.gov
Iowa
Colorado
April Dahlager, USDA Rural
Development, 655 Parfet Street, Room
E–100, Lakewood, CO 80215, (720)
544–2909, april.dahlager@co.usda.gov
Jerry Hay, USDA Rural Development,
2600 Highway 7 North, North Vernon,
IN 47265, (812) 346–3411, Ext 126,
Jerry.Hay@in.usda.gov
Teresa Bomhoff, USDA Rural
Development, 873 Federal Building,
210 Walnut Street, Des Moines, IA
50309, (515) 284–4447,
teresa.bomhoff@ia.usda.gov
Kansas
Commonwealth of the Northern
Marianas Islands—CNMI (See Hawaii)
David Kramer, USDA Rural
Development, 1303 SW. First
American Place, Suite 100, Topeka,
KS 66604–4040, (785) 271–2730,
david.kramer@ks.usda.gov
Connecticut (see Massachusetts)
Kentucky
Delaware/Maryland
Bruce Weaver, USDA Rural
Development, 1221 College Park
Drive, Suite 200, Dover, DE 19904,
(302) 857–3626,
Bruce.Weaver@de.usda.gov
Scott Maas, USDA Rural Development,
771 Corporate Drive, Suite 200,
Lexington, KY 40503, (859) 224–7435,
scott.maas@ky.usda.gov
Louisiana
Federated States of Micronesia (See
Hawaii)
Florida/Virgin Islands
Joe Mueller, USDA Rural Development,
4440 NW. 25th Place, Gainesville, FL
32606, (352) 338–3482,
joe.mueller@fl.usda.gov
Kevin Boone, USDA Rural
Development, 905 Jefferson Street,
Suite 320, Lafayette, LA 70501, (337)
262–6601, Ext. 133,
Kevin.Boone@la.usda.gov
Maine
Georgia
J. Craig Scroggs, USDA Rural
Development, 111 E. Spring St., Suite
B, Monroe, GA 30655, Phone 770–
267–1413 ext. 113,
craig.scroggs@ga.usda.gov
Guam (See Hawaii)
Hawaii/Guam/Republic of Palau/
Federated States of Micronesia/Republic
of the Marshall Islands/American
Samoa/Commonwealth of the Northern
Marianas Islands—CNMI
Tim O’Connell, USDA Rural
Development, Federal Building, Room
PO 00000
Frm 00002
Fmt 4703
Sfmt 4703
John F. Sheehan, USDA Rural
Development, 967 Illinois Avenue,
Suite 4, P.O. Box 405, Bangor, ME
04402–0405, (207) 990–9168,
john.sheehan@me.usda.gov
Maryland (see Delaware)
Massachusetts/Rhode Island/
Connecticut
Charles W. Dubuc, USDA Rural
Development, 451 West Street, Suite
2, Amherst, MA 01002, (401) 826–
0842 x 306,
Charles.Dubuc@ma.usda.gov
Michigan
Traci J. Smith, USDA Rural
Development, 3001 Coolidge Road,
E:\FR\FM\27MYN1.SGM
27MYN1
29708
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
North Dakota
Suite 200, East Lansing, MI 48823,
(517) 324–5157,
Traci.Smith@mi.usda.gov
Minnesota
Lisa L. Noty, USDA Rural Development,
1400 West Main Street, Albert Lea,
MN 56007, (507) 373–7960 Ext. 120,
lisa.noty@mn.usda.gov
Mississippi
Dennis Rodin, USDA Rural
Development, Federal Building, Room
208, 220 East Rosser Avenue, P.O.
Box 1737, Bismarck, ND 58502–1737,
(701) 530–2068,
Dennis.Rodin@nd.usda.gov
Ohio
G. Gary Jones, USDA Rural
Development, Federal Building, Suite
831, 100 West Capitol Street, Jackson,
MS 39269, (601) 965–5457,
george.jones@ms.usda.gov
Randy Monhemius, USDA Rural
Development, Federal Building, Room
507, 200 North High Street,
Columbus, OH 43215–2418, (614)
255–2424,
Randy.Monhemius@oh.usda.gov
Missouri
Oklahoma
Matt Moore, USDA Rural Development,
601 Business Loop 70 West, Parkade
Center, Suite 235, Columbia, MO
65203, (573) 876–9321,
matt.moore@mo.usda.gov
Jody Harris, USDA Rural Development,
100 USDA, Suite 108, Stillwater, OK
74074–2654, (405) 742–1036,
Jody.harris@ok.usda.gov
Montana
John Guthmiller, USDA Rural
Development, 900 Technology Blvd.,
Unit 1, Suite B, P.O. Box 850,
Bozeman, MT 59771, (406) 585–2540,
John.Guthmiller@mt.usda.gov
Oregon
Don Hollis, USDA Rural Development,
200 SE Hailey Ave, Suite 105,
Pendleton, OR 97801, (541) 278–8049,
Ext. 129, Don.Hollis@or.usda.gov
Pennsylvania
Bernard Linn, USDA Rural
Development, One Credit Union
Place, Suite 330, Harrisburg, PA
17110–2996, (717) 237–2182,
Bernard.Linn@pa.usda.gov
Nebraska
Debra Yocum, USDA Rural
Development, 100 Centennial Mall
North, Room 152, Federal Building,
Lincoln, NE 68508, (402) 437–5554,
Debra.Yocum@ne.usda.gov
Puerto Rico
Herb Shedd, USDA Rural Development,
1390 South Curry Street, Carson City,
NV 89703, (775) 887–1222,
herb.shedd@nv.usda.gov
Luis Garcia, USDA Rural Development,
IBM Building, 654 Munoz Rivera
Avenue, Suite 601, Hato Rey, PR
00918–6106, (787) 766–5091, Ext.
251, Luis.Garcia@pr.usda.gov
New Hampshire (See Vermont)
Republic of Palau (See Hawaii)
New Jersey
Republic of the Marshall Islands (See
Hawaii)
Nevada
Victoria Fekete, USDA Rural
Development, 8000 Midlantic Drive,
5th Floor North, Suite 500, Mt. Laurel,
NJ 08054, (856) 787–7752,
Victoria.Fekete@nj.usda.gov
New Mexico
Jesse Bopp, USDA Rural Development,
6200 Jefferson Street, NE, Room 255,
Albuquerque, NM 87109, (505) 761–
4952, Jesse.bopp@nm.usda.gov
wwoods2 on DSK1DXX6B1PROD with NOTICES
New York
Rhode Island (see Massachusetts)
South Carolina
Shannon Legree, USDA Rural
Development, Strom Thurmond
Federal Building, 1835 Assembly
Street, Room 1007, Columbia, SC
29201, (803) 253–3150,
Shannon.Legree@sc.usda.gov
South Dakota
Scott Collins, USDA Rural
Development, 9025 River Road,
Marcy, NY 13403, (315) 736–3316 Ext.
4, scott.collins@ny.usda.gov
Douglas Roehl, USDA Rural
Development, Federal Building, Room
210, 200 4th Street, SW., Huron, SD
57350, (605) 352–1145,
doug.roehl@sd.usda.gov
North Carolina
Tennessee
David Thigpen, USDA Rural
Development, 4405 Bland Rd. Suite
260, Raleigh, NC 27609, 919–873–
2065, David.Thigpen@nc.usda.gov
Will Dodson, USDA Rural Development,
3322 West End Avenue, Suite 300,
Nashville, TN 37203–1084, (615) 783–
1350, will.dodson@tn.usda.gov
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
PO 00000
Frm 00003
Fmt 4703
Sfmt 4703
Texas
Daniel Torres, USDA Rural
Development, Federal Building, Suite
102, 101 South Main Street, Temple,
TX 76501, (254) 742–9756,
Daniel.Torres@tx.usda.gov
Utah
Roger Koon, USDA Rural Development,
Wallace F. Bennett Federal Building,
125 South State Street, Room 4311,
Salt Lake City, UT 84138, (801) 524–
4301, Roger.Koon@ut.usda.gov
Vermont/New Hampshire
Cheryl Ducharme, USDA Rural
Development, 89 Main Street, 3rd
Floor, Montpelier, VT 05602, 802–
828–6083,
cheryl.ducharme@vt.usda.gov
Virginia
Laurette Tucker, USDA Rural
Development, Culpeper Building,
Suite 238, 1606 Santa Rosa Road,
Richmond, VA 23229, (804) 287–
1594, Laurette.Tucker@va.usda.gov
Virgin Islands (see Florida)
Washington
Mary Traxler, USDA Rural
Development, 1835 Black Lake Blvd.
SW., Suite B, Olympia, WA 98512,
(360) 704–7762,
Mary.Traxler@wa.usda.gov
West Virginia
Richard E. Satterfield, USDA Rural
Development, 75 High Street, Room
320, Morgantown, WV 26505–7500,
(304) 284–4874,
Richard.Satterfield@wv.usda.gov
Wisconsin
Brenda Heinen, USDA Rural
Development, 4949 Kirschling Court,
Stevens Point, WI 54481, (715) 345–
7615, Ext. 139,
Brenda.Heinen@wi.usda.gov
Wyoming
Jon Crabtree, USDA Rural Development,
Dick Cheney Federal Building, 100
East B Street, Room 1005, P.O. Box
11005, Casper, WY 82602, (307) 233–
6719, Jon.Crabtree@wy.usda.gov
FOR FURTHER INFORMATION CONTACT: For
information about this Notice, please
contact the Energy Branch, USDA Rural
Development, STOP 3225, Room 6870,
1400 Independence Avenue, SW.,
Washington, DC 20250–3225.
Telephone: (202) 720–1400.
For assistance on energy audit and
renewable energy development
assistance grants, please contact the
applicable Rural Development Energy
Coordinator, as provided in the
ADDRESSES section of this Notice.
E:\FR\FM\27MYN1.SGM
27MYN1
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
SUPPLEMENTARY INFORMATION:
wwoods2 on DSK1DXX6B1PROD with NOTICES
Paperwork Reduction Act
In accordance with the Paperwork
Reduction Act of 1995, the information
collection requirements associated with
energy audit and renewable energy
development assistance grants, as
covered in this REAP notice, has been
approved by the Office of Management
and Budget (OMB) under OMB Control
Number 0570–0059.
The information collection
requirements associated with renewable
energy system and energy efficiency
improvement grants and guaranteed
loans and with renewable energy
feasibility study grants, which will be
addressed in their respective REAP
notices, have also been approved by
OMB under OMB Control Number
0570–0050 and OMB Control Number
0570–0061, respectively. When the
Agency publishes the proposed rule for
REAP, it will consolidate the
information collection requirements
associated with this REAP notice and
the other two REAP notices into a single
information collection package for OMB
approval.
Overview Information
Federal Agency Name. Rural
Business-Cooperative Service.
Funding Opportunity Title. Energy
Audit and Renewable Energy
Development Assistance under the
Rural Energy for America Program.
Announcement Type. Initial
announcement.
Catalog of Federal Domestic
Assistance (CFDA) Number. These
activities under the Rural Energy for
America Program are listed in the
Catalog of Federal Domestic Assistance
under Number 10.868.
Dates. Applications must be
completed and received in the
appropriate United States Department of
Agriculture (USDA) State Rural
Development Office no later than 4:30
p.m. local time July 26, 2010, in order
to be considered for funding in FY 2010.
Applications received after 4:30 p.m.
local time July 26, 2010, regardless of
the application’s postmark, will not be
considered for funding in FY 2010.
Availability of Notice. This Notice is
available on the USDA Rural
Development Web site at https://
www.rurdev.usda.gov/rbs/busp/
REAPEA.htm.
I. Funding Opportunity Description
A. Purpose. This Notice is issued
pursuant to section 9001 of the Food,
Conservation, and Energy Act of 2008
(2008 Farm Bill) (Pub. L. 110–246),
which amends Title IX of the Farm
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
Security and Rural Investment Act of
2002 (FSRIA) and establishes the Rural
Energy for America Program under
section 9007 thereof. The 2008 Farm
Bill requires the Secretary of Agriculture
to create a program to make grants to
units of State, tribal, or local
government; land-grant colleges or
universities or other institutions of
higher education, including 1994 Land
Grant Colleges (Tribal Colleges), 1890
Land Grant Colleges, and Historically
Black Universities; rural electric
cooperatives or public power entities;
and instrumentalities of a State, tribal,
or local government, to assist
agricultural producers and rural small
businesses by conducting energy audits
and providing recommendations and
information on renewable energy
development assistance and improving
energy efficiency. These projects (energy
audits and renewable energy
development assistance) are designed to
help agricultural producers and rural
small businesses reduce energy costs
and consumption and help meet the
nation’s critical energy needs. The 2008
Farm Bill mandates that the recipient of
a grant that conducts an energy audit for
an agricultural producer or a rural small
business require the agricultural
producer or rural small business to pay
at least 25 percent of the cost of the
energy audit, which shall be retained by
the eligible entity for the cost of the
audit.
B. Statutory Authority. These
activities (energy audits and renewable
energy development assistance) are
found in the Rural Energy for America
Program, which is authorized under
Title IX, Section 9001, of the Food,
Conservation, and Energy Act of 2008
(Pub. L. 110–246).
C. Definition of Terms. The following
definitions are applicable to this Notice.
Administrator. The Administrator of
Rural Business-Cooperative Service
within the Rural Development Mission
Area of the U.S. Department of
Agriculture.
Agricultural producer. An individual
or entity directly engaged in the
production of agricultural products,
including crops (including farming);
livestock (including ranching); forestry
products; hydroponics; nursery stock; or
aquaculture, whereby 50 percent or
greater of their gross income is derived
from the operations.
Departmental regulations. The
regulations of the Department of
Agriculture’s Office of the Chief
Financial Officer (or successor office) as
codified in 7 CFR parts 3000 through
3099, including but not necessarily
limited to 7 CFR parts 3015 through
3019, 7 CFR part 3021, and 7 CFR part
PO 00000
Frm 00004
Fmt 4703
Sfmt 4703
29709
3052, and successor regulations to these
parts.
Energy audit. An audit conducted by
a certified energy manager or
professional engineer that focuses on
potential capital-intensive projects and
involves detailed gathering of field data
and engineering analysis. The audit will
provide detailed project costs and
savings information with a high level of
confidence sufficient for major capital
investment decisions.
Hydroelectric energy. Electrical
energy created by use of various types
of moving water including, but not
limited to, diverted run-of-river water,
in-stream run-of-river water, and inconduit water.
Hydropower. Energy created by
hydroelectric or ocean energy.
Institution of higher education. As
defined in 20 U.S.C. 1002(a).
Instrumentality. An organization
recognized, established, and controlled
by a State, tribal, or local government,
for a public purpose or to carry out
special purposes.
