2004 and 2006 Biennial Regulatory Reviews-Streamlining and Other Revisions of the Commission's Rules Governing Construction, Marking and Lighting of Antenna Structures; Amendments To Modernize and Clarify the Commission's Rules Concerning Construction, Marking and Lighting of Antenna Structures, 28517-28540 [2010-12142]
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Federal Register / Vol. 75, No. 98 / Friday, May 21, 2010 / Proposed Rules
Commission has established the
following allotment of time and order of
presentation. The meeting will convene
at 1:30 p.m., May 24, 2010, in the
Commission’s Main Hearing Room 100,
800 North Capitol Street, NW.,
Washington, DC 20573.
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record. All written comments submitted
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28517
copies) including written statements
presented at the May 24th meeting are
due by Friday, June 4, 2010. Written
submissions, except for confidential
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PANEL I
Time allotment
(in minutes)
Participant(s)
Company
Edward D. Greenberg, Attorney for NCBFAA ............................
National Customs Brokers & Forwarders Association of America, Inc..
Pantainer Ltd. .............................................................................
SEASCHOTT, Division of AIRSCHOTT, Inc. ............................
Transportation Intermediaries Association ................................
Paulette Kolba, VP Ocean Compliance Panalpina, Inc. ............
Robert J. Schott, President .........................................................
Robert A. Voltmann, President & CEO ......................................
10
10
10
10
PANEL II
Time allotment
(in minutes)
Participant(s)
Company
Neil Barni, President ...................................................................
James E. Devine, President .......................................................
Stan Levy, President ...................................................................
Gerard P. Wardell, President; Laurie A. Olson, VP Tariff Operations.
CargoSphere ..............................................................................
Distribution Publications, Inc. .....................................................
Stan Levy Consulting .................................................................
RateWave Tariff Services, Inc. ..................................................
Karen V. Gregory,
Secretary.
[FR Doc. 2010–12299 Filed 5–20–10; 8:45 am]
BILLING CODE P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 1 and 17
[WT Docket No. 10–88; RM 11349; FCC 10–
53]
2004 and 2006 Biennial Regulatory
Reviews—Streamlining and Other
Revisions of the Commission’s Rules
Governing Construction, Marking and
Lighting of Antenna Structures;
Amendments To Modernize and Clarify
the Commission’s Rules Concerning
Construction, Marking and Lighting of
Antenna Structures
srobinson on DSKHWCL6B1PROD with PROPOSALS
AGENCY: Federal Communications
Commission.
ACTION: Proposed rule.
SUMMARY: In this Notice of Proposed
Rulemaking (NPRM), the Commission
seeks comment on revisions to the
Commission’s rules governing the
construction, marking, and lighting of
antenna structures. The Commission
initiates this proceeding to update and
modernize the Commission’s rules.
DATES: Interested parties may file
comments on or before July 20, 2010,
and reply comments on or before
August 19, 2010. Written comments on
the Paperwork Reduction Act proposed
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information collection requirements
must be submitted by the public, Office
of Management and Budget (OMB), and
other interested parties on or before July
20, 2010.
ADDRESSES: You may submit comments,
identified by WT Docket No. 10–88; RM
11349; FCC 10–53, by any of the
following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Federal Communications
Commission’s Web site: https://
www.fcc.gov/cgb/ecfs/. Follow the
instructions for submitting comments.
• Mail: Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail
(although the Commission continues to
experience delays in receiving U.S.
Postal Service mail). All filings must be
addressed to the Commission’s
Secretary, Office of the Secretary,
Federal Communications Commission.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by e-mail: FCC504@fcc.gov
or phone: 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
In addition to filing comments with
the Secretary, a copy of any comments
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10
10
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on the Paperwork Reduction Act
information collection requirements
contained herein should be submitted to
the Federal Communications
Commission via e-mail to PRA@fcc.gov
and to Nicholas A. Fraser, Office of
Management and Budget, via e-mail to
Nicholas_A._Fraser@omb.eop.gov or via
fax at 202–395–5167.
FOR FURTHER INFORMATION CONTACT: John
Borkowski, Wireless
Telecommunications Bureau, (202) 418–
0626, e-mail John.Borkowski@fcc.gov.
For additional information concerning
the Paperwork Reduction Act
information collection requirements
contained in this document, send an email to PRA@fcc.gov or contact Judith B.
Herman at 202–418–0214 or via the
Internet at Judith-B.Herman@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking in WT Docket No.
10–88; RM 11349; FCC 10–53, adopted
April 12, 2010, and released on April
20, 2010. The full text of the NPRM is
available for public inspection and
copying during business hours in the
FCC Reference Information Center,
Portals II, 445 12th Street, SW., Room
CY–A257, Washington, DC 20554. It
also may be purchased from the
Commission’s duplicating contractor at
Portals II, 445 12th Street, SW., Room
CY–B402, Washington, DC 20554; the
contractor’s Web site, https://
www.bcpiweb.com; or by calling (800)
378–3160, facsimile (202) 488–5563, or
e-mail FCC@BCPIWEB.com. Copies of
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Federal Register / Vol. 75, No. 98 / Friday, May 21, 2010 / Proposed Rules
the public notice also may be obtained
via the Commission’s Electronic
Comment Filing System (ECFS) by
entering the docket number WT Docket
No. 10–88. Additionally, the complete
item is available on the Federal
Communications Commission’s Web
site at https://www.fcc.gov.
Synopsis of the Notice of Proposed
Rulemaking
I. Introduction
1. In this Notice of Proposed
Rulemaking (NPRM), the Commission
seeks comment on revisions to the
Commission’s part 17 rules governing
the construction, marking, and lighting
of antenna structures. The Commission
initiates this proceeding to update and
modernize the part 17 rules. These
proposed revisions are intended to
improve compliance with these rules
and allow the Commission to enforce
them more effectively, helping to better
ensure the safety of pilots and aircraft
passengers nationwide. These proposed
revisions would also remove outdated
and burdensome requirements without
compromising the Commission’s
statutory responsibility to prevent
antenna structures from being hazards
or menaces to air navigation.
II. Discussion
2. This NPRM proposes amendments
to the part 17 rules to update and
modernize them, including harmonizing
them with Federal Aviation
Administration (FAA) rules where
appropriate. The following discussion
will examine the entirety of part 17,
considering: (1) Antenna structure
registration and marking and lighting
specifications; (2) maintenance of
marking and lighting; and (3) other
matters.
srobinson on DSKHWCL6B1PROD with PROPOSALS
A. Antenna Structure Registration and
Marking and Lighting Specifications
1. Provisions Governing Specification of
Marking and Lighting
3. The provisions governing
specification of marking and lighting for
registered antenna structures are set
forth in Sections 17.21 through 17.23 of
the rules. Section 17.21 specifies that
painting and lighting of an antenna
structure is required if the structure
exceeds 200 feet in height or if it
requires aeronautical study, unless an
applicant can show that absence of (or
lesser) marking would not impair air
safety. Section 17.22 provides that the
Commission will generally assign
specifications for painting and lighting
in accordance with FAA Circulars
referenced in Section 17.23, but also
provides that if such painting or lighting
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is confusing, or endangers rather than
assists airmen, the Commission may
specify painting or lighting in the
individual situation. Section 17.23
provides that, unless otherwise
specified by the Commission, each new
or altered antenna structure to be
registered on or after January 1, 1996,
must conform to the FAA’s painting and
lighting recommendations set forth on
the structure’s FAA determination of
‘‘no hazard’’ as referenced in FAA
Advisory Circulars AC 70/7460–1J
(‘‘Obstruction Marking and Lighting’’)
and AC 150/5345–43E (‘‘Specification
for Obstruction Lighting Equipment’’),
both of which are cross-referenced.
4. In its 2004 Biennial Review
Comments, PCIA—the Wireless
Infrastructure Association (PCIA) states
that FAA Advisory Circular AC 70/460–
1J referenced in Section 17.23 has been
superseded, creating a conflict between
the Commission’s marking and lighting
requirements and the FAA’s. In the
Biennial Review Proceeding, PCIA,
CTIA—the Wireless Association (CTIA),
and Cingular Wireless LLC (Cingular)
proposed that Section 17.23 be amended
to reference the most recent versions of
the FAA Advisory Circulars. PCIA seeks
this rule change in its Petition for
Rulemaking as well. In their comments
on PCIA’s Petition for Rulemaking,
Cingular, Crown Castle USA, Inc.
(Crown Castle), and the National
Association of Broadcasters (NAB) agree
that the Commission’s rules should be
consistent with the most recent FAA
painting and lighting recommendations.
In its Petition for Rulemaking, PCIA also
seeks to amend Section 17.23 to clarify
that the lighting and marking
specifications assigned to a structure by
the Commission upon registration do
not change unless the FAA recommends
new specifications for that particular
structure.
5. The Commission proposes several
revisions to these provisions. First, the
Commission agrees with commenters
that the rules should not reference
obsolete editions of the Advisory
Circulars. Rather than updating the
references in the current rules, however,
the Commission proposes to delete any
reference to Advisory Circulars as
unnecessary and potentially confusing.
Because each antenna structure owner is
clearly notified through the registration
process of the specifications that apply
to a particular structure, first by the
FAA itself in its ‘‘no hazard’’
determination, and then by the
Commission in the owner’s antenna
structure registration, the Commission
believes that specific reference in the
rules to particular Advisory Circulars is
unnecessary. Such references also may
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cause confusion if the FAA updates the
relevant circulars more frequently than
the Commission amends its part 17
rules. Also, certain older registrations
reference discontinued FCC Form 715/
715A rather than the Advisory
Circulars. To avoid these results, the
Commission proposes that the rules
require the marking and lighting
recommended in the FAA
determination and associated study,
unless otherwise specified, rather than
in any particular circular. The
Commission seeks comment on this
proposal, and in particular on whether
there are any circumstances in which
this approach would not be clear.
6. PCIA proposes that the Commission
specify in the rules that lighting and
marking requirements do not change
unless the FAA recommends new
specifications for particular structures.
PCIA believes this language is necessary
to clarify that a revised FAA Circular
does not impose new obligations upon
already-approved antenna structures.
PCIA also indicates that this proposal
seeks rule codification of a statement
made on the FCC’s Web site. The
Commission seeks comment on PCIA’s
proposal. The Commission also seeks
comment on whether, in the event the
FAA changes its standards, it may
instead be preferable for the
Commission to have the flexibility to
apply any new standards retroactively.
Should the Commission defer in the
first instance to the FAA as the expert
agency on aircraft navigation safety as to
whether revised standards should be
applied to existing structures, unless
otherwise specified by the FCC?
7. Consistent with this discussion, the
Commission proposes several specific
changes to the rules. Section 17.4 of the
rules contains an overview of the
antenna structure registration process.
The Commission proposes adding to
§ 17.4 a provision clarifying that the
FAA’s recommended specifications are
generally mandatory, but that the
Commission may specify additional or
different requirements. The Commission
believes stating this simply up front will
provide clarity regarding the central
obligation of structure owners. The
Commission also proposes to amend
§ 17.4 to indicate that no changes may
be made to the lighting or marking
specifications on an antenna structure
registration without prior FAA and
Commission approval. The Commission
seeks comment on these proposals.
8. With respect to §§ 17.21 through
17.23, the Commission first proposes to
amend § 17.21(a), which provides that
antenna structures shall be painted and
lighted when they exceed 60.96 meters
(200 feet) in height above ground level
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or they require special aeronautical
study. The Commission proposes to
instead reference FAA notification
requirements. The Commission believes
that referencing FAA notification
requirements will clarify which antenna
structures must comply with § 17.21.
The Commission would retain the
provision in § 17.21(b) that the
Commission may modify requirements
‘‘for painting and/or lighting of antenna
structures when it is shown by the
applicant that the absence of such
marking would not impair the safety of
air navigation, or that a lesser marking
requirement would insure the safety
thereof.’’ The Commission then proposes
to delete as unnecessary the first
sentence of § 17.22, which provides:
‘‘Whenever painting or lighting is
required, the Commission will generally
assign specifications in accordance with
the FAA Advisory Circulars referenced
in Section 17.23.’’ The Commission
would redesignate as paragraph 17.21(c)
the remainder of current § 17.22,
specifying that ‘‘[i]f an antenna
installation is of such a nature that its
painting and lighting in accordance
with these specifications are confusing,
or endanger rather than assist airmen, or
are otherwise inadequate, the
Commission will specify the type of
painting and lighting or other marking
to be used in the individual situation.’’
Finally, the Commission would amend
§ 17.23, as discussed above, to replace
the reference to specific Advisory
Circulars with a more general reference
to the FAA’s determination of no hazard
and associated study, and to clarify the
structure owner’s obligation to comply
with any other specifications prescribed
by the Commission. The Commission
seeks comment on all these proposals.
9. Finally, the Commission proposes
deleting § 17.17(a). The Commission’s
proposed removal of reference to FAA
circulars in § 17.23 would eliminate the
need for the stated exception in
§ 17.17(a). Moreover, the language in
§ 17.17(a) has resulted in some
confusion as to what painting and
lighting specifications antenna
structures authorized prior to July 1,
1996, must maintain. The Commission
does not make a specific proposal to
amend § 17.17(b) in this Notice, but the
Commission notes that the Commission
would need to conform § 17.17(b) to any
decision regarding PCIA’s proposal to
specify that lighting and marking
requirements do not change unless the
FAA recommends new specifications
for particular structures. The
Commission seeks comment on these
proposals.
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2. Accuracy of Location and Height Data
10. Section 17.4(a)(1) provides that
alteration of an existing antenna
structure requires a new registration.
However, the Commission’s rules do not
define what constitutes an alteration
such that a new registration is required.
In the ASR Streamlining Order (11 FCC
Rcd at 4287), the Commission
determined that any change or
correction of antenna structure site data
of one second or greater in longitude or
latitude, or one foot or greater in height,
requires a new aeronautical study and a
new determination by the FAA. The
Commission noted that these criteria are
consistent with the FAA’s standards for
when a new notification is required. In
order to clarify the obligations of
antenna structure owners, the
Commission proposes adding a new
section to § 17.4 specifying that any
change in height of one foot or greater
or any change in coordinates of one
second or greater requires prior
approval from the FAA and the
Commission. The Commission seeks
comment on this proposal.
11. Consistent with this standard, the
Commission also seeks comment on
whether to amend its rules to require
that the height information provided on
FCC Form 854 must be accurate within
one foot and the coordinates provided
in FCC Form 854 must be accurate
within one second of longitude and
latitude. The Commission further seeks
comment on whether to require that
antenna structure owners must use the
most accurate data available when
reporting height information and site
coordinates, and on whether the
Commission should specify a particular
survey method. In the ASR Streamlining
Order, the Commission stated that
antenna structure owners ‘‘may use
surveying tools of differing accuracy,
such as maps, GPS receivers, or GPS
receivers with differential corrections to
obtain site data.’’ Moreover, in the ASR
Clarification Order (15 FCC Rcd at
8678–8679), the Commission declined
to mandate a specific accuracy standard
for the submission of antenna structure
data in deference to the FAA. It has
been the Commission’s experience,
however, that measurements taken
using older survey methods may differ
significantly from those performed
using current GPS technology. In light
of developments in technology and
practice, the Commission therefore finds
it appropriate to revisit whether the
Commission should specify accuracy
standards or survey methods. The
Commission asks commenters to
address whether the Commission
should continue to defer to the FAA’s
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28519
expertise, and whether the
Commission’s promulgation of rules
would risk creating conflicts with the
FAA’s process. Any comments
proposing a specific method should
explain that method and the benefits of
mandating it for new antenna structure
registrants.
3. Structures Requiring FAA
Notification
12. Section 17.7 of the Commission’s
rules sets forth which antenna
structures require notification to the
FAA. Section 17.14 of the Commission’s
rules sets forth certain categories of
antenna structures that are exempt from
notification to the FAA. Sections 17.7
and 17.14 are restatements of FAA rules.
Specifically, § 17.7 of the Commission’s
rules is a restatement of § 77.13 of the
FAA’s rules. Section 17.14 of the
Commission’s rules is a restatement of
§ 77.15 of the FAA’s rules. These
restatements of FAA rules in
Commission rules appear to be
unnecessary and duplicative, and their
inclusion risks creating confusion in the
event the FAA were to change its
criteria. The Commission therefore
proposes to delete §§ 17.7 and 17.14 of
the Commission’s rules. In lieu of these
full restatements of FAA rules, the
Commission proposes adding crossreferences to relevant FAA rules in
§ 17.4 of the Commission’s rules, which
provides that the owner of any proposed
or existing antenna structure that
requires notice of proposed construction
to the FAA must register the structure
with the Commission. The Commission
seeks comment on this tentative
conclusion, and on whether there is any
reason the Commission should retain
language in its own rules stating which
antenna structures require notification
to the FAA.
4. Pending FAA Rulemaking Proceeding
13. The FAA’s current part 77 rules
set forth regulations pertaining to the
physical attributes of objects (including
communications facilities) that may
affect navigable airspace. Under these
rules, parties proposing to construct or
modify a structure must file a ‘‘Notice of
Proposed Construction or Alteration’’
with the FAA. The FAA then conducts
an obstruction evaluation to determine
whether the proposed structure will
pose a hazard to air navigation. The
Commission has, in turn, required any
antenna structure for which a Notice of
Proposed Construction or Alteration
must be filed with the FAA to be
registered with the Commission as well.
As discussed in more detail above, this
registration requirement is the vehicle
by which the Commission exercises its
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authority under the Communications
Act to require painting and lighting of
towers that may constitute a hazard to
air navigation.
14. In a Notice of Proposed
Rulemaking released in June, 2006, the
FAA has proposed to modify its
notification rules. Under the FAA’s
proposal, among other things, events
that give rise to a notification
requirement would be expanded to
include construction of new facilities
that operate on specified frequency
bands, changes in authorized frequency,
addition of new frequencies, increases
in effective radiated power or antenna
height above certain thresholds, and
changes in antenna configuration for
communications facilities that operate
in specified radio frequency bands,
independent of the physical attributes of
such facilities. The Commission seeks
comment on how the outcome of the
FAA’s proceeding may affect any of the
matters being considered in the instant
proceeding. In particular, the
Commission seeks comment on
whether, if the FAA were to adopt its
proposed rules in whole or in part, the
Commission should modify any of its
rules or change any proposed
approaches to issues addressed in this
proceeding. In this regard, one such
significant issue is whether the
Commission should continue to require
all instances of ‘‘Notice of Proposed
Construction or Alteration’’ required by
the FAA to result in an antenna
structure registration or amendment of
antenna structure registration with the
Commission.
srobinson on DSKHWCL6B1PROD with PROPOSALS
B. Maintenance of Marking and Lighting
15. The part 17 rules also detail
certain requirements that concern the
maintenance of the marking and lighting
on antenna structures. These
requirements include inspection and
maintenance of lighting, records of
extinguishment or improper functioning
of lights, and maintenance of painting.
The Commission believes that some of
these requirements are unnecessarily
burdensome to antenna structure
owners and may be less effective at
preventing hazards to air navigation
than certain alternatives. The
Commission also believes that some
interpretations of these requirements
overly complicate its enforcement
efforts in this important public safety
area. Therefore, the Commission is
proposing several amendments and
deletions to streamline and clarify these
rules.
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1. Inspection and Maintenance of
Lighting
16. The basic regime governing
inspection and maintenance of required
lighting is set forth in §§ 17.47, 17.48,
and 17.56(a) of the rules. Section 17.47
of the rules requires antenna structure
owners to make an observation of the
antenna structure’s lights at least once
each 24 hours either visually or by
observing an automatic properly
maintained indicator designed to
register any failure of such lights or,
alternatively, to provide and properly
maintain an automatic alarm system
designed to detect any failure of such
lights and to provide indication of such
failure to the owner. Section 17.47 also
requires antenna structure owners to
inspect at intervals not to exceed 3
months all automatic or mechanical
control devices, indicators, and alarm
systems associated with the antenna
structure lighting to insure that such
apparatus is functioning properly.
Section 17.48(a) of the Rules requires
immediate notification to the nearest
Flight Service Station (FSS) or office of
the FAA of any observed or otherwise
known extinguishment or improper
functioning of any top steady burning
light or any flashing obstruction light,
regardless of its position on the antenna
structure, not corrected within 30
minutes. Upon notification of such an
incident, the FAA issues a Notice to
Airmen (NOTAM) to alert aircraft of the
light outage. Section 17.48(b) of the
Rules provides that ‘‘[a]n
extinguishment or improper functioning
of a steady burning side intermediate
light or lights, shall be corrected as soon
as possible, but notification to the FAA
or [sic] such extinguishment or
improper functioning is not required.’’
Section 17.56(a) of the rules requires
antenna structure owners to replace or
repair lights, automatic indicators or
automatic control or alarm systems as
soon as practicable.
17. In their comments to the 2004
Biennial Review, PCIA, CTIA and
Cingular argue that quarterly physical
inspection of antenna structures
imposes needless and costly burdens
and adds nothing to the reliability of the
system. Also, the Commission, initially,
and later the Wireless
Telecommunications Bureau on
delegated authority, have granted
several tower owners waivers of
§ 17.47(b) of the Rules to permit annual
rather than quarterly inspections for
their automatic or mechanical control
devices, indicators and alarm systems
associated with their antenna structure
lighting, on the basis that they use
advanced monitoring systems. In its
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Petition for Rulemaking, PCIA,
consistent with these waiver requests,
recommends amendment of Section
17.47(b) of the rules to exempt systems
using network operations control (NOC)
center-based monitoring technologies
from any requirement to regularly
inspect all automatic or mechanical
systems associated with antenna
structure lighting. Sprint Nextel
Corporation (Sprint Nextel), Cingular,
Crown Castle and NAB all support such
a rule amendment. In comments on a
waiver request, Hark Tower Systems,
Inc., also supported this approach.
18. The Commission seeks comment
on two possible alternative changes to
§ 17.47. First, the Commission seeks
comment on whether to delete § 17.47 of
the rules in its entirety. The
Commission is concerned that the
current regime, which includes separate
requirements for inspecting lighting
systems, providing notice of
extinguished lights, and replacing
malfunctioning lights and monitoring
systems, may create ambiguity for
antenna structure owners regarding
their regulatory obligations. In
particular, an antenna structure owner
may incorrectly conclude that so long as
it performs the inspections required
under § 17.47, it will not be subject to
enforcement action if its lights fail to
function. Eliminating the inspection
requirements under § 17.47 would make
clear that what matters is that the
lighting required under the antenna
structure registration remains on, or, if
required lights become extinguished,
that the structure owner promptly
request a NOTAM. If these requirements
are not met, the Commission may
subject the structure owner to
enforcement action regardless of the
measures it followed to inspect its
lighting and monitoring systems; and if
these requirements are met, it would be
immaterial to us how the structure
owner ensured that its lights would
remain functioning or NOTAMs would
be requested. The Commission seeks
comment on this possible approach,
including on whether inspection
requirements are necessary to ensure
responsible monitoring of lighting
systems.
19. Second, if the Commission
determines not to eliminate all
inspection requirements, the
Commission seeks comment on whether
to amend § 17.47(b) to exempt certain
systems using NOC center-based
monitoring technologies from the
requirement to quarterly inspect all
automatic or mechanical systems
associated with antenna structure
lighting. As explained in the
Commission’s order granting waivers to
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American Tower Corporation (ATC) and
Global Signal, Inc. (GSI), the types of
systems used by ATC, GSI, and others
reliably diagnose problems, including
any failures of control devices,
indicators and alarm systems, within
real time. Thus, quarterly inspections of
such systems may unnecessarily burden
antenna structure owners without
promoting aircraft navigation safety, and
relieving inspection requirements for
such towers may encourage tower
owners to adopt state-of-the-art systems.
In granting the ATC and GSI waiver
requests, the Commission found that the
use of advanced technology in those
instances provided the benefits of more
rapid response for lighting failures, with
attendant aircraft safety benefits. The
Commission seeks comment on the
benefits and drawbacks of eliminating
quarterly inspection requirements for
systems utilizing advanced selfmonitoring technology, and on whether
required regular inspections that are less
frequent, such as annually, should be
retained. The Commission also seeks
comment as to how the systems to be
exempted from the quarterly inspection
requirement should be defined.
20. The Commission proposes to
retain the requirement in § 17.48(a) that
antenna structure owners promptly
report outages of top steady burning
lights or flashing antenna structure
lights to the FAA. However, the
Commission believes amendment of this
provision is necessary to ensure that a
NOTAM is maintained so long as any
outage continues. The FAA cancels all
such notices within 15 days. However,
the Commission’s rules do not currently
require antenna structure owners to
notify the FAA if repairs to an antenna
structure’s lights require more than 15
days. Therefore, the Commission
proposes to require antenna structure
owners to provide continuously active
NOTAM notice to the FAA of these
lighting outages in accordance with
current FAA requirements. Accordingly,
antenna structure owners would be
required to contact the FAA to extend
the lighting outage date after 15 days
and provide a return to service date. The
Commission seeks comment on this
proposal. The Commission specifically
asks commenters to discuss how the
Commission should balance the public
interest benefit of having antenna
structure owners contact the FAA every
15 days during a light outage against the
burden on antenna structure owners of
continual notification requirements. The
Commission also notes that the
reporting requirement of § 17.48(a)
requires that the FAA be notified ‘‘by
telephone or telegraph.’’ The
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Commission tentatively concludes that
this rule should be updated to require
notification by means acceptable to the
FAA, which currently is by a
nationwide toll-free telephone number
for reporting lighting outages, and the
Commission seeks comment on this
proposal.
