Lead; Clearance and Clearance Testing Requirements for the Renovation, Repair, and Painting Program, 25038-25073 [2010-10102]
Download as PDF
25038
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 745
[EPA–HQ–OPPT–2005–0049; FRL–8823–5]
RIN 2070–AJ57
Lead; Clearance and Clearance Testing
Requirements for the Renovation,
Repair, and Painting Program
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
SUMMARY: EPA is proposing several
revisions to the 2008 Lead Renovation,
Repair, and Painting Program (RRP) rule
that established accreditation, training,
certification, and recordkeeping
requirements as well as work practice
standards for persons performing
renovations for compensation in most
pre-1978 housing and child-occupied
facilities. EPA is particularly concerned
about dust-lead hazards generated by
renovations because of the welldocumented toxicity of lead, especially
to younger children. This proposal
includes additional requirements
designed to ensure that lead-based paint
hazards generated by renovation work
are adequately cleaned after renovation
work is finished and before the work
areas are re-occupied. Specifically, EPA
is proposing to require dust wipe testing
after many renovations covered by the
RRP rule. For a subset of jobs involving
demolition or removal of plaster
through destructive means or the
disturbance of paint using machines
designed to remove paint through highspeed operation, such as power sanders
or abrasive blasters, this proposal would
also require the renovation firm to
demonstrate, through dust wipe testing,
that dust-lead levels remaining in the
work area are below regulatory levels.
DATES: Comments must be received on
or before July 6, 2010.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number EPA–HQ–OPPT–2005–0049, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Mail: Document Control Office
(7407M), Office of Pollution Prevention
and Toxics (OPPT), Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001.
• Hand Delivery: OPPT Document
Control Office (DCO), EPA East Bldg.,
Rm. 6428, 1201 Constitution Ave., NW.,
Washington, DC. Attention: Docket ID
Number EPA–HQ–OPPT–2005–0049.
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
The DCO is open from 8 a.m. to 4 p.m.,
Monday through Friday, excluding legal
holidays. The telephone number for the
DCO is (202) 564–8930. Such deliveries
are only accepted during the DCO’s
normal hours of operation, and special
arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to
docket ID number EPA–HQ–OPPT–
2005–0049. EPA’s policy is that all
comments received will be included in
the docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through regulations.gov or email. The regulations.gov Web site is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the docket and made available
on the Internet. If you submit an
electronic comment, EPA recommends
that you include your name and other
contact information in the body of your
comment and with any disk or CD–ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses.
Docket: All documents in the docket
are listed in the docket index available
at https://www.regulations.gov. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available electronically at
https://www.regulations.gov, or, if only
available in hard copy, at the OPPT
Docket. The OPPT Docket is located in
the EPA Docket Center (EPA/DC) at Rm.
3334, EPA West Bldg., 1301
Constitution Ave., NW., Washington,
DC. The EPA/DC Public Reading Room
hours of operation are 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number of
the EPA/DC Public Reading Room is
PO 00000
Frm 00002
Fmt 4701
Sfmt 4702
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Docket visitors are required
to show photographic identification,
pass through a metal detector, and sign
the EPA visitor log. All visitor bags are
processed through an X-ray machine
and subject to search. Visitors will be
provided an EPA/DC badge that must be
visible at all times in the building and
returned upon departure.
FOR FURTHER INFORMATION CONTACT: For
general information contact: Colby
Lintner, Regulatory Coordinator,
Environmental Assistance Division
(7408M), Office of Pollution Prevention
and Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (202) 554–1404; e-mail address:
TSCA–Hotline@epa.gov.
For technical information contact:
Cindy Wheeler, National Program
Chemicals Division, Office of Pollution
Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001; telephone number: (202) 566–
0484; e-mail address:
wheeler.cindy@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by
this action if you perform renovations of
target housing or child-occupied
facilities for compensation, dust
sampling, or dust testing. You may also
be affected by this action if you perform
lead-based paint inspections, lead
hazard screens, risk assessments or
abatements in target housing or childoccupied facilities or if you operate a
training program for individuals who
perform any of these activities. ‘‘Target
housing’’ is defined in section 401 of
TSCA as any housing constructed prior
to 1978, except housing for the elderly
or persons with disabilities (unless any
child under age 6 resides or is expected
to reside in such housing) or any 0bedroom dwelling. Under this rule, a
child-occupied facility is a building, or
a portion of a building, constructed
prior to 1978, visited regularly by the
same child, under 6 years of age, on at
least 2 different days within any week
(Sunday through Saturday period),
provided that each day’s visit lasts at
least 3 hours and the combined weekly
visits last at least 6 hours, and the
combined annual visits last at least 60
hours. Potentially-affected entities may
include, but are not limited to:
• Building construction (NAICS code
236), e.g., single family housing
E:\FR\FM\06MYP2.SGM
06MYP2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
construction, multi-family housing
construction, residential remodelers.
• Specialty trade contractors (NAICS
code 238), e.g., plumbing, heating, and
air-conditioning contractors, painting
and wall covering contractors, electrical
contractors, finish carpentry contractors,
drywall and insulation contractors,
siding contractors, tile and terrazzo
contractors, glass and glazing
contractors.
• Real estate (NAICS code 531), e.g.,
lessors of residential buildings and
dwellings, residential property
managers.
• Child day care services (NAICS
code 624410).
• Elementary and secondary schools
(NAICS code 611110), e.g., elementary
schools with kindergarten classrooms.
• Other technical and trade schools
(NAICS code 611519), e.g., training
providers.
• Engineering services (NAICS code
541330) and building inspection
services (NAICS code 541350), e.g., dust
sampling technicians.
• Lead abatement professionals
(NAICS code 562910), e.g., firms and
supervisors engaged in lead-based paint
activities.
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. If you have any
questions regarding the applicability of
this action to a particular entity, consult
the technical person listed under FOR
FURTHER INFORMATION CONTACT.
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
B. What should I consider as I prepare
my comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or e-mail. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD–ROM that
you mail to EPA, mark the outside of the
disk or CD–ROM that you mail to EPA,
mark the outside of the disk or CD–ROM
as CBI and then identify electronically
within the disk or CD–ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information so marked will not be
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for preparing your comments.
When submitting comments, remember
to:
i. Identify the document by docket ID
number and other identifying
information (subject heading, Federal
Register date and page number).
ii. Follow directions. The Agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns and suggest
alternatives.
vii. Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
viii. Make sure to submit your
comments by the comment period
deadline identified.
II. Introduction
A. What action is the agency taking?
EPA is proposing several revisions to
the 2008 Lead Renovation, Repair, and
Painting Program (RRP) rule (Ref. 1) that
established accreditation, training,
certification, and recordkeeping
requirements as well as work practice
standards for persons performing
renovations for compensation in most
pre-1978 housing and child-occupied
facilities. EPA is particularly concerned
about dust-lead hazards generated by
renovations because of the welldocumented toxicity of lead, especially
to younger children. This proposal
includes additional requirements
designed to ensure that lead-based paint
hazards generated by renovation work
are adequately cleaned after renovation
work is finished and before the areas are
re-occupied. Specifically, EPA is
proposing to require dust wipe testing
after many renovations covered by the
RRP rule. For a subset of jobs involving
demolition or removal of plaster
through destructive means or the
disturbance of paint using machines
designed to remove paint through highspeed operation, such as power sanders
or abrasive blasters, this proposal would
also require the renovation firm to
demonstrate, through dust wipe testing,
that dust-lead levels remaining in the
PO 00000
Frm 00003
Fmt 4701
Sfmt 4702
25039
work area are below regulatory levels.
EPA is not, however, reopening other
aspects of the work practices required
by the 2008 RRP rule.
EPA is also proposing various minor
amendments to the regulations
concerning applications for training
provider accreditation, amending
accreditations, course completion
certificates, record keeping, State and
Tribal program requirements, and
grandfathering (i.e., taking a refresher
training in lieu of the initial training). In
addition, the proposed amendments
intend to clarify that certain
requirements apply to the RRP rule as
well as the Lead-Based Paint Activities
(abatement) regulations, that the
prohibitions and restrictions on work
practices in the RRP rule apply to the
disturbance of any painted surface, that
certified renovators need only provide
on-the-job training to other renovation
workers in the work practices required
by the rule, that a certified inspector or
risk assessor can act as a dust sampling
technician, which hands-on training
topics are required for renovator and
dust sampling technician courses, and
requirements for States and Tribes that
apply to become authorized to
implement the RRP program. Again,
EPA is not reopening for consideration
any aspects of the existing regulations,
except as provided in today’s proposal.
B. What is the agency’s authority for
taking this action?
These work practice requirements for
dust wipe testing and clearance,
training, certification and accreditation
requirements, and State, Territorial and
Tribal authorization provisions are
being promulgated under the authority
of sections 402(c)(3), 404, and 407 of the
Toxic Substances Control Act (TSCA),
15 U.S.C. 2682(c)(3), 2684, and 2687.
C. Background
1. Health effects of lead exposure.
This Unit describes some of the more
significant health effects of lead
exposure and the routes of exposure
associated with lead in paint. Much
more information is available in the
preamble to the 2008 Lead Renovation,
Repair, and Painting (RRP) Rule (Ref. 1)
and the Air Quality Criteria for Lead
document (Ref. 2).
Lead has been known throughout the
ages for its useful properties, having
been commonly used in the production
of paint, batteries, pipes, solder, pottery,
and gasoline. Lead is also known for its
‘‘broad array of deleterious effects on
multiple organ systems via widely
diverse mechanisms of action.’’ (Ref. 2)
This array of health effects includes
heme biosynthesis and related
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25040
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
functions; neurological development
and function; reproduction and physical
development; kidney function;
cardiovascular function; and immune
function. There is also some evidence of
lead carcinogenicity, primarily from
animal studies, together with limited
human evidence of suggestive
associations.
Of particular interest to EPA during
the RRP rulemaking was the delineation
of lowest observed effect levels for those
lead-induced effects that are most
clearly associated with blood lead levels
of less than 10 micrograms per deciliter
(μg/dL) in children and adults (Ref. 2, at
8–60). As is evident from the Criteria
Document, neurotoxic effects in
children and cardiovascular effects in
adults are among those best
substantiated as occurring at blood-lead
concentrations as low as 5 to 10 μg/dL
(or possibly lower), so these categories
of effects would result in the greatest
public health concern. Other newly
demonstrated immune and renal system
effects among general population groups
are also emerging as low-level leadexposure effects of potential public
health concern (Ref. 2, at 8–60).
Among the wide variety of health
endpoints associated with lead
exposures, there is general consensus
that the developing nervous system in
children is among the, if not the, most
sensitive. While blood lead levels in
U.S. children have decreased notably
since the late 1970s, newer studies have
investigated and reported associations
of effects on the neurodevelopment of
children with these more recent blood
lead levels (Ref. 2, chapter 6).
Functional manifestations of lead
neurotoxicity during childhood include
sensory, motor, cognitive, and
behavioral impacts. Numerous
epidemiological studies have reported
neurocognitive, neurobehavioral,
sensory, and motor function effects in
children with blood lead levels below
10 μg/dL (Ref. 2, sections 6.2 and 8.4.
[FN 7. Further, neurological effects in
general include behavioral effects, such
as delinquent behavior (Ref. 2, sections
6.2.6 and 8.4.2.2), sensory effects, such
as those related to hearing and vision
(Ref. 2, sections 6.2.7 and 8.4.2.3), and
deficits in neuromotor function (Ref. 2,
p. 8–36).] As discussed in the Criteria
Document, ‘‘extensive experimental
laboratory animal evidence has been
generated that (a) substantiates well the
plausibility of the epidemiologic
findings observed in human children
and adults and (b) expands our
understanding of likely mechanisms
underlying the neurotoxic effects’’ (Ref.
2, p. 8–25; section 5.3).
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
Cognitive effects associated with lead
exposures that have been observed in
epidemiological studies have included
decrements in intelligence test results,
such as the widely used IQ score, and
in academic achievement as assessed by
various standardized tests as well as by
class ranking and graduation rates (Ref.
2, section 6.2.16 and pp. 8–29 to 8–30).
As noted in the Criteria Document with
regard to the latter, ‘‘Associations
between lead exposure and academic
achievement observed in the abovenoted studies were significant even after
adjusting for IQ, suggesting that leadsensitive neuropsychological processing
and learning factors not reflected by
global intelligence indices might
contribute to reduced performance on
academic tasks’’ (Ref. 2, pp. 8–29 to 8–
30).
With regard to potential implications
of lead effects on IQ, the Criteria
Document recognizes the ‘‘critical’’
distinction between population and
individual risk, identifying issues
regarding declines in IQ for an
individual and for the population. The
Criteria Document further states that a
‘‘point estimate indicating a modest
mean change on a health index at the
individual level can have substantial
implications at the population level’’
(Ref. 2, p. 8–77). [FN 8. As an example,
the Criteria Document states, ‘‘although
an increase of a few mm Hg in blood
pressure might not be of concern for an
individual’s well-being, the same
increase in the population mean might
be associated with substantial increases
in the percentages of individuals with
values that are sufficiently extreme that
they exceed the criteria used to diagnose
hypertension’’ (Ref. 2, p. 8–77).] A
downward shift in the mean IQ value is
associated with both substantial
decreases in percentages achieving very
high scores and substantial increases in
the percentage of individuals achieving
very low scores (Ref. 2, p. 8–81). [FN 9.
For example, for a population mean IQ
of 100 (and standard deviation of 15),
2.3% of the population would score
above 130, but a shift of the population
to a mean of 95 results in only 0.99%
of the population scoring above 130
(Ref. 2, pp. 8–81 to 8–82).] For an
individual functioning in the low IQ
range due to the influence of
developmental risk factors other than
lead, a lead-associated IQ decline of
several points might be sufficient to
drop that individual into the range
associated with increased risk of
educational, vocational, and social
failure (Ref. 2, p. 8–77).
Other cognitive effects observed in
studies of children have included effects
on attention, executive functions,
PO 00000
Frm 00004
Fmt 4701
Sfmt 4702
language, memory, learning, and
visuospatial processing (Ref. 2, sections
5.3.5, 6.2.5, and 8.4.2.1), with attention
and executive function effects
associated with lead exposures indexed
by blood lead levels below 10 μg/dL
(Ref. 2, section 6.2.5 and pp. 8–30 to 8–
31). The evidence for the role of lead in
this suite of effects includes
experimental animal findings (Ref. 2,
section 8.4.2.1; p. 8–31), which provide
strong biological plausibility of lead
effects on learning ability, memory and
attention (Ref. 2, section 5.3.5), as well
as associated mechanistic findings.
The persistence of such lead-induced
effects is described in the proposal and
the Criteria Document (e.g., Ref. 2,
sections 5.3.5, 6.2.11, and 8.5.2). The
persistence or irreversibility of such
effects can be the result of damage
occurring without adequate repair
offsets or of the persistence of lead in
the body (Ref. 2, section 8.5.2). It is
additionally important to note that there
may be long-term consequences of such
deficits over a lifetime. Poor academic
skills and achievement can have
‘‘enduring and important effects on
objective parameters of success in real
life,’’ as well as increased risk of
antisocial and delinquent behavior (Ref.
2, section 6.2.16).
Multiple epidemiologic studies of
lead and child development have
demonstrated inverse associations
between blood lead concentrations and
children’s IQ and other cognitive-related
outcomes at successively lower lead
exposure levels over the past 30 years
(Ref. 2, section 6.2.13). For example, the
overall weight of the available evidence,
described in the Criteria Document,
provides clear substantiation of
neurocognitive decrements being
associated in children with mean blood
lead levels in the range of 5 to 10 μg/
dL, and some analyses indicate lead
effects on intellectual attainment of
children for which population mean
blood lead levels in the analysis ranged
from 2 to 8 μg/dL (Ref. 2, sections 6.2,
8.4.2, and 8.4.2.6). Thus, while blood
lead levels in U.S. children have
decreased notably since the late 1970s,
newer studies have investigated and
reported associations of effects on the
neurodevelopment of children with
blood lead levels similar to the more
recent, lower blood lead levels (Ref. 2,
chapter 6).
Paint that contains lead can pose a
health threat through various routes of
exposure. House dust is the most
common exposure pathway through
which children are exposed to leadbased paint hazards. Dust created
during normal lead-based paint wear
(especially around windows and doors)
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
can create an invisible film over
surfaces in a house. Children,
particularly younger children, are at risk
for high exposures of lead-based paint
dust via hand-to-mouth exposure, and
may also ingest lead-based paint chips
from flaking paint on walls, windows,
and doors. Lead from exterior house
paint can flake off or leach into the soil
around the outside of a home,
contaminating children’s play areas.
Cleaning and renovation activities may
actually increase the threat of leadbased paint exposure by dispersing lead
dust particles in the air and over
accessible household surfaces. In turn,
depending on the levels of lead in the
dust, both adults and children can
receive hazardous exposures by inhaling
the dust or by ingesting lead-based paint
dust during hand-to-mouth activities.
EPA’s Wisconsin Childhood BloodLead Study, described more fully in
Unit III.C.1.c. of the preamble to the
2006 Proposal, provides ample evidence
of a link between renovation activities
and elevated blood lead levels in
resident children (Ref. 3). This peerreviewed study concluded that general
residential renovation and remodeling is
associated with an increased risk of
elevated blood lead levels in children
and that specific renovation and
remodeling activities are also associated
with an increase in the risk of elevated
blood lead levels in children. In
particular, removing paint (using open
flame torches, using heat guns, using
chemical paint removers, and wet
scraping/sanding) and preparing
surfaces by sanding or scraping
significantly increased the risk of
elevated blood lead levels.
Three studies from New York support
the findings of the Wisconsin Childhood
Blood-Lead Study. In 1995, the New
York State Department of Health
assessed lead exposure among children
resulting from home renovation and
remodeling in 1993–1994. A review of
the health department records of
children with blood lead levels equal to
or greater than 20 μg/dL identified 320,
or 6.9%, with elevated blood lead levels
that were attributable to renovation and
remodeling (Ref. 4). An update to that
study with data from environmental
investigations conducted during 2006–
2007 in New York State (excluding New
York City) identified renovation, repair,
and painting activities as the probable
source of lead exposure in 14% of 972
children with blood lead levels equal to
or exceeding 20 μg/dL (Ref. 5). The
authors concluded that children living
in housing undergoing renovation,
repair, and painting that was built
before 1978, and particularly before
1950, when concentrations of lead in
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
paint were higher, are at high risk for
elevated blood lead levels. The final
study was a case-control study that
assessed the association between
elevated blood lead levels in children
younger than 5 years and renovation or
repair activities in homes in New York
City (Ref. 6). EPA notes that the authors
show that when dust and debris was
reported (by respondents via telephone
interviews) to be ‘‘everywhere’’
following a renovation, the blood lead
levels were significantly higher than
children at homes that did not report
remodeling work. On the other hand,
when the respondent reported either ‘‘no
visible dust and debris’’ or that ‘‘dust
and debris was limited to the work
area,’’ there was no statistically
significant effect on blood lead levels
relative to homes that did not report
remodeling work. Although the study
found only a weak and nonsignificant
link between a report of any renovation
activity and the likelihood that a
resident child had an elevated bloodlead level, the link to the likelihood of
an elevated blood-lead level was
statistically significant for surface
preparation by sanding and for
renovation work that spreads dust and
debris beyond the work area. The
researchers noted the consistency of
their results with EPA’s Wisconsin
Childhood Blood-Lead Study (Ref. 6, at
509).
Children in minority populations and
children whose families are poor have
an increased risk of exposure to harmful
lead levels (Ref. 7, at e376). Analysis of
the National Health and Nutrition
Examination Surveys (NHANES) data
from 1988 through 2004 shows that the
prevalence of blood lead levels equal to
or exceeding 10 μg/dL in children aged
1 to 5 years has decreased from 8.6% in
1988–1991 to 1.4% in 1999–2004,
which is an 84% decline (Ref. 7, at
e377). However, the NHANES data from
1999–2004 indicates that non-Hispanic
black children aged 1 to 5 years had
higher percentages of blood lead levels
equal to or exceeding 10 μg/dL (3.4%)
than white children in the same age
group (1.2%) (Ref. 7). In addition,
among children aged 1 to 5 years over
the same period, the geometric mean
blood lead level was significantly higher
for non-Hispanic blacks (2.8 μg/dL),
compared with Mexican Americans (1.9
μg/dL) and non-Hispanic whites (1.7 μg/
dL) (Ref. 7, at e377). For children aged
1 to 5 years from families with low
income, the geometric mean blood lead
level was 2.4 μg/dL (Ref. 7, at e377).
Further, the incidences of blood-lead
levels greater than 10 μg/dL and greater
than or equal to 5 μg/dL were higher for
PO 00000
Frm 00005
Fmt 4701
Sfmt 4702
25041
non-Hspanic blacks (14% and 3.4%
respectively) than for Mexican
Americans (4.7% and 1.2%,
respectively) and non-Hispanic whites
(4.4% and 1.2%, respectively). (Ref. 7,
at e377). The analysis ‘‘indicates that
residence in older housing, poverty, age,
and being non-Hispanic black are still
major risk factors for higher lead levels’’
(Ref. 7, at e376).
2. Prior EPA rulemakings under TSCA
Sections 402(a) and 403. TSCA section
402(a) directs EPA to promulgate
regulations covering lead-based paint
activities, such as abatement, to ensure
persons performing these activities are
properly trained, that training programs
are accredited, and that contractors
performing these activities are certified.
These regulations must contain
standards for performing lead-based
paint activities, taking into account
reliability, effectiveness, and safety. On
August 29, 1996, EPA promulgated final
regulations under TSCA section 402(a)
that govern lead-based paint
inspections, lead hazard screens, risk
assessments, and abatements in target
housing and child-occupied facilities
(also referred to as the Lead-based Paint
Activities Regulations) (Ref. 8). These
regulations, codified at 40 CFR part 745,
subpart L, contain an accreditation
program for training providers and
training and certification requirements
for lead-based paint inspectors, risk
assessors, project designers, abatement
supervisors, and abatement workers.
Work practice standards for lead-based
paint activities are included. Pursuant
to TSCA section 404, provision was
made for interested States, Territories,
and Indian Tribes to apply for and
receive authorization to administer their
own lead-based paint activities
programs. The regulations applicable to
State, Territorial, and Tribal programs
are codified at 40 CFR part 745, subpart
Q.
The work practice standards for
abatements in the Lead-based Paint
Activities Regulations are essentially
performance standards. They give a
trained and certified abatement
contractor some discretion in
determining how best to ensure that an
abatement is performed safely, so long
as the contractor can demonstrate that
the abatement has been properly
completed and that no lead-based paint
hazards remain. Certain high dust
generating practices are prohibited and
contractors are required to prepare
occupant protection plans specifically
describing the procedures to be
followed on each job to protect
occupants from exposures to lead-based
paint hazards. In most cases, residents
relocate until the abatement has been
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25042
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
completed. Although these additional
procedures are not specified in the
regulations, abatement supervisor and
worker courses provide comprehensive
training in the specialized techniques
these individuals can use to contain
work areas, remove, enclose, or
encapsulate lead-based paint and leadbased paint hazards, and clean up after
the job is finished. The regulations are
much more detailed in describing the
procedures that must be followed to
ensure that the abatement has been
properly completed and that the work
area is ready for re-occupancy. These
procedures, typically referred to as
‘‘clearance,’’ must be performed by a
certified inspector or risk assessor. First,
a visual inspection must be performed
to determine whether deteriorated
painted surfaces or visible amounts of
dust, debris, or residue are still present.
If so, these conditions must be
eliminated before the clearance
procedures may continue. An exterior
abatement project is considered
complete after a successful visual
inspection. Following a successful
visual inspection after an interior
abatement project, the inspector or risk
assessor must collect dust wipe samples
from floors, windowsills, and window
troughs in the work area and have them
analyzed by a laboratory accredited
under the National Lead Laboratory
Accreditation Program (NLLAP) for dust
lead analysis. After the sampling results
are received, the inspector or risk
assessor must compare them with the
established clearance standards for lead
in dust. If all of the samples are below
the clearance standards, the abatement
is complete and the area may be reoccupied. If any samples are above the
standards, the components represented
by those samples must be re-cleaned
and the clearance process must be
repeated until all samples are below the
clearance standards. For example, if any
interior window sills fail clearance, all
of the unsampled window sills, as well
as the failed window sills, must be
recleaned and retested. If the abatement
was conducted in multiple dwelling
units, and units were selected for
random testing, the window sills in the
unsampled units would also have to be
recleaned and retested.
TSCA section 403 directs EPA to
promulgate regulations that identify, for
the purposes of Title X and Title IV of
TSCA, dangerous levels of lead in paint,
dust, and soil. These regulations were
promulgated on January 5, 2001 and
codified at 40 CFR part 745, subpart D
(Ref. 9). These hazard standards define
lead-based paint hazards in target
housing and child-occupied facilities as
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
paint-lead, dust-lead, and soil-lead
hazards. A paint-lead hazard is defined
as any damaged or deteriorated leadbased paint, any chewable lead-based
painted surface with evidence of teeth
marks, or any lead-based paint on a
friction surface if lead dust levels
underneath the friction surface exceed
the dust-lead hazard standards. A dustlead hazard is surface dust that contains
a mass-per-area concentration of lead
equal to or exceeding 40 micrograms per
square foot (μg/ft2) on floors or 250 μg/
ft2 on interior windowsills based on
wipe samples. A soil-lead hazard is bare
soil that contains total lead equal to or
exceeding 400 parts per million (ppm),
equivalent to 400 micrograms per gram
(μg/g), in a play area or average of 1,200
ppm of bare soil in the rest of the yard
based on soil samples.
The TSCA section 403 rulemaking
also amended the Lead-based Paint
Activities Regulations to incorporate
new dust-lead clearance standards for
abatements. These standards are 40 μg/
ft2 on floors, 250 μg/ft2 on interior
windowsills, and 400 μg/ft2 on window
troughs, based on wipe samples.
On August 10, 2009, EPA received a
petition requesting that EPA lower the
regulatory dust-lead hazard standard
and modify the regulatory definition of
lead-based paint. After careful
consideration, EPA decided to grant the
request and accordingly intends to begin
the appropriate proceedings. Although
EPA granted the request, the Agency did
not commit to either a specific
rulemaking outcome or a certain date for
promulgation of a final rule. EPA’s
primary reason for granting the request
was based on recent epidemiological
studies that indicate the current hazard
standards are insufficiently protective.
The request was granted under section
553(e) of the Administrative Procedures
Act (APA). Additionally, because the
Secretary of the Department of Housing
and Urban Development (HUD) was
given the statutory authority to establish
a lower level of lead in paint for
purposes of the definition of lead-based
paint in target housing, EPA plans to
work with HUD on this aspect of the
request.
3. The 2008 Renovation, Repair, and
Painting Rule. TSCA section 402(c)
addresses renovation and remodeling.
Specifically, TSCA section 402(c)(2)
directs EPA to study the extent to which
persons engaged in various types of
renovation and remodeling activities are
exposed to lead during such activities or
create a lead-based paint hazard
regularly or occasionally. EPA
conducted this study in four phases.
Phase I, the Environmental Field
Sampling Study (EFSS) (Ref. 10),
PO 00000
Frm 00006
Fmt 4701
Sfmt 4702
evaluated the amount of leaded dust
released by the following activities:
• Paint removal by abrasive sanding.
• Removal of large structures,
including demolition of interior plaster
walls.
• Window replacement.
• Carpet removal.
• HVAC repair or replacement,
including duct work.
• Repairs resulting in isolated small
surface disruptions, including drilling
and sawing into wood and plaster.
Phase II, the Worker Characterization
and Blood Lead Study (Ref. 11),
involved collecting data on blood lead
and renovation and remodeling
activities from workers. Phase III, the
Wisconsin Childhood Blood Lead Study
(Ref. 3), was a retrospective study
focused on assessing the relationship
between renovation and remodeling
activities and children’s blood-lead
levels. Phase IV, the Worker
Characterization and Blood-Lead Study
of R&R Workers Who Specialize in
Renovations of Old or Historic Homes
(Ref. 12), was similar to Phase II, but
focused on individuals who worked
primarily in old historic buildings. More
information on the results of these peerreviewed studies can be found in Unit
III.C.1. of the preamble to the 2006 Lead;
Renovation, Repair, and Painting
Program Proposed Rule (‘‘2006
Proposal’’) (Ref. 13).
TSCA section 402(c)(3) further directs
EPA to revise the Lead-based Paint
Activities Regulations to apply to
renovation or remodeling activities that
create lead-based paint hazards.
Accordingly, EPA issued the 2006
Proposal, proposing to conclude that
any renovation activity that disturbs
lead-based paint can create significant
amounts of leaded dust, that most
activities created lead-based paint
hazards, and that some activities can be
reasonably anticipated to create leadbased paint hazards (Ref. 13). This
proposed finding was largely based on
the results of the studies conducted
under TSCA section 402(c)(2).
After the 2006 Proposal was issued,
EPA conducted a field study
(Characterization of Dust Lead Levels
after Renovation, Repair, and Painting
Activities) (the ‘‘Dust Study’’) to better
characterize dust lead levels resulting
from various renovation, repair, and
painting activities (Ref. 14). This study,
completed in January, 2007, was
designed to compare environmental
lead levels at appropriate stages after
various types of renovation, repair, and
painting preparation activities were
performed on the interiors and exteriors
of target housing units and child-
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
occupied facilities. The renovation
activities were conducted by local
professional renovation firms, using
personnel who received lead safe work
practices training. The activities
conducted represented a range of
activities that would have been
permitted under the 2006 Proposal,
including work practices that are
restricted or prohibited under the final
RRP rule. Of particular interest was the
impact of using specific work practices
that renovation firms would be required
to use under the proposed rule, such as
the use of plastic to contain the work
area and a multi-step cleaning protocol,
as opposed to more typical work
practices.
The final RRP rule was published in
the Federal Register issue of April 22,
2008 (Ref. 1). The final RRP rule,
codified in 40 CFR part 745, subparts E,
L, and Q, addresses lead-based paint
hazards created by renovation, repair,
and painting activities that disturb
painted surfaces in target housing and
child-occupied facilities. ‘‘Target
housing’’ is defined in TSCA section 401
as any housing constructed before 1978,
except housing for the elderly or
persons with disabilities (unless any
child under age 6 resides or is expected
to reside in such housing) or any 0bedroom dwelling. Under the final RRP
rule, a child-occupied facility is a
building, or a portion of a building,
constructed prior to 1978, visited
regularly by the same child, under 6
years of age, on at least two different
days within any week (Sunday through
Saturday period), provided that each
day’s visit lasts at least 3 hours and the
combined weekly visits last at least 6
hours, and the combined annual visits
last at least 60 hours. Child-occupied
facilities may be located in public or
commercial buildings or in target
housing.
In the final RRP rule, EPA issued its
determination that renovation, repair,
and painting activities that disturb leadbased paint create lead-based paint
hazards. This finding was based on
evidence from the TSCA section
402(c)(2) study and the Dust Study that
all such activities in the presence of
lead-based paint create lead-based paint
hazards. Having made this finding,
TSCA section 402(c)(3) then directs EPA
to revise the Lead-based Paint Activities
regulations to apply to such
renovations. In the final RRP rule, EPA
did not interpret its statutory mandate
to require application of the existing
TSCA section 402(a) regulations to
renovations without change. EPA stated
its belief that Congress, by using the
word ‘‘revise,’’ and creating a separate
subsection of the statute for renovation,
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
intended that EPA make revisions to
those existing regulations to adapt them
to a different set of actions and a very
different regulated community. As
discussed in the preamble to the final
RRP rule, there are significant
differences between renovations and
abatements (Ref. 1). For example,
performing abatement is a highly
specialized skill that workers and
supervisors must learn in accredited
training courses. However, painters,
plumbers and carpenters already know
how to perform renovation work, so
accredited renovator training courses
are designed to teach renovators how to
incorporate principles of lead safety into
their typical work. Accordingly, the rule
did not merely expand the scope of the
current abatement requirements to cover
renovation and remodeling activities.
Instead, EPA considered the elements of
the existing abatement regulations and
revised them as necessary to craft a rule
that is practical for renovation,
remodeling and painting businesses and
their customers, taking into account
reliability, effectiveness, and safety as
directed by TSCA section 402(a).
