Implementation of Fish and Fish Product Import Provisions of the Marine Mammal Protection Act, 22731-22735 [2010-10158]
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Federal Register / Vol. 75, No. 83 / Friday, April 30, 2010 / Proposed Rules
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[FR Doc. 2010–9890 Filed 4–29–10; 8:45 am]
BILLING CODE 5001–08–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 216
Docket No. 0907301201–91203–01
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RIN 0648–AY15
Implementation of Fish and Fish
Product Import Provisions of the
Marine Mammal Protection Act
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Advance notice of proposed
rulemaking; request for comments.
SUMMARY: NMFS issues this advance
notice of proposed rulemaking to
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announce that it is developing
procedures to implement provisions of
the Marine Mammal Protection Act for
imports of fish and fish products. NMFS
is seeking advance public comment on
the development of these procedures
and on the types of information to be
considered in the process.
DATES: Written comments must be
received by 5 p.m. on June 29, 2010.
ADDRESSES: You may submit comments
by any of the following methods:
(1) Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal at https://
www.regulations.gov.
(2) Mail: Director, Office of
International Affairs, Attn: MMPA Fish
Import Provisions, NMFS, F/IA, 1315
East-West Highway, Silver Spring, MD
20910
(3) Fax: (301) 713–2313
All comments received are a part of
the public record and will generally be
posted to https://www.regulations.gov
without change. All Personal Identifying
Information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
NMFS will accept anonymous
comments (enter N/A in the required
fields, if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
portable document file (pdf) formats
only.
FOR FURTHER INFORMATION CONTACT:
Michael Simpkins at
Michael.Simpkins@noaa.gov or 301–
713–9090.
SUPPLEMENTARY INFORMATION:
Background
The Marine Mammal Protection Act
(MMPA), 16 U.S.C. 1361–1423h,
contains provisions addressing bycatch,
or the incidental mortality and serious
injury, of marine mammals in both
domestic and foreign fisheries. With
respect to foreign fisheries, section
101(a)(2) of the MMPA (16 U.S.C.
1371(a)(2)) states that ‘‘[t]he Secretary of
the Treasury shall ban the importation
of commercial fish or products from fish
which have been caught with
commercial fishing technology which
results in the incidental kill or
incidental serious injury of ocean
mammals in excess of United States
standards. For purposes of applying the
preceding sentence, the Secretary [of
Commerce]- (A) shall insist on
reasonable proof from the government of
any nation from which fish or fish
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22731
products will be exported to the United
States of the effects on ocean mammals
of the commercial fishing technology in
use for such fish or fish products
exported from such nation to the United
States.’’
This rulemaking would define the
‘‘United States standards’’ referred to in
MMPA section 101(a)(2), along with any
associated criteria by which the United
States would assess foreign fisheries
that supply fish and fish product
imports to the United States (hereafter
‘‘import-supplying fisheries’’) with
respect to marine mammal bycatch. The
rule also would describe procedures for
ensuring the established standards and
their associated criteria are met, as well
as procedures for developing
recommendations regarding import
prohibitions if those standards and
associated criteria are not met. In
defining the standards and associated
criteria by which marine mammal
bycatch in import-supplying fisheries
would be evaluated, this rulemaking
would consider U.S. statutory
provisions and regulations applied to
the management of incidental mortality
and serious injury of marine mammals,
including provisions of the MMPA, the
Endangered Species Act (ESA), and the
High Seas Driftnet Fishing Moratorium
Protection Act (HSDFMPA).
This rulemaking also would recognize
existing bilateral or multilateral
arrangements to address marine
mammal bycatch in foreign fisheries as
well as the potential for such
arrangements in the future. In the case
of eastern tropical Pacific yellowfin tuna
purse seine fisheries, marine mammal
bycatch is covered by section
101(a)(2)(B) and Title III of the MMPA
(16 U.S.C. 1371(a)(2)(B) & 1411–1417,
respectively), which incorporate
requirements adopted under the
auspices of the Agreement on the
International Dolphin Conservation
Program (AIDCP).
U.S. Incidental Marine Mammal
Mortality and Serious Injury Statutory
Provisions
Section 2 of the MMPA describes
several broad goals, including (1)
maintaining the health and stability of
the marine ecosystem; (2) retaining
marine mammals as a significant
functioning element in the ecosystem of
which they are a part; and (3) ensuring
that marine mammals can remain at or
recover to their optimum sustainable
population. The term ‘‘optimum
sustainable population’’ is defined in
section 3(9) (16 U.S.C. 1362(9), 50 CFR
216.3) of the MMPA as ‘‘the number of
animals which will result in the
maximum productivity of the
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population or the species, keeping in
mind the carrying capacity of the habitat
and the health of the ecosystem of
which they form a constituent element.’’
Sections 117 and 118 (16 U.S.C. 1386
and 1387) of the MMPA describe the
current U.S. program for regulating
bycatch in domestic commercial
fisheries. The program includes (1)
evaluating marine mammal stock status;
(2) evaluating bycatch in commercial
fisheries; (3) developing bycatch
reduction measures and regulations
following consultation with
stakeholder-based take reduction teams;
and (4) implementing emergency
regulations when necessary.
MMPA section 118(f)(2) defines both
short- and long-term goals for take
reduction plans created by take
reduction teams. The short-term goal is
to reduce and maintain marine mammal
bycatch below the potential biological
removal level for a given stock. MMPA
section 3(20) defines ‘‘potential
biological removal’’ (PBR) as ‘‘the
maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
stock while allowing that stock to reach
or maintain its optimum sustainable
population.’’ The long-term goal is to
reduce bycatch ‘‘to insignificant levels
approaching a zero mortality and
serious injury rate,’’ often referred to as
the zero-mortality rate goal. MMPA
section 118(f)(3) provides NMFS with
discretion to prioritize and develop take
reduction plans based on available
funding. MMPA section 118(f)(2)
provides additional discretion with
respect to the long-term goal by
requiring NMFS to take into account
‘‘the economics of the fishery, the
availability of existing technology, and
existing State or regional fishery
management plans.’’
Section 118(g) of the MMPA
empowers NMFS to prescribe
emergency regulations to reduce marine
mammal bycatch in a fishery if the
Secretary of Commerce finds that such
bycatch is having, or is likely to have,
an immediate and significant adverse
impact on a stock or species.
The ESA contains provisions that
apply more broadly to any direct or
incidental serious injury or mortality of
species listed as endangered or
threatened under the ESA. Specifically,
section 7 of the ESA (16 U.S.C. 1536)
requires Federal agencies to ensure that
any action authorized, funded, or
carried out by such agencies is not
likely to jeopardize the continued
existence of any species listed as
endangered or threatened under the
ESA, or any species proposed for such
listing. If an action is determined to
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likely result in jeopardy to a species that
has been listed or proposed to be listed
under the ESA, the responsible
Secretary (of Interior or Commerce) is
required to develop reasonable and
prudent alternatives, as necessary or
appropriate, to mitigate such impact. If
there is no reasonable and prudent
alternative available, then section 7 of
the ESA also provides that the
Endangered Species Committee may
decide whether to grant an exemption
from the jeopardy prohibition.
