Inland Navigation Rules, 19544-19555 [2010-8532]
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Federal Register / Vol. 75, No. 72 / Thursday, April 15, 2010 / Rules and Regulations
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199 ................................................................
Issued in Washington, DC, on this 6th day
of April 2010.
Vincent K. Snowbarger,
Acting Director, Pension Benefit Guaranty
Corporation.
[FR Doc. 2010–8680 Filed 4–14–10; 8:45 am]
BILLING CODE 7709–01–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 83
Internet by going to https://
www.regulations.gov, inserting USCG–
2009–0948 in the ‘‘Keyword’’ box, and
then clicking ‘‘Search.’’
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, call or
e-mail Lieutenant Scott Medeiros, Office
of Vessel Activities (CG–54133),
telephone (202) 372–1565, e-mail
Scott.R.Medeiros@uscg.mil. If you have
questions on viewing the docket, call
Renee V. Wright, Program Manager,
Docket Operations, telephone (202)
366–9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
RIN 1625–AB43
I. Abbreviations
II. Basis and Purpose
III. Discussion of Rule
IV. Regulatory Analyses
A. Administrative Procedure Act
B. Regulatory Planning and Review
(Executive Order 12866)
C. Small Entities
D. Assistance for Small Entities
E. Collection of Information
F. Federalism
G. Unfunded Mandates Reform Act
H. Taking of Private Property
I. Civil Justice Reform
J. Protection of Children
K. Indian Tribal Governments
L. Energy Effects
M. Technical Standards
N. Environment
Coast Guard, DHS.
Final rule.
AGENCY:
ACTION:
SUMMARY: By this final rule, the Coast
Guard is placing the Inland Navigation
Rules into the Code of Federal
Regulations. This move is in accordance
with the Coast Guard and Maritime
Transportation Act of 2004, which
repeals the Inland Navigation Rules as
of the effective date of these regulations.
Future updates of the Inland Navigation
Rules will be accomplished through
rulemaking rather than legislation.
DATES: This final rule is effective May
17, 2010.
ADDRESSES: Documents mentioned in
this preamble as being available in the
docket are part of docket USCG–2009–
0948 and are available for inspection or
copying at the Docket Management
Facility (M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
You may also find this docket on the
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[Docket No. USCG–2009–0948]
Inland Navigation Rules
Deferred annuities
(percent)
I. Abbreviations
DHS Department of Homeland Security
CFR Code of Federal Regulations
NPRM Notice of proposed rulemaking
U.S.C. United States Code
II. Basis and Purpose
In section 303 of the Coast Guard and
Maritime Transportation Authorization
Act of 2004 (Pub. L. 108–293), Congress
repealed Section 2 of the Inland
Navigation Rules Act of 1980, found in
sections 2001–2038 of Title 33 of the
United States Code. These sections
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Annex I: Positioning and technical details of lights and shapes.
Annex II: Additional signals for fishing vessels fishing in close proximity.
Annex III: Technical details of sound and signal appliances.
Annex IV: Distress signals.
Annex V: Pilot rules.
Inland navigation rules: Implementing rules.
Inland rules: Interpretive rules.
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contain requirements for all vessels
navigating on U.S. inland waters and
include rules for:
• Navigation lights;
• Day shapes;
• Whistle signals;
• Conduct of vessels in restricted
visibility; and
• Conduct of vessels in sight of each
other.
These regulations are commonly
known as the ‘‘inland rules of the road.’’
Congress also amended Section 3 of
the Inland Navigation Rules Act of 1980
to grant the Secretary of Homeland
Security authority to issue inland
navigation regulations. In doing so,
Congress specified that repeal of Section
2 (the inland navigation rules then in
effect) would not be effective until the
effective date of regulations for the
inland navigation rules. This guaranteed
there would be no gap in application of
the inland navigation rules between
being removed from the United States
Code and being added to the Code of
Federal Regulations (CFR).
The Secretary of Homeland Security
has delegated authority to develop and
enforce navigation safety regulations to
the Commandant of the Coast Guard
through Department of Homeland
Security Delegation 0170.1, Delegation
to the Commandant of the Coast Guard.
The Coast Guard has decided to use the
authority granted by Congress and
delegated by the Secretary to move the
inland navigation rules to a new Part 83
of Title 33, Code of Federal Regulations.
This is the most logical place for the
inland navigation rules, as 33 CFR parts
84 through 90 also contain requirements
for inland navigation rules as shown in
table 1. Moving the main body of the
inland navigation rules to a new part 83
is consistent with the intent of Congress
and puts all of the inland navigation
rules in one place in the Code of Federal
Regulations.
TABLE 1—EXISTING INLAND NAVIGATION RULES IN 33 CFR
33
33
33
33
33
33
33
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In addition to having all of the inland
navigation rules in one location, moving
the inland navigation rules from the
United States Code to the CFR will
make it easier for the Coast Guard to
update or revise the rules, and improve
the public’s opportunity for input
regarding changes to the rules. Future
updates to the inland navigation rules
will be accomplished through
rulemaking rather than legislation, and
interested persons will be able to
participate as required by law through
the notice and comment process.
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III. Discussion of Rule
Through this final rule, the Coast
Guard moves the inland navigation
rules in their entirety from 33 U.S.C.
2001–2038 to new 33 CFR part 83,
Inland Navigation Rules.
Although the substance of the Inland
Navigation Rules has not changed, a
number of conforming changes were
made to maintain clarity in the Final
Rule:
The subparagraphs of each rule were
renumbered as necessary to conform to
the CFR standard paragraph structure.
To conform to CFR standard paragraph
structure, second-level (level ‘‘(i)’’) and
third-level (level ‘‘(1)’’) subparagraphs
were renumbered to conform to the CFR
standard (now designated as
subparagraphs ‘‘(1)’’ and ‘‘(i)’’,
respectively). For example, Rule 38
paragraph (d)(iv)(2) was renumbered to
become Rule 38 paragraph (d)(4)(ii).
In § 83.185 Exemptions (Rule 38),
paragraphs (a)–(c), references to
‘‘chapters 3, 4, and 5 of this title’’ were
changed to the names of the Acts which
were codified in the referenced chapter.
Also in § 83.185 Exemptions (Rule
38), in paragraph (d), references to ‘‘the
effective date of these Rules’’ were
changed to ‘‘the effective date of the
Inland Navigation Rules Act of 1980
(Pub. L. 96–591). This change avoids the
ambiguous term ‘‘these Rules’’ which in
the old text referred to the statute, not
the new regulations at 33 CFR part 83,
and avoids inadvertently resetting
compliance deadlines for vessels built
before the effective date of this final
rule.
Note that most of the statutes referred
to in § 83.185 Exemptions (Rule 38)
have been repealed. The Coast Guard
intends to address the necessity of
maintaining these exemptions through a
future rulemaking.
IV. Regulatory Analyses
We developed this rule after
considering numerous statutes and
executive orders related to rulemaking.
Below, we summarize our analyses
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based on 14 of these statutes or
executive orders.
A. Administrative Procedure Act
The Coast Guard did not publish a
notice of proposed rulemaking (NPRM)
for this regulation. Under 5 U.S.C.
553(b)(B), the Coast Guard finds that
good cause exists for not publishing an
NPRM.
Under the Administrative Procedure
Act (APA) ‘‘good cause’’ exception at 5
U.S.C. 553(b)(B), an agency may
dispense with notice and comment
procedures if the agency finds that
following these APA requirements
would be ‘‘impracticable, unnecessary,
or contrary to the public interest.’’ See
Jeffrey L. Lubbers, A Guide to Federal
Agency Rulemaking (4th ed.) 105–109
(2006) for a discussion of agency
findings of good cause in lieu of notice
and comment procedures.
‘‘Unnecessary’’ for the purpose of the
good cause exceptions to the
requirements of the APA, refers to ‘‘the
issuance of a minor rule in which the
public is not particularly interested.’’
United States Department of Justice,
Attorney General’s Manual on the
Administrative Procedure Act at 31
(1947). Its use should be ‘‘confined to
those situations in which the
administrative rule is a routine
determination, insignificant in nature
and impact, and inconsequential to the
industry and to the public.’’ Utility Solid
Waste Activities Group v. EPA, 236 F.3d
749, 755 (DC Cir. 2001), citing South
Carolina v. Block, 558 F.Supp. 1004,
1016 (D.S.C. 1983).
This rulemaking makes no change to
the substance of the Inland Navigation
Rules; the only changes are to which
branch of the Federal government
manages the Inland Navigation Rules
(the Executive, through the Department
of Homeland Security and the U.S.
Coast Guard, instead of Congress) and
where those rules are written (the CFR
instead of the U.S.C.). There will be no
impact on the mariner or the public,
with the exception that a mariner who
seeks a change in the inland rules will
have the option of requesting a
regulatory change under 33 CFR 1.05–20
instead of being required to petition
Congress for a legislative change. The
APA’s good cause exception thus
applies to the notice and comment
requirement, as that requirement is
unnecessary for this rulemaking.
B. Regulatory Planning and Review
(Executive Order 12866)
This rule is not a significant
regulatory action under section 3(f) of
Executive Order 12866, Regulatory
Planning and Review, and does not
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require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. The Office of Management and
Budget has not reviewed it under that
Order.
By this final rule, the Coast Guard
moves the Inland Navigation Rules in
their entirety from Title 33 U.S.C. to
Title 33 CFR part 83. This final rule
contains requirements for all vessels
navigating on U.S. inland waters,
including commercial, recreational, and
government vessels. We expect no
additional costs to the public or
industry from this final rule because all
vessels that operate in the United States
are currently required by statute to
follow the inland navigation rules. This
rule will not change the current
obligations and responsibilities of
mariners.
This final rule allows the Coast Guard
to make more timely changes to the
regulations, easing the burden of
revising the rules. In this case, the Coast
Guard would use the rulemaking
process rather than seeking legislation.
C. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this rule would have a
significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
A Regulatory Flexibility Act (RFA)
analysis is not required when the
agency finds good cause that notice and
public procedure thereon are
impracticable, unnecessary, or contrary
to the public interest. The Coast Guard
determined that this rule is exempt from
notice and comment procedures
pursuant to 5 U.S.C. 553(b)(B).
Therefore, an RFA analysis is not
required for this final rule. See the
‘‘Administrative Procedure Act’’ section
of this rule for additional details on this
determination.
D. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
we offer to assist small entities in
understanding the rule so that they can
better evaluate its effects on them and
participate in the rulemaking. If the rule
will affect your small business,
organization, or governmental
jurisdiction and you have questions
concerning its provisions or options for
compliance, please consult Lieutenant
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Scott Medeiros, Office of Waterways
Management by telephone at 202–372–
1565. The Coast Guard will not retaliate
against small entities that question or
complain about this rule or any policy
or action of the Coast Guard.
Small businesses may send comments
on the actions of Federal employees
who enforce or otherwise determine
compliance with Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
E. Collection of Information
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3520).
F. Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments and
would either preempt State law or
impose a substantial direct cost of
compliance on them. We have analyzed
this rule under that Order and have
determined that it does not have
implications for federalism.
G. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or Tribal government, in the
aggregate, or by the private sector of
$100,000,000 or more (adjusted for
inflation) in any one year. Though this
rule will not result in such an
expenditure, we do discuss the effects of
this rule elsewhere in this preamble.
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H. Taking of Private Property
This rule will not cause a taking of
private property or otherwise have
taking implications under Executive
Order 12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
I. Civil Justice Reform
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of Executive
Order 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
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J. Protection of Children
We have analyzed this rule under
Executive Order 13045, Protection of
Children from Environmental Health
Risks and Safety Risks. This rule is not
an economically significant rule and
does not create an environmental risk to
health or risk to safety that may
disproportionately affect children.
K. Indian Tribal Governments
This rule does not have Tribal
implications under Executive Order
13175, Consultation and Coordination
with Indian Tribal Governments,
because it does not have a substantial
direct effect on one or more Indian
Tribes, on the relationship between the
Federal Government and Indian Tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian Tribes.
L. Energy Effects
We have analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. The Administrator of the Office
of Information and Regulatory Affairs
has not designated it as a significant
energy action. Therefore, it does not
require a Statement of Energy Effects
under Executive Order 13211.
M. Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through the Office of
Management and Budget (OMB), with
an explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This rule does not use technical
standards. Therefore, we did not
consider the use of voluntary consensus
standards.
N. Environment
We have analyzed this rule under
Department of Homeland Security
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Management Directive 023–01 and
Commandant Instruction M16475.lD,
which guide the Coast Guard in
complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have concluded that this action is one
of a category of actions which do not
individually or cumulatively have a
significant effect on the human
environment. This rule is categorically
excluded under section 2.B.2, figure 2–
1, paragraphs (34)(a) and (34)(i) of the
Instruction. This rule involves
regulations which are editorial or
procedural, such as those updating
addresses or establishing application
procedures, and also involves
regulations in aid of navigation. An
environmental analysis checklist and a
categorical exclusion determination are
available in the docket where indicated
under ADDRESSES.
List of Subjects in 33 CFR Part 83
Fishing vessels, Navigation (water),
Waterways.
■ For the reasons discussed in the
preamble, the Coast Guard adds part 83
to 33 CFR Subchapter E of Chapter I to
read as follows:
SUBCHAPTER E—INLAND NAVIGATION
RULES
PART 83—RULES
Subpart A—General
Sec.
83.01 Application (Rule 1).
83.02 Responsibility (Rule 2).
83.03 Definitions (Rule 3).
Subpart B—Steering and Sailing Rules
Conduct of Vessels in Any Condition of
Visibility
83.04 Application (Rule 4).
83.05 Look-out (Rule 5).
83.06 Safe speed (Rule 6).
83.07 Risk of collision (Rule 7).
83.08 Action to avoid collision (Rule 8).
83.09 Narrow channels (Rule 9).
83.10 Traffic separation schemes (Rule 10).
Conduct of Vessels in Sight of One Another
83.11 Application (Rule 11).
83.12 Sailing vessels (Rule 12).
83.13 Overtaking (Rule 13).
83.14 Head-on situation (Rule 14).
83.15 Crossing situation (Rule 15).
83.16 Action by give-way vessel (Rule 16).
83.17 Action by stand-on vessel (Rule 17).
83.18 Responsibilities between vessels
(Rule 18).
Conduct of Vessels in Restricted Visibility
83.19 Conduct of vessels in restricted
visibility (Rule 19).
Subpart C—Lights and Shapes
83.20 Application (Rule 20).
83.21 Definitions (Rule 21).
83.22 Visibility of lights (Rule 22).
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83.23 Power-driven vessels underway (Rule
23).
83.24 Towing and pushing (Rule 24).
83.25 Sailing vessels underway and vessels
under oars (Rule 25).
83.26 Fishing vessels (Rule 26).
83.27 Vessels not under command or
restricted in their ability to maneuver
(Rule 27).
83.28 [Reserved](Rule 28).
83.29 Pilot vessels (Rule 29).
83.30 Anchored vessels and vessels
aground (Rule 30).
83.31 Seaplanes (Rule 31).
Subpart D—Sound and Light Signals
83.32 Definitions (Rule 32).
83.33 Equipment for sound signals (Rule
33).
83.34 Maneuvering and warning signals
(Rule 34).
83.35 Sound signals in restricted visibility
(Rule 35).
83.36 Signals to attract attention (Rule 36).
83.37 Distress signals (Rule 37).
Subpart E—Exemptions
83.38 Exemptions (Rule 38).
Authority: Sec. 303, Pub. L. 108–293, 118
Stat. 1028 (33 U.S.C. 2001); Department of
Homeland Security Delegation No. 0170.1.
Subpart A—General
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§ 83.01
Application (Rule 1).