Ocean energy. Energy created by use
of various types of moving water
including, but not limited to, tidal,
wave, current, and thermal changes.
Post-application. The period of time
after the Agency has received a
complete application. A complete
application is an application that
contains all parts necessary for the
Agency to determine applicant and
project eligibility, to score the
application, and to conduct the
technical evaluation.
Public power entity. Is defined using
the definition of ‘‘state utility’’ as
defined in section 217(A)(4) of the
Federal Power Act (16 U.S.C.
824q(a)(4)). As of this writing, the
definition is a State or any political
subdivision of a State, or any agency,
authority, or instrumentality of any one
or more of the foregoing, or a
corporation that is wholly owned,
directly or indirectly, by any one or
more of the foregoing, competent to
carry on the business of developing,
transmitting, utilizing, or distributing
power.
Qualified consultant. An independent
third-party possessing the knowledge,
expertise, and experience to perform in
an efficient, effective, and authoritative
manner the specific task required.
Rated power. The amount of energy
that can be created at any given time.
Renewable biomass.
(i) Materials, pre-commercial
thinnings, or invasive species from
National Forest System land and public
lands (as defined in section 103 of the
Federal Land Policy and Management
Act of 1976 (43 U.S.C. 1702)) that:
E:\FR\FM\27MYN1.SGM
27MYN1
wwoods2 on DSK1DXX6B1PROD with NOTICES
29710
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
(A) Are byproducts of preventive
treatments that are removed to reduce
hazardous fuels; to reduce or contain
disease or insect infestation; or to
restore ecosystem health;
(B) would not otherwise be used for
higher-value products; and
(C) are harvested in accordance with
applicable law and land management
plans and the requirements for oldgrowth maintenance, restoration, and
management direction of paragraphs
(e)(2), (e)(3), and (e)(4) and large-tree
retention of subsection (f) of section 102
of the Healthy Forests Restoration Act of
2003 (16 U.S.C. 6512); or
(ii) any organic matter that is available
on a renewable or recurring basis from
non-Federal land or land belonging to
an Indian or Indian tribe that is held in
trust by the United States or subject to
a restriction against alienation imposed
by the United States, including:
(A) renewable plant material,
including feed grains; other agricultural
commodities; other plants and trees;
and algae; and
(B) waste material, including crop
residue; other vegetative waste material
(including wood waste and wood
residues); animal waste and byproducts
(including fats, oils, greases, and
manure); and food waste and yard
waste.
Renewable energy. Energy derived
from:
(i) a wind, solar, renewable biomass,
ocean (including tidal, wave, current,
and thermal), geothermal or
hydroelectric source; or
(ii) hydrogen derived from renewable
biomass or water using wind, solar,
ocean (including tidal, wave, current,
and thermal), geothermal or
hydroelectric energy sources.
Renewable Energy Development
Assistance. Assistance provided by
eligible grantees to agricultural
producers and rural small businesses to
become more energy efficient and to use
renewable energy technologies and
resources. The renewable energy
development assistance may consist of
renewable energy site assessment and/or
renewable energy technical assistance.
Renewable energy technical
assistance. Assistance provided to
agricultural producers and rural small
businesses on how to use renewable
energy technologies and resources in
their operations.
Renewable energy site assessment. A
report provided to an agricultural
producer or rural small business
providing recommendations and
information regarding the use of
renewable energy technologies in its
operations. The report shall be prepared
by a qualified consultant and evaluate a
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
specific site or geographic area for
potential use of one or more renewable
energy technologies. Typically, the
report will evaluate a potential
renewable energy project with an
estimated total cost of construction of
less than $200,000. The evaluation shall
be based on existing data, which may
include data regarding existing and/or
proposed structures, commercially
available technologies, feed-stocks, and
other renewable energy resources. The
report will consider factors such as the
site and the potential uses of renewable
energy technology at the site. The report
will not include information about any
residential dwelling(s).
Rural. Any area other than a city or
town that has a population of greater
than 50,000 inhabitants and the
urbanized area contiguous and adjacent
to such a city or town according to the
latest decennial census of the United
States.
Small business. An entity considered
a small business in accordance with the
U.S. Small Business Administration’s
(SBA) small business size standards
found in Title 13 CFR part 121. A
private entity, including a sole
proprietorship, partnership,
corporation, cooperative (including a
cooperative qualified under section
501(c)(12) of the Internal Revenue
Code), and an electric utility, including
a Tribal or governmental electric utility,
that provides service to rural consumers
on a cost-of-service basis without
support from public funds or subsidy
from the Government authority
establishing the district, provided such
utilities meet SBA’s definition of small
business. These entities must operate
independently of direct Government
control. With the exception of the
entities described above, all other nonprofit entities are excluded.
Small hydropower. A hydropower
project for which the rated power of the
system is 30 megawatts or less.
State. Any of the 50 states of the
United States, the Commonwealth of
Puerto Rico, the District of Columbia,
the U.S. Virgin Islands, Guam,
American Samoa, the Commonwealth of
the Northern Mariana Islands, the
Republic of Palau, the Federated States
of Micronesia, or the Republic of the
Marshall Islands.
II. Funding Information
A. Available Funds. The amount of
grant funds available for energy audits
and renewable energy development
assistance in FY 2010 is $2.4 million.
Based on the quality of the
applications received under this REAP
notice, the Agency reserves the right, at
its discretion, to move funds from this
PO 00000
Frm 00005
Fmt 4703
Sfmt 4703
Notice to fund applications received
under the other two REAP notices.
Conversely, the Agency may, at its
discretion, move money for the other
two REAP notices to fund applications
received under this REAP notice if the
quality and number of applicants merits
it. The Agency’s ability to move funds
is subject to the limitation contained in
section 9007(c)(3)(B) of the Farm
Security and Rural Investment Act of
2002, which limits funding for
feasibility studies to not exceed more
than 10 percent of the funds made
available to carry out the total amount
made available under the renewable
energy system and energy efficiency
improvements REAP notice and the
feasibility study REAP notice.
B. Number of Grants. The number of
grants will depend on the number of
eligible applicants participating in
conducting energy audits and providing
renewable energy development
assistance.
C. Range of Amounts of Each Grant.
To ensure applications for energy audits
and renewable energy development
assistance will allow the maximum
number of States to benefit from these
projects under the Rural Energy for
America Program, grants awarded to a
single applicant will be limited to no
more than $100,000 under this Notice.
D. Type of Instrument. Grant.
III. Eligibility Information
Eligibility requirements for energy
audit and renewable energy
development assistance grants under the
Rural Energy for America Program are:
A. Applicant eligibility. To be eligible
for an energy audit grant or a renewable
energy development assistance grant
under the Rural Energy for America
Program, the applicant must meet each
of the criteria, as applicable, set forth in
paragraphs (1) through (4) in this
section. The Agency will determine an
applicant’s eligibility.
(1) Type of applicant. The applicant
must be one of the following:
(i) A unit of State, tribal, or local
government;
(ii) A land-grant college or university
or other institution of higher education;
(iii) A rural electric cooperative;
(iv) A public power entity; or
(v) An instrumentality of a State,
tribal, or local government.
(2) Citizenship. The applicant must
meet the requirements in paragraphs
(2)(i) or (ii), as applicable, of this
section.
(i) If the applicant is an individual,
the applicant must be a citizen or
national of the United States (U.S.), the
Republic of Palau, the Federated States
of Micronesia, the Republic of the
E:\FR\FM\27MYN1.SGM
27MYN1
wwoods2 on DSK1DXX6B1PROD with NOTICES
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
Marshall Islands, or American Samoa,
or must reside in the U.S. after legal
admittance for permanent residence.
(ii) If the applicant is an entity other
than an individual, the applicant must
be at least 51 percent owned by persons
who are either citizens or nationals of
the U.S., the Republic of Palau, the
Federated States of Micronesia, the
Republic of the Marshall Islands, or
American Samoa, or legally admitted
permanent residents residing in the U.S.
This paragraph is not applicable if the
entity is owned solely by members of an
immediate family. In such instance, if at
least one of the immediate family
members is a citizen or national, as
defined in paragraph (2)(i) of this
section, then the entity is eligible.
(3) Capacity to perform. The applicant
must have sufficient capacity to perform
the energy audit or renewable energy
development assistance activities
proposed in the application to ensure
success. The Agency will make this
assessment based on the information
provided in the application.
(4) Legal authority and responsibility.
Each applicant must have, or obtain, the
legal authority necessary to carry out the
purpose of the grant.
(5) Ineligible applicants. Consistent
with Departmental regulations, an
applicant is ineligible if it is debarred or
suspended or is otherwise excluded
from or ineligible for participation in
Federal assistance programs. Applicants
will also be considered ineligible for a
grant if they have an outstanding
Federal judgment (other than one
obtained in the U.S. Tax Court), are
delinquent on the payment of Federal
income taxes, or are delinquent on
Federal debt.
B. Project Eligibility.
To be eligible for an energy audit or
a renewable energy development
assistance grant, the grant funds for a
project must be used by the grant
recipient to assist agricultural producers
or rural small businesses in one or both
of the purposes specified in paragraphs
(1) and (2) below and shall also comply
with paragraph (3) and, if applicable,
paragraph (4).
(1) Grant funds may be used to
conduct and promote energy audits that
meet the requirements of the energy
audit as defined in this Notice. Energy
audits must:
(i) Include a narrative description of
the facility or process being audited; its
energy system(s) and usage; its activity
profile; and the price per unit of energy
(electricity, natural gas, propane, fuel
oil, renewable energy, etc.) paid by the
customer over the previous 12 months
from the date of the audit. Any energy
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
conversion data should be based on use
and source.
(ii) List specific information regarding
all potential energy-saving opportunities
and the associated cost.
(iii) Discuss the possible interactions
of the potential improvements with
existing energy systems.
(A) Estimate the annual energy and
energy costs savings expected from each
possible improvement recommended for
the potential project.
(B) Estimate all direct and attendant
indirect costs of each improvement.
(C) Rank potential improvement
measures by cost-effectiveness.
(iv) Provide a narrative summary of
the potential improvement and its
ability to provide needed benefits,
including a discussion of nonenergy
benefits such as project reliability and
durability.
(A) Provide preliminary specifications
for critical components.
(B) Provide preliminary drawings of
project layout, including any related
structural changes.
(C) Document baseline data compared
to projected consumption, together with
any explanatory notes. When
appropriate, show before-and-after data
in terms of consumption per unit of
production, time or area. Include at least
1 year’s bills for those energy sources/
fuel types affected by this project. Also
submit utility rate schedules, if
appropriate.
(D) Identify significant changes in
future related operations and
maintenance costs, including personhours.
(E) Describe explicitly how outcomes
will be measured annually.
(2) Grant funds may be used to
conduct and promote renewable energy
development assistance by providing to
agricultural producers and rural small
businesses recommendations and
information on how to improve the
energy efficiency of their operations and
to use renewable energy technologies
and resources in their operations.
(3) Energy audit assistance and
renewable energy development
assistance can be provided only to
facilities located in rural areas.
(4) For the purposes of this Notice,
only small hydropower projects are
eligible for energy audits and renewable
energy development assistance. Per
consultation with the U.S. Department
of Energy, the Agency is defining small
hydropower as having a rated power of
30 megawatts or less, which includes
hydropower projects commonly referred
to as ‘‘micro-hydropower’’ and ‘‘minihydropower.’’
PO 00000
Frm 00006
Fmt 4703
Sfmt 4703
29711
IV. Application and Submission
Information
A. Address To Request Application
Applicants may obtain applications
from the applicable Rural Development
Energy Coordinators, as provided in the
Addresses section of this Notice.
Applicants planning to apply
electronically must visit https://
www.grants.gov and follow the
instructions.
B. Content and Form of Submission
Applicants must submit an original
and one copy of the application to the
Rural Development State Office in the
State in which the applicant’s principal
office is located. Applicants must
submit complete applications,
consisting of the following elements, in
order to be considered:
(1) Form SF–424, Application for
Federal Assistance;
(2) Form SF–424A, Budget
Information—Non-Construction
Programs;
(3) Form SF–424B, Assurances—NonConstruction Programs;
(4) If an entity, copies of applicant’s
organizational documents showing the
applicant’s legal existence and authority
to perform the activities under the grant;
(5) A proposed scope of work,
including a description of the proposed
project, details of the proposed activities
to be accomplished and timeframes for
completion of each task, the number of
months duration of the project, and the
estimated time it will take from grant
approval to beginning of project
implementation. A written narrative to
be used as the scope of work which
includes, at a minimum, the following
items:
(i) An Executive Summary;
(ii) The plan and schedule for
implementation;
(iii) The anticipated number of
agricultural producers and/or rural
small businesses to be served;
(iv) An itemized budget—compute
total cost per rural small business or
agricultural producer served—matching
funds should be clearly identified as
cash;
(v) The geographic scope of the
proposed project;
(vi) Applicant experience as follows:
(A) If applying for a Renewable
Energy Development Assistance grant,
the applicant’s experience in
completing similar renewable energy
development assistance activities,
including the number of similar projects
the applicant has performed and the
number of years the applicant has been
performing a similar service;
(B) If applying for an Energy Audit
grant, the number of energy audits and
E:\FR\FM\27MYN1.SGM
27MYN1
wwoods2 on DSK1DXX6B1PROD with NOTICES
29712
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
assessments the applicant has
completed and the number of years the
applicant has been performing those
services; and
(C) For all applicants, the amount of
experience in administering energy
audit, renewable energy development
assistance, or similar activities using
State or Federal support;
(vii) Applicant’s resources, including
personnel, finances, and technology, to
complete what is proposed. If
submitting in multiple states, resources
must be sufficient to complete all
projects;
(viii) Leveraging and commitment of
other sources of funding being brought
to the project (in addition to the
required 25 percent contribution from
the agricultural producer or rural small
business for the cost of an energy audit).
Leveraged funds should be clearly
identified as cash and by source.
Written documentation/confirmation
from the party committing a specific
amount of leveraged funds is required;
(ix) Outreach activities/marketing
efforts specific to conducting energy
audit and renewable energy
development assistance including:
(A) Project title;
(B) Goals of the project;
(C) Identified need;
(D) Target audience;
(E) Timeline and type of activities/
action plan; and
(F) Marketing strategies;
(x) Method and rationale used to
select the areas and businesses that will
receive the service;
(xi) Brief description of how the work
will be performed, including whether
organizational staff, consultants, or
contractors will be used;
(6) The most recent financial audit
(not more than 18 months old) of the
entity, or subdivision thereof, that will
be performing the proposed work. If
such an audit is not available, the latest
financial information that shows the
financial capacity of the entity, or
subdivision thereof, to perform the
proposed work. Such information may
include, but is not limited to, the most
recent year-end balance sheet, income
statement, and other appropriate data
that identify the entity’s resources;
(7) A Dunn and Bradstreet Data
Universal Numbering System (DUNS)
number; and
(8) Intergovernmental review
comments from the State Single Point of
Contact, or evidence that the State has
elected not to review the project under
Executive Order 12372.
