Use of Ozone-Depleting Substances; Removal of Essential-Use Designation (Flunisolide, etc.), 19213-19241 [2010-8467]
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Federal Register / Vol. 75, No. 71 / Wednesday, April 14, 2010 / Rules and Regulations
The Rule
This action amends Title 14 Code of
Federal Regulations (14 CFR) part 71 by
adding additional Class E airspace 700
and 1,200 feet above the surface for
Point Mugu NAS, Oxnard, CA, to
accommodate the vectoring of aircraft
flying en route, in and out of the Los
Angeles ARTCC’s airspace area. This
action enhances the safety and
management of aircraft operations in
Los Angeles ARTCC’s airspace. This
action also changes the name from Point
Mugu NAWS, to Point Mugu NAS, and
updates the geographic coordinates of
Point Mugu NAS, Oxnard, CA.
The FAA has determined this
regulation only involves an established
body of technical regulations for which
frequent and routine amendments are
necessary to keep them operationally
current. Therefore, this regulation: (1) Is
not a ‘‘significant regulatory action’’
under Executive Order 12866; (2) is not
a ‘‘significant rule’’ under DOT
Regulatory Policies and Procedures (44
FR 11034; February 26, 1979); and (3)
does not warrant preparation of a
regulatory evaluation as the anticipated
impact is so minimal. Since this is a
routine matter that will only affect air
traffic procedures and air navigation, it
is certified this rule, when promulgated,
will not have a significant economic
impact on a substantial number of small
entities under the criteria of the
Regulatory Flexibility Act. The FAA’s
authority to issue rules regarding
aviation safety is found in Title 49 of the
U.S. Code. Subtitle 1, Section 106
discusses the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority. This
rulemaking is promulgated under the
authority described in Subtitle VII, Part
A, Subpart I, Section 40103. Under that
section, the FAA is charged with
prescribing regulations to assign the use
of airspace necessary to ensure the
safety of aircraft and the efficient use of
airspace. This regulation is within the
scope of that authority as it establishes
additional controlled airspace at Point
Mugu NAS, Oxnard, CA.
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List of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (air).
Adoption of the Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends 14 CFR part 71 as follows:
■
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PART 71—DESIGNATION OF CLASS A,
B, C, D AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
Issued in Seattle, Washington, on March
31, 2010.
Robert E. Henry,
Acting Manager, Operations Support Group,
Western Service Center .
1. The authority citation for 14 CFR
part 71 continues to read as follows:
[FR Doc. 2010–8407 Filed 4–13–10; 8:45 am]
■
Authority: 49 U.S.C. 106(g), 40103, 40113,
40120; E. O. 10854, 24 FR 9565, 3 CFR, 1959–
1963 Comp., p. 389.
§ 71.1
2. The incorporation by reference in
14 CFR 71.1 of the Federal Aviation
Administration Order 7400.9T, Airspace
Designations and Reporting Points,
signed August 27, 2009, and effective
September 15, 2009, is amended as
follows:
Paragraph 6005 Class E airspace areas
extending upward from 700 feet or more
above the surface of the earth.
*
*
*
*
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Food and Drug Administration
21 CFR Part 2
[Docket No. FDA–2006–N–0304] (formerly
Docket No. 2006N–0262)
RIN 0910–AF92
Use of Ozone-Depleting Substances;
Removal of Essential-Use Designation
(Flunisolide, etc.)
AGENCY:
Food and Drug Administration,
HHS.
AWP CA E5 Oxnard, CA
Point Mugu NAS (Naval Base Ventura Co),
CA
(Lat. 34°07′09″N., long. 119°07′10″W.)
That airspace extending upward from 700
feet above the surface beginning at lat.
34°01′56″N., long. 119°01′44″W.; to lat.
34°02′30″N., long. 118°53′33″W.; to lat.
34°19′30″N., long. 118°53′03″W.; to lat.
34°19′30″N., long. 119°29′53″W.; thence 3
miles west of and parallel to the shoreline to
lat. 34°14′50″N., long. 119°22′03″W.; to lat.
34°14′45″N., long. 119°23′33″W.; to lat.
34°06′55″N., long. 119°22′33″W.; to lat.
34°07′41″N., long. 119°15′40″W., thence via a
7-mile radius of Point Mugu NAS to the point
of beginning. That airspace extending
upward from 1,200 feet above the surface
bounded by a line beginning at lat.
34°30′00″N., long. 118°50′03″W.; to lat.
34°00′00″N., long. 118°50′03″W.; to lat.
34°00′00″N., long. 119°05′00″W.; to lat.
33°52′03″N., long. 119°06′59″W.; to lat.
33°28′30″N., long. 119°07′03″W.; to lat.
33°28′30″N., long. 118°47′00″W.; to lat.
33°19′30″N., long. 118°37′03″W.; to lat.
32°53′00″N., long. 119°13′00″W.; to lat.
33°05′00″N., long. 119°45′07″W.; to lat.
33°53′00″N., long. 120°38′00″W.; lat.
33°54′00″N., long. 120°00′03″W.; to lat.
34°20′00″N., long. 120°00′04″W.; to lat.
34°20′00″N., long. 119°30′03″W.; to lat.
34°30′00″N., long. 119°30′03″W., thence to
the point of beginning, excluding that
airspace more than 12 nautical miles from
the shoreline. That airspace extending
upward from 5,000 feet MSL bounded by a
line beginning at lat. 34°08′00″N., long.
120°00′03″W.; to lat. 33°54′00″N., long.
120°00′03″W.; to lat. 33°53′00″N., long.
120°38′00″W.; to lat. 33°55′00″N., long.
120°40′00″W.; lat. 34°00′00″N., long.
120°43′00″W.; to lat. 34°06′15″N., long.
120°30′04″ W.; to lat. 34°08′00″N., long.
120°26′04″W., thence to the point of
beginning, excluding that airspace more than
12 nautical miles from the shoreline.
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
[Amended]
■
*
BILLING CODE 4910–13–P
ACTION:
Final rule.
SUMMARY: The Food and Drug
Administration (FDA), after
consultation with the Environmental
Protection Agency (EPA), is amending
FDA’s regulation on the use of ozonedepleting substances (ODSs) in selfpressurized containers to remove the
essential-use designations for
flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil used in oral
pressurized metered-dose inhalers
(MDIs). The Clean Air Act requires FDA,
in consultation with the EPA, to
determine whether an FDA-regulated
product that releases an ODS is an
essential use of the ODS. FDA has
concluded that there are no substantial
technical barriers to formulating
flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil as products
that do not release ODSs, and therefore
they will no longer be essential uses of
ODSs as of the effective dates of this
rule. MDIs for these active moieties
containing an ODS may not be marketed
after the relevant effective date.
DATES: Removal of § 2.125(e)(2)(iii) and
§ 2.125(e)(4)(vii) is effective June 14,
2010. Removal of § 2.125(e)(1)(v) and
§ 2.125(e)(4)(iv) is effective December
31, 2010. Removal of § 2.125(e)(1)(iii) is
effective June 30, 2011. Removal of
§ 2.125(e)(2)(iv) and § 2.125(e)(4)(viii) is
effective December 31, 2013.
ADDRESSES: For access to the docket to
read background documents or
comments received, go to https://
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Federal Register / Vol. 75, No. 71 / Wednesday, April 14, 2010 / Rules and Regulations
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Martha Nguyen, Center for Drug
Evaluation and Research, Food and
Drug Administration, 10903 New
Hampshire Ave., Bldg. 51, rm. 6352,
Silver Spring, MD 20993–0002, 301–
796–3601.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Introduction and Highlights of the
Rule
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II. Background
A. CFCs
B. Regulation of ODSs
1. The 1978 Rules
2. The Montreal Protocol
3. The 1990 Amendments to the Clean
Air Act
4. EPA’s Implementing Regulations
5. FDA’s 2002 Regulation
III. Criteria
IV. Comments on the 2007 Proposed
Rule
A. Flunisolide, Triamcinolone,
Metaproterenol
B. Cromolyn and Nedocromil
C. Pirbuterol
1. Do Substantial Technical Barriers
To Formulating Pirbuterol Products
Without ODSs Exist?
2. Do Pirbuterol MDIs Provide an
Otherwise Unavailable Important
Public Health Benefit?
a. Does Pirbuterol Provide a Greater
Therapeutic Benefit Than Similar
Adrenergic Bronchodilators?
b. Does the Breath-Actuated Device
Associated With Pirbuterol MDIs
Provide an Important Public Health
Benefit?
3. Does Use of Pirbuterol MDIs
Release Cumulatively Significant
Amounts of ODSs Into the
Atmosphere and Is the Release
Warranted Because These MDIs
Provide an Otherwise Unavailable
Important Public Health Benefit?
4. Additional Comments on
Miscellaneous Issues
a. Sufficiency of Advisory Committee
and Open Public Meetings
b. Sufficiency of Proposed Rule
c. Regulatory Flexibility Act
d. National Environmental Policy Act
D. Albuterol and Ipratropium in
Combination
1. Do Substantial Technical Barriers
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To Formulating Products
Containing Albuterol and
Ipratropium in Combination
Without ODSs Exist?
2. Do MDIs Containing Albuterol and
Ipratropium in Combination
Provide an Otherwise Unavailable
Important Public Health Benefit?
3. Does Use of MDIs Containing
Albuterol and Ipratropium in
Combination Release Cumulatively
Significant Amounts of ODSs Into
the Atmosphere and Is the Release
Warranted Because These MDIs
Provide an Otherwise Unavailable
Important Public Health Benefit?
4. Additional Comments on
Miscellaneous Issues
a. Criteria Used in Rulemaking
b. Intent to Reformulate
c. Deadline for Overall CFC Phase-Out
d. Sufficiency of Advisory Committee
Meeting
E. Effective dates
F. Conclusions
V. Environmental Impact
VI. Analysis of Impacts
A. Introduction
B. Need for Regulation and the
Objective of this Rule
C. Background
1. CFCs and Stratospheric Ozone
2. The Montreal Protocol
3. Benefits of the Montreal Protocol
4. Characteristics of COPD
5. Characteristics of Asthma
6. Current U.S. Market for CFC MDIs
D. Benefits and Costs of the Final Rule
1. Baseline Conditions
2. Benefits of the Final Rule
a. Reduced CFC Emissions
b. Returns on Investment in
Environmentally-Friendly
Technology
c. International Cooperation
3. Costs of the Final Rule
4. Effects on Medicare and Medicaid
a. Medicaid
b. Medicare
E. Alternative Phase-Out Dates
F. Sensitivity Analyses
G. Conclusion
VII. Regulatory Flexibility Analysis
VIII. The Paperwork Reduction Act of
1995
IX. Federalism
X. References
I. Introduction and Highlights of the
Rule
With this rule, FDA removes the last
remaining essential-use designations for
chlorofluorocarbons (CFCs) used in
MDIs for the treatment of asthma and
chronic obstructive pulmonary disease
(COPD). This regulatory action is the
culmination of many years of efforts to
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protect the environment by limiting the
production and use of ODSs. It began
with a rulemaking in 1978 and involved
an international treaty, legislation, and
rulemakings as described in the
background section. After the effective
date of this rule, there will remain only
three essential uses of ODSs: (1)
Anesthetic drugs for topical use on
accessible mucous membranes of
humans where a cannula is used for
application; (2) metered-dose atropine
sulfate aerosol human drugs
administered by oral inhalation; and (3)
sterile aerosol talc administered
intrapleurally by thoracoscopy for
human use (21 CFR 2.125(e)(4)(iii), (vi),
and (ix)).
On June 11, 2007, FDA published a
proposed rule in the Federal Register
(72 FR 32030) (the proposed rule),
proposing to remove the essential-use
designations for oral pressurized MDIs
containing flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil. These MDIs
containing chlorofluorocarbons (CFCs)
or other ODSs may not be marketed
without an essential-use designation.
There are three criteria that must all be
met for each of these MDIs to retain
their essential-use designation. For each
of these MDIs to retain its essential-use
designation, we must find that:
1. Substantial technical barriers exist
to formulating the product without
ODSs;
2. The product will provide an
unavailable important public health
benefit; and
3. Use of the product does not release
cumulatively significant amounts of
ODSs into the atmosphere or the release
is warranted in view of the unavailable
important public health benefit.
With respect to MDIs containing
flunisolide, triamcinolone,
metaproterenol, pirbuterol, cromolyn,
and nedocromil, we tentatively found in
the proposed rule that no substantial
technical barriers exist to formulating
them without ODSs, they do not provide
an otherwise unavailable important
public health benefit because of the
availability of therapeutic alternatives,
and the release of ODSs into the
atmosphere from these MDIs is
cumulatively significant and is not
warranted because they do not provide
an otherwise unavailable important
public health benefit. In addition, we
had proposed an effective date for this
rule of December 31, 2009.
After considering the information
received at the August 2, 2007, public
meeting and written comments
submitted in response to the proposal,
FDA has concluded that there are no
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substantial technical barriers to
formulating flunisolide, triamcinolone,
metaproterenol, pirbuterol, cromolyn,
and nedocromil as products that do not
release ODSs, and therefore flunisolide,
triamcinolone, metaproterenol,
pirbuterol, cromolyn, and nedocromil
no longer meet the criteria to be an
essential use of ODSs. We have also
determined that the appropriate
effective date for the removal of the
essential-use designation for
metaproterenol and nedocromil MDIs is
June 14, 2010, the appropriate effective
date for the removal of the essential-use
designation for triamcinolone and
cromolyn MDIs is December 31, 2010,
and the appropriate effective date for
the removal of the essential-use
designation for flunisolide is June 30,
2011. In addition, we have determined
that the appropriate effective date for
pirbuterol is December 31, 2013,
because this date provides over 3 years
for Maxair Autohaler (pirbuterol acetate
inhalation aerosol) users who are
accustomed to a breath-actuated device
to consult with their health care
providers, evaluate options, and
transition to appropriate therapeutic
alternatives. We will discuss our
determinations on the criteria and the
effective date in section IV of this
document, ‘‘Comments on the 2007
Proposed Rule.’’
With respect to MDIs containing
albuterol and ipratropium in
combination, we were unable to
determine initially whether substantial
technical barriers exist to formulating
them without ODSs. In the proposed
rule, we tentatively found that these
MDIs do not provide an otherwise
unavailable important public health
benefit and the release of ODSs into the
atmosphere from these MDIs is
cumulatively significant and is not
warranted because they do not provide
an otherwise unavailable important
public health benefit. Again, we
proposed an effective date for this rule
of December 31, 2009.
After considering the information
received at the August 2, 2007, public
meeting and written comments
submitted in response to the proposal,
FDA has concluded that there are no
substantial technical barriers to
formulating albuterol and ipratropium
bromide in combination as a product
that does not release ODSs, and
therefore albuterol and ipratropium
bromide in combination no longer meets
the criteria to be an essential use of
ODSs. We have determined that the
appropriate effective date for the
removal of the essential-use designation
for albuterol and ipratropium bromide
in combination is December 31, 2013,
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because this date provides over 3 years
to disseminate information about the
transition to Combivent Inhalation
Aerosol users who may have multiple
health conditions that may make the
transition to therapeutic alternatives
more difficult. The transition period
allows these individuals time to consult
with their health care providers,
evaluate options, and transition to
appropriate therapeutic alternatives. We
will discuss our determinations on the
criteria and the effective date in section
IV of this document ‘‘Comments on the
2007 Proposed Rule.’’
II. Background
A. CFCs
Chlorofluorocarbons (CFCs) are
organic compounds that contain carbon,
chlorine, and fluorine atoms. CFCs were
first used commercially in the early
1930s as a replacement for hazardous
materials then used in refrigeration,
such as sulfur dioxide and ammonia.
Subsequently, CFCs were found to have
a large number of uses, including as
solvents and as propellants in selfpressurized aerosol products, such as
MDIs.
CFCs are very stable in the
troposphere, the lowest part of the
atmosphere. They move to the
stratosphere, a region that begins about
10 to 16 kilometers (km) (6 to 10 miles)
above the Earth’s surface and extends
up to about 50 km (31 miles) altitude.
Within the stratosphere, there is a zone
about 15 to 40 km (10 to 25 miles) above
the Earth’s surface in which ozone is
relatively highly concentrated. This
zone in the stratosphere is generally
called the stratospheric ozone layer.
Once in the stratosphere, CFCs are
gradually broken down by strong
ultraviolet light, releasing chlorine
atoms that then deplete stratospheric
ozone. Depletion of stratospheric ozone
by CFCs and other ODSs allows more
ultraviolet-B (UV–B) radiation to reach
the Earth’s surface, where it increases
skin cancers and cataracts, and damages
some marine organisms, plants, and
plastics.
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1. The 1978 Rules
In the Federal Register of March 17,
1978 (43 FR 11301), FDA and EPA
published rules banning, with a few
exceptions, the use of CFCs as
propellants in aerosol containers. These
rules were issued under authority of the
Federal Food, Drug, and Cosmetic Act
(the act) (21 U.S.C. 321 et seq.) and the
Toxic Substances Control Act (15 U.S.C.
2601 et seq.), respectively. FDA’s rule
(the 1978 rule) was codified as § 2.125
(21 CFR 2.125). These rules issued by
FDA and EPA had been preceded by
rules issued by FDA and the Consumer
Product Safety Commission requiring
products that contain CFC propellants
to bear environmental warning
statements on their labeling (42 FR
22018, April 29, 1977; 42 FR 42780,
August 24, 1977).
The 1978 rule prohibited the use of
CFCs as propellants in self-pressurized
containers in any food, drug, medical
device, or cosmetic. As originally
published, the rule listed five essential
uses exempt from the ban. The second
listed essential use was for ‘‘[m]etereddose steroid bronchodilator human
drugs for oral inhalation.’’ This use
describes flunisolide MDIs and
triamcinolone MDIs. The third listed
essential use was for ‘‘[m]etered-dose
adrenergic bronchodilator human drugs
for oral inhalation.’’ This use describes
metaproterenol MDIs and pirbuterol
MDIs.1
The 1978 rule provided criteria for
adding new essential uses, and several
uses were added to the list using these
criteria, the last one in 1996. The 1978
rule did not provide any mechanism for
removing essential uses from the list as
alternative products were developed or
CFC-containing products were removed
from the market. The absence of a
removal procedure came to be viewed as
a deficiency in the 1978 rule, and was
addressed in a later rulemaking,
discussed in section II.B.5 of this
document.
2. The Montreal Protocol
B. Regulation of ODSs
On April 21, 1989, the United States
became a Party to the Montreal Protocol
on Substances that Deplete the Ozone
Layer (Montreal Protocol) (September
16, 1987, 26 I.L.M. 1541 (1987)),
The link between CFCs and the
depletion of stratospheric ozone was
discovered in the mid-1970s. Since
1978, the U.S. Government has pursued
a vigorous and consistent policy,
through the enactment of laws and
regulations, of limiting the production,
use, and importation of ODSs, including
CFCs.
1 The essential-use designation for ‘‘[m]etereddose cromolyn sodium human drugs administered
by oral inhalation’’ was added to § 2.125(e) on
February 6, 1986 (51 FR 5190). The essential-use
designation for ‘‘[m]etered-dose nedocromil sodium
human drugs administered by oral inhalation’’ was
added to § 2.125(e) on January 26, 1993 (58 FR
6086). The essential-use designation for ‘‘[m]etereddose ipratropium bromide and albuterol sulfate, in
combination, administered by oral inhalation’’ was
added on April 9, 1996 (61 FR 15700).
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available at https://www.unep.org/ozone/
pdfs/Montreal-Protocol2000.pdf.2 The
United States played a leading role in
the negotiation of the Montreal Protocol,
believing that internationally
coordinated control of ODSs would best
protect both the U.S. and global public
health and the environment from
potential adverse effects of depletion of
stratospheric ozone. Currently, there are
196 Parties to this treaty.3 When it
joined the treaty, the United States
committed to reducing production and
consumption of certain CFCs to 50
percent of 1986 levels by 1998–99
(Article 2(4) of the Montreal Protocol).
It also agreed to accept an ‘‘adjustment’’
procedure, by which, following
assessment of the existing control
measures, the Parties could adjust the
scope, amount, and timing of those
control measures for substances already
subject to the Montreal Protocol. As the
evidence regarding the impact of ODSs
on the ozone layer became stronger, the
Parties used this adjustment procedure
to accelerate the phase-out of ODSs. At
the fourth Meeting of the Parties to the
Montreal Protocol, held at Copenhagen
in November 1992, the Parties adjusted
Article 2 of the Montreal Protocol to
eliminate the production and
importation of CFCs by January 1, 1996,
by Parties that are developed countries
(Decision IV/2).4 The adjustment also
indicated that it would apply, ‘‘save to
the extent that the Parties decide to
permit the level of production or
consumption that is necessary to satisfy
uses agreed by them to be essential’’
(Article 2A(4)). Under the treaty’s rules
of procedure, an essential-use decision
requires a two-thirds majority vote by
the Parties to the treaty, although, to
date, all such decisions have been made
by consensus. To produce or import
CFCs for an essential use under the
Montreal Protocol, a Party must request
2 FDA has verified all Web site addresses cited in
this document, but FDA is not responsible for any
subsequent changes to the Web sites after this
document has published in the Federal Register.
3 The summary descriptions of the Montreal
Protocol and decisions of Parties to the Montreal
Protocol contained in this document are presented
here to help you understand the background of the
action we are taking. These descriptions are not
intended to be formal statements of policy regarding
the Montreal Protocol. Decisions by the Parties to
the Montreal Protocol are cited in this document in
the conventional format of ‘‘Decision IV/2,’’ which
refers to the second decision recorded in the Report
of the Fourth Meeting of the Parties to the Montreal
Protocol on Substances That Deplete the Ozone
Layer. Reports of Meetings of the Parties to the
Montreal Protocol may be found on the United
Nations Environment Programme’s Web site at
https://ozone.unep.org/Meeting_Documents/mop.
4 Production of CFCs in economically lessdeveloped countries is being phased out and is
scheduled to end by January 1, 2010. See Article
2A of the Montreal Protocol.
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and obtain approval for an exemption at
a Meeting of the Parties.
One of the most important essential
uses of CFCs under the Montreal
Protocol is their use in MDIs for the
treatment of asthma and COPD. The
decision on whether the use of CFCs in
MDIs is ‘‘essential’’ for purposes of the
Montreal Protocol turns on whether ‘‘(1)
It is necessary for the health, safety, or
is critical for the functioning of society
(encompassing cultural and intellectual
aspects) and (2) there are no available
technically and economically feasible
alternatives or substitutes that are
acceptable from the standpoint of
environment and health’’ (Decision IV/
25).
Each request and any subsequent
exemption is for only 1 year’s duration
(Decision V/18). Since 1994, the United
States and some other Parties to the
Montreal Protocol have annually
requested, and been granted, essentialuse exemptions for the production or
importation of CFCs for their use in
MDIs for the treatment of asthma and
COPD (see, among others, Decisions VI/
9 and VII/28). The exemptions have
been consistent with the criteria
established by the Parties, which make
the grant of an exemption contingent on
a finding that the use for which the
exemption is being requested is
essential for health, safety, or the
functioning of society, and that there are
no available technically and
economically feasible alternatives or
substitutes that are acceptable from the
standpoint of health or the environment
(Decision IV/25).
Phasing out the use of CFCs in MDIs
for the treatment of asthma and COPD
has been an issue of particular interest
to the Parties to the Montreal Protocol.
Several decisions of the Parties have
dealt with the transition to CFC-free
MDIs, including the following
decisions:
• Decision VIII/10 stated that the
Parties that are developed countries
would take various actions to promote
industry’s participation in a smooth and
efficient transition away from CFCbased MDIs (San Jose, Costa Rica, 1996).
• Decision IX/19 required developed
country Parties that submitted essentialuse nominations for CFC-propelled
MDIs to present an initial national or
regional transition strategy by January
31, 1999 (Montreal, Canada, 1997).
• Decision XII/2 elaborated on the
content of national or regional transition
strategies required under Decision IX/19
and indicated that any MDI for the
treatment of asthma or COPD approved
for marketing after 2000 would not be
an ‘‘essential use’’ unless it met the
criteria laid out by the Parties for
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essential uses (Ouagadougou, Burkina
Faso, 2000).
• Decision XIV/5 requested that each
Party report annually the quantities of
CFC and non-CFC MDIs and dry-powder
inhalers (DPIs) sold or distributed
within its borders and the approval and
marketing status of non-CFC MDIs and
DPIs. Decision XIV/5 also noted ‘‘with
concern the slow transition to CFC-free
metered-dose inhalers in some Parties’’
(Rome, Italy, 2002).
• Decision XV/5 states that, at the
17th Meeting of the Parties (in
December 2005) or thereafter, no
essential uses of CFCs will be
authorized for Parties that are developed
countries, unless the Party requesting
the essential-use allocation has
submitted an action plan. Among other
items, the action plan should include a
specific date by which the Party plans
to cease requesting essential-use
allocations of CFCs for albuterol MDIs to
be sold or distributed in developed
countries5 (Nairobi, Kenya, 2003).
• Decision XVII/5 states that Parties
that are developed counties should
provide a date to the Ozone Secretariat6
before the 18th Meeting of the Parties
(October 30 to November 3, 2006) by
which time a regulation or regulations
will have been proposed to determine
whether MDIs, other than those that
have albuterol as the only active
ingredient, are nonessential (Dakar,
Senegal, 2005).
3. The 1990 Amendments to the Clean
Air Act
In 1990, Congress amended the Clean
Air Act to, among other things, better
protect stratospheric ozone (Public Law
5 Our obligation under XV/5 was met by our final
rule eliminating the essential-use status of albuterol
(70 FR 17168, April 4, 2005).
6 The Ozone Secretariat is the Secretariat for the
Montreal Protocol and the Vienna Convention for
the Protection of the Ozone Layer (the Vienna
Convention) (March 22, 1985, 26 I.L.M. 1529
(1985)), available at https://ozone.unep.org/pdfs/
viennaconvention2002.pdf. Based at the United
Nations Environment Programme (UNEP) offices in
Nairobi, Kenya, the Secretariat functions in
accordance with Article 7 of the Vienna Convention
and Article 12 of the Montreal Protocol.
The main duties of the Secretariat include the
following:
• Arranging for and servicing the Conference of
the Parties, Meetings of the Parties, their
Committees, the Bureaux, Working Groups, and
Assessment Panels;
• Arranging for the implementation of decisions
resulting from these meetings;
• Monitoring the implementation of the Vienna
Convention and the Montreal Protocol;
• Reporting to the Meetings of the Parties and to
the Implementation Committee;
• Representing the Convention and the Protocol;
and
• Receiving and analyzing data and information
from the Parties on the production and
consumption of ODSs.
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No. 101–549, November 15, 1990) (the
1990 amendments). The 1990
amendments were drafted to
complement, and be consistent with,
our obligations under the Montreal
Protocol (see section 614 of the Clean
Air Act (42 U.S.C. 7671m)). Section
614(b) of the Clean Air Act provides
that, in the case of a conflict between
any provision of the Clean Air Act and
any provision of the Montreal Protocol,
the more stringent provision will
govern. Section 604 of the Clean Air Act
requires the phase-out of the production
of CFCs by 2000 (42 U.S.C. 7671c),7
while section 610 of the Clean Air Act
(42 U.S.C. 7671i) required EPA to issue
regulations banning the sale or
distribution in interstate commerce of
nonessential products containing CFCs.
Sections 604 and 610 provide
exceptions for ‘‘medical devices.’’
Section 601(8) (42 U.S.C. 7671(8)) of the
Clean Air Act defines ‘‘medical device’’
as:
‘‘any device (as defined in the Federal
Food, Drug, and Cosmetic Act (21 U.S.C.
321)), diagnostic product, drug (as
defined in the Federal Food, Drug, and
Cosmetic Act), or drug delivery system(A) if such device, product, drug, or
drug delivery system utilizes a class I or
class II substance for which no safe and
effective alternative has been developed,
and where necessary, approved by the
Commissioner [of Food and Drugs]; and
(B) if such device, product, drug, or
drug delivery system, has, after notice
and opportunity for public comment,
been approved and determined to be
essential by the Commissioner [of Food
and Drugs] in consultation with the
Administrator [of EPA].’’
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4. EPA’s Implementing Regulations
EPA regulations implementing the
Montreal Protocol and the stratospheric
ozone protection provisions of the 1990
amendments are codified in part 82 of
title 40 of the Code of Federal
Regulations (40 CFR part 82). (See 40
CFR 82.1 for a statement of intent.) Like
the 1990 amendments, EPA’s
implementing regulations contain two
separate prohibitions, one on the
production and import of CFCs (subpart
A of 40 CFR part 82) and the other on
the sale or distribution of products
containing CFCs (40 CFR 82.66).