21. Finally, the Commission requests
comment on whether its rules should
include time frames for replacing or
repairing extinguished lights
notwithstanding the issuance of a
NOTAM, and if so, what those time
frames should be. The Commission
believes that the current requirements to
replace or repair lights ‘‘as soon as
practicable’’ (in § 17.56(a)) or ‘‘as soon as
possible’’ (in § 17.48(b)) may be overly
vague, and may engender confusion as
to whether diligent efforts to correct
lighting malfunctions obviate the need
for a NOTAM. Accordingly, the
Commission tentatively concludes that
these provisions should be deleted. By
proposing to delete these rule sections,
however, the Commission does not
intend to provide antenna structure
owners with an unlimited amount of
time to repair the lighting systems on
their antenna structures, nor does the
Commission suggest that antenna
structure owners may avoid repairing
the lighting systems on their antenna
structures indefinitely by continually
filing for NOTAMs. Moreover, because
the FAA does not accept notifications or
issue NOTAMs for extinguished steady
burning side intermediate lights, in the
absence of Section 17.48(b) the
Commission’s rules would contain no
requirements relating to maintenance of
these lights. The Commission therefore
seeks comment on whether the
Commission should implement a time
limitation for lighting system repairs. If
such a requirement is implemented,
should it be based on the geographic
location of the antenna structure?
Should weather conditions be
considered when determining the
reasonableness of a time period
requirement? The Commission seeks
comment on these proposals.
2. Elimination of Unnecessary
Provisions
22. Sections 17.45, 17.51, and 17.56(b)
each set forth specific requirements for
antenna structure owners to follow in
exhibiting or maintaining lights. Section
17.45 of the rules specifies the type of
temporary warning lights to be used
during construction of antenna
structures for which red obstruction
lighting is required. Section 17.51 of the
rules requires red obstruction lighting to
be on from sunset to sunrise and high
intensity and medium intensity lighting
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to burn continuously. Section 17.56(b)
requires that the flash tubes in a high
intensity obstruction lighting system
shall be replaced whenever the peak
effective daytime intensity falls below
200,000 candelas.
23. The Commission notes that in
their 2004 Biennial Review comments,
PCIA, CTIA and Cingular ask that
§ 17.51 be amended to harmonize it
with Section 17.48 (Notification of
Extinguishment or Improper
Functioning Lights). Specifically, PCIA
states that § 17.51 should be revised to
provide that a malfunctioning flashing
light does not violate § 17.51, so long as
a NOTAM has been sought by the tower
owner or operator and issued by the
FAA. PCIA also suggests that § 17.51
should provide that it is not violated
when a malfunction is beyond the
control of the tower owner/operator
(such as in a power failure).
24. The Commission tentatively
concludes that each of these provisions
should be deleted because the relevant
requirements are specified in the FAA
determination of no hazard and
associated study for each tower, and the
separate identification of specific
requirements in the Commission’s rules
is therefore unnecessary and may create
ambiguity in cases of conflict. Any
antenna structure which is assigned
specifications by the FAA for lighting is
also assigned Chapter 4 (Lighting
Guideline) of FAA Advisory Circular
AC 70/7460–1. This chapter details the
type of construction lights, both red and
white, that should be used during
construction. Chapter 4 also details
requirements for the inspection, repair
and maintenance of lights. Any antenna
structure which is assigned red
obstruction, high intensity or medium
intensity lighting by the FAA is also
assigned the applicable chapter (Chapter
5, 6 or 7) of the same FAA Advisory
Circular (AC 70/7460–1) on its antenna
structure registration. The Commission
therefore proposes to delete each of
these rule provisions in order to
promote clarity and avoid potential
conflicts. The Commission seeks
comment on this tentative conclusion,
and in particular on whether there are
any instances in which the FAA would
not assign the relevant specifications in
its Advisory Circular.
25. The Commission does not agree
with the commenters’ position that its
lighting requirements should include an
exception where lights are extinguished
due to loss of power beyond the
structure owner’s control. As discussed
above, the Commission is proposing
amending § 17.48 to clearly state the
basic requirement to maintain the
required lighting or, if lights become
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extinguished, obtain and maintain a
NOTAM. Thus, if lights become
extinguished due to loss of power, the
structure owner will remain in
compliance with the rules if it
immediately notifies the FAA and
renews the notification every 15 days.
The Commission does not believe it is
either necessary or consistent with
aircraft navigation safety to exempt
outages due to loss of power from this
process. Moreover, the Commission is
not persuaded that the effects of power
outages are beyond the control of
antenna structure owners, or beyond
their ability to remedy. The Commission
seeks comment above on whether the
Commission should establish time
limits for repair or replacement of
extinguished lights. Any rules that the
Commission might adopt setting such
time limits would apply to lights that
are off due to a power outage. The
Commission seeks comment on this
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3. Records of Extinguishment or
Improper Functioning of Lights
26. Section 17.49 requires antenna
structure owners to maintain a record of
observed or otherwise known
extinguishments or improper
functioning of structure lights. The
Commission proposes to amend this
provision by adding a requirement to
maintain such records for two years and
provide the records to the Commission
upon request. The Commission
tentatively concludes that this retention
period best balances the Commission’s
need to determine the compliance
record against the burden of record
retention on antenna structure owners.
The Commission seeks comment on this
tentative conclusion, and in particular
on whether two years is the appropriate
retention period. The Commission
encourages commenters to provide data
regarding the burden this record
retention would impose on antenna
structure owners, and the Commission
invites comment on whether the
Commission should eliminate the
recordkeeping requirement entirely.
4. Maintenance of Painting
27. Section 17.50 of the rules specifies
that antenna structures requiring
painting under part 17 shall be cleaned
or repainted as often as necessary to
maintain good visibility. In their 2004
Biennial Review Comments, PCIA, CTIA
and Cingular argue that the Commission
needs an unambiguous standard for
measuring good visibility, and suggest
that the rule be amended to reflect the
standard used by the FAA. In particular,
PCIA proposes that the Commission
amend § 17.50 to require that the ‘‘paint
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on the structure must be within the
color tolerance depicted on the FAA’s
‘In Service Aviation Orange Tolerance
Chart’ as measured against the base of
the tower from a distance of one-quarter
mile.’’ Cingular states that the current
lack of a standard for ‘‘good visibility’’
‘‘leads to the potential for inconsistent
enforcement.’’
28. The Commission requests
comment on whether to amend § 17.50
to specifically provide for use of the
FAA’s ‘In Service Aviation Orange
Tolerance Chart’ to determine whether a
structure needs to be cleaned or
repainted. In the field, the
Commission’s Enforcement Bureau
currently determines whether a
structure needs to be cleaned or
repainted by comparing it to the FAA’s
In Service Aviation Orange Tolerance
Chart at the base of the structure and/
or by observing the structure at onequarter mile distance from the structure.
The Commission believes that each of
these approaches has certain benefits.
On one hand, a close inspection of the
tower may provide more information
about the condition of the paint (e.g.,
whether it is flaking) and about the
actual color and how closely it matches
the required parameters. On the other
hand, a view from one-quarter mile
distance, although subjective, may
closely approximate tower visibility and
conspicuity that pilots would encounter
and therefore may better ensure that
towers are visible. However, a view
from a distance may be subject to
inconsistencies depending upon such
factors as direction, time of day, weather
conditions, and silhouetting. Adding a
specific reference to the color chart in
§ 17.50 could provide a more objective
standard for gauging the condition of
required painting and may provide
better guidance for antenna structure
owners and promote consistent
enforcement. The Commission therefore
seeks comment on whether to
incorporate such a reference.
29. If the Commission does amend the
rules to defer to the In Service Aviation
Orange Tolerance Chart, the
Commission further seeks comment on
whether to compare the FAA’s In
Service Aviation Orange Tolerance
Chart to the tower at a distance of onequarter mile, as PCIA proposes, or at the
base of the tower, as is the Enforcement
Bureau’s practice. The instructions on
the FAA chart direct that ‘‘to use the
charts place each directly over the
surface to be examined.’’ However, a
more distant view may be most
consistent with the FAA’s Advisory
Circular on Obstruction Marking and
Lighting, which indicates that ‘‘the color
should be sampled on the upper half of
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the structure, since weathering is greater
there.’’ The Commission seeks comment
on which of these methods of using the
chart, or both or neither, should be
referenced in the rule. The Commission
also seeks comment on whether, and if
so how, the rule should combine use of
the chart with other methods of gauging
visibility, as well as any other
suggestions on how the rule should be
drafted.
C. Other Matters
1. Definitions
30. Section 17.2(a) of the rules defines
an ‘‘antenna structure’’ as including ‘‘the
radiating and/or receive system, its
supporting structures and any
appurtenances mounted thereon.’’
Section 17.2(c) defines an ‘‘antenna
structure owner’’ as the individual or
entity vested with ownership, equitable
ownership, dominion, or title to the
antenna structure. Commenters argue
that because the definition of ‘‘antenna
structure’’ includes antennas and other
appurtenances, the definition of
‘‘antenna structure owner’’ could be read
to include the service providers who
own these antennas. Commenters
therefore urge the Commission to amend
its rules to clarify that the obligations of
antenna structure owners fall only on
the owner of the underlying structure.
Specifically, in their comments to the
2004 Biennial Review, PCIA, CTIA and
Cingular urge the Commission to revise
the definition of antenna structure so
that compliance obligations of
infrastructure providers and licensed
carriers are not ambiguous. PCIA and
Cingular both argue that the definition
needs to be revised to reinforce
Commission decisions that the antenna
structure owner is responsible for
marking, lighting and notification
responsibilities relating to the structure.
31. The Commission has previously
made clear that registration
responsibilities fall squarely on the
antenna structure owners, and not on
the licensees or permittees that are
merely tenants of the structures.
Nonetheless, the Commission agrees
that incorporating a more precise
definition into its rules would promote
clarity for all parties. The Commission
therefore proposes amending § 17.2(c) to
provide that the antenna structure
owner is the owner of ‘‘the underlying
structure that supports or is intended to
support antennas and other
appurtenances.’’ The Commission seeks
comment on this proposal, including
any unintended consequences that may
result from this change.
32. The Commission also tentatively
concludes that § 17.2(a) should be
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amended to clarify both when a
structure becomes, and when a structure
ceases to be, an ‘‘antenna structure’’
under its rules. Section 303(q) of the Act
provides that ‘‘[i]n the event that the
tower ceases to be licensed by the
Commission for the transmission of
radio energy, the owner of the tower
shall maintain the prescribed painting
and/or illumination of such tower until
it is dismantled . * * *’’ Consistent with
this provision, the Commission
proposes amending § 17.2(a) to provide
that a structure will continue to be
considered an antenna structure and
subject to its part 17 requirements until
such time as that structure is
dismantled, regardless of whether the
structure continues to be used for the
transmission and/or receipt of radio
energy. Similarly, the Commission
believes it is consistent with the intent
of § 303(q) that a structure constructed
for the primary purpose of transmitting
or receiving radio energy be treated as
an antenna structure subject to its rules
from the time construction begins,
regardless of whether the structure
immediately is being used for its
intended purpose. The Commission
therefore proposes amending § 17.2(a) to
reflect this tentative conclusion as well.
The Commission seeks comment on
these proposals. Finally, the
Commission notes that the term
‘‘antenna structure’’ is defined in both
§§ 1.907 and 17.2(a) of the
Commission’s rules. The Commission
seeks comment on whether these two
definitions should be harmonized.
2. Structures Not Requiring Registration
33. Under the Commission’s rules, not
all antenna structures must be registered
with the Commission, only those of
certain heights, depending on their
location. Despite this limitation, some
antenna structure owners have
voluntarily registered their structures
with the Commission, even though such
registration is not required. The
Commission seeks comment on whether
the rules concerning antenna structures
should be enforced against such
voluntarily registered structures. In
addition, the Commission seeks
comment on whether owners of antenna
structures that do not require
registration should be prohibited from
registering their towers, and whether
antenna structure owners who have
voluntarily registered structures should
be required to withdraw their
registrations from the Commission’s
antenna structure database. Such an
action could reduce confusion
concerning the regulatory status of these
structures. The Commission seeks
comment on both the benefits and
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drawbacks to the Commission and the
public of keeping voluntarily registered
structures in the database, as well as of
permitting additional structures to be
voluntarily registered. In this regard, the
Commission notes that antenna
structure owners often register
structures that fall below the
Commission’s height thresholds in order
to file an Environmental Assessment
and obtain a Finding Of No Significant
Impact under the Commission’s
environmental rules. The Commission
invites comment regarding what
changes to its environmental processing
may be necessary if antenna structure
registration under these circumstances
were to be limited.
3. Posting of Antenna Structure
Registration Number
34. Section 17.4(g) provides: ‘‘Except
as provided in paragraph (h) of this
section, the Antenna Structure
Registration [ASR] number must be
displayed in a conspicuous place so that
it is readily visible near the base of the
antenna structure.’’ In its Petition for
Rulemaking, PCIA contends that it is
not always possible to post the ASR
number so that it is both ‘‘readily
visible’’ and ‘‘near the base’’ of the tower.
PCIA and Cingular both comment that
the Commission’s ‘‘Posting Guidelines’’
indicate that in such instances an
appropriate place to post the ASR
number is ‘‘along a perimeter fence’’ or
‘‘at the point of entry of the gate.’’ PCIA
recommends amendment of the rule to
expressly permit posting of the ASR
number at a compound fence or gate.
Sprint Nextel, Crown Castle, NAB and
Cingular concur.
35. The purpose of § 17.4(g) is to
ensure that a member of the general
public can identify the structure in the
event of a light outage or other air safety
hazard and report the problem to the
Commission and/or the FAA, as well as
to ensure that FCC and FAA personnel
can readily identify the structure. As
currently written, however, the rule
does not require that the ASR number
be posted in a place that would be
visible to the general public. The
Commission therefore proposes to
modify § 17.4 to require that antenna
structure owners display the ASR
number so that it would be visible to a
member of the general public who
reaches the closest publicly accessible
location near the base of the antenna
structure. Where two or more separate
locations of this nature exist for a single
antenna structure, such as two roads
from different directions to a
mountaintop site, the Commission
would require posting the Antenna
Structure Registration number at each
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such location. The Commission
tentatively concludes that amending the
rule in this manner would both clarify
the obligations of antenna structure
owners and promote timely remediation
when lighting is observed to be
malfunctioning or extinguished. The
Commission further tentatively
concludes that it is unnecessary for the
ASR number to be posted both at the
base of the tower and at a point that is
visible to the general public. The
Commission seeks comment on these
tentative conclusions, including
whether there would be benefits to
requiring an additional posting of the
ASR number near the base of the tower
where that location is not readily visible
to the public. The Commission also
seeks comment on how the rule should
address those situations where two
towers having separate ASR numbers
may be located within a single fenced
area, as well as situations in which an
antenna structure is located on a
building.
4. Provision of Antenna Structure
Registration to Tenants
36. Section 17.4(f) requires that
antenna structure owners immediately
provide copies of FCC Form 854R
(antenna structure registration) to each
tenant licensee and permittee. In their
Biennial Review comments, PCIA, CTIA
and Cingular propose that the
Commission eliminate this requirement
altogether, and shift the burden to the
Commission’s licensees and permittees
to obtain a copy of the Form 854R from
the Commission’s Web site. In its
Petition for Rulemaking, PCIA
specifically recommends that the rule
should instead require antenna structure
owners to provide tenants with the ASR
number or some indication that the ASR
has been changed or updated, so that
licensees and permittees may obtain
relevant Form 845R (antenna structure
registration) information from the FCC’s
ASR Online System. Sprint Nextel,
Cingular, Crown Castle and NAB agree,
arguing that the requirement to provide
paper copies no longer serves any
practical purpose and imposes
unnecessary costs.
37. The Commission agrees that
antenna structure owners should no
longer be required to provide paper
copies of the Form 854R to their tenants,
as the relevant information and access
to the form can ordinarily be provided
at least as effectively, and more
economically, by electronic means.
However, the Commission believes it is
essential that the tenant licensees and
permittees know when the antenna
structure has been registered, and how
to access the registration form. The
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Commission therefore proposes to
amend the relevant rules to allow
antenna structure owners, as an
alternative to providing a copy of Form
854R, to notify tenant licensees and
permittees that the structure has been
registered, and give the tenant licensees
and permittees the antenna structure’s
registration number along with the link
for the Commission’s antenna structure
registration Web site. This notification
may be done using paper mail or
electronic mail. The Commission seeks
comment on this proposal.
5. Notification of Construction or
Dismantlement
38. Section 17.57 requires that
antenna structure owners notify the
Commission within 24 hours of
construction or dismantlement of an
antenna structure, and immediately for
changes in height or ownership. In its
Biennial Review comments, PCIA
recommends changing § 17.57 to
harmonize the timing for these
requirements with FAA rules. In its
Petition for Rulemaking, PCIA indicates
specifically that its proposal in this
regard would be to change from 24
hours to five days the time for
notification of construction or
dismantlement, and to change from
‘‘immediately’’ to five days the time for
notification of changes in height or
ownership. Cingular and NAB support
the concept of harmonization of the
Commission’s rules with FAA rules
regarding notification of construction
and/or dismantlement.
39. The Commission tentatively
concludes that the Commission should
not adopt these proposed changes.
Initially, the Commission notes that
neither PCIA nor Cingular cites the
relevant FAA requirements or explains
why they are appropriate for the
Commission’s purposes. In any event,
these FCC notification requirements
promote accuracy of the Commission’s
information, and it would not appear to
create any conflict for them to be stricter
than the FAA’s. Given the simple nature
of notification filings, commenters have
not shown that the time frames are
unreasonably burdensome. The
Commission seeks comment on this
issue, including discussion of any
burdens that the existing rule may
impose.
6. Facilities on Federal Land
40. Section 17.58 of the Commission’s
rules provides that any application
proposing new or modified transmitting
facilities to be located on land under the
jurisdiction of the U.S. Forest Service or
the Bureau of Land Management shall
include a statement that the facilities
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will be so located, and that the
applicant shall comply with the
requirements of § 1.70 of the rules. This
rule was adopted in 1967, along with
former § 1.70, which prescribed
procedures for handling applications
involving the use of certain lands and
reservations under the jurisdiction of
the U.S. Government. Those procedures
were abolished in 1977 at the request of
the Department of Agriculture and the
Department of the Interior, at which
point that iteration of § 1.70 was
deleted. As § 17.58 was intended to
promote compliance with procedures
that no longer exist, the Commission
now proposes to delete § 17.58. The
Commission seeks comment on this
proposal, including whether there is any
reason to retain a requirement that the
Commission be notified of facilities on
Forest Service or Bureau of Land
Management lands.
III. Conclusion
41. By this NPRM, the Commission
proposes various clarifications and
amendments to the part 17 rules, in
order to allow antenna structure owners
to more efficiently and cost effectively
ensure their compliance with those
rules. The Commission seeks comment
on these proposals.
IV. Procedural Matters
A. Initial Regulatory Flexibility Analysis
42. As required by the Regulatory
Flexibility Act of 1980, see 5 U.S.C. 603,
as amended (RFA), the Commission has
prepared this present Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
a substantial number of small entities by
the policies and rules proposed in this
Notice of Proposed Rule Making
(NPRM). Written public comments are
requested on this IRFA. Comments must
be specifically identified as responses to
the IRFA and must be filed by the
deadlines for comments on the Notice
provided in Section V.A. of the item.
The Commission will send a copy of the
NPRM, including this IRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration (SBA). In
addition, the NPRM and IRFA (or
summaries thereof) will be published in
the Federal Register.
1. Need for and Objectives of the
Proposed Rules
43. Section 303(q) of the
Communications Act vests in the
Commission the authority to require
painting and/or lighting of radio towers
that may constitute a hazard to air
navigation. Part 17 of the Commission’s
rules sets forth procedures for
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identifying those antenna structures that
might affect air navigation, consistent
with recommendations made by the
Federal Aviation Administration (FAA),
and for registering such structures with
the Commission. The Commission
requires owners of antenna structures to
register with the Commission those
structures that meet the registration
criteria and to exercise primary
responsibility for the prescribed
painting and lighting. The proposed
rules seek to achieve the best framework
to continue to fulfill the Commission’s
statutory responsibility to require
antenna structure owners, registrants
and Commission licensees to do
whatever is necessary to prevent
antenna structures from being hazards
or menaces to air navigation.
44. The Commission proposes to
amend § 17.4(a) and §§ 17.21, 17.22
(redesignated as § 17.21(c)), and 17.23
and to delete § 17.17(a) of the
Commission’s rules regarding antenna
structure registration and painting and
lighting specifications. The Commission
also proposes conforming edits to
§§ 1.61(a)(5) and 17.1(b). These
proposed changes are intended to clarify
the relationship between the
Commission’s rules and procedures and
those of the FAA and to ensure
continued consistency in those rules
and procedures. The Commission also
asks whether to amend § 17.17(b)
(redesignated as § 17.24) by providing
that a revised FAA Circular does not
impose new obligations on alreadyapproved antenna structures.
45. In order to clarify the obligations
of antenna structure owners and to
conform the Commission’s regulations
to Commission and FAA practice, the
Commission proposes adding new
sections to § 17.4 specifying that any
change in height of one foot or greater,
any change in coordinates of one second
or greater, or any change in marking and
lighting specifications requires prior
approval from the FAA and the
Commission. The Commission also
proposes to consider whether to specify
accuracy standards or survey methods
in order to ensure consistency of data.
46. The Commission proposes to
delete §§ 17.7 and 17.14 of the
Commission’s rules, which are
restatements of FAA rules, and to
substitute cross-references to relevant
FAA rules in § 17.4 of the Commission’s
rules. This change could reduce the risk
of confusion in the event the FAA were
to change its criteria.
47. The Commission proposes to
amend its rules governing inspection
and maintenance of lighting by: (1)
Amending § 17.47 to eliminate or
reduce requirements to perform
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inspections of lighting and light
monitoring systems; (2) amending
§ 17.48(a) to require antenna structure
owners to provide continuously active
notice to the FAA of lighting outages;
and (3) deleting vague references to
timely repair timeframes in §§ 17.48(b)
and 17.56(a). The Commission proposes
to consider whether to eliminate § 17.47
in its entirety or to retain modified
inspection requirements and whether to
substitute more specific repair time
limitations. These proposals are
intended to relieve unnecessary burdens
and reduce confusion while ensuring
that aircraft navigation safety is best
protected.
48. The Commission proposes to
delete §§ 17.45, 17.51, and 17.56(b),
which set forth specific requirements for
exhibiting and maintaining lights,
because they are unnecessary and may
create ambiguity in cases of conflict
with FAA specifications. This change
could reduce the risk of confusion.
49. Section 17.49 requires antenna
structure owners to maintain a record of
observed or otherwise known
extinguishments or improper
functioning of structure lights. The
Commission proposes to add a
requirement to maintain such records
for two years and provide the records to
the Commission upon request in order
to balance the Commission’s need to
determine the compliance record
against the burden of record retention
on antenna structure owners.
50. The Commission is considering a
proposal to amend § 17.50 to require use
of the FAA’s ‘In Service Aviation
Orange Tolerance Chart’ to determine
whether a structure needs to be cleaned
or repainted and to specify how the
chart is to be used. These changes may
provide more objective standards for
gauging visibility.
51. The Commission proposes to
amend § 17.2(a) of the Commission’s
rules to clarify both when a structure
becomes, and when a structure ceases to
be, an ‘‘antenna structure’’ under our
rules. The Commission also proposes to
amend § 17.2(c) of the Commission’s
rules to clarify that the obligations of an
‘‘antenna structure owner’’ fall only on
the owner of the underlying structure,
and not on tenants, thus promoting
clarity for all parties.
52. The Commission also proposes to
consider whether the rules concerning
antenna structures should be enforced
against voluntarily registered structures,
whether owners of antenna structures
that do not require registration should
be prohibited from registering their
towers, and whether antenna structure
owners who have voluntarily registered
structures should be required to
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withdraw their registrations from the
Commission’s antenna structure
database. Such action could reduce
confusion by clarifying the regulatory
status of these structures.
53. The Commission proposes to
modify § 17.4(g) to require that antenna
structure owners display the Antenna
Structure Registration (ASR) number so
that it would be visible to a member of
the general public who reaches the
closest publicly accessible location near
each point of access to the antenna
structure. The Commission further
proposes to delete the requirement that
the ASR number be posted near the base
of the antenna structure. The
Commission tentatively concludes that
amending the rule in this manner would
clarify the obligations of antenna
structure owners, promote timely
remediation when lighting is observed
to be malfunctioning or extinguished,
and eliminate unnecessary postings.
54. Section 17.4(f) requires that
antenna structure owners immediately
provide copies of FCC Form 854R
(antenna structure registration) to each
tenant licensee and permittee. Sections
17.4(e) and 17.6(c) impose a similar
requirement on the first licensee in
cases where the antenna structure
owner is unable to file Form 854
because it is subject to a denial of
Federal benefits under the Anti-Drug
Abuse Act of 1988. The Commission
proposes to amend these rules to allow
the alternative of providing a link to the
Commission’s antenna structure
registration Web site via paper or
electronic mail.
55. The Commission proposes to
delete § 17.58, which was intended to
promote compliance with procedures
that are now obsolete. This change
would streamline the antenna structure
registration process.