Under section 610 of the HSDFMPA
(16 U.S.C. 1826k), the Secretary of
Commerce is required to identify
nations whose fishing vessels engage in
fishing activities or practices that result
in bycatch of protected living marine
resources (PLMRs), including marine
mammals. In determining whether a
nation’s vessels have engaged in bycatch
of a PLMR, the Secretary must
determine whether the fishing activities
in question result in bycatch of PLMRs
in waters beyond any national
jurisdiction or whether the bycatch
involves stocks that are shared by the
United States and occur beyond the
exclusive economic zone of the United
States. Such nations are identified if (1)
the fishing activity in question occurred
during the preceding calendar year; (2)
the relevant international organizations
for managing the fisheries or protecting
the bycaught species have failed to
implement effective measures to end or
reduce such bycatch, or the nation is not
a party or cooperating member of such
organization; and (3) the nation has not
adopted a regulatory program to reduce
bycatch that is comparable to that of the
United States, taking into account
different conditions.
After a nation has been identified, the
HSDFMPA requires that the Secretary,
acting through the Secretary of State,
notify and consult with the identified
nation for the purpose of entering into
treaties to protect the PLMRs in
question. The HSDFMPA also
authorizes the Secretary of Commerce to
provide appropriate assistance to
identified nations to assist those nations
in qualifying for positive HSDFMPA
certification, described below. Such
assistance may include cooperative
research, technology transfer, and
assistance in designing and
implementing fish harvesting plans.
Following consultation, an identified
nation is certified positively only if it
provides documentary evidence that the
nation has adopted a regulatory program
to conserve PLMRs that is comparable to
that of the United States, taking into
account different conditions, and also
has established a management plan that
will assist in gathering species-specific
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data to support international stock
assessments and conservation efforts for
PLMRs.
Failure by a nation to receive a
positive certification under the
HSDFMPA may result in denial of port
privileges and prohibition of imports of
some fish or fish products.
Possible Standards for Evaluating
Marine Mammal Bycatch Associated
with Fish and Fish Product Imports
NMFS is considering whether the
statutory provisions described above
rise to the level of ‘‘United States
standards,’’ and, if so, NMFS is
considering several possible standards
that could be used when evaluating
marine mammal bycatch in importsupplying fisheries for the purposes of
implementing MMPA section 101(a)(2).
NMFS also is considering whether to
use only one of these standards or a
combination of two or more standards
when evaluating marine mammal
bycatch in import-supplying fisheries.
The options under consideration as
possible standards are described below.
Several possible standards that NMFS
is considering are derived from the
short- and long-term goals of take
reduction plans developed under
section 118(f)(2) of the MMPA.
Specifically, NMFS is considering
evaluating whether marine mammal
bycatch in import-supplying fisheries is
maintained at a level below PBR for
impacted marine mammal stocks
(option 1). Alternatively, NMFS is
considering evaluating whether such
bycatch has been reduced to
insignificant levels approaching a zero
mortality and serious injury rate to the
extent feasible, taking into account
different conditions (option 2). NMFS
recognizes that these two goals have
been met for many, but not all, U.S.
domestic fisheries. Another alternative
possible standard NMFS is considering
is to evaluate whether marine mammal
bycatch in import-supplying fisheries is
maintained at levels below PBR or at
levels comparable to those actually
achieved in comparable U.S. fisheries,
whichever is higher (option 3). With
respect to all three of these possible
standards, NMFS recognizes that section
118(f)(3) of the MMPA provides NMFS
with discretion to prioritize and develop
take reduction plans for domestic U.S.
fisheries to achieve these goals subject
to available funding.
NMFS also is considering possible
standards derived from the population
status goal described in MMPA section
2. Specifically, NMFS is considering
evaluating whether marine mammal
bycatch in import-supplying fisheries
either causes the depletion of a marine
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mammal stock below its optimum
sustainable population or impedes the
ability of a depleted stock to recover to
its optimum sustainable population
(option 4). Domestically, the United
States manages marine mammal bycatch
based on PBR levels to achieve the goal
of allowing marine mammal stocks to
reach or maintain their optimum
sustainable populations. However,
NMFS recognizes that foreign nations
may have other approaches to achieving
the same goal, and that some of these
might be commensurate with the U.S.
marine mammal bycatch management
program.
NMFS also is considering possible
standards derived from the trigger for
emergency regulations in MMPA section
118(g). Specifically, NMFS is
considering evaluating whether bycatch
in import-supplying fisheries has, or is
likely to have, an immediate and
significant adverse impact on a marine
mammal stock (option 5).
NMFS also is considering possible
standards derived from the jeopardy
criteria described in ESA section 7.
Specifically, NMFS is considering
evaluating whether bycatch in importsupplying fisheries is likely to
jeopardize the continued existence of
any endangered or threatened marine
mammal species (option 6). For this
option, NMFS is considering whether
and how to apply such possible
standards uniformly to bycatch of
foreign or international marine mammal
species that are endangered or
threatened, but have not been evaluated
or listed under the ESA. Alternatively,
NMFS is considering evaluating more
broadly whether bycatch by importsupplying fisheries is likely to
jeopardize the continued existence of a
marine mammal species (option 7).
NMFS also is considering possible
standards derived from HSDFMPA
section 610. Specifically, NMFS is
considering evaluating whether marine
mammal bycatch in a foreign nation’s
import-supplying fisheries is managed
effectively by a relevant international
fisheries management or conservation
organization, or by the fishing nation
itself (option 8). For this possible
standard, NMFS would evaluate
whether effective measures have been
implemented by a relevant international
fisheries management or conservation
organization to which the nation is a
party or cooperating member. If the
relevant organization has not
implemented effective measures, or the
fishing nation is not a party or
cooperating member of the organization,
then NMFS would also evaluate
whether the nation has adopted a
regulatory program to reduce marine
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mammal bycatch that is comparable to
that of the United States, taking into
account different conditions.
Finally, NMFS is considering possible
standards derived from regulations
implemented to manage marine
mammal bycatch in U.S. domestic
fisheries. Specifically, NMFS is
considering evaluating whether foreign
nations that supply fish and fish
product imports to the United States
have implemented regulations to
address marine mammal bycatch in the
nations’ import-supplying fisheries that
are comparable to regulations
implemented by the United States,
taking into account different conditions
(option 9). These U.S. domestic
regulations are developed and applied
on a regional and fishery-by-fishery
basis, recognizing that different regional
and fishery conditions bear on the
effectiveness of the measures.
To the extent that the options
described above are determined to rise
to the level of ‘‘United States standards,’’
NMFS anticipates selecting one or more
of the possible standards described
above to apply when evaluating marine
mammal bycatch in a foreign nation’s
import-supplying fisheries and, in turn,
to define those standards as ‘‘United
States standards’’ for the purposes of
section 101(a)(2)(A). NMFS intends to
select clear standards and associated
criteria that could be applied uniformly
to all foreign fisheries that supply fish
and fish product imports to the United
States. NMFS also intends to select only
standards and associated criteria that
have been met by U.S. domestic
fisheries.