The prohibition on production and
import of CFCs contains an exception
for essential uses and, more specifically,
for essential MDIs. The definition of
essential MDI at 40 CFR 82.3 requires
7 In conformance with Decision IV/2, EPA issued
regulations accelerating the complete phase-out of
CFCs, with exceptions for essential uses, to January
1, 1996 (58 FR 65018, December 10, 1993).
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that the MDI be intended for the
treatment of asthma or COPD, be
essential under the Montreal Protocol,
and if the MDI is for sale in the United
States, be approved by FDA and listed
as essential in FDA’s regulations at
§ 2.125.
The prohibition on the sale of
products containing CFCs includes a
specific prohibition on aerosol products
and other pressurized dispensers. The
aerosol product ban contains an
exception for medical devices listed in
§ 2.125(e). The term ‘‘medical device’’ is
used with the same meaning it was
given in the 1990 amendments and FDA
regulations have interpreted the term
‘‘medical device’’ to refer to any product
that contains an active moiety that
appears on the essential-use list found
in § 2.125.
1978 rule as essential uses for metereddose steroid human drugs for oral
inhalation and metered-dose adrenergic
bronchodilator human drugs for oral
inhalation; eliminated the essential-use
designations in § 2.125(e) for metereddose steroid human drugs for nasal
inhalation and for products that were no
longer marketed; set new standards to
determine when a new essential-use
designation should be added to § 2.125;
and set standards to determine whether
the use of an ODS in a medical product
remains essential.
This rulemaking fulfills our obligation
under § 2.125, as well as the Clean Air
Act, the Montreal Protocol, and our
general duty to protect the public
health, by removing ODS products from
the marketplace when those products
are no longer essential.
5. FDA’s 2002 Regulation
In the 1990s, we decided that § 2.125
required revision to better reflect our
obligations under the Montreal Protocol,
the 1990 amendments, and EPA’s
regulations, and to encourage the
development of ozone-friendly
alternatives to medical products
containing CFCs. In particular, as
acceptable alternatives that did not
contain CFCs or other ODSs came on the
market, there was a need to provide a
mechanism for removing essential uses
from the list in § 2.125(e). In the Federal
Register of March 6, 1997 (62 FR
10242), we published an advance notice
of proposed rulemaking (the 1997
ANPRM) in which we outlined our
then-current thinking on the content of
an appropriate rule regarding ODSs in
products FDA regulates. We received
almost 10,000 comments on the 1997
ANPRM. In response to the comments,
we revised our approach and drafted a
proposed rule published in the Federal
Register of September 1, 1999 (64 FR
47719) (the 1999 proposed rule). We
received 22 comments on the 1999
proposed rule. After minor revisions in
response to these comments, we
published a final rule in the Federal
Register of July 24, 2002 (67 FR 48370)
(the 2002 final rule) (corrected in 67 FR
49396, July 30, 2002, and 67 FR 58678,
September 17, 2002). The 2002 final
rule listed as a separate essential use
each active moiety8 marketed under the
III. Criteria
8 Section 314.108(a) (21 CFR 314.108(a)) defines
‘‘active moiety’’ as the molecule or ion, excluding
those appended portions of the molecule that cause
the drug to be an ester, salt (including a salt with
hydrogen or coordination bonds), or other
noncovalent derivative (such as a complex, chelate,
or clathrate) of the molecule, responsible for the
physiological or pharmacological action of the drug
substance. When describing the various essential
uses, we will generally refer to the active moiety,
for example, pirbuterol, as opposed to the active
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The 2002 final rule revised 21 CFR
§ 2.125(g)(2) to establish a standard for
removing an essential-use designation
after January 1, 2005, for any drug for
which there is no acceptable non-ODS
alternative with the same active moiety.
As explained in the proposed rule, we
have reviewed the essential-use
designation for flunisolide,
triamcinolone, metaproterenol,
pirbuterol, albuterol and ipratropium in
combination, cromolyn, and nedocromil
under that authority. The process for
removing the essential-use designation
under § 2.125(g)(2) includes
consultation with a relevant advisory
committee and an open public meeting,
in addition to a proposed rule and a
final rule. The criterion established for
removing the essential use in such
circumstances is that the use no longer
meets the criteria specified in revised
§ 2.125(f) for adding a new essential use
(21 CFR § 2.125(g)(2)). The criteria in
§ 2.125(f) are: ‘‘(i) Substantial technical
barriers exist to formulating the product
without ODSs; (ii) The product will
provide an unavailable important public
health benefit; and (iii) Use of the
product does not release cumulatively
significant amounts of ODSs into the
atmosphere or the release is warranted
in view of the unavailable important
public health benefit.’’
The three criteria in § 2.25(f)(1) are
linked by the word ‘‘and.’’ Because the
three criteria are linked by ‘‘and’’ (as
ingredient, which, using the same example, would
be pirbuterol acetate. When discussing particular
indications and other material from the approved
labeling of a drug product, we will generally use the
brand name of the product, which, using the same
example would be Maxair. In describing material
from treatises, journals, and other non-FDA
approved publications, we will generally follow the
usage in the original publication.
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opposed to ‘‘or’’), failure to meet any
single criterion results in a
determination that the use is not
essential.
As noted in the 2002 proposed rule,
we intend the term ‘‘technical barriers’’
to refer to difficulties encountered in
chemistry and manufacturing. To
demonstrate that substantial technical
barriers exist, it would have to be
established that all available alternative
technologies have been evaluated and
that each alternative is unusable (67 FR
48370 at 48373). In applying the
‘‘technical barriers’’ criterion, we look at
the results of reformulation efforts for
similar products, as well as statements
made about the manufacturer’s
particular efforts to reformulate its
product or products.
In discussing what is ‘‘an unavailable
important public health benefit,’’ we
have said: The agency intends to give
the phrase ‘‘unavailable important
public health benefit’’ a markedly
different construction from the [phrase
used in the 1978 rule] ‘‘substantial
health benefit.’’ One key point to note
here is that the 2002 final rule (67 FR
48370) raised the hurdle for the public
health benefit that needs to be shown.
A use that was shown to have a
‘‘substantial health benefit’’ under the
1978 rule (all essential uses were
established under the 1978 rule), will
not necessarily be able to clear the
higher hurdle of the 2002 final rule’s
‘‘unavailable important public health
benefit.’’ A petitioner seeking to add an
essential-use designation should show
that the use of an ODS-containing MDI
would save lives, significantly reduce or
prevent an important morbidity, or
significantly increase patient quality of
life to support a claim of important
public health benefit (64 FR 47719 at
47722).
In determining whether a drug
product provides an otherwise
unavailable important public health
benefit, our primary focus is on the
availability of non-ODS products that
provide similar therapeutic benefits for
patients who are currently using the
CFC MDIs. If therapeutic alternatives to
the CFC MDI exist, we can determine
that the CFC MDI does not provide an
otherwise unavailable important public
health benefit.
The third criterion in § 2.125(f)(1)
provides that the essential use must be
eliminated unless we find either: (a) The
use of the product does not release
cumulatively significant amounts of
ODSs into the atmosphere; or (b) the
release, although cumulatively
significant, is warranted in view of the
otherwise unavailable important public
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health benefit that the use of the drug
product provides.
Based on an extensive record dating
back to the 1970s, we reached a
tentative conclusion in the proposed
rule that the release of ODSs into the
atmosphere from the MDIs that are the
subject of this rulemaking is
cumulatively significant. We noted that
the use of CFCs in MDIs for the
treatment of asthma and COPD is the
only legal use in the United States of
newly produced or imported CFCs; all
other uses of newly produced or
imported CFCs are prohibited by the
Montreal Protocol. We noted that the
environmental impact of individual
uses of nonessential CFCs must not be
evaluated independently, but rather
must be evaluated in the context of the
overall use of CFCs. Cumulative impacts
can result from individually minor, but
collectively significant, actions that take
place over a period of time (40 CFR
1508.7).
The criteria in § 2.125(g)(2) (which
refers to those found in § 2.125(f)(1))
that we are using in this rulemaking are
different from those in § 2.125(g)(3) and
(g)(4)). Section 2.125(g)(2) specifically
addresses the situation where there is
no marketed non-ODS product
containing the active moiety listed as an
essential use, while § 2.125(g)(3) and
(g)(4) apply to situations where there is
at least one marketed non-ODS product
with the listed active moiety. Section
2.125(g)(2) permits FDA to remove an
essential use even if a current essentialuse active moiety is not reformulated,
provided that sufficient alternative
products exist to meet the needs of
patients, because the essential use
would no longer provide an otherwise
unavailable important health benefit. As
we explained in the proposed rule, the
analysis we use here is different from
the analysis we used under § 2.125(g)(4)
in the rulemaking to remove the
essential use for albuterol (70 FR 17168,
April 4, 2005). However, the basic
concern of protecting the public health
underlies all of the criteria. Therefore,
our analyses are similar, and we have
found it useful to borrow concepts from
the more specific provisions of
§ 2.125(g)(3) and (g)(4) to help give more
structure to our analysis under the
broader language of § 2.125(f)(1).
Section 2.125(g)(2) requires that we
consult an advisory committee and hold
an open public meeting before we
remove an essential-use designation
when there is no non-ODS product with
the same active moiety. Prior to
publishing the proposed rule, on July
14, 2005, we consulted with FDA’s
Pulmonary and Allergy Drugs Advisory
Committee (PADAC) on the essential-
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use status of MDIs containing
flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil (PADAC
meeting) (see 70 FR 24605, May 10,
2005).9
On August 2, 2007, following
publication of the proposed rule, we
held the required open public meeting
to discuss the issues involved in
removing the essential-use designations
for flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil MDIs (see
the Federal Register of July 9, 2007 (72
FR 37137)). Input from the open public
meeting is considered and discussed in
section IV of this document together
with the written comments that were
submitted in response to the proposed
rule.
IV. Comments on the 2007 Proposed
Rule
We received over 4,000 comments in
response to the proposed rule. They
were submitted by consumers, health
care providers, patient advocacy groups,
professional groups, manufacturers, a
Congressional caucus, and industry
organizations. The speakers who
participated in the open public meeting
on August 2, 2007, also submitted
written comments. In the discussion
that follows, we address the oral
presentations and written comments
submitted at or following the open
public meeting, and the written and
electronic comments submitted to the
docket in response to the 2007 proposed
rule.
To make it easier to identify
comments and our responses, the word
‘‘Comment,’’ in parentheses, appears
before the comment’s description, and
the word ‘‘Response,’’ in parentheses,
appears before our response. We have
numbered each comment to help
distinguish between different
comments. Similar comments are
grouped together under the same
comment number. The number assigned
to each comment is purely for
organizational purposes and does not
signify the comment’s value or
importance or the order in which it was
received.
In reviewing these comments we are
particularly focused on our proposed
findings relating to the criteria in
§ 2.125(f) of our regulations. As
discussed above, we must remove the
9 A transcript of the meeting and other meeting
material is available on the Internet at https://
www.fda.gov/ohrms/dockets/ac/cder05.html#
PulmonaryAllergy.
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essential-use designation for a CFCcontaining drug product unless we find
that all of the following are met: (1)
Substantial technical barriers exist to
formulating the product without ODSs;
(2) the product provides an unavailable
important public health benefit; and (3)
use of the product does not release
cumulatively significant amounts of
ODSs into the atmosphere or, if the
release is significant, it is warranted in
view of the unavailable important
public health benefit. As discussed in
the proposed rule, the failure to meet
any one of these criteria results in our
determination that the use is not
essential.
A. Flunisolide, Triamcinolone,
Metaproterenol
We are removing the essential-use
designations for MDIs containing
flunisolide (Aerobid Inhaler System)
and triamcinolone (Azmacort Inhalation
Aerosol). Aerobid and Azmacort are
orally inhaled corticosteroids. Azmacort
is the only currently marketed drug
product that provides orally inhaled
triamcinolone. Both Aerobid and
Aerospan Inhalation Aerosol provide
orally inhaled flunisolide, but Aerobid
is the only currently marketed
flunisolide drug product that contains
ODSs. Aerobid and Azmacort are the
only two orally inhaled corticosteroids
marketed that contain ODSs. Both drugs
are indicated for the maintenance
treatment and prophylaxis of asthma in
patients 6 years of age and older, and
both are prescription drugs. Flunisolide
and triamcinolone, as well as other
corticosteroids, are not indicated for
relief of acute bronchospasm.
Inflammation is an important
component in the development of
asthma. The anti-inflammatory actions
of corticosteroids contribute to their
efficacy in asthma. Though effective for
the treatment of asthma, corticosteroids
do not appreciably affect asthma
symptoms immediately. Individual
patients experience a variable time to
onset and degree of symptom relief.
Maximum benefit may not be achieved
for 1 to 2 weeks or longer after starting
treatment. Aerobid was approved on
April 23, 1982, and Azmacort was
approved on August 17, 1984. Their use
was considered essential under the 1978
rule, which stated that ‘‘[m]etered-dose
steroid human drugs for oral inhalation’’
were essential. Flunisolide and
triamcinolone were designated as
essential as different active moieties in
the 2002 rule. In addition to the ODScontaining Aerobid, Aerospan
Inhalation Aerosol, a new drug
application (NDA) for a flunisolide HFA
MDI, was approved January 27, 2006
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(NDA 21–247), but has not yet been
introduced onto the market.
We are also removing the essentialuse designation for MDIs containing
metaproterenol (Alupent Inhalation
Aerosol). Metaproterenol is a shortacting beta2–adrenergic agonist used in
the treatment of bronchospasm
associated with asthma and COPD. It
acts as a bronchodilator. Metaproterenol
is also available as a syrup, as tablets,
and as an inhalation solution for use in
nebulizers. This rulemaking will not
affect any dosage form of
metaproterenol other than the Alupent
Inhalation Aerosol which contains
CFCs. Alupent Inhalation Aerosol is a
prescription drug. Alupent Inhalation
Aerosol’s use was considered essential
under the 1978 rule, which stated that
‘‘[m]etered-dose adrenergic
bronchodilator human drugs for oral
inhalation’’ were essential.
Metaproterenol was designated as
essential as an active moiety in the 2002
rule. Alupent Inhalation Aerosol was
approved on July 31, 1973. Boehringer
Ingelheim Pharmaceuticals, Inc., the
manufacturer of Alupent Inhalation
Aerosols, has informed us that they
discontinued U.S. distribution of
Alupent Inhalation Aerosols as of
November 14, 2008.
In the proposed rule, we tentatively
concluded that there are no technical
barriers to formulating flunisolide,
triamcinolone, and metaproterenol
MDIs without ODSs (72 FR 32030 at
32036–37). We did not receive any
substantive comments disagreeing with
our tentative conclusion. Therefore, we
conclude that that there are no technical
barriers to formulating flunisolide,
triamcinolone, and metaproterenol
MDIs without ODSs. As stated earlier,
flunisolide has been reformulated in an
HFA MDI, but the product is not yet
marketed. We also did not receive any
substantive comments on the second
and third criteria in § 2.125(f)(1).10 As
explained in section III of this
document, because the three criteria are
linked by the word ‘‘and,’’ failure to
meet any single criterion results in a
determination that the use is not
essential. Accordingly, because we have
found in this rule that there are no
substantial barriers to reformulating
these products, we are required to find
that the use of the products is not
essential, and we do not need to reach
a decision on the second or third criteria
in § 2.125(f)(1).
10 Abbott Laboratories, the NDA holder for
Azmacort Inhalation Aerosol, submitted and later
withdrew its comment. Therefore, we do not
address the comment submitted by Abbot in
response to the proposed rule.
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B. Cromolyn and Nedocromil
Cromolyn sodium and nedocromil
sodium are members of the class of
drugs called ‘‘cromones.’’ Although it is
not entirely clear how cromones exert
their clinical effect, cromones are
thought to inhibit antigen-induced
bronchospasm as well as the release of
histamine and other autacoids from
sensitized mast cells. Cromolyn is also
available for use in treating asthma as an
inhalation solution for use in a
nebulizer. Both cromolyn and
nedocromil are also used in ophthalmic
products, and cromolyn is available for
oral administration for treatment of
symptoms associated with mastocytosis.
Only MDI formulations are affected by
this rulemaking.
The only cromolyn MDI (Intal Inhaler)
was approved for marketing on
December 5, 1985. The essential-use
designation for ‘‘[m]etered-dose
cromolyn sodium human drugs
administered by oral inhalation’’ was
added to § 2.125(e) on February 6, 1986
(51 FR 5190). The only nedocromil MDI
(Tilade Inhaler) was approved for
marketing on December 30, 1992. The
essential-use designation for ‘‘[m]etereddose nedocromil sodium human drugs
administered by oral inhalation’’ was
added to § 2.125(e) on January 26, 1993
(58 FR 6086). Intal Inhaler and Tilade
Inhaler are indicated for the
management of asthma in patients 5
years and older and 6 years and older,
respectively. Both are prescription
drugs. Neither drug is indicated for the
relief of acute bronchospasm. On
November 21, 2008, King
Pharmaceuticals, Inc., the manufacturer
of Tilade Inhaler, informed us that they
had discontinued manufacturing of
Tilade Inhaler in July 2008.
In the proposed rule, we tentatively
concluded that there are no technical
barriers to formulating cromolyn and
nedocromil MDIs without ODSs (72 FR
32030 at 32038). We did not receive any
substantive comments disagreeing with
our tentative conclusion. Therefore, we
conclude that there are no technical
barriers to formulating cromolyn and
nedocromil MDIs without ODSs. As
explained in section III of this
document, because the three criteria in
§ 2.125(f)(1) are linked by the word
‘‘and,’’ failure to meet any single
criterion results in a determination that
the use is not essential. Accordingly,
because we have found in this rule that
there are no substantial barriers to
reformulating these products, we are
required to find that the use of the
products is not essential, and we do not
need to reach a decision on the second
or third criteria in § 2.125(f)(1).
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However, we received several comments
addressing the second and third criteria
with respect to cromolyn and
nedocromil, and we respond to these
comments below.
(Comment 1) We received one
comment arguing that there are no
acceptable treatment alternatives for
cromolyn and nedocromil.
(Response) In the proposed rule, we
identified several orally inhaled
corticosteroids that do not contain CFCs
as therapeutic alternatives to Intal
Inhalers and Tilade Inhalers, including
beclomethasone dipropionate inhalers,
budesonide inhalers, fluticasone
propionate inhalers, and mometasone
furoate inhalers (72 FR 32030 at 32037).
We believe that most patients using
Intal Inhalers and Tilade Inhalers as a
controller medication should be
adequately served by at least one of
these currently marketed formulations.
The comment did not provide
explanation as to why the proposed
alternatives are insufficient, so it is
difficult to address this comment more
fully. In addition to the active moieties
described in the proposed rule, oral
montelukast may be an appropriate
therapeutic alternative. Also, cromolyn
is available in a solution for use in
nebulizers. For patients who use Intal
Inhalers to treat exercise-induced
bronchospasm, inhaled beta2–agonists
such as albuterol, salmeterol, and
formoterol are considered suitable
therapeutic alternates.
(Comment 2) One comment notes that
Intal inhalers are safe for pregnant
women and protect against pet allergen
exposure.
(Response) Current FDA regulations
on labeling for use during pregnancy
require the classification of each drug
product under one of five pregnancy
categories (A, B, C, D, or X) on the basis
of risk of reproductive and
developmental adverse effects or, for
certain categories, on the basis of such
risk weighed against potential benefit.
21 CFR § 201.57(c)(9)(i)(A)(2). Intal
Inhalers are classified as a Pregnancy
Category B drug. Pregnancy Category B
indicates that animal reproduction
studies have failed to demonstrate a risk
to the fetus, and there are no adequate
and well-controlled studies in pregnant
women. In the proposed rule, we
identified several non-CFC orally
inhaled corticosteroids as therapeutic
alternatives to cromolyn and
nedocromil MDIs. One of these orally
inhaled corticosteroids, budesonide
inhalers (marketed as Pulmicort
Turbuhaler and Pulmicort Flexhaler), is
also classified as a Pregnancy Category
B drug. We believe that budesonide
inhalers are an appropriate non-CFC
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therapeutic alternative for pregnant
women who are currently using Intal
Inhalers.
We have no data to suggest that Intal
is more effective than the therapeutic
alternatives at preventing asthma
symptoms triggered by pet allergens.
Although we believe that current Intal
and Tilade users will be adequately
served by the inhaled corticosteroids
identified above, we also note the
availability of cromolyn sodium in a
nebulized solution, which may provide
a therapeutic alternative for situations
involving planned and known
exposures to allergens.
(Comment 3) One comment suggested
that the amount of CFCs released from
Intal and Tilade Inhalers is
inconsequential.
(Response) As we have noted in
previous rulemakings, the
environmental impact of CFCs used in
MDIs, including Intal and Tilade MDIs,
must not be evaluated independently,
but rather must be evaluated in the
context of the overall use of CFCs.
Cumulative impacts can result from
individually minor but collectively
significant actions taking place over a
period of time (40 CFR 1508.7).
Significance cannot be avoided by
breaking an action down into small
components (40 CFR 1508.27(b)(7)).
Currently, MDIs for the treatment of
asthma and COPD, including Intal and
Tilade, are the only legal use of newly
produced or imported CFCs (see EPA
2006 Allocation rule).
Although it may appear to some that
the CFCs released from Intal and Tilade
MDIs represent insignificant quantities
of ODSs, and therefore should be
exempted, the elimination of CFC use in
MDIs is one of the final steps in the
overall phase-out of CFC use. The
release of ODSs from some of the MDIs,
including Intal and Tilade, may be
relatively small compared to total
quantities that were released 2 or 3
decades ago, but if each use that
resulted in the release of relatively small
quantities of ODSs were provided an
exemption, the cumulative effect would
be to prevent the elimination of ODS
releasing products. This would prevent
the full phase-out envisioned by the
Clean Air Act and the Montreal
Protocol.
C. Pirbuterol
We are removing the essential-use
designations for MDIs containing
pirbuterol (Maxair Autohaler).
Pirbuterol is a short-acting beta2–
adrenergic agonist used in the treatment
of bronchospasm associated with
asthma and COPD. Pirbuterol acts as a
bronchodilator. Pirbuterol is only
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available in a CFC MDI. Maxair
Autohaler is one of two beta2–
adrenergic agonist MDIs currently
marketed as a prescription drug which
contains CFCs. The other product,
Alupent Inhalation Aerosol, is
addressed in section IV.A of this
document. Albuterol is also a beta2–
adrenergic agonist, but it is no longer
marketed as a CFC MDI. Albuterol was
addressed in a separate rulemaking,
which removed its essential-use
designation effective December 31,
2008. Maxair Autohaler is a prescription
drug that was approved on November
30, 1992. Maxair Autohaler’s use was
considered essential under the 1978
rule, which stated that ‘‘[m]etered-dose
adrenergic bronchodilator human drugs
for oral inhalation’’ were essential.
Pirbuterol was designated as essential as
an active moiety in the 2002 rule.
Maxair Autohaler has a breath-actuated
delivery system.
1. Do Substantial Technical Barriers To
Formulating Pirbuterol Products
Without ODSs Exist?
We proposed a finding that there are
no technical barriers to formulating
pirbuterol MDIs without ODSs (72 FR
32030 at 32037).
(Comment 4) One comment,
Graceway Pharmaceuticals, LLC
(Graceway), the manufacturer of Maxair
Autohaler, states that there are
substantial barriers (chemistry,
manufacturing, and engineering) to
reformulating Maxair Autohaler without
ODSs. Graceway also states these
barriers are complicated by the breathactuated system, which is more
sensitive with respect to particle size
and energy force.
(Response) When determining
whether technical barriers to
formulating pirbuterol MDIs without
ODSs exist, we consider whether all
available alternative technologies have
been evaluated and whether each
alternative is unusable (64 FR 47719 at
47721, September 1, 1999). In addition,
we look at results of reformulation
efforts for similar products, as well as
statements made about the
manufacturer’s particular efforts to
reformulate their product or products.
Graceway has not demonstrated that the
breath-actuated system is more sensitive
with respect to particle size and energy
force or explained how any such
sensitivity poses a barrier to
reformulating Maxair without ODSs. As
noted in the proposed rule, the
pharmaceutical industry has had
success in formulating other orally
inhaled beta2–adrenergic
bronchodilators without ODSs. At least
nine different active moieties have been
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formulated as HFA MDIs for the
treatment of asthma and COPD in the
United States and abroad.11 HFA MDIs
have been formulated with both
suspensions and solutions. Pirbuterol is
a close chemical analog to albuterol and
levalbuterol. Given the chemical
similarity between them and the success
with reformulating albuterol (as
albuterol sulfate in ProAir HFA
Inhalation Aerosol, Proventil HFA
Inhalation Aerosol, and Ventolin HFA
Inhalation Aerosol) and levalbuterol (as
levalbuterol tartrate in Xopenex HFA
Inhalation Aerosol), there appears to be
no technical reason why pirbuterol
cannot be successfully reformulated into
an HFA MDI.
Furthermore, Graceway has not
demonstrated that it evaluated all
available alternative technologies and
found each alternative unusable—the
standard described in section III of this
document (64 FR 47719 at 47721,
September 1, 1999). At the time the
proposed rule published, we had no
evidence to suggest that the ODS
containing pirbuterol oral inhalation
drug product posed unique technical
challenges to formulation without
ODSs. Since the time the proposed rule
published, no data have been submitted
to change that conclusion. Therefore,
after consideration of the public
comments on the issue, we conclude
that there are no technical barriers to the
development of a non-ODS pirbuterol
product.
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2. Do Pirbuterol MDIs Provide an
Otherwise Unavailable Important Public
Health Benefit?
In the proposed rule we tentatively
found that pirbuterol MDIs do not
provide an otherwise unavailable
important public health benefit (72 FR
32030 at 32037). Because we have
reached a conclusion that there are no
substantial technical barriers to
formulating pirbuterol into a non-ODS
product, we do not believe it is
necessary to reach a conclusion on the
public health benefits of pirbuterol
MDIs. However, we received a large
number of comments in response to the
proposed rule addressing the public
health benefits of pirbuterol MDIs, and
we believe it is appropriate to address
the public health benefits in light of
these comments.
11 The nine moieties formulated as HFA MDIs are
albuterol, beclomethasone, budesonide, fenoterol,
fluticasone, flunisolide, formoterol, ipratropium,
and salmeterol. While a salmeterol DPI
(SEREVENT) has been approved in the United
States, salmeterol HFA MDIs have only been
approved overseas. There are no approved fenoterol
or formoterol HFA products in the United States,
but fenoterol HFA MDIs and formoterol HFA MDIs
have been approved in several foreign countries.
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a. Does Pirbuterol provide a greater
therapeutic benefit than similar
adrenergic bronchodilators? (Comment
5) In its comment in response to the
proposed rule, Graceway claims that
Maxair Autohaler provides important
public health benefits that would
otherwise be unavailable to substantial
numbers of patients who have asthma or
COPD. Graceway states that Maxair
Autohaler is an alternative for those
who do not tolerate or respond to
albuterol and levalbuterol. Graceway
bases this conclusion in part on the
distinct chemical structure of pirbuterol,
which Graceway claims is different from
albuterol and levalbuterol, and also on
variation among patients. In its
comment, Graceway presents statements
from physicians and patients claiming
that many patients experience
intolerance or allergic reaction to
albuterol, but succeed on pirbuterol. In
addition, we received many comments
from pirbuterol users and physicians
who prescribe pirbuterol, detailing
experiences with pirbuterol and
alternative MDIs, such as albuterol. The
comments describe reactions to and
intolerance experienced with albuterol
and success with pirbuterol.
Furthermore, many of the comments
from the physicians and pirbuterol users
claim that experience indicates that
pirbuterol MDIs are more effective than
albuterol MDIs.
(Response) Albuterol and pirbuterol
are both short-acting beta2–adrenergic
bronchodilators. Bronchodilation occurs
primarily through stimulation of the
beta2–adrenergic receptor. Albuterol
MDIs are therapeutic alternatives to
pirbuterol MDIs and are, by far, the most
widely prescribed short-acting
bronchodilators. We are not aware of
any studies that support the comments’
contentions that albuterol inhalers are
not an appropriate alternative for
pirbuterol inhalers. Moreover, we
disagree with the contention that the
pirbuterol MDIs provide any unique
therapeutic or other advantage over the
available alternatives. The labeling for
Maxair Autohaler does not contain any
superiority claims based on controlled
clinical trials and we do not believe that
anecdotal evidence is adequate to
support such a conclusion.