The final RRP rule establishes
requirements for training renovators,
other renovation workers, and dust
sampling technicians; for certifying
renovators, dust sampling technicians,
and renovation firms; for accrediting
providers of renovation and dust
sampling technician training; for
renovation work practices; and for
recordkeeping. Interested States,
Territories, and Indian Tribes may apply
for and receive authorization to
administer and enforce all of the
elements of these new renovation
requirements.
The final RRP rule created two new
training disciplines in the field of leadbased paint: renovator and dust
sampling technician. Persons who
successfully complete renovator training
from an accredited renovation training
provider are certified renovators.
Certified renovators are responsible for
ensuring that renovations to which they
are assigned are performed in
compliance with the work practice
requirements set out in 40 CFR 745.85.
Persons who successfully complete dust
sampling technician training from an
accredited training provider are certified
dust sampling technicians. Certified
dust sampling technicians may be called
upon to collect dust wipe samples after
renovation activities have been
completed. While the training
disciplines, the work practice standards,
and the recordkeeping requirements of
the final RRP rule differ from those
established in the lead-based paint
activities regulations, EPA determined
PO 00000
Frm 00007
Fmt 4701
Sfmt 4702
25043
that the accreditation requirements
imposed on persons providing leadbased paint activities training would
also be effective for persons providing
renovation training. Therefore, the final
RRP rule amended 40 CFR 745.225 to
cover persons who provide or wish to
provide renovation training for the
purposes of the final RRP rule.
As amended, 40 CFR 745.225 requires
training providers who wish to provide
lead-based paint activities or renovation
training for the purposes of the EPA’s
lead-based paint programs to be
accredited by EPA. The requirements for
each course of study are described in
detail at 40 CFR 745.225 as are the
operational requirements for training
programs and the process for obtaining
accreditation.
Under the final RRP rule, covered
renovations in target housing and childoccupied facilities must be performed
by certified renovation firms. A certified
firm must ensure that persons who
perform renovations on behalf of the
firm are properly trained and that the
work practice requirements are
followed. Renovations must be
performed or directed by certified
renovators, who are also responsible for
compliance with the RRP rule’s
requirements. The final RRP rule
contains a number of work practice
requirements that must be followed for
every covered renovation. These
requirements pertain to warning signs
and work area containment, the
restriction or prohibition of certain
practices (e.g., high heat gun, torch,
power sanding, power planing), waste
handling, cleaning, and post-renovation
cleaning verification. In contrast, the
RRP rule did not apply the same
performance standard of an abatementstyle clearance requirement to
demonstrate that lead-based paint
hazards created by the renovation have
been eliminated. Instead, the RRP rule
sets forth the steps that must be taken
to isolate and contain the work area
before work begins and the cleaning
protocol that must be followed after the
renovation has been completed.
A final step in the process for interior
renovations is cleaning verification.
After the RRP rule’s specific cleaning
protocol has been followed, a visual
inspection for visible dust and debris is
performed. If no dust or debris is found,
a certified renovator must wipe the
interior windowsills and uncarpeted
floors with wet disposable cleaning
cloths and compare each to a cleaning
verification card developed and
distributed by EPA. If the cloth matches
or is lighter than the image on the card,
the surface represented by the cloth has
passed the post-renovation cleaning
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25044
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
verification. If the cloth is darker than
the image on the card, the surface
represented by the cloth must be recleaned and then wiped with a new wet
cloth, which is then compared to the
cleaning verification card. If the cloth is
still darker than the image on the card,
the surface must be allowed to dry for
at least an hour. At that time, the surface
is wiped with a dry electrostatic
cleaning cloth, which completes the
cleaning verification process for that
surface. When all surfaces in the work
area have completed cleaning
verification, the renovation has been
completed and the work area may be reoccupied.
Shortly after the final RRP rule was
promulgated, several petitions were
filed challenging the rule. These
petitions were consolidated in the
Circuit Court of Appeals for the District
of Columbia Circuit. On August 26,
2009, EPA signed an agreement with the
environmental and children’s health
advocacy groups in settlement of their
petitions. In this agreement EPA
committed to propose several changes to
the RRP rule, including the changes
discussed in this notice.
Throughout this notice, EPA will use
several different terms to describe the
proposed requirements. EPA will use
the term ‘‘dust wipe testing’’ to mean
collecting wipe samples of dust on
floors and windowsills and in window
troughs, analyzing the samples for lead
content, and reporting the results of the
analysis to the owners and occupants of
the building being renovated. Although
the term ‘‘dust wipe sampling’’ was used
in the settlement agreement to describe
these activities, EPA is using ‘‘dust wipe
testing’’ in this notice to signal that
sample analysis may be performed offsite in a traditional laboratory setting or
on-site by a portable laboratory, so long
as the entity performing the analysis is
accredited or recognized by the National
Lead Laboratory Accreditation Program
(NLLAP). In this notice, EPA will use
the term ‘‘dust wipe sampling’’ to refer
to the specific activity of collecting the
wipe samples, not to the analysis or
reporting of results. EPA will use the
term ‘‘clearance’’ to mean demonstrating,
through dust wipe testing, that the
floors, windowsills, and window
troughs in the renovation work area are
below the regulatory clearance
standards that have been established for
the abatement program and codified at
40 CFR 745.227(e)(8). This includes recleaning where necessary to achieve the
clearance standards.
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
III. Provisions of This Proposal
A. Dust Wipe Testing and Clearance
1. Background. One of the most
significant issues arising out of the RRP
rulemaking was the issue of how to
determine whether a renovation had
been properly completed. The Leadbased Paint Activities Rule requires
clearance to be achieved in an
abatement work area before the
abatement is considered complete. As
previously discussed, the abatement
clearance process involves a visual
inspection, dust wipe sampling of
floors, windowsills, and window
troughs in the work area, analysis by an
NLLAP-accredited laboratory, and
comparison of the results to the
clearance standards. If the sample
results are below the clearance
standards, clearance has been achieved
and the work area may be re-occupied.
If the sample results are at or above the
standards, the work area must be recleaned and the clearance process must
begin again. For this reason, abatement
projects often include coating floors
with a sealant. According to the U.S.
Department of Housing and Urban
Development’s ‘‘Guidelines For the
Evaluation and Control of Lead-Based
Paint Hazards in Housing’’ (HUD
Guidelines), the purpose of sealing
floors is not to trap leaded dust
underneath the sealant, but to provide a
surface that can be cleaned effectively
by the resident (Ref. 15). Although
achieving clearance is not the main
reason for sealing floors, the process
typically results in a surface than can
achieve clearance and be kept clean by
the resident. This is a sensible approach
for abatements, because the goal of
abatement is to permanently eliminate
lead-based paint and lead-based paint
hazards. The clearance process ensures
that no lead-based paint or lead-based
paint hazards remain in the work area.
However, EPA recognized that there
are many differences between
renovations and abatements. As
discussed in the preamble to the final
RRP rule, renovations are different from
abatements in intent, implementation,
type of workforce, funding, and goal
(Ref. 1). One of the biggest challenges
that faced EPA in revising the TSCA
section 402(a) Lead-based Paint
Activities Regulations was how to
effectively bridge the differences
between abatement and renovation and
remodeling while acknowledging that
many of the activities employed in both
(e.g., window replacement) are the same
and generate the same amount of dust.
Abatements are generally performed in
three circumstances. First, abatements
may be performed in the residences of
PO 00000
Frm 00008
Fmt 4701
Sfmt 4702
children who have been found to have
elevated blood lead levels. Second,
abatements are performed in certain
housing receiving financial assistance
from HUD when required by HUD’s
Lead-Safe Housing Rule, codified at 24
CFR part 35 (see §§ 35.630 and
35.930(d)). Third, state and local laws
and regulations may require abatements
in certain situations associated with
rental housing, or when abatement
orders have been issued when resident
young children, typically under age 6,
have blood lead levels at or above
specified values. Typically, when an
abatement is performed, the housing is
either unoccupied or the occupants are
temporarily relocated to lead-safe
housing until the abatement has been
demonstrated to have been properly
completed through dust clearance
testing. Carpet in the housing is usually
removed as part of the abatement
because it is harder to clean. Uncarpeted
floors that have not been replaced
during the abatement may need to be
refinished or sealed in order to achieve
clearance. Abatements have only one
purpose—to permanently eliminate
lead-based paint or lead-based paint
hazards.
On the other hand, renovations are
performed for myriad reasons that may
have nothing to do with lead-based
paint. Renovations involve activities
designed to update, maintain, or modify
all or part of a building. Renovations
may be performed while the property is
occupied or unoccupied. If the
renovation is performed while the
property is occupied, the occupants do
not typically relocate pending the
completion of the project.
EPA also recognized that dust wipe
testing and clearance as required after
abatements can be expensive. The costs
can be attributed to two major factors:
the cost of trained personnel to collect
the samples and the cost of the
laboratory analysis. EPA preliminarily
estimated the cost of three dust wipe
samples to be $160 to collect and
analyze (Ref. 13). If EPA had required
dust wipe testing and clearance after
every renovation project, it would have
made up a significant portion of the cost
of smaller projects. In addition,
laboratory results may not be available
for several days. If EPA had required
traditional abatement-style clearance
after renovations, the work area would
not be able to be re-occupied while
waiting for the laboratory results.
In addition, EPA was also concerned
that requiring clearance after every
renovation job could, in some instances,
result in the renovation firm being held
responsible for abating all dust-lead
hazards, including such hazards that
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
may have existed in the area before the
renovation commenced. During the
stakeholder input opportunities
provided by EPA before issuing the
2006 Proposal, contractors suggested
that, if post-renovation dust wipe testing
were required, the contractors would
have to protect themselves by collecting
pre-renovation dust wipe samples, to
ensure that they would not be held
liable for pre-existing hazards.
To address these various concerns,
EPA began looking for an alternative to
dust wipe testing and clearance that
would be quick, inexpensive, reliable,
and easy to perform. EPA conducted a
series of studies using commercially
available disposable cleaning cloths to
determine whether variations of a
‘‘white glove’’ test could serve as an
effective alternative to clearance. Based
on the favorable final report of these
studies, entitled ‘‘Electrostatic Cloth and
Wet Cloth Field Study in Residential
Housing’’ (Disposable Cleaning Cloth
Study) (Ref. 16), EPA’s 2006 Proposal
included a cleaning verification
protocol using wet and dry disposable
cleaning cloths.
Unlike the earlier Disposable Cleaning
Cloth Study, the Dust Study was not
designed specifically to evaluate the
cleaning verification in isolation from
the rest of the work practices. However,
the Dust Study did serve as a valuable
field test of the cleaning verification
protocol. The Dust Study involved
actual renovations performed by local
renovation contractors who received
instruction in how to perform cleaning
verification using wet and dry
disposable cleaning cloths and then
were left alone to determine whether the
cleaning cloths matched or were lighter
than the cleaning verification card
developed by the EPA. In order to
maximize the information collected
about cleaning verification in the Dust
Study, cleaning verification was
conducted after each experiment, not
just those experiments that were being
conducted in accordance with the
proposed rule requirements for
containment and cleaning.
EPA received numerous comments on
this aspect of the RRP rulemaking.
While some commenters supported the
proposed work practices, including
cleaning verification, many others
thought that renovation work areas
ought to be tested and cleared for reoccupancy in the same way that
abatement work areas are cleared
through the clearance process, including
dust wipe testing. Many commenters
believed that renovation firms should be
required to demonstrate that no dustlead hazards had been left behind in the
work area. These commenters
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
contended that the only reliable, safe,
and effective way to do this was through
dust wipe testing and clearance.
These commenters contended that the
unreliability of cleaning verification
made it an unsuitable substitute for dust
wipe testing and clearance. They
pointed to the sentence in the
conclusion section of EPA’s Dust Study
that states that the cleaning verification
protocol was not always accurate in
identifying the presence of levels above
EPA standards for floors and sills. Some
commenters also noted the Dust Study
report’s discussion of factors that
affected the effectiveness of cleaning
verification, such as floor condition,
contractor performance, job type, and
dust particle characteristics. One
commenter observed that while all
interior experiments resulted in final
passed cleaning cloths for all floor zones
and for all windowsills, nearly half of
the experiments in the study ended with
average work room floor lead levels
above EPA’s dust-lead hazard standard
for floors of 40 μg/ft2. The Clean Air
Scientific Advisory Committee, who
was asked to review the underlying
analysis for the estimation of the effect
of the RRP rule on children’s blood lead
levels, stated that in the Dust Study
cleaning verification did not provide
sufficiently reliable results, leading to
an inaccurate assessment of cleaning
efficiency.
EPA agreed with the commenters who
argued that cleaning verification was
not a suitable substitute for dust wipe
testing and clearance. EPA noted in the
preamble to the final RRP rule that even
though the Disposable Cleaning Cloth
Study showed that the cleaning
verification cloths that reached ‘‘white
glove’’ were approximately 91% to 97%
likely to be below the regulatory hazard
standard, EPA believes the greater
variability seen in the Dust Study,
particularly in the experiments where
the complete suite of proposed work
practices were not used, does not
support the characterization of cleaning
verification as a direct substitute for
clearance testing. Cleaning verification,
in itself, is not a substitute for
quantitative dust wipe testing. However,
EPA continues to believe that the Dust
Study supports the validity of cleaning
verification as an effective component of
the RRP rule’s work practices. The
cleaning and feedback aspects of
cleaning verification are important to its
contribution to the effectiveness of the
work practices (Ref. 1).
In the Dust Study, for renovations not
involving practices restricted or
prohibited by the final RRP rule,
cleaning verification in combination
with the other required work practices
PO 00000
Frm 00009
Fmt 4701
Sfmt 4702
25045
were effective at reducing dust lead
levels on surfaces to or below the dustlead hazard standards, regardless of the
condition of the floor. Of the 10
experiments performed in compliance
with the RRP rule’s work practices, final
average lead-based paint dust levels
were at or below the regulatory hazard
standard (taking into account the
accepted level of uncertainty, i.e.,
within plus or minus 20%, which is the
performance criteria for the National
Lead Laboratory Accreditation
Program). For the experiments not
performed according to the RRP rule’s
work practices, the use of cleaning
verification after cleaning reduced, often
significantly, the amount of lead dust
remaining. EPA determined that there is
sufficient consistency in the Dust Study
data to support the use of cleaning
verification as an effective component of
the RRP rule’s work practices.
Commenters also expressed concern
about the subjectivity of the cleaning
verification process. They noted that the
effectiveness of cleaning verification
relies upon the certified renovator’s
understanding and application of the
protocol, ability to define the floor
sampling area or areas, and use of the
cleaning verification card to determine
whether a surface has been adequately
cleaned. Some commenters speculated
that the certified renovator’s accuracy in
comparing the cleaning cloth to the
verification card could depend on
factors such as his or her visual acuity,
the lighting in the room, or simply
differences in judgment among certified
renovators. The issue of a person (i.e.,
the certified renovator on the project)
verifying cleaning of a project that he or
she has worked on also raised concerns
about actual or potential conflict of
interest, which might, even
unconsciously, affect the person’s
judgment. One thought that the lack of
corrections for surface conditions, the
experience of the person conducting the
visual assessment, or pre-existing
conditions might bias the results of
testing.
EPA agreed that the visual
comparison of a cleaning cloth to a
cleaning verification card has an
element of subjectivity because the
visual comparison of cloth to card
requires some exercise of judgment on
the part of the person doing the
comparing. However, EPA did not agree
that this necessarily makes the
comparison suspect. The Dust Study
represented a real-world test of the
ability of renovators to learn how to do
cleaning verification and to apply it in
the field. Although one Dust Study
participant expressed concern about
subjectivity, cleaning verification was
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25046
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
successfully performed by the
renovation contractors in all of the
experiments performed in compliance
with the work practices in the final RRP
rule. In addition, cleaning verification
was predictive of whether renovators
had cleaned-up the lead-based paint
hazards created during the renovation
activity to the dust-lead standard,
particularly when the proposed work
practices were used. The cleaning
verifications performed during the Dust
Study were conducted by various
persons in various lighting conditions
and on various surface conditions.
Other commenters did not support
dust wipe testing and clearance. One
reason cited by these commenters was
the cost of dust wipe testing, especially
if required to be performed by
independent certified inspectors or risk
assessors. Some also contended that
dust clearance testing is time consuming
and an obstacle to completing the
renovation job. One commenter noted
that a major component of the cost of
performing clearance is due to the fact
that the portion of the premises affected
by the renovation would have to remain
unoccupied. Another commenter noted
that it is not uncommon for the
abatement clearance process to be
conducted up to three times on a home
to make sure that lead levels are
sufficiently low. Again, commenters
expressed the concern that a
requirement for dust wipe testing and
clearance would have the effect of
holding renovation firms responsible for
pre-existing dust-lead hazards.
Based on the weight of the evidence
in the rulemaking record, primarily
from the Disposable Cleaning Cloth
Study and the Dust Study, EPA
determined that, once certain high dust
generating practices were prohibited or
restricted, the full suite of work practice
requirements, including containment,
cleaning, and cleaning verification, was
effective at minimizing exposure to
lead-based paint hazards created by
renovation, repair, and painting
activities. At the same time, EPA
recognizes that cleaning verification is
an imperfect check on whether the dustlead hazard standard has been achieved.
Among other things, as commenters
pointed out, there is an element of
subjectivity to cleaning verification,
which is not present in dust wipe
testing.
In the final RRP rule, EPA gave
significant weight to the cost, timing,
and liability concerns expressed by
commenters. In balancing the various
considerations, EPA concluded that
cleaning verification, as part of the full
suite of work practices, was an
appropriate check on the effectiveness
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
of the work practices. EPA has
continued to balance these
considerations in today’s proposal, but
has preliminarily concluded that, for
certain jobs, the additional benefits of
dust wipe testing, and in some cases
clearance, warrant imposing these
additional requirements.
2. Proposed requirements for dust
wipe testing after certain renovations.
This proposal contains dust wipe testing
requirements for many renovations. In
most of these situations, the renovation
firm will only be required to provide the
dust wipe testing results to the building
owners and occupants. However, as
discussed more fully in Unit III.A.3. of
this preamble below, after two types of
renovations, this proposal would also
require renovation firms to achieve
clearance.
EPA has evaluated the value of the
information that would be available to
renovation firms and building owners
and occupants through such testing.
EPA expects two kinds of benefits to
flow from proposed dust wipe testing
requirements. The first are the direct
benefits of the information to the
owners and occupants, the pure value of
the information on dust lead levels
remaining in the renovation work area,
including leaded dust that may have
been generated during the renovation
activity. For building owners and
occupants, this information is likely to
improve their understanding and
awareness of dust-lead hazards. It will
also greatly improve their ability to
make further risk management
decisions. This information is
particularly critical where dust lead
levels approach or exceed the regulatory
hazard standards. One commenter on
the 2008 RRP rule described the value
of dust wipe testing results in this way:
‘‘Because the white glove test does not
provide a numeric result, a family is
given limited information from which to
make informed decisions and worse yet,
may be given a false sense of security.’’
(Ref. 17) The commenter then argued
that, ‘‘although the federal floor dust
standard is set at 40 μg/ft2, there is
sufficient evidence to suggest that floors
well below this standard may endanger
children. Property owners and residents
should be provided quantitative
information so they can choose what
actions to take based on those levels.’’
The commenter believed that in
instances where floor dust wipe test
results are just below the EPA regulatory
standard, the owners or occupants may
want to undertake additional cleaning.
The value of this information has new
significance in light of recent
epidemiological studies that indicate
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
the current lead-based hazard standards
are insufficiently protective.
In addition, in enacting the
Residential Lead-based Paint Hazard
Reduction Act of 1992, Congress
recognized that there is a value in
providing information to property
owners and occupants. Section 1018 of
the Act requires the disclosure of
information on lead-based paint and
lead-based paint hazards to purchasers
and tenants of target housing. Even if no
specific information on the housing to
be sold or rented is available, the seller
or landlord must provide a lead hazard
information pamphlet to the purchaser
or tenant. Similarly, TSCA section
406(b) requires renovators or their firms
to provide a lead hazard information
pamphlet to the owners and occupants
of target housing before beginning a
renovation in the housing. The
information provided by dust wipe
testing after renovations is a different
and more targeted benefit, i.e., a more
accurate check on whether the hazard
standard has been met at completion of
the job, but it is in line with the broader
statutory emphasis on disclosure of
information related to possible leadbased paint hazards. This information is
beneficial in the same way that
disclosure of known lead-based paint
and lead-based paint hazards is
beneficial to purchasers and tenants
under Section 1018.
The other benefits that EPA expects to
flow from a dust wipe testing
requirement are the benefits that may
result from changed behavior on the
part of renovation firms. EPA believes
that dust wipe testing results will also
provide valuable feedback to renovation
firms on how well they are cleaning up
after renovations. In its Evaluation of
the HUD Lead-Based Paint Hazard
Control Grant Program (Ref. 18), HUD
noted that the rate of passing initial
clearance was associated with repetition
of lead hazard control activities. As
renovation firms become more familiar
with the performance requirements for
cleaning on projects covered by the RRP
rule, their projects are more likely to
require fewer cleaning cycles.
It is also likely that having to provide
to owners and occupants the specific
dust lead levels contained in dust wipe
testing results will increase renovation
firm cleaning efficiency. Renovation
firms will be incentivized to lower the
dust lead levels remaining after
renovation jobs, even if the levels are at
or near the regulatory standards. In
particular, firms that might otherwise be
inclined to be less than thorough in the
use of the disposable cleaning cloths in
order to avoid darkening the cloths will
be incentivized to perform cleaning
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
verification thoroughly. Because proper
cleanup plays such a vital role in the
minimization of dust-lead hazards
created by renovations, providing
information on dust lead levels
remaining after renovations to building
owners and occupants will serve as an
incentive for firms to perform postrenovation cleaning efficiently,
thoroughly, and correctly so that the
benefits of the RRP rule may be fully
realized.
EPA is therefore proposing to require
that dust wipe testing be performed after
many renovation jobs. EPA has
determined that dust wipe testing
results will provide a valuable check on
the performance of cleaning verification
and the other work practices for most of
the paint-disturbing renovations
covered by the Dust Study (Ref. 14). In
reviewing the data from the Dust Study,
EPA believes that, of the jobs performed
in the Dust Study, the additional
safeguard of dust wipe testing is
warranted where the floor dust-lead
levels changed markedly from pre-work
to post-cleaning to post-cleaning
verifications. The only jobs where this
did not occur were the renovations
involving cut-outs, which also created
significantly less dust than most other
renovations.
Accordingly, today’s proposal would
require dust wipe testing on uncarpeted
floors, windowsills, and window
troughs in the work area after the
following types of interior renovations:
• Use of a heat gun at temperatures
below 1100 degrees Fahrenheit.
• Removal or replacement of window
or door frames.
• Scraping 60 ft2 or more of painted
surfaces.
• Removing more than 40 ft2 of trim,
molding, cabinets, or other fixtures.
These jobs represent all of the
experiments conducted in the Dust
Study other than those involving cutouts or practices prohibited or restricted
by the final RRP rule. The experiments
labeled ‘‘kitchen gut’’ in the Dust Study
mostly involved the removal of kitchen
cabinets and kitchen fixtures. The
scraping experiments involved the
scraping of approximately 60 ft2 or more
of lead-based paint, so EPA is proposing
to limit the dust wipe testing
requirement to renovations during
which at least that much painted surface
is scraped. EPA requests comment,
information, or data on whether the
threshold for dust wipe testing after
renovations involving scraping should
be lowered to 6 ft2, which is the minor
maintenance threshold, or to some other
number. Likewise, the trim and molding
removal experiments all involved the
removal of more than 40 ft2 of trim or
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
molding, so EPA is proposing to limit
the dust wipe testing requirement to
renovations during which at least that
much trim or molding is removed. EPA
also requests comment, information, or
data on whether the threshold for dust
wipe testing after trim, molding,
cabinet, or fixture removal should be
lowered. EPA acknowledges that the
benefits identified above of dust wipe
testing would apply for these smaller
jobs, as well as the larger jobs covered
by today’s proposal. At the same time,
in order to ensure a program that is
practical for renovation activities, EPA
has tried in this proposal to maintain
some proportionality between the
complexity and cost of the proposed
requirements on one hand, and the size
and cost of the renovation job on the
other.
EPA wishes to clarify that the size
thresholds for scraping painted surfaces
and removing trim, molding, cabinets,
or other fixtures would be calculated on
a per-job basis. This is in contrast to the
minor repair and maintenance
exception, which is calculated on a perroom basis for interior projects.
EPA is also requesting comment on
whether dust wipe testing should be
required in situations where a surface
fails the cleaning verification process
twice, i.e., when the second wet
disposable cleaning cloth is darker than
the cleaning verification card. In that
case, the surface must be allowed to dry
for at least an hour, after which the
certified renovator must wipe the
surface with a dry electrostatic cleaning
cloth. In the Dust Study, only four
surfaces failed cleaning verification
twice, representing two of the sixty
experiments. In one experiment
involving cut-outs, a vinyl floor in poor
condition failed cleaning verification
twice. The average dust-lead level on
the floor after the second wet disposable
cleaning cloth was 61.5 μg/ft2, and after
the dry electrostatic cleaning cloth, the
level was 57.2 μg/ft2. However, this
floor was in such poor condition that
after two pre-cleanings, the cleanings
done before any experiments were
conducted, the floor dust lead levels
were still 95 μg/ft2. Thus, the floor was
cleaner than when it started, even
though it failed cleaning verification
twice. In the other experiment, a kitchen
gut performed on a tile floor in fair
condition, three floor sections failed the
second cleaning verification. After the
second wet disposable cleaning cloth,
the average dust lead levels on two of
the three failed sections were less than
10 μg/ft2, while the other was
significantly higher at 150 μg/ft2.
Nevertheless, after the dry electrostatic
cleaning cloth wipe, the dust lead levels
PO 00000
Frm 00011
Fmt 4701
Sfmt 4702
25047
for all floor sections averaged 41.4 μg/
ft2, which is within the accepted level
of uncertainty, i.e., within plus or minus
20%, for the National Lead Laboratory
Accreditation Program (NLLAP).
The dust wipe testing would have to
be performed in a manner similar to the
abatement clearance sampling
requirements at 40 CFR 745.227(e)(8).
After the cleaning required by 40 CFR
745.85(a)(5) has been performed, a
certified inspector, certified risk
assessor, or certified dust sampling
technician would be required to perform
a visual inspection to ensure that the
work area is free of visible dust, debris
or residue. EPA is proposing to require
this second visual inspection, in
addition to the one performed by the
certified renovator before cleaning
verification, because, in many cases, the
person performing the dust wipe testing
will not be the same person who
performed the cleaning verification. In
addition, there may be a delay between
the completion of cleaning verification
and the beginning of dust wipe testing.
EPA believes that the requirement for a
visual inspection immediately prior to
dust wipe testing will give the certified
inspector, risk assessor, or dust
sampling technician a means to address
any concerns they may have as to the
cleanliness of the work area. The
locations for dust wipe samples would
be dependent on the number of rooms,
hallways, or stairwells within the work
area. If there is more than 1 room,
hallway, or stairwell within the work
area, the following samples would have
to be collected:
• 1 windowsill sample, 1 window
trough sample, and 1 floor sample
within each room, hallway, or stairwell
(no more than 4 rooms, hallways, or
stairwells need be sampled).
• 1 floor sample adjacent to the work
area, but not in an area that has been
cleaned.
If the work area is a single room,
hallway, or stairwell, or a smaller area,
the following samples would have to be
collected:
• 1 windowsill sample, 1 window
trough sample, and 1 floor sample.
• 1 floor sample adjacent to the work
area, but not in an area that has been
cleaned.
If there are no uncarpeted floors in the
work area, then no floor samples would
need to be collected. The same would be
true for windows and windowsill or
trough samples. Dust wipe samples
would be collected in accordance with
the protocol in ‘‘Residential Sampling
for Lead: Protocols for Dust and Soil
Sampling’’ (Ref. 19).
HUD’s Lead Safe Housing Rule, at 24
CFR 35.1340(g), requires the sample
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25048
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
adjacent to the work area to be collected
within 5 feet of the work area in an area
that is connected to the work area. This
specifically precludes samples from
being collected from rooms separated
from the work area by a solid wall. EPA
requests comment on whether these
provisions should be incorporated into
this rulemaking.
EPA also requests comment on
whether this protocol is sufficient to
determine dust lead levels remaining on
floors, windowsills, and window
troughs. This protocol has been used for
more than a decade in clearance
examinations after lead abatements and
HUD interim lead hazard control work.
However, one test per surface may not
always be enough to accurately
characterize the dust lead levels over
the entire surface. While the physical
variability of dust loadings and lead
concentrations across a room has not
been thoroughly investigated, several
studies including EPA’s EFSS have
found high variability in side-by-side
samples collected before and after
various activities (Ref. 10). EPA requests
comment on whether more tests should
be required, and, if so, what protocol
should be followed in determining the
number and location of additional tests.
For example, one option would be to
follow the ASTM International
‘‘Standard Practice for Clearance
Examinations Following Lead Hazard
Reduction Activities in Dwellings, and
Other Child-Occupied Facilities.’’ This
document says that for rooms that
exceed 500 ft 2, the floor should be
divided into two or more equal parts of
500 ft 2 or less and a sample collected
in each part (Ref. 20).
EPA requests comment on whether
the provision for random clearance
sampling in multi-unit buildings in the
Lead-based Paint Activities regulations
at 40 CFR 745.227(e)(9) should be
incorporated into this regulation. This
would permit random testing of
individual housing units after
renovations affecting multiple
individual housing units in a multifamily dwelling with similarly
constructed and maintained residences.
Consistent with 40 CFR 745.227(e)(9), to
take advantage of this provision, the
certified renovators and other trained
persons who renovate or clean the
individual housing units would not
know in advance which units would be
selected for random testing. In addition,
the dust wipe testing would have to be
performed by a certified inspector or
certified risk assessor and the number of
residential units selected for dust wipe
testing would have to be sufficient to
provide a 95 percent level of confidence
such that, if clearance were required, no
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
more than 5 percent or 50 of the
residential units (whichever is smaller)
in the randomly-sampled population
would exceed the applicable clearance
levels. This is the standard for random
clearance sampling after abatement
projects and this particular requirement
would be designed to allow certified
inspectors and certified risk assessors to
use the training they have already
received on random clearance sampling
after abatement projects to decide which
units to test after a renovation in a
multi-family dwelling.
Although random dust wipe testing
has the potential to reduce costs for a
large multi-unit renovation project, it
may not be appropriate for this rule,
given that an important purpose for the
proposed dust wipe testing
requirements is the provision of
information to building owners and
occupants. However, random sampling
is already accepted by EPA and HUD for
disclosure of information on lead-based
paint inspections, risk assessments and
abatement clearances under the
Disclosure Rule (Ref. 21), and for
notification after activities other than
abatement under HUD’s Lead Safe
Housing Rule at 24 CFR 35.125(b) and
35.1340(b)(2)(i). EPA also requests
comment on whether a random
sampling provision should be
incorporated, but limited to situations
where the HUD rule applies or to
situations where the housing is
completely vacant, e.g., an entire
apartment building is vacant and being
renovated.
In addition, the current requirements
for dust sampling technician courses do
not include random sampling, so dust
sampling technicians would not be able
to select the units and locations for
random dust wipe testing. Dust
sampling technicians could perform the
actual sampling or testing, so long as the
locations for testing were selected by a
certified inspector or risk assessor. EPA
requests comment on whether EPA
should modify the dust sampling
technician course requirements to
include random testing in multi-family
buildings so that dust sampling
technicians would be able to select units
randomly as do certified inspectors and
certified risk assessors. EPA also
requests comment on whether this
could be done and still allow the course
to be taught within a single 8-hour day.
Dust wipe testing results would have
to be provided by an entity accredited
or recognized under the NLLAP. EPA
established the NLLAP in accordance
with TSCA section 405(b) to assure the
public that analytical laboratories
recognized by the EPA have
demonstrated that they are capable of
PO 00000
Frm 00012
Fmt 4701
Sfmt 4702
accurately analyzing for lead in paint
chip, dust, and soil samples. In January
2008, the Agency announced in the
Federal Register changes to NLLAP that
expand the opportunity to participate in
the NLLAP to all lead testing service
providers (Ref. 22). These providers
include:
• Fixed-site operations that perform
analytical lead testing at a permanent
location under controlled
environmental conditions;
• Mobile facilities, or transportable,
self-contained operations that can
perform analytical lead testing under
controlled environmental conditions;
and
• Field sampling and measurement
organizations (FSMOs), or operations
that perform on-site sampling and lead
testing using portable testing
technologies.