2. Legal Basis
56. The legal basis for any action that
may be taken pursuant to the Notice is
contained in Sections 4(i), 4(j), 11, and
303(q) of the Communications Act of
1934, as amended, 47 U.S.C. 154(i)
through (j), 161, 303(q).
3. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules May Apply
57. The RFA directs agencies to
provide a description of, and where
feasible, an estimate of the number of
small entities that may be affected by
proposed rules.1 The RFA generally
defines the term ‘‘small entity’’ as having
the same meaning as the terms ‘‘small
business,’’ ‘‘small organization,’’ and
15
PO 00000
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Frm 00022
Fmt 4702
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28525
‘‘small governmental jurisdiction.’’ 2 In
addition, the term ‘‘small business’’ has
the same meaning as the term ‘‘small
business concern’’ under the Small
Business Act.3 A ‘‘small business
concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (‘‘SBA’’).4
58. The Notice proposes rule changes
that would impose requirements on a
large number of entities relating to the
registration of and maintenance of
painting and lighting on antenna
structures. Due to the number and
diversity of owners of antenna
structures and other responsible parties,
including small entities that are
Commission licensees as well as nonlicensee tower companies, the
Commission classifies and quantifies
them in the remainder of this section.
59. Cellular Licensees. The SBA has
developed a small business size
standard for small businesses in the
category ‘‘Wireless Telecommunications
Carriers (except satellite).’’ 5 Under that
SBA category, a business is small if it
has 1,500 or fewer employees.6 The
census category of ‘‘Cellular and Other
Wireless Telecommunications’’ is no
longer used and has been superseded by
the larger category ‘‘Wireless
Telecommunications Carriers (except
satellite)’’. However, since currently
available data was gathered when
‘‘Cellular and Other Wireless
Telecommunications’’ was the relevant
category, earlier Census Bureau data
collected under the category of ‘‘Cellular
and Other Wireless
Telecommunications’’ will be used here.
Census Bureau data for 2002 show that
there were 1,397 firms in this category
that operated for the entire year.7 Of this
total, 1,378 firms had employment of
999 or fewer employees, and 19 firms
had employment of 1,000 employees or
25
U.S.C. 601(6).
U.S.C. 601(3) (incorporating by reference the
definition of ‘‘small business concern’’ in the Small
Business Act, 15 U.S.C. 632). Pursuant to 5 U.S.C.
601(3), the statutory definition of a small business
applies ‘‘unless an agency, after consultation with
the Office of Advocacy of the Small Business
Administration and after opportunity for public
comment, establishes one or more definitions of
such term which are appropriate to the activities of
the agency and publishes such definition(s) in the
Federal Register.’’
4 15 U.S.C. 632.
5 13 CFR 121.201, North American Industry
Classification System (NAICS) code 517210.
6 Id.
7 U.S. Census Bureau, 2002 Economic Census,
Subject Series: Information, ‘‘Establishment and
Firm Size (Including Legal Form of Organization,’’
Table 5, NAICS code 517212 (issued Nov. 2005).
35
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more.8 Thus, under this category and
size standard, the majority of firms can
be considered small.
60. Broadband Personal
Communications Service. The
broadband Personal Communications
Service (PCS) spectrum is divided into
six frequency blocks designated A
through F, and the Commission has held
auctions for each block. The
Commission has created a small
business size standard for Blocks C and
F as an entity that has average gross
revenues of less than $40 million in the
three previous calendar years.9 For
Block F, an additional small business
size standard for ‘‘very small business’’
was added and is defined as an entity
that, together with its affiliates, has
average gross revenues of not more than
$15 million for the preceding three
calendar years.10 These small business
size standards, in the context of
broadband PCS auctions, have been
approved by the SBA.11 No small
businesses within the SBA-approved
small business size standards bid
successfully for licenses in Blocks A
and B. There were 90 winning bidders
that qualified as small entities in the C
Block auctions. A total of 93 ‘‘small’’ and
‘‘very small’’ business bidders won
approximately 40 percent of the 1,479
licenses for Blocks D, E, and F.12 On
March 23, 1999, the Commission
reauctioned 155 C, D, E, and F Block
licenses; there were 113 small business
winning bidders.13 On January 26, 2001,
the Commission completed the auction
of 422 C and F Block PCS licenses in
Auction 35.14 Of the 35 winning bidders
in this auction, 29 qualified as ‘‘small’’
or ‘‘very small’’ businesses. Subsequent
8 Id. The census data do not provide a more
precise estimate of the number of firms that have
employment of 1,500 or fewer employees; the
largest category provided is for firms with ‘‘1000
employees or more.’’
9 See Amendment of Parts 20 and 24 of the
Commission’s Rules—Broadband PCS Competitive
Bidding and the Commercial Mobile Radio Service
Spectrum Cap, Report and Order, 11 FCC Rcd 7824,
7850–7852 paras. 57–60 (1996); see also 47 CFR
24.720(b).
10 See Amendment of Parts 20 and 24 of the
Commission’s Rules—Broadband PCS Competitive
Bidding and the Commercial Mobile Radio Service
Spectrum Cap, Report and Order, 11 FCC Rcd 7824,
7852 para. 60.
11 See Letter to Amy Zoslov, Chief, Auctions and
Industry Analysis Division, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration,
dated December 2, 1998.
12 FCC News, ‘‘Broadband PCS, D, E and F Block
Auction Closes,’’ No. 71744 (rel. January 14, 1997).
13 See ‘‘C, D, E, and F Block Broadband PCS
Auction Closes,’’ Public Notice, 14 FCC Rcd 6688
(WTB 1999).
14 See ‘‘C and F Block Broadband PCS Auction
Closes; Winning Bidders Announced,’’ Public
Notice, 16 FCC Rcd 2339 (2001).
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events concerning Auction 35,
including judicial and agency
determinations, resulted in a total of 163
C and F Block licenses being available
for grant.
61. Narrowband Personal
Communications Service. The
Commission held an auction for
Narrowband Personal Communications
Service (PCS) licenses that commenced
on July 25, 1994, and closed on July 29,
1994. A second commenced on October
26, 1994, and closed on November 8,
1994. For purposes of the first two
Narrowband PCS auctions, ‘‘small
businesses’’ were entities with average
gross revenues for the prior three
calendar years of $40 million or less.15
Through these auctions, the
Commission awarded a total of forty-one
licenses, 11 of which were obtained by
four small businesses.16 To ensure
meaningful participation by small
business entities in future auctions, the
Commission adopted a two-tiered small
business size standard in the
Narrowband PCS Second Report and
Order.17 A ‘‘small business’’ is an entity
that, together with affiliates and
controlling interests, has average gross
revenues for the three preceding years of
not more than $40 million.18 A ‘‘very
small business’’ is an entity that,
together with affiliates and controlling
interests, has average gross revenues for
the three preceding years of not more
than $15 million.19 The SBA has
approved these small business size
standards.20 A third auction
commenced on October 3, 2001, and
closed on October 16, 2001. Here, five
bidders won 317 (MTA and nationwide)
licenses.21 Three of these claimed status
15 Implementation of Section 309(j) of the
Communications Act—Competitive Bidding
Narrowband PCS, Third Memorandum Opinion and
Order and Further Notice of Proposed Rulemaking,
10 FCC Rcd 175, 196 para. 46 (1994).
16 See ‘‘Announcing the High Bidders in the
Auction of Ten Nationwide Narrowband PCS
Licenses, Winning Bids Total $617,006,674,’’ Public
Notice, PNWL 94–004 (rel. Aug. 2, 1994);
‘‘Announcing the High Bidders in the Auction of 30
Regional Narrowband PCS Licenses; Winning Bids
Total $490,901,787,’’ Public Notice, PNWL 94–27
(rel. Nov. 9, 1994).
17 Amendment of the Commission’s Rules to
Establish New Personal Communications Services,
Narrowband PCS, Second Report and Order and
Second Further Notice of Proposed Rule Making, 15
FCC Rcd 10456, 10476 para. 40 (2000).
18 Id.
19 Id.
20 See Letter to Amy Zoslov, Chief, Auctions and
Industry Analysis Division, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration,
dated December 2, 1998.
21 See ‘‘Narrowband PCS Auction Closes,’’ Public
Notice, 16 FCC Rcd 18663 (WTB 2001).
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as a small or very small entity and won
311 licenses.
62. Specialized Mobile Radio. The
Commission awards ‘‘small entity’’
bidding credits in auctions for
Specialized Mobile Radio (SMR)
geographic area licenses in the 800 MHz
and 900 MHz bands to firms that had
revenues of no more than $15 million in
each of the three previous calendar
years.22 The Commission awards ‘‘very
small entity’’ bidding credits to firms
that had revenues of no more than $3
million in each of the three previous
calendar years.23 The SBA has approved
these small business size standards for
the 900 MHz Service.24 The
Commission has held auctions for
geographic area licenses in the 800 MHz
and 900 MHz bands. The 900 MHz SMR
auction began on December 5, 1995, and
closed on April 15, 1996. Sixty bidders
claiming that they qualified as small
businesses under the $15 million size
standard won 263 geographic area
licenses in the 900 MHz SMR band. The
800 MHz SMR auction for the upper 200
channels began on October 28, 1997,
and was completed on December 8,
1997. Ten bidders claiming that they
qualified as small businesses under the
$15 million size standard won 38
geographic area licenses for the upper
200 channels in the 800 MHz SMR
band.25 A second auction for the 800
MHz band was held on January 10,
2002, and closed on January 17, 2002,
and included 23 licenses. One bidder
claiming small business status won five
licenses.26
63. The auction of the 1,050 800 MHz
SMR geographic area licenses for the
General Category channels began on
August 16, 2000, and was completed on
September 1, 2000. Eleven bidders that
won 108 geographic area licenses for the
General Category channels in the 800
MHz SMR band qualified as small
businesses under the $15 million size
standard. In an auction completed on
December 5, 2000, a total of 2,800
Economic Area licenses in the lower 80
channels of the 800 MHz SMR service
were sold. Of the 22 winning bidders,
19 claimed ‘‘small business’’ status and
won 129 licenses. Thus, combining all
22 47
CFR 90.814(b)(1).
23 Id.
24 See Letter to Thomas Sugrue, Chief, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration,
dated August 10, 1999.
25 See ‘‘Correction to Public Notice DA 96–586
‘FCC Announces Winning Bidders in the Auction
of 1020 Licenses to Provide 900 MHz SMR in Major
Trading Areas,’’’ Public Notice, 18 FCC Rcd 18367
(WTB 1996).
26 See ‘‘Multi-Radio Service Auction Closes,’’
Public Notice, 17 FCC Rcd 1446 (WTB 2002).
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three auctions, 40 winning bidders for
geographic licenses in the 800 MHz
SMR band claimed status as small
business.
64. In addition, there are numerous
incumbent site-by-site SMR licensees
and licensees with extended
implementation authorizations in the
800 and 900 MHz bands. The
Commission does not know how many
firms provide 800 MHz or 900 MHz
geographic area SMR pursuant to
extended implementation
authorizations, nor how many of these
providers have annual revenues of no
more than $3 million or $15 million (the
special small business size standards),
or have no more than 1,500 employees
(the generic SBA standard for wireless
entities, discussed, supra). One firm has
over $15 million in revenues. The
Commission assumes, for purposes of
this analysis, that all of the remaining
existing extended implementation
authorizations are held by small
entities.
65. Advanced Wireless Services. The
Report and Order adopting service rules
for Advanced Wireless Services (AWS)
in the 1710–1755 and 2110–2155 MHz
bands 27 affected applicants who wish to
provide service in the 1710–1755 MHz
and 2110–2155 MHz bands. As
discussed in the AWS–1 Service Rules
Order, the Commission does not know
precisely the type of service that a
licensee in these bands might seek to
provide.28 Nonetheless, the Commission
anticipates that the services that will be
deployed in these bands may have
capital requirements comparable to
those in the broadband Personal
Communications Service (PCS), and that
the licensees in these bands will be
presented with issues and costs similar
to those presented to broadband PCS
licensees. Further, at the time the
broadband PCS service was established,
it was similarly anticipated that it
would facilitate the introduction of a
new generation of service. Therefore,
the AWS–1 Service Rules Order adopted
the same small business size standards
that the Commission adopted for the
broadband PCS service. In particular,
the Order defined a ‘‘small business’’ as
an entity with average annual gross
revenues for the preceding three years
not exceeding $40 million, and a ‘‘very
small business’’ as an entity with
average annual gross revenues for the
preceding three years not exceeding $15
million. The Order also provided small
27 Service Rules for Advanced Wireless Services
in the 1.7 GHz and 2.1 GHz Bands, WT Docket No.
02–353, 18 FCC Rcd 25162 (2003) (AWS–1 Service
Rules Order).
28 See id., at para. 144.
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businesses with a bidding credit of 15
percent and very small businesses with
a bidding credit of 25 percent. In the
auction held August 9 through
September 18, 2006, 55% of the
winning bidders were small businesses
(57 of 104).29
66. Rural Radiotelephone Service. The
Commission uses the SBA small
business size standard applicable to
Wireless Telecommunications Carriers
(except satellite), i.e., an entity
employing no more than 1,500
persons.30 There are approximately
1,000 licensees in the Rural
Radiotelephone Service, and the
Commission estimates that there are
1,000 or fewer small entity licensees in
the Rural Radiotelephone Service that
may be affected by the rules and
policies adopted herein.
67. Wireless Communications
Services. This service can be used for
fixed, mobile, radiolocation, and digital
audio broadcasting satellite uses in the
2305–2320 MHz and 2345–2360 MHz
bands. The Commission defined ‘‘small
business’’ for the wireless
communications services (WCS) auction
as an entity with average gross revenues
of $40 million or less for each of the
three preceding years, and a ‘‘very small
business’’ as an entity with average gross
revenues of $15 million or less for each
of the three preceding years.31 The SBA
has approved these definitions.32 The
Commission auctioned geographic area
licenses in the WCS service. In the
auction, which commenced on April 15,
1997, and closed on April 25, 1997,
there were seven bidders that won 31
licenses that qualified as very small
business entities, and one bidder that
won one license that qualified as a small
business entity.
68. 220 MHz Radio Service—Phase I
Licensees. The 220 MHz service has
both Phase I and Phase II licenses. Phase
I licensing was conducted by lotteries in
1992 and 1993. There are approximately
1,515 such non-nationwide licensees
and four nationwide licensees currently
29 See News Release ‘‘Statements of FCC
Chairman and Commissioners Before the
Committee on Energy and Commerce,
Subcommittee on Telecommunications and the
Internet, U.S. House of Representatives’’, Chairman
Martin’s Written Statement, Exhibit 3, https://
hraunfoss.fcc.gov/edocs_public/attachmatch/DOC281580A2.pdf, (4/15/2008).
30 13 CFR 121.201, NAICS code 517210.
31 Amendment of the Commission’s Rules to
Establish Part 27, the Wireless Communications
Service (WCS), Report and Order, 12 FCC Rcd
10785, 10879 para. 194 (1997).
32 See Letter to Amy Zoslov, Chief, Auctions and
Industry Analysis Division, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration,
dated December 2, 1998.
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28527
authorized to operate in the 220 MHz
Band. The Commission has not
developed a definition of small entities
specifically applicable to such
incumbent 220 MHz Phase I licensees.
To estimate the number of such
licensees that are small businesses, the
Commission applies the small business
size standard under the SBA rules
applicable to ‘‘Cellular and Other
Wireless Telecommunications’’
companies. Note that the census
category of ‘‘Cellular and Other Wireless
Telecommunications’’ is no longer used
and has been superseded by the larger
category ‘‘Wireless Telecommunications
Carriers (except satellite)’’. This category
provides that a small business is a
wireless company employing no more
than 1,500 persons.33 However, since
currently available data was gathered
when ‘‘Cellular and Other Wireless
Telecommunications’’ was the relevant
category, earlier Census Bureau data
collected under the category of ‘‘Cellular
and Other Wireless
Telecommunications’’ will be used here.
Census Bureau data for 2002 show that
there were 1,397 firms in this category
that operated for the entire year.34 Of
this total, 1,378 firms had employment
of 999 or fewer employees, and 19 firms
had employment of 1,000 employees or
more.35 Therefore, the majority of firms
can be considered small.
69. 220 MHz Radio Service—Phase II
Licensees. The 220 MHz service has
both Phase I and Phase II licenses. The
Phase II 220 MHz service is subject to
spectrum auctions. In the 220 MHz
Third Report and Order, the
Commission adopted a small business
size standard for defining ‘‘small’’ and
‘‘very small’’ businesses for purposes of
determining their eligibility for special
provisions such as bidding credits and
installment payments.36 This small
business standard indicates that a ‘‘small
business’’ is an entity that, together with
its affiliates and controlling principals,
has average gross revenues not
exceeding $15 million for the preceding
three years.37 A ‘‘very small business’’ is
defined as an entity that, together with
33 13
CFR 121.201, NAICS code 517210.
Census Bureau, 2002 Economic Census,
Subject Series: Information, ‘‘Establishment and
Firm Size (Including Legal Form of Organization,’’
Table 5, NAICS code 517212 (issued Nov. 2005).
35 Id. The census data do not provide a more
precise estimate of the number of firms that have
employment of 1,500 or fewer employees; the
largest category provided is for firms with ‘‘1,000
employees or more.’’
36 Amendment of Part 90 of the Commission’s
Rules to Provide For the Use of the 220–222 MHz
Band by the Private Land Mobile Radio Service,
Third Report and Order, 12 FCC Rcd 10943, 11068–
70 paras. 291–295 (1997).
37 Id. at 11068 para. 291.
34 U.S.
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its affiliates and controlling principals,
has average gross revenues that do not
exceed $3 million for the preceding
three years.38 The SBA has approved
these small size standards.39 Auctions of
Phase II licenses commenced on
September 15, 1998, and closed on
October 22, 1998.40 In the first auction,
908 licenses were auctioned in three
different-sized geographic areas: Three
nationwide licenses, 30 Regional
Economic Area Group (EAG) Licenses,
and 875 Economic Area (EA) Licenses.
Of the 908 licenses auctioned, 693 were
sold.41 Thirty-nine small businesses
won 373 licenses in the first 220 MHz
auction. A second auction included 225
licenses: 216 EA licenses and 9 EAG
licenses. Fourteen companies claiming
small business status won 158
licenses.42 A third auction included four
licenses: 2 BEA licenses and 2 EAG
licenses in the 220 MHz Service. No
small or very small business won any of
these licenses.43
70. 700 MHz Guard Bands Licenses.
In the 700 MHz Guard Bands Order, the
Commission adopted size standards for
‘‘small businesses’’ and ‘‘very small
businesses’’ for purposes of determining
their eligibility for special provisions
such as bidding credits and installment
payments.44 A small business in this
service is an entity that, together with
its affiliates and controlling principals,
has average gross revenues not
exceeding $40 million for the preceding
three years.45 Additionally, a ‘‘very
small business’’ is an entity that,
together with its affiliates and
controlling principals, has average gross
revenues that are not more than $15
million for the preceding three years.46
SBA approval of these definitions is not
required.47 An auction of 52 Major
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38 Id.
39 See Letter to Daniel Phythyon, Chief, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration,
dated January 6, 1998.
40 See generally ‘‘220 MHz Service Auction
Closes,’’ Public Notice, 14 FCC Rcd 605 (WTB 1998).
41 See ‘‘FCC Announces It is Prepared to Grant
654 Phase II 220 MHz Licenses After Final Payment
is Made,’’ Public Notice, 14 FCC Rcd 1085 (WTB
1999).
42 See ‘‘Phase II 220 MHz Service Spectrum
Auction Closes,’’ Public Notice, 14 FCC Rcd 11218
(WTB 1999).
43 See ‘‘Multi-Radio Service Auction Closes,’’
Public Notice, 17 FCC Rcd 1446 (WTB 2002).
44 See Service Rules for the 746–764 MHz Bands,
and Revisions to Part 27 of the Commission’s Rules,
Second Report and Order, 15 FCC Rcd 5299 (2000).
45 Id. at 5343 para. 108.
46 Id.
47 Id. At 5343 para. 108 n.246 (for the 746–764
MHz and 776–704 MHz bands, the Commission is
exempt from 15 U.S.C. 632, which requires Federal
agencies to obtain Small Business Administration
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Economic Area (MEA) licenses for each
of two spectrum blocks commenced on
September 6, 2000, and closed on
September 21, 2000.48 Of the 104
licenses auctioned, 96 licenses were
sold to nine bidders. Five of these
bidders were small businesses that won
a total of 26 licenses. A second auction
of remaining 700 MHz Guard Bands
licenses commenced on February 13,
2001, and closed on February 21, 2001.
All eight of the licenses auctioned were
sold to three bidders. One of these
bidders was a small business that won
a total of two licenses.49 Subsequently,
in the 700 MHz Second Report and
Order, the Commission reorganized the
licenses pursuant to an agreement
among most of the licensees, resulting
in a spectral relocation of the first set of
paired spectrum block licenses, and an
elimination of the second set of paired
spectrum block licenses (many of which
were already vacant, reclaimed by the
Commission from Nextel).50 A single
licensee that did not participate in the
agreement was grandfathered in the
initial spectral location for its two
licenses in the second set of paired
spectrum blocks.51 Accordingly, at this
time there are 54 licenses in the 700
MHz Guard Bands.
71. 700 MHz Band Commercial
Licenses. There is 80 megahertz of nonGuard Band spectrum in the 700 MHz
Band that is designated for commercial
use: 698–757, 758–763, 776–787, and
788–793 MHz Bands. With one
exception, the Commission adopted
criteria for defining two groups of small
businesses for purposes of determining
their eligibility for bidding credits at
auction. These two categories are: (1)
‘‘Small business,’’ which is defined as an
entity with attributed average annual
gross revenues that exceed $15 million
and do not exceed $40 million for the
preceding three years; and (2) ‘‘very
small business,’’ which is defined as an
entity with attributed average annual
gross revenues that do not exceed $15
million for the preceding three years.52
approval before adopting small business size
standards).
48 See ‘‘700 MHz Guard Bands Auction Closes:
Winning Bidders Announced,’’ Public Notice, 15
FCC Rcd 18026 (2000).
49 See ‘‘700 MHz Guard Bands Auctions Closes:
Winning Bidders Announced,’’ Public Notice, 16
FCC Rcd 4590 (WTB 2001).
50 See In the Matter of Service Rules for the 698–
746, 747–762 and 777–792 MHz Bands, WT Docket
06–150, Second Report and Order, 22 FCC Rcd
15289, 15339–15344 paras. 118–134 (2007) (700
MHz Second Report and Order).
51 Id.
52 See Auction of 700 MHz Band Licenses
Scheduled for January 24, 2008, AU Docket No. 07–
157, Notice and Filing Requirements, Minimum
Opening Bids, Reserve Prices, Upfront Payments,
and Other Procedures for Auctions 73 and 76, DA
PO 00000
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In Block C of the Lower 700 MHz Band
(710–716 MHz and 740–746 MHz),
which was licensed on the basis of 734
Cellular Market Areas, the Commission
adopted a third criterion for
determining eligibility for bidding
credits: an ‘‘entrepreneur,’’ which is
defined as an entity that, together with
its affiliates and controlling principals,
has average gross revenues that are not
more than $3 million for the preceding
three years.53 The SBA has approved
these small size standards.54
72. An auction of 740 licenses for
Blocks C (710–716 MHz and 740–746
MHz) and D (716–722 MHz) of the
Lower 700 MHz Band commenced on
August 27, 2002, and closed on
September 18, 2002. Of the 740 licenses
available for auction, 484 licenses were
sold to 102 winning bidders. Seventytwo of the winning bidders claimed
small business, very small business, or
entrepreneur status and won a total of
329 licenses.55 A second auction
commenced on May 28, 2003, and
closed on June 13, 2003, and included
256 licenses: Five EAG licenses and 251
CMA licenses.56 Seventeen winning
bidders claimed small or very small
business status and won 60 licenses,
and nine winning bidders claimed
entrepreneur status and won 154
licenses.57
73. The remaining 62 megahertz of
commercial spectrum was auctioned on
January 24 through March 18, 2008. As
explained above, bidding credits for all
of these licenses were available to
‘‘small businesses’’ and ‘‘very small
businesses.’’ Auction 73 concluded with
1,090 provisionally winning bids
covering 1,091 licenses and totaling
$19,592,420,000. The provisionally
winning bids for the A, B, C, and E
Block licenses exceeded the aggregate
reserve prices for those blocks. The
provisionally winning bid for the D
Block license, however, did not meet
the applicable reserve price and thus
did not become a winning bid.
Approximately 55 small businesses had
07–4171 at para. 70 (WTB rel. Oct. 5, 2007);
Reallocation and Service Rules for the 698–746
MHz Spectrum Band (Television Channels 52–59),
Report and Order, 17 FCC Rcd 1022, 1087–88
(2002).
53 Id. at 1088.
54 See Letter to Thomas Sugrue, Chief, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration,
dated August 10, 1999.
55 See ‘‘Lower 700 MHz Band Auction Closes,’’
Public Notice, 17 FCC Rcd 17272 (WTB 2002).
56 See ‘‘Lower 700 MHz Band Auction Closes,’’
Public Notice, 18 FCC Rcd 11873 (WTB 2003).