Four prescription HFA MDIs with two
different forms of albuterol are approved
and currently available:
• ProAir HFA (albuterol sulfate)
Inhalation Aerosol;
• Proventil HFA (albuterol sulfate)
Inhalation Aerosol;
• Ventolin HFA (albuterol sulfate)
Inhalation Aerosol; and
• Xopenex HFA (levalbuterol tartrate)
Inhalation Aerosol.
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These products use HFA, which does
not affect stratospheric ozone as a
replacement for ODSs. Maxair
Autohaler and the therapeutic
alternatives are all very similar drugs.
They are all indicated for the relief of
bronchospasms associated with asthma
and COPD (although the labeled
indications may be worded differently),
have very similar safety profiles, and
have similar dosing regimens. At least
one of the currently available albuterol
drug products should be an adequate
therapeutic alternative for patients
currently using Maxair Autohaler.
We are not aware of any adequate and
well-controlled studies which support
the comments’ views that individuals
who do not respond to or tolerate
albuterol and levalbuterol would find
pirbuterol MDIs more effective or better
tolerate pirbuterol, or that pirbuterol
MDIs are more effective than other
asthma MDIs, including albuterol HFA
MDIs. The National Asthma Education
and Prevention Program, Expert Panel
Report 3 (NAEPP EPR–3) recommends
that short-acting beta2–adrenergic
bronchodilators, in particular albuterol,
levalbuterol, and pirbuterol, are the
most effective medications for relieving
acute bronchospasm. (Ref. 1) The
NAEPP EPR–3 does not distinguish
pirbuterol as providing any unique
therapeutic or other advantage over the
available alternatives.12 Furthermore,
the opinion of all PADAC members who
voted on the issue was that pirbuterol is
no longer an essential use of ODSs (72
FR 32030 at 32037). The studies and
literature cited by Graceway in its
comment provide cases of non-response
or inadequate response to albuterol and
levalbuterol. Graceway did not present
studies comparing pirbuterol to
albuterol or showing that pirbuterol
would be more effective for those users
who do not respond to or inadequately
responded to albuterol. In fact, in its
comment (Comment No. 4), Graceway
stated that clinical studies have not
been conducted to establish whether
patients may respond differently to
pirbuterol.
12 In the United States, the generally recognized
standard of care for asthma is set forth in the
National Heart, Lung, and Blood Institute’s National
Asthma Education and Prevention Program, Expert
Panel Report 3: Guidelines for the Diagnosis and
Management of Asthma (EPR–3) (Ref. 2). The
National Heart, Lung, and Blood Institute is one of
the National Institutes of Health. In the 2007
update, we find the latest updates to the standard.
The Guidelines represent best practices and are
recognized as the clinical standard of care for
treatment of asthma. See, e.g., https://
www.asthmanow.net/care.html; https://
www.colorado.gov/bestpractices/; https://
www.doh.wa.gov/CFH/asthma/publications/plan/
health-care.pdf.
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As stated previously, if therapeutic
alternatives exist for users of the CFC
MDI, we can determine that the CFC
MDI does not provide an otherwise
unavailable important public health
benefit. We have carefully considered
these comments asserting that Maxair
Autohaler is a more effective alternative
to other asthma MDIs. However, no data
were submitted to the agency as part of
this rulemaking, and the agency is not
aware of any data that allow us to reach
the conclusion that pirbuterol provides
a greater therapeutic benefit than similar
adrenergic bronchodilators. Thus, we
believe that patients will be adequately
served by alternative MDIs.
(Comment 6) Graceway also argues
that pirbuterol is more likely than
albuterol to select beta2 receptors, which
presents less risk of cardiac side effects.
(Response) As stated in response to
the previous comment, albuterol and
pirbuterol are both short-acting selective
beta2–adrenergic bronchodilators that
achieve bronchodilation primarily
through the beta2–adrenergic receptor.
Therefore, they both bind to the same
receptor that causes bronchodilation.
The studies Graceway submitted to
support the conclusion that pirbuterol is
more likely than albuterol to select
beta2–adrenergic receptors do not
demonstrate that there is any difference
in clinical efficacy or safety between the
two drugs. Moreover, the Maxair
Autohaler label warns of the same
cardiovascular effects as other inhaled
beta adrenergic agonists. The NAEPP
EPR–3 states that albuterol, levalbuterol,
and pirbuterol are all effective agonists
and have few negative cardiovascular
effects. Accordingly, we disagree that
there is less risk of cardiac side effects
with use of pirbuterol MDIs than with
use of albuterol MDIs.
b. Does the breath-actuated device
associated with pirbuterol MDIs provide
an important public health benefit?
(Comment 7) Graceway, as well as many
other comments, stresses the importance
of Maxair Autohaler’s breath-actuated
device in providing an otherwise
unavailable important public health
benefit. Many people claim they cannot
operate traditional press-and-breathe
MDIs. They further claim that it is
extremely inconvenient and more
challenging to use a traditional pressand-breathe MDI with a spacer device to
assist with coordination problems.
Because spacers are bulky and less
portable, people are less likely to carry
them, and because they require
additional maintenance, people are less
likely to use them. The comments argue
that Maxair Autohaler’s ease of use,
convenience, and portability allow for
increased compliance. Graceway argues
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that the compliance obstacles will lead
to an increase in morbidity, as well as
an increase in missed school/work days
and physician, hospital, and emergency
department visits.
(Response) While some individuals or
groups of people may have difficulty
operating the alternative MDIs that use
traditional press-and-breathe devices,
and Maxair Autohaler’s Autohaler
device may be convenient, there are
other options for these individuals and
groups to treat their asthma or COPD.
We understand the difficulties for
certain groups of people, such as young
children, older adults, and the
physically or mentally disabled, of
coordinating inhalation with MDI
activation. Learning how to properly
maintain medical devices and
administer medication is a sometimes
difficult, but necessary task for many
patients with chronic diseases. It would
certainly be more convenient to have
available many different devices to meet
the individual and distinct needs of
every patient group. However, we do
not believe that this type of patient
convenience provides a basis to
conclude that a product provides an
otherwise unavailable health benefit.
Because therapeutic alternatives exist,
use of pirbuterol MDIs is not absolutely
necessary to save lives, to reduce or
prevent asthma morbidity, or to
significantly increase patient quality of
life.
The use of spacer devices with
alternative products provides options
for patient groups who have difficulties
coordinating inhalation with MDI
operation, allowing them to more
satisfactorily use MDIs that do not have
a breath-actuated delivery mechanism.
A spacer is a device that adds space
between the mouthpiece of an MDI and
the patient’s mouth and is used to
increase the effectiveness of an MDI.
Some have valves that result in the
aerosol from the MDI being briefly held
in a reservoir from which the patient
subsequently inhales the aerosolized
medication. Nebulizers provide another
option for individuals or patient groups
with coordination problems. Systematic
reviews and meta-analyses have
suggested that each of the aerosol
delivery devices can work equally well
in patients who can use them correctly.
(Ref. 2) The availability of alternatives
for those individuals or patient groups
who are unable to operate traditional
press-and-breathe devices supports a
conclusion that any added convenience
of a breath-actuated device for patients
who have been prescribed drugs for the
treatment of asthma or COPD does not
provide an unavailable important public
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health benefit within the meaning of 21
CFR 2.125(f)(1)(ii).
Furthermore, we are not removing the
breath-actuated delivery mechanism
from the market; rather, as a result of
this rule, the CFC-propelled pirbuterol
may no longer be marketed. Graceway,
or another company, may develop a
breath-actuated delivery system with
pirbuterol or other drugs of the class
that do not use CFCs.
(Comment 8) Graceway also claims
that it will be more costly to switch to
one of the proposed alternatives.
Increased costs include higher
copayments for branded HFA MDIs,
extra visits to health care providers to
adjust treatment, purchase of spacers,
and the cost of failing to adequately
manage asthma or COPD. Graceway
contends that the use of alternative
MDIs is more costly because Maxair
Autohaler contains 400 inhalations per
MDI, twice the number of inhalations of
alternative MDIs.
(Response) The bases Graceway
identifies in support of its argument that
it will be more costly to switch from
Maxair Autohaler to an alternative MDI
are largely invalid. First, Maxair
Autohaler, the only marketed pirbuterol
drug product, is a branded, rather than
a generic, product. The therapeutic
alternatives for Maxair Autohaler are
also branded products. Therefore the
purchase of an alternate branded HFA
(hydrofluoroalkane HFA–134a) inhaler
would require no greater copayment.
Second, for most patients with asthma
or COPD who use inhalers, regular
doctor visits to adjust treatment plans
are routine. There is no reason to
believe that patients who use alternative
HFA inhalers require any more
adjustment in treatment than patients
who use pirbuterol inhalers with a CFC
propellant. Finally, no data have been
presented to demonstrate that the cost of
failing to adequately manage asthma or
COPD is greater for individuals who use
alternative HFA inhalers than for those
who use Maxair Autohaler. As
discussed in section VI of this rule, we
anticipate the price per day of therapy
to decrease after patients transition from
Maxair to alternative therapies.
Nevertheless, some individual patients
might face higher costs, perhaps related
to the costs of additional copayments
associated with fewer numbers of
inhalations provided by an alternative
MDI.
We recognize that the pirbuterol
breath-actuated MDIs may provide some
public health benefits; however, nothing
in this rulemaking suggests that
continued use of these MDIs provides
an unavailable important health benefit
as previously defined. We do not
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believe that we can conclude on the
basis of the record in this rulemaking
that continued use of Maxair Autohaler
is necessary to save lives, to reduce or
prevent asthma morbidity, or to
significantly increase patient quality of
life, particularly given the availability of
albuterol MDIs as therapeutic
alternatives, and the availability of
spacers and nebulizers for use in lieu of
breath-actuated MDIs.
In any case, given that we have
already found no technical barriers to
reformulation of pirbuterol MDIs under
§ 2.125(g)(2), a finding on the public
health benefit issue is not necessary to
this rulemaking, and we decline to make
a specific finding on that issue in this
final rule.
3. Does Use of Pirbuterol MDIs Release
Cumulatively Significant Amounts of
ODSs Into the Atmosphere and Is the
Release Warranted Because These MDIs
Provide an Otherwise Unavailable
Important Public Health Benefit?
As explained in the proposed rule and
above, because we have found in this
rule that there are no substantial
technical barriers to reformulating
pirbuterol, we are required to find that
the use of the product is not essential,
and we do not need to reach a decision
on the third criterion in § 2.125(f)(1).
Nonetheless, based on the criteria
described above and in the proposed
rule, the quantity of CFCs used in
pirbuterol MDIs is a significant portion
of the total quantity of newly
manufactured CFCs used, and therefore
eventually released, in the United
States. Accordingly, we tentatively
concluded that any release of CFCs from
pirbuterol MDIs is cumulatively
significant (72 FR 32030 at 32033,
32034, and 32037). We received
comments on the amount of CFCs
released into the atmosphere from
pirbuterol MDI use.
(Comment 9) Graceway asserts that
the use of Maxair Autohaler does not
release cumulatively significant
amounts of ODSs into the atmosphere,
and its de minimis release is warranted
in view of the essential health benefits
provided by the product. Graceway
claims that Maxair Autohaler releases
fewer CFCs than other MDIs because it
releases fewer CFCs per puff than other
MDIs and has a smaller market share.
Graceway argues that without
calculating the quantity of CFCs
released from use of Maxair Autohaler
alone, the agency admitted the quantity
would, in any event, be minor.
Graceway further argues that the agency
has not shown how aggregate release of
CFCs from all seven moieties has a
significant impact on the environment.
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(Response) Although we based our
tentative conclusion that pirbuterol
MDIs release cumulatively significant
amounts of ODSs on previous policy
statements about the environmental
impact of CFCs, the basis for removing
the essential-use designation for
pirbuterol in this rulemaking is no
significant barriers exist to
reformulating pirbuterol MDIs without
ODSs. We need not reach a conclusion
that pirbuterol MDIs release
cumulatively significant amounts of
ODSs. Furthermore, as discussed
previously, it is not necessary for us to
reach a conclusion on the public health
benefits of Maxair Autohaler, or to
conduct the balancing test to reach a
determination as to whether the release
of CFC ODSs is warranted in view of the
public health benefits. Regardless of
outcome, the balancing test would not
affect the ultimate finding in this
rulemaking that, because there are no
significant technical barriers to
reformulation of the product, pirbuterol
is no longer an essential use of ODSs
and should be removed from the list of
essential uses in § 2.125(e).
4. Additional Comments on
Miscellaneous Issues
a. Sufficiency of advisory committee
and open public meetings. (Comment
10) Graceway submitted a number of
comments claiming insufficiencies of
the two meetings held concerning the
proposed rule to remove the essentialuse designations of the seven moieties
that are the subject of this final rule.
Graceway asserts that the Pulmonary
and Allergy Drugs Advisory Committee
(PADAC) meeting held on July 14, 2005,
did not fulfill the 21 CFR 2.125(g)(2)
requirement for consultation with an
advisory committee because the notice
of the meeting did not identify the
products and moieties at issue, state that
the meeting was intended to fulfill
requirements of 21 CFR 2.125(g)(2), or
discuss the purpose and scope of the
meeting. Therefore, informed views
from independent experts could not be
obtained because interested persons/
companies either had no knowledge of
the meeting or had insufficient time to
adequately prepare for the meeting.
Graceway also asserts that the
background memorandum provided to
the PADAC was inadequate and that
committee members were confused. In
addition, Graceway asserts that the
agency did not properly consult with
the committee members as to the health
benefits of the moieties at issue and
failed to consider the committee’s
advice or recognize issues raised by the
committee members.
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(Response) FDA may remove an
essential-use designation under section
2.125(g)(2) if it no longer meets certain
criteria after consultation with a
relevant advisory committee and after
holding an open public meeting. FDA
made clear in the 1999 rule proposing
criteria for removing essential-use
designations that, before removing any
essential-use designation, it would
consult with an advisory committee and
provide opportunity for public comment
(64 FR 47719 at 47722). FDA published
a notice in the Federal Register on May
10, 2005 (70 FR 24605), that the PADAC
would be convening on July 14, 2005, to
discuss the continued need for the
essential-use designations of
prescription drugs for the treatment of
asthma and COPD. The notice further
stated that interested persons could
present data, information, or views,
orally or in writing, on the issues
pending before the committee. This
notice provided sufficient time for those
persons or companies with an interest
in the essential-use designations of any
moieties used in drugs that treat asthma
or COPD to provide the committee
members with any information they
believed would be pertinent to the
decision to remove a designation.
It was noted at the meeting that the
committee was convened to determine
whether changes in medical practice
and the availability of alternatives
render the products listed as essential
no longer essential. The background
memorandum provided to the PADAC
described the regulatory criteria for
removing essential uses and advised the
committee to focus attention on the
criterion related to the important public
health benefits of the moieties. The
background memorandum also listed
those products containing CFCs that
were still marketed and for which there
were no current reformulations or direct
alternative products, and products
currently approved or marketed that do
not contain CFCs. These lists were
provided to assist the committee when
considering whether adequate
alternative therapy is available. The
opportunity to ask clarifying questions
was provided at the meeting, and
presentations were made by an
association representing manufacturers
of MDIs, particular MDI manufacturers,
and an interested person. Therefore, we
disagree with the assertion that
informed views from independent
experts could not be or were not
obtained.
After the presentations, the committee
discussed the individual moieties,
including pirbuterol, with regard to
their essentiality. A majority of the
members agreed that pirbuterol is
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nonessential. The transcript of the
meeting, available at https://
www.fda.gov/ohrms/dockets/ac/
cder05.html#PulmonaryAllergy, does
not reveal any confusion on the part of
the committee members. In the
proposed rule, we stated that we
consulted with the PADAC at their July
14, 2005, meeting on the essential-use
status of MDIs containing, among other
moieties, pirbuterol, and that the
PADAC members gave their opinions,
without dissent, that pirbuterol was no
longer an essential use of ODSs (72 FR
32030 at 32035, 32037). Thus, FDA has
taken full consideration of the opinions
of the committee members.
(Comment 11) Graceway asserts that
the agency failed to meet the spirit of
the 21 CFR 2.125(g)(2) public meeting
requirement to enrich notice-andcomment rulemaking. Graceway stated
that scheduling the meeting with less
than 3 weeks’ notice, the lack of
publicity, and the decision to hold a
single meeting in one location were
barriers to participation by patients,
clinicians, and outside experts.
Graceway also stated that the agency
failed to solicit feedback on patients’
experience with HFA alternatives and
thus limited the scope of the
administrative record.
(Response) FDA published a notice in
the Federal Register on July 9, 2007 (72
FR 37137), that the public meeting
would be held on August 2, 2007, at
FDA’s Center for Drug Evaluation and
Research Advisory Committee
conference room in Rockville, MD. The
notice stated that the meeting was to
solicit comments on the proposed rule
amending the regulation on the use of
ODSs to remove the essential-use
designations for certain MDIs, and
invited written or electronic comments
for consideration at the meeting, as well
as requests to speak at the meeting. We
believe we provided sufficient notice of
the meeting to allow for widespread
participation and did not create barriers
to participation by patients, clinicians,
and outside experts. Accordingly, we
disagree with Graceway’s implication
that the agency did not comply with the
regulatory requirement for an open
public meeting. Furthermore, in the
proposed rule, we solicited any
comments related to the removal of the
essential-use designations for MDIs
containing pirbuterol and other
moieties, and in the notice of the public
meeting we invited discussion of issues
on which we asked for comments in the
proposed rule. In fact, we received
thousands of comments on patients’
experiences with HFA alternatives to
pirbuterol in particular. Therefore, we
strongly disagree that the scope of the
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administrative record was limited in
any way.
b. Sufficiency of proposed rule.
(Comment 12) Graceway argues that
FDA failed to publicize the proposed
rule through a press release, public
announcement, or on the Internet, and
inhibited public participation in the
rulemaking process.
(Response) Interested persons have
had ample notice that FDA was
considering removing the essential-use
designation for pirbuterol and the six
other drugs that are the subject of this
rulemaking. This issue was first
considered at the July 14, 2005, PADAC
meeting (see 70 FR 24605). The trade
press reported on this meeting, and
minutes and a transcript of the meeting
were placed on the Internet and are
available at https://www.fda.gov/
OHRMS/DOCKETS/ac/cder05.html#
PulmonaryAllergy. We also announced
our intention to publish a proposed rule
in the unified agendas published in the
Federal Register on December 11, 2006
(71 FR 73195 at 73223), and April 30,
2007 (72 FR 22489 at 22516). As stated
previously, we published the proposed
rule in the Federal Register on June 11,
2007 (72 FR 32030). These publications
put the public on notice of our intent to
remove the essential-use designations,
and invited comments on our proposal.
In addition, we held an open public
meeting, as discussed previously, for
which we solicited input from
interested parties. Several companies,
including Graceway, gave presentations
at the open public meeting.
Furthermore, our MDI Web site, https://
www.fda.gov/Drugs/DrugSafety/
InformationbyDrugClass/
ucm063054.htm, discusses the phaseout of all essential use designations and
contains copies of all relevant
documents, including the June 11, 2007,
proposed rule. Our receipt of thousands
of comments on the proposed rule
further shows that the public was well
aware of our intent to remove the
essential-use designations and that
public participation was not inhibited.
(Comment 13) Graceway also argues
that FDA must give weight to the quality
and quantity of comments submitted in
response to the proposed rule because
the number of comments is material
where the degree of public interest is a
legitimate factor for consideration.
Graceway states that with regard to this
rule, input from patients, physicians,
and pharmacists is crucial because the
decision-making involves weighing
important and competing public policy
considerations.
(Response) We have given due weight
and full consideration to all comments
submitted in response to the proposed
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rule. We have read each comment
individually and provided responses to
all unique comments submitted. When
comments were duplicative in
substance, we provided one response to
all like comments. We fully understand
the concern with removal of the
essential-use designations and have
weighed the public policy
considerations, as discussed previously.
After weighing the important and
competing public policy considerations,
and considering the nature and number
of comments, we have concluded that
the public is best served by the decision
to remove the essential-use designations
that are the subject of this rule.
(Comment 14) Graceway asserts that
FDA’s failure to create a confidential
docket prevented companies from
commenting on issues related to
development of non-ODS formulations
of pirbuterol.
(Response) There is no provision in
our regulations for creating a
confidential docket. As we commented
previously with regard to technical
barriers, the pharmaceutical industry
has had success in formulating other
orally inhaled beta2–adrenergic
bronchodilators without ODSs. Given
the chemical similarity between the
moieties used in these other
bronchodilators and pirbuterol, and the
success with reformulating albuterol
and levalbuterol, there appears to be no
technical reason why pirbuterol cannot
be successfully reformulated into an
HFA MDI or other non-ODS inhalation
delivery system. Moreover, Graceway
could have readily provided general
comments related to development of a
non-ODS delivery system.
(Comment 15) Graceway stated that
FDA’s concerns over the availability of
CFCs beyond 2009 are more properly
addressed through negotiation at
Montreal Protocol meetings, rather than
through removal of essential-use
designations.
(Response) As a Party to the Montreal
Protocol, the United States Government
committed to eliminating all nonessential uses and reducing essential
uses of CFCs. The Preamble to the
Protocol states that the Parties are:
‘‘Determined to protect the ozone layer
by taking precautionary measures to
control equitably total global emissions
of substances that deplete it, with the
ultimate objective of their elimination’’
(Preamble to the Montreal Protocol
(emphasis added.)). FDA’s actions in
this rulemaking are consistent with the
United States’ position in meetings
regarding the Montreal Protocol.
Discussion of the United States’ position
with regard to the Montreal Protocol is
more appropriately directed to the
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Department of State, which heads the
United States delegation to meetings
regarding the Montreal Protocol. If any
company wants the United States to
alter any of the positions taken with the
Parties to the Protocol, it should present
its views to appropriate officials in the
State Department.
c. Regulatory Flexibility Act.
(Comment 16) Graceway asserts that
FDA erroneously concluded that none
of the firms that manufacture the seven
CFC MDIs is a small entity under the
Regulatory Flexibility Act because none
employs fewer than 750 people, and
therefore the proposed rule would not
have a significant economic impact on
a substantial number of small entities.
Graceway states that it is a small entity
because it employs fewer than 750
people. It also claims that it constitutes
a significant number of small entities
because Graceway makes up more than
5 percent of the total number of affected
entities (the five NDA holders for
prescription CFC MDI products) and
100 percent of the affected small
entities. Graceway also states that the
rule would have a significant economic
impact on it because Maxair comprises
15 percent of Graceway’s U.S. revenues.
(Response) As explained in our
Regulatory Flexibility Analysis (see
section VII), for purposes of determining
whether a substantial number of small
entities are affected by this rule, the
affected industry sector includes all
manufacturers of pharmaceutical
products in the United States. The
effects of this final rule are not limited
to the five NDA holders who are
marketing the seven ODS drug products.
Thus, the industry sector which will be
directly affected by this rule includes all
U.S. ‘‘pharmaceutical preparation
manufacturers.’’ The same industry
sector was considered to be affected by
the Albuterol final rule (70 FR 17191,
April 4, 2005).
According to the U.S. Department of
Commerce, the industry of
‘‘pharmaceutical preparation
manufacturers’’ includes 901
establishments controlled by 723
companies (Ref. 3). Of these
establishments, 822 have fewer than 500
employees. Only one of these
companies, Graceway, has claimed that
it is a small business and that the rule
will cause it substantial economic harm.
We do not need to determine if
Graceway is in fact a small business,
because even if it is, one single small
affected entity among an industry of
hundreds does not constitute a
‘‘substantial number’’ under the
Regulatory Flexibility Act. Department
of Health and Human Services
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Guidance13 defines ‘‘substantial
number’’ as 5 percent or more of the
affected small entities within an
identified industry. Graceway does not
constitute 5 percent of the small entities
in the ‘‘pharmaceutical preparation
manufacturers’’ sector.
Because this rule would not affect a
substantial number of small entities, we
do not need to determine whether it
would have a significant economic
impact upon Graceway. Thus, we
continue to believe that this rule would
not have a significant economic impact
on a substantial number of small entities
and decline to reverse our previous
determination under the Regulatory
Flexibility Act.
d. National Environmental Policy Act.
(Comment 17) Graceway asserts that
FDA erroneously concluded that the
rule would not have a significant
adverse impact on the human
environment. Graceway states that HFA
alternatives to Maxair Autohaler and the
overall shift of the market to HFA
products have a significant global
warming impact. Consequently,
Graceway claims that FDA must provide
evidence and analysis in support of its
determination not to prepare an
environmental impact statement. In
particular, it maintains that FDA must
discuss the impact of the proposed
action and alternative approaches.
(Response) Therapeutic alternatives
that do not use an ODS are currently
marketed and appear to provide all of
the important public health benefits of
the listed drugs. These alternatives
generally use HFC-134a (CH2FCF3), or,
to a lesser degree, HFC-227ea (C3HF7) as
a propellant. While HFC-134a and HFC227ea are greenhouse gases (the global
warming potentials (GWPs) are around
1300 GWP14 and 2600 GWP,
respectively),15 the CFCs that were
previously used are ozone disrupting
compounds that have much higher
global warming potentials of 5000 to
13 Guidance on Proper Consideration of Small
Entities in Rulemakings of the U.S. Department of
Health and Human Services (May 2003).
14 GWP: Global warming potential; represents
how much a given mass of chemical contributes to
global warming over a given time period compared
with the same mass of carbon dioxide (GWP =1).
It is defined as the ratio of the time-integrative
radiative forcing from the instantaneous release of
1 kg of a trace substance relative to that of 1 kg of
a reference gas (in most cases CO2). All GWP values
represent global warming potential over a 100-year
time horizon.
15 U.S. Environmental Protection Agency, Global
Warming Potentials of ODS Substitutes: https://
www.epa.gov/Ozone/geninfo/gwps.html. Accessed
5/21/2009.
16 U.S. Environmental Protection Agency. Class I
Ozone-depleting Substances: https://www.epa.gov/
Ozone/science/ods/classone.html. Accessed 5/21/
2009.
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19225
11,000.16 In addition, considering the
density of the HFC propellant is about
30 percent lower than for the CFC
propellant, on a mass basis, the
quantities emitted are reduced by 30
percent (Ref. 4).
Considering this data, we concluded
that there will be an overall
improvement in the levels of potent
greenhouse gases released annually
from the use of oral pressurized MDIs as
a result of this action. Therefore, the
removal of the essential-use
designations results in a net
improvement on the environmental
effects of the use of these devices.
Because there is no net negative
environmental impact of this action,
alternative actions will not be
addressed. We encourage the
development of new forms of
propellants with even lower GWPs, as
well as other delivery possibilities, but
in the absence of such alternatives we
reaffirm the removal of the essential-use
designations for CFC-propelled MDIs as
an environmentally sound action.
D. Albuterol and Ipratropium in
Combination
We are removing the essential-use
designations for MDIs containing
albuterol sulfate and ipratropium
bromide in combination (Combivent
Inhalation Aerosol).17 Combivent
Inhalation Aerosol is a prescription
drug. Albuterol is a beta2–adrenergic
bronchodilator and ipratropium is an
anticholinergic bronchodilator. Both are
used in the treatment of bronchospasm
associated with COPD. The primary
advantage of using the two drugs in
combination is that by using two
distinctly different mechanisms of
action, the two drugs in combination
should produce greater bronchodilator
effect than using either drug alone. The
essential use for MDIs containing
albuterol sulfate and ipratropium
bromide in combination was added to
§ 2.125(e) in the Federal Register of
April 9, 1996 (61 FR 15700). Albuterol
and ipratropium, in combination, are
also sold as an inhalation solution
(DuoNeb Inhalation Solution) for use in
a nebulizer. Nebulizers do not use CFCs.
This current rulemaking will not affect
the regulatory status of DuoNeb
Inhalation Solution.
17 As noted in the proposed rule, we have
received a citizen petition from Boehringer
Ingelheim Pharmaceuticals, Inc. (BI) (Docket No.
2006P–0428/CP1). The petition asks us to refrain
from taking any action to remove the essential-use
designation for Combivent Inhalation Aerosol. We
have treated the petition as a comment on this
proposal.
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1. Do Substantial Technical Barriers to
Formulating Products Containing
Albuterol and Ipratropium in
Combination Without ODSs Exist?
In the proposed rule, we noted that
we had not been supplied with any
information to support a conclusion that
substantial technical barriers exist and
could not make an initial determination
on whether such barriers exist. We
received several comments about
technical barriers to reformulating
Combivent Inhalation Aerosol without
CFCs, one of which provided additional
information about Combivent Inhalation
Aerosol’s reformulation efforts.
