Lead; Amendment to the Opt-Out and Recordkeeping Provisions in the Renovation, Repair, and Painting Program, 24802-24819 [2010-10100]
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Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Rules and Regulations
forests, Public lands––rights-of-way,
Reporting and recordkeeping
requirements, Water resources.
■ Accordingly, 36 CFR part 251 is
corrected to read as follows:
PART 251—LAND USES
Subpart B—Special Uses
1. The authority citation for part 251
continues to read as follow:
■
Authority: 7 U.S.C. 1011; 16 U.S.C. 518,
551, 678a; Pub. L. 76–867, 54 Stat. 1197.
2. In § 251.60, revise (a)(2)(i) to read
as follows:
■
§ 251.60 Termination, revocation, and
suspension.
(a) * * *
(2) All other special uses—(i)
Revocation or suspension. An
authorized officer may revoke or
suspend a special use authorization for
all other special uses, except a permit or
an easement issued pursuant to
§ 251.53(e) or an easement issued under
§ 251.53(l) of this subpart:
(A) For noncompliance with
applicable statutes, regulations, or the
terms and conditions of the
authorization;
(B) For failure of the holder to
exercise the rights or privileges granted;
(C) With the consent of the holder; or
(D) At the discretion of the authorized
officer for specific and compelling
reasons in the public interest.
*
*
*
*
*
Dated: April 28, 2010.
Thomas L. Tidwell,
Chief, Forest Service.
[FR Doc. 2010–10296 Filed 5–5–10; 8:45 am]
BILLING CODE 3410–11–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 745
[EPA–HQ–OPPT–2005–0049; FRL–8823–7]
RIN 2070–AJ55
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Lead; Amendment to the Opt-Out and
Recordkeeping Provisions in the
Renovation, Repair, and Painting
Program
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Final rule.
SUMMARY: EPA is finalizing several
revisions to the Lead Renovation,
Repair, and Painting Program (RRP) rule
that published in the Federal Register
on April 22, 2008. The RRP rule
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established accreditation, training,
certification, and recordkeeping
requirements as well as work practice
standards on persons performing
renovations for compensation in most
pre-1978 housing and child-occupied
facilities. In this document, EPA is
eliminating the ‘‘opt-out’’ provision that
currently exempts a renovation firm
from the training and work practice
requirements of the rule where the firm
obtains a certification from the owner of
a residence he or she occupies that no
child under age 6 or pregnant women
resides in the home and the home is not
a child-occupied facility. EPA is also
requiring renovation firms to provide a
copy of the records demonstrating
compliance with the training and work
practice requirements of the RRP rule to
the owner and, if different, the occupant
of the building being renovated or the
operator of the child-occupied facility.
In addition, the rule makes minor
changes to the certification,
accreditation and state authorization
requirements.
DATES: This final rule is effective July 6,
2010.
ADDRESSES: EPA has established a
docket for this action under docket
identification (ID) number EPA–HQ–
OPPT–2005–0049. All documents in the
docket are listed in the docket index
available at https://www.regulations.gov.
Although listed in the index, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available in the electronic docket at
https://www.regulations.gov, or, if only
available in hard copy, at the OPPT
Docket. The OPPT Docket is located in
the EPA Docket Center (EPA/DC) at Rm.
3334, EPA West Bldg., 1301
Constitution Ave., NW., Washington,
DC. The EPA/DC Public Reading Room
hours of operation are 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number of
the EPA/DC Public Reading Room is
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Docket visitors are required
to show photographic identification,
pass through a metal detector, and sign
the EPA visitor log. All visitor bags are
processed through an X-ray machine
and subject to search. Visitors will be
provided an EPA/DC badge that must be
visible at all times in the building and
returned upon departure.
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FOR FURTHER INFORMATION CONTACT: For
technical information contact: Marc
Edmonds, National Program Chemicals
Division, Office of Pollution Prevention
and Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (202) 566–0758; e-mail address:
edmonds.marc@epa.gov.
For general information contact: The
TSCA Hotline, ABVI–Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; e-mail address: TSCAHotline@epa.gov.
Hearing- or speech-challenged
individuals may access the numbers in
this unit through TTY by calling the
toll-free Federal Relay Service at 1–800–
877–8339.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by
this action if you operate a training
program required to be accredited under
40 CFR 745.225, if you are a firm who
must be certified to conduct renovation
activities in accordance with 40 CFR
745.89, or if you are an individual who
must be certified to conduct renovation
activities in accordance with 40 CFR
745.90.
This final rule applies only in States,
Territories, and Indian Tribal areas that
do not have authorized programs
pursuant to 40 CFR 745.324. For further
information regarding the authorization
status of States, Territories, and Indian
Tribes, contact the National Lead
Information Center (NLIC) at 1–800–
424–LEAD [5323]. Potentially affected
categories and entities may include, but
are not limited to:
• Building construction (NAICS code
236), e.g., single-family housing
construction, multi-family housing
construction, residential remodelers.
• Specialty trade contractors (NAICS
code 238), e.g., plumbing, heating, and
air-conditioning contractors, painting
and wall covering contractors, electrical
contractors, finish carpentry contractors,
drywall and insulation contractors,
siding contractors, tile and terrazzo
contractors, glass and glazing
contractors.
• Real estate (NAICS code 531), e.g.,
lessors of residential buildings and
dwellings, residential property
managers.
• Child day care services (NAICS
code 624410).
• Elementary and secondary schools
(NAICS code 611110), e.g., elementary
schools with kindergarten classrooms.
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• Other technical and trade schools
(NAICS code 611519), e.g., training
providers.
• Engineering services (NAICS code
541330) and building inspection
services (NAICS code 541350), e.g., dust
sampling technicians.
• Lead abatement professionals
(NAICS code 562910), e.g., firms and
supervisors engaged in lead-based paint
activities.
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
this action, you should carefully
examine the applicability provisions in
40 CFR 745.89, 40 CFR 745.225, and 40
CFR 745.226. If you have any questions
regarding the applicability of this action
to a particular entity, consult the
technical person listed under FOR
FURTHER INFORMATION CONTACT.
II. Background
A. Agency’s Authority for Taking This
Action
This final rule is being issued under
the authority of the Toxic Substances
Control Act (TSCA) sections 402(c)(3),
404, 406, and 407 (15 U.S.C. 2682(c)(3),
2684, 2686, and 2687).
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B. Introduction
In the Federal Register issue of April
22, 2008, under the authority of sections
402(c)(3), 404, 406, and 407 of TSCA,
EPA issued its final RRP rule (Ref. 1).
The final RRP rule, codified in 40 CFR
part 745, subparts E, L, and Q, addresses
lead-based paint hazards created by
renovation, repair, and painting
activities that disturb painted surfaces
in target housing and child-occupied
facilities.
Shortly after the RRP rule was
published, several petitions were filed
challenging the rule. These petitions
were consolidated in the Circuit Court
of Appeals for the District of Columbia
Circuit. On August 24, 2009, EPA signed
an agreement with the environmental
and children’s health advocacy groups
in settlement of their petitions. In this
agreement EPA committed to propose
several changes to the RRP rule,
including the changes discussed in this
document regarding the opt-out
provision and recordkeeping
requirements.
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The RRP rule establishes
requirements for training renovators,
other renovation workers, and dust
sampling technicians; for certifying
renovators, dust sampling technicians,
and renovation firms; for accrediting
providers of renovation and dust
sampling technician training; for
renovation work practices; and for
recordkeeping. Interested States,
Territories, and Indian Tribes may apply
for and receive authorization to
administer and enforce all of the
elements of the new renovation
requirements. More information on the
RRP rule may be found in the Federal
Register document announcing the RRP
rule or on EPA’s website at https://
www.epa.gov/lead/pubs/
renovation.htm.
Many provisions of the RRP rule were
derived from the existing lead-based
paint activities regulations at 40 CFR
part 745, subpart L (Ref. 2). These
existing regulations were promulgated
in 1996 under TSCA section 402(a),
which defines lead-based paint
activities in target housing as
inspections, risk assessments, and
abatements. The 1996 regulations cover
lead-based paint activities in target
housing and child-occupied facilities,
along with limited screening activities
called lead hazard screens. These
regulations established an accreditation
program for training providers and a
certification program for individuals
and firms performing these activities.
Training course accreditation and
individual certification was made
available in five disciplines: Inspector,
risk assessor, project designer,
abatement supervisor, and abatement
worker. In addition, these lead-based
paint activities regulations established
work practice standards and
recordkeeping requirements for leadbased paint activities in target housing
and child-occupied facilities.
The RRP rule created two new
training disciplines in the field of leadbased paint: Renovator and dust
sampling technician. Persons who
successfully complete renovator training
from an accredited training provider are
certified renovators. Certified renovators
are responsible for ensuring that
renovations to which they are assigned
are performed in compliance with the
work practice requirements set out in 40
CFR 745.85. Persons who successfully
complete dust sampling technician
training from an accredited training
provider are certified dust sampling
technicians. Certified dust sampling
technicians may be called upon to
collect dust samples after renovation
activities have been completed.
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The RRP rule contains a number of
work practice requirements that must be
followed for every covered renovation
in target housing and child-occupied
facilities. These requirements pertain to
warning signs and work area
containment, the restriction or
prohibition of certain practices (e.g.,
high heat gun, torch, power sanding,
power planing), waste handling,
cleaning, and post-renovation cleaning
verification. The firm must ensure
compliance with these work practices.
Although the certified renovator is not
required to be on-site at all times, while
the renovation project is ongoing, a
certified renovator must nonetheless
regularly direct the work being
performed by other workers to ensure
that the work practices are being
followed.
C. Opt-Out Provision
The RRP rule included a provision
that exempts a renovation firm from the
training and work practice requirements
of the rule when the firm obtains a
certification from the owner of a
residence he or she occupies that no
child under age 6 or pregnant women
resides in the home and the home is not
a child-occupied facility. Unless the
target housing meets the definition of a
child-occupied facility, if an owneroccupant signed a statement that no
child under age 6 and no pregnant
woman reside there and an
acknowledgment that the renovation
firm will not be required to use the leadsafe work practices contained in EPA’s
RRP rule, the renovation activity is not
subject to the training, certification, and
work practice requirements of the rule.
Conversely, if the owner-occupant does
not sign the certification and
acknowledg ment for any reason (even
if no children under age 6 or no
pregnant women reside there), the
renovation is subject to the
requirements of the RRP rule.
Even though the Agency included the
opt-out provision in the final RRP rule,
EPA recognized that the opt-out
presented concerns for exposure to
children under age 6. Nonetheless, EPA
explained that it believed it should
focus the rule on scenarios with the
greatest exposure to children under age
6, that concerns for new homeowners
would be mitigated to some extent by
the requirements of the ‘‘Disclosure
Rule’’, and that older children and
adults did not ingest lead-dust at as high
a rate as toddlers and therefore high
dust lead levels present a much greater
risk to a young child than they do for
an older child or adult. After
promulgation, the rule, and specifically
the opt-out provision, was challenged.
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As part of a settlement agreement, EPA
agreed to propose removing the opt-out
provision.
On October 28, 2009, EPA proposed
to remove the opt-out provision. For the
reasons discussed in this Unit, the
Agency has now concluded that it is
important to require the RRP work
practices and training and certification
requirements in target housing even if
there is no child under age 6 or pregnant
woman residing there. By removing the
opt-out provision, the rule will go
farther toward protecting children under
age 6 and pregnant women, as well as
older children and adult occupants of
target housing where no child under age
6 or pregnant woman resides. Therefore,
the opt-out provision will no longer be
available to owner-occupants beginning
on the effective date of this final rule.
EPA believes the opt-out provision is
not sufficiently protective for children
under age 6 and pregnant women, the
most vulnerable populations identified
in the RRP rule. As pointed out by a
number of commenters on the RRP rule,
the opt-out provision does not protect
families with young children who may
purchase recently renovated target
housing. Removal of the opt-out will
result in fewer homes being purchased
with lead hazards created by renovation,
repair, and painting activities. Under
the RRP rule, the opt-out provision was
limited to owner-occupied target
housing and did not extend to vacant
rental housing because of the concern
that future tenants could unknowingly
move into a rental unit where dust-lead
hazards created by the renovation are
present. In the same way, dust-lead
hazards created during renovations in
an owner-occupied residence conducted
prior to a sale will be present for the
next occupants. It is common for home
owners to hire contractors to perform
activities that disturb paint before
selling a house, thus increasing the
likelihood of lead hazards being present
for someone buying a home, which may
include a family with a child under age
6 or a pregnant woman. There are other
benefits to removing the opt-out
provision, including protection for
family pets, as lead poisonings resulting
from renovations have been
documented in both cats and dogs (Refs.
17 and 18).
In the preamble to the RRP rule, EPA
explained that it believed the Disclosure
Rule, 40 CFR part 745, subpart F
(required by section 1018 of Title X of
the Residential Lead-Based Paint Hazard
Reduction Act of 1992 (Pub. L. 102–
550), would help to address these
concerns. The Disclosure Rule requires
sellers of target housing to disclose
known lead-based paint or lead-based
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paint hazard information to purchasers
and provide them with a copy of the
lead hazard information pamphlet
entitled Protect Your Family From Lead
in Your Home (Ref. 14). EPA explained
the receipt of this information could
prompt the family to inquire about
potential lead-based paint hazards in
the home. In addition, EPA
recommended that purchasers take
advantage of their statutory opportunity
to have a lead-based paint inspection or
risk assessment done while in the
process of purchasing target housing.
In supporting the proposal to remove
the opt-out provision, one commenter
disagreed that the Disclosure Rule
adequately addresses the risks to
subsequent owners of target housing
that undergo renovations under the optout provision. In particular, this
commenter pointed out that there is
nothing in the Disclosure Rule to alert
homeowners to the fact that RRP work
practice requirements were not followed
before they purchased the home.
Indeed, the Disclosure Rule only
requires disclosure of known hazards. It
would not require disclosure of
renovation activities or that the owner
opted out of the RRP rule requirements.
The commenter further states that it is
unreasonable to assume that a typical
homeowner or someone renting a
previously owner-occupied dwelling
would know the detailed exemptions on
the RRP rule.
The Agency continues to believe that
the Disclosure Rule provides valuable
information to homeowners and that
this information may help homeowners
become aware of lead hazards. However,
EPA’s study on the Characterization of
Dust Lead Levels after Renovation,
Repair, and Painting Activities (the
‘‘Dust Study’’, Ref. 11), demonstrated
that renovation, repair, and painting
activities produce large quantities of
lead dust that create dust-lead hazards.
The study also showed that the RRP
work practices are effective at
minimizing exposure to dust hazards
that could result from renovation
activities. As the commenter pointed
out, the Disclosure Rule will not, in
many cases, provide the type of
renovation specific lead hazard
information or provide recipients
information that can be said to reliably
or effectively result in minimizing
exposure to lead-based paint hazards
created by renovation activities. Thus,
there is little evidence to suggest that
the provisions of the Disclosure Rule are
effective or reliable at minimizing
exposure to lead-based paint hazards
created by renovation activities in target
housing. In addition, even if the
Disclosure Rule reliably disclosed
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relevant information relating to earlier
renovation activities, EPA does not
believe this would be an adequate
substitute for the work practice
standards, which EPA has a record basis
to conclude actually result in
elimination—rather than simply
disclosure—of the hazards created by
renovations.
Perhaps in recognition of this
shortcoming, one commenter suggested
that EPA should revise the Disclosure
Rule, as opposed to making changes to
the RRP rule. That would not, however,
satisfy EPA’s obligation under section
402 to put into place standards that take
into account reliability, effectiveness,
and safety to address lead-based paint
hazards created by renovation activities
in target housing. Moreover, the
Disclosure Rule was jointly promulgated
by EPA and the Department of Housing
and Urban Development. Thus, changes
would involve a joint rulemaking effort
and are not wholly within EPA’s
control. Furthermore, changes to the
Disclosure Rule would need to be
analyzed in the context of the
underlying statute—not just because it
might be helpful in the context of
actions taken by EPA under a different
statutory provision. In short, while this
is a suggestion that may be worth
pursuing, it does not address the present
issue; that of reliably and effectively
minimizing exposure to lead-based
paint hazards created by renovation
activities.
Furthermore, EPA is concerned about
the effectiveness of disclosure with
respect to populations with the highest
risk of exposure to harmful lead levels.
Children in minority populations and
children whose families are poor have
an increased risk of exposure to harmful
lead levels (Ref. 3, at e376). Analysis of
the National Health and Nutrition
Examination Surveys (NHANES) data
from 1988 through 2004 shows that the
prevalence of blood lead levels equal to
or exceeding 10 μg/dL in children aged
1 to 5 years has decreased from 8.6% in
1988–1991 to 1.4% in 1999–2004,
which is an 84% decline (Ref. 3, at
e377). However, the NHANES data from
1999–2004 indicates that non-Hispanic
black children aged 1 to 5 years had
higher percentages of blood lead levels
equal to or exceeding 10 μg/dL (3.4%)
than white children in the same age
group (1.2%) (Ref. 3). In addition,
among children aged 1 to 5 years over
the same period, the geometric mean
blood lead level was significantly higher
for non-Hispanic blacks (2.8 μg/dL),
compared with Mexican Americans (1.9
μg/dL) and non-Hispanic whites (1.7 μg/
dL) (Ref. 3, at e377). For children aged
1 to 5 years from families with low
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income, the geometric mean blood lead
level was 2.4 μg/dL (Ref. 3, at e377).
Further, the incidences of blood-lead
levels greater than 10 μg/dL and greater
than or equal to 5 μg/dL were higher for
non-Hispanic blacks (14% and 3.4%
respectively) than for Mexican
Americans (4.7% and 1.2%,
respectively) and non-Hispanic whites
(4.4% and 1.2%, respectively) (Ref. 3, at
e377). The ‘‘analysis indicates that
residence in older housing, poverty, age,
and being non-Hispanic black are still
major risk factors for higher lead levels’’
(Ref. 3, at e376). EPA is concerned that
disclosure may be ineffective with
respect to these populations already at
higher risk of having elevated blood
lead levels because the effectiveness of
disclosure depends on the recipient’s
understanding the significance of the
disclosure and having the means and
ability to act upon the information.
This also relates to practical issues
that have implications for the RRP rule
in general, and for high risk, lowincome, minority populations in
particular. The opt-out is a relatively
complicated overlay to the applicability
provisions of the rule. EPA believes
there are practical benefits to removing
the opt-out and simplifying the
applicability of the rule—both for
renovators and homeowners. The optout provision complicates the outreach
and education about lead hazards and
makes the rule more complicated for
renovators to apply and consumers to
understand. Furthermore, it not only
assumes literacy but also a working
knowledge of what the rule would
otherwise require and an ability to
provide informed consent. Accordingly,
EPA believes that populations that
already have the highest risk factors for
lead exposure may be
disproportionately adversely affected by
the complexity of a rule that contains
the opt-out provision. More generally,
EPA believes that the more uniform the
application of the rule work practices in
target housing is, the more effective and
reliable they will be at minimizing
exposure to lead-based paint hazards.
Contractors who have a single set of
work practices that are to be applied in
most pre-1978 housing and childoccupied facilities will be more likely to
apply them consistently and correctly.
