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Monday,
April 26, 2010
Part XII
Department of
Transportation
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DEPARTMENT OF TRANSPORTATION (DOT)
Significant/Priority Rulemakings
Explanation of Information on the
Agenda
Request for Comments
Purpose
Appendix A-Instructions for Obtaining
Copies of Regulatory Documents
Appendix B-General Rulemaking Contact
Persons
Appendix C-Public Rulemaking Dockets
Appendix D-Review Plans for Section
610 and Other Requirements Agenda
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I-III
23 CFR Chs. I-III
33 CFR Chs. I and IV
46 CFR Chs. I-III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I-VI and Chs.
X-XII
OST Docket 99-5129
Department Regulatory Agenda;
Semiannual Summary
AGENCY: Office of the Secretary, DOT.
ACTION: Semiannual regulatory agenda.
The regulatory agenda is a
semiannual summary of all current and
projected rulemakings, reviews of
existing regulations, and completed
actions of the Department. The agenda
provides the public with information
about the Department of
Transportation’s regulatory activity. It is
expected that this information will
enable the public to be more aware of
and allow it to more effectively
participate in the Department’s
regulatory activity. The public is also
invited to submit comments on any
aspect of this agenda.
FOR FURTHER INFORMATION CONTACT:
General
You should direct all comments and
inquiries on the agenda in general to
Neil R. Eisner, Assistant General
Counsel for Regulation and
Enforcement, Department of
Transportation, 1200 New Jersey
Avenue SE., Washington, DC 20590;
(202) 366-4723.
Specific
You should direct all comments and
inquiries on particular items in the
agenda to the individual listed for the
regulation or the general rulemaking
contact person for the operating
administration in Appendix B.
Individuals who use a
telecommunications device for the deaf
(TDD) may call (202) 755-7687.
Table of Contents
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SUMMARY:
Supplementary Information:
Background
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SUPPLEMENTARY INFORMATION:
Background
Improvement of our regulations is a
prime goal of the Department of
Transportation (Department or DOT).
There should be no more regulations
than necessary, and those that are
issued should be simpler, more
comprehensible, and less burdensome.
Regulations should not be issued
without appropriate involvement of the
public; once issued, they should be
periodically reviewed and revised, as
needed, to assure that they continue to
meet the needs for which they originally
were designed. To view additional
information about the Department of
Transportation’s regulatory activities
online, go to https://regs.dot.gov.
To help the Department achieve these
goals and in accordance with Executive
Order 12866 ‘‘Regulatory Planning and
Review’’ (58 FR 51735; October 4, 1993)
and the Department’s Regulatory
Policies and Procedures (44 FR 11034;
February 26, 1979), the Department
prepares a semiannual regulatory
agenda. It summarizes all current and
projected rulemaking, reviews of
existing regulations, and completed
actions of the Department. These are
matters on which action has begun or is
projected during the succeeding 12
months or such longer period as may be
anticipated or for which action has been
completed since the last agenda.
The agendas are based on reports
submitted by the offices initiating the
rulemaking and are reviewed by the
Department Regulations Council. The
Department’s last agenda was published
in the Federal Register on December 7,
2009 (74 FR 64470). The next one is
scheduled for publication in the Federal
Register in October 2010.
The Internet is the basic means for
disseminating the Unified Agenda. The
complete Unified Agenda is available
online at www.reginfo.gov, in a format
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that offers users a greatly enhanced
ability to obtain information from the
Agenda database.
Because publication in the Federal
Register is mandated for the regulatory
flexibility agendas required by the
Regulatory Flexibility Act (5 U.S.C.
602), DOT’s printed agenda entries
include only:
1. The Agency’s agenda preamble;
2. Rules that are in the Agency’s
regulatory flexibility agenda, in
accordance with the Regulatory
Flexibility Act, because they are likely
to have a significant economic impact
on a substantial number of small
entities; and
3. Any rules that the Agency has
identified for periodic review under
section 610 of the Regulatory
Flexibility Act.
Printing of these entries is limited to
fields that contain information required
by the Regulatory Flexibility Act’s
Agenda requirements. These elements
are: Sequence Number; Title; Section
610 Review, if applicable; Legal
Authority; Abstract; Timetable;
Regulatory Flexibility Analysis
Required; Agency Contact; and
Regulation Identifier Number (RIN).
Additional information (for detailed list
see section heading ‘‘Explanation of
Information on the Agenda’’) on these
entries is available in the Unified
Agenda published on the Internet.
Significant/Priority Rulemakings
The agenda covers all rules and
regulations of the Department. We have
classified rules as a DOT agency priority
in the agenda if they are, essentially,
very costly, controversial, or of
substantial public interest under our
Regulatory Policies and Procedures. All
DOT agency priority rulemaking
documents are subject to review by the
Secretary of Transportation. If the Office
of Management and Budget (OMB)
decide a rule is subject to its review
under Executive Order 12866, we have
classified it as significant in the agenda.
Explanation of Information on the
Agenda
The format for this agenda is required
by a fall 2010 memorandum from the
Office of Management and Budget.
First, the agenda is divided by
initiating offices. Then, the agenda is
divided into five categories: (1) Prerule
stage, (2) proposed rule stage, (3) final
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rule stage, (4) long-term actions, and (5)
completed actions. For each entry, the
agenda provides the following
information: (1) Its ‘‘significance’’; (2) a
short, descriptive title; (3) its legal basis;
(4) the related regulatory citation in the
Code of Federal Regulations; (5) any
legal deadline and, if so, for what action
(e.g., NPRM, final rule); (6) an abstract;
(7) a timetable, including the earliest
expected date for a decision on whether
to take the action; (8) whether the
rulemaking will affect small entities
and/or levels of government and, if so,
which categories; (9) whether a
Regulatory Flexibility Act (RFA)
analysis is required (for rules that would
have a significant economic impact on
a substantial number of small entities);
(10) a listing of any analyses an office
will prepare or has prepared for the
action (With minor exceptions, DOT
requires an economic analysis for all its
rulemakings.); (11) an agency contact
office or official who can provide
further information; (12) a Regulation
Identifier Number (RIN) assigned to
identify an individual rulemaking in the
agenda and facilitate tracing further
action on the issue; (13) whether the
action is subject to the Unfunded
Mandates Reform Act; (14) whether the
action is subject to the Energy Act; and
(15) whether the action is major under
the congressional review provisions of
the Small Business Regulatory
Enforcement Fairness Act. If there is
information that does not fit in the other
categories, it will be included under a
separate heading entitled ‘‘Additional
Information.’’
For nonsignificant regulations issued
routinely and frequently as a part of an
established body of technical
requirements (such as the Federal
Aviation Administration’s Airspace
Rules), to keep those requirements
operationally current, we only include
the general category of the regulations,
the identity of a contact office or
official, and an indication of the
expected number of regulations; we do
not list individual regulations.
In the ‘‘Timetable’’ column, we use
abbreviations to indicate the particular
documents being considered. ANPRM
stands for Advance Notice of Proposed
Rulemaking, SNPRM for Supplemental
Notice of Proposed Rulemaking, and
NPRM for Notice of Proposed
Rulemaking. Listing a future date in this
column does not mean we have made a
decision to issue a document; it is the
earliest date on which we expect to
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make a decision on whether to issue it.
In addition, these dates are based on
current schedules. Information received
subsequent to the issuance of this
agenda could result in a decision not to
take regulatory action or in changes to
proposed publication dates. For
example, the need for further evaluation
could result in a later publication date;
evidence of a greater need for the
regulation could result in an earlier
publication date.
Finally, a dot (•) preceding an entry
indicates that the entry appears in the
agenda for the first time.
Request for Comments
General
Our agenda is intended primarily for
the use of the public. Since its
inception, we have made modifications
and refinements that we believe provide
the public with more helpful
information, as well as make the agenda
easier to use. We would like you, the
public, to make suggestions or
comments on how the agenda could be
further improved.
Reviews
We also seek your suggestions on
which of our existing regulations you
believe need to be reviewed to
determine whether they should be
revised or revoked. We particularly
draw your attention to the Department’s
review plan in Appendix D.
Regulatory Flexibility Act
The Department is especially
interested in obtaining information on
requirements that have a ‘‘significant
economic impact on a substantial
number of small entities’’ and, therefore,
must be reviewed under the Regulatory
Flexibility Act. If you have any
suggested regulations, please submit
them to us, along with your explanation
of why they should be reviewed.
In accordance with the Regulatory
Flexibility Act, comments are
specifically invited on regulations that
we have targeted for review under
section 610 of the Act. The phrase
(Section 610 Review) appears at the end
of the title for these reviews. Please see
Appendix D for the Department’s
section 610 review plans.
Federalism
Executive Order 13132 requires us to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
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development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ are
defined in the Executive order to
include regulations that have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, we
encourage State and local governments
to provide us with information about
how the Department’s rulemakings
impact them.
Purpose
The Department is publishing this
regulatory agenda in the Federal
Register to share with interested
members of the public the Department’s
preliminary expectations regarding its
future regulatory actions. This should
enable the public to be more aware of
the Department’s regulatory activity and
should result in more effective public
participation. This publication in the
Federal Register does not impose any
binding obligation on the Department or
any of the offices within the Department
with regard to any specific item on the
agenda. Regulatory action, in addition to
the items listed, is not precluded.
Dated: March 22, 2010.
Ray LaHood,
Secretary of Transportation.
Appendix A—Instructions for
Obtaining Copies of Regulatory
Documents
To obtain a copy of a specific
regulatory document in the agenda, you
should communicate directly with the
contact person listed with the regulation
at the address below. We note that most,
if not all, such documents, including the
semiannual agenda, are available
through the Internet at
https://www.regulations.gov. See
Appendix C for more information.
(Name of contact person), (Name of
the DOT agency), 1200 New Jersey
Avenue SE., Washington, DC 20590.
(For the Federal Aviation
Administration, substitute the following
address: Office of Rulemaking, ARM-1,
800 Independence Avenue SW.,
Washington, DC 20591).
Appendix B—General Rulemaking
Contact Persons
The following is a list of persons who
can be contacted within the Department
for general information concerning the
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rulemaking process within the various
operating administrations.
FAA - Rebecca MacPherson, Office of
Chief Counsel, Regulations and
Enforcement Division, 800
Independence Avenue SW., Room
915A, Washington, DC 20591; telephone
(202) 267-3073.
FHWA - Jennifer Outhouse, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Washington, DC 20590; telephone
(202) 366-0761.
FMCSA - Steven J. LaFreniere,
Regulatory Ombudsman, 1200 New
Jersey Avenue SE., Washington, DC
20590; telephone (202) 366-0596.
FTA - Linda Lasley, Office of Chief
Counsel, 1200 New Jersey Avenue SE.,
Room E56-202, Washington, DC 20590;
telephone (202) 366-4063.
SLSDC - Carrie Mann Lavigne, Chief
Counsel, 1200 New Jersey Avenue SE.,
Washington, DC 20590; telephone (202)
366-0091.
PHMSA - Patricia Burke, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Washington, DC 20590; telephone
(202) 366-4400.
MARAD - Christine Gurland, Office of
Chief Counsel, Maritime
Administration, 1200 New Jersey
Avenue SE., Washington, DC 20590;
telephone (202) 366-5157.
RITA - Robert Monniere, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Washington, DC 20590; telephone
(202) 366-5498.
OST - Neil Eisner, Office of
Regulation and Enforcement, 1200 New
Jersey Avenue SE., Washington, DC
20590; telephone (202) 366-4723.
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Appendix C—Public Rulemaking
Dockets
The Department of Transportation has
long recognized the importance of
regularly reviewing its existing
regulations to determine whether they
need to be revised or revoked. Our 1979
Regulatory Policies and Procedures
require such reviews. We also have
responsibilities under Executive Order
12866 ‘‘Regulatory Planning and
Review’’ and section 610 of the
Regulatory Flexibility Act to conduct
such reviews. This includes the use of
plain language techniques in new rules
and considering its use in existing rules
when we have the opportunity and
resources permit its use. We are
committed to continuing our reviews of
existing rules and, if needed, will
initiate rulemaking actions based on
these reviews.
Section 610 Review Plan
Section 610 requires that we conduct
reviews of rules that (1) have been
published within the last 10 years and
(2) have a ‘‘significant economic impact
on a substantial number of small
entities’’ (SEIOSNOSE). It also requires
that we publish in the Federal Register
each year a list of any such rules that
we will review during the next year.
The Office of the Secretary and each of
the Department’s Operating
Administrations have a 10-year review
plan. These reviews comply with
section 610 of the Regulatory Flexibility
Act.
Other Review Plan(s)
All comments via the Internet are
submitted through the Federal Docket
Management System (FDMS) at the
following address:
https://www.regulations.gov. The FDMS
allows the public to search, view,
download, and comment on all Federal
agency rulemaking documents in one
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Appendix D—Review Plans for Section
610 and Other Requirements
General
FRA - Kathryn Shelton, Office of
Chief Counsel, 1200 New Jersey Avenue
SE., Room W31-214, Washington, DC
20590; telephone (202) 493-6063.
12:32 Apr 23, 2010
The public also may review regulatory
dockets at, or deliver comments on
proposed rulemakings to, the Dockets
Office at 1200 New Jersey Avenue SE.,
Room W12-140, Washington, DC 20590,
1-800-647-5527. Working Hours: 9-5.
Part I— The Plan
NHTSA - Steve Wood, Office of Chief
Counsel, 1200 New Jersey Avenue SE.,
Washington, DC 20590; telephone (202)
366-2992.
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central online system. The above
referenced Internet address also allows
the public to sign up to receive
notification when certain documents are
placed in the dockets.
All elements of the Department,
except for the Federal Aviation
Administration (FAA), have also elected
to use this 10-year plan process to
comply with the review requirements of
the Department’s Regulatory Policies
and Procedures and Executive Order
12866.
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Changes to the Review Plan
Some reviews may be conducted
earlier than scheduled. For example, to
the extent resources permit, the plain
language reviews will be conducted
more quickly. Other events, such as
accidents, may result in the need to
conduct earlier reviews of some rules.
Other factors may also result in the need
to make changes; for example, we may
make changes in response to public
comment on this plan or in response to
a Presidentially mandated review. If
there is any change to the review plan,
we will note the change in the following
agenda. For any section 610 review, we
will provide the required notice prior to
the review.
Part II— The Review Process
The Analysis
Generally, the agencies have divided
their rules into 10 different groups and
plan to analyze one group each year. For
purposes of these reviews, a year will
coincide with the fall-to-fall schedule
for publication of the agenda. Thus,
Year 1 (2008) begins in the fall of 2008
and ends in the fall of 2009; Year 2
(2009) begins in the fall of 2009 and
ends in the fall of 2010; and so on. We
request public comment on the timing
of the reviews. For example, is there a
reason for scheduling an analysis and
review for a particular rule earlier than
we have? Any comments concerning the
plan or particular analyses should be
submitted to the regulatory contacts
listed in Appendix B, General
Rulemaking Contact Persons.
Section 610 Review
The Agency will analyze each of the
rules in a given year’s group to
determine whether any rule has a
SEIOSNOSE and, thus, requires review
in accordance with section 610 of the
Regulatory Flexibility Act. The level of
analysis will, of course, depend on the
nature of the rule and its applicability.
Publication of agencies’ section 610
analyses listed each fall in this agenda
provides the public with notice and an
opportunity to comment consistent with
the requirements of the Regulatory
Flexibility Act. We request that public
comments be submitted to us early in
the analysis year concerning the small
entity impact of the rules to help us in
making our determinations.
In each fall agenda, the Agency will
publish the results of the analyses it has
completed during the previous year. For
rules that had a negative finding on
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SEIOSNOSE, we will give a short
explanation (e.g., ‘‘these rules only
establish petition processes that have no
cost impact’’ or ‘‘these rules do not
apply to any small entities’’). For parts,
subparts, or other discrete sections of
rules that do have a SEIOSNOSE, we
will announce that we will be
conducting a formal section 610 review
during the following 12 months. At this
stage, we will add an entry to the
Agenda in the prerulemaking section
describing the review in more detail. We
also will seek public comment on how
best to lessen the impact of these rules
and provide a name or docket to which
public comments can be submitted. In
some cases, the section 610 review may
be part of another unrelated review of
the rule. In such a case, we plan to
clearly indicate which parts of the
review are being conducted under
section 610.
Other Reviews
The Agency will also examine the
specified rules to determine whether
any other reasons exist for revising or
revoking the rule or for rewriting the
rule in plain language. In each fall
agenda, the Agency will also publish
information on the results of the
examinations completed during the
previous year.
The FAA, in addition to reviewing its
rules in accordance with the Section
610 Review Plan, has established a triannual process to comply with the
review requirements of the
Department’s Regulatory Policies and
Procedures, Executive Order 12866, and
Plain Language Review Plan. The FAA’s
latest review notice was published
November 15, 2007 (72 FR 64170). In
that notice, the FAA requested
comments from the public to identify
those regulations currently in effect that
it should amend, remove, or simplify.
The FAA also requested the public
provide any specific suggestions where
rules could be developed as
performance-based rather than
prescriptive, and any specific plain
language that might be used, and
provide suggested language on how
those rules should be written. The FAA
will review the issues addressed by the
commenters against its regulatory
agenda and rulemaking program efforts
and adjust its regulatory priorities
consistent with its statutory
responsibilities. At the end of this
process, the FAA will publish a
summary and general disposition of
comments and indicate, where
appropriate, how it will adjust its
regulatory priorities.
Part III— List of Pending Section 610
Reviews
The Agenda identifies the pending
DOT Section 610 Reviews by inserting
(Section 610 Review) after the title for
the specific entry. For further
information on the pending reviews, see
the agenda entries at www.reginfo.gov.
For example, to obtain a list of all
entries that are Section 610 Reviews
under the Regulatory Flexibility Act, a
user would select the desired responses
on the search screen (by selecting
‘‘advanced search’’) and, in effect,
generate the desired ‘‘index’’ of reviews.
OFFICE OF THE SECRETARY
SECTION 610 AND OTHER REVIEWS
Year
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2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
49
48
14
14
14
14
14
14
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
parts 91 through 99 and 14 CFR parts 200 through 212 .........................................................
parts 1201 through 1253 and new parts and subparts ............................................................
parts 213 through 232 ...............................................................................................................
parts 234 through 254 ...............................................................................................................
parts 255 through 298 and 49 CFR part 40 .............................................................................
parts 300 through 373 ...............................................................................................................
parts 374 through 398 ...............................................................................................................
part 399 and 49 CFR parts 1 through 11 .................................................................................
parts 17 through 28 ...................................................................................................................
parts 29 through 39 and parts 41 through 89 ...........................................................................