NMFS requests comments on the
standards to be used when evaluating
foreign import-supplying fisheries,
including any suggestions of other
standards or associated criteria NMFS
should consider or modifications of the
standards suggested above; and whether
to apply one or more standards.
Potential Procedures for Ensuring that
U.S. Marine Mammal Bycatch
Standards Are Met for Foreign Imports
NMFS is considering developing a
process for evaluating bycatch in foreign
import-supplying fisheries that would
be consistent with both the U.S. process
for managing domestic marine mammal
bycatch, outlined in MMPA sections
117 and 118, and the process for
assessing and certifying nations for
bycatch of protected living marine
resources, outlined in HSDFMPA
section 610. In particular, NMFS is
considering a process that would
include (1) requesting that nations
whose fisheries supply imports to the
United States provide reasonable proof
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of the impact of those fisheries on
marine mammals; (2) initiating
consultation with nations who fail to
provide such reasonable proof or whose
import-supplying fisheries are known or
likely to not meet U.S. marine mammal
bycatch standards; (3) allowing some
time for nations undergoing
consultation to meet U.S. marine
mammal bycatch standards by
providing acceptable ‘‘reasonable proof’’
of the impacts of their import-supplying
fisheries on marine mammals, by
improving their assessment capabilities
in order to provide such proof, or by
implementing effective bycatch
mitigation measures; and (4)
recommending that the import of certain
fish and fish products from a nation or
fishery into the United States be
prohibited if that nation or fishery fails
to meet U.S. marine mammal bycatch
standards after consultation.
With regard to (1) above, NMFS is
considering defining ‘‘reasonable proof’’
as information that indicates that a
nation’s import-supplying fisheries meet
U.S. marine mammal bycatch standards.
With respect to (2) above, NMFS is
considering initiating consultation with
nations to encourage each nation to take
the necessary corrective action to meet
the U.S. marine mammal bycatch
standards. Such consultation would
likely consider the efficacy of marine
mammal bycatch measures adopted
under multilateral agreements to which
the nation is a party, as well as the
nation’s implementation of those
measures. Such consultation also would
likely identify different conditions that
NMFS may consider when making
decisions regarding foreign fisheries
imports, including existing scientific
capacity within the nation, differences
in fishing practices, logistical and
technical challenges to assessing status
or bycatch of specific marine mammal
stocks, and logistical and technical
challenges to mitigating bycatch for
some stocks or fisheries. As necessary,
appropriate, and feasible, NMFS may
provide capacity building, training, or
technology transfer to address issues
identified during consultation. Such
consultation and capacity building
would be consistent with the approach
described in HSDFMPA section 610 for
identifying and certifying nations for
bycatch of protected living marine
resources. Further, U.S. domestic
consultations with take reduction teams
also consider similar conditions, such as
the quality of data available, logistical or
technological challenges, and the
feasibility of mitigation measures.
NMFS also provides scientific support
during domestic take reduction team
consultations.
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The time allotted in (3) above
recognizes the need for some nations to
improve their capacity to conduct
suitable assessments, implement
effective mitigation measures, or
address unique challenges. NMFS is
considering whether to include time to
address these issues within the
consultation period or to allow some
time after consultation to assess the
effectiveness of newly implemented
measures before making import
determinations. Both MMPA section
118(f) and HSDFMPA section 610 allow
time for consultation before action is
taken.
Finally, (4) refers to the
implementation of import prohibitions
themselves. NMFS would coordinate
with other Federal agencies to make
decisions regarding possible import
prohibitions. NMFS also is considering
whether and what kind of alternative
procedures to establish for
implementing import prohibitions on a
shipment-by-shipment, shipper-byshipper, or other basis if such imports
were harvested by practices that do not
result in marine mammal bycatch or
were harvested by practices that are
comparable to those of the United
States. The HSDFMPA allows for the
development of such alternative
procedures.
NMFS is considering if and how
intermediary nations should be
addressed by the procedures under
consideration. Intermediary nations are
those that serve as intermediaries in reexporting fish or fish products to the
United States from the nation whose
fisheries originally harvested the fish.
With respect to yellowfin tuna
harvested in the eastern tropical Pacific
purse seine fisheries, section
101(a)(2)(D) of the MMPA requires that
any intermediary nation certify and
provide reasonable proof that ‘‘it has not
imported, within the preceding six
months, any yellowfin tuna or yellowfin
tuna products that are subject to a direct
ban on importation to the United
States.’’ NMFS is considering using a
similar approach to ensure that imports
from intermediary nations meet U.S.
marine mammal bycatch standards.
NMFS is requesting comments on the
procedures under consideration for
ensuring that foreign fisheries imports
meet U.S. marine mammal bycatch
standards, including whether to apply
one or more of the possible standards
when evaluating import-supplying
fisheries to make decisions regarding
initiating consultation or banning
imports, which standards to apply, and
whether to apply different standards for
making the decision to initiate
consultation than are used to make the
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decision to ban imports. Further, NMFS
is requesting comments on what issues
and conditions should be considered
during consultation and whether and
what kind of alternative procedures
should be established for implementing
import prohibitions on a shipment-byshipment or shipper-by-shipper basis.
Finally, NMFS is requesting comments
regarding if and how intermediary
nations should be addressed by the
procedures under consideration.
Petition for Rulemaking
On March 5, 2008, the U.S.
Department of Commerce and other
relevant Departments were petitioned to
initiate rulemaking to ban importation
of swordfish and swordfish products
from countries that have not satisfied
the MMPA section 101(a)(2)
requirement. The petition for
rulemaking under the Administrative
Procedure Act was submitted by two
nongovernmental organizations, the
Center for Biological Diversity and the
Turtle Island Restoration Network. The
complete text of the petition is available
via the internet at the following web
address: https://www.nmfs.noaa.gov/ia/.
Copies of this petition may also be
obtained by contacting NMFS [see
ADDRESSES].
On December 15, 2008, NMFS
published a notification of receipt of the
petition, with a January 29, 2009,
deadline for comments (73 FR 75988).
NMFS subsequently reopened the
comment period from February 4 to
March 23, 2009 (74 FR 6010, February
4, 2009).
Although the petition only requested
action regarding imports of swordfish
and swordfish products, the import
provisions of MMPA section 101(a)(2)
apply more broadly to imports from
other foreign fisheries that use
‘‘commercial fishing technology which
results in the incidental kill or
incidental serious injury of ocean
mammals in excess of United States
standards’’. Therefore, this rulemaking
would be broader in scope than the
petition. Comments received on the
petition were considered during the
development of this advance notice of
proposed rulemaking. Many of the
comments were limited to the scope of
the petition, but others are more broadly
applicable. We have summarized all
comments on the petition below.
Summary of Comments Received on
Petition
NMFS received almost 45,000
comments on the petition during the
two public comment periods, including
comments from individual members of
the public, environmental and industry
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groups, members of Congress, and
swordfish exporting nations. The vast
majority of public comments were
submitted in association with mass
comment campaigns by the Center for
Biological Diversity and the Natural
Resources Defense Council. NMFS
developed this advance notice of
proposed rulemaking in response to the
comments received on the petition.