(a) United States inland waters and
Canadian waters of the Great Lakes.
These Rules apply to all vessels upon
the inland waters of the United States,
and to vessels of the United States on
the Canadian waters of the Great Lakes
to the extent that there is no conflict
with Canadian law.
(b) International Regulations.
(1) These Rules constitute special
rules made by an appropriate authority
within the meaning of Rule 1(b) of the
International Regulations.
(2) All vessels complying with the
construction and equipment
requirements of the International
Regulations are considered to be in
compliance with these Rules.
(c) Special rules. Nothing in these
Rules shall interfere with the operation
of any special rules made by the
Secretary of the Navy with respect to
additional station or signal lights and
shapes or whistle signals for ships of
war and vessels proceeding under
convoy, or by the Secretary with respect
to additional station or signal lights and
shapes for fishing vessels engaged in
fishing as a fleet. These additional
station or signal lights and shapes or
whistle signals shall, so far as possible,
be such that they cannot be mistaken for
any light, shape, or signal authorized
elsewhere under these Rules. Notice of
such special rules shall be published in
the Federal Register and, after the
effective date specified in such notice,
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they shall have effect as if they were a
part of these Rules.
(d) Traffic regulation schemes; vessel
traffic service regulations. Traffic
separation schemes may be established
for the purpose of these Rules. Vessel
traffic service regulations may be in
effect in certain areas.
(e) Alternative compliance. Whenever
the Secretary determines that a vessel or
class of vessels of special construction
or purpose cannot comply fully with the
provisions of any of these Rules with
respect to the number, position, range,
or arc of visibility of lights or shapes, as
well as to the disposition and
characteristics of sound-signaling
appliances, the vessel shall comply with
such other provisions in regard to the
number, position, range, or arc of
visibility of lights or shapes, as well as
to the disposition and characteristics of
sound-signaling appliances, as the
Secretary shall have determined to be
the closest possible compliance with
these Rules. The Secretary may issue a
certificate of alternative compliance for
a vessel or class of vessels specifying the
closest possible compliance with these
Rules. The Secretary of the Navy shall
make these determinations and issue
certificates of alternative compliance for
vessels of the Navy.
(f) Acceptance of certificates of
alternative compliance from contracting
parties to International Regulations. The
Secretary may accept a certificate of
alternative compliance issued by a
contracting party to the International
Regulations if he determines that the
alternative compliance standards of the
contracting party are substantially the
same as those of the United States.
§ 83.02
Responsibility (Rule 2).
(a) Exoneration. Nothing in these
Rules shall exonerate any vessel, or the
owner, master, or crew thereof, from the
consequences of any neglect to comply
with these Rules or of the neglect of any
precaution which may be required by
the ordinary practice of seamen, or by
the special circumstances of the case.
(b) Departure from rules when
necessary to avoid immediate danger. In
construing and complying with these
Rules due regard shall be had to all
dangers of navigation and collision and
to any special circumstances, including
the limitations of the vessels involved,
which may make a departure from these
Rules necessary to avoid immediate
danger.
§ 83.03
Definitions (Rule 3).
For the purpose of these Rules and
this chapter, except where the context
otherwise requires:
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(a) Vessel includes every description
of water craft, including
nondisplacement craft and seaplanes,
used or capable of being used as a
means of transportation on water;
(b) Power-driven vessel means any
vessel propelled by machinery;
(c) Sailing vessel means any vessel
under sail provided that propelling
machinery, if fitted, is not being used;
(d) Vessel engaged in fishing means
any vessel fishing with nets, lines,
trawls, or other fishing apparatus which
restricts maneuverability, but does not
include a vessel fishing with trolling
lines or other fishing apparatus which
do not restrict maneuverability;
(e) Seaplane includes any aircraft
designed to maneuver on the water;
(f) Vessel not under command means
a vessel which, through some
exceptional circumstance, is unable to
maneuver as required by these Rules
and is therefore unable to keep out of
the way of another vessel;
(g) Vessel restricted in her ability to
maneuver means a vessel which, from
the nature of her work, is restricted in
her ability to maneuver as required by
these Rules and is therefore unable to
keep out of the way of another vessel;
vessels restricted in their ability to
maneuver include, but are not limited
to:
(1) A vessel engaged in laying,
servicing, or picking up a navigation
mark, submarine cable, or pipeline;
(2) A vessel engaged in dredging,
surveying, or underwater operations;
(3) A vessel engaged in replenishment
or transferring persons, provisions, or
cargo while underway;
(4) A vessel engaged in the launching
or recovery of aircraft;
(5) A vessel engaged in mineclearance
operations; and
(6) A vessel engaged in a towing
operation such as severely restricts the
towing vessel and her tow in their
ability to deviate from their course.
(h) Underway means that a vessel is
not at anchor, or
made fast to the shore, or aground;
(i) Length and breadth of a vessel
mean her length overall and greatest
breadth;
(j) Vessels shall be deemed to be in
sight of one another only when one can
be observed visually from the other;
(k) Restricted visibility means any
condition in which visibility is
restricted by fog, mist, falling snow,
heavy rainstorms, sandstorms, or any
other similar causes;
(l) Western Rivers means the
Mississippi River, its tributaries, South
Pass, and Southwest Pass, to the
navigational demarcation lines dividing
the high seas from harbors, rivers, and
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other inland waters of the United States,
and the Port Allen-Morgan City
Alternate Route, and that part of the
Atchafalaya River above its junction
with the Port Allen-Morgan City
Alternate Route including the Old River
and the Red River;
(m) Great Lakes means the Great
Lakes and their connecting and tributary
waters including the Calumet River as
far as the Thomas J. O’Brien Lock and
Controlling Works (between mile 326
and 327), the Chicago River as far as the
east side of the Ashland Avenue Bridge
(between mile 321 and 322), and the
Saint Lawrence River as far east as the
lower exit of Saint Lambert Lock;
(n) Secretary means the Secretary of
the Department in which the Coast
Guard is Operating;
(o) Inland Waters means the navigable
waters of the United States shoreward of
the navigational demarcation lines
dividing the high seas from harbors,
rivers, and other inland waters of the
United States and the waters of the
Great Lakes on the United States side of
the International Boundary;
(p) Inland Rules or Rules mean the
Inland Navigational Rules and the
annexes thereto, which govern the
conduct of vessels and specify the
lights, shapes, and sound signals that
apply on inland waters; and
(q) International Regulations means
the International Regulations for
Preventing Collisions at Sea, 1972,
including annexes currently in force for
the United States.
Subpart B—Steering and Sailing Rules
Conduct of Vessels in Any Condition of
Visibility
§ 83.04
Application (Rule 4).
Rules in this subpart apply in any
condition of visibility.
§ 83.05
Look-out (Rule 5).
Every vessel shall at all times
maintain a proper look-out by sight and
hearing as well as by all available means
appropriate in the prevailing
circumstances and conditions so as to
make a full appraisal of the situation
and of the risk of collision.
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§ 83.06
Safe speed (Rule 6).
Every vessel shall at all times proceed
at a safe speed so that she can take
proper and effective action to avoid
collision and be stopped within a
distance appropriate to the prevailing
circumstances and conditions.
In determining a safe speed the
following factors shall be among those
taken into account:
(a) By all vessels:
(1) The state of visibility;
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(2) The traffic density including
concentration of fishing vessels or any
other vessels;
(3) The maneuverability of the vessel
with special reference to stopping
distance and turning ability in the
prevailing conditions;
(4) At night the presence of
background light such as from shores
lights or from back scatter of her own
lights;
(5) The state of wind, sea, and current,
and the proximity of navigational
hazards;
(6) The draft in relation to the
available depth of water.
(b) Additionally, by vessels with
operational radar:
(1) The characteristics, efficiency and
limitations of the radar equipment;
(2) Any constraints imposed by the
radar range scale in use;
(3) The effect on radar detection of the
sea state, weather, and other sources of
interference;
(4) The possibility that small vessels,
ice and other floating objects may not be
detected by radar at an adequate range;
(5) The number, location, and
movement of vessels detected by radar;
and
(6) The more exact assessment of the
visibility that may be possible when
radar is used to determine the range of
vessels or other objects in the vicinity.
§ 83.07
Risk of collision (Rule 7).
(a) Determination if risk exists. Every
vessel shall use all available means
appropriate to the prevailing
circumstances and conditions to
determine if risk of collision exists. If
there is any doubt such risk shall be
deemed to exist.
(b) Radar. Proper use shall be made of
radar equipment if fitted and
operational, including long-range
scanning to obtain early warning of risk
of collision and radar plotting or
equivalent systematic observation of
detected objects.
(c) Scanty information. Assumptions
shall not be made on the basis of scanty
information, especially scanty radar
information.
(d) Considerations taken into account
in determining if risk exists. In
determining if risk of collision exists the
following considerations shall be among
those taken into account:
(1) Such risk shall be deemed to exist
if the compass bearing of an
approaching vessel does not appreciably
change; and
(2) Such risk may sometimes exist
even when an appreciable bearing
change is evident, particularly when
approaching a very large vessel or a tow
or when approaching a vessel at close
range.
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§ 83.08
Action to avoid collision (Rule 8).
(a) General characteristics of action
taken to avoid collision. Any action
taken to avoid collision shall, if the
circumstances of the case admit, be
positive, made in ample time and with
due regard to the observance of good
seamanship.
(b) Readily apparent alterations in
course or speed. Any alteration of
course or speed to avoid collision shall,
if the circumstances of the case admit,
be large enough to be readily apparent
to another vessel observing visually or
by radar; a succession of small
alterations of course or speed should be
avoided.
(c) Alteration of course to avoid closequarters situation. If there is sufficient
sea room, alteration of course alone may
be the most effective action to avoid a
close-quarters situation provided that it
is made in good time, is substantial and
does not result in another close-quarters
situation.
(d) Action to result in passing at safe
distance. Action taken to avoid collision
with another vessel shall be such as to
result in passing at a safe distance. The
effectiveness of the action shall be
carefully checked until the other vessel
is finally past and clear.
(e) Slackening of vessel speed;
stopping or reversing means of
propulsion. If necessary to avoid
collision or allow more time to assess
the situation, a vessel shall slacken her
speed or take all way off by stopping or
reversing her means of propulsion.
(f) Early action to allow room for safe
passage:
(1) A vessel which, by any of these
Rules, is required not to impede the
passage or safe passage of another vessel
shall, when required by the
circumstances of the case, take early
action to allow sufficient sea room for
the safe passage of the other vessel.
(2) A vessel required not to impede
the passage or safe passage of another
vessel is not relieved of this obligation
if approaching the other vessel so as to
involve risk of collision and shall, when
taking action, have full regard to the
action which may be required by the
Rules of this part.
(3) A vessel the passage of which is
not to be impeded remains fully obliged
to comply with the Rules of this part
when the two vessels are approaching
one another so as to involve risk of
collision.
§ 83.09
Narrow channels (Rule 9).
(a) Keeping near to outer limit of
channel or fairway which lies on
vessel’s starboard side; exception.
(1) A vessel proceeding along the
course of a narrow channel or fairway
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shall keep as near to the outer limit of
the channel or fairway which lies on her
starboard side as is safe and practicable.
(2) Notwithstanding paragraph (a)(1)
and Rule 14(a), a power-driven vessel
operating in narrow channels or
fairways on the Great Lakes, Western
Rivers, or waters specified by the
Secretary, and proceeding downbound
with a following current shall have the
right-of-way over an upbound vessel,
shall propose the manner and place of
passage, and shall initiate the
maneuvering signals prescribed by Rule
34(a)(1), as appropriate. The vessel
proceeding upbound against the current
shall hold as necessary to permit safe
passing.
(b) Vessels of less than 20 meters in
length; sailing vessels. A vessel of less
than 20 meters in length or a sailing
vessel shall not impede the passage of
a vessel that can safely navigate only
within a narrow channel or fairway.
(c) Vessels engaged in fishing. A
vessel engaged in fishing shall not
impede the passage of any other vessel
navigating within a narrow channel or
fairway.
(d) Crossing narrow channels or
fairways. A vessel shall not cross a
narrow channel or fairway if such
crossing impedes the passage of a vessel
which can safely navigate only within
that channel or fairway. The latter
vessel shall use the danger signal
prescribed in Rule 34(d) if in doubt as
to the intention of the crossing vessel.
(e) Overtaking vessels.
(1) In a narrow channel or fairway
when overtaking, the power-driven
vessel intending to overtake another
power-driven vessel shall indicate her
intention by sounding the appropriate
signal prescribed in Rule 34(c) and take
steps to permit safe passing. The powerdriven vessel being overtaken, if in
agreement, shall sound the same signal
and may, if specifically agreed to, take
steps to permit safe passing. If in doubt
she shall sound the danger signal
prescribed in Rule 34(d).
(2) This Rule does not relieve the
overtaking vessel of her obligation
under Rule 13.
(f) Areas of obscured visibility due to
intervening obstructions. A vessel
nearing a bend or an area of a narrow
channel or fairway where other vessels
may be obscured by an intervening
obstruction shall navigate with
particular alertness and caution and
shall sound the appropriate signal
prescribed in Rule 34(e).
(g) Avoidance of anchoring in narrow
channels. Every vessel shall, if the
circumstances of the case admit, avoid
anchoring in a narrow channel.
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§ 83.10
10).
Traffic separation schemes (Rule
(a) Obligations under other Rules
unaffected. This Rule applies to traffic
separation schemes and does not relieve
any vessel of her obligation under any
other Rule.
(b) Duties for vessel using scheme. A
vessel using a traffic separation scheme
shall:
(1) Proceed in the appropriate traffic
lane in the general direction of traffic
flow for that lane;
(2) So far as practicable keep clear of
a traffic separation line or separation
zone;
(3) Normally join or leave a traffic
lane at the termination of the lane, but
when joining or leaving from either side
shall do so at as small an angle to the
general direction of traffic flow as
practicable.
(c) Crossing traffic lanes. A vessel
shall, so far as practicable, avoid
crossing traffic lanes but if obliged to do
so shall cross on a heading as nearly as
practicable at right angles to the general
direction of traffic flow.
(d) Use of inshore traffic lane.
(1) A vessel shall not use an inshore
traffic zone when she can safely use the
appropriate traffic lane within the
adjacent traffic separation scheme.
However, vessels of less than twenty
meters in length, sailing vessels, and
vessels engaged in fishing may use the
inshore traffic zone.
(2) Notwithstanding subparagraph
(d)(1), a vessel may use an inshore
traffic zone when en route to or from a
port, offshore installation or structure,
pilot station, or any other place situated
within the inshore traffic zone, or to
avoid immediate danger.
(e) Entering separation zone or
crossing separation line. A vessel other
than a crossing vessel or a vessel joining
or leaving a lane shall not normally
enter a separation zone or cross a
separation line except:
(1) In cases of emergency to avoid
immediate danger; or
(2) To engage in fishing within a
separation zone.
(f) Caution in areas near termination
of scheme. A vessel navigating in areas
near the terminations of traffic
separation schemes shall do so with
particular caution.
(g) Anchoring. A vessel shall so far as
practicable avoid anchoring in a traffic
separation scheme or in areas near its
terminations.
(h) Avoidance of scheme. A vessel not
using a traffic separation scheme shall
avoid it by as wide a margin as is
practicable.
(i) Fishing vessels. A vessel engaged
in fishing shall not impede the passage
of any vessel following a traffic lane.
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(j) Power-driven vessels. A vessel of
less than twenty meters in length or a
sailing vessel shall not impede the safe
passage of a power-driven vessel
following a traffic lane.
