In the Matter of Florida Power and Light Company: Turkey Point Nuclear Plant; Independent Spent Fuel Installation Order Modifying License (Effective Immediately) [NRC-2010-0171], 24998-25002 [2010-10680]
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24998
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Notices
at 1–800–397–4209 or 301–415–4737, or
send an e-mail to pdr.resource@nrc.gov.
Dated at Rockville, Maryland, this 29th day
of April 2010.
For the Nuclear Regulatory Commission.
Peter S. Tam,
Senior Project Manager, Plant Licensing
Branch III–1, Division of Operating Reactor
Licensing, Office of Nuclear Reactor
Regulation.
[FR Doc. 2010–10675 Filed 5–5–10; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
[Docket No. 72–62; EA–2010–048]
In the Matter of Florida Power and
Light Company: Turkey Point Nuclear
Plant; Independent Spent Fuel
Installation Order Modifying License
(Effective Immediately) [NRC–2010–
0171]
AGENCY: U.S. Nuclear Regulatory
Commission.
ACTION: Issuance of Order for
Implementation of Additional Security
Measures and Fingerprinting for
Unescorted Access to Florida Power and
Light Company.
FOR FURTHER INFORMATION CONTACT: L.
Raynard Wharton, Senior Project
Manager, Licensing and Inspection
Directorate, Division of Spent Fuel
Storage and Transportation, Office of
Nuclear Material Safety and Safeguards
(NMSS), U.S. Nuclear Regulatory
Commission (NRC), Rockville, MD
20852. Telephone: (301) 492–3316; fax
number: (301) 492–3348; e-mail:
Raynard.Wharton@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
Pursuant to 10 CFR 2.106, NRC (or the
Commission) is providing notice, in the
matter of Turkey Point Nuclear Plant
Independent Spent Fuel Storage
Installation (ISFSI) Order Modifying
License (Effective Immediately).
II. Further Information
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I
NRC has issued a general license to
Florida Power and Light Company
(FPL), authorizing the operation of an
ISFSI, in accordance with the Atomic
Energy Act of 1954, as amended, and
Title 10 of the Code of Federal
Regulations (10 CFR) Part 72. This
Order is being issued to FPL because it
has identified near-term plans to store
spent fuel in an ISFSI under the general
license provisions of 10 CFR Part 72.
The Commission’s regulations at 10 CFR
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72.212(b)(5), 10 CFR 50.54(p)(1), and 10
CFR 73.55(c)(5) require licensees to
maintain safeguards contingency plan
procedures to respond to threats of
radiological sabotage and to protect the
spent fuel against the threat of
radiological sabotage, in accordance
with 10 CFR Part 73, Appendix C.
Specific physical security requirements
are contained in 10 CFR 73.51 or 73.55,
as applicable.
Inasmuch as an insider has an
opportunity equal to, or greater than,
any other person, to commit radiological
sabotage, the Commission has
determined these measures to be
prudent. Comparable Orders have been
issued to all licensees that currently
store spent fuel or have identified nearterm plans to store spent fuel in an
ISFSI.
II
On September 11, 2001, terrorists
simultaneously attacked targets in New
York, NY, and Washington, DC, using
large commercial aircraft as weapons. In
response to the attacks and intelligence
information subsequently obtained, the
Commission issued a number of
Safeguards and Threat Advisories to its
licensees, to strengthen licensees’
capabilities and readiness to respond to
a potential attack on a nuclear facility.
On October 16, 2002, the Commission
issued Orders to the licensees of
operating ISFSIs, to place the actions
taken in response to the Advisories into
the established regulatory framework
and to implement additional security
enhancements that emerged from NRC’s
ongoing comprehensive review. The
Commission has also communicated
with other Federal, State, and local
government agencies and industry
representatives to discuss and evaluate
the current threat environment in order
to assess the adequacy of security
measures at licensed facilities. In
addition, the Commission has
conducted a comprehensive review of
its safeguards and security programs
and requirements.
As a result of its consideration of
current safeguards and security
requirements, as well as a review of
information provided by the intelligence
community, the Commission has
determined that certain additional
security measures (ASMs) are required
to address the current threat
environment, in a consistent manner
throughout the nuclear ISFSI
community. Therefore, the Commission
is imposing requirements, as set forth in
Attachments 1 and 2 of this Order, on
all licensees of these facilities. These
requirements, which supplement
existing regulatory requirements, will
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provide the Commission with
reasonable assurance that the public
health and safety, the environment, and
common defense and security continue
to be adequately protected in the current
threat environment. These requirements
will remain in effect until the
Commission determines otherwise.
The Commission recognizes that
licensees may have already initiated
many of the measures set forth in
Attachments 1 and 2 to this Order, in
response to previously issued
advisories, or on their own. It also
recognizes that some measures may not
be possible or necessary at some sites,
or may need to be tailored to
accommodate the specific
circumstances existing at FPL’s facility,
to achieve the intended objectives and
avoid any unforeseen effect on the safe
storage of spent fuel.
Although the ASMs implemented by
licensees in response to the Safeguards
and Threat Advisories have been
sufficient to provide reasonable
assurance of adequate protection of
public health and safety, in light of the
continuing threat environment, the
Commission concludes that these
actions must be embodied in an Order,
consistent with the established
regulatory framework.
To provide assurance that licensees
are implementing prudent measures to
achieve a consistent level of protection
to address the current threat
environment, licenses issued pursuant
to 10 CFR 72.210 shall be modified to
include the requirements identified in
Attachments 1 and 2 to this Order. In
addition, pursuant to 10 CFR 2.202, I
find that, in light of the common
defense and security circumstances
described above, the public health,
safety, and interest require that this
Order be effective immediately.
III
Accordingly, pursuant to Sections 53,
103, 104, 147, 149, 161b, 161i, 161o,
182, and 186 of the Atomic Energy Act
of 1954, as amended, and the
Commission’s regulations in 10 CFR
2.202 and 10 CFR Parts 50, 72, and 73,
it is hereby ordered, Effective
Immediately, that your general license
is modified as follows:
A. FPL shall comply with the
requirements described in Attachments
1 and 2 to this Order, except to the
extent that a more stringent requirement
is set forth in the Turkey Point Nuclear
Plant’s physical security plan. FPL shall
complete implementation of the
requirements in Attachments 1 and 2 to
the Order no later than 365 days from
the date of this Order or 90 days before
the first day that spent fuel is initially
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placed in the ISFSI, whichever is
earlier. Additionally, FPL must receive
written verification that the ASMs have
been adequately implemented before
initially placing spent fuel in the ISFSI.
B. 1. FPL shall, within twenty (20)
days of the date of this Order, notify the
Commission: (1) If it is unable to
comply with any of the requirements
described in Attachments 1 and 2; (2) if
compliance with any of the
requirements is unnecessary, in its
specific circumstances; or (3) if
implementation of any of the
requirements would cause FPL to be in
violation of the provisions of any
Commission regulation or the facility
license. The notification shall provide
FPL’s justification for seeking relief
from, or variation of, any specific
requirement.
2. If FPL considers that
implementation of any of the
requirements described in Attachments
1 and 2 to this Order would adversely
impact the safe storage of spent fuel,
FPL must notify the Commission,
within twenty (20) days of this Order,
of the adverse safety impact, the basis
for its determination that the
requirement has an adverse safety
impact, and either a proposal for
achieving the same objectives specified
in Attachments 1 and 2 requirements in
question, or a schedule for modifying
the facility, to address the adverse safety
condition. If neither approach is
appropriate, FPL must supplement its
response, to Condition B.1 of this Order,
to identify the condition as a
requirement with which it cannot
comply, with attendant justifications, as
required under Condition B.1.