Portable testing technologies that might
be employed by FSMOs, once
accredited or recognized, include
devices such as an x-ray fluorescence
(XRF) analyzer, an anodic stripping
voltammetry (ASV) analyzer, or any
other portable technology that has been
shown to accurately and verifiably
measure lead content in dust, paint
chip, or soil. EPA believes these NLLAP
changes remove barriers and provide a
process so that all types of lead testing
service providers may participate in the
NLLAP. This can make the NLLAP more
efficient and cost-effective while
maintaining the high standard of
quality, science and technology for
those who purchase analytical services
related to lead hazard identification and
control. The ability for portable dust
testing technologies to become
accredited under NLLAP is particularly
relevant to this rulemaking, because
EPA believes that this will make dust
wipe testing less expensive and timeconsuming.
EPA requests comment on additional
technologies that may be available for
sampling or testing for lead in dust. EPA
is seeking information on what
technologies are available, along with
information on the research or
evaluations that may have been
conducted on these technologies. EPA is
also interested in research or other
information on technologies that show
promise for commercial development.
Persons performing visual
inspections, collecting dust wipe
samples, or analyzing dust wipe
samples would not be required to be
third parties independent of the firm
performing the renovation. This is
consistent with the final RRP rule and
EPA’s abatement regulations. EPA has
historically not required independent
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
third parties to perform testing for two
reasons. The first is the cost savings and
convenience of being able to hire just
one firm to perform all necessary leadbased paint activities. The second is the
potential regional scarcity of firms to
perform the work. As discussed in the
preamble to the final RRP rule, these
considerations are also likely to be
applicable to the renovation sector (Ref.
1, at 21711). EPA does recommend,
however, that the renovation firm
comply with the HUD’s prohibition
against the same person performing both
the renovation activity and the
clearance process. (See 24 CFR
35.1340(f)). EPA requests comment on
whether EPA should impose the same
prohibition or a similar prohibition with
perhaps an exception for single person
firms.
Under this proposal, dust wipe testing
would be performed after cleaning
verification, not instead of it. Cleaning
verification is useful because it
combines fine cleaning properties with
feedback to the certified renovator on
the effectiveness of the post-renovation
cleaning process. As discussed in the
preamble to the final RRP rule, the Dust
Study demonstrated that cleaning
verification is quite often needed to
minimize exposure to dust-lead hazards
created during renovations (Ref. 1, at
21744). In 4 of the 10 experiments
performed in accordance with the final
RRP rule requirements for containment,
cleaning, and cleaning verification, the
average post-cleaning floor dust lead
levels were above the clearance
standards. In those experiments,
cleaning verification was needed to
reduce average dust lead levels below
the standards. In addition, dust wipe
testing only tests part of the surface,
and, as discussed above, leaded dust
may not be distributed uniformly over
the entire surface. In contrast, cleaning
verification provides feedback on
cleaning effectiveness over the entire
surface so variability in distribution
presents fewer challenges. EPA remains
concerned that if dust wipe testing were
allowed instead of cleaning verification,
without an accompanying requirement
that the renovation firm re-clean until
clearance is achieved, the RRP rule
would actually be less protective
because the surfaces in the work area
could be left less clean than if cleaning
verification were performed.
Accordingly, dust wipe testing would be
performed after cleaning verification has
been performed in accordance with the
existing protocol. After the dust wipe
samples have been collected, the
renovation would be considered
complete, the warning signs could be
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
removed, and the work area could be reoccupied. Re-occupancy would not have
to wait until the results of the testing
were available.
However, because re-occupancy can
occur immediately after the dust wipe
samples are collected, it is important to
ensure that the results of the dust wipe
testing be communicated to owners and
occupants as soon as practicable.
Accordingly, this proposal requires the
certified inspector, certified risk
assessor, or certified dust sampling
technician to prepare a dust wipe
testing report and provide it to the
renovation firm within 3 days of the
date that the results are obtained. If the
dust wipe testing results are to be
determined by a fixed-site laboratory,
the samples would have to be sent to the
laboratory within 1 business day of the
date that they are collected. The dust
wipe testing report would include the
name and signature of each certified
person collecting the samples or
performing the testing, the name and
address of each certified firm employing
the person(s) conducting the sampling
or testing, the start and completion
dates of the renovation, a brief written
description of the renovation, the results
of the visual inspection, a detailed
written description of the specific
sampling or testing locations or a
detailed drawing that clearly identifies
the location of each sample or test, the
name of the NLLAP-recognized entity
analyzing the results, the results of each
sample or test, and the clearance
standard that is applicable to each
sample or test. EPA does not expect
long, involved narrative descriptions in
these reports. The results of the visual
inspection could be as simple as ‘‘no
dust, debris, or residue was visible in
the work area,’’ while the brief written
description of the renovation could be
as simple as ‘‘replaced all of the
windows in the upstairs bedrooms.’’ The
report should be organized and
presented in such a way that the
recipients of the report will be able to
easily understand the information
presented. The report must be a single
document, with clearly-identifiable
attachments, such as analytical reports
from NLLAP laboratories, where
appropriate. If a significant number of
tests are involved, the certified
individual preparing the report should
incorporate an executive summary
presenting the overall results, with
particular attention given to those
results that exceeded the applicable
clearance standards.
The renovation firm would be
required to provide this report to the
owner of renovated target housing or
child-occupied facilities within 3 days
PO 00000
Frm 00013
Fmt 4701
Sfmt 4702
25049
of the date that the renovation firm
receives the report. The renovation firm
would also have to provide the report
within 3 days of receipt to the
occupants of individual housing units
that have been renovated, if the housing
units are not owner-occupied. Similarly,
the report would have to be provided
within 3 days to the proprietor of
renovated child-occupied facilities if
they are not operated by the building
owner. If the renovation firm has chosen
to notify each individual housing unit
affected by a renovation in a common
area of target housing, or each parent or
guardian of a child under age 6 using a
renovated child-occupied facility, the
renovation firm would also have to
provide these persons with the dust
wipe testing report within 3 days of the
date that the renovation firm receives
the report. In cases where the
renovation firm has chosen to post signs
to notify tenants affected by common
area renovations, or parents and
guardians of children under age 6 using
a child-occupied facility, the renovation
firm would have to provide the dust
wipe testing report upon request. EPA
requests comment on whether the
renovation firm should be required to
provide the dust wipe testing report to
the building owner and occupants with
the final invoice or within 3 days of the
date that the report is received,
whichever is earlier.
3. Clearance. For two types of
renovations that can create large
amounts of difficult-to-clean dust, EPA
remains concerned about the possibility
that dust lead levels remaining, even
after cleaning verification, may
substantially exceed the clearance
standards. These are renovations that
disturb paint using machines designed
to remove paint through high speed
operation, such as power sanders or
abrasive blasting, when equipped with
high-efficiency particulate air (HEPA)
exhaust controls and the demolition, or
removal, through destructive means, of
plaster and lath walls, ceilings or other
building components. If renovation
firms choose to utilize these methods,
EPA is also proposing to require that
renovation firms demonstrate, through
dust wipe testing, that they have met the
clearance standards before the
renovation will be considered
completed.
EPA’s Dust Study demonstrated that
machines that remove paint through
high-speed operation, in the absence of
HEPA exhaust control, create enormous
amounts of leaded dust that is
particularly difficult to clean up. In the
Dust Study, the geometric mean postwork floor dust lead levels after
experiments involving power planing
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25050
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
were 201,902 μg/ft2. That was the only
type of power tool experiment done
indoors during the Dust Study.
However, two additional high speed
tool experiments were done on
exteriors, power sanding and needle
gun. In these cases, using the Dust
Study results from the surface of the
plastic containment required by the
rule, the geometric mean post-work
floor dust lead levels that could be
expected from work done using these
types of tools without HEPA exhaust
control are 591,491 μg/ft2 for power
sanding, and 195,372 μg/ft2 for the
needle gun.
In the Dust Study, the work practices
required by the final RRP rule,
containment, specialized cleaning, and
cleaning verification, were, in most
cases, unable to reduce the dust lead
levels remaining on the work area floors
after power planing to anything close to
the clearance standard of 40 μg/ft2.
Accordingly, EPA banned the use of
machines that remove lead-based paint
through high speed operation without
HEPA exhaust control.
EPA did not perform any experiments
in the Dust Study with power tools
equipped with HEPA exhaust control.
However, EPA has subsequently
reviewed 14 published studies that
examined the effectiveness of HEPA
exhaust control on power tools (Ref. 23).
These 14 studies reported reductions in
airborne dust levels ranging from 70 to
99 percent. However, most studies (9)
reported reductions in airborne dust
levels between 90 and 95 percent.
Applying a 90 to 95 percent reduction
to the post-work dust lead levels
generated by the power tools in the Dust
Study results in dust-lead levels of
20,190 μg/ft2 to 10,095 μg/ft2 for door
planing, 59,149 μg/ft2 to 29,575 μg/ft2
for power sanding, and 19,537 μg/ft2 to
9,769 μg/ft2 for needle gun use. It is
likely that the work practices required
by the final RRP rule will be unable to
reduce these levels to anything
approximating the clearance level of 40
μg/ft2 at the end of the job because of
the quantity of the dust generated and
the particular characteristics of this dust
that make it hard to clean up.
In addition, in order to achieve 90 to
95 percent effectiveness, the HEPA
exhaust control must be maintained
properly and used correctly. Any lapse
in either maintenance or use could
result in much higher dust lead levels
remaining after a renovation. For
example, when sanding a mantle, if the
renovation worker moves half of the
sander off the edge of the mantle, the
HEPA exhaust control will not be
operating at maximum collection
efficiency. The same problem would
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
occur any time that the entire sander is
not in contact with the surface, such as
when sanding a curved surface.
With respect to the demolition of
plaster, EPA did not perform any
experiments involving that kind of
renovation activity in the Dust Study.
However, demolition of several different
plaster walls was studied in the EFSS.
The EFSS measured worker exposures
by personal air monitoring, and
estimated occupant exposures by dust
wipe sampling. Dust wipe sampling in
the EFSS was done from stainless steel
dustfall collectors placed at various
locations adjacent to and at varying
distances from the activity. The
estimated lead loading over a 6 ft2 area
resulting from the demolition of a
plaster wall was 19,500 μg, the highest
loading for any of the typical activities
studied. However, according to the
EFSS, no collectors were placed
adjacent to demolition activities ‘‘due to
the large amount of debris.’’ (Ref. 10, at
9–10) EPA was able to determine the
functional relationship between settled
dust and distance for the demolition
activity, but the relationship ‘‘does not
take into account the amount of lead
that settles at a location directly
adjacent to the activity. Since the settled
dust samples associated with the
demolition were all located at a distance
from the activity space, the estimated 6foot by 1-foot gradient lead loading in
the demolition activity is interpreted as
being the amount of lead found in the
6-foot by 1-foot region that was airborne
in dust and smaller particles, rather
than the total amount of lead disturbed.’’
(Ref. 10, at 9–10)
In the EFSS, EPA also reviewed data
on plaster wall demolition available
from OSHA (Ref. 10). The study
monitored the demolition of interior
plaster walls and ceilings in a home
using hammers and claw-bars. This
study involved only personal air
monitoring, not settled dust sampling.
The geometric mean worker exposure
for the demolition activities studied by
the EFSS was 107 μg/m3, while the
geometric mean worker exposure for the
OSHA study was 166 μg/m3. Because of
the length of time involved in
demolishing a plaster wall, both of these
activities are likely to substantially
exceed the OSHA permissible exposure
limit of 50 μg/m3 as an 8-hour timeweighted average.
These studies demonstrate that plaster
wall demolition creates large amounts of
lead-contaminated dust. EPA also
believes that this dust is particularly
difficult to clean up, because of the
qualities of plaster and the way in
which such demolition is typically done
through destructive means such as
PO 00000
Frm 00014
Fmt 4701
Sfmt 4702
sledgehammers. The dust created by
this activity is likely to consist of very
fine particles. EPA is concerned that,
like the dust produced by machines that
remove paint through high speed
operation, the large quantities of dust
created by plaster wall demolition will
overwhelm the containment, specialized
cleaning, and cleaning verification
processes and result in renovation work
areas being re-occupied with lead-based
paint hazards created by the renovation
still in place.
Given these concerns, EPA is
proposing to require renovation firms to
follow a clearance process similar to
that performed after abatement projects
after renovations involving the
disturbance of paint using machines
designed to remove paint through high
speed operation or the demolition, or
removal, through destructive means, of
more than 6 ft2 of plaster and lath
building component. After the cleaning
required by 40 CFR 745.85(a)(5) and the
cleaning verification required by 40 CFR
745.85(b)(1), dust wipe testing would
have to be performed in exactly the
same way that it would be required after
the renovations discussed in Unit
III.A.2. of this preamble. If any of the
test results equal or exceed the
regulatory clearance standards in 40
CFR 745.85(b)(4), the renovation firm
would be required to re-clean the
surfaces represented by those tests in
accordance with 40 CFR 745.85(a)(5)(ii).
Those surfaces would have to be retested, and the results compared to the
clearance standards.
With respect to plaster removal, the
clearance requirement would apply only
to walls, ceilings constructed of plaster
and lath, not gypsum drywall finished
with plaster. The experiments
performed and reviewed in the EFSS
involved plaster and lath walls, not
drywall. In this country, interior walls
were commonly constructed of plaster
and lath until the 1950’s, when drywall
began to replace the lath and plaster
construction method. Again, this
clearance requirement would only apply
to plaster removal done through
destructive means, such as
sledgehammers.
This proposal would not allow
renovation firms to skip the cleaning
verification step when they are required
to perform clearance. The Dust Study
demonstrates that cleaning verification
is an important part of the cleaning
process. Of the 10 experiments
completed in the Dust Study in
accordance with the final RRP rule
requirements, 4 required the additional
cleaning provided by cleaning
verification to reach an average floor
dust lead level below 40 μg/ft2 (Ref. 14).
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
The additional cleaning resulting from
cleaning verification was particularly
dramatic in the window replacement
experiments, where the dust lead levels
on the floor were cut nearly in half by
cleaning verification. EPA is specifically
requesting comment on cleaning
verification requirements for surfaces
that fail clearance due to high dust wipe
test results. While the Dust Study shows
that cleaning verification is a very
effective cleaning method, EPA
recognizes that there is a cost associated
with multiple cleaning verification
passes over a surface, particularly if the
surface fails the wet disposable cleaning
cloth phase and must be allowed to dry
for an hour before using a dry
electrostatic disposable cleaning cloth.
Although not specifically studied, the
Dust Study suggests that it would be
unlikely for a surface that had been
cleaned and had gone through the
cleaning verification process to fail
another round of cleaning verification.
Sixty interior experiments were
performed in the Dust Study; only 3
work room floors failed all rounds of
cleaning verification. Two of those were
performed using only baseline work
practices, no containment or specialized
cleaning, on a vinyl floor in poor
condition that EPA’s contractor had
difficulty pre-cleaning to below 40 μg/
ft2 before beginning the study. The third
was on a tile floor in fair condition, with
plastic containment but no specialized
cleaning. In addition, of the 4
experiments in the Dust Study
performed in accordance with the final
RRP rule that needed cleaning
verification to reduce average floor dust
lead levels below 40 μg/ft2, failed
cleaning verification cloths were only
seen in 1. The reductions in dust lead
levels seen in the window replacement
experiments occurred after only 1 pass
with a wet disposable cleaning cloth. In
light of these results, this proposal
would require surfaces failing clearance
due to high dust wipe test results to be
recleaned in accordance with the RRP
rule, HEPA vacuuming followed by wet
wiping or mopping, followed by one
round of cleaning verification using a
wet disposable cleaning cloth. This
cloth would not have to be compared to
the cleaning verification card, the
renovation firm could conduct
additional dust wipe testing for
clearance purposes on the surface as
soon as it has dried.
EPA is also proposing to eliminate the
existing provision that allows
renovation firms to perform clearance in
lieu of cleaning verification when
another Federal, State, or local law or
regulation, or the contract between the
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
renovation firm and the property owner,
requires the renovation firm to use
qualified entities to perform dust wipe
testing and requires the renovation firm
to achieve clearance. Because cleaning
verification has been shown to be such
an important part of the post-renovation
cleaning process, and because that
provision would be inconsistent with
this proposal, EPA believes that it
should be eliminated. Rather, this
proposal would require cleaning
verification to be performed in the same
way it would have to be performed after
jobs involving demolition or removal of
plaster through destructive means or the
disturbance of paint using machines
designed to remove paint through highspeed operation.
The renovation would not be
considered complete, and the warning
signs would have to remain in place,
until the renovation firm can
demonstrate through a dust wipe testing
report that it has met the clearance
standards. The certified inspector,
certified risk assessor, or certified dust
sampling technician performing the
sampling or testing would be required to
prepare a clearance report. The
clearance report would include the start
and completion dates of the renovation;
a brief written description of the
renovation; the name and address of
each certified firm employing each
certified inspector, certified risk
assessor, or certified dust sampling
technician performing the clearance
procedures; the name and signature of
each certified inspector, certified risk
assessor, or certified dust sampling
technician performing the clearance
procedures and the dates that the
clearance procedures were performed;
the results of the visual inspection; a
detailed written description of the
specific sampling or testing locations or
a detailed drawing that clearly identifies
the location of each sample or test; the
results for each dust wipe sample or
test; whether or not clearance was
achieved; and the name of each
recognized entity that conducted the
analyses. As with the dust testing
report, EPA does not expect long,
involved narrative descriptions in these
reports. The results of the visual
inspection could be as simple as ‘‘no
dust, debris, or residue was visible in
the work area,’’ while the brief written
description of the renovation could be
as simple as ‘‘replaced all of the
windows in the upstairs bedrooms.’’
However, the report should be
organized and presented in such a way
that the recipients of the report will be
able to easily understand the
information presented. The report must
PO 00000
Frm 00015
Fmt 4701
Sfmt 4702
25051
be a single document, with clearlyidentifiable attachments, such as
analytical reports from NLLAP
laboratories, where appropriate. If a
significant number of tests are involved,
the certified individual preparing the
report should incorporate an executive
summary presenting the overall results,
with particular attention to those results
that exceeded the applicable clearance
standards.
The certified inspector, certified risk
assessor, or certified dust sampling
technician would be required to provide
a copy of this report to the renovation
firm within 3 days of the date that the
dust wipe testing results are obtained. If
the dust wipe testing results are to be
determined by a fixed-site laboratory,
the samples would have to be sent to the
laboratory within 1 business day of the
date that they are collected. The
renovation firm would be required to
provide this report to the owner of
renovated target housing or childoccupied facilities within 3 days of the
date that the renovation firm receives
the report. The renovation firm would
also have to provide the report within
3 days of receipt to the occupants of
individual housing units that have been
renovated, if the housing units are not
owner-occupied. Similarly, the report
would have to be provided within 3
days to the proprietor of renovated
child-occupied facilities if they are not
operated by the building owner. If the
renovation firm has chosen to notify
each individual housing unit affected by
a renovation in a common area of target
housing, or each parent or guardian of
a child under age 6 using a renovated
child-occupied facility, the renovation
firm would also have to provide these
persons with the dust wipe testing
report within 3 days of the date that the
renovation firm receives the results. In
cases where the renovation firm has
chosen to post signs to notify tenants
affected by common area renovations, or
parents and guardians of children under
age 6 using a child-occupied facility, the
renovation firm would have to provide
the dust wipe testing report when
requested.
In most cases, renovation firms will
be able to avoid using the work
practices that would require clearance
afterwards. Sanding or scraping could
be done by hand instead of by power
tool. Many plaster removal jobs can be
performed by using non-destructive
means such as saws and pry-bars to
remove sections of plaster and lath wall.
At the same time, EPA also understands
that renovation firms may encounter
floors, windowsills, and window
troughs that are in such poor condition
that clearance may not be possible. As
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25052
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
discussed previously, the HUD
Guidelines recommend using a sealant
on floors if necessary to achieve
clearance (Ref. 15). The Guidelines
suggest that, if any surface fails two
clearance tests, the ‘‘property owner
should consider additional hazard
control measures and/or further sealing
of the surface’’ (Ref. 15, at 15–10). EPA’s
own experience with the Dust Study
confirms that surface condition may be
a problem, at least in some instances.
After several encounters with work
room floors that could not be cleaned to
the clearance standards in preparation
for a new experiment, the Dust Study
contractors began using a sealant before
testing floors in preparation for
beginning work (Ref. 24). When this
occurred with windowsills, the
contractors used dust collection trays
instead of the sill surface for sampling.
Various studies have shown that dust
lead levels on surfaces are directly
correlated with the condition of the
surface. That is, a surface, such as a
floor, in poor condition tends to have
higher dust lead levels than a floor in
fair to good condition. An evaluation of
the HUD Lead-Based Paint Hazard
Control Grant Program found that the
‘‘effect of the condition of the wiped
surface at clearance was significant in
all analyses. The surfaces in better
condition at clearance had lower
clearance dust lead loadings and lower
failure rates’’ (Ref. 18, at 7–20). EPA’s
Dust Study also found that floors in
poor condition had higher dust lead
levels across the post-work, postcleaning, and post-cleaning verification
sampling stages than floors in better
condition, although this could have
been due to higher-intensity work (Ref.
14, at 6–14). EPA requests comment on
whether this correlation should affect
clearance or dust wipe testing
requirements, and if, so, in what way.
EPA is interested in suggestions on how
to address the fact that some floors will
be more difficult to clean than others.
In particular, EPA has wrestled with
the issue of how to reconcile a clearance
requirement when floors are in such
poor condition that achieving clearance
would require the renovation firm to
expand the scope of the original job to
include additional remedial action such
as refinishing the floor. In part, this
situation raises the concern that
renovation firms might be required to
remediate lead hazards that existed
prior to the renovation. To address the
situation where achieving lead levels
below the lead hazard standards would
require expanding the scope of the
renovation job, EPA is proposing an
exception to the requirement to achieve
clearance. Specifically, EPA proposes to
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
allow renovation firms to stop after the
second failed clearance test, regardless
of the result, if the renovation firm did
not agree to refinish the surface that is
failing clearance as part of the
renovation contract. For example, if a
renovation firm is hired to remove
plaster and lath wall sections that
partially separate a living and dining
room, and repaint the walls (including
the windows) in both rooms, then the
renovation firm would be required to
ensure that the windowsills in the work
area achieve clearance, no matter how
many times the sills must be re-cleaned
and re-tested. However, if the
renovation firm was not hired to
refinish the floor, the renovation firm
would only have to re-clean and re-test
the floor once if it failed clearance the
first time, no matter what the second
dust wipe testing result is. EPA believes
that such a provision is necessary, given
that renovation firms may encounter
floors, windowsills, and window
troughs that are in such poor condition
that clearance may not be possible.
EPA is also requesting comment on
whether renovation firms ought to be
allowed to perform pre-renovation dust
wipe testing on surfaces in the work
area that are in poor condition to help
demonstrate that they are not leaving
behind dust-lead hazards that they
created. In this option, the renovation
firm would only have to demonstrate
that, for surfaces in poor condition in
the work area, the dust-lead levels on
these surfaces (which could be
windowsills and/or floors) after the
renovation are no higher than 150 μg/ft2.
This would ensure that renovation firms
are not unduly held accountable for preexisting lead-based paint hazards. EPA
believes that 150 μg/ft2 is an appropriate
upper limit, given that EPA’s contractor
was able to clean all of the floors
encountered in the buildings used for
the Dust Study to this level or below
(Ref. 14). EPA requests comment on
whether there is an appropriate
alternate upper limit that should be
considered and the available data to
support this alternate limit. Any prerenovation testing option would also
include a requirement to provide both
the pre-renovation dust wipe testing
report as well as the post-renovation
report to the building owners and
occupants. As part of its consideration,
EPA requests comment on how ‘‘poor
condition’’ should be defined for this
approach.
EPA believes that window troughs are
particularly likely to harbor pre-existing
dust lead levels at or above the
clearance standards. They are also
particularly likely to be difficult to
clean. Therefore, EPA is requesting
PO 00000
Frm 00016
Fmt 4701
Sfmt 4702
comment on whether EPA should allow
renovation firms to close windows in
the work area that are not being worked
on and cover them with taped-down
plastic or other impermeable material to
avoid the requirement to ensure that the
window troughs achieve clearance
standards. EPA would still require
renovation firms to test both the sills
and troughs of closed and covered
windows, and report the results to the
building owners and occupants, but
firms would only need to ensure that
the sills achieve the clearance
standards.
EPA is also requesting comment on
whether clearance should be required in
other situations. In particular, EPA is
interested in comment on whether
clearance should be required after any
of the activities for which EPA is
proposing a dust wipe testing
requirement. EPA is also interested in
comment on whether clearance should
be required in rental properties after
renovations for which EPA is proposing
a dust wipe testing requirement,
especially if the renovation firm has
been informed that the renovation is
being performed to remedy a violation
of federal, state, or local laws or
regulations or to comply with a federal,
state, or local government order, such as
an order to correct building code
violations, or an abatement order in
response to an elevated blood lead level.
In this case, EPA is also interested in
comment on whether EPA should
require renovation firms to affirmatively
ask whether the work is being
performed to remedy a violation or
comply with an order, and whether
renovation firms should provide this
information to owners and occupants
after the renovation. Finally, EPA
requests comment on whether dust wipe
testing or clearance should be required
in any other situations not discussed
specifically in this proposal, including
situations where a surface has failed
cleaning verification twice.
4. Additional requests for comment
on dust wipe testing or clearance.
EPA is seeking comment on whether
there are other regulatory options for
dust wipe testing or clearance that
maximize the potential benefits by
targeting those activities that are most
likely to exceed the clearance standards.
For example, should different size
thresholds be used for some or all of the
renovations affected by this proposal?
As discussed, the proposed thresholds
for dust wipe testing are taken from the
Dust Study. Does the data from the Dust
Study, or data from another source,
support larger thresholds for some or all
of these jobs? Although EPA is
concerned about potential confusion
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
with the definition of minor
maintenance and repair, does the data
from the Dust Study support applying
these proposed thresholds on a perroom basis?
Another potential option would be to
apply dust wipe testing or clearance
requirements only in homes where
pregnant women or children under age
6 reside or in any building that meets
the definition of child-occupied facility.
EPA requests comment on this option,
which does target particularly
vulnerable populations but provides no
protections for older children, adults
and family pets.
EPA also requests comment on
whether dust wipe testing should only
be required when a surface fails the first
round of cleaning verification, and, if
dust wipe testing is done, whether the
second round of cleaning verification
should then be performed. In the Dust
Study, if a surface failed the first round
of cleaning verification, no dust wipe
samples were collected before the
surface was cleaned and cleaning
verification performed again (Ref. 14).
This occurred in 17 of the 60 interior
experiments performed. Three of those
surfaces also failed the second round of
cleaning verification. In each of those 3
cases, at least one surface was also
demonstrated to be above the regulatory
clearance standards by dust wipe
testing. Since no dust wipe samples
were collected after the first round of
cleaning verification, it is not possible
to determine, for certain, what
additional reductions in dust lead levels
were attributable to the second round of
cleaning verification. However, some
insight is provided by the reductions in
dust lead levels made by the first round
of cleaning verification. In many of the
experiments that passed the first round
of cleaning verification, the cleaning
verification step resulted in significant
dust lead reductions between the
samples taken post-cleaning and the
samples taken post-cleaning
verification. Thus, the Dust Study
demonstrates that the cleaning
verification protocol in the 2008 RRP
rule is an integral part of the cleaning
regimen. Because the second round of
cleaning verification likely contributes
significantly to the total reduction in
dust lead levels attributable to cleaning
verification, EPA continues to believe
that the second round of cleaning
verification is a necessary step in the
process, regardless of whether dust wipe
samples are collected or not.
Another possible regulatory option
would be to require clearance for
renovations involving the demolition of
plaster or the use of high-speed
machines designed to remove paint, or
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
a larger set of renovation types, or
smaller renovation size thresholds, and
not require dust wipe testing in the
absence of a clearance requirement. EPA
requests comment on these options and
suggestions for other regulatory options
that may be less burdensome but still
justifiable based on the available data.
B. Test Kits for Lead in Paint
EPA has worked with test kit vendors
to develop kits that can more accurately
identify the presence of regulated leadbased paint. Through its Environmental
Technology Verification (ETV) program,
EPA is currently reviewing five test kits
that have been submitted by vendors.
More information on this process can be
found at https://www.epa.gov/lead/pubs/
testkit.htm#recognize.
EPA is also proposing to give certified
renovators another option for
determining whether lead-based paint is
present on components to be affected by
a renovation. This proposal would
permit certified renovators to collect
paint chip samples from components to
be affected by a renovation instead of
using test kits to test the paint on the
components. When utilizing this option,
the certified renovator would be
required to send the samples to a
recognized NLLAP laboratory. Because
renovator training courses are already
required to include training in how and
where to use test kits, EPA believes that
it would take very little additional time
to also provide renovators with training
in how to collect a chip sample such
that all paint layers are present with a
minimal amount of substrate included
in the sample, and how to submit these
samples to an NLLAP laboratory for
analysis. Such an option would not
make a certified renovator the
equivalent of a certified lead-based
paint inspector. Certified renovators
would still have to test each affected
component, they would not be
permitted to exclude components based
on similar painting histories or perform
random paint sampling in multi-unit
buildings. EPA is proposing to allow
certified renovators to collect paint chip
samples instead of using test kits in
order to provide maximum flexibility
for certified renovators and renovation
firms.
C. Training Provider Accreditation
Training providers who wish to
provide renovator, dust sampling
technician, or lead-based paint activities
training for Federal certification
purposes must apply for and receive
accreditation from EPA. To become
accredited, a provider must employ a
training program manager as well as
principal instructor(s) who meet certain
PO 00000
Frm 00017
Fmt 4701
Sfmt 4702
25053
education, training and work experience
requirements. The training provider
must indicate on its application for
accreditation that the training program
manager and principal instructor(s)
meet these requirements; however,
currently, no documentation (e.g.,
resumes) regarding the qualifications of
these individuals must be submitted to
EPA. The Agency believes it is
important to review this information
when determining whether to approve a
training provider application. When
EPA reviews applications for
accreditation, it is common for the
Agency to request this documentation
from training providers in order to
verify that the training program manager
and principal instructor(s) have the
proper qualifications. Requesting this
information takes time and can delay
the review of an application. Therefore,
the Agency is proposing to require that
training providers submit
documentation regarding the
qualifications of the education, training
and work experience of training
managers and principal instructors with
their applications for accreditation.
EPA is also proposing to clarify the
role of principal instructors in teaching
courses. The current regulation, at 40
CFR 745.227(c)(3), states that principal
instructors are responsible for the
organization of their courses and
oversight of the teaching of all course
material. The regulations also define
‘‘principal instructor’’ as ‘‘the individual
who has the primary responsibility for
organizing and teaching a particular
course.’’ Nonetheless, the rule also
allows training program managers to
designate experts in a particular field
(e.g., doctors or lawyers) as guest
instructors, on an as needed basis, to
teach discrete portions of the course.
EPA interprets these provisions to
require a principal instructor to be
present and primarily responsible for
teaching the course, although guest
instructors may be used to teach some
portion(s) of the course. Principal
instructors are also responsible for the
quality of the instruction delivered by
the guest instructors. To ensure that the
regulation is clear on this point, EPA is
proposing to amend 40 CFR
745.227(c)(3) to state that principal
instructor(s) are primarily responsible
for teaching the course materials and
must be present to provide instruction
(or oversight of portions of the course
taught by guest instructors) for the
course for which he has been designated
the principal instructor.
The final RRP rule included
requirements for amending the
certification of a renovation firm. Firms
must submit an amendment within 90
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25054
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
days of the date that a change occurs to
information in its most recent
application for certification or recertification. Examples of amendments
include a change in the firm’s name
without transfer of ownership, or a
change of address or other contact
information. To amend its certification,
a firm must submit an application,
noting on the form that it was submitted
as an amendment. The firm must
complete the sections of the application
pertaining to the new information, and
sign and date the form. EPA has
interpreted the training provider
accreditation regulations to require
accredited training providers to submit
amended applications whenever there is
a change to the information provided in
the training provider’s most recent
application for accreditation or reaccreditation, including information
regarding the training manager and any
principal instructor(s) teaching courses
offered by the training provider.