C. Submission Dates, Times, and
Addresses
Complete applications must be
received in the appropriate USDA Rural
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
Development State Office no later than
4:30 p.m. local time July 26, 2010 to be
considered for funding in FY 2010.
Neither incomplete applications nor
complete applications received after this
date and time will be considered,
regardless of the postmark on the
application.
Applicants may submit their
applications either to the Rural
Development Energy Coordinator in the
State in which the applicant’s principal
office is located or via https://
www.grants.gov. A list of Rural
Development Energy Coordinators is
provided in the Addresses section of
this Notice.
D. Intergovernmental Review
The Rural Energy for America
Program is subject to the provisions of
the Executive Order 12372, which
requires intergovernmental consultation
with State and local officials.
E. Funding limitations
Grant funds awarded for energy audit
and renewable energy development
assistance projects may be used only to
pay eligible project costs, as described
in paragraph (1) below. Grant funds
awarded for energy audits and
renewable energy development
assistance projects are prohibited from
being used to pay costs associated with
the items listed in paragraph (2) below.
(1) Eligible project costs. Eligible
project costs are those post-application
expenses directly related to conducting
and promoting energy audits and
renewable energy development
assistance, which include but are not
limited to:
(i) Salaries directly or indirectly
related to the project;
(ii) Travel expenses directly related to
conducting energy audits or renewable
energy development assistance;
(iii) Office supplies (e.g., paper, pens,
file folders); and
(iv) Administrative expenses, up to a
maximum of 5 percent of the grant,
which include but are not limited to:
(A) Utilities;
(B) Office space;
(C) Operation expenses of office and
other project-related equipment (e.g.,
computers, cameras, printers, copiers,
scanners); and
(D) Expenses for outreach and
marketing of the energy audit and
renewable energy development
assistance activities, including
associated travel expenses.
(2) Ineligible grant purposes. Grant
funds may not be used to:
(i) Pay for any construction-related
activities;
(ii) Purchase equipment;
PO 00000
Frm 00007
Fmt 4703
Sfmt 4703
(iii) Pay any costs of preparing the
application package for funding under
this Notice;
(iv) Pay any costs of the project
incurred prior to the application date of
the grant made under this Notice;
(v) Fund political or lobbying
activities;
(vi) Pay for assistance to any private
business enterprise which does not meet
the requirements of paragraph III.A(2) of
this Notice; and
(vii) Pay any judgment or debt owed
to the United States.
(3) Funding limitations. The following
funding limitations apply.
(i) Maximum grant amount. The
maximum aggregate amount of grants
awarded to any one recipient under this
Notice cannot exceed $100,000.
(ii) Energy audits. A recipient of a
grant under this Notice that conducts an
energy audit shall require that, as a
condition of the energy audit, the
agricultural producer or rural small
business pay at least 25 percent of the
cost of the energy audit. Further, the
amount paid by the agricultural
producer or rural small business will be
retained by the recipient as a
contribution towards the cost of the
energy audit.
V. Grant Provisions
This section identifies the process and
procedures the Agency will use to
process and select applications, award
grants, and administer grants.
A. Processing and Scoring Applications
(1) Application review. Upon receipt
of an application, the Agency will
conduct a review to determine if the
applicant and project are eligible. The
Agency will notify the applicant in
writing of the Agency’s findings. If the
Agency has determined that either the
applicant or project is ineligible, it will
include in the notification the reason(s)
for its determination(s).
(2) Incomplete applications.
Incomplete applications will be
rejected. Applicants will be informed of
the elements that made the application
incomplete. If a resubmitted application
is received by the applicable application
deadline, the Agency will reconsider the
application.
(3) Subsequent ineligibility
determinations. If at any time an
application is determined to be
ineligible, the Agency will notify the
applicant in writing of its
determination, and processing of the
application will cease.
(4) Application withdrawal. During
the period between the submission of an
application and the execution of
documents, the applicant must notify
E:\FR\FM\27MYN1.SGM
27MYN1
wwoods2 on DSK1DXX6B1PROD with NOTICES
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
the Agency, in writing, if the project is
no longer viable or the applicant no
longer is requesting financial assistance
for the project. When the applicant so
notifies the Agency, the selection will
be rescinded or the application
withdrawn.
(5) Application deadline. Each
complete and eligible application
received by the applicable Rural
Development State office by 4:30 p.m.
local time July 26, 2010 will be scored.
Any application received by the
applicable Rural Development State
office after 4:30 p.m. local time will not
be considered.
(6) Scoring. The Agency will score
each application using the following
criteria, with a maximum score of 100
points possible.
(i) Project proposal (maximum score
of 10 points). The applicant will be
scored based on its in-house ability to
conduct audits versus using third party
auditing organizations as illustrated in
the application.
(A) If the applicant proposes to use at
least 51 percent of the awarded funding
to employ internal, qualified auditors
and/or renewable energy specialists for
program implementation, up to 10
points will be awarded as follows:
(1) If the percentage is between 51
percent and 75 percent, 5 points will be
awarded.
(2) If the percentage is more than 75
percent, 10 points will be awarded.
(B) If the applicant proposes to use
less than 51 percent of the awarded
funding to employ internal, qualified
auditors and/or renewable energy
specialists for program implementation,
zero points will be awarded.
(ii) Use of Grant Funds for
Administrative Expenses (maximum
score of 10 points). Grantees selected to
participate may use up to 5 percent of
their award for administrative expenses.
(A) If the applicant proposes to use
none of the grant funds for
Administrative Expenses, 10 points will
be awarded.
(B) If the applicant proposes to use a
portion (up to 5 percent) of the grant
funds for Administrative Expenses, zero
points will be awarded.
(iii) Applicant’s organizational
experience in completing proposed
activity (maximum score of 15 points).
The applicant will be scored on the
experience of the organization in
meeting the benchmarks below. This
means that an organization must have
been in business and provided services
as noted in the scoring requirements. An
organization’s experience must be
documented with references and
resumes. Points will be awarded as
follows:
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
(A) More than 3 years of experience,
15 points will be awarded.
(B) At least 2 years and up to and
including 3 years of experience, 10
points will be awarded.
(C) At least 1 year but less than 2
years of experience, 5 points will be
awarded.
(D) Less than 1 year of experience,
zero points will be awarded.
(iv) Geographic scope of project in
relation to identified need (maximum
score of 10 points).
(A) If the applicant’s proposed or
existing rural service area is State-wide
or includes all or parts of multiple
states, and the marketing and outreach
plan has identified needs throughout
that service area, 10 points will be
awarded.
(B) If the applicant’s proposed or
existing rural service area consists of
multiple counties in a single State and
the marketing and outreach plan has
identified needs throughout that service
area, 7.5 points will be awarded.
(C) If the applicant’s rural service area
consists of a single county or
municipality and the marketing and
outreach plan has identified needs
throughout that service area, 5 points
will be awarded.
(v) Number of agricultural producers/
rural small businesses to be served
(maximum score of 15 points).
(A) If the applicant plans to provide
audits to ultimate recipients with
average audit costs of $1,000 or less, 15
points will be awarded.
(B) If the applicant plans to provide
audits to ultimate recipients with
average audit costs over $1,000 but less
than $1,500, 10 points will be awarded.
(C) If the applicant plans to provide
audits to ultimate recipients with
average audit costs of at least $1,500 but
less than $2,000, 5 points will be
awarded.
(vi) Potential of project to produce
energy savings and its attending
environmental benefits (maximum score
of 25 points). Applicants can be
awarded points under both paragraphs
(vi)(A) and (B).
(A) If the applicant has an existing
program that can demonstrate the
achievement of energy savings with the
agricultural producers and/or rural
small businesses it has served, 13 points
will be awarded.
(B) If the applicant provides evidence
that it has received awards in
recognition of its renewable energy,
energy savings, or energy-based
technical assistance, up to 12 points
will be awarded based on number of
awards and rigorousness of the
competition for each award.
PO 00000
Frm 00008
Fmt 4703
Sfmt 4703
29713
(vii) Marketing and outreach plan
(maximum score of 10 points). If the
applicant includes in the application a
marketing and outreach plan and
provides a satisfactory discussion of
each of the following criteria, two points
for each of the following will be
awarded:
(A) The goals of the project;
(B) Identified need;
(C) Target beneficiaries;
(D) Timeline and action plan; and
(E) Marketing strategies and
supporting data for strategies.
(viii) Level and commitment of other
funds for the project (not including the
25 percent required contribution from
ultimate recipients for the cost of an
energy audit) (maximum score of 5
points).
(A) If the applicant proposes to
leverage grant funding with 50 percent
or more in non-State and non-federal
government matching funds for the
subject grant, and has a written
commitment for those funds, 5 points
will be awarded.
(B) If the applicant proposes to
leverage grant funding with less than 50
percent but more than 20 percent in
non-State and non-federal government
matching funds for the subject grant,
and has a written commitment for those
funds, 2 points will be awarded.
(C) If the applicant proposes less than
20 percent in non-State and non-federal
government matching funds, zero points
will be awarded.
B. Award Process
Applications will be scored by the
State Offices and submitted to the
National Office for review.
(1) Submission to National Office. To
ensure the equitable geographic
distribution of funds, the two highest
scoring applications from each State,
based on the scoring criteria established
under paragraph V.A(6), will be
submitted to National Office to compete
for funding.
(2) Ranking of applications. All
applications submitted to the National
Office will be ranked. All applications
that are ranked will be considered for
selection for funding.
(3) Selection of applications for
funding.
(i) Using the ranking created under
paragraph B(2) of this section, the
Agency will consider the score an
application has received compared to
the scores of other ranked applications,
with higher scoring applications
receiving first consideration for funding.
(ii) If after the majority of applications
have been funded, insufficient funds
remain to fund the next highest scoring
application, the Agency may elect to
E:\FR\FM\27MYN1.SGM
27MYN1
29714
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
fund a lower scoring application. Before
this occurs, the Administrator, as
applicable, will provide the applicant of
the higher scoring application the
opportunity to reduce the amount of its
grant request to the amount of funds
available. If the applicant agrees to
lower its grant request, it must certify
that the purposes of the project can be
met, and the Administrator must
determine the project is financially
feasible at the lower amount.
(iii) The Agency will notify, in
writing, applicants whose applications
have been selected for funding.
(4) Disposition of ranked applications
not funded. Based on the availability of
funding, a ranked application may not
be funded in the fiscal year in which it
was submitted. Such ranked
applications will not be carried forward
into the next fiscal year and the Agency
will notify the applicant in writing.
(5) Intergovernmental review. If State
or local governments raise objections to
a proposed project under the
intergovernmental review process that
are not resolved within 90 days of the
Agency’s selection of the application,
the Agency will rescind the selection
and will provide the applicant with a
written notice to that effect. The
Agency, in its sole discretion, may
extend the 90-day period if it appears
resolution is imminent.
wwoods2 on DSK1DXX6B1PROD with NOTICES
C. Actions Prior To Grant Closing
(1) Changes in project cost or scope.
If there is a significant reduction in
project cost or changes in project scope,
then the applicant’s funding needs,
eligibility, and scoring, as applicable,
will be reassessed. Decreases in Agency
funds will be based on revised project
costs and other selection factors;
however, other factors, including
Agency regulations used at the time of
grant approval, will remain the same.
Obligated grant funds not needed to
complete the project will be deobligated.
(2) Evidence of and disbursement of
other funds. Applicants expecting funds
from other sources for use in completing
projects being partially financed with
Agency funds must have these funds
from other such sources prior to grant
closing. Agency funds will not be
expended in advance of funds
committed to the project from other
sources without prior Agency approval.
D. Letter of Conditions and Grant
Agreement
(1) Letter of conditions. The Agency
will notify the approved applicant in
writing, setting out the conditions under
which the grant will be made. The
notice will include those matters
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
necessary to ensure that the proposed
grant is completed in accordance with
the terms of the scope of work and
budget, that grant funds are expended
for authorized purposes, and that the
applicable requirements prescribed in
the relevant Departmental regulations
are complied with. The Letter of
Conditions will be sent to the applicant.
(2) Applicant’s intent to meet
conditions. Upon reviewing the
conditions and requirements in the
letter of conditions, the applicant must
complete, sign, and return Form RD
1942–46, ‘‘Letter of Intent to Meet
Conditions,’’ to the Agency; or if certain
conditions cannot be met, the applicant
may propose alternate conditions to the
Agency. The Agency must concur with
any changes proposed to the letter of
conditions by the applicant before the
application will be further processed.
(3) Grant agreement, forms, and
certifications. Prior to grant approval,
the applicant must complete, sign, and
return a grant agreement (published at
the end of this Notice). In addition, the
following forms, which will be attached
to the letter of conditions referenced in
paragraph V.D(1) of this Notice, and
certifications must be submitted prior to
grant approval:
(A) Form RD 1942–46;
(B) Form AD–1047, ‘‘Certification
Regarding Debarment, Suspension, and
Other Responsibility Matters—Primary
Covered Transactions’’;
(C) Form AD–1048, ‘‘Certification
Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion—
Lower Tier Covered Transactions,’’
including certification from any person
or entity that the applicant does
business with as a result of this
government assistance that they are not
debarred or suspended from government
assistance;
(D) Form AD–1049, ‘‘Certification
Regarding Drug-Free Workplace
Requirements (Grants) Alternative I—
For Grantees Other Than Individuals’’;
(E) Form SF–LLL, ‘‘Disclosure Form to
Report Lobbying’’ or Exhibit A–1 of RD
Instruction 1940–Q, ‘‘Certification for
Contracts, Grants, and Loans’’; and
(F) Form RD 400–4, ‘‘Assurance
Agreement.’’
(4) Grant approval. Form RD 1940–1
must be signed by the applicant.
(i) The applicant will be sent a copy
of the executed Form RD 1940–1, the
approved scope of work, and a grant
agreement (published at the end of this
Notice). The grant will be considered
closed on the obligation date.
(ii) The grantee must abide by all
requirements contained in the Grant
Agreement, this Notice, and any other
applicable Federal statutes or
PO 00000
Frm 00009
Fmt 4703
Sfmt 4703
regulations. Failure to follow these
requirements may result in termination
of the grant and adoption of other
available remedies.