Renovations performed under the optout provision are also likely to result in
exposures for vulnerable populations in
other ways. Visiting children who do
not spend enough time in the housing
to render it a child-occupied facility
may nevertheless be exposed to lead
from playing in dust-lead hazards
created by renovations. For example,
children may spend time in the homes
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of grandparents, but those homes may
be eligible for the opt-out provision of
the RRP rule. A homeowner who signs
an opt-out statement may not realize
that she is pregnant. For example, ‘‘A
Case Report of Lead Paint Poisoning
during Renovation of a Victorian
Farmhouse’’ describes four cases of
childhood lead poisoning and two cases
of adult lead toxicity resulting from a
renovation. One of the adults was a
woman who did not realize she was
pregnant until after the exposure
occurred. (Ref. 16)
Eliminating the opt-out provision will
also protect families with young
children residing near or adjacent to
homes undergoing renovations. Under
the RRP rule, an owner occupant can
take advantage of the opt-out provision
even if a child under age 6 or a pregnant
woman lives in an adjacent home.
Renovations on the exterior of a
residence can spread leaded dust and
debris some distance from the
renovation activity, which is why, for
regulated renovations, EPA requires
renovation firms to cover the ground
with plastic sheeting or other
impermeable material a distance of 10
feet from the renovation and take extra
precautions when in certain situations
to ensure that dust and debris does not
contaminate other buildings or other
areas of the property or migrate to
adjacent properties. One commenter
cited a study that shows housing in
urban areas, such as Chicago, tend to be
only three to five meters apart,
highlighting the likelihood of lead
contamination of adjacent prosperities
in urban neighborhoods. Similarly,
another commenter stated that in urban
communities, many if not most of the
homes are side by side. There are
approximately 2 million owneroccupied, single-family attached homes
(e.g., townhomes, semi-detached or
duplex homes) built before 1978.
Renovations on the exteriors of these
homes are likely to contaminate
neighboring yards and porches resulting
in exposure outside the house as well as
inside because dust can be tracked into
the home. Many more owner-occupied,
single-family detached homes are
located in close proximity to each other,
and renovations performed under the
opt-out provision present a similar risk
for these homes. Another factor that
EPA did not fully consider in
promulgating the original RRP rule, but
that weighs heavily against the opt-out
provision, is that the risks posed by the
opt-out with respect to exterior work
will disproportionally affect children
that are already at the highest risk for
higher blood lead levels—low income,
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non-Hispanic black children living in
older housing in urban areas, which is
likely to be comprised of attached, or
closely constructed detached, homes.
While the RRP rule focused
principally on protecting children under
age 6, it is well known that older
children and adults can also suffer
adverse effects from lead exposure.
Adults are susceptible to lead effects at
lower blood lead levels than previously
understood (e.g., Ref. 13, p. 8–25).
Epidemiologic studies have consistently
demonstrated associations between lead
exposure and enhanced risk of
deleterious cardiovascular outcomes,
including increased blood pressure and
incidence of hypertension. A metaanalysis of numerous studies estimates
that a doubling of blood-lead level (e.g.,
from 5 to 10 μg/dL) is associated with
∼1.0 mm Hg increase in systolic blood
pressure and ∼0.6 mm Hg increase in
diastolic pressure. The evidence for an
association of lead with cardiovascular
morbidity and mortality is limited but
supportive. (Ref. 13, p E–10). As evident
from the discussions in chapters 5, 6
and 8 of EPA’s Air Quality Criteria
Document for Lead (Ref. 13),
‘‘neurotoxic effects in children and
cardiovascular effects in adults are
among those best substantiated as
occurring at blood lead concentrations
as low as 5 to 10 μg/dL (or possibly
lower); and these categories are
currently clearly of greatest public
health concern’’ (Ref. 13, p. 8–60). With
regard to blood lead levels in individual
children associated with particular
neurological effects, the Criteria
Document states ‘‘Collectively, the
prospective cohort and cross-sectional
studies offer evidence that exposure to
lead affects the intellectual attainment
of preschool and school age children at
blood lead levels <10 μg/dL (most
clearly in the 5 to 10 μg/dL range, but,
less definitively, possibly lower).’’ (Ref.
13, p. 6–269). Epidemiological studies
have consistently demonstrated
associations between lead exposure and
enhanced risk of deleterious
cardiovascular outcomes, including
increased blood pressure and incidence
of hypertension. As one commenter
pointed out, the half-life of lead in bone
is approximately 20 years. Thus, women
of child-bearing age exposed to lead will
retain higher levels of lead in their
bodies throughout their child-bearing
years. When pregnancy occurs, lead can
be transferred to the fetus causing an
array of adverse effects. EPA now
believes the opt-out provision does not
sufficiently account for the importance
of the health effects of lead exposure to
adults and children age 6 and older by
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allowing renovations to be performed
without following the RRP rule
requirements in housing that qualified
for the opt-out. In supporting the final
RRP rule, EPA stated that older children
and adults do not ingest dust at the
same high rate that a toddler does. This
is corroborated by a 2007 meta-analysis
of studies of children’s hand-to-mouth
behavior. (Ref. 4). However, as this
analysis indicates, this does not mean
that hand-to-mouth behavior is not a
potential concern for older children.
According to the meta-analysis, the
average indoor hand-to-mouth behavior
ranged from 6.7 to 28.0 contacts/hour,
with the lowest value corresponding to
the 6 to < 11 year olds and the highest
value corresponding to the 3 to < 6
month olds. Average outdoor hand-tomouth frequency ranged from 2.9 to
14.5 contacts/hour, with the lowest
value corresponding to the 6 to <11 year
olds and the highest value
corresponding to the 6 to < 12 month
olds. Although toddlers have a higher
incidence of hand-to-mouth behavior
than 6 to < 11 year olds, the latter group
still averages more than 6 contacts/hour.
Further elevated blood lead levels do
occur in children older than 6 and
adults (Ref. 15). The Dust Study shows
that when the RRP requirements are not
followed, renovation activities result in
dust lead levels that can be orders of
magnitude above the hazard standard
and that can be orders of magnitude
higher than if the RRP requirements are
followed. EPA believes the information
from this meta-analysis provides
corroborating support for EPA’s concern
for children 6 and older and its decision
to eliminate the opt-out provision.
The Agency believes that it should
only allow provisions such as the optout for situations where the information
available to EPA indicates that the RRP
rule work practices are not necessary to
minimize exposure of occupants to lead
paint hazards. Because lead paint dust
exposure can cause adverse health
effects for populations other than just
children under age 6 and renovations
can result in lead dust levels many
times higher than the hazard standard,
EPA believes the work practices should
be followed in target housing without
regard to the age of the occupants.
Moreover, EPA believes that
implementing the regulations without
the opt-out provision promotes, to a
greater extent, the statutory directive to
promulgate regulations covering
renovation activities in target housing.
Among other things, TSCA section
402(c)(3), directs EPA to promulgate
regulations that apply to renovation
activities that create lead-based paint
hazards in target housing. Section
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401(17) of TSCA defines target housing
as ‘‘any housing constructed prior to
1978, except housing for the elderly or
persons with disabilities (unless any
child who is less than 6 years of age
resides or is expected to reside in such
housing for the elderly or persons with
disabilities) or any 0-bedroom
dwelling.’’ Pursuant to section 403 of
TSCA, EPA has identified dust-lead
hazards in target housing and childoccupied facilities as surface dust that
contains a mass-per-area concentration
of lead equal to or exceeding 40 μg/ft 2
on floors or 250 μg/ft 2 on windowsills.
In the RRP rule, EPA found that
renovation, repair, and painting
activities that disturb lead-based paint
create lead-based paint hazards. Thus,
renovations in target housing that create
lead-based paint hazards should be
covered unless there is a record basis to
conclude that coverage is unnecessary.
Shortly after promulgating the RRP
rule, the RRP rule, and specifically the
opt-out provision, was challenged. EPA
decided to settle the lawsuit. As part of
the settlement, EPA agreed to issue a
proposed rule removing the opt-out. In
turn, as part of this rulemaking, EPA
requested information or data that
would shed any light on the reliability,
effectiveness, or safety of the opt-out or
any variation thereof in relation to
EPA’s lead hazard standards. EPA did
not receive any information in response
to its request.
EPA’s Dust Study demonstrated and
EPA found that renovation, repair, and
painting activities produce lead dust
above the regulatory hazard standards.
In fact many renovation activities create
large quantities of lead dust. The Dust
Study shows that renovation activities
result in lead levels many times greater
than the hazard standard when the RRP
rule containment and cleanup
procedures are not followed. It also
demonstrated that work practices other
than those restricted or prohibited by
the RRP rule can leave behind lead dust
well above the hazard standards when
the RRP rule requirements are not
followed. The Dust Study also showed
that alternative practices (broom
cleaning, not using containment) were
not effective or safe in relation to EPA’s
lead hazard standards. Under the optout, contractors performing renovations
would have no obligation to minimize
or clean up any dust-lead hazards
created by the renovation. Indeed,
contractors would not be prevented
from using practices that EPA has
determined create hazards that cannot
be adequately contained or cleaned up
even when following the RRP rule
requirements. The Agency also took
these factors into consideration in its
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decision to remove the opt-out
provision in this final rule.
In development of the proposed rule,
EPA considered and requested comment
on certain alternative approaches or
work practice requirements for owneroccupied target housing that is not a
child-occupied facility and where no
children younger than 6 or pregnant
women reside. EPA also requested
comment on possible alternate
approaches that would meet EPA’s
statutory obligation to apply work
practice standards in target housing that
take into account reliability,
effectiveness, and safety.
One alternative for which EPA
requested comment would have
required the RRP work practices only
for exterior renovations. Under this
option, unless the target housing meets
the definition of a child-occupied
facility, if an owner-occupant signed a
statement that no child under 6 and no
pregnant woman reside there and an
acknowledgment that the renovation
firm will only be required to use the
lead-safe work practices contained in
EPA’s RRP rule when renovating
exteriors then the renovation firm
would only be required to follow the
RRP work practices when doing exterior
renovations, but not when doing interior
renovations. This option would have
addressed exposures to lead dust from
exterior renovations for people living in
neighboring homes, particularly
attached homes or homes in close
physical proximity. Individuals residing
in homes in close physical proximity
could be exposed during the entire
renovation and post-renovation phase,
and their exposure would not
necessarily be considered by an owneroccupant in choosing not to require
lead-safe work practices. However, this
option did not address lead hazards
created during renovations of the
interiors of home which could lead to
lead exposure to occupants, and EPA
received no comments mitigating this
concern or supporting the
protectiveness of this option.
EPA requested comment on an
alternative option under which the only
work practices applicable to housing
that is not a child-occupied facility and
where no children or pregnant women
reside would be the restriction or
prohibition on certain work practice
found at 40 CFR 745.85(a)(3). These
include:
1. Open-flame burning or torching of
lead-based paint is prohibited.
2. The use of machines that remove
lead-based paint through high speed
operation such as sanding, grinding,
power planing, needle gun, abrasive
blasting, or sandblasting, is prohibited
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unless such machines are used with
HEPA exhaust control.
3. Operating a heat gun on lead-based
paint is permitted only at temperatures
below 1,100 degrees Fahrenheit.
All the other work practice
requirements in 40 CFR 745.85 would
not be required in target housing that is
not a child-occupied facility and where
no children under age 6 or pregnant
women reside. This option would have
prohibited or restricted the highest dust
generating practices but would not have
required the other practices under 40
CFR 745.85. While the prohibited work
practices create high amounts of lead
dust, the other work practices also
create lead dust above the hazard
standard. The Dust Study shows that
common work practices result in lead
levels many times greater than the
hazard standard when the RRP rule
containment and cleanup procedures
are not followed.
EPA requested comment on a third
option under which a subset of target
housing would not be subject to the RRP
work practices but instead would have
been subject to dust wipe testing to be
performed after the renovation. Under
this option, unless the target housing
meets the definition of a child-occupied
facility, if an owner-occupant signed a
statement that no child under 6 and no
pregnant woman reside there and an
acknowledgment that the renovation
activity is only subject to dust wipe
testing after the renovation and
providing the results to the owneroccupant, then the renovation firm
would not be required to conduct the
training, certification, and work practice
requirements of the rule. The testing
results would become part of the record
for that house that must be disclosed
under the Disclosure Rule (40 CFR part
745, subpart F) required by section 1018
of Title X of the Residential Lead-Based
Paint Hazard Reduction Act of 1992
(Pub. L. 102–550). This option would
provide information that could protect
potential buyers of a home where
renovation was completed prior to the
sale, because they would be notified of
the results of the dust wipe tests before
purchase and could take appropriate
action (e.g., thorough cleaning and
retesting of the home, or selecting a
different home) if the lead results were
at a level that raised concerns for them.
While this alternative may provide
helpful information to home owners and
occupants, as discussed above it would
not address lead-based paint hazards
created by renovations because it does
not require any of the work practices
required by the RRP rule.
After considering these alternatives as
well as keeping the opt-out provision,
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the Agency has decided to eliminate the
Opt-out provision and not to adopt any
of the alternatives. One concern with
the opt-out provision or the alternatives
is that they do not adequately address
the risks of lead-based paint hazards to
children older than five years old or
adults. The opt-out and each of these
alternatives can also result in exposures
to children under the age of 6 and
pregnant women to lead-based paint
hazards. In the same way as for the optout provision itself, EPA also has
concerns that populations that are
already at a higher risk for elevated
blood lead levels may be
disproportionately and adversely
affected by the alternatives.
Another concern with the opt-out as
well as the alternatives is that they can
create confusion among both contractors
and consumers. Several commenters
stated that the opt-out provision or the
alternatives could cause confusion that
could potentially result in noncompliance by renovation firms. EPA
agrees and believes that simplifying the
applicability of the work practices will
enhance the effectiveness and reliability
of the rule.
Based on the data available to EPA
(e.g., the Dust Study), the Agency
cannot now conclude that the opt-out
nor that the alternative approaches are
safe, reliable or effective because none
of these would sufficiently minimize
exposure to lead-based paint hazards. In
sum, when the RRP work practices are
not used, residents and visitors are
exposed to the lead hazards created by
the renovation, and therefore these
approaches would not protect older
children, women of childbearing age, or
other adults currently residing in the
home and can result in exposure to
children under the age of 6 and
pregnant women to lead-based paint
hazards. Again, although EPA
specifically requested information or
data that would shed any light on the
reliability, effectiveness, or safety of
these options in relation to EPA’s lead
hazard standards, the Agency did not
receive any. The Agency took these
factors into consideration in deciding
not to adopt these alternatives.
D. Recordkeeping and Reporting
EPA’s stated purposes in
promulgating the recordkeeping
requirements were two-fold. ‘‘The first is
to allow EPA or an authorized State to
review a renovation firm’s compliance
with the substantive requirements of the
regulation through reviewing the
records maintained for all of the
renovation jobs the firm has done. The
second is to remind a renovation firm
what it must do to comply. EPA
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24807
envisioned that renovation firms would
use the recordkeeping requirements and
checklist as an aid to make sure that
they have done everything that they are
required to do for a particular
renovation’’ (Ref. 1, p. 21745). Several
commenters on the RRP rule suggested
that the recordkeeping requirements
could also be used to provide valuable
information about the renovation to the
owners and occupants of buildings
being renovated. EPA responded to
these comments by stating that some of
the information identified by these
commenters was included in the
‘‘Renovate Right’’ pamphlet and that the
pamphlet was the best way to get that
information to the owners and
occupants. With respect to the other
items identified by these commenters,
EPA stated its belief that the renovation
firms were already providing much of
this information (Ref. 1, p. 21718).
As part of EPA’s preparations to
administer the RRP program, EPA has
been developing an education and
outreach campaign aimed at consumers.
In promulgating the RRP rule, EPA
recognized the importance of education
and outreach to consumers, to teach
them about lead-safe work practices and
to encourage them to hire certified
renovation firms (Ref. 1, p. 21702).
EPA’s work on the education and
outreach campaign has continued to
highlight the importance of an informed
public to the success of the RRP
program at minimizing exposures to
lead-based paint hazards that may be
created by renovations. As a result, EPA
has determined that copies of the
records required to be maintained by
renovation firms to document
compliance with the work practice
requirements, if provided to the owners
and occupants of the renovated
buildings, would serve to reinforce the
information provided by the ‘‘Renovate
Right’’ pamphlet on the potential
hazards of renovations and on the RRP
rule requirements. While the ‘‘Renovate
Right’’ pamphlet provides valuable
information about the requirements of
the RRP rule, the records that a firm
would give to owners and occupants
would provide useful information
regarding rule compliance that is not
found in the pamphlet. In covering the
significant training and work practice
provisions of the RRP rule, these records
would enable building owners and
occupants to better understand what the
renovation firm did to comply with the
RRP rule and how the RRP rule’s
provisions affected their specific
renovation. Several commenters stated
that educating homeowners would help
them monitor compliance by the
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renovation firm. One commenter stated
that the checklist would help the public
understand the RRP rule and that a
better informed public would choose to
have renovation performed by
professional remodelers who would
provide safe and quality work. Other
commenters believe that the distribution
of the checklist is needed to address a
lack of accountability of renovation
firms to owners and occupants. EPA
agrees that educating the owners and
occupants in this way is likely to
improve their ability to assist the EPA
in monitoring compliance with the RRP
rule and contribute to the effectiveness
and reliability of the rule.
After considering public comments,
EPA decided to finalize the rule as
proposed. This final rule requires that,
when the final invoice for the
renovation is delivered, or within 30
days of the completion of the
renovation, whichever is earlier, the
renovation firm provide information
demonstrating compliance with the
training and work practice requirements
of the RRP rule to the owner of the
building being renovated and, if
different, to the occupants of the
renovated housing or the operator of the
child-occupied facility. For renovations
in common areas of target housing, the
renovation firm must provide the
occupants of the affected housing units
instructions on how to review or obtain
this information from the renovation
firm at no charge to the occupant. These
instructions must be included in the
notice provided to each affected unit
under 40 CFR 745.84(b)(2)(i) or on the
signs posted in the common areas under
40 CFR 745.84(b)(2)(ii). EPA is
finalizing similar requirements for
renovations in child-occupied facilities.
Under this final rule, the renovation
firm is required to provide interested
parents or guardians of children using
the child-occupied facility instructions
on how to review or obtain a copy of
these records at no cost to the parents
or guardians. This could be
accomplished by mailing or hand
delivering these instructions, or by
including them on the signs posted
under 40 CFR 745.84(c)(2)(ii).
Under this new requirement,
renovation firms must provide training
and work practice information to
owners and occupants. The information
should be provided in a short, easily
read checklist or other form. EPA’s
‘‘Sample Renovation Recordkeeping
Checklist’’ may be used for this purpose,
but firms may develop their own forms
or checklists so long as they include all
of the required information. The specific
information that is required to be
provided are the training and work
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practice compliance information
required to be maintained by 40 CFR
745.86(b)(7), as well as identifying
information on the manufacturer and
model of the test kits used, if any, a
description of the components that were
tested including their locations, and the
test kit results. The checklist or form
must include documentation that a
certified renovator was assigned to the
project, that the certified renovator
provided on-the-job training for workers
used on the project, that the certified
renovator performed or directed workers
who performed the tasks required by the
RRP rule, and that the certified
renovator performed the post-renovation
cleaning verification. This
documentation must include a
certification by the certified renovator
that the work practices were followed,
with narration as applicable. However,
EPA is not requiring that the renovation
firm automatically provide a copy of the
certified renovator’s training certificate,
which must be maintained in the firm’s
records pursuant to 40 CFR 745.86(b)(7),
as an attachment to the checklist or
other form.