Year 1 (fall 2008) List of rules with ongoing analysis
49 CFR part 91 - International Air Transportation Fair Competitive Practices
49 CFR part 92 - Recovering Debts to the United States by Salary Offset
49 CFR part 93 - Aircraft Allocation
49 CFR part 95 - Advisory Committees
49 CFR part 98 - Enforcement of Restrictions on Post-Employment Activities
49 CFR part 99 - Employee Responsibilities and Conduct
14 CFR part 200 - Definitions and Instructions
14 CFR part 201 - Air carrier authority under subtitle VII of title 49 of the United States Code [Amended]
14 CFR part 203 - Waiver of Warsaw Convention liability limits and defenses
14 CFR part 204 - Data to support fitness determinations
14 CFR part 205 - Aircraft accident liability insurance
14 CFR part 206 - Certificates of public convenience and necessity: Special authorizations and exemptions
14 CFR part 207 - Charter trips by U.S. scheduled air carriers
14 CFR part 208 - Charter trips by U.S. charter air carriers
14 CFR part 211 - Applications for permits to foreign air carriers
14 CFR part 212 - Charter rules for U.S. and foreign direct air carriers
Year 2 (fall 2009) List of rules that will be analyzed during the next year
48 CFR part 1201 - Federal acquisition regulations system
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48 CFR part 1202 - Definitions of words and terms
48 CFR part 1203 - Improper business practices and personal conflicts of interest
48 CFR part 1204 - Administrative matters
48 CFR part 1205 - Publicizing contract actions
48 CFR part 1206 - Competition requirements
48 CFR part 1207 - Acquisition planning
48 CFR part 1211 - Describing agency needs
48 CFR part 1213 - Simplified acquisition procedures
48 CFR part 1214 - Sealed bidding
48 CFR part 1215 - Contracting by negotiation
48 CFR part 1216 - Types of contracts
48 CFR part 1217 - Special contracting methods
48 CFR part 1219 - Small business programs
48 CFR part 1222 - Application of labor laws to government acquisitions
48 CFR part 1223 - Environment, energy and water efficiency, renewable energy technologies, occupational safety, and
drug-free workplace
48 CFR part 1224 - Protection of privacy and freedom of information
48 CFR part 1227 - Patents, data, and copyrights
48 CFR part 1228 - Bonds and insurance
48 CFR part 1231 - Contract cost principles and procedures
48 CFR part 1232 - Contract financing
48 CFR part 1233 - Protests, disputes, and appeals
48 CFR part 1234 - [Reserved]
48 CFR part 1235 - Research and development contracting
48 CFR part 1236 - Construction and architect-engineer contracts
48 CFR part 1237 - Service contracting
48 CFR part 1239 - Acquisition of information technology
48 CFR part 1242 - Contract administration and audit services
48 CFR part 1245 - Government property
48 CFR part 1246 - Quality assurance
48 CFR part 1247 - Transportation
48 CFR part 1252 - Solicitation provisions and contract clauses
48 CFR part 1253 - Forms
FEDERAL AVIATION ADMINISTRATION
SECTION 610 REVIEW PLAN
Year
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2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
14
14
14
14
14
14
14
14
14
14
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
parts
parts
parts
parts
parts
parts
parts
parts
parts
parts
Analysis Year
119 through 129 and parts 150 through 156 ...................................................................
133 through 139 and parts 157 through 169 ...................................................................
141 through 147 and parts 170 through 187 ...................................................................
189 through 198 and parts 1 through 16 .........................................................................
17 through 33 ...................................................................................................................
34 through 39 and parts 400 through 405 .......................................................................
43 through 49 and parts 406 through 415 .......................................................................
60 through 77 ...................................................................................................................
91 through 105 .................................................................................................................
417 through 460 ...............................................................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
The FAA has elected to use the two-step, 2-year process used by most DOT modes in past plans. As such, the FAA
has divided its rules into 10 groups as displayed in the table below. During the first year (the ‘‘analysis year’’),
all rules published during the previous 10 years within a 10 percent block of the regulations will be analyzed to
identify those with a SEIOSNOSE. During the second year (the ‘‘review year’’), each rule identified in the analysis
year as having a SEIOSNOSE will be reviewed in accordance with section 610(b) to determine if it should be continued
without change or changed to minimize impact on small entities. Results of those reviews will be published in
the DOT semiannual regulatory agenda.
Tri-Annual Review Plan
The FAA, in addition to reviewing its rules in accordance with the Section 610 Review Plan, has established a triannual process to comply with the review requirements of the Department’s Regulatory Policies and Procedures,
Executive Order 12866, and Plain Language Review Plan. Our latest review notice was published November 15, 2007
(72 FR 64170). In that notice, we requested comments from the public to identify those regulations currently in
effect that we should amend, remove, or simplify. We also requested the public provide any specific suggestions
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where rules could be developed as performance-based rather than prescriptive, and any specific plain language that
might be used, and provide suggested language on how those rules should be written. The FAA will review the
issues addressed by the commenters against its regulatory agenda and rulemaking program efforts and adjust its regulatory
priorities consistent with its statutory responsibilities. At the end of this process, the FAA will publish a summary
and general disposition of comments and indicate, where appropriate, how we will adjust our regulatory priorities.
Year 1 (2008) List of rules analyzed and summary of results
14 CFR part 119 - Certification: Air Carriers and Commercial Operators
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 121 - Operating Requirements: Domestic, Flag, and Supplemental Operations
• Section 610: The Agency conducted a Section 610 Review of this part and found six amendments that could have
a SEIOSNOSE.
Amendment No. 121-216
Amendment No. 121-216 removed the requirement that windshear flight guidance equipment be installed on older
airplanes; amended the provision allowing for an extended compliance period based on an approved airplane retrofit
schedule; and provided for acceptance of alternative airplane equipment in the form of an approved airborne windshear
detection and avoidance system (predictive systems). The final rule allowed certificate holders to install windshear
equipment in coordination with the installation of traffic alert and collision avoidance system (TCAS II) equipment,
thereby reducing the prospect that carriers would have to divert critical maintenance resources from other safety
programs.
Original FAA finding: This amendment primarily was in response to an Air Transport Association (ATA) petition to
the FAA, dated June 1, 1989, to amend the windshear rule to exclude certain older airplanes from the flight guidance
systems requirements and to extend the compliance date. The FAA determined that ATA’s petition had merit and
issued amendment No. 121-216. In doing so, the FAA found that there would be a significant beneficial economic
impact on a substantial number of small nonscheduled part 121 certificate holders due to the cost relief from not
having to install the equipment on certain older aircraft.
Finding of this 5 U.S.C. section 610 analysis and review: The benefits to small entities of amendment No. 121-216
have probably diminished over time. However, the original FAA finding of a positive SEIOSNOSE should still stand.
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Amendment No. 121-269
Amendment No. 121-269 upgraded the fire safety standards for cargo or baggage compartments in certain transport
category airplanes by eliminating Class D compartments as an option for future type certification.
Original FAA finding: The FAA found that this amendment would have a SEIOSNOSE. The FAA conducted an exhaustive
analysis of potential alternatives to seek possible ways of mitigating the burden on small entities and still provide
an equivalent level of safety. In its analysis, the Agency considered several alternatives that ranged from relatively
low-cost, purely preventive approaches (e.g., banning certain types of material from air transport), to mitigating
approaches such as: (1) Retrofit of detection systems only; (2) a requirement for detection systems on newly manufactured
aircraft only; (3) a requirement for detection and/or suppression systems for extended over water operations only;
(4) retrofit of detection and suppression systems; (5) a requirement for detection and suppression systems on newly
manufactured aircraft only; and (6) logical combinations of these alternatives.
Finding of this 5 U.S.C. section 610 analysis and review: During the comment period, the FAA did not receive any
comments that indicated that the amendment would place small part 121 operators at a competitive disadvantage
relative to large part 121 operators or that there were alternatives that could provide the same level of safety benefit
at reduced costs to small operators. Moreover, no analysis was submitted that indicated that fire safety risks for
small part 121 carriers differed from those large part 121 carriers. Therefore, even though this amendment did have
a SEIOSNOSE, it was necessary in order to achieve the level of safety sought by this rule action.
Amendment No. 121-282
Amendment No. 121-282 required design approval holders of certain turbine-powered transport category airplanes, and
of any subsequent modifications to these airplanes, to substantiate that the design of the fuel tank system precluded
the existence of ignition sources within the airplane fuel tanks. It also required developing and implementing
maintenance and inspection instructions to assure the safety of the fuel tank system. For new type designs, this
amendment also required demonstrating that ignition sources could not be present in fuel tanks when failure conditions
were considered, identifying any safety-critical maintenance actions, and incorporating a means either to minimize
development of flammable vapors in fuel tanks or to prevent catastrophic damage if ignition did occur.
Original FAA finding: The FAA determined that this amendment would have a SEIOSNOSE. The FAA identified 143
air carriers that would be impacted by this amendment. Of the 143 impacted air carriers, 107 were small airlines.
Finding of this 5 U.S.C. section 610 analysis and review: In order to mitigate the costs to the extent possible without
reducing the effectiveness of the amendment, the FAA extended operator compliance time from 18 months to 36
months. In addition, the Agency determined that fewer fuel tank re-inspections would be needed than originally
estimated in the NPRM. The net result of these modifications was to reduce the overall cost impact from $172.2
million to $126.6 million (in 2000 dollars), a 26.4 percent reduction. The FAA was not able to identify any other
alternatives that could reduce the cost impact to small entities and still achieve the desired safety results. A review
of the petition for exemption history revealed that no relief was sought from this amendment since its issuance.
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Amendment No. 121-284
Amendment No. 121-284 (67 FR 72726) required airplanes operated under part 121 to undergo inspections and records
reviews by the Administrator or a designated representative after their 14th year in service and at specified intervals
thereafter. This amendment also prohibited operation of those airplanes after specified deadlines unless damagetolerance-based inspections and procedures were included in their maintenance or inspection programs. This amendment
represented a critical step toward compliance with the Aging Aircraft Safety Act of 1991.
Original FAA finding: The FAA conducted a full regulatory flexibility analysis to assess the impact of this amendment
on small entities. The FAA determined that 58 small part 121 carriers would be impacted by this amendment. Two
of these were estimated to incur annualized costs greater than 1 percent of annual revenues. A step the FAA took
to significantly lower compliance costs on the carriers, including small entities, was to lengthen the time period
between required inspections from 5 years to 7 years. This longer period was expected to lower compliance costs
to operators by enabling them to schedule the required inspections during heavy maintenance checks. To further
assist carriers in complying with the requirements, the FAA also issued an advisory circular to provide guidance
for complying with a damage-tolerance supplemental structural inspections program (DT-SSIP).
Finding of this 5 U.S.C. section 610 analysis and review: A review of the petition for exemption records indicated
that no one sought relief from these requirements since they were implemented. The FAA took actions to minimize
the costs on small entities to the extent that it thought was possible and still meet the objectives of the Aging
Aircraft Safety Act. Based on the comments it received in response to this interim final rule, the FAA took further
steps in amendment No. 121-284 (70 FR 5517).
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Amendment No. 121-297
Amendment No. 121-297 introduced airplane weight and performance characteristics as the basis for collision avoidance
system requirements to capture cargo airplanes weighing more than 33,000 pounds maximum certificated takeoff weight
(MCTOW). This action was mandated by the Wendell H. Ford Aviation Investment and Reform Act (AIR-21), enacted
April 5, 2000, to take measures to reduce the risk and collateral damage of a mid-air collision involving a cargo
airplane.
Original FAA finding: The FAA found that this amendment would have a SEIOSNOSE. The FAA identified 24 all
cargo turbine-powered fleet operators who would be impacted by this amendment. Eleven, or roughly 46 percent,
of these operators were determined to be significantly impacted. The FAA identified seven all cargo piston-powered
operators who would be impacted by this amendment. Six, or 86 percent, of these operators were determined to
be significantly impacted. The Agency believed that a compliance cost of 2 percent or less of a firm’s revenue
was affordable. The costs to these firms exceeded this level. Due to the congressional mandate, the FAA was limited
in what actions it could take to mitigate the impact on small entities. The Agency was able, however, to reduce
the TCAS requirement from TCAS II to TCAS I for piston-powered airplanes to mitigate some of the costs to operators
of those airplanes. It also eliminated the requirement for TCAS I in turbine-powered airplanes of less than 33,000
pounds maximum certificated takeoff weight. Finally, the FAA set the rule’s compliance date at the latest date allowed
by the congressional mandate. Taken together, these measures were viewed as the upper level of the extent to which
the FAA could mitigate cost impacts on small entities and still achieve the goals of the legislation.
Finding of this 5 U.S.C. section 610 analysis and review: Between April 2003 and January 2005, the FAA received
five petitions from small entities for exemption from the TCAS requirements of this amendment. Two of these exemptions
were denied because they sought relief strictly on the basis of economic impact and did not differ in any material
way from other similar requests that had been denied in the past for airplanes involved in non-cargo operations.
Three exemptions were granted because they were found to be necessary to ensure that needed services in Alaska
would not be disrupted and doing so would not adversely impact safety. The original FAA finding of a SEIOSNOSE
held true but should be fully diminished as the compliance date is 4 years past.
Amendment No. 121-340
Amendment No. 121-340 established a performance-based set of requirements that set acceptable flammability exposure
values in tanks most prone to explosion or required the installation of an ignition mitigation means in an affected
fuel tank.
Original FAA finding: The FAA determined that this amendment would have a SEIOSNOSE. The FAA identified 14
small air carriers that would be affected. Of these 14, 3 were found to be affected significantly. This determination
was based on whether or not the cost to the carrier was equal to or exceeded 2 percent of its revenue. Three
carriers met this criterion. The FAA considered several alternative approaches to this amendment to ease the burden
on small carriers. The Agency concluded that this amendment provided the best balance of cost and benefits for
the United States society. The FAA argued, further, that the risk is largely the same, regardless of whether the
plane was flown by a large or small entity.
Finding of this 5 U.S.C. section 610 analysis and review: This amendment still has a SEIOSNOSE. The FAA will
need to make a determination regarding the continued need for this regulation.
14 CFR part 125 - Certification and Operations: Airplanes Having a Seating Capacity of 20 or More Passengers or
a Maximum Payload Capacity of 6,000 Pounds or More; and Rules Governing Persons on Board Such Aircraft
• Section 610: The Agency conducted a Section 610 Review of this part and found part 125 itself and five amendments
that could have a SEIOSNOSE.
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Part 125
Part 125 provides a single set of certification and operation rules for U.S.-registered airplanes, which have a seating
capacity of 20 or more passengers or a maximum payload capacity of 6,000 pounds or more when used in any
non-common (private) carriage operation.
Original FAA finding: The economic impacts of part 125 were estimated and documented by a study conducted by
the Aerospace Corporation during December 1978 and January 1979 and reflected data available at that time. While
their study did not specifically address the economic impact on small entities, their estimate of $88.28 million in
first year total costs (in 1979 dollars, $222.2 million in current dollars), and $20.45 million in recurring annual
costs (in 1979 dollars, $51.12 million in current dollars), it can reasonably be concluded that this rule did have
a SEIOSNOSE.
Finding of this 5 U.S.C. section 610 analysis and review: A review of petitions for exemption from part 125 revealed
that relief was generally sought from safety requirements such as collision avoidance systems. The FAA denied these
requests because petitioners were never able to provide convincing arguments for why it would be in the public
interest to grant them the requested relief. There was no evidence in the record to suggest that part 125 continues
to have a SEIOSNOSE.
Amendment No. 125-10
Amendment No. 125-10 required digital flight data recorders and cockpit voice recorders (CVRs) to be installed in
a broad category of airplanes and rotorcraft operated by air carriers and commuters, as well as, in selected aircraft
operated in general aviation.
Original FAA finding: The FAA determined that this amendment could have aSEIOSNOSE. In order to mitigate the
cost to some extent, the FAA modified its proposal to extend the compliance period from 2 years to 3 years. Given
that this rule action was in response to a congressional mandate, the Agency was constrained to take sufficient
action to ensure the NTSB had available data in needed for accident investigation purposes if acquiring that data
was technologically feasible.
Finding of this 5 U.S.C. section 610 analysis and review: Since this rulemaking was promulgated over 20 years ago,
the cost impact has diminished substantially and has approached if not reached a negligible level. This analysis
concludes that there is no longer a SEIOSNOSE as a result of this amendment.
Amendment No. 125-11
This amendment required the installation and use of a Traffic Alert and Collision Avoidance System (TCAS) in large
transport-type airplanes and certain turbine-powered smaller airplanes. The Airport and Airway Safety and Capacity
Expansion Act of 1987 directed the FAA to require the installation and operation of TCAS in commercial aircraft
flying in the United States.
Original FAA finding: The FAA found that this amendment would have a SEIOSNOSE.
Finding of this 5 U.S.C. section 610 analysis and review: The FAA estimated the average total cost impact of this
amendment on part 125 operators at $96,000 in 1989 dollars ($151,000 in current dollars) annualized over the period
of 1989 to 2003. The FAA concluded, however, that there were no viable alternatives for small air carriers to adopt
that would reduce the cost of compliance and still achieve the levels of protection sought by this amendment. This
amendment implemented a congressional mandate, thereby limiting the discretion the Agency had and still has in
mitigating the burden on small entities. Moreover, a review of the petition for exemption records indicates that the
Agency has been consistent in denying requests for relief from this requirement on safety grounds. This analysis
finds, therefore, that a SEIOSNOSE may still exist and the FAA will need to make a determination regarding the
continued need for this regulation.
Amendment No. 125-36
Amendment No. 125-36 was part of a larger action that required design approval holders of certain turbine-powered
transport category airplanes, and any subsequent modifications to these airplanes, to substantiate that the design of
the fuel tank system precluded the existence of ignition sources within the airplane fuel tanks. It also required
developing and implementing maintenance and inspection instructions to assure the safety of the fuel tank system.
For new type designs, this amendment also required demonstrating that ignition sources could not be present in
fuel tanks when failure conditions were considered, identifying any safety-critical maintenance actions, and incorporating
a means either to minimize development of flammable vapors in fuel tanks or to prevent catastrophic damage if
ignition did occur.
Original FAA finding: The FAA determined that this amendment would have aSEIOSNOSE. The FAA identified 143
carriers that would be impacted by this amendment. Of the 143 impacted air carriers, 107 were small airlines.
Finding of this 5 U.S.C. section 610 analysis and review: In order to mitigate the costs to the extent possible without
reducing the effectiveness of the amendment, the FAA extended operator compliance time from 18 months to 36
months. In addition, the Agency determined that fewer fuel tank re-inspections would be needed than originally
estimated in the NPRM. The net result of these modifications was to reduce the overall cost impact from $172.2
million to $126.6 million (in 2000 dollars), a 26.4 percent reduction. The FAA was not able to identify any other
alternatives that could reduce the cost impact to small entities and still achieve the desired safety results. A review
of the petition for exemption history revealed that no relief was sought from this amendment since its issuance.
Amendment No. 125-41
Amendment No. 125-41 was part of a larger rulemaking action that introduced airplane weight and performance
characteristics as the basis for collision avoidance system requirements to capture cargo airplanes weighing more
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than 33,000 pounds maximum certificated takeoff weight (MCTOW). This action was mandated by the Wendell H.