C. 1. FPL shall, within twenty (20)
days of this Order, submit to the
Commission, a schedule for achieving
compliance with each requirement
described in Attachments 1 and 2.
2. FPL shall report to the Commission
when it has achieved full compliance
with the requirements described in
Attachments 1 and 2.
D. All measures implemented or
actions taken in response to this Order
shall be maintained until the
Commission determines otherwise.
FPL’s response to Conditions B.1, B.2,
C.1, and C.2, above, shall be submitted
in accordance with 10 CFR 72.4. In
addition, submittals and documents
produced by FPL as a result of this
order, that contain Safeguards
Information as defined by 10 CFR 73.22,
shall be properly marked and handled,
in accordance with 10 CFR 73.21 and
73.22.
The Director, Office of Nuclear
Material Safety and Safeguards, may, in
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writing, relax or rescind any of the
above conditions, for good cause.
IV
In accordance with 10 CFR 2.202, FPL
must, and any other person adversely
affected by this Order may, submit an
answer to this Order within 20 days of
its publication in the Federal Register.
In addition, FPL and any other person
adversely affected by this Order may
request a hearing on this Order within
20 days of its publication in the Federal
Register. Where good cause is shown,
consideration will be given to extending
the time to answer or request a hearing.
A request for extension of time must be
made, in writing, to the Director, Office
of Nuclear Material Safety and
Safeguards, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001, and include a statement of good
cause for the extension.
The answer may consent to this
Order. If the answer includes a request
for a hearing, it shall, under oath or
affirmation, specifically set forth the
matters of fact and law on which FPL
relies and the reasons as to why the
Order should not have been issued. If a
person other than FPL requests a
hearing, that person shall set forth with
particularity the manner in which his/
her interest is adversely affected by this
Order and shall address the criteria set
forth in 10 CFR 2.309(d).
All documents filed in NRC
adjudicatory proceedings, including a
request for hearing, a petition for leave
to intervene, any motion or other
document filed in the proceeding prior
to the submission of a request for
hearing or petition to intervene, and
documents filed by interested
governmental entities participating
under 10 CFR 2.315(c), must be filed in
accordance with the NRC E-Filing rule
(72 FR 49139, August 28, 2007). The EFiling process requires participants to
submit and serve all adjudicatory
documents over the internet, or in some
cases to mail copies on electronic
storage media. Participants may not
submit paper copies of their filings
unless they seek an exemption in
accordance with the procedures
described below.
To comply with the procedural
requirements of E-Filing, at least ten
(10) days prior to the filing deadline, the
participant should contact the Office of
the Secretary by e-mail at
hearing.docket@nrc.gov, or by telephone
at (301) 415–1677, to request (1) a
digital ID certificate, which allows the
participant (or its counsel or
representative) to digitally sign
documents and access the E-Submittal
server for any proceeding in which it is
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24999
participating; and (2) advise the
Secretary that the participant will be
submitting a request or petition for
hearing (even in instances in which the
participant, or its counsel or
representative, already holds an NRCissued digital ID certificate). Based upon
this information, the Secretary will
establish an electronic docket for the
hearing in this proceeding if the
Secretary has not already established an
electronic docket.
Information about applying for a
digital ID certificate is available on
NRC’s public Web site at https://
www.nrc.gov/site-help/e-submittals/
apply-certificates.html. System
requirements for accessing the ESubmittal server are detailed in NRC’s
‘‘Guidance for Electronic Submission,’’
which is available on the agency’s
public Web site at https://www.nrc.gov/
site-help/e-submittals.html. Participants
may attempt to use other software not
listed on the Web site, but should note
that the NRC’s E-Filing system does not
support unlisted software, and the NRC
Meta System Help Desk will not be able
to offer assistance in using unlisted
software.
If a participant is electronically
submitting a document to the NRC in
accordance with the E-Filing rule, the
participant must file the document
using the NRC’s online, Web-based
submission form. In order to serve
documents through EIE, users will be
required to install a Web browser plugin from the NRC Web site. Further
information on the Web-based
submission form, including the
installation of the Web browser plug-in,
is available on the NRC’s public Web
site at https://www.nrc.gov/site-help/esubmittals.html.
Once a participant has obtained a
digital ID certificate and a docket has
been created, the participant can then
submit a request for hearing or petition
for leave to intervene. Submissions
should be in Portable Document Format
(PDF) in accordance with NRC guidance
available on the NRC public Web site at
https://www.nrc.gov/site-help/esubmittals.html. A filing is considered
complete at the time the documents are
submitted through the NRC’s E-Filing
system. To be timely, an electronic
filing must be submitted to the E-Filing
system no later than 11:59 p.m. Eastern
Time on the due date. Upon receipt of
a transmission, the E-Filing system
time-stamps the document and sends
the submitter an e-mail notice
confirming receipt of the document. The
E-Filing system also distributes an email notice that provides access to the
document to the NRC Office of the
General Counsel and any others who
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have advised the Office of the Secretary
that they wish to participate in the
proceeding, so that the filer need not
serve the documents on those
participants separately. Therefore,
applicants and other participants (or
their counsel or representative) must
apply for and receive a digital ID
certificate before a hearing request/
petition to intervene is filed so that they
can obtain access to the document via
the E-Filing system.
A person filing electronically using
the agency’s adjudicatory E-Filing
system may seek assistance by
contacting the NRC Meta System Help
Desk through the ‘‘Contact Us’’ link
located on the NRC Web site at https://
www.nrc.gov/site-help/esubmittals.html, by e-mail at
MSHD.Resource@nrc.gov, or by a tollfree call at (866) 672–7640. The NRC
Meta System Help Desk is available
between 8 a.m. and 8 p.m., Eastern
Time, Monday through Friday,
excluding government holidays.
Participants who believe that they
have a good cause for not submitting
documents electronically must file an
exemption request, in accordance with
10 CFR 2.302(g), with their initial paper
filing requesting authorization to
continue to submit documents in paper
format. Such filings must be submitted
by: (1) First class mail addressed to the
Office of the Secretary of the
Commission, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001, Attention: Rulemaking and
Adjudications Staff; or (2) courier,
express mail, or expedited delivery
service to the Office of the Secretary,
Sixteenth Floor, One White Flint North,
11555 Rockville Pike, Rockville,
Maryland, 20852, Attention:
Rulemaking and Adjudications Staff.
Participants filing a document in this
manner are responsible for serving the
document on all other participants.
Filing is considered complete by firstclass mail as of the time of deposit in
the mail, or by courier, express mail, or
expedited delivery service upon
depositing the document with the
provider of the service. A presiding
officer, having granted an exemption
request from using E-Filing, may require
a participant or party to use E-Filing if
the presiding officer subsequently
determines that the reason for granting
the exemption from use of E-Filing no
longer exists.
Documents submitted in adjudicatory
proceedings will appear in NRC’s
electronic hearing docket which is
available to the public at https://
ehd.nrc.gov/EHD_Proceeding/home.asp,
unless excluded pursuant to an order of
the Commission, or the presiding
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officer. Participants are requested not to
include personal privacy information,
such as social security numbers, home
addresses, or home phone numbers in
their filings, unless an NRC regulation
or other law requires submission of such
information. With respect to
copyrighted works, except for limited
excerpts that serve the purpose of the
adjudicatory filings and would
constitute a Fair Use application,
participants are requested not to include
copyrighted materials in their
submission.
