Function and Reliability Flight Testing for Turbine-Powered Airplanes Weighing 6,000 Pounds or Less, 18134-18138 [2010-8130]
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Federal Register / Vol. 75, No. 68 / Friday, April 9, 2010 / Proposed Rules
a regularly scheduled daily tour of duty
when any part of that daily tour of duty
is on a Sunday. For any such tour of
duty, not more than 8 hours of work are
Sunday work, unless the employee is on
a compressed work schedule, in which
case the entire regularly scheduled daily
tour of duty constitutes Sunday work.
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3. In § 550.171, revise paragraph (a) to
read as follows:
§ 550.171
work.
Authorization of pay for Sunday
(a) An employee is entitled to pay at
his or her rate of basic pay plus
premium pay at a rate equal to 25
percent of his or her rate of basic pay
for each hour of Sunday work (as
defined in § 550.103).
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[FR Doc. 2010–8154 Filed 4–8–10; 8:45 am]
BILLING CODE 6325–39–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 21
[Docket No. FAA–2010–0218; Notice No. 10–
03]
RIN 2120–AJ56
Function and Reliability Flight Testing
for Turbine-Powered Airplanes
Weighing 6,000 Pounds or Less
srobinson on DSKHWCL6B1PROD with PROPOSALS
AGENCY: Federal Aviation
Administration, DOT.
ACTION: Notice of proposed rulemaking.
SUMMARY: This action proposes to revise
the applicability for function and
reliability flight testing to include all
turbine-powered airplanes weighing
6,000 pounds or less. Revising the
applicability is necessary because
advancements in aviation technology
have invalidated the reasons for
excluding these airplanes. The proposed
revision would improve aviation safety
for these airplanes.
DATES: Send your comments on or
before July 8, 2010.
ADDRESSES: You may send comments
identified by Docket Number FAA–
2010–0218 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation, 1200 New Jersey
Avenue, SE., Room W12–140, West
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Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between
9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at (202) 493–2251.
Privacy: We will post all comments
we receive, without change, to https://
www.regulations.gov, including any
personal information you provide.
Using the search function of our docket
Web site, anyone can find and read the
electronic form of all comments
received into any of our dockets,
including the name of the individual
sending the comment (or signing the
comment for an association, business,
labor union, etc.). You may review
DOT’s complete Privacy Act Statement
in the Federal Register published on
April 11, 2000 (65 FR 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Docket: To read background
documents or comments received, go to
https://www.regulations.gov at any time
and follow the online instructions for
accessing the docket, or go to Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Victor Powell, Aircraft Certification
Service, Aircraft Engineering Division,
Certification Procedures Branch, AIR–
110, Federal Aviation Administration,
800 Independence Avenue, SW.,
Washington, DC 20591; telephone (202)
385–6312; facsimile (202) 385–6475;
e-mail victor.powell@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The Federal Aviation
Administration’s (FAA) authority to
issue rules on aviation safety is found in
Title 49 of the United States Code.
Subtitle I, section 106, describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes the scope of the FAA
Administrator’s authority.
This rulemaking is promulgated
under the authority described in subtitle
VII, part A, subpart III, chapter 447,
section 44701. Under that section,
Congress charges the FAA with
promoting the safe flight of civil aircraft
in air commerce by prescribing
regulations for practices, methods, and
procedures the FAA Administrator finds
necessary for safety in air commerce.
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This regulation is within the scope of
that authority because it will prescribe
new safety procedures for turbinepowered airplanes.
Discussion of the Proposal
I. Statement of the Problem
For part 23, function and reliability (F
& R) flight testing is required by Title
14, Code of Federal Regulations (14
CFR) 21.35(b)(2) for all airplanes
weighing more than 6,000 pounds
maximum certified weight. Function
and reliability flight testing is not
required for gliders, nor for part 23
airplanes weighing 6,000 pounds or
less. Because of advancements in
airplane structures, propulsion
methods, and systems technologies, the
6,000 pound break point may no longer
be justified. Turbine-powered airplanes
that weigh 6,000 pounds or less are not
required to undergo F & R flight testing
regardless of the airplane’s systems
complexity or level of automation. After
reviewing several recent TC projects for
small turbojet-powered airplanes
(turbojets)—involving airplanes
expected to weigh 6,000 pounds or
less—the FAA has determined that
most, if not all, of these airplane designs
would benefit from the F & R flight
testing requirement. This determination
is based on new lightweight, turbinepowered airplanes having design
features and performance consistent
with larger airplanes that are required to
undergo F & R flight testing.
II. Background
A. What Is Function and Reliability
Flight Testing?
Function and reliability flight testing
simulates typical aircraft, in-service
flight operations for a new aircraft
design. This flight testing is done prior
to the aircraft’s final design approval
leading to the issuance of a TC. The F
& R flight testing requirement in
§ 21.35(b)(2) gives the FAA and the
public a reasonable assurance that an
aircraft, its components, and its
equipment are reliable and function
properly.
Function and reliability flight testing
covers a wide variety of operations that
an aircraft will likely undertake in
service. Typically, F & R flight testing
plans specify the type and number of
each task to be completed (i.e., takeoffs,
landings, Instrument Landing Systems
approaches, high altitude, hot/cold/
humid air operations, stalls, in-flight
engine restarts, engine starts using
different power sources, flight in rain,
and night flights).
In addition, F & R flight testing
involves simulated in-service operations
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using a mature aircraft configuration.
Mature in this sense means the aircraft
configuration that represents the type
design that has been shown to meet the
airworthiness standards of the aircraft’s
certification basis in accordance with
applicable requirements of §§ 21.33 and
21.35(a). The regulatory sequencing
prescribed by §§ 21.35(a) and (b) results
in the aircraft configuration selected for
F & R flight testing having successfully
completed much, if not most, of the
individual certification requirements for
the issuance of a TC.