(k) Exemption; maintenance of safety
of navigation. A vessel restricted in her
ability to maneuver when engaged in an
operation for the maintenance of safety
of navigation in a traffic separation
scheme is exempted from complying
with this Rule to the extent necessary to
carry out the operation.
(l) Exemption; laying, servicing, or
picking up submarine cable.
A vessel restricted in her ability to
maneuver when engaged in an operation
for the laying, servicing, or picking up
of a submarine cable, within a traffic
separation scheme, is exempted from
complying with this Rule to the extent
necessary to carry out the operation.
Conduct of Vessels in Sight of One
Another
§ 83.11
Application (Rule 11).
Rules in this subpart apply to vessels
in sight of one another.
§ 83.12
Sailing vessels (Rule 12).
(a) Keeping out of the way. When two
sailing vessels are approaching one
another, so as to involve risk of
collision, one of them shall keep out of
the way of the other as follows:
(1) When each has the wind on a
different side, the vessel which has the
wind on the port side shall keep out of
the way of the other;
(2) When both have the wind on the
same side, the vessel which is to
windward shall keep out of the way of
the vessel which is to leeward; and
(3) If a vessel with the wind on the
port side sees a vessel to windward and
cannot determine with certainty
whether the other vessel has the wind
on the port or on the starboard side, she
shall keep out of the way of the other.
(b) Windward side. For the purpose of
this Rule the windward side shall be
deemed to be the side opposite to that
on which the mainsail is carried or, in
the case of a square-rigged vessel, the
side opposite to that on which the
largest fore-and-aft sail is carried.
§ 83.13
Overtaking (Rule 13).
(a) Overtaking vessel to keep out of
the overtaken vessel’s way.
Notwithstanding anything contained in
Rules 4 through 18, any vessel
overtaking any other shall keep out of
the way of the vessel being overtaken.
(b) Overtaking vessel defined. A
vessel shall be deemed to be overtaking
when coming up with another vessel
from a direction more than 22.5 degrees
abaft her beam; that is, in such a
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position with reference to the vessel she
is overtaking, that at night she would be
able to see only the sternlight of that
vessel but neither of her sidelights.
(c) Assumption that vessel is
overtaking another in cases of doubt.
When a vessel is in any doubt as to
whether she is overtaking another, she
shall assume that this is the case and act
accordingly.
(d) Overtaking vessel to become
crossing vessel only when finally past
and clear. Any subsequent alteration of
the bearing between the two vessels
shall not make the overtaking vessel a
crossing vessel within the meaning of
these Rules or relieve her of the duty of
keeping clear of the overtaken vessel
until she is finally past and clear.
§ 83.14
Head-on situation (Rule 14).
(a) Course alterations to starboard;
port side passage. Unless otherwise
agreed, when two power-driven vessels
are meeting on reciprocal or nearly
reciprocal courses so as to involve risk
of collision each shall alter her course
to starboard so that each shall pass on
the port side of the other.
(b) Existence of head-on situation.
Such a situation shall be deemed to
exist when a vessel sees the other ahead
or nearly ahead and by night she could
see the masthead lights of the other in
a line or nearly in a line or both
sidelights and by day she observes the
corresponding aspect of the other vessel.
(c) Assumption that head-on situation
exists in cases of doubt. When a vessel
is in any doubt as to whether such a
situation exists she shall assume that it
does exist and act accordingly.
(d) Vessel operating on Great Lakes,
Western Rivers, or other specified
waters, and proceeding downbound
with following current. Notwithstanding
paragraph (a) of this Rule, a powerdriven vessel operating on the Great
Lakes, Western Rivers, or waters
specified by the Secretary, and
proceeding downbound with a
following current shall have the right-ofway over an upbound vessel, shall
propose the manner of passage, and
shall initiate the maneuvering signals
prescribed by Rule 34(a)(1), as
appropriate.
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§ 83.15
Crossing situation (Rule 15).
(a) Vessel which must keep out of the
other vessel’s way. When two powerdriven vessels are crossing so as to
involve risk of collision, the vessel
which has the other on her starboard
side shall keep out of the way and shall,
if the circumstances of the case admit,
avoid crossing ahead of the other vessel.
(b) Vessels crossing river.
Notwithstanding paragraph (a), on the
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Great Lakes, Western Rivers, or water
specified by the Secretary, a powerdriven vessel crossing a river shall keep
out of the way of a power-driven vessel
ascending or descending the river.
§ 83.16
16).
Action by give-way vessel (Rule
Every vessel which is directed to keep
out of the way of another vessel shall,
so far as possible, take early and
substantial action to keep well clear.
§ 83.17
17).
Action by stand-on vessel (Rule
(a) Stand-on vessel to keep course and
speed; action allowed when give-way
vessel fails to take appropriate action.
(1) Where one of two vessels is to
keep out of the way, the other shall keep
her course and speed.
(2) The latter vessel may, however,
take action to avoid collision by her
maneuver alone, as soon as it becomes
apparent to her that the vessel required
to keep out of the way is not taking
appropriate action in compliance with
these Rules.
(b) Action by stand-on vessel allowed
when action by give-way vessel alone
cannot avoid collision. When, from any
cause, the vessel required to keep her
course and speed finds herself so close
that collision cannot be avoided by the
action of the give-way vessel alone, she
shall take such action as will best aid to
avoid collision.
(c) Crossing situations. A powerdriven vessel which takes action in a
crossing situation in accordance with
subparagraph (a)(2) of this Rule to avoid
collision with another power-driven
vessel shall, if the circumstances of the
case admit, not alter course to port for
a vessel on her own port side.
(d) Give-way vessel not relieved of
obligation to keep out of the way. This
Rule does not relieve the give-way
vessel of her obligation to keep out of
the way.
§ 83.18 Responsibilities between vessels
(Rule 18).
Except where Rules 9, 10, and 13
otherwise require:
(a) Power-driven vessels underway. A
power-driven vessel underway shall
keep out of the way of:
(1) A vessel not under command;
(2) A vessel restricted in her ability to
maneuver;
(3) A vessel engaged in fishing; and
(4) A sailing vessel.
(b) Sailing vessels underway. A sailing
vessel underway shall keep out of the
way of:
(1) A vessel not under command;
(2) A vessel restricted in her ability to
maneuver; and
(3) A vessel engaged in fishing.
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(c) Vessels engaged in fishing when
underway. A vessel engaged in fishing
when underway shall, so far as possible,
keep out of the way of:
(1) A vessel not under command; and
(2) A vessel restricted in her ability to
maneuver.
(d) Seaplanes on the water. A
seaplane on the water shall, in general,
keep well clear of all vessels and avoid
impeding their navigation. In
circumstances, however, where risk of
collision exists, she shall comply with
the Rules of this part.
Conduct of Vessels in Restricted
Visibility
§ 83.19 Conduct of vessels in restricted
visibility (Rule 19).
(a) Vessels to which rule applies. This
Rule applies to vessels not in sight of
one another when navigating in or near
an area of restricted visibility.
(b) Safe speed; engines ready for
immediate maneuver. Every vessel shall
proceed at a safe speed adapted to the
prevailing circumstances and conditions
of restricted visibility. A power-driven
vessel shall have her engines ready for
immediate maneuver.
(c) Due regard to prevailing
circumstances and conditions. Every
vessel shall have due regard to the
prevailing circumstances and conditions
of restricted visibility when complying
with Rules 4 through 10.
(d) Detection of vessel by radar alone.
A vessel which detects by radar alone
the presence of another vessel shall
determine if a close-quarters situation is
developing or risk of collision exists. If
so, she shall take avoiding action in
ample time, provided that when such
action consists of an alteration of
course, so far as possible the following
shall be avoided:
(1) An alteration of course to port for
a vessel forward of the beam, other than
for a vessel being overtaken; and
(2) An alteration of course toward a
vessel abeam or abaft the beam.
(e) Reduction of speed to minimum.
Except where it has been determined
that a risk of collision does not exist,
every vessel which hears apparently
forward of her beam the fog signal of
another vessel, or which cannot avoid a
close-quarters situation with another
vessel forward of her beam, shall reduce
her speed to the minimum at which she
can be kept on course. She shall if
necessary take all her way off and, in
any event, navigate with extreme
caution until danger of collision is over.
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Subpart C—Lights and Shapes
§ 83.20
Application (Rule 20).
(a) Compliance in all weathers. Rules
in this part shall be complied with in all
weathers.
(b) Rules concerning lights complied
with from sunset to sunrise; other lights.
The Rules concerning lights shall be
complied with from sunset to sunrise,
and during such times no other lights
shall be exhibited, except such lights as
cannot be mistaken for the lights
specified in these Rules or do not impair
their visibility or distinctive character,
or interfere with the keeping of a proper
lookout.
(c) Lights during daylight hours in
restricted visibility; other circumstances.
The lights prescribed by these Rules
shall, if carried, also be exhibited from
sunrise to sunset in restricted visibility
and may be exhibited in all other
circumstances when it is deemed
necessary.
(d) Rules concerning shapes;
compliance by day. The Rules
concerning shapes shall be complied
with by day.
(e) Annex. The lights and shapes
specified in these Rules shall comply
with the provisions of Annex I of these
Rules.
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§ 83.21
Definitions (Rule 21).
(a) Masthead light means a white light
placed over the fore and aft centerline
of the vessel showing an unbroken light
over an arc of the horizon of 225 degrees
and so fixed as to show the light from
right ahead to 22.5 degrees abaft the
beam on either side of the vessel, except
that on a vessel of less than 12 meters
in length the masthead light shall be
placed as nearly as practicable to the
fore and aft centerline of the vessel.
(b) Sidelights mean a green light on
the starboard side and a red light on the
port side each showing an unbroken
light over an arc of the horizon of 112.5
degrees and so fixed as to show the light
from right ahead to 22.5 degrees abaft
the beam on its respective side. On a
vessel of less than 20 meters in length
the side lights may be combined in one
lantern carried on the fore and aft
centerline of the vessel, except that on
a vessel of less than 12 meters in length
the sidelights when combined in one
lantern shall be placed as nearly as
practicable to the fore and aft centerline
of the vessel.
(c) Sternlight means a white light
placed as nearly as practicable at the
stern showing an unbroken light over an
arc of the horizon of 135 degrees and so
fixed as to show the light 67.5 degrees
from right aft on each side of the vessel.
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(d) Towing light means a yellow light
having the same characteristics as the
’’sternlight’’ defined in paragraph (c) of
this Rule.
(e) All-round light means a light
showing an unbroken light over an arc
of the horizon of 360 degrees.
(f) Flashing light means a light
flashing at regular intervals at a
frequency of 120 flashes or more per
minute.
(g) Special flashing light means a
yellow light flashing at regular intervals
at a frequency of 50 to 70 flashes per
minute, placed as far forward and as
nearly as practicable on the fore and aft
centerline of the tow and showing an
unbroken light over an arc of the
horizon of not less than 180 degrees nor
more than 225 degrees and so fixed as
to show the light from right ahead to
abeam and no more than 22.5 degrees
abaft the beam on either side of the
vessel.
§ 83.22
Visibility of lights (Rule 22).
The lights prescribed in these Rules
shall have an intensity as specified in
Annex I to these Rules, so as to be
visible at the following minimum
ranges:
(a) Vessel of 50 meters or more in
length. In a vessel of 50 meters or more
in length:
(1) A masthead light, 6 miles;
(2) A sidelight, 3 miles;
(3) A sternlight, 3 miles;
(4) A towing light, 3 miles;
(5) A white, red, green or yellow allround light, 3 miles; and
(6) A special flashing light, 2 miles.
(b) Vessels of 12 meters or more in
length but less than 50 meters in length.
In a vessel of 12 meters or more in
length but less than 50 meters in length:
(1) A masthead light, 5 miles; except
that where the length of the vessel is
less than 20 meters, 3 miles;
(2) A sidelight, 2 miles;
(3) A sternlight, 2 miles;
(4) A towing light, 2 miles;
(5) A white, red, green or yellow allround light, 2 miles; and
(6) A special flashing light, 2 miles.
(c) Vessels of less than 12 meters in
length. In a vessel of less than 12 meters
in length:
(1) A masthead light, 2 miles;
(2) A sidelight, 1 mile;
(3) A sternlight, 2 miles;
(4) A towing light, 2 miles;
(5) A white, red, green or yellow allround light, 2 miles; and
(6) A special flashing light, 2 miles.
(d) An inconspicuous, partly
submerged vessel or objects being
towed. In an inconspicuous, partly
submerged vessel or objects being
towed:
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(1) A white all-round light, 3 miles.
§ 83.23 Power-driven vessels underway
(Rule 23).
(a) Lights exhibited by power-driven
vessels underway. A power-driven
vessel underway shall exhibit:
(1) A masthead light forward;
(2) A second masthead light abaft of
and higher than the forward one; except
that a vessel of less than 50 meters in
length shall not be obliged to exhibit
such light but may do so;
(3) Sidelights; and
(4) A sternlight.
(b) Air-cushion vessels. An aircushion vessel when operating in the
nondisplacement mode shall, in
addition to the lights prescribed in
paragraph (a) of this Rule, exhibit an allround flashing yellow light where it can
best be seen.
(c) Alternative lights for power-driven
vessels of less than 12 meters in length.
A power-driven vessel of less than 12
meters in length may, in lieu of the
lights prescribed in paragraph (a) of this
Rule, exhibit an all-round white light
and sidelights.
(d) Power-driven vessels when
operating on Great Lakes. A powerdriven vessel when operating on the
Great Lakes may carry an all-round
white light in lieu of the second
masthead light and sternlight prescribed
in paragraph (a) of this Rule. The light
shall be carried in the position of the
second masthead light and be visible at
the same minimum range.
§ 83.24
Towing and pushing (Rule 24).
(a) A power-driven vessel when towing
astern. A power-driven vessel when
towing astern shall exhibit:
(1) Instead of the light prescribed
either in Rule 23(a)(1) or 23(a)(2), two
masthead lights in a vertical line. When
the length of the tow, measuring from
the stern of the towing vessel to the after
end of the tow exceeds 200 meters, three
such lights in a vertical line;
(2) Sidelights;
(3) A sternlight;
(4) A towing light in a vertical line
above the sternlight; and
(5) When the length of the tow
exceeds 200 meters, a diamond shape
where it can best be seen.
(b) Pushing vessel and pushed vessel
rigidly connected in composite unit.
When a pushing vessel and a vessel
being pushed ahead are rigidly
connected in a composite unit they shall
be regarded as a power-driven vessel
and exhibit the lights prescribed in Rule
23.
(c) A power-driven vessel when
pushing ahead or towing alongside. A
power-driven vessel when pushing
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ahead or towing alongside, except as
required by paragraphs (b) and (1) of
this Rule, shall exhibit:
(1) Instead of the light prescribed
either in Rule 23(a)(1) or 23(a)(2), two
masthead lights in a vertical line;
(2) Sidelights; and
(3) Two towing lights in a vertical
line.
(d) Compliance with other
requirements. A power-driven vessel to
which paragraphs (a) or (c) of this Rule
apply shall also comply with Rule
23(a)(1) and 23(a)(2).
(e) Vessels being towed. A vessel or
object other than those referred to in
paragraph (g) of this Rule being towed
shall exhibit:
(1) Sidelights;
(2) A sternlight; and
(3) When the length of the tow
exceeds 200 meters, a diamond shape
where it can best be seen.
(f) Vessels being towed alongside or
pushed in a group. Provided that any
number of vessels being towed
alongside or pushed in a group shall be
lighted as one vessel, except as provided
in paragraph (3)—
(1) A vessel being pushed ahead, not
being part of a composite unit, shall
exhibit at the forward end, sidelights
and a special flashing light;
(2) A vessel being towed alongside
shall exhibit a sternlight and at the
forward end, sidelights and a special
flashing light; and
(3) When vessels are towed alongside
on both sides of the towing vessels a
sternlight shall be exhibited on the stern
of the outboard vessel on each side of
the towing vessel, and a single set of
sidelights as far forward and as far
outboard as is practicable, and a single
special flashing light.