(Comment 18) In its comment in
response to the proposed rule,
Boehringer Ingelheim Pharmaceuticals,
Inc. (BI), argues that substantial
technical barriers have hampered the
development of a CFC-free Combivent
Inhalation Aerosol. Specifically, BI
notes that Combivent Inhalation
Aerosol’s combination of two active
ingredients with different physicochemical properties presents unique
challenges for formulating a Combivent
HFA Inhalation Aerosol, including the
development of different valves and
materials for the HFA product.
According to BI, significant problems
arose during the clinical trial phase,
including clogging and valve sticking. In
addition, multiple formulations have
been developed. BI also provides more
detailed information on its current
progress in developing a non-HFA CFCfree Combivent. Specifically, BI stated
that it anticipated filing an NDA for
Combivent Respimat at the end of 2008,
permitting FDA review and approval to
be completed by 2010 or 2011.
(Response) We have carefully
reviewed the information provided by
BI on its reformulation efforts. We have
considered whether all available
alternative technologies have been
evaluated and whether each alternative
is unusable. The information available
to the agency suggests that viable
alternatives exist or are in development.
BI representatives stated at the Public
Meeting in August 2007 and BI stated in
its comment to the proposed rule that it
is in the process of developing
Combivent Respimat. BI’s comments
suggest that they anticipate being ready
to commercially produce and legally
distribute, and have the capacity to meet
current market demand for, a non-CFC
alternative Combivent product by 2011.
In addition, BI’s actions to date indicate
that it has overcome difficulties in
chemistry and manufacturing as it has
developed and tested a Combivent
Respimat product (see clinicaltrials.gov
at Respimat Combivent Trial in Chronic
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Obstructive Pulmonary Disease (COPD),
ClinicalTrials.gov identifier
#NCT00400153 (completed April
2008)). We also note that both albuterol
and ipratropium bromide have been
successfully reformulated as non-CFC
products. We believe that the success of
BI’s reformulation efforts to date
demonstrates that although difficulties
may have been encountered, they do not
pose a substantial barrier to
reformulating as described in section III
of this document. Therefore, we
conclude that substantial technical
barriers to the development of a nonCFC combination albuterol and
ipratropium product do not exist.
2. Do MDIs Containing Albuterol and
Ipratropium in Combination Provide an
Otherwise Unavailable Important Public
Health Benefit?
In the proposed rule, we solicited
comments on the public health benefits
of Combivent Inhalation Aerosols (72
FR 32039). We tentatively concluded
that Combivent Inhalation Aerosol does
not provide an otherwise unavailable
public health benefit and based this
tentative conclusion on our tentative
determination that an ipratropium
bromide HFA MDI used with an
albuterol sulfate HFA MDI would
provide an acceptable therapeutic
alternative to Combivent Inhalation
Aerosol. Because we have reached a
conclusion that there are no substantial
technical barriers to formulating
Combivent Inhalation Aerosol into a
non-ODS product, we do not believe it
is necessary to reach a conclusion on
the public health benefits of Combivent
Inhalation Aerosol. However, we sought
and received multiple comments in
response to the proposed rule
addressing the public health benefits of
Combivent Inhalation Aerosol, and we
believe it is appropriate to address the
public health benefits in light of these
comments.
(Comment 19) For a number of
reasons, BI disagrees with our tentative
conclusion that Combivent Inhalation
Aerosol does not provide an otherwise
unavailable important public health
benefit. BI claims that Combivent
Inhalation Aerosol users are elderly and
have COPD and co-morbid conditions,
making them an especially vulnerable
population. BI asserts that
noncompliance is a significant problem
among this population because many
users have multiple medical conditions
requiring multiple medications.
According to BI, switching Combivent
Inhalation Aerosol users to two separate
inhalers would decrease compliance,
increase medication errors due to
incorrect administration, and increase
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treatment delays due to patient
confusion over which inhaler to use. BI
explains that compliance might
decrease because ipratropium bromide
has a longer onset of action, and
patients may perceive a lack of efficacy
if ipratropium bromide is administered
separately from albuterol, which would
lead patients to either overuse the
product or not use it at all. BI also
argues that some patients with COPD
suffer from hyperinflation of the lungs,
which makes it more difficult to take the
deep breaths required for optimal
dosing of medications, and doubling the
number of inhalations to approximate
the same therapeutic effect of
Combivent Inhalation Aerosol would
significantly increase the burden on the
patient. We also received comments
from patients who claim that using two
inhalers would be too bulky. Several
other comments raise similar concerns
about compliance, and one comment
raises these concerns with respect to
patients with cystic fibrosis. Our
response below addresses all such
comments.
(Response) We believe that the
ipratropium bromide HFA MDI and the
albuterol sulfate HFA MDI, when used
together, provide similar therapeutic
benefits to Combivent Inhalation
Aerosol. Using the two MDIs together
will deliver the same dose of
ipratropium (18 micrograms (mcg) per
inhalation) and essentially the same
dose of albuterol (108 mcg versus 103
mcg per inhalation) as the dose
delivered by Combivent Inhalation
Aerosol. As we noted in the proposed
rule, the primary advantage of using the
two drugs in combination is that by
using two distinctly different
mechanisms of action (albuterol is a
beta2–adrenergic bronchodilator while
ipratropium bromide is an
anticholinergic bronchodilator), the two
drugs in combination should produce
greater bronchodilator effect than using
either drug alone. Combivent Inhalation
Aerosol is a combination of convenience
that is intended to facilitate patient use
of the two drug products together.
Although it is not necessary for this
rulemaking to evaluate whether the nonCFC therapeutic alternative has
approximately the same level of
convenience as the product it replaces,
the analysis may be useful in light of the
comments. As we stated in the 2002
rule, ‘‘in evaluating whether an
alternative has approximately the same
level of convenience of use compared to
the ODS product containing the same
active moiety, FDA will consider
whether: (1) The product has
approximately the same or better
portability; (2) the product requires
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approximately the same amount of or
less preparation before use; and (3) the
product does not require significantly
greater physical effort or dexterity’’ (67
FR 48370 at 48374).
The proposed non-CFC alternatives to
Combivent Inhalation Aerosol, an
ipratropium bromide HFA MDI used
with an albuterol sulfate HFA MDI, are
MDIs like Combivent Inhalation Aerosol
and are similarly portable. Both the CFC
product and the HFA products require
priming if they have not been used for
a period of time, and therefore both
products require approximately the
same amount of preparation. We note
that priming is only required when the
product has not been used for a period
of time. Because these inhalers are
intended for daily use, we do not
anticipate that regular priming would be
necessary. And although twice as many
puffs are required to deliver the dose of
separate albuterol and ipratropium
bromide into the lungs, the additional
puffs do not require significantly greater
physical effort or dexterity. In addition,
we have not found any data to suggest
that administering twice the number of
puffs would be a significant burden for
patients with hyperinflation. We
acknowledge that carrying two inhalers
is twice as bulky as carrying one, and
some patients may find Combivent
Inhalation Aerosol more convenient to
use, but we believe that the therapeutic
alternatives are only marginally less
convenient, and any convenience
provided by the availability of
Combivent Inhalation Aerosol does not
reach the level of essentiality.
We also acknowledge that some
patients, particularly those with comorbid conditions who are taking
multiple medications, may be more
compliant when using a Combivent
Inhalation Aerosol than when using an
ipratropium bromide HFA MDI with an
albuterol sulfate HFA MDI. We believe
that concerns about patient compliance
can be appropriately addressed with
patient outreach campaigns that provide
education on how to use HFA MDIs
correctly and the benefits of using both
MDIs together. As we have stated
elsewhere in this document, learning
how to properly maintain and
administer medications is a sometimes
difficult, but necessary, task for many
patients with chronic diseases. During
the transition period, we intend to
conduct this type of patient outreach
campaign, and we encourage other
stakeholders to work with us in
educating Combivent Inhalation Aerosol
users on the therapeutic alternatives.
Because patient compliance may be
greater with combination products such
as Combivent Inhalation Aerosol, we
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intend to closely monitor the
availability of any reformulated
combination MDI product and the
transition to the therapeutic alternatives
identified in this rule, including
albuterol and ipratropium delivered in
single-ingredient MDIs, and modify the
patient outreach efforts as appropriate.
(Comment 20) BI and other comments
also argue that a decrease in compliance
would lead to increased exacerbations
and an increase in overall health care
costs.
(Response) In one nonrandomized
retrospective study comparing use of
two separate inhalers to use of
Combivent Inhalation Aerosol,
Chrischilles et al. concluded that
Combivent Inhalation Aerosol users
were more compliant and had
significantly lower average monthly
health care costs compared to users of
two separate inhalers (Ref. 5). Although
the validity of the results depends on
the authors’ ability to control for
important differences in the patient
populations, we do not disagree with
the conclusion that using two inhalers
may be more expensive than using one
combination inhaler, and we have
identified and assessed those costs in
our Analysis of Impacts.
(Comment 21) BI further argues that
the proposed CFC-free therapeutic
alternatives to Combivent Inhalation
Aerosol (an ipratropium bromide HFA
MDI used with an albuterol sulfate HFA
MDI) have not been shown to provide
similar therapeutic benefits. One
comment claims that clinical studies
have shown that a single inhaler of
Combivent Inhalation Aerosol is more
effective for the treatment of COPD than
two separate inhalers. Several
comments oppose the market removal of
Combivent Inhalation Aerosol, arguing
the combination of two medications that
must be taken separately is not a
substitute for the single product,
Combivent Inhalation Aerosol.
(Response) As stated earlier, using the
two MDIs together will deliver the same
dose of ipratropium (18 mcg per
inhalation) and essentially the same
dose of albuterol (108 mcg versus 103
mcg per inhalation) as the dose
delivered by Combivent Inhalation
Aerosol. We are not aware of any data
demonstrating that Combivent
Inhalation Aerosol is clinically superior
to an ipratropium bromide HFA MDI
used with an albuterol sulfate HFA MDI.
Other than the study by Chrischilles
discussed earlier, most of the data cited
by BI refers to older studies that did not
study albuterol and ipratropium in
combination inhalers. And as discussed
earlier, we acknowledge that use of a
combination inhaler may increase
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19227
compliance, but we believe compliance
can be increased with proper patient
education, and we do not consider this
factor to be determinative of public
health benefit.
Neither the Chrischilles study nor any
other study available to us or cited by
BI demonstrates that Combivent
Inhalation Aerosol is clinically superior
to the two inhalers used together. We
believe that the ipratropium bromide
HFA MDI and the albuterol sulfate HFA
MDI used together provide similar
therapeutic benefits to the Combivent
Inhalation Aerosol. We also note that
albuterol and ipratropium bromide in
combination are also available as an
inhalation solution for use in a
nebulizer (marketed as DuoNeb
Inhalation Solution). DuoNeb Inhalation
Solution is an option for patients who
prefer a combination drug product. The
availability of these therapeutic
alternatives supports a conclusion that
Combivent Inhalation Aerosol does not
provide an otherwise unavailable
important public health benefit.
3. Does Use of MDIs Containing
Albuterol and Ipratropium in
Combination Release Cumulatively
Significant Amounts of ODSs Into the
Atmosphere and Is the Release
Warranted Because These MDIs Provide
an Otherwise Unavailable Important
Public Health Benefit?
As explained in the criteria in section
III of this document, because we have
found in this rule that there are no
substantial technical barriers to
reformulating Combivent Inhalation
Aerosol, we are required to find that the
use of Combivent Inhalation Aerosol is
not essential, and we do not need to
reach a decision on the third criterion
in § 2.125(f)(1). However, we received
several comments about this criterion,
which we address below.
(Comment 22) BI argues that removing
Combivent Inhalation Aerosol from the
market would not significantly decrease
the cumulative release of CFCs into the
atmosphere and would have a negligible
effect on the recovery of the
stratospheric ozone layer. They also
argue that any effect would not
outweigh treatment disruption, health
risks, and costs to Combivent Inhalation
Aerosol users as a result of the market
removal. According to BI, Combivent
Inhalation Aerosol usage is expected to
account for approximately 175 to 200
metric tons of annual CFC emissions in
the coming years. Several comments
assert that the amount of ODSs released
from Combivent Inhalation Aerosol is
insignificant, and eliminating their use
would not provide a significant
environmental benefit.
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(Response) As we stated in the
proposed rule and elsewhere in this
document, the environmental impact of
individual uses of nonessential CFCs
must be evaluated in the context of the
overall use of CFCs. The quantity of
CFCs released from Combivent
Inhalation Aerosol represents a
significant portion of the total quantity
of CFCs released from MDIs in the
United States. FDA has not been
assigned the task of determining what
amount of environmental benefit would
result from the removal of CFCcontaining medical devices, diagnostic
products, drugs, and drug delivery
systems from the market. FDA is
required to determine whether such
products are essential uses of ODSs, and
this rulemaking fulfills that obligation
with respect to Combivent Inhalation
Aerosol.
(Comment 23) BI argues that the
proposed rule did not provide data or
analysis demonstrating the amount of
CFCs which constitutes a significant
release. BI also comments that the
criterion under the essential-use
regulation was established to determine
an individual product’s release and its
effect on the ozone layer, not whether it
is significant relative to the release from
other products. BI argues that our
standard for determining whether a
product releases significant amounts of
ODSs into the atmosphere is not
supported by science and should be
developed in accordance with noticeand-comment rulemaking procedures.
(Response) We do not agree that the
proposed rule did not provide data or
analysis demonstrating the amount of
CFCs which constitutes a significant
release. We also disagree that our
standard is not science-based or was
developed without the opportunity for
public comment. In reaching our
tentative conclusion in the proposed
rule that any release of CFCs from
Combivent Inhalation Aerosol is
cumulatively significant, we discussed
our reasoning at length and cited
multiple policy statements and other
sources in support of our conclusion.
We also solicited and received
comments on our tentative conclusion.
Through previous legislative and
administrative actions, the United States
has evaluated the environmental effect
of eliminating the use of all CFCs and
has made a decision to fully phase out
the use of CFCs over time. Our
conclusion that any release is
cumulative is based on these legislative
and administrative actions and reflects
environmental science policies that
have been developed over time through
a public process.
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(Comment 24) A few comments claim
that CFCs used in Combivent Inhalation
Aerosol do not have an adverse impact
on the environment because the CFCs
are inhaled rather than released into the
environment.
(Response) As we have noted in
previous rulemakings, nearly all of the
CFCs inhaled into the lungs from an
MDI are almost immediately exhaled
into the environment (70 FR 17168 at
17179, April 4, 2005; 73 FR 69532 at
69540, November 19, 2008). The small
amounts of CFCs absorbed into the body
are later excreted and exhaled without
being broken down. Essentially all of
the CFCs released from an MDI end up
in the atmosphere with resulting harm
to the stratospheric ozone layer.
(Comment 25) One comment argues
that the CFCs released from Combivent
Inhalation Aerosol are less damaging to
the ozone layer than the fumes from one
diesel truck.
(Response) This comment appears to
confuse CFCs with other greenhouse
gases such as carbon dioxide and
nitrous oxide. FDA’s regulations at 21
CFR 2.125 reflect an international effort
to reduce the production, importation,
and use of substances that deplete the
ozone layer. We are publishing this rule
because the criteria in § 2.125 have been
met, rather than because of any
contribution CFCs may be making
towards global warming.
(Comment 26) Another comment
suggests FDA retain the essential-use
designation for Combivent Inhalation
Aerosol and instead remove other
inhalants, such as aerosol hair sprays,
spray paint, and perfumes.
(Response) The use of CFCs in
cosmetics such as aerosol hair sprays,
deodorant, shaving cream, and perfume
was banned in 1978, along with the use
of CFCs in spray paint, and household,
food and automotive products.
4. Additional Comments on
Miscellaneous Issues
a. Criteria used in rulemaking.
(Comment 27) BI argues that the criteria
in 21 CFR 2.125(g)(3)(ii), (g)(3)(iii),
(g)(3)(iv), and (g)(4)(ii)18 should be
18 Included in 21 CFR 2.125(g)(3)(ii), (g)(3)(iii),
and (g)(3)(iv) are some of the criteria for removing
an essential-use designation for individual active
moieties marketed as ODS products and
represented by one new drug application. They
require, among other criteria, that supplies and
product capacity for the non-ODS product(s) exist
or will exist at levels sufficient to meet patient
need; adequate U.S. postmarketing data are
available for the non-ODS product; and patients
who medically require the ODS product are
adequately served by the non-ODS product(s)
containing that active moiety and other available
products. Section 2.125(g)(4)(ii) incorporates these
criteria by cross-reference and requires that they be
met prior to removing the essential-use designation
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applied to any proposed CFC-free
replacement. According to its comment,
ignoring or failing to fully consider
these criteria could result in patients
being switched to ‘‘therapeutically
inferior’’ alternatives. At a minimum, BI
argues that this rulemaking should
incorporate the analysis used in the
albuterol rulemaking.
(Response) The criteria in § 2.125(f)(1)
we are using in this rulemaking, as
cross-referenced in § 2.125(g)(2), are
different from those in the albuterol
rulemaking. Although the analysis used
here is not identical to that used under
§ 2.125(g)(4) in the albuterol
rulemaking, in both the albuterol
rulemaking and this rulemaking, the
primary focus is on determining
whether acceptable alternatives exist for
the products that are marketed under
the essential use. Section 2.125(g)(2)
permits FDA to remove an essential use
even if there are no alternatives
available with the same active moiety
provided that sufficient alternative
products with different active moieties
exist to meet the needs of patients,
because the essential use would then no
longer provide an otherwise unavailable
important health benefit. In the case of
Combivent Inhalation Aerosol, both
active moieties have been reformulated
without CFCs, and FDA disagrees that
the albuterol HFA MDI and the
ipratropium bromide HFA MDI are
therapeutically inferior to Combivent
Inhalation Aerosol. As stated earlier, we
find them to be therapeutically
equivalent, and we believe the two
MDIs used together will meet the needs
of current Combivent Inhalation Aerosol
users.
b. Intent to reformulate. (Comment
28) BI argues that removing Combivent
Inhalation Aerosol’s essential-use
designation before a replacement can be
developed preempts BI’s good faith
efforts to reformulate (a requirement
under the Montreal Protocol).
(Response) Nothing about this
decision precludes BI from
reformulating. A reformulated product
can be approved at any time after FDA
has determined an NDA meets approval
standards. Based on BI’s assertions, it is
possible a replacement will be available
prior to the effective date of this rule for
Combivent Inhalation Aerosol.
c. Deadline for overall CFC phase-out.
(Comment 29) BI comments that the
Montreal Protocol and the Clean Air Act
do not set a firm deadline for the phaseout of CFC usage in MDIs, and FDA
should exercise greater flexibility in its
essential-use rulemakings.
for individual active moieties marketed as ODS
products that are represented by two or more NDAs.
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(Response) As stated in the 2002 final
rule, we reviewed the text of the Clean
Air Act, its legislative history, the text
of the Montreal Protocol, and decisions
by the Parties to the Protocol. FDA also
further discussed its understanding of
the Clean Air Act and the Protocol with
the EPA. The Clean Air Act does not
state specifically whether such
essential-use exemptions may continue
indefinitely or must terminate at some
future time. However, the legislative
history for section 604(d)(2) of the Clean
Air Act makes clear that the exemption
is only permitted for a limited time.
Specifically, the Senate Conference
Report for this section of the Clean Air
Act states: The centerpiece of the
stratospheric ozone protection program
established by this title is the phase-out
of production and consumption of all
ODSs (136 Cong. Rec. S16895 at 16946
and 16947 (daily ed. Oct. 27, 1990)).
These statements are consistent with the
Montreal Protocol. The Preamble to the
Protocol states that the Parties are:
Determined to protect the ozone layer
by taking precautionary measures to
control equitably total global emissions
of substances that deplete it, with the
ultimate objective of their elimination
(Preamble to the Montreal Protocol
(emphasis added)). Decision IV/25 of
the Parties to the Protocol also indicates
that essential-use exemptions are
temporary. This decision asks the
Technology and Economic Assessment
Panel to determine an estimated
duration for each essential use, the steps
necessary to ensure alternatives are
available as soon as possible, and
whether previously qualified essential
uses should no longer qualify as
essential. Thus, although it is true that
there is no set date for termination of
essential-use exemptions, it is also clear
that the exemptions were intended to be
limited in number and duration and
were not intended to exist forever.
d. Sufficiency of advisory committee
meeting. (Comment 30) BI argues that
little public notice was provided for the
2005 PADAC meeting and the notice
contained little guidance on public
participation and did not seek specific
public input. BI also argues that the
straw poll conducted at the PADAC
meeting did not take into account the
status of BI’s CFC-free Combivent
development programs. BI claims that
had the PADAC members been provided
a more complete record upon which to
base their opinions, a majority would
have recommended continuation of
Combivent Inhalation Aerosol’s
essentiality and rejected the proposed
therapeutic alternatives.
(Response) As stated earlier in this
document, FDA, after consultation with
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a relevant advisory committee and after
holding an open public meeting, may
remove an essential-use designation
under section 2.125(g)(2) if it no longer
meets certain criteria. FDA made clear
in the 1999 rule proposing criteria for
removing essential-use designations that
before removing any essential-use
designation, it would consult with an
advisory committee and provide
opportunity for public comment (64 FR
47719 at 47722). FDA published a
notice in the Federal Register on May
10, 2005 (70 FR 24605), that the PADAC
would be convening on July 14, 2005, to
discuss the continued need for the
essential-use designations of
prescription drugs for the treatment of
asthma and COPD. The notice further
stated that interested persons could
present data, information, or views,
orally or in writing, on the issues
pending before the committee. This
notice provided sufficient time for those
persons or companies with an interest
in the essential-use designations of any
moieties used in drugs that treat asthma
or COPD to provide the committee
members with any information they
believed would be pertinent to the
decision to remove or continue a
designation. Therefore, we disagree with
the assertion that little public notice
was provided for the 2005 PADAC
meeting and the notice contained little
guidance on public participation and
did not seek specific public input.
We also disagree with the assertion
that PADAC members were not
provided a complete record upon which
to base their opinions. At the PADAC
meeting, an FDA representative made a
detailed presentation to committee
members on the Montreal Protocol and
the essential-use process and
rulemakings, including identification
and description of the current essential
uses and their therapeutic alternatives,
as well as the criteria for removing the
essential-use designations. After the
FDA presentation, committee members
had the opportunity to ask clarifying
questions, and additional presentations
were made by an association
representing manufacturers of MDIs,
specific MDI manufacturers, and an
interested person. Committee members
had additional time to discuss the
individual moieties after these
presentations were made. We believe
that the record demonstrates the PADAC
was provided ample information on
which to render a vote.
E. Effective date
In the proposed rule, we proposed an
effective date for removal of the
essential-use designations for all seven
moieties of December 31, 2009, and we
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19229
solicited comments on this proposed
effective date. We noted in the proposed
rule that, depending on the data
presented to us during the course of the
rulemaking, we may determine that it is
appropriate to have different effective
dates for different uses.
We did not receive any substantive
comments on the proposed effective
date for metaproterenol and nedocromil.
Alupent Inhalation Aerosol and Tilade
Inhaler have been discontinued by BI
and King Pharmaceuticals, Inc.,
respectively. BI has informed us that
any Alupent Inhalation Aerosols that
may be in retail or wholesale stocks will
have passed their expiration date by
December 2009. Accordingly, we have
determined that the appropriate
effective date for the removal of the
essential-use designations for
metaproterenol and nedocromil is June
14, 2010.
We did not receive any substantive
comments on the proposed effective
date for triamcinolone, and cromolyn.
To allow an adequate length of time for
patients to transition to the therapeutic
alternatives identified in this rule, we
have determined that December 31,
2010, is an appropriate effective date for
removing the essential-use designations
for triamcinolone and cromolyn. The
additional period ensures more time to
disseminate information about the
phase-out to patients to ensure an
orderly transition that is protective of
public health.
We received one comment regarding
the effective date for flunisolide from
Forest Laboratories, Inc., the exclusive
distributor for Aerobid (flunisolide)
Inhaler System via a licensing
agreement with Roche Palo Alto, the
NDA holder for Aerobid. Forest requests
an 18-month delay in the effective date
of the rule. In its comment, Forest states
that a June 30, 2011, effective date
would allow time for Forest to
commercially produce and market its
non-CFC flunisolide formulation,
Aerospan Inhalation Aerosol. We have
considered this request and have
determined that a June 30, 2011,
effective date is appropriate for
removing the essential-use designation
for flunisolide. The June 30, 2011,
effective date will provide sufficient
time for current Aerobid Inhaler System
users to transition to the therapeutic
alternatives including Aerospan
Inhalation Aerosol. We also note that
the June 30, 2011, effective date
provides sufficient time for Forest to
prepare for commercial distribution of
Aerospan Inhalation Aerosol.
We received several comments on the
effective date for Combivent Inhalation
Aerosol and Maxair Autohaler. After
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considering the comments, we were
persuaded that December 31, 2013,
rather than December 31, 2009, as
proposed, is a more appropriate
effective date for removing the essentialuse designations for Combivent
Inhalation Aerosol and Maxair
Autohaler. The December 31, 2013, date
provides additional time to disseminate
information about the transition to
Combivent Inhalation Aerosol and
Maxair Autohaler users who may have
multiple health conditions that may
make it more difficult to transition, and
allows these individuals more time to
transition to appropriate non-CFC
alternatives. It also allows sufficient
time for manufacturers to increase
production of albuterol HFA MDIs and
ipratropium bromide HFA MDIs to
ensure adequate supplies for patients.
Finally, we believe a December 31,
2013, effective date gives sufficient time
for the development of a non-CFC
formulation of a combination product
containing albuterol and ipratropium or
a non-CFC formulation of pirbuterol and
processing of an application for new
drug approval. In our responses to the
comments below, we further explain the
basis for our decision to extend the
effective date from that proposed for
Combivent Inhalation Aerosol and
Maxair Autohalers.
(Comment 31) We received many
comments requesting that the effective
date be delayed until a CFC-free
Combivent Inhalation Aerosol is
available and to ensure patients will
continue to have access to Maxair
Autohaler during the reformulation and
regulatory review phases. BI requests
that FDA refrain from removing the
essential-use designation for Combivent
Inhalation Aerosol and initiate a future
rulemaking addressing Combivent
Inhalation Aerosol once a non-CFC
Combivent product has been developed
and approved by the agency for
marketing. Another comment suggests
that FDA condition the effective date
(and therefore the length of the
transition period) on the submission of
an NDA and reconsider the
appropriateness and length of the date
once the NDA has been submitted for
review. Graceway recommends that the
agency revisit the essential-use status of
pirbuterol after December 2012 to
ensure essential products are available
and requests an effective date of
December 31, 2015.
(Response) As stated above, we
carefully evaluated the comments
submitted in response to the proposed
rule and have determined that an
effective date of December 31, 2013, is
appropriate for the removal of the
essential-use designation for Combivent
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Inhalation Aerosol and Maxair
Autohaler. We acknowledge that the
presence of a non-CFC replacement for
Combivent Inhalation Aerosol and
Maxair Autohaler may be convenient for
users. However, we note that a
December 31, 2013, effective date allows
a reasonable time to permit the
development of a non-CFC replacement.
Currently, we believe there are adequate
non-CFC alternatives for Combivent
Inhalation Aerosol available in the form
of separate albuterol HFA MDIs and
ipratropium bromide HFA MDIs. With
respect to Maxair Autohaler, we believe
adequate non-CFC alternatives exist in
the form of Albuterol in HFA MDIs or
in a nebulizer.
The effective date we are establishing
for the removal of the essential-use
designations for Combivent Inhalation
Aerosol and Maxair Autohaler provides
over 3 additional years for
manufacturers to scale up production of
albuterol HFA MDIs and ipratropium
bromide HFA MDIs and will help
ensure that there will be adequate
supplies of the MDIs for patients. The
effective date also provides over 3 years
for patients and their health care
providers to consider the different
formulations of albuterol HFA MDI and
levalbuterol HFA MDI and select the
most appropriate therapeutic
alternative. We are also permitting
additional time for patients to transition
from using a combination product to
using two separate MDIs, to choose and
adapt to a traditional press-and-breathe
MDI, or to switch to using a nebulized
solution.