57 Id.
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winning bids.58 Currently, the 10
remaining megahertz associated with
the D block have not yet been
assigned.59
74. Private and Common Carrier
Paging. The SBA had developed a small
business size standard for wireless firms
within the broad economic census
category of ‘‘Paging’’.60 However, the
census category ‘‘Paging’’ is no longer
used and has been superseded by the
larger category ‘‘Wireless
Telecommunications Carriers (except
satellite).’’ 61 Under that SBA category, a
business is small if it has 1,500 or fewer
employees.62 However, since currently
available data was gathered when
‘‘Paging’’ was the relevant category,
earlier Census Bureau data collected
under the category of ‘‘Paging’’ will be
used here. Census Bureau data for 2002
show that there were 807 firms in this
category that operated for the entire
year.63 Of this total, 804 firms had
employment of 999 or fewer employees,
and three firms had employment of
1,000 employees or more.64 Thus, under
this category, the majority of firms can
be considered small.
75. In the Paging Third Report and
Order, the Commission developed a
small business size standard for ‘‘small
businesses’’ and ‘‘very small businesses’’
for purposes of determining their
eligibility for special provisions such as
bidding credits and installment
payments.65 A ‘‘small business’’ is an
entity that, together with its affiliates
and controlling principals, has average
gross revenues not exceeding $15
million for the preceding three years.
Additionally, a ‘‘very small business’’ is
an entity that, together with its affiliates
and controlling principals, has average
gross revenues that are not more than $3
58 See ‘‘Auction of 700 MHz Band Licenses
Closes,’’ Public Notice, 23 FCC Rcd 4572 (WTB
2008).
59 See fcc.gov Web site at https://wireless.fcc.gov/
auctions/
default.htm?job=auction_summary&id=73.
60 13 CFR 121.201, NAICS code 517211.
61 13 CFR 121.201, North American Industry
Classification System (NAICS) code 517210.
62 Id.
63 U.S. Census Bureau, 2002 Economic Census,
Subject Series: Information, ‘‘Establishment and
Firm Size (Including Legal Form of Organization,’’
Table 5, NAICS code 517211 (issued Nov. 2005).
64 Id. The census data do not provide a more
precise estimate of the number of firms that have
employment of 1,500 or fewer employees; the
largest category provided is for firms with ‘‘1,000
employees or more.’’
65 Amendment of Part 90 of the Commission’s
Rules to Provide for the Use of the 220–222 MHz
Band by the Private Land Mobile Radio Service, PR
Docket No. 89–552, Third Report and Order and
Fifth Notice of Proposed Rulemaking, 12 FCC Rcd
10943, 11068–70, paras. 291–295 (1997).
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million for the preceding three years.66
The SBA has approved these small
business size standards.67 An auction of
Metropolitan Economic Area licenses
commenced on February 24, 2000, and
closed on March 2, 2000.68 Of the 2,499
licenses auctioned, 985 were sold.69
Fifty-seven companies claiming small
business status won 440 licenses.70 An
auction of MEA and Economic Area
(EA) licenses commenced on October
30, 2001, and closed on December 5,
2001. Of the 15,514 licenses auctioned,
5,323 were sold.71 132 companies
claiming small business status
purchased 3,724 licenses. A third
auction, consisting of 8,874 licenses in
each of 175 EAs and 1,328 licenses in
all but three of the 51 MEAs,
commenced on May 13, 2003, and
closed on May 28, 2003. Seventy-seven
bidders claiming small or very small
business status won 2,093 licenses.72
Currently, there are approximately
24,000 Private Paging site-specific
licenses and 74,000 Common Carrier
Paging licenses. According to the
Commission’s Trends in Telephone
Service, 375 such carriers reported that
they were engaged in the provision of
either paging or ‘‘messaging service.’’ 73
Of these, the Commission estimates that
370 are small, under the SBA-approved
small business size standard.74 The
Commission estimates that the majority
of private and common carrier paging
providers would qualify as small
entities under the SBA definition.
76. Air-Ground Radiotelephone
Service. The Commission uses the SBA
definition of small business size
applicable to Wireless
Telecommunications Carriers (except
satellite), i.e., an entity employing no
more than 1,500 persons.75 There are
66 See Letter to Amy Zoslov, Chief, Auctions and
Industry Analysis Division, Wireless
Telecommunications Bureau, FCC, from A. Alvarez,
Administrator, SBA (Dec. 2, 1998) (SBA Dec. 2,
1998 Letter).
67 Revision of Part 22 and Part 90 of the
Commission’s Rules to Facilitate Future
Development of Paging Systems, Memorandum
Opinion and Order on Reconsideration and Third
Report and Order, 14 FCC Rcd 10030, paras. 98–107
(1999).
68 Id. at 10085, para. 98.
69 See ‘‘929 and 931 MHz Paging Auction Closes,’’
Public Notice, 15 FCC Rcd 4858 (WTB 2000).
70 See id.
71 See ‘‘Lower and Upper Paging Band Auction
Closes,’’ Public Notice, 16 FCC Rcd 21821 (WTB
2002).
72 See ‘‘Lower and Upper Paging Bands Auction
Closes,’’ Public Notice, 18 FCC Rcd 11154 (WTB
2003).
73 See Trends in Telephone Service, Industry
Analysis Division, Wireline Competition Bureau,
Table 5.3 (Number of Telecommunications Service
Providers by Size of Business) (June 2005).
74 13 CFR 121.201, NAICS code 517210.
75 Id.
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approximately 100 licensees in the AirGround Radiotelephone Service, and the
Commission estimates that almost all of
them qualify as small under the SBA
small business size standard.
77. Aviation and Marine Radio
Services. Small businesses in the
aviation and marine radio services use
a very high frequency (VHF) marine or
aircraft radio and, as appropriate, an
emergency position-indicating radio
beacon (and/or radar) or an emergency
locator transmitter. The Commission has
not developed a small business size
standard specifically applicable to these
small businesses. For purposes of this
analysis, the Commission uses the SBA
small business size standard for the
category Wireless Telecommunications
Carriers (except satellite), which is
1,500 or fewer employees.76 Most
applicants for recreational licenses are
individuals. Approximately 47,750 ship
station licensees, who hold
approximately 56,250 ship station
licenses, and approximately 27,700
aircraft station licensees, who hold
approximately 32,000 aircraft station
licenses, operate domestically and are
not subject to the radio carriage
requirements of any statute or treaty.
For purposes of our evaluations in this
analysis, the Commission estimates that
there are up to approximately 75,450
licensees that are small businesses (or
individuals) under the SBA standard. In
addition, between December 3, 1998
and December 14, 1998, the
Commission held an auction of 42 VHF
Public Coast licenses in the 157.1875–
157.4500 MHz (ship transmit) and
161.775–162.0125 MHz (coast transmit)
bands. For purposes of the auction, the
Commission defined a ‘‘small’’ business
as an entity that, together with
controlling interests and affiliates, has
average gross revenues for the preceding
three years not to exceed $15 million. In
addition, a ‘‘very small’’ business is one
that, together with controlling interests
and affiliates, has average gross
revenues for the preceding three years
not to exceed $3 million.77 There are
approximately 6,100 Marine Coast
Service licenses, held by approximately
3,600 licensees, and the Commission
estimates that almost all of them qualify
as ‘‘small’’ businesses under the above
special small business size standards.
78. Fixed Microwave Services. Fixed
microwave services include common
76 Id.
77 Amendment of the Commission’s Rules
Concerning Maritime Communications, PR Docket
No. 92–257, Third Report and Order and
Memorandum Opinion and Order, 13 FCC Rcd
19853 (1998).
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carrier,78 private operational-fixed,79
and broadcast auxiliary radio services.80
At present, there are approximately
31,428 common carrier fixed licensees
and 79,732 private operational-fixed
licensees and broadcast auxiliary radio
licensees in the microwave services.
The Commission has not created a size
standard for a small business
specifically with respect to fixed
microwave services. For purposes of
this analysis, the Commission uses the
SBA small business size standard for the
category ‘‘Wireless Telecommunications
Carriers (except satellite),’’ which
provides that a small business is a
wireless company employing no more
than 1,500 persons.81 The Commission
does not have data specifying the
number of these licensees that have
more than 1,500 employees, and thus is
unable at this time to estimate with
greater precision the number of fixed
microwave service licensees that would
qualify as small business concerns
under the SBA’s small business size
standard. Consequently, the
Commission estimates that there are up
to 31,428 common carrier fixed
licensees and up to 79,732 private
operational-fixed licensees and
broadcast auxiliary radio licensees in
the microwave services that may be
small and may be affected by the rules
and policies adopted herein. The
Commission notes, however, that the
common carrier microwave fixed
licensee category includes some large
entities.
79. Offshore Radiotelephone Service.
This service operates on several UHF
television broadcast channels that are
not used for television broadcasting in
the coastal areas of states bordering the
Gulf of Mexico.82 There is presently one
licensee in this service. The
Commission uses the SBA definition
applicable to Wireless
Telecommunications Carriers (except
satellite), i.e., an entity employing no
more than 1,500 persons.83 The
Commission is unable to estimate at this
time the number of licensees that would
qualify as small entities under the SBA
definition. The Commission assumes,
for purposes of this analysis, that the
licensee is a small entity, as that term
is defined by the SBA.
80. 39 GHz Service. The Commission
created a special small business size
standard for 39 GHz licenses—an entity
that has average gross revenues of $40
million or less in the three previous
calendar years.84 An additional size
standard for ‘‘very small business’’ is: an
entity that, together with affiliates, has
average gross revenues of not more than
$15 million for the preceding three
calendar years.85 The SBA has approved
these small business size standards.86
The auction of the 2,173 39 GHz
licenses began on April 12, 2000, and
closed on May 8, 2000. The 18 bidders
who claimed small business status won
849 licenses. Consequently, the
Commission estimates that 18 or fewer
39 GHz licensees are small entities that
may be affected by the rules and polices
adopted herein.
81. Broadband Radio Service and
Educational Broadband Service. The
Broadband Radio Service (‘‘BRS’’),
formerly known as the Multipoint
Distribution Service (‘‘MDS’’),87 and the
Educational Broadband Service (‘‘EBS’’),
formerly known as the Instructional
Television Fixed Service (‘‘ITFS’’),88 use
2 GHz band frequencies to transmit
video programming and provide
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78 See
47 CFR 101 et seq. (formerly, part 21 of the
Commission’s Rules) for common carrier fixed
microwave services (except Multipoint Distribution
Service).
79 Persons eligible under parts 80 and 90 of the
Commission’s Rules can use Private OperationalFixed Microwave services. See 47 CFR parts 80 and
90. Stations in this service are called operationalfixed to distinguish them from common carrier and
public fixed stations. Only the licensee may use the
operational-fixed station, and only for
communications related to the licensee’s
commercial, industrial, or safety operations.
80 Auxiliary Microwave Service is governed by
part 74 of Title 47 of the Commission’s rules. See
47 CFR part 74. This service is available to licensees
of broadcast stations and to broadcast and cable
network entities. Broadcast auxiliary microwave
stations are used for relaying broadcast television
signals from the studio to the transmitter, or
between two points such as a main studio and an
auxiliary studio. The service also includes mobile
television pickups, which relay signals from a
remote location back to the studio.
81 13 CFR 121.201, NAICS code 517210.
82 This service is governed by Subpart I of Part
22 of the Commission’s rules. See 47 CFR 22.1001
through 22.1037.
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CFR 121.201, NAICS code 517210.
Amendment of the Commission’s Rules
Regarding the 37.0–38.6 GHz and 38.6–40.0 GHz
Bands, ET Docket No. 95–183, Report and Order, 63
FR 6079 (Feb. 6, 1998).
85 Id.
86 See Letter to Kathleen O’Brien Ham, Chief,
Auctions and Industry Analysis Division, Wireless
Telecommunications Bureau, FCC, from Aida
Alvarez, Administrator, SBA (Feb. 4, 1998).
87 See 47 CFR part 21, subpart K; Amendment of
Parts 1, 21, 73, 74 and 101 of the Commission’s
Rules to Facilitate the Provision of Fixed and
Mobile Broadband Access, Educational and Other
Advanced Services in the 2150–2162 and 2500–
2690 MHz Bands; Part 1 of the Commission’s
Rules—Further Competitive Bidding Procedures;
Amendment of Parts 21 and 74 to Enable
Multipoint Distribution Service and the
Instructional Television Fixed Service Amendment
of Parts 21 and 74 to Engage in Fixed Two-Way
Transmissions; Amendment of Parts 21 and 74 of
the Commission’s Rules With Regard to Licensing
in the Multipoint Distribution Service and in the
Instructional Television Fixed Service for the Gulf
of Mexico, 19 FCC Rcd 14165 (2004) (‘‘MDS/ITFS
Order’’).
88 See 47 CFR part 74, subpart I; MDS/ITFS Order,
19 FCC Rcd 14165 (2004).
84 See
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broadband services to residential
subscribers.89 These services,
collectively referred to as ‘‘wireless
cable,’’ were originally designed for the
delivery of multichannel video
programming, similar to that of
traditional cable systems, but over the
past several years licensees have
focused their operations instead on
providing two-way high-speed Internet
access services.90 The Commission
estimates that the number of wireless
cable subscribers is approximately
100,000, as of March 2005. The SBA
small business size standard for the
broad census category of Cable and
Other Program Distribution, which
consists of such entities generating
$13.5 million or less in annual receipts,
appears applicable to MDS and ITFS.91
Note that the census category of ‘‘Cable
and Other Program Distribution’’ is no
longer used and has been superseded by
the larger category ‘‘Wireless
Telecommunications Carriers (except
satellite).’’ This category provides that a
small business is a wireless company
employing no more than 1,500
persons.92 However, since currently
available data was gathered when ‘‘Cable
and Other Program Distribution’’ was
the relevant category, earlier Census
Bureau data collected under the
category of ‘‘Cable and Other Program
Distribution’’ will be used here. Other
standards also apply, as described.
82. The Commission has defined
small MDS (now BRS) entities in the
context of Commission license auctions.
In the 1996 MDS auction,93 the
Commission defined a small business as
an entity that had annual average gross
revenues of less than $40 million in the
previous three calendar years.94 This
definition of a small entity in the
context of MDS auctions has been
approved by the SBA.95 In the MDS
auction, 67 bidders won 493 licenses. Of
the 67 auction winners, 61 claimed
status as a small business. At this time,
the Commission estimates that of the 61
small business MDS auction winners, 48
remain small business licensees. In
addition to the 48 small businesses that
hold BTA authorizations, there are
hundreds of MDS licensees and wireless
cable operators that did not receive their
89 See Annual Assessment of the Status of
Competition in the Market for the Delivery of Video
Programming, Eleventh Annual Report, 20 FCC Rcd
2507, 2565 para. 131 (2006) (‘‘2006 Cable
Competition Report’’).
90 Id.
91 13 CFR 121.201, NAICS code 515210.
92 13 CFR 121.201, NAICS code 517210.
93 MDS Auction No. 6 began on November 13,
1995, and closed on March 28, 1996. (67 Bidders
won 493 licenses.)
94 47 CFR 21.961(b)(1).
95 See ITFS Order, 10 FCC Rcd at 9589.
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licenses as a result of the MDS auction
and that fall under the former SBA
small business size standard for Cable
and Other Program Distribution.96
Information available to us indicates
that there are approximately 850 of
these licensees and operators that do not
generate revenue in excess of $13.5
million annually. Therefore, the
Commission estimates that there are
approximately 850 of these small entity
MDS (or BRS) providers, as defined by
the SBA and the Commission’s auction
rules.
83. Educational institutions are
included in this analysis as small
entities; however, the Commission has
not created a specific small business
size standard for ITFS (now EBS).97 The
Commission estimates that there are
currently 2,452 EBS licenses, held by
1,524 EBS licensees, and all but 100 of
the licenses are held by educational
institutions. Thus, the Commission
estimates that at least 1,424 EBS
licensees are small entities.
84. Local Multipoint Distribution
Service. Local Multipoint Distribution
Service (LMDS) is a fixed broadband
point-to-multipoint microwave service
that provides for two-way video
telecommunications.98 The auction of
the 986 Local Multipoint Distribution
Service (LMDS) licenses began on
February 18, 1998, and closed on March
25, 1998. The Commission established a
small business size standard for LMDS
licenses as an entity that has average
gross revenues of less than $40 million
in the three previous calendar years.99
An additional small business size
standard for ‘‘very small business’’ was
added as an entity that, together with its
affiliates, has average gross revenues of
not more than $15 million for the
preceding three calendar years.100 The
SBA has approved these small business
size standards in the context of LMDS
96 Hundreds of stations were licensed to
incumbent MDS licensees prior to implementation
of Section 309(j) of the Communications Act of
1934, 47 U.S.C. 309(j). For these pre-auction
licenses, the applicable standard is SBA’s small
business size standard for ‘‘Cable and Other
Program Distribution’’ (annual receipts of $13.5
million or less). See 13 CFR 121.201, NAICS code
515210.
97 In addition, the term ‘‘small entity’’ under
SBREFA applies to small organizations (nonprofits)
and to small governmental jurisdictions (cities,
counties, towns, townships, villages, school
districts, and special districts with populations of
less than 50,000). 5 U.S.C. 601(4) through (6). The
Commission does not collect annual revenue data
on EBS licensees.
98 See Local Multipoint Distribution Service,
Second Report and Order, 12 FCC Rcd 12545
(1997).
99 Id.
100 See id.
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auctions.101 There were 93 winning
bidders that qualified as small entities
in the LMDS auctions. A total of 93
small and very small business bidders
won approximately 277 A Block
licenses and 387 B Block licenses. On
March 27, 1999, the Commission reauctioned 161 licenses; there were 40
winning bidders.
85. 218–219 MHz Service. The first
auction of 218–219 MHz (previously
referred to as the Interactive and Video
Data Service or IVDS) spectrum resulted
in 178 entities winning licenses for 594
Metropolitan Statistical Areas
(‘‘MSAs’’).102 Of the 594 licenses, 567
were won by 167 entities qualifying as
small businesses. For that auction, the
Commission defined a small business as
an entity that, together with its affiliates,
has no more than a $6 million net worth
and, after federal income taxes
(excluding any carry over losses), has no
more than $2 million in annual profits
each year for the previous two years.103
In the 218–219 MHz Report and Order
and Memorandum Opinion and Order,
the Commission defined a small
business as an entity that, together with
its affiliates and persons or entities that
hold interests in such an entity and
their affiliates, has average annual gross
revenues not exceeding $15 million for
the preceding three years.104 A very
small business is defined as an entity
that, together with its affiliates and
persons or entities that hold interests in
such an entity and its affiliates, has
average annual gross revenues not
exceeding $3 million for the preceding
three years.105 The SBA has approved of
these definitions.106 A subsequent
auction is not yet scheduled. Given the
success of small businesses in the
previous auction, and the prevalence of
small businesses in the subscription
television services and message
communications industries, the
Commission assumes for purposes of
this analysis that in future auctions,
101 See Letter to Dan Phythyon, Chief, Wireless
Telecommunications Bureau, FCC, from Aida
Alvarez, Administrator, SBA (Jan. 6, 1998).
102 See ‘‘Interactive Video and Data Service
(IVDS) Applications Accepted for Filing,’’ Public
Notice, 9 FCC Rcd 6227 (1994).
103 Implementation of Section 309(j) of the
Communications Act—Competitive Bidding, PP
Docket No. 93–253, Fourth Report and Order, 9 FCC
Rcd 2330 (1994). 59 FR 24947 (May 13, 1994).
104 Amendment of Part 95 of the Commission’s
Rules to Provide Regulatory Flexibility in the 218–
219 MHz Service, WT Docket No. 98–169, Report
and Order and Memorandum Opinion and Order,
15 FCC Rcd 1497 64 FR 59656 (Nov. 3, 1999).
105 Id.
106 See Letter from Aida Alvarez, Administrator,
SBA, to Daniel Phythyon, Chief, WTB, FCC (Jan. 6,
1998) (‘‘Alvarez to Phythyon Letter 1998’’).
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28531
many, and perhaps most, of the licenses
may be awarded to small businesses.
86. 24 GHz—Incumbent Licensees.
This analysis may affect incumbent
licensees who were relocated to the 24
GHz band from the 18 GHz band, and
applicants who wish to provide services
in the 24 GHz band. The applicable SBA
small business size standard was
formerly that of ‘‘Cellular and Other
Wireless Telecommunications’’
companies. Note that the census
category of ‘‘Cellular and Other Wireless
Telecommunications’’ is no longer used
and has been superseded by the larger
category ‘‘Wireless Telecommunications
Carriers (except satellite).’’ This category
provides that a small business is a
wireless company employing no more
than 1,500 persons.107 However, since
currently available data was gathered
when ‘‘Cellular and Other Wireless
Telecommunications’’ was the relevant
category, earlier Census Bureau data
collected under the category of ‘‘Cellular
and Other Wireless
Telecommunications’’ will be used here.
The Commission believes that there are
only two licensees in the 24 GHz band
that were relocated from the 18 GHz
band, Teligent 108 and TRW, Inc. It is
our understanding that Teligent and its
related companies have fewer than
1,500 employees, though this may
change in the future. TRW is not a small
entity. Thus, only one incumbent
licensee in the 24 GHz band is a small
business entity.
87. 24 GHz—Future Licensees. With
respect to new applicants in the 24 GHz
band, the small business size standard
for ‘‘small business’’ is an entity that,
together with controlling interests and
affiliates, has average annual gross
revenues for the three preceding years
not in excess of $15 million.109 ‘‘Very
small business’’ in the 24 GHz band is
an entity that, together with controlling
interests and affiliates, has average gross
revenues not exceeding $3 million for
the preceding three years.110 The SBA
has approved these small business size
standards.111 These size standards will
apply to the future auction, if held.
107 13
CFR 121.201, NAICS code 517210.
acquired the DEMS licenses of
FirstMark, the only licensee other than TRW in the
24 GHz band whose license has been modified to
require relocation to the 24 GHz band.
109 Amendments to Parts 1, 2, 87 and 101 of the
Commission’s Rules to License Fixed Services at 24
GHz, Report and Order, 15 FCC Rcd 16934, 16967
(2000); see also 47 CFR 101.538(a)(2).
110 Amendments to Parts 1, 2, 87 and 101 of the
Commission’s Rules to License Fixed Services at 24
GHz, Report and Order, 15 FCC Rcd 16934, 16967
(2000); see also 47 CFR 101.538(a)(1).
111 See Letter to Margaret W. Wiener, Deputy
Chief, Auctions and Industry Analysis Division,
108 Teligent
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88. Private Land Mobile Radio. Private
Land Mobile Radio (‘‘PLMR’’) systems
serve an essential role in a range of
industrial, business, land transportation,
and public safety activities. These
radios are used by companies of all sizes
operating in all U.S. business categories.
The SBA has not developed a definition
of small entity specifically applicable to
PLMR licensees due to the vast array of
PLMR users. Therefore, solely for
purposes of citing to currently available
data, the Commission will use a
superseded SBA definition applicable to
Cellular and Other Wireless
Telecommunications. Note that the
census category of ‘‘Cellular and Other
Wireless Telecommunications’’ is no
longer used and has been superseded by
the larger category ‘‘Wireless
Telecommunications Carriers (except
satellite).’’ This category provides that a
small business is a wireless company
employing no more than 1,500
persons.112 However, since currently
available data was gathered when
‘‘Cellular and Other Wireless
Telecommunications’’ was the relevant
category, earlier Census Bureau data
collected under the category of ‘‘Cellular
and Other Wireless
Telecommunications’’ will be used here.
89. The Commission is unable at this
time to estimate the number of small
businesses which could be impacted by
the rules. The Commission’s 1994
Annual Report on PLMRs 113 indicates
that at the end of fiscal year 1994 there
were 1,087,267 licensees operating
12,481,989 transmitters in the PLMR
bands below 512 MHz. Because any
entity engaged in a commercial activity
is eligible to hold a PLMR license, the
revised rules in this context could
potentially impact every small business
in the United States.
90. Public Safety Radio Services.
Public Safety radio services include
police, fire, local government, forestry
conservation, highway maintenance,
and emergency medical services. There
are a total of approximately 44,083
licensees within these services.
Governmental entities 114 as well as
private businesses comprise the
licensees for these services. All
governmental entities with populations
of less than 50,000 fall within the
definition of a small entity.115
Wireless Telecommunications Bureau, FCC, from
Gary M. Jackson, Assistant Administrator, SBA
(July 28, 2000).
112 13 CFR 121.201, North American Industry
Classification System (NAICS) code 517210.
113 Federal Communications Commission, 60th
Annual Report, Fiscal Year 1994, at paragraph 116.
114 47 CFR 1.1162.
115 5 U.S.C. 601(5).
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91. Location and Monitoring Service
(‘‘LMS’’). Multilateration LMS systems
use non-voice radio techniques to
determine the location and status of
mobile radio units. For purposes of
auctioning LMS licenses, the
Commission has defined ‘‘small
business’’ as an entity that, together with
controlling interests and affiliates, has
average annual gross revenues for the
preceding three years not to exceed $15
million.116 A ‘‘very small business’’ is
defined as an entity that, together with
controlling interests and affiliates, has
average annual gross revenues for the
preceding three years not to exceed $3
million.117 These definitions have been
approved by the SBA.118 An auction for
LMS licenses commenced on February
23, 1999, and closed on March 5, 1999.
Of the 528 licenses auctioned, 289
licenses were sold to four small
businesses. The Commission concludes
that the number of LMS licensees
affected by this Report and Order
includes these four entities. The
Commission cannot accurately predict
the number of remaining licenses that
could be awarded to small entities in
future LMS auctions. In addition, there
are numerous site-by-site nonmultilateration licensees, and the
Commission does not know how many
of these providers have annual revenues
of no more than $15 million. The
Commission assumes, for purposes of
this analysis, that all of these licenses
are held by small entities, as that small
business size standard is established by
the SBA.