B. Historical Overview of Function and
Reliability Flight Testing
The requirement for F & R flight
testing originated with the Civil
Aeronautics Board (CAB) imposing a
‘‘service test’’ requirement for aircraft in
1947. The purpose of these service tests
was to ‘‘ascertain whether there is
reasonable assurance that the airplane,
its components, and equipment are
reliable and function properly’’ (see 12
FR 2086, March 29, 1947). A related
rulemaking included a reference to a
study of accidents and maintenance
issues of then relatively new model
aircraft (see 12 FR 1028, February 13,
1947). That study showed extensive
difficulties can occur in the initial
stages of operating new aircraft.
The operation of new aircraft had a
greater chance for accidents caused by
mechanical malfunctioning of
troublesome components or equipment.
The CAB determined that accidents
likely would be prevented if an aircraft
were required to undergo tests
specifically designed to ascertain the
reliability and proper functioning of the
aircraft and its systems and equipment
before type certification.
In 1950, the CAB amended the
airworthiness standards to exclude
‘‘* * * smaller airplanes, specifically
those of 6,000 pounds maximum weight
or less * * *’’ from the service test
requirement (see 15 FR 8899, December
15, 1950). The introductory material
published in the revision of the service
test requirement explained that most of
the significant changes in the
amendment stemmed from ‘‘the desire
for simplification of the rules in this
part with respect to the smaller
airplanes, specifically those of 6,000
pounds maximum weight or less, which
would be expected to be used mainly as
personal airplanes.’’ 1 The introductory
material also stated the service test
requirement was removed for airplanes
of 6,000 pounds or less maximum
weight because ‘‘experience seems to
indicate that this rule imposes a burden
1 Id.
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upon the manufacturers not
commensurate with the safety gained.’’ 2
With the recodification of
airworthiness standards in 1964 and
1965, the requirement for F & R flight
testing was placed in § 21.35(b)(2). The
exclusion of smaller airplanes weighing
6,000 pounds or less maximum
certificated weight was described in
terms of aircraft type certificated in
accordance with part 23.
III. The Need for This Proposal
A. Evolution of Aviation Technology
The decision to exclude certain
airplanes of 6,000 pounds or less
maximum weight from F & R flight
testing was based on the state of
technology existing in 1950. At that
time, airplanes of 6,000 pounds or less
maximum weight were expected to be
used mainly as personal airplanes. Such
civil aircraft developed between the
years of 1945 and 1955 were typically
single, reciprocating-engine powered
airplanes weighing less than 3,000
pounds with engine output of less than
300 horsepower. Technological
advancements now allow airplanes that
weigh 6,000 pounds or less to be more
complex and integrated than some
transport category airplanes of the 1960s
and earlier.
B. Purpose of Function and Reliability
Flight Testing
The safety goal of F & R flight testing
is to identify and reduce aircraft system
malfunctions or failures that would be
more than inconvenient nuisances
routinely accommodated in normal
operations. By minimizing flight crew
distractions from system malfunctions,
new aircraft entering service are
protected from the flight crew workload
consequences of aircraft system
deficiencies. Function and reliability
flight testing will target deficiencies that
may not have been apparent during
aircraft engineering ground and flight
test programs.
C. Very Light Jet Certification
Experience
Recent FAA TC program experience
with the new very light jets (VLJ) has
led to reconsideration of the existing
exclusion of airplanes weighing 6,000
pounds or less in § 21.35(b)(2). This
reconsideration was driven in part by
difficulties encountered with the
voluntary application of the
requirement during the FAA type
certification of the Eclipse Aviation
Corporation’s (Eclipse) EA–500 VLJ and
the subsequent problems experienced
during that airplane’s entry into service.
2 Id.
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The FAA assembled a team of
technical staff to conduct a Special
Certification Review (SCR) of the EA–
500 certification program. A copy of the
Eclipse SCR has been placed in the
Rules Docket for this rulemaking.3 That
team’s report reviewed the FAA’s TC
program and focused on four service
problems encountered during the EA–
500’s entry into service. That team also
reviewed Service Difficulty Report
(SDR) experience concerning airplane
system deficiencies and malfunctions
encountered subsequent to the EA–500’s
entry into service. The team developed
eight findings and six
recommendations. One of the SCR
findings (Finding No. 8) stated: ‘‘The
newly designed VLJs have modern and
integrated complex avionics. The
traditional approach of defining
certification requirements for part 23
airplanes based solely on maximum
certificated weight is no longer valid.’’ 4
The FAA has issued a separate
rulemaking proposal to address Finding
No. 8 (see ‘‘Certification of Turbojets,’’
74 FR 41522, August 17, 2009). A
corresponding recommendation
(Recommendation No. 6) in the Eclipse
SCR stated: ‘‘The FAA should reevaluate
the criteria for applicability of F & R
testing.’’ 5 The Eclipse SCR further found
that the EA–500 complied with the
requirements of its certification basis
and noted that the airplane was not
required by existing regulations to
include the F & R flight testing
requirements of § 21.35(b)(2). This
rulemaking proposal addresses
Recommendation No. 6, which called
for a revision of the applicability of the
existing F & R flight testing
requirements.
After reviewing the Eclipse SCR and
the EA–500 certification program, the
FAA reviewed the likelihood that F & R
flight testing requirements might have
preventatively identified problems
encountered by the EA–500 when it
entered into service. Function and
reliability flight testing might have
discovered five of the problems
identified in the SCR (pitch and rudder
trim problems; pitot system moisture
trap; engine surges caused by hard
carbon build-up on the static vanes;
brake problems; and tire problems)
while two of the cited problems
(autopilot turbulence sensitivity; and
problems with the software logic
3 A Subcommittee of the United States Congress
held hearings on problems related to the
introduction of the Eclipse VLJ (Refer to House of
Representatives Subcommittee on Aviation, Hearing
No. 110–169, September 17, 2008).
4 Special Certification Review (SCR) of the
Eclipse 500 certification program.