We believe that educating patients
and health care providers about the
transition to other asthma treatments is
very important to an orderly and safe
transition of patients currently using
Combivent Inhalation Aerosol and
Maxair Autohaler, particularly for
elderly patients, those with co-morbid
conditions who are taking multiple
medications, or those patients with
coordination problems. The need to
ensure that we have permitted sufficient
time for patient education for
transitioning from a Combivent
Inhalation Aerosol or a Maxair
Autohaler to an appropriate non-CFC
substitute was an important factor in
our decision to extend the proposed
effective date in this final rule, to
December 31, 2013. We will actively
monitor the transition to CFC-free
alternatives. Anyone who wishes to
discuss a cooperative educational effort
with DHHS and FDA should contact
FDA or the Office of the Secretary of
DHHS.
With respect to a conditional effective
date for Combivent Inhalation Aerosol,
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we believe it is important to specify a
date certain when Combivent Inhalation
Aerosol can no longer be marketed so
patients and their health care providers
may transition to therapeutic
alternatives in a timely and orderly
manner. We also note that the December
31, 2013, effective date allows a
reasonable time to permit the
development and approval of a non-CFC
replacement for Combivent Inhalation
Aerosol.
We decline to exclude Combivent
Inhalation Aerosol from the rulemaking,
as requested by BI. As discussed
elsewhere in this document, the United
States is committed to phasing out the
remaining essential-use designations in
the context of the Montreal Protocol. We
believe finalizing this rule now and
setting an effective date for Combivent
Inhalation Aerosol that provides over a
3-year transition affects the eventual
transition in a manner that is consistent
with our duty to protect the public
health.
F. Conclusions
We conclude there are no substantial
technical barriers to formulating
flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol
and ipratropium in combination,
cromolyn, and nedocromil as products
that do not release ODSs. The evidence
presented to the agency during this
rulemaking does not meet the high
threshold required by the first criterion
on substantial technical barriers. We
therefore conclude that oral pressurized
MDIs containing flunisolide,
triamcinolone, metaproterenol,
pirbuterol, albuterol and ipratropium in
combination, cromolyn, and nedocromil
are no longer essential uses of ODSs and
will be removed from the list of
essential uses in § 2.125(e) as of the
effective dates specified in this rule.
V. Environmental Impact
The agency has carefully considered
the potential environmental effects of
this action. FDA has concluded that the
action will not have a significant impact
on the human environment, and that an
environmental impact statement is not
required. The agency’s finding of no
significant impact and the evidence
supporting that finding, contained in an
environmental assessment, may be seen
in the Division of Dockets Management
(see ADDRESSES) between 9 a.m. and 4
p.m., Monday through Friday. Under
FDA’s regulations implementing the
National Environmental Policy Act (21
CFR part 25), an action of this type
would require an environmental
assessment under 21 CFR 25.31(a).
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VI. Analysis of Impacts
A. Introduction
FDA has examined the impacts of the
final rule under Executive Order 12866
and the Regulatory Flexibility Act (5
U.S.C. 601–612), and the Unfunded
Mandates Reform Act of 1995 (Public
Law 104–4). Executive Order 12866
directs agencies to assess all costs and
benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity). The agency
believes that this final rule is an
economically significant regulatory
action under the Executive order.
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. Because only one CFC MDI
manufacturer may possibly be
considered a small entity, and one
single small entity among an industry of
hundreds does not constitute a
‘‘substantial number’’ under the
Regulatory Flexibility Act, the agency
certifies that the final rule will not have
a significant economic impact on a
substantial number of small entities.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that agencies prepare a written
statement, which includes an
assessment of anticipated costs and
benefits, before proposing ‘‘any rule that
includes any Federal mandate that may
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any one year.’’ The current threshold
after adjustment for inflation is $133
million, using the most current (2008)
Implicit Price Deflator for the Gross
Domestic Product. This final rule may
result in a 1-year expenditure that
would meet or exceed this amount.
The Congressional Review Act
requires that regulations that have been
identified as being major must be
submitted to Congress before taking
effect. This rule is major under the
Congressional Review Act.
Limitations in the available data
prevent us from estimating
quantitatively the anticipated costs and
benefits to society, so we focus instead
on proxy measures. The costs of this
final rule include the benefits lost by
consumers who would have bought
MDIs at current prices, but would not
buy them at higher prices. Consumers of
flunisolide MDIs (Aerobid Inhaler
System) and MDIs delivering albuterol
and ipratropium in combination
(Combivent Inhalation Aerosol) will
face higher prices because available
substitutes cost more. In contrast, users
of triamcinolone MDIs (Azmacort
Inhalation Aerosol), metaproterenol
MDIs (Alupent Inhalation Aerosol),
pirbuterol MDIs (Maxair Autohaler),
cromolyn sodium MDIs (Intal Inhaler),
and nedocromil sodium MDIs (Tilade
Inhaler) will be able to switch to less
expensive alternatives. Consumers of
these products may benefit as they are
made aware of less expensive,
therapeutically adequate alternatives to
the MDIs they currently use. In the
transition, these consumers may also be
inconvenienced by the need to become
accustomed to using an alternative
product.
Net spending by consumers and thirdparty payers, including Federal and
State Governments, will increase as
patients switch to more expensive
therapeutic alternatives; the potential
for spending reductions by users of
Azmacort, Alupent, Maxair, Intal, and
Tilade is not enough to offset expected
increases in spending by users of
Aerobid and Combivent. These
19231
spending increases, however, overstate
social costs because, to some extent,
they represent resources transferred
from drug buyers (consumers and thirdparty payers) to drug sellers (drug
manufacturers, wholesalers,
pharmacies). We estimate that the
introduction of generic albuterol HFA
MDIs to the market will eliminate price
and spending increases resulting from
this final rule. The benefits of this rule
include the value of improvements in
the environment and public health that
may result from reduced emissions of
ODSs (for example, the reduced future
incidence of skin cancers and cataracts).
The benefits also include improved
expected returns on investments in
environmentally-friendly technologies
and greater international cooperation to
comply with the Montreal Protocol.
Estimated spending increases
(summarized in tables 1 and 2 of this
document) cannot be attributed solely to
this rule. These increases result from
Combivent users switching to Atrovent
Inhalation Aerosol and albuterol HFA
MDIs. The increased spending from this
switch, in turn, is driven by the switch
from inexpensive generic albuterol CFC
MDIs to more expensive albuterol HFA
MDIs, which was mandated in an earlier
rulemaking (70 FR 17168, April 4,
2005). The spending increases described
here may therefore be viewed as costs of
the larger transition away from CFC
products, rather than costs resulting
from this rule in particular. We cannot
conclusively attribute these estimated
spending increases to either the prior
rule or this final rule. While table 1
provides the annual quantifiable effects
after all moieties have been removed
from the market, table 2 provides the
total impacts, factoring in the staggered
phase-out and using two different
possibilities for the date of HFA patent
expiration.
TABLE 1.—SUMMARY OF ANNUAL QUANTIFIABLE EFFECTS OF THE FINAL RULE AFTER ALL SEVEN MOIETIES ARE
REMOVED FROM THE MARKET
Patient Days of Therapy Affected
Increased MDI Expenditures,
in 2009 dollars
300 million
Possible Reduction in Days of
Therapy Used (millions)
Reduced CFC Emissions From
Phase-Out (tonnes)
0.20–4.2
310–365
$90–$280 million
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TABLE 2.—SUMMARY OF IMPACTS FROM PHASE-OUT TO DATE OF HFA PATENT EXPIRATION
Date of HFA Patent Expiration
Possible Change in Use of
Asthma and COPD Therapy
(million days of therapy)
2012
Increases in Expenditures on
CFC-based MDIs, Present
Value in 2010 (billions)
Discount Rate
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TABLE 2.—SUMMARY OF IMPACTS FROM PHASE-OUT TO DATE OF HFA PATENT EXPIRATION—Continued
Possible Change in Use of
Asthma and COPD Therapy
(million days of therapy)
Date of HFA Patent Expiration
2017
Increases in Expenditures on
CFC-based MDIs, Present
Value in 2010 (billions)
Discount Rate
0.33–14
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B. Need for Regulation and the
Objective of this Rule
The objective of this final rule is to
respond to the treaty requiring the
United States to reduce atmospheric
emissions of ODSs, specifically CFCs.
CFCs and other ODSs deplete the
stratospheric ozone that protects the
Earth from ultraviolet solar radiation.
We are ending the essential-use
designation for ODSs used in MDIs
containing triamcinolone,
metaproterenol, pirbuterol, cromolyn
sodium, nedocromil sodium,
flunisolide, and albuterol and
ipratropium in combination, because we
have concluded that adequate
therapeutic alternatives are available.
Removing this essential-use designation
will comply with obligations under the
Montreal Protocol and the Clean Air
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Act, thereby reducing emissions that
deplete stratospheric ozone.
C. Background
1. CFCs and Stratospheric Ozone
During the 1970s, scientists became
aware of a relationship between the
level of stratospheric ozone and
industrial use of CFCs. Ozone (O3),
which causes respiratory problems
when it occurs in elevated
concentrations near the ground, shields
the Earth from potentially harmful solar
radiation when it is in the stratosphere.
Excessive exposure to solar radiation is
associated with adverse health effects
such as skin cancer and cataracts, as
well as adverse environmental effects.
Emissions of CFCs and other ODSs
reduce stratospheric ozone
concentrations through a catalytic
reaction, thereby allowing more solar
radiation to reach the Earth’s surface.
Because of this effect and its
consequences, environmental scientists
from the United States and other
countries advocate ending all uses of
these chemicals.
2. The Montreal Protocol
The international effort to craft a
coordinated response to the global
environmental problem of stratospheric
ozone depletion culminated in the
Montreal Protocol, an international
agreement to regulate and reduce
production of ODSs. The Montreal
Protocol is described in section II.B.2 of
this document. One hundred and
ninety-six countries are now Parties to
the Montreal Protocol, and the overall
usage of CFCs has been dramatically
reduced. In 1986, global consumption of
CFCs totaled about 1.1 million tonnes
annually, and by 2004, total annual
production had been reduced to 70,000
tonnes (Ref. 6). This decline amounts to
more than a 90-percent decrease in
production and is a key measure of the
success of the Montreal Protocol. Within
the United States, use of ODSs, and
CFCs in particular, has fallen sharply;
production and importation of CFCs is
less than 1 percent of 1989 production
and importation (Ref. 6).
A relevant aspect of the Montreal
Protocol is that production of CFCs in
any year by any country is banned after
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$0.16–$0.91
7%
The decreased use of MDIs may
adversely affect some patients, but we
currently lack data that would allow us
to characterize such effects
quantitatively. We also are unable to
estimate quantitatively the reductions in
skin cancers, cataracts, and
environmental harm that may result
from the reduction in CFC emissions by
310 to 365 tonnes during these years.
Although we cannot estimate
quantitatively the public health effects
of the phase-out, based on a qualitative
assessment, the agency concludes that
the benefits of this regulation justify its
costs.
We state the need for the regulation
and its objective in section VI.B of this
document. Section VI.C of the analysis
provides background on CFC depletion
of stratospheric ozone, the Montreal
Protocol, the MDI market, and the
health conditions that the seven
moieties treat. We analyze the benefits
and costs of the rule, including effects
on government outlays, in section VI.D
of this analysis. We assess alternative
dates in section VI.E of this analysis,
and discuss our sensitivity analysis in
section VI.F. We discuss our
conclusions in section VI.G of this
analysis. We present an analysis of the
effects on small business in a regulatory
flexibility analysis in section VII of this
document.
3%
$0.12–$0.73
the phase-out date unless the Parties to
the Montreal Protocol agree to designate
the use for which the CFCs are
produced as ‘‘essential’’ and approve a
quantity of new production for that use.
Each year, each Party nominates the
amount of CFCs needed for each
essential use and provides the reason
why such use is essential. Agreement on
both the essentiality and the amount of
CFCs needed for each nominated use is
reached by consensus at the annual
Meeting of the Parties.
3. Benefits of the Montreal Protocol
EPA has generated a series of
estimates of the environmental and
public health benefits of the Montreal
Protocol (Ref. 7). The benefits include
reductions of hundreds of millions of
nonfatal skin cancers, 6 million fewer
fatalities due to skin cancer, and 27.5
million cataracts avoided between 1990
and 2165 if the Montreal Protocol were
fully implemented. EPA estimated the
value of these and related benefits to
equal $4.3 trillion in present value
when discounted at 2 percent over the
period of 175 years. This amount is
equivalent to about $7 trillion in 2008
prices after adjusting for inflation
between 1990 and 2008. This estimate
includes all benefits of total global ODS
emission reductions expected from the
Montreal Protocol and is based on
reductions from a baseline scenario in
which ODS emissions would continue
to grow for decades but for the Montreal
Protocol.
4. Characteristics of COPD
The seven CFC MDI products that are
the subject of this final rule, and
Combivent in particular, may be used to
treat COPD. While there is some overlap
between asthma patients and COPD
patients, COPD encompasses a group of
diseases characterized by relatively
fixed airway obstruction associated with
breathing-related symptoms (for
example, chronic coughing,
expectoration, and wheezing). COPD is
generally associated with cigarette
smoking and is extremely rare in
persons younger than 25.
According to the National Health
Interview Survey (NHIS), an estimated
10 million adults in the United States
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carried the diagnosis of COPD in 2007
(Ref. 8). The proportion of the U.S.
population with mild or moderate
COPD has declined over the last quarter
century, although the rate of COPD in
females increased relative to males
between 1980 and 2000. The most
effective intervention in modifying the
course of COPD is smoking cessation.
Symptoms such as coughing, wheezing,
and sputum production are treated with
medication.
5. Characteristics of Asthma
These seven CFC MDIs, with the
exception of Combivent, may be used to
treat asthma, a chronic respiratory
disease characterized by episodes or
attacks of bronchospasm in addition to
chronic airway inflammation. These
attacks can vary from mild to lifethreatening and involve shortness of
breath, wheezing, coughing, or a
combination of symptoms. Many
factors, including allergens, exercise,
viral infections, and others, may trigger
an asthma attack.
According to the 2007 NHIS,
approximately 23 million adult patients
in the United States reported they had
asthma (Ref. 9). The prevalence of
asthma decreases then increases with
age, with the prevalence being 100 per
1,000 children ages 5–17 (5.3 million
children) compared to 72 per 1,000
among adults ages 18–44 (8.0 million),
72 per 1,000 among adults ages 45–64
(5.5 million), and 75 per 1,000 among
adults age 65 and over (2.7 million) (Ref.
9).
The NHIS reported that during 2007,
about 12 million patients reported
experiencing an asthma attack in the
course of the previous year (Ref. 9, table
10). According to the National
Ambulatory Medical Care Survey, in
2006 there were 1.2 million outpatient
asthma visits to physician offices and
hospital clinics and 1.7 million
emergency room visits (Ref. 9, table 19).
According to the National Center for
Health Statistics, there were 444,000
hospital admissions for asthma in 2006
(Ref. 9, table 16) and 3,563 deaths (Ref.
9, table 1). The estimated direct medical
cost of asthma (hospital services,
physician care, and medications) was
$14.7 billion (Ref. 9, table 20).
While the prevalence of asthma has
been increasing in recent years, the CDC
reports that the incidence of asthma (or
the rate of new diagnoses) has remained
fairly constant since 1997 (Ref. 10).
Non-Hispanic Blacks, children under 17
years old, and females have higher
incidence rates than the general
population and also have higher attack
prevalence. The CDC notes that
although increases have occurred in the
numbers and rates of physician office
visits, hospital outpatient visits, and
emergency room visits, these increases
are accounted for by the increase in
prevalence. This phenomenon might
indicate early successes by asthma
intervention programs that include
access to medications.
6. Current U.S. Market for CFC MDIs
For the 12-month period ending June
2009, we estimate that sales of these
19233
seven CFC MDIs provided roughly 300
million days of therapy, sufficient to
treat roughly 800,000 COPD and asthma
patients for a full year. We use days of
therapy as a common metric because
these MDIs vary in the number of
inhalations provided, and the number of
inhalations that the average user would
use each day. We calculate the number
of days of therapy provided by each
MDI as equal to the number of MDIs
sold, multiplied by the number of
inhalations contained by the MDI,
divided by the recommended, or usual,
daily inhalations described in the MDI’s
physician labeling: [(Days of
Therapy)=(MDIs)x(Inhalations/
MDI)÷(Inhalations/day)]. We calculate
MDI sales for each of the seven products
using data from IMS Health’s National
Sales Perspective (Ref. 11).
We calculate the average price per day
of therapy for a CFC MDI as the total
revenue derived from sales of that
product in the 12 months ending June
2009, as reported by IMS Health’s
National Sales Perspective, divided by
the number of days of therapy for that
product: [(Price/Day of Therapy)=(Total
Sales)÷(Total Days of Therapy)]. We use
the same method to calculate the
average price per day of therapy for the
nine non-ozone depleting products we
consider the most medically appropriate
alternatives to these seven CFC MDIs.
We then estimate the price premium (or
savings) associated with alternatives as
the difference between price per day of
the CFC product and price per day of its
most appropriate alternatives.
TABLE 3.—SUMMARY OF CFC MDIS, NON-ODS ALTERNATIVES, AND EXPECTED PRICE CHANGES PER DAY OF THERAPY
(REF. 11)
Price Premium per Day of Therapy
CFC MDI
Non-ODS Alternatives
Maximum
Minimum
QVAR
PULMICORT TURBUHALER
FLOVENT HFA
ASMANEX TWISTHALER
$1.06
$0.34
Azmacort
QVAR
PULMICORT TURBUHALER
FLOVENT HFA
ASMANEX TWISTHALER
-$1.10
-$1.82
Alupent
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Aerobid
Aerobid-M
PROAIR HFA
PROVENTIL HFA
VENTOLIN HFA
XOPENEX HFA
$0.34
-$0.31
Maxair
PROAIR HFA
PROVENTIL HFA
VENTOLIN HFA
XOPENEX HFA
-$0.21
-$0.86
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TABLE 3.—SUMMARY OF CFC MDIS, NON-ODS ALTERNATIVES, AND EXPECTED PRICE CHANGES PER DAY OF THERAPY
(REF. 11)—Continued
Price Premium per Day of Therapy
CFC MDI
Non-ODS Alternatives
Maximum
Minimum
Intal
QVAR
PULMICORT TURBUHALER
FLOVENT HFA
ASMANEX TWISTHALER
-$1.34
-$2.06
Tilade
QVAR
PULMICORT TURBUHALER
FLOVENT HFA
ASMANEX TWISTHALER
N/A
N/A
Combivent
ATROVENT HFA + one of the following:
PROAIR HFA
PROVENTIL HFA
VENTOLIN HFA
XOPENEX HFA
$1.30
$0.65
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Source: IMS Health, IMS National Sales Perspective (TM), 2009, extracted September 2009.
Table 3 of this document shows each
of the CFC MDIs that would no longer
be marketed, the therapeutic
alternatives that users of these CFC
MDIs would be expected to purchase,
and the range of differences in price per
day of therapy. For example, an
Azmacort user would be expected to
switch to QVAR, PULMICORT
TURBUHALER, FLOVENT HFA, or
ASMANEX TWISTHALER. The most
expensive of these alternatives would
cost roughly $1.10 cents less per day of
therapy, and the least expensive would
cost roughly $1.80 less per day of
therapy. Combivent users would be
expected to switch to both ATROVENT
HFA and one of four albuterol HFA
MDIs currently marketed. We make no
attempt to forecast future price changes,
but note that recent changes in prices of
CFC MDIs did not differ systematically
from the changes in prices of the
proposed alternatives. For our Maxair
calculations, we have added the annual
purchase of a $30 spacer to the cost of
switching to an alternative therapy.
If all users switched to the least
expensive alternative therapy, the
average price for users of these seven
CFC MDIs, weighted by the number of
days of therapy sold for each product in
2009, would increase 9 percent; if all
users switched to the most expensive
alternative therapy, the average price
per day of therapy would increase 28
percent. These price differences
represent differences in average exmanufacturer prices across all
distribution channels and do not
incorporate differences introduced by
retail markups or off-invoice discounts
(Ref. 11).
It is not possible to attribute these
estimated price increases exclusively to
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this final rule. These estimated price
increases are driven almost entirely by
the large population of Combivent users
switching to both Atrovent Inhalation
Aerosol and albuterol HFA MDIs,
which, together, are more expensive.
Through 2003, the price for a day of
therapy with Combivent was roughly
equal to the sum of a day of therapy
with Atrovent (the ipratropium CFC
MDI which has been withdrawn from
the market) and a day of therapy with
a generic albuterol CFC MDI. After 2003,
the price of a day of Combivent therapy
rose to be roughly equal to the sum of
a day of therapy with Atrovent HFA and
a day of therapy with a generic albuterol
CFC MDI, likely in anticipation of the
withdrawal of Atrovent from the market.
The range of spending changes for
Combivent therapy alone is $150
million to $300 million; excluding the
effects of Combivent therapy, the range
of spending changes is -$25 million to
-$65 million.
We estimate that these seven CFC
MDIs are responsible for roughly 310 to
365 tonnes of CFC emissions annually.
The CFC content of the seven CFC MDIs
ranges from about 6 to 20.5 grams per
MDI. Multiplying the total 2005 sales of
each of the CFC MDIs by its CFC
content, and allowing for an additional
10 percent loss in the production
process, yields a total of 310 tonnes of
CFC emissions annually, our low
estimate. Our recent data shows a
decline in the use of the seven moieties
to be phased out, so our low estimate
may overstate the reduction in CFCs
attributable to this final rule. The CFC
MDI manufacturers requested roughly
365 tonnes of CFCs for production of the
seven CFC MDIs for 2007, which we use
for our high estimate.
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D. Benefits and Costs of the Final Rule
We estimate the benefits and costs of
a government action relative to a
baseline scenario that in this case is a
description of the production, use, and
access to these seven CFC MDIs in the
absence of this rule. In this section, we
first describe such a baseline and then
present our analysis of the benefits of
the final rule. We also present an
analysis of the most plausible regulatory
alternative, given the Montreal Protocol.
Next we turn to the costs of the rule and
to an analysis of the effects on the
Medicare and Medicaid programs.
1. Baseline Conditions
We developed baseline estimates of
future conditions to assess the economic
effects of prohibiting marketing of these
seven CFC MDIs. MDIs containing
metaproterenol and nedocromil will be
removed from the market June 14, 2010.
MDIs containing triamcinolone and
cromolyn will be removed from the
market December 31, 2010. MDIs
containing flunisolide will be removed
from the market June 30, 2011. Those
containing albuterol and ipratropium in
combination and pirbuterol will be
removed from the market December 31,
2013.
It is standard practice to use, as a
baseline, the state of the world without
the rule in question, or where this
implements a legislative requirement,
the world without the statute. For this
final rule, the Montreal Protocol makes
the baseline assumption of indefinite
availability infeasible, but we can
nevertheless use it as a point of
reference. In addition to the baseline of
indefinite availability, we also assess
alternative phase-out dates for the final
disappearance of CFC products.
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Throughout this baseline analysis, we
assume that sufficient inventories of
CFCs are available to meet demand for
these seven CFC MDIs through the date
they lose their essential-use designation
and that there will be sufficient
therapeutic alternatives to meet demand
after they are removed from the market.
However, in the absence of this final
rule, the parties to the Montreal Protocol
would still have the ability to restrict
access to CFCs required for the
manufacture of products using these
seven moieties. This final rule, in
establishing a timetable for phasing out
these seven moieties, demonstrates a
commitment to phasing out CFCs,
which reduces the need for the parties
to act on their own. In a sense, this final
rule does not phase out these moieties,
but attempts to establish a phase-out
timetable preferable to the one that the
parties to the Montreal Protocol might
impose. The existence of a timetable
imposed by the parties to the Montreal
Protocol different from this final rule
implies the costs detailed in the next
section of this analysis will accrue,
although perhaps at a different time,
regardless of whether this final rule is
enacted. The cost-benefit analysis
presented here would then apply to the
withdrawal of the CFC-containing
products from the market rather than to
the specific effects of the final rule.
2. Benefits of the Final Rule
The benefits of the final rule include
environmental and public health
improvements from protecting
stratospheric ozone by reducing CFC
emissions. Benefits also include
expectations of increased returns on
investments in environmentally friendly
technology, and continued international
cooperation to comply with the spirit of
the Montreal Protocol, thereby
potentially reducing future emissions of
ODSs throughout the world.
Failure to enact this final rule would
leave the timetable for phasing out these
seven moieties in the hands of the
parties to the Montreal Protocol. As the
parties to the Montreal Protocol would
see these drugs with therapeutic
alternatives and no regulation in place
to commit to their phase-out, their likely
response would be to deny the
provision of CFCs for their continued
production and to do so in a way that
did not provide for an adequate
transition period.
a. Reduced CFC emissions. Market
withdrawal of these seven CFC MDIs
will reduce emissions by approximately
310 to 365 tonnes of CFCs per year.
Current CFC inventories are substantial.
Nominations for new CFC production
are generally approved by the Parties to
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the Montreal Protocol 2 years in
advance. The final rule would ban
marketing of two of the seven CFC MDIs
after June 14, 2010, two more after
December 31, 2010, one after June 30,
2011, and the remaining two after
December 31, 2013.
There is some uncertainty with
respect to the amount of inventory that
will be available in the future, but we
anticipate that existing inventory will
allow EPA, in consultation with FDA, to
avoid nominating additional CFC
production for 2010 through 2013.
Therefore, we estimate the regulation
will reduce CFC use by 310 to 365
tonnes per year after the end of 2013, a
benefit that will continue indefinitely.
In an evaluation of its program to
administer the Clean Air Act, EPA has
estimated that the benefits of controlling
ODSs under the Montreal Protocol are
the equivalent of $7 trillion in 2008
dollars. However, EPA’s report provides
no information on the total quantities of
reduced emissions or the incremental
value per tonne of reduced emissions.
EPA derived its benefits estimates from
a baseline that included continued
increases in emissions in the absence of
the Montreal Protocol. We have
searched for authoritative scientific
research that quantifies the marginal
economic benefit of incremental
emission reductions under the Montreal
Protocol, but have found none
conducted during the last 10 years. As
a result, we are unable to quantify the
environmental and human health
benefits of reduced emissions from this
regulation. Such benefits, in any event,
were apparently included in EPA’s
earlier estimate of benefits of the Clean
Air Act.
As a share of total global emissions,
the reduction associated with the
elimination of the seven CFC MDIs
represents only a fraction of 1 percent.
Current allocations of CFCs for the
seven MDIs account for less than 0.1
percent of the total 1986 global
production of CFCs (Ref. 6).
Furthermore, current U.S. CFC
emissions from MDIs represent a much
smaller, but unknown share of the total
emissions reduction associated with
EPA’s estimate of $7 trillion in benefits
because that estimate reflects future
emissions growth that has not occurred.
Although the direct benefits of this
regulation are small relative to the
overall benefits of the Montreal
Protocol, the reduced exposure to UV-B
radiation that will result from these
reduced emissions will help protect
public health. The final rule will
account for some small part of the
benefits estimated by EPA. However, we
are unable to assess or quantify specific
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reductions in future skin cancers and
cataracts associated with these reduced
emissions.
b. Returns on investment in
environmentally-friendly technology.
Establishing a phase-out date prior to
the expiration of patents on HFA MDI
technology not only rewards the
developers of the HFA technology, but
also encourages other potential
developers of ozone-safe technologies.
Furthermore, a phase-out date would
preserve expectations that the
government protects incentives to
research and develop ozone-safe and
other new technologies.
Newly developed technologies to
avoid ODS emissions have resulted in
more environmentally ‘‘friendly’’ air
conditioners, refrigerants, solvents, and
propellants, but only after significant
investments. Several manufacturers
have claimed development costs that
total between $250 million and $400
million to develop HFA MDIs and new
propellant-free devices for the global
market (Ref. 12).
These investments have resulted in
several innovative products in addition
to HFA MDIs. For example, breathactivated delivery systems, dose
counters, dry-powder inhalers, and
mini-nebulizers have also been
successfully marketed.
c. International cooperation. The
advantages of selecting a date that
maintains international cooperation are
substantial because the Montreal
Protocol, like most international
environmental treaties, relies primarily
on a system of national selfenforcement, although it also includes a
mechanism to address noncompliance.
In addition, compliance with its
directives is subject to differences in
national implementation procedures.
Economically less-developed nations,
which have slower phase-out schedules
than developed nations, have
emphasized that progress in eliminating
ODSs in developing nations is affected
by observed progress by developed
nations, such as the United States. If we
had adopted a later phase-out date,
other Parties could attempt to delay
their own control measures.