92. Multiple Address Systems. Entities
using Multiple Address Systems (MAS)
spectrum, in general, fall into two
categories: (1) Those using the spectrum
for profit-based uses, and (2) those using
the spectrum for private internal uses.
With respect to the first category, the
Commission defines ‘‘small entity’’ for
MAS licensees as an entity that has
average gross revenues of less than $15
million in the three previous calendar
years.119 ‘‘Very small business’’ is
defined as an entity that, together with
its affiliates, has average gross revenues
of not more than $3 million for the
116 Amendment of Part 90 of the Commission’s
Rules to Adopt Regulations for Automatic Vehicle
Monitoring Systems, Second Report and Order, 13
FCC Rcd 15182 para. 20 (1998); see also 47 CFR
90.1103.
117 Id.
118 See Letter to Thomas J. Sugrue, Chief, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration (Feb.
22, 1999).
119 See Amendment of the Commission’s Rules
Regarding Multiple Address Systems, Report and
Order, 15 FCC Rcd 11956, 12008 para. 123 (2000).
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preceding three calendar years.120 The
SBA has approved of these
definitions.121 The majority of these
entities will most likely be licensed in
bands where the Commission has
implemented a geographic area
licensing approach that would require
the use of competitive bidding
procedures to resolve mutually
exclusive applications. The
Commission’s licensing database
indicates that, as of April 16, 2010, there
were a total of 11,653 site-based MAS
station authorizations. Of these, 58
authorizations were associated with
common carrier service. In addition, the
Commission’s licensing database
indicates that, as of April 16, 2010, there
were a total of 3,330 EA market area
MAS authorizations.
93. With respect to the second
category, which consists of entities that
use, or seek to use, MAS spectrum to
accommodate their own internal
communications needs, MAS serves an
essential role in a range of industrial,
safety, business, and land transportation
activities. MAS radios are used by
companies of all sizes, operating in
virtually all U.S. business categories,
and by all types of public safety entities.
For the majority of private internal
users, the definitions developed by the
SBA would be more appropriate than
the Commission’s definition. The
applicable definition of small entity in
this instance appears to be the ‘‘Wireless
Telecommunications Carriers (except
satellite)’’ definition under the SBA
rules.122 Under that SBA category, a
business is small if it has 1,500 or fewer
employees.123 The Commission’s
licensing database indicates that, as of
April 16, 2010, of the 11,653 total MAS
station authorizations, 10,773
authorizations were for private radio
service.
94. Television Broadcasting. The
proposed rules and policies apply to
television broadcast licensees and
potential licensees of television service.
The SBA defines a television broadcast
station as a small business if such
station has no more than $14 million in
annual receipts.124 Business concerns
included in this industry are those
‘‘primarily engaged in broadcasting
120 Id.
121 See Letter to Thomas Sugrue, Chief, Wireless
Telecommunications Bureau, Federal
Communications Commission, from Aida Alvarez,
Administrator, Small Business Administration,
dated June 4, 1999.
122 13 CFR 121.201, North American Industry
Classification System (NAICS) code 517210.
123 Id.
124 See 13 CFR 121.201, NAICS Code 515120.
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images together with sound.’’ 125 The
Commission has estimated the number
of licensed commercial television
stations to be 1,392.126 According to
Commission staff review of the BIA/
Kelsey, MAPro Television Database
(‘‘BIA’’) as of April 7, 2010, about 1,015
of an estimated 1,380 commercial
television stations 127 (or about 74
percent) have revenues of $14 million or
less and thus qualify as small entities
under the SBA definition. The
Commission has estimated the number
of licensed non-commercial educational
(NCE) television stations to be 390.128
The Commission notes, however, that,
in assessing whether a business concern
qualifies as small under the above
definition, business (control)
affiliations 129 must be included. Our
estimate, therefore, likely overstates the
number of small entities that might be
affected by our action, because the
revenue figure on which it is based does
not include or aggregate revenues from
affiliated companies. The Commission
does not compile and otherwise does
not have access to information on the
revenue of NCE stations that would
permit it to determine how many such
stations would qualify as small entities.
95. In addition, an element of the
definition of ‘‘small business’’ is that the
entity not be dominant in its field of
operation. The Commission is unable at
this time to define or quantify the
criteria that would establish whether a
specific television station is dominant
in its field of operation. Accordingly,
the estimates of small businesses to
which rules may apply do not exclude
125 Id. This category description continues,
‘‘These establishments operate television
broadcasting studios and facilities for the
programming and transmission of programs to the
public. These establishments also produce or
transmit visual programming to affiliated broadcast
television stations, which in turn broadcast the
programs to the public on a predetermined
schedule. Programming may originate in their own
studios, from an affiliated network, or from external
sources.’’ Separate census categories pertain to
businesses primarily engaged in producing
programming. See Motion Picture and Video
Production, NAICS code 512110; Motion Picture
and Video Distribution, NAICS Code 512120;
Teleproduction and Other Post-Production
Services, NAICS Code 512191; and Other Motion
Picture and Video Industries, NAICS Code 512199.
126 See News Release, ‘‘Broadcast Station Totals as
of December 31, 2009,’’ 2010 WL 676084 (F.C.C.)
(dated Feb. 26, 2010) (‘‘Broadcast Station Totals’’);
also available at https://www.fcc.gov/mb/.
127 The Commission recognizes that this total
differs slightly from that contained in Broadcast
Station Totals, supra note 446; however, the
Commission is using BIA’s estimate for purposes of
this revenue comparison.
128 See Broadcast Station Totals, supra note 126.
129 ‘‘[Business concerns] are affiliates of each
other when one concern controls or has the power
to control the other or a third party or parties
controls or has the power to control both.’’ 13 CFR
121.103(a)(1).
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any television station from the
definition of a small business on this
basis and are therefore over-inclusive to
that extent. Also as noted, an additional
element of the definition of ‘‘small
business’’ is that the entity must be
independently owned and operated.
The Commission notes that it is difficult
at times to assess these criteria in the
context of media entities and our
estimates of small businesses to which
they apply may be over-inclusive to this
extent.
96. Class A TV, LPTV, and TV
translator stations. The rules and
policies proposed in this Notice include
licensees of Class A TV stations, low
power television (LPTV) stations, and
TV translator stations, as well as
potential licensees in these television
services. The same SBA definition that
applies to television broadcast licensees
would apply to these stations. The SBA
defines a television broadcast station as
a small business if such station has no
more than $14 million in annual
receipts.130 Currently, there are
approximately 537 licensed Class A
stations, 2,386 licensed LPTV stations,
and 4,359 licensed TV translators.131
Given the nature of these services, the
Commission will presume that all of
these licensees qualify as small entities
under the SBA definition. The
Commission notes, however, that under
the SBA’s definition, revenue of
affiliates that are not LPTV stations
should be aggregated with the LPTV
station revenues in determining whether
a concern is small. Our estimate may
thus overstate the number of small
entities since the revenue figure on
which it is based does not include or
aggregate revenues from non-LPTV
affiliated companies. The Commission
does not have data on revenues of TV
translator or TV booster stations, but
virtually all of these entities are also
likely to have revenues of less than $14
million and thus may be categorized as
small, except to the extent that revenues
of affiliated non-translator or booster
entities should be considered.
97. Radio Broadcasting. The proposed
rules and policies could apply to radio
broadcast licensees, and potential
licensees of radio service. The SBA
defines a radio broadcast station as a
small business if such station has no
more than $7 million in annual
receipts.132 Business concerns included
in this industry are those primarily
engaged in broadcasting aural programs
by radio to the public.133 According to
130 See
13 CFR 121.201, NAICS Code 515120.
Broadcast Station Totals, supra note 126.
132 See 13 CFR 121.201, NAICS Code 515112.
133 Id.
131 See
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28533
Commission staff review of the BIA/
Kelsey Master Access Radio Analyzer
Database on April 7, 2010, about 10,900
of 11,200 commercial radio stations (or
about 97 percent) have revenues of $7
million or less and thus qualify as small
entities under the SBA definition. The
Commission notes, however, that, in
assessing whether a business concern
qualifies as small under the above
definition, business (control)
affiliations 134 must be included. Our
estimate, therefore, likely overstates the
number of small entities that might be
affected by our action, because the
revenue figure on which it is based does
not include or aggregate revenues from
affiliated companies.
98. In addition, an element of the
definition of ‘‘small business’’ is that the
entity not be dominant in its field of
operation. The Commission is unable at
this time to define or quantify the
criteria that would establish whether a
specific radio station is dominant in its
field of operation. Accordingly, the
estimates of small businesses to which
rules may apply do not exclude any
radio station from the definition of a
small business on this basis and
therefore may be over-inclusive to that
extent. Also as noted, an additional
element of the definition of ‘‘small
business’’ is that the entity must be
independently owned and operated.
The Commission notes that it is difficult
at times to assess these criteria in the
context of media entities and our
estimates of small businesses to which
they apply may be over-inclusive to this
extent.
99. FM translator stations and low
power FM stations. The proposed rules
and policies could affect licensees of
FM translator and booster stations and
low power FM (LPFM) stations, as well
as potential licensees in these radio
services. The same SBA definition that
applies to radio broadcast licensees
would apply to these stations. The SBA
defines a radio broadcast station as a
small business if such station has no
more than $7 million in annual
receipts.135 Currently, there are
approximately 6,155 licensed FM
translator and booster stations and 864
licensed LPFM stations.136 Given the
nature of these services, the
Commission will presume that all of
134 ‘‘[Business concerns] are affiliates of each
other when one concern controls or has the power
to control the other or a third party or parties
controls or has to power to control both.’’ 13 CFR
121.103(a)(1).
135 See 13 CFR 121.201, NAICS Code 515112.
136 See News Release, ‘‘Broadcast Station Totals as
of December 31, 2009’’ (rel. Feb. 26, 2010) (http:
//hraunfoss.fcc.gov/edocs_public/attachmatch/
DOC–296538A1.pdf269784A1.doc).
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these licensees qualify as small entities
under the SBA definition.
100. Cable Television Systems. The
proposed rules and policies could affect
cable television systems. Cable
television systems fall within the SBA
standard for Wired Telecommunication
Carriers, and in this category a business
is small if it has 1500 or fewer
employees.137 This category includes,
among others, cable operators, direct
broadcast satellite services, fixedsatellite services, home satellite dish
services, multipoint distribution
services, multichannel multipoint
distribution service, Instructional
Television Fixed Service, local
multipoint distribution service, satellite
master antenna television systems, and
open video systems.138 Since currently
available data was gathered when ‘‘Cable
and Other Program Distribution’’ was
the relevant category, earlier Census
Bureau data collected under the
category of ‘‘Cable and Other Program
Distribution’’ will be used here.
According to Census Bureau data, there
are 1,311 total cable and other pay
television service firms that operate
throughout the year of which 1,180 have
less than $10 million in revenue.139
Consequently, the Commission
estimates that the majority of providers
in this service category are small
businesses that may be affected by the
rules and policies adopted herein. The
Commission addresses below each
service individually to provide a more
precise estimate of small entities.
101. Cable System Operators (Rate
Regulation Standard). The Commission
has developed its own small business
size standards for the purpose of cable
rate regulation. Under the Commission’s
rules, a ‘‘small cable company’’ is one
serving 400,000 or fewer subscribers
137 13 CFR 121.201 (NAICS Code 517110). This
NAICS Code applies to all services listed in this
paragraph.
138 Those MVPDs relying primarily or exclusively
on satellite transmission could also be considered
to fall under the ‘‘Satellite Telecommunications’’
category. 13 CFR 121.201 (NAICS Code 517410).
139 Economics and Statistics Administration,
Bureau of Census, U.S. Department of Commerce,
1997 Economic Census, Subject Series—
Establishment and Firm Size, Information Sector
51, Table 4 at 50 (2000). The amount of $10 million
was used to estimate the number of small business
firms because the relevant Census categories
stopped at $9,999,999 and began at $10,000,000. No
category for $1412.5 million existed. Thus, the
number is as accurate as it is possible to calculate
with the available information.
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nationwide.140 As of 2008, out of 814 141
cable operators all but 10, that is 804,
qualify as small cable companies under
this standard.142 In addition, under the
Commission’s rules, a ‘‘small system’’ is
a cable system serving 15,000 or fewer
subscribers.143 Current Commission
records show 6000 cable systems. Of
these 726 have 20,000 subscribers or
more, based on the same records. The
Commission estimates that there are
5,000 small systems based upon this
standard.
102. Cable System Operators
(Telecom Act Standard). The
Communications Act of 1934, as
amended, also contains a size standard
for small cable system operators, which
is ‘‘a cable operator that, directly or
through an affiliate, serves in the
aggregate fewer than 1 percent of all
subscribers in the United States and is
not affiliated with any entity or entities
whose gross annual revenues in the
aggregate exceed $250,000,000.’’ 144
There are approximately 63.7 million
cable subscribers in the United States
today.145 Accordingly, an operator
serving fewer than 637,000 subscribers
shall be deemed a small operator if its
annual revenues, when combined with
the total annual revenues of all its
affiliates, do not exceed $250 million in
the aggregate.146 Based on available
data, the Commission finds that the
number of cable operators serving
637,000 subscribers or less is also
804.147 The Commission notes that the
Commission neither requests nor
collects information on whether cable
system operators are affiliated with
entities whose gross annual revenues
exceed $250 million.148 Although it
140 47 CFR 76.901(e). The Commission
determined that this size standard equates
approximately to a size standard of $100 million or
less in annual revenues. The Commission
developed this definition based on its
determination that a small cable system operator is
one with annual revenues of $100 million or less.
See Implementation of Sections of the 1992 Cable
Act: Rate Regulation, Sixth Report and Order and
Eleventh Order on Reconsideration, 10 FCC Rcd
7393, 7408 (1995).
141 Cable MSO Ownership, A Geographical
Analysis, 2009 Edition, 14–31, SNL Kagan (June
2009).
142 Id. at 12.
143 47 CFR 76.901(c).
144 47 U.S.C. 543(m)(2); see 47 CFR 76.901(f) &
nn. 1–3.).
145 See Cable TV Investor: Deals & Finance, No.
655, SNL Kagan, March 31, 2009, at 6.
146 47 CFR 76.901(f); see Public Notice, FCC
Announces New Subscriber Count for the
Definition of Small Cable Operator, DA 01–158
(Cable Services Bureau, Jan. 24, 2001).
147 Cable MSO Ownership at 12.
148 The Commission does receive such
information on a case-by-case basis if a cable
operator appeals a local franchise authority’s
finding that the operator does not qualify as a small
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seems certain that some of these cable
system operators are affiliated with
entities whose gross annual revenues
exceed $250,000,000, the Commission is
unable at this time to estimate with
greater precision the number of cable
system operators that would qualify as
small cable operators under the
definition in the Communications Act.
103. Satellite Telecommunications.
The category of Satellite
Telecommunications ‘‘comprises
establishments primarily engaged in
providing telecommunications services
to other establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ 149 The category
has a small business size standard of
$15 million or less in average annual
receipts, under SBA rules.150 For this
category, Census Bureau data for 2002
show that there were a total of 371 firms
that operated for the entire year.151 Of
this total, 307 firms had annual receipts
of under $10 million, and 26 firms had
receipts of $10 million to
$24,999,999.152 Consequently, the
Commission estimates that the majority
of Satellite Telecommunications firms
are small entities that might be affected
by its action.
104. All Other Telecommunications.
Satellite-related businesses within this
category include ‘‘establishments
primarily engaged in providing
specialized telecommunications
services, such as satellite tracking,
communications telemetry, and radar
station operation. This industry also
includes establishments primarily
engaged in providing satellite terminal
stations and associated facilities
connected with one or more terrestrial
systems and capable of transmitting
telecommunications to, and receiving
telecommunications from, satellite
systems.’’ 153 For this category, Census
Bureau data for 2002 show that there
were a total of 332 firms that operated
for the entire year.154 Of this total, 303
cable operator pursuant to Section 76.901(f) of the
Commission’s rules. See 47 CFR 76.901(f).
149 U.S. Census Bureau, 2007 NAICS Definitions,
‘‘517410 Satellite Telecommunications’’; https://
www.census.gov/naics/2007/def/ND517410.HTM.
150 13 CFR 121.201, NAICS code 517410.
151 U.S. Census Bureau, 2002 Economic Census,
Subject Series: Information, ‘‘Establishment and
Firm Size (Including Legal Form of Organization),’’
Table 4, NAICS code 517410 (issued Nov. 2005).
152 Id. An additional 38 firms had annual receipts
of $25 million or more.
153 U.S. Census Bureau, 2007 NAICS Definitions,
‘‘517919 All Other Telecommunications’’; https://
www.census.gov/naics/2007/def/
ND517919.HTM#N517919.
154 U.S. Census Bureau, 2002 Economic Census,
Subject Series: Information, ‘‘Establishment and
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firms had annual receipts of under $10
million and 15 firms had annual
receipts of $10 million to
$24,999,999.155 Consequently, the
Commission estimates that the majority
of All Other Telecommunications firms
are small entities that might be affected
by its action.
105. Non-Licensee Tower Owners. The
Commission’s rules require that any
entity proposing to construct an antenna
structure over 200 feet or within the
glide slope of an airport must register
the antenna structure with the
Commission on FCC Form 854.156 Thus,
non-licensee tower owners may be
subject to any new or additional
requirements adopted in this
proceeding. As of April 14, 2010, there
were 103,444 registration records in a
‘Constructed’ status and 13,291
registration records in a ‘Granted, Not
Constructed’ status in the Antenna
Structure Registration (ASR) database.
This includes both towers registered to
licensees and towers registered to nonlicensee tower owners. The Commission
does not keep information from which
the Commission can easily determine
how many of these towers are registered
to non-licensees or how many nonlicensees have registered towers.157 In
addition, the Commission does not keep
data on businesses with annual revenue
over $25 million. Moreover, the SBA
has not developed a size standard for
small businesses in the category ‘‘Tower
Owners.’’ Therefore, the Commission is
unable to estimate the number of nonlicensee tower owners that are small
entities. However, because these
regulations impact tower owners, the
Commission is choosing a category
related to our jurisdiction because of the
nexus between our regulatory function
and telecommunications with respect to
towers. The Commission will assume
that nearly all non-licensee tower
companies are small businesses under
the SBA’s definition for ‘‘All Other
Telecommunications.’’ 158
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4. Description of Projected Reporting,
Recordkeeping and Other Compliance
Requirements
106. This NPRM proposes to amend
§ 17.4(g) by requiring that the Antenna
Structure Registration Number be
Firm Size Including Legal Form of Organization),’’
Table 4, NAICS code 517910 (issued Nov. 2005).
155 Id. An additional 14 firms had annual receipts
of $25 million or more.
156 47 CFR 17.4(a), 17.7(a).
157 The Commission notes, however, that
approximately 13,000 towers are registered to 10
cellular carriers with 1,000 or more employees.
158 13 CFR 121.201, North American Industry
Classification System (NAICS) code 517919. Under
this category, a business is small if it has 1,500 or
fewer employees.
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displayed so that it is conspicuously
visible and legible from every point of
ingress/egress to the publicly accessible
area nearest the base of the antenna
structure, instead of only near the base
of the structure as before. If § 17.4(g) is
amended, the owner of the structure
would have to display the Antenna
Structure Registration Number so that it
is conspicuously visible and legible
from potentially multiple locations near
the base of the antenna structure instead
of only at one location.
107. The NPRM proposes to amend
§ 17.48 by requiring antenna structure
owners to provide continuously active
notice to the FAA of lighting outages to
allow the FAA to timely maintain
Notices to Airmen (NOTAMs) or issue
new NOTAMs, as necessary.
Specifically, if the lights cannot be
repaired within 15 days, the owner shall
notify the FAA to extend the outage date
and report a return to service date. The
owner will repeat this process every 15
days until the lights are repaired. If the
amendment to § 17.48 is adopted, the
owner of the structure would have to
provide continuously active notice to
the FAA of lighting outages, instead of
the one time notice currently required.
108. Although § 17.49 of the rules
requires antenna structure owners to
maintain a record of observed or
otherwise known extinguishments or
improper functioning of structure lights,
it does not currently specify how long
the record should be kept or what is to
be done with it. The Notice proposes
that the record be kept for two years and
that it be provided to the Commission
upon request. If adopted, antenna
structure owners would be required to
keep their records for two years and
provide them to the Commission upon
request.
5. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
109. The Commission proposes to
amend § 17.4(a) and §§ 17.21, 17.22
(redesignated as § 17.21(c)), and 17.23
and delete § 17.17(a) of the
Commission’s rules regarding antenna
structure registration and painting and
lighting specifications. The Commission
also proposes conforming edits to
§§ 1.61(a)(5) and 17.1(b). These
proposed changes are intended both to
promote aircraft navigation safety and
also to reduce regulatory burdens on
small entities by clarifying the
relationship between the Commission’s
rules and procedures and those of the
FAA and ensuring continued
consistency in those rules and
procedures. The Commission asks
commenters to suggest alternatives that
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may further reduce the impact on small
entities while achieving the above
intended goals. The Commission
specifically seeks comment on whether
to further reduce regulatory burdens on
small entities by amending § 17.17(b)
(redesignated as § 17.24) to provide that
a revised FAA Circular does not impose
new obligations on already-approved
antenna structures. The Commission
seeks comment on whether such
deregulatory action would unduly limit
the Commission’s flexibility and
whether it would afford appropriate
deference to the FAA’s expertise and
how possible alternatives could further
lessen the burden on small businesses
while achieving these goals.
110. In order to clarify the obligations
of antenna structure owners and
conform the Commission’s regulations
to Commission and FAA practice, the
Commission proposes adding new
sections to § 17.4 specifying that any
change in height of one foot or greater,
any change in coordinates of one second
or greater, or any change in marking and
lighting specifications requires prior
approval from the FAA and the
Commission. These proposed changes
are intended both to promote aircraft
navigation safety and to ease regulatory
burdens by streamlining regulations and
reducing confusion. The Commission
also proposes to consider whether to
specify accuracy standards or survey
methods in order to ensure consistency
of data. The Commission seeks to hear
about alternative rules that would
achieve the same goals while reducing
burdens to small business.
111. The Commission proposes to
delete §§ 17.7 and 17.14 of the
Commission’s rules, which are
restatements of FAA rules, and to
substitute cross-references to relevant
FAA rules in § 17.4 of the Commission’s
rules. This change could ease burdens
on regulated entities, including small
businesses, by reducing the risk of
confusion in the event the FAA were to
change its criteria. The Commission
seeks any alternatives to these proposed
changes that would further reduce
burdens on small business while
achieving these goals.
112. The Commission proposes to
amend its rules governing inspection
and maintenance of lighting by: (1)
Amending § 17.47 to eliminate or
reduce requirements to perform
inspections of lighting and light
monitoring systems; (2) amending
§ 17.48(a) to require antenna structure
owners to provide continuously active
notice to the FAA of lighting outages;
and (3) deleting vague references to
timely repair timeframes in §§ 17.48(b)
and 17.56(a). The Commission seeks to
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receive suggestions as to possible
alternatives in this area that would best
balance the goal of eliminating
unnecessary regulatory burdens with
the imperative to preserve aircraft
navigation safety, while reducing the
burden on small entities.
113. The Commission proposes to
delete §§ 17.45, 17.51, and 17.56(b),
which set forth specific requirements for
exhibiting and maintaining lights,
because they are unnecessary and may
create ambiguity in cases of conflict
with FAA specifications. These
proposed changes are intended both to
promote aircraft navigation safety and to
ease regulatory burdens on all regulated
entities by streamlining regulations and
reducing confusion. The Commission
determined not to propose an exception
to lighting requirements where lights are
extinguished due to a loss of power
beyond the owner’s control because
such an exception appears inconsistent
with aircraft navigation safety. The
Commission seeks alternative proposals,
if any such proposals would reduce the
burden on small entities.
114. § 17.49 requires antenna
structure owners to maintain a record of
observed or otherwise known
extinguishments or improper
functioning of structure lights. The
Commission proposes to add a
requirement to maintain such records
for two years and provide the records to
the Commission upon request in order
to balance the Commission’s need to
determine the compliance record
against the burden of record retention
on antenna structure owners. The
Commission tentatively concludes that
this proposal best balances the
Commission’s need for a compliance
record against the burden of record
retention. The Commission seeks to
receive alternative proposals based on
data regarding the burden this record
retention would impose on antenna
structure owners, including the
alternative of eliminating the
recordkeeping requirement entirely.
Such alternative proposals should
address the issue of reducing burdens
on small business.
115. The Commission requests
comment on whether to amend § 17.50
to require use of the FAA’s ‘‘In Service
Aviation Orange Tolerance Chart’’ to
determine whether a structure needs to
be cleaned or repainted and to specify
how the chart is to be used. These
changes may provide more objective
standards for gauging visibility. The
Commission seeks alternative proposals
that would achieve this goal while
further reducing the burden on small
business.
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116. The Commission proposes to
amend § 17.2(a) of the Commission’s
rules to clarify both when a structure
becomes, and when a structure ceases to
be, an ‘‘antenna structure’’ under its
rules. The Commission also proposes to
amend § 17.2(c) of the Commission’s
rules to clarify that the obligations of an
‘‘antenna structure owner’’ fall only on
the owner of the underlying structure,
and not on tenants, thus promoting
clarity for all parties. The Commission
seeks to receive alternate proposals that
address the effects of these proposed
rule changes in general, and more
specifically on small entities.