5 Id.
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dealing with the throttle position)
would less likely have been detected,
based on the chances of duplicating
causal conditions and other risk factors.
These conclusions were based on the
likelihood that the root causes for the
reported problems would be identified
by the additional effective flight testing
that would be accomplished by a
mandatory F & R flight testing program
(150 or 300 additional hours of
simulated in-service operations
accomplished in various environments
and locations). Section 21.35(f) has the
criteria for selection of 150 or 300 hours,
a provision that is not changed in this
proposal.
This proposal would expand the
applicability of F & R flight testing
requirements to all turbine-powered
airplanes that weigh 6,000 pounds or
less, while retaining the exception for
gliders and reciprocating-engine
powered airplanes type certificated
under 14 CFR part 23.
IV. Regulatory Notices and Analyses
Paperwork Reduction Act
The Paperwork Reduction Act (PRA)
of 1995 (44 U.S.C. 3507(d)) requires that
the FAA consider the impact of
paperwork and other information
collection burdens imposed on the
public. We have determined that there
is no information collection burden
associated with this proposed rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these proposed regulations.
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Initial Regulatory Evaluation,
Regulatory Flexibility Determination,
International Trade Impact Assessment,
and Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
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unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a federal mandate
likely to result in the expenditure by
state, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this proposed rule.
We suggest readers seeking greater
detail read the full initial regulatory
evaluation, a copy of which we have
placed in the docket for this rulemaking.
In conducting these analyses, FAA
has determined that this proposed rule:
(1) Has benefits that justify its costs, (2)
is not an economically ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, (3) is not
‘‘significant’’ as defined in the DOT’s
Regulatory Policies and Procedures; (4)
would not have a significant economic
impact on a substantial number of small
entities; (5) would not create
unnecessary obstacles to the foreign
commerce of the United States; and (6)
would not impose an unfunded
mandate on state, local, or tribal
governments, or on the private sector by
exceeding the threshold identified
above. These analyses are summarized
below.
Total Costs and Benefits of This
Proposed Rule
We expect that the typical
certification project for an airplane
subject to the proposed rule would be
for a new airplane design with a turbine
engine previously used in a typecertificated aircraft requiring 165 hours 6
of F & R flight testing at a total cost of
$317,000. In the case of a new airplane
design and an engine not previously
used on a certificated airplane, we
estimate that double the hours (330
hours) would be required, so the total
cost would double to $634,000.
We expect that adoption of this
proposed rule would enhance safety and
reduce costs by substantially reducing
the number of safety incidents and postcertification Airworthiness Directives
6 See the separate cost section below for the
reason we increased the number of hours from 150
hours, the minimum required by § 21.35(f), to 165
hours.
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(AD). A partial estimate of the expected
costs that would be avoided for a single
new airplane design amounts to $1.8
million, with a present value of $1.6
million. These avoided costs are
approximately six times the costs of our
165-hour estimate ($317,000) and
approximately three times the higher
330-hour estimate ($634,000).
Consequently, the benefits of this
proposed rule greatly exceed its modest
costs. For additional detail, see the
separate sections on costs and benefits
below.
The FAA solicits comments on our
determination of costs and benefits and
our expectation that this proposed rule
would enhance safety and reduce costs.
Who Is Potentially Affected by This
Rule?
Manufacturers of part 23 turbinepowered airplanes weighing 6,000
pounds or less are potentially affected.
Assumptions and Sources of
Information
• We use a two-year period of
analysis, as we find this period
sufficient to show the cost-beneficial
nature of this proposed rule. We use the
period from the beginning of 2007 to the
end of 2008, as the data used in the
analysis are from this period. The short
period of analysis reflects the inherent
nature of F & R flight testing, designed
as it is to uncover design flaws that
otherwise would reveal themselves in
the very early life of an airplane.
• Discount rate is 7% (Office of
Management and Budget, Circular A–94,
‘‘Guidelines and Discount Rates for
Benefit-Cost Analysis of Federal
Programs,’’ October 29, 1992, p. 8).
• Data on costs of compliance with
this proposal were obtained from a part
23 airplane manufacturer and FAA
estimates.
Costs of This Proposed Rule
Aircraft subject to F & R flight testing
under 14 CFR 21.35(b)(2), § 21.35(f)
require at least 300 hours of F & R flight
testing for aircraft ‘‘incorporating turbine
engines of a type not previously used in
a type certificated aircraft’’ and at least
150 hours for all other aircraft. Unless
a totally new engine is used, it is rare
that the applicant is required to run a
full 300-hour program. Generally, an
applicant with a new aircraft design, but
with an engine previously used in a
type-certificated aircraft, would be
required to conduct at least 150 hours
of F & R flight testing. As most VLJ
projects appear to be based on
derivatives of the Williams FJ–33 engine
or other previously-certificated engines,
we expect this requirement to hold for
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the typical project subject to this
proposed rule. Failures during F & R
flight testing, however, occasionally
lead to extension of the required hours.
We estimate that the average extension
is 10%, or 15 hours, so our ‘‘typical’’
estimate assumes 165 hours of F & R
flight testing. We double that estimate to
also provide an estimate for a new
airplane design with a new engine
design.
Our final figures are $317,066 for a
165-hour program and $634,132 for a
330-hour program.
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Benefits of This Proposed Rule
We expect that adoption of this
proposed rule would enhance safety and
reduce costs by substantially reducing
the number of service difficulties
experienced post-certification. This
expectation is supported by evidence
from the service experience of the EA–
500. The Eclipse SCR 7 team looked at
85 Eclipse SDRs submitted between July
29, 2007 and May 13, 2008. The Eclipse
SCR team ‘‘concluded the majority of the
SDRs resulted from reliability issues
separate from compliance with the
minimum FAA standards’’ (see SCR,
Executive Summary). There also were 6
Eclipse-related ADs issued in the oneyear period between November 2007
and November 2008. In any case, the
pitot/angle of attack (AOA) issue (SCR,
p. 25; AD 2008–02–04) is the one most
likely to have been uncovered by a
mandatory F & R flight testing program.