E. Fund Disbursement
The Agency will determine, based on
the applicable Departmental regulations,
whether disbursement of a grant will be
by advance or reimbursement. A SF–
270, ‘‘Request for Advance or
Reimbursement,’’ must be completed by
the grantee and submitted to the Agency
no more often than monthly to request
either advance or reimbursement of
funds. Upon receipt of a properly
completed SF–270, the funds will be
requested through the field office
terminal system. Ordinarily, payment
will be made within 30 days after
receipt of a proper request for advance
or reimbursement.
F. Use of Remaining Funds
Funds remaining after all costs
incident to the basic project have been
paid or provided for are to be handled
as specified in this section.
(1) Remaining funds are not to
include grantee contributions.
(2) Remaining funds may be used
based on prior approval by the Agency
for eligible grant purposes, provided:
(i) the use will not result in major
changes to the project;
(ii) the purpose of the grant remains
the same; and
(iii) the project remains within its
original scope.
(3) Grant funds not expended within
24 months from date of the grant
agreement will be cancelled by the
Agency. Prior to the actual cancellation,
the Agency will notify the grantee, in
writing, of the Agency’s intent to cancel
the remaining funds.
G. Monitoring and Reporting Project
Performance
(1) Monitoring of projects. Grantees
are responsible for ensuring that all
activities are performed within the
approved scope of work and that funds
are only used for approved purposes.
Grantees shall constantly monitor
performance to ensure that time
schedules are being met, projected work
by time periods is being accomplished,
financial resources are appropriately
expended by contractors (if applicable),
and any other performance objectives
identified in the scope of work are being
achieved. To the extent that resources
are available, the Agency will monitor
grantees to ensure that activities are
performed in accordance with the
Agency-approved scope of work and to
ensure that funds are expended for
approved purposes. The Agency’s
E:\FR\FM\27MYN1.SGM
27MYN1
wwoods2 on DSK1DXX6B1PROD with NOTICES
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
monitoring of Grantees neither relieves
the Grantee of its responsibilities to
ensure that activities are performed
within the scope of work approved by
the Agency and that funds are expended
for approved purposes only nor
provides recourse or a defense to the
Grantee should the Grantee conduct
unapproved activities, engage in
unethical conduct, engage in activities
that are or give the appearance of a
conflict of interest, or expend funds for
unapproved purposes.
(2) Federal financial reports. A SF–
425, ‘‘Federal Financial Report,’’ and a
project performance report will be
required of all grantees on a semiannual
basis. The grantee will complete the
project within the total sums available
to it, including the grant, in accordance
with the scope of work and any
necessary modifications thereof
prepared by grantee and approved by
the Agency.
(3) Performance reports. Grantees
must submit to the Agency, in writing,
semiannual performance reports and a
final performance report, once all
project activities are completed.
Grantees are to submit an original of
each report to the Agency.
(i) Semiannual performance reports.
Project performance reports shall
include, but not be limited to, the
following:
(A) A comparison of actual
accomplishments to the objectives
established for that period (e.g., the
number of audits performed, number of
recipients of renewable energy
development assistance);
(B) A list of recipients, each
recipient’s location, and each recipient’s
North American Industry Classification
System code;
(C) Problems, delays, or adverse
conditions, if any, that have in the past
or will in the future affect attainment of
overall project objectives, prevent
meeting time schedules or objectives, or
preclude the attainment of particular
project work elements during
established time periods. This
disclosure shall be accompanied by a
statement of the action taken or planned
to resolve the situation;
(D) Percentage of financial resources
expended on contractors; and
(E) Objectives and timetable
established for the next reporting
period.
(ii) Final performance report. A final
performance report will be required
with the final Federal Financial Report
within 90 days after project completion.
In addition to the information required
under paragraph (3)(i) above, the final
performance report must contain the
information specified in paragraphs
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
(3)(ii)(A) and (3)(ii)(B) below, as
applicable, of this section.
(A) For energy audit projects, the final
performance report must provide
complete information regarding:
(1) the number of audits conducted,
(2) a list of recipients (agricultural
producers and rural small businesses)
with each recipient’s North American
Industry Classification System code,
(3) the location of each recipient,
(4) the cost of each audit,
(5) the expected energy saved for each
audit conducted if the audit is
implemented, and
(6) the percentage of financial
resources expended on contractors.
(B) For renewable energy
development assistance projects, the
final performance report must provide
complete information regarding:
(1) a list of recipients with each
recipient’s North American Industry
Classification System code,
(2) the location of each recipient,
(3) the expected renewable energy
that would be generated if the projects
were implemented, and
(4) the percentage of financial
resources expended on contractors.
(4) Final status report. One year after
submittal of the final semiannual
performance report, the Grantee will
provide the Agency a final status report
on the number of projects that are
proceeding with one or all of the
Grantee’s recommendations, including
the amount of energy saved and the
amount of renewable energy generated,
as applicable.
(5) Other reports. The Agency may
request any additional project and/or
performance data for the project for
which grant funds have been received.
H. Financial Management System and
Records
(1) The grantee will provide for
Financial Management Systems that
will include:
(i) Accurate, current, and complete
disclosure of the financial result of each
grant.
(ii) Records that identify adequately
the source and application of funds for
grant-supporting activities, together
with documentation to support the
records. Those records shall contain
information pertaining to grant awards
and authorizations, obligations,
unobligated balances, assets, liabilities,
outlays, and income.
(iii) Effective control over and
accountability for all funds. Grantee
shall adequately safeguard all such
assets and shall ensure that funds are
used solely for authorized purposes.
(2) The grantee will retain financial
records, supporting documents,
PO 00000
Frm 00010
Fmt 4703
Sfmt 4703
29715
statistical records, and all other records
pertinent to the grant for a period of at
least 3 years after completion of grant
activities except that the records shall
be retained beyond the 3-year period if
audit findings have not been resolved or
if directed by the United States.
Microfilm copies may be substituted in
lieu of original records. The Agency and
the Comptroller General of the United
States, or any of their duly authorized
representatives, shall have access to any
books, documents, papers, and records
of the grantee which are pertinent to the
specific grant for the purpose of making
audit, examination, excerpts, and
transcripts.
I. Audit Requirements
Grantees must provide an annual
audit in accordance with 7 CFR part
3052.
J. Grant Servicing
Grants will be serviced in accordance
with Departmental regulations and 7
CFR part 1951, subparts E and O.
Grantees will permit periodic inspection
of the project operations by a
representative of the Agency.
K. Programmatic Changes
The Grantee shall obtain prior Agency
approval for any change to the scope or
objectives of the approved project.
Failure to obtain prior approval of
changes to the scope of work or budget
may result in suspension, termination,
and recovery of grant funds.
L. Transfer of Obligations
Subject to Agency approval, an
obligation of funds established for a
grantee may be transferred to a different
(substituted) grantee provided:
(1) The substituted grantee
(i) is eligible;
(ii) has a close and genuine
relationship with the original grantee;
and
(iii) has the authority to receive the
assistance approved for the original
grantee; and
(2) The need, purpose(s), and scope of
the project for which the Agency funds
will be used remain substantially
unchanged.
M. Grant Close out and Related
Activities
In addition to the requirements
specified in the Departmental
regulations, failure to submit
satisfactory reports on time under the
provisions of Section V.G., Monitoring
and Reporting Project Performance, may
result in the suspension or termination
of a grant. The provisions of this section
apply to grants and sub-grants.
E:\FR\FM\27MYN1.SGM
27MYN1
29716
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
VI. Administration Information
A. Notice of Eligibility
If an applicant is determined by the
Agency to be eligible for participation,
the Agency will notify the applicant in
writing. If an applicant is determined by
the Agency to be ineligible, the Agency
will notify the applicant, in writing, as
to the reason(s) the applicant was
rejected. Such applicant will have
review and appeal rights as specified in
this Section.
B. Administrative and National Policy
Requirements
(1) Review and appeal rights. A
person may seek a review of an Agency
decision under this Notice from the
appropriate Agency official that
oversees the program in question and
appeal to the National Appeals Division
in accordance with 7 CFR part 11.
(2) Notification of unfavorable
decisions. If at any time prior to grant
approval it is decided that favorable
action will not be taken on an
application, the State Director will
notify the applicant in writing of the
decision and of the reasons why the
request was not favorably considered.
The notification will inform applicant of
its rights to an informal review,
mediation, and appeal of the decision in
accordance with 7 CFR part 11.
C. Exception Authority
Except as specified in paragraphs (1)
through (3) below, the Administrator
may make exceptions to any
requirement or provision of this Notice,
if such exception is in the best interests
of the Federal Government and is
otherwise not in conflict with
applicable laws.
(1) Applicant eligibility. No exception
to applicant eligibility can be made.
(2) Project eligibility. No exception to
project eligibility can be made.
(3) Rural area definition. No
exception to the definition of rural area
can be made.
wwoods2 on DSK1DXX6B1PROD with NOTICES
D. Member or Delegate Clause
No member of or delegate to Congress
shall receive any share or part of this
grant or any benefit that may arise
therefrom; but this provision shall not
be construed to bar as a contractor
under the grant a publicly held
corporation whose ownership might
include a member of Congress.
E. Environmental Review
All grants made under this subpart are
subject to the requirements of 7 CFR
part 1940, subpart G. Applications for
financial assistance for planning
purposes or management and feasibility
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
studies are categorically excluded from
the environmental review process by 7
CFR 1940.310(e)(1).
F. Other USDA Regulations
Energy audit and renewable energy
development assistance projects funded
under this Notice are subject to the
provisions of the Departmental
regulations, as applicable, which are
incorporated by reference herein.
VII. Agency Contacts
Notice Contact. For information about
this Notice, please contact the Energy
Branch, USDA Rural Development,
STOP 3225, Room 6870, 1400
Independence Avenue, SW.,
Washington, DC 20250–3225.
Telephone: (202) 720–1400.
For assistance on energy audit and
renewable energy development
assistance grants, please contact the
applicable Rural Development Energy
Coordinator, as provided in the
Addresses section of this Notice.
VIII. Non-Discrimination Statement
USDA prohibits discrimination in all
its programs and activities on the basis
of race, color, national origin, age,
disability, and where applicable, sex,
marital status, familial status, parental
status, religion, sexual orientation,
genetic information, political beliefs,
reprisal, or because all or part of an
individual’s income is derived from any
public assistance program. (Not all
prohibited bases apply to all programs.)
Persons with disabilities who require
alternative means for communication of
program information (braille, large
print, audiotape, etc.) should contact
USDA’s TARGET Center at (202) 720–
2600 (voice and TDD). To file a
complaint of discrimination, write to
USDA, Director, Office of Civil Rights,
1400 Independence Avenue, SW.,
Washington, DC 20250–9410 or call
(800) 795–3272 (voice) or (202) 720–
6382 (TDD). ‘‘USDA is an equal
opportunity provider and employer.’’
IX. Civil Rights Compliance
Requirements
All grants made under this Notice are
subject to title VI of the Civil Rights Act
of 1964, 7 CFR part 1901, subpart E, and
Section 504 of the Rehabilitation Act of
1973.
Dated: May 19, 2010.
Judith A. Canales,
Administrator, Rural Business-Cooperative
Service.
Energy Audit and Renewable Energy
Development Assistance Grant Agreement
This Grant Agreement (Agreement) is a
contract for receipt of grant funds of
PO 00000
Frm 00011
Fmt 4703
Sfmt 4703
$llllll, under the Rural Energy for
America program, Title IX, Section 9001 of
the Food, Conservation, and Energy Act of
2008 (Pub.L. 110–234), between
llllllllll(Grantee) and the
United States of America acting through
Rural Development, Department of
Agriculture (Grantor). All references herein
to ‘‘Project’’ refer to an energy audit project
and/or renewable energy development
assistance project identified in the scope of
work submitted with the application. Should
actual project costs be lower than projected
in the scope of work, the final amount of the
grant may be adjusted.
A. Assurance Agreement
Grantee assures Grantor that Grantee is in
compliance with and will comply in the
course of the Agreement with all applicable
laws, regulations, Executive Orders, and
other generally applicable requirements,
including those contained in the
Departmental regulations as codified in 7
CFR parts 3000 through 3099, including but
not necessarily limited to 7 CFR parts 3015
through 3019, 7 CFR part 3021, and 7 CFR
part 3052, and successor regulations to these
parts, which are incorporated into this
agreement by reference, any applicable
Notices published in the Federal Register,
and such other statutory provisions as are
specifically contained herein.
Grantee and Grantor agree to all of the
terms and provisions of any policy or
regulations promulgated under Title IX,
Section 9001 of the Food, Conservation, and
Energy Act of 2008. Any application
submitted by Grantee for this grant, including
any attachments or amendments, is
incorporated and included as part of this
Agreement. Any changes to these documents
or this Agreement must be approved in
writing by Grantor.
Grantor may suspend and/or terminate the
grant in whole, or in part, at any time before
the date of completion, whenever it is
determined that Grantee has failed to comply
with the conditions of this Agreement.
B. Use of Grant Funds
Grantee will use grant funds and leveraged
funds only for the purposes and tasks
included in the application and budget
approved by Grantor. The approved Budget
and approved use of funds are further
described in the Grantor Letter of Conditions
and amendments or supplements thereto.
Any uses not provided for in the approved
budget must be approved in writing by
Grantor.
C. Civil Rights Compliance
Grantee will comply with Executive Order
12898, Title VI of the Civil Rights Act of
1964, and Section 504 of the Rehabilitation
Act of 1973. This shall include collection and
maintenance of data on the race, sex,
disability, and national origin of Grantee’s
membership/ownership and employees.
These data must be available to Grantor in its
conduct of Civil Rights Compliance Reviews,
which will be conducted prior to grant
closing and 3 years later, unless the final
disbursement of grant funds has occurred
prior to that date.
E:\FR\FM\27MYN1.SGM
27MYN1
Federal Register / Vol. 75, No. 102 / Thursday, May 27, 2010 / Notices
D. Financial Management Systems
1. Grantee will provide a Financial
Management System in accordance with
Departmental regulations as codified in 7
CFR parts 3000 through 3099, including but
not necessarily limited to 7 CFR parts 3015
through 3019, 7 CFR part 3021, and 7 CFR
part 3052, and successor regulations to these
parts, including but not limited to:
(i) Records that identify adequately the
source and application of funds for grantsupported activities. Those records shall
contain information pertaining to grant
awards and authorizations, obligations,
unobligated balances, assets, liabilities,
outlays, and income;
(ii) Effective control over and
accountability for all funds, property, and
other assets. Grantees shall adequately
safeguard all such assets and ensure that they
are used solely for authorized purposes;
(iii) Accounting records prepared in
accordance with generally accepted
accounting principles (GAAP) and supported
by source documentation; and
(iv) Grantee tracking of fund usage and
records that show matching funds and grant
funds are used proportionally. Grantee will
provide verifiable documentation regarding
matching funds usage, i.e., bank statements
or copies of funding obligations from the
matching source.