If a hearing is requested by FPL or a
person whose interest is adversely
affected, the Commission will issue an
Order designating the time and place of
any hearing. If a hearing is held, the
issue to be considered at such hearing
shall be whether this Order should be
sustained.
Pursuant to 10 CFR 2.202(c)(2)(i), FPL
may, in addition to requesting a hearing,
at the time the answer is filed or sooner,
move the presiding officer to set aside
the immediate effectiveness of the Order
on the grounds that the Order, including
the need for immediate effectiveness, is
not based on adequate evidence, but on
mere suspicion, unfounded allegations,
or error.
In the absence of any request for
hearing, or written approval of an
extension of time in which to request a
hearing, the provisions as specified in
Section III shall be final twenty (20)
days from the date of this Order,
without further Order or proceedings. If
an extension of time for requesting a
hearing has been approved, the
provisions as specified in Section III,
shall be final when the extension
expires, if a hearing request has not
been received. An answer or a request
for hearing shall not stay the immediate
effectiveness of this order.
Dated at Rockville, Maryland, this 26th day
of April, 2010.
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For the Nuclear Regulatory Commission.
Michael F. Weber,
Director, Office of Nuclear Material Safety
and Safeguards.
Attachment 1—Additional Security
Measures (ASMs) for Physical
Protection of Dry Independent Spent
Fuel Storage Installations (ISFSIs)
contains Safeguards Information and is not
included in the Federal Register Notice
Attachment 2—Additional Security
Measures for Access Authorization and
Fingerprinting at Independent Spent
Fuel Storage Installations, Dated
December 19, 2007
A. General Basis Criteria
1. These additional security measures
(ASMs) are established to delineate an
independent spent fuel storage installation
(ISFSI) licensee’s responsibility to enhance
security measures related to authorization for
unescorted access to the protected area of an
ISFSI in response to the current threat
environment.
2. Licensees whose ISFSI is collocated with
a power reactor may choose to comply with
the U.S. Nuclear Regulatory Commission
(NRC)-approved reactor access authorization
program for the associated reactor as an
alternative means to satisfy the provisions of
sections B through G below. Otherwise,
licensees shall comply with the access
authorization and fingerprinting
requirements of section B through G of these
ASMs.
3. Licensees shall clearly distinguish in
their 20-day response which method they
intend to use in order to comply with these
ASMs.
B. Additional Security Measures for Access
Authorization Program
1. The licensee shall develop, implement
and maintain a program, or enhance its
existing program, designed to ensure that
persons granted unescorted access to the
protected area of an ISFSI are trustworthy
and reliable and do not constitute an
unreasonable risk to the public health and
safety for the common defense and security,
including a potential to commit radiological
sabotage.
a. To establish trustworthiness and
reliability, the licensee shall develop,
implement, and maintain procedures for
conducting and completing background
investigations, prior to granting access. The
scope of background investigations must
address at least the past three years and, as
a minimum, must include:
i. Fingerprinting and a Federal Bureau of
Investigation (FBI) identification and
criminal history records check (CHRC).
Where an applicant for unescorted access has
been previously fingerprinted with a
favorably completed CHRC, (such as a CHRC
pursuant to compliance with orders for
access to safeguards information) the licensee
may accept the results of that CHRC, and
need not submit another set of fingerprints,
provided the CHRC was completed not more
than three years from the date of the
application for unescorted access.
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ii. Verification of employment with each
previous employer for the most recent year
from the date of application.
iii. Verification of employment with an
employer of the longest duration during any
calendar month for the remaining next most
recent two years.
iv. A full credit history review.
v. An interview with not less than two
character references, developed by the
investigator.
vi. A review of official identification (e.g.,
driver’s license; passport; government
identification; state-, province-, or countryof-birth issued certificate of birth) to allow
comparison of personal information data
provided by the applicant. The licensee shall
maintain a photocopy of the identifying
document(s) on file, in accordance with
‘‘Protection of Information,’’ in Section G of
these ASMs.
vii. Licensees shall confirm eligibility for
employment through the regulations of the
U.S. Department of Homeland Security, U.S.
Citizenship and Immigration Services, and
shall verify and ensure, to the extent
possible, the accuracy of the provided social
security number and alien registration
number, as applicable.
b. The procedures developed or enhanced
shall include measures for confirming the
term, duration, and character of military
service for the past three years, and/or
academic enrollment and attendance in lieu
of employment, for the past five years.
c. Licensees need not conduct an
independent investigation for individuals
employed at a facility who possess active ‘‘Q’’
or ‘‘L’’ clearances or possess another active
U.S. Government-granted security clearance
(i.e., Top Secret, Secret, or Confidential).
d. A review of the applicant’s criminal
history, obtained from local criminal justice
resources, may be included in addition to the
FBI CHRC, and is encouraged if the results
of the FBI CHRC, employment check, or
credit check disclose derogatory information.
The scope of the applicant’s local criminal
history check shall cover all residences of
record for the past three years from the date
of the application for unescorted access.
2. The licensee shall use any information
obtained as part of a CHRC solely for the
purpose of determining an individual’s
suitability for unescorted access to the
protected area of an ISFSI.
3. The licensee shall document the basis
for its determination for granting or denying
access to the protected area of an ISFSI.
4. The licensee shall develop, implement,
and maintain procedures for updating
background investigations for persons who
are applying for reinstatement of unescorted
access. Licensees need not conduct an
independent reinvestigation for individuals
who possess active ‘‘Q’’ or ‘‘L’’ clearances or
possess another active U.S. Government
granted security clearance, i.e., Top Secret,
Secret or Confidential.
5. The licensee shall develop, implement,
and maintain procedures for reinvestigations
of persons granted unescorted access, at
intervals not to exceed five years. Licensees
need not conduct an independent
reinvestigation for individuals employed at a
facility who possess active ‘‘Q’’ or ‘‘L’’
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clearances or possess another active U.S.
Government granted security clearance, i.e.,
Top Secret, Secret or Confidential.
6. The licensee shall develop, implement,
and maintain procedures designed to ensure
that persons who have been denied
unescorted access authorization to the
facility are not allowed access to the facility,
even under escort.
7. The licensee shall develop, implement,
and maintain an audit program for licensee
and contractor/vendor access authorization
programs that evaluate all program elements
and include a person knowledgeable and
practiced in access authorization program
performance objectives to assist in the overall
assessment of the site’s program
effectiveness.
C. Fingerprinting Program Requirements
1. In a letter to the NRC, the licensee must
nominate an individual who will review the
results of the FBI CHRCs to make
trustworthiness and reliability
determinations for unescorted access to an
ISFSI. This individual, referred to as the
‘‘reviewing official,’’ must be someone who
requires unescorted access to the ISFSI. The
NRC will review the CHRC of any individual
nominated to perform the reviewing official
function. Based on the results of the CHRC,
the NRC staff will determine whether this
individual may have access. If the NRC
determines that the nominee may not be
granted such access, that individual will be
prohibited from obtaining access.1 Once the
NRC approves a reviewing official, the
reviewing official is the only individual
permitted to make access determinations for
other individuals who have been identified
by the licensee as having the need for
unescorted access to the ISFSI, and have
been fingerprinted and have had a CHRC in
accordance with these ASMs. The reviewing
official can only make access determinations
for other individuals, and therefore cannot
approve other individuals to act as reviewing
officials. Only the NRC can approve a
reviewing official. Therefore, if the licensee
wishes to have a new or additional reviewing
official, the NRC must approve that
individual before he or she can act in the
capacity of a reviewing official.