Extending the AD estimate to the entire
U.S.-registered Eclipse EA–500 fleet
(264 airplanes), we estimate the total
cost of the pitot/AOA problem to be
$2.5 million. As discussed above,
however, we assess the probability of F
& R flight testing uncovering the pitot/
AOA problem to be approximately 0.7
to 0.75. Using the lower figure, we
accordingly calculate the expected
benefit as the total cost avoided of $2.5
million times 0.7, or $1.8 million. Since
the FAA issued a type certificate on
September 30, 2006, approximately 1.5
years prior to the compliance date for
this AD, we discount the expected
benefit 1.5 years to find present value
benefit of $1.6 million.
Thus, the $1.6 million benefit from
avoiding just this one problem greatly
exceeds our $317,066 estimated typical
cost of F & R flight testing.
7 Special Certification Review: Eclipse Aviation
Corporation Model EA–500 Airplane. Prepared for
the Federal Aviation Administration Associate
Administrator for Aviation Safety, September 12,
2008.
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Initial Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The FAA believes that this proposed
rule would not have a significant impact
on a substantial number of entities for
the following reason: The cost of
requiring F & R flight testing is small
and a very small percentage of
development, certification, and
production costs. Consequently,
requiring F & R flight testing for turbinepowered airplanes weighing 6,000
pounds or less would have a minimal
cost impact on manufacturers of
airplanes in this category. Therefore the
FAA certifies that this proposed rule
would not have a significant economic
impact on a substantial number of small
entities. The FAA solicits comments
regarding this determination.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
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Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
and determined the purpose is to
promote safety and is thus not
considered an unnecessary obstacle to
foreign commerce of the United States.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by state,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$136.1 million.
This proposed rule does not contain
such a mandate. The requirements of
Title II do not apply to this proposal.
Executive Order 13132, Federalism
The FAA analyzed this proposed rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action would not
have a substantial direct effect on the
States, or the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
would not have federalism implications.
Regulations Affecting Intrastate
Aviation in Alaska
Section 1205 of the FAA
Reauthorization Act of 1996 (110 Stat.
3213) requires the Administrator, when
modifying regulations in Title 14 of the
CFR in a manner affecting intrastate
aviation in Alaska, to consider the
extent to which Alaska is not served by
transportation modes other than
aviation, and to establish appropriate
regulatory distinctions. The proposed
rule would apply to the certification of
airplanes that may be used for air
transportation in Alaska. In light of air
transportation needs, and terrain and
aviation environment conditions unique
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to that state, we anticipate that safety
benefits of the proposal would be
correspondingly higher than expected
for aviation operations in the
continental National Airspace System
(NAS).
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this proposed
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312(f) and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this proposal
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant regulatory action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
srobinson on DSKHWCL6B1PROD with PROPOSALS
Additional Information
Comments Invited:
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. We also invite comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in this
document. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. To ensure the docket
does not contain duplicate comments,
please send only one copy of written
comments, or if you are filing comments
electronically, please submit your
comments only one time.
We will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
concerning this proposed rulemaking.
Before acting on this proposal, we will
consider all comments we receive on or
before the closing date for comments.
We will consider comments filed after
the comment period has closed if it is
possible to do so without incurring
expense or delay. We may change this
VerDate Nov<24>2008
17:03 Apr 08, 2010
Jkt 220001
proposal in light of the comments we
receive.
Proprietary or Confidential Business
Information:
Do not file in the docket information
that you consider to be proprietary or
confidential business information. Send
or deliver this information directly to
the person identified in the FOR FURTHER
INFORMATION CONTACT section of this
document. You must mark the
information that you consider
proprietary or confidential. If you send
the information on a disk or CD–ROM,
mark the outside of the disk or CD–ROM
and also identify electronically within
the disk or CD–ROM the specific
information that is proprietary or
confidential.
Under 14 CFR 11.35(b), when we are
aware of proprietary information filed
with a comment, we do not place it in
the docket. We hold it in a separate file
to which the public does not have
access, and we place a note in the
docket that we have received it. If we
receive a request to examine or copy
this information, we treat it as any other
request under the Freedom of
Information Act (5 U.S.C. 552). We
process such a request under the DOT
procedures found in 49 CFR part 7.
Availability of Rulemaking
Documents:
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov):
2. Visiting the FAA’s Regulations and
Policies web page at https://
www.faa.gov/regulations_policies: or
3. Accessing the Government Printing
Office’s web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number or notice
number of this rulemaking.
You may access all documents the
FAA considered in developing this
proposed rule, including economic
analyses and technical reports, from the
Internet through the Federal
eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Part 21
Aircraft, Aviation safety, Exports,
Imports, Reporting and recordkeeping
requirements.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
PO 00000
Frm 00006
Fmt 4702
Sfmt 4702
proposes to amend Chapter I of Title 14,
Code of Federal Regulations, as follows:
PART 21—CERTIFICATION
PROCEDURES FOR PRODUCTS,
ARTICLES, AND PARTS
1. The authority citation for part 21
continues to read as follows:
Authority: 42 U.S.C. 7572; 49 U.S.C.
106(g), 40105, 40113, 44701–44702, 44704,
44707, 44709, 44711, 44713, 44715, 45303.
2. Amend § 21.35 by revising
paragraph (b)(2) to read as follows:
§ 21.35
Flight tests.
*
*
*
*
*
(b) * * *
(2) For aircraft to be certificated under
this subchapter, except gliders and
except reciprocating engine powered
airplanes of 6,000 lbs. or less maximum
certificated weight that are to be
certificated under part 23 of this
chapter, to determine whether there is
reasonable assurance that the aircraft, its
components, and its equipment are
reliable and function properly.