One commenter believes that the text
of the form should be included in the
regulations. EPA disagrees with this
comment. The Agency wants to give
renovation firms flexibility with regard
to the format of the information given to
owners and occupants. Renovation
firms must list the information specified
in the regulations and they can use
EPA’s sample checklist if they choose.
However, the final rule allows firms to
use their own version of the checklist as
long as it includes the required
information.
With respect to the option for dust
clearance in lieu of cleaning verification
under 40 CFR 745.85(c), the RRP rule
requires the renovation firm to provide
the associated results from dust wipe
sampling to the person who contracted
for the renovation. This requirement
was promulgated in response to public
comments on the applicability of the
Lead Disclosure Rule, 40 CFR part 745,
subpart F, to dust lead testing reports.
These commenters stated that a
requirement for the information to be
provided to the owner of the property
was necessary in order to make sure that
the information would be available to be
disclosed in the future (Ref. 1, p. 21718).
However, in agreeing with these
commenters and acknowledging the
importance of having the dust sampling
reports available to disclose to future
purchasers and tenants, EPA neglected
to consider the importance of making
dust sampling information available to
the current occupants of renovated
rental target housing or child-occupied
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facilities. While 40 CFR 745.107 would
require renovation-related dust
sampling reports to be disclosed to
target housing tenants at the next lease
renewal, this may be months or years
after the renovation was completed. In
addition, the Lead Disclosure Rule does
not apply to child-occupied facilities in
public or commercial buildings, so
those tenants may never receive this
information.
Therefore, this final rule requires that,
if dust clearance is performed in lieu of
cleaning verification, the renovation
firm provide a copy of the dust wipe
sampling report(s) to the owner of the
building that was renovated as well as
to the occupants, if different. With
respect to renovations in common areas
of target housing or in child-occupied
facilities, EPA is also requiring that
these records be made available to the
tenants of the affected housing units or
the parents and guardians of children
under age 6 using the child-occupied
facilities. Dust sampling reports may be
made available to these groups in the
same way as training and work practice
records, by providing information on
how to review or obtain copies in
individual notifications or on posted
signs.
E. Effective Date
During the development of the
proposed rule, EPA considered a delay
in the effective date of this final rule.
EPA estimated that eliminating the optout provision could increase the number
of renovators that need to be certified by
50%. A delayed effective date would
have allowed more time for additional
renovators to get their certification. The
Agency asked for comment on whether
a 6-month or 1-year delay in the
effective date is appropriate. In
addition, EPA asked for comment on
whether a delay in the effective date of
this rule would be confusing for the
regulated community or the certified
personnel.
Comments regarding the delay were
mixed. Several commenters opposing
the delay believe that EPA has enough
training capacity to train additional
renovators that may need certification
because of this rule. Several
commenters pointed out that delaying
the effective date would result in more
people being exposed to lead hazards
that could be avoided if the RRP rule
work practices were in place for
renovations previously eligible for the
opt-out. Another commenter believes
that phasing in the work practice
requirements by delaying the effective
date of this rule would lead to confusion
for the public and renovation firms.
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Some commenters were in favor of
delaying the effective date. Several
commenters said that many contractors
were not aware of the requirements and
there is not sufficient time for them to
understand and comply with the
regulations without a delayed effective
date. Other commenters stated that EPA
should delay the effective date to allow
enough time for additional renovators to
take the training. One commenter
asserts that EPA should delay the
effective date rather than create a
shortfall of renovators.
Another factor EPA considered with
regard to extending the effective date is
whether firms specialize in housing that
is eligible for the opt-out. The cost
estimates for the rule assume that
renovation firms are somewhat
specialized in terms of whether they
work in housing where the RRP rule is
applicable. However, there may be
many instances where firms working in
opt-out housing will already have
become certified, and their staff been
trained, because they also work in
regulated facilities ineligible for the optout provision. If firms are less
specialized than the analysis assumed,
there may be little to no incremental
training and certification costs due to
the proposed rule. Furthermore, to the
extent that some eligible homeowners
would have declined to opt out, the
work practice costs for removing the
opt-out provision will be less than
estimated. EPA requested comment in
the proposal on the degree to which the
same firms and renovators are likely to
work both in opt-out housing and in
child-occupied facilities and target
housing that are ineligible for the optout provision.
Several commenters stated that they
do not believe firms specialize in
housing based on occupancy. One
commenter reviewed advertisements
and the market place, and did not find
renovators that work only in owneroccupied housing without children or
pregnant women. According to the
commenter, because firms do not appear
to specialize in this manner, the
additional costs of eliminating the optout are only the costs associated with
the materials and time for a particular
job as contractors would be required to
get certification regardless of whether
the opt-out provision is removed. EPA
agrees with these comments. While the
Agency has not done analysis to
determine how many firms may
specialize based on occupancy, EPA
believes it is likely that most firms will
not specialize in owner-occupied
housing without children or pregnant
women. Commenters did not provide
information indicating that firms
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specialize in this way. If that is the case
then many of the approximately 110,000
firms and renovators estimated to seek
certification because of this rule would
need certification regardless of whether
the opt-out provision is removed. If the
majority of the 110,000 firms and
renovators have already been required
to get certification then there is less of
an argument to extend the effective date
of this rule because many fewer firms
and renovators will need certification
between publication of the rule and the
effective date.
Accordingly, the Agency decided not
to delay the effective date of this final
rule. As such, the rule will become
effective 60 days after publication in the
Federal Register. EPA believes that it is
important to eliminate the opt-out
exemption without delay in order to
avoid further lead exposures in housing
previously eligible for the opt-out.
Further, based on the number of training
courses accredited to date, the Agency
believes that there is sufficient training
capacity available to train any
additional renovators that would need
to get certification because of this rule.
F. State Authorization
As part of the authorization process,
States and Indian Tribes must
demonstrate to EPA that they meet the
requirements of the RRP rule. A State or
Indian Tribe would have to indicate that
it meets the requirements of the
renovation program in its application
for approval or the first report it submits
under 40 CFR 745.324(h). The Agency
proposed to give States and Indian
Tribes 1 year to demonstrate that their
programs include any new requirements
the EPA may promulgate, such as the
requirements in this final rule. EPA
received two comments regarding this
requirement. One comment, from the
Iowa Department of Public Health,
explained that Iowa’s legislature only
meets once a year for 4 months.
Depending on when the EPA publishes
amendments to the RRP, it could be
very difficult for states in similar
situations to meet this requirement. The
commenter requested that EPA give
States and Indian Tribes two years
instead of one to demonstrate
compliance. EPA believes that the
concern raised by the commenter has
merit, and not just for Iowa. Therefore,
the Agency decided to allow States and
Indian Tribes up to two years to
demonstrate to EPA that they meet the
requirements of the RRP rule in its
application for approval or the first
report it submits under 40 CFR
745.324(h).
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G. Renovator Certification Requirements
EPA was made aware by stakeholders
that some renovators want to take the
training course closer to April 2010 in
order to maximize their 5-year
certification which is not required until
the RRP rule becomes effective on
April 22, 2010. Under the RRP rule, the
5-year certification begins when the
renovator completes the training. The
Agency is concerned that if enough
renovators wait until April 2010 to take
the training it may cause training
courses to fill up resulting in a lack of
available courses near the effective date.
In order to give renovators incentive to
take the course well in advance of the
April 2010 effective date, the Agency
considered a change to the requirements
that would allow renovator
certifications issued on or before the
effective date of the RRP rule to last
until July 1, 2015. The Agency
requested comment on whether it
should extend the certification for
renovators that get their certification by
April 22, 2010.
EPA received several comments in
favor of extending the renovator
certification to July 1, 2015. Several
commenters believe this would give
renovators incentive to take the training
early. One commenter supported the
extension so those who took the training
in advance of the April 22, 2010
implementation date would not be
penalized. Another commenter stated
that an extension of the certification
would prevent logistical problems like
waiting lists for trainings during the
final days before the effective date.
The Agency decided to finalize an
extension of the 5-year certification for
renovators who take the training before
April 22, 2010. EPA agrees that
renovators who take the training early
should not be penalized and therefore
will extend those certifications until
July 1, 2015.
H. Principle Instructor Requirements
As discussed in the preamble to the
proposed rule, EPA considered
modifying the requirements for training
providers. Under the original
requirements for the accreditation of
training providers, Principle Instructors
were required to take a 16-hour leadpaint course taught by EPA or an
authorized State, Tribe, or Territory.
EPA became aware that 16-hour courses
are not available in every state, making
it difficult for some instructors to get the
required training. To address this
problem, EPA considered reducing the
hourly requirement to 8 hours. EPA
received several comments on the
Principal Instructor requirement, mostly
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in support of reducing the hourly
requirement to 8 hours. One commenter
stated that there is no significant benefit
to requiring 16 hours instead of 8 hours
and that the 8-hour requirement will fit
more closely to available training
courses. Similarly, another commenter
stated that the 16-hour training shares
little content with what the Principal
Instructors are going to teach in the
renovator course. The commenter also
explained that there is no 16-hour lead
training course in Mississippi which led
to difficulties with a local organization’s
ability to offer the renovator course. One
commenter opposed to reducing the
hourly requirement stated that 8 hours
of lead training is not sufficient for an
instructor to know enough about lead
paint, lead hazards and federal
regulations. Another commenter stated
that there is enough training capacity
negating the need to reduce the hourly
requirement.
EPA agrees that the 8-hour renovator
course, instead of a longer abatement
course, is more closely related to what
Principal Instructors must know in
order to teach the renovator training. In
addition to the training requirement,
Principal Instructors must meet
education and work experience
requirements in order to teach leadbased paint training courses. The
Agency believes that taking this course
would be sufficient training for future
instructors of the renovator course and
therefore has reduced the requirement
from 16 to 8 hours. By reducing the
required hours, future instructors can
take the 8-hour renovator or dust
sampling technician trainings instead of
a 16-hour or longer abatement course.
III. References
As indicated under ADDRESSES, a
docket has been established for this
rulemaking under docket ID number
EPA–HQ–OPPT–2005–0049. The
following is a listing of the documents
that are specifically referenced in this
document. The docket includes these
documents and other information
considered by EPA, including
documents that are referenced within
the documents that are included in the
docket, even if the referenced document
is not physically located in the docket.
For assistance in locating these other
documents, please consult the technical
contact listed under FOR FURTHER
INFORMATION CONTACT.
1. EPA. Lead; Renovation, Repair, and
Painting Program; Final Rule. Federal
Register (73 FR 21692, April 22, 2008)
(FRL–8355–7). Available on-line at:
https://www.gpoaccess.gov/fr.
2. EPA. Lead; Requirements for Lead-Based
Paint Activities in Target Housing and
Child-Occupied Facilities; Final Rule.
Federal Register (61 FR 45778, August
29, 1996) (FRL–5389–9). Available online at: https://www.gpoaccess.gov/fr.
3. Jones, Robert L., David M. Homa, Pamela
A. Meyer, Debra J. Brody, Kathleen L.
Caldwell, James L. Pirkle, and Mary Jean
Brown. ‘‘Trends in Blood Lead Levels
and Blood Lead Testing Among U.S.
Children Aged 1 to 5 Years, 1988–2004.’’
Pediatrics: Official Journal of the
American Academy of Pediatrics. Vol.
123, No. 3, pp. e376–385, March 2009.
4. Xue J, Zartarian V, Moya J, Freeman N,
Beamer P, Black K, Tulve N, Shalat S: A
meta-analysis of children’s hand-tomouth frequency data for estimating
nondietary ingestion exposure. Risk
Anal. 2007 Apr.; 27(2): 411–20.
5. EPA. Office of Pollution Prevention and
Toxics (OPPT). Economic Analysis for
the TSCA Lead Renovation, Repair, and
Painting Program Opt-out and
Recordkeeping Final Rule for Target
Housing and Child-Occupied Facilities.
April 2010.
6. U.S. Department of Commerce, Bureau of
Economic Analysis. Table 1.1.9. Implicit
Price Deflators for Gross Domestic
Product. August 17, 2009.
7. EPA. Opt-out and Recordkeeping Final
Rule ICR Addendum for the rulemaking
entitled Lead: Elimination of the Opt-Out
Provision and Other Amendments to the
Renovation, Repair, and Painting
Program; Proposed Rule. April 2010.
8. EPA. Final Regulatory Flexibility Analysis
for the Elimination of the Opt-Out
Provision and Other Amendments to the
Lead Renovation, Repair, and Painting
Program; Final Rule. April 2010.
9. EPA. Report of the Small Business
Advocacy Review Panel on the Leadbased Paint Certification and Training;
Renovation and Remodeling
Requirements. March 3, 2000.
10. EPA. Lead; Renovation, Repair, and
Painting Program; Proposed Rule.
Federal Register (71 FR 1588, January
10, 2006) (FRL–7755–5). Available online at: https://www.gpoaccess.gov/fr.
11. EPA. Characterization of Dust Lead
Levels after Renovation, Repair, and
Painting Activities. November 13, 2007.
12. EPA. Unfunded Mandates Reform Act
Statement; Lead: Elimination of the OptOut Provision and Other Amendments to
the Renovation, Repair, and Painting
Program; Final Rule. April 2010.
13. EPA. Air Quality Criteria for Lead.
October 2006.
14. EPA, Consumer Product Safety
Commission (CPSC), U.S. Department of
Housing and Urban Development (HUD).
Protect Your Family From Lead in Your
Home (EPA 747–K–99–001, June 2003).
15. CDC. Morbidity and Mortality Weekly
Report. vol 54, no. 20, pp 513–516, May
27, 2005.
16. Marino, Phyllis E. et al. ‘‘A Case Report
of Lead Paint Poisoning during
Renovation of a Victorian Farmhouse.’’
American Journal of Public Health, 80
(10) pp. 1183–1185. October 1990.
17. Kowalczyk DF. ‘‘Lead poisoning in dogs
at the University of Pennsylvania
Veterinary Hospital.’’ Journal of
American Veterinary Medical
Association. 1976 Mar 1;168(5):428–32.
18. Knight TE, Kumar MS. ‘‘Lead toxicosis in
cats—a review.’’ Journal of Feline
Medicine and Surgery. 2003 Oct;5 (5):
249–55.
IV. Statutory and Executive Order
Reviews
EPA has prepared an analysis of the
potential costs and benefits associated
with this rulemaking. This analysis is
contained in the Economic Analysis for
the TSCA Lead Renovation, Repair, and
Painting Program Opt-out and
Recordkeeping Final Rule for Target
Housing and Child-Occupied Facilities
(Economic Analysis, Ref. 5), which is
available in the docket for this action
and is briefly summarized here, and in
more detail later in this Unit.
Description
Benefits ..............
emcdonald on DSK2BSOYB1PROD with RULES
Category
$866 million—$3,061 million annualized (3% discount rate).
$920 million—$3,258 million annualized (7% discount rate).
Due to avoided IQ loss in children under age 6 and cardiovascular effects in adults. EPA does not have sufficient information
to fully quantify benefits due to avoided health effects to individuals not present in target housing and child-occupied facilities subject to this rule or benefits due to avoided health effects other than IQ loss and cardiovascular effects.
$295 million annualized (3% discount rate).
$320 million annualized (7% discount rate).
Costs .................
A. Executive Order 12866
Under Executive Order 12866,
entitled ‘‘Regulatory Planning and
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Review’’ (58 FR 51735, October 4, 1993),
it has been determined that this rule is
a ‘‘significant regulatory action’’ under
section 3(f)(1) of the Executive Order
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because EPA estimates that it is likely
to have an annual effect on the economy
of $100 million or more. Accordingly,
this action was submitted to the Office
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of Management and Budget (OMB) for
review under Executive Order 12866
and any changes made based on OMB
recommendations have been
documented in the public docket for
this rulemaking as required by section
6(a)(3)(E) of the Executive Order.
The following is a summary of the
Economic Analysis (Ref. 5), which is
available in the docket for this action.
1. Number of facilities and
renovations. This rule applies to 78
million target housing units and childoccupied facilities in pre-1978 facilities.
There are approximately 40 million
target housing units potentially affected
by the removal of the opt-out provision
(i.e., owner occupied housing units
where no child under age 6 or pregnant
woman resides and that do not meet the
definition of a child-occupied facility).
There are an additional 38 million
facilities potentially affected by the
requirement that renovators provide
owners and occupants with copies of
the records required to be maintained by
the renovator to document compliance
with the training and work practice
requirements. Approximately 100,000 of
these facilities are child-occupied
facilities located in public or
commercial buildings, and the
remainder are located in target housing
(either in rental housing, owneroccupied housing where a child under
age 6 or pregnant woman resides, or
owner-occupied housing that meets the
definition of a child-occupied facility).
The removal of the opt-out provision
will affect approximately 7.2 million
renovation events per year in the 40
million housing units previously
eligible to use the opt-out provision. In
the first year, there will be an estimated
5.4 million renovation, repair, and
painting events in these housing units
where the rule will cause lead-safe work
practices to be used. (In the remaining
1.8 million renovation events, test kits
for determining whether a surface
contains lead-based paint will indicate
that lead-based paint is not present.)
EPA expects test kits that more
accurately determine whether a painted
surface qualifies as lead-based paint will
become available in late 2010. Once the
improved test kits are available, the
number of renovation, repair, and
painting events using lead-safe work
practices due to the rule in housing
previously eligible for the opt-out
provision is expected to drop to 3.0
million events per year.
The requirement for renovators to
provide owners and occupants with
records demonstrating compliance with
the training and work practice
requirements will affect all of the 7.2
million renovation events per year in
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housing units previously eligible for the
opt-out provision. This new
recordkeeping requirement will also
affect an additional 11.4 million
renovation events per year in the 38
million facilities ineligible for the optout provision.
EPA’s estimates are based on the
assumption that owners of housing
eligible for the opt-out provision would
always choose to exercise that
provision. To the extent that some
eligible homeowners would decline to
opt out, the number of renovation
events affected by the removal of the
opt-out would be lower than EPA has
estimated, as would the costs of this
action and the estimated number of
people protected by this action, since
they would choose to be protected by
the requirements of the RRP rule.
2. Options evaluated. EPA considered
a variety of options for addressing the
risks created by renovation, repair, and
painting activities disturbing lead-based
paint in housing previously eligible for
the opt-out provision. The Economic
Analysis analyzed several options,
including different options for the
effective date of the final rule when
published; an option phasing out the
opt-out provision depending on when
the facility was built (pre-1960 or pre1978); and different options for the work
practices (such as containment,
cleaning, and cleaning verification)
required in housing previously eligible
for the opt-out provision.
All options evaluated in the Economic
Analysis would also require renovation
firms to provide owners and occupants
of the buildings with a copy of the
records demonstrating compliance with
the training and work practice
requirements of the RRP rule. This
additional recordkeeping requirement
would apply to renovation, repair, and
painting activities in all 78 million
target housing units and child-occupied
facilities.