3. Costs of the Final Rule
The final rule would increase
spending for needed medicines used to
treat asthma and COPD. The social costs
of the final rule include the health
benefits lost through decreased use of
medicines that may result from
increased prices. We discuss the
increased spending and then the social
costs in turn. We are unable to quantify
the economic costs of reducing the
variety of marketed products from
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which consumers, and their doctors, can
choose. Because we lack data that
would enable us to measure the effects
of a decreased number of products from
which to choose, in this analysis we
only quantify the effects on spending.
In the absence of this regulation, we
would expect 300 million days of
therapy with these seven CFC MDIs to
be sold annually. With this regulation,
patients who would have used any of
these seven CFC MDIs are expected to
switch to one of several other products
as described in table 3 of this document.
Depending on whether asthma and
COPD patients use the most or least
expensive of alternatives, private, thirdparty, and public expenditures on
inhaled medicines would increase by
roughly $90 million to $280 million per
year. These expenditure increases will
be driven almost exclusively by
Combivent users changing to both
Atrovent and one of four available
albuterol HFA products. With most,
perhaps all, of this increase coming
from estimated increased spending on
albuterol HFA products, what happens
to the prices of albuterol products will
largely determine the change in overall
spending. To the extent that
expenditures rise, these higher costs
would continue until lower-priced nonODS substitutes appear on the market.
For many of these products it is difficult
to predict when this might occur. With
the exception of albuterol CFC MDIs,
generic versions of prescription MDIs
and DPIs for treatment of asthma and
COPD have not been introduced, despite
the expiration of the patents on many of
the innovator products. However, the
market for albuterol MDIs has a clear
history of generic competition. A
previous rulemaking (70 FR 17168,
April 4, 2005) removed albuterol CFC
MDIs, including generic albuterol CFC
MDIs, from the market on December 31,
2008. If these cheaper generic albuterol
MDIs had been able to remain on the
market, the expected cost of switching
from Combivent to both Atrovent and an
albuterol HFA MDI would be essentially
eliminated. Because expenditure
increases resulting from this final rule
stem almost exclusively from the
transition away from Combivent, such
increases would most likely be
eliminated with the introduction of
generic albuterol HFA MDIs to the
market. There are multiple patents
listed in ‘‘Approved Drug Products with
Therapeutic Equivalence Evaluations’’
(Orange Book) for albuterol HFA MDIs,
expiring from late 2009 to beyond 2020,
creating a wide range of possible dates
for generic entry. In the proposed rule,
we assumed potential entry in 2010 and
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2017. As moieties will not start to be
removed from the market until June 14,
2010, generic entry in 2010 would
eliminate almost all of the estimated
costs of the transition. For this final
rule, we use 2012 and 2017 for assumed
entry of generic substitutes for current
branded albuterol MDI products. One
recent study predicted the introduction
of a generic albuterol HFA MDI in 2012
(Ref. 13). For the year 2010, we include
only the impact of Alupent and Tilade
and for the years 2011 through 2013, we
include in the analysis the impact of all
moieties except Combivent and Maxair.
Removing those five moieties from the
market results in a change in annual
private, third-party, and public
expenditures of roughly -$20 million to
-$50 million. Of course, unforeseen
introduction of alternative therapies
could reduce any expected increases in
expenditures.
These increased expenditures
represent, to some extent, transfers from
consumers and third-party payers,
including State and Federal
Governments, to pharmaceutical
manufacturers, patent holders, and
other residual claimants. However, to
some extent, increased expenditures
represent purchases of products that are
more costly to manufacture and bring to
market. We are unable to estimate the
fraction of the increased expenditures
that constitute societal costs.
We estimate that the average price
increases resulting from market
withdrawal of less expensive CFC MDIs
could reduce use of inhaled therapy by
a range of 0.20 to 4.2 million days
annually, equivalent to roughly 0.5 to 12
thousand patient years of therapy. The
impact of this reduction on health
outcomes is too uncertain to quantify
given available data. Some patients,
however, respond to price increases for
medications for chronic conditions in
ways that may adversely affect their
health.
A recent article found that,
‘‘copayment increases led to increased
use of emergency department visits and
hospital days for the sentinel conditions
of diabetes, asthma, and gastric acid
disorder: predicted annual emergency
department visits increased by 17
percent and hospital days by 10 percent
when copayments doubled’’ (Ref. 14).
However, the article proceeds to
characterize these results as ‘‘not
definitive.’’ This finding suggests that
increased prices for medicines may lead
to some adverse public health effects
among the users of these seven CFC
MDIs.
Another article found that, ‘‘a single
inhaler containing both ipratropium and
albuterol can increase compliance and
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decrease respiratory morbidity and
charges over and above the effects
achieved with separate inhalers for
these 2 agents’’ (Ref. 5). The article
found that access to single inhaler
therapy was associated with a 17
percent reduction in monthly costs.
This finding suggests that some current
users of Combivent may suffer adverse
health consequences because of
compliance issues associated with using
multiple inhalers. This preliminary
evidence is insufficient to permit us to
quantify adverse public health effects.
We use expected reductions in days of
therapy purchased as a surrogate
measure of the impact.
Our approach to estimating the effects
of this final rule assumes that the
primary effect of an elimination of these
seven CFC MDIs from the market would
be an increase in the average price of
MDI and DPI therapy. Given the price
increase expected, we have projected
how the overall quantity of MDI and DPI
therapy consumed may decline as a
result of the increase in price. We
assume that the reduction in the use of
MDI and DPI therapy attributable to this
rule can be calculated as the product of
the sensitivity of use with respect to the
price increase, the baseline use of these
seven CFC MDIs among price-sensitive
patients, and the price increase in
percentage terms. We discuss these in
turn.
We have no information about how
consumers react to increases in the price
of these seven forms of CFC MDIs in
particular, much less to what amounts
to a compulsory switch to different,
more expensive drugs. Economists have,
however, estimated the response of
consumers to higher insurance
copayments for drugs in general.
Goldman et al. estimate price elasticities
in the range of -0.33 (for all antiasthmatic drugs) to -0.22 (for antiasthmatic drugs among patients with
chronic asthma), implying that a 10
percent increase in insurance
copayments apparently leads to a
reduction in use of between 2.2 and 3.3
percent (Ref. 14), but the authors report
that there is wide variance based on the
availability of over-the-counter
substitutes. For example, for drugs with
no over-the-counter substitutes—a set
that includes all seven of these CFC
MDIs—the reported price elasticity was
-0.15 (Ref. 14, p. 2348). Drugs included
as anti-asthmatics in this study include
anti-cholinergics, anti-inflammatory
asthma agents, leukotriene modulators,
oral steroids, steroid inhalers,
sympathomimetics, and xanthines. We
have used price elasticities of between
-0.15 and -0.33 to estimate the potential
effect of price increases on demand.
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To derive an estimate of the quantity
of medicines not sold as a result of this
rule, we need an estimate of the baseline
use of these seven CFC MDIs by pricesensitive consumers. To do so, we
distinguish between the insured and the
insured the uninsured. Based on IMS
data, we estimate that asthma and COPD
patients receive roughly 300 million
days of therapy each year in the form of
these seven CFC MDIs (Ref. 11). If users
of these products are uninsured in
proportion to the share of uninsured in
the overall U.S. population (15.4
percent) (Ref. 15), then uninsured
asthma and COPD patients receive
roughly 46 million days of therapy [(300
million)x(15.4 percent)] in the form of
these seven CFC MDIs, equivalent to
roughly 126 thousand patient years.
Increases in the price of therapy,
however, will mostly affect Combivent
users with COPD. For Combivent users,
we use the two major sources of
decreased use, price increases for the
uninsured and increased copayments
for the insured, to calculate a very rough
estimate of reduced patient days.
According to the 2007 NHIS, 1.8 million
individuals over the age of 65 have
bronchitis and 1.7 million have
emphysema. Data from the 2007 NHIS
also suggest that approximately 31
percent of adults with emphysema also
have chronic bronchitis (Ref. 8, Figure
2). Assuming this ratio holds for those
over 65, there are about 3.1 million
individuals over the age of 65 with
COPD (3.6 million with either
diagnosis—500,000 with both). This
number of patients represents
approximately 30 percent of the 10
million adults with COPD. Assuming all
of those over 65 with COPD and about
85 percent of those under 65 have some
form of drug insurance means that about
9.1 million of those with COPD are
covered by drug insurance and 1.1
million are not. The uninsured estimate
represents 10 percent of the population
with COPD, so there would be
approximately 23.7 million days of
uninsured therapy for Combivent
annually.
The midpoint of the high and low
price increase estimates for Combivent
is 27 percent. Assuming uninsured
consumers face a 27 percent price
increase and have an elasticity of 0.15,
there would be among the uninsured an
annual reduction in therapy of
approximately 960,000 days after
Combivent is removed from the market.
We do not know the characteristics of
the prescription drug insurance held by
those with COPD, but recognize that
many of the 9.1 million insured face
per-product copayments. These
copayments will likely be a smaller
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fraction of income for the insured than
are the price increases for the
uninsured, so we assume the demand to
be less elastic. Assuming 214 million
annual days of insured therapy and an
elasticity of 0.075, a 100 percent
increase in the size of copayments
would imply a 7.5 percent reduction in
quantity demanded, or 16.0 million
annual days of therapy foregone. Thus,
a very rough estimate of a change in
quantity of Combivent demanded in
response to a price increase would be 17
million days of therapy (960,000 + 16.0
million). The appearance of a
reformulated non CFC product
combining albuterol and ipratroprium
would avert the 16 million lost days of
therapy potentially associated with the
co-payment effect.
Finally, for an overall average
estimate of the effects of the average
price increases, we estimate that users
of these seven CFC MDIs face an average
price increase of between 9 and 28
percent per day of therapy after all
seven moieties have been removed from
the market, depending on whether
asthma and COPD patients switch to the
most or least expensive of the proposed
alternatives detailed in table 3 of this
document. We calculate the low and
high estimates as the average percentage
price change of the least and most
expensive alternatives to each of the
seven CFC MDIs, weighted by the
number of days of therapy of CFC MDIs
sold for the twelve months ending June
2009. Excluding Combivent, users of the
other six CFC MDIs would face prices
somewhere between 15 and 41 percent
lower. Excluding Combivent and
Maxair, the users of the other five CFC
MDIs would face prices between 17 and
39 percent lower.
We combine different measures of
price elasticities (-0.15 to -0.33), the size
of the uninsured CFC MDI market (15 to
46 million days of therapy), and
estimated price increases (9 percent to
28 percent) to estimate the impact of
average price increases on use. For
example, assuming a price elasticity of
-0.15 and 15 million days of therapy
sold to the uninsured annually, a 9
percent price increase would reduce
demand for inhaled therapy by the
uninsured by roughly 200,000 days of
therapy annually. By contrast, assuming
a price elasticity of -0.33 and 46 million
days of therapy sold to the uninsured
annually, a 28 percent price increase
would reduce uninsured demand by
roughly 4 million days of therapy [(46
million days) x (-0.33 elasticity) x (28
percent price increase) = 4 million days
of therapy]. We recognize that because
of varying measures of the size of the
CFC MDI market for the uninsured,
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19237
uncertainty about the magnitude of
price increases, and consumer response,
the true impact of the rule could fall
outside this range.
We recognize that as a result of this
rulemaking, patients will lose access to
products they prefer to use. This
regulatory action will constrain
consumption decisions, forcing patients
to switch to substitute products they
would not otherwise choose to
consume, resulting in consumer welfare
loss. We lack information to reliably
estimate the social cost associated with
the loss of preferred products, but we
recognize such a cost exists.
4. Effects on Medicare and Medicaid
According to the 2006 Medical
Expenditure Panel Survey (MEPS),
Medicaid pays for 13.8 of the expenses
attributable to COPD and asthma.
Medicare pays for 30.6 percent of these
expenses. Assuming these MEPS
payment estimates for Medicaid and
Medicare apply to the incremental
expenses from switching to HFA MDIs,
this final rule will increase annual
Federal Medicaid spending between $12
and $39 million. We estimate that total
spending by Medicare and Medicare
beneficiaries will increase between $27
million to $87 million annually. The
estimated annual impacts would apply
after 2013, after all seven moieties have
been phased out, and continue until the
HFA technology loses patent protection.
Where the impact would occur within
these broad ranges would depend on the
alternative therapies chosen.
For the year 2010, the change in
Medicaid and Medicare spending would
be associated with the costs of switching
from Tilade and Alpuent. Medicaid
spending would change somewhere
between a decline of $50,000 and an
increase of $60,000. The change in
Medicare spending would be between a
decline of $110,000 and an increase of
$130,000. For the years 2011 through
2013, we include the impacts associated
with all seven moieties except Maxair
and Combivent. In those years, annual
Medicaid spending would fall by an
estimated $2.9 to $6.7 million. Medicare
spending would decline between $6.3
and $15 million annually.
The present discounted value of the
impact of the regulation on Medicaid
expenses, assuming HFA patent
expiration at the end of 2017 is from $20
million to $100 million at a 7 percent
discount rate and from $20 million to
$130 million at 3 percent. For Medicare,
the present disounted value is from $40
million to $220 million at a 7 percent
discount rate and from $50 million to
$280 million at 3 percent. Assuming the
HFA technology loses patent protection
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Federal Register / Vol. 75, No. 71 / Wednesday, April 14, 2010 / Rules and Regulations
at the end of 2012, the change in
Medicaid expenditures is a present
discounted -$12 million to -$5 million
at 7 percent and -$13 million to -$5
million at 3 percent. For Medicare, the
change in expenditures is -$30 million
to -$10 million at a 7 percent discount
rate and -$30 million to -$10 million at
a 3 percent rate.
We are unable to estimate the extent
to which Medicare cost increases will be
paid by Medicare beneficiaries
themselves or by the Federal
Government. Whether individuals or the
Federal Government will pay depends
on beneficiaries’ aggregate drug
spending in a given year and the
Medicare Part D plan they choose.
Moreover, as we expect the
characteristics of Medicare Part D and
the types of plans chosen by
beneficiaries to continue to evolve in
coming years, past payment statistics
may not reflect future conditions. These
are rough estimates.
E. Alternative Phase-Out Dates
We consider the impacts of the
alternative phase-out date of December
31, 2010, for the five moieties not
already phased out at the end of 2010.
The expense information in table 4
shows such an earlier phase-out would
increase expenditures and further
decrease the use of asthma and COPD
therapy. Moreover, an earlier phase-out
data would be impractical due to the
time necessary to complete the
regulatory process and to the risk of
MDI shortages if the market has
insufficient time to switch from CFC to
HFA MDIs. A phase-out date set too far
in the future, however, would be
incompatible with the timetable set by
the Montreal Protocol. This leaves a
narrow window for consideration.
TABLE 4.—SUMMARY OF IMPACTS OF A DECEMBER 31, 2010 PHASE-OUT RELATIVE TO HFA PATENT EXPIRATION
Possible Decreases in
Use of Asthma and
COPD Therapy (million days of therapy)
Date of HFA Patent Expiration
2012
Increases in Expenditures on CFC-based
MDIS, Present Value
in 2009 (billions)
Discount Rate
0.40–8.5
The estimated impacts of this final
rule summarized in table 5 of this
document incorporate a range of
estimates about the price increases
consumers and other payers will face,
the size of the affected market and how
consumers will respond to price
increases. This range represents the full
uncertainty range for the estimated
effects of this final rule. The full range
incorporates the ranges of estimates for
the individual uncertain variables in the
analysis.
In each section of the document, we
show the ranges associated with each
major uncertain variable. To estimate
reduced use of inhaled medications, we
estimate 15 million to 46 million days
of therapy are used by uninsured
individuals annually. We estimate that
these consumers will face price
increases in switching from CFC to HFA
MDIs from 9 to 28 percent per day of
therapy, depending on whether they
switch to the most expensive or least
expensive of available alternatives. We
use price elasticities ranging from -0.15
to -0.33 to estimate how consumers will
reduce their MDI use in response to
price increases.
Similarly, estimates of the impact of
the final rule on public and private
spending depend on the overall size of
the CFC MDI market and how much
prices increase. We estimate the
consumers purchase roughly 300
million days of therapy in the form of
CFC MDIs annually, and that prices will
increase 9 to 28 percent depending on
whether they switch to the most
expensive or least expensive of available
alternatives. If we exclude Combivent
from the calculation, the expected price
effects range from a 15 to 41 percent
decrease, depending on whether they
switch to the most expensive or least
expensive of available alternatives. If we
also exclude Maxair, expected price
effects range from a 17 to 39 percent
decrease.
G. Conclusion
Limits in available data prevent us
from quantifying the costs and benefits
$0.55–$1.77
7%
F. Sensitivity Analyses
$0.16–$0.51
3%
1.4–30
$0.17–$0.54
7%
2017
3%
$0.48–$1.53
of the final rule and weighing them in
comparable terms. The benefits of
international cooperation to reduce
ozone emissions are potentially
enormous but difficult to attribute to
any of the small steps, such as this final
rule, that make such cooperation
effective. As discussed above in detail,
the benefits of the final rule include
environmental and public health
improvements from protecting
stratospheric ozone by reducing CFC
emissions. Benefits also include
expectations of increased returns on
investments in environmentally friendly
technology, reduced risk of unexpected
disruption of supply of CFC MDIs, and
continued international cooperation to
comply with the spirit of the Montreal
Protocol, thereby potentially reducing
future emissions of ODSs throughout
the world. This final rule could
potentially cost public and private
consumers of CFC MDIs hundreds of
millions of dollars annually, but it is
difficult to link these costs to adverse
public health outcomes.
jlentini on DSKJ8SOYB1PROD with RULES
TABLE 5.—SUMMARY ACCOUNTING TABLE
Units
Category
Primary
Estimate
Low Estimate
High Estimate
Year Dollars
Discount Rate
Period
Covered
Benefits
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Federal Register / Vol. 75, No. 71 / Wednesday, April 14, 2010 / Rules and Regulations
19239
TABLE 5.—SUMMARY ACCOUNTING TABLE—Continued
Units
Primary
Estimate
Category
Low Estimate
High Estimate
Year Dollars
Annualized
Quantified
Discount Rate
Period
Covered
7%
Annual
3%
Notes
Annual
Qualitative
Reduction of CFC
emissions by 310–
365 tonnes.
Compliance with
Montreal Protocol.
Increased investment in environmentally friendly
technologies. International cooperation.
Costs
Annualized Monetized
$millions/year
-$12 million–
-$4.9 million
$16 million–
$98 million
2010
7%
Annual
-$11 million–
-$4.5 million
$19 million–
$100 million
2010
3%
Annual
Qualitative
Consumers may respond to higher
prices by forgoing
medication, which
could result in adverse health outcomes.
jlentini on DSKJ8SOYB1PROD with RULES
Transfers
VerDate Nov<24>2008
Consumers lose access to therapies
that, but for this
action, would have
been their preferred products.
Uses 10-year
annualization.
Range of estimates captures underlying uncertainty. Low estimate assumes
2012 HFA patent
expiration. High
estimate assumes
2017 HFA patent
expiration. No central tendency.
These costs are
transfers from payers to drug companies and are largely attributable to
the withdrawal of
generic albuterol
which occurred
under another rulemaking.
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Federal Register / Vol. 75, No. 71 / Wednesday, April 14, 2010 / Rules and Regulations
TABLE 5.—SUMMARY ACCOUNTING TABLE—Continued
Units
Primary
Estimate
Category
Federal
Annualized
Monetized
$millions/year
Low Estimate
High Estimate
Year Dollars
Discount Rate
Period
Covered
$6.9 million–
$43 million
2010
7%
Annual
-$4.7 million–
-$2.0 million
From/To
-$5.2 million–
-$2.2 million
$8.3 million–
$46 million
2010
3%
Notes
Annual
From: U.S. Government
Medicare plus Medicaid, 10-year
annualization. Low
estimate assumes
2012 HFA patent
expiration. High
estimate assumes
HFA patent expires
end of 2017.
Rough approximation.
To: Drug manufacturers
Effects
Small Business
A single drug manufacturer may meet
threshold for small
business. Affected
entities are otherwise not small.
jlentini on DSKJ8SOYB1PROD with RULES
VII. Regulatory Flexibility Analysis
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. For purposes of determining
whether a substantial number of small
entities are affected by this rule, the
industry includes all manufacturers of
pharmaceutical products in the United
States. According to the U.S.
Department of Commerce, the industry
of ‘‘pharmaceutical preparation
manufacturers’’ includes 901
establishments controlled by 723
companies (Ref. 3). Of these
establishments, 822 have fewer than 500
employees.
This rule significantly affects firms
that manufacture the seven CFC MDIs.
Because there is, at most, a single small
CFC MDI manufacturer that would be
significantly affected by the rule, in an
industry with hundreds of small
entities, the agency certifies that the
final rule will not have a significant
economic impact on a substantial
number of small entities. Additional
discussion of our analysis can be found
in section IV, Comments on the 2007
Proposed Rule, which responds to
Comment 16 submitted by Graceway.
VIII. The Paperwork Reduction Act of
1995
This final rule contains no collections
of information. Therefore, clearance by
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16:13 Apr 13, 2010
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the Office of Management and Budget
under the Paperwork Reduction Act of
1995 is not required.
IX. Federalism
FDA has analyzed this final rule in
accordance with the principles set forth
in Executive Order 13132. FDA has
determined that the rule does not
contain policies that have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Accordingly, the
agency has concluded that the rule does
not contain policies that have
federalism implications as defined in
the Executive order and, consequently,
a federalism summary impact statement
is not required.
X. References
The following references have been
placed on display in the Division of
Dockets Management, 5630 Fishers
Lane, rm. 1061, Rockville, MD 20852,
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday.
1. Expert Panel Report 3: Guidelines for the
Diagnosis and Management of Asthma (EPR–
3), NIH Publication No. 07–4051, Bethesda,
MD, U.S. Department of Health and Human
Services; National Institutes of Health;
National Heart, Lung, and Blood Institute;
National Asthma Education and Prevention
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Program, 2007, available at https://
www.nhlbi.nih.gov/guidelines/asthma/
asthgdln.htm.
2. Hess, Dean R., ‘‘Aerosol Delivery Devices
in the Treatment of Asthma,’’ Respiratory
Care, 53, 2008: 699–723.
3. United States, Department of Commerce,
Census Bureau; Economics and Statistics
Administration, Pharmaceutical Preparation
Manufacturing: 2002, Washington, D.C., U.S.
Census Bureau, 2004.
4. Envrios March, Study on the Use of
HFCs for Metered Dose Inhalers In the
European Union: Final report following
submission to the ECCP (European
Commission Climate Change Policy Group),
Republic of Geneva: International
Pharmaceutical Aerosol Consortium,
December 2000.
5. Chrischilles, Elizabeth, Daniel Gilden,
Joanna Kubisiak, Linda Rubenstein, and
Hemal Shah, ‘‘Delivery of Ipratropium and
Albuterol Combination Therapy for Chronic
Obstructive Pulmonary Disease: Effectiveness
of a Two-in-one Inhaler Versus Separate
Inhalers,’’ The American Journal of Managed
Care, 8 (2002): 902–11.
6. United Nations Environmental
Programme, Production and Consumption of
Ozone-Depleting Substances: 1986–2004,
2005.
7. U.S. Environmental Protection Agency,
‘‘The Benefits and Costs of the Clean Air Act:
1990–2010’’ (https://www.epa.gov/air/sect812/
1990–2010/fullrept.pdf, November 1999.
8. American Lung Association, ‘‘Trends in
COPD (Chronic Bronchitis and Emphysema):
Morbidity and Mortality,’’ Epidemiology &
Statistics Unit, Research and Scientific
Affairs, February 2010.
9. American Lung Association, ‘‘Trends in
Asthma Morbidity and Mortality,’’
E:\FR\FM\14APR1.SGM
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Federal Register / Vol. 75, No. 71 / Wednesday, April 14, 2010 / Rules and Regulations
Epidemiology & Statistics Unit, Research and
Scientific Affairs, January 2009.
10. Mannino, D. M. et al., ‘‘Surveillance for
Asthma—United States, 1980–1999,’’
Morbidity and Mortality Weekly Report,
51(SS01):1–13, March 29, 2002.
11. Analysis completed by FDA based on
information provided by IMS Health, IMS
National Sales Perspective (TM), 2009,
extracted September 2009. These data can be
purchased from IMS Health. Please send all
inquiries to: IMS Health, Attn: Brian
Palumbo, Account Manager, 660 West
Germantown Pike, Plymouth Meeting, PA
19462.
12. Rozek, R. P., and E. R. Bishko,
‘‘Economic Issues Raised in the FDA’s
Proposed Rule on Removing the EssentialUse Designation for Albuterol MDIs,’’
National Economic Research Associates,
August 13, 2004 (FDA Docket No. 2003P–
0029/C25).
13. Hendeles, L. G, L. Colice, and R. J.
Meyer, ‘‘Withdrawal of Albuterol Inhalers
Containing Chlorofluorocarbon Propellants,’’
New England Journal of Medicine, 356:1344–
1351, March 29, 2007.
14. Goldman, D. P. et al., ‘‘Pharmacy
Benefits and the Use of Drugs by the
Chronically Ill,’’ The Journal of the American
Medical Association, 291:2344–2350, May
19, 2004.
15. DeNavas-Walt, C., B. D. Proctor, and J.
C. Smith, U.S. Census Bureau, Current
Population Reports, P60–236(RV), Income,
Poverty, and Health Insurance Coverage in
the United States: 2008, Table 7, p. 21, 2009.
List of Subjects in 21 CFR Part 2
Administrative practice and
procedure, Cosmetics, Drugs, Foods.
■ Therefore, under the Federal Food,
Drug, and Cosmetic Act and the Clean
Air Act and under authority delegated
to the Commissioner of Food and Drugs,
after consultation with the
Administrator of the Environmental
Protection Agency, 21 CFR part 2 is
amended as follows:
PART 2—GENERAL ADMINISTRATIVE
RULINGS AND DECISIONS
1. The authority citation for 21 CFR
part 2 continues to read as follows:
■
Authority: 15 U.S.C. 402, 409; 21 U.S.C.
321, 331, 335, 342, 343, 346a, 348, 351, 352,
355, 360b, 361, 362, 371, 372, 374; 42 U.S.C.
7671 et seq.
§ 2.125
[Amended]
2. Effective June 14, 2010, in § 2.125,
remove and reserve paragraphs (e)(2)(iii)
and (e)(4)(vii).
■
jlentini on DSKJ8SOYB1PROD with RULES
§ 2.125
[Amended]
3. Effective December 31, 2010, in
§ 2.125, remove and reserve paragraphs
(e)(1)(v) and (e)(4)(iv).
■
§ 2.125
[Amended]
4. Effective June 30, 2011, in § 2.125,
remove and reserve paragraph (e)(1)(iii).
■
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16:13 Apr 13, 2010
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§ 2.125
[Amended]
I. Background
5. Effective December 31, 2013, in
§ 2.125, remove and reserve paragraphs
(e)(2)(iv) and (e)(4)(viii).
■
Dated: April 8, 2010.
Leslie Kux,
Acting Assistant Commissioner for Policy.
[FR Doc. 2010–8467 Filed 4–13–10; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF THE TREASURY
31 CFR Part 103
RIN 1506–AA93
Financial Crimes Enforcement
Network; Amendment to the Bank
Secrecy Act Regulations; Defining
Mutual Funds as Financial Institutions.
AGENCY: Financial Crimes Enforcement
Network (‘‘FinCEN’’), Treasury.
ACTION: Final rule.
SUMMARY: FinCEN is issuing this final
rule to include mutual funds within the
general definition of ‘‘financial
institution’’ in regulations implementing
the Bank Secrecy Act (‘‘BSA’’). The final
rule subjects mutual funds to rules
under the BSA on the filing of Currency
Transaction Reports (‘‘CTRs’’) and on the
creation, retention, and transmittal of
records or information for transmittals
of funds. Additionally, the final rule
amends the definition of mutual fund in
the rule requiring mutual funds to
establish anti-money laundering
(‘‘AML’’) programs. The amendment
harmonizes the definition of mutual
fund in the AML program rule with the
definitions found in the other BSA rules
to which mutual funds are subject.
Finally, the final rule amends the rule
that delegates authority to examine
institutions for compliance with the
BSA. The amendment makes it clear
that FinCEN has not delegated to the
Internal Revenue Service the authority
to examine mutual funds for compliance
with the BSA, but rather to the U.S.
Securities and Exchange Commission
(‘‘SEC’’) as the federal functional
regulator of mutual funds.
DATES: Effective Date: This rule is
effective May 14, 2010.
Compliance Date: Mutual funds must
comply with 31 CFR 103.33 by January
10, 2011. The compliance date for all
other aspects of this rulemaking is the
same as the effective date.
FOR FURTHER INFORMATION CONTACT: The
FinCEN regulatory helpline at (800)
949–2732 and select Option 6.