(1) Support for the petition—The vast
majority of public comments supported
the petition and recommended that
NMFS implement the MMPA import
provisions. Most of those comments
recommended banning swordfish
imports immediately, although a few
comments recommended that NMFS
request and evaluate information from
nations before banning imports.
Some comments in support of the
petition indicated that implementing
the MMPA import provisions would (1)
provide an incentive for foreign
fisheries to implement bycatch
reduction measures and data
requirements similar to those of the
United States; (2) provide added
protection for marine mammals outside
of U.S. waters; (3) level the ‘‘playing
field’’ and protect U.S. fishers from
unfair competition; and (4) ensure that
U.S. consumers do not unwittingly
contribute to the depletion of marine
mammal populations as a result of
poorly regulated fisheries. Several
comments claimed that NMFS had
failed to implement the MMPA import
provisions and, thereby, had promoted
the destruction of marine mammal
populations and placed U.S. fishers at a
significant competitive disadvantage.
One comment suggested that NMFS did
not need to develop regulations to
implement a ban on swordfish imports
because NMFS could ‘‘readily compare’’
foreign fishing operations to U.S. marine
mammal bycatch standards.
(2) Suggested alternative approaches
to addressing international marine
mammal bycatch—Several comments
suggested that working cooperatively
with trading partners would be more
effective than banning imports. Some of
those comments suggested that the
United States work to address
international marine mammal bycatch
through international organizations,
such as regional fishery management
organizations.
One comment suggested a capacitybuilding effort to bring about change in
the fishing practices of trading partners.
Another comment suggested developing
a coalition of fish-importing companies
in the United States to encourage
suppliers in other countries to buy fish
caught with ‘‘mammal safe’’ gear, which
it suggested could be provided,
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wwoods2 on DSK1DXX6B1PROD with PROPOSALS_PART 1
Federal Register / Vol. 75, No. 83 / Friday, April 30, 2010 / Proposed Rules
installed, and demonstrated by the U.S.
government, industry, or nongovernmental organization partners.
(3) Possible standards—A few
comments pointed out the need to
clearly define the ‘‘United States
standards’’ regarding marine mammal
bycatch in the context of section
101(a)(2) of the MMPA. Two comments
recommended that NMFS consider the
fisheries and fishing conditions of
individual nations when evaluating
those fisheries against U.S. marine
mammal bycatch standards.
The majority of comments suggested
that ‘‘United States Standards’’ should
include consideration of the bycatch
mitigation measures implemented by
exporting nations. Comments suggested
that foreign measures should be
comparable to those used in U.S.
fisheries, which include pingers
(acoustic deterrents), net extenders,
limits on longline length, time-area
closures, safe handling and release
training and equipment, and observer
coverage.
Many comments suggested applying
either the short- or long-term bycatch
reduction goal of MMPA section 118 as
a standard. The short-term goal specifies
that bycatch should be reduced below a
marine mammal stock’s PBR level,
while the long-term goal specifies that
bycatch should be reduced to
insignificant levels approaching a zero
mortality and serious injury rate
(sometimes referred to as the ‘‘zero
mortality rate goal’’). In contrast, one
comment suggested that it would be
inappropriate to hold exporting nations
to the long-term goal until U.S. fisheries
have achieved it. One comment
recommended applying additional
MMPA standards, including (1)
maintaining the health and stability of
the marine ecosystem; (2) recovering
populations to, and maintaining them
at, optimum sustainable populations; (3)
ensuring that authorized take levels do
not disadvantage affected stocks; and (4)
requiring development of take reduction
plans for fisheries that exceed a stock’s
PBR level. Several comments also
pointed out that MMPA section
101(a)(2)(B) establishes standards for the
eastern tropical Pacific purse seine
fishery for tuna. Another comment
suggested using the standards described
in section 610 of the HSDFMPA.
(4) Trade and economic issues—
Several comments discussed the
relevance of the MMPA import
provisions to intermediary nations. One
comment recommended that NMFS
apply the provisions to intermediary
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nations by requiring those nations to
provide documentation as to how
swordfish or swordfish products they
export to the United States were
harvested and what impact those
fisheries had on marine mammals.
Another comment suggested that
harvesting nations should be
responsible for issuing ‘‘mammal-free
certifications’’ to vessels and that
importers in intermediary nations
should be required to obtain such
‘‘certifications’’ prior to landing fish at
the nations’ ports.
Numerous comments stated that a ban
on swordfish imports would cause
economic hardship for exporting
nations. Another comment claimed that
banning imports would financially harm
importing companies in the United
States because foreign harvesters would
sell their fish to alternative markets.
Some comments voiced concern that
implementing the MMPA import
provisions could result in ‘‘unlawful
barriers to international trade.’’ Some
comments suggested that any measures
taken should not hamper trade in
swordfish or any other fish caught by
‘‘proper fishing devices.’’ A comment
from one nation suggested that banning
imports of swordfish would contradict
the existing spirit of partnership and
good relations with the United States. In
contrast, one comment suggested that a
ban on swordfish imports could be
implemented in a manner consistent
with the General Agreement on Tariffs
and Trade and the World Trade
Organization. That comment further
suggested that NMFS is obligated to
implement the MMPA import
provisions, even if a ban on swordfish
imports were found to be in conflict
with international trade agreements.
(5) Inaccuracies in petition and
counter claims—During its review of the
petition, NMFS noted that the petition
contained some factual errors. For
example, some of the swordfish import
amounts reported for Taiwan (referred
to as China-Taipei in the petition),
Mauritius, Mexico, New Zealand, and
South Africa were incorrect. Corrections
are available at https://
www.st.nmfs.noaa.gov/st1/trade/.
NMFS also noted some discrepancies
in the petition’s description of the scope
and timing of some U.S. fishery closures
described in the petition. In particular,
the description on page eleven of the
petition underestimated the extent of
longline closures in the Pacific, ignoring
areas closed to longline fishing in Guam
and the Northwestern and Main
Hawaiian Islands. The description on
PO 00000
Frm 00029
Fmt 4702
Sfmt 9990
22735
page eight of the petition failed to
recognize that the gillnet prohibition in
the western Pacific fishery management
area includes all U.S. EEZ waters
around Hawaii, Guam, American
Samoa, Commonwealth of the Northern
Mariana Islands, and U.S. Pacific remote
island areas. Further, the description on
the same page of the timing of drift
gillnet fishery closures on the U.S. west
˜
coast during El Nino events was
incorrect; those closures are
implemented from June 1 through
August 31 when NMFS has forecasted
or announced the occurrence of an El
˜
Nino event.
Several exporting nations offered
counterclaims to those listed in the
petition. Brazil noted that the petition
claimed that Brazil expanded its
longline fleet by leasing vessels from
flag of convenience countries. In its
comments, Brazil cited a law
prohibiting vessels operating for
Brazilian fishing companies from
registering in other countries under flags
of convenience. Taiwan provided
comments questioning the validity of
bycatch estimates for Taiwan fisheries
in the petition. Taiwan argued that the
estimates were derived using incorrect
methods and data. Two nations
commented that they believed there was
no valid justification for the measures
proposed by the petitioners.