2. Grantee will retain financial records,
supporting documents, statistical records,
and all other records pertinent to the grant
for a period of at least 3 years after
completion of grant activities, except that the
records shall be retained beyond the 3-year
period if audit findings have not been
resolved or if directed by the United States.
Grantor and the Comptroller General of the
United States, or any of their duly authorized
representatives, shall have access to any
books, documents, papers, and records of
Grantee which are pertinent to the grant for
the purpose of making audits, examinations,
excerpts, and transcripts.
E. Procurement
Grantee will comply with the applicable
procurement requirements of 7 CFR part
3015 regarding standards of conduct, open
and free competition, access to contractor
records, and equal employment opportunity
requirements.
wwoods2 on DSK1DXX6B1PROD with NOTICES
F. Reporting
1. Grantee will after grant approval through
project completion:
(i) Provide periodic reports as required by
Grantor. A federal financial report and a
project performance report will be required
on a semiannual basis (due 30 working days
after end of the semiannual period). For the
purposes of this grant, semiannual periods
end on June 30 and December 31. The federal
financial report must show how grant funds
and leveraged funds have been used to date
and project the funds needed and their
purposes for the next quarter. Grantee shall
constantly monitor performance to ensure
that time schedules are being met and
projected goals by time periods are being
accomplished. The project performance
reports shall include the following:
VerDate Mar<15>2010
15:26 May 26, 2010
Jkt 220001
(A) Semiannual performance reports.
Project performance reports shall include,
but not be limited to, the following:
(1) A comparison of actual
accomplishments to the objectives
established for that period (e.g., the number
of audits performed, number of recipients of
renewable energy development assistance);
(2) A list of recipients, each recipient’s
location, and each recipient’s North
American Industry Classification System
code;
(3) Problems, delays, or adverse conditions,
if any, which have affected or will affect
attainment of overall project objectives,
prevent meeting time schedules or objectives,
or preclude the attainment of particular
project work elements during established
time periods. This disclosure shall be
accompanied by a statement of the action
taken or planned to resolve the situation;
(4) Percentage of financial resources
expended on contractors; and
(5) Objectives and timetable established for
the next reporting period.
(B) Final performance report. A final
performance report will be required with the
final federal financial Report.
(1) For energy audit projects, the final
performance report must provide the
information required in a semiannual
performance report; complete information
regarding the number of audits conducted; a
list of recipients with each recipient’s North
American Industry Classification System
code; the location of each recipient; the cost
of each audit; the expected energy saved for
each audit conducted if the audit is
implemented; the number of jobs created and
saved for an agricultural producer or rural
small business, as applicable, as a result of
the grant; and the percentage of financial
resources expended on contractors.
(2) For renewable energy development
assistance projects, the final performance
report must provide the information required
in a semiannual performance report; a list of
recipients with each recipient’s North
American Industry Classification System
code; the location of each recipient; the
expected renewable energy that would be
generated if the projects were implemented;
and the percentage of financial resources
expended on contractors.
(ii) For the year(s) in which grant funds are
received, Grantee will provide an annual
financial statement to Grantor.
2. Grantee will, after project completion:
(i) Allow Grantor access to the records and
performance information obtained under the
scope of the project; and
(ii) One year after submittal of the final
semiannual performance report, Grantee will
provide Grantor a final status report on the
number of projects that are proceeding with
one or all of Grantee’s recommendations,
including the amount of energy saved and
the amount of renewable energy generated, as
applicable.
G. Grant Disbursement
Unless required by funding partners to be
provided on a pro rata basis with other
funding sources, grant funds will be
disbursed after all other funding sources have
been expended.
PO 00000
Frm 00012
Fmt 4703
Sfmt 4703
29717
1. Requests for reimbursement may be
submitted monthly or more frequently if
authorized to do so by Grantor. Ordinarily,
payment will be made within 30 days after
receipt of a proper request for
reimbursement.
2. Grantee shall not request reimbursement
for the Federal share of amounts withheld
from contractors to ensure satisfactory
completion of work until after it makes those
payments.
3. Payment shall be made by electronic
funds transfer.
4. Standard Form 270, ‘‘Request for
Advance or Reimbursement,’’ or other format
prescribed by Grantor shall be used to
request Grant reimbursements.
H. Use of Remaining Grant Funds
Grant funds not expended within 24
months from date of this agreement will be
cancelled by Grantor. Prior to the actual
cancellation, Grantor will notify Grantee, in
writing, of Grantor’s intent to cancel the
remaining funds.
IN WITNESS WHEREOF, Grantee has this
day authorized and caused this Agreement to
be signed in its name and its corporate seal
to be hereunto affixed and attested by its
duly authorized officer(s), and Grantor has
caused this Agreement to be duly executed
in its behalf by
GRANTOR:
[SEAL] lllllllllllllllll
Name:
Title:
UNITED STATES OF AMERICA
DEPARTMENT OF AGRICULTURE RURAL
DEVELOPMENT
lllllllllllllllllllll
Date
GRANTEE:
[SEAL] lllllllllllllllll
Name:
Title:
lllllllllllllllllllll
Date
[FR Doc. 2010–12583 Filed 5–26–10; 8:45 am]
BILLING CODE 3410–XY–P
DEPARTMENT OF AGRICULTURE
Forest Service
Northern New Mexico Resource
Advisory Committee Meeting
Forest Service, USDA.
Notice of meeting.
AGENCY:
ACTION:
SUMMARY: The Northern New Mexico
Resource Advisory Committee will meet
in Albuquerque, New Mexico. The
committee is meeting as authorized
under the Secure Rural Schools and
Community Self-Determination Act of
2000 (Pub. L. 110–343) and in
compliance with the Federal Advisory
Committee Act (5 U.S.C. Appendix 2
§§ 1–15, October 6, 1972, as amended
1976, 1980 and 1982). The purpose is to
hold the first meeting of the newly
formed committee.
E:\FR\FM\27MYN1.SGM
27MYN1
Agencies
[Federal Register Volume 75, Number 102 (Thursday, May 27, 2010)]
[Notices]
[Pages 29706-29717]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-12583]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Rural Business-Cooperative Service
Notice of Funding Availability (NOFA) for Energy Audits and
Renewable Energy Development Assistance Under the Rural Energy for
America Program
AGENCY: Rural Business-Cooperative Service, USDA.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Rural Energy for America Program, formerly section 9006
under the 2002 Farm Bill, is composed of several types of grants and
guaranteed loan programs. These are: Guaranteed loans and grants for
the development/construction of renewable energy systems and for energy
efficiency improvement projects; grants for conducting energy audits;
grants for conducting renewable energy development assistance; and
grants for conducting renewable energy feasibility studies.
The Agency is implementing the Rural Energy for America Program
(REAP) for Fiscal Year 2010 through the publication of three REAP
notices:
Renewable energy system and energy efficiency improvement
grants and guaranteed loans;
Energy audit and renewable energy development assistance
grants; and
Renewable energy feasibility study grants.
This REAP notice announces the availability of $2.4 million for
fiscal year (FY) 2010 to units of State, tribal, or local government;
instrumentalities of a State, tribal, or local government; land-grant
colleges and universities and other institutions of higher education,
including 1994 Land Grant Colleges
[[Page 29707]]
(Tribal Colleges), 1890 Land Grant Colleges, and Historically Black
Universities; rural electric cooperatives; and public power entities
for the provision of energy audits and renewable energy development
assistance to agricultural producers and rural small businesses. This
funding will be available in the form of grants. Funds that are not
awarded will convert to the REAP pool.
Lastly, the Agency intends to publish a proposed rule that will
revise the current program, in large part to conform with the
requirements set out by the 2008 Farm Bill, at 7 CFR 4280, subpart B to
include renewable energy feasibility study grants, and that will add a
new subpart C to address energy audit and renewable energy development
assistance grants. Together, these two subparts will represent the
Rural Energy for America Program as authorized under section 9007 of
the Farm Security and Rural Investment Act of 2002 as amended by
section 9001 of the Food, Energy, and Conservation Act of 2008. The
Agency anticipates publishing final regulations to operate the Rural
Energy for America Program in fiscal year 2011.
DATES: Applications for grants must be submitted on paper or
electronically no later than 4:30 p.m., local time July 26, 2010.
Neither complete nor incomplete applications received after this date
and time will be considered for funding in FY 2010, regardless of the
postmark on the application.
ADDRESSES: Application materials may be obtained by contacting one of
Rural Development's Energy Coordinators or by downloading through
https://www.grants.gov.
Submit electronic applications at https://www.grants.gov, following
the instructions found on this Web site. To use Grants.gov, an
applicant must have a Dun and Bradstreet Data Universal Numbering
System (DUNS) number, which can be obtained at no cost via a toll-free
request line at 1-866-705-5711 or online at https://fedgov.dnb.com/webform. Submit completed paper applications to the Rural Development
State Office in the State in which the applicant's principal office is
located.
Rural Development Energy Coordinators
Note: Telephone numbers listed are not toll-free.
Alabama
Quinton Harris, USDA Rural Development, Sterling Centre, Suite 601,
4121 Carmichael Road, Montgomery, AL 36106-3683, (334) 279-3623,
Quinton.Harris@al.usda.gov
Alaska
Chad Stovall, USDA Rural Development, 800 West Evergreen, Suite 201,
Palmer, AK 99645-6539, (907) 761-7718, chad.stovall@ak.usda.gov
American Samoa (See Hawaii)
Arizona
Alan Watt, USDA Rural Development, 230 North First Avenue, Suite 206,
Phoenix, AZ 85003-1706, (602) 280-8769, Alan.Watt@az.usda.gov
Arkansas
Tim Smith, USDA Rural Development, 700 West Capitol Avenue, Room 3416,
Little Rock, AR 72201-3225, (501) 301-3280, Tim.Smith@ar.usda.gov
California
Philip Brown, USDA Rural Development, 430 G Street, 4169,
Davis, CA 95616, (530) 792-5811, Phil.brown@ca.usda.gov
Colorado
April Dahlager, USDA Rural Development, 655 Parfet Street, Room E-100,
Lakewood, CO 80215, (720) 544-2909, april.dahlager@co.usda.gov
Commonwealth of the Northern Marianas Islands--CNMI (See Hawaii)
Connecticut (see Massachusetts)
Delaware/Maryland
Bruce Weaver, USDA Rural Development, 1221 College Park Drive, Suite
200, Dover, DE 19904, (302) 857-3626, Bruce.Weaver@de.usda.gov
Federated States of Micronesia (See Hawaii)
Florida/Virgin Islands
Joe Mueller, USDA Rural Development, 4440 NW. 25th Place, Gainesville,
FL 32606, (352) 338-3482, joe.mueller@fl.usda.gov
Georgia
J. Craig Scroggs, USDA Rural Development, 111 E. Spring St., Suite B,
Monroe, GA 30655, Phone 770-267-1413 ext. 113,
craig.scroggs@ga.usda.gov
Guam (See Hawaii)
Hawaii/Guam/Republic of Palau/Federated States of Micronesia/Republic
of the Marshall Islands/American Samoa/Commonwealth of the Northern
Marianas Islands--CNMI
Tim O'Connell, USDA Rural Development, Federal Building, Room 311, 154
Waianuenue Avenue, Hilo, HI 96720, (808) 933-8313,
Tim.Oconnell@hi.usda.gov
Idaho
Brian Buch, USDA Rural Development, 9173 W. Barnes Drive, Suite A1,
Boise, ID 83709, (208) 378-5623, Brian.Buch@id.usda.gov
Illinois
Molly Hammond, USDA Rural Development, 2118 West Park Court, Suite A,
Champaign, IL 61821, (217) 403-6210, Molly.Hammond@il.usda.gov
Indiana
Jerry Hay, USDA Rural Development, 2600 Highway 7 North, North Vernon,
IN 47265, (812) 346-3411, Ext 126, Jerry.Hay@in.usda.gov
Iowa
Teresa Bomhoff, USDA Rural Development, 873 Federal Building, 210
Walnut Street, Des Moines, IA 50309, (515) 284-4447,
teresa.bomhoff@ia.usda.gov
Kansas
David Kramer, USDA Rural Development, 1303 SW. First American Place,
Suite 100, Topeka, KS 66604-4040, (785) 271-2730,
david.kramer@ks.usda.gov
Kentucky
Scott Maas, USDA Rural Development, 771 Corporate Drive, Suite 200,
Lexington, KY 40503, (859) 224-7435, scott.maas@ky.usda.gov
Louisiana
Kevin Boone, USDA Rural Development, 905 Jefferson Street, Suite 320,
Lafayette, LA 70501, (337) 262-6601, Ext. 133, Kevin.Boone@la.usda.gov
Maine
John F. Sheehan, USDA Rural Development, 967 Illinois Avenue, Suite 4,
P.O. Box 405, Bangor, ME 04402-0405, (207) 990-9168,
john.sheehan@me.usda.gov
Maryland (see Delaware)
Massachusetts/Rhode Island/Connecticut
Charles W. Dubuc, USDA Rural Development, 451 West Street, Suite 2,
Amherst, MA 01002, (401) 826-0842 x 306, Charles.Dubuc@ma.usda.gov
Michigan
Traci J. Smith, USDA Rural Development, 3001 Coolidge Road,
[[Page 29708]]
Suite 200, East Lansing, MI 48823, (517) 324-5157,
Traci.Smith@mi.usda.gov
Minnesota
Lisa L. Noty, USDA Rural Development, 1400 West Main Street, Albert
Lea, MN 56007, (507) 373-7960 Ext. 120, lisa.noty@mn.usda.gov
Mississippi
G. Gary Jones, USDA Rural Development, Federal Building, Suite 831, 100
West Capitol Street, Jackson, MS 39269, (601) 965-5457,
george.jones@ms.usda.gov
Missouri
Matt Moore, USDA Rural Development, 601 Business Loop 70 West, Parkade
Center, Suite 235, Columbia, MO 65203, (573) 876-9321,
matt.moore@mo.usda.gov
Montana
John Guthmiller, USDA Rural Development, 900 Technology Blvd., Unit 1,
Suite B, P.O. Box 850, Bozeman, MT 59771, (406) 585-2540,
John.Guthmiller@mt.usda.gov
Nebraska
Debra Yocum, USDA Rural Development, 100 Centennial Mall North, Room
152, Federal Building, Lincoln, NE 68508, (402) 437-5554,
Debra.Yocum@ne.usda.gov
Nevada
Herb Shedd, USDA Rural Development, 1390 South Curry Street, Carson
City, NV 89703, (775) 887-1222, herb.shedd@nv.usda.gov
New Hampshire (See Vermont)
New Jersey
Victoria Fekete, USDA Rural Development, 8000 Midlantic Drive, 5th
Floor North, Suite 500, Mt. Laurel, NJ 08054, (856) 787-7752,
Victoria.Fekete@nj.usda.gov
New Mexico
Jesse Bopp, USDA Rural Development, 6200 Jefferson Street, NE, Room
255, Albuquerque, NM 87109, (505) 761-4952, Jesse.bopp@nm.usda.gov
New York
Scott Collins, USDA Rural Development, 9025 River Road, Marcy, NY
13403, (315) 736-3316 Ext. 4, scott.collins@ny.usda.gov