2. No person may have access to
Safeguards Information (SGI) or unescorted
access to any facility subject to NRC
regulation, if the NRC has determined, in
accordance with its administrative review
process based on fingerprinting and an FBI
identification and CHRC, that the person may
not have access to SGI or unescorted access
to any facility subject to NRC regulation.
3. All fingerprints obtained by the licensee
under this Order, must be submitted to the
Commission for transmission to the FBI.
4. The licensee shall notify each affected
individual that the fingerprints will be used
to conduct a review of his/her criminal
history record and inform the individual of
the procedures for revising the record or
including an explanation in the record, as
specified in the ‘‘Right to Correct and
1 The NRC’s determination of this individual’s
unescorted access to the ISFSI, in accordance with
the process, is an administrative determination that
is outside the scope of the Order.
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Complete Information,’’ in section F of these
ASMs.
5. Fingerprints need not be taken if the
employed individual (e.g., a licensee
employee, contractor, manufacturer, or
supplier) is relieved from the fingerprinting
requirement by 10 CFR 73.61, has a favorably
adjudicated U.S. Government CHRC within
the last five (5) years, or has an active Federal
security clearance. Written confirmation from
the Agency/employer who granted the
Federal security clearance or reviewed the
CHRC must be provided to the licensee. The
licensee must retain this documentation for
a period of three years from the date the
individual no longer requires access to the
facility.
D. Prohibitions
1. A licensee shall not base a final
determination to deny an individual
unescorted access to the protected area of an
ISFSI solely on the basis of information
received from the FBI involving: An arrest
more than one (1) year old for which there
is no information of the disposition of the
case, or an arrest that resulted in dismissal
of the charge, or an acquittal.
2. A licensee shall not use information
received from a CHRC obtained pursuant to
this Order in a manner that would infringe
upon the rights of any individual under the
First Amendment to the Constitution of the
United States, nor shall the licensee use the
information in any way that would
discriminate among individuals on the basis
of race, religion, national origin, sex, or age.
E. Procedures for Processing Fingerprint
Checks
1. For the purpose of complying with this
Order, licensees shall, using an appropriate
method listed in 10 CFR 73.4, submit to the
NRC’s Division of Facilities and Security,
Mail Stop T–6E46, one completed, legible
standard fingerprint card (Form FD–258,
ORIMDNRCOOOZ) or, where practicable,
other fingerprint records for each individual
seeking unescorted access to an ISFSI, to the
Director of the Division of Facilities and
Security, marked for the attention of the
Division’s Criminal History Check Section.
Copies of these forms may be obtained by
writing the Office of Information Services,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001, by calling (301)
415–5877, or by e-mail to forms@nrc.gov.
Practicable alternative formats are set forth in
10 CFR 73.4. The licensee shall establish
procedures to ensure that the quality of the
fingerprints taken results in minimizing the
rejection rate of fingerprint cards because of
illegible or incomplete cards.
2. The NRC will review submitted
fingerprint cards for completeness. Any Form
FD–258 fingerprint record containing
omissions or evident errors will be returned
to the licensee for corrections. The fee for
processing fingerprint checks includes one
re-submission if the initial submission is
returned by the FBI because the fingerprint
impressions cannot be classified. The one
free re-submission must have the FBI
Transaction Control Number reflected on the
re-submission. If additional submissions are
necessary, they will be treated as initial
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submittals and will require a second payment
of the processing fee.
3. Fees for processing fingerprint checks
are due upon application. The licensee shall
submit payment of the processing fees
electronically. To be able to submit secure
electronic payments, licensees will need to
establish an account with Pay.Gov (https://
www.pay.gov). To request an account, the
licensee shall send an e-mail to det@nrc.gov.
The e-mail must include the licensee’s
company name, address, point of contact
(POC), POC e-mail address, and phone
number. The NRC will forward the request to
Pay.Gov, who will contact the licensee with
a password and user lD. Once the licensee
has established an account and submitted
payment to Pay.Gov, they shall obtain a
receipt. The licensee shall submit the receipt
from Pay.Gov to the NRC along with
fingerprint cards. For additional guidance on
making electronic payments, contact the
Facilities Security Branch, Division of
Facilities and Security, at (301) 415–7739.
Combined payment for multiple applications
is acceptable. The application fee (currently
$36) is the sum of the user fee charged by the
FBI for each fingerprint card or other
fingerprint record submitted by the NRC on
behalf of a licensee, and an NRC processing
fee, which covers administrative costs
associated with NRC handling of licensee
fingerprint submissions. The Commission
will directly notify licensees who are subject
to this regulation of any fee changes.
4. The Commission will forward to the
submitting licensee all data received from the
FBI as a result of the licensee’s application(s)
for CHRCs, including the FBI fingerprint
record.
F. Right To Correct and Complete
Information
1. Prior to any final adverse determination,
the licensee shall make available to the
individual the contents of any criminal
history records obtained from the FBI for the
purpose of assuring correct and complete
information. Written confirmation by the
individual of receipt of this notification must
be maintained by the licensee for a period of
one (1) year from the date of notification.
2. If, after reviewing the record, an
individual believes that it is incorrect or
incomplete in any respect and wishes to
change, correct, or update the alleged
deficiency, or to explain any matter in the
record, the individual may initiate challenge
procedures. These procedures include either
direct application by the individual
challenging the record to the agency (i.e., law
enforcement agency) that contributed the
questioned information, or direct challenge
as to the accuracy or completeness of any
entry on the criminal history record to the
Assistant Director, Federal Bureau of
Investigation Identification Division,
Washington, DC 20537–9700 (as set forth in
28 CFR 16.30 through 16.34). In the latter
case, the FBI forwards the challenge to the
agency that submitted the data and requests
that agency to verify or correct the challenged
entry. Upon receipt of an official
communication directly from the agency that
contributed the original information, the FBI
Identification Division makes any changes
VerDate Mar<15>2010
16:53 May 05, 2010
Jkt 220001
necessary in accordance with the information
supplied by that agency. The licensee must
provide at least 10 days for an individual to
initiate an action challenging the results of a
FBI CHRC after the record is made available
for his/her review. The licensee may make a
final access determination based on the
criminal history record only upon receipt of
the FBI’s ultimate confirmation or correction
of the record. Upon a final adverse
determination on access to an ISFSI, the
licensee shall provide the individual its
documented basis for denial. Access to an
ISFSI shall not be granted to an individual
during the review process.
section 8(f) of the Investment Company
Act of 1940 for the month of April,
2010. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202)551–8090.
An order granting each application will
be issued unless the SEC orders a
hearing. Interested persons may request
a hearing on any application by writing
to the SEC’s Secretary at the address
below and serving the relevant
applicant with a copy of the request,
personally or by mail. Hearing requests
should be received by the SEC by 5:30
p.m. on May 25, 2010, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
G. Protection of Information
1. The licensee shall develop, implement,
and maintain a system for personnel
information management with appropriate
procedures for the protection of personal,
confidential information. This system shall
be designed to prohibit unauthorized access
to sensitive information and to prohibit
modification of the information without
authorization.
2. Each licensee who obtains a criminal
history record on an individual pursuant to
this Order shall establish and maintain a
system of files and procedures, for protecting
the record and the personal information from
unauthorized disclosure.
3. The licensee may not disclose the record
or personal information collected and
maintained to persons other than the subject
individual, his/her representative, or to those
who have a need to access the information
in performing assigned duties in the process
of determining suitability for unescorted
access to the protected area of an ISFSI. No
individual authorized to have access to the
information may re-disseminate the
information to any other individual who does
not have the appropriate need to know.