Ford Aviation Investment and Reform Act (AIR-21) enacted April 5, 2000, to take measures to reduce the risk and
collateral damage of a mid-air collision involving a cargo airplane.
Original FAA finding: The FAA found that this amendment would have a SEIOSNOSE. The FAA identified 24 allcargo turbine-powered fleet operators who would be impacted by this amendment. Eleven, or roughly 46 percent,
of these operators were determined to be significantly impacted. The FAA identified seven all-cargo, piston-powered
operators who would be impacted by this amendment. Six, or 86 percent, of these operators were determined to
be significantly impacted. The Agency believed that a compliance cost of 2 percent or less of a firm’s revenue
was affordable. The costs to these firms exceeded that level. Due to the congressional mandate, the FAA was limited
in what actions it could take to mitigate some of the costs to operators of those airplanes. It also eliminated the
requirement for TCAS I in turbine-powered airplanes of less than 33,000 pounds maximum certificated takeoff-weight.
Finally, the FAA set the rule’s compliance date at the latest date allowed by the congressional mandate. Taken
together, these measures were viewed as the upper level of the extent to which the FAA could mitigate cost impacts
on small entities and still achieve the goals of the legislation.
Finding of this 5 U.S.C. section 610 analysis and review: Between April 2003 and January 2005, the FAA received
five petitions from small entities for exemption from the TCAS requirements of this amendment. Two of these exemptions
were denied because they sought relief strictly on the basis of economic impact and did not differ in any material
way from other similar requests that had been denied in the past for airplanes involved in non-cargo operations.
Three exemptions were granted because they were found to be necessary to ensure that needed services in Alaska
would not be disrupted and doing so would not adversely impact safety. The original FAA finding of a SEIOSNOSE
holds true but should be fully diminished as the compliance date is 4 years past.
Amendment No. 125-55
Amendment No. 125-55 established a performance-based set of requirements that set acceptable flammability exposure
values in tanks most prone to explosion or required the installation of an ignition mitigation means in an affected
fuel tank.
Original FAA finding: The FAA determined that this amendment would have a SEIOSNOSE. The FAA identified 14
small air carriers that would be affected. Of these 14, three were found to be affected significantly. This determination
was based on whether or not the cost to the carrier was equal to or exceeded 2 percent of its revenue. Three
carriers met this criterion. The FAA considered several alternative approaches to this amendment to ease the burden
on small carriers. The Agency concluded that this amendment provided the best balance of cost and benefits for
the United States society. The FAA argued, further, that the risk is largely the same, regardless of whether the
plane was flown by a large or small entity.
Finding of this 5 U.S.C. section 610 analysis and review: This amendment still has a SEIOSNOSE. The FAA will
need to make a determination regarding the continued need for this regulation.
14 CFR part 129 - Operations: foreign air carriers and foreign operators of U.S.-registered aircraft engaged in common
carriage
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE
because this part does not impact domestic entities
14 CFR part 150 - Airport noise compatibility planning
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 151 - Federal aid to airports
• Section 610: The Agency conducted a Section 610 Review of this part and found there have not been any amendments
to part 151 since the Regulatory Flexibility Act was enacted.
14 CFR part 152 - Airport aid program
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 153 - Airport operations
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 155 - Release of airport property from surplus property disposal restrictions
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 156 - State block grant pilot program
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
Year 2 (2009) List of rules analyzed and summary of results
14 CFR part 133 - Rotorcraft external-load operations
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 135 - Operating requirements: Commuter and on demand operations and rules governing persons on board
such aircraft
• Section 610: The Agency conducted a Section 610 Review of this part and found three amendments that could
have a SEIOSNOSE.
Amendment No. 135-42
Amendment No. 135-42 revised the operating rules for air taxi and commercial operators by requiring that all turbinepowered (rather than just turbojet) airplanes with 10 or more seats be equipped with an approved ground proximity
warning system.
Original FAA finding: The FAA certified that this amendment may have a SEIOSNOSE because the annual cost that
would be imposed on small part 135 operators to install a ground proximity warning system on turbine-powered
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airplanes would exceed the significant impact criteria in place when the rule was promulgated. The FAA concluded
after analysis, however, that there were no viable alternatives to the provisions of the amendment and issued the
rule in final.
Finding of this 5 U.S.C. section 610 analysis and review: Between the period of January 2003 and December 2008,
the period beyond the analysis period of this final rule, there were no cases of affected parties seeking relief from
the provisions of the amendment. The original finding of a possible SEIOSNOSE should be fully diminished, as
the compliance date was 16 years ago.
Amendment No. 135-66 (61 FR 69302)
Amendment No. 135-66 (61 FR 69302) was one part of an overall strategy to further reduce the impact of aircraft
noise on the park environment and to assist the National Park Service in achieving its statutory mandate to provide
the substantial restoration of natural quiet and experience in Grand Canyon National Park (GCNP).
Original FAA finding: The FAA found that this amendment would have a SEIOSNOSE. This amendment affected
commercial sightseeing operators conducting flight over the GCNP under part 135. This amendment was unique in
that most of the economic impact fell upon small businesses.
Finding of this 5 U.S.C. section 610 analysis and review: Consistent with the spirit and intent of the RFA, the FAA
chose a regulatory alternative that tailored most requirements to the size of the firm. In doing so, the Agency believed
that the regulatory requirements in this amendment provided the least burdensome way for small entities to accomplish
the goals of the final rule-restore natural quiet and preserve the opportunity for the public to enjoy air tours at
the GCNP. In addition, the FAA proposed to take further action that would phase out noisier aircraft from air tour
service prior to the 2008 deadline imposed by the statute.
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Amendment No. 135-107
Amendment No. 135-107 set safety and oversight rules for a broad variety of sightseeing and commercial air tour
flights. The intended effect of this amendment was to standardize requirements for air tour operators and consolidate
air tour safety standards within part 135.
Original FAA finding: The FAA determined that there would be a SEIOSNOSE. The FAA estimated that part 135
commercial air tour operators would incur 82 percent of the costs of the rule. The FAA noted that helicopter operators
would incur much higher costs than airplane operators due to the requirement to equip their aircraft with floats
if they conducted operations over water and to the requirement to prepare helicopter performance plans. The FAA
believed, however, that the only way to accomplish the commercial air tour safety needs for helicopter operations
was to impose the higher standards on those entities.
Finding of this 5 U.S.C. section 610 analysis and review: A review of the petition for exemption and petition for
rulemaking records since this amendment was issued found that no entities sought relief from the float equipage
requirement. The cost impacts from the original estimates remain valid. However, absent requests for relief from
the regulated community, the notion espoused by the FAA that a number of options were available to operators
to avoid or minimize the costs, may have merit. The FAA noted, for example, that some operators may alter their
air tour routes to avoid the compliance costs. The Agency added that others may elect to only equip part of their
fleet to ensure the affordability to their business. This analysis concludes that there continues to be a SEIOSNOSE,
but there is no evidence to suggest that small businesses are suffering a hardship.
14 CFR part 136 - Commercial air tours and national parks air tour management
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 137 - Agricultural aircraft operations
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 139 - Certification of airports
• Section 610: The Agency conducted a Section 610 Review of this part and found one amendment with a SEIOSNOSE.
Amendment No. 139-94
Amendment No. 139-94 established certification requirements for airports serving scheduled air carrier operations in
aircraft designed for more than 9 passenger seats but less than 31 passenger seats.
Original FAA finding: The FAA determined that this amendment would have a SEIOSNOSE. The FAA stated that
under SBA’s definition of a ‘‘small’’ public entity, there were more than 200 small entity airports that would be
affected by this rule action. For each small entity, the FAA estimated the average initial hours required to set up
a recordkeeping system, as mandated by this amendment, would be 70 hours and expected a continuing paperwork
requirement of about 90 hours annually. Having sought possible alternatives to mitigate the costs on small entities,
the FAA, in consultation with industry, concluded that there existed a need to require at least some minimum
level of both risk reduction and accident mitigation measures at airports during operations of smaller air carrier
airplanes. The FAA believed that the chosen alternative was the only one that was relatively affordable and would
achieve the safety objectives of the rule. The Agency recognized the need, however, to provide some flexibility in
the implementation of certain safety measures at airports with infrequent air carrier service or where local resources
were severely limited. The FAA added that other measures at its disposal to mitigate impacts on small airport operators
included its authority to permit alternative means of compliance to accommodate local conditions and the use of
its statutory authority to grant exemptions from part 139 requirements, as appropriate. Other methods the FAA identified
as ways small entity airports could mitigate the economic impact of this amendment included Airport Improvement
Program (AIP) funding, which was available for certain capital expenditures that could be required by this amendment.
Examples of these requirements were firefighting equipment, airport marking, and signs. Another potential source
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of revenue to assist small airports in meeting the regulatory requirements of this amendment was the Essential Air
Service (EAS) Program. The FAA believed that, ultimately, most of the costs of these amendments would be borne
by the Federal Government through increased subsidies.
Finding of this 5 U.S.C. section 610 analysis and review: The original funding still holds true. The flexibility that
the FAA afforded airport operators in meeting the requirements of this amendment, combined with numerous avenues
for funding support that were and still are available to airport operators, substantially mitigate the impact of this
amendment on small entities.
14 CFR part 157 - Notice of construction, alteration, activation, and deactivation of airports
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 158 - Passenger facility charges (PFCs)
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 161 - Notice and approval of airport noise and access restrictions
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
14 CFR part 169 - Expenditure of Federal funds for nonmilitary airports or air navigation facilities thereon
• Section 610: The Agency conducted a Section 610 Review of this part and found no amendments with a SEIOSNOSE.
FEDERAL HIGHWAY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
Regulations To Be Reviewed
Analysis Year
1
2
3
4
5
6
7
8
9
10
None ........................................................................................................................................................
23 CFR parts 1 through 260 ...................................................................................................................
23 CFR parts 420 through 470 ...............................................................................................................
23 CFR part 500 .....................................................................................................................................
23 CFR parts 620 through 637 ...............................................................................................................
23 CFR parts 645 through 669 ...............................................................................................................
23 CFR parts 710 through 924 ...............................................................................................................
23 CFR parts 940 through 973 ...............................................................................................................
23 CFR parts 1200 through 1252 ...........................................................................................................
New parts and subparts ..........................................................................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Federal-Aid Highway Program
The FHWA has adopted regulations in title 23 of the CFR, chapter I, related to the Federal-Aid Highway Program.
These regulations implement and carry out the provisions of Federal law relating to the administration of Federal
aid for highways. The primary law authorizing Federal aid for highways is chapter I of title 23 of the U.S.C. Section
145 of title 23 expressly provides for a federally assisted State program. For this reason, the regulations adopted
by the FHWA in title 23 of the CFR primarily relate to the requirements that States must meet to receive Federal
funds for the construction and other work related to highways. Because the regulations in title 23 primarily relate
to States, which are not defined as small entities under the Regulatory Flexibility Act, the FHWA believes that
its regulations in title 23 do not have a significant economic impact on a substantial number of small entities.
The FHWA solicits public comment on this preliminary conclusion.
Year 2 (fall 2009) List of rules that will be analyzed during the next year
23 CFR part 1 - General
23 CFR part 140 - Reimbursement
23 CFR part 172 - Administration of engineering and design-related service contracts
23 CFR part 180 - Credit assistance for Surface Transportation projects
23 CFR part 190 - Incentive payments for controlling outdoor advertising on the Interstate system
23 CFR part 192 - Drug offender’s driver’s license suspension
23 CFR part 200 - Title VI program and related statutes-implementation and review procedures
23 CFR part 230 - External programs
23 CFR part 260 - Education and training programs
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FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
Regulations To Be Reviewed
49
49
49
49
49
49
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CFR
CFR
CFR
CFR
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parts
parts
parts
parts
parts
parts
Analysis Year
372, subpart A, and 381 ..................................................................................................
386, 389, and 395 ............................................................................................................
325, 388, 350, and 355 ....................................................................................................
380 and 382 to 385 ..........................................................................................................
390 to 393 and 396 to 399 ..............................................................................................
356, 367, 369 to 371, 372, subparts B-C ........................................................................
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2011
2012
2013
2014
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FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION (Continued)
SECTION 610 AND OTHER REVIEWS
Year
7
8
9
10
Regulations To Be Reviewed
49
49
49
49
CFR
CFR
CFR
CFR
parts
parts
parts
parts
373,
360,
377,
303,
374,
365,
378,
375,
Analysis Year
376, and 379 ....................................................................................................
366, and 368 ....................................................................................................
and 387 ............................................................................................................
and new parts and subparts ............................................................................
Review Year
2014
2015
2016
2017
2015
2016
2017
2018
Year 1 (fall 2008) List of rules analyzed and a summary of results
49 CFR part 372, subpart A - Exemptions
• Section 610: There is no SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least burden. FMCSA’s plain
language review of these rules indicates no need for substantial revision.
49 CFR part 381 - Waivers, exemptions, and pilot programs
• Section 610: There is no SEIOSNOSE. No small entities are affected.
• General: These regulations are cost effective and impose the least burden. FMCSA’s plain language review of these
rules indicates no need for substantial revision.
Year 2 (fall 2009) List of rules that will be analyzed during the next year
49 CFR part 386 - Rules of practice for motor carrier, broker, freight forwarder, and hazardous materials proceedings
49 CFR part 389 - Rulemaking procedures—Federal motor carrier safety regulations
49 CFR part 395 - Hours of service of drivers
NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
erowe on DSK5CLS3C1PROD with PROPOSALS
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
49
23
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
571.223 through 571.500 and parts 575 and 579 ....................................................................
parts 1200 and 1300 .................................................................................................................
parts 501 through 526 and 571.213 .........................................................................................
571.131, 571.217, 571.220, 571.221, and 571.222 ..................................................................
571.101 through 571.110, and 571.135, 571.138 and 571.139 ...............................................
parts 529 through 578, except parts 571 and 575 ...................................................................
571.111 through 571.129 and parts 580 through 588 ..............................................................
571.201 through 571.212 ..........................................................................................................
571.214 through 571.219, except 571.217 ...............................................................................
parts 591 through 595 and new parts and subparts ................................................................
Year 1 (fall 2008) List of rules analyzed and a summary of the results
49 CFR part 571.223 - Rear impact guards
• Section 610: No SEIOSNOSE. No economically significant impact on small business.
• General: No changes are needed. These regulations are cost effective and impose the least
language review of these rules indicates no need for substantial revision.
49 CFR part 571.224 - Rear impact protection
• Section 610: No SEIOSNOSE. No economically significant impact on small business.
• General: No changes are needed. These regulations are cost effective and impose the least
language review of these rules indicates no need for substantial revision.
49 CFR part 571.225 - Child restraint anchorage systems
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least
language review of these rules indicates no need for substantial revision.
49 CFR part 571.301 - Fuel system integrity
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least
language review of these rules indicates no need for substantial revision.
49 CFR part 571.302 - Flammability of interior materials
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least
language review of these rules indicates no need for substantial revision.
49 CFR part 571.303 - Fuel system integrity of compressed natural gas vehicles
• Section 610: No SEIOSNOSE. No small entities are affected.
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2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
burden. NHTSA’s plain
burden. NHTSA’s plain
burden. NHTSA’s plain
burden. NHTSA’s plain
burden. NHTSA’s plain
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• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 571.304 - Compressed natural gas fuel container integrity
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 571.305 - Electric-powered vehicles: electrolyte spillage and electrical shock protection
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 571.401 - Interior trunk release
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 571.403 - Platform lift systems for motor vehicles
• Section 610: No SEIOSNOSE. No economically significant impact on small business.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 571.404 - Platform lift installations in motor vehicles
• Section 610: No SEIOSNOSE. No economically significant impact on small business.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 571.500 - Low-speed vehicles
• Section 610: No SEIOSNOSE. No economically significant impact on small business.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 575 - Consumer information
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
49 CFR part 579 - Reporting of information and communications about potential defects
• Section 610: No SEIOSNOSE. No small entities are affected.
• General: No changes are needed. These regulations are cost effective and impose the least burden. NHTSA’s
language review of these rules indicates no need for substantial revision.
Year 2 (fall 2009) List of rules that will be analyzed during the next year
23 CFR part 1200 - Uniform procedures for State highway safety programs
23 CFR part 1204 - [Reserved]
23 CFR part 1205 - Highway safety programs; determinations of effectiveness
23 CFR part 1206 - Rules of procedure for invoking sanctions under the Highway Safety Act of 1966
23 CFR part 1208 - National minimum drinking age
23 CFR part 1210 - Operation of motor vehicles by intoxicated minors
23 CFR part 1215 - Use of safety belts-compliance and transfer-of-funds procedures
23 CFR part 1225 - Operation of motor vehicles by intoxicated persons
23 CFR part 1235 - Uniform system for parking for persons with disabilities
23 CFR part 1240 - Safety incentive grants for use of seat belts-allocations based on seat belt use rates
23 CFR part 1250 - Political subdivision participation in State highway safety programs
23 CFR part 1251 - State highway safety agency
23 CFR part 1252 - State matching of planning and administration costs
23 CFR part 1270 - Open container laws
23 CFR part 1275 - Repeat intoxicated driver laws
plain
plain
plain
plain
plain
plain
plain
plain
plain
FEDERAL RAILROAD ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
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4
5
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7
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49
49
49
49
49
49
49
49
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Analysis Year
parts 200 and 201 .....................................................................................................................
parts 207, 209, 211, 215, 238, and 256 ...................................................................................
parts 210, 212, 214, 217, and 268 ...........................................................................................
part 219 .....................................................................................................................................
parts 218, 221, 241, and 244 ....................................................................................................
parts 216, 228, and 229 ............................................................................................................
parts 223 and 233 .....................................................................................................................
parts 224, 225, 231, and 234 ....................................................................................................
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2009
2010
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2010
2011
2012
2013
2014
2015
2016
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FEDERAL RAILROAD ADMINISTRATION (Continued)
SECTION 610 AND OTHER REVIEWS
Year
Regulations To Be Reviewed
Analysis Year
9
10
49 CFR parts 222, 227, 235, 236, 250, 260, and 266 ...........................................................................
49 CFR parts 213, 220, 230, 232, 239, 240, and 265 ...........................................................................
Review Year
2016
2017
2017
2018
Year 1 (Fall 2008) List of rules analyzed and a summary of results
49 CFR part 200 - Informal rules of practice for passenger service
• Section 610: There is no SEIOSNOSE.
• General: The rule prescribes procedures under which applications are received and heard and by which rules and
orders are issued primarily affecting the Class I railroads and Amtrak, none of which are small entities. FRA’s plain
language review of this rule indicates no need for substantial revision.
49 CFR part 201 - Formal rules of practice for passenger service
• Part 201 was removed from the CFR on May 27, 2009.