North Carolina
David Thigpen, USDA Rural Development, 4405 Bland Rd. Suite 260,
Raleigh, NC 27609, 919-873-2065, David.Thigpen@nc.usda.gov
North Dakota
Dennis Rodin, USDA Rural Development, Federal Building, Room 208, 220
East Rosser Avenue, P.O. Box 1737, Bismarck, ND 58502-1737, (701) 530-
2068, Dennis.Rodin@nd.usda.gov
Ohio
Randy Monhemius, USDA Rural Development, Federal Building, Room 507,
200 North High Street, Columbus, OH 43215-2418, (614) 255-2424,
Randy.Monhemius@oh.usda.gov
Oklahoma
Jody Harris, USDA Rural Development, 100 USDA, Suite 108, Stillwater,
OK 74074-2654, (405) 742-1036, Jody.harris@ok.usda.gov
Oregon
Don Hollis, USDA Rural Development, 200 SE Hailey Ave, Suite 105,
Pendleton, OR 97801, (541) 278-8049, Ext. 129, Don.Hollis@or.usda.gov
Pennsylvania
Bernard Linn, USDA Rural Development, One Credit Union Place, Suite
330, Harrisburg, PA 17110-2996, (717) 237-2182,
Bernard.Linn@pa.usda.gov
Puerto Rico
Luis Garcia, USDA Rural Development, IBM Building, 654 Munoz Rivera
Avenue, Suite 601, Hato Rey, PR 00918-6106, (787) 766-5091, Ext. 251,
Luis.Garcia@pr.usda.gov
Republic of Palau (See Hawaii)
Republic of the Marshall Islands (See Hawaii)
Rhode Island (see Massachusetts)
South Carolina
Shannon Legree, USDA Rural Development, Strom Thurmond Federal
Building, 1835 Assembly Street, Room 1007, Columbia, SC 29201, (803)
253-3150, Shannon.Legree@sc.usda.gov
South Dakota
Douglas Roehl, USDA Rural Development, Federal Building, Room 210, 200
4th Street, SW., Huron, SD 57350, (605) 352-1145,
doug.roehl@sd.usda.gov
Tennessee
Will Dodson, USDA Rural Development, 3322 West End Avenue, Suite 300,
Nashville, TN 37203-1084, (615) 783-1350, will.dodson@tn.usda.gov
Texas
Daniel Torres, USDA Rural Development, Federal Building, Suite 102, 101
South Main Street, Temple, TX 76501, (254) 742-9756,
Daniel.Torres@tx.usda.gov
Utah
Roger Koon, USDA Rural Development, Wallace F. Bennett Federal
Building, 125 South State Street, Room 4311, Salt Lake City, UT 84138,
(801) 524-4301, Roger.Koon@ut.usda.gov
Vermont/New Hampshire
Cheryl Ducharme, USDA Rural Development, 89 Main Street, 3rd Floor,
Montpelier, VT 05602, 802-828-6083, cheryl.ducharme@vt.usda.gov
Virginia
Laurette Tucker, USDA Rural Development, Culpeper Building, Suite 238,
1606 Santa Rosa Road, Richmond, VA 23229, (804) 287-1594,
Laurette.Tucker@va.usda.gov
Virgin Islands (see Florida)
Washington
Mary Traxler, USDA Rural Development, 1835 Black Lake Blvd. SW., Suite
B, Olympia, WA 98512, (360) 704-7762, Mary.Traxler@wa.usda.gov
West Virginia
Richard E. Satterfield, USDA Rural Development, 75 High Street, Room
320, Morgantown, WV 26505-7500, (304) 284-4874,
Richard.Satterfield@wv.usda.gov
Wisconsin
Brenda Heinen, USDA Rural Development, 4949 Kirschling Court, Stevens
Point, WI 54481, (715) 345-7615, Ext. 139, Brenda.Heinen@wi.usda.gov
Wyoming
Jon Crabtree, USDA Rural Development, Dick Cheney Federal Building, 100
East B Street, Room 1005, P.O. Box 11005, Casper, WY 82602, (307) 233-
6719, Jon.Crabtree@wy.usda.gov
FOR FURTHER INFORMATION CONTACT: For information about this Notice,
please contact the Energy Branch, USDA Rural Development, STOP 3225,
Room 6870, 1400 Independence Avenue, SW., Washington, DC 20250-3225.
Telephone: (202) 720-1400.
For assistance on energy audit and renewable energy development
assistance grants, please contact the applicable Rural Development
Energy Coordinator, as provided in the ADDRESSES section of this
Notice.
[[Page 29709]]
SUPPLEMENTARY INFORMATION:
Paperwork Reduction Act
In accordance with the Paperwork Reduction Act of 1995, the
information collection requirements associated with energy audit and
renewable energy development assistance grants, as covered in this REAP
notice, has been approved by the Office of Management and Budget (OMB)
under OMB Control Number 0570-0059.
The information collection requirements associated with renewable
energy system and energy efficiency improvement grants and guaranteed
loans and with renewable energy feasibility study grants, which will be
addressed in their respective REAP notices, have also been approved by
OMB under OMB Control Number 0570-0050 and OMB Control Number 0570-
0061, respectively. When the Agency publishes the proposed rule for
REAP, it will consolidate the information collection requirements
associated with this REAP notice and the other two REAP notices into a
single information collection package for OMB approval.
Overview Information
Federal Agency Name. Rural Business-Cooperative Service.
Funding Opportunity Title. Energy Audit and Renewable Energy
Development Assistance under the Rural Energy for America Program.
Announcement Type. Initial announcement.
Catalog of Federal Domestic Assistance (CFDA) Number. These
activities under the Rural Energy for America Program are listed in the
Catalog of Federal Domestic Assistance under Number 10.868.
Dates. Applications must be completed and received in the
appropriate United States Department of Agriculture (USDA) State Rural
Development Office no later than 4:30 p.m. local time July 26, 2010, in
order to be considered for funding in FY 2010. Applications received
after 4:30 p.m. local time July 26, 2010, regardless of the
application's postmark, will not be considered for funding in FY 2010.
Availability of Notice. This Notice is available on the USDA Rural
Development Web site at https://www.rurdev.usda.gov/rbs/busp/REAPEA.htm.
I. Funding Opportunity Description
A. Purpose. This Notice is issued pursuant to section 9001 of the
Food, Conservation, and Energy Act of 2008 (2008 Farm Bill) (Pub. L.
110-246), which amends Title IX of the Farm Security and Rural
Investment Act of 2002 (FSRIA) and establishes the Rural Energy for
America Program under section 9007 thereof. The 2008 Farm Bill requires
the Secretary of Agriculture to create a program to make grants to
units of State, tribal, or local government; land-grant colleges or
universities or other institutions of higher education, including 1994
Land Grant Colleges (Tribal Colleges), 1890 Land Grant Colleges, and
Historically Black Universities; rural electric cooperatives or public
power entities; and instrumentalities of a State, tribal, or local
government, to assist agricultural producers and rural small businesses
by conducting energy audits and providing recommendations and
information on renewable energy development assistance and improving
energy efficiency. These projects (energy audits and renewable energy
development assistance) are designed to help agricultural producers and
rural small businesses reduce energy costs and consumption and help
meet the nation's critical energy needs. The 2008 Farm Bill mandates
that the recipient of a grant that conducts an energy audit for an
agricultural producer or a rural small business require the
agricultural producer or rural small business to pay at least 25
percent of the cost of the energy audit, which shall be retained by the
eligible entity for the cost of the audit.
B. Statutory Authority. These activities (energy audits and
renewable energy development assistance) are found in the Rural Energy
for America Program, which is authorized under Title IX, Section 9001,
of the Food, Conservation, and Energy Act of 2008 (Pub. L. 110-246).
C. Definition of Terms. The following definitions are applicable to
this Notice.
Administrator. The Administrator of Rural Business-Cooperative
Service within the Rural Development Mission Area of the U.S.
Department of Agriculture.
Agricultural producer. An individual or entity directly engaged in
the production of agricultural products, including crops (including
farming); livestock (including ranching); forestry products;
hydroponics; nursery stock; or aquaculture, whereby 50 percent or
greater of their gross income is derived from the operations.
Departmental regulations. The regulations of the Department of
Agriculture's Office of the Chief Financial Officer (or successor
office) as codified in 7 CFR parts 3000 through 3099, including but not
necessarily limited to 7 CFR parts 3015 through 3019, 7 CFR part 3021,
and 7 CFR part 3052, and successor regulations to these parts.
Energy audit. An audit conducted by a certified energy manager or
professional engineer that focuses on potential capital-intensive
projects and involves detailed gathering of field data and engineering
analysis. The audit will provide detailed project costs and savings
information with a high level of confidence sufficient for major
capital investment decisions.
Hydroelectric energy. Electrical energy created by use of various
types of moving water including, but not limited to, diverted run-of-
river water, in-stream run-of-river water, and in-conduit water.
Hydropower. Energy created by hydroelectric or ocean energy.
Institution of higher education. As defined in 20 U.S.C. 1002(a).
Instrumentality. An organization recognized, established, and
controlled by a State, tribal, or local government, for a public
purpose or to carry out special purposes.
Ocean energy. Energy created by use of various types of moving
water including, but not limited to, tidal, wave, current, and thermal
changes.
Post-application. The period of time after the Agency has received
a complete application. A complete application is an application that
contains all parts necessary for the Agency to determine applicant and
project eligibility, to score the application, and to conduct the
technical evaluation.
Public power entity. Is defined using the definition of ``state
utility'' as defined in section 217(A)(4) of the Federal Power Act (16
U.S.C. 824q(a)(4)). As of this writing, the definition is a State or
any political subdivision of a State, or any agency, authority, or
instrumentality of any one or more of the foregoing, or a corporation
that is wholly owned, directly or indirectly, by any one or more of the
foregoing, competent to carry on the business of developing,
transmitting, utilizing, or distributing power.
Qualified consultant. An independent third-party possessing the
knowledge, expertise, and experience to perform in an efficient,
effective, and authoritative manner the specific task required.
Rated power. The amount of energy that can be created at any given
time.
Renewable biomass.
(i) Materials, pre-commercial thinnings, or invasive species from
National Forest System land and public lands (as defined in section 103
of the Federal Land Policy and Management Act of 1976 (43 U.S.C. 1702))
that:
[[Page 29710]]
(A) Are byproducts of preventive treatments that are removed to
reduce hazardous fuels; to reduce or contain disease or insect
infestation; or to restore ecosystem health;
(B) would not otherwise be used for higher-value products; and
(C) are harvested in accordance with applicable law and land
management plans and the requirements for old-growth maintenance,
restoration, and management direction of paragraphs (e)(2), (e)(3), and
(e)(4) and large-tree retention of subsection (f) of section 102 of the
Healthy Forests Restoration Act of 2003 (16 U.S.C. 6512); or
(ii) any organic matter that is available on a renewable or
recurring basis from non-Federal land or land belonging to an Indian or
Indian tribe that is held in trust by the United States or subject to a
restriction against alienation imposed by the United States, including:
(A) renewable plant material, including feed grains; other
agricultural commodities; other plants and trees; and algae; and
(B) waste material, including crop residue; other vegetative waste
material (including wood waste and wood residues); animal waste and
byproducts (including fats, oils, greases, and manure); and food waste
and yard waste.
Renewable energy. Energy derived from:
(i) a wind, solar, renewable biomass, ocean (including tidal, wave,
current, and thermal), geothermal or hydroelectric source; or
(ii) hydrogen derived from renewable biomass or water using wind,
solar, ocean (including tidal, wave, current, and thermal), geothermal
or hydroelectric energy sources.
Renewable Energy Development Assistance. Assistance provided by
eligible grantees to agricultural producers and rural small businesses
to become more energy efficient and to use renewable energy
technologies and resources. The renewable energy development assistance
may consist of renewable energy site assessment and/or renewable energy
technical assistance.
Renewable energy technical assistance. Assistance provided to
agricultural producers and rural small businesses on how to use
renewable energy technologies and resources in their operations.
Renewable energy site assessment. A report provided to an
agricultural producer or rural small business providing recommendations
and information regarding the use of renewable energy technologies in
its operations. The report shall be prepared by a qualified consultant
and evaluate a specific site or geographic area for potential use of
one or more renewable energy technologies. Typically, the report will
evaluate a potential renewable energy project with an estimated total
cost of construction of less than $200,000. The evaluation shall be
based on existing data, which may include data regarding existing and/
or proposed structures, commercially available technologies, feed-
stocks, and other renewable energy resources. The report will consider
factors such as the site and the potential uses of renewable energy
technology at the site. The report will not include information about
any residential dwelling(s).
Rural. Any area other than a city or town that has a population of
greater than 50,000 inhabitants and the urbanized area contiguous and
adjacent to such a city or town according to the latest decennial
census of the United States.
Small business. An entity considered a small business in accordance
with the U.S. Small Business Administration's (SBA) small business size
standards found in Title 13 CFR part 121. A private entity, including a
sole proprietorship, partnership, corporation, cooperative (including a
cooperative qualified under section 501(c)(12) of the Internal Revenue
Code), and an electric utility, including a Tribal or governmental
electric utility, that provides service to rural consumers on a cost-
of-service basis without support from public funds or subsidy from the
Government authority establishing the district, provided such utilities
meet SBA's definition of small business. These entities must operate
independently of direct Government control. With the exception of the
entities described above, all other non-profit entities are excluded.
Small hydropower. A hydropower project for which the rated power of
the system is 30 megawatts or less.
State. Any of the 50 states of the United States, the Commonwealth
of Puerto Rico, the District of Columbia, the U.S. Virgin Islands,
Guam, American Samoa, the Commonwealth of the Northern Mariana Islands,
the Republic of Palau, the Federated States of Micronesia, or the
Republic of the Marshall Islands.
II. Funding Information
A. Available Funds. The amount of grant funds available for energy
audits and renewable energy development assistance in FY 2010 is $2.4
million.