(g) An inconspicuous, partly
submerged vessel or object being towed.
An inconspicuous, partly submerged
vessel or object being towed shall
exhibit:
(1) If it is less than 25 meters in
breadth, one all-round white light at or
near each end;
(2) If it is 25 meters or more in
breadth, four all-round white lights to
mark its length and breadth;
(3) If it exceeds 100 meters in length,
additional all-round white lights
between the lights prescribed in
subparagraphs (1) and (2) so that the
distance between the lights shall not
exceed 100 meters: Provided, that any
vessels or objects being towed alongside
each other shall be lighted as one vessel
or object;
(4) A diamond shape at or near the
aftermost extremity of the last vessel or
object being towed; and
(5) The towing vessel may direct a
searchlight in the direction of the tow to
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indicate its presence to an approaching
vessel.
(h) Alternative lighting of vessel or
object being towed. Where from any
sufficient cause it is impracticable for a
vessel or object being towed to exhibit
the lights prescribed in paragraph (e) or
(g) of this Rule, all possible measures
shall be taken to light the vessel or
object towed or at least to indicate the
presence of the unlighted vessel or
object.
(i) Western Rivers or other specified
waters; exception. Notwithstanding
paragraph (c), on the Western Rivers
(except below the Huey P. Long Bridge
on the Mississippi River) and on waters
specified by the Secretary, a powerdriven vessel when pushing ahead or
towing alongside, except as paragraph
(b) applies, shall exhibit:
(1) Sidelights; and
(2) Two towing lights in a vertical
line.
(j) Towing another vessel in distress or
otherwise in need of assistance. Where
from any sufficient cause it is
impracticable for a vessel not normally
engaged in towing operations to display
the lights prescribed by paragraph (a),
(c) or (i) of this Rule, such vessel shall
not be required to exhibit those lights
when engaged in towing another vessel
in distress or otherwise in need of
assistance. All possible measures shall
be taken to indicate the nature of the
relationship between the towing vessel
and the vessel being assisted. The
searchlight authorized by Rule 36 may
be used to illuminate the tow.
§ 83.25 Sailing vessels underway and
vessels under oars (Rule 25).
(a) Sailing vessels underway. A sailing
vessel underway shall exhibit:
(1) Sidelights; and
(2) A sternlight.
(b) Sailing vessels of less than 20
meters in length. In a sailing vessel of
less than 20 meters in length the lights
prescribed in paragraph (a) of this Rule
may be combined in one lantern carried
at or near the top of the mast where it
can best be seen.
(c) Additional lights. A sailing vessel
underway may, in addition to the lights
prescribed in paragraph (a) of this Rule,
exhibit at or near the top of the mast,
where they can best be seen, two allround lights in a vertical line, the upper
being red and the lower green, but these
lights shall not be exhibited in
conjunction with the combined lantern
permitted by paragraph (b) of this Rule.
(d) Sailing vessels of less than 7
meters in length; vessels under oars.
(1) A sailing vessel of less than 7
meters in length shall, if practicable,
exhibit the lights prescribed in
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paragraph (a) or (b) of this Rule, but if
she does not, she shall have ready at
hand an electric torch or lighted lantern
showing a white light which shall be
exhibited in sufficient time to prevent
collision.
(2) A vessel under oars may exhibit
the lights prescribed in this Rule for
sailing vessels, but if she does not, she
shall have ready at hand an electric
torch or lighted lantern showing a white
light which shall be exhibited in
sufficient time to prevent collision.
(e) Vessels proceeding under sail. A
vessel proceeding under sail when also
being propelled by machinery shall
exhibit forward where it can best be
seen a conical shape, apex downward.
A vessel of less than 12 meters in length
is not required to exhibit this shape, but
may do so.
§ 83.26
Fishing vessels (Rule 26).
(a) Exhibition of only prescribed lights
and shapes. A vessel engaged in fishing,
whether underway or at anchor, shall
exhibit only the lights and shapes
prescribed in this Rule.
(b) Vessels engaged in trawling. A
vessel when engaged in trawling, by
which is meant the dragging through the
water of a dredge net or other apparatus
used as a fishing appliance, shall
exhibit:
(1) Two all-round lights in a vertical
line, the upper being green and the
lower white, or a shape consisting of
two cones with their apexes together in
a vertical line one above the other;
(2) A masthead light abaft of and
higher than the all-round green light; a
vessel of less than 50 meters in length
shall not be obliged to exhibit such a
light but may do so; and
(3) When making way through the
water, in addition to the lights
prescribed in this paragraph, sidelights
and a sternlight.
(c)Vessels engaged in fishing other
than trawling. A vessel engaged in
fishing, other than trawling, shall
exhibit:
(1) Two all-round lights in a vertical
line, the upper being green and the
lower white, or a shape consisting of
two cones with their apexes together in
a vertical line one above the other;
(2) A masthead light abaft of and
higher than the all-round green light; a
vessel of less than 50 meters in length
shall not be obliged to exhibit such a
light but may do so; and
(3) When making way through the
water, in addition to the lights
prescribed in this paragraph, sidelights
and a sternlight.
(c) Vessels engaged in fishing other
than trawling. A vessel engaged in
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fishing, other than trawling, shall
exhibit:
(1) Two all-round lights in a vertical
line, the upper being red and the lower
white, or a shape consisting of two
cones with apexes together in a vertical
line one above the other;
(2) When there is outlying gear
extending more than 150 meters
horizontally from the vessel, an allround white light or a cone apex
upward in the direction of the gear; and
(3) When making way through the
water, in addition to the lights
prescribed in this paragraph, sidelights
and a sternlight.
(d) Vessels engaged in fishing in close
proximity to other vessels engaged in
fishing. The additional signals described
in Annex II to these Rules apply to a
vessel engaged in fishing in close
proximity to other vessels engaged in
fishing.
(e) Vessels when not engaged in
fishing. A vessel when not engaged in
fishing shall not exhibit the lights or
shapes prescribed in this Rule, but only
those prescribed for a vessel of her
length.
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§ 83.27 Vessels not under command or
restricted in their ability to maneuver (Rule
27).
(a) Vessels not under command. A
vessel not under command shall exhibit:
(1) Two all-round red lights in a
vertical line where they can best be
seen;
(2) Two balls or similar shapes in a
vertical line where they can best be
seen; and
(iii) When making way through the
water, in addition to the lights
prescribed in this paragraph, sidelights
and a sternlight.
(b) Vessels restricted in their ability to
maneuver. A vessel restricted in her
ability to maneuver, except a vessel
engaged in mineclearance operations,
shall exhibit:
(1) Three all-round lights in a vertical
line where they can best be seen. The
highest and lowest of these lights shall
be red and the middle light shall be
white;
(2) Three shapes in a vertical line
where they can best be seen. The
highest and lowest of these shapes shall
be balls and the middle one a diamond;
(3) When making way through the
water, masthead lights, sidelights and a
sternlight, in addition to the lights
prescribed in subparagraph (b)(1); and
(4) When at anchor, in addition to the
lights or shapes prescribed in
subparagraphs (b)(1) and (2), the light,
lights or shapes prescribed in Rule 30.
(c) Vessels engaged in towing
operations. A vessel engaged in a
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towing operation which severely
restricts the towing vessel and her tow
in their ability to deviate from their
course shall, in addition to the lights or
shapes prescribed in subparagraphs
(b)(1) and (2) of this Rule, exhibit the
lights or shape prescribed in Rule 24.
(d) Vessels engaged in dredging or
underwater operations. A vessel
engaged in dredging or underwater
operations, when restricted in her
ability to maneuver, shall exhibit the
lights and shapes prescribed in
subparagraphs (b)(1), (2), and (3) of this
Rule and shall in addition, when an
obstruction exists, exhibit:
(1) Two all-round red lights or two
balls in a vertical line to indicate the
side on which the obstruction exists;
(2) Two all-round green lights or two
diamonds in a vertical line to indicate
the side on which another vessel may
pass; and
(3) When at anchor, the lights or
shape prescribed by this paragraph,
instead of the lights or shapes
prescribed in Rule 30 for anchored
vessels.
(e) Vessels engaged in diving
operations. Whenever the size of a
vessel engaged in diving operations
makes it impracticable to exhibit all
lights and shapes prescribed in
paragraph (d) of this Rule, the following
shall instead be exhibited:
(1) Three all-round lights in a vertical
line where they can best be seen. The
highest and lowest of these lights shall
be red and the middle light shall be
white.
(2) A rigid replica of the international
Code flag ’’A’’ not less than 1 meter in
height. Measures shall be taken to
insure its all-round visibility.
(f) Vessels engaged in mineclearance
operations. A vessel engaged in
mineclearance operations shall, in
addition to the lights prescribed for a
power-driven vessel in Rule 23 or to the
lights or shape prescribed for a vessel at
anchor in Rule 30, as appropriate,
exhibit three all-round green lights or
three balls. One of these lights or shapes
shall be exhibited near the foremast
head and one at each end of the fore
yard. These lights or shapes indicate
that it is dangerous for another vessel to
approach within 1,000 meters of the
mineclearance vessel.
(g) Vessels of less than 12 meters in
length. A vessel of less than 12 meters
in length, except when engaged in
diving operations, is not required to
exhibit the lights or shapes prescribed
in this Rule.
(h) Signals of vessels in distress and
requiring assistance. The signals
prescribed in this Rule are not signals of
vessels in distress and requiring
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19553
assistance. Such signals are contained in
Annex IV to these Rules.
§ 83.28
[Reserved] (Rule 28).
§ 83.29
Pilot vessels (Rule 29).
(a) Vessels engaged on pilotage duty.
A vessel engaged on pilotage duty shall
exhibit:
(1) At or near the masthead, two allround lights in a vertical line, the upper
being white and the lower red;
(2) When underway, in addition,
sidelights and a sternlight; and
(3) When at anchor, in addition to the
lights prescribed in subparagraph (1),
the anchor light, lights, or shape
prescribed in Rule 30 for anchored
vessels.
(b) Vessels when not engaged on
pilotage duty. A pilot vessel when not
engaged on pilotage duty shall exhibit
the lights or shapes prescribed for a
vessel of her length.
§ 83.30 Anchored vessels and vessels
aground (Rule 30).
(a) Vessels at anchor. A vessel at
anchor shall exhibit where it can best be
seen:
(1) In the fore part, an all-round white
light or one ball; and
(2) At or near the stern and at a lower
level than the light prescribed in
subparagraph (1), an all-round white
light.
(b) Vessels of less than 50 meters in
length; alternative light. A vessel of less
than 50 meters in length may exhibit an
all-round white light where it can best
be seen instead of the lights prescribed
in paragraph (a) of this Rule.
(c) Illumination of decks. A vessel at
anchor may, and a vessel of 100 meters
or more in length shall, also use the
available working or equivalent lights to
illuminate her decks.
(d) Vessels aground. A vessel aground
shall exhibit the lights prescribed in
paragraph (a) or (b) of this Rule and in
addition, if practicable, where they can
best be seen:
(1) Two all-round red lights in a
vertical line; and
(2) Three balls in a vertical line.
(e) Vessels of less than 7 meters in
length when at anchor. A vessel of less
than 7 meters in length, when at anchor,
not in or near a narrow channel,
fairway, anchorage, or where other
vessels normally navigate, shall not be
required to exhibit the lights or shape
prescribed in paragraphs (a) and (b) of
this Rule.
(f) Vessels of less than 12 meters in
length when aground. A vessel of less
than 12 meters in length when aground
shall not be required to exhibit the
lights or shapes prescribed in
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subparagraphs (d)(1) and (2) of this
Rule.
(g) Vessels of less than 20 meters in
length while at anchor in special
anchorage. A vessel of less than 20
meters in length, when at anchor in a
special anchorage area designated by the
Secretary, shall not be required to
exhibit the anchor lights and shapes
required by this Rule.
§ 83.31
Seaplanes (Rule 31).
Where it is impracticable for a
seaplane to exhibit lights and shapes of
the characteristics or in the positions
prescribed in the Rules of this part she
shall exhibit lights and shapes as closely
similar in characteristics and position as
is possible.
Subpart D—Sound and Light Signals
§ 83.32
Definitions (Rule 32).
(a) Whistle means any sound signaling
appliance capable of producing the
prescribed blasts and which complies
with specifications in Annex III to these
Rules.
(b) Short blast means a blast of about
1 second’s duration.
(c) Prolonged blast means a blast of
from 4 to 6 second’s duration.
§ 83.33
33).
Equipment for sound signals (Rule
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(a) Vessels of 12 meters or more in
length. A vessel of 12 meters or more in
length shall be provided with a whistle
and a bell and a vessel of 100 meters or
more in length shall, in addition, be
provided with a gong, the tone and
sound of which cannot be confused
with that of the bell. The whistle, bell
and gong shall comply with the
specifications in Annex III to these
Rules. The bell or gong or both may be
replaced by other equipment having the
same respective sound characteristics,
provided that manual sounding of the
prescribed signals shall always be
possible.
(b) Vessels of less than 12 meters in
length. A vessel of less than 12 meters
in length shall not be obliged to carry
the sound signaling appliances
prescribed in paragraph (a) of this Rule
but if she does not, she shall be
provided with some other means of
making an efficient sound signal.
§ 83.34 Maneuvering and warning signals
(Rule 34).
(a) Whistle signals. When powerdriven vessels are in sight of one
another and meeting or crossing at a
distance within half a mile of each
other, each vessel underway, when
maneuvering as authorized or required
by these Rules:
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(1) Shall indicate that maneuver by
the following signals on her whistle: one
short blast to mean ‘‘I intend to leave
you on my port side’’; two short blasts
to mean ‘‘I intend to leave you on my
starboard side’’; and three short blasts to
mean ‘‘I am operating astern
propulsion’’.
(2) Upon hearing the one or two blast
signal of the other shall, if in agreement,
sound the same whistle signal and take
the steps necessary to effect a safe
passing. If, however, from any cause, the
vessel doubts the safety of the proposed
maneuver, she shall sound the danger
signal specified in paragraph (d) of this
Rule and each vessel shall take
appropriate precautionary action until a
safe passing agreement is made.
(b) Light signals. A vessel may
supplement the whistle signals
prescribed in paragraph (a) of this Rule
by light signals:
(1) These signals shall have the
following significance: one flash to
mean ‘‘I intend to leave you on my port
side’’; two flashes to mean ‘‘I intend to
leave you on my starboard side’’; three
flashes to mean ‘‘I am operating astern
propulsion’’;
(2) The duration of each flash shall be
about 1 second; and
(3) The light used for this signal shall,
if fitted, be one all-round white or
yellow light, visible at a minimum range
of 2 miles, synchronized with the
whistle, and shall comply with the
provisions of Annex I to these Rules.
(c) Overtaking situations. When in
sight of one another:
(1) A power-driven vessel intending
to overtake another power-driven vessel
shall indicate her intention by the
following signals on her whistle: one
short blast to mean ‘‘I intend to overtake
you on your starboard side’’; two short
blasts to mean ‘‘I intend to overtake you
on your port side’’; and
(2) The power-driven vessel about to
be overtaken shall, if in agreement,
sound a similar sound signal. If in doubt
she shall sound the danger signal
prescribed in paragraph (d).