*
*
*
*
*
Issued in Washington, DC, on April 2,
2010.
Kalene C. Yanamura,
Acting Director, Aircraft Certification Service.
[FR Doc. 2010–8130 Filed 4–8–10; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF DEFENSE
Office of the Secretary
32 CFR Part 108
[Docket ID: DOD–2009–OS–0036; RIN 0790–
AI52]
Health Care Eligibility Under the
Secretarial Designee Program and
Related Special Authorities
Department of Defense (DoD).
Proposed rule.
AGENCY:
ACTION:
SUMMARY: This proposed action would
establish policies and assign
responsibilities for health care eligibility
under the Secretarial Designee Program.
It would also implement the
requirement where the United States
would receive reimbursement for
inpatient health care provided in the
United States to foreign military or
diplomatic personnel or their
dependents, except in certain cases
covered by Reciprocal Health Care
Agreements (RHCAs) between the
Department of Defense and a foreign
country.
E:\FR\FM\09APP1.SGM
09APP1
Agencies
[Federal Register Volume 75, Number 68 (Friday, April 9, 2010)]
[Proposed Rules]
[Pages 18134-18138]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-8130]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 21
[Docket No. FAA-2010-0218; Notice No. 10-03]
RIN 2120-AJ56
Function and Reliability Flight Testing for Turbine-Powered
Airplanes Weighing 6,000 Pounds or Less
AGENCY: Federal Aviation Administration, DOT.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: This action proposes to revise the applicability for function
and reliability flight testing to include all turbine-powered airplanes
weighing 6,000 pounds or less. Revising the applicability is necessary
because advancements in aviation technology have invalidated the
reasons for excluding these airplanes. The proposed revision would
improve aviation safety for these airplanes.
DATES: Send your comments on or before July 8, 2010.
ADDRESSES: You may send comments identified by Docket Number FAA-2010-
0218 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation, 1200 New Jersey Avenue, SE., Room W12-
140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at (202) 493-2251.
Privacy: We will post all comments we receive, without change, to
https://www.regulations.gov, including any personal information you
provide. Using the search function of our docket Web site, anyone can
find and read the electronic form of all comments received into any of
our dockets, including the name of the individual sending the comment
(or signing the comment for an association, business, labor union,
etc.). You may review DOT's complete Privacy Act Statement in the
Federal Register published on April 11, 2000 (65 FR 19477-78) or you
may visit https://DocketsInfo.dot.gov.
Docket: To read background documents or comments received, go to
https://www.regulations.gov at any time and follow the online
instructions for accessing the docket, or go to Docket Operations in
Room W12-140 of the West Building Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Victor Powell, Aircraft Certification
Service, Aircraft Engineering Division, Certification Procedures
Branch, AIR-110, Federal Aviation Administration, 800 Independence
Avenue, SW., Washington, DC 20591; telephone (202) 385-6312; facsimile
(202) 385-6475; e-mail victor.powell@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The Federal Aviation Administration's (FAA) authority to issue
rules on aviation safety is found in Title 49 of the United States
Code. Subtitle I, section 106, describes the authority of the FAA
Administrator. Subtitle VII, Aviation Programs, describes the scope of
the FAA Administrator's authority.
This rulemaking is promulgated under the authority described in
subtitle VII, part A, subpart III, chapter 447, section 44701. Under
that section, Congress charges the FAA with promoting the safe flight
of civil aircraft in air commerce by prescribing regulations for
practices, methods, and procedures the FAA Administrator finds
necessary for safety in air commerce. This regulation is within the
scope of that authority because it will prescribe new safety procedures
for turbine-powered airplanes.
Discussion of the Proposal
I. Statement of the Problem
For part 23, function and reliability (F & R) flight testing is
required by Title 14, Code of Federal Regulations (14 CFR) 21.35(b)(2)
for all airplanes weighing more than 6,000 pounds maximum certified
weight. Function and reliability flight testing is not required for
gliders, nor for part 23 airplanes weighing 6,000 pounds or less.
Because of advancements in airplane structures, propulsion methods, and
systems technologies, the 6,000 pound break point may no longer be
justified. Turbine-powered airplanes that weigh 6,000 pounds or less
are not required to undergo F & R flight testing regardless of the
airplane's systems complexity or level of automation. After reviewing
several recent TC projects for small turbojet-powered airplanes
(turbojets)--involving airplanes expected to weigh 6,000 pounds or
less--the FAA has determined that most, if not all, of these airplane
designs would benefit from the F & R flight testing requirement. This
determination is based on new lightweight, turbine-powered airplanes
having design features and performance consistent with larger airplanes
that are required to undergo F & R flight testing.
II. Background
A. What Is Function and Reliability Flight Testing?
Function and reliability flight testing simulates typical aircraft,
in-service flight operations for a new aircraft design. This flight
testing is done prior to the aircraft's final design approval leading
to the issuance of a TC. The F & R flight testing requirement in Sec.
21.35(b)(2) gives the FAA and the public a reasonable assurance that an
aircraft, its components, and its equipment are reliable and function
properly.
Function and reliability flight testing covers a wide variety of
operations that an aircraft will likely undertake in service.
Typically, F & R flight testing plans specify the type and number of
each task to be completed (i.e., takeoffs, landings, Instrument Landing
Systems approaches, high altitude, hot/cold/humid air operations,
stalls, in-flight engine restarts, engine starts using different power
sources, flight in rain, and night flights).
In addition, F & R flight testing involves simulated in-service
operations
[[Page 18135]]
using a mature aircraft configuration. Mature in this sense means the
aircraft configuration that represents the type design that has been
shown to meet the airworthiness standards of the aircraft's
certification basis in accordance with applicable requirements of
Sec. Sec. 21.33 and 21.35(a). The regulatory sequencing prescribed by
Sec. Sec. 21.35(a) and (b) results in the aircraft configuration
selected for F & R flight testing having successfully completed much,
if not most, of the individual certification requirements for the
issuance of a TC.