Year 2 (Fall 2009) List of rule(s) that will be analyzed during next year
49 CFR part 207 - Informal rules of practice for passenger safety
49 CFR part 209 - Railroad safety enforcement procedures
49 CFR part 211 - Rules of practice
49 CFR part 215 - Railroad freight car safety standards
49 CFR part 238 - Passenger equipment safety standards
49 CFR part 256 - Passenger assistance for railroad passenger terminals
FEDERAL TRANSIT ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
parts 604, 605, and 633 ............................................................................................................
parts 661 and 665 .....................................................................................................................
part 633 .....................................................................................................................................
parts 609 and 611 .....................................................................................................................
parts 613 and 614 .....................................................................................................................
part 622 .....................................................................................................................................
part 630 .....................................................................................................................................
part 639 .....................................................................................................................................
parts 659 and 663 .....................................................................................................................
part 665 .....................................................................................................................................
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
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Year 1 (fall 2008) List of rules analyzed and summary of results
49 CFR part 604 - Charter service
• Section 610: The Agency has determined that the rule will not have a significant effect on a substantial number
of small entities.
• General: This rule clarifies and sets forth provisions to protect private charter operators from unfair competition
by public transit agencies. The rule was drafted using plain language techniques.
49 CFR part 661 - Buy America
• Section 610: The Agency has determined that the rule will not have a significant effect on a substantial number
of small entities.
• General: This rulemaking amends FTA’s Buy America requirements by adding bi-metallic rail to the list of traction
power equipment. The rule was drafted using plain language techniques.
Year 2 (fall 2009) List of rules that will be analyzed during the next year
49 CFR part 605 - School bus operations
49 CFR part 633 - Program management oversight
49 CFR part 665 - Bus testing
MARITIME ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
Year
Regulations To Be Reviewed
1
2
3
46 CFR parts 201 through 205 ...............................................................................................................
46 CFR parts 221 through 232 ...............................................................................................................
46 CFR parts 249 through 296 ...............................................................................................................
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2008
2009
2010
2009
2010
2011
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MARITIME ADMINISTRATION (Continued)
SECTION 610 AND OTHER REVIEWS
Year
4
5
6
7
8
9
10
Regulations To Be Reviewed
46
46
46
46
46
46
46
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis Year
Review Year
2011
2012
2013
2014
2015
2016
2017
2012
2013
2014
2015
2016
2017
2018
part 298 .....................................................................................................................................
parts 307 through 309 ...............................................................................................................
part 310 .....................................................................................................................................
parts 315 through 340 ...............................................................................................................
parts 345 through 381 ...............................................................................................................
parts 382 through 389 ...............................................................................................................
parts 390 through 393 ...............................................................................................................
Year 1 (fall 2008) List of rules analyzed and a summary of the results
46 CFR part 201 - Rules of practice and procedure
• Section610: No SEIOSNOSE. Some small entities may be affected, but the economicimpact on small entities will
not be significant.
• General: Nochanges are needed. Where confusing or wordy language has been identified,revisions will be made.
46 CFR part 202 - Procedures relating to review by Secretary of Transportation of actions by Maritime Subsidy Board
• Section610: No SEIOSNOSE. Some small entities may be affected, but the economicimpact on small entities will
not be significant.
• General: Nochanges are needed. Where confusing or wordy language has been identified,revisions will be made.
46 CFR part 203 - Procedures relating to conduct of certain hearings under the Merchant Marine Act, 1936
• Section610: No SEIOSNOSE. Some small entities may be affected, but the economicimpact on small entities will
not be significant.
• General: Nochanges are needed. Where confusing or wordy language has been identified,revisions will be made.
46 CFR part 204 - Claims against the Maritime Administration under the Federal Tort Claim Act
• Section610: No SEIOSNOSE. Some small entities may be affected, but the economicimpact on small entities will
not be significant.
• General: Nochanges are needed. Where confusing or wordy language has been identified,revisions will be made.
46 CFR part 205 - Audit appeals; policy and procedure
• Section610: No SEIOSNOSE. Some small entities may be affected, but the economicimpact on small entities will
not be significant.
• General: Nochanges are needed. Where confusing or wordy language has been identified,revisions will be made.
Year 2 (fall 2009) List of rules that will be analyzed during the next year
46 CFR part 221 - Regulated transactions involving documented vessels and other maritime interests
46 CFR part 232 - Uniform financial reporting requirements
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION (PHMSA)
SECTION 610 AND OTHER REVIEWS
Regulations To Be Reviewed
1
2
3
4
5
6
7
8
9
10
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Year
Analysis Year
part 178 ...................................................................................................................................................
parts 178 through 180 .............................................................................................................................
parts 172 and 175 ...................................................................................................................................
sections 171.15 and 171.16 ....................................................................................................................
parts 106, 107, 171, 190, and 195 .........................................................................................................
parts 174, 177, 191, and 192 .................................................................................................................
parts 176 and 199 ...................................................................................................................................
parts 172 through 178 .............................................................................................................................
parts 172, 173, 174, 176, 177, and 193 .................................................................................................
parts 173 and 194 ...................................................................................................................................
Year 1 (fall 2008) List of rules with ongoing analysis
49 CFR part 178 - Specifications for packaging
Year 2 (fall 2009) List of rules that will be analyzed during the next year
49 CFR part 178 - Specifications for packagings
49 CFR part 179 - Specifications for tank cars
49 CFR part 180 - Continuing qualification and maintenance of packagings
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2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
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RESEARCH AND INNOVATIVE TECHNOLOGY ADMINISTRATION (RITA)
SECTION 610 AND OTHER REVIEWS
Year
1
2
3
4
5
6
7
8
9
10
Regulations To Be Reviewed
14
14
14
14
14
14
14
14
14
14
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
part
part
part
part
part
part
part
part
part
part
Analysis Year
Review Year
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
241, form 41 .......................................................................................................................
241, schedule T-100, and part 217 ...................................................................................
298 .....................................................................................................................................
241, section 19-7 ...............................................................................................................
291 .....................................................................................................................................
234 .....................................................................................................................................
249 .....................................................................................................................................
248 .....................................................................................................................................
250 .....................................................................................................................................
374a, ICAO ........................................................................................................................
Year 1 (fall 2008) List of rules with ongoing analysis
14 CFR part 241 - Uniform system of accounts and reports for large certificated air carriers, form 41
Year 2 (fall 2009) List of rules that will be analyzed during the next year
14 CFR part 217 - Reporting traffic statistics by foreign air carriers in civilian scheduled, charter, and nonscheduled
services
14 CFR part 241 - Uniform system of accounts and reports for large certificated air carriers, Schedule T-100
SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION
SECTION 610 AND OTHER REVIEWS
Year
Regulations To Be Reviewed
Analysis Year
1
33 CFR parts 401 through 403 ...............................................................................................................
Review Year
2008
2009
Year 1 (fall 2008) List of rules with ongoing analysis
33 CFR part 401 - Seaway Regulations and Rules
33 CFR part 402 - Tariff of Tolls
33 CFR part 403 - Rules of Procedure of the Joint Tolls Review Board
Office of the Secretary—Proposed Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
235
236
237
Use of the Seat-Strapping Method for Carrying a Wheelchair on an Aircraft ..............................................................
ŒEnhancing Airline Passenger Protections—Part 2 .....................................................................................................
Procedures for Transportation Workplace Drug and Alcohol Testing Programs .........................................................
2105–AD87
2105–AD92
2105–AD95
Œ DOT-designated significant regulation
Federal Aviation Administration—Proposed Rule Stage
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Sequence
Number
Title
Regulation
Identifier
Number
238
239
240
241
242
ŒQualification, Service, and Use of Crewmembers and Aircraft Dispatchers ..............................................................
ŒAir Ambulance and Commercial Helicopter Operations; Safety Initiatives and Miscellaneous Amendments ...........
ŒFlight and Duty Time Limitations and Rest Requirements .........................................................................................
ŒOperation and Certification of Small Unmanned Aircraft Systems (sUAS) ................................................................
ŒRepair Stations ............................................................................................................................................................
2120–AJ00
2120–AJ53
2120–AJ58
2120–AJ60
2120–AJ61
Œ DOT-designated significant regulation
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Federal Aviation Administration—Final Rule Stage
Regulation
Identifier
Number
Sequence
Number
Title
243
ŒAutomatic Dependent Surveillance—Broadcast (ADS-B) Equipage Mandate To Support Air Traffic Control Service ................................................................................................................................................................................
2120–AI92
Œ DOT-designated significant regulation
Federal Aviation Administration—Long-Term Actions
Sequence
Number
Title
Regulation
Identifier
Number
244
245
ŒCommuter Operations in Very Light Jets (VLJs) ........................................................................................................
ŒActivation of Ice Protection .........................................................................................................................................
2120–AI84
2120–AJ43
Œ DOT-designated significant regulation
Federal Aviation Administration—Completed Actions
Sequence
Number
Title
Regulation
Identifier
Number
246
ŒFlight Crewmember Duty Limitations and Rest Requirements ...................................................................................
2120–AI93
Œ DOT-designated significant regulation
Federal Motor Carrier Safety Administration—Proposed Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
247
248
ŒUnified Registration System ........................................................................................................................................
ŒDrivers of Commercial Vehicles: Restricting the Use of Cellular Phones (Section 610 Review) ............................
2126–AA22
2126–AB29
Œ DOT-designated significant regulation
Federal Motor Carrier Safety Administration—Final Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
249
250
251
ŒNational Registry of Certified Medical Examiners ......................................................................................................
ŒCommercial Driver’s License Testing and Commercial Learner’s Permit Standards ................................................
ŒCargo Insurance for Property Loss or Damage ..........................................................................................................
2126–AA97
2126–AB02
2126–AB21
Œ DOT-designated significant regulation
Federal Motor Carrier Safety Administration—Long-Term Actions
Regulation
Identifier
Number
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Sequence
Number
Title
252
ŒSafety Monitoring System and Compliance Initiative for Mexico-Domiciled Motor Carriers Operating in the United
States ...........................................................................................................................................................................
Œ DOT-designated significant regulation
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Federal Motor Carrier Safety Administration—Completed Actions
Sequence
Number
Title
Regulation
Identifier
Number
253
Interstate Van Operations .............................................................................................................................................
2126–AA98
National Highway Traffic Safety Administration—Final Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
254
255
ŒEjection Mitigation .......................................................................................................................................................
ŒPassenger Car and Light Truck Corporate Average Fuel Economy Standards MYs 2012 to 2016 .........................
2127–AK23
2127–AK50
Œ DOT-designated significant regulation
Federal Railroad Administration—Proposed Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
256
ŒHours of Service—Passenger Train Employees (Rulemaking Resulting From a Section 610 Review) ..............
2130–AC15
Œ DOT-designated significant regulation
Federal Railroad Administration—Final Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
257
ŒPositive Train Control ..................................................................................................................................................
2130–AC03
Œ DOT-designated significant regulation
Pipeline and Hazardous Materials Safety Administration—Final Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
258
ŒHazardous Materials: Revisions to Requirements for the Transportation of Lithium Batteries .................................
2137–AE44
Œ DOT-designated significant regulation
Maritime Administration—Proposed Rule Stage
Sequence
Number
Title
Regulation
Identifier
Number
259
ŒCargo Preference—Compromise, Assessment, Mitigation, Settlement, and Collection of Civil Penalties ................
2133–AB75
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Œ DOT-designated significant regulation
Department of Transportation (DOT)
Office of the Secretary (OST)
235. USE OF THE SEAT–STRAPPING
METHOD FOR CARRYING A
WHEELCHAIR ON AN AIRCRAFT
Legal Authority: The Department has
authority and responsibility under the
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ACAA (49 USC 41705) to ensure that
US and foreign air carriers do not
discriminate against air travelers on the
basis of disability
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Abstract: This rulemaking would
address whether or not carriers should
be allowed to utilize the seat-strapping
method to stow a passenger’s
wheelchair in the aircraft cabin.
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Proposed Rule Stage
Timetable:
Action
Date
NPRM
04/00/10
FR Cite
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Blane A. Workie,
Attorney, Department of
Transportation, Office of the Secretary,
1200 New Jersey Avenue, SE,
Washington, DC 20590
Phone: 202 366–9342
TDD Phone: 202 755–7687
Fax: 202 366–7152
Email: blane.workie@ost.dot.gov
RIN: 2105–AD87
236. ŒENHANCING AIRLINE
PASSENGER PROTECTIONS—PART 2
Legal Authority: 49 USC 41712; 49
USC 40101(a)(4); 49 USC 40101(a)(9);
49 USC 41702
Abstract: This rulemaking would
enhance airline passenger protections
by addressing the following areas: (1)
Contingency plans for lengthy tarmac
delays; (2) reporting of tarmac delay
data; (3) customer service plans; (4)
notification to passengers of flight
status changes; (5) inflation adjustment
for denied boarding compensation; (6)
alternative transportation for passengers
on canceled flights; (7) opt-out
provisions (e.g. travel insurance); (8)
contract of carriage provisions; (9)
baggage fees disclosure; and (10) full
fare advertising.
Timetable:
Action
Date
NPRM
FR Cite
06/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Blane A. Workie,
Attorney, Department of
Transportation, Office of the Secretary,
1200 New Jersey Avenue, SE,
Washington, DC 20590
Phone: 202 366–9342
TDD Phone: 202 755–7687
Fax: 202 366–7152
Email: blane.workie@ost.dot.gov
RIN: 2105–AD92
237. ∑ PROCEDURES FOR
TRANSPORTATION WORKPLACE
DRUG AND ALCOHOL TESTING
PROGRAMS
Legal Authority: 40 USC 102; 40 USC
301; 40 USC 322; 40 USC 5331; 40 USC
20140; 40 USC 31306; 40 USC 31306;
40 USC 54101
Abstract: This rulemaking would
propose to amend certain provisions of
its drug and alcohol testing procedures
that will address collection and testing
of urine specimens. These changes
would affect the role and standards
applying to collectors and Medical
Review Officers (MROs). The proposed
changes are intended to create
consistency with requirements
established by the U.S. Department of
Health and Human Services.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Agency Contact: Habib Azarsina,
Department of Transportation, 1200
New Jersey Avenue, SE, Washington,
DC 20590
Phone: 202 366–1965
Email: habib.azarsina@dot.gov
RIN: 2105–AD95
BILLING CODE 4910—9X—S
Proposed Rule Stage
are intended to contribute significantly
to reducing aviation accidents.
Legal Authority: 49 USC 106(g); 49
USC 40113; 49 USC 40119; 49 USC
44101; 49 USC 44701; 49 USC 44702;
49 USC 44705; 49 USC 44709 to 44711;
49 USC 44713; 49 USC 44716; 49 USC
44717; 49 USC 44722; 49 USC 44901;
49 USC 44903; 49 USC 44904; 49 USC
44912; 49 USC 46105
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238. ŒQUALIFICATION, SERVICE, AND
USE OF CREWMEMBERS AND
AIRCRAFT DISPATCHERS
Action
VerDate Nov<24>2008
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02/04/10 75 FR 5772
04/05/10
Regulatory Flexibility Analysis
Required: Yes
Department of Transportation (DOT)
Federal Aviation Administration (FAA)
Abstract: This rulemaking would
amend the regulations for crewmember
and dispatcher training programs in
domestic, flag, and supplemental
operations. The rulemaking would
enhance traditional training programs
by requiring the use of flight simulation
training devices for flight crewmembers
and including additional training
requirements in areas that are critical
to safety. The rulemaking would also
reorganize and revise the qualification
and training requirements. The changes
FR Cite
Email: nancy.claussen@faa.gov
RIN: 2120–AJ00
Timetable:
Date
NPRM
Proposed Rule; Notice
of Public Meeting
NPRM Comment
Period Extended
NPRM Comment
Period End
NPRM Extended
Comment Period
End
Supplemental NPRM
FR Cite
01/12/09 74 FR 1280
03/12/09 74 FR 10689
04/20/09 74 FR 17910
05/12/09
08/10/09
09/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Nancy L Claussen,
Federal Aviation Administration,
Department of Transportation, Federal
Aviation Administration, 800
Independence Ave, SW, Washington,
DC 20591
Phone: 202 267–8166
PO 00000
Frm 00020
Fmt 1254
Sfmt 1254
239. ŒAIR AMBULANCE AND
COMMERCIAL HELICOPTER
OPERATIONS; SAFETY INITIATIVES
AND MISCELLANEOUS AMENDMENTS
Legal Authority: 49 USC 106(g); 49
USC 1155; 49 USC 40101 to 40103; 49
USC 40120; 49 USC 41706; 49 USC
41721; 49 USC 44101; 49 USC 44106;
49 USC 44111; 49 USC 46306; 49 USC
46315; 49 USC 46316; 49 USC 46504;
49 USC 46506; 49 USC 46507; 49 USC
47122; 49 USC 47508; 49 USC 47528
to 47531
Abstract: This rulemaking would
change equipment and operating
requirements for commercial helicopter
operations, including many specifically
for helicopter air ambulance operations.
This rulemaking is necessary to
increase crew, passenger, and patient
safety. The intended effect is to
implement the National Transportation
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DOT—FAA
Proposed Rule Stage
an NPRM (RIN 2120-AF63), and a
Withdrawal (RIN 2120-AI93).
Timetable:
Action
Date
NPRM
Timetable:
Action
Date
Timetable:
Safety Board, Aviation Rulemaking
Committee, and internal FAA
recommendations.
NPRM
03/00/11
07/00/10
Action
Date
NPRM
FR Cite
FR Cite
04/00/10
Regulatory Flexibility Analysis
Required: Yes
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Lawrence Buehler,
Flight Standards Service, Department of
Transportation, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591
Phone: 202 267–8452
Agency Contact: Nancy L Claussen,
Federal Aviation Administration,
Department of Transportation, Federal
Aviation Administration, 800
Independence Ave, SW, Washington,
DC 20591
Phone: 202 267–8166
Email: nancy.claussen@faa.gov
RIN: 2120–AJ53
240. ŒFLIGHT AND DUTY TIME
LIMITATIONS AND REST
REQUIREMENTS
RIN: 2120–AJ58
Legal Authority: 49 USC 106(g); 49
USC 40113; 49 USC 40119; 49 USC
41706; 49 USC 44101; 49 USC 44701;
49 USC 44702; 49 USC 44705; 49 USC
44705; 49 USC 44709; 49 USC 44710;
49 USC 44711; 49 USC 44712; 49 USC
44713; 49 USC 44715; 49 USC 44716;
49 USC 44717; 49 USC 44722; 49 USC
45101; 49 USC 45102; 49 USC 45103;
49 USC 45104; 49 USC 45105; 49 USC
46105
241. ∑ ŒOPERATION AND
CERTIFICATION OF SMALL
UNMANNED AIRCRAFT SYSTEMS
(SUAS)
Abstract: This rulemaking would
establish one set of flight time
limitations, duty period limits, and rest
requirements for pilots. The rulemaking
is necessary to ensure that pilots have
the opportunity to obtain sufficient rest
to perform their duties. The objective
of the rule is to contribute to and to
improve aviation safety. This
rulemaking is related to the following:
Legal Authority: 49 USC 44701
Abstract: This rulemaking would
enable small unmanned aircraft to
safely operate in limited portions of the
national airspace system (NAS). This
action is necessary because it addresses
the novel legal or policy issues about
the minimum safety parameters for
operating recreational remote control
model and toy aircraft in the NAS. The
intended effect of this action is to
develop requirements and standards to
ensure that risks are adequately
mitigated, such that, safety is
maintained for the entire aviation
community.