A number of nations commented that
their marine mammal protection
programs were comparable to those of
the United States. Those nations
provided a variety of supporting
information regarding their laws,
regulations, and/or bycatch management
measures.
One nation suggested that the
provision of reasonable proof regarding
the effects of fisheries on marine
mammals is not a prior obligation of
exporting nations, although the United
States is entitled to request such
information.
Classification
This advance notice of proposed
rulemaking has been determined to be
not significant for purposes of Executive
Order 12866.
Dated: April 26, 2010.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2010–10158 Filed 4–29–10; 8:45 am]
BILLING CODE 3510–22–S
E:\FR\FM\30APP1.SGM
30APP1
Agencies
[Federal Register Volume 75, Number 83 (Friday, April 30, 2010)]
[Proposed Rules]
[Pages 22731-22735]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-10158]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 216
Docket No. 0907301201-91203-01
RIN 0648-AY15
Implementation of Fish and Fish Product Import Provisions of the
Marine Mammal Protection Act
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Advance notice of proposed rulemaking; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS issues this advance notice of proposed rulemaking to
announce that it is developing procedures to implement provisions of
the Marine Mammal Protection Act for imports of fish and fish products.
NMFS is seeking advance public comment on the development of these
procedures and on the types of information to be considered in the
process.
DATES: Written comments must be received by 5 p.m. on June 29, 2010.
ADDRESSES: You may submit comments by any of the following methods:
(1) Electronic Submissions: Submit all electronic public comments
via the Federal eRulemaking Portal at https://www.regulations.gov.
(2) Mail: Director, Office of International Affairs, Attn: MMPA
Fish Import Provisions, NMFS, F/IA, 1315 East-West Highway, Silver
Spring, MD 20910
(3) Fax: (301) 713-2313
All comments received are a part of the public record and will
generally be posted to https://www.regulations.gov without change. All
Personal Identifying Information (e.g., name, address) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
Confidential Business Information or otherwise sensitive or protected
information.
NMFS will accept anonymous comments (enter N/A in the required
fields, if you wish to remain anonymous). Attachments to electronic
comments will be accepted in Microsoft Word, Excel, WordPerfect, or
Adobe portable document file (pdf) formats only.
FOR FURTHER INFORMATION CONTACT: Michael Simpkins at
Michael.Simpkins@noaa.gov or 301-713-9090.
SUPPLEMENTARY INFORMATION:
Background
The Marine Mammal Protection Act (MMPA), 16 U.S.C. 1361-1423h,
contains provisions addressing bycatch, or the incidental mortality and
serious injury, of marine mammals in both domestic and foreign
fisheries. With respect to foreign fisheries, section 101(a)(2) of the
MMPA (16 U.S.C. 1371(a)(2)) states that ``[t]he Secretary of the
Treasury shall ban the importation of commercial fish or products from
fish which have been caught with commercial fishing technology which
results in the incidental kill or incidental serious injury of ocean
mammals in excess of United States standards. For purposes of applying
the preceding sentence, the Secretary [of Commerce]- (A) shall insist
on reasonable proof from the government of any nation from which fish
or fish products will be exported to the United States of the effects
on ocean mammals of the commercial fishing technology in use for such
fish or fish products exported from such nation to the United States.''
This rulemaking would define the ``United States standards''
referred to in MMPA section 101(a)(2), along with any associated
criteria by which the United States would assess foreign fisheries that
supply fish and fish product imports to the United States (hereafter
``import-supplying fisheries'') with respect to marine mammal bycatch.
The rule also would describe procedures for ensuring the established
standards and their associated criteria are met, as well as procedures
for developing recommendations regarding import prohibitions if those
standards and associated criteria are not met. In defining the
standards and associated criteria by which marine mammal bycatch in
import-supplying fisheries would be evaluated, this rulemaking would
consider U.S. statutory provisions and regulations applied to the
management of incidental mortality and serious injury of marine
mammals, including provisions of the MMPA, the Endangered Species Act
(ESA), and the High Seas Driftnet Fishing Moratorium Protection Act
(HSDFMPA).
This rulemaking also would recognize existing bilateral or
multilateral arrangements to address marine mammal bycatch in foreign
fisheries as well as the potential for such arrangements in the future.
In the case of eastern tropical Pacific yellowfin tuna purse seine
fisheries, marine mammal bycatch is covered by section 101(a)(2)(B) and
Title III of the MMPA (16 U.S.C. 1371(a)(2)(B) & 1411-1417,
respectively), which incorporate requirements adopted under the
auspices of the Agreement on the International Dolphin Conservation
Program (AIDCP).
U.S. Incidental Marine Mammal Mortality and Serious Injury Statutory
Provisions
Section 2 of the MMPA describes several broad goals, including (1)
maintaining the health and stability of the marine ecosystem; (2)
retaining marine mammals as a significant functioning element in the
ecosystem of which they are a part; and (3) ensuring that marine
mammals can remain at or recover to their optimum sustainable
population. The term ``optimum sustainable population'' is defined in
section 3(9) (16 U.S.C. 1362(9), 50 CFR 216.3) of the MMPA as ``the
number of animals which will result in the maximum productivity of the
[[Page 22732]]
population or the species, keeping in mind the carrying capacity of the
habitat and the health of the ecosystem of which they form a
constituent element.''
Sections 117 and 118 (16 U.S.C. 1386 and 1387) of the MMPA describe
the current U.S. program for regulating bycatch in domestic commercial
fisheries. The program includes (1) evaluating marine mammal stock
status; (2) evaluating bycatch in commercial fisheries; (3) developing
bycatch reduction measures and regulations following consultation with
stakeholder-based take reduction teams; and (4) implementing emergency
regulations when necessary.
MMPA section 118(f)(2) defines both short- and long-term goals for
take reduction plans created by take reduction teams. The short-term
goal is to reduce and maintain marine mammal bycatch below the
potential biological removal level for a given stock. MMPA section
3(20) defines ``potential biological removal'' (PBR) as ``the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population.'' The long-term goal is
to reduce bycatch ``to insignificant levels approaching a zero
mortality and serious injury rate,'' often referred to as the zero-
mortality rate goal. MMPA section 118(f)(3) provides NMFS with
discretion to prioritize and develop take reduction plans based on
available funding. MMPA section 118(f)(2) provides additional
discretion with respect to the long-term goal by requiring NMFS to take
into account ``the economics of the fishery, the availability of
existing technology, and existing State or regional fishery management
plans.''
Section 118(g) of the MMPA empowers NMFS to prescribe emergency
regulations to reduce marine mammal bycatch in a fishery if the
Secretary of Commerce finds that such bycatch is having, or is likely
to have, an immediate and significant adverse impact on a stock or
species.