117. The Commission asks
commenters to address alternatives
regarding whether the rules concerning
antenna structures should be enforced
against voluntarily registered structures,
whether owners of antenna structures
that do not require registration should
be prohibited from registering their
towers, and whether antenna structure
owners who have voluntarily registered
structures should be required to
withdraw their registrations from the
Commission’s antenna structure
database. Such action could reduce
confusion by clarifying the regulatory
status of these structures. The
Commission seeks to receive alternate
proposals addressing the benefits and
drawbacks of such action, particularly
with respect to its impact on antenna
structure owners that are small
businesses.
118. The Commission proposes to
modify § 17.4(g) to require that antenna
structure owners display the ASR
number so that it would be visible to a
member of the general public who
reaches the closest publicly accessible
location near each point of access to the
antenna structure. The Commission
further proposes to delete the
requirement that the ASR number be
posted near the base of the antenna
structure. The Commission tentatively
concludes that amending the rule in this
manner would clarify the obligations of
antenna structure owners, promote
timely remediation when lighting is
observed to be malfunctioning or
extinguished, and eliminate
unnecessary postings. The Commission
seeks alternate proposals that would
best achieve these goals while reducing
the burdens on small business.
119. Section 17.4(f) requires that
antenna structure owners immediately
provide copies of FCC Form 854R
(antenna structure registration) to each
tenant licensee and permittee. Sections
17.4(e) and 17.6(c) impose a similar
requirement on the first licensee where
the antenna structure owner is unable to
file Form 854 because it is subject to a
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denial of Federal benefits under the
Anti-Drug Abuse Act of 1988. The
Commission proposes to amend these
rules to allow the alternative of
providing a link to the Commission’s
antenna structure registration Web site
via paper or electronic mail. The
Commission tentatively concludes that
this proposal would best reduce the
burden on regulated entities, including
small businesses, while ensuring that
tenant licensees and permittees remain
informed. Thus, the Commission
determined not to propose eliminating
this requirement altogether or simply
requiring antenna structure owners to
provide their tenants with the ASR
number. The Commission seeks
alternative proposals that would achieve
its goals.
120. The Commission determined not
to propose eliminating § 17.57 to
increase to five days the time period for
notifying the Commission of
construction, dismantlement, and
changes in height or ownership. The
Commission notes that the existing time
periods have not been shown to be
inconsistent with FAA requirements
and that they promote the accuracy of
the Commission’s information. The
Commission seeks discussion of
alternate proposals that will reduce
burdens on small business, including
discussion of any burdens the existing
rule may impose.
121. The Commission proposes to
delete § 17.58, which was intended to
promote compliance with procedures
that are now obsolete. This change
would streamline the antenna structure
registration process, thereby easing the
burden on regulated entities. The
Commission seeks discussion of any
alternative proposals that would also
reduce burdens on small entities.
122. For each of the proposals in the
Notice, the Commission seeks
discussion, and where relevant,
alternative proposals, on the effect that
each prospective new requirement, or
alternative rules, might have on small
entities. For each proposed rule or
alternative, the Commission seeks
discussion about the burden that the
prospective regulation would impose on
small entities and how the Commission
could impose such regulations while
minimizing the burdens on small
entities. For each proposed rule, the
Commission asks whether there are any
alternatives the Commission could
implement that could achieve the
Commission’s goals while at the same
time minimizing the burdens on small
entities. For the duration of this
docketed proceeding, the Commission
will continue to examine alternatives
with the objectives of eliminating
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unnecessary regulations and minimizing
any significant economic impact on
small entities.
srobinson on DSKHWCL6B1PROD with PROPOSALS
6. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
123. None.
B. Initial Paperwork Reduction Act
124. This document contains
proposed information collection
requirements. The Commission, as part
of its continuing effort to reduce
paperwork burdens, invites the general
public and the Office of Management
and Budget (OMB) to comment on the
information collection requirements
contained in this document, as required
by the Paperwork Reduction Act of
1995, Public Law 104–13. Public and
agency comments are due July 20, 2010.
125. Comments should address: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
burden estimates; (c) ways to enhance
the quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on the respondents,
including the use of automated
collection techniques or other forms of
information technology. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4),
the Commission seeks specific comment
on how the Commission might further
reduce the information collection
burden for small business concerns with
fewer than 25 employees.
126. OMB Control Number: None.
127. Title: Part 17 Construction,
Marking, and Lighting of Antenna
Structures.
128. Form No.: None.
129. Type of Review: New collection.
130. Respondents: Business or other
for-profit; Not-for-profit institutions;
and State, Local or Tribal Governments.
131. Number of Respondents: 22,000.
132. Number of Responses: 258,570.
133. Estimated Time per Response: .1
hr. to 3 hrs. on average.
134. Frequency of Response: On
occasion reporting requirement,
recordkeeping requirement and third
party disclosure requirement.
135. Obligation to Respond: Required
to obtain or retain benefits. Statutory
authority for this information collection
is contained in sections 4(i), 4(j), 11 and
303(q) of the Communications Act of
1934, as amended, 47 U.S.C. 154(i)
through (j), 161, and 303(q).
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136. Total Annual Burden: 378,027
hours.
137. Total Annual Costs: $1,287,000.
138. Privacy Act Impact Assessment:
No impact.
139. Nature and Extent of
Confidentiality: There is no need for
confidentiality.
140. Needs and Uses: The
Commission is requesting OMB
approval for disclosure, reporting, and
record keeping requirements pertaining
to part 17 of the Commission’s rules. In
order to clarify the obligations of
antenna structure owners and conform
the Commission’s regulations to
Commission and FAA practice, the
Commission proposes changes to certain
sections of the Commission’s part 17
rules. These proposed changes are
intended both to promote aircraft
navigation safety and to ease regulatory
burdens by streamlining regulations and
reducing confusion. The new
information collection requirements
contained in the proposed part 17
amendments are necessary to
implement a uniform registration
process as well as safe and effective
lighting procedures for owners of
antenna structures. The following are
the information collection requirements:
• 17.4(j)—Antenna structure owners
must display the Antenna Structure
Registration (ASR) number so that it
would be visible to a member of the
general public who reaches the closest
publicly accessible location near each
point of access to the antenna structure;
• 17.48—Antenna structure owners
must provide continuously active notice
to the FAA of antenna structure lighting
outages;
• 17.49—Antenna structure owners
must maintain a record of observed or
otherwise known extinguishments or
improper functioning of structure lights
for two years and provide the records to
the Commission upon request.
141. The Commission tentatively
concludes that these collections are
necessary to effectuate the above rule
changes that clarify the obligations of
antenna structure owners, ensure
aircraft navigation safety when lighting
is observed to be malfunctioning or
extinguished, and eliminate
unnecessary postings.
C. Other Procedural Matters
1. Ex Parte Presentations
142. The rulemaking shall be treated
as a ‘‘permit-but-disclose’’ proceeding in
accordance with the Commission’s ex
parte rules. Persons making oral ex
parte presentations are reminded that
memoranda summarizing the
presentations must contain summaries
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28537
of the substance of the presentations
and not merely a listing of the subjects
discussed. More than a one or two
sentence description of the views and
arguments presented generally is
required. Other requirements pertaining
to oral and written presentations are set
forth in § 1.1206(b) of the Commission’s
rules.
2. Comment Filing Procedures
143. Pursuant to §§ 1.415 and 1.419 of
the Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. All filings
related to this Notice of Proposed
Rulemaking should refer to WT Docket
No. 10–88. Comments may be filed
using: (1) The Commission’s Electronic
Comment Filing System (ECFS), (2) the
Federal Government’s eRulemaking
Portal, or (3) by filing paper copies. See
Electronic Filing of Documents in
Rulemaking Proceedings, 63 FR 24121
(1998).
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://www.fcc.gov/
cgb/ecfs/ or the Federal eRulemaking
Portal: https://www.regulations.gov.
Filers should follow the instructions
provided on the Web site for submitting
comments.
• ECFS filers must transmit one
electronic copy of the comments for WT
Docket No. 10–88. In completing the
transmittal screen, filers should include
their full name, U.S. Postal Service
mailing address, and the applicable
docket number. Parties may also submit
an electronic comment by Internet
e-mail. To get filing instructions, filers
should send an e-mail to ecfs@fcc.gov,
and include the following words in the
body of the message, ‘‘get form.’’ A
sample form and directions will be sent
in response.
• Paper Filers: Parties who choose to
file by paper must file an original and
four copies of each filing. Filings can be
sent by hand or messenger delivery, by
commercial overnight courier, or by
first-class or overnight U.S. Postal
Service mail (although the Commission
continues to experience delays in
receiving U.S. Postal Service mail). All
filings must be addressed to the
Commission’s Secretary, Marlene H.
Dortch, Office of the Secretary, Federal
Communications Commission, 445 12th
Street, SW., Washington, DC 20554.
• All hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th Street, SW., Room TW–A325,
Washington, DC 20554. The filing hours
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at this location are 8 a.m. to 7 p.m. All
hand deliveries must be held together
with rubber bands or fasteners. Any
envelopes must be disposed of before
entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street, SW.,
Washington, DC 20554.
144. Parties should send a copy of
their filings to John Borkowski, Federal
Communications Commission, Room
6404, 445 12th Street, SW., Washington,
DC 20554, or by e-mail to
John.Borkowski@fcc.gov. Parties shall
also serve one copy with the
Commission’s copy contractor, Best
Copy and Printing, Inc. (BCPI), Portals
II, 445 12th Street, SW., Room CY–B402,
Washington, DC 20554, (202) 488–5300,
or via e-mail to fcc@bcpiweb.com.
145. Documents in WT Docket No.
10–88 will be available for public
inspection and copying during business
hours at the FCC Reference Information
Center, Portals II, 445 12th Street SW.,
Room CY–A257, Washington, DC 20554.
The documents may also be purchased
from BCPI, telephone (202) 488–5300,
facsimile (202) 488–5563, TTY (202)
488–5562, e-mail fcc@bcpiweb.com.
3. Accessible Formats
146. To request materials in accessible
formats for people with disabilities
(Braille, large print, electronic files,
audio format), send an e-mail to
fcc504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice) or 202–418–0432
(TTY).
srobinson on DSKHWCL6B1PROD with PROPOSALS
V. Ordering Clauses
147. Accordingly, it is ordered,
pursuant to sections 4(i), 4(j), 11 and
303(q) of the Communications Act of
1934, as amended, 47 U.S.C. 154(i)
through (j), 161, 303(q), that this Notice
in WT Docket No. 10–88 is adopted.
148. It is further ordered that the
Commission’s Consumer &
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Notice, including the Initial
Regulatory Flexibility Analysis, to the
Chief Counsel for Advocacy of the Small
Business Administration.
List of Subjects
47 CFR Part 1
Reporting and recordkeeping
requirements.
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47 CFR Part 17
Aviation safety; Communications
equipment; Reporting and
recordkeeping requirements.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Proposed Rules
For the reason discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
parts 1 and 17 as follows:
PART 1—PRACTICE AND
PROCEDURE
1. The authority citation for part 1
continues to read as follows:
Authority: 15 U.S.C. 79 et seq.; 47 U.S.C.
151, 154(j), 155, 157, 225, and 303(r).
2. Section 1.61 is amended by revising
paragraph (a)(5) to read as follows:
§ 1.61 Procedures for handling
applications requiring special aeronautical
study.
(a)* * *
(5) Upon receipt of FCC Form 854,
and attached FAA final determination of
‘‘no hazard,’’ the Bureau may prescribe
antenna structure painting and/or
lighting specifications or other
conditions in accordance with the FAA
airspace recommendation. Unless
otherwise specified by the Bureau, the
antenna structure must conform to the
FAA’s painting and lighting
recommendations set forth in the FAA’s
determination of ‘‘no hazard’’ and the
associated FAA study number. The
Bureau returns a completed Antenna
Structure Registration (FCC Form 854R)
to the registrant. If the proposed
structure is disapproved the registrant is
so advised.
*
*
*
*
*
PART 17—CONSTRUCTION,
MARKING, AND LIGHTING OF
ANTENNA STRUCTURES
3. The authority citation for part 17
continues to read as follows:
Authority: 47 U.S.C. 154, 303.
4. Section 17.1 is amended by revising
paragraph (b) to read as follows:
§ 17.1
Basis and purpose.
*
*
*
*
*
(b) The purpose of this part is to
prescribe certain procedures for antenna
structure registration and standards
with respect to the Commission’s
consideration of proposed antenna
structures which will serve as a guide to
antenna structure owners.
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5. Section 17.2 is amended by revising
paragraphs (a), (b) and (c) to read as
follows:
§ 17.2
Definitions.
(a) Antenna structure. The term
antenna structure means a structure that
is constructed or used for the primary
purpose of supporting antennas to
transmit and/or receive radio energy,
and any antennas and other
appurtenances mounted thereon, from
the time construction of the supporting
structure begins until such time as the
supporting structure is dismantled.
(b) Antenna farm area. A geographical
location, with established boundaries,
designated by the Federal
Communications Commission, in which
antenna towers with a common impact
on aviation may be grouped.
(c) Antenna structure owner. For the
purposes of this part, an antenna
structure owner is the individual or
entity vested with ownership, equitable
ownership, dominion, or title to the
underlying structure that supports or is
intended to support antennas and other
appurtenances. Notwithstanding any
agreements made between the owner
and any entity designated by the owner
to maintain the antenna structure, the
owner is ultimately responsible for
compliance with the requirements of
this part.
*
*
*
*
*
6. Revise § 17.4 to read as follows:
§ 17.4
Antenna structure registration.
(a) The owner of any proposed or
existing antenna structure that requires
notice of proposed construction to the
Federal Aviation Administration (FAA)
must register the structure with the
Commission. (See 14 CFR 77.13 for FAA
notification requirements.) This
includes those structures used as part of
stations licensed by the Commission for
the transmission of radio energy, or to
be used as part of a cable television
head end system. If a Federal
Government antenna structure is to be
used by a Commission licensee, the
structure must be registered with the
Commission. If the FAA exempts an
antenna structure from notification, it is
exempt from registration with the
Commission. (See 14 CFR 77.15 for FAA
exemptions to its notification
requirements.)
(1) For a proposed antenna structure
or alteration of an existing antenna
structure, the owner must register the
structure prior to construction or
alteration.
(2) For a structure that did not
originally fall under the definition of
‘‘antenna structure,’’ the owner must
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register the structure prior to hosting a
Commission licensee.
(b) Except as provided in paragraph (i)
of this section, each owner must file
FCC Form 854 with the Commission.
Additionally, each owner of a proposed
structure referred to in paragraph (a) of
this section must submit a valid FAA
determination of ‘‘no hazard.’’ In order
to be considered valid by the
Commission, the FAA determination of
‘‘no hazard’’ must not have expired prior
to the date on which FCC Form 854 is
received by the Commission. The height
of the structure will include the highest
point of the structure including any
obstruction lighting or lightning
arrester.
(c) Absent Commission specification,
the painting and lighting specifications
recommended by the FAA are
mandatory (see § 17.23 of this chapter).
However, the Commission may specify
painting and/or lighting requirements
for each antenna structure registration
in addition to or different from those
specified by the FAA.
(d) Any change in the overall height
of one foot or greater or coordinates of
one second or greater in longitude or
latitude of an antenna structure requires
prior approval from the FAA and the
Commission.
(e) Any change in the marking and
lighting specifications described on any
antenna structure registration requires
prior approval from the FAA and the
Commission.
(f) If an Environmental Assessment is
required under § 1.1307 of this chapter,
the Bureau will address the
environmental concerns prior to
processing the registration.
(g) If a final FAA determination of ‘‘no
hazard’’ is not submitted along with FCC
Form 854, processing of the registration
may be delayed or disapproved.
(h) The Commission shall issue, to the
registrant, FCC Form 854R, Antenna
Structure Registration, which assigns a
unique Antenna Structure Registration
Number. The structure owner shall
immediately provide to all tenant
licensees and permittees notification
that the structure has been registered,
along with either a copy of Form 854R
or the Antenna Structure Registration
Number and a link to the FCC antenna
structure Web site https://
wireless.fcc.gov/antenna/. This
notification may be done electronically
or via paper mail.
(i) If the owner of the antenna
structure cannot file FCC Form 854
because it is subject to a denial of
Federal benefits under the Anti-Drug
Abuse Act of 1988, 21 U.S.C. 862, the
first tenant licensee authorized to locate
on the structure (excluding tenants that
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no longer occupy the structure) must
register the structure using FCC Form
854, and provide a copy of the Antenna
Structure Registration (FCC Form 854R)
to the owner. The owner remains
responsible for providing to all tenant
licensees and permittees notification
that the structure has been registered,
consistent with paragraph (h) of this
section, and for posting the registration
number as required by paragraph (j) of
this section.
(j) Except as described in paragraph
(k) of this section, the Antenna
Structure Registration Number must be
displayed so that it is conspicuously
visible and legible from the publicly
accessible area nearest the base of the
antenna structure along the publicly
accessible roadway or path. If the base
of the antenna structure has more than
one point of ingress/egress, the Antenna
Structure Registration Number must be
posted at the publicly accessible area
nearest each such point of ingress/
egress. Materials used to display the
Antenna Structure Registration Number
must be weather-resistant and of
sufficient size to be easily seen at the
base of the antenna structure or at a
publicly accessible location.
(k) The owner is not required to post
the Antenna Structure Registration
Number in cases where a Federal, State,
or local government entity provides
written notice to the owner that such a
posting would detract from the
appearance of a historic landmark. In
this case, the owner must make the
Antenna Structure Registration Number
available to representatives of the
Commission, the FAA, and the general
public upon reasonable demand.
7. Section 17.6 is amended by revising
the section heading and paragraph (c),
to read as follows:
§ 17.6 Responsibility for painting and
lighting compliance.
*
*
*
*
*
(c) If the owner of the antenna
structure cannot file FCC Form 854
because it is subject to a denial of
federal benefits under the Anti-Drug
Abuse Act of 1988, 21 U.S.C. 862, the
first licensee authorized to locate on the
structure must register the structure
using FCC Form 854, and provide a
copy of the Antenna Structure
Registration (FCC Form 854R) to the
owner. The owner remains responsible
for providing to all tenant licensees and
permittees notification that the structure
has been registered, consistent with
§ 17.4(h), and for posting the registration
number as required by § 17.4(j).
8. Revise the heading to subpart B of
part 17 to read as follows:
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28539
Subpart B—Antenna Farm Areas
§ 17.7
[Removed and Reserved]
9. Remove and reserve § 17.7.
§ 17.14
[Removed and Reserved]
10. Remove and reserve § 17.14.
§ 17.17
[Removed and Reserved]
11. Remove and reserve § 17.17.
12. Section 17.21 is amended by
revising the introductory text, revising
paragraph (a) and adding paragraph (c)
to read as follows:
§ 17.21 Painting and lighting, when
required.
Antenna structures shall be painted
and lighted when:
(a) Their height exceeds any
obstruction standard requiring
notification to the FAA (see § 17.4(a)).
*
*
*
*
*
(c) If an antenna installation is of such
a nature that its painting and lighting
specifications in accordance with the
FAA airspace recommendation are
confusing, or endanger rather than assist
airmen, or are otherwise inadequate, the
Commission will specify the type of
painting and lighting or other marking
to be used in the individual situation.
§ 17.22
[Removed and Reserved]
13. Remove and reserve § 17.22.
14. Section 17.23 is revised to read as
follows:
§ 17.23 Specifications for painting and
lighting antenna structures.
Unless otherwise specified by the
Commission, each new or altered
antenna structure must conform to the
FAA’s painting and lighting
specifications set forth in the FAA’s
final determination of ‘‘no hazard’’ and
the associated FAA study for that
particular structure. For purposes of this
part, any specifications, standards, and
general requirements set forth by the
FAA in the structure’s determination of
‘‘no hazard’’ and the associated FAA
study are mandatory. Additionally, each
antenna structure must be painted and
lighted in accordance with any painting
and lighting requirements prescribed on
the antenna structure’s registration, or
in accordance with any other
specifications provided by the
Commission.
15. Add § 17.24 to read as follows:
§ 17.24
Existing structures.
No change to painting or lighting
criteria or relocation of airports shall at
any time impose a new restriction upon
any then existing or authorized antenna
structure or structures.
§ 17.45
[Removed and Reserved]
16. Remove and reserve § 17.45.
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17. Section 17.48 is revised to read as
follows:
§ 17.48 Notification of extinguishment or
improper functioning of lights.
The owner of any antenna structure
that requires registration of the structure
with the Commission and has been
assigned lighting specifications
referenced in this part shall report
immediately to the Federal Aviation
Administration, by means acceptable to
the Federal Aviation Administration,
any observed or otherwise known
extinguishment or improper functioning
of any top steady burning light or any
flashing obstruction light, regardless of
its position on the antenna structure,
not corrected within 30 minutes. If the
lights cannot be repaired within 15
days, the owner shall notify the FAA to
extend the outage date and report a
return to service date. The owner will
repeat this process every 15 days until
the lights are repaired. Such reports
shall set forth the condition of the light
or lights, the circumstances which
caused the failure, the probable date for
restoration of service, the FCC Antenna
Structure Registration Number, the
height of the structure (AGL and AMSL
if known) and the name, title, address,
and telephone number of the person
making the report. Further notification
to the Federal Aviation Administration
by means acceptable to the FAA shall be
given immediately upon resumption of
normal operation of the light or lights.
18. Section 17.49 is amended by
revising the introductory text to read as
follows:
§ 17.49 Recording of antenna structure
light inspections in the owner record.
The owner of each antenna structure
which is registered with the
Commission and has been assigned
lighting specifications referenced in this
part must maintain a record of any
observed or otherwise known
extinguishment or improper functioning
of a structure light. This record shall be
retained for a period of two years and
provided to the FCC or its agents upon
request. The record shall include the
following information for each such
event:
*
*
*
*
*
srobinson on DSKHWCL6B1PROD with PROPOSALS
§ 17.51
[Removed and Reserved]
19. Remove and reserve § 17.51.
§ 17.56
[Removed and Reserved]
20. Remove and reserve § 17.56.
§ 17.58
[Removed and Reserved]
21. Remove and reserve § 17.58.
[FR Doc. 2010–12142 Filed 5–20–10; 8:45 am]
BILLING CODE 6712–01–P
VerDate Mar<15>2010
16:10 May 20, 2010
Jkt 220001
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 665
RIN 0648–AX76
Fisheries in the Western Pacific;
Community Development Program
Process
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of availability of fishery
ecosystem plan amendments; request for
comments.
SUMMARY: NMFS announces that the
Western Pacific Fishery Management
Council (Council) proposes to amend
the fishery ecosystem plans (FEPs) for
American Samoa, Hawaii, Marianas,
and western Pacific Pelagics. If
approved by the Secretary of Commerce
(Secretary), the amendments would
establish requirements and procedures
for reviewing and approving community
development plans for access to western
Pacific fisheries. The intent of the
amendments is to promote the
participation of island communities in
fisheries that they have traditionally
depended upon, but may not have the
capabilities to support continued and
substantial participation in, possibly
due to economic, regulatory, or other
constraints.
DATES: Comments on the amendments
must be received by July 20, 2010.
ADDRESSES: Comments on the
amendments, identified by 0648–AX76,
may be sent to either of the following
addresses:
• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal
www.regulations.gov; or
• Mail: Mail written comments to
William L. Robinson, Regional
Administrator, NMFS, Pacific Islands
Region (PIR), 1601 Kapiolani Blvd, Suite
1110, Honolulu, HI 96814–4700.
Instructions: Comments must be
submitted to one of these two addresses
to ensure that the comments are
received, documented, and considered
by NMFS. Comments sent to any other
address or individual, or received after
the end of the comment period, may not
be considered. Comments will be posted
for public viewing after thecomment
period has closed. All comments
received are a part of the public record
and will generally be posted to
www.regulations.gov without change.
PO 00000
Frm 00037
Fmt 4702
Sfmt 4702
All personal identifying information
(e.g., name, address, etc.) submitted
voluntarily by the commenter may be
publicly accessible. Do not submit
confidential business information, or
otherwise sensitive or protected
information. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word or Excel, WordPerfect, or Adobe
PDF file formats only.
Copies of the amendments (which are
identical for all four FEPs) containing
background information on the issue are
available from www.regulations.gov and
from the Council, 1164 Bishop St., Suite
1400, Honolulu, HI 96813, tel 808–522–
8220, fax 808–522–8226, or web site
www.wpcouncil.org.
FOR FURTHER INFORMATION CONTACT:
Jarad Makaiau, NMFS PIR Sustainable
Fisheries, 808–944–2108.
SUPPLEMENTARY INFORMATION: This
document is also available at
www.gpoaccess.gov/fr.
Section 305(i)(2) of the MagnusonStevens Act authorizes the Council and
the Secretary, through NMFS, to
establish a community development
program for western Pacific fisheries.
The intent of the program is to provide
western Pacific communities access to
fisheries that they have traditionally
depended upon, but may not have the
capabilities to support continued and
substantial participation in, possibly
due to economic, regulatory, or other
constraints.
In 2002, NMFS announced the
eligibility criteria for participating in the
program (67 FR 18512; April 16, 2002).
To participate in the program,
communities are required to develop
and submit a development plan, but
there is currently no mechanism to
solicit, review, and approve these plans.