However, the existing regulations do not
specify a time limit for submitting an
amendment. Therefore, the Agency is
proposing to require training providers
to submit amendments within 90 days
of the date a change occurs to
information in each provider’s most
recent application. If the training
provider does not amend its most recent
accreditation application within the 90day time period, it must stop providing
training until the accreditation
application is amended. The Agency is
also proposing to approve or disapprove
amendments for a new training
manager, any new or additional
principal instructors, or any new
permanent training location within 30
days of the date EPA receives the
amendment. This 30-day time period
will give EPA sufficient time to check
the qualifications of the training
manager(s) or principal instructor(s)
before the training manager begins
managing or the principal instructor
begins teaching a course. This 30-day
time period would also give EPA
sufficient time to verify the suitability of
a new permanent training location by
visiting the location. The training
provider would not be permitted to
provide training under the new training
manager or offer courses taught by any
new principal instructor(s) or at the new
training location until EPA either
approves the amendment or 30 days has
passed. Finally, this proposal would
also clarify that no fee will be charged
for accreditation application or
certification amendments.
To become accredited, a training
provider must submit a copy of its
training course materials with its
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
application for accreditation for review
by the Agency. If a training provider
chooses to use the model course
developed by EPA or a course approved
by an authorized State or Indian Tribe,
then it is not currently required to
submit the course materials with its
application. Instead the training
provider indicates on its application
that it will use the EPA model course or
a course approved by an authorized
State or Indian Tribe. Authorized States
and Indian Tribes can have renovation
or abatement programs that are
significantly different from the EPAadministered program which would be
reflected in their approved course
materials. In these instances, a training
course approved by the State or Indian
Tribe may not be sufficient for the
purposes of training someone on the
requirements of the federal program.
Therefore, the Agency is proposing to
require training providers who apply to
EPA for accreditation and wish to use a
course approved by an authorized State
or Indian Tribe to submit the course
materials for EPA review. This will give
the Agency the opportunity to identify
and address any significant differences
between the requirements of EPA and
the authorized program that may appear
in the course so the Agency can ensure
that EPA-accredited training providers
are using appropriate course materials.
Training providers wishing to use the
EPA model courses would not be
required to submit those materials with
their applications.
As a matter of clarification, Webbased training and other types of
alternative training delivery are
permitted. In fact, EPA has developed a
model on-line renovator course that
could be used to deliver the classroom
portion of the renovator course. While
such alternative training delivery
options cannot be used to deliver
required hands-on training, EPA
encourages training providers to make
use of such options where appropriate
to increase access to training and make
it more affordable. Web-based training
courses are considered separate courses
and a separate application fee is
required for each. This is because EPA
must review not only the content of the
course, but the mechanics of the
delivery of the course.
EPA’s model electronic training
courses contain certain basic
administration and delivery
requirements. These include assigning a
unique identifier to each student, to
allow the training provider to track
student course progress and completion.
In addition, there are knowledge checks
for each chapter, which must be
completed before the student can go on
PO 00000
Frm 00018
Fmt 4701
Sfmt 4702
to the next chapter, and a final test for
the electronic learning portion which
consists of at least 20 questions. Finally,
students must be able to save or print
an uneditable copy of a record showing
completion of the electronic learning
portion of the course. Under this
proposal, these requirements would be
explicitly incorporated into 40 CFR
745.225 to ensure that all training
providers wishing to use electronic
learning for the classroom portions of
lead-based paint courses are aware of
these requirements and plan their
course development accordingly. EPA
requests comment on the specifics of
these requirements, such as whether a
course test of 20 questions is sufficient
and whether a student should be
required to score at least 80 percent on
the course test in order to pass the
classroom portion of the renovator
course. EPA also requests comment on
whether a final test for the electronic
portion of the course is necessary, given
that trainees must pass a hands-on skills
assessment and the course test in order
to receive a course completion
certificate. EPA also requests comment
on whether other requirements should
likewise be incorporated into the
regulations.
EPA is requesting comment on
whether training providers should be
allowed to provide a combined
Abatement Worker/Renovator refresher
course or a combined Abatement
Supervisor/Renovator refresher course
or both. After the RRP rule was
promulgated, EPA received input from
the regulated community and others
that indicates that many abatement
contractors are likely to also become
certified renovation firms. If this is the
case, it would be advantageous for such
firms to be able to send their employees
to combined refreshers so that the
employees would more readily be able
to keep up their dual certifications. EPA
requests comment on the likelihood that
this will be the case, and, if combined
refreshers are desirable, whether the
different certification time periods for
individual abatement certification (3
years) and individual renovator
certification (5 years) should be
harmonized and, if so, how.
Finally, EPA is proposing to require
training providers to maintain renovator
and dust sampling technician training
records for a period of 5 years. Under
the existing regulations, training
providers must keep training records for
3 years and 6 months. This length of
time was chosen because of the length
of individual certification periods for
lead-based paint activities, which can be
as long as 3 years and 6 months
including interim certification.
E:\FR\FM\06MYP2.SGM
06MYP2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
However, the renovator and dust
sampling technician certification
periods are 5 years, with no interim
certification. Therefore, in order to
ensure that the training records from the
previous training course are available
for certified renovators and dust
sampling technicians taking refresher
courses, the recordkeeping period
applicable to these disciplines would be
increased to 5 years.
D. State, Territorial, and Tribal Program
Authorization
Interested States, Territories, and
Indian Tribes may apply for, and receive
authorization to, administer and enforce
all of the elements of the RRP program.
The regulations for the State and Tribal
program requirements are found in 40
CFR 745.326. Under this proposed rule
EPA is clarifying several parts of this
section. First, the Agency is amending
the regulations to make it clear that
State and Tribal programs do not need
to include requirements for the
accreditation of dust sampling
technicians if they are going to require
dust sampling to be performed by a
certified inspector or risk assessor.
Second, the Agency is proposing to
amend the regulations to reflect that
both individuals and firms must receive
certification. Finally, EPA is proposing
to require State and Tribal renovation
programs to include procedures and
requirements for on-the-job training of
renovation workers that do not receive
accredited training.
Strong enforcement of the lead-based
paint regulations by authorized State
and Tribal programs is critical to
ensuring the safety of the occupants of
target housing and child occupied
facilities undergoing lead abatement,
renovation, repair or painting. The State
and Tribal program authorization
requirements at 40 CFR 745.327 include
provisions for approval of compliance
and enforcement programs. Specifically,
State and Tribal programs must have
adequate compliance monitoring and
enforcement authorities. Section
745.327(b)(3)(ii) requires
‘‘[a]dministrative or civil actions
including penalty authority * * *;’’ but
the rule does not establish a minimum
penalty level or other requirements for
enforcement authorities comparable to
EPA authorities under TSCA. To
remedy this, EPA is proposing that in
order to be authorized for any of the
lead certification programs, State or
Tribal programs demonstrate that: (1)
The State or Tribe be able to sue to
obtain penalties, (2) civil and criminal
penalties are assessable for each
instance of violation, (3) if violations are
continuous, the penalties are assessable
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
up to the maximum amount for each
day of violation, and (4) the burden of
proof and degree of knowledge or intent
of the respondent is no greater than it
is for EPA under TSCA. EPA is also
requesting comment on whether a
minimum penalty level for civil and
criminal fines ought to be established,
and, if so, what the minimum level for
each should be. States and Tribes may
be authorized to administer a number of
EPA programs; some of these programs
have minimum penalty requirements for
State and Tribal programs and some do
not. For example, under the Clean Air
Act implementing regulations at 40 CFR
70.11(a)(3) and the Resource
Conservation and Recovery Act
implementing regulations at 40 CFR
271.16(a)(3), State programs must have
the authority to assess civil and criminal
fines of at least $10,000 per day per
violation. Other programs have
established lower minimum penalty
requirements. The implementing
regulations for the Safe Drinking Water
Act require State programs to have the
authority to impose a penalty of at least
$1,000 per day per violation on public
water systems serving a population of
more than 10,000 individuals. Some
EPA programs have set no minimum
penalty authority requirements for
States and Tribes; these programs
include the Asbestos Hazard Emergency
Response Act program and the State
pesticide applicator certification
program under the Federal Insecticide,
Fungicide, and Rodenticide Act. EPA is
proposing that in order to become
authorized, State and Tribal lead-based
paint programs must have minimum
civil and criminal penalty authorities of
at least $10,000 per violation per day.
EPA requests comment on whether
proposing minimum levels for the
maximum civil penalty and criminal
fine recoverable under a State or Tribal
program is necessary to ensure that
enforcement is adequate and, if so,
whether $10,000 should be the
minimum level. EPA also requests
comment on whether such a minimum
requirement would appropriately
promote consistency across authorized
State and Tribal programs. In addition,
EPA is requesting comment on whether
these minimum levels should also be
adjusted periodically to account for
inflation, as required for Federal
penalties under Federal Civil Penalties
Inflation Adjustment Act of 1990, 28
U.S.C. 2461 note, as amended by the
Debt Collection Improvement Act of
1996, 31 U.S.C. 3701 note. One way of
doing this would be to require State and
Tribal programs to have minimum civil
penalty authority of 40% of the Federal
PO 00000
Frm 00019
Fmt 4701
Sfmt 4702
25055
maximum penalty authority under
TSCA section 16, as adjusted for
inflation, at the time the State or Tribe
is authorized. However, this approach
would result in different requirements
for States and Tribes depending upon
when they apply for authorization.
Another way of accomplishing inflation
adjustments would be to require State
and Tribal authorized programs to have
their own established mechanism for
adjusting penalties to account for
inflation. By requiring all authorized
programs to make adjustments for
inflation, this approach might be more
likely to promote enforcement
consistency across programs. Also in the
interests of promoting national
enforcement consistency, EPA requests
comment on what criteria States or
Tribes should consider, such as the size
of a respondent’s business, ability to
remain in business, enforcement
history, or risk posed by the
respondent’s actions, in establishing or
mitigating penalties.
E. Other Proposed Amendments to the
Final RRP Rule
1. Containment. EPA is proposing to
be more specific about the vertical
containment requirements for exterior
projects. Under this proposal, the rule
would specifically state that vertical
containment is required for exterior
renovation projects that are covered by
the rule and that affect painted surfaces
within 10 feet of the property line. In
such cases, vertical containment is
necessary to ensure that adjacent
buildings or properties are not
contaminated by leaded dust or debris
generated by the renovation. The rule
would also note that vertical
containment may be required in other
situations, such as windy conditions, to
prevent contamination of other
buildings, other areas of the property, or
adjacent buildings or properties.
Finally, to clarify what is meant by the
term ‘‘containment,’’ this proposal
would add a definition of the term that
is based on the definition of ‘‘Worksite
preparation level’’ from the HUD
Guidelines. The definition includes
additional information on what
constitutes vertical containment.
2. Prohibited or restricted practices.
EPA is proposing to clarify that the
prohibitions and restrictions on work
practices in 40 CFR 745.85(a)(3), e.g.,
the prohibition on open flame burning
or torching, apply to all painted
surfaces, not just surfaces where the
presence of lead-based paint has been
confirmed. The term ‘‘lead-based paint’’
was incorrectly and inadvertently used
in this subsection, making it
inconsistent with the rest of the RRP
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25056
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
rule, which applies in the presence of
known lead-based paint as well as paint
that has not been tested for lead content.
This proposal would replace the term
‘‘lead-based paint’’ with ‘‘painted
surfaces’’ in this subsection. Of course,
if the painted surface has been tested
and found to be free of lead-based paint,
the prohibitions and restrictions on
work practices in the final RRP rule do
not apply. In addition, EPA wishes to
clarify that the restriction on the use of
machines that remove paint through
high speed operation applies where
painted surfaces are being disturbed by
such machines. The restriction is not
limited to situations where all of the
paint is removed by such machines.
Finally, EPA has received several
requests for clarification on what is
meant by HEPA exhaust control. In
order to better express what is required
when machines designed to remove
paint through high speed operation are
used, EPA is using terminology from the
Occupational Safety and Health
Administration’s Technical Manual
(Ref. 25). The use of shrouded tools to
remove lead-based paint is discussed in
Chapter 3 of Section V, entitled
‘‘Controlling Lead Exposures in the
Construction Industry: Engineering and
Work Practice Controls.’’ Therefore, this
proposal would amend 40 CFR
745.85(a)(3)(ii) to read, ‘‘The use of
machines designed to remove paint
through high speed operation such as
sanding, grinding, power planing,
needle gun, abrasive blasting, or
sandblasting, is prohibited on painted
surfaces unless such machines are used
shrouded and equipped with a HEPA
vacuum attachment to collect dust and
debris at the point of generation.’’
3. HEPA vacuums. EPA is proposing
to clarify that vacuums qualifying as
HEPA vacuums for the purposes of this
rule must be operated and maintained
in accordance with the manufacturer’s
instructions in order to continue to
qualify as HEPA vacuums. This
includes following the manufacturer’s
filter change interval recommendations.
EPA would also like to clarify that the
standard for HEPA filters, that they be
capable of capturing particles of 0.3
microns with 99.97% efficiency, means
that the filters must have a Minimum
Efficiency Reporting Value (MERV) of
17 or greater (Ref. 26). EPA recommends
that renovation firms have information
from the manufacturer that the
particular model of vacuum that the
renovation firm intends to use, or the
vacuum’s HEPA filter, has been tested
in accordance with an applicable test
method, such as ASTM F1471–09,
‘‘Standard Test Method for Air Cleaning
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
Performance of a High-Efficiency
Particulate Air-Filter System,’’ and has
been determined to meet this standard
(Ref. 27).
4. On-the-job training. EPA is
proposing to clarify that the RRP rule
requires certified renovators to train
other renovation workers in only the
work practices required by the RRP rule
that the workers will be using in
performing their assigned tasks. EPA
did not intend to require training in any
other subjects, such as how to paint or
how to connect pipes. Therefore, EPA is
proposing to amend 40 CFR 745.90(b)(2)
and (b)(4) to refer specifically to the
work practice requirements in 40 CFR
745.85(a).
5. Grandfathering. Under the final
RRP rule, individuals who successfully
completed an accredited abatement
worker or supervisor course, and
individuals who successfully completed
the HUD, EPA, or the joint EPA/HUD
model renovation training courses may
take an accredited refresher renovation
training course in lieu of the initial
renovation training to become a certified
renovator. In addition, individuals who
have successfully completed an
accredited lead-based paint inspector or
risk assessor course, but are not
currently certified in the discipline, may
take an accredited refresher dust
sampling technician course in lieu of
the initial training to become a certified
dust sampling technician. EPA
inadvertently did not address a time
limit in the RRP rule for taking the
initial course in lieu of the refresher.
Many of the commenters who addressed
the issue of grandfathering contended
that there should be restrictions based
on how much time elapsed since the
training was taken. Further, under the
lead-based paint activities regulations at
40 CFR 745.226, EPA allowed a similar
grandfathering provision but only for a
limited time. In today’s notice, EPA is
proposing to set a limit on when an
individual can take advantage of the
grandfathering provision under the RRP
rule. Under today’s proposal, renovators
and dust sampling technicians who take
the appropriate prerequisite course
before July 31, 2011, may take an
accredited refresher training course in
lieu of the initial training. This time
frame is consistent with some of the
time limitations suggested in comments
on the RRP rule (Ref. 1 at 21724).
6. Hands-on requirements. 40 CFR
745.225 includes requirements and
procedures that training programs must
follow to become accredited in order to
provide instruction in lead-based paint
courses. Minimum requirements for
training curricula are found in this
section, which list course topics that
PO 00000
Frm 00020
Fmt 4701
Sfmt 4702
must be included in the different
training courses with an indication of
the topics that require hands-on
instruction. However, EPA
inadvertently omitted indicating which
course topics required hands-on training
for the renovator and dust sampling
technician disciplines. Under this
proposed rule, EPA identifies in 40 CFR
745.227(d) which topics in the
renovator and dust sampling technician
courses require hands-on training. For
further clarification, EPA is proposing to
add a sentence to 40 CFR 745.227(e)(2)
stating that refresher courses for all
disciplines except project designer must
include a hands-on component.
7. Dust sampling technicians.
Individuals who successfully complete
an accredited lead-based paint inspector
or risk assessor course, but are not
currently certified in the discipline, may
take an accredited refresher dust
sampling technician course in lieu of
the initial training before April 22, 2011
to become a certified dust sampling
technician. Inspectors and risk assessors
who are certified by EPA or an
authorized state program are qualified to
perform dust sampling as part of lead
hazard screens, risk assessments, or
abatements. Therefore, it would be
unnecessary for a certified inspector or
risk assessor to seek certification as a
dust sampling technician. The
regulations promulgated in the RRP rule
explained who is eligible to take the
refresher dust sampling technician
course in lieu of the initial training.
However, the regulations did not
explicitly say that a certified inspector
or risk assessor could perform dust
sampling. In order to clarify the intent
of the regulation, EPA is proposing to
amend 40 CFR 745.90(a)(3) to
specifically state that a certified
inspector or risk assessor may act as a
dust sampling technician.
8. Trainee photographs. Accredited
training programs are required to issue
a course completion certificate for each
person who passes a training course. A
variety of information is required to be
on the certificate including the name of
the course, the name and address of the
student, and contact information for the
training program. Course certificates for
renovators or dust sampling technicians
must include a photograph of the
student. Since publishing the RRP rule,
the Agency has been asked if there is a
minimum size for the photograph.
Currently, there are no size
requirements or other specifications for
the photograph on a course completion
certificate. Nonetheless, EPA believes
that it would be beneficial to have such
requirements to ensure that the person
in the photograph is recognizable. Thus,
E:\FR\FM\06MYP2.SGM
06MYP2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
EPA is proposing to require that the
photographs on course completion
certificates be an accurate and
recognizable image of the trainee and at
least one square inch in size. EPA is
requesting comments on whether the
image quality requirements should be
more specific, e.g., more quantitative.
9. Training requirements. As stated
previously, 40 CFR 745.225 includes
requirements and procedures that
training programs must follow to
become accredited in order to provide
instruction in renovator, dust sampling
technician, and lead-based paint
activities courses. The final RRP rule
amended Section 745.225 to cover
persons who provide or wish to provide
renovator or dust sampling technician
training for the purposes of the final
RRP rule. There are some instances
where the regulations do not
specifically mention the renovator or
dust sampling technician courses even
though the regulations apply to those
courses. For example, 40 CFR
745.225(c)(14) explains the
requirements which a training provider
must follow when submitting
notification to EPA after the completion
of a training. However, the conforming
changes, i.e., to replace ‘‘lead-based
paint activities courses’’ with
‘‘renovator, dust sampling technician,
and lead-based paint activities courses,’’
were not made to every subparagraph
even though all the requirements of that
section apply to those courses.
Consequently, EPA is proposing to
clarify that the requirements in 40 CFR
745.225 apply to renovator and dust
sampling technician courses in addition
to lead-based paint activities courses.
These changes do not alter the
requirements but merely clarify them.
IV. References
As indicated under ADDRESSES, a
docket has been established for this
rulemaking under docket ID number
EPA–HQ–OPPT–2005–0049. The
following is a listing of the documents
that are specifically referenced in this
document. The docket includes these
documents and other information
considered by EPA, including
documents that are referenced within
the documents that are included in the
docket, even if the referenced document
is not physically located in the docket.
For assistance in locating these other
documents, please consult the technical
contact listed under FOR FURTHER
INFORMATION CONTACT.
1. U.S. Environmental Protection Agency
(EPA). Lead; Renovation, Repair, and
Painting Program; Final Rule. Federal
Register (73 FR 21692, April 22, 2008)
(FRL–8355–7).
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
2. EPA. Air Quality Criteria for Lead (October
2006).
3. EPA. Lead Exposure Associated With
Renovation and Remodeling Activities:
Phase III, Wisconsin Childhood BloodLead Study (EPA 747–R–99–002, March
1999).
4. U.S. Department of Health and Human
Services (HHS), U.S. Public Health
Service (PHS), Centers for Disease
Control and Prevention (CDC). Children
with Elevated Blood Lead Levels
Attributed to Home Renovation and
Remodeling Activities—New York,
1993–1994. Morbidity and Mortality
Weekly Report (45(51); 1120–1123,
January 3, 1997).
5. HHS, PHS, CDC. Children with Elevated
Blood Lead Levels Related to Home
Renovation, Repair, and Painting
Activities—New York State, 2006–2007.
Morbidity and Mortality Weekly Report
(58(03); 55–58, January 30, 2009).
6. Reissman, Dori B., Thomas D. Matte, Karen
L. Gurnite, Rachel B. Kaufmann, and
Jessica Leighton. ‘‘Is Home Renovation or
Repair a Risk Factor for Exposure to Lead
Among Children Residing in New York
City?’’ Journal of Urban Health: Bulletin
of the New York Academy of Medicine.
Vol. 79, No. 4, 502–511, December 2005.
7. Jones, Robert L., David M. Homa, Pamela
A. Meyer, Debra J. Brody, Kathleen L.
Caldwell, James L. Pirkle, and Mary Jean
Brown. ‘‘Trends in Blood Lead Levels
and Blood Lead Testing Among U.S.
Children Aged 1 to 5 Years, 1988–2004.’’
Pediatrics: Official Journal of the
American Academy of Pediatrics. Vol.
123, No. 3, pp. e376–e385, March 2009.
8. EPA. Lead; Requirements for Lead-based
Paint Activities; Final Rule. Federal
Register (61 FR 45778), August 29,
1996).
9. EPA. Lead; Identification of Dangerous
Levels of Lead; Final Rule. Federal
Register (66 FR 1206, January 5, 2001).
10. EPA. Lead Exposure Associated With
Renovation and Remodeling Activities:
Phase I, Environmental Field Sampling
Study (EPA 747–R–96–007, May 1997).
11. EPA. Lead Exposure Associated With
Renovation and Remodeling Activities:
Phase II, Worker Characterization and
Blood-Lead Study (EPA 747–R–96–006,
May 1997).
12. EPA. Exposure Associated With
Renovation and Remodeling Activities:
Phase IV, Worker Characterization and
Blood-Lead Study of R&R Workers Who
Specialize in Renovation of Old or
Historic Homes (EPA 747–R–99–001,
March 1999).
13. EPA. Lead; Renovation, Repair, and
Painting Program; Proposed Rule.
Federal Register (71 FR 1588, January
10, 2006) (FRL–8355–7).
14. EPA. Characterization of Dust Lead
Levels After Renovation, Repair, And
Painting Activities. (November 13, 2007).
15. U.S. Department of Housing and Urban
Development (HUD). Guidelines for the
Evaluation and Control of Lead-Based
Paint Hazards in Housing (June 1995).
16. EPA. Electrostatic Cloth and Wet Cloth
Field Study in Residential Housing
(September 2005).
PO 00000
Frm 00021
Fmt 4701
Sfmt 4702
25057
17. Rx Solutions International/BTS
Laboratories Inc. Comment on EPA’s
Proposed Renovation, Remodeling, and
Painting Program. EPA–HQ–OPPT–
2005–0049–0483. May 22, 2006.
18. HUD. Evaluation of the HUD Lead-Based
Paint Hazard Control Grant Program:
Final Report. May 1, 2004. https://
www.hud.gov/offices/lead/library/misc/
NatEval.pdf.
19. EPA. Residential Sampling for Lead:
Protocols for Dust and Soil Sampling,
March 1995 (EPA 747–R–95–001).
20. ASTM International. Standard Practice
for Clearance Examinations Following
Lead Hazard Reduction Activities in
Single-Family Dwellings and ChildOccupied Facilities (E 2271–05a).
21. EPA and HUD. Lead; Requirements for
Disclosure of Information Concerning
Lead-Based Paint in Housing; Final Rule.
Federal Register (61 FR 9064, March 6,
1996).
22. EPA. National Lead Laboratory
Accreditation Program (NLLAP); Notice
of Availability of Revisions to the
NLLAP; Notice of Availability (73 FR
3967 January 23, 2008).
23. EPA. Reviewed Studies Pertaining to
HEPA Shroud Effectiveness. 2009.
24. Battelle Memorial Institute.
Encapsulation Treatment of Dust Study
Floors. January 2010.
25. U.S. Department of Labor, Occupational
Safety and Health Administration
(OSHA). Technical Manual TED 01–00–
015 [TED 1–0.15A]. Revised June 24,
2008.
26. American Society of Heating,
Refrigerating and Air-Conditioning
Engineers (ASHRAE). Standard 52.2–
2007—Method of Testing General
Ventilation Air-Cleaning Devices for
Removal Efficiency by Particle Size
(ANSI/ASHRAE Approved) 2007.
27. ASTM International. Standard Test
Method for Air Cleaning Performance of
a High-Efficiency Particulate Air-Filter
System (F1471–09).
28. EPA. Office of Pollution Prevention and
Toxics (OPPT). Economic Analysis of the
Proposed Dust Testing and Clearance
Amendments to the TSCA Lead
Renovation, Repair, and Painting
Program for Target Housing and ChildOccupied Facilities. April 2010.
29. EPA. Proposed Clearance Rule ICR
Addendum for the rulemaking entitled
Lead; Clearance and Clearance Testing
Requirements for the Renovation, Repair,
and Painting Program; Proposed Rule.
April 2010.
30. EPA. Initial Regulatory Flexibility
Analysis for the Clearance and Clearance
Testing Requirements for the Lead
Renovation, Repair, and Painting
Program; Proposed Rule. April 2010.
31. EPA. Report of the Small Business
Advocacy Review Panel on the Leadbased Paint Certification and Training;
Renovation and Remodeling
Requirements. March 3, 2000.
32. EPA. Unfunded Mandates Reform Act
Statement; Lead; Clearance and
Clearance Testing Requirements for the
Renovation, Repair, and Painting
Program; Proposed Rule. April 2010.
E:\FR\FM\06MYP2.SGM
06MYP2
25058
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
33. ASTM International. Standard Practice
for Collection of Settled Dust Samples
Using Wipe Sampling Methods for
Subsequent Lead Determination (E1728–
03).
34. ASTM International. Standard
Specification for Wipe Sampling
Materials for Lead in Surface Dust
(E1792–03).
35. ASTM International. Standard Practice
for Record Keeping and Record
Preservation for Lead Hazard Activities
(E2239–04).
V. Statutory and Executive Order
Reviews
EPA has prepared an analysis of the
potential costs and benefits associated
with this rulemaking. This analysis is
contained in the ‘‘Economic Analysis of
the Proposed Dust Testing and
Clearance Amendments to the TSCA
Lead Renovation, Repair, and Painting
Program for Target Housing and ChildOccupied Facilities’’ (Economic
Analysis, Ref. 26), which is available in
the docket for this action and is briefly
summarized here, and in more detail
later in this Unit.
Category
Description
Benefits ..............
Benefits are not monetized or quantified, although there may be benefits through:
(1) Information on lead-dust levels remaining in the renovation work area, including lead-dust that may have been generated
during the renovation activity.
(2) Changed behavior on the part of renovation firms, owners, and occupants which may prevent adverse health effects attributable to lead exposure from renovations in pre-1978 buildings.
EPA has estimated the size of the population affected by this rule, but does not have sufficient information to estimate the
value of information to consumers about lead-dust risks, or the decrease in exposure to lead-dust from renovations in target housing and child-occupied facilities.
$272 million annualized (3% discount rate).
$293 million annualized (7% discount rate).
Costs .................
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
A. Executive Order 12866
Under section 3(f)(1) of Executive
Order 12866, entitled ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), this action is an
‘‘economically significant regulatory
action’’ because EPA estimates that it
will have an annual effect on the
economy of $100 million or more.
Accordingly, this action was submitted
to the Office of Management and Budget
(OMB) for review under Executive
Order 12866 and any changes made
based on OMB recommendations have
been documented in the public docket
for this rulemaking as required by
section 6(a)(3)(E) of the Executive Order.
The following is a summary of the
Economic Analysis (Ref. 28), which is
available in the docket for this action.
1. Options evaluated. The Economic
Analysis analyzes several options. In
addition to the proposed rule option,
the Economic Analysis includes options
with lower and higher thresholds (in
terms of the amount of lead-based paint
disturbed) for renovations which require
dust wipe testing or clearance. In the
proposed rule, the renovation events for
which clearance is required (use of high
speed machines to remove paint, and
the demolition or destructive removal of
plaster) have a threshold of 6 ft2 of leadbased paint disturbed. The thresholds in
the proposed rule for the renovation
events that require the use of dust wipe
testing without necessarily achieving
clearance vary from 6 to 60 ft2,
depending on the type of renovation
(use of a heat gun; scraping painted
surfaces; removing trim, molding,
cabinets, or other fixtures; etc.). In the
low threshold option, the thresholds are
6 ft2 for all of the affected renovations.
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
In the high threshold option, the
thresholds for the events where
clearance is required are 60 ft2, while
the thresholds for the renovations
events that require the use of dust wipe
testing without necessarily achieving
clearance vary from 60 to 120 ft2,
depending on the type of renovation.
The Economic Analysis also includes
three options that use the same
threshold sizes as the proposed rule but
apply different requirements to them.
There is an option that requires dust
wipe testing for all of the renovation
events covered by the proposed rule
without requiring clearance for any of
them, as well as an option that requires
clearance for all of these events. Finally,
there is an option that applies to the
same dust wipe testing and clearance
events and thresholds as the proposed
rule but that requires renovation firms
to have the dust wipe sampling
performed by an independent third
party.
2. Number of facilities and
renovations. There are approximately
18.7 million renovation events per year
covered by EPA’s renovation, repair,
and painting program in the 78 million
target housing units and child-occupied
facilities. The number of renovations
affected by this proposed rule depends
on the option selected. The low
threshold option affects an estimated 1.8
million dust wipe testing only events
and 69,000 clearance events per year.
The proposed rule is estimated to affect
1.5 million dust wipe testing only
events and 69,000 clearance events a
year. The high threshold option affects
an estimated 1.2 million dust wipe
testing only events and 58,000 clearance
events per year. The remaining three
PO 00000
Frm 00022
Fmt 4701
Sfmt 4702
options (only dust wipe testing is
required for all renovations covered by
the proposed rule, clearance is required
for all renovations covered by the
proposed rule, and third-party dust
wipe sampling is required for all
renovations covered by the proposed
rule) all affect an estimated 1.6 million
events per year.
3. Benefits. The benefits of the rule
result from the prevention of adverse
health effects attributable to lead
exposure from renovations in pre-1978
buildings. These health effects include
impaired cognitive function in children
and several illnesses in children and
adults, such as increased adverse
cardiovascular outcomes (including
increased blood pressure, increased
incidence of hypertension,
cardiovascular morbidity and mortality)
and decreased kidney function.
The proposed rule will generate
benefits by providing greater assurance
that dust-lead hazards created by
renovations are adequately cleaned up,
primarily by requiring renovation firms
to provide building owners and
occupants with information on dust
lead levels remaining in the work area
after many renovation projects, but also
by requiring renovation firms to
demonstrate that they have achieved
regulatory clearance levels after some of
the dustiest renovations. These changes
will protect individuals residing in
target housing or attending a childoccupied facility where these
renovation events are performed. It will
also protect individuals who move into
target housing after such a renovation is
performed, or who visit a friend,
relative, or caregiver’s house where such
a renovation is performed.
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
EPA has estimated the number of
individuals residing in target housing
units or attending COFs where
renovation events are performed. The
proposed rule will benefit 809,000
children under the age of 6 and
7,547,000 individuals age 6 and older
(including 96,000 pregnant women) per
year by minimizing their exposure to
lead dust generated by renovations. The
low threshold option would protect
882,000 children under the age of 6 and
8,193,000 individuals age 6 and older,
including 105,000 pregnant women. The
high threshold option protects 706,000
children and 6,590,000 individuals age
6 and older, including 83,000 pregnant
women. The remaining three alternative
options (dust wipe testing only,
clearance only, and third party dust
wipe testing) would affect the same
number of individuals as the proposed
rule, although the amount of protection
provided to some of those individuals
may differ from the proposed rule.
4. Costs. Firms performing the
renovation events covered by the
proposed rule will incur costs
associated with having a third party
perform dust wipe sampling and testing
(or with having a firm staff member
trained as a dust sampling technician so
that they can take their own dust wipe
samples and send them to a lab). For
jobs subject to the clearance
requirements in the proposed rule, firms
may incur re-cleaning costs if dust wipe
testing after clean-up yields results that
exceed the clearance standards. Firms
will also incur small costs to provide
the dust wipe testing results to owners
and occupants of the target housing
units and child-occupied facilities
where the renovations are performed.