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Stephen A Glowacki,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue, SW,
Washington, DC 20591
Phone: 202 385–4898
Email: stephen.a.glowacki@faa.gov
RIN: 2120–AJ60
242. ∑ ŒREPAIR STATIONS
Legal Authority: 49 USC 44701; 49
USC 44702
Abstract: This rulemaking would
update and revise the regulations for
repair stations. The action is necessary
because many portions of the current
regulations do not reflect current repair
station business practices, aircraft
maintenance practices, or advances in
aircraft technology.
Timetable:
Action
Date
NPRM
11/00/10
Agency Contact: John J Goodwin,
Department of Transportation, Federal
Aviation Administration, 950 L’Enfant
Plaza North, SW, Washington, DC
20024
Phone: 202 385–6417
Email: john.j.goodwin@faa.gov
RIN: 2120–AJ61
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47528 to 47531; 49 USC 106(g); Articles
12 and 29 of 61 stat.1180; 49 USC
46507
Legal Authority: 49 USC 1155; 49 USC
40103; 49 USC 40113; 49 USC 40120;
49 USC 44101; 49 USC 44111; 49 USC
44701; 49 USC 44709; 49 USC 44711;
49 USC 44712; 49 USC 44715; 49 USC
44716; 49 USC 44717; 49 USC 44722;
49 USC 46306; 49 USC 46315; 49 USC
46316; 49 USC 46504; 49 USC 46506;
49 USC 47122; 49 USC 47508; 49 USC
Abstract: This rulemaking would add
equipage requirements and performance
standards for Automatic Dependent
Surveillance—Broadcast (ADS-B) Out
avionics on aircraft operating in
specified classes of airspace within the
U.S. National Airspace System. This
action facilitates the use of ADS-B for
aircraft surveillance by FAA and
Department of Defense (DOD) air traffic
controllers to safely and efficiently
PO 00000
FR Cite
Regulatory Flexibility Analysis
Required: Yes
Department of Transportation (DOT)
Federal Aviation Administration (FAA)
243. ŒAUTOMATIC DEPENDENT
SURVEILLANCE—BROADCAST
(ADS–B) EQUIPAGE MANDATE TO
SUPPORT AIR TRAFFIC CONTROL
SERVICE
FR Cite
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Sfmt 1254
accommodate aircraft operations and
the expected increase in demand for air
transportation. This rule would also
provide aircraft operators with a
platform for additional flight
applications and services.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
NPRM Comment
Period Extended
Comment Period End
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FR Cite
10/05/07 72 FR 56947
11/19/07
01/03/08
03/03/08
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DOT—FAA
Action
Final Rule Stage
Date
FR Cite
Reopened for
10/02/08 73 FR 57270
comments on ARAC
recommendation
Comment Period End 11/03/08
Final Rule
05/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Vincent Capezzuto,
Federal Aviation Administration,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue, SW,
Washington, DC 20591
Phone: 202 385–8637
Email: vincent.capezzuto@faa.gov
RIN: 2120–AI92
Department of Transportation (DOT)
Federal Aviation Administration (FAA)
244. ŒCOMMUTER OPERATIONS IN
VERY LIGHT JETS (VLJS)
Legal Authority: 49 USC 106(g); 49
USC 1155; 49 USC 40103; 49 USC
40113; 49 USC 40119; 49 USC 40120;
49 USC 44101; 49 USC 44111; 49 USC
44701; 49 USC 44705; 49 USC 44709
to 44713; 49 USC 44715 to 44717; 49
USC 44722; 49 USC 44901; 49 USC
44903; 49 USC 44912; 49 USC 46105;
49 USC 46306; 49 USC 46316; 49 USC
46504; 49 USC 46506; 49 USC 47122;
49 USC 47508; 49 USC 47528 to 47531;
49 USC 44702; 49 USC 44904; 49 USC
46507
Abstract: This rulemaking would
establish a rule to allow passengercarrying commuter operations to be
conducted under the provisions of part
135 using multiengine turbojets,
certificated under either part 23 or part
25, configured with 9 or fewer
passenger seats. The rulemaking would
allow multiengine turbojet operators to
provide commuter service to the
traveling public, thus accommodating
new technologies and a new generation
of turbojet airplanes that otherwise
would not be allowed in part 135
commuter service. Since 1995, turbojets
used in scheduled operations must
operate under the provisions of part
121. This current rulemaking resulted,
in part, from recommendations from
Long-Term Actions
the Aviation Rulemaking Committee for
parts 14 CFR 135/125 and covers pilot
crew, equipment, training, and dispatch
requirements for the safe operation of
this new generation airplane. The
previous internet report listed this item
as an NPRM with a scheduled
publication date of 10/20/09. FAA is
now reconsidering what action to take
with respect to this rulemaking.
Timetable: Next Action Undetermined
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Alberta Brown, Air
Transportation Division, Department of
Transportation, Federal Aviation
Administration, 800 Independence
Avenue, SW, Washington, DC 20591
Phone: 202 267–8321
RIN: 2120–AI84
245. ŒACTIVATION OF ICE
PROTECTION
Legal Authority: 49 USC 106(g); 49
USC 40113; 49 USC 40119; 49 USC
44101; 49 USC 44701; 49 USC 44705;
49 USC 44709 to 44711; 49 USC 44713;
49 USC 44716; 49 USC 44722; 49 USC
44901; 49 USC 44903; 49 USC 44912;
49 USC 46105; 49 USC 44702; 49 USC
44717; 49 USC 44904
Abstract: This rulemaking would
amend the regulations applicable to
operators of certain airplanes used in
air carrier service and certificated for
flight in icing conditions. The
standards would require either the
installation of ice detection equipment
or changes to the Airplane Flight
Manual to ensure timely activation of
the airframe ice protection system. This
regulation is the result of information
gathered from a review of icing
accidents and incidents, and it is
intended to improve the level of safety
when airplanes are operated in icing
conditions.
Timetable:
Action
Date
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Jerry Ostronic, Air
Carrier Operations Branch, AFS 220,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue, SW,
Washington, DC 20591
Phone: 202 267–8166
Fax: 202 267–5229
Email: jerry.c.ostronic@faa.gov
RIN: 2120–AJ43
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Department of Transportation (DOT)
Federal Aviation Administration (FAA)
Legal Authority: 49 USC 106(g); 49
USC 40113; 49 USC 40119; 49 USC
44101; 49 USC 44701 to 44703; 49 USC
44705; 49 USC 44709 to 44713; 49 USC
44712; 49 USC 44713; 49 USC 44715
to 44717; 49 USC 44722; 49 USC
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44901; 49 USC 44903; 49 USC 44912;
49 USC 44904
246. ŒFLIGHT CREWMEMBER DUTY
LIMITATIONS AND REST
REQUIREMENTS
Abstract: This rulemaking would
withdraw a previously published
NPRM (RIN 2120-AF63) that proposed
to establish one set of duty period
limitations, flight time limitations, and
rest requirements for flight
crewmembers engaged in air
transportation. The NPRM also
PO 00000
FR Cite
NPRM
11/23/09 74 FR 61055
NPRM Comment
02/22/10
Period End
Next Action Undetermined
Frm 00022
Fmt 1254
Sfmt 1254
proposed to establish consistent and
clear duty period limitations, flight
time limitations, and rest requirements
for domestic, flag, supplemental,
commuter and on-demand operations.
This action is necessary, because (1) the
NPRM is outdated and (2) there were
many significant issues commenters
raised.
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DOT—FAA
Completed Actions
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Withdrawn
FR Cite
12/30/95 60 FR 65951
03/19/96
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Larry Youngblut,
Flight Standards Service, Department of
Transportation, Federal Aviation
11/23/09 74 FR 61067
Administration, 800 Independence
Avenue SW, Washington, DC 20951
Phone: 202 267–9360
Email: larry.youngblut@faa.gov
RIN: 2120–AI93
BILLING CODE 4910—13—S
Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
247. ŒUNIFIED REGISTRATION
SYSTEM
Proposed Rule Stage
Timetable:
Action
Legal Authority: PL 104–88; 109 Stat.
803, 888 (1995); 49 USC 13908; PL
109–159, sec 4304
Abstract: This rulemaking would
replace three current identification and
registration systems: the US DOT
number identification system, the
commercial registration system, and the
financial responsibility system, with an
online Federal unified registration
system (URS). This program would
serve as a clearinghouse and depository
of information on, and identification of,
brokers, freight forwarders, and others
required to register with the
Department of Transportation. The
Agency is revising this rulemaking to
address amendments directed by
SAFETEA-LU. The replacement system
for the Single State Registration System,
which the ICC Termination Act
originally directed be merged under
URS, will be addressed separately.
Date
ANPRM
ANPRM Comment
Period End
NPRM
NPRM Comment
Period End
Supplemental NPRM
FR Cite
08/26/96 61 FR 43816
10/25/96
05/19/05 70 FR 28990
08/17/05
09/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Valerie Height,
Management Analyst, Department of
Transportation, Federal Motor Carrier
Safety Administration, Office of Policy
Plans and Regulation (MC–PRR), 1200
New Jersey Avenue, SE., Washington,
DC 20590
Phone: 202 366–0901
Email: valerie.height@dot.gov
RIN: 2126–AA22
248. ∑ ŒDRIVERS OF COMMERCIAL
VEHICLES: RESTRICTING THE USE
OF CELLULAR PHONES (SECTION
610 REVIEW)
Legal Authority: PL 98–554
Abstract: This rulemaking would
restrict the use of cell phones while
operating a commercial motor vehicle.
This rulemaking is in response to
Federal Motor Carrier Safety
Administration-sponsored studies that
analyzed safety incidents and distracted
drivers. This rulemaking would also
address the National Transportation
Safety Board’s ‘‘Most Wanted List’’ of
safety recommendations.
Timetable:
Action
Date
NPRM
07/00/10
Regulatory Flexibility Analysis
Required: Undetermined
Agency Contact: Mike Huntley, Chief,
Vehicle and Roadside Operations
Division, Department of Transportation,
Federal Motor Carrier Safety
Administration, 1200 New Jersey
Avenue, SE., Washington, DC 20590
Phone: 202 366–9209
Email: michael.huntley@dot.gov
RIN: 2126–AB29
Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
249. ŒNATIONAL REGISTRY OF
CERTIFIED MEDICAL EXAMINERS
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Legal Authority: PL 109–59 (2005), sec
4116
Abstract: This rulemaking would
establish training, testing, and
certification standards for medical
examiners responsible for certifying
that interstate commercial motor
vehicle drivers meet established
physical qualifications standards;
provide a database (or National
Registry) of medical examiners that
meet the prescribed standards for use
by motor carriers, drivers, and Federal
and State enforcement personnel in
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determining whether a medical
examiner is qualified to conduct
examinations of interstate truck and
bus drivers; and require medical
examiners to transmit electronically to
FMCSA the name of the driver and a
numerical identifier for each driver that
is examined. The rulemaking would
also establish the process by which
medical examiners that fail to meet or
maintain the minimum standards
would be removed from the National
Registry. This action is in response to
section 4116 of Safe, Accountable,
Flexible, Efficient, Transportation
Equity Act: A Legacy for Users.
PO 00000
Frm 00023
Fmt 1254
FR Cite
Sfmt 1254
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Rule
FR Cite
12/01/08 73 FR 73129
01/30/09
12/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Dr. Mary D. Gunnels,
Director, Office of Medical Programs,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue, SE.,
Washington, DC 20590
Phone: 202 366–4001
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Final Rule Stage
Email: maggi.gunnels@dot.gov
RIN: 2126–AA97
250. ŒCOMMERCIAL DRIVER’S
LICENSE TESTING AND
COMMERCIAL LEARNER’S PERMIT
STANDARDS
Legal Authority: PL 109–347, sec 703;
49 USC 31102; PL 105–178, 112 stat
414 (1998); PL 99–570, title XII, 100
stat 3207 (1086); PL 102–240, sec
4007(a)(1), stat 1914, 2151; PL 109–59
(2005), sec 4122; 49 USC 31136
Abstract: This rulemaking would
establish revisions to the commercial
driver’s license knowledge and skills
testing standards as required by section
4019 of TEA-21, implement fraud
detection and prevention initiatives at
the State driver licensing agencies as
required by the SAFE Port Act of 2006,
and establish new minimum Federal
standards for States to issue
commercial learner’s permits (CLPs),
based in part on the requirements of
section 4122 of SAFETEA-LU. In
addition, to ensuring the applicant has
the appropriate knowledge and skills to
operate a commercial motor vehicle,
this rule would establish the minimum
information that must be on the CLP
document and the electronic driver’s
record. The rule would also establish
maximum issuance and renewal
periods, establish a minimum age limit,
address issues related to a driver’s State
of Domicile, and incorporate previous
regulatory guidance into the Federal
regulations. This rule would also
address issues raised in the SAFE Port
Act.
Legal Authority: 49 USC 13906
06/09/08
Abstract: This final rule would
eliminate the requirement for most forhire motor carriers of property and
freight forwarders to maintain cargo
insurance in prescribed minimum
amounts and file evidence of this
insurance with FMCSA. Household
goods motor carriers and household
goods freight forwarders would
continue to be subject to this cargo
insurance requirement. This rule was
split from RIN 2126-AA22.
07/09/08
Timetable:
Timetable:
Action
Date
NPRM
NPRM Comment
Period Extended
NPRM Comment
Period End
NPRM Comment
Period End
Extended to
Final Rule
251. ∑ ŒCARGO INSURANCE FOR
PROPERTY LOSS OR DAMAGE
FR Cite
04/09/08 73 FR 19282
06/09/08 73 FR 32520
Action
Date
Final Rule
09/00/10
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Legal Authority: PL 107–87, sec 350;
49 USC 113; 49 USC 31136; 49 USC
31144; 49 USC 31502; 49 USC 504; 49
USC 5113; 49 USC 521(b)(5)(A)
Abstract: This rule would implement
a safety monitoring system and
compliance initiative designed to
evaluate the continuing safety fitness of
all Mexico-domiciled carriers within 18
months after receiving a provisional
Certificate of Registration or provisional
authority to operate in the United
States. It also would establish
suspension and revocation procedures
for provisional Certificates of
Registration and operating authority,
and incorporate criteria to be used by
FMCSA in evaluating whether Mexicodomiciled carriers exercise basic safety
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Regulatory Flexibility Analysis
Required: Yes
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Robert Redmond,
Senior Transportation Specialist,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue, SE.,
Washington, DC 20590
Phone: 202 366–5014
Email: robert.redmond@dot.gov
Agency Contact: Dorothea Grymes,
Lead Transportation Specialist,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue, SE.,
Washington, DC 20590
Phone: 202 385–2405
Email: dorothea.grymes@dot.gov
RIN: 2126–AB02
RIN: 2126–AB21
Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
252. ŒSAFETY MONITORING SYSTEM
AND COMPLIANCE INITIATIVE FOR
MEXICO–DOMICILED MOTOR
CARRIERS OPERATING IN THE
UNITED STATES
FR Cite
Long-Term Actions
management controls. The interim rule
included requirements that were not
proposed in the NPRM but which are
necessary to comply with the FY-2002
DOT Appropriations Act. On January
16, 2003, the Ninth Circuit Court of
Appeals remanded this rule, along with
two other NAFTA-related rules, to the
agency, requiring a full environmental
impact statement and an analysis
required by the Clean Air Act. On June
7, 2004, the Supreme Court reversed
the Ninth Circuit and remanded the
case, holding that FMCSA is not
required to prepare the environmental
documents. FMCSA originally planned
to publish a final rule by November 28,
2003. FMCSA will determine the next
steps to be taken after enactment of any
pending legislation authorizing cross
border trucking.
Timetable:
Action
Date
NPRM
PO 00000
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FR Cite
05/03/01 66 FR 22415
Fmt 1254
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Action
Date
FR Cite
NPRM Comment
07/02/01
Period End
Interim Final Rule
03/19/02 67 FR 12758
Interim Final Rule
04/18/02
Comment Period
End
Interim Final Rule
05/03/02
Effective*
Notice of Intent To
08/26/03 68 FR 51322
Prepare an EIS
EIS Public Scoping
10/08/03 68 FR 58162
Meetings
Next Action Undetermined
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Dominick Spataro,
Chief, Borders Division, Department of
Transportation, Federal Motor Carrier
Safety Administration, 1200 New Jersey
Avenue, SE, Washington, DC 20590
Phone: 202 266–2995
Email: dom.spataro@dot.gov
RIN: 2126–AA35
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Department of Transportation (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
253. INTERSTATE VAN OPERATIONS
Legal Authority: PL 109–59 (2005), Sec
4136
Abstract: This rulemaking would make
the requirements concerning driver
qualifications; driving of CMVs; parts
and accessories necessary for safe
operations; hours of service; and
inspection, repair, and maintenance
applicable to the operation of vehicles
designed or used to transport between
9 and 15 passengers (including the
Completed Actions
driver) for direct compensation, in
interstate commerce, regardless of the
distance traveled. Currently the safety
regulations apply to such vans when
the vehicle is operated beyond a 75air-mile radius of the driver’s work
reporting location. This action is in
response to SAFETEA-LU.
Timetable:
Action
Date
Final Rule
Final Rule Effective
FR Cite
02/01/10 75 FR 4996
05/03/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Thomas Yager, Driver
and Carrier Operations Division,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue, SE.,
Washington, DC 20590
Phone: 202 366–4325
Email: tom.yager@dot.gov
RIN: 2126–AA98
BILLING CODE 4910—EX—S
Department of Transportation (DOT)
National Highway Traffic Safety Administration (NHTSA)
254. ŒEJECTION MITIGATION
Legal Authority: 49 USC 30111; 49
USC 30115; 49 USC 30117; 49 USC
30166; 49 USC 322; delegation of
authority at 49 CFR 1.50
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Abstract: This rulemaking would create
a new Federal Motor Vehicle Safety
Standard (FMVSS) for reducing
occupant ejection. Currently, there are
over 52,000 annual ejections in motor
vehicle crashes, and over 10,000 ejected
fatalities per year. This rulemaking
would propose new requirements for
reducing occupant ejection through
passenger vehicle side widows. The
requirement would be an occupant
containment requirement on the
amount of allowable excursion through
passenger vehicle side windows. The
SAFETEA-LU legislation requires that:
‘‘[t]he Secretary shall also initiate a
rulemaking proceeding to establish
performance standards to reduce
complete and partial ejections of
vehicle occupants from outboard
seating positions. In formulating the
standards the Secretary shall consider
various ejection mitigation systems.