The ESA contains provisions that apply more broadly to any direct
or incidental serious injury or mortality of species listed as
endangered or threatened under the ESA. Specifically, section 7 of the
ESA (16 U.S.C. 1536) requires Federal agencies to ensure that any
action authorized, funded, or carried out by such agencies is not
likely to jeopardize the continued existence of any species listed as
endangered or threatened under the ESA, or any species proposed for
such listing. If an action is determined to likely result in jeopardy
to a species that has been listed or proposed to be listed under the
ESA, the responsible Secretary (of Interior or Commerce) is required to
develop reasonable and prudent alternatives, as necessary or
appropriate, to mitigate such impact. If there is no reasonable and
prudent alternative available, then section 7 of the ESA also provides
that the Endangered Species Committee may decide whether to grant an
exemption from the jeopardy prohibition.
Under section 610 of the HSDFMPA (16 U.S.C. 1826k), the Secretary
of Commerce is required to identify nations whose fishing vessels
engage in fishing activities or practices that result in bycatch of
protected living marine resources (PLMRs), including marine mammals. In
determining whether a nation's vessels have engaged in bycatch of a
PLMR, the Secretary must determine whether the fishing activities in
question result in bycatch of PLMRs in waters beyond any national
jurisdiction or whether the bycatch involves stocks that are shared by
the United States and occur beyond the exclusive economic zone of the
United States. Such nations are identified if (1) the fishing activity
in question occurred during the preceding calendar year; (2) the
relevant international organizations for managing the fisheries or
protecting the bycaught species have failed to implement effective
measures to end or reduce such bycatch, or the nation is not a party or
cooperating member of such organization; and (3) the nation has not
adopted a regulatory program to reduce bycatch that is comparable to
that of the United States, taking into account different conditions.
After a nation has been identified, the HSDFMPA requires that the
Secretary, acting through the Secretary of State, notify and consult
with the identified nation for the purpose of entering into treaties to
protect the PLMRs in question. The HSDFMPA also authorizes the
Secretary of Commerce to provide appropriate assistance to identified
nations to assist those nations in qualifying for positive HSDFMPA
certification, described below. Such assistance may include cooperative
research, technology transfer, and assistance in designing and
implementing fish harvesting plans.
Following consultation, an identified nation is certified
positively only if it provides documentary evidence that the nation has
adopted a regulatory program to conserve PLMRs that is comparable to
that of the United States, taking into account different conditions,
and also has established a management plan that will assist in
gathering species-specific data to support international stock
assessments and conservation efforts for PLMRs.
Failure by a nation to receive a positive certification under the
HSDFMPA may result in denial of port privileges and prohibition of
imports of some fish or fish products.
Possible Standards for Evaluating Marine Mammal Bycatch Associated with
Fish and Fish Product Imports
NMFS is considering whether the statutory provisions described
above rise to the level of ``United States standards,'' and, if so,
NMFS is considering several possible standards that could be used when
evaluating marine mammal bycatch in import-supplying fisheries for the
purposes of implementing MMPA section 101(a)(2). NMFS also is
considering whether to use only one of these standards or a combination
of two or more standards when evaluating marine mammal bycatch in
import-supplying fisheries. The options under consideration as possible
standards are described below.
Several possible standards that NMFS is considering are derived
from the short- and long-term goals of take reduction plans developed
under section 118(f)(2) of the MMPA. Specifically, NMFS is considering
evaluating whether marine mammal bycatch in import-supplying fisheries
is maintained at a level below PBR for impacted marine mammal stocks
(option 1). Alternatively, NMFS is considering evaluating whether such
bycatch has been reduced to insignificant levels approaching a zero
mortality and serious injury rate to the extent feasible, taking into
account different conditions (option 2). NMFS recognizes that these two
goals have been met for many, but not all, U.S. domestic fisheries.
Another alternative possible standard NMFS is considering is to
evaluate whether marine mammal bycatch in import-supplying fisheries is
maintained at levels below PBR or at levels comparable to those
actually achieved in comparable U.S. fisheries, whichever is higher
(option 3). With respect to all three of these possible standards, NMFS
recognizes that section 118(f)(3) of the MMPA provides NMFS with
discretion to prioritize and develop take reduction plans for domestic
U.S. fisheries to achieve these goals subject to available funding.
NMFS also is considering possible standards derived from the
population status goal described in MMPA section 2. Specifically, NMFS
is considering evaluating whether marine mammal bycatch in import-
supplying fisheries either causes the depletion of a marine
[[Page 22733]]
mammal stock below its optimum sustainable population or impedes the
ability of a depleted stock to recover to its optimum sustainable
population (option 4). Domestically, the United States manages marine
mammal bycatch based on PBR levels to achieve the goal of allowing
marine mammal stocks to reach or maintain their optimum sustainable
populations. However, NMFS recognizes that foreign nations may have
other approaches to achieving the same goal, and that some of these
might be commensurate with the U.S. marine mammal bycatch management
program.
NMFS also is considering possible standards derived from the
trigger for emergency regulations in MMPA section 118(g). Specifically,
NMFS is considering evaluating whether bycatch in import-supplying
fisheries has, or is likely to have, an immediate and significant
adverse impact on a marine mammal stock (option 5).
NMFS also is considering possible standards derived from the
jeopardy criteria described in ESA section 7. Specifically, NMFS is
considering evaluating whether bycatch in import-supplying fisheries is
likely to jeopardize the continued existence of any endangered or
threatened marine mammal species (option 6). For this option, NMFS is
considering whether and how to apply such possible standards uniformly
to bycatch of foreign or international marine mammal species that are
endangered or threatened, but have not been evaluated or listed under
the ESA. Alternatively, NMFS is considering evaluating more broadly
whether bycatch by import-supplying fisheries is likely to jeopardize
the continued existence of a marine mammal species (option 7).
NMFS also is considering possible standards derived from HSDFMPA
section 610. Specifically, NMFS is considering evaluating whether
marine mammal bycatch in a foreign nation's import-supplying fisheries
is managed effectively by a relevant international fisheries management
or conservation organization, or by the fishing nation itself (option
8). For this possible standard, NMFS would evaluate whether effective
measures have been implemented by a relevant international fisheries
management or conservation organization to which the nation is a party
or cooperating member. If the relevant organization has not implemented
effective measures, or the fishing nation is not a party or cooperating
member of the organization, then NMFS would also evaluate whether the
nation has adopted a regulatory program to reduce marine mammal bycatch
that is comparable to that of the United States, taking into account
different conditions.
Finally, NMFS is considering possible standards derived from
regulations implemented to manage marine mammal bycatch in U.S.
domestic fisheries. Specifically, NMFS is considering evaluating
whether foreign nations that supply fish and fish product imports to
the United States have implemented regulations to address marine mammal
bycatch in the nations' import-supplying fisheries that are comparable
to regulations implemented by the United States, taking into account
different conditions (option 9). These U.S. domestic regulations are
developed and applied on a regional and fishery-by-fishery basis,
recognizing that different regional and fishery conditions bear on the
effectiveness of the measures.
To the extent that the options described above are determined to
rise to the level of ``United States standards,'' NMFS anticipates
selecting one or more of the possible standards described above to
apply when evaluating marine mammal bycatch in a foreign nation's
import-supplying fisheries and, in turn, to define those standards as
``United States standards'' for the purposes of section 101(a)(2)(A).