3. Benefits. The benefits of the rule
result from the prevention of adverse
health effects attributable to lead
exposure from renovations in pre-1978
buildings. These health effects include
impaired cognitive function in children
and several illnesses in children and
adults, such as increased adverse
cardiovascular outcomes (including
increased blood pressure, increased
incidence of hypertension,
cardiovascular morbidity, and mortality)
and decreased kidney function.
Removing the opt-out provision will
protect children under the age of 6 who
visit a friend, relative, or caregiver’s
house where a renovation would have
been performed under the opt-out
provision; children who move into such
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housing when their family purchases it
after such a renovation would have been
performed; and children who live in a
property adjacent to housing where
renovation would have been performed
under the opt-out provision. Removing
the opt-out provision will also protect
individuals age 6 and older who live in
houses that would have been renovated
under the opt-out provision; who move
into such housing; and who live in
adjacent properties.
EPA has estimated some of the
benefits of the rule by performing
calculations based on estimates of the
number of individuals in each of these
situations and the average benefit per
individual in similar situations from
previous RRP rule analyses with some
simple adjustments. The resulting
calculations provide a sense of the
magnitude of benefits from this action
but should not be interpreted as strict
upper or lower bound estimates of total
benefits. Based on two scenarios for
each of the situations described in the
previous paragraph, annualized benefits
for the rule may range from
approximately $870 million to $3.2
billion assuming a discount rate of 3%,
and $920 million to $3.3 billion
assuming a discount rate of 7%. Within
these scenarios, 10% of these benefits
are attributable to avoided losses in
expected earnings due to IQ drop in
children under 6, and 90% to avoided
medical costs (or other proxies for
willingness to pay) for hypertension,
coronary heart disease, stroke, and the
resulting incidence of deaths in older
individuals. For children under 6, the
largest proportion of these benefits
derive from moving into recently
renovated housing; for older
individuals, the largest proportion
derives from on-going residence in
houses that would have been renovated
under the opt-out provision.
EPA did not estimate benefits for
those who live near a house renovated
under the opt-out provision unless in a
contiguous attached home; those who
spend time in a friend’s or relative’s
house renovated under the opt-out
provision; and for health effects other
than IQ loss in children under 6 and
blood pressure effects in older
individuals.
To the extent that some eligible
homeowners would have declined to
opt out, the benefits of this action will
be lower than estimated, since exposed
persons will already be protected by the
requirements of the RRP program.
4. Costs. Removing the opt-out
provision will require firms performing
renovation, repair, and painting work
for compensation in housing previously
eligible for the opt-out provision to
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follow the training, certification, and
work practice requirements of the RRP
rule. This may result in additional costs
for these firms. Furthermore, the
additional recordkeeping requirements
in this rule will increase costs of
renovations in all target housing and
child-occupied facilities. Costs may be
incurred by contractors that work in
these buildings, landlords that use their
own staff to work in buildings they lease
out; and child-occupied facilities that
use their own staff to work in buildings
they occupy.
The rule is estimated to cost
approximately $500 million in the first
year. The cost is estimated to drop to
approximately $300 million per year
starting with the second year, when
improved test kits for detecting the
presence of lead-based paint are
assumed to become available. Over $200
million per year of the cost in
subsequent years is due to the work
practice requirements in housing
previously covered by the opt-out
provision. Training for renovators and
workers and certification for firms
working in housing previously covered
by the opt-out provision is estimated to
add approximately $50 million per year
to the cost. Requiring renovators to
provide owners and occupants with
copies of the recordkeeping required to
document compliance with the RRP rule
training and work practice requirements
costs approximately $30 million per
year, with about two thirds of this
incurred in housing that was previously
eligible for the opt-out provision.
Note that the costs of this rule as
estimated in the Economic Analysis are
expressed in 2005 dollars. To express
values in terms of current dollars, the
Implicit Price Deflator for Gross
Domestic Product as determined by the
Bureau of Economic Analysis can be
consulted for an indication of how
nominal prices for goods and services
produced in the economy have changed
over time. From 2005 to the second
quarter of 2009, the implicit price
deflator increased from 100 to 109.753,
a difference of approximately 10% (Ref.
6).
The cost estimates for training and
certification assume that renovation
firms are somewhat specialized in terms
of whether they work in facilities where
the RRP rule is applicable. However,
there may be many instances where
firms working in opt-out housing will
already have become certified, and their
staff been trained, because they also
work in regulated facilities ineligible for
the opt-out provision. If firms are less
specialized than the analysis assumed,
there may be little to no incremental
training and certification costs due to
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the rule. Furthermore, to the extent that
some eligible homeowners would have
declined to opt out, the work practice
costs for removing the opt-out provision
will be less than estimated.
The options EPA analyzed with a
phase in or a delayed effective date for
removing the opt-out provision have a
lower cost in the first 2 years but have
identical costs to the final rule
beginning in the third year. Options
with different work practice
requirements for the housing previously
eligible for the opt-out provision would
cost 1% to 17% less than the final rule.
This difference would all be due to
lower work practice costs, as the
training, certification, and
recordkeeping costs would be the same
for these options as for this rule.
B. Paperwork Reduction Act
The information collection
requirements contained in this rule have
been submitted for approval to the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act (PRA), 44 U.S.C. 3501 et seq. EPA
has prepared an Information Collection
Request (ICR) document to amend an
existing approved ICR. The ICR
document, referred to as the Opt-out
and Recordkeeping Final Rule ICR
Addendum and identified under EPA
ICR No. 1715.12 and OMB Control
Number 2070–0155, has been placed in
the docket for this rule (Ref. 7). The
information collection requirements are
not enforceable until OMB approves
them.
Burden under the PRA means the
total time, effort, or financial resources
expended by persons to generate,
maintain, retain, disclose, or provide
information to or for a Federal agency.
This includes the time needed to review
instructions; develop, acquire, install,
and utilize technology and systems for
the purposes of collecting, validating,
and verifying information, processing
and maintaining information, and
disclosing and providing information;
adjust the existing ways to comply with
any previously applicable instructions
and requirements; train personnel to be
able to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
The information collection activities
contained in this rule are designed to
assist the Agency in meeting the core
objectives of TSCA section 402. EPA has
carefully tailored the recordkeeping
requirements so they will permit the
Agency to achieve statutory objectives
without imposing an undue burden on
those firms that choose to be involved
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in renovation, repair, and painting
activities.
The information collection
requirements under this rule may affect
training providers as well as firms that
perform renovation, repair, or painting
for compensation. Removing the opt-out
provision may cause additional
renovators to become trained and firms
to become certified, and there are
paperwork requirements for both of
these activities. Removing the opt-out
provision will also create paperwork
due to the requirement to maintain
records documenting compliance with
the training and work practice
requirements. This rule also requires
renovation firms to provide owners and
occupants with these records. Although
firms have the option of choosing to
engage in the covered activities, once a
firm chooses to do so, the information
collection activities become mandatory
for that firm.
The ICR document provides a detailed
presentation of the estimated paperwork
burden and costs resulting from this
rule. The burden to training providers
and firms engaged in renovation, repair,
and painting activities is summarized in
this unit.
Because this analysis assumes that
renovation firms are somewhat
specialized in terms of whether they
work in facilities where the RRP rule
requirements are applicable, removing
the opt-out provision is estimated to
result in additional renovators becoming
trained and additional renovation firms
becoming certified. Training additional
renovators will increase the paperwork
burden for training providers, since they
must submit records to EPA (or an
authorizing State, Tribe, or Territory)
pertaining to each student attending a
training course. Approximately 170
training providers are estimated to incur
an average burden of about 40 hours
each for additional notifications,
resulting in an increase in training
provider burden averaging 7,000 hours
per year as a result of the removal of the
opt-out provision.
Removing the opt-out provision is
estimated to result in up to 110,000
additional firms becoming certified to
engage in renovation, repair, or painting
activities. The average certification
burden is estimated to be 3.5 hours per
firm in the year a firm is initially
certified, and 0.5 hours in years that it
is re-certified (which occurs every 5
years). Firms must keep records of the
work they perform; this recordkeeping
is estimated to average approximately 5
hours per year per firm. And under this
rule, firms must also provide a copy of
the records demonstrating compliance
with the training and work practice
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requirements of the RRP rule to the
owners and occupants of buildings
being renovated. This additional
recordkeeping requirement is estimated
to average approximately 3.3 hours per
year per firm. The total annual burden
for these 110,000 firms is estimated to
average 1,072,000 hours, of which
362,000 hours is due to the
recordkeeping requirement to provide
owners and occupants with
documentation of the training and work
practices used.
To the extent that firms working in
housing eligible for the opt-out
provision will already have incurred the
training and certification burdens
because they also work in regulated
facilities ineligible for the opt-out
provision, the training and certification
burden for this action will be lower than
estimated.
The requirement that firms provide
owners and occupants with a copy of
the records demonstrating compliance
with the training and work practice
requirements of the RRP rule also
applies to firms working in buildings
that were not eligible for the opt-out
provision. Under an assumption that
firms work in either buildings that are
eligible for the opt-out provision or
buildings that are ineligible (but not in
both types of buildings), EPA estimated
that 211,000 firms work in buildings
that are not eligible for the opt-out
provision. EPA estimated that these
211,000 firms will incur an average
annual burden of approximately 2.7
hours per firm due to the new
recordkeeping requirements, resulting
in a total burden of 568,000 hours per
year for these firms. To the extent that
firms work in both types of buildings,
the number of firms and the total
burden in this category would be higher
than estimated. But this would be offset
by a corresponding decrease in the
110,000 firms and 362,000 burden hours
estimated for the firms that were
assumed to work only in buildings
previously eligible for the opt-out
provision.
Total respondent burden for training
providers and certified firms from
removing the opt-out provision and
requiring additional recordkeeping is
estimated to average approximately
1,647,000 hours per year during the 3year period covered by the ICR.
The rule may also result in additional
government costs to administer the
program (to process the additional
training provider notifications and to
administer and enforce the program for
firms working in housing previously
eligible for the opt-out provision).
States, Tribes, and Territories are
allowed, but are under no obligation, to
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apply for and receive authorization to
administer these requirements. EPA will
directly administer programs for States,
Tribes, and Territories that do not
become authorized. Because the number
of States, Tribes, and Territories that
will become authorized is not known,
administrative costs are estimated
assuming that EPA will administer the
program everywhere. To the extent that
other government entities become
authorized, EPA’s administrative costs
will be lower.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations codified
in chapter I of title 40 of the CFR, after
appearing in the preamble of the final
rule, are listed in 40 CFR part 9, are
displayed either by publication in the
Federal Register or by other appropriate
means, such as on the related collection
instrument or form, if applicable. When
the ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in the final rule.
To comment on the Agency’s need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, EPA has established
a docket for this rule, which includes
this ICR, under docket ID number EPA–
HQ–OPPT–2005–0049. Submit any
comments related to the ICR to EPA and
OMB. See ADDRESSES for where to
submit comments to EPA. Send
comments to OMB at the Office of
Information and Regulatory Affairs,
Office of Management and Budget, 725
17th St., NW., Washington, DC 20503,
Attention: Desk Office for EPA. Since
OMB is required to make a decision
concerning the ICR between 30 and 60
days after May 6, 2010, a comment to
OMB is best assured of having its full
effect if OMB receives it by June 7, 2010.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
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For purposes of assessing the impacts
of this rule on small entities, small
entity is defined in accordance with
section 601 of RFA as:
1. A small business as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201.
2. A small governmental jurisdiction
that is a government of a city, county,
town, school district, or special district
with a population of less than 50,000.
3. A small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.
As required by section 604 of RFA,
EPA has prepared a final regulatory
flexibility analysis (FRFA) for this rule.
The FRFA is available for review in the
docket and is summarized in this unit
(Ref. 8).
1. Reasons why action by the Agency
is being taken. After further
consideration of the opt-out provision,
the Agency believes it is in the best
interest of the public to remove the
provision. EPA believes that the opt-out
provision is not sufficiently protective
for children under age 6 and pregnant
women, because it does not provide
protection from improperly performed
renovations for visiting children and
pregnant women; for children and
pregnant women who move into a
newly purchased house that was
recently renovated under the opt-out
provision; and for children and
pregnant women who live adjacent to a
home where the exterior is being
renovated under the opt-out provision.
In addition, while the RRP rule focused
mainly on protecting young children
and pregnant women from lead hazards,
exposure can result in adverse health
effects for older children and adults as
well. Removing the opt-out provision
will protect older children and adult
occupants of target housing where no
child under age 6 or pregnant woman
resides, as well as residents of adjacent
properties. Finally, EPA believes that
implementing the regulations without
the opt-out provision promotes, to a
greater extent, the statutory directive to
promulgate regulations covering
renovation activities in target housing.
EPA has determined that providing
owners and occupants of renovated
buildings with copies of the records
documenting the renovation firm’s
compliance with the RRP rule’s training
and work practice requirements will
serve to reinforce information on both
the potential hazards of renovations and
on the RRP rule’s requirements. It will
also enable building owners and
occupants to better understand what the
renovation firm did to comply with the
RRP rule and how the rule’s provisions
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affected their specific renovation.
Educating the owners and occupants in
this way is likely to improve their
ability to assist the EPA in monitoring
compliance with the RRP rule. These
improvements in education and
monitoring will improve compliance
with the RRP rule, which will
ultimately protect children and adults
from exposure to lead hazards due to
renovation activities.
2. Legal basis and objectives for this
rule. TSCA section 402(c)(2) directs EPA
to study the extent to which persons
engaged in renovation, repair, and
painting activities are exposed to lead or
create lead-based paint hazards
regularly or occasionally. After
concluding this study, TSCA section
402(c)(3) further directs EPA to revise
its lead-based paint activities
regulations under TSCA section 402(a)
to apply to renovation or remodeling
activities that create lead-based paint
hazards. Because EPA’s study found
that activities commonly performed
during renovation and remodeling
create lead-based paint hazards, EPA
issued the RRP rule in 2008 (Ref. 1). In
issuing the RRP rule, EPA revised the
TSCA section 402(a) regulatory scheme
to apply to individuals and firms
engaged in renovation, repair, and
painting activities. In this rule, EPA is
revising the TSCA section 402(c)(3) rule
to cover renovations in all target
housing and child-occupied facilities. In
so doing, EPA has also taken into
consideration the environmental,
economic, and social impact of this rule
as provided in TSCA section 2(c). A
central objective of this rule is to
minimize exposure to lead-based paint
hazards created during renovation,
repair, and painting activities in all
target housing and other buildings
frequented by children under age 6.
3. Potentially affected small entities.
Small entities include small businesses,
small organizations, and small
governmental jurisdictions. The small
entities that are potentially directly
regulated by this rule include: Small
businesses (including contractors and
property owners and managers); small
nonprofits (certain childcare centers and
private schools); and small governments
(school districts which operate preschools, kindergartens and certain child
care centers).
In determining the number of small
businesses affected by the rule, the
Agency applied U.S. Economic Census
data to the SBA’s definition of small
business. However, applying the U.S.
Economic Census data requires either
under or overestimating the number of
small businesses affected by the rule.
For example, for many construction
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establishments, the SBA defines small
businesses as having revenues of less
than $14 million. With respect to those
establishments, the U.S. Economic
Census data groups all establishments
with revenues of $10 million or more
into one revenue bracket. On the one
hand, using data for the entire industry
would overestimate the number of small
businesses affected by the rule and
would defeat the purpose of estimating
impacts on small business. It would also
underestimate the rule’s impact on
small businesses because the impacts
would be calculated using the revenues
of large businesses in addition to small
businesses. On the other hand, applying
the closest, albeit lower, revenue bracket
would underestimate the number of
small businesses affected by the rule
while at the same time overestimating
the impacts. Similar issues arose in
estimating the fraction of property
owners and managers that are small
businesses. EPA has concluded that a
substantial number of small businesses
will be affected by the rule.
Consequently, EPA has chosen to be
more conservative in estimating the cost
impacts of the rule by using the closest,
albeit lower, revenue bracket for which
U.S. Economic Census data is available.
For other sectors (nonprofits operating
childcare centers or private schools),
EPA assumed that all affected firms are
small, which may overestimate the
number of small entities affected by the
rule.
The vast majority of entities in the
industries affected by this rule are
small. Using EPA’s estimates, the
revisions to the renovation, repair, and
painting program will affect
approximately 289,000 small entities.
4. Potential economic impacts on
small entities. EPA evaluated two
factors in its analysis of the rule’s
requirements on small entities, the
number of firms that would experience
the impact, and the size of the impact.
Average annual compliance costs as a
percentage of average annual revenues
were used to assess the potential
average impacts of the rule on small
businesses and small governments. This
ratio is a good measure of entities’
ability to afford the costs attributable to
a regulatory requirement, because
comparing compliance costs to revenues
provides a reasonable indication of the
magnitude of the regulatory burden
relative to a commonly available
measure of economic activity. Where
regulatory costs represent a small
fraction of a typical entity’s revenues,
the financial impacts of the regulation
on such entities may be considered as
not significant. For non-profit
organizations, impacts were measured
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by comparing rule costs to annual
expenditures. When expenditure data
were not available, however, revenue
information was used as a proxy for
expenditures. It is appropriate to
calculate the impact ratios using
annualized costs, because these costs
are more representative of the
continuing costs entities face to comply
with the rule.
Of the approximately 289,000 small
entities estimated to incur costs due to
the rule, an estimated 101,000 small
residential contractors are assumed to
seek certification as a result of the
removal of the opt-out provision;
therefore, they would incur training,
certification, work practice, and
recordkeeping costs. The remaining
estimated 189,000 small entities
(working in buildings that were not
eligible for the opt-out) are only
expected to incur costs due to the
additional recordkeeping provisions in
the rule.
The average cost to a typical small
renovation contractor of removing the
opt-out provision ranges from about
$1,100 to about $6,400, depending on
the industry sector. This represents
0.8% to 1.7% of revenues depending on
the industry sector. Overall, an
estimated 101,000 small businesses
could be affected by the removal of the
opt-out provision, with average impacts
of 1.10% of revenues.
This rule’s new recordkeeping
requirement has an average cost of $1 to
$280 for entities not affected by removal
of the opt-out provision. This results in
incremental cost impacts ranging from
0.0001% to 0.08% of revenues. An
estimated 189,000 small entities could
be affected solely by the additional
recordkeeping requirement, including
165,000 small businesses with average
impacts of 0.03% of revenues, 17,000
small non-profits with average impacts
of 0.0005%, and 6,000 small
governments with average impacts of
0.0001%.
Combining the removal of the opt-out
provision with the new recordkeeping
requirement, a total of 289,000 small
entities could be affected by the rule,
including 266,000 small businesses with
average impacts of 0.4%, 17,000 small
non-profits with average impacts of
0.0005%, and 6,000 small governments
with average impacts of 0.0001%.
To the extent that renovators and
firms working in housing eligible for the
opt-out provision will already have
become trained and certified because
they also work in regulated facilities
ineligible for the opt-out provision, or to
the extent that eligible homeowners
would decline to opt out, the average
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impacts of this action will be lower than
estimated.
Some of the small entities subject to
the rule have employees while others
are non-employers. The non-employers
typically perform fewer jobs than firms
with employees, and thus have lower
work practice compliance costs.