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00057
Fmt 4700
19241
Sfmt 4700
A. Statutory Provisions.
The Bank Secrecy Act, Public Law
91–508, codified as amended at 12
U.S.C. 1829b, 12 U.S.C. 1951–1959, and
31 U.S.C. 5311–5314; 5316–5332,
authorizes the Secretary of the Treasury
(‘‘Secretary’’) to issue regulations
requiring financial institutions to keep
records and file reports that are
determined to have a high degree of
usefulness in criminal, tax, and
regulatory investigations or proceedings,
or in the conduct of intelligence or
counter-intelligence activities, including
analysis, to protect against international
terrorism, and to implement anti-money
laundering programs and compliance
procedures.1 Regulations implementing
the BSA appear at 31 CFR part 103. The
authority of the Secretary to administer
the BSA has been delegated to the
Director of FinCEN.
The definition of ‘‘financial
institution’’ in the BSA includes
investment companies.2 The Investment
Company Act of 1940, codified at 15
U.S.C. 80a–1 et seq. (the ‘‘Investment
Company Act’’), defines ‘‘investment
company’’ 3 and subjects investment
companies to regulation by the SEC.
B. Overview of Current Regulatory
Provisions.
Regulations implementing the BSA
currently apply only to investment
companies that are ‘‘open-end
companies,’’ as the term is defined in
the Investment Company Act. More
commonly known as mutual funds,
open-end companies are the
predominant type of investment
company. Open-end companies are
management companies that offer or
have outstanding securities that are
redeemable at net asset value.4
Although FinCEN has issued
individual rules that apply to mutual
funds,5 FinCEN has not included
1 Language expanding the scope of the BSA was
added by the Uniting and Strengthening America by
Providing Appropriate Tools Required to Intercept
and Obstruct Terrorism Act of 2001 (‘‘USA
PATRIOT Act’’), Public Law 107–56.
2 31 U.S.C. 5312(a)(2)(I).
3 See 15 U.S.C. 80a–3.
4 15 U.S.C. 80a–4; 15 U.S.C. 80a–5(a)(1); 15 U.S.C.
80a–2(a)(32). Face-amount certificate companies
and unit investment trusts are excluded from the
definition of ‘‘management company.’’ 15 U.S.C.
80a–4(3).
5 Anti-Money Laundering Programs for Mutual
Funds, 67 FR 21117 (April 29, 2002); Customer
Identification Programs for Mutual Funds, 68 FR
25131 (May 9, 2003); Amendment to the Bank
Secrecy Act Regulations—Requirement That Mutual
Funds Report Suspicious Activity, 71 FR 26213
(May 4, 2006); Anti-Money Laundering Programs;
Special Due Diligence Programs for Certain Foreign
Accounts, 71 FR 496 (Jan. 4, 2006); Anti-Money
E:\FR\FM\14APR1.SGM
Continued
14APR1
Agencies
[Federal Register Volume 75, Number 71 (Wednesday, April 14, 2010)]
[Rules and Regulations]
[Pages 19213-19241]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-8467]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 2
[Docket No. FDA-2006-N-0304] (formerly Docket No. 2006N-0262)
RIN 0910-AF92
Use of Ozone-Depleting Substances; Removal of Essential-Use
Designation (Flunisolide, etc.)
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA), after consultation
with the Environmental Protection Agency (EPA), is amending FDA's
regulation on the use of ozone-depleting substances (ODSs) in self-
pressurized containers to remove the essential-use designations for
flunisolide, triamcinolone, metaproterenol, pirbuterol, albuterol and
ipratropium in combination, cromolyn, and nedocromil used in oral
pressurized metered-dose inhalers (MDIs). The Clean Air Act requires
FDA, in consultation with the EPA, to determine whether an FDA-
regulated product that releases an ODS is an essential use of the ODS.
FDA has concluded that there are no substantial technical barriers to
formulating flunisolide, triamcinolone, metaproterenol, pirbuterol,
albuterol and ipratropium in combination, cromolyn, and nedocromil as
products that do not release ODSs, and therefore they will no longer be
essential uses of ODSs as of the effective dates of this rule. MDIs for
these active moieties containing an ODS may not be marketed after the
relevant effective date.
DATES: Removal of Sec. 2.125(e)(2)(iii) and Sec. 2.125(e)(4)(vii) is
effective June 14, 2010. Removal of Sec. 2.125(e)(1)(v) and Sec.
2.125(e)(4)(iv) is effective December 31, 2010. Removal of Sec.
2.125(e)(1)(iii) is effective June 30, 2011. Removal of Sec.
2.125(e)(2)(iv) and Sec. 2.125(e)(4)(viii) is effective December 31,
2013.
ADDRESSES: For access to the docket to read background documents or
comments received, go to https://
[[Page 19214]]
www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Division of Dockets Management, 5630 Fishers
Lane, rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Martha Nguyen, Center for Drug
Evaluation and Research, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 51, rm. 6352, Silver Spring, MD 20993-0002, 301-
796-3601.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Introduction and Highlights of the Rule
II. Background
A. CFCs
B. Regulation of ODSs
1. The 1978 Rules
2. The Montreal Protocol
3. The 1990 Amendments to the Clean Air Act
4. EPA's Implementing Regulations
5. FDA's 2002 Regulation
III. Criteria
IV. Comments on the 2007 Proposed Rule
A. Flunisolide, Triamcinolone, Metaproterenol
B. Cromolyn and Nedocromil
C. Pirbuterol
1. Do Substantial Technical Barriers To Formulating Pirbuterol
Products Without ODSs Exist?
2. Do Pirbuterol MDIs Provide an Otherwise Unavailable Important
Public Health Benefit?
a. Does Pirbuterol Provide a Greater Therapeutic Benefit Than
Similar Adrenergic Bronchodilators?
b. Does the Breath-Actuated Device Associated With Pirbuterol MDIs
Provide an Important Public Health Benefit?
3. Does Use of Pirbuterol MDIs Release Cumulatively Significant
Amounts of ODSs Into the Atmosphere and Is the Release Warranted
Because These MDIs Provide an Otherwise Unavailable Important Public
Health Benefit?
4. Additional Comments on Miscellaneous Issues
a. Sufficiency of Advisory Committee and Open Public Meetings
b. Sufficiency of Proposed Rule
c. Regulatory Flexibility Act
d. National Environmental Policy Act
D. Albuterol and Ipratropium in Combination
1. Do Substantial Technical Barriers To Formulating Products
Containing Albuterol and Ipratropium in Combination Without ODSs Exist?
2. Do MDIs Containing Albuterol and Ipratropium in Combination
Provide an Otherwise Unavailable Important Public Health Benefit?
3. Does Use of MDIs Containing Albuterol and Ipratropium in
Combination Release Cumulatively Significant Amounts of ODSs Into the
Atmosphere and Is the Release Warranted Because These MDIs Provide an
Otherwise Unavailable Important Public Health Benefit?
4. Additional Comments on Miscellaneous Issues
a. Criteria Used in Rulemaking
b. Intent to Reformulate
c. Deadline for Overall CFC Phase-Out
d. Sufficiency of Advisory Committee Meeting
E. Effective dates
F. Conclusions
V. Environmental Impact
VI. Analysis of Impacts
A. Introduction
B. Need for Regulation and the Objective of this Rule
C. Background
1. CFCs and Stratospheric Ozone
2. The Montreal Protocol
3. Benefits of the Montreal Protocol
4. Characteristics of COPD
5. Characteristics of Asthma
6. Current U.S. Market for CFC MDIs
D. Benefits and Costs of the Final Rule
1. Baseline Conditions
2. Benefits of the Final Rule
a. Reduced CFC Emissions
b. Returns on Investment in Environmentally-Friendly Technology
c. International Cooperation
3. Costs of the Final Rule
4. Effects on Medicare and Medicaid
a. Medicaid
b. Medicare
E. Alternative Phase-Out Dates
F. Sensitivity Analyses
G. Conclusion
VII. Regulatory Flexibility Analysis
VIII. The Paperwork Reduction Act of 1995
IX. Federalism
X. References
I. Introduction and Highlights of the Rule
With this rule, FDA removes the last remaining essential-use
designations for chlorofluorocarbons (CFCs) used in MDIs for the
treatment of asthma and chronic obstructive pulmonary disease (COPD).
This regulatory action is the culmination of many years of efforts to
protect the environment by limiting the production and use of ODSs. It
began with a rulemaking in 1978 and involved an international treaty,
legislation, and rulemakings as described in the background section.
After the effective date of this rule, there will remain only three
essential uses of ODSs: (1) Anesthetic drugs for topical use on
accessible mucous membranes of humans where a cannula is used for
application; (2) metered-dose atropine sulfate aerosol human drugs
administered by oral inhalation; and (3) sterile aerosol talc
administered intrapleurally by thoracoscopy for human use (21 CFR
2.125(e)(4)(iii), (vi), and (ix)).
On June 11, 2007, FDA published a proposed rule in the Federal
Register (72 FR 32030) (the proposed rule), proposing to remove the
essential-use designations for oral pressurized MDIs containing
flunisolide, triamcinolone, metaproterenol, pirbuterol, albuterol and
ipratropium in combination, cromolyn, and nedocromil. These MDIs
containing chlorofluorocarbons (CFCs) or other ODSs may not be marketed
without an essential-use designation. There are three criteria that
must all be met for each of these MDIs to retain their essential-use
designation. For each of these MDIs to retain its essential-use
designation, we must find that:
1. Substantial technical barriers exist to formulating the product
without ODSs;
2. The product will provide an unavailable important public health
benefit; and
3. Use of the product does not release cumulatively significant
amounts of ODSs into the atmosphere or the release is warranted in view
of the unavailable important public health benefit.
With respect to MDIs containing flunisolide, triamcinolone,
metaproterenol, pirbuterol, cromolyn, and nedocromil, we tentatively
found in the proposed rule that no substantial technical barriers exist
to formulating them without ODSs, they do not provide an otherwise
unavailable important public health benefit because of the availability
of therapeutic alternatives, and the release of ODSs into the
atmosphere from these MDIs is cumulatively significant and is not
warranted because they do not provide an otherwise unavailable
important public health benefit. In addition, we had proposed an
effective date for this rule of December 31, 2009.
After considering the information received at the August 2, 2007,
public meeting and written comments submitted in response to the
proposal, FDA has concluded that there are no
[[Page 19215]]
substantial technical barriers to formulating flunisolide,
triamcinolone, metaproterenol, pirbuterol, cromolyn, and nedocromil as
products that do not release ODSs, and therefore flunisolide,
triamcinolone, metaproterenol, pirbuterol, cromolyn, and nedocromil no
longer meet the criteria to be an essential use of ODSs. We have also
determined that the appropriate effective date for the removal of the
essential-use designation for metaproterenol and nedocromil MDIs is
June 14, 2010, the appropriate effective date for the removal of the
essential-use designation for triamcinolone and cromolyn MDIs is
December 31, 2010, and the appropriate effective date for the removal
of the essential-use designation for flunisolide is June 30, 2011. In
addition, we have determined that the appropriate effective date for
pirbuterol is December 31, 2013, because this date provides over 3
years for Maxair Autohaler (pirbuterol acetate inhalation aerosol)
users who are accustomed to a breath-actuated device to consult with
their health care providers, evaluate options, and transition to
appropriate therapeutic alternatives. We will discuss our
determinations on the criteria and the effective date in section IV of
this document, ``Comments on the 2007 Proposed Rule.''
With respect to MDIs containing albuterol and ipratropium in
combination, we were unable to determine initially whether substantial
technical barriers exist to formulating them without ODSs. In the
proposed rule, we tentatively found that these MDIs do not provide an
otherwise unavailable important public health benefit and the release
of ODSs into the atmosphere from these MDIs is cumulatively significant
and is not warranted because they do not provide an otherwise
unavailable important public health benefit. Again, we proposed an
effective date for this rule of December 31, 2009.
After considering the information received at the August 2, 2007,
public meeting and written comments submitted in response to the
proposal, FDA has concluded that there are no substantial technical
barriers to formulating albuterol and ipratropium bromide in
combination as a product that does not release ODSs, and therefore
albuterol and ipratropium bromide in combination no longer meets the
criteria to be an essential use of ODSs. We have determined that the
appropriate effective date for the removal of the essential-use
designation for albuterol and ipratropium bromide in combination is
December 31, 2013, because this date provides over 3 years to
disseminate information about the transition to Combivent Inhalation
Aerosol users who may have multiple health conditions that may make the
transition to therapeutic alternatives more difficult. The transition
period allows these individuals time to consult with their health care
providers, evaluate options, and transition to appropriate therapeutic
alternatives. We will discuss our determinations on the criteria and
the effective date in section IV of this document ``Comments on the
2007 Proposed Rule.''
II. Background
A. CFCs
Chlorofluorocarbons (CFCs) are organic compounds that contain
carbon, chlorine, and fluorine atoms. CFCs were first used commercially
in the early 1930s as a replacement for hazardous materials then used
in refrigeration, such as sulfur dioxide and ammonia. Subsequently,
CFCs were found to have a large number of uses, including as solvents
and as propellants in self-pressurized aerosol products, such as MDIs.
CFCs are very stable in the troposphere, the lowest part of the
atmosphere. They move to the stratosphere, a region that begins about
10 to 16 kilometers (km) (6 to 10 miles) above the Earth's surface and
extends up to about 50 km (31 miles) altitude. Within the stratosphere,
there is a zone about 15 to 40 km (10 to 25 miles) above the Earth's
surface in which ozone is relatively highly concentrated. This zone in
the stratosphere is generally called the stratospheric ozone layer.
Once in the stratosphere, CFCs are gradually broken down by strong
ultraviolet light, releasing chlorine atoms that then deplete
stratospheric ozone. Depletion of stratospheric ozone by CFCs and other
ODSs allows more ultraviolet-B (UV-B) radiation to reach the Earth's
surface, where it increases skin cancers and cataracts, and damages
some marine organisms, plants, and plastics.
B. Regulation of ODSs
The link between CFCs and the depletion of stratospheric ozone was
discovered in the mid-1970s. Since 1978, the U.S. Government has
pursued a vigorous and consistent policy, through the enactment of laws
and regulations, of limiting the production, use, and importation of
ODSs, including CFCs.
1. The 1978 Rules
In the Federal Register of March 17, 1978 (43 FR 11301), FDA and
EPA published rules banning, with a few exceptions, the use of CFCs as
propellants in aerosol containers. These rules were issued under
authority of the Federal Food, Drug, and Cosmetic Act (the act) (21
U.S.C. 321 et seq.) and the Toxic Substances Control Act (15 U.S.C.
2601 et seq.), respectively. FDA's rule (the 1978 rule) was codified as
Sec. 2.125 (21 CFR 2.125). These rules issued by FDA and EPA had been
preceded by rules issued by FDA and the Consumer Product Safety
Commission requiring products that contain CFC propellants to bear
environmental warning statements on their labeling (42 FR 22018, April
29, 1977; 42 FR 42780, August 24, 1977).
The 1978 rule prohibited the use of CFCs as propellants in self-
pressurized containers in any food, drug, medical device, or cosmetic.
As originally published, the rule listed five essential uses exempt
from the ban. The second listed essential use was for ``[m]etered-dose
steroid bronchodilator human drugs for oral inhalation.'' This use
describes flunisolide MDIs and triamcinolone MDIs. The third listed
essential use was for ``[m]etered-dose adrenergic bronchodilator human
drugs for oral inhalation.'' This use describes metaproterenol MDIs and
pirbuterol MDIs.\1\
---------------------------------------------------------------------------
\1\ The essential-use designation for ``[m]etered-dose cromolyn
sodium human drugs administered by oral inhalation'' was added to
Sec. 2.125(e) on February 6, 1986 (51 FR 5190). The essential-use
designation for ``[m]etered-dose nedocromil sodium human drugs
administered by oral inhalation'' was added to Sec. 2.125(e) on
January 26, 1993 (58 FR 6086). The essential-use designation for
``[m]etered-dose ipratropium bromide and albuterol sulfate, in
combination, administered by oral inhalation'' was added on April 9,
1996 (61 FR 15700).
---------------------------------------------------------------------------
The 1978 rule provided criteria for adding new essential uses, and
several uses were added to the list using these criteria, the last one
in 1996. The 1978 rule did not provide any mechanism for removing
essential uses from the list as alternative products were developed or
CFC-containing products were removed from the market. The absence of a
removal procedure came to be viewed as a deficiency in the 1978 rule,
and was addressed in a later rulemaking, discussed in section II.B.5 of
this document.
2. The Montreal Protocol
On April 21, 1989, the United States became a Party to the Montreal
Protocol on Substances that Deplete the Ozone Layer (Montreal Protocol)
(September 16, 1987, 26 I.L.M. 1541 (1987)),
[[Page 19216]]
available at https://www.unep.org/ozone/pdfs/Montreal-Protocol2000.pdf.\2\ The United States played a leading role in the
negotiation of the Montreal Protocol, believing that internationally
coordinated control of ODSs would best protect both the U.S. and global
public health and the environment from potential adverse effects of
depletion of stratospheric ozone. Currently, there are 196 Parties to
this treaty.\3\ When it joined the treaty, the United States committed
to reducing production and consumption of certain CFCs to 50 percent of
1986 levels by 1998-99 (Article 2(4) of the Montreal Protocol). It also
agreed to accept an ``adjustment'' procedure, by which, following
assessment of the existing control measures, the Parties could adjust
the scope, amount, and timing of those control measures for substances
already subject to the Montreal Protocol. As the evidence regarding the
impact of ODSs on the ozone layer became stronger, the Parties used
this adjustment procedure to accelerate the phase-out of ODSs. At the
fourth Meeting of the Parties to the Montreal Protocol, held at
Copenhagen in November 1992, the Parties adjusted Article 2 of the
Montreal Protocol to eliminate the production and importation of CFCs
by January 1, 1996, by Parties that are developed countries (Decision
IV/2).\4\ The adjustment also indicated that it would apply, ``save to
the extent that the Parties decide to permit the level of production or
consumption that is necessary to satisfy uses agreed by them to be
essential'' (Article 2A(4)). Under the treaty's rules of procedure, an
essential-use decision requires a two-thirds majority vote by the
Parties to the treaty, although, to date, all such decisions have been
made by consensus. To produce or import CFCs for an essential use under
the Montreal Protocol, a Party must request and obtain approval for an
exemption at a Meeting of the Parties.
---------------------------------------------------------------------------
\2\ FDA has verified all Web site addresses cited in this
document, but FDA is not responsible for any subsequent changes to
the Web sites after this document has published in the Federal
Register.
\3\ The summary descriptions of the Montreal Protocol and
decisions of Parties to the Montreal Protocol contained in this
document are presented here to help you understand the background of
the action we are taking. These descriptions are not intended to be
formal statements of policy regarding the Montreal Protocol.
Decisions by the Parties to the Montreal Protocol are cited in this
document in the conventional format of ``Decision IV/2,'' which
refers to the second decision recorded in the Report of the Fourth
Meeting of the Parties to the Montreal Protocol on Substances That
Deplete the Ozone Layer. Reports of Meetings of the Parties to the
Montreal Protocol may be found on the United Nations Environment
Programme's Web site at https://ozone.unep.org/Meeting_Documents/mop.
\4\ Production of CFCs in economically less-developed countries
is being phased out and is scheduled to end by January 1, 2010. See
Article 2A of the Montreal Protocol.
---------------------------------------------------------------------------
One of the most important essential uses of CFCs under the Montreal
Protocol is their use in MDIs for the treatment of asthma and COPD. The
decision on whether the use of CFCs in MDIs is ``essential'' for
purposes of the Montreal Protocol turns on whether ``(1) It is
necessary for the health, safety, or is critical for the functioning of
society (encompassing cultural and intellectual aspects) and (2) there
are no available technically and economically feasible alternatives or
substitutes that are acceptable from the standpoint of environment and
health'' (Decision IV/25).
Each request and any subsequent exemption is for only 1 year's
duration (Decision V/18). Since 1994, the United States and some other
Parties to the Montreal Protocol have annually requested, and been
granted, essential-use exemptions for the production or importation of
CFCs for their use in MDIs for the treatment of asthma and COPD (see,
among others, Decisions VI/9 and VII/28). The exemptions have been
consistent with the criteria established by the Parties, which make the
grant of an exemption contingent on a finding that the use for which
the exemption is being requested is essential for health, safety, or
the functioning of society, and that there are no available technically
and economically feasible alternatives or substitutes that are
acceptable from the standpoint of health or the environment (Decision
IV/25).
Phasing out the use of CFCs in MDIs for the treatment of asthma and
COPD has been an issue of particular interest to the Parties to the
Montreal Protocol. Several decisions of the Parties have dealt with the
transition to CFC-free MDIs, including the following decisions:
Decision VIII/10 stated that the Parties that are
developed countries would take various actions to promote industry's
participation in a smooth and efficient transition away from CFC-based
MDIs (San Jose, Costa Rica, 1996).
Decision IX/19 required developed country Parties that
submitted essential-use nominations for CFC-propelled MDIs to present
an initial national or regional transition strategy by January 31, 1999
(Montreal, Canada, 1997).
Decision XII/2 elaborated on the content of national or
regional transition strategies required under Decision IX/19 and
indicated that any MDI for the treatment of asthma or COPD approved for
marketing after 2000 would not be an ``essential use'' unless it met
the criteria laid out by the Parties for essential uses (Ouagadougou,
Burkina Faso, 2000).
Decision XIV/5 requested that each Party report annually
the quantities of CFC and non-CFC MDIs and dry-powder inhalers (DPIs)
sold or distributed within its borders and the approval and marketing
status of non-CFC MDIs and DPIs. Decision XIV/5 also noted ``with
concern the slow transition to CFC-free metered-dose inhalers in some
Parties'' (Rome, Italy, 2002).
Decision XV/5 states that, at the 17th Meeting of the
Parties (in December 2005) or thereafter, no essential uses of CFCs
will be authorized for Parties that are developed countries, unless the
Party requesting the essential-use allocation has submitted an action
plan. Among other items, the action plan should include a specific date
by which the Party plans to cease requesting essential-use allocations
of CFCs for albuterol MDIs to be sold or distributed in developed
countries\5\ (Nairobi, Kenya, 2003).
---------------------------------------------------------------------------
\5\ Our obligation under XV/5 was met by our final rule
eliminating the essential-use status of albuterol (70 FR 17168,
April 4, 2005).
---------------------------------------------------------------------------
Decision XVII/5 states that Parties that are developed
counties should provide a date to the Ozone Secretariat\6\ before the
18th Meeting of the Parties (October 30 to November 3, 2006) by which
time a regulation or regulations will have been proposed to determine
whether MDIs, other than those that have albuterol as the only active
ingredient, are nonessential (Dakar, Senegal, 2005).
---------------------------------------------------------------------------
\6\ The Ozone Secretariat is the Secretariat for the Montreal
Protocol and the Vienna Convention for the Protection of the Ozone
Layer (the Vienna Convention) (March 22, 1985, 26 I.L.M. 1529
(1985)), available at https://ozone.unep.org/pdfs/viennaconvention2002.pdf. Based at the United Nations Environment
Programme (UNEP) offices in Nairobi, Kenya, the Secretariat
functions in accordance with Article 7 of the Vienna Convention and
Article 12 of the Montreal Protocol.
The main duties of the Secretariat include the following:
Arranging for and servicing the Conference of the
Parties, Meetings of the Parties, their Committees, the Bureaux,
Working Groups, and Assessment Panels;
Arranging for the implementation of decisions resulting
from these meetings;
Monitoring the implementation of the Vienna Convention
and the Montreal Protocol;
Reporting to the Meetings of the Parties and to the
Implementation Committee;
Representing the Convention and the Protocol; and
Receiving and analyzing data and information from the
Parties on the production and consumption of ODSs.
---------------------------------------------------------------------------
3. The 1990 Amendments to the Clean Air Act
In 1990, Congress amended the Clean Air Act to, among other things,
better protect stratospheric ozone (Public Law
[[Page 19217]]
No. 101-549, November 15, 1990) (the 1990 amendments). The 1990
amendments were drafted to complement, and be consistent with, our
obligations under the Montreal Protocol (see section 614 of the Clean
Air Act (42 U.S.C. 7671m)). Section 614(b) of the Clean Air Act
provides that, in the case of a conflict between any provision of the
Clean Air Act and any provision of the Montreal Protocol, the more
stringent provision will govern. Section 604 of the Clean Air Act
requires the phase-out of the production of CFCs by 2000 (42 U.S.C.
7671c),\7\ while section 610 of the Clean Air Act (42 U.S.C. 7671i)
required EPA to issue regulations banning the sale or distribution in
interstate commerce of nonessential products containing CFCs. Sections
604 and 610 provide exceptions for ``medical devices.'' Section 601(8)
(42 U.S.C. 7671(8)) of the Clean Air Act defines ``medical device'' as:
---------------------------------------------------------------------------
\7\ In conformance with Decision IV/2, EPA issued regulations
accelerating the complete phase-out of CFCs, with exceptions for
essential uses, to January 1, 1996 (58 FR 65018, December 10, 1993).
---------------------------------------------------------------------------
``any device (as defined in the Federal Food, Drug, and Cosmetic Act
(21 U.S.C. 321)), diagnostic product, drug (as defined in the Federal
Food, Drug, and Cosmetic Act), or drug delivery system-
(A) if such device, product, drug, or drug delivery system utilizes
a class I or class II substance for which no safe and effective
alternative has been developed, and where necessary, approved by the
Commissioner [of Food and Drugs]; and (B) if such device, product,
drug, or drug delivery system, has, after notice and opportunity for
public comment, been approved and determined to be essential by the
Commissioner [of Food and Drugs] in consultation with the Administrator
[of EPA].''
4. EPA's Implementing Regulations
EPA regulations implementing the Montreal Protocol and the
stratospheric ozone protection provisions of the 1990 amendments are
codified in part 82 of title 40 of the Code of Federal Regulations (40
CFR part 82). (See 40 CFR 82.1 for a statement of intent.) Like the
1990 amendments, EPA's implementing regulations contain two separate
prohibitions, one on the production and import of CFCs (subpart A of 40
CFR part 82) and the other on the sale or distribution of products
containing CFCs (40 CFR 82.66).
The prohibition on production and import of CFCs contains an
exception for essential uses and, more specifically, for essential
MDIs. The definition of essential MDI at 40 CFR 82.3 requires that the
MDI be intended for the treatment of asthma or COPD, be essential under
the Montreal Protocol, and if the MDI is for sale in the United States,
be approved by FDA and listed as essential in FDA's regulations at
Sec. 2.125.
The prohibition on the sale of products containing CFCs includes a
specific prohibition on aerosol products and other pressurized
dispensers. The aerosol product ban contains an exception for medical
devices listed in Sec. 2.125(e). The term ``medical device'' is used
with the same meaning it was given in the 1990 amendments and FDA
regulations have interpreted the term ``medical device'' to refer to
any product that contains an active moiety that appears on the
essential-use list found in Sec. 2.125.
5. FDA's 2002 Regulation
In the 1990s, we decided that Sec. 2.125 required revision to
better reflect our obligations under the Montreal Protocol, the 1990
amendments, and EPA's regulations, and to encourage the development of
ozone-friendly alternatives to medical products containing CFCs. In
particular, as acceptable alternatives that did not contain CFCs or
other ODSs came on the market, there was a need to provide a mechanism
for removing essential uses from the list in Sec. 2.125(e). In the
Federal Register of March 6, 1997 (62 FR 10242), we published an
advance notice of proposed rulemaking (the 1997 ANPRM) in which we
outlined our then-current thinking on the content of an appropriate
rule regarding ODSs in products FDA regulates. We received almost
10,000 comments on the 1997 ANPRM. In response to the comments, we
revised our approach and drafted a proposed rule published in the
Federal Register of September 1, 1999 (64 FR 47719) (the 1999 proposed
rule). We received 22 comments on the 1999 proposed rule. After minor
revisions in response to these comments, we published a final rule in
the Federal Register of July 24, 2002 (67 FR 48370) (the 2002 final
rule) (corrected in 67 FR 49396, July 30, 2002, and 67 FR 58678,
September 17, 2002). The 2002 final rule listed as a separate essential
use each active moiety\8\ marketed under the 1978 rule as essential
uses for metered-dose steroid human drugs for oral inhalation and
metered-dose adrenergic bronchodilator human drugs for oral inhalation;
eliminated the essential-use designations in Sec. 2.125(e) for
metered-dose steroid human drugs for nasal inhalation and for products
that were no longer marketed; set new standards to determine when a new
essential-use designation should be added to Sec. 2.125; and set
standards to determine whether the use of an ODS in a medical product
remains essential.