NMFS intends to select clear standards and associated criteria that
could be applied uniformly to all foreign fisheries that supply fish
and fish product imports to the United States. NMFS also intends to
select only standards and associated criteria that have been met by
U.S. domestic fisheries.
NMFS requests comments on the standards to be used when evaluating
foreign import-supplying fisheries, including any suggestions of other
standards or associated criteria NMFS should consider or modifications
of the standards suggested above; and whether to apply one or more
standards.
Potential Procedures for Ensuring that U.S. Marine Mammal Bycatch
Standards Are Met for Foreign Imports
NMFS is considering developing a process for evaluating bycatch in
foreign import-supplying fisheries that would be consistent with both
the U.S. process for managing domestic marine mammal bycatch, outlined
in MMPA sections 117 and 118, and the process for assessing and
certifying nations for bycatch of protected living marine resources,
outlined in HSDFMPA section 610. In particular, NMFS is considering a
process that would include (1) requesting that nations whose fisheries
supply imports to the United States provide reasonable proof of the
impact of those fisheries on marine mammals; (2) initiating
consultation with nations who fail to provide such reasonable proof or
whose import-supplying fisheries are known or likely to not meet U.S.
marine mammal bycatch standards; (3) allowing some time for nations
undergoing consultation to meet U.S. marine mammal bycatch standards by
providing acceptable ``reasonable proof'' of the impacts of their
import-supplying fisheries on marine mammals, by improving their
assessment capabilities in order to provide such proof, or by
implementing effective bycatch mitigation measures; and (4)
recommending that the import of certain fish and fish products from a
nation or fishery into the United States be prohibited if that nation
or fishery fails to meet U.S. marine mammal bycatch standards after
consultation.
With regard to (1) above, NMFS is considering defining ``reasonable
proof'' as information that indicates that a nation's import-supplying
fisheries meet U.S. marine mammal bycatch standards.
With respect to (2) above, NMFS is considering initiating
consultation with nations to encourage each nation to take the
necessary corrective action to meet the U.S. marine mammal bycatch
standards. Such consultation would likely consider the efficacy of
marine mammal bycatch measures adopted under multilateral agreements to
which the nation is a party, as well as the nation's implementation of
those measures. Such consultation also would likely identify different
conditions that NMFS may consider when making decisions regarding
foreign fisheries imports, including existing scientific capacity
within the nation, differences in fishing practices, logistical and
technical challenges to assessing status or bycatch of specific marine
mammal stocks, and logistical and technical challenges to mitigating
bycatch for some stocks or fisheries. As necessary, appropriate, and
feasible, NMFS may provide capacity building, training, or technology
transfer to address issues identified during consultation. Such
consultation and capacity building would be consistent with the
approach described in HSDFMPA section 610 for identifying and
certifying nations for bycatch of protected living marine resources.
Further, U.S. domestic consultations with take reduction teams also
consider similar conditions, such as the quality of data available,
logistical or technological challenges, and the feasibility of
mitigation measures. NMFS also provides scientific support during
domestic take reduction team consultations.
[[Page 22734]]
The time allotted in (3) above recognizes the need for some nations
to improve their capacity to conduct suitable assessments, implement
effective mitigation measures, or address unique challenges. NMFS is
considering whether to include time to address these issues within the
consultation period or to allow some time after consultation to assess
the effectiveness of newly implemented measures before making import
determinations. Both MMPA section 118(f) and HSDFMPA section 610 allow
time for consultation before action is taken.
Finally, (4) refers to the implementation of import prohibitions
themselves. NMFS would coordinate with other Federal agencies to make
decisions regarding possible import prohibitions. NMFS also is
considering whether and what kind of alternative procedures to
establish for implementing import prohibitions on a shipment-by-
shipment, shipper-by-shipper, or other basis if such imports were
harvested by practices that do not result in marine mammal bycatch or
were harvested by practices that are comparable to those of the United
States. The HSDFMPA allows for the development of such alternative
procedures.
NMFS is considering if and how intermediary nations should be
addressed by the procedures under consideration. Intermediary nations
are those that serve as intermediaries in re-exporting fish or fish
products to the United States from the nation whose fisheries
originally harvested the fish. With respect to yellowfin tuna harvested
in the eastern tropical Pacific purse seine fisheries, section
101(a)(2)(D) of the MMPA requires that any intermediary nation certify
and provide reasonable proof that ``it has not imported, within the
preceding six months, any yellowfin tuna or yellowfin tuna products
that are subject to a direct ban on importation to the United States.''
NMFS is considering using a similar approach to ensure that imports
from intermediary nations meet U.S. marine mammal bycatch standards.
NMFS is requesting comments on the procedures under consideration
for ensuring that foreign fisheries imports meet U.S. marine mammal
bycatch standards, including whether to apply one or more of the
possible standards when evaluating import-supplying fisheries to make
decisions regarding initiating consultation or banning imports, which
standards to apply, and whether to apply different standards for making
the decision to initiate consultation than are used to make the
decision to ban imports. Further, NMFS is requesting comments on what
issues and conditions should be considered during consultation and
whether and what kind of alternative procedures should be established
for implementing import prohibitions on a shipment-by-shipment or
shipper-by-shipper basis. Finally, NMFS is requesting comments
regarding if and how intermediary nations should be addressed by the
procedures under consideration.
Petition for Rulemaking
On March 5, 2008, the U.S. Department of Commerce and other
relevant Departments were petitioned to initiate rulemaking to ban
importation of swordfish and swordfish products from countries that
have not satisfied the MMPA section 101(a)(2) requirement. The petition
for rulemaking under the Administrative Procedure Act was submitted by
two nongovernmental organizations, the Center for Biological Diversity
and the Turtle Island Restoration Network. The complete text of the
petition is available via the internet at the following web address:
https://www.nmfs.noaa.gov/ia/. Copies of this petition may also be
obtained by contacting NMFS [see ADDRESSES].
On December 15, 2008, NMFS published a notification of receipt of
the petition, with a January 29, 2009, deadline for comments (73 FR
75988). NMFS subsequently reopened the comment period from February 4
to March 23, 2009 (74 FR 6010, February 4, 2009).
Although the petition only requested action regarding imports of
swordfish and swordfish products, the import provisions of MMPA section
101(a)(2) apply more broadly to imports from other foreign fisheries
that use ``commercial fishing technology which results in the
incidental kill or incidental serious injury of ocean mammals in excess
of United States standards''. Therefore, this rulemaking would be
broader in scope than the petition. Comments received on the petition
were considered during the development of this advance notice of
proposed rulemaking. Many of the comments were limited to the scope of
the petition, but others are more broadly applicable. We have
summarized all comments on the petition below.
Summary of Comments Received on Petition
NMFS received almost 45,000 comments on the petition during the two
public comment periods, including comments from individual members of
the public, environmental and industry groups, members of Congress, and
swordfish exporting nations. The vast majority of public comments were
submitted in association with mass comment campaigns by the Center for
Biological Diversity and the Natural Resources Defense Council. NMFS
developed this advance notice of proposed rulemaking in response to the
comments received on the petition.