However, they also have lower average
revenues than entities with employees,
so their impacts (measured as costs
divided by revenues) can be higher.
Impact estimates for non-employers
should be interpreted with caution, as
some non-employers may have
significant issues related to
understatement of income, which would
tend to exaggerate the average impact
ratio for this class of small entities.
There are an estimated 75,000 nonemployer renovation contractors that
could be affected by the removal of the
opt-out provision. The average cost to
such contractors is estimated to be
$1,193 apiece. This represents 1.3% to
4.7% of reported revenues, depending
on the industry sector. The rule’s new
recordkeeping requirement is estimated
to affect approximately 96,000
additional non-employer renovation
contractors not affected by removal of
the opt-out provision. The costs to such
contractors are estimated to be $42
apiece. This represents 0.05% to 0.17%
of revenues, depending on the industry
sector.
5. Relevant federal rules. The
requirements in this rule will fit within
an existing framework of other Federal
regulations that address lead-based
paint. Notably, the Pre-Renovation
Education Rule, 40 CFR 745.85, requires
renovators to distribute a lead hazard
information pamphlet to owners and
occupants before conducting a
renovation in target housing and childoccupied facilities. This rule’s
requirement that renovators provide
owners and occupants with records
documenting compliance with the
program’s training and work practice
requirements complements the existing
pre-renovation education requirements.
6. Skills needed for compliance.
Under the lead renovation, repair, and
painting program requirements,
renovators and dust sampling
technicians working in target housing
and child-occupied facilities have to
take a course to learn the proper
techniques for accomplishing the
containment, cleaning, cleaning
verification, and dust sampling tasks
they will perform during renovations.
These courses are intended to provide
them with the information they would
need to comply with the rule based on
the skills they already have. Renovators
then provide on-the-job training in work
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practices to any other renovation
workers used on a particular renovation.
Entities are required to apply for
certification to perform renovations; this
process does not require any special
skills other than the ability to complete
the application. They also need to
document their training and the work
practices used during renovations,
which does not require any special
skills.
7. Small business advocacy review
panel. EPA has been concerned with
potential small entity impacts since the
earliest stages of planning for the RRP
program under section 402(c)(3) of
TSCA. EPA conducted outreach to small
entities and, pursuant to section 609 of
RFA, convened a Small Business
Advocacy Review Panel (the Panel) in
1999 to obtain advice and
recommendations of representatives of
the regulated small entities. Pursuant to
the RFA, EPA used the report of the
Panel convened for the closely related
RRP rule promulgated in April 2008.
EPA identified eight key elements of a
potential renovation and remodeling
regulation for the Panel’s consideration.
These elements were: Applicability and
scope, firm certification, individual
training and certification, accreditation
of training courses, work practice
standards, prohibited practices, exterior
clearance, and interior clearance.
Details on the Panel and its
recommendations are provided in the
Panel Report (Ref. 9). Information on
how EPA implemented the Panel’s
recommendations in the development of
the RRP program is available in Unit
VIII.C. of the preamble to the proposed
RRP rule (Ref. 10) and in Unit V.C. of
the preamble to the RRP rule (Ref. 1).
This rule is closely related to the RRP
rule and the conclusions made in 2008
regarding the Panel’s recommendations
are applicable to this final rule.
Although this final rule expands the
number of renovation firms that must
comply with the RRP requirements, it
does not change the elements identified
by the Panel. For example, this rule
does not change the work practice or
certification requirements of the RRP
rule. EPA believes that reconvening the
Panel would be procedurally
duplicative and is unnecessary given
that the issues here were within the
scope of those considered by the Panel.
8. Alternatives considered. EPA
considered several significant
alternatives to this rule that could affect
the economic impacts of the rule on
small entities. These alternatives would
have applied to both small and large
entities, but given the number of small
entities in the affected industries, these
alternatives would primarily affect
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24815
small entities. For the reasons described
in this unit, EPA believes these
alternatives are not consistent with the
objectives of the rule.
i. Delayed effective date. EPA
considered an option that would delay
the removal of the opt-out provision by
6 months, and another option that
would delay the date by 12 months.
These options would make the RRP
program more complex to implement
and might lead to confusion by
renovators and homeowners. These
options would also lead to increased
exposures during the delay period,
including exposures to children under
the age of 6 and pregnant women.
Therefore, EPA believes that these
options are not consistent with the
stated objectives of the rule.
ii. Staged approach. EPA considered
a staged approach that would initially
remove the opt-out provision in pre1960 housing, and then remove it in
housing built between 1960 and 1978 a
year later. This would make the RRP
program more complex to implement
and might lead to confusion by
renovators and homeowners. It would
also increase exposures during the first
year of the rule from renovations in
houses built between 1960 and 1978,
including exposures to children under
the age of 6 and pregnant women. EPA
does not believe that the reduced
burden of a staged approach outweighs
the implementation complexity and
additional exposures that it would
create. Therefore, EPA believes that this
option is not consistent with the stated
objectives of the rule.
iii. Alternate work practices. EPA also
considered different options for the
work practice requirements in housing
that was previously eligible for the optout provision. Specifically, EPA
considered options: With the
containment requirements specified in
40 CFR 745.85, but without any
cleaning or cleaning verification work
practices; with the cleaning and
cleaning verification requirements
specified in 40 CFR 745.85, but without
any containment work practices; with
the cleaning requirements specified in
40 CFR 745.85, but without any
containment or cleaning verification
work practices; and with the
containment, cleaning, and cleaning
verification requirements specified in 40
CFR 745.85, but without the
prohibitions or restrictions on paint
removal practices specified in 40 CFR
745.85(a)(3) (i.e., open-flame burning or
torching, the use of machines that
remove paint through high-speed
operation without HEPA exhaust
control, and heat guns operating in
excess of 1,100 degrees Fahrenheit).
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EPA’s Dust Study (Ref. 11) indicated
that renovation, repair, and paint
preparation activities produce large
quantities of lead dust that create dustlead hazards. The Dust Study showed
that the largest decreases in dust levels
were observed in the experiments where
the rule’s practices of containment,
specialized cleaning, and cleaning
verification were all used. The Dust
Study indicated that if the prohibited
and restricted practices are avoided, the
suite of work practices as a whole are
effective at addressing the lead-paint
dust that is generated during renovation
activities. This is discussed in more
detail in the RRP rule (Ref. 1, pp.
21696–21697).
iv. Conclusion. EPA is concerned that
these alternatives to the rule can create
confusion among both contractors and
consumers and could potentially result
in non-compliance by renovation firms.
EPA believes that simplifying the
applicability of the work practices will
enhance the effectiveness and reliability
of the rule.
EPA is concerned that the alternatives
with a delayed or staged effective date
would lead to increased exposures
during the delay period, including
exposures to children under the age of
6 and pregnant women.
Based on the data available to EPA
(e.g., the Dust Study), the Agency
cannot now conclude that the
alternatives to the rule with alternate
work practices are safe, reliable or
effective because none of these would
sufficiently minimize exposure to leadbased paint hazards. In sum, when the
RRP work practices are not used,
residents and visitors are exposed to the
lead hazards created by the renovation,
and therefore these approaches would
not protect older children, women of
childbearing age, or other adults
currently residing in the home and can
result in exposure to children under the
age of 6 and pregnant women to leadbased paint hazards.
9. Summary of significant issues
raised by public comments. There were
no public comments specifically on the
Initial Regulatory Flexibility Analysis.
However, there were public comments
that addressed the Agency’s compliance
with the Regulatory Flexibility Act, or
which addressed issues that indirectly
affect the Initial Regulatory Flexibility
Analysis. The Agency’s assessment of
these issues is summarized in the FRFA.
EPA did not make any changes to the
proposed rule as a result of these
comments.
10. Small entity compliance guide. As
required by section 212 of Small
Business Regulatory Enforcement
Fairness Act (SBREFA), EPA issued a
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Small Entity Compliance Guide (the
Guide) in December 2008 to help small
entities comply with the RRP rule. The
Guide is available at: https://
www.epa.gov/lead/pubs/
sbcomplianceguide.pdf or from the
National Lead Information Center by
calling 1–800–424–LEAD [5323]. EPA
will revise the Guide, as necessary, to
reflect this rulemaking activity.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under section 202 of UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may result
in expenditures to State, local, and
Tribal governments, in the aggregate, or
to the private sector, of $100 million or
more in any 1 year. Before promulgating
an EPA rule for which a written
statement is needed, section 205 of
UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective or least burdensome alternative
that achieves the objectives of the rule.
The provisions of section 205 do not
apply when they are inconsistent with
applicable law. Moreover, section 205
allows EPA to adopt an alternative other
than the least costly, most cost-effective
or least burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including Tribal
governments, it must have developed
under section 203 of UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA proposed rules
with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
Under UMRA Title II, EPA has
determined that this rule contains a
Federal mandate that may result in
expenditures that exceed the inflationadjusted UMRA threshold of $100
million by the private sector in any 1
year, but it will not result in such
expenditures by State, local, and Tribal
governments in the aggregate.
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Accordingly, EPA has prepared a
written statement under section 202 of
UMRA which has been placed in the
docket for this rule (Ref. 12) and is
summarized here.
1. Authorizing legislation. This rule is
issued under the authority of TSCA
sections 402(c)(3), 404, 406, and 407 (15
U.S.C. 2682(c)(3), 2684, 2686, and
2687).
2. Cost-benefit analysis. EPA has
prepared an analysis of the costs and
benefits associated with this rule, a copy
of which is available in the docket for
this rule (Ref. 5). The Economic
Analysis presents the costs of this rule
as well as various regulatory options
and is summarized in Unit IV.A. EPA
has estimated the total costs of this rule
at approximately $500 million in the
first year and $300 million per year
thereafter.
The benefits of the rule result from
the prevention of adverse health effects
attributable to lead exposure from
renovations in pre-1978 buildings.
These health effects include impaired
cognitive function in children and
several illnesses in children and adults,
such as increased adverse
cardiovascular outcomes (including
increased blood pressure, increased
incidence of hypertension,
cardiovascular morbidity, and mortality)
and decreased kidney function.
3. State, local, and Tribal government
input. EPA has sought input from State,
local, and Tribal government
representatives throughout the
development of the renovation, repair,
and painting program. EPA’s experience
in administering the existing lead-based
paint activities program under TSCA
section 402(a) suggests that these
governments will play a critical role in
the successful implementation of a
national program to reduce exposures to
lead-based paint hazards associated
with renovation, repair, and painting
activities. Consequently, as discussed in
Unit III.C.2. of the preamble to the
proposed RRP rule (Ref. 10), the Agency
has met with State, local, and Tribal
government officials on numerous
occasions to discuss renovation issues.
4. Least burdensome option. EPA has
considered a wide variety of options for
addressing the risks presented by
renovation activities where lead-based
paint is present. As part of the
development of the renovation, repair,
and painting program, EPA considered
different options for the scope of the
rule, various combinations of training
and certification requirements for
individuals who perform renovations,
various combinations of work practice
requirements, and various methods for
ensuring that no lead-based paint
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hazards are left behind by persons
performing renovations. The Economic
Analysis for this rule analyzed several
additional options for the phasing,
effective date, and work practices
required for the additional owneroccupied housing affected by the
removal of the opt-out provision. As
described in Unit IV.C., EPA has
concluded that the options for delaying
or phasing the effective date would
make the RRP program more complex to
implement, might lead to confusion by
renovators and homeowners, and would
lead to increased exposures. EPA
believes that the selected approach is
the least burdensome option available
that achieves a central objective of this
rule, which is to minimize exposure to
lead-based paint hazards created during
renovation, repair, and painting
activities in all target housing and other
buildings frequented by children under
age 6.
This rule does not contain a
significant Federal intergovernmental
mandate as described by section 203 of
UMRA. Based on the definition of
‘‘small government jurisdiction’’ in RFA
section 601, no State governments can
be considered small. Small Territorial or
Tribal governments may apply for
authorization to administer and enforce
this program, which would entail costs,
but these small jurisdictions are under
no obligation to do so.
EPA has determined that this rule
contains no regulatory requirements that
might significantly or uniquely affect
small governments. Small governments
operate public housing, and schools that
are child-occupied facilities. If these
governments perform renovations in
these facilities, they may incur very
small additional costs to provide
residents, parents or guardians with
copies of the records documenting
compliance with the training and work
practice requirements. EPA generally
measures a significant impact under
UMRA as being expenditures, in the
aggregate, of more than 1% of small
government revenues in any 1 year. As
explained in Unit IV.C.4., the rule is
expected to result in small government
impacts well under 1% of revenues. So
EPA has determined that the rule does
not significantly affect small
governments. Nor does the rule
uniquely affect small governments, as
the rule is not targeted at small
governments, does not primarily affect
small governments, and does not
impose a different burden on small
governments than on other entities that
operate child-occupied facilities.
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E. Executive Order 13132
Pursuant to Executive Order 13132,
entitled ‘‘Federalism’’ (64 FR 43255,
August 10, 1999), EPA has determined
that this rule does not have ‘‘federalism
implications,’’ because it will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. Thus, Executive
Order 13132 does not apply to this rule.
States are able to apply for, and receive
authorization to administer the lead
renovation, repair, and painting
program requirements, but are under no
obligation to do so. In the absence of a
State authorization, EPA will administer
the requirements. Nevertheless, in the
spirit of the objectives of this Executive
Order, and consistent with EPA policy
to promote communications between
the Agency and State and local
governments, EPA consulted with
representatives of State and local
governments in developing the
renovation, repair, and painting
program. These consultations were
described in the preamble to the
proposed RRP rule (Ref. 10).
F. Executive Order 13175
As required by Executive Order
13175, entitled ‘‘Consultation and
Coordination with Indian Tribal
Governments’’ (59 FR 22951, November
6, 2000), EPA has determined that this
rule does not have Tribal implications
because it will not have substantial
direct effects on Tribal governments, on
the relationship between the Federal
government and the Indian Tribes, or on
the distribution of power and
responsibilities between the Federal
government and Indian Tribes, as
specified in the Order. Tribes are able to
apply for and receive authorization to
administer the lead renovation, repair,
and painting program on Tribal lands,
but Tribes are under no obligation to do
so. In the absence of a Tribal
authorization, EPA will administer
these requirements. While Tribes may
operate public housing or childoccupied facilities covered by the rule
such as kindergartens, prekindergartens, and daycare facilities,
EPA has determined that this rule
would not have substantial direct effects
on the Tribal governments that operate
these facilities.
Thus, Executive Order 13175 does not
apply to this rule. Although Executive
Order 13175 does not apply, EPA
consulted with Tribal officials and
others by discussing potential
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24817
renovation regulatory options for the
renovation, repair, and painting
program at several national lead
program meetings hosted by EPA and
other interested Federal agencies.
G. Executive Order 13045
Executive Order 13045, entitled
‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’ (62 FR 19885, April 23, 1997)
applies to this rule because it is an
‘‘economically significant regulatory
action’’ as defined by Executive Order
12866, and because the environmental
health or safety risk addressed by this
action may have a disproportionate
effect on children.
A central purpose of this rule is to
minimize exposure to lead-based paint
hazards created during renovation,
repair, and painting activities in all
housing and other buildings frequented
by children under age 6. In the absence
of this regulation, adequate work
practices are not likely to be employed
during renovation, repair, and painting
activities in housing eligible for the optout provision.
Removing the opt-out provision will
protect children under the age of 6 who
visit a friend, relative, or caregiver’s
house where a renovation would have
been performed under the opt-out
provision; children who move into such
housing when their family purchases it
after such a renovation would have been
performed; and children who live in a
property adjacent to owner-occupied
housing where renovation would have
been performed under the opt-out
provision. Removing the opt-out
provision will also protect children age
6 and older who live in houses that
would have been renovated under the
opt-out provision; who move into such
housing; and who live in adjacent
properties.
H. Executive Order 13211
This rule is not a ‘‘significant energy
action’’ as defined in Executive Order
13211, entitled ‘‘Actions concerning
Regulations that Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001) because it is
not likely to have any adverse effect on
the supply, distribution, or use of
energy.
I. National Technology Transfer and
Advancement Act of 1995
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, 12(d) (15 U.S.C. 272 note), directs
EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
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with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This rulemaking does not involve
technical standards. Therefore, EPA is
not considering the use of any voluntary
consensus standards.
J. Executive Order 12898
Pursuant to Executive Order 12898,
entitled ‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’ (59 FR 7629, February 16,
1994), EPA has assessed the potential
impact of this rule on minority and lowincome populations. The results of this
assessment are presented in the
Economic Analysis, which is available
in the public docket for this rulemaking
(Ref. 5). As a result of this assessment,
the Agency has determined that this
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it
increases the level of environmental
protection for all affected populations
without having any disproportionately
high and adverse human health or
environmental effects on any
population, including any minority or
low-income population.
emcdonald on DSK2BSOYB1PROD with RULES
V. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report to each House of
the Congress and the Comptroller
General of the United States. EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. This rule is a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 745
Environmental protection, Lead,
Lead-based paint, Renovation, Reporting
and recordkeeping requirements.
VerDate Mar<15>2010
16:09 May 05, 2010
Jkt 220001
Dated: April 22, 2010.
Lisa P. Jackson,
Administrator.
Therefore, 40 CFR chapter I is
amended as follows:
■
PART 745—[AMENDED]
1. The authority citation for part 745
continues to read as follows:
■
Authority: 15 U.S.C. 2605, 2607, 2681–
2692 and 42 U.S.C. 4852d.
2. In § 745.81, revise paragraph (a)(4)
to read as follows:
■
§ 745.81
Effective dates.
(a) * * *
(4) Work practices. (i) On or after
April 22, 2010 and before July 6, 2010
all renovations must be performed in
accordance with the work practice
standards in § 745.85 and the
associated recordkeeping requirements
in § 745.86 (b)(6) in target housing or
child-occupied facilities, unless the
renovation qualifies for one of the
exceptions identified in § 745.82(a).
This does not apply to renovations in
target housing for which the firm
performing the renovation has obtained
a statement signed by the owner that the
renovation will occur in the owner’s
residence, no child under age 6 resides
there, the housing is not a childoccupied facility, and the owner
acknowledges that the work practices to
be used during the renovation will not
necessarily include all of the lead-safe
work practices contained in EPA’s
renovation, repair, and painting rule.
For the purposes of this section, a child
resides in the primary residence of his
or her custodial parents, legal guardians,
and foster parents. A child also resides
in the primary residence of an informal
caretaker if the child lives and sleeps
most of the time at the caretaker’s
residence.
(ii) On or after July 6, 2010, all
renovations must be performed in
accordance with the work practice
standards in § 745.85 and the
associated recordkeeping requirements
in § 745.86(b)(1) and (b)(6) in target
housing or child-occupied facilities,
unless the renovation qualifies for the
exception identified in § 745.82(a).
*
*
*
*
*
§ 745.82
[Amended]
3. In § 745.82, remove paragraph (c).
4. In § 745.84, revise paragraph (b)(2),
the introductory text of paragraph (c)(2),
and paragraph (c)(2)(ii) to read as
follows:
■
■
§ 745.84 Information distribution
requirements.
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(b) * * *
(2) Comply with one of the following.
(i) Notify in writing, or ensure written
notification of, each affected unit and
make the pamphlet available upon
request prior to the start of renovation.