(d) Doubts or failure to understand
signals. When vessels in sight of one
another are approaching each other and
from any cause either vessel fails to
understand the intentions or actions of
the other, or is in doubt whether
sufficient action is being taken by the
other to avoid collision, the vessel in
doubt shall immediately indicate such
doubt by giving at least five short and
rapid blasts on the whistle. This signal
may be supplemented by a light signal
of at least five short and rapid flashes.
(e) Vessels in areas of obscured
visibility due to intervening
obstructions. A vessel nearing a bend or
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an area of a channel or fairway where
other vessels may be obscured by an
intervening obstruction shall sound one
prolonged blast. This signal shall be
answered with a prolonged blast by any
approaching vessel that may be within
hearing around the bend or behind the
intervening obstruction.
(f) Use of one whistle only on a vessel.
If whistles are fitted on a vessel at a
distance apart of more than 100 meters,
one whistle only shall be used for giving
maneuvering and warning signals.
(g) Power-driven vessels leaving dock
or berth. When a power-driven vessel is
leaving a dock or berth, she shall sound
one prolonged blast.
(h) Agreement between vessels using
radiotelephone. A vessel that reaches
agreement with another vessel in a
head-on, crossing, or overtaking
situation, as for example, by using the
radiotelephone as prescribed by the
Vessel Bridge-to-Bridge Radiotelephone
Act (85 Stat. 164; 33 U.S.C. 1201 et
seq.), is not obliged to sound the whistle
signals prescribed by this Rule, but may
do so. If agreement is not reached, then
whistle signals shall be exchanged in a
timely manner and shall prevail.
§ 83.35 Sound signals in restricted
visibility (Rule 35).
In or near an area of restricted
visibility, whether by day or night, the
signals prescribed in this Rule shall be
used as follows:
(a) Power-driven vessels making way
through the water. A power-driven
vessel making way through the water
shall sound at intervals of not more than
2 minutes one prolonged blast.
(b) Power-driven vessels underway but
stopped and making no way through the
water. A power-driven vessel underway
but stopped and making no way through
the water shall sound at intervals of not
more than 2 minutes two prolonged
blasts in succession with an interval of
about 2 seconds between them.
(c) Vessels not under command;
vessels restricted in ability to maneuver;
sailing vessels; vessels engaged in
fishing; vessels engaged in towing or
pushing. A vessel not under command;
a vessel restricted in her ability to
maneuver, whether underway or at
anchor; a sailing vessel; a vessel
engaged in fishing, whether underway
or at anchor; and a vessel engaged in
towing or pushing another vessel shall,
instead of the signals prescribed in
paragraphs (a) or (b) of this Rule, sound
at intervals of not more than 2 minutes,
three blasts in succession; namely, one
prolonged followed by two short blasts.
(d) Vessels towed. A vessel towed or
if more than one vessel is towed the last
vessel of the tow, if manned, shall at
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intervals of not more than 2 minutes
sound four blasts in succession; namely,
one prolonged followed by three short
blasts. When practicable, this signal
shall be made immediately after the
signal made by the towing vessel.
(e) Pushing and pushed vessels
connected in composite unit. When a
pushing vessel and a vessel being
pushed ahead are rigidly connected in
a composite unit they shall be regarded
as a power-driven vessel and shall give
the signals prescribed in paragraphs (a)
or (b) of this Rule.
(f) Vessels at anchor. A vessel at
anchor shall at intervals of not more
than 1 minute ring the bell rapidly for
about 5 seconds. In a vessel of 100
meters or more in length the bell shall
be sounded in the forepart of the vessel
and immediately after the ringing of the
bell the gong shall be sounded rapidly
for about 5 seconds in the after part of
the vessel. A vessel at anchor may in
addition sound three blasts in
succession; namely, one short, one
prolonged and one short blast, to give
warning of her position and of the
possibility of collision to an
approaching vessel.
(g) Vessels aground. A vessel aground
shall give the bell signal and if required
the gong signal prescribed in paragraph
(f) of this Rule and shall, in addition,
give three separate and distinct strokes
on the bell immediately before and after
the rapid ringing of the bell. A vessel
aground may in addition sound an
appropriate whistle signal.
(h) Vessels of less than 12 meters in
length. A vessel of less than 12 meters
in length shall not be obliged to give the
above-mentioned signals but, if she does
not, shall make some other efficient
sound signal at intervals of not more
than 2 minutes.
(i) Pilot vessels. A pilot vessel when
engaged on pilotage duty may in
addition to the signals prescribed in
paragraphs (a), (b) or (f) of this Rule
sound an identity signal consisting of
four short blasts.
(j) Vessels anchored in special
anchorage areas. The following vessels
shall not be required to sound signals as
prescribed in paragraph (f) of this Rule
when anchored in a special anchorage
area designated by the Secretary:
(1) A vessel of less than 20 meters in
length; and
(2) A barge, canal boat, scow, or other
nondescript craft.
§ 83.36
36).
Signals to attract attention (Rule
If necessary to attract the attention of
another vessel, any vessel may make
light or sound signals that cannot be
mistaken for any signal authorized
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elsewhere in these Rules, or may direct
the beam of her searchlight in the
direction of the danger, in such a way
as not to embarrass any vessel.
§ 83.37
Distress signals (Rule 37).
When a vessel is in distress and
requires assistance she shall use or
exhibit the signals described in Annex
IV to these Rules.
Subpart E—Exemptions
§ 83.38
Exemptions (Rule 38).
Any vessel or class of vessels, the keel
of which is laid or which is at a
corresponding stage of construction
before December 24, 1980, provided that
she complies with the requirements of—
(a) The Act of June 7, 1897, (30 Stat.
96), as amended (33 U.S.C. 154–232) for
vessels navigating the waters subject to
that statute;
(b) Section 4233 of the Revised
Statutes (33 U.S.C. 301–356) for vessels
navigating the waters subject to that
statute;
(c) The Act of February 8, 1895 (28
Stat. 645), as amended (33 U.S.C. 241–
295) for vessels navigating the waters
subject to that statute; or
(d) Sections 3, 4, and 5 of the Act of
April 25, 1940 (54 Stat. 163), as
amended (46 U.S.C. 526b, c, and d) for
motorboats navigating the waters subject
to that statute; shall be exempted from
compliance with the technical Annexes
to these Rules as follows:
(1) The installation of lights with
ranges prescribed in Rule 22, until 4
years after the effective date of the
Inland Navigational Rules Act of 1980
(Pub. L. 96–591), except that vessels of
less than 20 meters in length are
permanently exempt;
(2) The installation of lights with
color specifications as prescribed in
Annex I to these Rules, until 4 years
after the effective date of the Inland
Navigational Rules Act of 1980 (Pub. L.
96–591), except that vessels of less than
20 meters in length are permanently
exempt;
(3) The repositioning of lights as a
result of conversion to metric units and
rounding off measurement figures, are
permanently exempt; and
(4) The horizontal repositioning of
masthead lights prescribed by Annex I
to these Rules:
(i) On vessels of less than 150 meters
in length, permanent exemption.
(ii) On vessels of 150 meters or more
in length, until 9 years after the effective
date of the Inland Navigational Rules
Act of 1980 (Pub. L. 96–591).
(5) The restructuring or repositioning
of all lights to meet the prescriptions of
Annex I to these, until 9 years after the
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effective date of the Inland Navigational
Rules Act of 1980 (Pub. L. 96–591);
(6) Power-driven vessels of 12 meters
or more but less than 20 meters in
length are permanently exempt from the
provisions of Rule 23(a)(1) and 23(a)(4)
provided that, in place of these lights,
the vessel exhibits a white light aft
visible all round the horizon; and
(7) The requirements for sound signal
appliances prescribed in Annex III to
these Rules, until 9 years after the
effective date of the Inland Navigational
Rules Act of 1980 (Pub. L. 96–591).
Dated: March 31, 2010.
Kevin S. Cook,
Rear Admiral, U.S. Coast Guard, Director of
Prevention Policy.
[FR Doc. 2010–8532 Filed 4–14–10; 8:45 am]
BILLING CODE 9110–04–P
NATIONAL ARCHIVES AND RECORDS
ADMINISTRATION
36 CFR Parts 1200, 1253, and 1280
[FDMS Docket NARA–10–0002]
RIN 3095–AB66
NARA Facility Locations and Hours
AGENCY: National Archives and Records
Administration (NARA).
ACTION: Direct final rule.
SUMMARY: NARA is amending several of
its regulations; the amendments include
a change to the naming convention for
the regional archives, a new logo for
NARA’s regional records service office,
and the addition of facility information
for the locations of two NARA records
centers. NARA is changing the naming
convention for the regional archives,
currently identified in the regulations
by a geographic location following the
name of the region (e.g. NARANortheast Region (Boston)). The Office
of Regional Records Services has
determined that the naming convention
‘‘The National Archives at [metropolitan
city name]’’ will better identify to the
public the services provided by NARA’s
regional archives located throughout the
U.S. In conjunction with the new
naming convention, the NARA
headquarters office that administers
NARA’s regional records services, the
Office of the Regional Records Services,
has designed a new logo for the
headquarters office; each of the regional
archives will customize the logo by
including their specific city name. The
Federal Records Center Program of the
Office of the Regional Records Services
has also added two facilities to its list
of locations. Because this rulemaking is
E:\FR\FM\15APR1.SGM
15APR1
Agencies
[Federal Register Volume 75, Number 72 (Thursday, April 15, 2010)]
[Rules and Regulations]
[Pages 19544-19555]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-8532]
=======================================================================
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DEPARTMENT OF HOMELAND SECURITY
Coast Guard
33 CFR Part 83
[Docket No. USCG-2009-0948]
RIN 1625-AB43
Inland Navigation Rules
AGENCY: Coast Guard, DHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: By this final rule, the Coast Guard is placing the Inland
Navigation Rules into the Code of Federal Regulations. This move is in
accordance with the Coast Guard and Maritime Transportation Act of
2004, which repeals the Inland Navigation Rules as of the effective
date of these regulations. Future updates of the Inland Navigation
Rules will be accomplished through rulemaking rather than legislation.
DATES: This final rule is effective May 17, 2010.
ADDRESSES: Documents mentioned in this preamble as being available in
the docket are part of docket USCG-2009-0948 and are available for
inspection or copying at the Docket Management Facility (M-30), U.S.
Department of Transportation, West Building Ground Floor, Room W12-140,
1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. You may also find
this docket on the Internet by going to https://www.regulations.gov,
inserting USCG-2009-0948 in the ``Keyword'' box, and then clicking
``Search.''
FOR FURTHER INFORMATION CONTACT: If you have questions on this rule,
call or e-mail Lieutenant Scott Medeiros, Office of Vessel Activities
(CG-54133), telephone (202) 372-1565, e-mail Scott.R.Medeiros@uscg.mil.
If you have questions on viewing the docket, call Renee V. Wright,
Program Manager, Docket Operations, telephone (202) 366-9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Abbreviations
II. Basis and Purpose
III. Discussion of Rule
IV. Regulatory Analyses
A. Administrative Procedure Act
B. Regulatory Planning and Review (Executive Order 12866)
C. Small Entities
D. Assistance for Small Entities
E. Collection of Information
F. Federalism
G. Unfunded Mandates Reform Act
H. Taking of Private Property
I. Civil Justice Reform
J. Protection of Children
K. Indian Tribal Governments
L. Energy Effects
M. Technical Standards
N. Environment
I. Abbreviations
DHS Department of Homeland Security
CFR Code of Federal Regulations
NPRM Notice of proposed rulemaking
U.S.C. United States Code
II. Basis and Purpose
In section 303 of the Coast Guard and Maritime Transportation
Authorization Act of 2004 (Pub. L. 108-293), Congress repealed Section
2 of the Inland Navigation Rules Act of 1980, found in sections 2001-
2038 of Title 33 of the United States Code. These sections contain
requirements for all vessels navigating on U.S. inland waters and
include rules for:
Navigation lights;
Day shapes;
Whistle signals;
Conduct of vessels in restricted visibility; and
Conduct of vessels in sight of each other.
These regulations are commonly known as the ``inland rules of the
road.''
Congress also amended Section 3 of the Inland Navigation Rules Act
of 1980 to grant the Secretary of Homeland Security authority to issue
inland navigation regulations. In doing so, Congress specified that
repeal of Section 2 (the inland navigation rules then in effect) would
not be effective until the effective date of regulations for the inland
navigation rules. This guaranteed there would be no gap in application
of the inland navigation rules between being removed from the United
States Code and being added to the Code of Federal Regulations (CFR).
The Secretary of Homeland Security has delegated authority to
develop and enforce navigation safety regulations to the Commandant of
the Coast Guard through Department of Homeland Security Delegation
0170.1, Delegation to the Commandant of the Coast Guard. The Coast
Guard has decided to use the authority granted by Congress and
delegated by the Secretary to move the inland navigation rules to a new
Part 83 of Title 33, Code of Federal Regulations. This is the most
logical place for the inland navigation rules, as 33 CFR parts 84
through 90 also contain requirements for inland navigation rules as
shown in table 1. Moving the main body of the inland navigation rules
to a new part 83 is consistent with the intent of Congress and puts all
of the inland navigation rules in one place in the Code of Federal
Regulations.
Table 1--Existing Inland Navigation Rules in 33 CFR
------------------------------------------------------------------------
------------------------------------------------------------------------
33 CFR part 84.................... Annex I: Positioning and technical
details of lights and shapes.
33 CFR part 85.................... Annex II: Additional signals for
fishing vessels fishing in close
proximity.
33 CFR part 86.................... Annex III: Technical details of
sound and signal appliances.
33 CFR part 87.................... Annex IV: Distress signals.
33 CFR part 88.................... Annex V: Pilot rules.
33 CFR part 89.................... Inland navigation rules:
Implementing rules.
33 CFR part 90.................... Inland rules: Interpretive rules.
------------------------------------------------------------------------
[[Page 19545]]
In addition to having all of the inland navigation rules in one
location, moving the inland navigation rules from the United States
Code to the CFR will make it easier for the Coast Guard to update or
revise the rules, and improve the public's opportunity for input
regarding changes to the rules. Future updates to the inland navigation
rules will be accomplished through rulemaking rather than legislation,
and interested persons will be able to participate as required by law
through the notice and comment process.
III. Discussion of Rule
Through this final rule, the Coast Guard moves the inland
navigation rules in their entirety from 33 U.S.C. 2001-2038 to new 33
CFR part 83, Inland Navigation Rules.
Although the substance of the Inland Navigation Rules has not
changed, a number of conforming changes were made to maintain clarity
in the Final Rule:
The subparagraphs of each rule were renumbered as necessary to
conform to the CFR standard paragraph structure. To conform to CFR
standard paragraph structure, second-level (level ``(i)'') and third-
level (level ``(1)'') subparagraphs were renumbered to conform to the
CFR standard (now designated as subparagraphs ``(1)'' and ``(i)'',
respectively). For example, Rule 38 paragraph (d)(iv)(2) was renumbered
to become Rule 38 paragraph (d)(4)(ii).
In Sec. 83.185 Exemptions (Rule 38), paragraphs (a)-(c),
references to ``chapters 3, 4, and 5 of this title'' were changed to
the names of the Acts which were codified in the referenced chapter.
Also in Sec. 83.185 Exemptions (Rule 38), in paragraph (d),
references to ``the effective date of these Rules'' were changed to
``the effective date of the Inland Navigation Rules Act of 1980 (Pub.
L. 96-591). This change avoids the ambiguous term ``these Rules'' which
in the old text referred to the statute, not the new regulations at 33
CFR part 83, and avoids inadvertently resetting compliance deadlines
for vessels built before the effective date of this final rule.
Note that most of the statutes referred to in Sec. 83.185
Exemptions (Rule 38) have been repealed. The Coast Guard intends to
address the necessity of maintaining these exemptions through a future
rulemaking.