B. Historical Overview of Function and Reliability Flight Testing
The requirement for F & R flight testing originated with the Civil
Aeronautics Board (CAB) imposing a ``service test'' requirement for
aircraft in 1947. The purpose of these service tests was to ``ascertain
whether there is reasonable assurance that the airplane, its
components, and equipment are reliable and function properly'' (see 12
FR 2086, March 29, 1947). A related rulemaking included a reference to
a study of accidents and maintenance issues of then relatively new
model aircraft (see 12 FR 1028, February 13, 1947). That study showed
extensive difficulties can occur in the initial stages of operating new
aircraft.
The operation of new aircraft had a greater chance for accidents
caused by mechanical malfunctioning of troublesome components or
equipment. The CAB determined that accidents likely would be prevented
if an aircraft were required to undergo tests specifically designed to
ascertain the reliability and proper functioning of the aircraft and
its systems and equipment before type certification.
In 1950, the CAB amended the airworthiness standards to exclude ``*
* * smaller airplanes, specifically those of 6,000 pounds maximum
weight or less * * *'' from the service test requirement (see 15 FR
8899, December 15, 1950). The introductory material published in the
revision of the service test requirement explained that most of the
significant changes in the amendment stemmed from ``the desire for
simplification of the rules in this part with respect to the smaller
airplanes, specifically those of 6,000 pounds maximum weight or less,
which would be expected to be used mainly as personal airplanes.'' \1\
The introductory material also stated the service test requirement was
removed for airplanes of 6,000 pounds or less maximum weight because
``experience seems to indicate that this rule imposes a burden upon the
manufacturers not commensurate with the safety gained.'' \2\
---------------------------------------------------------------------------
\1\ Id.
\2\ Id.
---------------------------------------------------------------------------
With the recodification of airworthiness standards in 1964 and
1965, the requirement for F & R flight testing was placed in Sec.
21.35(b)(2). The exclusion of smaller airplanes weighing 6,000 pounds
or less maximum certificated weight was described in terms of aircraft
type certificated in accordance with part 23.
III. The Need for This Proposal
A. Evolution of Aviation Technology
The decision to exclude certain airplanes of 6,000 pounds or less
maximum weight from F & R flight testing was based on the state of
technology existing in 1950. At that time, airplanes of 6,000 pounds or
less maximum weight were expected to be used mainly as personal
airplanes. Such civil aircraft developed between the years of 1945 and
1955 were typically single, reciprocating-engine powered airplanes
weighing less than 3,000 pounds with engine output of less than 300
horsepower. Technological advancements now allow airplanes that weigh
6,000 pounds or less to be more complex and integrated than some
transport category airplanes of the 1960s and earlier.
B. Purpose of Function and Reliability Flight Testing
The safety goal of F & R flight testing is to identify and reduce
aircraft system malfunctions or failures that would be more than
inconvenient nuisances routinely accommodated in normal operations. By
minimizing flight crew distractions from system malfunctions, new
aircraft entering service are protected from the flight crew workload
consequences of aircraft system deficiencies. Function and reliability
flight testing will target deficiencies that may not have been apparent
during aircraft engineering ground and flight test programs.
C. Very Light Jet Certification Experience
Recent FAA TC program experience with the new very light jets (VLJ)
has led to reconsideration of the existing exclusion of airplanes
weighing 6,000 pounds or less in Sec. 21.35(b)(2). This
reconsideration was driven in part by difficulties encountered with the
voluntary application of the requirement during the FAA type
certification of the Eclipse Aviation Corporation's (Eclipse) EA-500
VLJ and the subsequent problems experienced during that airplane's
entry into service.
The FAA assembled a team of technical staff to conduct a Special
Certification Review (SCR) of the EA-500 certification program. A copy
of the Eclipse SCR has been placed in the Rules Docket for this
rulemaking.\3\ That team's report reviewed the FAA's TC program and
focused on four service problems encountered during the EA-500's entry
into service. That team also reviewed Service Difficulty Report (SDR)
experience concerning airplane system deficiencies and malfunctions
encountered subsequent to the EA-500's entry into service. The team
developed eight findings and six recommendations. One of the SCR
findings (Finding No. 8) stated: ``The newly designed VLJs have modern
and integrated complex avionics. The traditional approach of defining
certification requirements for part 23 airplanes based solely on
maximum certificated weight is no longer valid.'' \4\ The FAA has
issued a separate rulemaking proposal to address Finding No. 8 (see
``Certification of Turbojets,'' 74 FR 41522, August 17, 2009). A
corresponding recommendation (Recommendation No. 6) in the Eclipse SCR
stated: ``The FAA should reevaluate the criteria for applicability of F
& R testing.'' \5\ The Eclipse SCR further found that the EA-500
complied with the requirements of its certification basis and noted
that the airplane was not required by existing regulations to include
the F & R flight testing requirements of Sec. 21.35(b)(2). This
rulemaking proposal addresses Recommendation No. 6, which called for a
revision of the applicability of the existing F & R flight testing
requirements.
---------------------------------------------------------------------------
\3\ A Subcommittee of the United States Congress held hearings
on problems related to the introduction of the Eclipse VLJ (Refer to
House of Representatives Subcommittee on Aviation, Hearing No. 110-
169, September 17, 2008).
\4\ Special Certification Review (SCR) of the Eclipse 500
certification program.
\5\ Id.
---------------------------------------------------------------------------
After reviewing the Eclipse SCR and the EA-500 certification
program, the FAA reviewed the likelihood that F & R flight testing
requirements might have preventatively identified problems encountered
by the EA-500 when it entered into service. Function and reliability
flight testing might have discovered five of the problems identified in
the SCR (pitch and rudder trim problems; pitot system moisture trap;
engine surges caused by hard carbon build-up on the static vanes; brake
problems; and tire problems) while two of the cited problems (autopilot
turbulence sensitivity; and problems with the software logic
[[Page 18136]]
dealing with the throttle position) would less likely have been
detected, based on the chances of duplicating causal conditions and
other risk factors.