The Secretary shall issue a final rule
under this paragraph no later than
October 1, 2009.’’ The SAFETEA-LU
legislation also requires that if the
Secretary determines that the subject
final rule deadline cannot be met, the
Secretary shall notify and provide an
VerDate Nov<24>2008
12:32 Apr 23, 2010
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Final Rule Stage
explanation to the Senate Committee on
Commerce, Science and Transportation
and the House of Representatives
Committee on Energy and Commerce of
the delay. On September 24, 2009, the
Secretary provided appropriate
notification to Congress that the final
rule will be delayed until January 31,
2011.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Action
FR Cite
12/02/09 74 FR 63180
02/01/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Louis Molino, Safety
Standards Engineer, Department of
Transportation, National Highway
Traffic Safety Administration, 1200
New Jersey Avenue, SE, Washington,
DC 20590
Phone: 202 366–1833
Fax: 202 366–4329
Email: louis.molino@dot.gov
PO 00000
Legal Authority: 49 USC 32902;
delegation of authority at 49 CFR 1.50
Abstract: This rulemaking would
address Corporate Average Fuel
Economy (CAFE) standards for light
trucks and passenger cars for model
years 2012-2016. CAFE standards must
be set at least 18 months prior to the
start of a model year. The NPRM for
this rulemaking was inadvertently
published under RIN 2127-AK90.
Timetable:
01/00/11
RIN: 2127–AK23
255. ŒPASSENGER CAR AND LIGHT
TRUCK CORPORATE AVERAGE FUEL
ECONOMY STANDARDS MYS 2012 TO
2016
Action
Date
NPRM
NPRM Comment
Period End
Final Rule
Sfmt 1254
04/00/10
Agency Contact: Stephen Wood,
Director, Rulemaking Division,
Department of Transportation, National
Highway Traffic Safety Administration,
1200 New Jersey Avenue, SE,
Washington, DC 20590
Phone: 202 366–2992
Email: steve.wood@nhtsa.dot.gov
BILLING CODE 4910—59—S
Fmt 1254
09/28/09 74 FR 49453
11/27/09
Regulatory Flexibility Analysis
Required: Yes
RIN: 2127–AK50
Frm 00025
FR Cite
E:\FR\FM\26APP12.SGM
26APP12
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Federal Register / Vol. 75, No. 79 / Monday, April 26, 2010 / Unified Agenda
Department of Transportation (DOT)
Federal Railroad Administration (FRA)
256. ŒHOURS OF SERVICE—
PASSENGER TRAIN EMPLOYEES
(RULEMAKING RESULTING FROM A
SECTION 610 REVIEW)
Legal Authority: PL 110–432, div A,
122 stat 4848 et seq; Rail Safety
Improvement Act of 2008; sec 108(e)
(49 USC 21109)
Abstract: This rulemaking would
establish hours of service requirements
Proposed Rule Stage
for train employees engaged in
commuter and intercity passenger rail
transport.
Timetable:
Action
Date
NPRM
FR Cite
10/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Kathryn Shelton,
Trial Attorney, Department of
Transportation, Federal Railroad
Administration, 1200 New Jersey
Avenue, SE, Washington, DC 20590
Phone: 202 493–6063
Email: kathryn.shelton@fra.dot.gov
RIN: 2130–AC15
Department of Transportation (DOT)
Federal Railroad Administration (FRA)
257. ŒPOSITIVE TRAIN CONTROL
Final Rule Stage
20157 or specifically required by the
Federal Railroad Administration.
Regulatory Flexibility Analysis
Required: Yes
Timetable:
Agency Contact: Kathryn Shelton,
Trial Attorney, Department of
Transportation, Federal Railroad
Administration, 1200 New Jersey
Avenue, SE, Washington, DC 20590
Phone: 202 493–6063
Email: kathryn.shelton@fra.dot.gov
Legal Authority: PL 110–432, sec 104
(Codified at 49 USC 20157); Rail Safety
Improvement Act of 2008
Action
Abstract: This rulemaking would
regulate the submission of Positive
Train Control plans; the
implementation of the Positive Train
Control Systems; and the qualification,
installation, maintenance and use of the
these systems required under 49 USC
NPRM
NPRM Comment
Period End
Final Rule
Final Rule Effective
Final Rule; Response
to Comments
Date
FR Cite
07/21/09 74 FR 35950
08/20/09
01/15/10 75 FR 2598
03/16/10
To Be Determined
RIN: 2130–AC03
BILLING CODE 4910—06—S
Department of Transportation (DOT)
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Legal Authority: 49 USC 5101 et seq
Abstract: This rulemaking would
amend the Hazardous Materials
Regulations to comprehensively address
the safe transportation of lithium cells
and batteries. The intent of the
rulemaking is to strengthen the current
regulatory framework by imposing more
effective safeguards, including design
testing to address risks related to
internal short circuits, and enhanced
packaging, hazard communication, and
operational measures for various types
and sizes of lithium batteries in specific
transportation contexts. The rulemaking
responds to several recommendations
issued by the National Transportation
Safety Board.
Timetable:
Action
258. ŒHAZARDOUS MATERIALS:
REVISIONS TO REQUIREMENTS FOR
THE TRANSPORTATION OF LITHIUM
BATTERIES
Date
NPRM
NPRM Comment
Period End
Final Rule
FR Cite
01/11/10 75 FR 1302
03/12/10
Final Rule Stage
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Kevin Leary,
Transportation Specialist, Department
of Transportation, Pipeline and
Hazardous Materials Safety
Administration, 1200 New Jersey
Avenue, SE, Washington, DC 20590
Phone: 202 366–8553
Email: kevin.leary@dot.gov
RIN: 2137–AE44
BILLING CODE 4910—60—S
01/00/11
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Department of Transportation (DOT)
Maritime Administration (MARAD)
259. ŒCARGO PREFERENCE—
COMPROMISE, ASSESSMENT,
MITIGATION, SETTLEMENT, AND
COLLECTION OF CIVIL PENALTIES
Legal Authority: PL 110–417
Abstract: This rulemaking would
establish part 383 of the Cargo
Preference regulations. This rulemaking
would cover Public Law 110-417,
VerDate Nov<24>2008
12:32 Apr 23, 2010
Jkt 220001
Proposed Rule Stage
Section 3511 National Defense
Authorization Act for FY 2009 statutory
changes to the cargo preference rules,
which have not been substantially
revised since 1971. The rulemaking
also would include compromise,
assessment, mitigation, settlement, and
collection of civil penalties.
PO 00000
Frm 00026
Fmt 1254
Sfmt 1254
Timetable:
Action
Date
NPRM
FR Cite
09/00/10
Regulatory Flexibility Analysis
Required: Yes
Agency Contact: Christine Gurland,
Department of Transportation, Maritime
E:\FR\FM\26APP12.SGM
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DOT—MARAD
Proposed Rule Stage
Administration, 1200 New Jersey
Avenue, SE, Washington, DC 20590
Phone: 202 366–5157
Email: christine.gurland@dot.gov
RIN: 2133–AB75
[FR Doc. 2010–8987 Filed 04–23–10; 8:45
am]
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BILLING CODE 4910–81–S
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PO 00000
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E:\FR\FM\26APP12.SGM
26APP12
Agencies
[Federal Register Volume 75, Number 79 (Monday, April 26, 2010)]
[Unknown Section]
[Pages 21839-21865]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-8987]
[[Page 21839]]
-----------------------------------------------------------------------
Part XII
Department of Transportation
-----------------------------------------------------------------------
###Semiannual Regulatory Agenda###
[[Page 21840]]
DEPARTMENT OF TRANSPORTATION (DOT)
_______________________________________________________________________
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I-III
23 CFR Chs. I-III
33 CFR Chs. I and IV
46 CFR Chs. I-III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I-VI and Chs. X-XII
OST Docket 99-5129
Department Regulatory Agenda; Semiannual Summary
AGENCY: Office of the Secretary, DOT.
ACTION: Semiannual regulatory agenda.
_______________________________________________________________________
SUMMARY: The regulatory agenda is a semiannual summary of all current
and projected rulemakings, reviews of existing regulations, and
completed actions of the Department. The agenda provides the public
with information about the Department of Transportation's regulatory
activity. It is expected that this information will enable the public
to be more aware of and allow it to more effectively participate in the
Department's regulatory activity. The public is also invited to submit
comments on any aspect of this agenda.
FOR FURTHER INFORMATION CONTACT:
General
You should direct all comments and inquiries on the agenda in
general to Neil R. Eisner, Assistant General Counsel for Regulation
and Enforcement, Department of Transportation, 1200 New Jersey
Avenue SE., Washington, DC 20590; (202) 366-4723.
Specific
You should direct all comments and inquiries on particular
items in the agenda to the individual listed for the regulation or
the general rulemaking contact person for the operating
administration in Appendix B. Individuals who use a
telecommunications device for the deaf (TDD) may call (202) 755-
7687.
Table of Contents
Supplementary Information:
Background
Significant/Priority Rulemakings
Explanation of Information on the Agenda
Request for Comments
Purpose
Appendix A-Instructions for Obtaining Copies of Regulatory Documents
Appendix B-General Rulemaking Contact Persons
Appendix C-Public Rulemaking Dockets
Appendix D-Review Plans for Section 610 and Other Requirements Agenda
SUPPLEMENTARY INFORMATION:
Background
Improvement of our regulations is a prime goal of the
Department of Transportation (Department or DOT). There should be
no more regulations than necessary, and those that are issued
should be simpler, more comprehensible, and less burdensome.
Regulations should not be issued without appropriate involvement of
the public; once issued, they should be periodically reviewed and
revised, as needed, to assure that they continue to meet the needs
for which they originally were designed. To view additional
information about the Department of Transportation's regulatory
activities online, go to https://regs.dot.gov.
To help the Department achieve these goals and in accordance
with Executive Order 12866 ``Regulatory Planning and Review'' (58
FR 51735; October 4, 1993) and the Department's Regulatory Policies
and Procedures (44 FR 11034; February 26, 1979), the Department
prepares a semiannual regulatory agenda. It summarizes all current
and projected rulemaking, reviews of existing regulations, and
completed actions of the Department. These are matters on which
action has begun or is projected during the succeeding 12 months or
such longer period as may be anticipated or for which action has
been completed since the last agenda.
The agendas are based on reports submitted by the offices
initiating the rulemaking and are reviewed by the Department
Regulations Council. The Department's last agenda was published in
the Federal Register on December 7, 2009 (74 FR 64470). The next
one is scheduled for publication in the Federal Register in October
2010.
The Internet is the basic means for disseminating the Unified
Agenda. The complete Unified Agenda is available online at
www.reginfo.gov, in a format that offers users a greatly enhanced
ability to obtain information from the Agenda database.
Because publication in the Federal Register is mandated for the
regulatory flexibility agendas required by the Regulatory
Flexibility Act (5 U.S.C. 602), DOT's printed agenda entries
include only:
1. The Agency's agenda preamble;
2. Rules that are in the Agency's regulatory flexibility agenda, in
accordance with the Regulatory Flexibility Act, because they are likely
to have a significant economic impact on a substantial number of small
entities; and
3. Any rules that the Agency has identified for periodic review under
section 610 of the Regulatory Flexibility Act.
Printing of these entries is limited to fields that contain
information required by the Regulatory Flexibility Act's Agenda
requirements. These elements are: Sequence Number; Title; Section
610 Review, if applicable; Legal Authority; Abstract; Timetable;
Regulatory Flexibility Analysis Required; Agency Contact; and
Regulation Identifier Number (RIN). Additional information (for
detailed list see section heading ``Explanation of Information on
the Agenda'') on these entries is available in the Unified Agenda
published on the Internet.
Significant/Priority Rulemakings
The agenda covers all rules and regulations of the Department.
We have classified rules as a DOT agency priority in the agenda if
they are, essentially, very costly, controversial, or of
substantial public interest under our Regulatory Policies and
Procedures. All DOT agency priority rulemaking documents are
subject to review by the Secretary of Transportation. If the Office
of Management and Budget (OMB) decide a rule is subject to its
review under Executive Order 12866, we have classified it as
significant in the agenda.
Explanation of Information on the Agenda
The format for this agenda is required by a fall 2010
memorandum from the Office of Management and Budget.
First, the agenda is divided by initiating offices. Then, the
agenda is divided into five categories: (1) Prerule stage, (2)
proposed rule stage, (3) final
[[Page 21841]]
rule stage, (4) long-term actions, and (5) completed actions. For
each entry, the agenda provides the following information: (1) Its
``significance''; (2) a short, descriptive title; (3) its legal
basis; (4) the related regulatory citation in the Code of Federal
Regulations; (5) any legal deadline and, if so, for what action
(e.g., NPRM, final rule); (6) an abstract; (7) a timetable,
including the earliest expected date for a decision on whether to
take the action; (8) whether the rulemaking will affect small
entities and/or levels of government and, if so, which categories;
(9) whether a Regulatory Flexibility Act (RFA) analysis is required
(for rules that would have a significant economic impact on a
substantial number of small entities); (10) a listing of any
analyses an office will prepare or has prepared for the action
(With minor exceptions, DOT requires an economic analysis for all
its rulemakings.); (11) an agency contact office or official who
can provide further information; (12) a Regulation Identifier
Number (RIN) assigned to identify an individual rulemaking in the
agenda and facilitate tracing further action on the issue; (13)
whether the action is subject to the Unfunded Mandates Reform Act;
(14) whether the action is subject to the Energy Act; and (15)
whether the action is major under the congressional review
provisions of the Small Business Regulatory Enforcement Fairness
Act. If there is information that does not fit in the other
categories, it will be included under a separate heading entitled
``Additional Information.''
For nonsignificant regulations issued routinely and frequently
as a part of an established body of technical requirements (such as
the Federal Aviation Administration's Airspace Rules), to keep
those requirements operationally current, we only include the
general category of the regulations, the identity of a contact
office or official, and an indication of the expected number of
regulations; we do not list individual regulations.
In the ``Timetable'' column, we use abbreviations to indicate
the particular documents being considered. ANPRM stands for Advance
Notice of Proposed Rulemaking, SNPRM for Supplemental Notice of
Proposed Rulemaking, and NPRM for Notice of Proposed Rulemaking.
Listing a future date in this column does not mean we have made a
decision to issue a document; it is the earliest date on which we
expect to make a decision on whether to issue it. In addition,
these dates are based on current schedules. Information received
subsequent to the issuance of this agenda could result in a
decision not to take regulatory action or in changes to proposed
publication dates. For example, the need for further evaluation
could result in a later publication date; evidence of a greater
need for the regulation could result in an earlier publication
date.
Finally, a dot () preceding an entry indicates that the
entry appears in the agenda for the first time.
Request for Comments
General
Our agenda is intended primarily for the use of the public.
Since its inception, we have made modifications and refinements
that we believe provide the public with more helpful information,
as well as make the agenda easier to use. We would like you, the
public, to make suggestions or comments on how the agenda could be
further improved.
Reviews
We also seek your suggestions on which of our existing
regulations you believe need to be reviewed to determine whether
they should be revised or revoked. We particularly draw your
attention to the Department's review plan in Appendix D.
Regulatory Flexibility Act
The Department is especially interested in obtaining
information on requirements that have a ``significant economic
impact on a substantial number of small entities'' and, therefore,
must be reviewed under the Regulatory Flexibility Act. If you have
any suggested regulations, please submit them to us, along with
your explanation of why they should be reviewed.
In accordance with the Regulatory Flexibility Act, comments are
specifically invited on regulations that we have targeted for
review under section 610 of the Act. The phrase (Section 610
Review) appears at the end of the title for these reviews. Please
see Appendix D for the Department's section 610 review plans.
Federalism
Executive Order 13132 requires us to develop an accountable
process to ensure ``meaningful and timely input by State and local
officials in the development of regulatory policies that have
federalism implications.'' ``Policies that have federalism
implications'' are defined in the Executive order to include
regulations that have substantial direct effects on the States, on
the relationship between the National Government and the States, or
on the distribution of power and responsibilities among the various
levels of government. Therefore, we encourage State and local
governments to provide us with information about how the
Department's rulemakings impact them.
Purpose
The Department is publishing this regulatory agenda in the
Federal Register to share with interested members of the public the
Department's preliminary expectations regarding its future
regulatory actions. This should enable the public to be more aware
of the Department's regulatory activity and should result in more
effective public participation. This publication in the Federal
Register does not impose any binding obligation on the Department
or any of the offices within the Department with regard to any
specific item on the agenda. Regulatory action, in addition to the
items listed, is not precluded.
Dated: March 22, 2010.
Ray LaHood,
Secretary of Transportation.
Appendix A--Instructions for Obtaining Copies of Regulatory Documents
To obtain a copy of a specific regulatory document in the
agenda, you should communicate directly with the contact person
listed with the regulation at the address below. We note that most,
if not all, such documents, including the semiannual agenda, are
available through the Internet at https://www.regulations.gov. See
Appendix C for more information.
(Name of contact person), (Name of the DOT agency), 1200 New
Jersey Avenue SE., Washington, DC 20590. (For the Federal Aviation
Administration, substitute the following address: Office of
Rulemaking, ARM-1, 800 Independence Avenue SW., Washington, DC
20591).
Appendix B--General Rulemaking Contact Persons
The following is a list of persons who can be contacted within
the Department for general information concerning the
[[Page 21842]]
rulemaking process within the various operating administrations.
FAA - Rebecca MacPherson, Office of Chief Counsel, Regulations
and Enforcement Division, 800 Independence Avenue SW., Room 915A,
Washington, DC 20591; telephone (202) 267-3073.
FHWA - Jennifer Outhouse, Office of Chief Counsel, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-0761.
FMCSA - Steven J. LaFreniere, Regulatory Ombudsman, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-0596.
NHTSA - Steve Wood, Office of Chief Counsel, 1200 New Jersey
Avenue SE., Washington, DC 20590; telephone (202) 366-2992.
FRA - Kathryn Shelton, Office of Chief Counsel, 1200 New Jersey
Avenue SE., Room W31-214, Washington, DC 20590; telephone (202)
493-6063.
FTA - Linda Lasley, Office of Chief Counsel, 1200 New Jersey
Avenue SE., Room E56-202, Washington, DC 20590; telephone (202)
366-4063.
SLSDC - Carrie Mann Lavigne, Chief Counsel, 1200 New Jersey
Avenue SE., Washington, DC 20590; telephone (202) 366-0091.
PHMSA - Patricia Burke, Office of Chief Counsel, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-4400.
MARAD - Christine Gurland, Office of Chief Counsel, Maritime
Administration, 1200 New Jersey Avenue SE., Washington, DC 20590;
telephone (202) 366-5157.
RITA - Robert Monniere, Office of Chief Counsel, 1200 New
Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-5498.
OST - Neil Eisner, Office of Regulation and Enforcement, 1200
New Jersey Avenue SE., Washington, DC 20590; telephone (202) 366-
4723.