4. The personal information obtained on an
individual from a CHRC may be transferred
to another licensee if the gaining licensee
receives the individual’s written request to
re-disseminate the information contained in
his/her file, and the gaining licensee verifies
information such as the individual’s name,
date of birth, social security number, sex, and
other applicable physical characteristics for
identification purposes.
5. The licensee shall make criminal history
records, obtained under this section,
available for examination by an authorized
representative of the NRC to determine
compliance with the regulations and laws.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
[FR Doc. 2010–10680 Filed 5–5–10; 8:45 am]
Nuveen Floating Rate Fund
BILLING CODE 7590–01–P
[File No. 811–9553]
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29263]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
April 30, 2010.
The following is a notice of
applications for deregistration under
PO 00000
Frm 00138
Fmt 4703
Sfmt 4703
Dreyfus/KLS National Municipal Fund
[File No. 811–22262]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on September 25, 2009, and
amended on March 25, 2010.
Applicant’s Address: c/o The Dreyfus
Corporation, 200 Park Ave., New York,
NY 10166.
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On May 28, 2003,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant incurred
no expenses in connection with the
liquidation.
Filing Dates: The application was
filed on January 27, 2010, and amended
on April 20, 2010.
E:\FR\FM\06MYN1.SGM
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Agencies
[Federal Register Volume 75, Number 87 (Thursday, May 6, 2010)]
[Notices]
[Pages 24998-25002]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-10680]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
[Docket No. 72-62; EA-2010-048]
In the Matter of Florida Power and Light Company: Turkey Point
Nuclear Plant; Independent Spent Fuel Installation Order Modifying
License (Effective Immediately) [NRC-2010-0171]
AGENCY: U.S. Nuclear Regulatory Commission.
ACTION: Issuance of Order for Implementation of Additional Security
Measures and Fingerprinting for Unescorted Access to Florida Power and
Light Company.
-----------------------------------------------------------------------
FOR FURTHER INFORMATION CONTACT: L. Raynard Wharton, Senior Project
Manager, Licensing and Inspection Directorate, Division of Spent Fuel
Storage and Transportation, Office of Nuclear Material Safety and
Safeguards (NMSS), U.S. Nuclear Regulatory Commission (NRC), Rockville,
MD 20852. Telephone: (301) 492-3316; fax number: (301) 492-3348; e-
mail: Raynard.Wharton@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
Pursuant to 10 CFR 2.106, NRC (or the Commission) is providing
notice, in the matter of Turkey Point Nuclear Plant Independent Spent
Fuel Storage Installation (ISFSI) Order Modifying License (Effective
Immediately).
II. Further Information
I
NRC has issued a general license to Florida Power and Light Company
(FPL), authorizing the operation of an ISFSI, in accordance with the
Atomic Energy Act of 1954, as amended, and Title 10 of the Code of
Federal Regulations (10 CFR) Part 72. This Order is being issued to FPL
because it has identified near-term plans to store spent fuel in an
ISFSI under the general license provisions of 10 CFR Part 72. The
Commission's regulations at 10 CFR 72.212(b)(5), 10 CFR 50.54(p)(1),
and 10 CFR 73.55(c)(5) require licensees to maintain safeguards
contingency plan procedures to respond to threats of radiological
sabotage and to protect the spent fuel against the threat of
radiological sabotage, in accordance with 10 CFR Part 73, Appendix C.
Specific physical security requirements are contained in 10 CFR 73.51
or 73.55, as applicable.
Inasmuch as an insider has an opportunity equal to, or greater
than, any other person, to commit radiological sabotage, the Commission
has determined these measures to be prudent. Comparable Orders have
been issued to all licensees that currently store spent fuel or have
identified near-term plans to store spent fuel in an ISFSI.
II
On September 11, 2001, terrorists simultaneously attacked targets
in New York, NY, and Washington, DC, using large commercial aircraft as
weapons. In response to the attacks and intelligence information
subsequently obtained, the Commission issued a number of Safeguards and
Threat Advisories to its licensees, to strengthen licensees'
capabilities and readiness to respond to a potential attack on a
nuclear facility. On October 16, 2002, the Commission issued Orders to
the licensees of operating ISFSIs, to place the actions taken in
response to the Advisories into the established regulatory framework
and to implement additional security enhancements that emerged from
NRC's ongoing comprehensive review. The Commission has also
communicated with other Federal, State, and local government agencies
and industry representatives to discuss and evaluate the current threat
environment in order to assess the adequacy of security measures at
licensed facilities. In addition, the Commission has conducted a
comprehensive review of its safeguards and security programs and
requirements.
As a result of its consideration of current safeguards and security
requirements, as well as a review of information provided by the
intelligence community, the Commission has determined that certain
additional security measures (ASMs) are required to address the current
threat environment, in a consistent manner throughout the nuclear ISFSI
community. Therefore, the Commission is imposing requirements, as set
forth in Attachments 1 and 2 of this Order, on all licensees of these
facilities. These requirements, which supplement existing regulatory
requirements, will provide the Commission with reasonable assurance
that the public health and safety, the environment, and common defense
and security continue to be adequately protected in the current threat
environment. These requirements will remain in effect until the
Commission determines otherwise.
The Commission recognizes that licensees may have already initiated
many of the measures set forth in Attachments 1 and 2 to this Order, in
response to previously issued advisories, or on their own. It also
recognizes that some measures may not be possible or necessary at some
sites, or may need to be tailored to accommodate the specific
circumstances existing at FPL's facility, to achieve the intended
objectives and avoid any unforeseen effect on the safe storage of spent
fuel.
Although the ASMs implemented by licensees in response to the
Safeguards and Threat Advisories have been sufficient to provide
reasonable assurance of adequate protection of public health and
safety, in light of the continuing threat environment, the Commission
concludes that these actions must be embodied in an Order, consistent
with the established regulatory framework.
To provide assurance that licensees are implementing prudent
measures to achieve a consistent level of protection to address the
current threat environment, licenses issued pursuant to 10 CFR 72.210
shall be modified to include the requirements identified in Attachments
1 and 2 to this Order. In addition, pursuant to 10 CFR 2.202, I find
that, in light of the common defense and security circumstances
described above, the public health, safety, and interest require that
this Order be effective immediately.
III
Accordingly, pursuant to Sections 53, 103, 104, 147, 149, 161b,
161i, 161o, 182, and 186 of the Atomic Energy Act of 1954, as amended,
and the Commission's regulations in 10 CFR 2.202 and 10 CFR Parts 50,
72, and 73, it is hereby ordered, Effective Immediately, that your
general license is modified as follows:
A. FPL shall comply with the requirements described in Attachments
1 and 2 to this Order, except to the extent that a more stringent
requirement is set forth in the Turkey Point Nuclear Plant's physical
security plan. FPL shall complete implementation of the requirements in
Attachments 1 and 2 to the Order no later than 365 days from the date
of this Order or 90 days before the first day that spent fuel is
initially
[[Page 24999]]
placed in the ISFSI, whichever is earlier. Additionally, FPL must
receive written verification that the ASMs have been adequately
implemented before initially placing spent fuel in the ISFSI.
B. 1. FPL shall, within twenty (20) days of the date of this Order,
notify the Commission: (1) If it is unable to comply with any of the
requirements described in Attachments 1 and 2; (2) if compliance with
any of the requirements is unnecessary, in its specific circumstances;
or (3) if implementation of any of the requirements would cause FPL to
be in violation of the provisions of any Commission regulation or the
facility license. The notification shall provide FPL's justification
for seeking relief from, or variation of, any specific requirement.