(1) Support for the petition--The vast majority of public comments
supported the petition and recommended that NMFS implement the MMPA
import provisions. Most of those comments recommended banning swordfish
imports immediately, although a few comments recommended that NMFS
request and evaluate information from nations before banning imports.
Some comments in support of the petition indicated that
implementing the MMPA import provisions would (1) provide an incentive
for foreign fisheries to implement bycatch reduction measures and data
requirements similar to those of the United States; (2) provide added
protection for marine mammals outside of U.S. waters; (3) level the
``playing field'' and protect U.S. fishers from unfair competition; and
(4) ensure that U.S. consumers do not unwittingly contribute to the
depletion of marine mammal populations as a result of poorly regulated
fisheries. Several comments claimed that NMFS had failed to implement
the MMPA import provisions and, thereby, had promoted the destruction
of marine mammal populations and placed U.S. fishers at a significant
competitive disadvantage. One comment suggested that NMFS did not need
to develop regulations to implement a ban on swordfish imports because
NMFS could ``readily compare'' foreign fishing operations to U.S.
marine mammal bycatch standards.
(2) Suggested alternative approaches to addressing international
marine mammal bycatch--Several comments suggested that working
cooperatively with trading partners would be more effective than
banning imports. Some of those comments suggested that the United
States work to address international marine mammal bycatch through
international organizations, such as regional fishery management
organizations.
One comment suggested a capacity-building effort to bring about
change in the fishing practices of trading partners. Another comment
suggested developing a coalition of fish-importing companies in the
United States to encourage suppliers in other countries to buy fish
caught with ``mammal safe'' gear, which it suggested could be provided,
[[Page 22735]]
installed, and demonstrated by the U.S. government, industry, or non-
governmental organization partners.
(3) Possible standards--A few comments pointed out the need to
clearly define the ``United States standards'' regarding marine mammal
bycatch in the context of section 101(a)(2) of the MMPA. Two comments
recommended that NMFS consider the fisheries and fishing conditions of
individual nations when evaluating those fisheries against U.S. marine
mammal bycatch standards.
The majority of comments suggested that ``United States Standards''
should include consideration of the bycatch mitigation measures
implemented by exporting nations. Comments suggested that foreign
measures should be comparable to those used in U.S. fisheries, which
include pingers (acoustic deterrents), net extenders, limits on
longline length, time-area closures, safe handling and release training
and equipment, and observer coverage.
Many comments suggested applying either the short- or long-term
bycatch reduction goal of MMPA section 118 as a standard. The short-
term goal specifies that bycatch should be reduced below a marine
mammal stock's PBR level, while the long-term goal specifies that
bycatch should be reduced to insignificant levels approaching a zero
mortality and serious injury rate (sometimes referred to as the ``zero
mortality rate goal''). In contrast, one comment suggested that it
would be inappropriate to hold exporting nations to the long-term goal
until U.S. fisheries have achieved it. One comment recommended applying
additional MMPA standards, including (1) maintaining the health and
stability of the marine ecosystem; (2) recovering populations to, and
maintaining them at, optimum sustainable populations; (3) ensuring that
authorized take levels do not disadvantage affected stocks; and (4)
requiring development of take reduction plans for fisheries that exceed
a stock's PBR level. Several comments also pointed out that MMPA
section 101(a)(2)(B) establishes standards for the eastern tropical
Pacific purse seine fishery for tuna. Another comment suggested using
the standards described in section 610 of the HSDFMPA.
(4) Trade and economic issues--Several comments discussed the
relevance of the MMPA import provisions to intermediary nations. One
comment recommended that NMFS apply the provisions to intermediary
nations by requiring those nations to provide documentation as to how
swordfish or swordfish products they export to the United States were
harvested and what impact those fisheries had on marine mammals.
Another comment suggested that harvesting nations should be responsible
for issuing ``mammal-free certifications'' to vessels and that
importers in intermediary nations should be required to obtain such
``certifications'' prior to landing fish at the nations' ports.
Numerous comments stated that a ban on swordfish imports would
cause economic hardship for exporting nations. Another comment claimed
that banning imports would financially harm importing companies in the
United States because foreign harvesters would sell their fish to
alternative markets.
Some comments voiced concern that implementing the MMPA import
provisions could result in ``unlawful barriers to international
trade.'' Some comments suggested that any measures taken should not
hamper trade in swordfish or any other fish caught by ``proper fishing
devices.'' A comment from one nation suggested that banning imports of
swordfish would contradict the existing spirit of partnership and good
relations with the United States. In contrast, one comment suggested
that a ban on swordfish imports could be implemented in a manner
consistent with the General Agreement on Tariffs and Trade and the
World Trade Organization. That comment further suggested that NMFS is
obligated to implement the MMPA import provisions, even if a ban on
swordfish imports were found to be in conflict with international trade
agreements.
(5) Inaccuracies in petition and counter claims--During its review
of the petition, NMFS noted that the petition contained some factual
errors. For example, some of the swordfish import amounts reported for
Taiwan (referred to as China-Taipei in the petition), Mauritius,
Mexico, New Zealand, and South Africa were incorrect. Corrections are
available at https://www.st.nmfs.noaa.gov/st1/trade/.
NMFS also noted some discrepancies in the petition's description of
the scope and timing of some U.S. fishery closures described in the
petition. In particular, the description on page eleven of the petition
underestimated the extent of longline closures in the Pacific, ignoring
areas closed to longline fishing in Guam and the Northwestern and Main
Hawaiian Islands. The description on page eight of the petition failed
to recognize that the gillnet prohibition in the western Pacific
fishery management area includes all U.S. EEZ waters around Hawaii,
Guam, American Samoa, Commonwealth of the Northern Mariana Islands, and
U.S. Pacific remote island areas. Further, the description on the same
page of the timing of drift gillnet fishery closures on the U.S. west
coast during El Ni[ntilde]o events was incorrect; those closures are
implemented from June 1 through August 31 when NMFS has forecasted or
announced the occurrence of an El Ni[ntilde]o event.
Several exporting nations offered counterclaims to those listed in
the petition. Brazil noted that the petition claimed that Brazil
expanded its longline fleet by leasing vessels from flag of convenience
countries. In its comments, Brazil cited a law prohibiting vessels
operating for Brazilian fishing companies from registering in other
countries under flags of convenience. Taiwan provided comments
questioning the validity of bycatch estimates for Taiwan fisheries in
the petition. Taiwan argued that the estimates were derived using
incorrect methods and data. Two nations commented that they believed
there was no valid justification for the measures proposed by the
petitioners.
A number of nations commented that their marine mammal protection
programs were comparable to those of the United States. Those nations
provided a variety of supporting information regarding their laws,
regulations, and/or bycatch management measures.
One nation suggested that the provision of reasonable proof
regarding the effects of fisheries on marine mammals is not a prior
obligation of exporting nations, although the United States is entitled
to request such information.
Classification
This advance notice of proposed rulemaking has been determined to
be not significant for purposes of Executive Order 12866.
Dated: April 26, 2010.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2010-10158 Filed 4-29-10; 8:45 am]
BILLING CODE 3510-22-S