EPA’s updated estimate is that the
average cost for a renovation firm to hire
a third-party lead evaluation firm to take
four dust samples, send them to a lab for
analysis, and provide a short report is
slightly over $260. However, many
renovation firms may find it more cost
effective to have a staff member trained
and certified as a dust sampling
technician rather than hiring a third
party to take the samples.
Renovation firms would incur the
same dust wipe testing costs for
renovations where achieving clearance
is required. If dust levels exceed the
clearance standards after cleaning
verification, the renovation firm will
incur additional costs for re-cleaning the
work area up to two times. These recleaning costs vary from job to job,
depending on the size of the space that
must be cleaned.
Annualized costs for the rule options
are calculated using both a 3% and a
7% discount rate. Total annualized
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
costs for the proposed rule are $272
million per year using a 3% discount
rate and $293 million per year using a
7% discount rate. Under the low
threshold option, costs are $312 million
per year with a 3% discount rate and
$336 million per year with a 7% rate.
Under the high threshold option, costs
are $224 million per year with a 3%
discount rate and $242 million per year
with a 7% discount rate. The option that
only requires dust wipe testing costs
$268 million per year with a 3%
discount rate and $288 million per year
with a 7% discount rate. The option
requiring clearance for all renovations
covered by the proposed rule costs $367
million with a 3% discount rate and
$394 million with a 7% discount rate.
The option requiring the use of a third
party for dust wipe sampling costs $431
million per year with a 3% discount rate
and $459 million per year with a 7%
discount rate.
B. Paperwork Reduction Act
The information collection
requirements contained in this proposed
rule have been submitted for approval to
the Office of Management and Budget
(OMB) under the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq., EPA has
prepared an Information Collection
Request (ICR) document to amend an
existing approved ICR. The ICR
document, referred to as the Proposed
Clearance Rule ICR Addendum and
identified under EPA ICR No. 2381.01
and OMB Control Number 2070–NEW,
has been placed in the docket for this
proposed rule (Ref. 29). The information
collection requirements are not
enforceable until OMB approves them.
Burden under the PRA means the
total time, effort, or financial resources
expended by persons to generate,
maintain, retain, disclose, or provide
information to or for a Federal agency.
This includes the time needed to review
instructions; develop, acquire, install,
and utilize technology and systems for
the purposes of collecting, validating,
and verifying information, processing
and maintaining information, and
disclosing and providing information;
adjust the existing ways to comply with
any previously applicable instructions
and requirements; train personnel to be
able to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
The information collection activities
contained in this proposed rule are
designed to assist the Agency in meeting
the core objectives of TSCA section 402.
EPA has carefully tailored the
recordkeeping requirements so they will
PO 00000
Frm 00023
Fmt 4701
Sfmt 4702
25059
permit the Agency to achieve statutory
objectives without imposing an undue
burden on those firms that choose to be
involved in renovation, repair, and
painting activities.
This proposed rule requires
renovation firms to provide owners and
occupants with a report including the
results of the dust wipe testing.
Although firms have the option of
choosing to engage in the covered
activities, once a firm chooses to do so,
the information collection activities
become mandatory for that firm. The
rule may result in an increase in the
number of individuals becoming trained
as dust sampling technicians, resulting
in additional paperwork requirements
for training providers.
The ICR document provides a detailed
presentation of the estimated paperwork
burden and costs resulting from this
proposed rule. The burden to firms
engaged in renovation, repair, and
painting activities and to training
providers are summarized in this unit.
The requirement for renovation firms
to provide a dust wipe testing report for
the renovations covered by the rule will
impact about 224,000 firms. The
additional burden for these firms arising
from the proposed rule is estimated to
average nearly 13 hours per firm
annually, resulting in a total burden of
approximately 2,867,000 hours per year
for these firms.
Many certified renovators may
become trained and certified as dust
sampling technicians so that they can
take their own dust wipe samples and
send them to a lab for analysis. This will
increase the paperwork burden for
training providers, since they must
submit records to EPA (or an
authorizing State, Tribe, or Territory)
pertaining to each student attending a
training course to become a dust
sampling technician. Around 170
training providers are estimated to incur
an average burden of about 82 hours,
resulting in an increase of
approximately 14,000 hours per year in
training provider burden as a result of
the proposed rule.
Total respondent burden for
renovation firms and training providers
is estimated to average approximately
2.9 million hours per year during the 3
year period covered by the ICR.
The proposed rule may also result in
additional government costs to
administer the program (to process the
additional training provider
notifications and to administer and
enforce the program). States, Tribes, and
Territories are allowed, but are under no
obligation, to apply for and receive
authorization to administer these
requirements. EPA will directly
E:\FR\FM\06MYP2.SGM
06MYP2
25060
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
administer programs for States, Tribes,
and Territories that do not become
authorized. Because the number of
States, Tribes, and Territories that will
become authorized is not known,
administrative costs are estimated
assuming that EPA will administer the
program everywhere. To the extent that
other government entities become
authorized, EPA’s administrative costs
will be lower.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations codified
in chapter 40 of the CFR, after appearing
in the preamble of the final rule, are
listed in 40 CFR part 9, are displayed
either by publication in the Federal
Register or by other appropriate means,
such as on the related collection
instrument or form, if applicable. When
the ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in the final rule.
To comment on the Agency’s need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, EPA has established
a docket for this proposed rule, which
includes this ICR, under docket ID
number EPA–HQ–OPPT–2005–0049.
Submit any comments related to the ICR
to EPA and OMB. See ADDRESSES for
where to submit comments to EPA.
Send comments to OMB at the Office of
Information and Regulatory Affairs,
Office of Management and Budget, 725
17th St., NW., Washington, DC 20503,
Attention: Desk Office for EPA. Since
OMB is required to make a decision
concerning the ICR between 30 and 60
days after May 6, 2010, a comment to
OMB is best assured of having its full
effect if OMB receives it by June 7, 2010.
The final rule will respond to any OMB
or public comments on the information
collection requirements contained in
this proposed rule.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
5 U.S.C. 601 et seq., generally requires
an agency to prepare a regulatory
flexibility analysis of any rule subject to
notice and comment rulemaking
requirements under the Administrative
Procedure Act or any other statute
unless the agency certifies that the rule
will not have a significant economic
impact on a substantial number of small
entities. Small entities include small
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
businesses, small organizations, and
small governmental jurisdictions.
For purposes of assessing the impacts
of this proposed rule on small entities,
small entity is defined in accordance
with section 601 of the RFA as:
(1) A small business as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201.
(2) A small governmental jurisdiction
that is a government of a city, county,
town, school district, or special district
with a population of less than 50,000.
(3) A small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.
As required by section 603 of the
RFA, EPA has prepared an initial
regulatory flexibility analysis (IRFA) for
this proposed rule. The IRFA is
available for review in the docket and is
summarized in this unit (Ref. 30).
1. Reasons why action by the Agency
is being considered. The Agency
believes it is in the best interest of the
public to require dust wipe testing for
many types of renovations (and to
require renovation firms to achieve
clearance for certain types of
renovations). EPA expects two kinds of
benefits to flow from the proposed dust
wipe testing requirements. The first are
the direct benefits of the information to
the owners and occupants, the pure
value of the information on dust lead
levels remaining in the renovation work
area. For building owners and
occupants, this information is likely to
improve their understanding and
awareness of dust-lead hazards. It will
also greatly improve their ability to
make further risk management
decisions, especially in light of
mounting evidence suggesting that the
current dust-lead hazard standards are
too high. This information is
particularly critical where dust lead
levels approach or exceed the regulatory
hazard standards. The other benefits
that EPA expects to flow from a dust
wipe testing requirement are the
benefits that may result from changed
behavior on the part of renovation firms.
EPA believes that dust wipe testing
results will also provide valuable
feedback to renovation firms on how
well they are cleaning up after
renovations. It is likely that the specific
dust lead levels contained in dust wipe
testing results will increase renovation
firm cleaning efficiency. Renovation
firms will be incentivized to lower the
dust lead levels remaining after
renovation jobs, even if the levels are at
or near the regulatory standards. For
two types of renovations that can create
large amounts of difficult-to-clean dust,
EPA remains concerned about the
PO 00000
Frm 00024
Fmt 4701
Sfmt 4702
possibility that dust lead levels
remaining, even after cleaning
verification, may substantially exceed
the clearance standards. If renovation
firms choose to utilize these methods,
the firms would be required to
demonstrate, through dust wipe testing,
that they have met the clearance
standards before the renovation will be
considered completed.
2. Legal basis and objectives for this
proposed rule. These work practice
requirements for dust wipe testing and
clearance, training, certification and
accreditation requirements, and State,
Territorial and Tribal authorization
provisions are being promulgated under
the authority of TSCA sections
402(c)(3), 404, and 407, 15 U.S.C.
2682(c)(3), 2684, and 2687. A central
objective of this proposed rule is to
provide greater assurance that dust-lead
hazards created by renovations are
adequately cleaned up, primarily by
requiring renovation firms to provide
building owners and occupants with
information on dust lead levels
remaining in the work area after many
renovation projects, but also by
requiring renovation firms to
demonstrate that they have achieved
regulatory clearance levels after some of
the dustiest renovations.
3. Potentially affected small entities.
Small entities include small businesses,
small organizations, and small
governmental jurisdictions. The small
entities that are potentially directly
regulated by this proposed rule include:
Small businesses (such as renovation
contractors and property owners and
managers); small nonprofits (certain
childcare centers and private schools);
and small governments (school districts
which operate pre-schools,
kindergartens and certain child care
centers).
In determining the number of small
businesses affected by the proposed
rule, the Agency applied U.S. Economic
Census data to the SBA’s definition of
small business. However, applying the
U.S. Economic Census data requires
either under- or overestimating the
number of small businesses affected by
the proposed rule. For example, for
many construction establishments, the
SBA defines small businesses as having
revenues of less than $14 million. With
respect to those establishments, the U.S.
Economic Census data groups all
establishments with revenues of $10
million or more into one revenue
bracket. On the one hand, using data for
the entire industry would overestimate
the number of small businesses affected
by the proposed rule and would defeat
the purpose of estimating impacts on
small business. It would also
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
underestimate the proposed rule’s
impact on small businesses because the
impacts would be calculated using the
revenues of large businesses in addition
to small businesses. On the other hand,
applying the closest, albeit lower,
revenue bracket would underestimate
the number of small businesses affected
by the proposed rule while at the same
time overestimating the impacts. Similar
issues arose in estimating the fraction of
property owners and managers that are
small businesses. EPA has concluded
that a substantial number of small
businesses will be affected by the rule.
Consequently, EPA has chosen to be
more conservative in estimating the cost
impacts of the rule by using the closest,
albeit lower, revenue bracket for which
U.S. Economic Census data is available.
For other sectors (nonprofits operating
childcare centers or private schools),
EPA assumed that all affected firms are
small, which may overestimate the
number of small entities affected by the
proposed rule.
The vast majority of entities in the
industries affected by this proposed rule
are small. Using EPA’s estimates, these
revisions to the renovation, repair, and
painting program will affect over
203,000 small entities per year.
4. Potential economic impacts on
small entities. EPA evaluated two
factors in its analysis of the proposed
rule’s requirements on small entities,
the number of firms that would
experience the impact, and the size of
the impact. Average annual compliance
costs as a percentage of average annual
revenues were used to assess the
potential average impacts of the rule on
small businesses and small
governments. This ratio is a good
measure of entities’ ability to afford the
costs attributable to a regulatory
requirement, because comparing
compliance costs to revenues provides a
reasonable indication of the magnitude
of the regulatory burden relative to a
commonly available measure of
economic activity. Where regulatory
costs represent a small fraction of a
typical entity’s revenues, the financial
impacts of the regulation on such
entities may be considered as not
significant. For non-profit organizations,
impacts were measured by comparing
rule costs to annual expenditures. When
expenditure data were not available,
however, revenue information was used
as a proxy for expenditures. It is
appropriate to calculate the impact
ratios using annualized costs, because
these costs are more representative of
the continuing costs entities face to
comply with the proposed rule.
The cost of the proposed rule to a
typical small business averages
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
approximately $1,200 per year. This
represents 0.4% to 1.1% of revenues
depending on the industry sector.
Overall, an estimated 203,000 small
renovation contractors would be
affected by the proposed rule, with
average impacts of 0.5% of revenues.
Approximately 100 small governments
per year would incur a cost of about
$800, resulting in an average impact of
less than 0.01%. And around 200 small
non-profits per year would incur a cost
of about $600, resulting in an impact of
approximately 0.1%.
Some of the small renovation
contractors subject to the rule have
employees while others are nonemployers. The non-employers typically
perform fewer jobs than firms with
employees, and thus have lower work
practice compliance costs. However,
they also have lower average revenues
than entities with employees, so their
impacts (measured as costs divided by
revenues) can be higher. Impact
estimates for non-employers should be
interpreted with caution, as some nonemployers may have significant issues
related to understatement of income,
which would tend to exaggerate the
average impact ratio for this class of
small entities. There are 151,000 nonemployer renovation contractors
estimated to be affected by the proposed
rule. The average cost to these
contractors is estimated to be
approximately $700 apiece. This
represents 0.7% to 2.6% of reported
revenues, depending on the industry
sector.
5. Relevant Federal rules. The
requirements in this proposed rule will
fit within an existing framework of other
Federal regulations that address leadbased paint. Notably, the PreRenovation Education Rule, 40 CFR
745.85, requires renovation firms to
distribute a lead hazard information
pamphlet to owners and occupants
before conducting a renovation in target
housing and child-occupied facilities.
This proposed rule’s requirement that
renovation firms provide owners and
occupants with dust wipe testing and
clearance reports complements the
existing pre-renovation education
requirements. Another such Federal
regulation is HUD’s Lead Safe Housing
Rule, 24 CFR part 35, subparts B–R,
which requires firms conducting interim
controls of lead-based paint hazards (a
category which includes RRP work) to
provide owners and occupants with
dust wipe testing and clearance reports.
6. Skills needed for compliance.
Under the lead renovation, repair, and
painting program requirements,
renovators and dust sampling
technicians working in target housing
PO 00000
Frm 00025
Fmt 4701
Sfmt 4702
25061
and child-occupied facilities have to
take courses to learn the proper
techniques for accomplishing the tasks
(including dust sampling, preparing a
report with the results, and performing
specialized cleaning) they will perform
during renovations. These courses are
intended to provide them with the
information they would need to comply
with the rule based on the skills they
already have. Other renovation workers
that have not been formally trained and
certified must receive training on the
work practices they will be using in
performing their assigned tasks from a
certified renovator, and a certified
renovator must regularly direct work
being performed by other renovation
workers to ensure that the work
practices are being followed, including
maintaining the integrity of the
containment barriers and ensuring that
dust or debris does not spread beyond
the work area.
7. Small Business Advocacy Review
Panel. EPA has been concerned with
potential small entity impacts since the
earliest stages of planning for the RRP
program under section 402(c)(3) of
TSCA. EPA conducted outreach to small
entities and, pursuant to section 609 of
the RFA, convened a Small Business
Advocacy Review Panel (the Panel) in
1999 to obtain advice and
recommendations of representatives of
the regulated small entities. EPA
identified eight key elements of a
potential renovation and remodeling
regulation for the Panel’s consideration.
These elements were: applicability and
scope, firm certification, individual
training and certification, accreditation
of training courses, work practice
standards, prohibited practices, exterior
clearance, and interior clearance.
Details on the Panel and its
recommendations are provided in the
Panel Report (Ref. 31). Information on
how EPA implemented the Panel’s
recommendations in the development of
the RRP program is available in Unit
VIII.C. of the preamble to the 2006
proposed rule (Ref. 13) and in Unit V.C.
of the preamble to the 2008 final rule
(Ref. 1). EPA believes that the
conclusions it made in 2008 regarding
these recommendations are applicable
to this proposal. Indeed, EPA has
considered input from the 1999 Panel
process in this rule precisely because it
is so closely related that EPA considers
it an extension of the 2008 RRP
rulemaking. (See 5 U.S.C. 605(c))
8. Alternatives considered. EPA
considered alternatives to this proposed
rule that could affect the economic
impacts of the proposed rule on small
entities. These alternatives would have
applied to both small and large entities,
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25062
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
but given the number of small entities
in the affected industries, these
alternatives would primarily affect
small entities. For the reasons described
in this unit, EPA believes these
alternatives are not consistent with the
objectives of the rule.
i. Higher thresholds. EPA considered
an option under which the size
thresholds for determining whether
renovation jobs would need to perform
dust wipe testing or achieve clearance
would be higher than those in the
proposed rule. By reducing the number
of renovations where dust wipe testing
or clearance are required, this option
would reduce the costs of the rule and
thus the estimated small entity impacts.
However, higher thresholds would
result in more jobs where occupants do
not have information on the dust lead
levels they are exposed to, or where
they are exposed to dust lead levels
above the hazard standard. EPA believes
that the proposed rule provides the best
balance between the benefits of the rule
(the value of information from dust
wipe testing and the benefits of reduced
exposure to lead dust from achieving
clearance) compared to the costs (and
resulting small business impacts) of
dust wipe testing, re-cleaning, and the
other requirements of the proposed rule.
Therefore, EPA believes that an option
with higher thresholds is not consistent
with the stated objectives of the
proposed rule.
ii. Dust testing only. EPA considered
an option that would require dust wipe
testing but not clearance for any of these
renovation events. EPA remains
concerned that renovations that disturb
paint using machines designed to
remove lead-based paint through high
speed operation (such as power sanders
or abrasive blasting) can create large
amounts of difficult-to-clean dust,
creating the possibility that dust lead
levels may substantially exceed the
clearance standards even after cleaning
verification. The same is true for the
demolition or removal through
destructive means of plaster and lath
walls, ceilings or other building
components with lead-based paint.
Therefore, EPA believes that this option
is not consistent with the stated
objectives of the proposed rule.
As required by section 212 of Small
Business Regulatory Enforcement
Fairness Act (SBREFA), Public Law
104–121, EPA issued a Small Entity
Compliance Guide (the Guide) in
December 2008 to help small entities
comply with the RRP rule. The Guide is
available at: https://www.epa.gov/lead/
pubs/sbcomplianceguide.pdf or from
the National Lead Information Center by
calling 1(800) 424–LEAD [5323]. EPA
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
will revise the Guide, as necessary, to
reflect this rulemaking activity.
EPA invites comments on all aspects
of the proposal and its impact on small
entities.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), 2 U.S.C.
1531–1538, requires Federal agencies,
unless otherwise prohibited by law, to
assess the effects of their regulatory
actions on State, local, and tribal
governments and the private sector.
This rule contains a Federal mandate
that may result in expenditures of $100
million or more by the private sector in
any 1 year, but it will not result in such
expenditures by State, local, and Tribal
governments in the aggregate.
Accordingly, EPA has prepared under
section 202 of the UMRA a written
statement (Ref. 32) which is
summarized below. Consistent with
section 205 of the UMRA, EPA has
identified and considered a reasonable
number of regulatory alternatives, also
summarized below.
1. Authorizing legislation. This
proposed rule is issued under the
authority of TSCA sections 402(c)(3),
404, and 407 (15 U.S.C. 2682(c)(3),
2684, and 2687).
2. Cost-benefit analysis. EPA has
prepared an analysis of the costs and
benefits associated with this proposed
rule, a copy of which is available in the
docket for this proposed rule (Ref. 28).
The Economic Analysis presents the
costs of this proposed rule as well as
various regulatory options and is
summarized in Unit V.A. EPA has
estimated the total annualized costs of
this proposed rule are $272 million per
year using a 3% discount rate and $293
million per year using a 7% discount
rate.
The benefits of the proposed rule
result from the prevention of adverse
health effects attributable to lead
exposure from renovations in pre-1978
buildings. These health effects include
impaired cognitive function in children
and several illnesses in children and
adults, such as increased adverse
cardiovascular outcomes (including
increased blood pressure, increased
incidence of hypertension,
cardiovascular morbidity and mortality)
and decreased kidney function.
3. State, local, and Tribal government
input. EPA has sought input from State,
local and Tribal government
representatives throughout the
development of the renovation, repair,
and painting program. EPA’s experience
in administering the existing lead-based
paint activities program under TSCA
section 402(a) suggests that these
PO 00000
Frm 00026
Fmt 4701
Sfmt 4702
governments will play a critical role in
the successful implementation of a
national program to reduce exposures to
lead-based paint hazards associated
with renovation, repair, and painting
activities. Consequently, as discussed in
Unit III.C.2. of the preamble to the 2006
proposed rule (Ref. 13), the Agency has
met with State, local, and Tribal
government officials on numerous
occasions to discuss renovation issues.
4. Least burdensome option. EPA has
considered a wide variety of options for
addressing the risks presented by
renovation activities where lead-based
paint is present. As part of the
development of the renovation, repair,
and painting program, EPA considered
different options for the scope of the
proposed rule, various combinations of
training and certification requirements
for individuals who perform
renovations, various combinations of
work practice requirements, and various
methods for ensuring that no lead-based
paint hazards are left behind by persons
performing renovations. The Economic
Analysis for this proposed rule analyzed
several additional options for the scope
of the work practices required, in terms
of the size threshold and whether dust
wipe testing or clearance is required. As
described in Unit V.C., EPA has
preliminarily concluded that the
options for reducing the scope would
result in an unacceptable number of jobs
where occupants do not have
information on the dust lead levels they
are exposed to, or where they are
exposed to dust lead levels above the
hazard standard.
Currently, EPA believes that the
preferred option is the least burdensome
option available that achieves a central
objective of this proposed rule, which is
to provide greater assurance that dustlead hazards created by renovations are
adequately cleaned up, primarily by
requiring renovation firms to provide
building owners and occupants with
information on dust lead levels
remaining in the work area after many
renovation projects, but also by
requiring renovation firms to
demonstrate that they have achieved
regulatory clearance levels after some of
the dustiest renovations.
This rule is not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments.
Based on the definition of ‘‘small
government jurisdiction’’ in RFA section
601, 5 U.S.C. 601, no State governments
can be considered small. Small
Territorial or Tribal governments may
apply for authorization to administer
and enforce this program, which would
E:\FR\FM\06MYP2.SGM
06MYP2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
entail costs, but these small
jurisdictions are under no obligation to
do so. Small governments operate
schools that are child-occupied
facilities. If these governments perform
renovations in these facilities, they may
incur additional costs to perform dust
wipe testing or achieve clearance, and to
provide residents, parents or guardians
with copies of the report documenting
the dust wipe testing results. EPA
generally measures a significant impact
under UMRA as being expenditures, in
the aggregate, of more than 1% of small
government revenues in any 1 year. As
explained in Unit V.C.4., the proposed
rule is expected to result in small
government impacts well under 1% of
revenues. So EPA has determined that
the rule does not significantly affect
small governments. Nor does the rule
uniquely affect small governments, as
the proposed rule is not targeted at
small governments, does not primarily
affect small governments, and does not
impose a different burden on small
governments than on other entities that
operate child-occupied facilities.
E. Executive Order 13132
Pursuant to Executive Order 13132,
entitled ‘‘Federalism’’ (64 FR 43255,
August 10, 1999), EPA has determined
that this proposed rule does not have
‘‘federalism implications,’’ because it
will not have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in Executive Order 13132.
Thus, Executive Order 13132 does not
apply to this proposed rule. States are
able to apply for, and receive
authorization to administer the lead
renovation, repair, and painting
program requirements, but are under no
obligation to do so. In the absence of a
State authorization, EPA will administer
the requirements. Nevertheless, in the
spirit of the objectives of this Executive
Order, and consistent with EPA policy
to promote communications between
the Agency and State and local
governments, EPA consulted with
representatives of State and local
governments in developing the
renovation, repair, and painting
program. These consultations were
described in the preamble to the 2006
Proposal (Ref. 13).
F. Executive Order 13175
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). EPA has determined that this
proposed rule does not have Tribal
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
implications because it will not have
substantial direct effects on Tribal
governments, on the relationship
between the Federal government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal government and Indian
tribes, as specified in the Order. Tribes
are able to apply for and receive
authorization to administer the lead
renovation, repair, and painting
program on Tribal lands, but Tribes are
under no obligation to do so. In the
absence of a Tribal authorization, EPA
will administer these requirements.
While Tribes may operate public
housing or child-occupied facilities
covered by the rule such as
kindergartens, pre-kindergartens, and
daycare facilities, EPA has determined
that this rule would not have substantial
direct effects on the Tribal governments
that operate these facilities.
Thus, Executive Order 13175 does not
apply to this proposed rule. Although
Executive Order 13175 does not apply,
EPA consulted with Tribal officials and
others by discussing potential
renovation regulatory options for the
renovation, repair, and painting
program at several national lead
program meetings hosted by EPA and
other interested Federal agencies. EPA
specifically solicits additional comment
on this proposed action from tribal
officials.
G. Executive Order 13045
This action is subject to Executive
Order 13045, entitled ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), because it is an
‘‘economically significant regulatory
action’’ as defined by Executive Order
12866, and because the environmental
health or safety risk addressed by this
action may have a disproportionate
effect on children.
A central purpose of this proposed
rule is to provide greater assurance that
dust-lead hazards created by
renovations are adequately cleaned up,
primarily by requiring renovation firms
to provide building owners and
occupants with information on dust
lead levels remaining in the work area
after many renovation projects, but also
by requiring renovation firms to
demonstrate that they have achieved
regulatory clearance levels after some of
the dustiest renovations. In the absence
of this regulation, owners and occupants
would not have information on the dust
lead levels remaining following these
renovation events, and dust lead levels
may substantially exceed the clearance
standards for certain renovations that
PO 00000
Frm 00027
Fmt 4701
Sfmt 4702
25063
can create large amounts of difficult-toclean dust.
The proposed rule will protect
children who reside in housing units or
attend child-occupied facilities where
such renovations occur; who visit a
friend, relative, or caregiver’s house
where such renovations are performed;
or who move into such housing when
their family purchases it after such a
renovation has been performed.
H. Executive Order 13211
This proposed rule is not a
‘‘significant energy action’’ as defined in
Executive Order 13211, entitled
‘‘Actions concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001) because it is not likely to have
any adverse effect on the supply,
distribution, or use of energy.
I. National Technology Transfer and
Advancement Act of 1995
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, 12(d) (15 U.S.C. 272 note), directs
EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This proposed rulemaking involves
technical standards. EPA proposes to
use the government-unique technical
standards described in Unit III of this
preamble. EPA has identified several
potentially-applicable voluntary
consensus standards developed by
ASTM International (formerly the
American Society for Testing and
Materials) that address dust wipe
sampling, recordkeeping, and clearance
procedures. These standards are:
‘‘Standard Practice for Collection of
Settled Dust Samples Using Wipe
Sampling Methods for Subsequent Lead
Determination,’’ ‘‘Standard Specification
for Wipe Sampling Materials for Lead in
Surface Dust,’’ ‘‘Standard Practice for
Record Keeping and Record
Preservation for Lead Hazard
Activities,’’ and ‘‘Standard Practice for
Clearance Examinations Following Lead
Hazard Reduction Activities in SingleFamily Dwellings and Child-Occupied
Facilities’’ (Refs. 33, 34, 35, 20). Each of
E:\FR\FM\06MYP2.SGM
06MYP2
25064
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
these ASTM documents represents
state-of-the-art knowledge regarding the
performance of these particular aspects
of lead-based paint hazard evaluation
and control practices and EPA
recommends the use of these documents
where appropriate. EPA believes that
the proposed amendments to the RRP
rule as well as EPA’s model training
courses for lead-based paint inspectors,
risk assessors, and dust sampling
technicians are consistent with these
ASTM standards. However, because
each of these documents is extremely
detailed and encompasses many
circumstances beyond the scope of this
rulemaking, EPA determined that it
would be impractical to incorporate
these voluntary consensus standards
into the rule.
In addition, EPA has identified a
potentially-applicable voluntary
consensus standard developed by
ASTM International for evaluating the
performance of HEPA filtration systems,
the ‘‘Standard Test Method for Air
Cleaning Performance of a HighEfficiency Particulate Air-Filter System’’
(Ref. 27). EPA does recommend that
renovation firms in the market for a
HEPA vacuum verify that the filter has
been tested in accordance with the
ASTM standard or an equivalent test
method. However, EPA has determined
that it would be impractical to
incorporate this test method into the
rule.
EPA welcomes comments on this
aspect of the proposed rulemaking and,
specifically, invites the public to
identify potentially-applicable
voluntary consensus standards and to
explain why such standards should be
used in this regulation.
Executive Order 12898
Executive Order 12898, entitled
‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’ (59 FR 7629, February 16,
1994) establishes federal executive
policy on environmental justice. Its
main provision directs Federal agencies,
to the greatest extent practicable and
permitted by law, to make
environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
because it increases the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population.
EPA has assessed the potential impact
of this proposed rule on minority and
low-income populations. The results of
this assessment are presented in the
Economic Analysis, which is available
in the docket for this proposed rule (Ref.
28).
List of Subjects in 40 CFR Part 745
Environmental protection, Childoccupied facility, Housing renovation,
Lead, Lead-based paint, Renovation,
Reporting and recordkeeping
requirements.
Dated: April 22, 2010.
Lisa P. Jackson,
Administrator.
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
1. The authority citation for part 745
would continue to read as follows:
Authority: 15 U.S.C. 2605, 2607, 2681–
2692 and 42 U.S.C. 4852d.
2. In § 745.82, add a new paragraph
(a)(3) to read as follows.
§ 745.82
Applicability.
(a) * * *
(3) Renovations in target housing or
child-occupied facilities in which a
certified renovator has collected a paint
chip sample from each painted
component affected by the renovation
and a laboratory recognized by EPA
pursuant to section 405(b) of TSCA as
being capable of performing analyses for
lead compounds in paint chip samples
has determined that the samples are free
of paint or other surface coatings that
contain lead equal to or in excess of 1.0
mg/cm2 or 0.5% by weight. If the
components make up an integrated
whole, such as the individual stair
treads and risers of a single staircase,
the renovator is required to test only one
of the individual components, unless
the individual components appear to
have been repainted or refinished
separately.
*
*
*
*
*
3. In § 745.83, add the definition
‘‘Containment’’ in alphabetical order to
read as follows:
§ 745.83
Definitions.
*
*
*
*
*
Containment means a set of measures
designed to protect residents and the
environment from leaded dust, paint
chips, or other forms of lead
contamination created by renovations
PO 00000
Frm 00028
Fmt 4701
Sfmt 4702
through the erection of barriers and
warning signs and the establishment of
access control, modifications to heating,
ventilation, and air conditioning
systems, and other strategies. Vertical
containment, required for some exterior
renovations, is a vertical barrier
consisting of plastic sheeting over
scaffolding or a wood or metal frame, or
an equivalent system.
*
*
*
*
*
4. Section 745.85 is amended as
follows:
a. Revise paragraph (a)(2)(ii)(D);
b. Revise paragraph (a)(3);
c. Remove paragraph (c);
d. Redesignate paragraphs (b) and (d)
as paragraphs (c) and (e) respectively;
e. Add new paragraphs (b) and (d);
f. Revise newly-redesignated
paragraph (e);
The revisions and additions read as
follows:
§ 745.85
Work practice standards.
(a) * * *
(2) * * *
(ii) * * *
(D) If the renovation will affect
surfaces within 10 feet of the property
line, the renovation firm must erect
vertical containment to ensure that dust
and debris from the renovation does not
contaminate adjacent buildings or
migrate to adjacent properties. Vertical
containment may also be necessary in
other situations, such as in windy
conditions, in order to prevent
contamination of other buildings, other
areas of the property, or adjacent
buildings or properties.
(3) Prohibited and restricted practices.
The work practices listed below are
prohibited or restricted during a
renovation as follows:
(i) Open-flame burning or torching of
painted surfaces is prohibited.
(ii) The use of machines designed to
remove paint through high speed
operation such as sanding, grinding,
power planing, needle gun, abrasive
blasting, or sandblasting, is prohibited
on painted surfaces unless such
machines are shrouded and equipped
with a HEPA vacuum attachment to
collect dust and debris at the point of
generation.
(iii) Operating a heat gun on painted
surfaces is permitted only at
temperatures below 1,100 degrees
Fahrenheit.
*
*
*
*
*
(b) Clearance—(1) Mandatory
clearance. Clearance is required after
renovations involving the demolition, or
removal through destructive means, of
more than 6 ft2 of plaster and lath
building component, or the disturbance
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
of paint using machines designed to
remove paint through high-speed
operation, such as sanding, grinding,
power planning, needle gun, abrasive
blasting or sandblasting. When
clearance is required, the following
clearance procedures must be
performed:
(i) A certified inspector, certified risk
assessor, or certified dust sampling
technician must perform a visual
inspection to determine whether dust,
debris or residue is still present in the
renovation work area. If dust, debris or
residue is present, these conditions
must be removed by re-cleaning and
another visual inspection must be
performed.