Such notification shall be accomplished
by distributing written notice to each
affected unit. The notice shall describe
the general nature and locations of the
planned renovation activities; the
expected starting and ending dates; and
a statement of how the occupant can
obtain the pamphlet and a copy of the
records required by § 745.86(c) and (d),
at no cost to the occupants, or
(ii) While the renovation is ongoing,
post informational signs describing the
general nature and locations of the
renovation and the anticipated
completion date. These signs must be
posted in areas where they are likely to
be seen by the occupants of all of the
affected units. The signs must be
accompanied by a posted copy of the
pamphlet or information on how
interested occupants can review a copy
of the pamphlet or obtain a copy from
the renovation firm at no cost to
occupants. The signs must also include
information on how interested
occupants can review a copy of the
records required by § 745.86(c) and (d)
or obtain a copy from the renovation
firm at no cost to the occupants.
*
*
*
*
*
(c) * * *
(2) Provide the parents and guardians
of children using the child-occupied
facility with the pamphlet, information
describing the general nature and
locations of the renovation and the
anticipated completion date, and
information on how interested parents
or guardians of children frequenting the
child-occupied facility can review a
copy of the records required by
§ 745.86(c) and (d) or obtain a copy from
the renovation firm at no cost to the
occupants by complying with one of the
following:
*
*
*
*
*
(ii) While the renovation is ongoing,
post informational signs describing the
general nature and locations of the
renovation and the anticipated
completion date. These signs must be
posted in areas where they can be seen
by the parents or guardians of the
children frequenting the child-occupied
facility. The signs must be accompanied
by a posted copy of the pamphlet or
information on how interested parents
or guardians of children frequenting the
child-occupied facility can review a
copy of the pamphlet or obtain a copy
from the renovation firm at no cost to
the parents or guardians. The signs must
E:\FR\FM\06MYR1.SGM
06MYR1
Federal Register / Vol. 75, No. 87 / Thursday, May 6, 2010 / Rules and Regulations
also include information on how
interested parents or guardians of
children frequenting the child-occupied
facility can review a copy of the records
required by § 745.86(c) and (d) or
obtain a copy from the renovation firm
at no cost to the parents or guardians.
*
*
*
*
*
■ 5. In § 745.86, remove paragraph (b)(6)
and redesignate paragraph (b)(7) as
paragraph (b)(6) and revise paragraphs
(b)(1), (c), and (d) to read as follows:
§ 745.86 Recordkeeping and reporting
requirements.
emcdonald on DSK2BSOYB1PROD with RULES
*
*
*
*
*
(b) * * *
(1) Records or reports certifying that
a determination had been made that
lead-based paint was not present on the
components affected by the renovation,
as described in § 745.82(a). These
records or reports include:
(i) Reports prepared by a certified
inspector or certified risk assessor
(certified pursuant to either Federal
regulations at § 745.226 or an EPAauthorized State or Tribal certification
program).
(ii) Records prepared by a certified
renovator after using EPA-recognized
test kits, including an identification of
the manufacturer and model of any test
kits used, a description of the
components that were tested including
their locations, and the result of each
test kit used.
*
*
*
*
*
(c)(1) When the final invoice for the
renovation is delivered or within 30
days of the completion of the
renovation, whichever is earlier, the
renovation firm must provide
information pertaining to compliance
with this subpart to the following
persons:
(i) The owner of the building; and, if
different,
(ii) An adult occupant of the
residential dwelling, if the renovation
took place within a residential dwelling,
or an adult representative of the childoccupied facility, if the renovation took
place within a child-occupied facility.
(2) When performing renovations in
common areas of multi-unit target
housing, renovation firms must post the
information required by this subpart or
instructions on how interested
occupants can obtain a copy of this
information. This information must be
posted in areas where it is likely to be
seen by the occupants of all of the
affected units.
(3) The information required to be
provided by paragraph (c) of this section
may be provided by completing the
sample form titled ‘‘Sample Renovation
Recordkeeping Checklist’’ or a similar
VerDate Mar<15>2010
16:09 May 05, 2010
Jkt 220001
form containing the test kit information
required by § 745.86(b)(1)(ii) and the
training and work practice compliance
information required by § 745.86(b)(6).
(d) If dust clearance sampling is
performed in lieu of cleaning
verification as permitted by § 745.85(c),
the renovation firm must provide, when
the final invoice for the renovation is
delivered or within 30 days of the
completion of the renovation,
whichever is earlier, a copy of the dust
sampling report to:
(1) The owner of the building; and, if
different,
(2) An adult occupant of the
residential dwelling, if the renovation
took place within a residential dwelling,
or an adult representative of the childoccupied facility, if the renovation took
place within a child-occupied facility.
(3) When performing renovations in
common areas of multi-unit target
housing, renovation firms must post
these dust sampling reports or
information on how interested
occupants of the housing being
renovated can obtain a copy of the
report. This information must be posted
in areas where they are likely to be seen
by the occupants of all of the affected
units.
■ 6. In § 745.90, revise paragraphs (a)(4)
and (b)(8) to read as follows:
§ 745.90 Renovator certification and dust
sampling technician certification.
(a) * * *
(4) To maintain renovator certification
or dust sampling technician
certification, an individual must
complete a renovator or dust sampling
technician refresher course accredited
by EPA under § 745.225 or by a State or
Tribal program that is authorized under
subpart Q of this part within 5 years of
the date the individual completed the
initial course described in paragraph
(a)(1) of this section. If the individual
does not complete a refresher course
within this time, the individual must retake the initial course to become
certified again. Individuals who
complete a renovator course accredited
by EPA before April 22, 2010, must
complete an EPA-accredited renovator
refresher course before July 1, 2015, to
maintain renovator certification.
(b) * * *
(8) Must prepare the records required
by § 745.86(b)(1) and (b)(6).
*
*
*
*
*
■ 7. In § 745.225, revise paragraph
(c)(2)(ii) to read as follows:
(c) * * *
(2) * * *
(ii) Successfully completed at least 16
hours of any EPA-accredited or EPAauthorized State or Tribal-accredited
lead-specific training for instructors of
lead-based paint activities courses or 8
hours of any EPA-accredited or EPAauthorized State or Tribal-accredited
lead-specific training for instructors of
renovator or dust sampling technician
courses; and
*
*
*
*
*
■ 8. In § 745.326, add paragraph (f) to
read as follows:
§ 745.326 Renovation: State and Tribal
program requirements.
*
*
*
*
*
(f) Revisions to renovation program
requirements. When EPA publishes in
the Federal Register revisions to the
renovation program requirements
contained in subparts E and L of this
part:
(1) A State or Tribe with a renovation
program approved before the effective
date of the revisions to the renovation
program requirements in subparts E and
L of this part must demonstrate that it
meets the requirements of this section
no later than the first report that it
submits pursuant to § 745.324(h) but no
later than 2 years after the effective date
of the revisions.
(2) A State or Tribe with an
application for approval of a renovation
program submitted but not approved
before the effective date of the revisions
to the renovation program requirements
in subparts E and L of this part must
demonstrate that it meets the
requirements of this section either by
amending its application or in the first
report that it submits pursuant to
§ 745.324(h) of this part but no later
than 2 years after the effective date of
the revisions.
(3) A State or Tribe submitting its
application for approval of a renovation
program on or after the effective date of
the revisions must demonstrate in its
application that it meets the
requirements of the new renovation
program requirements in subparts E and
L of this part.
[FR Doc. 2010–10100 Filed 5–5–10; 8:45 am]
BILLING CODE 6560–50–P
§ 745.225 Accreditation of training
programs: Target housing and childoccupied facilities.
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E:\FR\FM\06MYR1.SGM
06MYR1
Agencies
[Federal Register Volume 75, Number 87 (Thursday, May 6, 2010)]
[Rules and Regulations]
[Pages 24802-24819]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-10100]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 745
[EPA-HQ-OPPT-2005-0049; FRL-8823-7]
RIN 2070-AJ55
Lead; Amendment to the Opt-Out and Recordkeeping Provisions in
the Renovation, Repair, and Painting Program
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is finalizing several revisions to the Lead Renovation,
Repair, and Painting Program (RRP) rule that published in the Federal
Register on April 22, 2008. The RRP rule established accreditation,
training, certification, and recordkeeping requirements as well as work
practice standards on persons performing renovations for compensation
in most pre-1978 housing and child-occupied facilities. In this
document, EPA is eliminating the ``opt-out'' provision that currently
exempts a renovation firm from the training and work practice
requirements of the rule where the firm obtains a certification from
the owner of a residence he or she occupies that no child under age 6
or pregnant women resides in the home and the home is not a child-
occupied facility. EPA is also requiring renovation firms to provide a
copy of the records demonstrating compliance with the training and work
practice requirements of the RRP rule to the owner and, if different,
the occupant of the building being renovated or the operator of the
child-occupied facility. In addition, the rule makes minor changes to
the certification, accreditation and state authorization requirements.
DATES: This final rule is effective July 6, 2010.
ADDRESSES: EPA has established a docket for this action under docket
identification (ID) number EPA-HQ-OPPT-2005-0049. All documents in the
docket are listed in the docket index available at https://www.regulations.gov. Although listed in the index, some information is
not publicly available, e.g., Confidential Business Information (CBI)
or other information whose disclosure is restricted by statute. Certain
other material, such as copyrighted material, is not placed on the
Internet and will be publicly available only in hard copy form.
Publicly available docket materials are available in the electronic
docket at https://www.regulations.gov, or, if only available in hard
copy, at the OPPT Docket. The OPPT Docket is located in the EPA Docket
Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution Ave.,
NW., Washington, DC. The EPA/DC Public Reading Room hours of operation
are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal
holidays. The telephone number of the EPA/DC Public Reading Room is
(202) 566-1744, and the telephone number for the OPPT Docket is (202)
566-0280. Docket visitors are required to show photographic
identification, pass through a metal detector, and sign the EPA visitor
log. All visitor bags are processed through an X-ray machine and
subject to search. Visitors will be provided an EPA/DC badge that must
be visible at all times in the building and returned upon departure.
FOR FURTHER INFORMATION CONTACT: For technical information contact:
Marc Edmonds, National Program Chemicals Division, Office of Pollution
Prevention and Toxics, Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington, DC 20460-0001; telephone number:
(202) 566-0758; e-mail address: edmonds.marc@epa.gov.
For general information contact: The TSCA Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; e-mail address: TSCA-Hotline@epa.gov.
Hearing- or speech-challenged individuals may access the numbers in
this unit through TTY by calling the toll-free Federal Relay Service at
1-800-877-8339.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by this action if you operate a
training program required to be accredited under 40 CFR 745.225, if you
are a firm who must be certified to conduct renovation activities in
accordance with 40 CFR 745.89, or if you are an individual who must be
certified to conduct renovation activities in accordance with 40 CFR
745.90.
This final rule applies only in States, Territories, and Indian
Tribal areas that do not have authorized programs pursuant to 40 CFR
745.324. For further information regarding the authorization status of
States, Territories, and Indian Tribes, contact the National Lead
Information Center (NLIC) at 1-800-424-LEAD [5323]. Potentially
affected categories and entities may include, but are not limited to:
Building construction (NAICS code 236), e.g., single-
family housing construction, multi-family housing construction,
residential remodelers.
Specialty trade contractors (NAICS code 238), e.g.,
plumbing, heating, and air-conditioning contractors, painting and wall
covering contractors, electrical contractors, finish carpentry
contractors, drywall and insulation contractors, siding contractors,
tile and terrazzo contractors, glass and glazing contractors.
Real estate (NAICS code 531), e.g., lessors of residential
buildings and dwellings, residential property managers.
Child day care services (NAICS code 624410).
Elementary and secondary schools (NAICS code 611110),
e.g., elementary schools with kindergarten classrooms.
[[Page 24803]]
Other technical and trade schools (NAICS code 611519),
e.g., training providers.
Engineering services (NAICS code 541330) and building
inspection services (NAICS code 541350), e.g., dust sampling
technicians.
Lead abatement professionals (NAICS code 562910), e.g.,
firms and supervisors engaged in lead-based paint activities.
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in 40 CFR 745.89, 40 CFR
745.225, and 40 CFR 745.226. If you have any questions regarding the
applicability of this action to a particular entity, consult the
technical person listed under FOR FURTHER INFORMATION CONTACT.
II. Background
A. Agency's Authority for Taking This Action
This final rule is being issued under the authority of the Toxic
Substances Control Act (TSCA) sections 402(c)(3), 404, 406, and 407 (15
U.S.C. 2682(c)(3), 2684, 2686, and 2687).
B. Introduction
In the Federal Register issue of April 22, 2008, under the
authority of sections 402(c)(3), 404, 406, and 407 of TSCA, EPA issued
its final RRP rule (Ref. 1). The final RRP rule, codified in 40 CFR
part 745, subparts E, L, and Q, addresses lead-based paint hazards
created by renovation, repair, and painting activities that disturb
painted surfaces in target housing and child-occupied facilities.
Shortly after the RRP rule was published, several petitions were
filed challenging the rule. These petitions were consolidated in the
Circuit Court of Appeals for the District of Columbia Circuit. On
August 24, 2009, EPA signed an agreement with the environmental and
children's health advocacy groups in settlement of their petitions. In
this agreement EPA committed to propose several changes to the RRP
rule, including the changes discussed in this document regarding the
opt-out provision and recordkeeping requirements.
The RRP rule establishes requirements for training renovators,
other renovation workers, and dust sampling technicians; for certifying
renovators, dust sampling technicians, and renovation firms; for
accrediting providers of renovation and dust sampling technician
training; for renovation work practices; and for recordkeeping.
Interested States, Territories, and Indian Tribes may apply for and
receive authorization to administer and enforce all of the elements of
the new renovation requirements. More information on the RRP rule may
be found in the Federal Register document announcing the RRP rule or on
EPA's website at https://www.epa.gov/lead/pubs/renovation.htm.
Many provisions of the RRP rule were derived from the existing
lead-based paint activities regulations at 40 CFR part 745, subpart L
(Ref. 2). These existing regulations were promulgated in 1996 under
TSCA section 402(a), which defines lead-based paint activities in
target housing as inspections, risk assessments, and abatements. The
1996 regulations cover lead-based paint activities in target housing
and child-occupied facilities, along with limited screening activities
called lead hazard screens. These regulations established an
accreditation program for training providers and a certification
program for individuals and firms performing these activities. Training
course accreditation and individual certification was made available in
five disciplines: Inspector, risk assessor, project designer, abatement
supervisor, and abatement worker. In addition, these lead-based paint
activities regulations established work practice standards and
recordkeeping requirements for lead-based paint activities in target
housing and child-occupied facilities.
The RRP rule created two new training disciplines in the field of
lead-based paint: Renovator and dust sampling technician. Persons who
successfully complete renovator training from an accredited training
provider are certified renovators. Certified renovators are responsible
for ensuring that renovations to which they are assigned are performed
in compliance with the work practice requirements set out in 40 CFR
745.85. Persons who successfully complete dust sampling technician
training from an accredited training provider are certified dust
sampling technicians. Certified dust sampling technicians may be called
upon to collect dust samples after renovation activities have been
completed.
The RRP rule contains a number of work practice requirements that
must be followed for every covered renovation in target housing and
child-occupied facilities. These requirements pertain to warning signs
and work area containment, the restriction or prohibition of certain
practices (e.g., high heat gun, torch, power sanding, power planing),
waste handling, cleaning, and post-renovation cleaning verification.
The firm must ensure compliance with these work practices. Although the
certified renovator is not required to be on-site at all times, while
the renovation project is ongoing, a certified renovator must
nonetheless regularly direct the work being performed by other workers
to ensure that the work practices are being followed.
C. Opt-Out Provision
The RRP rule included a provision that exempts a renovation firm
from the training and work practice requirements of the rule when the
firm obtains a certification from the owner of a residence he or she
occupies that no child under age 6 or pregnant women resides in the
home and the home is not a child-occupied facility. Unless the target
housing meets the definition of a child-occupied facility, if an owner-
occupant signed a statement that no child under age 6 and no pregnant
woman reside there and an acknowledgment that the renovation firm will
not be required to use the lead-safe work practices contained in EPA's
RRP rule, the renovation activity is not subject to the training,
certification, and work practice requirements of the rule. Conversely,
if the owner-occupant does not sign the certification and acknowledg
ment for any reason (even if no children under age 6 or no pregnant
women reside there), the renovation is subject to the requirements of
the RRP rule.
Even though the Agency included the opt-out provision in the final
RRP rule, EPA recognized that the opt-out presented concerns for
exposure to children under age 6. Nonetheless, EPA explained that it
believed it should focus the rule on scenarios with the greatest
exposure to children under age 6, that concerns for new homeowners
would be mitigated to some extent by the requirements of the
``Disclosure Rule'', and that older children and adults did not ingest
lead-dust at as high a rate as toddlers and therefore high dust lead
levels present a much greater risk to a young child than they do for an
older child or adult. After promulgation, the rule, and specifically
the opt-out provision, was challenged.
[[Page 24804]]
As part of a settlement agreement, EPA agreed to propose removing the
opt-out provision.
On October 28, 2009, EPA proposed to remove the opt-out provision.
For the reasons discussed in this Unit, the Agency has now concluded
that it is important to require the RRP work practices and training and
certification requirements in target housing even if there is no child
under age 6 or pregnant woman residing there. By removing the opt-out
provision, the rule will go farther toward protecting children under
age 6 and pregnant women, as well as older children and adult occupants
of target housing where no child under age 6 or pregnant woman resides.
Therefore, the opt-out provision will no longer be available to owner-
occupants beginning on the effective date of this final rule.
EPA believes the opt-out provision is not sufficiently protective
for children under age 6 and pregnant women, the most vulnerable
populations identified in the RRP rule. As pointed out by a number of
commenters on the RRP rule, the opt-out provision does not protect
families with young children who may purchase recently renovated target
housing. Removal of the opt-out will result in fewer homes being
purchased with lead hazards created by renovation, repair, and painting
activities. Under the RRP rule, the opt-out provision was limited to
owner-occupied target housing and did not extend to vacant rental
housing because of the concern that future tenants could unknowingly
move into a rental unit where dust-lead hazards created by the
renovation are present. In the same way, dust-lead hazards created
during renovations in an owner-occupied residence conducted prior to a
sale will be present for the next occupants. It is common for home
owners to hire contractors to perform activities that disturb paint
before selling a house, thus increasing the likelihood of lead hazards
being present for someone buying a home, which may include a family
with a child under age 6 or a pregnant woman. There are other benefits
to removing the opt-out provision, including protection for family
pets, as lead poisonings resulting from renovations have been
documented in both cats and dogs (Refs. 17 and 18).
In the preamble to the RRP rule, EPA explained that it believed the
Disclosure Rule, 40 CFR part 745, subpart F (required by section 1018
of Title X of the Residential Lead-Based Paint Hazard Reduction Act of
1992 (Pub. L. 102-550), would help to address these concerns. The
Disclosure Rule requires sellers of target housing to disclose known
lead-based paint or lead-based paint hazard information to purchasers
and provide them with a copy of the lead hazard information pamphlet
entitled Protect Your Family From Lead in Your Home (Ref. 14). EPA
explained the receipt of this information could prompt the family to
inquire about potential lead-based paint hazards in the home. In
addition, EPA recommended that purchasers take advantage of their
statutory opportunity to have a lead-based paint inspection or risk
assessment done while in the process of purchasing target housing.