IV. Regulatory Analyses
We developed this rule after considering numerous statutes and
executive orders related to rulemaking. Below, we summarize our
analyses based on 14 of these statutes or executive orders.
A. Administrative Procedure Act
The Coast Guard did not publish a notice of proposed rulemaking
(NPRM) for this regulation. Under 5 U.S.C. 553(b)(B), the Coast Guard
finds that good cause exists for not publishing an NPRM.
Under the Administrative Procedure Act (APA) ``good cause''
exception at 5 U.S.C. 553(b)(B), an agency may dispense with notice and
comment procedures if the agency finds that following these APA
requirements would be ``impracticable, unnecessary, or contrary to the
public interest.'' See Jeffrey L. Lubbers, A Guide to Federal Agency
Rulemaking (4th ed.) 105-109 (2006) for a discussion of agency findings
of good cause in lieu of notice and comment procedures.
``Unnecessary'' for the purpose of the good cause exceptions to the
requirements of the APA, refers to ``the issuance of a minor rule in
which the public is not particularly interested.'' United States
Department of Justice, Attorney General's Manual on the Administrative
Procedure Act at 31 (1947). Its use should be ``confined to those
situations in which the administrative rule is a routine determination,
insignificant in nature and impact, and inconsequential to the industry
and to the public.'' Utility Solid Waste Activities Group v. EPA, 236
F.3d 749, 755 (DC Cir. 2001), citing South Carolina v. Block, 558
F.Supp. 1004, 1016 (D.S.C. 1983).
This rulemaking makes no change to the substance of the Inland
Navigation Rules; the only changes are to which branch of the Federal
government manages the Inland Navigation Rules (the Executive, through
the Department of Homeland Security and the U.S. Coast Guard, instead
of Congress) and where those rules are written (the CFR instead of the
U.S.C.). There will be no impact on the mariner or the public, with the
exception that a mariner who seeks a change in the inland rules will
have the option of requesting a regulatory change under 33 CFR 1.05-20
instead of being required to petition Congress for a legislative
change. The APA's good cause exception thus applies to the notice and
comment requirement, as that requirement is unnecessary for this
rulemaking.
B. Regulatory Planning and Review (Executive Order 12866)
This rule is not a significant regulatory action under section 3(f)
of Executive Order 12866, Regulatory Planning and Review, and does not
require an assessment of potential costs and benefits under section
6(a)(3) of that Order. The Office of Management and Budget has not
reviewed it under that Order.
By this final rule, the Coast Guard moves the Inland Navigation
Rules in their entirety from Title 33 U.S.C. to Title 33 CFR part 83.
This final rule contains requirements for all vessels navigating on
U.S. inland waters, including commercial, recreational, and government
vessels. We expect no additional costs to the public or industry from
this final rule because all vessels that operate in the United States
are currently required by statute to follow the inland navigation
rules. This rule will not change the current obligations and
responsibilities of mariners.
This final rule allows the Coast Guard to make more timely changes
to the regulations, easing the burden of revising the rules. In this
case, the Coast Guard would use the rulemaking process rather than
seeking legislation.
C. Small Entities
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have
considered whether this rule would have a significant economic impact
on a substantial number of small entities. The term ``small entities''
comprises small businesses, not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.
Jones -Payroll No: -Folios: 1032-1034 -Date: 04/13/2010[FEDREG][VOL]*[/
VOL][NO]*[/NO][DATE]*[/DATE][RULES][RULE][PREAMB][AGENCY]*[/
AGENCY][SUBJECT]*[/SUBJECT][/PREAMB][SUPLINF][HED]*[/HED]?>
A Regulatory Flexibility Act (RFA) analysis is not required when
the agency finds good cause that notice and public procedure thereon
are impracticable, unnecessary, or contrary to the public interest. The
Coast Guard determined that this rule is exempt from notice and comment
procedures pursuant to 5 U.S.C. 553(b)(B). Therefore, an RFA analysis
is not required for this final rule. See the ``Administrative Procedure
Act'' section of this rule for additional details on this
determination.
D. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104-121), we offer to assist small
entities in understanding the rule so that they can better evaluate its
effects on them and participate in the rulemaking. If the rule will
affect your small business, organization, or governmental jurisdiction
and you have questions concerning its provisions or options for
compliance, please consult Lieutenant
[[Page 19546]]
Scott Medeiros, Office of Waterways Management by telephone at 202-372-
1565. The Coast Guard will not retaliate against small entities that
question or complain about this rule or any policy or action of the
Coast Guard.
Small businesses may send comments on the actions of Federal
employees who enforce or otherwise determine compliance with Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-888-734-3247).
E. Collection of Information
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
F. Federalism
A rule has implications for federalism under Executive Order 13132,
Federalism, if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on them. We have analyzed this rule under
that Order and have determined that it does not have implications for
federalism.
G. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or Tribal government, in
the aggregate, or by the private sector of $100,000,000 or more
(adjusted for inflation) in any one year. Though this rule will not
result in such an expenditure, we do discuss the effects of this rule
elsewhere in this preamble.
H. Taking of Private Property
This rule will not cause a taking of private property or otherwise
have taking implications under Executive Order 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
I. Civil Justice Reform
This rule meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
J. Protection of Children
We have analyzed this rule under Executive Order 13045, Protection
of Children from Environmental Health Risks and Safety Risks. This rule
is not an economically significant rule and does not create an
environmental risk to health or risk to safety that may
disproportionately affect children.
K. Indian Tribal Governments
This rule does not have Tribal implications under Executive Order
13175, Consultation and Coordination with Indian Tribal Governments,
because it does not have a substantial direct effect on one or more
Indian Tribes, on the relationship between the Federal Government and
Indian Tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian Tribes.
L. Energy Effects
We have analyzed this rule under Executive Order 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. We have determined that it is not a ``significant
energy action'' under that order because it is not a ``significant
regulatory action'' under Executive Order 12866 and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy. The Administrator of the Office of Information and
Regulatory Affairs has not designated it as a significant energy
action. Therefore, it does not require a Statement of Energy Effects
under Executive Order 13211.
M. Technical Standards
The National Technology Transfer and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use voluntary consensus standards
in their regulatory activities unless the agency provides Congress,
through the Office of Management and Budget (OMB), with an explanation
of why using these standards would be inconsistent with applicable law
or otherwise impractical. Voluntary consensus standards are technical
standards (e.g., specifications of materials, performance, design, or
operation; test methods; sampling procedures; and related management
systems practices) that are developed or adopted by voluntary consensus
standards bodies.
This rule does not use technical standards. Therefore, we did not
consider the use of voluntary consensus standards.
N. Environment
We have analyzed this rule under Department of Homeland Security
Management Directive 023-01 and Commandant Instruction M16475.lD, which
guide the Coast Guard in complying with the National Environmental
Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded
that this action is one of a category of actions which do not
individually or cumulatively have a significant effect on the human
environment. This rule is categorically excluded under section 2.B.2,
figure 2-1, paragraphs (34)(a) and (34)(i) of the Instruction. This
rule involves regulations which are editorial or procedural, such as
those updating addresses or establishing application procedures, and
also involves regulations in aid of navigation. An environmental
analysis checklist and a categorical exclusion determination are
available in the docket where indicated under ADDRESSES.
List of Subjects in 33 CFR Part 83
Fishing vessels, Navigation (water), Waterways.
0
For the reasons discussed in the preamble, the Coast Guard adds part 83
to 33 CFR Subchapter E of Chapter I to read as follows:
SUBCHAPTER E--INLAND NAVIGATION RULES
PART 83--RULES
Subpart A--General
Sec.
83.01 Application (Rule 1).
83.02 Responsibility (Rule 2).
83.03 Definitions (Rule 3).
Subpart B--Steering and Sailing Rules
Conduct of Vessels in Any Condition of Visibility
83.04 Application (Rule 4).
83.05 Look-out (Rule 5).
83.06 Safe speed (Rule 6).
83.07 Risk of collision (Rule 7).
83.08 Action to avoid collision (Rule 8).
83.09 Narrow channels (Rule 9).
83.10 Traffic separation schemes (Rule 10).
Conduct of Vessels in Sight of One Another
83.11 Application (Rule 11).
83.12 Sailing vessels (Rule 12).
83.13 Overtaking (Rule 13).
83.14 Head-on situation (Rule 14).
83.15 Crossing situation (Rule 15).
83.16 Action by give-way vessel (Rule 16).
83.17 Action by stand-on vessel (Rule 17).
83.18 Responsibilities between vessels (Rule 18).
Conduct of Vessels in Restricted Visibility
83.19 Conduct of vessels in restricted visibility (Rule 19).
Subpart C--Lights and Shapes
83.20 Application (Rule 20).
83.21 Definitions (Rule 21).
83.22 Visibility of lights (Rule 22).
[[Page 19547]]
83.23 Power-driven vessels underway (Rule 23).
83.24 Towing and pushing (Rule 24).
83.25 Sailing vessels underway and vessels under oars (Rule 25).
83.26 Fishing vessels (Rule 26).
83.27 Vessels not under command or restricted in their ability to
maneuver (Rule 27).
83.28 [Reserved](Rule 28).
83.29 Pilot vessels (Rule 29).
83.30 Anchored vessels and vessels aground (Rule 30).
83.31 Seaplanes (Rule 31).
Subpart D--Sound and Light Signals
83.32 Definitions (Rule 32).
83.33 Equipment for sound signals (Rule 33).
83.34 Maneuvering and warning signals (Rule 34).
83.35 Sound signals in restricted visibility (Rule 35).
83.36 Signals to attract attention (Rule 36).
83.37 Distress signals (Rule 37).
Subpart E--Exemptions
83.38 Exemptions (Rule 38).
Authority: Sec. 303, Pub. L. 108-293, 118 Stat. 1028 (33 U.S.C.
2001); Department of Homeland Security Delegation No. 0170.1.
Subpart A--General
Sec. 83.01 Application (Rule 1).
(a) United States inland waters and Canadian waters of the Great
Lakes. These Rules apply to all vessels upon the inland waters of the
United States, and to vessels of the United States on the Canadian
waters of the Great Lakes to the extent that there is no conflict with
Canadian law.
(b) International Regulations.
(1) These Rules constitute special rules made by an appropriate
authority within the meaning of Rule 1(b) of the International
Regulations.
(2) All vessels complying with the construction and equipment
requirements of the International Regulations are considered to be in
compliance with these Rules.
(c) Special rules. Nothing in these Rules shall interfere with the
operation of any special rules made by the Secretary of the Navy with
respect to additional station or signal lights and shapes or whistle
signals for ships of war and vessels proceeding under convoy, or by the
Secretary with respect to additional station or signal lights and
shapes for fishing vessels engaged in fishing as a fleet. These
additional station or signal lights and shapes or whistle signals
shall, so far as possible, be such that they cannot be mistaken for any
light, shape, or signal authorized elsewhere under these Rules. Notice
of such special rules shall be published in the Federal Register and,
after the effective date specified in such notice, they shall have
effect as if they were a part of these Rules.
(d) Traffic regulation schemes; vessel traffic service regulations.
Traffic separation schemes may be established for the purpose of these
Rules. Vessel traffic service regulations may be in effect in certain
areas.
(e) Alternative compliance. Whenever the Secretary determines that
a vessel or class of vessels of special construction or purpose cannot
comply fully with the provisions of any of these Rules with respect to
the number, position, range, or arc of visibility of lights or shapes,
as well as to the disposition and characteristics of sound-signaling
appliances, the vessel shall comply with such other provisions in
regard to the number, position, range, or arc of visibility of lights
or shapes, as well as to the disposition and characteristics of sound-
signaling appliances, as the Secretary shall have determined to be the
closest possible compliance with these Rules. The Secretary may issue a
certificate of alternative compliance for a vessel or class of vessels
specifying the closest possible compliance with these Rules. The
Secretary of the Navy shall make these determinations and issue
certificates of alternative compliance for vessels of the Navy.
(f) Acceptance of certificates of alternative compliance from
contracting parties to International Regulations. The Secretary may
accept a certificate of alternative compliance issued by a contracting
party to the International Regulations if he determines that the
alternative compliance standards of the contracting party are
substantially the same as those of the United States.
Sec. 83.02 Responsibility (Rule 2).
(a) Exoneration. Nothing in these Rules shall exonerate any vessel,
or the owner, master, or crew thereof, from the consequences of any
neglect to comply with these Rules or of the neglect of any precaution
which may be required by the ordinary practice of seamen, or by the
special circumstances of the case.
(b) Departure from rules when necessary to avoid immediate danger.
In construing and complying with these Rules due regard shall be had to
all dangers of navigation and collision and to any special
circumstances, including the limitations of the vessels involved, which
may make a departure from these Rules necessary to avoid immediate
danger.
Sec. 83.03 Definitions (Rule 3).
For the purpose of these Rules and this chapter, except where the
context otherwise requires:
(a) Vessel includes every description of water craft, including
nondisplacement craft and seaplanes, used or capable of being used as a
means of transportation on water;
(b) Power-driven vessel means any vessel propelled by machinery;
(c) Sailing vessel means any vessel under sail provided that
propelling machinery, if fitted, is not being used;
(d) Vessel engaged in fishing means any vessel fishing with nets,
lines, trawls, or other fishing apparatus which restricts
maneuverability, but does not include a vessel fishing with trolling
lines or other fishing apparatus which do not restrict maneuverability;
(e) Seaplane includes any aircraft designed to maneuver on the
water;
(f) Vessel not under command means a vessel which, through some
exceptional circumstance, is unable to maneuver as required by these
Rules and is therefore unable to keep out of the way of another vessel;
(g) Vessel restricted in her ability to maneuver means a vessel
which, from the nature of her work, is restricted in her ability to
maneuver as required by these Rules and is therefore unable to keep out
of the way of another vessel; vessels restricted in their ability to
maneuver include, but are not limited to:
(1) A vessel engaged in laying, servicing, or picking up a
navigation mark, submarine cable, or pipeline;
(2) A vessel engaged in dredging, surveying, or underwater
operations;
(3) A vessel engaged in replenishment or transferring persons,
provisions, or cargo while underway;
(4) A vessel engaged in the launching or recovery of aircraft;
(5) A vessel engaged in mineclearance operations; and
(6) A vessel engaged in a towing operation such as severely
restricts the towing vessel and her tow in their ability to deviate
from their course.
(h) Underway means that a vessel is not at anchor, or
made fast to the shore, or aground;
(i) Length and breadth of a vessel mean her length overall and
greatest breadth;
(j) Vessels shall be deemed to be in sight of one another only when
one can be observed visually from the other;
(k) Restricted visibility means any condition in which visibility
is restricted by fog, mist, falling snow, heavy rainstorms, sandstorms,
or any other similar causes;
(l) Western Rivers means the Mississippi River, its tributaries,
South Pass, and Southwest Pass, to the navigational demarcation lines
dividing the high seas from harbors, rivers, and
[[Page 19548]]
other inland waters of the United States, and the Port Allen-Morgan
City Alternate Route, and that part of the Atchafalaya River above its
junction with the Port Allen-Morgan City Alternate Route including the
Old River and the Red River;
(m) Great Lakes means the Great Lakes and their connecting and
tributary waters including the Calumet River as far as the Thomas J.
O'Brien Lock and Controlling Works (between mile 326 and 327), the
Chicago River as far as the east side of the Ashland Avenue Bridge
(between mile 321 and 322), and the Saint Lawrence River as far east as
the lower exit of Saint Lambert Lock;
(n) Secretary means the Secretary of the Department in which the
Coast Guard is Operating;
(o) Inland Waters means the navigable waters of the United States
shoreward of the navigational demarcation lines dividing the high seas
from harbors, rivers, and other inland waters of the United States and
the waters of the Great Lakes on the United States side of the
International Boundary;
(p) Inland Rules or Rules mean the Inland Navigational Rules and
the annexes thereto, which govern the conduct of vessels and specify
the lights, shapes, and sound signals that apply on inland waters; and
(q) International Regulations means the International Regulations
for Preventing Collisions at Sea, 1972, including annexes currently in
force for the United States.