(ii) A certified inspector, certified risk
assessor, or certified dust sampling
technician must collect dust wipe
samples in accordance with EPA’s
‘‘Residential Sampling for Lead:
Protocols for Dust and Soil Sampling,
EPA–747–R–95–001’’ or an equivalent
protocol that incorporates adequate
quality control procedures. Samples
must be collected in the following
locations:
(A) If there is more than one room,
hallway, or stairwell within the work
area, the following samples must be
collected:
(1) One windowsill sample, one
window trough sample, and one floor
sample within each room, hallway, or
stairwell in the work area. If there are
more than four rooms, hallways, or
stairwells within the work area, only
four rooms, hallways, or stairwells must
be sampled.
(2) One floor sample adjacent to the
work area, but not in an area that has
been cleaned.
(B) If the work area is a single room,
hallway, stairwell, or smaller area, the
following samples must be collected:
(1) One windowsill sample, one
window trough sample, and one floor
sample.
(2) One floor sample adjacent to the
work area, but not in an area that has
been cleaned.
(C) No window sill or trough samples
must be collected if there are no
windows in the work area.
(iii) Dust wipe samples must be
analyzed by a laboratory or other entity
recognized by EPA pursuant to section
405(b) of the Toxic Substances Control
Act as being capable of performing
analyses for lead compounds in dust
samples. If a fixed-site laboratory is to
be used, the dust wipe samples must be
mailed or otherwise transmitted to the
laboratory within 1 business day of the
date that they are collected.
(iv) A certified inspector, certified risk
assessor, or certified dust sampling
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
technician must compare the residual
lead level reported by the EPArecognized laboratory for each dust
sample or test with the applicable
clearance level. If the residual lead level
in a particular dust sample or test equals
or exceeds the applicable clearance
level, the components represented by
the failed sample or test shall be recleaned and re-tested. The applicable
clearance levels are:
(A) 40 μg/ft2 for floors.
(B) 250 μg/ft2 for interior window
sills.
(C) 400 μg/ft2 for window troughs.
(v) For surfaces in poor condition that
the renovation firm did not specifically
agree to refinish in the renovation
contract, the renovation firm may stop
re-cleaning and re-testing after the
second failed dust wipe test on that
surface.
(vi) The certified inspector, certified
risk assessor, or certified dust sampling
technician performing the clearance
procedures must prepare a clearance
report and provide it to the renovation
firm within 3 days of the date that the
final dust wipe testing results are
obtained. The report must be a single
document, with attachments, and must
include the following information:
(A) Start and completion dates of the
renovation.
(B) A brief written description of the
renovation.
(C) The name and address of the
certified firm employing the certified
inspector, certified risk assessor, or
certified dust sampling technician
performing the clearance procedures.
(D) The name and signature of each
certified inspector, certified risk
assessor, or certified dust sampling
technician performing clearance
procedures and the date(s) that
clearance procedures were performed.
(E) The results of the visual
inspection.
(F) A detailed written description of
the specific sampling or testing
locations or a detailed drawing that
clearly identifies the location of each
sample or test.
(G) The results for each dust wipe
sample or test, whether or not clearance
was achieved, and the name of each
recognized laboratory or other entity
that conducted the analyses.
(2) Optional clearance. Renovation
firms that choose to comply with all of
the requirements of this paragraph
(745.85(b)) need not comply with the
requirements of paragraph (d) of this
section.
*
*
*
*
*
(d) Dust wipe testing. (1) Dust wipe
testing must be performed after all
renovations involving:
PO 00000
Frm 00029
Fmt 4701
Sfmt 4702
25065
(i) Use of a heat gun at temperatures
below 1,100 degrees Fahrenheit.
(ii) Removal or replacement of
window or door frames.
(iii) Scraping 60 ft2 or more of painted
surfaces.
(iv) Removing more than 40 ft2 of
trim, molding, cabinets, or other
fixtures.
(2) After cleaning verification has
been performed in accordance with
paragraph (c) of this section, a certified
inspector, certified risk assessor, or
certified dust sampling technician must
collect dust wipe samples in accordance
with EPA’s ‘‘Residential Sampling for
Lead: Protocols for Dust and Soil
Sampling, EPA–747–R–95–001’’ or an
equivalent protocol that incorporates
adequate quality control procedures.
Samples must be collected in the
following locations:
(i) If there is more than one room,
hallway, or stairwell within the work
area, the following samples must be
collected:
(A) One windowsill sample, one
window trough sample, and one floor
sample within each room, hallway, or
stairwell in the work area. If there are
more than four rooms, hallways, or
stairwells within the work area, only
four rooms, hallways, or stairwells must
be sampled.
(B) One floor sample adjacent to the
work area, but not in an area that has
been cleaned.
(ii) If the work area is a single room,
hallway, stairwell, or smaller area, the
following samples must be collected:
(A) One windowsill sample, one
window trough sample, and one floor
sample.
(B) One floor sample adjacent to the
work area, but not in an area that has
been cleaned.
(iii) No window sill or trough samples
must be collected if there are no
windows in the work area.
(3) Dust wipe samples must be
analyzed by a laboratory or other entity
recognized by EPA pursuant to section
405(b) of the Toxic Substances Control
Act as being capable of performing
analyses for lead compounds in dust
samples. If a fixed-site laboratory is to
be used, the dust wipe samples must be
mailed or otherwise transmitted to the
laboratory within 1 business day of the
date that they are collected.
(4) The certified inspector, certified
risk assessor, or certified dust sampling
technician performing the dust wipe
testing must prepare a dust wipe testing
report and provide it to the renovation
firm within 3 days of the date that the
dust wipe testing results are obtained.
The report must be a single document,
E:\FR\FM\06MYP2.SGM
06MYP2
25066
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
with attachments, and must include the
following information:
(i) Start and completion dates of the
renovation.
(ii) A brief written description of the
renovation.
(iii) The name and address of the
certified firm employing the certified
inspector, certified risk assessor, or
certified dust sampling technician
performing the dust wipe testing.
(iv) The name and signature of each
certified inspector, certified risk
assessor, or certified dust sampling
technician performing sampling or
testing and the date(s) that samples were
collected or testing performed.
(v) The results of the visual
inspection.
(vi) A detailed written description of
the specific sampling or testing
locations or a detailed drawing that
clearly identifies the location of each
sample or test.
(vii) The results for each dust wipe
test, a statement of whether or not all
samples analyzed were below the
applicable clearance standards, and the
name of each recognized laboratory or
other entity that conducted the analyses.
(viii) The clearance standard from
paragraph (b)(1)(iv) of this section that
is applicable to each dust wipe test and,
if one or more final dust wipe tests
equals or exceeds the applicable
clearance standards, a statement that
any dust lead levels that equal or exceed
the clearance standards will
demonstrate that a lead-based paint
hazard is present after the work is
completed..
(e) Activities conducted after postrenovation clearance, dust wipe testing,
or cleaning verification. Activities that
do not disturb paint, such as applying
paint to walls that have already been
prepared, are not regulated by this
subpart if they are conducted after postrenovation clearance, dust wipe testing,
or cleaning verification has been
performed.
5. In § 745.86, revise paragraph (d) to
read as follows:
§ 745.86 Recordkeeping and reporting
requirements.
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
*
*
*
*
*
(d) If clearance or dust wipe testing is
performed in accordance with § 745.85,
the renovation firm must provide,
within 3 days of the date the renovation
firm receives the report, a copy of the
clearance or dust wipe testing report to:
(1) The owner of the building; and, if
different,
(2) An adult occupant of the
residential dwelling, if the renovation
took place within a residential dwelling,
or an adult representative of the child-
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
occupied facility, if the renovation took
place within a child-occupied facility.
6. Section 745.90 is amended as
follows:
a. By revising paragraphs (a)(2) and
(a)(3).
b. By revising paragraphs (b)(2), (b)(4),
and (b)(8).
§ 745.90 Renovator certification and dust
sampling technician certification.
(a) * * *
(2) Individuals who have successfully
completed an accredited abatement
worker or supervisor course, or
individuals who successfully completed
an EPA, HUD, or EPA/HUD model
renovation training course may take an
accredited refresher renovator training
course before April 22, 2011 in lieu of
the initial renovator training course to
become a certified renovator.
(3) Individuals who have successfully
completed an accredited lead-based
paint inspector or risk assessor course
may take an accredited refresher dust
sampling technician course before April
22, 2011 in lieu of the initial training to
become a certified dust sampling
technician. Individuals who are
currently certified as lead-based paint
inspectors or risk assessors may act as
dust sampling technicians without
further training.
*
*
*
*
*
(b) * * *
(2) Must provide training to workers
on the work practices required by
§ 745.85(a) that they will be using in
performing their assigned tasks.
*
*
*
*
*
(4) Must regularly direct work being
performed by other individuals to
ensure that the work practices required
by § 745.85(a) are being followed,
including maintaining the integrity of
the containment barriers and ensuring
that dust or debris does not spread
beyond the work area.
*
*
*
*
*
(8) Must prepare the records required
by § 745.86(b)(1) and (6).
*
*
*
*
*
7. In § 745.92, add paragraph (b)(3) to
read as follows:
§ 745.92 Fees for the accreditation of
renovation and dust sampling technician
training and the certification of renovation
firms.
*
*
*
*
*
(b) * * *
(3) Accreditation or certification
amendments. No fee will be charged for
accreditation or certification
amendments.
*
*
*
*
*
8. Revise § 745.225 to read as follows:
PO 00000
Frm 00030
Fmt 4701
Sfmt 4702
§ 745.225 Accreditation of training
programs: target housing and childoccupied facilities.
(a) Scope. (1) A training program may
seek accreditation to offer courses in
any of the following disciplines:
Inspector, risk assessor, supervisor,
project designer, abatement worker,
renovator, and dust sampling
technician. A training program may also
seek accreditation to offer refresher
courses for each of the above listed
disciplines.
(2) Training programs may first apply
to EPA for accreditation of their leadbased paint activities courses or
refresher courses pursuant to this
section on or after August 31, 1998.
Training programs may first apply to
EPA for accreditation of their renovator
or dust sampling technician courses or
refresher courses pursuant to this
section on or after April 22, 2009.
(3) A training program must not
provide, offer, or claim to provide EPAaccredited lead-based paint activities
courses without applying for and
receiving accreditation from EPA as
required under paragraph (b) of this
section on or after March 1, 1999. A
training program must not provide,
offer, or claim to provide EPAaccredited renovator or dust sampling
technician courses without applying for
and receiving accreditation from EPA as
required under paragraph (b) of this
section on or after June 23, 2008.
(b) Application process. The
following are procedures a training
program must follow to receive EPA
accreditation to offer lead-based paint
activities courses, renovator courses, or
dust sampling technician courses:
(1) A training program seeking
accreditation shall submit a written
application to EPA containing the
following information:
(i) The training program’s name,
address, and telephone number.
(ii) A list of courses for which it is
applying for accreditation. For the
purposes of this section, courses taught
in different languages and electronic
learning courses are considered
different courses, and each must
independently meet the accreditation
requirements.
(iii) The name and documentation of
the qualifications of the training
program manager.
(iv) The name(s) and documentation
of qualifications of any principal
instructor(s).
(v) A statement signed by the training
program manager certifying that the
training program meets the
requirements established in paragraph
(c) of this section. If a training program
uses EPA-recommended model training
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
materials, or training materials
approved by a State or Indian Tribe that
has been authorized by EPA under
subpart Q of this part, the training
program manager shall include a
statement certifying that, as well.
(vi) If a training program does not use
EPA-recommended model training
materials, its application for
accreditation shall also include:
(A) A copy of the student and
instructor manuals, or other materials to
be used for each course.
(B) A copy of the course agenda for
each course.
(C) When applying for accreditation of
a course in a language other than
English, a signed statement from a
qualified, independent translator that
they had compared the course to the
English language version and found the
translation to be accurate.
(vii) All training programs shall
include in their application for
accreditation the following:
(A) A description of the facilities and
equipment to be used for lecture and
hands-on training.
(B) A copy of the course test blueprint
for each course.
(C) A description of the activities and
procedures that will be used for
conducting the assessment of hands-on
skills for each course.
(D) A copy of the quality control plan
as described in paragraph (c)(9) of this
section.
(2) If a training program meets the
requirements in paragraph (c) of this
section, then EPA shall approve the
application for accreditation no more
than 180 days after receiving a complete
application from the training program.
In the case of approval, a certificate of
accreditation shall be sent to the
applicant. In the case of disapproval, a
letter describing the reasons for
disapproval shall be sent to the
applicant. Prior to disapproval, EPA
may, at its discretion, work with the
applicant to address inadequacies in the
application for accreditation. EPA may
also request additional materials
retained by the training program under
paragraph (i) of this section. If a training
program’s application is disapproved,
the program may reapply for
accreditation at any time.
(3) A training program may apply for
accreditation to offer courses or
refresher courses in as many disciplines
as it chooses. A training program may
seek accreditation for additional courses
at any time as long as the program can
demonstrate that it meets the
requirements of this section.
(4) A training program applying for
accreditation must submit the
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
appropriate fees in accordance with
§ 745.238.
(c) Requirements for the accreditation
of training programs. For a training
program to obtain accreditation from
EPA to offer lead-based paint activities
courses, renovator courses, or dust
sampling technician courses, the
program must meet the following
requirements:
(1) The training program shall employ
a training manager who has:
(i) At least 2 years of experience,
education, or training in teaching
workers or adults; or
(ii) A bachelor’s or graduate degree in
building construction technology,
engineering, industrial hygiene, safety,
public health, education, business
administration or program management
or a related field; or
(iii) Two years of experience in
managing a training program
specializing in environmental hazards;
and
(iv) Demonstrated experience,
education, or training in the
construction industry including: Lead or
asbestos abatement, painting, carpentry,
renovation, remodeling, occupational
safety and health, or industrial hygiene.
(2) The training manager shall
designate a qualified principal
instructor for each course who has:
(i) Demonstrated experience,
education, or training in teaching
workers or adults; and
(ii) Successfully completed at least 16
hours of any EPA-accredited or EPAauthorized State or Tribal-accredited
lead-specific training; and
(iii) Demonstrated experience,
education, or training in lead or asbestos
abatement, painting, carpentry,
renovation, remodeling, occupational
safety and health, or industrial hygiene.
(3) The principal instructor shall be
responsible for the organization of the
course, course delivery, and oversight of
the teaching of all course material. The
training manager may designate guest
instructors as needed for a portion of the
course to provide instruction specific to
the lecture, hands-on activities, or work
practice components of a course.
However, the principal instructor is
primarily responsible for teaching the
course materials and must be present to
provide instruction (or oversight of
portions of the course taught by guest
instructors) for the course for which he
has been designated the principal
instructor.
(4) The following documents shall be
recognized by EPA as evidence that
training managers and principal
instructors have the education, work
experience, training requirements or
demonstrated experience, specifically
PO 00000
Frm 00031
Fmt 4701
Sfmt 4702
25067
listed in paragraphs (c)(1) and (c)(2) of
this section. This documentation must
be submitted with the accreditation
application and retained by the training
program as required by the
recordkeeping requirements contained
in paragraph (i) of this section. Those
documents include the following:
(i) Official academic transcripts or
diploma as evidence of meeting the
education requirements.
(ii) Re´sume´s, letters of reference, or
documentation of work experience, as
evidence of meeting the work
experience requirements.
(iii) Certificates from train-the-trainer
courses and lead-specific training
courses, as evidence of meeting the
training requirements.
(5) The training program shall ensure
the availability of, and provide adequate
facilities for, the delivery of the lecture,
course test, hands-on training, and
assessment activities. This includes
providing training equipment that
reflects current work practices and
maintaining or updating the equipment
and facilities as needed.
(6) To become accredited in the
following disciplines, the training
program shall provide training courses
that meet the following training
requirements:
(i) The inspector course shall last a
minimum of 24 training hours, with a
minimum of 8 hours devoted to handson training activities. The minimum
curriculum requirements for the
inspector course are contained in
paragraph (d)(1) of this section.
(ii) The risk assessor course shall last
a minimum of 16 training hours, with a
minimum of 4 hours devoted to handson training activities. The minimum
curriculum requirements for the risk
assessor course are contained in
paragraph (d)(2) of this section.
(iii) The supervisor course shall last a
minimum of 32 training hours, with a
minimum of 8 hours devoted to handson activities. The minimum curriculum
requirements for the supervisor course
are contained in paragraph (d)(3) of this
section.
(iv) The project designer course shall
last a minimum of 8 training hours. The
minimum curriculum requirements for
the project designer course are
contained in paragraph (d)(4) of this
section.
(v) The abatement worker course shall
last a minimum of 16 training hours,
with a minimum of 8 hours devoted to
hands-on training activities. The
minimum curriculum requirements for
the abatement worker course are
contained in paragraph (d)(5) of this
section.
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25068
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
(vi) The renovator course must last a
minimum of 8 training hours, with a
minimum of 2 hours devoted to handson training activities. The minimum
curriculum requirements for the
renovator course are contained in
paragraph (d)(6) of this section.
(vii) The dust sampling technician
course must last a minimum of 8
training hours, with a minimum of 2
hours devoted to hands-on training
activities. The minimum curriculum
requirements for the dust sampling
technician course are contained in
paragraph (d)(7) of this section.
(viii) Electronic learning and other
alternative course delivery methods are
permitted for the classroom portion of
renovator, dust sampling technician, or
lead-based paint activities courses but
not the hands-on portion of these
courses. Electronic learning courses
must comply with the following
requirements:
(A) A unique identifier must be
assigned to each student for them to use
to launch and re-launch the course.
(B) The training provider must track
each student’s course log-ins, launches,
progress, and completion, and maintain
these records in accordance with
paragraph (i) of this section.
(C) The course must include
knowledge checks for each module,
which must be successfully completed
before the student can go on to the next
module.
(D) There must be a test of at least 20
questions at the end of the electronic
learning portion of the course, of which
80% must be answered correctly by the
student for successful completion of the
electronic learning portion of the
course.
(E) Each student must be able to save
or print an uneditable copy of an
electronic learning course completion
certificate.
(7) For each course offered, the
training program shall conduct either a
course test at the completion of the
course, and if applicable, a hands-on
skills assessment, or in the alternative,
a proficiency test for that discipline.
Each individual must successfully
complete the hands-on skills assessment
and receive a passing score on the
course test to pass any course, or
successfully complete a proficiency test.
(i) The training manager is
responsible for maintaining the validity
and integrity of the hands-on skills
assessment or proficiency test to ensure
that it accurately evaluates the trainees’
performance of the work practices and
procedures associated with the course
topics contained in paragraph (d) of this
section.
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
(ii) The training manager is
responsible for maintaining the validity
and integrity of the course test to ensure
that it accurately evaluates the trainees’
knowledge and retention of the course
topics.
(iii) The course test shall be
developed in accordance with the test
blueprint submitted with the training
accreditation application.
(8) The training program shall issue
unique course completion certificates to
each individual who passes the training
course. The course completion
certificate shall include:
(i) The name, a unique identification
number, and address of the individual.
(ii) The name of the particular course
that the individual completed.
(iii) Dates of course completion/test
passage.
(iv) For initial inspector, risk assessor,
project designer, supervisor, or
abatement worker course completion
certificates, the expiration date of
interim certification, which is 6 months
from the date of course completion.
(v) The name, address, and telephone
number of the training program.
(vi) The language in which the course
was taught.
(vii) For renovator and dust sampling
technician course completion
certificates, a photograph of the
individual. The photograph must be an
accurate and recognizable image of the
individual. As reproduced on the
certificate, the photograph must not be
smaller than 1 square inch.
(9) The training manager shall
develop and implement a quality
control plan. The plan shall be used to
maintain and improve the quality of the
training program over time. This plan
shall contain at least the following
elements:
(i) Procedures for periodic revision of
training materials and the course test to
reflect innovations in the field.
(ii) Procedures for the training
manager’s annual review of principal
instructor competency.
(10) Courses offered by the training
program must teach the work practice
standards contained in § 745.85 or
§ 745.227, as applicable, in such a
manner that trainees are provided with
the knowledge needed to perform the
renovations or lead-based paint
activities they will be responsible for
conducting.
(11) The training manager shall be
responsible for ensuring that the
training program complies at all times
with all of the requirements in this
section.
(12) The training manager shall allow
EPA to audit the training program to
verify the contents of the application for
PO 00000
Frm 00032
Fmt 4701
Sfmt 4702
accreditation as described in paragraph
(b) of this section.
(13) The training manager must
provide notification of renovator, dust
sampling technician, or lead-based paint
activities courses offered.
(i) The training manager must provide
EPA with notification of all renovator,
dust sampling technician, or lead-based
paint activities courses offered. The
original notification must be received by
EPA at least 7 business days prior to the
start date of any renovator, dust
sampling technician, or lead-based paint
activities course.
(ii) The training manager must
provide EPA updated notification when
renovator, dust sampling technician, or
lead-based paint activities courses will
begin on a date other than the start date
specified in the original notification, as
follows:
(A) For renovator, dust sampling
technician, or lead-based paint activities
courses beginning prior to the start date
provided to EPA, an updated
notification must be received by EPA at
least 7 business days before the new
start date.
(B) For renovator, dust sampling
technician, or lead-based paint activities
courses beginning after the start date
provided to EPA, an updated
notification must be received by EPA at
least 2 business days before the start
date provided to EPA.
(iii) The training manager must
update EPA of any change in location of
renovator, dust sampling technician, or
lead-based paint activities courses at
least 7 business days prior to the start
date provided to EPA.
(iv) The training manager must update
EPA regarding any course cancellations,
or any other change to the original
notification. Updated notifications must
be received by EPA at least 2 business
days prior to the start date provided to
EPA.
(v) Each notification, including
updates, must include the following:
(A) Notification type (original, update,
cancellation).
(B) Training program name, EPA
accreditation number, address, and
telephone number.
(C) Course discipline, type (initial/
refresher), and the language in which
instruction will be given.
(D) Date(s) and time(s) of training.
(E) Training location(s) telephone
number, and address.
(F) Principal instructor’s name.
(G) Training manager’s name and
signature.
(vi) Notification must be
accomplished using any of the following
methods: Written notification, or
electronically using the Agency’s
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
Central Data Exchange (CDX). Written
notification of lead-based paint
activities course schedules can be
accomplished by using either the
sample form titled ‘‘Lead-Based Paint
Training Notification’’ or a similar form
containing the information required in
paragraph (c)(13)(v) of this section. All
written notifications must be delivered
by U.S. Postal Service, fax, commercial
delivery service, or hand delivery
(persons submitting notification by U.S.
Postal Service are reminded that they
should allow 3 additional business days
for delivery in order to ensure that EPA
receives the notification by the required
date). Instructions and sample forms can
be obtained from the NLIC at 1–800–
424–LEAD(5323), or on the Internet at
https://www.epa.gov/lead.
(vii) Renovator, dust sampling
technician, or lead-based paint activities
courses must not begin on a date, or at
a location other than that specified in
the original notification unless an
updated notification identifying a new
start date or location is submitted, in
which case the course must begin on the
new start date and/or location specified
in the updated notification.
(viii) No training program shall
provide renovator, dust sampling
technician, or lead-based paint activities
courses without first notifying EPA of
such activities in accordance with the
requirements of this paragraph.
(14) The training manager must
provide notification following
completion of renovator, dust sampling
technician, or lead-based paint activities
courses.
(i) The training manager must provide
EPA notification after the completion of
any lead-based paint activities course.
This notice must be received by EPA no
later than 10 business days following
course completion.
(ii) The notification must include the
following:
(A) Training program name, EPA
accreditation number, address, and
telephone number.
(B) Course discipline and type
(initial/refresher).
(C) Date(s) of training.
(D) The following information for
each student who took the course:
(1) Name.
(2) Address.
(3) Date of birth.
(4) Course completion certificate
number.
(5) Course test score.
(6) For renovator or dust sampling
technician courses, a digital photograph
of the student.
(E) Training manager’s name and
signature.
(iii) Notification must be
accomplished using any of the following
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
methods: Written notification, or
electronically using the Agency’s
Central Data Exchange (CDX). Written
notification following renovator, dust
sampling technician, or lead-based paint
activities training courses can be
accomplished by using either the
sample form titled ‘‘Lead-Based Paint
Training Course Follow-up’’ or a similar
form containing the information
required in paragraph (c)(14)(ii) of this
section. All written notifications must
be delivered by U.S. Postal Service, fax,
commercial delivery service, or hand
delivery (persons submitting
notification by U.S. Postal Service are
reminded that they should allow 3
additional business days for delivery in
order to ensure that EPA receives the
notification by the required date).
Instructions and sample forms can be
obtained from the NLIC at 1–800–424–
LEAD(5323), or on the Internet at https://
www.epa.gov/lead.
(d) Minimum training curriculum
requirements. To become accredited to
offer lead-based paint courses in the
specific disciplines listed below,
training programs must ensure that their
courses of study include, at a minimum,
the following course topics.
(1) Inspector. Instruction in the topics
described in paragraphs (d)(1)(iv), (v),
(vi), and (vii) of this section must be
included in the hands-on portion of the
course.
(i) Role and responsibilities of an
inspector.
(ii) Background information on lead
and its adverse health effects.
(iii) Background information on
Federal, State, and local regulations and
guidance that pertains to lead-based
paint and lead- based paint activities.
(iv) Lead-based paint inspection
methods, including selection of rooms
and components for sampling or testing.
(v) Paint, dust, and soil sampling
methodologies.
(vi) Clearance standards and testing,
including random sampling.
(vii) Preparation of the final
inspection report.
(viii) Recordkeeping.
(2) Risk assessor. Instruction in the
topics described in paragraphs (d)(2)(iv),
(vi), and (vii) of this section must be
included in the hands-on portion of the
course.
(i) Role and responsibilities of a risk
assessor.
(ii) Collection of background
information to perform a risk
assessment.
(iii) Sources of environmental lead
contamination such as paint, surface
dust and soil, water, air, packaging, and
food.
PO 00000
Frm 00033
Fmt 4701
Sfmt 4702
25069
(iv) Visual inspection for the purposes
of identifying potential sources of leadbased paint hazards.
(v) Lead hazard screen protocol.
(vi) Sampling for other sources of lead
exposure.
(vii) Interpretation of lead-based paint
and other lead sampling results,
including all applicable State or Federal
guidance or regulations pertaining to
lead-based paint hazards.
(viii) Development of hazard control
options, the role of interim controls, and
operations and maintenance activities to
reduce lead-based paint hazards.
(ix) Preparation of a final risk
assessment report.
(3) Supervisor. Instruction in the
topics described in paragraphs (d)(3)(v),
(vii), (viii), (ix), and (x) of this section
must be included in the hands-on
portion of the course.
(i) Role and responsibilities of a
supervisor.
(ii) Background information on lead
and its adverse health effects.
(iii) Background information on
Federal, State, and local regulations and
guidance that pertain to lead-based
paint abatement.
(iv) Liability and insurance issues
relating to lead-based paint abatement.
(v) Risk assessment and inspection
report interpretation.
(vi) Development and implementation
of an occupant protection plan and
abatement report.
(vii) Lead-based paint hazard
recognition and control.
(viii) Lead-based paint abatement and
lead-based paint hazard reduction
methods, including restricted practices.
(ix) Interior dust abatement/cleanup
or lead-based paint hazard control and
reduction methods.
(x) Soil and exterior dust abatement or
lead-based paint hazard control and
reduction methods.
(xi) Clearance standards and testing.
(xii) Cleanup and waste disposal.
(xiii) Recordkeeping.
(4) Project designer. (i) Role and
responsibilities of a project designer.
(ii) Development and implementation
of an occupant protection plan for largescale abatement projects.
(iii) Lead-based paint abatement and
lead-based paint hazard reduction
methods, including restricted practices
for large-scale abatement projects.
(iv) Interior dust abatement/cleanup
or lead hazard control and reduction
methods for large-scale abatement
projects.
(v) Clearance standards and testing for
large scale abatement projects.
(vi) Integration of lead-based paint
abatement methods with modernization
and rehabilitation projects for large
scale abatement projects.
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25070
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
(5) Abatement worker. Instruction in
the topics described in paragraphs
(d)(5)(iv), (v), (vi), and (vii) of this
section must be included in the handson portion of the course.
(i) Role and responsibilities of an
abatement worker.
(ii) Background information on lead
and its adverse health effects.
(iii) Background information on
Federal, State and local regulations and
guidance that pertain to lead-based
paint abatement.
(iv) Lead-based paint hazard
recognition and control.
(v) Lead-based paint abatement and
lead-based paint hazard reduction
methods, including restricted practices.
(vi) Interior dust abatement methods/
cleanup or lead-based paint hazard
reduction.
(vii) Soil and exterior dust abatement
methods or lead-based paint hazard
reduction.
(6) Renovator. Instruction in the
topics described in paragraphs (d)(6)(iv),
(v), (vi), (vii), and (viii) of this section
must be included in the hands-on
portion of the course.
(i) Role and responsibility of a
renovator.
(ii) Background information on lead
and its adverse health effects.
(iii) Background information on EPA,
HUD, OSHA, and other Federal, State,
and local regulations and guidance that
pertains to lead-based paint and
renovation activities.
(iv) Procedures for using acceptable
test kits to determine whether paint is
lead-based paint.
(v) Procedures for collecting a paint
chip sample and sending it to a
laboratory recognized by EPA under
section 405(b) of TSCA.
(vi) Renovation methods to minimize
the creation of dust and lead-based
paint hazards.
(vii) Interior and exterior containment
and cleanup methods.
(viii) Methods to ensure that the
renovation has been properly
completed, including cleaning
verification and clearance testing.
(ix) Waste handling and disposal.
(x) Providing on-the-job training to
other workers.
(xi) Record preparation.
(7) Dust sampling technician.
Instruction in the topics described in
paragraphs (d)(6)(iv) and (vi) of this
section must be included in the handson portion of the course.
(i) Role and responsibility of a dust
sampling technician.
(ii) Background information on lead
and its adverse health effects.
(iii) Background information on
Federal, State, and local regulations and
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
guidance that pertains to lead-based
paint and renovation activities.
(iv) Dust sampling methodologies.
(v) Clearance standards and testing.
(vi) Report preparation.
(e) Requirements for the accreditation
of refresher training programs. A
training program may seek accreditation
to offer refresher training courses in any
of the following disciplines: Inspector,
risk assessor, supervisor, project
designer, abatement worker, renovator,
and dust sampling technician. To obtain
EPA accreditation to offer refresher
training, a training program must meet
the following minimum requirements:
(1) Each refresher course shall review
the curriculum topics of the full-length
courses listed under paragraph (d) of
this section, as appropriate. In addition,
to become accredited to offer refresher
training courses, training programs shall
ensure that their courses of study
include, at a minimum, the following:
(i) An overview of current safety
practices relating to lead-based paint in
general, as well as specific information
pertaining to the appropriate discipline.
(ii) Current laws and regulations
relating to lead-based paint in general,
as well as specific information
pertaining to the appropriate discipline.
(iii) Current technologies relating to
lead-based paint in general, as well as
specific information pertaining to the
appropriate discipline.
(2) Refresher courses for inspector,
risk assessor, supervisor, and abatement
worker must last a minimum of 8
training hours. Refresher courses for
project designer, renovator, and dust
sampling technician must last a
minimum of 4 training hours. Refresher
courses for all disciplines except project
designer must include a hands-on
component.
(3) For each course offered, the
training program shall conduct a handson assessment (for all courses except
project designer), and at the completion
of the course, a course test.
(4) A training program may apply for
accreditation of a refresher course
concurrently with its application for
accreditation of the corresponding
training course as described in
paragraph (b) of this section. If so, EPA
shall use the approval procedure
described in paragraph (b) of this
section. In addition, the minimum
requirements contained in paragraphs
(c) (except for the requirements in
paragraph (c)(6)), and (e)(1), (e)(2) and
(e)(3) of this section shall also apply.
(5) A training program seeking
accreditation to offer refresher training
courses only shall submit a written
application to EPA containing the
following information:
PO 00000
Frm 00034
Fmt 4701
Sfmt 4702
(i) The refresher training program’s
name, address, and telephone number.
(ii) A list of courses for which it is
applying for accreditation.
(iii) The name and documentation of
the qualifications of the training
program manager.