In supporting the proposal to remove the opt-out provision, one
commenter disagreed that the Disclosure Rule adequately addresses the
risks to subsequent owners of target housing that undergo renovations
under the opt-out provision. In particular, this commenter pointed out
that there is nothing in the Disclosure Rule to alert homeowners to the
fact that RRP work practice requirements were not followed before they
purchased the home. Indeed, the Disclosure Rule only requires
disclosure of known hazards. It would not require disclosure of
renovation activities or that the owner opted out of the RRP rule
requirements. The commenter further states that it is unreasonable to
assume that a typical homeowner or someone renting a previously owner-
occupied dwelling would know the detailed exemptions on the RRP rule.
The Agency continues to believe that the Disclosure Rule provides
valuable information to homeowners and that this information may help
homeowners become aware of lead hazards. However, EPA's study on the
Characterization of Dust Lead Levels after Renovation, Repair, and
Painting Activities (the ``Dust Study'', Ref. 11), demonstrated that
renovation, repair, and painting activities produce large quantities of
lead dust that create dust-lead hazards. The study also showed that the
RRP work practices are effective at minimizing exposure to dust hazards
that could result from renovation activities. As the commenter pointed
out, the Disclosure Rule will not, in many cases, provide the type of
renovation specific lead hazard information or provide recipients
information that can be said to reliably or effectively result in
minimizing exposure to lead-based paint hazards created by renovation
activities. Thus, there is little evidence to suggest that the
provisions of the Disclosure Rule are effective or reliable at
minimizing exposure to lead-based paint hazards created by renovation
activities in target housing. In addition, even if the Disclosure Rule
reliably disclosed relevant information relating to earlier renovation
activities, EPA does not believe this would be an adequate substitute
for the work practice standards, which EPA has a record basis to
conclude actually result in elimination--rather than simply
disclosure--of the hazards created by renovations.
Perhaps in recognition of this shortcoming, one commenter suggested
that EPA should revise the Disclosure Rule, as opposed to making
changes to the RRP rule. That would not, however, satisfy EPA's
obligation under section 402 to put into place standards that take into
account reliability, effectiveness, and safety to address lead-based
paint hazards created by renovation activities in target housing.
Moreover, the Disclosure Rule was jointly promulgated by EPA and the
Department of Housing and Urban Development. Thus, changes would
involve a joint rulemaking effort and are not wholly within EPA's
control. Furthermore, changes to the Disclosure Rule would need to be
analyzed in the context of the underlying statute--not just because it
might be helpful in the context of actions taken by EPA under a
different statutory provision. In short, while this is a suggestion
that may be worth pursuing, it does not address the present issue; that
of reliably and effectively minimizing exposure to lead-based paint
hazards created by renovation activities.
Furthermore, EPA is concerned about the effectiveness of disclosure
with respect to populations with the highest risk of exposure to
harmful lead levels. Children in minority populations and children
whose families are poor have an increased risk of exposure to harmful
lead levels (Ref. 3, at e376). Analysis of the National Health and
Nutrition Examination Surveys (NHANES) data from 1988 through 2004
shows that the prevalence of blood lead levels equal to or exceeding 10
[mu]g/dL in children aged 1 to 5 years has decreased from 8.6% in 1988-
1991 to 1.4% in 1999-2004, which is an 84% decline (Ref. 3, at e377).
However, the NHANES data from 1999-2004 indicates that non-Hispanic
black children aged 1 to 5 years had higher percentages of blood lead
levels equal to or exceeding 10 [mu]g/dL (3.4%) than white children in
the same age group (1.2%) (Ref. 3). In addition, among children aged 1
to 5 years over the same period, the geometric mean blood lead level
was significantly higher for non-Hispanic blacks (2.8 [mu]g/dL),
compared with Mexican Americans (1.9 [mu]g/dL) and non-Hispanic whites
(1.7 [mu]g/dL) (Ref. 3, at e377). For children aged 1 to 5 years from
families with low
[[Page 24805]]
income, the geometric mean blood lead level was 2.4 [mu]g/dL (Ref. 3,
at e377). Further, the incidences of blood-lead levels greater than 10
[mu]g/dL and greater than or equal to 5 [mu]g/dL were higher for non-
Hispanic blacks (14% and 3.4% respectively) than for Mexican Americans
(4.7% and 1.2%, respectively) and non-Hispanic whites (4.4% and 1.2%,
respectively) (Ref. 3, at e377). The ``analysis indicates that
residence in older housing, poverty, age, and being non-Hispanic black
are still major risk factors for higher lead levels'' (Ref. 3, at
e376). EPA is concerned that disclosure may be ineffective with respect
to these populations already at higher risk of having elevated blood
lead levels because the effectiveness of disclosure depends on the
recipient's understanding the significance of the disclosure and having
the means and ability to act upon the information.
This also relates to practical issues that have implications for
the RRP rule in general, and for high risk, low-income, minority
populations in particular. The opt-out is a relatively complicated
overlay to the applicability provisions of the rule. EPA believes there
are practical benefits to removing the opt-out and simplifying the
applicability of the rule--both for renovators and homeowners. The opt-
out provision complicates the outreach and education about lead hazards
and makes the rule more complicated for renovators to apply and
consumers to understand. Furthermore, it not only assumes literacy but
also a working knowledge of what the rule would otherwise require and
an ability to provide informed consent. Accordingly, EPA believes that
populations that already have the highest risk factors for lead
exposure may be disproportionately adversely affected by the complexity
of a rule that contains the opt-out provision. More generally, EPA
believes that the more uniform the application of the rule work
practices in target housing is, the more effective and reliable they
will be at minimizing exposure to lead-based paint hazards. Contractors
who have a single set of work practices that are to be applied in most
pre-1978 housing and child-occupied facilities will be more likely to
apply them consistently and correctly.
Renovations performed under the opt-out provision are also likely
to result in exposures for vulnerable populations in other ways.
Visiting children who do not spend enough time in the housing to render
it a child-occupied facility may nevertheless be exposed to lead from
playing in dust-lead hazards created by renovations. For example,
children may spend time in the homes of grandparents, but those homes
may be eligible for the opt-out provision of the RRP rule. A homeowner
who signs an opt-out statement may not realize that she is pregnant.
For example, ``A Case Report of Lead Paint Poisoning during Renovation
of a Victorian Farmhouse'' describes four cases of childhood lead
poisoning and two cases of adult lead toxicity resulting from a
renovation. One of the adults was a woman who did not realize she was
pregnant until after the exposure occurred. (Ref. 16)
Eliminating the opt-out provision will also protect families with
young children residing near or adjacent to homes undergoing
renovations. Under the RRP rule, an owner occupant can take advantage
of the opt-out provision even if a child under age 6 or a pregnant
woman lives in an adjacent home. Renovations on the exterior of a
residence can spread leaded dust and debris some distance from the
renovation activity, which is why, for regulated renovations, EPA
requires renovation firms to cover the ground with plastic sheeting or
other impermeable material a distance of 10 feet from the renovation
and take extra precautions when in certain situations to ensure that
dust and debris does not contaminate other buildings or other areas of
the property or migrate to adjacent properties. One commenter cited a
study that shows housing in urban areas, such as Chicago, tend to be
only three to five meters apart, highlighting the likelihood of lead
contamination of adjacent prosperities in urban neighborhoods.
Similarly, another commenter stated that in urban communities, many if
not most of the homes are side by side. There are approximately 2
million owner-occupied, single-family attached homes (e.g., townhomes,
semi-detached or duplex homes) built before 1978. Renovations on the
exteriors of these homes are likely to contaminate neighboring yards
and porches resulting in exposure outside the house as well as inside
because dust can be tracked into the home. Many more owner-occupied,
single-family detached homes are located in close proximity to each
other, and renovations performed under the opt-out provision present a
similar risk for these homes. Another factor that EPA did not fully
consider in promulgating the original RRP rule, but that weighs heavily
against the opt-out provision, is that the risks posed by the opt-out
with respect to exterior work will disproportionally affect children
that are already at the highest risk for higher blood lead levels--low
income, non-Hispanic black children living in older housing in urban
areas, which is likely to be comprised of attached, or closely
constructed detached, homes.
While the RRP rule focused principally on protecting children under
age 6, it is well known that older children and adults can also suffer
adverse effects from lead exposure. Adults are susceptible to lead
effects at lower blood lead levels than previously understood (e.g.,
Ref. 13, p. 8-25). Epidemiologic studies have consistently demonstrated
associations between lead exposure and enhanced risk of deleterious
cardiovascular outcomes, including increased blood pressure and
incidence of hypertension. A meta-analysis of numerous studies
estimates that a doubling of blood-lead level (e.g., from 5 to 10
[mu]g/dL) is associated with ~1.0 mm Hg increase in systolic blood
pressure and ~0.6 mm Hg increase in diastolic pressure. The evidence
for an association of lead with cardiovascular morbidity and mortality
is limited but supportive. (Ref. 13, p E-10). As evident from the
discussions in chapters 5, 6 and 8 of EPA's Air Quality Criteria
Document for Lead (Ref. 13), ``neurotoxic effects in children and
cardiovascular effects in adults are among those best substantiated as
occurring at blood lead concentrations as low as 5 to 10 [mu]g/dL (or
possibly lower); and these categories are currently clearly of greatest
public health concern'' (Ref. 13, p. 8-60). With regard to blood lead
levels in individual children associated with particular neurological
effects, the Criteria Document states ``Collectively, the prospective
cohort and cross-sectional studies offer evidence that exposure to lead
affects the intellectual attainment of preschool and school age
children at blood lead levels <10 [mu]g/dL (most clearly in the 5 to 10
[mu]g/dL range, but, less definitively, possibly lower).'' (Ref. 13, p.
6-269). Epidemiological studies have consistently demonstrated
associations between lead exposure and enhanced risk of deleterious
cardiovascular outcomes, including increased blood pressure and
incidence of hypertension. As one commenter pointed out, the half-life
of lead in bone is approximately 20 years. Thus, women of child-bearing
age exposed to lead will retain higher levels of lead in their bodies
throughout their child-bearing years. When pregnancy occurs, lead can
be transferred to the fetus causing an array of adverse effects. EPA
now believes the opt-out provision does not sufficiently account for
the importance of the health effects of lead exposure to adults and
children age 6 and older by
[[Page 24806]]
allowing renovations to be performed without following the RRP rule
requirements in housing that qualified for the opt-out. In supporting
the final RRP rule, EPA stated that older children and adults do not
ingest dust at the same high rate that a toddler does. This is
corroborated by a 2007 meta-analysis of studies of children's hand-to-
mouth behavior. (Ref. 4). However, as this analysis indicates, this
does not mean that hand-to-mouth behavior is not a potential concern
for older children. According to the meta-analysis, the average indoor
hand-to-mouth behavior ranged from 6.7 to 28.0 contacts/hour, with the
lowest value corresponding to the 6 to < 11 year olds and the highest
value corresponding to the 3 to < 6 month olds. Average outdoor hand-
to-mouth frequency ranged from 2.9 to 14.5 contacts/hour, with the
lowest value corresponding to the 6 to <11 year olds and the highest
value corresponding to the 6 to < 12 month olds. Although toddlers have
a higher incidence of hand-to-mouth behavior than 6 to < 11 year olds,
the latter group still averages more than 6 contacts/hour. Further
elevated blood lead levels do occur in children older than 6 and adults
(Ref. 15). The Dust Study shows that when the RRP requirements are not
followed, renovation activities result in dust lead levels that can be
orders of magnitude above the hazard standard and that can be orders of
magnitude higher than if the RRP requirements are followed. EPA
believes the information from this meta-analysis provides corroborating
support for EPA's concern for children 6 and older and its decision to
eliminate the opt-out provision.
The Agency believes that it should only allow provisions such as
the opt-out for situations where the information available to EPA
indicates that the RRP rule work practices are not necessary to
minimize exposure of occupants to lead paint hazards. Because lead
paint dust exposure can cause adverse health effects for populations
other than just children under age 6 and renovations can result in lead
dust levels many times higher than the hazard standard, EPA believes
the work practices should be followed in target housing without regard
to the age of the occupants.
Moreover, EPA believes that implementing the regulations without
the opt-out provision promotes, to a greater extent, the statutory
directive to promulgate regulations covering renovation activities in
target housing. Among other things, TSCA section 402(c)(3), directs EPA
to promulgate regulations that apply to renovation activities that
create lead-based paint hazards in target housing. Section 401(17) of
TSCA defines target housing as ``any housing constructed prior to 1978,
except housing for the elderly or persons with disabilities (unless any
child who is less than 6 years of age resides or is expected to reside
in such housing for the elderly or persons with disabilities) or any 0-
bedroom dwelling.'' Pursuant to section 403 of TSCA, EPA has identified
dust-lead hazards in target housing and child-occupied facilities as
surface dust that contains a mass-per-area concentration of lead equal
to or exceeding 40 [mu]g/ft \2\ on floors or 250 [mu]g/ft \2\ on
windowsills. In the RRP rule, EPA found that renovation, repair, and
painting activities that disturb lead-based paint create lead-based
paint hazards. Thus, renovations in target housing that create lead-
based paint hazards should be covered unless there is a record basis to
conclude that coverage is unnecessary.
Shortly after promulgating the RRP rule, the RRP rule, and
specifically the opt-out provision, was challenged. EPA decided to
settle the lawsuit. As part of the settlement, EPA agreed to issue a
proposed rule removing the opt-out. In turn, as part of this
rulemaking, EPA requested information or data that would shed any light
on the reliability, effectiveness, or safety of the opt-out or any
variation thereof in relation to EPA's lead hazard standards. EPA did
not receive any information in response to its request.
EPA's Dust Study demonstrated and EPA found that renovation,
repair, and painting activities produce lead dust above the regulatory
hazard standards. In fact many renovation activities create large
quantities of lead dust. The Dust Study shows that renovation
activities result in lead levels many times greater than the hazard
standard when the RRP rule containment and cleanup procedures are not
followed. It also demonstrated that work practices other than those
restricted or prohibited by the RRP rule can leave behind lead dust
well above the hazard standards when the RRP rule requirements are not
followed. The Dust Study also showed that alternative practices (broom
cleaning, not using containment) were not effective or safe in relation
to EPA's lead hazard standards. Under the opt-out, contractors
performing renovations would have no obligation to minimize or clean up
any dust-lead hazards created by the renovation. Indeed, contractors
would not be prevented from using practices that EPA has determined
create hazards that cannot be adequately contained or cleaned up even
when following the RRP rule requirements. The Agency also took these
factors into consideration in its decision to remove the opt-out
provision in this final rule.
In development of the proposed rule, EPA considered and requested
comment on certain alternative approaches or work practice requirements
for owner-occupied target housing that is not a child-occupied facility
and where no children younger than 6 or pregnant women reside. EPA also
requested comment on possible alternate approaches that would meet
EPA's statutory obligation to apply work practice standards in target
housing that take into account reliability, effectiveness, and safety.
One alternative for which EPA requested comment would have required
the RRP work practices only for exterior renovations. Under this
option, unless the target housing meets the definition of a child-
occupied facility, if an owner-occupant signed a statement that no
child under 6 and no pregnant woman reside there and an acknowledgment
that the renovation firm will only be required to use the lead-safe
work practices contained in EPA's RRP rule when renovating exteriors
then the renovation firm would only be required to follow the RRP work
practices when doing exterior renovations, but not when doing interior
renovations. This option would have addressed exposures to lead dust
from exterior renovations for people living in neighboring homes,
particularly attached homes or homes in close physical proximity.
Individuals residing in homes in close physical proximity could be
exposed during the entire renovation and post-renovation phase, and
their exposure would not necessarily be considered by an owner-occupant
in choosing not to require lead-safe work practices. However, this
option did not address lead hazards created during renovations of the
interiors of home which could lead to lead exposure to occupants, and
EPA received no comments mitigating this concern or supporting the
protectiveness of this option.
EPA requested comment on an alternative option under which the only
work practices applicable to housing that is not a child-occupied
facility and where no children or pregnant women reside would be the
restriction or prohibition on certain work practice found at 40 CFR
745.85(a)(3). These include:
1. Open-flame burning or torching of lead-based paint is
prohibited.
2. The use of machines that remove lead-based paint through high
speed operation such as sanding, grinding, power planing, needle gun,
abrasive blasting, or sandblasting, is prohibited
[[Page 24807]]
unless such machines are used with HEPA exhaust control.
3. Operating a heat gun on lead-based paint is permitted only at
temperatures below 1,100 degrees Fahrenheit.
All the other work practice requirements in 40 CFR 745.85 would not
be required in target housing that is not a child-occupied facility and
where no children under age 6 or pregnant women reside. This option
would have prohibited or restricted the highest dust generating
practices but would not have required the other practices under 40 CFR
745.85. While the prohibited work practices create high amounts of lead
dust, the other work practices also create lead dust above the hazard
standard. The Dust Study shows that common work practices result in
lead levels many times greater than the hazard standard when the RRP
rule containment and cleanup procedures are not followed.
EPA requested comment on a third option under which a subset of
target housing would not be subject to the RRP work practices but
instead would have been subject to dust wipe testing to be performed
after the renovation. Under this option, unless the target housing
meets the definition of a child-occupied facility, if an owner-occupant
signed a statement that no child under 6 and no pregnant woman reside
there and an acknowledgment that the renovation activity is only
subject to dust wipe testing after the renovation and providing the
results to the owner-occupant, then the renovation firm would not be
required to conduct the training, certification, and work practice
requirements of the rule. The testing results would become part of the
record for that house that must be disclosed under the Disclosure Rule
(40 CFR part 745, subpart F) required by section 1018 of Title X of the
Residential Lead-Based Paint Hazard Reduction Act of 1992 (Pub. L. 102-
550). This option would provide information that could protect
potential buyers of a home where renovation was completed prior to the
sale, because they would be notified of the results of the dust wipe
tests before purchase and could take appropriate action (e.g., thorough
cleaning and retesting of the home, or selecting a different home) if
the lead results were at a level that raised concerns for them. While
this alternative may provide helpful information to home owners and
occupants, as discussed above it would not address lead-based paint
hazards created by renovations because it does not require any of the
work practices required by the RRP rule.
After considering these alternatives as well as keeping the opt-out
provision, the Agency has decided to eliminate the Opt-out provision
and not to adopt any of the alternatives. One concern with the opt-out
provision or the alternatives is that they do not adequately address
the risks of lead-based paint hazards to children older than five years
old or adults. The opt-out and each of these alternatives can also
result in exposures to children under the age of 6 and pregnant women
to lead-based paint hazards. In the same way as for the opt-out
provision itself, EPA also has concerns that populations that are
already at a higher risk for elevated blood lead levels may be
disproportionately and adversely affected by the alternatives.
Another concern with the opt-out as well as the alternatives is
that they can create confusion among both contractors and consumers.
Several commenters stated that the opt-out provision or the
alternatives could cause confusion that could potentially result in
non-compliance by renovation firms. EPA agrees and believes that
simplifying the applicability of the work practices will enhance the
effectiveness and reliability of the rule.