To address this issue, the Council
developed and submitted to NMFS for
review, amendments to the FEPs for
American Samoa, Hawaii, the Mariana
Archipelago, and western Pacific
Pelagics to establish such a mechanism.
The amendments are identical for each
FEP.
To be eligible for the community
development program, a community
must:
1. Be located in American Samoa,
Guam, Hawaii, or the Northern Mariana
Islands (collectively, the western
Pacific);
2. Consist of community residents
descended from aboriginal people
indigenous to the western Pacific area
who conducted commercial or
subsistence fishing using traditional
E:\FR\FM\21MYP1.SGM
21MYP1
Agencies
[Federal Register Volume 75, Number 98 (Friday, May 21, 2010)]
[Proposed Rules]
[Pages 28517-28540]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-12142]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 1 and 17
[WT Docket No. 10-88; RM 11349; FCC 10-53]
2004 and 2006 Biennial Regulatory Reviews--Streamlining and Other
Revisions of the Commission's Rules Governing Construction, Marking and
Lighting of Antenna Structures; Amendments To Modernize and Clarify the
Commission's Rules Concerning Construction, Marking and Lighting of
Antenna Structures
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this Notice of Proposed Rulemaking (NPRM), the Commission
seeks comment on revisions to the Commission's rules governing the
construction, marking, and lighting of antenna structures. The
Commission initiates this proceeding to update and modernize the
Commission's rules.
DATES: Interested parties may file comments on or before July 20, 2010,
and reply comments on or before August 19, 2010. Written comments on
the Paperwork Reduction Act proposed information collection
requirements must be submitted by the public, Office of Management and
Budget (OMB), and other interested parties on or before July 20, 2010.
ADDRESSES: You may submit comments, identified by WT Docket No. 10-88;
RM 11349; FCC 10-53, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Federal Communications Commission's Web site: https://www.fcc.gov/cgb/ecfs/. Follow the instructions for submitting comments.
Mail: Filings can be sent by hand or messenger delivery,
by commercial overnight courier, or by first-class or overnight U.S.
Postal Service mail (although the Commission continues to experience
delays in receiving U.S. Postal Service mail). All filings must be
addressed to the Commission's Secretary, Office of the Secretary,
Federal Communications Commission.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by e-mail: fcc.gov">FCC504@fcc.gov or phone: 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
In addition to filing comments with the Secretary, a copy of any
comments on the Paperwork Reduction Act information collection
requirements contained herein should be submitted to the Federal
Communications Commission via e-mail to fcc.gov">PRA@fcc.gov and to Nicholas A.
Fraser, Office of Management and Budget, via e-mail to Nicholas_A._Fraser@omb.eop.gov or via fax at 202-395-5167.
FOR FURTHER INFORMATION CONTACT: John Borkowski, Wireless
Telecommunications Bureau, (202) 418-0626, e-mail
fcc.gov">John.Borkowski@fcc.gov. For additional information concerning the
Paperwork Reduction Act information collection requirements contained
in this document, send an e-mail to fcc.gov">PRA@fcc.gov or contact Judith B.
Herman at 202-418-0214 or via the Internet at fcc.gov">Judith-B.Herman@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking in WT Docket No. 10-88; RM 11349; FCC 10-53,
adopted April 12, 2010, and released on April 20, 2010. The full text
of the NPRM is available for public inspection and copying during
business hours in the FCC Reference Information Center, Portals II, 445
12th Street, SW., Room CY-A257, Washington, DC 20554. It also may be
purchased from the Commission's duplicating contractor at Portals II,
445 12th Street, SW., Room CY-B402, Washington, DC 20554; the
contractor's Web site, https://www.bcpiweb.com; or by calling (800) 378-
3160, facsimile (202) 488-5563, or e-mail FCC@BCPIWEB.com. Copies of
[[Page 28518]]
the public notice also may be obtained via the Commission's Electronic
Comment Filing System (ECFS) by entering the docket number WT Docket
No. 10-88. Additionally, the complete item is available on the Federal
Communications Commission's Web site at https://www.fcc.gov.
Synopsis of the Notice of Proposed Rulemaking
I. Introduction
1. In this Notice of Proposed Rulemaking (NPRM), the Commission
seeks comment on revisions to the Commission's part 17 rules governing
the construction, marking, and lighting of antenna structures. The
Commission initiates this proceeding to update and modernize the part
17 rules. These proposed revisions are intended to improve compliance
with these rules and allow the Commission to enforce them more
effectively, helping to better ensure the safety of pilots and aircraft
passengers nationwide. These proposed revisions would also remove
outdated and burdensome requirements without compromising the
Commission's statutory responsibility to prevent antenna structures
from being hazards or menaces to air navigation.
II. Discussion
2. This NPRM proposes amendments to the part 17 rules to update and
modernize them, including harmonizing them with Federal Aviation
Administration (FAA) rules where appropriate. The following discussion
will examine the entirety of part 17, considering: (1) Antenna
structure registration and marking and lighting specifications; (2)
maintenance of marking and lighting; and (3) other matters.
A. Antenna Structure Registration and Marking and Lighting
Specifications
1. Provisions Governing Specification of Marking and Lighting
3. The provisions governing specification of marking and lighting
for registered antenna structures are set forth in Sections 17.21
through 17.23 of the rules. Section 17.21 specifies that painting and
lighting of an antenna structure is required if the structure exceeds
200 feet in height or if it requires aeronautical study, unless an
applicant can show that absence of (or lesser) marking would not impair
air safety. Section 17.22 provides that the Commission will generally
assign specifications for painting and lighting in accordance with FAA
Circulars referenced in Section 17.23, but also provides that if such
painting or lighting is confusing, or endangers rather than assists
airmen, the Commission may specify painting or lighting in the
individual situation. Section 17.23 provides that, unless otherwise
specified by the Commission, each new or altered antenna structure to
be registered on or after January 1, 1996, must conform to the FAA's
painting and lighting recommendations set forth on the structure's FAA
determination of ``no hazard'' as referenced in FAA Advisory Circulars
AC 70/7460-1J (``Obstruction Marking and Lighting'') and AC 150/5345-
43E (``Specification for Obstruction Lighting Equipment''), both of
which are cross-referenced.
4. In its 2004 Biennial Review Comments, PCIA--the Wireless
Infrastructure Association (PCIA) states that FAA Advisory Circular AC
70/460-1J referenced in Section 17.23 has been superseded, creating a
conflict between the Commission's marking and lighting requirements and
the FAA's. In the Biennial Review Proceeding, PCIA, CTIA--the Wireless
Association (CTIA), and Cingular Wireless LLC (Cingular) proposed that
Section 17.23 be amended to reference the most recent versions of the
FAA Advisory Circulars. PCIA seeks this rule change in its Petition for
Rulemaking as well. In their comments on PCIA's Petition for
Rulemaking, Cingular, Crown Castle USA, Inc. (Crown Castle), and the
National Association of Broadcasters (NAB) agree that the Commission's
rules should be consistent with the most recent FAA painting and
lighting recommendations. In its Petition for Rulemaking, PCIA also
seeks to amend Section 17.23 to clarify that the lighting and marking
specifications assigned to a structure by the Commission upon
registration do not change unless the FAA recommends new specifications
for that particular structure.
5. The Commission proposes several revisions to these provisions.
First, the Commission agrees with commenters that the rules should not
reference obsolete editions of the Advisory Circulars. Rather than
updating the references in the current rules, however, the Commission
proposes to delete any reference to Advisory Circulars as unnecessary
and potentially confusing. Because each antenna structure owner is
clearly notified through the registration process of the specifications
that apply to a particular structure, first by the FAA itself in its
``no hazard'' determination, and then by the Commission in the owner's
antenna structure registration, the Commission believes that specific
reference in the rules to particular Advisory Circulars is unnecessary.
Such references also may cause confusion if the FAA updates the
relevant circulars more frequently than the Commission amends its part
17 rules. Also, certain older registrations reference discontinued FCC
Form 715/715A rather than the Advisory Circulars. To avoid these
results, the Commission proposes that the rules require the marking and
lighting recommended in the FAA determination and associated study,
unless otherwise specified, rather than in any particular circular. The
Commission seeks comment on this proposal, and in particular on whether
there are any circumstances in which this approach would not be clear.
6. PCIA proposes that the Commission specify in the rules that
lighting and marking requirements do not change unless the FAA
recommends new specifications for particular structures. PCIA believes
this language is necessary to clarify that a revised FAA Circular does
not impose new obligations upon already-approved antenna structures.
PCIA also indicates that this proposal seeks rule codification of a
statement made on the FCC's Web site. The Commission seeks comment on
PCIA's proposal. The Commission also seeks comment on whether, in the
event the FAA changes its standards, it may instead be preferable for
the Commission to have the flexibility to apply any new standards
retroactively. Should the Commission defer in the first instance to the
FAA as the expert agency on aircraft navigation safety as to whether
revised standards should be applied to existing structures, unless
otherwise specified by the FCC?
7. Consistent with this discussion, the Commission proposes several
specific changes to the rules. Section 17.4 of the rules contains an
overview of the antenna structure registration process. The Commission
proposes adding to Sec. 17.4 a provision clarifying that the FAA's
recommended specifications are generally mandatory, but that the
Commission may specify additional or different requirements. The
Commission believes stating this simply up front will provide clarity
regarding the central obligation of structure owners. The Commission
also proposes to amend Sec. 17.4 to indicate that no changes may be
made to the lighting or marking specifications on an antenna structure
registration without prior FAA and Commission approval. The Commission
seeks comment on these proposals.
8. With respect to Sec. Sec. 17.21 through 17.23, the Commission
first proposes to amend Sec. 17.21(a), which provides that antenna
structures shall be painted and lighted when they exceed 60.96 meters
(200 feet) in height above ground level
[[Page 28519]]
or they require special aeronautical study. The Commission proposes to
instead reference FAA notification requirements. The Commission
believes that referencing FAA notification requirements will clarify
which antenna structures must comply with Sec. 17.21. The Commission
would retain the provision in Sec. 17.21(b) that the Commission may
modify requirements ``for painting and/or lighting of antenna
structures when it is shown by the applicant that the absence of such
marking would not impair the safety of air navigation, or that a lesser
marking requirement would insure the safety thereof.'' The Commission
then proposes to delete as unnecessary the first sentence of Sec.
17.22, which provides: ``Whenever painting or lighting is required, the
Commission will generally assign specifications in accordance with the
FAA Advisory Circulars referenced in Section 17.23.'' The Commission
would redesignate as paragraph 17.21(c) the remainder of current Sec.
17.22, specifying that ``[i]f an antenna installation is of such a
nature that its painting and lighting in accordance with these
specifications are confusing, or endanger rather than assist airmen, or
are otherwise inadequate, the Commission will specify the type of
painting and lighting or other marking to be used in the individual
situation.'' Finally, the Commission would amend Sec. 17.23, as
discussed above, to replace the reference to specific Advisory
Circulars with a more general reference to the FAA's determination of
no hazard and associated study, and to clarify the structure owner's
obligation to comply with any other specifications prescribed by the
Commission. The Commission seeks comment on all these proposals.
9. Finally, the Commission proposes deleting Sec. 17.17(a). The
Commission's proposed removal of reference to FAA circulars in Sec.
17.23 would eliminate the need for the stated exception in Sec.
17.17(a). Moreover, the language in Sec. 17.17(a) has resulted in some
confusion as to what painting and lighting specifications antenna
structures authorized prior to July 1, 1996, must maintain. The
Commission does not make a specific proposal to amend Sec. 17.17(b) in
this Notice, but the Commission notes that the Commission would need to
conform Sec. 17.17(b) to any decision regarding PCIA's proposal to
specify that lighting and marking requirements do not change unless the
FAA recommends new specifications for particular structures. The
Commission seeks comment on these proposals.
2. Accuracy of Location and Height Data
10. Section 17.4(a)(1) provides that alteration of an existing
antenna structure requires a new registration. However, the
Commission's rules do not define what constitutes an alteration such
that a new registration is required. In the ASR Streamlining Order (11
FCC Rcd at 4287), the Commission determined that any change or
correction of antenna structure site data of one second or greater in
longitude or latitude, or one foot or greater in height, requires a new
aeronautical study and a new determination by the FAA. The Commission
noted that these criteria are consistent with the FAA's standards for
when a new notification is required. In order to clarify the
obligations of antenna structure owners, the Commission proposes adding
a new section to Sec. 17.4 specifying that any change in height of one
foot or greater or any change in coordinates of one second or greater
requires prior approval from the FAA and the Commission. The Commission
seeks comment on this proposal.
11. Consistent with this standard, the Commission also seeks
comment on whether to amend its rules to require that the height
information provided on FCC Form 854 must be accurate within one foot
and the coordinates provided in FCC Form 854 must be accurate within
one second of longitude and latitude. The Commission further seeks
comment on whether to require that antenna structure owners must use
the most accurate data available when reporting height information and
site coordinates, and on whether the Commission should specify a
particular survey method. In the ASR Streamlining Order, the Commission
stated that antenna structure owners ``may use surveying tools of
differing accuracy, such as maps, GPS receivers, or GPS receivers with
differential corrections to obtain site data.'' Moreover, in the ASR
Clarification Order (15 FCC Rcd at 8678-8679), the Commission declined
to mandate a specific accuracy standard for the submission of antenna
structure data in deference to the FAA. It has been the Commission's
experience, however, that measurements taken using older survey methods
may differ significantly from those performed using current GPS
technology. In light of developments in technology and practice, the
Commission therefore finds it appropriate to revisit whether the
Commission should specify accuracy standards or survey methods. The
Commission asks commenters to address whether the Commission should
continue to defer to the FAA's expertise, and whether the Commission's
promulgation of rules would risk creating conflicts with the FAA's
process. Any comments proposing a specific method should explain that
method and the benefits of mandating it for new antenna structure
registrants.
3. Structures Requiring FAA Notification
12. Section 17.7 of the Commission's rules sets forth which antenna
structures require notification to the FAA. Section 17.14 of the
Commission's rules sets forth certain categories of antenna structures
that are exempt from notification to the FAA. Sections 17.7 and 17.14
are restatements of FAA rules. Specifically, Sec. 17.7 of the
Commission's rules is a restatement of Sec. 77.13 of the FAA's rules.
Section 17.14 of the Commission's rules is a restatement of Sec. 77.15
of the FAA's rules. These restatements of FAA rules in Commission rules
appear to be unnecessary and duplicative, and their inclusion risks
creating confusion in the event the FAA were to change its criteria.
The Commission therefore proposes to delete Sec. Sec. 17.7 and 17.14
of the Commission's rules. In lieu of these full restatements of FAA
rules, the Commission proposes adding cross-references to relevant FAA
rules in Sec. 17.4 of the Commission's rules, which provides that the
owner of any proposed or existing antenna structure that requires
notice of proposed construction to the FAA must register the structure
with the Commission. The Commission seeks comment on this tentative
conclusion, and on whether there is any reason the Commission should
retain language in its own rules stating which antenna structures
require notification to the FAA.
4. Pending FAA Rulemaking Proceeding
13. The FAA's current part 77 rules set forth regulations
pertaining to the physical attributes of objects (including
communications facilities) that may affect navigable airspace. Under
these rules, parties proposing to construct or modify a structure must
file a ``Notice of Proposed Construction or Alteration'' with the FAA.
The FAA then conducts an obstruction evaluation to determine whether
the proposed structure will pose a hazard to air navigation. The
Commission has, in turn, required any antenna structure for which a
Notice of Proposed Construction or Alteration must be filed with the
FAA to be registered with the Commission as well. As discussed in more
detail above, this registration requirement is the vehicle by which the
Commission exercises its
[[Page 28520]]
authority under the Communications Act to require painting and lighting
of towers that may constitute a hazard to air navigation.
14. In a Notice of Proposed Rulemaking released in June, 2006, the
FAA has proposed to modify its notification rules. Under the FAA's
proposal, among other things, events that give rise to a notification
requirement would be expanded to include construction of new facilities
that operate on specified frequency bands, changes in authorized
frequency, addition of new frequencies, increases in effective radiated
power or antenna height above certain thresholds, and changes in
antenna configuration for communications facilities that operate in
specified radio frequency bands, independent of the physical attributes
of such facilities. The Commission seeks comment on how the outcome of
the FAA's proceeding may affect any of the matters being considered in
the instant proceeding. In particular, the Commission seeks comment on
whether, if the FAA were to adopt its proposed rules in whole or in
part, the Commission should modify any of its rules or change any
proposed approaches to issues addressed in this proceeding. In this
regard, one such significant issue is whether the Commission should
continue to require all instances of ``Notice of Proposed Construction
or Alteration'' required by the FAA to result in an antenna structure
registration or amendment of antenna structure registration with the
Commission.
B. Maintenance of Marking and Lighting
15. The part 17 rules also detail certain requirements that concern
the maintenance of the marking and lighting on antenna structures.
These requirements include inspection and maintenance of lighting,
records of extinguishment or improper functioning of lights, and
maintenance of painting. The Commission believes that some of these
requirements are unnecessarily burdensome to antenna structure owners
and may be less effective at preventing hazards to air navigation than
certain alternatives. The Commission also believes that some
interpretations of these requirements overly complicate its enforcement
efforts in this important public safety area. Therefore, the Commission
is proposing several amendments and deletions to streamline and clarify
these rules.
1. Inspection and Maintenance of Lighting
16. The basic regime governing inspection and maintenance of
required lighting is set forth in Sec. Sec. 17.47, 17.48, and 17.56(a)
of the rules. Section 17.47 of the rules requires antenna structure
owners to make an observation of the antenna structure's lights at
least once each 24 hours either visually or by observing an automatic
properly maintained indicator designed to register any failure of such
lights or, alternatively, to provide and properly maintain an automatic
alarm system designed to detect any failure of such lights and to
provide indication of such failure to the owner. Section 17.47 also
requires antenna structure owners to inspect at intervals not to exceed
3 months all automatic or mechanical control devices, indicators, and
alarm systems associated with the antenna structure lighting to insure
that such apparatus is functioning properly. Section 17.48(a) of the
Rules requires immediate notification to the nearest Flight Service
Station (FSS) or office of the FAA of any observed or otherwise known
extinguishment or improper functioning of any top steady burning light
or any flashing obstruction light, regardless of its position on the
antenna structure, not corrected within 30 minutes. Upon notification
of such an incident, the FAA issues a Notice to Airmen (NOTAM) to alert
aircraft of the light outage. Section 17.48(b) of the Rules provides
that ``[a]n extinguishment or improper functioning of a steady burning
side intermediate light or lights, shall be corrected as soon as
possible, but notification to the FAA or [sic] such extinguishment or
improper functioning is not required.'' Section 17.56(a) of the rules
requires antenna structure owners to replace or repair lights,
automatic indicators or automatic control or alarm systems as soon as
practicable.
17. In their comments to the 2004 Biennial Review, PCIA, CTIA and
Cingular argue that quarterly physical inspection of antenna structures
imposes needless and costly burdens and adds nothing to the reliability
of the system. Also, the Commission, initially, and later the Wireless
Telecommunications Bureau on delegated authority, have granted several
tower owners waivers of Sec. 17.47(b) of the Rules to permit annual
rather than quarterly inspections for their automatic or mechanical
control devices, indicators and alarm systems associated with their
antenna structure lighting, on the basis that they use advanced
monitoring systems. In its Petition for Rulemaking, PCIA, consistent
with these waiver requests, recommends amendment of Section 17.47(b) of
the rules to exempt systems using network operations control (NOC)
center-based monitoring technologies from any requirement to regularly
inspect all automatic or mechanical systems associated with antenna
structure lighting. Sprint Nextel Corporation (Sprint Nextel),
Cingular, Crown Castle and NAB all support such a rule amendment. In
comments on a waiver request, Hark Tower Systems, Inc., also supported
this approach.
18. The Commission seeks comment on two possible alternative
changes to Sec. 17.47. First, the Commission seeks comment on whether
to delete Sec. 17.47 of the rules in its entirety. The Commission is
concerned that the current regime, which includes separate requirements
for inspecting lighting systems, providing notice of extinguished
lights, and replacing malfunctioning lights and monitoring systems, may
create ambiguity for antenna structure owners regarding their
regulatory obligations. In particular, an antenna structure owner may
incorrectly conclude that so long as it performs the inspections
required under Sec. 17.47, it will not be subject to enforcement
action if its lights fail to function. Eliminating the inspection
requirements under Sec. 17.47 would make clear that what matters is
that the lighting required under the antenna structure registration
remains on, or, if required lights become extinguished, that the
structure owner promptly request a NOTAM. If these requirements are not
met, the Commission may subject the structure owner to enforcement
action regardless of the measures it followed to inspect its lighting
and monitoring systems; and if these requirements are met, it would be
immaterial to us how the structure owner ensured that its lights would
remain functioning or NOTAMs would be requested. The Commission seeks
comment on this possible approach, including on whether inspection
requirements are necessary to ensure responsible monitoring of lighting
systems.
19. Second, if the Commission determines not to eliminate all
inspection requirements, the Commission seeks comment on whether to
amend Sec. 17.47(b) to exempt certain systems using NOC center-based
monitoring technologies from the requirement to quarterly inspect all
automatic or mechanical systems associated with antenna structure
lighting. As explained in the Commission's order granting waivers to
[[Page 28521]]
American Tower Corporation (ATC) and Global Signal, Inc. (GSI), the
types of systems used by ATC, GSI, and others reliably diagnose
problems, including any failures of control devices, indicators and
alarm systems, within real time. Thus, quarterly inspections of such
systems may unnecessarily burden antenna structure owners without
promoting aircraft navigation safety, and relieving inspection
requirements for such towers may encourage tower owners to adopt state-
of-the-art systems. In granting the ATC and GSI waiver requests, the
Commission found that the use of advanced technology in those instances
provided the benefits of more rapid response for lighting failures,
with attendant aircraft safety benefits. The Commission seeks comment
on the benefits and drawbacks of eliminating quarterly inspection
requirements for systems utilizing advanced self-monitoring technology,
and on whether required regular inspections that are less frequent,
such as annually, should be retained. The Commission also seeks comment
as to how the systems to be exempted from the quarterly inspection
requirement should be defined.
20. The Commission proposes to retain the requirement in Sec.
17.48(a) that antenna structure owners promptly report outages of top
steady burning lights or flashing antenna structure lights to the FAA.
However, the Commission believes amendment of this provision is
necessary to ensure that a NOTAM is maintained so long as any outage
continues. The FAA cancels all such notices within 15 days. However,
the Commission's rules do not currently require antenna structure
owners to notify the FAA if repairs to an antenna structure's lights
require more than 15 days. Therefore, the Commission proposes to
require antenna structure owners to provide continuously active NOTAM
notice to the FAA of these lighting outages in accordance with current
FAA requirements. Accordingly, antenna structure owners would be
required to contact the FAA to extend the lighting outage date after 15
days and provide a return to service date. The Commission seeks comment
on this proposal. The Commission specifically asks commenters to
discuss how the Commission should balance the public interest benefit
of having antenna structure owners contact the FAA every 15 days during
a light outage against the burden on antenna structure owners of
continual notification requirements. The Commission also notes that the
reporting requirement of Sec. 17.48(a) requires that the FAA be
notified ``by telephone or telegraph.'' The Commission tentatively
concludes that this rule should be updated to require notification by
means acceptable to the FAA, which currently is by a nationwide toll-
free telephone number for reporting lighting outages, and the
Commission seeks comment on this proposal.
21. Finally, the Commission requests comment on whether its rules
should include time frames for replacing or repairing extinguished
lights notwithstanding the issuance of a NOTAM, and if so, what those
time frames should be. The Commission believes that the current
requirements to replace or repair lights ``as soon as practicable'' (in
Sec. 17.56(a)) or ``as soon as possible'' (in Sec. 17.48(b)) may be
overly vague, and may engender confusion as to whether diligent efforts
to correct lighting malfunctions obviate the need for a NOTAM.
Accordingly, the Commission tentatively concludes that these provisions
should be deleted. By proposing to delete these rule sections, however,
the Commission does not intend to provide antenna structure owners with
an unlimited amount of time to repair the lighting systems on their
antenna structures, nor does the Commission suggest that antenna
structure owners may avoid repairing the lighting systems on their
antenna structures indefinitely by continually filing for NOTAMs.
Moreover, because the FAA does not accept notifications or issue NOTAMs
for extinguished steady burning side intermediate lights, in the
absence of Section 17.48(b) the Commission's rules would contain no
requirements relating to maintenance of these lights. The Commission
therefore seeks comment on whether the Commission should implement a
time limitation for lighting system repairs. If such a requirement is
implemented, should it be based on the geographic location of the
antenna structure? Should weather conditions be considered when
determining the reasonableness of a time period requirement? The
Commission seeks comment on these proposals.
2. Elimination of Unnecessary Provisions
22. Sections 17.45, 17.51, and 17.56(b) each set forth specific
requirements for antenna structure owners to follow in exhibiting or
maintaining lights. Section 17.45 of the rules specifies the type of
temporary warning lights to be used during construction of antenna
structures for which red obstruction lighting is required. Section
17.51 of the rules requires red obstruction lighting to be on from
sunset to sunrise and high intensity and medium intensity lighting to
burn continuously. Section 17.56(b) requires that the flash tubes in a
high intensity obstruction lighting system shall be replaced whenever
the peak effective daytime intensity falls below 200,000 candelas.