Appendix C--Public Rulemaking Dockets
All comments via the Internet are submitted through the Federal
Docket Management System (FDMS) at the following address: https://
www.regulations.gov. The FDMS allows the public to search, view,
download, and comment on all Federal agency rulemaking documents in
one central online system. The above referenced Internet address
also allows the public to sign up to receive notification when
certain documents are placed in the dockets.
The public also may review regulatory dockets at, or deliver
comments on proposed rulemakings to, the Dockets Office at 1200 New
Jersey Avenue SE., Room W12-140, Washington, DC 20590, 1-800-647-
5527. Working Hours: 9-5.
Appendix D--Review Plans for Section 610 and Other Requirements
Part I-- The Plan
General
The Department of Transportation has long recognized the
importance of regularly reviewing its existing regulations to
determine whether they need to be revised or revoked. Our 1979
Regulatory Policies and Procedures require such reviews. We also
have responsibilities under Executive Order 12866 ``Regulatory
Planning and Review'' and section 610 of the Regulatory Flexibility
Act to conduct such reviews. This includes the use of plain
language techniques in new rules and considering its use in
existing rules when we have the opportunity and resources permit
its use. We are committed to continuing our reviews of existing
rules and, if needed, will initiate rulemaking actions based on
these reviews.
Section 610 Review Plan
Section 610 requires that we conduct reviews of rules that (1)
have been published within the last 10 years and (2) have a
``significant economic impact on a substantial number of small
entities'' (SEIOSNOSE). It also requires that we publish in the
Federal Register each year a list of any such rules that we will
review during the next year. The Office of the Secretary and each
of the Department's Operating Administrations have a 10-year review
plan. These reviews comply with section 610 of the Regulatory
Flexibility Act.
Other Review Plan(s)
All elements of the Department, except for the Federal Aviation
Administration (FAA), have also elected to use this 10-year plan
process to comply with the review requirements of the Department's
Regulatory Policies and Procedures and Executive Order 12866.
Changes to the Review Plan
Some reviews may be conducted earlier than scheduled. For
example, to the extent resources permit, the plain language reviews
will be conducted more quickly. Other events, such as accidents,
may result in the need to conduct earlier reviews of some rules.
Other factors may also result in the need to make changes; for
example, we may make changes in response to public comment on this
plan or in response to a Presidentially mandated review. If there
is any change to the review plan, we will note the change in the
following agenda. For any section 610 review, we will provide the
required notice prior to the review.
Part II-- The Review Process
The Analysis
Generally, the agencies have divided their rules into 10
different groups and plan to analyze one group each year. For
purposes of these reviews, a year will coincide with the fall-to-
fall schedule for publication of the agenda. Thus, Year 1 (2008)
begins in the fall of 2008 and ends in the fall of 2009; Year 2
(2009) begins in the fall of 2009 and ends in the fall of 2010; and
so on. We request public comment on the timing of the reviews. For
example, is there a reason for scheduling an analysis and review
for a particular rule earlier than we have? Any comments concerning
the plan or particular analyses should be submitted to the
regulatory contacts listed in Appendix B, General Rulemaking
Contact Persons.
Section 610 Review
The Agency will analyze each of the rules in a given year's
group to determine whether any rule has a SEIOSNOSE and, thus,
requires review in accordance with section 610 of the Regulatory
Flexibility Act. The level of analysis will, of course, depend on
the nature of the rule and its applicability. Publication of
agencies' section 610 analyses listed each fall in this agenda
provides the public with notice and an opportunity to comment
consistent with the requirements of the Regulatory Flexibility Act.
We request that public comments be submitted to us early in the
analysis year concerning the small entity impact of the rules to
help us in making our determinations.
In each fall agenda, the Agency will publish the results of the
analyses it has completed during the previous year. For rules that
had a negative finding on
[[Page 21843]]
SEIOSNOSE, we will give a short explanation (e.g., ``these rules
only establish petition processes that have no cost impact'' or
``these rules do not apply to any small entities''). For parts,
subparts, or other discrete sections of rules that do have a
SEIOSNOSE, we will announce that we will be conducting a formal
section 610 review during the following 12 months. At this stage,
we will add an entry to the Agenda in the prerulemaking section
describing the review in more detail. We also will seek public
comment on how best to lessen the impact of these rules and provide
a name or docket to which public comments can be submitted. In some
cases, the section 610 review may be part of another unrelated
review of the rule. In such a case, we plan to clearly indicate
which parts of the review are being conducted under section 610.
Other Reviews
The Agency will also examine the specified rules to determine
whether any other reasons exist for revising or revoking the rule
or for rewriting the rule in plain language. In each fall agenda,
the Agency will also publish information on the results of the
examinations completed during the previous year.
The FAA, in addition to reviewing its rules in accordance with
the Section 610 Review Plan, has established a tri-annual process
to comply with the review requirements of the Department's
Regulatory Policies and Procedures, Executive Order 12866, and
Plain Language Review Plan. The FAA's latest review notice was
published November 15, 2007 (72 FR 64170). In that notice, the FAA
requested comments from the public to identify those regulations
currently in effect that it should amend, remove, or simplify. The
FAA also requested the public provide any specific suggestions
where rules could be developed as performance-based rather than
prescriptive, and any specific plain language that might be used,
and provide suggested language on how those rules should be
written. The FAA will review the issues addressed by the commenters
against its regulatory agenda and rulemaking program efforts and
adjust its regulatory priorities consistent with its statutory
responsibilities. At the end of this process, the FAA will publish
a summary and general disposition of comments and indicate, where
appropriate, how it will adjust its regulatory priorities.
Part III-- List of Pending Section 610 Reviews
The Agenda identifies the pending DOT Section 610 Reviews by
inserting (Section 610 Review) after the title for the specific
entry. For further information on the pending reviews, see the
agenda entries at www.reginfo.gov. For example, to obtain a list of
all entries that are Section 610 Reviews under the Regulatory
Flexibility Act, a user would select the desired responses on the
search screen (by selecting ``advanced search'') and, in effect,
generate the desired ``index'' of reviews.
OFFICE OF THE SECRETARY
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 49 CFR parts 91 through 99 and 14 CFR parts 200 through 212............. 2008 2009
2 48 CFR parts 1201 through 1253 and new parts and subparts............... 2009 2010
3 14 CFR parts 213 through 232............................................ 2010 2011
4 14 CFR parts 234 through 254............................................ 2011 2012
5 14 CFR parts 255 through 298 and 49 CFR part 40......................... 2012 2013
6 14 CFR parts 300 through 373............................................ 2013 2014
7 14 CFR parts 374 through 398............................................ 2014 2015
8 14 CFR part 399 and 49 CFR parts 1 through 11........................... 2015 2016
9 49 CFR parts 17 through 28.............................................. 2016 2017
10 49 CFR parts 29 through 39 and parts 41 through 89...................... 2017 2018
----------------------------------------------------------------------------------------------------------------
Year 1 (fall 2008) List of rules with ongoing analysis
49 CFR part 91 - International Air Transportation Fair Competitive
Practices
49 CFR part 92 - Recovering Debts to the United States by Salary Offset
49 CFR part 93 - Aircraft Allocation
49 CFR part 95 - Advisory Committees
49 CFR part 98 - Enforcement of Restrictions on Post-Employment
Activities
49 CFR part 99 - Employee Responsibilities and Conduct
14 CFR part 200 - Definitions and Instructions
14 CFR part 201 - Air carrier authority under subtitle VII of title 49
of the United States Code [Amended]
14 CFR part 203 - Waiver of Warsaw Convention liability limits and
defenses
14 CFR part 204 - Data to support fitness determinations
14 CFR part 205 - Aircraft accident liability insurance
14 CFR part 206 - Certificates of public convenience and necessity:
Special authorizations and exemptions
14 CFR part 207 - Charter trips by U.S. scheduled air carriers
14 CFR part 208 - Charter trips by U.S. charter air carriers
14 CFR part 211 - Applications for permits to foreign air carriers
14 CFR part 212 - Charter rules for U.S. and foreign direct air
carriers
Year 2 (fall 2009) List of rules that will be analyzed during the next
year
48 CFR part 1201 - Federal acquisition regulations system
[[Page 21844]]
48 CFR part 1202 - Definitions of words and terms
48 CFR part 1203 - Improper business practices and personal conflicts
of interest
48 CFR part 1204 - Administrative matters
48 CFR part 1205 - Publicizing contract actions
48 CFR part 1206 - Competition requirements
48 CFR part 1207 - Acquisition planning
48 CFR part 1211 - Describing agency needs
48 CFR part 1213 - Simplified acquisition procedures
48 CFR part 1214 - Sealed bidding
48 CFR part 1215 - Contracting by negotiation
48 CFR part 1216 - Types of contracts
48 CFR part 1217 - Special contracting methods
48 CFR part 1219 - Small business programs
48 CFR part 1222 - Application of labor laws to government acquisitions
48 CFR part 1223 - Environment, energy and water efficiency, renewable
energy technologies, occupational safety, and drug-free workplace
48 CFR part 1224 - Protection of privacy and freedom of information
48 CFR part 1227 - Patents, data, and copyrights
48 CFR part 1228 - Bonds and insurance
48 CFR part 1231 - Contract cost principles and procedures
48 CFR part 1232 - Contract financing
48 CFR part 1233 - Protests, disputes, and appeals
48 CFR part 1234 - [Reserved]
48 CFR part 1235 - Research and development contracting
48 CFR part 1236 - Construction and architect-engineer contracts
48 CFR part 1237 - Service contracting
48 CFR part 1239 - Acquisition of information technology
48 CFR part 1242 - Contract administration and audit services
48 CFR part 1245 - Government property
48 CFR part 1246 - Quality assurance
48 CFR part 1247 - Transportation
48 CFR part 1252 - Solicitation provisions and contract clauses
48 CFR part 1253 - Forms
FEDERAL AVIATION ADMINISTRATION
SECTION 610 REVIEW PLAN
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 14 CFR parts 119 through 129 and parts 150 through 156.................. 2008 2009
2 14 CFR parts 133 through 139 and parts 157 through 169.................. 2009 2010
3 14 CFR parts 141 through 147 and parts 170 through 187.................. 2010 2011
4 14 CFR parts 189 through 198 and parts 1 through 16..................... 2011 2012
5 14 CFR parts 17 through 33.............................................. 2012 2013
6 14 CFR parts 34 through 39 and parts 400 through 405.................... 2013 2014
7 14 CFR parts 43 through 49 and parts 406 through 415.................... 2014 2015
8 14 CFR parts 60 through 77.............................................. 2015 2016
9 14 CFR parts 91 through 105............................................. 2016 2017
10 14 CFR parts 417 through 460............................................ 2017 2018
----------------------------------------------------------------------------------------------------------------
The FAA has elected to use the two-step, 2-year process used by most
DOT modes in past plans. As such, the FAA has divided its rules into 10
groups as displayed in the table below. During the first year (the
``analysis year''), all rules published during the previous 10 years
within a 10 percent block of the regulations will be analyzed to
identify those with a SEIOSNOSE. During the second year (the ``review
year''), each rule identified in the analysis year as having a
SEIOSNOSE will be reviewed in accordance with section 610(b) to
determine if it should be continued without change or changed to
minimize impact on small entities. Results of those reviews will be
published in the DOT semiannual regulatory agenda.
Tri-Annual Review Plan
The FAA, in addition to reviewing its rules in accordance with the
Section 610 Review Plan, has established a tri-annual process to comply
with the review requirements of the Department's Regulatory Policies
and Procedures, Executive Order 12866, and Plain Language Review Plan.
Our latest review notice was published November 15, 2007 (72 FR 64170).
In that notice, we requested comments from the public to identify those
regulations currently in effect that we should amend, remove, or
simplify. We also requested the public provide any specific suggestions
[[Page 21845]]
where rules could be developed as performance-based rather than
prescriptive, and any specific plain language that might be used, and
provide suggested language on how those rules should be written. The
FAA will review the issues addressed by the commenters against its
regulatory agenda and rulemaking program efforts and adjust its
regulatory priorities consistent with its statutory responsibilities.
At the end of this process, the FAA will publish a summary and general
disposition of comments and indicate, where appropriate, how we will
adjust our regulatory priorities.
Year 1 (2008) List of rules analyzed and summary of results
14 CFR part 119 - Certification: Air Carriers and Commercial Operators
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 121 - Operating Requirements: Domestic, Flag, and
Supplemental Operations
Section 610: The Agency conducted a Section 610 Review of this
part and found six amendments that could have a SEIOSNOSE.
Amendment No. 121-216
Amendment No. 121-216 removed the requirement that windshear flight
guidance equipment be installed on older airplanes; amended the
provision allowing for an extended compliance period based on an
approved airplane retrofit schedule; and provided for acceptance of
alternative airplane equipment in the form of an approved airborne
windshear detection and avoidance system (predictive systems). The
final rule allowed certificate holders to install windshear equipment
in coordination with the installation of traffic alert and collision
avoidance system (TCAS II) equipment, thereby reducing the prospect
that carriers would have to divert critical maintenance resources from
other safety programs.
Original FAA finding: This amendment primarily was in response to an
Air Transport Association (ATA) petition to the FAA, dated June 1,
1989, to amend the windshear rule to exclude certain older airplanes
from the flight guidance systems requirements and to extend the
compliance date. The FAA determined that ATA's petition had merit and
issued amendment No. 121-216. In doing so, the FAA found that there
would be a significant beneficial economic impact on a substantial
number of small nonscheduled part 121 certificate holders due to the
cost relief from not having to install the equipment on certain older
aircraft.
Finding of this 5 U.S.C. section 610 analysis and review: The benefits
to small entities of amendment No. 121-216 have probably diminished
over time. However, the original FAA finding of a positive SEIOSNOSE
should still stand.
Amendment No. 121-269
Amendment No. 121-269 upgraded the fire safety standards for cargo or
baggage compartments in certain transport category airplanes by
eliminating Class D compartments as an option for future type
certification.
Original FAA finding: The FAA found that this amendment would have a
SEIOSNOSE. The FAA conducted an exhaustive analysis of potential
alternatives to seek possible ways of mitigating the burden on small
entities and still provide an equivalent level of safety. In its
analysis, the Agency considered several alternatives that ranged from
relatively low-cost, purely preventive approaches (e.g., banning
certain types of material from air transport), to mitigating approaches
such as: (1) Retrofit of detection systems only; (2) a requirement for
detection systems on newly manufactured aircraft only; (3) a
requirement for detection and/or suppression systems for extended over
water operations only; (4) retrofit of detection and suppression
systems; (5) a requirement for detection and suppression systems on
newly manufactured aircraft only; and (6) logical combinations of these
alternatives.
Finding of this 5 U.S.C. section 610 analysis and review: During the
comment period, the FAA did not receive any comments that indicated
that the amendment would place small part 121 operators at a
competitive disadvantage relative to large part 121 operators or that
there were alternatives that could provide the same level of safety
benefit at reduced costs to small operators. Moreover, no analysis was
submitted that indicated that fire safety risks for small part 121
carriers differed from those large part 121 carriers. Therefore, even
though this amendment did have a SEIOSNOSE, it was necessary in order
to achieve the level of safety sought by this rule action.
Amendment No. 121-282
Amendment No. 121-282 required design approval holders of certain
turbine-powered transport category airplanes, and of any subsequent
modifications to these airplanes, to substantiate that the design of
the fuel tank system precluded the existence of ignition sources within
the airplane fuel tanks. It also required developing and implementing
maintenance and inspection instructions to assure the safety of the
fuel tank system. For new type designs, this amendment also required
demonstrating that ignition sources could not be present in fuel tanks
when failure conditions were considered, identifying any safety-
critical maintenance actions, and incorporating a means either to
minimize development of flammable vapors in fuel tanks or to prevent
catastrophic damage if ignition did occur.
Original FAA finding: The FAA determined that this amendment would have
a SEIOSNOSE. The FAA identified 143 air carriers that would be impacted
by this amendment. Of the 143 impacted air carriers, 107 were small
airlines.
Finding of this 5 U.S.C. section 610 analysis and review: In order to
mitigate the costs to the extent possible without reducing the
effectiveness of the amendment, the FAA extended operator compliance
time from 18 months to 36 months. In addition, the Agency determined
that fewer fuel tank re-inspections would be needed than originally
estimated in the NPRM. The net result of these modifications was to
reduce the overall cost impact from $172.2 million to $126.6 million
(in 2000 dollars), a 26.4 percent reduction. The FAA was not able to
identify any other alternatives that could reduce the cost impact to
small entities and still achieve the desired safety results. A review
of the petition for exemption history revealed that no relief was
sought from this amendment since its issuance.
[[Page 21846]]
Amendment No. 121-284
Amendment No. 121-284 (67 FR 72726) required airplanes operated under
part 121 to undergo inspections and records reviews by the
Administrator or a designated representative after their 14th year in
service and at specified intervals thereafter. This amendment also
prohibited operation of those airplanes after specified deadlines
unless damage-tolerance-based inspections and procedures were included
in their maintenance or inspection programs. This amendment represented
a critical step toward compliance with the Aging Aircraft Safety Act of
1991.
Original FAA finding: The FAA conducted a full regulatory flexibility
analysis to assess the impact of this amendment on small entities. The
FAA determined that 58 small part 121 carriers would be impacted by
this amendment. Two of these were estimated to incur annualized costs
greater than 1 percent of annual revenues. A step the FAA took to
significantly lower compliance costs on the carriers, including small
entities, was to lengthen the time period between required inspections
from 5 years to 7 years. This longer period was expected to lower
compliance costs to operators by enabling them to schedule the required
inspections during heavy maintenance checks. To further assist carriers
in complying with the requirements, the FAA also issued an advisory
circular to provide guidance for complying with a damage-tolerance
supplemental structural inspections program (DT-SSIP).
Finding of this 5 U.S.C. section 610 analysis and review: A review of
the petition for exemption records indicated that no one sought relief
from these requirements since they were implemented. The FAA took
actions to minimize the costs on small entities to the extent that it
thought was possible and still meet the objectives of the Aging
Aircraft Safety Act. Based on the comments it received in response to
this interim final rule, the FAA took further steps in amendment No.
121-284 (70 FR 5517).
Amendment No. 121-297
Amendment No. 121-297 introduced airplane weight and performance
characteristics as the basis for collision avoidance system
requirements to capture cargo airplanes weighing more than 33,000
pounds maximum certificated takeoff weight (MCTOW). This action was
mandated by the Wendell H. Ford Aviation Investment and Reform Act
(AIR-21), enacted April 5, 2000, to take measures to reduce the risk
and collateral damage of a mid-air collision involving a cargo
airplane.
Original FAA finding: The FAA found that this amendment would have a
SEIOSNOSE. The FAA identified 24 all cargo turbine-powered fleet
operators who would be impacted by this amendment. Eleven, or roughly
46 percent, of these operators were determined to be significantly
impacted. The FAA identified seven all cargo piston-powered operators
who would be impacted by this amendment. Six, or 86 percent, of these
operators were determined to be significantly impacted. The Agency
believed that a compliance cost of 2 percent or less of a firm's
revenue was affordable. The costs to these firms exceeded this level.