Based on the quality of the applications received under this REAP
notice, the Agency reserves the right, at its discretion, to move funds
from this Notice to fund applications received under the other two REAP
notices. Conversely, the Agency may, at its discretion, move money for
the other two REAP notices to fund applications received under this
REAP notice if the quality and number of applicants merits it. The
Agency's ability to move funds is subject to the limitation contained
in section 9007(c)(3)(B) of the Farm Security and Rural Investment Act
of 2002, which limits funding for feasibility studies to not exceed
more than 10 percent of the funds made available to carry out the total
amount made available under the renewable energy system and energy
efficiency improvements REAP notice and the feasibility study REAP
notice.
B. Number of Grants. The number of grants will depend on the number
of eligible applicants participating in conducting energy audits and
providing renewable energy development assistance.
C. Range of Amounts of Each Grant. To ensure applications for
energy audits and renewable energy development assistance will allow
the maximum number of States to benefit from these projects under the
Rural Energy for America Program, grants awarded to a single applicant
will be limited to no more than $100,000 under this Notice.
D. Type of Instrument. Grant.
III. Eligibility Information
Eligibility requirements for energy audit and renewable energy
development assistance grants under the Rural Energy for America
Program are:
A. Applicant eligibility. To be eligible for an energy audit grant
or a renewable energy development assistance grant under the Rural
Energy for America Program, the applicant must meet each of the
criteria, as applicable, set forth in paragraphs (1) through (4) in
this section. The Agency will determine an applicant's eligibility.
(1) Type of applicant. The applicant must be one of the following:
(i) A unit of State, tribal, or local government;
(ii) A land-grant college or university or other institution of
higher education;
(iii) A rural electric cooperative;
(iv) A public power entity; or
(v) An instrumentality of a State, tribal, or local government.
(2) Citizenship. The applicant must meet the requirements in
paragraphs (2)(i) or (ii), as applicable, of this section.
(i) If the applicant is an individual, the applicant must be a
citizen or national of the United States (U.S.), the Republic of Palau,
the Federated States of Micronesia, the Republic of the
[[Page 29711]]
Marshall Islands, or American Samoa, or must reside in the U.S. after
legal admittance for permanent residence.
(ii) If the applicant is an entity other than an individual, the
applicant must be at least 51 percent owned by persons who are either
citizens or nationals of the U.S., the Republic of Palau, the Federated
States of Micronesia, the Republic of the Marshall Islands, or American
Samoa, or legally admitted permanent residents residing in the U.S.
This paragraph is not applicable if the entity is owned solely by
members of an immediate family. In such instance, if at least one of
the immediate family members is a citizen or national, as defined in
paragraph (2)(i) of this section, then the entity is eligible.
(3) Capacity to perform. The applicant must have sufficient
capacity to perform the energy audit or renewable energy development
assistance activities proposed in the application to ensure success.
The Agency will make this assessment based on the information provided
in the application.
(4) Legal authority and responsibility. Each applicant must have,
or obtain, the legal authority necessary to carry out the purpose of
the grant.
(5) Ineligible applicants. Consistent with Departmental
regulations, an applicant is ineligible if it is debarred or suspended
or is otherwise excluded from or ineligible for participation in
Federal assistance programs. Applicants will also be considered
ineligible for a grant if they have an outstanding Federal judgment
(other than one obtained in the U.S. Tax Court), are delinquent on the
payment of Federal income taxes, or are delinquent on Federal debt.
B. Project Eligibility.
To be eligible for an energy audit or a renewable energy
development assistance grant, the grant funds for a project must be
used by the grant recipient to assist agricultural producers or rural
small businesses in one or both of the purposes specified in paragraphs
(1) and (2) below and shall also comply with paragraph (3) and, if
applicable, paragraph (4).
(1) Grant funds may be used to conduct and promote energy audits
that meet the requirements of the energy audit as defined in this
Notice. Energy audits must:
(i) Include a narrative description of the facility or process
being audited; its energy system(s) and usage; its activity profile;
and the price per unit of energy (electricity, natural gas, propane,
fuel oil, renewable energy, etc.) paid by the customer over the
previous 12 months from the date of the audit. Any energy conversion
data should be based on use and source.
(ii) List specific information regarding all potential energy-
saving opportunities and the associated cost.
(iii) Discuss the possible interactions of the potential
improvements with existing energy systems.
(A) Estimate the annual energy and energy costs savings expected
from each possible improvement recommended for the potential project.
(B) Estimate all direct and attendant indirect costs of each
improvement.
(C) Rank potential improvement measures by cost-effectiveness.
(iv) Provide a narrative summary of the potential improvement and
its ability to provide needed benefits, including a discussion of
nonenergy benefits such as project reliability and durability.
(A) Provide preliminary specifications for critical components.
(B) Provide preliminary drawings of project layout, including any
related structural changes.
(C) Document baseline data compared to projected consumption,
together with any explanatory notes. When appropriate, show before-and-
after data in terms of consumption per unit of production, time or
area. Include at least 1 year's bills for those energy sources/fuel
types affected by this project. Also submit utility rate schedules, if
appropriate.
(D) Identify significant changes in future related operations and
maintenance costs, including person-hours.
(E) Describe explicitly how outcomes will be measured annually.
(2) Grant funds may be used to conduct and promote renewable energy
development assistance by providing to agricultural producers and rural
small businesses recommendations and information on how to improve the
energy efficiency of their operations and to use renewable energy
technologies and resources in their operations.
(3) Energy audit assistance and renewable energy development
assistance can be provided only to facilities located in rural areas.
(4) For the purposes of this Notice, only small hydropower projects
are eligible for energy audits and renewable energy development
assistance. Per consultation with the U.S. Department of Energy, the
Agency is defining small hydropower as having a rated power of 30
megawatts or less, which includes hydropower projects commonly referred
to as ``micro-hydropower'' and ``mini-hydropower.''
IV. Application and Submission Information
A. Address To Request Application
Applicants may obtain applications from the applicable Rural
Development Energy Coordinators, as provided in the Addresses section
of this Notice. Applicants planning to apply electronically must visit
https://www.grants.gov and follow the instructions.
B. Content and Form of Submission
Applicants must submit an original and one copy of the application
to the Rural Development State Office in the State in which the
applicant's principal office is located. Applicants must submit
complete applications, consisting of the following elements, in order
to be considered:
(1) Form SF-424, Application for Federal Assistance;
(2) Form SF-424A, Budget Information--Non-Construction Programs;
(3) Form SF-424B, Assurances--Non-Construction Programs;
(4) If an entity, copies of applicant's organizational documents
showing the applicant's legal existence and authority to perform the
activities under the grant;
(5) A proposed scope of work, including a description of the
proposed project, details of the proposed activities to be accomplished
and timeframes for completion of each task, the number of months
duration of the project, and the estimated time it will take from grant
approval to beginning of project implementation. A written narrative to
be used as the scope of work which includes, at a minimum, the
following items:
(i) An Executive Summary;
(ii) The plan and schedule for implementation;
(iii) The anticipated number of agricultural producers and/or rural
small businesses to be served;
(iv) An itemized budget--compute total cost per rural small
business or agricultural producer served--matching funds should be
clearly identified as cash;
(v) The geographic scope of the proposed project;
(vi) Applicant experience as follows:
(A) If applying for a Renewable Energy Development Assistance
grant, the applicant's experience in completing similar renewable
energy development assistance activities, including the number of
similar projects the applicant has performed and the number of years
the applicant has been performing a similar service;
(B) If applying for an Energy Audit grant, the number of energy
audits and
[[Page 29712]]
assessments the applicant has completed and the number of years the
applicant has been performing those services; and
(C) For all applicants, the amount of experience in administering
energy audit, renewable energy development assistance, or similar
activities using State or Federal support;
(vii) Applicant's resources, including personnel, finances, and
technology, to complete what is proposed. If submitting in multiple
states, resources must be sufficient to complete all projects;
(viii) Leveraging and commitment of other sources of funding being
brought to the project (in addition to the required 25 percent
contribution from the agricultural producer or rural small business for
the cost of an energy audit). Leveraged funds should be clearly
identified as cash and by source. Written documentation/confirmation
from the party committing a specific amount of leveraged funds is
required;
(ix) Outreach activities/marketing efforts specific to conducting
energy audit and renewable energy development assistance including:
(A) Project title;
(B) Goals of the project;
(C) Identified need;
(D) Target audience;
(E) Timeline and type of activities/action plan; and
(F) Marketing strategies;
(x) Method and rationale used to select the areas and businesses
that will receive the service;
(xi) Brief description of how the work will be performed, including
whether organizational staff, consultants, or contractors will be used;
(6) The most recent financial audit (not more than 18 months old)
of the entity, or subdivision thereof, that will be performing the
proposed work. If such an audit is not available, the latest financial
information that shows the financial capacity of the entity, or
subdivision thereof, to perform the proposed work. Such information may
include, but is not limited to, the most recent year-end balance sheet,
income statement, and other appropriate data that identify the entity's
resources;
(7) A Dunn and Bradstreet Data Universal Numbering System (DUNS)
number; and
(8) Intergovernmental review comments from the State Single Point
of Contact, or evidence that the State has elected not to review the
project under Executive Order 12372.
C. Submission Dates, Times, and Addresses
Complete applications must be received in the appropriate USDA
Rural Development State Office no later than 4:30 p.m. local time July
26, 2010 to be considered for funding in FY 2010. Neither incomplete
applications nor complete applications received after this date and
time will be considered, regardless of the postmark on the application.
Applicants may submit their applications either to the Rural
Development Energy Coordinator in the State in which the applicant's
principal office is located or via https://www.grants.gov. A list of
Rural Development Energy Coordinators is provided in the Addresses
section of this Notice.
D. Intergovernmental Review
The Rural Energy for America Program is subject to the provisions
of the Executive Order 12372, which requires intergovernmental
consultation with State and local officials.
E. Funding limitations
Grant funds awarded for energy audit and renewable energy
development assistance projects may be used only to pay eligible
project costs, as described in paragraph (1) below. Grant funds awarded
for energy audits and renewable energy development assistance projects
are prohibited from being used to pay costs associated with the items
listed in paragraph (2) below.
(1) Eligible project costs. Eligible project costs are those post-
application expenses directly related to conducting and promoting
energy audits and renewable energy development assistance, which
include but are not limited to:
(i) Salaries directly or indirectly related to the project;
(ii) Travel expenses directly related to conducting energy audits
or renewable energy development assistance;
(iii) Office supplies (e.g., paper, pens, file folders); and
(iv) Administrative expenses, up to a maximum of 5 percent of the
grant, which include but are not limited to:
(A) Utilities;
(B) Office space;
(C) Operation expenses of office and other project-related
equipment (e.g., computers, cameras, printers, copiers, scanners); and
(D) Expenses for outreach and marketing of the energy audit and
renewable energy development assistance activities, including
associated travel expenses.
(2) Ineligible grant purposes. Grant funds may not be used to:
(i) Pay for any construction-related activities;
(ii) Purchase equipment;
(iii) Pay any costs of preparing the application package for
funding under this Notice;
(iv) Pay any costs of the project incurred prior to the application
date of the grant made under this Notice;
(v) Fund political or lobbying activities;
(vi) Pay for assistance to any private business enterprise which
does not meet the requirements of paragraph III.A(2) of this Notice;
and
(vii) Pay any judgment or debt owed to the United States.
(3) Funding limitations. The following funding limitations apply.
(i) Maximum grant amount. The maximum aggregate amount of grants
awarded to any one recipient under this Notice cannot exceed $100,000.
(ii) Energy audits. A recipient of a grant under this Notice that
conducts an energy audit shall require that, as a condition of the
energy audit, the agricultural producer or rural small business pay at
least 25 percent of the cost of the energy audit. Further, the amount
paid by the agricultural producer or rural small business will be
retained by the recipient as a contribution towards the cost of the
energy audit.
V. Grant Provisions
This section identifies the process and procedures the Agency will
use to process and select applications, award grants, and administer
grants.
A. Processing and Scoring Applications
(1) Application review. Upon receipt of an application, the Agency
will conduct a review to determine if the applicant and project are
eligible. The Agency will notify the applicant in writing of the
Agency's findings. If the Agency has determined that either the
applicant or project is ineligible, it will include in the notification
the reason(s) for its determination(s).
(2) Incomplete applications. Incomplete applications will be
rejected. Applicants will be informed of the elements that made the
application incomplete. If a resubmitted application is received by the
applicable application deadline, the Agency will reconsider the
application.
(3) Subsequent ineligibility determinations. If at any time an
application is determined to be ineligible, the Agency will notify the
applicant in writing of its determination, and processing of the
application will cease.
(4) Application withdrawal. During the period between the
submission of an application and the execution of documents, the
applicant must notify
[[Page 29713]]
the Agency, in writing, if the project is no longer viable or the
applicant no longer is requesting financial assistance for the project.
When the applicant so notifies the Agency, the selection will be
rescinded or the application withdrawn.
(5) Application deadline. Each complete and eligible application
received by the applicable Rural Development State office by 4:30 p.m.
local time July 26, 2010 will be scored. Any application received by
the applicable Rural Development State office after 4:30 p.m. local
time will not be considered.
(6) Scoring. The Agency will score each application using the
following criteria, with a maximum score of 100 points possible.
(i) Project proposal (maximum score of 10 points). The applicant
will be scored based on its in-house ability to conduct audits versus
using third party auditing organizations as illustrated in the
application.
(A) If the applicant proposes to use at least 51 percent of the
awarded funding to employ internal, qualified auditors and/or renewable
energy specialists for program implementation, up to 10 points will be
awarded as follows:
(1) If the percentage is between 51 percent and 75 percent, 5
points will be awarded.
(2) If the percentage is more than 75 percent, 10 points will be
awarded.
(B) If the applicant proposes to use less than 51 percent of the
awarded funding to employ internal, qualified auditors and/or renewable
energy specialists for program implementation, zero points will be
awarded.
(ii) Use of Grant Funds for Administrative Expenses (maximum score
of 10 points). Grantees selected to participate may use up to 5 percent
of their award for administrative expenses.
(A) If the applicant proposes to use none of the grant funds for
Administrative Expenses, 10 points will be awarded.
(B) If the applicant proposes to use a portion (up to 5 percent) of
the grant funds for Administrative Expenses, zero points will be
awarded.
(iii) Applicant's organizational experience in completing proposed
activity (maximum score of 15 points). The applicant will be scored on
the experience of the organization in meeting the benchmarks below.
This means that an organization must have been in business and provided
services as noted in the scoring requirements. An organization's
experience must be documented with references and resumes. Points will
be awarded as follows:
(A) More than 3 years of experience, 15 points will be awarded.