23. The Commission notes that in their 2004 Biennial Review
comments, PCIA, CTIA and Cingular ask that Sec. 17.51 be amended to
harmonize it with Section 17.48 (Notification of Extinguishment or
Improper Functioning Lights). Specifically, PCIA states that Sec.
17.51 should be revised to provide that a malfunctioning flashing light
does not violate Sec. 17.51, so long as a NOTAM has been sought by the
tower owner or operator and issued by the FAA. PCIA also suggests that
Sec. 17.51 should provide that it is not violated when a malfunction
is beyond the control of the tower owner/operator (such as in a power
failure).
24. The Commission tentatively concludes that each of these
provisions should be deleted because the relevant requirements are
specified in the FAA determination of no hazard and associated study
for each tower, and the separate identification of specific
requirements in the Commission's rules is therefore unnecessary and may
create ambiguity in cases of conflict. Any antenna structure which is
assigned specifications by the FAA for lighting is also assigned
Chapter 4 (Lighting Guideline) of FAA Advisory Circular AC 70/7460-1.
This chapter details the type of construction lights, both red and
white, that should be used during construction. Chapter 4 also details
requirements for the inspection, repair and maintenance of lights. Any
antenna structure which is assigned red obstruction, high intensity or
medium intensity lighting by the FAA is also assigned the applicable
chapter (Chapter 5, 6 or 7) of the same FAA Advisory Circular (AC 70/
7460-1) on its antenna structure registration. The Commission therefore
proposes to delete each of these rule provisions in order to promote
clarity and avoid potential conflicts. The Commission seeks comment on
this tentative conclusion, and in particular on whether there are any
instances in which the FAA would not assign the relevant specifications
in its Advisory Circular.
25. The Commission does not agree with the commenters' position
that its lighting requirements should include an exception where lights
are extinguished due to loss of power beyond the structure owner's
control. As discussed above, the Commission is proposing amending Sec.
17.48 to clearly state the basic requirement to maintain the required
lighting or, if lights become
[[Page 28522]]
extinguished, obtain and maintain a NOTAM. Thus, if lights become
extinguished due to loss of power, the structure owner will remain in
compliance with the rules if it immediately notifies the FAA and renews
the notification every 15 days. The Commission does not believe it is
either necessary or consistent with aircraft navigation safety to
exempt outages due to loss of power from this process. Moreover, the
Commission is not persuaded that the effects of power outages are
beyond the control of antenna structure owners, or beyond their ability
to remedy. The Commission seeks comment above on whether the Commission
should establish time limits for repair or replacement of extinguished
lights. Any rules that the Commission might adopt setting such time
limits would apply to lights that are off due to a power outage. The
Commission seeks comment on this analysis.
3. Records of Extinguishment or Improper Functioning of Lights
26. Section 17.49 requires antenna structure owners to maintain a
record of observed or otherwise known extinguishments or improper
functioning of structure lights. The Commission proposes to amend this
provision by adding a requirement to maintain such records for two
years and provide the records to the Commission upon request. The
Commission tentatively concludes that this retention period best
balances the Commission's need to determine the compliance record
against the burden of record retention on antenna structure owners. The
Commission seeks comment on this tentative conclusion, and in
particular on whether two years is the appropriate retention period.
The Commission encourages commenters to provide data regarding the
burden this record retention would impose on antenna structure owners,
and the Commission invites comment on whether the Commission should
eliminate the recordkeeping requirement entirely.
4. Maintenance of Painting
27. Section 17.50 of the rules specifies that antenna structures
requiring painting under part 17 shall be cleaned or repainted as often
as necessary to maintain good visibility. In their 2004 Biennial Review
Comments, PCIA, CTIA and Cingular argue that the Commission needs an
unambiguous standard for measuring good visibility, and suggest that
the rule be amended to reflect the standard used by the FAA. In
particular, PCIA proposes that the Commission amend Sec. 17.50 to
require that the ``paint on the structure must be within the color
tolerance depicted on the FAA's `In Service Aviation Orange Tolerance
Chart' as measured against the base of the tower from a distance of
one-quarter mile.'' Cingular states that the current lack of a standard
for ``good visibility'' ``leads to the potential for inconsistent
enforcement.''
28. The Commission requests comment on whether to amend Sec. 17.50
to specifically provide for use of the FAA's `In Service Aviation
Orange Tolerance Chart' to determine whether a structure needs to be
cleaned or repainted. In the field, the Commission's Enforcement Bureau
currently determines whether a structure needs to be cleaned or
repainted by comparing it to the FAA's In Service Aviation Orange
Tolerance Chart at the base of the structure and/or by observing the
structure at one-quarter mile distance from the structure. The
Commission believes that each of these approaches has certain benefits.
On one hand, a close inspection of the tower may provide more
information about the condition of the paint (e.g., whether it is
flaking) and about the actual color and how closely it matches the
required parameters. On the other hand, a view from one-quarter mile
distance, although subjective, may closely approximate tower visibility
and conspicuity that pilots would encounter and therefore may better
ensure that towers are visible. However, a view from a distance may be
subject to inconsistencies depending upon such factors as direction,
time of day, weather conditions, and silhouetting. Adding a specific
reference to the color chart in Sec. 17.50 could provide a more
objective standard for gauging the condition of required painting and
may provide better guidance for antenna structure owners and promote
consistent enforcement. The Commission therefore seeks comment on
whether to incorporate such a reference.
29. If the Commission does amend the rules to defer to the In
Service Aviation Orange Tolerance Chart, the Commission further seeks
comment on whether to compare the FAA's In Service Aviation Orange
Tolerance Chart to the tower at a distance of one-quarter mile, as PCIA
proposes, or at the base of the tower, as is the Enforcement Bureau's
practice. The instructions on the FAA chart direct that ``to use the
charts place each directly over the surface to be examined.'' However,
a more distant view may be most consistent with the FAA's Advisory
Circular on Obstruction Marking and Lighting, which indicates that
``the color should be sampled on the upper half of the structure, since
weathering is greater there.'' The Commission seeks comment on which of
these methods of using the chart, or both or neither, should be
referenced in the rule. The Commission also seeks comment on whether,
and if so how, the rule should combine use of the chart with other
methods of gauging visibility, as well as any other suggestions on how
the rule should be drafted.
C. Other Matters
1. Definitions
30. Section 17.2(a) of the rules defines an ``antenna structure''
as including ``the radiating and/or receive system, its supporting
structures and any appurtenances mounted thereon.'' Section 17.2(c)
defines an ``antenna structure owner'' as the individual or entity
vested with ownership, equitable ownership, dominion, or title to the
antenna structure. Commenters argue that because the definition of
``antenna structure'' includes antennas and other appurtenances, the
definition of ``antenna structure owner'' could be read to include the
service providers who own these antennas. Commenters therefore urge the
Commission to amend its rules to clarify that the obligations of
antenna structure owners fall only on the owner of the underlying
structure. Specifically, in their comments to the 2004 Biennial Review,
PCIA, CTIA and Cingular urge the Commission to revise the definition of
antenna structure so that compliance obligations of infrastructure
providers and licensed carriers are not ambiguous. PCIA and Cingular
both argue that the definition needs to be revised to reinforce
Commission decisions that the antenna structure owner is responsible
for marking, lighting and notification responsibilities relating to the
structure.
31. The Commission has previously made clear that registration
responsibilities fall squarely on the antenna structure owners, and not
on the licensees or permittees that are merely tenants of the
structures. Nonetheless, the Commission agrees that incorporating a
more precise definition into its rules would promote clarity for all
parties. The Commission therefore proposes amending Sec. 17.2(c) to
provide that the antenna structure owner is the owner of ``the
underlying structure that supports or is intended to support antennas
and other appurtenances.'' The Commission seeks comment on this
proposal, including any unintended consequences that may result from
this change.
32. The Commission also tentatively concludes that Sec. 17.2(a)
should be
[[Page 28523]]
amended to clarify both when a structure becomes, and when a structure
ceases to be, an ``antenna structure'' under its rules. Section 303(q)
of the Act provides that ``[i]n the event that the tower ceases to be
licensed by the Commission for the transmission of radio energy, the
owner of the tower shall maintain the prescribed painting and/or
illumination of such tower until it is dismantled . * * *'' Consistent
with this provision, the Commission proposes amending Sec. 17.2(a) to
provide that a structure will continue to be considered an antenna
structure and subject to its part 17 requirements until such time as
that structure is dismantled, regardless of whether the structure
continues to be used for the transmission and/or receipt of radio
energy. Similarly, the Commission believes it is consistent with the
intent of Sec. 303(q) that a structure constructed for the primary
purpose of transmitting or receiving radio energy be treated as an
antenna structure subject to its rules from the time construction
begins, regardless of whether the structure immediately is being used
for its intended purpose. The Commission therefore proposes amending
Sec. 17.2(a) to reflect this tentative conclusion as well. The
Commission seeks comment on these proposals. Finally, the Commission
notes that the term ``antenna structure'' is defined in both Sec. Sec.
1.907 and 17.2(a) of the Commission's rules. The Commission seeks
comment on whether these two definitions should be harmonized.
2. Structures Not Requiring Registration
33. Under the Commission's rules, not all antenna structures must
be registered with the Commission, only those of certain heights,
depending on their location. Despite this limitation, some antenna
structure owners have voluntarily registered their structures with the
Commission, even though such registration is not required. The
Commission seeks comment on whether the rules concerning antenna
structures should be enforced against such voluntarily registered
structures. In addition, the Commission seeks comment on whether owners
of antenna structures that do not require registration should be
prohibited from registering their towers, and whether antenna structure
owners who have voluntarily registered structures should be required to
withdraw their registrations from the Commission's antenna structure
database. Such an action could reduce confusion concerning the
regulatory status of these structures. The Commission seeks comment on
both the benefits and drawbacks to the Commission and the public of
keeping voluntarily registered structures in the database, as well as
of permitting additional structures to be voluntarily registered. In
this regard, the Commission notes that antenna structure owners often
register structures that fall below the Commission's height thresholds
in order to file an Environmental Assessment and obtain a Finding Of No
Significant Impact under the Commission's environmental rules. The
Commission invites comment regarding what changes to its environmental
processing may be necessary if antenna structure registration under
these circumstances were to be limited.
3. Posting of Antenna Structure Registration Number
34. Section 17.4(g) provides: ``Except as provided in paragraph (h)
of this section, the Antenna Structure Registration [ASR] number must
be displayed in a conspicuous place so that it is readily visible near
the base of the antenna structure.'' In its Petition for Rulemaking,
PCIA contends that it is not always possible to post the ASR number so
that it is both ``readily visible'' and ``near the base'' of the tower.
PCIA and Cingular both comment that the Commission's ``Posting
Guidelines'' indicate that in such instances an appropriate place to
post the ASR number is ``along a perimeter fence'' or ``at the point of
entry of the gate.'' PCIA recommends amendment of the rule to expressly
permit posting of the ASR number at a compound fence or gate. Sprint
Nextel, Crown Castle, NAB and Cingular concur.
35. The purpose of Sec. 17.4(g) is to ensure that a member of the
general public can identify the structure in the event of a light
outage or other air safety hazard and report the problem to the
Commission and/or the FAA, as well as to ensure that FCC and FAA
personnel can readily identify the structure. As currently written,
however, the rule does not require that the ASR number be posted in a
place that would be visible to the general public. The Commission
therefore proposes to modify Sec. 17.4 to require that antenna
structure owners display the ASR number so that it would be visible to
a member of the general public who reaches the closest publicly
accessible location near the base of the antenna structure. Where two
or more separate locations of this nature exist for a single antenna
structure, such as two roads from different directions to a mountaintop
site, the Commission would require posting the Antenna Structure
Registration number at each such location. The Commission tentatively
concludes that amending the rule in this manner would both clarify the
obligations of antenna structure owners and promote timely remediation
when lighting is observed to be malfunctioning or extinguished. The
Commission further tentatively concludes that it is unnecessary for the
ASR number to be posted both at the base of the tower and at a point
that is visible to the general public. The Commission seeks comment on
these tentative conclusions, including whether there would be benefits
to requiring an additional posting of the ASR number near the base of
the tower where that location is not readily visible to the public. The
Commission also seeks comment on how the rule should address those
situations where two towers having separate ASR numbers may be located
within a single fenced area, as well as situations in which an antenna
structure is located on a building.
4. Provision of Antenna Structure Registration to Tenants
36. Section 17.4(f) requires that antenna structure owners
immediately provide copies of FCC Form 854R (antenna structure
registration) to each tenant licensee and permittee. In their Biennial
Review comments, PCIA, CTIA and Cingular propose that the Commission
eliminate this requirement altogether, and shift the burden to the
Commission's licensees and permittees to obtain a copy of the Form 854R
from the Commission's Web site. In its Petition for Rulemaking, PCIA
specifically recommends that the rule should instead require antenna
structure owners to provide tenants with the ASR number or some
indication that the ASR has been changed or updated, so that licensees
and permittees may obtain relevant Form 845R (antenna structure
registration) information from the FCC's ASR Online System. Sprint
Nextel, Cingular, Crown Castle and NAB agree, arguing that the
requirement to provide paper copies no longer serves any practical
purpose and imposes unnecessary costs.
37. The Commission agrees that antenna structure owners should no
longer be required to provide paper copies of the Form 854R to their
tenants, as the relevant information and access to the form can
ordinarily be provided at least as effectively, and more economically,
by electronic means. However, the Commission believes it is essential
that the tenant licensees and permittees know when the antenna
structure has been registered, and how to access the registration form.
The
[[Page 28524]]
Commission therefore proposes to amend the relevant rules to allow
antenna structure owners, as an alternative to providing a copy of Form
854R, to notify tenant licensees and permittees that the structure has
been registered, and give the tenant licensees and permittees the
antenna structure's registration number along with the link for the
Commission's antenna structure registration Web site. This notification
may be done using paper mail or electronic mail. The Commission seeks
comment on this proposal.
5. Notification of Construction or Dismantlement
38. Section 17.57 requires that antenna structure owners notify the
Commission within 24 hours of construction or dismantlement of an
antenna structure, and immediately for changes in height or ownership.
In its Biennial Review comments, PCIA recommends changing Sec. 17.57
to harmonize the timing for these requirements with FAA rules. In its
Petition for Rulemaking, PCIA indicates specifically that its proposal
in this regard would be to change from 24 hours to five days the time
for notification of construction or dismantlement, and to change from
``immediately'' to five days the time for notification of changes in
height or ownership. Cingular and NAB support the concept of
harmonization of the Commission's rules with FAA rules regarding
notification of construction and/or dismantlement.
39. The Commission tentatively concludes that the Commission should
not adopt these proposed changes. Initially, the Commission notes that
neither PCIA nor Cingular cites the relevant FAA requirements or
explains why they are appropriate for the Commission's purposes. In any
event, these FCC notification requirements promote accuracy of the
Commission's information, and it would not appear to create any
conflict for them to be stricter than the FAA's. Given the simple
nature of notification filings, commenters have not shown that the time
frames are unreasonably burdensome. The Commission seeks comment on
this issue, including discussion of any burdens that the existing rule
may impose.
6. Facilities on Federal Land
40. Section 17.58 of the Commission's rules provides that any
application proposing new or modified transmitting facilities to be
located on land under the jurisdiction of the U.S. Forest Service or
the Bureau of Land Management shall include a statement that the
facilities will be so located, and that the applicant shall comply with
the requirements of Sec. 1.70 of the rules. This rule was adopted in
1967, along with former Sec. 1.70, which prescribed procedures for
handling applications involving the use of certain lands and
reservations under the jurisdiction of the U.S. Government. Those
procedures were abolished in 1977 at the request of the Department of
Agriculture and the Department of the Interior, at which point that
iteration of Sec. 1.70 was deleted. As Sec. 17.58 was intended to
promote compliance with procedures that no longer exist, the Commission
now proposes to delete Sec. 17.58. The Commission seeks comment on
this proposal, including whether there is any reason to retain a
requirement that the Commission be notified of facilities on Forest
Service or Bureau of Land Management lands.
III. Conclusion
41. By this NPRM, the Commission proposes various clarifications
and amendments to the part 17 rules, in order to allow antenna
structure owners to more efficiently and cost effectively ensure their
compliance with those rules. The Commission seeks comment on these
proposals.
IV. Procedural Matters
A. Initial Regulatory Flexibility Analysis
42. As required by the Regulatory Flexibility Act of 1980, see 5
U.S.C. 603, as amended (RFA), the Commission has prepared this present
Initial Regulatory Flexibility Analysis (IRFA) of the possible
significant economic impact on a substantial number of small entities
by the policies and rules proposed in this Notice of Proposed Rule
Making (NPRM). Written public comments are requested on this IRFA.
Comments must be specifically identified as responses to the IRFA and
must be filed by the deadlines for comments on the Notice provided in
Section V.A. of the item. The Commission will send a copy of the NPRM,
including this IRFA, to the Chief Counsel for Advocacy of the Small
Business Administration (SBA). In addition, the NPRM and IRFA (or
summaries thereof) will be published in the Federal Register.
1. Need for and Objectives of the Proposed Rules
43. Section 303(q) of the Communications Act vests in the
Commission the authority to require painting and/or lighting of radio
towers that may constitute a hazard to air navigation. Part 17 of the
Commission's rules sets forth procedures for identifying those antenna
structures that might affect air navigation, consistent with
recommendations made by the Federal Aviation Administration (FAA), and
for registering such structures with the Commission. The Commission
requires owners of antenna structures to register with the Commission
those structures that meet the registration criteria and to exercise
primary responsibility for the prescribed painting and lighting. The
proposed rules seek to achieve the best framework to continue to
fulfill the Commission's statutory responsibility to require antenna
structure owners, registrants and Commission licensees to do whatever
is necessary to prevent antenna structures from being hazards or
menaces to air navigation.
44. The Commission proposes to amend Sec. 17.4(a) and Sec. Sec.
17.21, 17.22 (redesignated as Sec. 17.21(c)), and 17.23 and to delete
Sec. 17.17(a) of the Commission's rules regarding antenna structure
registration and painting and lighting specifications. The Commission
also proposes conforming edits to Sec. Sec. 1.61(a)(5) and 17.1(b).
These proposed changes are intended to clarify the relationship between
the Commission's rules and procedures and those of the FAA and to
ensure continued consistency in those rules and procedures. The
Commission also asks whether to amend Sec. 17.17(b) (redesignated as
Sec. 17.24) by providing that a revised FAA Circular does not impose
new obligations on already-approved antenna structures.
45. In order to clarify the obligations of antenna structure owners
and to conform the Commission's regulations to Commission and FAA
practice, the Commission proposes adding new sections to Sec. 17.4
specifying that any change in height of one foot or greater, any change
in coordinates of one second or greater, or any change in marking and
lighting specifications requires prior approval from the FAA and the
Commission. The Commission also proposes to consider whether to specify
accuracy standards or survey methods in order to ensure consistency of
data.
46. The Commission proposes to delete Sec. Sec. 17.7 and 17.14 of
the Commission's rules, which are restatements of FAA rules, and to
substitute cross-references to relevant FAA rules in Sec. 17.4 of the
Commission's rules. This change could reduce the risk of confusion in
the event the FAA were to change its criteria.
47. The Commission proposes to amend its rules governing inspection
and maintenance of lighting by: (1) Amending Sec. 17.47 to eliminate
or reduce requirements to perform
[[Page 28525]]
inspections of lighting and light monitoring systems; (2) amending
Sec. 17.48(a) to require antenna structure owners to provide
continuously active notice to the FAA of lighting outages; and (3)
deleting vague references to timely repair timeframes in Sec. Sec.
17.48(b) and 17.56(a). The Commission proposes to consider whether to
eliminate Sec. 17.47 in its entirety or to retain modified inspection
requirements and whether to substitute more specific repair time
limitations. These proposals are intended to relieve unnecessary
burdens and reduce confusion while ensuring that aircraft navigation
safety is best protected.
48. The Commission proposes to delete Sec. Sec. 17.45, 17.51, and
17.56(b), which set forth specific requirements for exhibiting and
maintaining lights, because they are unnecessary and may create
ambiguity in cases of conflict with FAA specifications. This change
could reduce the risk of confusion.
49. Section 17.49 requires antenna structure owners to maintain a
record of observed or otherwise known extinguishments or improper
functioning of structure lights. The Commission proposes to add a
requirement to maintain such records for two years and provide the
records to the Commission upon request in order to balance the
Commission's need to determine the compliance record against the burden
of record retention on antenna structure owners.
50. The Commission is considering a proposal to amend Sec. 17.50
to require use of the FAA's `In Service Aviation Orange Tolerance
Chart' to determine whether a structure needs to be cleaned or
repainted and to specify how the chart is to be used. These changes may
provide more objective standards for gauging visibility.
51. The Commission proposes to amend Sec. 17.2(a) of the
Commission's rules to clarify both when a structure becomes, and when a
structure ceases to be, an ``antenna structure'' under our rules. The
Commission also proposes to amend Sec. 17.2(c) of the Commission's
rules to clarify that the obligations of an ``antenna structure owner''
fall only on the owner of the underlying structure, and not on tenants,
thus promoting clarity for all parties.
52. The Commission also proposes to consider whether the rules
concerning antenna structures should be enforced against voluntarily
registered structures, whether owners of antenna structures that do not
require registration should be prohibited from registering their
towers, and whether antenna structure owners who have voluntarily
registered structures should be required to withdraw their
registrations from the Commission's antenna structure database. Such
action could reduce confusion by clarifying the regulatory status of
these structures.
53. The Commission proposes to modify Sec. 17.4(g) to require that
antenna structure owners display the Antenna Structure Registration
(ASR) number so that it would be visible to a member of the general
public who reaches the closest publicly accessible location near each
point of access to the antenna structure. The Commission further
proposes to delete the requirement that the ASR number be posted near
the base of the antenna structure. The Commission tentatively concludes
that amending the rule in this manner would clarify the obligations of
antenna structure owners, promote timely remediation when lighting is
observed to be malfunctioning or extinguished, and eliminate
unnecessary postings.
54. Section 17.4(f) requires that antenna structure owners
immediately provide copies of FCC Form 854R (antenna structure
registration) to each tenant licensee and permittee. Sections 17.4(e)
and 17.6(c) impose a similar requirement on the first licensee in cases
where the antenna structure owner is unable to file Form 854 because it
is subject to a denial of Federal benefits under the Anti-Drug Abuse
Act of 1988. The Commission proposes to amend these rules to allow the
alternative of providing a link to the Commission's antenna structure
registration Web site via paper or electronic mail.
55. The Commission proposes to delete Sec. 17.58, which was
intended to promote compliance with procedures that are now obsolete.
This change would streamline the antenna structure registration
process.
2. Legal Basis
56. The legal basis for any action that may be taken pursuant to
the Notice is contained in Sections 4(i), 4(j), 11, and 303(q) of the
Communications Act of 1934, as amended, 47 U.S.C. 154(i) through (j),
161, 303(q).
3. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules May Apply
57. The RFA directs agencies to provide a description of, and where
feasible, an estimate of the number of small entities that may be
affected by proposed rules.\1\ The RFA generally defines the term
``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' \2\ In addition, the term ``small business'' has the
same meaning as the term ``small business concern'' under the Small
Business Act.\3\ A ``small business concern'' is one which: (1) Is
independently owned and operated; (2) is not dominant in its field of
operation; and (3) satisfies any additional criteria established by the
Small Business Administration (``SBA'').\4\
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\1\ 5 U.S.C. 604(a)(3).
\2\ 5 U.S.C. 601(6).
\3\ 5 U.S.C. 601(3) (incorporating by reference the definition
of ``small business concern'' in the Small Business Act, 15 U.S.C.
632). Pursuant to 5 U.S.C. 601(3), the statutory definition of a
small business applies ``unless an agency, after consultation with
the Office of Advocacy of the Small Business Administration and
after opportunity for public comment, establishes one or more
definitions of such term which are appropriate to the activities of
the agency and publishes such definition(s) in the Federal
Register.''
\4\ 15 U.S.C. 632.
---------------------------------------------------------------------------
58. The Notice proposes rule changes that would impose requirements
on a large number of entities relating to the registration of and
maintenance of painting and lighting on antenna structures. Due to the
number and diversity of owners of antenna structures and other
responsible parties, including small entities that are Commission
licensees as well as non-licensee tower companies, the Commission
classifies and quantifies them in the remainder of this section.
59. Cellular Licensees. The SBA has developed a small business size
standard for small businesses in the category ``Wireless
Telecommunications Carriers (except satellite).'' \5\ Under that SBA
category, a business is small if it has 1,500 or fewer employees.\6\
The census category of ``Cellular and Other Wireless
Telecommunications'' is no longer used and has been superseded by the
larger category ``Wireless Telecommunications Carriers (except
satellite)''. However, since currently available data was gathered when
``Cellular and Other Wireless Telecommunications'' was the relevant
category, earlier Census Bureau data collected under the category of
``Cellular and Other Wireless Telecommunications'' will be used here.
Census Bureau data for 2002 show that there were 1,397 firms in this
category that operated for the entire year.\7\ Of this total, 1,378
firms had employment of 999 or fewer employees, and 19 firms had
employment of 1,000 employees or
[[Page 28526]]
more.\8\ Thus, under this category and size standard, the majority of
firms can be considered small.
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\5\ 13 CFR 121.201, North American Industry Classification
System (NAICS) code 517210.
\6\ Id.
\7\ U.S. Census Bureau, 2002 Economic Census, Subject Series:
Information, ``Establishment and Firm Size