Due to the congressional mandate, the FAA was limited in what actions
it could take to mitigate the impact on small entities. The Agency was
able, however, to reduce the TCAS requirement from TCAS II to TCAS I
for piston-powered airplanes to mitigate some of the costs to operators
of those airplanes. It also eliminated the requirement for TCAS I in
turbine-powered airplanes of less than 33,000 pounds maximum
certificated takeoff weight. Finally, the FAA set the rule's compliance
date at the latest date allowed by the congressional mandate. Taken
together, these measures were viewed as the upper level of the extent
to which the FAA could mitigate cost impacts on small entities and
still achieve the goals of the legislation.
Finding of this 5 U.S.C. section 610 analysis and review: Between April
2003 and January 2005, the FAA received five petitions from small
entities for exemption from the TCAS requirements of this amendment.
Two of these exemptions were denied because they sought relief strictly
on the basis of economic impact and did not differ in any material way
from other similar requests that had been denied in the past for
airplanes involved in non-cargo operations. Three exemptions were
granted because they were found to be necessary to ensure that needed
services in Alaska would not be disrupted and doing so would not
adversely impact safety. The original FAA finding of a SEIOSNOSE held
true but should be fully diminished as the compliance date is 4 years
past.
Amendment No. 121-340
Amendment No. 121-340 established a performance-based set of
requirements that set acceptable flammability exposure values in tanks
most prone to explosion or required the installation of an ignition
mitigation means in an affected fuel tank.
Original FAA finding: The FAA determined that this amendment would have
a SEIOSNOSE. The FAA identified 14 small air carriers that would be
affected. Of these 14, 3 were found to be affected significantly. This
determination was based on whether or not the cost to the carrier was
equal to or exceeded 2 percent of its revenue. Three carriers met this
criterion. The FAA considered several alternative approaches to this
amendment to ease the burden on small carriers. The Agency concluded
that this amendment provided the best balance of cost and benefits for
the United States society. The FAA argued, further, that the risk is
largely the same, regardless of whether the plane was flown by a large
or small entity.
Finding of this 5 U.S.C. section 610 analysis and review: This
amendment still has a SEIOSNOSE. The FAA will need to make a
determination regarding the continued need for this regulation.
14 CFR part 125 - Certification and Operations: Airplanes Having a
Seating Capacity of 20 or More Passengers or a Maximum Payload Capacity
of 6,000 Pounds or More; and Rules Governing Persons on Board Such
Aircraft
Section 610: The Agency conducted a Section 610 Review of this
part and found part 125 itself and five amendments that could have a
SEIOSNOSE.
[[Page 21847]]
Part 125
Part 125 provides a single set of certification and operation rules for
U.S.-registered airplanes, which have a seating capacity of 20 or more
passengers or a maximum payload capacity of 6,000 pounds or more when
used in any non-common (private) carriage operation.
Original FAA finding: The economic impacts of part 125 were estimated
and documented by a study conducted by the Aerospace Corporation during
December 1978 and January 1979 and reflected data available at that
time. While their study did not specifically address the economic
impact on small entities, their estimate of $88.28 million in first
year total costs (in 1979 dollars, $222.2 million in current dollars),
and $20.45 million in recurring annual costs (in 1979 dollars, $51.12
million in current dollars), it can reasonably be concluded that this
rule did have a SEIOSNOSE.
Finding of this 5 U.S.C. section 610 analysis and review: A review of
petitions for exemption from part 125 revealed that relief was
generally sought from safety requirements such as collision avoidance
systems. The FAA denied these requests because petitioners were never
able to provide convincing arguments for why it would be in the public
interest to grant them the requested relief. There was no evidence in
the record to suggest that part 125 continues to have a SEIOSNOSE.
Amendment No. 125-10
Amendment No. 125-10 required digital flight data recorders and cockpit
voice recorders (CVRs) to be installed in a broad category of airplanes
and rotorcraft operated by air carriers and commuters, as well as, in
selected aircraft operated in general aviation.
Original FAA finding: The FAA determined that this amendment could have
aSEIOSNOSE. In order to mitigate the cost to some extent, the FAA
modified its proposal to extend the compliance period from 2 years to 3
years. Given that this rule action was in response to a congressional
mandate, the Agency was constrained to take sufficient action to ensure
the NTSB had available data in needed for accident investigation
purposes if acquiring that data was technologically feasible.
Finding of this 5 U.S.C. section 610 analysis and review: Since this
rulemaking was promulgated over 20 years ago, the cost impact has
diminished substantially and has approached if not reached a negligible
level. This analysis concludes that there is no longer a SEIOSNOSE as a
result of this amendment.
Amendment No. 125-11
This amendment required the installation and use of a Traffic Alert and
Collision Avoidance System (TCAS) in large transport-type airplanes and
certain turbine-powered smaller airplanes. The Airport and Airway
Safety and Capacity Expansion Act of 1987 directed the FAA to require
the installation and operation of TCAS in commercial aircraft flying in
the United States.
Original FAA finding: The FAA found that this amendment would have a
SEIOSNOSE.
Finding of this 5 U.S.C. section 610 analysis and review: The FAA
estimated the average total cost impact of this amendment on part 125
operators at $96,000 in 1989 dollars ($151,000 in current dollars)
annualized over the period of 1989 to 2003. The FAA concluded, however,
that there were no viable alternatives for small air carriers to adopt
that would reduce the cost of compliance and still achieve the levels
of protection sought by this amendment. This amendment implemented a
congressional mandate, thereby limiting the discretion the Agency had
and still has in mitigating the burden on small entities. Moreover, a
review of the petition for exemption records indicates that the Agency
has been consistent in denying requests for relief from this
requirement on safety grounds. This analysis finds, therefore, that a
SEIOSNOSE may still exist and the FAA will need to make a determination
regarding the continued need for this regulation.
Amendment No. 125-36
Amendment No. 125-36 was part of a larger action that required design
approval holders of certain turbine-powered transport category
airplanes, and any subsequent modifications to these airplanes, to
substantiate that the design of the fuel tank system precluded the
existence of ignition sources within the airplane fuel tanks. It also
required developing and implementing maintenance and inspection
instructions to assure the safety of the fuel tank system. For new type
designs, this amendment also required demonstrating that ignition
sources could not be present in fuel tanks when failure conditions were
considered, identifying any safety-critical maintenance actions, and
incorporating a means either to minimize development of flammable
vapors in fuel tanks or to prevent catastrophic damage if ignition did
occur.
Original FAA finding: The FAA determined that this amendment would have
aSEIOSNOSE. The FAA identified 143 carriers that would be impacted by
this amendment. Of the 143 impacted air carriers, 107 were small
airlines.
Finding of this 5 U.S.C. section 610 analysis and review: In order to
mitigate the costs to the extent possible without reducing the
effectiveness of the amendment, the FAA extended operator compliance
time from 18 months to 36 months. In addition, the Agency determined
that fewer fuel tank re-inspections would be needed than originally
estimated in the NPRM. The net result of these modifications was to
reduce the overall cost impact from $172.2 million to $126.6 million
(in 2000 dollars), a 26.4 percent reduction. The FAA was not able to
identify any other alternatives that could reduce the cost impact to
small entities and still achieve the desired safety results. A review
of the petition for exemption history revealed that no relief was
sought from this amendment since its issuance.
Amendment No. 125-41
Amendment No. 125-41 was part of a larger rulemaking action that
introduced airplane weight and performance characteristics as the basis
for collision avoidance system requirements to capture cargo airplanes
weighing more
[[Page 21848]]
than 33,000 pounds maximum certificated takeoff weight (MCTOW). This
action was mandated by the Wendell H. Ford Aviation Investment and
Reform Act (AIR-21) enacted April 5, 2000, to take measures to reduce
the risk and collateral damage of a mid-air collision involving a cargo
airplane.
Original FAA finding: The FAA found that this amendment would have a
SEIOSNOSE. The FAA identified 24 all-cargo turbine-powered fleet
operators who would be impacted by this amendment. Eleven, or roughly
46 percent, of these operators were determined to be significantly
impacted. The FAA identified seven all-cargo, piston-powered operators
who would be impacted by this amendment. Six, or 86 percent, of these
operators were determined to be significantly impacted. The Agency
believed that a compliance cost of 2 percent or less of a firm's
revenue was affordable. The costs to these firms exceeded that level.
Due to the congressional mandate, the FAA was limited in what actions
it could take to mitigate some of the costs to operators of those
airplanes. It also eliminated the requirement for TCAS I in turbine-
powered airplanes of less than 33,000 pounds maximum certificated
takeoff-weight. Finally, the FAA set the rule's compliance date at the
latest date allowed by the congressional mandate. Taken together, these
measures were viewed as the upper level of the extent to which the FAA
could mitigate cost impacts on small entities and still achieve the
goals of the legislation.
Finding of this 5 U.S.C. section 610 analysis and review: Between April
2003 and January 2005, the FAA received five petitions from small
entities for exemption from the TCAS requirements of this amendment.
Two of these exemptions were denied because they sought relief strictly
on the basis of economic impact and did not differ in any material way
from other similar requests that had been denied in the past for
airplanes involved in non-cargo operations. Three exemptions were
granted because they were found to be necessary to ensure that needed
services in Alaska would not be disrupted and doing so would not
adversely impact safety. The original FAA finding of a SEIOSNOSE holds
true but should be fully diminished as the compliance date is 4 years
past.
Amendment No. 125-55
Amendment No. 125-55 established a performance-based set of
requirements that set acceptable flammability exposure values in tanks
most prone to explosion or required the installation of an ignition
mitigation means in an affected fuel tank.
Original FAA finding: The FAA determined that this amendment would have
a SEIOSNOSE. The FAA identified 14 small air carriers that would be
affected. Of these 14, three were found to be affected significantly.
This determination was based on whether or not the cost to the carrier
was equal to or exceeded 2 percent of its revenue. Three carriers met
this criterion. The FAA considered several alternative approaches to
this amendment to ease the burden on small carriers. The Agency
concluded that this amendment provided the best balance of cost and
benefits for the United States society. The FAA argued, further, that
the risk is largely the same, regardless of whether the plane was flown
by a large or small entity.
Finding of this 5 U.S.C. section 610 analysis and review: This
amendment still has a SEIOSNOSE. The FAA will need to make a
determination regarding the continued need for this regulation.
14 CFR part 129 - Operations: foreign air carriers and foreign
operators of U.S.-registered aircraft engaged in common carriage
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE because this part does
not impact domestic entities
14 CFR part 150 - Airport noise compatibility planning
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 151 - Federal aid to airports
Section 610: The Agency conducted a Section 610 Review of this
part and found there have not been any amendments to part 151 since the
Regulatory Flexibility Act was enacted.
14 CFR part 152 - Airport aid program
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 153 - Airport operations
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 155 - Release of airport property from surplus property
disposal restrictions
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 156 - State block grant pilot program
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
Year 2 (2009) List of rules analyzed and summary of results
14 CFR part 133 - Rotorcraft external-load operations
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 135 - Operating requirements: Commuter and on demand
operations and rules governing persons on board such aircraft
Section 610: The Agency conducted a Section 610 Review of this
part and found three amendments that could have a SEIOSNOSE.
Amendment No. 135-42
Amendment No. 135-42 revised the operating rules for air taxi and
commercial operators by requiring that all turbine-powered (rather than
just turbojet) airplanes with 10 or more seats be equipped with an
approved ground proximity warning system.
Original FAA finding: The FAA certified that this amendment may have a
SEIOSNOSE because the annual cost that would be imposed on small part
135 operators to install a ground proximity warning system on turbine-
powered
[[Page 21849]]
airplanes would exceed the significant impact criteria in place when
the rule was promulgated. The FAA concluded after analysis, however,
that there were no viable alternatives to the provisions of the
amendment and issued the rule in final.
Finding of this 5 U.S.C. section 610 analysis and review: Between the
period of January 2003 and December 2008, the period beyond the
analysis period of this final rule, there were no cases of affected
parties seeking relief from the provisions of the amendment. The
original finding of a possible SEIOSNOSE should be fully diminished, as
the compliance date was 16 years ago.
Amendment No. 135-66 (61 FR 69302)
Amendment No. 135-66 (61 FR 69302) was one part of an overall strategy
to further reduce the impact of aircraft noise on the park environment
and to assist the National Park Service in achieving its statutory
mandate to provide the substantial restoration of natural quiet and
experience in Grand Canyon National Park (GCNP).
Original FAA finding: The FAA found that this amendment would have a
SEIOSNOSE. This amendment affected commercial sightseeing operators
conducting flight over the GCNP under part 135. This amendment was
unique in that most of the economic impact fell upon small businesses.
Finding of this 5 U.S.C. section 610 analysis and review: Consistent
with the spirit and intent of the RFA, the FAA chose a regulatory
alternative that tailored most requirements to the size of the firm. In
doing so, the Agency believed that the regulatory requirements in this
amendment provided the least burdensome way for small entities to
accomplish the goals of the final rule-restore natural quiet and
preserve the opportunity for the public to enjoy air tours at the GCNP.
In addition, the FAA proposed to take further action that would phase
out noisier aircraft from air tour service prior to the 2008 deadline
imposed by the statute.
Amendment No. 135-107
Amendment No. 135-107 set safety and oversight rules for a broad
variety of sightseeing and commercial air tour flights. The intended
effect of this amendment was to standardize requirements for air tour
operators and consolidate air tour safety standards within part 135.
Original FAA finding: The FAA determined that there would be a
SEIOSNOSE. The FAA estimated that part 135 commercial air tour
operators would incur 82 percent of the costs of the rule. The FAA
noted that helicopter operators would incur much higher costs than
airplane operators due to the requirement to equip their aircraft with
floats if they conducted operations over water and to the requirement
to prepare helicopter performance plans. The FAA believed, however,
that the only way to accomplish the commercial air tour safety needs
for helicopter operations was to impose the higher standards on those
entities.
Finding of this 5 U.S.C. section 610 analysis and review: A review of
the petition for exemption and petition for rulemaking records since
this amendment was issued found that no entities sought relief from the
float equipage requirement. The cost impacts from the original
estimates remain valid. However, absent requests for relief from the
regulated community, the notion espoused by the FAA that a number of
options were available to operators to avoid or minimize the costs, may
have merit. The FAA noted, for example, that some operators may alter
their air tour routes to avoid the compliance costs. The Agency added
that others may elect to only equip part of their fleet to ensure the
affordability to their business. This analysis concludes that there
continues to be a SEIOSNOSE, but there is no evidence to suggest that
small businesses are suffering a hardship.
14 CFR part 136 - Commercial air tours and national parks air tour
management
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 137 - Agricultural aircraft operations
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 139 - Certification of airports
Section 610: The Agency conducted a Section 610 Review of this
part and found one amendment with a SEIOSNOSE.
Amendment No. 139-94
Amendment No. 139-94 established certification requirements for
airports serving scheduled air carrier operations in aircraft designed
for more than 9 passenger seats but less than 31 passenger seats.
Original FAA finding: The FAA determined that this amendment would have
a SEIOSNOSE. The FAA stated that under SBA's definition of a ``small''
public entity, there were more than 200 small entity airports that
would be affected by this rule action. For each small entity, the FAA
estimated the average initial hours required to set up a recordkeeping
system, as mandated by this amendment, would be 70 hours and expected a
continuing paperwork requirement of about 90 hours annually. Having
sought possible alternatives to mitigate the costs on small entities,
the FAA, in consultation with industry, concluded that there existed a
need to require at least some minimum level of both risk reduction and
accident mitigation measures at airports during operations of smaller
air carrier airplanes. The FAA believed that the chosen alternative was
the only one that was relatively affordable and would achieve the
safety objectives of the rule. The Agency recognized the need, however,
to provide some flexibility in the implementation of certain safety
measures at airports with infrequent air carrier service or where local
resources were severely limited. The FAA added that other measures at
its disposal to mitigate impacts on small airport operators included
its authority to permit alternative means of compliance to accommodate
local conditions and the use of its statutory authority to grant
exemptions from part 139 requirements, as appropriate. Other methods
the FAA identified as ways small entity airports could mitigate the
economic impact of this amendment included Airport Improvement Program
(AIP) funding, which was available for certain capital expenditures
that could be required by this amendment. Examples of these
requirements were firefighting equipment, airport marking, and signs.
Another potential source
[[Page 21850]]
of revenue to assist small airports in meeting the regulatory
requirements of this amendment was the Essential Air Service (EAS)
Program. The FAA believed that, ultimately, most of the costs of these
amendments would be borne by the Federal Government through increased
subsidies.
Finding of this 5 U.S.C. section 610 analysis and review: The original
funding still holds true. The flexibility that the FAA afforded airport
operators in meeting the requirements of this amendment, combined with
numerous avenues for funding support that were and still are available
to airport operators, substantially mitigate the impact of this
amendment on small entities.
14 CFR part 157 - Notice of construction, alteration, activation, and
deactivation of airports
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 158 - Passenger facility charges (PFCs)
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 161 - Notice and approval of airport noise and access
restrictions
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
14 CFR part 169 - Expenditure of Federal funds for nonmilitary airports
or air navigation facilities thereon
Section 610: The Agency conducted a Section 610 Review of this
part and found no amendments with a SEIOSNOSE.
FEDERAL HIGHWAY ADMINISTRATION
SECTION 610 AND OTHER REVIEWS
----------------------------------------------------------------------------------------------------------------
Analysis
Year Regulations To Be Reviewed Year Review Year
----------------------------------------------------------------------------------------------------------------
1 None.................................................................... 2008 2009
2 23 CFR parts 1 through 260.............................................. 2009 2010
3 23 CFR parts 420 through 470............................................ 2010 2011
4 23 CFR part 500......................................................... 2011 2012
5 23 CFR parts 620 through 637............................................ 2012 2013
6 23 CFR parts 645 through 669............................................ 2013 2014
7 23 CFR parts 710 through 924............................................ 2014 2015
8 23 CFR parts 940 through 973............................................ 2015 2016
9 23 CFR parts 1200 through 1252.......................................... 2016 2017
10 New parts and subparts.................................................. 2017 2018
----------------------------------------------------------------------------------------------------------------
Federal-Aid Highway Program
The FHWA has adopted regulations in title 23 of the CFR, chapter I,
related to the Federal-Aid Highway Program. These regulations implement
and carry out the provisions of Federal law relating to the
administration of Federal aid for highways. The primary law authorizing
Federal aid for highways is chapter I of title 23 of the U.S.C. Section
145 of title 23 expressly provides for a federally assisted State
program. For this reason, the regulations adopted by the FHWA in title
23 of the CFR primarily relate to the requirements that States must
meet to receive Federal funds for the construction and other work
related to highways. Because the regulations in title 23 primarily
relate to States, which are not defined as small entities under the
Regulatory Flexibility Act, the FHWA believes that its regulations in
title 23 do not have a significant economic impact on a substantial
number of small entities. The FHWA solicits public comment on th