Subpart B--Steering and Sailing Rules
Conduct of Vessels in Any Condition of Visibility
Sec. 83.04 Application (Rule 4).
Rules in this subpart apply in any condition of visibility.
Sec. 83.05 Look-out (Rule 5).
Every vessel shall at all times maintain a proper look-out by sight
and hearing as well as by all available means appropriate in the
prevailing circumstances and conditions so as to make a full appraisal
of the situation and of the risk of collision.
Sec. 83.06 Safe speed (Rule 6).
Every vessel shall at all times proceed at a safe speed so that she
can take proper and effective action to avoid collision and be stopped
within a distance appropriate to the prevailing circumstances and
conditions.
In determining a safe speed the following factors shall be among
those taken into account:
(a) By all vessels:
(1) The state of visibility;
(2) The traffic density including concentration of fishing vessels
or any other vessels;
(3) The maneuverability of the vessel with special reference to
stopping distance and turning ability in the prevailing conditions;
(4) At night the presence of background light such as from shores
lights or from back scatter of her own lights;
(5) The state of wind, sea, and current, and the proximity of
navigational hazards;
(6) The draft in relation to the available depth of water.
(b) Additionally, by vessels with operational radar:
(1) The characteristics, efficiency and limitations of the radar
equipment;
(2) Any constraints imposed by the radar range scale in use;
(3) The effect on radar detection of the sea state, weather, and
other sources of interference;
(4) The possibility that small vessels, ice and other floating
objects may not be detected by radar at an adequate range;
(5) The number, location, and movement of vessels detected by
radar; and
(6) The more exact assessment of the visibility that may be
possible when radar is used to determine the range of vessels or other
objects in the vicinity.
Sec. 83.07 Risk of collision (Rule 7).
(a) Determination if risk exists. Every vessel shall use all
available means appropriate to the prevailing circumstances and
conditions to determine if risk of collision exists. If there is any
doubt such risk shall be deemed to exist.
(b) Radar. Proper use shall be made of radar equipment if fitted
and operational, including long-range scanning to obtain early warning
of risk of collision and radar plotting or equivalent systematic
observation of detected objects.
(c) Scanty information. Assumptions shall not be made on the basis
of scanty information, especially scanty radar information.
(d) Considerations taken into account in determining if risk
exists. In determining if risk of collision exists the following
considerations shall be among those taken into account:
(1) Such risk shall be deemed to exist if the compass bearing of an
approaching vessel does not appreciably change; and
(2) Such risk may sometimes exist even when an appreciable bearing
change is evident, particularly when approaching a very large vessel or
a tow or when approaching a vessel at close range.
Sec. 83.08 Action to avoid collision (Rule 8).
(a) General characteristics of action taken to avoid collision. Any
action taken to avoid collision shall, if the circumstances of the case
admit, be positive, made in ample time and with due regard to the
observance of good seamanship.
(b) Readily apparent alterations in course or speed. Any alteration
of course or speed to avoid collision shall, if the circumstances of
the case admit, be large enough to be readily apparent to another
vessel observing visually or by radar; a succession of small
alterations of course or speed should be avoided.
(c) Alteration of course to avoid close-quarters situation. If
there is sufficient sea room, alteration of course alone may be the
most effective action to avoid a close-quarters situation provided that
it is made in good time, is substantial and does not result in another
close-quarters situation.
(d) Action to result in passing at safe distance. Action taken to
avoid collision with another vessel shall be such as to result in
passing at a safe distance. The effectiveness of the action shall be
carefully checked until the other vessel is finally past and clear.
(e) Slackening of vessel speed; stopping or reversing means of
propulsion. If necessary to avoid collision or allow more time to
assess the situation, a vessel shall slacken her speed or take all way
off by stopping or reversing her means of propulsion.
(f) Early action to allow room for safe passage:
(1) A vessel which, by any of these Rules, is required not to
impede the passage or safe passage of another vessel shall, when
required by the circumstances of the case, take early action to allow
sufficient sea room for the safe passage of the other vessel.
(2) A vessel required not to impede the passage or safe passage of
another vessel is not relieved of this obligation if approaching the
other vessel so as to involve risk of collision and shall, when taking
action, have full regard to the action which may be required by the
Rules of this part.
(3) A vessel the passage of which is not to be impeded remains
fully obliged to comply with the Rules of this part when the two
vessels are approaching one another so as to involve risk of collision.
Sec. 83.09 Narrow channels (Rule 9).
(a) Keeping near to outer limit of channel or fairway which lies on
vessel's starboard side; exception.
(1) A vessel proceeding along the course of a narrow channel or
fairway
[[Page 19549]]
shall keep as near to the outer limit of the channel or fairway which
lies on her starboard side as is safe and practicable.
(2) Notwithstanding paragraph (a)(1) and Rule 14(a), a power-driven
vessel operating in narrow channels or fairways on the Great Lakes,
Western Rivers, or waters specified by the Secretary, and proceeding
downbound with a following current shall have the right-of-way over an
upbound vessel, shall propose the manner and place of passage, and
shall initiate the maneuvering signals prescribed by Rule 34(a)(1), as
appropriate. The vessel proceeding upbound against the current shall
hold as necessary to permit safe passing.
(b) Vessels of less than 20 meters in length; sailing vessels. A
vessel of less than 20 meters in length or a sailing vessel shall not
impede the passage of a vessel that can safely navigate only within a
narrow channel or fairway.
(c) Vessels engaged in fishing. A vessel engaged in fishing shall
not impede the passage of any other vessel navigating within a narrow
channel or fairway.
(d) Crossing narrow channels or fairways. A vessel shall not cross
a narrow channel or fairway if such crossing impedes the passage of a
vessel which can safely navigate only within that channel or fairway.
The latter vessel shall use the danger signal prescribed in Rule 34(d)
if in doubt as to the intention of the crossing vessel.
(e) Overtaking vessels.
(1) In a narrow channel or fairway when overtaking, the power-
driven vessel intending to overtake another power-driven vessel shall
indicate her intention by sounding the appropriate signal prescribed in
Rule 34(c) and take steps to permit safe passing. The power-driven
vessel being overtaken, if in agreement, shall sound the same signal
and may, if specifically agreed to, take steps to permit safe passing.
If in doubt she shall sound the danger signal prescribed in Rule 34(d).
(2) This Rule does not relieve the overtaking vessel of her
obligation under Rule 13.
(f) Areas of obscured visibility due to intervening obstructions. A
vessel nearing a bend or an area of a narrow channel or fairway where
other vessels may be obscured by an intervening obstruction shall
navigate with particular alertness and caution and shall sound the
appropriate signal prescribed in Rule 34(e).
(g) Avoidance of anchoring in narrow channels. Every vessel shall,
if the circumstances of the case admit, avoid anchoring in a narrow
channel.
Sec. 83.10 Traffic separation schemes (Rule 10).
(a) Obligations under other Rules unaffected. This Rule applies to
traffic separation schemes and does not relieve any vessel of her
obligation under any other Rule.
(b) Duties for vessel using scheme. A vessel using a traffic
separation scheme shall:
(1) Proceed in the appropriate traffic lane in the general
direction of traffic flow for that lane;
(2) So far as practicable keep clear of a traffic separation line
or separation zone;
(3) Normally join or leave a traffic lane at the termination of the
lane, but when joining or leaving from either side shall do so at as
small an angle to the general direction of traffic flow as practicable.
(c) Crossing traffic lanes. A vessel shall, so far as practicable,
avoid crossing traffic lanes but if obliged to do so shall cross on a
heading as nearly as practicable at right angles to the general
direction of traffic flow.
(d) Use of inshore traffic lane.
(1) A vessel shall not use an inshore traffic zone when she can
safely use the appropriate traffic lane within the adjacent traffic
separation scheme. However, vessels of less than twenty meters in
length, sailing vessels, and vessels engaged in fishing may use the
inshore traffic zone.
(2) Notwithstanding subparagraph (d)(1), a vessel may use an
inshore traffic zone when en route to or from a port, offshore
installation or structure, pilot station, or any other place situated
within the inshore traffic zone, or to avoid immediate danger.
(e) Entering separation zone or crossing separation line. A vessel
other than a crossing vessel or a vessel joining or leaving a lane
shall not normally enter a separation zone or cross a separation line
except:
(1) In cases of emergency to avoid immediate danger; or
(2) To engage in fishing within a separation zone.
(f) Caution in areas near termination of scheme. A vessel
navigating in areas near the terminations of traffic separation schemes
shall do so with particular caution.
(g) Anchoring. A vessel shall so far as practicable avoid anchoring
in a traffic separation scheme or in areas near its terminations.
(h) Avoidance of scheme. A vessel not using a traffic separation
scheme shall avoid it by as wide a margin as is practicable.
(i) Fishing vessels. A vessel engaged in fishing shall not impede
the passage of any vessel following a traffic lane.
(j) Power-driven vessels. A vessel of less than twenty meters in
length or a sailing vessel shall not impede the safe passage of a
power-driven vessel following a traffic lane.
(k) Exemption; maintenance of safety of navigation. A vessel
restricted in her ability to maneuver when engaged in an operation for
the maintenance of safety of navigation in a traffic separation scheme
is exempted from complying with this Rule to the extent necessary to
carry out the operation.
(l) Exemption; laying, servicing, or picking up submarine cable.
A vessel restricted in her ability to maneuver when engaged in an
operation for the laying, servicing, or picking up of a submarine
cable, within a traffic separation scheme, is exempted from complying
with this Rule to the extent necessary to carry out the operation.
Conduct of Vessels in Sight of One Another
Sec. 83.11 Application (Rule 11).
Rules in this subpart apply to vessels in sight of one another.
Sec. 83.12 Sailing vessels (Rule 12).
(a) Keeping out of the way. When two sailing vessels are
approaching one another, so as to involve risk of collision, one of
them shall keep out of the way of the other as follows:
(1) When each has the wind on a different side, the vessel which
has the wind on the port side shall keep out of the way of the other;
(2) When both have the wind on the same side, the vessel which is
to windward shall keep out of the way of the vessel which is to
leeward; and
(3) If a vessel with the wind on the port side sees a vessel to
windward and cannot determine with certainty whether the other vessel
has the wind on the port or on the starboard side, she shall keep out
of the way of the other.
(b) Windward side. For the purpose of this Rule the windward side
shall be deemed to be the side opposite to that on which the mainsail
is carried or, in the case of a square-rigged vessel, the side opposite
to that on which the largest fore-and-aft sail is carried.
Sec. 83.13 Overtaking (Rule 13).
(a) Overtaking vessel to keep out of the overtaken vessel's way.
Notwithstanding anything contained in Rules 4 through 18, any vessel
overtaking any other shall keep out of the way of the vessel being
overtaken.
(b) Overtaking vessel defined. A vessel shall be deemed to be
overtaking when coming up with another vessel from a direction more
than 22.5 degrees abaft her beam; that is, in such a
[[Page 19550]]
position with reference to the vessel she is overtaking, that at night
she would be able to see only the sternlight of that vessel but neither
of her sidelights.
(c) Assumption that vessel is overtaking another in cases of doubt.
When a vessel is in any doubt as to whether she is overtaking another,
she shall assume that this is the case and act accordingly.
(d) Overtaking vessel to become crossing vessel only when finally
past and clear. Any subsequent alteration of the bearing between the
two vessels shall not make the overtaking vessel a crossing vessel
within the meaning of these Rules or relieve her of the duty of keeping
clear of the overtaken vessel until she is finally past and clear.
Sec. 83.14 Head-on situation (Rule 14).
(a) Course alterations to starboard; port side passage. Unless
otherwise agreed, when two power-driven vessels are meeting on
reciprocal or nearly reciprocal courses so as to involve risk of
collision each shall alter her course to starboard so that each shall
pass on the port side of the other.
(b) Existence of head-on situation. Such a situation shall be
deemed to exist when a vessel sees the other ahead or nearly ahead and
by night she could see the masthead lights of the other in a line or
nearly in a line or both sidelights and by day she observes the
corresponding aspect of the other vessel.
(c) Assumption that head-on situation exists in cases of doubt.
When a vessel is in any doubt as to whether such a situation exists she
shall assume that it does exist and act accordingly.
(d) Vessel operating on Great Lakes, Western Rivers, or other
specified waters, and proceeding downbound with following current.
Notwithstanding paragraph (a) of this Rule, a power-driven vessel
operating on the Great Lakes, Western Rivers, or waters specified by
the Secretary, and proceeding downbound with a following current shall
have the right-of-way over an upbound vessel, shall propose the manner
of passage, and shall initiate the maneuvering signals prescribed by
Rule 34(a)(1), as appropriate.
Sec. 83.15 Crossing situation (Rule 15).
(a) Vessel which must keep out of the other vessel's way. When two
power-driven vessels are crossing so as to involve risk of collision,
the vessel which has the other on her starboard side shall keep out of
the way and shall, if the circumstances of the case admit, avoid
crossing ahead of the other vessel.
(b) Vessels crossing river. Notwithstanding paragraph (a), on the
Great Lakes, Western Rivers, or water specified by the Secretary, a
power-driven vessel crossing a river shall keep out of the way of a
power-driven vessel ascending or descending the river.
Sec. 83.16 Action by give-way vessel (Rule 16).
Every vessel which is directed to keep out of the way of another
vessel shall, so far as possible, take early and substantial action to
keep well clear.
Sec. 83.17 Action by stand-on vessel (Rule 17).
(a) Stand-on vessel to keep course and speed; action allowed when
give-way vessel fails to take appropriate action.
(1) Where one of two vessels is to keep out of the way, the other
shall keep her course and speed.
(2) The latter vessel may, however, take action to avoid collision
by her maneuver alone, as soon as it becomes apparent to her that the
vessel required to keep out of the way is not taking appropriate action
in compliance with these Rules.
(b) Action by stand-on vessel allowed when action by give-way
vessel alone cannot avoid collision. When, from any cause, the vessel
required to keep her course and speed finds herself so close that
collision cannot be avoided by the action of the give-way vessel alone,
she shall take such action as will best aid to avoid collision.
(c) Crossing situations. A power-driven vessel which takes action
in a crossing situation in accordance with subparagraph (a)(2) of this
Rule to avoid collision with another power-driven vessel shall, if the
circumstances of the case admit, not alter course to port for a vessel
on her own port side.
(d) Give-way vessel not relieved of obligation to keep out of the
way. This Rule does not relieve the give-way vessel of her obligation
to keep out of the way.
Sec. 83.18 Responsibilities between vessels (Rule 18).
Except where Rules 9, 10, and 13 otherwise require:
(a) Power-driven vessels underway. A power-driven vessel underway
shall keep out of the way of:
(1) A vessel not under command;
(2) A vessel restricted in her ability to maneuver;
(3) A vessel engaged in fishing; and
(4) A sailing vessel.
(b) Sailing vessels underway. A sailing vessel underway shall keep
out of the way of:
(1) A vessel not under command;
(2) A vessel restricted in her ability to maneuver; and
(3) A vessel engaged in fishing.
(c) Vessels engaged in fishing when underway. A vessel engaged in
fishing when underway shall, so far as possible, keep out of the way
of:
(1) A vessel not under command; and
(2) A vessel restricted in her ability to maneuver.