(B) At least 2 years and up to and including 3 years of experience,
10 points will be awarded.
(C) At least 1 year but less than 2 years of experience, 5 points
will be awarded.
(D) Less than 1 year of experience, zero points will be awarded.
(iv) Geographic scope of project in relation to identified need
(maximum score of 10 points).
(A) If the applicant's proposed or existing rural service area is
State-wide or includes all or parts of multiple states, and the
marketing and outreach plan has identified needs throughout that
service area, 10 points will be awarded.
(B) If the applicant's proposed or existing rural service area
consists of multiple counties in a single State and the marketing and
outreach plan has identified needs throughout that service area, 7.5
points will be awarded.
(C) If the applicant's rural service area consists of a single
county or municipality and the marketing and outreach plan has
identified needs throughout that service area, 5 points will be
awarded.
(v) Number of agricultural producers/rural small businesses to be
served (maximum score of 15 points).
(A) If the applicant plans to provide audits to ultimate recipients
with average audit costs of $1,000 or less, 15 points will be awarded.
(B) If the applicant plans to provide audits to ultimate recipients
with average audit costs over $1,000 but less than $1,500, 10 points
will be awarded.
(C) If the applicant plans to provide audits to ultimate recipients
with average audit costs of at least $1,500 but less than $2,000, 5
points will be awarded.
(vi) Potential of project to produce energy savings and its
attending environmental benefits (maximum score of 25 points).
Applicants can be awarded points under both paragraphs (vi)(A) and (B).
(A) If the applicant has an existing program that can demonstrate
the achievement of energy savings with the agricultural producers and/
or rural small businesses it has served, 13 points will be awarded.
(B) If the applicant provides evidence that it has received awards
in recognition of its renewable energy, energy savings, or energy-based
technical assistance, up to 12 points will be awarded based on number
of awards and rigorousness of the competition for each award.
(vii) Marketing and outreach plan (maximum score of 10 points). If
the applicant includes in the application a marketing and outreach plan
and provides a satisfactory discussion of each of the following
criteria, two points for each of the following will be awarded:
(A) The goals of the project;
(B) Identified need;
(C) Target beneficiaries;
(D) Timeline and action plan; and
(E) Marketing strategies and supporting data for strategies.
(viii) Level and commitment of other funds for the project (not
including the 25 percent required contribution from ultimate recipients
for the cost of an energy audit) (maximum score of 5 points).
(A) If the applicant proposes to leverage grant funding with 50
percent or more in non-State and non-federal government matching funds
for the subject grant, and has a written commitment for those funds, 5
points will be awarded.
(B) If the applicant proposes to leverage grant funding with less
than 50 percent but more than 20 percent in non-State and non-federal
government matching funds for the subject grant, and has a written
commitment for those funds, 2 points will be awarded.
(C) If the applicant proposes less than 20 percent in non-State and
non-federal government matching funds, zero points will be awarded.
B. Award Process
Applications will be scored by the State Offices and submitted to
the National Office for review.
(1) Submission to National Office. To ensure the equitable
geographic distribution of funds, the two highest scoring applications
from each State, based on the scoring criteria established under
paragraph V.A(6), will be submitted to National Office to compete for
funding.
(2) Ranking of applications. All applications submitted to the
National Office will be ranked. All applications that are ranked will
be considered for selection for funding.
(3) Selection of applications for funding.
(i) Using the ranking created under paragraph B(2) of this section,
the Agency will consider the score an application has received compared
to the scores of other ranked applications, with higher scoring
applications receiving first consideration for funding.
(ii) If after the majority of applications have been funded,
insufficient funds remain to fund the next highest scoring application,
the Agency may elect to
[[Page 29714]]
fund a lower scoring application. Before this occurs, the
Administrator, as applicable, will provide the applicant of the higher
scoring application the opportunity to reduce the amount of its grant
request to the amount of funds available. If the applicant agrees to
lower its grant request, it must certify that the purposes of the
project can be met, and the Administrator must determine the project is
financially feasible at the lower amount.
(iii) The Agency will notify, in writing, applicants whose
applications have been selected for funding.
(4) Disposition of ranked applications not funded. Based on the
availability of funding, a ranked application may not be funded in the
fiscal year in which it was submitted. Such ranked applications will
not be carried forward into the next fiscal year and the Agency will
notify the applicant in writing.
(5) Intergovernmental review. If State or local governments raise
objections to a proposed project under the intergovernmental review
process that are not resolved within 90 days of the Agency's selection
of the application, the Agency will rescind the selection and will
provide the applicant with a written notice to that effect. The Agency,
in its sole discretion, may extend the 90-day period if it appears
resolution is imminent.
C. Actions Prior To Grant Closing
(1) Changes in project cost or scope. If there is a significant
reduction in project cost or changes in project scope, then the
applicant's funding needs, eligibility, and scoring, as applicable,
will be reassessed. Decreases in Agency funds will be based on revised
project costs and other selection factors; however, other factors,
including Agency regulations used at the time of grant approval, will
remain the same. Obligated grant funds not needed to complete the
project will be de-obligated.
(2) Evidence of and disbursement of other funds. Applicants
expecting funds from other sources for use in completing projects being
partially financed with Agency funds must have these funds from other
such sources prior to grant closing. Agency funds will not be expended
in advance of funds committed to the project from other sources without
prior Agency approval.
D. Letter of Conditions and Grant Agreement
(1) Letter of conditions. The Agency will notify the approved
applicant in writing, setting out the conditions under which the grant
will be made. The notice will include those matters necessary to ensure
that the proposed grant is completed in accordance with the terms of
the scope of work and budget, that grant funds are expended for
authorized purposes, and that the applicable requirements prescribed in
the relevant Departmental regulations are complied with. The Letter of
Conditions will be sent to the applicant.
(2) Applicant's intent to meet conditions. Upon reviewing the
conditions and requirements in the letter of conditions, the applicant
must complete, sign, and return Form RD 1942-46, ``Letter of Intent to
Meet Conditions,'' to the Agency; or if certain conditions cannot be
met, the applicant may propose alternate conditions to the Agency. The
Agency must concur with any changes proposed to the letter of
conditions by the applicant before the application will be further
processed.
(3) Grant agreement, forms, and certifications. Prior to grant
approval, the applicant must complete, sign, and return a grant
agreement (published at the end of this Notice). In addition, the
following forms, which will be attached to the letter of conditions
referenced in paragraph V.D(1) of this Notice, and certifications must
be submitted prior to grant approval:
(A) Form RD 1942-46;
(B) Form AD-1047, ``Certification Regarding Debarment, Suspension,
and Other Responsibility Matters--Primary Covered Transactions'';
(C) Form AD-1048, ``Certification Regarding Debarment, Suspension,
Ineligibility and Voluntary Exclusion--Lower Tier Covered
Transactions,'' including certification from any person or entity that
the applicant does business with as a result of this government
assistance that they are not debarred or suspended from government
assistance;
(D) Form AD-1049, ``Certification Regarding Drug-Free Workplace
Requirements (Grants) Alternative I--For Grantees Other Than
Individuals'';
(E) Form SF-LLL, ``Disclosure Form to Report Lobbying'' or Exhibit
A-1 of RD Instruction 1940-Q, ``Certification for Contracts, Grants,
and Loans''; and
(F) Form RD 400-4, ``Assurance Agreement.''
(4) Grant approval. Form RD 1940-1 must be signed by the applicant.
(i) The applicant will be sent a copy of the executed Form RD 1940-
1, the approved scope of work, and a grant agreement (published at the
end of this Notice). The grant will be considered closed on the
obligation date.
(ii) The grantee must abide by all requirements contained in the
Grant Agreement, this Notice, and any other applicable Federal statutes
or regulations. Failure to follow these requirements may result in
termination of the grant and adoption of other available remedies.
E. Fund Disbursement
The Agency will determine, based on the applicable Departmental
regulations, whether disbursement of a grant will be by advance or
reimbursement. A SF-270, ``Request for Advance or Reimbursement,'' must
be completed by the grantee and submitted to the Agency no more often
than monthly to request either advance or reimbursement of funds. Upon
receipt of a properly completed SF-270, the funds will be requested
through the field office terminal system. Ordinarily, payment will be
made within 30 days after receipt of a proper request for advance or
reimbursement.
F. Use of Remaining Funds
Funds remaining after all costs incident to the basic project have
been paid or provided for are to be handled as specified in this
section.
(1) Remaining funds are not to include grantee contributions.
(2) Remaining funds may be used based on prior approval by the
Agency for eligible grant purposes, provided:
(i) the use will not result in major changes to the project;
(ii) the purpose of the grant remains the same; and
(iii) the project remains within its original scope.
(3) Grant funds not expended within 24 months from date of the
grant agreement will be cancelled by the Agency. Prior to the actual
cancellation, the Agency will notify the grantee, in writing, of the
Agency's intent to cancel the remaining funds.
G. Monitoring and Reporting Project Performance
(1) Monitoring of projects. Grantees are responsible for ensuring
that all activities are performed within the approved scope of work and
that funds are only used for approved purposes. Grantees shall
constantly monitor performance to ensure that time schedules are being
met, projected work by time periods is being accomplished, financial
resources are appropriately expended by contractors (if applicable),
and any other performance objectives identified in the scope of work
are being achieved. To the extent that resources are available, the
Agency will monitor grantees to ensure that activities are performed in
accordance with the Agency-approved scope of work and to ensure that
funds are expended for approved purposes. The Agency's
[[Page 29715]]
monitoring of Grantees neither relieves the Grantee of its
responsibilities to ensure that activities are performed within the
scope of work approved by the Agency and that funds are expended for
approved purposes only nor provides recourse or a defense to the
Grantee should the Grantee conduct unapproved activities, engage in
unethical conduct, engage in activities that are or give the appearance
of a conflict of interest, or expend funds for unapproved purposes.
(2) Federal financial reports. A SF-425, ``Federal Financial
Report,'' and a project performance report will be required of all
grantees on a semiannual basis. The grantee will complete the project
within the total sums available to it, including the grant, in
accordance with the scope of work and any necessary modifications
thereof prepared by grantee and approved by the Agency.
(3) Performance reports. Grantees must submit to the Agency, in
writing, semiannual performance reports and a final performance report,
once all project activities are completed. Grantees are to submit an
original of each report to the Agency.
(i) Semiannual performance reports. Project performance reports
shall include, but not be limited to, the following:
(A) A comparison of actual accomplishments to the objectives
established for that period (e.g., the number of audits performed,
number of recipients of renewable energy development assistance);
(B) A list of recipients, each recipient's location, and each
recipient's North American Industry Classification System code;
(C) Problems, delays, or adverse conditions, if any, that have in
the past or will in the future affect attainment of overall project
objectives, prevent meeting time schedules or objectives, or preclude
the attainment of particular project work elements during established
time periods. This disclosure shall be accompanied by a statement of
the action taken or planned to resolve the situation;
(D) Percentage of financial resources expended on contractors; and
(E) Objectives and timetable established for the next reporting
period.
(ii) Final performance report. A final performance report will be
required with the final Federal Financial Report within 90 days after
project completion. In addition to the information required under
paragraph (3)(i) above, the final performance report must contain the
information specified in paragraphs (3)(ii)(A) and (3)(ii)(B) below, as
applicable, of this section.
(A) For energy audit projects, the final performance report must
provide complete information regarding:
(1) the number of audits conducted,
(2) a list of recipients (agricultural producers and rural small
businesses) with each recipient's North American Industry
Classification System code,
(3) the location of each recipient,
(4) the cost of each audit,
(5) the expected energy saved for each audit conducted if the audit
is implemented, and
(6) the percentage of financial resources expended on contractors.
(B) For renewable energy development assistance projects, the final
performance report must provide complete information regarding:
(1) a list of recipients with each recipient's North American
Industry Classification System code,
(2) the location of each recipient,
(3) the expected renewable energy that would be generated if the
projects were implemented, and
(4) the percentage of financial resources expended on contractors.
(4) Final status report. One year after submittal of the final
semiannual performance report, the Grantee will provide the Agency a
final status report on the number of projects that are proceeding with
one or all of the Grantee's recommendations, including the amount of
energy saved and the amount of renewable energy generated, as
applicable.
(5) Other reports. The Agency may request any additional project
and/or performance data for the project for which grant funds have been
received.
H. Financial Management System and Records
(1) The grantee will provide for Financial Management Systems that
will include:
(i) Accurate, current, and complete disclosure of the financial
result of each grant.
(ii) Records that identify adequately the source and application of
funds for grant-supporting activities, together with documentation to
support the records. Those records shall contain information pertaining
to grant awards and authorizations, obligations, unobligated balances,
assets, liabilities, outlays, and income.
(iii) Effective control over and accountability for all funds.
Grantee shall adequately safeguard all such assets and shall ensure
that funds are used solely for authorized purposes.
(2) The grantee will retain financial records, supporting
documents, statistical records, and all other records pertinent to the
grant for a period of at least 3 years after completion of grant
activities except that the records shall be retained beyond the 3-year
period if audit findings have not been resolved or if directed by the
United States. Microfilm copies may be substituted in lieu of original
records. The Agency and the Comptroller General of the United States,
or any of their duly authorized representatives, shall have access to
any books, documents, papers, and records of the grantee which are
pertinent to the specific grant for the purpose of making audit,
examination, excerpts, and transcripts.
I. Audit Requirements
Grantees must provide an annual audit in accordance with 7 CFR part
3052.
J. Grant Servicing
Grants will be serviced in accordance with Departmental regulations
and 7 CFR part 1951, subparts E and O. Grantees will permit periodic
inspection of the project operations by a representative of the Agency.
K. Programmatic Changes
The Grantee shall obtain prior Agency approval for any change to
the scope or objectives of the approved project. Failure to obtain
prior approval of changes to the scope of work or budget may result in
suspension, termination, and recovery of grant funds.
L. Transfer of Obligations
Subject to Agency approval, an obligation of funds established for
a grantee may be transferred to a different (substituted) grantee
provided:
(1) The substituted grantee
(i) is eligible;
(ii) has a close and genuine relationship with the original
grantee; and
(iii) has the authority to receive the assistance approved for the
original grantee; and
(2) The need, purpose(s), and scope of the project for which the
Agency funds will be used remain substantially unchanged.
M. Grant Close out and Related Activities
In addition to the requirements specified in the Departmental
regulations, failure to submit satisfactory reports on time under the
provisions of Section V.G., Monitoring and Reporting Project
Performance, may result in the suspension or termination of a grant.
The provisions of this section apply to grants and sub-grants.
[[Page 29716]]
VI. Administration Information
A. Notice of Eligibility
If an applicant is determined by the Agency