These conclusions were based on the likelihood that the root causes
for the reported problems would be identified by the additional
effective flight testing that would be accomplished by a mandatory F &
R flight testing program (150 or 300 additional hours of simulated in-
service operations accomplished in various environments and locations).
Section 21.35(f) has the criteria for selection of 150 or 300 hours, a
provision that is not changed in this proposal.
This proposal would expand the applicability of F & R flight
testing requirements to all turbine-powered airplanes that weigh 6,000
pounds or less, while retaining the exception for gliders and
reciprocating-engine powered airplanes type certificated under 14 CFR
part 23.
IV. Regulatory Notices and Analyses
Paperwork Reduction Act
The Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3507(d))
requires that the FAA consider the impact of paperwork and other
information collection burdens imposed on the public. We have
determined that there is no information collection burden associated
with this proposed rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these proposed regulations.
Initial Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
federal mandate likely to result in the expenditure by state, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this proposed rule. We suggest readers seeking
greater detail read the full initial regulatory evaluation, a copy of
which we have placed in the docket for this rulemaking.
In conducting these analyses, FAA has determined that this proposed
rule: (1) Has benefits that justify its costs, (2) is not an
economically ``significant regulatory action'' as defined in section
3(f) of Executive Order 12866, (3) is not ``significant'' as defined in
the DOT's Regulatory Policies and Procedures; (4) would not have a
significant economic impact on a substantial number of small entities;
(5) would not create unnecessary obstacles to the foreign commerce of
the United States; and (6) would not impose an unfunded mandate on
state, local, or tribal governments, or on the private sector by
exceeding the threshold identified above. These analyses are summarized
below.
Total Costs and Benefits of This Proposed Rule
We expect that the typical certification project for an airplane
subject to the proposed rule would be for a new airplane design with a
turbine engine previously used in a type-certificated aircraft
requiring 165 hours \6\ of F & R flight testing at a total cost of
$317,000. In the case of a new airplane design and an engine not
previously used on a certificated airplane, we estimate that double the
hours (330 hours) would be required, so the total cost would double to
$634,000.
---------------------------------------------------------------------------
\6\ See the separate cost section below for the reason we
increased the number of hours from 150 hours, the minimum required
by Sec. 21.35(f), to 165 hours.
---------------------------------------------------------------------------
We expect that adoption of this proposed rule would enhance safety
and reduce costs by substantially reducing the number of safety
incidents and post-certification Airworthiness Directives (AD). A
partial estimate of the expected costs that would be avoided for a
single new airplane design amounts to $1.8 million, with a present
value of $1.6 million. These avoided costs are approximately six times
the costs of our 165-hour estimate ($317,000) and approximately three
times the higher 330-hour estimate ($634,000). Consequently, the
benefits of this proposed rule greatly exceed its modest costs. For
additional detail, see the separate sections on costs and benefits
below.
The FAA solicits comments on our determination of costs and
benefits and our expectation that this proposed rule would enhance
safety and reduce costs.
Who Is Potentially Affected by This Rule?
Manufacturers of part 23 turbine-powered airplanes weighing 6,000
pounds or less are potentially affected.
Assumptions and Sources of Information
We use a two-year period of analysis, as we find this
period sufficient to show the cost-beneficial nature of this proposed
rule. We use the period from the beginning of 2007 to the end of 2008,
as the data used in the analysis are from this period. The short period
of analysis reflects the inherent nature of F & R flight testing,
designed as it is to uncover design flaws that otherwise would reveal
themselves in the very early life of an airplane.
Discount rate is 7% (Office of Management and Budget,
Circular A-94, ``Guidelines and Discount Rates for Benefit-Cost
Analysis of Federal Programs,'' October 29, 1992, p. 8).
Data on costs of compliance with this proposal were
obtained from a part 23 airplane manufacturer and FAA estimates.
Costs of This Proposed Rule
Aircraft subject to F & R flight testing under 14 CFR 21.35(b)(2),
Sec. 21.35(f) require at least 300 hours of F & R flight testing for
aircraft ``incorporating turbine engines of a type not previously used
in a type certificated aircraft'' and at least 150 hours for all other
aircraft. Unless a totally new engine is used, it is rare that the
applicant is required to run a full 300-hour program. Generally, an
applicant with a new aircraft design, but with an engine previously
used in a type-certificated aircraft, would be required to conduct at
least 150 hours of F & R flight testing. As most VLJ projects appear to
be based on derivatives of the Williams FJ-33 engine or other
previously-certificated engines, we expect this requirement to hold for
[[Page 18137]]
the typical project subject to this proposed rule. Failures during F &
R flight testing, however, occasionally lead to extension of the
required hours. We estimate that the average extension is 10%, or 15
hours, so our ``typical'' estimate assumes 165 hours of F & R flight
testing. We double that estimate to also provide an estimate for a new
airplane design with a new engine design.
Our final figures are $317,066 for a 165-hour program and $634,132
for a 330-hour program.
Benefits of This Proposed Rule
We expect that adoption of this proposed rule would enhance safety
and reduce costs by substantially reducing the number of service
difficulties experienced post-certification. This expectation is
supported by evidence from the service experience of the EA-500. The
Eclipse SCR \7\ team looked at 85 Eclipse SDRs submitted between July
29, 2007 and May 13, 2008. The Eclipse SCR team ``concluded the
majority of the SDRs resulted from reliability issues separate from
compliance with the minimum FAA standards'' (see SCR, Executive
Summary). There also were 6 Eclipse-related ADs issued in the one-year
period between November 2007 and November 2008. In any case, the pitot/
angle of attack (AOA) issue (SCR, p. 25; AD 2008-02-04) is the one most
likely to have been uncovered by a mandatory F & R flight testing
program. Extending the AD estimate to the entire U.S.-registered
Eclipse EA-500 fleet (264 airplanes), we estimate the total cost of the
pitot/AOA problem to be $2.5 million. As discussed above, however, we
assess the probability of F & R flight testing uncovering the pitot/AOA
problem to be approximately 0.7 to 0.75. Using the lower figure, we
accordingly calculate the expected benefit as the total cost avoided of
$2.5 million times 0.7, or $1.8 million. Since the FAA issued a type
certificate on September 30, 2006, approximately 1.5 years prior to the
compliance date for this AD, we discount the expected benefit 1.5 years
to find present value benefit of $1.6 million.