2. If FPL considers that implementation of any of the requirements
described in Attachments 1 and 2 to this Order would adversely impact
the safe storage of spent fuel, FPL must notify the Commission, within
twenty (20) days of this Order, of the adverse safety impact, the basis
for its determination that the requirement has an adverse safety
impact, and either a proposal for achieving the same objectives
specified in Attachments 1 and 2 requirements in question, or a
schedule for modifying the facility, to address the adverse safety
condition. If neither approach is appropriate, FPL must supplement its
response, to Condition B.1 of this Order, to identify the condition as
a requirement with which it cannot comply, with attendant
justifications, as required under Condition B.1.
C. 1. FPL shall, within twenty (20) days of this Order, submit to
the Commission, a schedule for achieving compliance with each
requirement described in Attachments 1 and 2.
2. FPL shall report to the Commission when it has achieved full
compliance with the requirements described in Attachments 1 and 2.
D. All measures implemented or actions taken in response to this
Order shall be maintained until the Commission determines otherwise.
FPL's response to Conditions B.1, B.2, C.1, and C.2, above, shall
be submitted in accordance with 10 CFR 72.4. In addition, submittals
and documents produced by FPL as a result of this order, that contain
Safeguards Information as defined by 10 CFR 73.22, shall be properly
marked and handled, in accordance with 10 CFR 73.21 and 73.22.
The Director, Office of Nuclear Material Safety and Safeguards,
may, in writing, relax or rescind any of the above conditions, for good
cause.
IV
In accordance with 10 CFR 2.202, FPL must, and any other person
adversely affected by this Order may, submit an answer to this Order
within 20 days of its publication in the Federal Register. In addition,
FPL and any other person adversely affected by this Order may request a
hearing on this Order within 20 days of its publication in the Federal
Register. Where good cause is shown, consideration will be given to
extending the time to answer or request a hearing. A request for
extension of time must be made, in writing, to the Director, Office of
Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, and include a statement of good
cause for the extension.
The answer may consent to this Order. If the answer includes a
request for a hearing, it shall, under oath or affirmation,
specifically set forth the matters of fact and law on which FPL relies
and the reasons as to why the Order should not have been issued. If a
person other than FPL requests a hearing, that person shall set forth
with particularity the manner in which his/her interest is adversely
affected by this Order and shall address the criteria set forth in 10
CFR 2.309(d).
All documents filed in NRC adjudicatory proceedings, including a
request for hearing, a petition for leave to intervene, any motion or
other document filed in the proceeding prior to the submission of a
request for hearing or petition to intervene, and documents filed by
interested governmental entities participating under 10 CFR 2.315(c),
must be filed in accordance with the NRC E-Filing rule (72 FR 49139,
August 28, 2007). The E-Filing process requires participants to submit
and serve all adjudicatory documents over the internet, or in some
cases to mail copies on electronic storage media. Participants may not
submit paper copies of their filings unless they seek an exemption in
accordance with the procedures described below.
To comply with the procedural requirements of E-Filing, at least
ten (10) days prior to the filing deadline, the participant should
contact the Office of the Secretary by e-mail at
hearing.docket@nrc.gov, or by telephone at (301) 415-1677, to request
(1) a digital ID certificate, which allows the participant (or its
counsel or representative) to digitally sign documents and access the
E-Submittal server for any proceeding in which it is participating; and
(2) advise the Secretary that the participant will be submitting a
request or petition for hearing (even in instances in which the
participant, or its counsel or representative, already holds an NRC-
issued digital ID certificate). Based upon this information, the
Secretary will establish an electronic docket for the hearing in this
proceeding if the Secretary has not already established an electronic
docket.
Information about applying for a digital ID certificate is
available on NRC's public Web site at https://www.nrc.gov/site-help/e-submittals/apply-certificates.html. System requirements for accessing
the E-Submittal server are detailed in NRC's ``Guidance for Electronic
Submission,'' which is available on the agency's public Web site at
https://www.nrc.gov/site-help/e-submittals.html. Participants may
attempt to use other software not listed on the Web site, but should
note that the NRC's E-Filing system does not support unlisted software,
and the NRC Meta System Help Desk will not be able to offer assistance
in using unlisted software.
If a participant is electronically submitting a document to the NRC
in accordance with the E-Filing rule, the participant must file the
document using the NRC's online, Web-based submission form. In order to
serve documents through EIE, users will be required to install a Web
browser plug-in from the NRC Web site. Further information on the Web-
based submission form, including the installation of the Web browser
plug-in, is available on the NRC's public Web site at https://www.nrc.gov/site-help/e-submittals.html.
Once a participant has obtained a digital ID certificate and a
docket has been created, the participant can then submit a request for
hearing or petition for leave to intervene. Submissions should be in
Portable Document Format (PDF) in accordance with NRC guidance
available on the NRC public Web site at https://www.nrc.gov/site-help/e-submittals.html. A filing is considered complete at the time the
documents are submitted through the NRC's E-Filing system. To be
timely, an electronic filing must be submitted to the E-Filing system
no later than 11:59 p.m. Eastern Time on the due date. Upon receipt of
a transmission, the E-Filing system time-stamps the document and sends
the submitter an e-mail notice confirming receipt of the document. The
E-Filing system also distributes an e-mail notice that provides access
to the document to the NRC Office of the General Counsel and any others
who
[[Page 25000]]
have advised the Office of the Secretary that they wish to participate
in the proceeding, so that the filer need not serve the documents on
those participants separately. Therefore, applicants and other
participants (or their counsel or representative) must apply for and
receive a digital ID certificate before a hearing request/petition to
intervene is filed so that they can obtain access to the document via
the E-Filing system.
A person filing electronically using the agency's adjudicatory E-
Filing system may seek assistance by contacting the NRC Meta System
Help Desk through the ``Contact Us'' link located on the NRC Web site
at https://www.nrc.gov/site-help/e-submittals.html, by e-mail at
MSHD.Resource@nrc.gov, or by a toll-free call at (866) 672-7640. The
NRC Meta System Help Desk is available between 8 a.m. and 8 p.m.,
Eastern Time, Monday through Friday, excluding government holidays.
Participants who believe that they have a good cause for not
submitting documents electronically must file an exemption request, in
accordance with 10 CFR 2.302(g), with their initial paper filing
requesting authorization to continue to submit documents in paper
format. Such filings must be submitted by: (1) First class mail
addressed to the Office of the Secretary of the Commission, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention:
Rulemaking and Adjudications Staff; or (2) courier, express mail, or
expedited delivery service to the Office of the Secretary, Sixteenth
Floor, One White Flint North, 11555 Rockville Pike, Rockville,
Maryland, 20852, Attention: Rulemaking and Adjudications Staff.
Participants filing a document in this manner are responsible for
serving the document on all other participants. Filing is considered
complete by first-class mail as of the time of deposit in the mail, or
by courier, express mail, or expedited delivery service upon depositing
the document with the provider of the service. A presiding officer,
having granted an exemption request from using E-Filing, may require a
participant or party to use E-Filing if the presiding officer
subsequently determines that the reason for granting the exemption from
use of E-Filing no longer exists.
Documents submitted in adjudicatory proceedings will appear in
NRC's electronic hearing docket which is available to the public at
https://ehd.nrc.gov/EHD_Proceeding/home.asp, unless excluded pursuant
to an order of the Commission, or the presiding officer. Participants
are requested not to include personal privacy information, such as
social security numbers, home addresses, or home phone numbers in their
filings, unless an NRC regulation or other law requires submission of
such information. With respect to copyrighted works, except for limited
excerpts that serve the purpose of the adjudicatory filings and would
constitute a Fair Use application, participants are requested not to
include copyrighted materials in their submission.