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\8\ Section 314.108(a) (21 CFR 314.108(a)) defines ``active
moiety'' as the molecule or ion, excluding those appended portions
of the molecule that cause the drug to be an ester, salt (including
a salt with hydrogen or coordination bonds), or other noncovalent
derivative (such as a complex, chelate, or clathrate) of the
molecule, responsible for the physiological or pharmacological
action of the drug substance. When describing the various essential
uses, we will generally refer to the active moiety, for example,
pirbuterol, as opposed to the active ingredient, which, using the
same example, would be pirbuterol acetate. When discussing
particular indications and other material from the approved labeling
of a drug product, we will generally use the brand name of the
product, which, using the same example would be Maxair. In
describing material from treatises, journals, and other non-FDA
approved publications, we will generally follow the usage in the
original publication.
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This rulemaking fulfills our obligation under Sec. 2.125, as well
as the Clean Air Act, the Montreal Protocol, and our general duty to
protect the public health, by removing ODS products from the
marketplace when those products are no longer essential.
III. Criteria
The 2002 final rule revised 21 CFR Sec. 2.125(g)(2) to establish a
standard for removing an essential-use designation after January 1,
2005, for any drug for which there is no acceptable non-ODS alternative
with the same active moiety. As explained in the proposed rule, we have
reviewed the essential-use designation for flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol and ipratropium in combination,
cromolyn, and nedocromil under that authority. The process for removing
the essential-use designation under Sec. 2.125(g)(2) includes
consultation with a relevant advisory committee and an open public
meeting, in addition to a proposed rule and a final rule. The criterion
established for removing the essential use in such circumstances is
that the use no longer meets the criteria specified in revised Sec.
2.125(f) for adding a new essential use (21 CFR Sec. 2.125(g)(2)). The
criteria in Sec. 2.125(f) are: ``(i) Substantial technical barriers
exist to formulating the product without ODSs; (ii) The product will
provide an unavailable important public health benefit; and (iii) Use
of the product does not release cumulatively significant amounts of
ODSs into the atmosphere or the release is warranted in view of the
unavailable important public health benefit.''
The three criteria in Sec. 2.25(f)(1) are linked by the word
``and.'' Because the three criteria are linked by ``and'' (as
[[Page 19218]]
opposed to ``or''), failure to meet any single criterion results in a
determination that the use is not essential.
As noted in the 2002 proposed rule, we intend the term ``technical
barriers'' to refer to difficulties encountered in chemistry and
manufacturing. To demonstrate that substantial technical barriers
exist, it would have to be established that all available alternative
technologies have been evaluated and that each alternative is unusable
(67 FR 48370 at 48373). In applying the ``technical barriers''
criterion, we look at the results of reformulation efforts for similar
products, as well as statements made about the manufacturer's
particular efforts to reformulate its product or products.
In discussing what is ``an unavailable important public health
benefit,'' we have said: The agency intends to give the phrase
``unavailable important public health benefit'' a markedly different
construction from the [phrase used in the 1978 rule] ``substantial
health benefit.'' One key point to note here is that the 2002 final
rule (67 FR 48370) raised the hurdle for the public health benefit that
needs to be shown. A use that was shown to have a ``substantial health
benefit'' under the 1978 rule (all essential uses were established
under the 1978 rule), will not necessarily be able to clear the higher
hurdle of the 2002 final rule's ``unavailable important public health
benefit.'' A petitioner seeking to add an essential-use designation
should show that the use of an ODS-containing MDI would save lives,
significantly reduce or prevent an important morbidity, or
significantly increase patient quality of life to support a claim of
important public health benefit (64 FR 47719 at 47722).
In determining whether a drug product provides an otherwise
unavailable important public health benefit, our primary focus is on
the availability of non-ODS products that provide similar therapeutic
benefits for patients who are currently using the CFC MDIs. If
therapeutic alternatives to the CFC MDI exist, we can determine that
the CFC MDI does not provide an otherwise unavailable important public
health benefit.
The third criterion in Sec. 2.125(f)(1) provides that the
essential use must be eliminated unless we find either: (a) The use of
the product does not release cumulatively significant amounts of ODSs
into the atmosphere; or (b) the release, although cumulatively
significant, is warranted in view of the otherwise unavailable
important public health benefit that the use of the drug product
provides.
Based on an extensive record dating back to the 1970s, we reached a
tentative conclusion in the proposed rule that the release of ODSs into
the atmosphere from the MDIs that are the subject of this rulemaking is
cumulatively significant. We noted that the use of CFCs in MDIs for the
treatment of asthma and COPD is the only legal use in the United States
of newly produced or imported CFCs; all other uses of newly produced or
imported CFCs are prohibited by the Montreal Protocol. We noted that
the environmental impact of individual uses of nonessential CFCs must
not be evaluated independently, but rather must be evaluated in the
context of the overall use of CFCs. Cumulative impacts can result from
individually minor, but collectively significant, actions that take
place over a period of time (40 CFR 1508.7).
The criteria in Sec. 2.125(g)(2) (which refers to those found in
Sec. 2.125(f)(1)) that we are using in this rulemaking are different
from those in Sec. 2.125(g)(3) and (g)(4)). Section 2.125(g)(2)
specifically addresses the situation where there is no marketed non-ODS
product containing the active moiety listed as an essential use, while
Sec. 2.125(g)(3) and (g)(4) apply to situations where there is at
least one marketed non-ODS product with the listed active moiety.
Section 2.125(g)(2) permits FDA to remove an essential use even if a
current essential-use active moiety is not reformulated, provided that
sufficient alternative products exist to meet the needs of patients,
because the essential use would no longer provide an otherwise
unavailable important health benefit. As we explained in the proposed
rule, the analysis we use here is different from the analysis we used
under Sec. 2.125(g)(4) in the rulemaking to remove the essential use
for albuterol (70 FR 17168, April 4, 2005). However, the basic concern
of protecting the public health underlies all of the criteria.
Therefore, our analyses are similar, and we have found it useful to
borrow concepts from the more specific provisions of Sec. 2.125(g)(3)
and (g)(4) to help give more structure to our analysis under the
broader language of Sec. 2.125(f)(1).
Section 2.125(g)(2) requires that we consult an advisory committee
and hold an open public meeting before we remove an essential-use
designation when there is no non-ODS product with the same active
moiety. Prior to publishing the proposed rule, on July 14, 2005, we
consulted with FDA's Pulmonary and Allergy Drugs Advisory Committee
(PADAC) on the essential-use status of MDIs containing flunisolide,
triamcinolone, metaproterenol, pirbuterol, albuterol and ipratropium in
combination, cromolyn, and nedocromil (PADAC meeting) (see 70 FR 24605,
May 10, 2005).\9\
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\9\ A transcript of the meeting and other meeting material is
available on the Internet at https://www.fda.gov/ohrms/dockets/ac/cder05.html#PulmonaryAllergy.
---------------------------------------------------------------------------
On August 2, 2007, following publication of the proposed rule, we
held the required open public meeting to discuss the issues involved in
removing the essential-use designations for flunisolide, triamcinolone,
metaproterenol, pirbuterol, albuterol and ipratropium in combination,
cromolyn, and nedocromil MDIs (see the Federal Register of July 9, 2007
(72 FR 37137)). Input from the open public meeting is considered and
discussed in section IV of this document together with the written
comments that were submitted in response to the proposed rule.
IV. Comments on the 2007 Proposed Rule
We received over 4,000 comments in response to the proposed rule.
They were submitted by consumers, health care providers, patient
advocacy groups, professional groups, manufacturers, a Congressional
caucus, and industry organizations. The speakers who participated in
the open public meeting on August 2, 2007, also submitted written
comments. In the discussion that follows, we address the oral
presentations and written comments submitted at or following the open
public meeting, and the written and electronic comments submitted to
the docket in response to the 2007 proposed rule.
To make it easier to identify comments and our responses, the word
``Comment,'' in parentheses, appears before the comment's description,
and the word ``Response,'' in parentheses, appears before our response.
We have numbered each comment to help distinguish between different
comments. Similar comments are grouped together under the same comment
number. The number assigned to each comment is purely for
organizational purposes and does not signify the comment's value or
importance or the order in which it was received.
In reviewing these comments we are particularly focused on our
proposed findings relating to the criteria in Sec. 2.125(f) of our
regulations. As discussed above, we must remove the
[[Page 19219]]
essential-use designation for a CFC-containing drug product unless we
find that all of the following are met: (1) Substantial technical
barriers exist to formulating the product without ODSs; (2) the product
provides an unavailable important public health benefit; and (3) use of
the product does not release cumulatively significant amounts of ODSs
into the atmosphere or, if the release is significant, it is warranted
in view of the unavailable important public health benefit. As
discussed in the proposed rule, the failure to meet any one of these
criteria results in our determination that the use is not essential.
A. Flunisolide, Triamcinolone, Metaproterenol
We are removing the essential-use designations for MDIs containing
flunisolide (Aerobid Inhaler System) and triamcinolone (Azmacort
Inhalation Aerosol). Aerobid and Azmacort are orally inhaled
corticosteroids. Azmacort is the only currently marketed drug product
that provides orally inhaled triamcinolone. Both Aerobid and Aerospan
Inhalation Aerosol provide orally inhaled flunisolide, but Aerobid is
the only currently marketed flunisolide drug product that contains
ODSs. Aerobid and Azmacort are the only two orally inhaled
corticosteroids marketed that contain ODSs. Both drugs are indicated
for the maintenance treatment and prophylaxis of asthma in patients 6
years of age and older, and both are prescription drugs. Flunisolide
and triamcinolone, as well as other corticosteroids, are not indicated
for relief of acute bronchospasm. Inflammation is an important
component in the development of asthma. The anti-inflammatory actions
of corticosteroids contribute to their efficacy in asthma. Though
effective for the treatment of asthma, corticosteroids do not
appreciably affect asthma symptoms immediately. Individual patients
experience a variable time to onset and degree of symptom relief.
Maximum benefit may not be achieved for 1 to 2 weeks or longer after
starting treatment. Aerobid was approved on April 23, 1982, and
Azmacort was approved on August 17, 1984. Their use was considered
essential under the 1978 rule, which stated that ``[m]etered-dose
steroid human drugs for oral inhalation'' were essential. Flunisolide
and triamcinolone were designated as essential as different active
moieties in the 2002 rule. In addition to the ODS-containing Aerobid,
Aerospan Inhalation Aerosol, a new drug application (NDA) for a
flunisolide HFA MDI, was approved January 27, 2006 (NDA 21-247), but
has not yet been introduced onto the market.
We are also removing the essential-use designation for MDIs
containing metaproterenol (Alupent Inhalation Aerosol). Metaproterenol
is a short-acting beta2-adrenergic agonist used in the
treatment of bronchospasm associated with asthma and COPD. It acts as a
bronchodilator. Metaproterenol is also available as a syrup, as
tablets, and as an inhalation solution for use in nebulizers. This
rulemaking will not affect any dosage form of metaproterenol other than
the Alupent Inhalation Aerosol which contains CFCs. Alupent Inhalation
Aerosol is a prescription drug. Alupent Inhalation Aerosol's use was
considered essential under the 1978 rule, which stated that
``[m]etered-dose adrenergic bronchodilator human drugs for oral
inhalation'' were essential. Metaproterenol was designated as essential
as an active moiety in the 2002 rule. Alupent Inhalation Aerosol was
approved on July 31, 1973. Boehringer Ingelheim Pharmaceuticals, Inc.,
the manufacturer of Alupent Inhalation Aerosols, has informed us that
they discontinued U.S. distribution of Alupent Inhalation Aerosols as
of November 14, 2008.
In the proposed rule, we tentatively concluded that there are no
technical barriers to formulating flunisolide, triamcinolone, and
metaproterenol MDIs without ODSs (72 FR 32030 at 32036-37). We did not
receive any substantive comments disagreeing with our tentative
conclusion. Therefore, we conclude that that there are no technical
barriers to formulating flunisolide, triamcinolone, and metaproterenol
MDIs without ODSs. As stated earlier, flunisolide has been reformulated
in an HFA MDI, but the product is not yet marketed. We also did not
receive any substantive comments on the second and third criteria in
Sec. 2.125(f)(1).\10\ As explained in section III of this document,
because the three criteria are linked by the word ``and,'' failure to
meet any single criterion results in a determination that the use is
not essential. Accordingly, because we have found in this rule that
there are no substantial barriers to reformulating these products, we
are required to find that the use of the products is not essential, and
we do not need to reach a decision on the second or third criteria in
Sec. 2.125(f)(1).
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\10\ Abbott Laboratories, the NDA holder for Azmacort Inhalation
Aerosol, submitted and later withdrew its comment. Therefore, we do
not address the comment submitted by Abbot in response to the
proposed rule.
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B. Cromolyn and Nedocromil
Cromolyn sodium and nedocromil sodium are members of the class of
drugs called ``cromones.'' Although it is not entirely clear how
cromones exert their clinical effect, cromones are thought to inhibit
antigen-induced bronchospasm as well as the release of histamine and
other autacoids from sensitized mast cells. Cromolyn is also available
for use in treating asthma as an inhalation solution for use in a
nebulizer. Both cromolyn and nedocromil are also used in ophthalmic
products, and cromolyn is available for oral administration for
treatment of symptoms associated with mastocytosis. Only MDI
formulations are affected by this rulemaking.
The only cromolyn MDI (Intal Inhaler) was approved for marketing on
December 5, 1985. The essential-use designation for ``[m]etered-dose
cromolyn sodium human drugs administered by oral inhalation'' was added
to Sec. 2.125(e) on February 6, 1986 (51 FR 5190). The only nedocromil
MDI (Tilade Inhaler) was approved for marketing on December 30, 1992.
The essential-use designation for ``[m]etered-dose nedocromil sodium
human drugs administered by oral inhalation'' was added to Sec.
2.125(e) on January 26, 1993 (58 FR 6086). Intal Inhaler and Tilade
Inhaler are indicated for the management of asthma in patients 5 years
and older and 6 years and older, respectively. Both are prescription
drugs. Neither drug is indicated for the relief of acute bronchospasm.
On November 21, 2008, King Pharmaceuticals, Inc., the manufacturer of
Tilade Inhaler, informed us that they had discontinued manufacturing of
Tilade Inhaler in July 2008.
In the proposed rule, we tentatively concluded that there are no
technical barriers to formulating cromolyn and nedocromil MDIs without
ODSs (72 FR 32030 at 32038). We did not receive any substantive
comments disagreeing with our tentative conclusion. Therefore, we
conclude that there are no technical barriers to formulating cromolyn
and nedocromil MDIs without ODSs. As explained in section III of this
document, because the three criteria in Sec. 2.125(f)(1) are linked by
the word ``and,'' failure to meet any single criterion results in a
determination that the use is not essential. Accordingly, because we
have found in this rule that there are no substantial barriers to
reformulating these products, we are required to find that the use of
the products is not essential, and we do not need to reach a decision
on the second or third criteria in Sec. 2.125(f)(1).
[[Page 19220]]
However, we received several comments addressing the second and third
criteria with respect to cromolyn and nedocromil, and we respond to
these comments below.
(Comment 1) We received one comment arguing that there are no
acceptable treatment alternatives for cromolyn and nedocromil.
(Response) In the proposed rule, we identified several orally
inhaled corticosteroids that do not contain CFCs as therapeutic
alternatives to Intal Inhalers and Tilade Inhalers, including
beclomethasone dipropionate inhalers, budesonide inhalers, fluticasone
propionate inhalers, and mometasone furoate inhalers (72 FR 32030 at
32037). We believe that most patients using Intal Inhalers and Tilade
Inhalers as a controller medication should be adequately served by at
least one of these currently marketed formulations. The comment did not
provide explanation as to why the proposed alternatives are
insufficient, so it is difficult to address this comment more fully. In
addition to the active moieties described in the proposed rule, oral
montelukast may be an appropriate therapeutic alternative. Also,
cromolyn is available in a solution for use in nebulizers. For patients
who use Intal Inhalers to treat exercise-induced bronchospasm, inhaled
beta2-agonists such as albuterol, salmeterol, and formoterol
are considered suitable therapeutic alternates.
(Comment 2) One comment notes that Intal inhalers are safe for
pregnant women and protect against pet allergen exposure.
(Response) Current FDA regulations on labeling for use during
pregnancy require the classification of each drug product under one of
five pregnancy categories (A, B, C, D, or X) on the basis of risk of
reproductive and developmental adverse effects or, for certain
categories, on the basis of such risk weighed against potential
benefit. 21 CFR Sec. 201.57(c)(9)(i)(A)(2). Intal Inhalers are
classified as a Pregnancy Category B drug. Pregnancy Category B
indicates that animal reproduction studies have failed to demonstrate a
risk to the fetus, and there are no adequate and well-controlled
studies in pregnant women. In the proposed rule, we identified several
non-CFC orally inhaled corticosteroids as therapeutic alternatives to
cromolyn and nedocromil MDIs. One of these orally inhaled
corticosteroids, budesonide inhalers (marketed as Pulmicort Turbuhaler
and Pulmicort Flexhaler), is also classified as a Pregnancy Category B
drug. We believe that budesonide inhalers are an appropriate non-CFC
therapeutic alternative for pregnant women who are currently using
Intal Inhalers.
We have no data to suggest that Intal is more effective than the
therapeutic alternatives at preventing asthma symptoms triggered by pet
allergens. Although we believe that current Intal and Tilade users will
be adequately served by the inhaled corticosteroids identified above,
we also note the availability of cromolyn sodium in a nebulized
solution, which may provide a therapeutic alternative for situations
involving planned and known exposures to allergens.
(Comment 3) One comment suggested that the amount of CFCs released
from Intal and Tilade Inhalers is inconsequential.
(Response) As we have noted in previous rulemakings, the
environmental impact of CFCs used in MDIs, including Intal and Tilade
MDIs, must not be evaluated independently, but rather must be evaluated
in the context of the overall use of CFCs. Cumulative impacts can
result from individually minor but collectively significant actions
taking place over a period of time (40 CFR 1508.7). Significance cannot
be avoided by breaking an action down into small components (40 CFR
1508.27(b)(7)). Currently, MDIs for the treatment of asthma and COPD,
including Intal and Tilade, are the only legal use of newly produced or
imported CFCs (see EPA 2006 Allocation rule).
Although it may appear to some that the CFCs released from Intal
and Tilade MDIs represent insignificant quantities of ODSs, and
therefore should be exempted, the elimination of CFC use in MDIs is one
of the final steps in the overall phase-out of CFC use. The release of
ODSs from some of the MDIs, including Intal and Tilade, may be
relatively small compared to total quantities that were released 2 or 3
decades ago, but if each use that resulted in the release of relatively
small quantities of ODSs were provided an exemption, the cumulative
effect would be to prevent the elimination of ODS releasing products.
This would prevent the full phase-out envisioned by the Clean Air Act
and the Montreal Protocol.
C. Pirbuterol
We are removing the essential-use designations for MDIs containing
pirbuterol (Maxair Autohaler). Pirbuterol is a short-acting
beta2-adrenergic agonist used in the treatment of
bronchospasm associated with asthma and COPD. Pirbuterol acts as a
bronchodilator. Pirbuterol is only available in a CFC MDI. Maxair
Autohaler is one of two beta2-adrenergic agonist MDIs
currently marketed as a prescription drug which contains CFCs. The
other product, Alupent Inhalation Aerosol, is addressed in section IV.A
of this document. Albuterol is also a beta2-adrenergic
agonist, but it is no longer marketed as a CFC MDI. Albuterol was
addressed in a separate rulemaking, which removed its essential-use
designation effective December 31, 2008. Maxair Autohaler is a
prescription drug that was approved on November 30, 1992. Maxair
Autohaler's use was considered essential under the 1978 rule, which
stated that ``[m]etered-dose adrenergic bronchodilator human drugs for
oral inhalation'' were essential. Pirbuterol was designated as
essential as an active moiety in the 2002 rule. Maxair Autohaler has a
breath-actuated delivery system.
1. Do Substantial Technical Barriers To Formulating Pirbuterol Products
Without ODSs Exist?
We proposed a finding that there are no technical barriers to
formulating pirbuterol MDIs without ODSs (72 FR 32030 at 32037).
(Comment 4) One comment, Graceway Pharmaceuticals, LLC (Graceway),
the manufacturer of Maxair Autohaler, states that there are substantial
barriers (chemistry, manufacturing, and engineering) to reformulating
Maxair Autohaler without ODSs. Graceway also states these barriers are
complicated by the breath-actuated system, which is more sensitive with
respect to particle size and energy force.
(Response) When determining whether technical barriers to
formulating pirbuterol MDIs without ODSs exist, we consider whether all
available alternative technologies have been evaluated and whether each
alternative is unusable (64 FR 47719 at 47721, September 1, 1999). In
addition, we look at results of reformulation efforts for similar
products, as well as statements made about the manufacturer's
particular efforts to reformulate their product or products. Graceway
has not demonstrated that the breath-actuated system is more sensitive
with respect to particle size and energy force or explained how any
such sensitivity poses a barrier to reformulating Maxair without ODSs.
As noted in the proposed rule, the pharmaceutical industry has had
success in formulating other orally inhaled beta2-adrenergic
bronchodilators without ODSs. At least nine different active moieties
have been
[[Page 19221]]
formulated as HFA MDIs for the treatment of asthma and COPD in the
United States and abroad.\11\ HFA MDIs have been formulated with both
suspensions and solutions. Pirbuterol is a close chemical analog to
albuterol and levalbuterol. Given the chemical similarity between them
and the success with reformulating albuterol (as albuterol sulfate in
ProAir HFA Inhalation Aerosol, Proventil HFA Inhalation Aerosol, and
Ventolin HFA Inhalation Aerosol) and levalbuterol (as levalbuterol
tartrate in Xopenex HFA Inhalation Aerosol), there appears to be no
technical reason why pirbuterol cannot be successfully reformulated
into an HFA MDI.
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\11\ The nine moieties formulated as HFA MDIs are albuterol,
beclomethasone, budesonide, fenoterol, fluticasone, flunisolide,
formoterol, ipratropium, and salmeterol. While a salmeterol DPI
(SEREVENT) has been approved in the United States, salmeterol HFA
MDIs have only been approved overseas. There are no approved
fenoterol or formoterol HFA products in the United States, but
fenoterol HFA MDIs and formoterol HFA MDIs have been approved in
several foreign countries.
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Furthermore, Graceway has not demonstrated that it evaluated all
available alternative technologies and found each alternative
unusable--the standard described in section III of this document (64 FR
47719 at 47721, September 1, 1999). At the time the proposed rule
published, we had no evidence to suggest that the ODS containing
pirbuterol oral inhalation drug product posed unique technical
challenges to formulation without ODSs. Since the time the proposed
rule published, no data have been submitted to change that conclusion.
Therefore, after consideration of the public comments on the issue, we
conclude that there are no technical barriers to the development of a
non-ODS pirbuterol product.
2. Do Pirbuterol MDIs Provide an Otherwise Unavailable Important Public
Health Benefit?
In the proposed rule we tentatively found that pirbuterol MDIs do
not provide an otherwise unavailable important public health benefit
(72 FR 32030 at 32037). Because we have reached a conclusion that there
are no substantial technical barriers to formulating pirbuterol into a
non-ODS product, we do not believe it is necessary to reach a
conclusion on the public health benefits of pirbuterol MDIs. However,
we received a large number of comments in response to the proposed rule
addressing the public health benefits of pirbuterol MDIs, and we
believe it is appropriate to address the public health benefits in
light of these comments.
a. Does Pirbuterol provide a greater therapeutic benefit than
similar adrenergic bronchodilators? (Comment 5) In its comment in
response to the proposed rule, Graceway claims that Maxair Autohaler
provides important public health benefits that would otherwise be
unavailable to substantial numbers of patients who have asthma or COPD.
Graceway states that Maxair Autohaler is an alternative for those who
do not tolerate or respond to albuterol and levalbuterol. Graceway
bases this conclusion in part on the distinct chemical structure of
pirbuterol, which Graceway claims is different from albuterol and
levalbuterol, and also on variation among patients. In its comment,
Graceway presents statements from physicians and patients claiming that
many patients experience intolerance or allergic reaction to albuterol,
but succeed on pirbuterol. In addition, we received many comments from
pirbuterol users and physicians who prescribe pirbuterol, detailing
experiences with pirbuterol and alternative MDIs, such as albuterol.
The comments describe reactions to and intolerance experienced with
albuterol and success with pirbuterol. Furthermore, many of the
comments from the physicians and pirbuterol users claim that experience
indicates that pirbuterol MDIs are more effective than albuterol MDIs.
(Response) Albuterol and pirbuterol are both short-acting
beta2-adrenergic bronchodilators. Bronchodilation occurs
primarily through stimulation of the beta2-adrenergic
receptor. Albuterol MDIs are therapeutic alternatives to pirbuterol
MDIs and are, by far, the most widely prescribed short-acting
bronchodilators. We are not aware of any studies that support the
comments' contentions that albuterol inhalers are not an appropriate
alternative for pirbuterol inhalers. Moreover, we disagree with the
contention that the pirbuterol MDIs provide any unique therapeutic or
other advantage over the available alternatives. The labeling for
Maxair Autohaler does not contain any superiority claims based on
controlled clinical trials and we do not believe that anecdotal
evidence is adequate to support such a conclusion.
Four prescription HFA MDIs with two different forms of albuterol
are approved and currently available:
ProAir HFA (albuterol sulfate) Inhalation Aerosol;
Proventil HFA (albuterol sulfate) Inhalation Aerosol;
Ventolin HFA (albuterol sulfate) Inhalation Aerosol; and
Xopenex HFA (levalbuterol tartrate) Inhalation Aerosol.
These products use HFA, which does not affect stratospheric ozone as a
replacement for ODSs. Maxair Autohaler and the therapeutic alternatives
are all very similar drugs. They are all indicated for the relief of
bronchospasms associated with asthma and COPD (although the labeled
indications may be worded differently), have very similar safety
profiles, and have similar dosing regimens. At least one of the
currently available albuterol drug products should be an adequate
therapeutic alternative for patients currently using Maxair Autohaler.
We are not aware of any adequate and well-controlled studies which
support the comments' views that individuals who do not respond to or
tolerate albuterol and levalbuterol would find pirbuterol MDIs more
effective or better tolerate pirbuterol, or that pirbuterol MDIs are
more effective than other asthma MDIs, including albuterol HFA MDIs.
The National Asthma Education and Prevention Program, Expert Panel
Report 3 (NAEPP EPR-3) recommends that short-acting beta2-
adrenergic bronchodilators, in particular albuterol, levalbuterol, and
pirbuterol, are the most effective medications for relieving acute
bronchospasm. (Ref. 1) The NAEPP EPR-3 does not distinguish pirbuterol
as providing any unique therapeutic or other advantage over the
available alternatives.\12\ Furthermore, the opinion of all PADAC
members who voted on the issue was that pirbuterol is no longer an
essential use of ODSs (72 FR 32030 at 32037). The studies and
literature cited by Graceway in its comment provide cases of non-
response or inadequate response to albuterol and levalbuterol. Graceway
did not present studies comparing pirbuterol to albuterol or showing
that pirbuterol would be more effective for those users who do not
respond to or inadequately responded to albuterol. In fact, in its
comment (Comment No. 4), Graceway stated that clinical studies have not
been conducted to establish whether patients may respond differently to
pirbuterol.
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\12\ In the United States, the generally recognized standard of
care for asthma is set forth in the National Heart, Lung, and Blood
Institute's National Asthma Education and Prevention Program, Expert
Panel Report 3: Guidelines for the Diagnosis and Management of
Asthma (EPR-3) (Ref. 2). The National Heart, Lung, and Blood
Institute is one of the National Institutes of Health. In the 2007
update, we find the latest updates to the standard. The Guidelines
represent best practices and are recognized as the clinical standard
of care for treatment of asthma. See, e.g., https://www.asthmanow.net/care.html; https://www.colorado.gov/bestpractices/; https://www.doh.wa.gov/CFH/asthma/publications/plan/health-care.pdf.
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As stated previously, if therapeutic alternatives exist for users
of the CFC MDI, we can determine that the CFC MDI does not provide an
otherwise unavailable important public health benefit. We have
carefully considered these comments asserting that Maxair Autohaler is
a more effective alternative to other asthma MDIs. However, no data
were submitted to the agency as part of this rulemaking, and the agency
is not aware of any data that allow us to reach the conclusion that
pirbuterol provides a greater therapeutic benefit than similar
adrenergic bron