(iv) The name(s) and documentation
of the qualifications of the principal
instructor(s).
(v) A statement signed by the training
program manager certifying that the
refresher training program meets the
minimum requirements established in
paragraph (c) of this section, except for
the requirements in paragraph (c)(6) of
this section. If a training program uses
EPA-developed model training
materials, or training materials
approved by a State or Indian Tribe that
has been authorized by EPA under
§ 745.324 to develop its refresher
training course materials, the training
manager shall include a statement
certifying that, as well.
(vi) If the refresher training course
materials are not based on EPAdeveloped model training materials, the
training program’s application for
accreditation shall include:
(A) A copy of the student and
instructor manuals to be used for each
course.
(B) A copy of the course agenda for
each course.
(vii) All refresher training programs
shall include in their application for
accreditation the following:
(A) A description of the facilities and
equipment to be used for lecture and
hands-on training.
(B) A copy of the course test blueprint
for each course.
(C) A description of the activities and
procedures that will be used for
conducting the assessment of hands-on
skills for each course (if applicable).
(D) A copy of the quality control plan
as described in paragraph (c)(9) of this
section.
(viii) The requirements in paragraphs
(c)(1) through (c)(5), and (c)(7) through
(c)(14) of this section apply to refresher
training providers.
(ix) If a refresher training program
meets the requirements listed in this
paragraph, then EPA shall approve the
application for accreditation no more
than 180 days after receiving a complete
application from the refresher training
program. In the case of approval, a
certificate of accreditation shall be sent
to the applicant. In the case of
disapproval, a letter describing the
reasons for disapproval shall be sent to
the applicant. Prior to disapproval, EPA
may, at its discretion, work with the
applicant to address inadequacies in the
application for accreditation. EPA may
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
also request additional materials
retained by the refresher training
program under paragraph (i) of this
section. If a refresher training program’s
application is disapproved, the program
may reapply for accreditation at any
time.
(f) Re-accreditation of training
programs. (1) Unless re-accredited, a
training program’s accreditation,
including refresher training
accreditation, shall expire 4 years after
the date of issuance. If a training
program meets the requirements of this
section, the training program shall be reaccredited.
(2) A training program seeking reaccreditation shall submit an
application to EPA no later than 180
days before its accreditation expires. If
a training program does not submit its
application for re-accreditation by that
date, EPA cannot guarantee that the
program will be re-accredited before the
end of the accreditation period.
(3) The training program’s application
for re-accreditation shall contain:
(i) The training program’s name,
address, and telephone number.
(ii) A list of courses for which it is
applying for re- accreditation.
(iii) The name and qualifications of
the training program manager.
(iv) The name(s) and qualifications of
the principal instructor(s).
(v) A description of any changes to
the training facility, equipment or
course materials since its last
application was approved that adversely
affects the students’ ability to learn.
(vi) A statement signed by the
program manager stating:
(A) That the training program
complies at all times with all
requirements in paragraphs (c) and (e) of
this section, as applicable; and
(B) The recordkeeping and reporting
requirements of paragraph (i) of this
section shall be followed.
(vii) A payment of appropriate fees in
accordance with § 745.238.
(4) Upon request, the training program
shall allow EPA to audit the training
program to verify the contents of the
application for re- accreditation as
described in paragraph (f)(3) of this
section.
(g) Suspension, revocation, and
modification of accredited training
programs. (1) EPA may, after notice and
an opportunity for hearing, suspend,
revoke, or modify training program
accreditation, including refresher
training accreditation, if a training
program, training manager, or other
person with supervisory authority over
the training program has:
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
(i) Misrepresented the contents of a
training course to EPA and/or the
student population.
(ii) Failed to submit required
information or notifications in a timely
manner.
(iii) Failed to maintain required
records.
(iv) Falsified accreditation records,
instructor qualifications, or other
accreditation-related information or
documentation.
(v) Failed to comply with the training
standards and requirements in this
section.
(vi) Failed to comply with Federal,
State, or local lead-based paint statutes
or regulations.
(vii) Made false or misleading
statements to EPA in its application for
accreditation or re-accreditation which
EPA relied upon in approving the
application.
(2) In addition to an administrative or
judicial finding of violation, execution
of a consent agreement in settlement of
an enforcement action constitutes, for
purposes of this section, evidence of a
failure to comply with relevant statutes
or regulations.
(h) Procedures for suspension,
revocation or modification of training
program accreditation. (1) Prior to
taking action to suspend, revoke, or
modify the accreditation of a training
program, EPA shall notify the affected
entity in writing of the following:
(i) The legal and factual basis for the
suspension, revocation, or modification.
(ii) The anticipated commencement
date and duration of the suspension,
revocation, or modification.
(iii) Actions, if any, which the
affected entity may take to avoid
suspension, revocation, or modification,
or to receive accreditation in the future.
(iv) The opportunity and method for
requesting a hearing prior to final EPA
action to suspend, revoke or modify
accreditation.
(v) Any additional information, as
appropriate, which EPA may provide.
(2) If a hearing is requested by the
accredited training program, EPA shall:
(i) Provide the affected entity an
opportunity to offer written statements
in response to EPA’s assertions of the
legal and factual basis for its proposed
action, and any other explanations,
comments, and arguments it deems
relevant to the proposed action.
(ii) Provide the affected entity such
other procedural opportunities as EPA
may deem appropriate to ensure a fair
and impartial hearing.
(iii) Appoint an official of EPA as
Presiding Officer to conduct the hearing.
No person shall serve as Presiding
Officer if he or she has had any prior
connection with the specific matter.
PO 00000
Frm 00035
Fmt 4701
Sfmt 4702
25071
(3) The Presiding Officer appointed
pursuant to paragraph (h)(2) of this
section shall:
(i) Conduct a fair, orderly, and
impartial hearing within 90 days of the
request for a hearing.
(ii) Consider all relevant evidence,
explanation, comment, and argument
submitted.
(iii) Notify the affected entity in
writing within 90 days of completion of
the hearing of his or her decision and
order. Such an order is a final agency
action which may be subject to judicial
review.
(4) If EPA determines that the public
health, interest, or welfare warrants
immediate action to suspend the
accreditation of any training program
prior to the opportunity for a hearing, it
shall:
(i) Notify the affected entity of its
intent to immediately suspend training
program accreditation for the reasons
listed in paragraph (g)(1) of this section.
If a suspension, revocation, or
modification notice has not previously
been issued pursuant to paragraph (g)(1)
of this section, it shall be issued at the
same time the emergency suspension
notice is issued.
(ii) Notify the affected entity in
writing of the grounds for the immediate
suspension and why it is necessary to
suspend the entity’s accreditation before
an opportunity for a suspension,
revocation or modification hearing.
(iii) Notify the affected entity of the
anticipated commencement date and
duration of the immediate suspension.
(iv) Notify the affected entity of its
right to request a hearing on the
immediate suspension within 15 days of
the suspension taking place and the
procedures for the conduct of such a
hearing.
(5) Any notice, decision, or order
issued by EPA under this section, any
transcripts or other verbatim record of
oral testimony, and any documents filed
by an accredited training program in a
hearing under this section shall be
available to the public, except as
otherwise provided by section 14 of
TSCA or by 40 CFR part 2. Any such
hearing at which oral testimony is
presented shall be open to the public,
except that the Presiding Officer may
exclude the public to the extent
necessary to allow presentation of
information which may be entitled to
confidential treatment under section 14
of TSCA or 40 CFR part 2.
(6) The public shall be notified of the
suspension, revocation, modification or
reinstatement of a training program’s
accreditation through appropriate
mechanisms.
E:\FR\FM\06MYP2.SGM
06MYP2
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
25072
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
(7) EPA shall maintain a list of parties
whose accreditation has been
suspended, revoked, modified or
reinstated.
(i) Training program recordkeeping
requirements. (1) Accredited training
programs shall maintain, and make
available to EPA, upon request, the
following records:
(i) All documents specified in
paragraph (c)(4) of this section that
demonstrate the qualifications listed in
paragraphs (c)(1) and (c)(2) of this
section of the training manager and
principal instructors.
(ii) Current curriculum/course
materials and documents reflecting any
changes made to these materials.
(iii) The course test blueprint.
(iv) Information regarding how the
hands-on assessment is conducted
including, but not limited to:
(A) Who conducts the assessment.
(B) How the skills are graded.
(C) What facilities are used.
(D) The pass/fail rate.
(v) The quality control plan as
described in paragraph (c)(9) of this
section.
(vi) Results of the students’ hands-on
skills assessments and course tests, and
a record of each student’s course
completion certificate.
(vii) Any other material not listed
above in paragraphs (i)(1)(i) through
(i)(1)(vi) of this section that was
submitted to EPA as part of the
program’s application for accreditation.
(viii) For renovator refresher and dust
sampling technician refresher courses, a
copy of each trainee’s prior course
completion certificate showing that each
trainee was eligible to take the refresher
course.
(ix) For course modules delivered in
an electronic format, a record of each
student’s log-ins, launches, progress,
and completion, and a copy of the
electronic learning completion
certificate for each student.
(2) The training program must retain
records pertaining to lead-based paint
activities courses at the address
specified on the training program
accreditation application (or as
modified in accordance with paragraph
(i)(3) of this section) for a minimum of
3 years and 6 months. Records
pertaining to renovator or dust sampling
technician courses must be retained at
the address specified on the training
program accreditation application (or as
modified in accordance with paragraph
(i)(3) of this section) for a minimum of
5 years.
(3) The training program shall notify
EPA in writing within 30 days of
changing the address specified on its
training program accreditation
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
application or transferring the records
from that address.
(j) Amendment of accreditation. (1) A
training program must amend its
accreditation within 90 days of the date
a change occurs to information included
in the program’s most recent
application. If the training program fails
to amend its accreditation within 90
days of the date the change occurs, the
program may not provide renovator,
dust sampling technician, or lead-based
paint activities training until its
accreditation is amended.
(2) To amend an accreditation, a
training program must submit a
completed ‘‘Accreditation Application
for Training Providers,’’ signed by an
authorized agent of the training
provider, noting on the form that it is
submitted as an amendment and
indicating the information that has
changed.
(3) If the amendment includes a new
training program manager, any new or
additional principal instructor(s), or any
new permanent training location(s), the
training provider is not permitted to
provide training under the new training
manager or offer courses taught by any
new principal instructor(s) or at the new
training location(s) until EPA either
approves the amendment or 30 days
have elapsed, whichever occurs earlier.
9. In § 745.238, add paragraph (c)(5) to
read as follows:
§ 745.238 Fees for accreditation and
certification of lead-based paint activities.
*
*
*
*
*
(c) * * *
(5) No fee will be charged for
accreditation amendments.
*
*
*
*
*
10. In § 745.326, revise paragraphs
(a)(2)(i), (a)(2)(ii), (d), (e)(1), and (e)(3),
and add paragraph (f) to read as follows:
§ 745.326 Renovation: State and Tribal
program requirements.
(a) * * *
(2) * * *
(i) Procedures and requirements for
the accreditation of renovation and dust
sampling technician training programs.
(Note: a State and Tribal program is not
required to include procedures and
requirements for the dust sampling
technician training discipline if the
State or Tribal program requires dust
sampling to be performed by a certified
lead-based paint inspector or risk
assessor.)
(ii) Procedures and requirements for
accredited initial and refresher training
for renovators and dust sampling
technicians and on-the-job training for
PO 00000
Frm 00036
Fmt 4701
Sfmt 4702
other individuals who perform
renovations.
*
*
*
*
*
(d) Certification of individuals and/or
renovation firms. To be considered at
least as protective as the Federal
program, the State or Tribal program
must:
(1) Establish procedures and
requirements that ensure that
individuals who perform or direct
renovations are properly trained. These
procedures and requirements must
include:
(i) A requirement that renovations be
performed and directed by at least one
individual who has been trained by an
accredited training program.
(ii) Procedures and requirements for
accredited refresher training for these
individuals.
(iii) Procedures and requirements for
certified renovators to provide on-thejob training for those individuals who
perform renovations but do not receive
accredited training.
(2) Establish procedures and
requirements for the formal certification
and re-certification of either individuals
or renovation firms.
(3) Establish procedures for the
suspension, revocation, or modification
of certifications.
(e) * * *
(1) Renovations must be conducted
only by certified individuals and/or
certified renovation firms.
*
*
*
*
*
(3) Certified individuals and/or
renovation firms must retain
appropriate records.
(f) Revisions to renovation program
requirements. If EPA revises the
renovation program requirements
contained in subparts E and L of this
part:
(1) A State or Tribe with a renovation
program approved before the effective
date of the revisions must demonstrate
that it meets the requirements of this
section no later than the first report that
it submits pursuant to § 745.324(h) no
later than one year after the effective
date of the revisions.
(2) A State or Tribe with an
application for approval of a renovation
program submitted but not approved
before the effective date of the revisions
must demonstrate that it meets the
requirements of this section either by
amending its application or in the first
report that it submits pursuant to
§ 745.324(h) no later than one year after
the effective date of the revisions.
(3) A State or Indian Tribe submitting
its application for approval of a
renovation program on or after the
effective date of the revisions must
E:\FR\FM\06MYP2.SGM
06MYP2
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed Rules
demonstrate in its application that it
meets the requirements of this section.
11. In § 745.327, revise paragraphs
(b)(1), (b)(2), (b)(3), and (c)(2) to read as
follows:
§ 745.327 State or Indian Tribal lead-based
paint compliance and enforcement
programs.
*
*
*
*
(b) * * *
(1) Lead-based paint activities or
renovation requirements. State or Tribal
lead-based paint compliance and
enforcement programs will be
considered adequate if the State or
Indian Tribe demonstrates, in its
application at § 745.324(b)(2), that it has
established a lead-based paint program
that contains all of the elements
specified in § 745.325 or § 745.326, or
both, as applicable.
(2) Authority to enter. State or Tribal
officials must be able to enter, through
consent, warrant, or other authority,
premises or facilities where lead-based
paint violations may occur for purposes
of conducting inspections.
(i) State or Tribal officials must be
able to enter premises or facilities where
those engaged in training for lead-based
paint activities or renovations conduct
business.
(ii) For the purposes of enforcing a
renovation program, State or Tribal
officials must be able to enter a firm’s
place of business or work site.
(iii) State or Tribal officials must have
authority to take samples and review
emcdonald on DSK2BSOYB1PROD with PROPOSALS2
*
VerDate Mar<15>2010
17:41 May 05, 2010
Jkt 220001
records as part of the lead-based paint
inspection process.
(3) Flexible remedies. A State or
Tribal lead-based paint compliance and
enforcement program must provide for a
diverse and flexible array of
enforcement statutory and regulatory
authorities and remedies. At a
minimum, these authorities and
remedies, which must also be reflected
in an enforcement response policy, must
include the following:
(i) The authority to issue warning
letters, Notices of Noncompliance,
Notices of Violation, or the equivalent;
(ii) The authority to assess
administrative or civil fines, including a
maximum penalty authority for any
violation in an amount no less than
$10,000 per violation per day;
(iii) The authority to assess the
maximum penalties or fines for each
instance of violation and, if the
violation is continuous, the authority to
assess penalties or fines up to the
maximum amount for each day of
violation, with all penalties assessed or
collected being appropriate for the
violation after consideration of the size
or viability of the business, enforcement
history, risks to human health or the
environment posed by the violation, and
other similar factors;
(iv) The authority to commence an
administrative proceeding or to sue in
courts of competent jurisdiction to
recover penalties;
(v) The authority to suspend, revoke,
or modify the accreditation of any
PO 00000
Frm 00037
Fmt 4701
Sfmt 9990
25073
training provider or the certification of
any individual or firm;
(vi) The authority to commence an
administrative proceeding or to sue in
courts of competent jurisdiction to
enjoin any threatened or continuing
violation of any program requirement,
without the necessity of a prior
suspension or revocation of a trainer’s
accreditation or a firm’s or individual’s
certification;
(vii) The authority to apply criminal
sanctions, including recovering fines;
and
(viii) The authority to enforce its
authorized program using a burden of
proof standard, including the degree of
knowledge or intent of the respondent
that is no greater than it is for EPA
under TSCA.
*
*
*
*
*
(c) * * *
(2) Compliance assistance. A State or
Tribal lead-based paint compliance and
enforcement program must provide
compliance assistance to the public and
the regulated community to facilitate
awareness and understanding of and
compliance with State or Tribal
requirements governing the conduct of
lead-based paint activities or
renovations. The type and nature of this
assistance can be defined by the State or
Indian Tribe to achieve this goal.
*
*
*
*
*
[FR Doc. 2010–10102 Filed 5–5–10; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\06MYP2.SGM
06MYP2
Agencies
[Federal Register Volume 75, Number 87 (Thursday, May 6, 2010)]
[Proposed Rules]
[Pages 25038-25073]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-10102]
[[Page 25037]]
-----------------------------------------------------------------------
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 745
Lead; Clearance and Clearance Testing Requirements for the Renovation,
Repair, and Painting Program; Proposed Rule
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Proposed
Rules
[[Page 25038]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 745
[EPA-HQ-OPPT-2005-0049; FRL-8823-5]
RIN 2070-AJ57
Lead; Clearance and Clearance Testing Requirements for the
Renovation, Repair, and Painting Program
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA is proposing several revisions to the 2008 Lead
Renovation, Repair, and Painting Program (RRP) rule that established
accreditation, training, certification, and recordkeeping requirements
as well as work practice standards for persons performing renovations
for compensation in most pre-1978 housing and child-occupied
facilities. EPA is particularly concerned about dust-lead hazards
generated by renovations because of the well-documented toxicity of
lead, especially to younger children. This proposal includes additional
requirements designed to ensure that lead-based paint hazards generated
by renovation work are adequately cleaned after renovation work is
finished and before the work areas are re-occupied. Specifically, EPA
is proposing to require dust wipe testing after many renovations
covered by the RRP rule. For a subset of jobs involving demolition or
removal of plaster through destructive means or the disturbance of
paint using machines designed to remove paint through high-speed
operation, such as power sanders or abrasive blasters, this proposal
would also require the renovation firm to demonstrate, through dust
wipe testing, that dust-lead levels remaining in the work area are
below regulatory levels.
DATES: Comments must be received on or before July 6, 2010.
ADDRESSES: Submit your comments, identified by docket identification
(ID) number EPA-HQ-OPPT-2005-0049, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments.
Mail: Document Control Office (7407M), Office of Pollution
Prevention and Toxics (OPPT), Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington, DC 20460-0001.
Hand Delivery: OPPT Document Control Office (DCO), EPA
East Bldg., Rm. 6428, 1201 Constitution Ave., NW., Washington, DC.
Attention: Docket ID Number EPA-HQ-OPPT-2005-0049. The DCO is open from
8 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The
telephone number for the DCO is (202) 564-8930. Such deliveries are
only accepted during the DCO's normal hours of operation, and special
arrangements should be made for deliveries of boxed information.
Instructions: Direct your comments to docket ID number EPA-HQ-OPPT-
2005-0049. EPA's policy is that all comments received will be included
in the docket without change and may be made available online at https://www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through regulations.gov or e-mail. The
regulations.gov Web site is an ``anonymous access'' system, which means
EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an e-mail comment
directly to EPA without going through regulations.gov, your e-mail
address will be automatically captured and included as part of the
comment that is placed in the docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses.
Docket: All documents in the docket are listed in the docket index
available at https://www.regulations.gov. Although listed in the index,
some information is not publicly available, e.g., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, will be publicly available only
in hard copy. Publicly available docket materials are available
electronically at https://www.regulations.gov, or, if only available in
hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA
Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution
Ave., NW., Washington, DC. The EPA/DC Public Reading Room hours of
operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number of the EPA/DC Public Reading Room
is (202) 566-1744, and the telephone number for the OPPT Docket is
(202) 566-0280. Docket visitors are required to show photographic
identification, pass through a metal detector, and sign the EPA visitor
log. All visitor bags are processed through an X-ray machine and
subject to search. Visitors will be provided an EPA/DC badge that must
be visible at all times in the building and returned upon departure.
FOR FURTHER INFORMATION CONTACT: For general information contact: Colby
Lintner, Regulatory Coordinator, Environmental Assistance Division
(7408M), Office of Pollution Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001; telephone number: (202) 554-1404; e-mail address: TSCA-Hotline@epa.gov.
For technical information contact: Cindy Wheeler, National Program
Chemicals Division, Office of Pollution Prevention and Toxics,
Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001; telephone number: (202) 566-0484; e-mail
address: wheeler.cindy@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by this action if you perform
renovations of target housing or child-occupied facilities for
compensation, dust sampling, or dust testing. You may also be affected
by this action if you perform lead-based paint inspections, lead hazard
screens, risk assessments or abatements in target housing or child-
occupied facilities or if you operate a training program for
individuals who perform any of these activities. ``Target housing'' is
defined in section 401 of TSCA as any housing constructed prior to
1978, except housing for the elderly or persons with disabilities
(unless any child under age 6 resides or is expected to reside in such
housing) or any 0-bedroom dwelling. Under this rule, a child-occupied
facility is a building, or a portion of a building, constructed prior
to 1978, visited regularly by the same child, under 6 years of age, on
at least 2 different days within any week (Sunday through Saturday
period), provided that each day's visit lasts at least 3 hours and the
combined weekly visits last at least 6 hours, and the combined annual
visits last at least 60 hours. Potentially-affected entities may
include, but are not limited to:
Building construction (NAICS code 236), e.g., single
family housing
[[Page 25039]]
construction, multi-family housing construction, residential
remodelers.
Specialty trade contractors (NAICS code 238), e.g.,
plumbing, heating, and air-conditioning contractors, painting and wall
covering contractors, electrical contractors, finish carpentry
contractors, drywall and insulation contractors, siding contractors,
tile and terrazzo contractors, glass and glazing contractors.
Real estate (NAICS code 531), e.g., lessors of residential
buildings and dwellings, residential property managers.
Child day care services (NAICS code 624410).
Elementary and secondary schools (NAICS code 611110),
e.g., elementary schools with kindergarten classrooms.
Other technical and trade schools (NAICS code 611519),
e.g., training providers.
Engineering services (NAICS code 541330) and building
inspection services (NAICS code 541350), e.g., dust sampling
technicians.
Lead abatement professionals (NAICS code 562910), e.g.,
firms and supervisors engaged in lead-based paint activities.
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. If you have any
questions regarding the applicability of this action to a particular
entity, consult the technical person listed under FOR FURTHER
INFORMATION CONTACT.
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM
that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and
then identify electronically within the disk or CD-ROM the specific
information that is claimed as CBI. In addition to one complete version
of the comment that includes information claimed as CBI, a copy of the
comment that does not contain the information claimed as CBI must be
submitted for inclusion in the public docket. Information so marked
will not be disclosed except in accordance with procedures set forth in
40 CFR part 2.
2. Tips for preparing your comments. When submitting comments,
remember to:
i. Identify the document by docket ID number and other identifying
information (subject heading, Federal Register date and page number).
ii. Follow directions. The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns and
suggest alternatives.
vii. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
viii. Make sure to submit your comments by the comment period
deadline identified.
II. Introduction
A. What action is the agency taking?
EPA is proposing several revisions to the 2008 Lead Renovation,
Repair, and Painting Program (RRP) rule (Ref. 1) that established
accreditation, training, certification, and recordkeeping requirements
as well as work practice standards for persons performing renovations
for compensation in most pre-1978 housing and child-occupied
facilities. EPA is particularly concerned about dust-lead hazards
generated by renovations because of the well-documented toxicity of
lead, especially to younger children. This proposal includes additional
requirements designed to ensure that lead-based paint hazards generated
by renovation work are adequately cleaned after renovation work is
finished and before the areas are re-occupied. Specifically, EPA is
proposing to require dust wipe testing after many renovations covered
by the RRP rule. For a subset of jobs involving demolition or removal
of plaster through destructive means or the disturbance of paint using
machines designed to remove paint through high-speed operation, such as
power sanders or abrasive blasters, this proposal would also require
the renovation firm to demonstrate, through dust wipe testing, that
dust-lead levels remaining in the work area are below regulatory
levels. EPA is not, however, reopening other aspects of the work
practices required by the 2008 RRP rule.
EPA is also proposing various minor amendments to the regulations
concerning applications for training provider accreditation, amending
accreditations, course completion certificates, record keeping, State
and Tribal program requirements, and grandfathering (i.e., taking a
refresher training in lieu of the initial training). In addition, the
proposed amendments intend to clarify that certain requirements apply
to the RRP rule as well as the Lead-Based Paint Activities (abatement)
regulations, that the prohibitions and restrictions on work practices
in the RRP rule apply to the disturbance of any painted surface, that
certified renovators need only provide on-the-job training to other
renovation workers in the work practices required by the rule, that a
certified inspector or risk assessor can act as a dust sampling
technician, which hands-on training topics are required for renovator
and dust sampling technician courses, and requirements for States and
Tribes that apply to become authorized to implement the RRP program.
Again, EPA is not reopening for consideration any aspects of the
existing regulations, except as provided in today's proposal.
B. What is the agency's authority for taking this action?
These work practice requirements for dust wipe testing and
clearance, training, certification and accreditation requirements, and
State, Territorial and Tribal authorization provisions are being
promulgated under the authority of sections 402(c)(3), 404, and 407 of
the Toxic Substances Control Act (TSCA), 15 U.S.C. 2682(c)(3), 2684,
and 2687.
C. Background
1. Health effects of lead exposure. This Unit describes some of the
more significant health effects of lead exposure and the routes of
exposure associated with lead in paint. Much more information is
available in the preamble to the 2008 Lead Renovation, Repair, and
Painting (RRP) Rule (Ref. 1) and the Air Quality Criteria for Lead
document (Ref. 2).
Lead has been known throughout the ages for its useful properties,
having been commonly used in the production of paint, batteries, pipes,
solder, pottery, and gasoline. Lead is also known for its ``broad array
of deleterious effects on multiple organ systems via widely diverse
mechanisms of action.'' (Ref. 2) This array of health effects includes
heme biosynthesis and related
[[Page 25040]]
functions; neurological development and function; reproduction and
physical development; kidney function; cardiovascular function; and
immune function. There is also some evidence of lead carcinogenicity,
primarily from animal studies, together with limited human evidence of
suggestive associations.
Of particular interest to EPA during the RRP rulemaking was the
delineation of lowest observed effect levels for those lead-induced
effects that are most clearly associated with blood lead levels of less
than 10 micrograms per deciliter ([mu]g/dL) in children and adults
(Ref. 2, at 8-60). As is evident from the Criteria Document, neurotoxic
effects in children and cardiovascular effects in adults are among
those best substantiated as occurring at blood-lead concentrations as
low as 5 to 10 [mu]g/dL (or possibly lower), so these categories of
effects would result in the greatest public health concern. Other newly
demonstrated immune and renal system effects among general population
groups are also emerging as low-level lead-exposure effects of
potential public health concern (Ref. 2, at 8-60).
Among the wide variety of health endpoints associated with lead
exposures, there is general consensus that the developing nervous
system in children is among the, if not the, most sensitive. While
blood lead levels in U.S. children have decreased notably since the
late 1970s, newer studies have investigated and reported associations
of effects on the neurodevelopment of children with these more recent
blood lead levels (Ref. 2, chapter 6). Functional manifestations of
lead neurotoxicity during childhood include sensory, motor, cognitive,
and behavioral impacts. Numerous epidemiological studies have reported
neurocognitive, neurobehavioral, sensory, and motor function effects in
children with blood lead levels below 10 [mu]g/dL (Ref. 2, sections 6.2
and 8.4. [FN 7. Further, neurological effects in general include
behavioral effects, such as delinquent behavior (Ref. 2, sections 6.2.6
and 8.4.2.2), sensory effects, such as those related to hearing and
vision (Ref. 2, sections 6.2.7 and 8.4.2.3), and deficits in neuromotor
function (Ref. 2, p. 8-36).] As discussed in the Criteria Document,
``extensive experimental laboratory animal evidence has been generated
that (a) substantiates well the plausibility of the epidemiologic
findings observed in human children and adults and (b) expands our
understanding of likely mechanisms underlying the neurotoxic effects''
(Ref. 2, p. 8-25; section 5.3).
Cognitive effects associated with lead exposures that have been
observed in epidemiological studies have included decrements in
intelligence test results, such as the widely used IQ score, and in
academic achievement as assessed by various standardized tests as well
as by class ranking and graduation rates (Ref. 2, section 6.2.16 and
pp. 8-29 to 8-30). As noted in the Criteria Document with regard to the
latter, ``Associations between lead exposure and academic achievement
observed in the above-noted studies were significant even after
adjusting for IQ, suggesting that lead-sensitive neuropsychological
processing and learning factors not reflected by global intelligence
indices might contribute to reduced performance on academic tasks''
(Ref. 2, pp. 8-29 to 8- 30).
With regard to potential implications of lead effects on IQ, the
Criteria Document recognizes the ``critical'' distinction between
population and individual risk, identifying issues regarding declines
in IQ for an individual and for the population. The Criteria Document
further states that a ``point estimate indicating a modest mean change
on a health index at the individual level can have substantial
implications at the population level'' (Ref. 2, p. 8-77). [FN 8. As an
example, the Criteria Document states, ``although an increase of a few
mm Hg in blood pressure might not be of concern for an individual's
well-being, the same increase in the population mean might be
associated with substantial increases in the percentages of individuals
with values that are sufficiently extreme that they exceed the criteria
used to diagnose hypertension'' (Ref. 2, p. 8-77).] A downward shift in
the mean IQ value is associated with both substantial decreases in
percentages achieving very high scores and substantial increases in the
percentage of individuals achieving very low scores (Ref. 2, p. 8-81).
[FN 9. For example, for a population mean IQ of 100 (and standard
deviation of 15), 2.3% of the population would score above 130, but a
shift of the population to a mean of 95 results in only 0.99% of the
population scoring above 130 (Ref. 2, pp. 8-81 to 8-82).] For an
individual functioning in the low IQ range due to the influence of
developmental risk factors other than lead, a lead-associated IQ
decline of several points might be sufficient to drop that individual
into the range associated with increased risk of educational,
vocational, and social failure (Ref. 2, p. 8-77).
Other cognitive effects observed in studies of children have
included effects on attention, executive functions, language, memory,
learning, and visuospatial processing (Ref. 2, sections 5.3.5, 6.2.5,
and 8.4.2.1), with attention and executive function effects associated
with lead exposures indexed by blood lead levels below 10 [mu]g/dL
(Ref. 2, section 6.2.5 and pp. 8-30 to 8-31). The evidence for the role
of lead in this suite of effects includes experimental animal findings
(Ref. 2, section 8.4.2.1; p. 8-31), which provide strong biological
plausibility of lead effects on learning ability, memory and attention
(Ref. 2, section 5.3.5), as well as associated mechanistic findings.
The persistence of such lead-induced effects is described in the
proposal and the Criteria Document (e.g., Ref. 2, sections 5.3.5,
6.2.11, and 8.5.2). The persistence or irreversibility of such effects
can be the result of damage occurring without adequate repair offsets
or of the persistence of lead in the body (Ref. 2, section 8.5.2). It
is additionally important to note that there may be long-term
consequences of such deficits over a lifetime. Poor academic skills and
achievement can have ``enduring and important effects on objective
parameters of success in real life,'' as well as increased risk of
antisocial and delinquent behavior (Ref. 2, section 6.2.16).
Multiple epidemiologic studies of lead and child development have
demonstrated inverse associations between blood lead concentrations and
children's IQ and other cognitive-related outcomes at successively
lower lead exposure levels over the past 30 years (Ref. 2, section
6.2.13). For example, the overall weight of the available evidence,
described in the Criteria Document, provides clear substantiation of
neurocognitive decrements being associated in children with mean blood
lead levels in the range of 5 to 10 [mu]g/dL, and some analyses
indicate lead effects on intellectual attainment of children for which
population mean blood lead levels in the analysis ranged from 2 to 8
[mu]g/dL (Ref. 2, sections 6.2, 8.4.2, and 8.4.2.6). Thus, while blood
lead levels in U.S. children have decreased notably since the late
1970s, newer studies have investigated and reported associations of
effects on the neurodevelopment of children with blood lead levels
similar to the more recent, lower blood lead levels (Ref. 2, chapter
6).