If a hearing is requested by FPL or a person whose interest is
adversely affected, the Commission will issue an Order designating the
time and place of any hearing. If a hearing is held, the issue to be
considered at such hearing shall be whether this Order should be
sustained.
Pursuant to 10 CFR 2.202(c)(2)(i), FPL may, in addition to
requesting a hearing, at the time the answer is filed or sooner, move
the presiding officer to set aside the immediate effectiveness of the
Order on the grounds that the Order, including the need for immediate
effectiveness, is not based on adequate evidence, but on mere
suspicion, unfounded allegations, or error.
In the absence of any request for hearing, or written approval of
an extension of time in which to request a hearing, the provisions as
specified in Section III shall be final twenty (20) days from the date
of this Order, without further Order or proceedings. If an extension of
time for requesting a hearing has been approved, the provisions as
specified in Section III, shall be final when the extension expires, if
a hearing request has not been received. An answer or a request for
hearing shall not stay the immediate effectiveness of this order.
Dated at Rockville, Maryland, this 26th day of April, 2010.
For the Nuclear Regulatory Commission.
Michael F. Weber,
Director, Office of Nuclear Material Safety and Safeguards.
Attachment 1--Additional Security Measures (ASMs) for Physical
Protection of Dry Independent Spent Fuel Storage Installations (ISFSIs)
contains Safeguards Information and is not included in the Federal
Register Notice
Attachment 2--Additional Security Measures for Access Authorization and
Fingerprinting at Independent Spent Fuel Storage Installations, Dated
December 19, 2007
A. General Basis Criteria
1. These additional security measures (ASMs) are established to
delineate an independent spent fuel storage installation (ISFSI)
licensee's responsibility to enhance security measures related to
authorization for unescorted access to the protected area of an
ISFSI in response to the current threat environment.
2. Licensees whose ISFSI is collocated with a power reactor may
choose to comply with the U.S. Nuclear Regulatory Commission (NRC)-
approved reactor access authorization program for the associated
reactor as an alternative means to satisfy the provisions of
sections B through G below. Otherwise, licensees shall comply with
the access authorization and fingerprinting requirements of section
B through G of these ASMs.
3. Licensees shall clearly distinguish in their 20-day response
which method they intend to use in order to comply with these ASMs.
B. Additional Security Measures for Access Authorization Program
1. The licensee shall develop, implement and maintain a program,
or enhance its existing program, designed to ensure that persons
granted unescorted access to the protected area of an ISFSI are
trustworthy and reliable and do not constitute an unreasonable risk
to the public health and safety for the common defense and security,
including a potential to commit radiological sabotage.
a. To establish trustworthiness and reliability, the licensee
shall develop, implement, and maintain procedures for conducting and
completing background investigations, prior to granting access. The
scope of background investigations must address at least the past
three years and, as a minimum, must include:
i. Fingerprinting and a Federal Bureau of Investigation (FBI)
identification and criminal history records check (CHRC). Where an
applicant for unescorted access has been previously fingerprinted
with a favorably completed CHRC, (such as a CHRC pursuant to
compliance with orders for access to safeguards information) the
licensee may accept the results of that CHRC, and need not submit
another set of fingerprints, provided the CHRC was completed not
more than three years from the date of the application for
unescorted access.
[[Page 25001]]
ii. Verification of employment with each previous employer for
the most recent year from the date of application.
iii. Verification of employment with an employer of the longest
duration during any calendar month for the remaining next most
recent two years.
iv. A full credit history review.
v. An interview with not less than two character references,
developed by the investigator.
vi. A review of official identification (e.g., driver's license;
passport; government identification; state-, province-, or country-
of-birth issued certificate of birth) to allow comparison of
personal information data provided by the applicant. The licensee
shall maintain a photocopy of the identifying document(s) on file,
in accordance with ``Protection of Information,'' in Section G of
these ASMs.
vii. Licensees shall confirm eligibility for employment through
the regulations of the U.S. Department of Homeland Security, U.S.
Citizenship and Immigration Services, and shall verify and ensure,
to the extent possible, the accuracy of the provided social security
number and alien registration number, as applicable.
b. The procedures developed or enhanced shall include measures
for confirming the term, duration, and character of military service
for the past three years, and/or academic enrollment and attendance
in lieu of employment, for the past five years.
c. Licensees need not conduct an independent investigation for
individuals employed at a facility who possess active ``Q'' or ``L''
clearances or possess another active U.S. Government-granted
security clearance (i.e., Top Secret, Secret, or Confidential).
d. A review of the applicant's criminal history, obtained from
local criminal justice resources, may be included in addition to the
FBI CHRC, and is encouraged if the results of the FBI CHRC,
employment check, or credit check disclose derogatory information.
The scope of the applicant's local criminal history check shall
cover all residences of record for the past three years from the
date of the application for unescorted access.
2. The licensee shall use any information obtained as part of a
CHRC solely for the purpose of determining an individual's
suitability for unescorted access to the protected area of an ISFSI.
3. The licensee shall document the basis for its determination
for granting or denying access to the protected area of an ISFSI.
4. The licensee shall develop, implement, and maintain
procedures for updating background investigations for persons who
are applying for reinstatement of unescorted access. Licensees need
not conduct an independent reinvestigation for individuals who
possess active ``Q'' or ``L'' clearances or possess another active
U.S. Government granted security clearance, i.e., Top Secret, Secret
or Confidential.
5. The licensee shall develop, implement, and maintain
procedures for reinvestigations of persons granted unescorted
access, at intervals not to exceed five years. Licensees need not
conduct an independent reinvestigation for individuals employed at a
facility who possess active ``Q'' or ``L'' clearances or possess
another active U.S. Government granted security clearance, i.e., Top
Secret, Secret or Confidential.
6. The licensee shall develop, implement, and maintain
procedures designed to ensure that persons who have been denied
unescorted access authorization to the facility are not allowed
access to the facility, even under escort.
7. The licensee shall develop, implement, and maintain an audit
program for licensee and contractor/vendor access authorization
programs that evaluate all program elements and include a person
knowledgeable and practiced in access authorization program
performance objectives to assist in the overall assessment of the
site's program effectiveness.
C. Fingerprinting Program Requirements
1. In a letter to the NRC, the licensee must nominate an
individual who will review the results of the FBI CHRCs to make
trustworthiness and reliability determinations for unescorted access
to an ISFSI. This individual, referred to as the ``reviewing
official,'' must be someone who requires unescorted access to the
ISFSI. The NRC will review the CHRC of any individual nominated to
perform the reviewing official function. Based on the results of the
CHRC, the NRC staff will determine whether this individual may have
access. If the NRC determines that the nominee may not be granted
such access, that individual will be prohibited from obtaining
access.\1\ Once the NRC approves a reviewing official, the reviewing
official is the only individual permitted to make access
determinations for other individuals who have been identified by the
licensee as having the need for unescorted access to the ISFSI, and
have been fingerprinted and have had a CHRC in accordance with these
ASMs. The reviewing official can only make access determinations for
other individuals, and therefore cannot approve other individuals to
act as reviewing officials. Only the NRC can approve a reviewing
official. Therefore, if the licensee wishes to have a new or
additional reviewing official, the NRC must approve that individual
before he or she can act in the capacity of a reviewing official.