---------------------------------------------------------------------------
\7\ Special Certification Review: Eclipse Aviation Corporation
Model EA-500 Airplane. Prepared for the Federal Aviation
Administration Associate Administrator for Aviation Safety,
September 12, 2008.
---------------------------------------------------------------------------
Thus, the $1.6 million benefit from avoiding just this one problem
greatly exceeds our $317,066 estimated typical cost of F & R flight
testing.
Initial Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The FAA believes that this proposed rule would not have a
significant impact on a substantial number of entities for the
following reason: The cost of requiring F & R flight testing is small
and a very small percentage of development, certification, and
production costs. Consequently, requiring F & R flight testing for
turbine-powered airplanes weighing 6,000 pounds or less would have a
minimal cost impact on manufacturers of airplanes in this category.
Therefore the FAA certifies that this proposed rule would not have a
significant economic impact on a substantial number of small entities.
The FAA solicits comments regarding this determination.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this proposed rule and determined the
purpose is to promote safety and is thus not considered an unnecessary
obstacle to foreign commerce of the United States.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(adjusted annually for inflation with the base year 1995) in any one
year by state, local, and tribal governments, in the aggregate, or by
the private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $136.1 million.
This proposed rule does not contain such a mandate. The
requirements of Title II do not apply to this proposal.
Executive Order 13132, Federalism
The FAA analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action would not have a substantial direct effect on the States, or the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, therefore, would not have federalism implications.
Regulations Affecting Intrastate Aviation in Alaska
Section 1205 of the FAA Reauthorization Act of 1996 (110 Stat.
3213) requires the Administrator, when modifying regulations in Title
14 of the CFR in a manner affecting intrastate aviation in Alaska, to
consider the extent to which Alaska is not served by transportation
modes other than aviation, and to establish appropriate regulatory
distinctions. The proposed rule would apply to the certification of
airplanes that may be used for air transportation in Alaska. In light
of air transportation needs, and terrain and aviation environment
conditions unique
[[Page 18138]]
to that state, we anticipate that safety benefits of the proposal would
be correspondingly higher than expected for aviation operations in the
continental National Airspace System (NAS).
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this proposed rulemaking action qualifies for the
categorical exclusion identified in paragraph 312(f) and involves no
extraordinary circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this proposal under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant regulatory action'' under the executive order because
it is not a ``significant regulatory action'' under Executive Order
12866, and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
Additional Information
Comments Invited:
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. We also
invite comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, please send only one copy of written comments, or
if you are filing comments electronically, please submit your comments
only one time.
We will file in the docket all comments we receive, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. Before acting on this proposal, we
will consider all comments we receive on or before the closing date for
comments. We will consider comments filed after the comment period has
closed if it is possible to do so without incurring expense or delay.
We may change this proposal in light of the comments we receive.
Proprietary or Confidential Business Information:
Do not file in the docket information that you consider to be
proprietary or confidential business information. Send or deliver this
information directly to the person identified in the FOR FURTHER
INFORMATION CONTACT section of this document. You must mark the
information that you consider proprietary or confidential. If you send
the information on a disk or CD-ROM, mark the outside of the disk or
CD-ROM and also identify electronically within the disk or CD-ROM the
specific information that is proprietary or confidential.
Under 14 CFR 11.35(b), when we are aware of proprietary information
filed with a comment, we do not place it in the docket. We hold it in a
separate file to which the public does not have access, and we place a
note in the docket that we have received it. If we receive a request to
examine or copy this information, we treat it as any other request
under the Freedom of Information Act (5 U.S.C. 552). We process such a
request under the DOT procedures found in 49 CFR part 7.
Availability of Rulemaking Documents:
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov):
2. Visiting the FAA's Regulations and Policies web page at https://www.faa.gov/regulations_policies: or
3. Accessing the Government Printing Office's web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number or notice number of this rulemaking.
You may access all documents the FAA considered in developing this
proposed rule, including economic analyses and technical reports, from
the Internet through the Federal eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Part 21
Aircraft, Aviation safety, Exports, Imports, Reporting and
recordkeeping requirements.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend Chapter I of Title 14, Code of Federal
Regulations, as follows:
PART 21--CERTIFICATION PROCEDURES FOR PRODUCTS, ARTICLES, AND PARTS
1. The authority citation for part 21 continues to read as follows:
Authority: 42 U.S.C. 7572; 49 U.S.C. 106(g), 40105, 40113,
44701-44702, 44704, 44707, 44709, 44711, 44713, 44715, 45303.
2. Amend Sec. 21.35 by revising paragraph (b)(2) to read as
follows:
Sec. 21.35 Flight tests.
* * * * *
(b) * * *
(2) For aircraft to be certificated under this subchapter, except
gliders and except reciprocating engine powered airplanes of 6,000 lbs.
or less maximum certificated weight that are to be certificated under
part 23 of this chapter, to determine whether there is reasonable
assurance that the aircraft, its components, and its equipment are
reliable and function properly.
* * * * *
Issued in Washington, DC, on April 2, 2010.
Kalene C. Yanamura,
Acting Director, Aircraft Certification Service.
[FR Doc. 2010-8130 Filed 4-8-10; 8:45 am]
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