Paint that contains lead can pose a health threat through various
routes of exposure. House dust is the most common exposure pathway
through which children are exposed to lead-based paint hazards. Dust
created during normal lead-based paint wear (especially around windows
and doors)
[[Page 25041]]
can create an invisible film over surfaces in a house. Children,
particularly younger children, are at risk for high exposures of lead-
based paint dust via hand-to-mouth exposure, and may also ingest lead-
based paint chips from flaking paint on walls, windows, and doors. Lead
from exterior house paint can flake off or leach into the soil around
the outside of a home, contaminating children's play areas. Cleaning
and renovation activities may actually increase the threat of lead-
based paint exposure by dispersing lead dust particles in the air and
over accessible household surfaces. In turn, depending on the levels of
lead in the dust, both adults and children can receive hazardous
exposures by inhaling the dust or by ingesting lead-based paint dust
during hand-to-mouth activities.
EPA's Wisconsin Childhood Blood-Lead Study, described more fully in
Unit III.C.1.c. of the preamble to the 2006 Proposal, provides ample
evidence of a link between renovation activities and elevated blood
lead levels in resident children (Ref. 3). This peer-reviewed study
concluded that general residential renovation and remodeling is
associated with an increased risk of elevated blood lead levels in
children and that specific renovation and remodeling activities are
also associated with an increase in the risk of elevated blood lead
levels in children. In particular, removing paint (using open flame
torches, using heat guns, using chemical paint removers, and wet
scraping/sanding) and preparing surfaces by sanding or scraping
significantly increased the risk of elevated blood lead levels.
Three studies from New York support the findings of the Wisconsin
Childhood Blood-Lead Study. In 1995, the New York State Department of
Health assessed lead exposure among children resulting from home
renovation and remodeling in 1993-1994. A review of the health
department records of children with blood lead levels equal to or
greater than 20 [mu]g/dL identified 320, or 6.9%, with elevated blood
lead levels that were attributable to renovation and remodeling (Ref.
4). An update to that study with data from environmental investigations
conducted during 2006-2007 in New York State (excluding New York City)
identified renovation, repair, and painting activities as the probable
source of lead exposure in 14% of 972 children with blood lead levels
equal to or exceeding 20 [mu]g/dL (Ref. 5). The authors concluded that
children living in housing undergoing renovation, repair, and painting
that was built before 1978, and particularly before 1950, when
concentrations of lead in paint were higher, are at high risk for
elevated blood lead levels. The final study was a case-control study
that assessed the association between elevated blood lead levels in
children younger than 5 years and renovation or repair activities in
homes in New York City (Ref. 6). EPA notes that the authors show that
when dust and debris was reported (by respondents via telephone
interviews) to be ``everywhere'' following a renovation, the blood lead
levels were significantly higher than children at homes that did not
report remodeling work. On the other hand, when the respondent reported
either ``no visible dust and debris'' or that ``dust and debris was
limited to the work area,'' there was no statistically significant
effect on blood lead levels relative to homes that did not report
remodeling work. Although the study found only a weak and
nonsignificant link between a report of any renovation activity and the
likelihood that a resident child had an elevated blood-lead level, the
link to the likelihood of an elevated blood-lead level was
statistically significant for surface preparation by sanding and for
renovation work that spreads dust and debris beyond the work area. The
researchers noted the consistency of their results with EPA's Wisconsin
Childhood Blood-Lead Study (Ref. 6, at 509).
Children in minority populations and children whose families are
poor have an increased risk of exposure to harmful lead levels (Ref. 7,
at e376). Analysis of the National Health and Nutrition Examination
Surveys (NHANES) data from 1988 through 2004 shows that the prevalence
of blood lead levels equal to or exceeding 10 [mu]g/dL in children aged
1 to 5 years has decreased from 8.6% in 1988-1991 to 1.4% in 1999-2004,
which is an 84% decline (Ref. 7, at e377). However, the NHANES data
from 1999-2004 indicates that non-Hispanic black children aged 1 to 5
years had higher percentages of blood lead levels equal to or exceeding
10 [mu]g/dL (3.4%) than white children in the same age group (1.2%)
(Ref. 7). In addition, among children aged 1 to 5 years over the same
period, the geometric mean blood lead level was significantly higher
for non-Hispanic blacks (2.8 [mu]g/dL), compared with Mexican Americans
(1.9 [mu]g/dL) and non-Hispanic whites (1.7 [mu]g/dL) (Ref. 7, at
e377). For children aged 1 to 5 years from families with low income,
the geometric mean blood lead level was 2.4 [mu]g/dL (Ref. 7, at e377).
Further, the incidences of blood-lead levels greater than 10 [mu]g/dL
and greater than or equal to 5 [mu]g/dL were higher for non-Hspanic
blacks (14% and 3.4% respectively) than for Mexican Americans (4.7% and
1.2%, respectively) and non-Hispanic whites (4.4% and 1.2%,
respectively). (Ref. 7, at e377). The analysis ``indicates that
residence in older housing, poverty, age, and being non-Hispanic black
are still major risk factors for higher lead levels'' (Ref. 7, at
e376).
2. Prior EPA rulemakings under TSCA Sections 402(a) and 403. TSCA
section 402(a) directs EPA to promulgate regulations covering lead-
based paint activities, such as abatement, to ensure persons performing
these activities are properly trained, that training programs are
accredited, and that contractors performing these activities are
certified. These regulations must contain standards for performing
lead-based paint activities, taking into account reliability,
effectiveness, and safety. On August 29, 1996, EPA promulgated final
regulations under TSCA section 402(a) that govern lead-based paint
inspections, lead hazard screens, risk assessments, and abatements in
target housing and child-occupied facilities (also referred to as the
Lead-based Paint Activities Regulations) (Ref. 8). These regulations,
codified at 40 CFR part 745, subpart L, contain an accreditation
program for training providers and training and certification
requirements for lead-based paint inspectors, risk assessors, project
designers, abatement supervisors, and abatement workers. Work practice
standards for lead-based paint activities are included. Pursuant to
TSCA section 404, provision was made for interested States,
Territories, and Indian Tribes to apply for and receive authorization
to administer their own lead-based paint activities programs. The
regulations applicable to State, Territorial, and Tribal programs are
codified at 40 CFR part 745, subpart Q.
The work practice standards for abatements in the Lead-based Paint
Activities Regulations are essentially performance standards. They give
a trained and certified abatement contractor some discretion in
determining how best to ensure that an abatement is performed safely,
so long as the contractor can demonstrate that the abatement has been
properly completed and that no lead-based paint hazards remain. Certain
high dust generating practices are prohibited and contractors are
required to prepare occupant protection plans specifically describing
the procedures to be followed on each job to protect occupants from
exposures to lead-based paint hazards. In most cases, residents
relocate until the abatement has been
[[Page 25042]]
completed. Although these additional procedures are not specified in
the regulations, abatement supervisor and worker courses provide
comprehensive training in the specialized techniques these individuals
can use to contain work areas, remove, enclose, or encapsulate lead-
based paint and lead-based paint hazards, and clean up after the job is
finished. The regulations are much more detailed in describing the
procedures that must be followed to ensure that the abatement has been
properly completed and that the work area is ready for re-occupancy.
These procedures, typically referred to as ``clearance,'' must be
performed by a certified inspector or risk assessor. First, a visual
inspection must be performed to determine whether deteriorated painted
surfaces or visible amounts of dust, debris, or residue are still
present. If so, these conditions must be eliminated before the
clearance procedures may continue. An exterior abatement project is
considered complete after a successful visual inspection. Following a
successful visual inspection after an interior abatement project, the
inspector or risk assessor must collect dust wipe samples from floors,
windowsills, and window troughs in the work area and have them analyzed
by a laboratory accredited under the National Lead Laboratory
Accreditation Program (NLLAP) for dust lead analysis. After the
sampling results are received, the inspector or risk assessor must
compare them with the established clearance standards for lead in dust.
If all of the samples are below the clearance standards, the abatement
is complete and the area may be re-occupied. If any samples are above
the standards, the components represented by those samples must be re-
cleaned and the clearance process must be repeated until all samples
are below the clearance standards. For example, if any interior window
sills fail clearance, all of the unsampled window sills, as well as the
failed window sills, must be recleaned and retested. If the abatement
was conducted in multiple dwelling units, and units were selected for
random testing, the window sills in the unsampled units would also have
to be recleaned and retested.
TSCA section 403 directs EPA to promulgate regulations that
identify, for the purposes of Title X and Title IV of TSCA, dangerous
levels of lead in paint, dust, and soil. These regulations were
promulgated on January 5, 2001 and codified at 40 CFR part 745, subpart
D (Ref. 9). These hazard standards define lead-based paint hazards in
target housing and child-occupied facilities as paint-lead, dust-lead,
and soil-lead hazards. A paint-lead hazard is defined as any damaged or
deteriorated lead-based paint, any chewable lead-based painted surface
with evidence of teeth marks, or any lead-based paint on a friction
surface if lead dust levels underneath the friction surface exceed the
dust-lead hazard standards. A dust-lead hazard is surface dust that
contains a mass-per-area concentration of lead equal to or exceeding 40
micrograms per square foot ([mu]g/ft\2\) on floors or 250 [mu]g/ft\2\
on interior windowsills based on wipe samples. A soil-lead hazard is
bare soil that contains total lead equal to or exceeding 400 parts per
million (ppm), equivalent to 400 micrograms per gram ([mu]g/g), in a
play area or average of 1,200 ppm of bare soil in the rest of the yard
based on soil samples.
The TSCA section 403 rulemaking also amended the Lead-based Paint
Activities Regulations to incorporate new dust-lead clearance standards
for abatements. These standards are 40 [mu]g/ft\2\ on floors, 250
[mu]g/ft\2\ on interior windowsills, and 400 [mu]g/ft\2\ on window
troughs, based on wipe samples.
On August 10, 2009, EPA received a petition requesting that EPA
lower the regulatory dust-lead hazard standard and modify the
regulatory definition of lead-based paint. After careful consideration,
EPA decided to grant the request and accordingly intends to begin the
appropriate proceedings. Although EPA granted the request, the Agency
did not commit to either a specific rulemaking outcome or a certain
date for promulgation of a final rule. EPA's primary reason for
granting the request was based on recent epidemiological studies that
indicate the current hazard standards are insufficiently protective.
The request was granted under section 553(e) of the Administrative
Procedures Act (APA). Additionally, because the Secretary of the
Department of Housing and Urban Development (HUD) was given the
statutory authority to establish a lower level of lead in paint for
purposes of the definition of lead-based paint in target housing, EPA
plans to work with HUD on this aspect of the request.
3. The 2008 Renovation, Repair, and Painting Rule. TSCA section
402(c) addresses renovation and remodeling. Specifically, TSCA section
402(c)(2) directs EPA to study the extent to which persons engaged in
various types of renovation and remodeling activities are exposed to
lead during such activities or create a lead-based paint hazard
regularly or occasionally. EPA conducted this study in four phases.
Phase I, the Environmental Field Sampling Study (EFSS) (Ref. 10),
evaluated the amount of leaded dust released by the following
activities:
Paint removal by abrasive sanding.
Removal of large structures, including demolition of
interior plaster walls.
Window replacement.
Carpet removal.
HVAC repair or replacement, including duct work.
Repairs resulting in isolated small surface disruptions,
including drilling and sawing into wood and plaster.
Phase II, the Worker Characterization and Blood Lead Study (Ref. 11),
involved collecting data on blood lead and renovation and remodeling
activities from workers. Phase III, the Wisconsin Childhood Blood Lead
Study (Ref. 3), was a retrospective study focused on assessing the
relationship between renovation and remodeling activities and
children's blood-lead levels. Phase IV, the Worker Characterization and
Blood-Lead Study of R&R Workers Who Specialize in Renovations of Old or
Historic Homes (Ref. 12), was similar to Phase II, but focused on
individuals who worked primarily in old historic buildings. More
information on the results of these peer-reviewed studies can be found
in Unit III.C.1. of the preamble to the 2006 Lead; Renovation, Repair,
and Painting Program Proposed Rule (``2006 Proposal'') (Ref. 13).
TSCA section 402(c)(3) further directs EPA to revise the Lead-based
Paint Activities Regulations to apply to renovation or remodeling
activities that create lead-based paint hazards. Accordingly, EPA
issued the 2006 Proposal, proposing to conclude that any renovation
activity that disturbs lead-based paint can create significant amounts
of leaded dust, that most activities created lead-based paint hazards,
and that some activities can be reasonably anticipated to create lead-
based paint hazards (Ref. 13). This proposed finding was largely based
on the results of the studies conducted under TSCA section 402(c)(2).
After the 2006 Proposal was issued, EPA conducted a field study
(Characterization of Dust Lead Levels after Renovation, Repair, and
Painting Activities) (the ``Dust Study'') to better characterize dust
lead levels resulting from various renovation, repair, and painting
activities (Ref. 14). This study, completed in January, 2007, was
designed to compare environmental lead levels at appropriate stages
after various types of renovation, repair, and painting preparation
activities were performed on the interiors and exteriors of target
housing units and child-
[[Page 25043]]
occupied facilities. The renovation activities were conducted by local
professional renovation firms, using personnel who received lead safe
work practices training. The activities conducted represented a range
of activities that would have been permitted under the 2006 Proposal,
including work practices that are restricted or prohibited under the
final RRP rule. Of particular interest was the impact of using specific
work practices that renovation firms would be required to use under the
proposed rule, such as the use of plastic to contain the work area and
a multi-step cleaning protocol, as opposed to more typical work
practices.
The final RRP rule was published in the Federal Register issue of
April 22, 2008 (Ref. 1). The final RRP rule, codified in 40 CFR part
745, subparts E, L, and Q, addresses lead-based paint hazards created
by renovation, repair, and painting activities that disturb painted
surfaces in target housing and child-occupied facilities. ``Target
housing'' is defined in TSCA section 401 as any housing constructed
before 1978, except housing for the elderly or persons with
disabilities (unless any child under age 6 resides or is expected to
reside in such housing) or any 0-bedroom dwelling. Under the final RRP
rule, a child-occupied facility is a building, or a portion of a
building, constructed prior to 1978, visited regularly by the same
child, under 6 years of age, on at least two different days within any
week (Sunday through Saturday period), provided that each day's visit
lasts at least 3 hours and the combined weekly visits last at least 6
hours, and the combined annual visits last at least 60 hours. Child-
occupied facilities may be located in public or commercial buildings or
in target housing.
In the final RRP rule, EPA issued its determination that
renovation, repair, and painting activities that disturb lead-based
paint create lead-based paint hazards. This finding was based on
evidence from the TSCA section 402(c)(2) study and the Dust Study that
all such activities in the presence of lead-based paint create lead-
based paint hazards. Having made this finding, TSCA section 402(c)(3)
then directs EPA to revise the Lead-based Paint Activities regulations
to apply to such renovations. In the final RRP rule, EPA did not
interpret its statutory mandate to require application of the existing
TSCA section 402(a) regulations to renovations without change. EPA
stated its belief that Congress, by using the word ``revise,'' and
creating a separate subsection of the statute for renovation, intended
that EPA make revisions to those existing regulations to adapt them to
a different set of actions and a very different regulated community. As
discussed in the preamble to the final RRP rule, there are significant
differences between renovations and abatements (Ref. 1). For example,
performing abatement is a highly specialized skill that workers and
supervisors must learn in accredited training courses. However,
painters, plumbers and carpenters already know how to perform
renovation work, so accredited renovator training courses are designed
to teach renovators how to incorporate principles of lead safety into
their typical work. Accordingly, the rule did not merely expand the
scope of the current abatement requirements to cover renovation and
remodeling activities. Instead, EPA considered the elements of the
existing abatement regulations and revised them as necessary to craft a
rule that is practical for renovation, remodeling and painting
businesses and their customers, taking into account reliability,
effectiveness, and safety as directed by TSCA section 402(a).
The final RRP rule establishes requirements for training
renovators, other renovation workers, and dust sampling technicians;
for certifying renovators, dust sampling technicians, and renovation
firms; for accrediting providers of renovation and dust sampling
technician training; for renovation work practices; and for
recordkeeping. Interested States, Territories, and Indian Tribes may
apply for and receive authorization to administer and enforce all of
the elements of these new renovation requirements.
The final RRP rule created two new training disciplines in the
field of lead-based paint: renovator and dust sampling technician.
Persons who successfully complete renovator training from an accredited
renovation training provider are certified renovators. Certified
renovators are responsible for ensuring that renovations to which they
are assigned are performed in compliance with the work practice
requirements set out in 40 CFR 745.85. Persons who successfully
complete dust sampling technician training from an accredited training
provider are certified dust sampling technicians. Certified dust
sampling technicians may be called upon to collect dust wipe samples
after renovation activities have been completed. While the training
disciplines, the work practice standards, and the recordkeeping
requirements of the final RRP rule differ from those established in the
lead-based paint activities regulations, EPA determined that the
accreditation requirements imposed on persons providing lead-based
paint activities training would also be effective for persons providing
renovation training. Therefore, the final RRP rule amended 40 CFR
745.225 to cover persons who provide or wish to provide renovation
training for the purposes of the final RRP rule.
As amended, 40 CFR 745.225 requires training providers who wish to
provide lead-based paint activities or renovation training for the
purposes of the EPA's lead-based paint programs to be accredited by
EPA. The requirements for each course of study are described in detail
at 40 CFR 745.225 as are the operational requirements for training
programs and the process for obtaining accreditation.
Under the final RRP rule, covered renovations in target housing and
child-occupied facilities must be performed by certified renovation
firms. A certified firm must ensure that persons who perform
renovations on behalf of the firm are properly trained and that the
work practice requirements are followed. Renovations must be performed
or directed by certified renovators, who are also responsible for
compliance with the RRP rule's requirements. The final RRP rule
contains a number of work practice requirements that must be followed
for every covered renovation. These requirements pertain to warning
signs and work area containment, the restriction or prohibition of
certain practices (e.g., high heat gun, torch, power sanding, power
planing), waste handling, cleaning, and post-renovation cleaning
verification. In contrast, the RRP rule did not apply the same
performance standard of an abatement-style clearance requirement to
demonstrate that lead-based paint hazards created by the renovation
have been eliminated. Instead, the RRP rule sets forth the steps that
must be taken to isolate and contain the work area before work begins
and the cleaning protocol that must be followed after the renovation
has been completed.
A final step in the process for interior renovations is cleaning
verification. After the RRP rule's specific cleaning protocol has been
followed, a visual inspection for visible dust and debris is performed.
If no dust or debris is found, a certified renovator must wipe the
interior windowsills and uncarpeted floors with wet disposable cleaning
cloths and compare each to a cleaning verification card developed and
distributed by EPA. If the cloth matches or is lighter than the image
on the card, the surface represented by the cloth has passed the post-
renovation cleaning
[[Page 25044]]
verification. If the cloth is darker than the image on the card, the
surface represented by the cloth must be re-cleaned and then wiped with
a new wet cloth, which is then compared to the cleaning verification
card. If the cloth is still darker than the image on the card, the
surface must be allowed to dry for at least an hour. At that time, the
surface is wiped with a dry electrostatic cleaning cloth, which
completes the cleaning verification process for that surface. When all
surfaces in the work area have completed cleaning verification, the
renovation has been completed and the work area may be re-occupied.
Shortly after the final RRP rule was promulgated, several petitions
were filed challenging the rule. These petitions were consolidated in
the Circuit Court of Appeals for the District of Columbia Circuit. On
August 26, 2009, EPA signed an agreement with the environmental and
children's health advocacy groups in settlement of their petitions. In
this agreement EPA committed to propose several changes to the RRP
rule, including the changes discussed in this notice.
Throughout this notice, EPA will use several different terms to
describe the proposed requirements. EPA will use the term ``dust wipe
testing'' to mean collecting wipe samples of dust on floors and
windowsills and in window troughs, analyzing the samples for lead
content, and reporting the results of the analysis to the owners and
occupants of the building being renovated. Although the term ``dust
wipe sampling'' was used in the settlement agreement to describe these
activities, EPA is using ``dust wipe testing'' in this notice to signal
that sample analysis may be performed off-site in a traditional
laboratory setting or on-site by a portable laboratory, so long as the
entity performing the analysis is accredited or recognized by the
National Lead Laboratory Accreditation Program (NLLAP). In this notice,
EPA will use the term ``dust wipe sampling'' to refer to the specific
activity of collecting the wipe samples, not to the analysis or
reporting of results. EPA will use the term ``clearance'' to mean
demonstrating, through dust wipe testing, that the floors, windowsills,
and window troughs in the renovation work area are below the regulatory
clearance standards that have been established for the abatement
program and codified at 40 CFR 745.227(e)(8). This includes re-cleaning
where necessary to achieve the clearance standards.
III. Provisions of This Proposal
A. Dust Wipe Testing and Clearance
1. Background. One of the most significant issues arising out of
the RRP rulemaking was the issue of how to determine whether a
renovation had been properly completed. The Lead-based Paint Activities
Rule requires clearance to be achieved in an abatement work area before
the abatement is considered complete. As previously discussed, the
abatement clearance process involves a visual inspection, dust wipe
sampling of floors, windowsills, and window troughs in the work area,
analysis by an NLLAP-accredited laboratory, and comparison of the
results to the clearance standards. If the sample results are below the
clearance standards, clearance has been achieved and the work area may
be re-occupied. If the sample results are at or above the standards,
the work area must be re-cleaned and the clearance process must begin
again. For this reason, abatement projects often include coating floors
with a sealant. According to the U.S. Department of Housing and Urban
Development's ``Guidelines For the Evaluation and Control of Lead-Based
Paint Hazards in Housing'' (HUD Guidelines), the purpose of sealing
floors is not to trap leaded dust underneath the sealant, but to
provide a surface that can be cleaned effectively by the resident (Ref.
15). Although achieving clearance is not the main reason for sealing
floors, the process typically results in a surface than can achieve
clearance and be kept clean by the resident. This is a sensible
approach for abatements, because the goal of abatement is to
permanently eliminate lead-based paint and lead-based paint hazards.
The clearance process ensures that no lead-based paint or lead-based
paint hazards remain in the work area.
However, EPA recognized that there are many differences between
renovations and abatements. As discussed in the preamble to the final
RRP rule, renovations are different from abatements in intent,
implementation, type of workforce, funding, and goal (Ref. 1). One of
the biggest challenges that faced EPA in revising the TSCA section
402(a) Lead-based Paint Activities Regulations was how to effectively
bridge the differences between abatement and renovation and remodeling
while acknowledging that many of the activities employed in both (e.g.,
window replacement) are the same and generate the same amount of dust.
Abatements are generally performed in three circumstances. First,
abatements may be performed in the residences of children who have been
found to have elevated blood lead levels. Second, abatements are
performed in certain housing receiving financial assistance from HUD
when required by HUD's Lead-Safe Housing Rule, codified at 24 CFR part
35 (see Sec. Sec. 35.630 and 35.930(d)). Third, state and local laws
and regulations may require abatements in certain situations associated
with rental housing, or when abatement orders have been issued when
resident young children, typically under age 6, have blood lead levels
at or above specified values. Typically, when an abatement is
performed, the housing is either unoccupied or the occupants are
temporarily relocated to lead-safe housing until the abatement has been
demonstrated to have been properly completed through dust clearance
testing. Carpet in the housing is usually removed as part of the
abatement because it is harder to clean. Uncarpeted floors that have
not been replaced during the abatement may need to be refinished or
sealed in order to achieve clearance. Abatements have only one
purpose--to permanently eliminate lead-based paint or lead-based paint
hazards.
On the other hand, renovations are performed for myriad reasons
that may have nothing to do with lead-based paint. Renovations involve
activities designed to update, maintain, or modify all or part of a
building. Renovations may be performed while the property is occupied
or unoccupied. If the renovation is performed while the property is
occupied, the occupants do not typically relocate pending the
completion of the project.
EPA also recognized that dust wipe testing and clearance as
required after abatements can be expensive. The costs can be attributed
to two major factors: the cost of trained personnel to collect the
samples and the cost of the laboratory analysis. EPA preliminarily
estimated the cost of three dust wipe samples to be $160 to collect and
analyze (Ref. 13). If EPA had required dust wipe testing and clearance
after every renovation project, it would have made up a significant
portion of the cost of smaller projects. In addition, laboratory
results may not be available for several days. If EPA had required
traditional abatement-style clearance after renovations, the work area
would not be able to be re-occupied while waiting for the laboratory
results.
In addition, EPA was also concerned that requiring clearance after
every renovation job could, in some instances, result in the renovation
firm being held responsible for abating all dust-lead hazards,
including such hazards that
[[Page 25045]]
may have existed in the area before the renovation commenced. During
the stakeholder input opportunities provided by EPA before issuing the
2006 Proposal, contractors suggested that, if post-renovation dust wipe
testing were required, the contractors would have to protect themselves
by collecting pre-renovation dust wipe samples, to ensure that they
would not be held liable for pre-existing hazards.
To address these various concerns, EPA began looking for an
alternative to dust wipe testing and clearance that would be quick,
inexpensive, reliable, and easy to perform. EPA conducted a series of
studies using commercially available disposable cleaning cloths to
determine whether variations of a ``white glove'' test could serve as
an effective alternative to clearance. Based on the favorable final
report of these studies, entitled ``Electrostatic Cloth and Wet Cloth
Field Study in Residential Housing'' (Disposable Cleaning Cloth Study)
(Ref. 16), EPA's 2006 Proposal included a cleaning verification
protocol using wet and dry disposable cleaning cloths.
Unlike the earlier Disposable Cleaning Cloth Study, the Dust Study
was not designed specifically to evaluate the cleaning verification in
isolation from the rest of the work practices. However, the Dust Study
did serve as a valuable field test of the cleaning verification
protocol. The Dust Study involved actual renovations performed by local
renovation contractors who received instruction in how to perform
cleaning verification using wet and dry disposable cleaning cloths and
then were left alone to determine whether the cleaning cloths matched
or were lighter than the cleaning verification card developed by the
EPA. In order to maximize the information collected about cleaning
verification in the Dust Study, cleaning verification was conducted
after each experiment, not just those experiments that were being
conducted in accordance with the proposed rule requirements for
containment and cleaning.
EPA received numerous comments on this aspect of the RRP
rulemaking. While some commenters supported the proposed work
practices, including cleaning verification, many others thought that
renovation work areas ought to be tested and cleared for re-occupancy
in the same way that abatement work areas are cleared through the
clearance process, including dust wipe testing. Many commenters
believed that renovation firms should be required to demonstrate that
no dust-lead hazards had been left behind in the work area. These
commenters contended that the only reliable, safe, and effective way to
do this was through dust wipe testing and clearance.
These commenters contended that the unreliability of cleaning
verification made it an unsuitable substitute for dust wipe testing and
clearance. They pointed to the sentence in the conclusion section of
EPA's Dust Study that states that the cleaning verification protocol
was not always accurate in identifying the presence of levels above EPA
standards for floors and sills. Some commenters also noted the Dust
Study report's discussion of factors that affected the effectiveness of
cleaning verification, such as floor condition, contractor performance,
job type, and dust particle characteristics. One commenter observed
that while all interior experiments resulted in final passed cleaning
cloths for all floor zones and for all windowsills, nearly half of the
experiments in the study ended with average work room floor lead levels
above EPA's dust-lead hazard standard for floors of 40 [micro]g/ft\2\.
The Clean Air Scientific Advisory Committee, who was asked to review
the underlying analysis for the estimation of the effect of the RRP
rule on children's blood lead levels, stated that in the Dust Study
cleaning verification did not provide sufficiently reliable results,
leading to an inaccurate assessment of cleaning efficiency.
EPA agreed with the commenters who argued that cleaning
verification was not a suitable substitute for dust wipe testing and
clearance. EPA noted in the preamble to the final RRP rule that even
though the Disposable Cleaning Cloth Study showed that the cleaning
verification cloths that reached ``white glove'' were approximately 91%
to 97% likely to be below the regulatory hazard standard, EPA believes
the greater variability seen in the Dust Study, particularly in the
experiments where the complete suite of proposed work practices were
not used, does not support the characterization of cleaning
verification as a direct substitute for clearance testing. Cleaning
verification, in itself, is not a substitute for quantitative dust wipe
testing. However, EPA continues to believe that the Dust Study supports
the validity of cleaning verification as an effective component of the
RRP rule's work practices. The cleaning and feedback aspects of
cleaning verification are important to its contribution to the
effectiveness of the work practices (Ref. 1).
In the Dust Study, for renovations not involving practices
restricted or prohibited by the final RRP rule, cleaning verification
in combination with the other required work practices were effective at
reducing dust lead levels on surfaces to or below the dust-lead hazard
standards, regardless of the condition of the floor. Of the 10
experiments performed in compliance with the RRP rule's work practices,
final average lead-based paint dust levels were at or below the
regulatory hazard standard (taking into account the accepted level of
uncertainty, i.e., within plus or minus 20%, which is the performance
criteria for the National Lead Laboratory Accreditation Program). For
the experiments not performed according to the RRP rule's work
practices, the use of cleaning verification after cleaning reduced,
often significantly, the amount of lead dust remaining. EPA determined
that there is sufficient consistency in the Dust Study data to support
the use of cleaning verification as an effective component of the RRP
rule's work practices.
Commenters also expressed concern about the subjectivity of the
cleaning verification process. They noted that the effectiveness of
cleaning verification relies upon the certified renovator's
understanding and application of the protocol, ability to define the
floor sampling area or areas, and use of the cleaning verification card
to determine whether a surface has been adequately cleaned. Some
commenters speculated that the certified renovator's accuracy in
comparing the cleaning cloth to the verification card could depend on
factors such as his or her visual acuity, the lighting in the room, or
simply differences in judgment among certified renovators. The issue of
a person (i.e., the certified renovator on the project) verifying
cleaning of a project that he or she has worked on also raised concerns
about actual or potential conflict of interest, which might, even
unconsciously, affect the person's judgment. One thought that the lack
of corrections for surface conditions, the experience of the person
conducting the visual assessment, or pre-existing conditions might bias
the results of testing.
EPA agreed that the visual comparison of a cleaning cloth to a
cleaning verification card has an element of subjectivity because the
visual comparison of cloth to card requires some exercise of judgment
on the part of the person doing the comparing. However, EPA did not
agree that this necessarily makes the comparison suspect. The Dust
Study represented a real-world test of the ability of renovators to
learn how to do cleaning verification and to apply it in the field.
Although one Dust Study participant expressed concern about
subjectivity, cleaning verification was
[[Page 25046]]
successfully performed by the renovation contractors in all of the
experiments performed in compliance with the work practices in the
final RRP rule. In addition, cleaning verification was predictive of
whether renovators had cleaned-up the lead-based paint hazards created
during the renovation activity to the dust-lead standard, particularly
when the proposed work practices were used. The cleaning verifications
performed during the Dust Study were conducted by various persons in
various lighting conditions and on various surface conditions.
Other commenters did not support dust wipe testing and clearance.
One reason cited by these commenters was the cost of dust wipe testing,
especially if required to be performed by independent certified
inspectors or risk assessors. Some also contended that dust clearance
testing is time consuming and an obstacle to completing the renovation
job. One commenter noted that a major component of the cost of
performing clearance is due to the fact that the portion of the
premises affected by the renovation would have to remain unoccupied.
Another commenter noted that it is not uncommon for the abatement
clearance process to be conducted up to three times on a home to make
sure that lead levels are sufficiently low. Again, commenters expressed
the concern that a requirement for dust wipe testing and clearance
would have the effect of holding renovation firms responsible for pre-
existing dust-lead hazards.
Based on the weight of the evidence in the rulemaking record,
primarily from the Disposable Cleaning Cloth Study and the Dust Study,
EPA determined that, once certain high dust generating practices were
prohibited or restricted, the full suite of work practice requirements,
including containment, cleaning, and cleaning verification, was
effective at minimizing exposure to lead-based paint hazards created by
renovation, repair, and painting activities. At the same time, EPA
recognizes that cleaning verification is an imperfect check on whether
the dust-lead hazard standard has been achieved. Among other things, as
commenters pointed out, there is an element of subjectivity to cleaning
verification, which is not present in dust wipe testing.
In the final RRP rule, EPA gave significant weight to the cost,
timing, and liability concerns expressed by commenters. In balancing
the various considerations, EPA concluded that cleaning verification,
as part of the full suite of work practices, was an appropriate check
on the effectiveness of the work practices. EPA has continued to
balance these considerations in today's proposal, but has preliminarily
concluded that, for certain jobs, the additional benefits of dust wipe
testing, and in some cases clearance, warrant imposing these additional
requirements.
2. Proposed requirements for dust wipe testing after certain
renovations. This proposal contains dust wipe testing requirements for
many renovations. In most of these