---------------------------------------------------------------------------
\1\ The NRC's determination of this individual's unescorted
access to the ISFSI, in accordance with the process, is an
administrative determination that is outside the scope of the Order.
---------------------------------------------------------------------------
2. No person may have access to Safeguards Information (SGI) or
unescorted access to any facility subject to NRC regulation, if the
NRC has determined, in accordance with its administrative review
process based on fingerprinting and an FBI identification and CHRC,
that the person may not have access to SGI or unescorted access to
any facility subject to NRC regulation.
3. All fingerprints obtained by the licensee under this Order,
must be submitted to the Commission for transmission to the FBI.
4. The licensee shall notify each affected individual that the
fingerprints will be used to conduct a review of his/her criminal
history record and inform the individual of the procedures for
revising the record or including an explanation in the record, as
specified in the ``Right to Correct and Complete Information,'' in
section F of these ASMs.
5. Fingerprints need not be taken if the employed individual
(e.g., a licensee employee, contractor, manufacturer, or supplier)
is relieved from the fingerprinting requirement by 10 CFR 73.61, has
a favorably adjudicated U.S. Government CHRC within the last five
(5) years, or has an active Federal security clearance. Written
confirmation from the Agency/employer who granted the Federal
security clearance or reviewed the CHRC must be provided to the
licensee. The licensee must retain this documentation for a period
of three years from the date the individual no longer requires
access to the facility.
D. Prohibitions
1. A licensee shall not base a final determination to deny an
individual unescorted access to the protected area of an ISFSI
solely on the basis of information received from the FBI involving:
An arrest more than one (1) year old for which there is no
information of the disposition of the case, or an arrest that
resulted in dismissal of the charge, or an acquittal.
2. A licensee shall not use information received from a CHRC
obtained pursuant to this Order in a manner that would infringe upon
the rights of any individual under the First Amendment to the
Constitution of the United States, nor shall the licensee use the
information in any way that would discriminate among individuals on
the basis of race, religion, national origin, sex, or age.
E. Procedures for Processing Fingerprint Checks
1. For the purpose of complying with this Order, licensees
shall, using an appropriate method listed in 10 CFR 73.4, submit to
the NRC's Division of Facilities and Security, Mail Stop T-6E46, one
completed, legible standard fingerprint card (Form FD-258,
ORIMDNRCOOOZ) or, where practicable, other fingerprint records for
each individual seeking unescorted access to an ISFSI, to the
Director of the Division of Facilities and Security, marked for the
attention of the Division's Criminal History Check Section. Copies
of these forms may be obtained by writing the Office of Information
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, by calling (301) 415-5877, or by e-mail to forms@nrc.gov.
Practicable alternative formats are set forth in 10 CFR 73.4. The
licensee shall establish procedures to ensure that the quality of
the fingerprints taken results in minimizing the rejection rate of
fingerprint cards because of illegible or incomplete cards.
2. The NRC will review submitted fingerprint cards for
completeness. Any Form FD-258 fingerprint record containing
omissions or evident errors will be returned to the licensee for
corrections. The fee for processing fingerprint checks includes one
re-submission if the initial submission is returned by the FBI
because the fingerprint impressions cannot be classified. The one
free re-submission must have the FBI Transaction Control Number
reflected on the re-submission. If additional submissions are
necessary, they will be treated as initial
[[Page 25002]]
submittals and will require a second payment of the processing fee.
3. Fees for processing fingerprint checks are due upon
application. The licensee shall submit payment of the processing
fees electronically. To be able to submit secure electronic
payments, licensees will need to establish an account with Pay.Gov
(https://www.pay.gov). To request an account, the licensee shall
send an e-mail to det@nrc.gov. The e-mail must include the
licensee's company name, address, point of contact (POC), POC e-mail
address, and phone number. The NRC will forward the request to
Pay.Gov, who will contact the licensee with a password and user lD.
Once the licensee has established an account and submitted payment
to Pay.Gov, they shall obtain a receipt. The licensee shall submit
the receipt from Pay.Gov to the NRC along with fingerprint cards.
For additional guidance on making electronic payments, contact the
Facilities Security Branch, Division of Facilities and Security, at
(301) 415-7739. Combined payment for multiple applications is
acceptable. The application fee (currently $36) is the sum of the
user fee charged by the FBI for each fingerprint card or other
fingerprint record submitted by the NRC on behalf of a licensee, and
an NRC processing fee, which covers administrative costs associated
with NRC handling of licensee fingerprint submissions. The
Commission will directly notify licensees who are subject to this
regulation of any fee changes.
4. The Commission will forward to the submitting licensee all
data received from the FBI as a result of the licensee's
application(s) for CHRCs, including the FBI fingerprint record.
F. Right To Correct and Complete Information
1. Prior to any final adverse determination, the licensee shall
make available to the individual the contents of any criminal
history records obtained from the FBI for the purpose of assuring
correct and complete information. Written confirmation by the
individual of receipt of this notification must be maintained by the
licensee for a period of one (1) year from the date of notification.
2. If, after reviewing the record, an individual believes that
it is incorrect or incomplete in any respect and wishes to change,
correct, or update the alleged deficiency, or to explain any matter
in the record, the individual may initiate challenge procedures.
These procedures include either direct application by the individual
challenging the record to the agency (i.e., law enforcement agency)
that contributed the questioned information, or direct challenge as
to the accuracy or completeness of any entry on the criminal history
record to the Assistant Director, Federal Bureau of Investigation
Identification Division, Washington, DC 20537-9700 (as set forth in
28 CFR 16.30 through 16.34). In the latter case, the FBI forwards
the challenge to the agency that submitted the data and requests
that agency to verify or correct the challenged entry. Upon receipt
of an official communication directly from the agency that
contributed the original information, the FBI Identification
Division makes any changes necessary in accordance with the
information supplied by that agency. The licensee must provide at
least 10 days for an individual to initiate an action challenging
the results of a FBI CHRC after the record is made available for
his/her review. The licensee may make a final access determination
based on the criminal history record only upon receipt of the FBI's
ultimate confirmation or correction of the record. Upon a final
adverse determination on access to an ISFSI, the licensee shall
provide the individual its documented basis for denial. Access to an
ISFSI shall not be granted to an individual during the review
process.
G. Protection of Information
1. The licensee shall develop, implement, and maintain a system
for personnel information management with appropriate procedures for
the protection of personal, confidential information. This system
shall be designed to prohibit unauthorized access to sensitive
information and to prohibit modification of the information without
authorization.
2. Each licensee who obtains a criminal history record on an
individual pursuant to this Order shall establish and maintain a
system of files and procedures, for protecting the record and the
personal information from unauthorized disclosure.
3. The licensee may not disclose the record or personal
information collected and maintained to persons other than the
subject individual, his/her representative, or to those who have a
need to access the information in performing assigned duties in the
process of determining suitability for unescorted access to the
protected area of an ISFSI. No individual authorized to have access
to the information may re-disseminate the information to any other
individual who does not have the appropriate need to know.
4. The personal information obtained on an individual from a
CHRC may be transferred to another licensee if the gaining licensee
receives the individual's written request to re-disseminate the
information contained in his/her file, and the gaining licensee
verifies information such as the individual's name, date of birth,
social security number, sex, and other applicable physical
characteristics for identification purposes.
5. The licensee shall make criminal history records, obtained
under this section, available for examination by an authorized
representative of the NRC to determine compliance with the
regulations and laws.
[FR Doc. 2010-10680 Filed 5-5-10; 8:45 am]
BILLING CODE 7590-01-P