(d) Seaplanes on the water. A seaplane on the water shall, in
general, keep well clear of all vessels and avoid impeding their
navigation. In circumstances, however, where risk of collision exists,
she shall comply with the Rules of this part.
Conduct of Vessels in Restricted Visibility
Sec. 83.19 Conduct of vessels in restricted visibility (Rule 19).
(a) Vessels to which rule applies. This Rule applies to vessels not
in sight of one another when navigating in or near an area of
restricted visibility.
(b) Safe speed; engines ready for immediate maneuver. Every vessel
shall proceed at a safe speed adapted to the prevailing circumstances
and conditions of restricted visibility. A power-driven vessel shall
have her engines ready for immediate maneuver.
(c) Due regard to prevailing circumstances and conditions. Every
vessel shall have due regard to the prevailing circumstances and
conditions of restricted visibility when complying with Rules 4 through
10.
(d) Detection of vessel by radar alone. A vessel which detects by
radar alone the presence of another vessel shall determine if a close-
quarters situation is developing or risk of collision exists. If so,
she shall take avoiding action in ample time, provided that when such
action consists of an alteration of course, so far as possible the
following shall be avoided:
(1) An alteration of course to port for a vessel forward of the
beam, other than for a vessel being overtaken; and
(2) An alteration of course toward a vessel abeam or abaft the
beam.
(e) Reduction of speed to minimum. Except where it has been
determined that a risk of collision does not exist, every vessel which
hears apparently forward of her beam the fog signal of another vessel,
or which cannot avoid a close-quarters situation with another vessel
forward of her beam, shall reduce her speed to the minimum at which she
can be kept on course. She shall if necessary take all her way off and,
in any event, navigate with extreme caution until danger of collision
is over.
[[Page 19551]]
Subpart C--Lights and Shapes
Sec. 83.20 Application (Rule 20).
(a) Compliance in all weathers. Rules in this part shall be
complied with in all weathers.
(b) Rules concerning lights complied with from sunset to sunrise;
other lights. The Rules concerning lights shall be complied with from
sunset to sunrise, and during such times no other lights shall be
exhibited, except such lights as cannot be mistaken for the lights
specified in these Rules or do not impair their visibility or
distinctive character, or interfere with the keeping of a proper
lookout.
(c) Lights during daylight hours in restricted visibility; other
circumstances. The lights prescribed by these Rules shall, if carried,
also be exhibited from sunrise to sunset in restricted visibility and
may be exhibited in all other circumstances when it is deemed
necessary.
(d) Rules concerning shapes; compliance by day. The Rules
concerning shapes shall be complied with by day.
(e) Annex. The lights and shapes specified in these Rules shall
comply with the provisions of Annex I of these Rules.
Sec. 83.21 Definitions (Rule 21).
(a) Masthead light means a white light placed over the fore and aft
centerline of the vessel showing an unbroken light over an arc of the
horizon of 225 degrees and so fixed as to show the light from right
ahead to 22.5 degrees abaft the beam on either side of the vessel,
except that on a vessel of less than 12 meters in length the masthead
light shall be placed as nearly as practicable to the fore and aft
centerline of the vessel.
(b) Sidelights mean a green light on the starboard side and a red
light on the port side each showing an unbroken light over an arc of
the horizon of 112.5 degrees and so fixed as to show the light from
right ahead to 22.5 degrees abaft the beam on its respective side. On a
vessel of less than 20 meters in length the side lights may be combined
in one lantern carried on the fore and aft centerline of the vessel,
except that on a vessel of less than 12 meters in length the sidelights
when combined in one lantern shall be placed as nearly as practicable
to the fore and aft centerline of the vessel.
(c) Sternlight means a white light placed as nearly as practicable
at the stern showing an unbroken light over an arc of the horizon of
135 degrees and so fixed as to show the light 67.5 degrees from right
aft on each side of the vessel.
(d) Towing light means a yellow light having the same
characteristics as the ''sternlight'' defined in paragraph (c) of this
Rule.
(e) All-round light means a light showing an unbroken light over an
arc of the horizon of 360 degrees.
(f) Flashing light means a light flashing at regular intervals at a
frequency of 120 flashes or more per minute.
(g) Special flashing light means a yellow light flashing at regular
intervals at a frequency of 50 to 70 flashes per minute, placed as far
forward and as nearly as practicable on the fore and aft centerline of
the tow and showing an unbroken light over an arc of the horizon of not
less than 180 degrees nor more than 225 degrees and so fixed as to show
the light from right ahead to abeam and no more than 22.5 degrees abaft
the beam on either side of the vessel.
Sec. 83.22 Visibility of lights (Rule 22).
The lights prescribed in these Rules shall have an intensity as
specified in Annex I to these Rules, so as to be visible at the
following minimum ranges:
(a) Vessel of 50 meters or more in length. In a vessel of 50 meters
or more in length:
(1) A masthead light, 6 miles;
(2) A sidelight, 3 miles;
(3) A sternlight, 3 miles;
(4) A towing light, 3 miles;
(5) A white, red, green or yellow all-round light, 3 miles; and
(6) A special flashing light, 2 miles.
(b) Vessels of 12 meters or more in length but less than 50 meters
in length. In a vessel of 12 meters or more in length but less than 50
meters in length:
(1) A masthead light, 5 miles; except that where the length of the
vessel is less than 20 meters, 3 miles;
(2) A sidelight, 2 miles;
(3) A sternlight, 2 miles;
(4) A towing light, 2 miles;
(5) A white, red, green or yellow all-round light, 2 miles; and
(6) A special flashing light, 2 miles.
(c) Vessels of less than 12 meters in length. In a vessel of less
than 12 meters in length:
(1) A masthead light, 2 miles;
(2) A sidelight, 1 mile;
(3) A sternlight, 2 miles;
(4) A towing light, 2 miles;
(5) A white, red, green or yellow all-round light, 2 miles; and
(6) A special flashing light, 2 miles.
(d) An inconspicuous, partly submerged vessel or objects being
towed. In an inconspicuous, partly submerged vessel or objects being
towed:
(1) A white all-round light, 3 miles.
Sec. 83.23 Power-driven vessels underway (Rule 23).
(a) Lights exhibited by power-driven vessels underway. A power-
driven vessel underway shall exhibit:
(1) A masthead light forward;
(2) A second masthead light abaft of and higher than the forward
one; except that a vessel of less than 50 meters in length shall not be
obliged to exhibit such light but may do so;
(3) Sidelights; and
(4) A sternlight.
(b) Air-cushion vessels. An air-cushion vessel when operating in
the nondisplacement mode shall, in addition to the lights prescribed in
paragraph (a) of this Rule, exhibit an all-round flashing yellow light
where it can best be seen.
(c) Alternative lights for power-driven vessels of less than 12
meters in length. A power-driven vessel of less than 12 meters in
length may, in lieu of the lights prescribed in paragraph (a) of this
Rule, exhibit an all-round white light and sidelights.
(d) Power-driven vessels when operating on Great Lakes. A power-
driven vessel when operating on the Great Lakes may carry an all-round
white light in lieu of the second masthead light and sternlight
prescribed in paragraph (a) of this Rule. The light shall be carried in
the position of the second masthead light and be visible at the same
minimum range.
Sec. 83.24 Towing and pushing (Rule 24).
(a) A power-driven vessel when towing astern. A power-driven vessel
when towing astern shall exhibit:
(1) Instead of the light prescribed either in Rule 23(a)(1) or
23(a)(2), two masthead lights in a vertical line. When the length of
the tow, measuring from the stern of the towing vessel to the after end
of the tow exceeds 200 meters, three such lights in a vertical line;
(2) Sidelights;
(3) A sternlight;
(4) A towing light in a vertical line above the sternlight; and
(5) When the length of the tow exceeds 200 meters, a diamond shape
where it can best be seen.
(b) Pushing vessel and pushed vessel rigidly connected in composite
unit. When a pushing vessel and a vessel being pushed ahead are rigidly
connected in a composite unit they shall be regarded as a power-driven
vessel and exhibit the lights prescribed in Rule 23.
(c) A power-driven vessel when pushing ahead or towing alongside. A
power-driven vessel when pushing
[[Page 19552]]
ahead or towing alongside, except as required by paragraphs (b) and (1)
of this Rule, shall exhibit:
(1) Instead of the light prescribed either in Rule 23(a)(1) or
23(a)(2), two masthead lights in a vertical line;
(2) Sidelights; and
(3) Two towing lights in a vertical line.
(d) Compliance with other requirements. A power-driven vessel to
which paragraphs (a) or (c) of this Rule apply shall also comply with
Rule 23(a)(1) and 23(a)(2).
(e) Vessels being towed. A vessel or object other than those
referred to in paragraph (g) of this Rule being towed shall exhibit:
(1) Sidelights;
(2) A sternlight; and
(3) When the length of the tow exceeds 200 meters, a diamond shape
where it can best be seen.
(f) Vessels being towed alongside or pushed in a group. Provided
that any number of vessels being towed alongside or pushed in a group
shall be lighted as one vessel, except as provided in paragraph (3)--
(1) A vessel being pushed ahead, not being part of a composite
unit, shall exhibit at the forward end, sidelights and a special
flashing light;
(2) A vessel being towed alongside shall exhibit a sternlight and
at the forward end, sidelights and a special flashing light; and
(3) When vessels are towed alongside on both sides of the towing
vessels a sternlight shall be exhibited on the stern of the outboard
vessel on each side of the towing vessel, and a single set of
sidelights as far forward and as far outboard as is practicable, and a
single special flashing light.
(g) An inconspicuous, partly submerged vessel or object being
towed. An inconspicuous, partly submerged vessel or object being towed
shall exhibit:
(1) If it is less than 25 meters in breadth, one all-round white
light at or near each end;
(2) If it is 25 meters or more in breadth, four all-round white
lights to mark its length and breadth;
(3) If it exceeds 100 meters in length, additional all-round white
lights between the lights prescribed in subparagraphs (1) and (2) so
that the distance between the lights shall not exceed 100 meters:
Provided, that any vessels or objects being towed alongside each other
shall be lighted as one vessel or object;
(4) A diamond shape at or near the aftermost extremity of the last
vessel or object being towed; and
(5) The towing vessel may direct a searchlight in the direction of
the tow to indicate its presence to an approaching vessel.
(h) Alternative lighting of vessel or object being towed. Where
from any sufficient cause it is impracticable for a vessel or object
being towed to exhibit the lights prescribed in paragraph (e) or (g) of
this Rule, all possible measures shall be taken to light the vessel or
object towed or at least to indicate the presence of the unlighted
vessel or object.
(i) Western Rivers or other specified waters; exception.
Notwithstanding paragraph (c), on the Western Rivers (except below the
Huey P. Long Bridge on the Mississippi River) and on waters specified
by the Secretary, a power-driven vessel when pushing ahead or towing
alongside, except as paragraph (b) applies, shall exhibit:
(1) Sidelights; and
(2) Two towing lights in a vertical line.
(j) Towing another vessel in distress or otherwise in need of
assistance. Where from any sufficient cause it is impracticable for a
vessel not normally engaged in towing operations to display the lights
prescribed by paragraph (a), (c) or (i) of this Rule, such vessel shall
not be required to exhibit those lights when engaged in towing another
vessel in distress or otherwise in need of assistance. All possible
measures shall be taken to indicate the nature of the relationship
between the towing vessel and the vessel being assisted. The
searchlight authorized by Rule 36 may be used to illuminate the tow.
Sec. 83.25 Sailing vessels underway and vessels under oars (Rule 25).
(a) Sailing vessels underway. A sailing vessel underway shall
exhibit:
(1) Sidelights; and
(2) A sternlight.
(b) Sailing vessels of less than 20 meters in length. In a sailing
vessel of less than 20 meters in length the lights prescribed in
paragraph (a) of this Rule may be combined in one lantern carried at or
near the top of the mast where it can best be seen.
(c) Additional lights. A sailing vessel underway may, in addition
to the lights prescribed in paragraph (a) of this Rule, exhibit at or
near the top of the mast, where they can best be seen, two all-round
lights in a vertical line, the upper being red and the lower green, but
these lights shall not be exhibited in conjunction with the combined
lantern permitted by paragraph (b) of this Rule.
(d) Sailing vessels of less than 7 meters in length; vessels under
oars.
(1) A sailing vessel of less than 7 meters in length shall, if
practicable, exhibit the lights prescribed in paragraph (a) or (b) of
this Rule, but if she does not, she shall have ready at hand an
electric torch or lighted lantern showing a white light which shall be
exhibited in sufficient time to prevent collision.
(2) A vessel under oars may exhibit the lights prescribed in this
Rule for sailing vessels, but if she does not, she shall have ready at
hand an electric torch or lighted lantern showing a white light which
shall be exhibited in sufficient time to prevent collision.
(e) Vessels proceeding under sail. A vessel proceeding under sail
when also being propelled by machinery shall exhibit forward where it
can best be seen a conical shape, apex downward. A vessel of less than
12 meters in length is not required to exhibit this shape, but may do
so.
Sec. 83.26 Fishing vessels (Rule 26).
(a) Exhibition of only prescribed lights and shapes. A vessel
engaged in fishing, whether underway or at anchor, shall exhibit only
the lights and shapes prescribed in this Rule.
(b) Vessels engaged in trawling. A vessel when engaged in trawling,
by which is meant the dragging through the water of a dredge net or
other apparatus used as a fishing appliance, shall exhibit:
(1) Two all-round lights in a vertical line, the upper being green
and the lower white, or a shape consisting of two cones with their
apexes together in a vertical line one above the other;
(2) A masthead light abaft of and higher than the all-round green
light; a vessel of less than 50 meters in length shall not be obliged
to exhibit such a light but may do so; and
(3) When making way through the water, in addition to the lights
prescribed in this paragraph, sidelights and a sternlight.
(c)Vessels engaged in fishing other than trawling. A vessel engaged
in fishing, other than trawling, shall exhibit:
(1) Two all-round lights in a vertical line, the upper being green
and the lower white, or a shape consisting of two cones with their
apexes together in a vertical line one above the other;
(2) A masthead light abaft of and higher than the all-round green
light; a vessel of less than 50 meters in length shall not be obliged
to exhibit such a light but may do so; and
(3) When making way through the water, in addition to the lights
prescribed in this paragraph, sidelights and a sternlight.
(c) Vessels engaged in fishing other than trawling. A vessel
engaged in
[[Page 19553]]
fishing, other than trawling, shall exhibit:
(1) Two all-round lights in a vertical line, the upper being red
and the lower white, or a shape consisting of two cones with apexes
together in a vertical line one above the other;
(2) When there is outlying gear extending more than 150 meters
horizontally from the vessel, an all-round white light or a cone apex
upward in the direction of the gear; and
(3) When making way through the water, in addition to the lights
prescribed in this paragraph, sidelights and a sternlight.
(d) Vessels engaged in fishing in close proximity to other vessels
engaged in fishing. The additional signals described in Annex II to
these Rules apply to a vessel engaged in fishing in close proximity to
other vessels engaged in fishing.
(e) Vessels when not engaged in fishing. A vessel when not engaged
in fishing shall not exhibit the lights or shapes prescribed in this
Rule, but only those prescribed for a vessel of her length.
Sec. 83.27 Vessels not under command or restricted in their ability
to maneuver (Rule 27).
(a) Vessels not under command. A vessel not under command shall
exhibit:
(1) Two all-round red lights in a vertical line where they can best
be seen;
(2) Two balls or similar shapes in a vertical line where they can
best be seen; and
(iii) When making way through the water, in addition to the lights
prescribed in this paragraph, sidelights and a sternlight.
(b) Vessels restricted in their ability to maneuver. A vessel
restricted in her ability to maneuver, except a vessel