Based on the data available to EPA (e.g., the Dust Study), the
Agency cannot now conclude that the opt-out nor that the alternative
approaches are safe, reliable or effective because none of these would
sufficiently minimize exposure to lead-based paint hazards. In sum,
when the RRP work practices are not used, residents and visitors are
exposed to the lead hazards created by the renovation, and therefore
these approaches would not protect older children, women of
childbearing age, or other adults currently residing in the home and
can result in exposure to children under the age of 6 and pregnant
women to lead-based paint hazards. Again, although EPA specifically
requested information or data that would shed any light on the
reliability, effectiveness, or safety of these options in relation to
EPA's lead hazard standards, the Agency did not receive any. The Agency
took these factors into consideration in deciding not to adopt these
alternatives.
D. Recordkeeping and Reporting
EPA's stated purposes in promulgating the recordkeeping
requirements were two-fold. ``The first is to allow EPA or an
authorized State to review a renovation firm's compliance with the
substantive requirements of the regulation through reviewing the
records maintained for all of the renovation jobs the firm has done.
The second is to remind a renovation firm what it must do to comply.
EPA envisioned that renovation firms would use the recordkeeping
requirements and checklist as an aid to make sure that they have done
everything that they are required to do for a particular renovation''
(Ref. 1, p. 21745). Several commenters on the RRP rule suggested that
the recordkeeping requirements could also be used to provide valuable
information about the renovation to the owners and occupants of
buildings being renovated. EPA responded to these comments by stating
that some of the information identified by these commenters was
included in the ``Renovate Right'' pamphlet and that the pamphlet was
the best way to get that information to the owners and occupants. With
respect to the other items identified by these commenters, EPA stated
its belief that the renovation firms were already providing much of
this information (Ref. 1, p. 21718).
As part of EPA's preparations to administer the RRP program, EPA
has been developing an education and outreach campaign aimed at
consumers. In promulgating the RRP rule, EPA recognized the importance
of education and outreach to consumers, to teach them about lead-safe
work practices and to encourage them to hire certified renovation firms
(Ref. 1, p. 21702). EPA's work on the education and outreach campaign
has continued to highlight the importance of an informed public to the
success of the RRP program at minimizing exposures to lead-based paint
hazards that may be created by renovations. As a result, EPA has
determined that copies of the records required to be maintained by
renovation firms to document compliance with the work practice
requirements, if provided to the owners and occupants of the renovated
buildings, would serve to reinforce the information provided by the
``Renovate Right'' pamphlet on the potential hazards of renovations and
on the RRP rule requirements. While the ``Renovate Right'' pamphlet
provides valuable information about the requirements of the RRP rule,
the records that a firm would give to owners and occupants would
provide useful information regarding rule compliance that is not found
in the pamphlet. In covering the significant training and work practice
provisions of the RRP rule, these records would enable building owners
and occupants to better understand what the renovation firm did to
comply with the RRP rule and how the RRP rule's provisions affected
their specific renovation. Several commenters stated that educating
homeowners would help them monitor compliance by the
[[Page 24808]]
renovation firm. One commenter stated that the checklist would help the
public understand the RRP rule and that a better informed public would
choose to have renovation performed by professional remodelers who
would provide safe and quality work. Other commenters believe that the
distribution of the checklist is needed to address a lack of
accountability of renovation firms to owners and occupants. EPA agrees
that educating the owners and occupants in this way is likely to
improve their ability to assist the EPA in monitoring compliance with
the RRP rule and contribute to the effectiveness and reliability of the
rule.
After considering public comments, EPA decided to finalize the rule
as proposed. This final rule requires that, when the final invoice for
the renovation is delivered, or within 30 days of the completion of the
renovation, whichever is earlier, the renovation firm provide
information demonstrating compliance with the training and work
practice requirements of the RRP rule to the owner of the building
being renovated and, if different, to the occupants of the renovated
housing or the operator of the child-occupied facility. For renovations
in common areas of target housing, the renovation firm must provide the
occupants of the affected housing units instructions on how to review
or obtain this information from the renovation firm at no charge to the
occupant. These instructions must be included in the notice provided to
each affected unit under 40 CFR 745.84(b)(2)(i) or on the signs posted
in the common areas under 40 CFR 745.84(b)(2)(ii). EPA is finalizing
similar requirements for renovations in child-occupied facilities.
Under this final rule, the renovation firm is required to provide
interested parents or guardians of children using the child-occupied
facility instructions on how to review or obtain a copy of these
records at no cost to the parents or guardians. This could be
accomplished by mailing or hand delivering these instructions, or by
including them on the signs posted under 40 CFR 745.84(c)(2)(ii).
Under this new requirement, renovation firms must provide training
and work practice information to owners and occupants. The information
should be provided in a short, easily read checklist or other form.
EPA's ``Sample Renovation Recordkeeping Checklist'' may be used for
this purpose, but firms may develop their own forms or checklists so
long as they include all of the required information. The specific
information that is required to be provided are the training and work
practice compliance information required to be maintained by 40 CFR
745.86(b)(7), as well as identifying information on the manufacturer
and model of the test kits used, if any, a description of the
components that were tested including their locations, and the test kit
results. The checklist or form must include documentation that a
certified renovator was assigned to the project, that the certified
renovator provided on-the-job training for workers used on the project,
that the certified renovator performed or directed workers who
performed the tasks required by the RRP rule, and that the certified
renovator performed the post-renovation cleaning verification. This
documentation must include a certification by the certified renovator
that the work practices were followed, with narration as applicable.
However, EPA is not requiring that the renovation firm automatically
provide a copy of the certified renovator's training certificate, which
must be maintained in the firm's records pursuant to 40 CFR
745.86(b)(7), as an attachment to the checklist or other form.
One commenter believes that the text of the form should be included
in the regulations. EPA disagrees with this comment. The Agency wants
to give renovation firms flexibility with regard to the format of the
information given to owners and occupants. Renovation firms must list
the information specified in the regulations and they can use EPA's
sample checklist if they choose. However, the final rule allows firms
to use their own version of the checklist as long as it includes the
required information.
With respect to the option for dust clearance in lieu of cleaning
verification under 40 CFR 745.85(c), the RRP rule requires the
renovation firm to provide the associated results from dust wipe
sampling to the person who contracted for the renovation. This
requirement was promulgated in response to public comments on the
applicability of the Lead Disclosure Rule, 40 CFR part 745, subpart F,
to dust lead testing reports. These commenters stated that a
requirement for the information to be provided to the owner of the
property was necessary in order to make sure that the information would
be available to be disclosed in the future (Ref. 1, p. 21718). However,
in agreeing with these commenters and acknowledging the importance of
having the dust sampling reports available to disclose to future
purchasers and tenants, EPA neglected to consider the importance of
making dust sampling information available to the current occupants of
renovated rental target housing or child-occupied facilities. While 40
CFR 745.107 would require renovation-related dust sampling reports to
be disclosed to target housing tenants at the next lease renewal, this
may be months or years after the renovation was completed. In addition,
the Lead Disclosure Rule does not apply to child-occupied facilities in
public or commercial buildings, so those tenants may never receive this
information.
Therefore, this final rule requires that, if dust clearance is
performed in lieu of cleaning verification, the renovation firm provide
a copy of the dust wipe sampling report(s) to the owner of the building
that was renovated as well as to the occupants, if different. With
respect to renovations in common areas of target housing or in child-
occupied facilities, EPA is also requiring that these records be made
available to the tenants of the affected housing units or the parents
and guardians of children under age 6 using the child-occupied
facilities. Dust sampling reports may be made available to these groups
in the same way as training and work practice records, by providing
information on how to review or obtain copies in individual
notifications or on posted signs.
E. Effective Date
During the development of the proposed rule, EPA considered a delay
in the effective date of this final rule. EPA estimated that
eliminating the opt-out provision could increase the number of
renovators that need to be certified by 50%. A delayed effective date
would have allowed more time for additional renovators to get their
certification. The Agency asked for comment on whether a 6-month or 1-
year delay in the effective date is appropriate. In addition, EPA asked
for comment on whether a delay in the effective date of this rule would
be confusing for the regulated community or the certified personnel.
Comments regarding the delay were mixed. Several commenters
opposing the delay believe that EPA has enough training capacity to
train additional renovators that may need certification because of this
rule. Several commenters pointed out that delaying the effective date
would result in more people being exposed to lead hazards that could be
avoided if the RRP rule work practices were in place for renovations
previously eligible for the opt-out. Another commenter believes that
phasing in the work practice requirements by delaying the effective
date of this rule would lead to confusion for the public and renovation
firms.
[[Page 24809]]
Some commenters were in favor of delaying the effective date.
Several commenters said that many contractors were not aware of the
requirements and there is not sufficient time for them to understand
and comply with the regulations without a delayed effective date. Other
commenters stated that EPA should delay the effective date to allow
enough time for additional renovators to take the training. One
commenter asserts that EPA should delay the effective date rather than
create a shortfall of renovators.
Another factor EPA considered with regard to extending the
effective date is whether firms specialize in housing that is eligible
for the opt-out. The cost estimates for the rule assume that renovation
firms are somewhat specialized in terms of whether they work in housing
where the RRP rule is applicable. However, there may be many instances
where firms working in opt-out housing will already have become
certified, and their staff been trained, because they also work in
regulated facilities ineligible for the opt-out provision. If firms are
less specialized than the analysis assumed, there may be little to no
incremental training and certification costs due to the proposed rule.
Furthermore, to the extent that some eligible homeowners would have
declined to opt out, the work practice costs for removing the opt-out
provision will be less than estimated. EPA requested comment in the
proposal on the degree to which the same firms and renovators are
likely to work both in opt-out housing and in child-occupied facilities
and target housing that are ineligible for the opt-out provision.
Several commenters stated that they do not believe firms specialize
in housing based on occupancy. One commenter reviewed advertisements
and the market place, and did not find renovators that work only in
owner-occupied housing without children or pregnant women. According to
the commenter, because firms do not appear to specialize in this
manner, the additional costs of eliminating the opt-out are only the
costs associated with the materials and time for a particular job as
contractors would be required to get certification regardless of
whether the opt-out provision is removed. EPA agrees with these
comments. While the Agency has not done analysis to determine how many
firms may specialize based on occupancy, EPA believes it is likely that
most firms will not specialize in owner-occupied housing without
children or pregnant women. Commenters did not provide information
indicating that firms specialize in this way. If that is the case then
many of the approximately 110,000 firms and renovators estimated to
seek certification because of this rule would need certification
regardless of whether the opt-out provision is removed. If the majority
of the 110,000 firms and renovators have already been required to get
certification then there is less of an argument to extend the effective
date of this rule because many fewer firms and renovators will need
certification between publication of the rule and the effective date.
Accordingly, the Agency decided not to delay the effective date of
this final rule. As such, the rule will become effective 60 days after
publication in the Federal Register. EPA believes that it is important
to eliminate the opt-out exemption without delay in order to avoid
further lead exposures in housing previously eligible for the opt-out.
Further, based on the number of training courses accredited to date,
the Agency believes that there is sufficient training capacity
available to train any additional renovators that would need to get
certification because of this rule.
F. State Authorization
As part of the authorization process, States and Indian Tribes must
demonstrate to EPA that they meet the requirements of the RRP rule. A
State or Indian Tribe would have to indicate that it meets the
requirements of the renovation program in its application for approval
or the first report it submits under 40 CFR 745.324(h). The Agency
proposed to give States and Indian Tribes 1 year to demonstrate that
their programs include any new requirements the EPA may promulgate,
such as the requirements in this final rule. EPA received two comments
regarding this requirement. One comment, from the Iowa Department of
Public Health, explained that Iowa's legislature only meets once a year
for 4 months. Depending on when the EPA publishes amendments to the
RRP, it could be very difficult for states in similar situations to
meet this requirement. The commenter requested that EPA give States and
Indian Tribes two years instead of one to demonstrate compliance. EPA
believes that the concern raised by the commenter has merit, and not
just for Iowa. Therefore, the Agency decided to allow States and Indian
Tribes up to two years to demonstrate to EPA that they meet the
requirements of the RRP rule in its application for approval or the
first report it submits under 40 CFR 745.324(h).
G. Renovator Certification Requirements
EPA was made aware by stakeholders that some renovators want to
take the training course closer to April 2010 in order to maximize
their 5-year certification which is not required until the RRP rule
becomes effective on April 22, 2010. Under the RRP rule, the 5-year
certification begins when the renovator completes the training. The
Agency is concerned that if enough renovators wait until April 2010 to
take the training it may cause training courses to fill up resulting in
a lack of available courses near the effective date. In order to give
renovators incentive to take the course well in advance of the April
2010 effective date, the Agency considered a change to the requirements
that would allow renovator certifications issued on or before the
effective date of the RRP rule to last until July 1, 2015. The Agency
requested comment on whether it should extend the certification for
renovators that get their certification by April 22, 2010.
EPA received several comments in favor of extending the renovator
certification to July 1, 2015. Several commenters believe this would
give renovators incentive to take the training early. One commenter
supported the extension so those who took the training in advance of
the April 22, 2010 implementation date would not be penalized. Another
commenter stated that an extension of the certification would prevent
logistical problems like waiting lists for trainings during the final
days before the effective date.
The Agency decided to finalize an extension of the 5-year
certification for renovators who take the training before April 22,
2010. EPA agrees that renovators who take the training early should not
be penalized and therefore will extend those certifications until July
1, 2015.
H. Principle Instructor Requirements
As discussed in the preamble to the proposed rule, EPA considered
modifying the requirements for training providers. Under the original
requirements for the accreditation of training providers, Principle
Instructors were required to take a 16-hour lead-paint course taught by
EPA or an authorized State, Tribe, or Territory. EPA became aware that
16-hour courses are not available in every state, making it difficult
for some instructors to get the required training. To address this
problem, EPA considered reducing the hourly requirement to 8 hours. EPA
received several comments on the Principal Instructor requirement,
mostly
[[Page 24810]]
in support of reducing the hourly requirement to 8 hours. One commenter
stated that there is no significant benefit to requiring 16 hours
instead of 8 hours and that the 8-hour requirement will fit more
closely to available training courses. Similarly, another commenter
stated that the 16-hour training shares little content with what the
Principal Instructors are going to teach in the renovator course. The
commenter also explained that there is no 16-hour lead training course
in Mississippi which led to difficulties with a local organization's
ability to offer the renovator course. One commenter opposed to
reducing the hourly requirement stated that 8 hours of lead training is
not sufficient for an instructor to know enough about lead paint, lead
hazards and federal regulations. Another commenter stated that there is
enough training capacity negating the need to reduce the hourly
requirement.
EPA agrees that the 8-hour renovator course, instead of a longer
abatement course, is more closely related to what Principal Instructors
must know in order to teach the renovator training. In addition to the
training requirement, Principal Instructors must meet education and
work experience requirements in order to teach lead-based paint
training courses. The Agency believes that taking this course would be
sufficient training for future instructors of the renovator course and
therefore has reduced the requirement from 16 to 8 hours. By reducing
the required hours, future instructors can take the 8-hour renovator or
dust sampling technician trainings instead of a 16-hour or longer
abatement course.
III. References
As indicated under ADDRESSES, a docket has been established for
this rulemaking under docket ID number EPA-HQ-OPPT-2005-0049. The
following is a listing of the documents that are specifically
referenced in this document. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are included in the docket, even
if the referenced document is not physically located in the docket. For
assistance in locating these other documents, please consult the
technical contact listed under FOR FURTHER INFORMATION CONTACT.
1. EPA. Lead; Renovation, Repair, and Painting Program; Final Rule.
Federal Register (73 FR 21692, April 22, 2008) (FRL-8355-7).
Available on-line at: https://www.gpoaccess.gov/fr.
2. EPA. Lead; Requirements for Lead-Based Paint Activities in Target
Housing and Child-Occupied Facilities; Final Rule. Federal Register
(61 FR 45778, August 29, 1996) (FRL-5389-9). Available on-line at:
https://www.gpoaccess.gov/fr.
3. Jones, Robert L., David M. Homa, Pamela A. Meyer, Debra J. Brody,
Kathleen L. Caldwell, James L. Pirkle, and Mary Jean Brown. ``Trends
in Blood Lead Levels and Blood Lead Testing Among U.S. Children Aged
1 to 5 Years, 1988-2004.'' Pediatrics: Official Journal of the
American Academy of Pediatrics. Vol. 123, No. 3, pp. e376-385, March
2009.
4. Xue J, Zartarian V, Moya J, Freeman N, Beamer P, Black K, Tulve
N, Shalat S: A meta-analysis of children's hand-to-mouth frequency
data for estimating nondietary ingestion exposure. Risk Anal. 2007
Apr.; 27(2): 411-20.
5. EPA. Office of Pollution Prevention and Toxics (OPPT). Economic
Analysis for the TSCA Lead Renovation, Repair, and Painting Program
Opt-out and Recordkeeping Final Rule for Target Housing and Child-
Occupied Facilities. April 2010.
6. U.S. Department of Commerce, Bureau of Economic Analysis. Table
1.1.9. Implicit Price Deflators for Gross Domestic Product. August
17, 2009.
7. EPA. Opt-out and Recordkeeping Final Rule ICR Addendum for the
rulemaking entitled Lead: Elimination of the Opt-Out Provision and
Other Amendments to the Renovation, Repair, and Painting Program;
Proposed Rule. April 2010.
8. EPA. Final Regulatory Flexibility Analysis for the Elimination of
the Opt-Out Provision and Other Amendments to the Lead Renovation,
Repair, and Painting Program; Final Rule. April 2010.
9. EPA. Report of the Small Business Advocacy Review Panel on the
Lead-based Paint Certification and Training; Renovation and
Remodeling Requirements. March 3, 2000.
10. EPA. Lead; Renovation, Repair, and Painting Program; Proposed
Rule. Federal Register (71 FR 1588, January 10, 2006) (FRL-7755-5).
Available on-line at: https://www.gpoaccess.gov/fr.
11. EPA. Characterization of Dust Lead Levels after Renovation,
Repair, and Painting Activities. November 13, 2007.
12. EPA. Unfunded Mandates Reform Act Statement; Lead: Elimination
of the Opt-Out Provision and Other Amendments to the Renovation,
Repair, and Painting Program; Final Rule. April 2010.
13. EPA. Air Quality Criteria for Lead. October 2006.
14. EPA, Consumer Product Safety Commission (CPSC), U.S. Department
of Housing and Urban Development (HUD). Protect Your Family From
Lead in Your Home (EPA 747-K-99-001, June 2003).
15. CDC. Morbidity and Mortality Weekly Report. vol 54, no. 20, pp
513-516, May 27, 2005.
16. Marino, Phyllis E. et al. ``A Case Report of Lead Paint
Poisoning during Renovation of a Victorian Farmhouse.'' American
Journal of Public Health, 80 (10) pp. 1183-1185. October 1990.
17. Kowalczyk DF. ``Lead poisoning in dogs at the University of
Pennsylvania Veterinary Hospital.'' Journal of American Veterinary
Medical Association. 1976 Mar 1;168(5):428-32.
18. Knight TE, Kumar MS. ``Lead toxicosis in cats--a review.''
Journal of Feline Medicine and Surgery. 2003 Oct;5 (5): 249-55.
IV. Statutory and Executive Order Reviews
EPA has p