Fisheries of the Exclusive Economic Zone Off Alaska; Chinook Salmon Bycatch Management in the Bering Sea Pollock Fishery, 14016-14056 [2010-6082]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 090511911–91132–01]
RIN 0648–AX89
Fisheries of the Exclusive Economic
Zone Off Alaska; Chinook Salmon
Bycatch Management in the Bering
Sea Pollock Fishery
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AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
SUMMARY: NMFS proposes regulations to
implement Amendment 91 to the
Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP). If approved, Amendment 91
would be a novel approach to managing
Chinook salmon bycatch in the Bering
Sea pollock fishery that combines a
limit on the amount of Chinook salmon
that may be caught incidentally with an
incentive plan agreement and
performance standard designed to
minimize bycatch to the extent
practicable in all years and prevent
bycatch from reaching the limit in most
years. This action is necessary to
minimize Chinook salmon bycatch in
the Bering Sea pollock fishery to the
extent practicable while maximizing the
potential for the full harvest of the
pollock total allowable catch within
specified prohibited species catch
limits. Amendment 91 is intended to
promote the goals and objectives of the
Magnuson-Stevens Fishery
Conservation and Management Act, the
FMP, and other applicable laws.
DATES: Comments must be received no
later than May 7, 2010.
ADDRESSES: You may submit comments,
identified by RIN 0648–AX89, by any
one of the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal https://
www.regulations.gov.
• Fax: (907) 586–7557, Attn: Ellen
Sebastian.
• Mail: P.O. Box 21668, Juneau, AK
99802.
• Hand Delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
Instructions: No comments will be
posted for public viewing until after the
comment period has closed. All
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comments received are a part of the
public record and will generally be
posted to https://www.regulations.gov
without change. All Personal Identifying
Information (for example, name,
address, etc.) voluntarily submitted by
the commenter may be publicly
accessible. Do not submit Confidential
Business Information or otherwise
sensitive or protected information.
NMFS will accept anonymous
comments (enter N/A in the required
fields, if you wish to remain
anonymous). You may submit
attachments to electronic comments in
Microsoft Word, Excel, WordPerfect, or
Adobe PDF file formats only.
Electronic copies of Amendment 91,
the Final Environmental Impact
Statement (EIS), the Final Regulatory
Impact Review (RIR), and the Initial
Regulatory Flexibility Analysis (IRFA)
prepared for this action may be obtained
from https://www.regulations.gov or from
the NMFS Alaska Region Web site at
https://alaskafisheries.noaa.gov. Written
comments regarding the burden-hour
estimates or other aspects of the
collection-of-information requirements
contained in this proposed rule may be
submitted to NMFS at the above
address, e-mailed to
David_Rostker@omb.eop.gov, or faxed to
202–395–7285.
FOR FURTHER INFORMATION CONTACT:
Gretchen Harrington or Seanbob Kelly,
907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fisheries in the
exclusive economic zone (EEZ) of the
Bering Sea and Aleutian Islands
Management Area (BSAI) under the
Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP). The North Pacific Fishery
Management Council (Council)
prepared the FMP under the authority of
the Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act), 16 U.S.C. 1801
et seq. Regulations governing U.S.
fisheries and implementing the FMP
appear at 50 CFR parts 600 and 679.
This proposed rule would implement
Amendment 91 to the FMP. The Council
has submitted Amendment 91 for
review by the Secretary of Commerce,
and a Notice of Availability (NOA) of
this amendment was published in the
Federal Register on February 18, 2010
(75 FR 7228) with comments invited
through April 19, 2010. Respondents do
not need to submit the same comments
on both the NOA and this proposed
rule. All relevant written comments
received by the end of the applicable
comment period, whether specifically
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directed to the FMP amendment, this
proposed rule, or both, will be
considered in the approval/disapproval
decision for Amendment 91 and
addressed in the response to comments
in the final decision.
The Bering Sea Pollock Fishery
This proposed rule applies to owners
and operators of catcher vessels,
catcher/processors, motherships,
inshore processors, and the six Western
Alaska Community Development Quota
(CDQ) Program groups participating in
the pollock (Theragra chalcogramma)
fishery in the Bering Sea (BS) subarea of
the BSAI. A detailed physical
description of the BS subarea is
contained in Section 1.3 of the EIS (see
ADDRESSES). The BS pollock fishery is
the largest single species fishery, by
volume, in the United States. The first
wholesale gross value of this fishery was
more than 1.4 billion dollars in 2008.
The BS pollock fishery is managed
under the American Fisheries Act (AFA)
(16 U.S.C. 1851 note). Currently, pollock
in the BSAI is managed as three separate
units: the BS subarea, the Aleutian
Islands (AI) subarea, and the Bogoslof
District of the BS subarea. Separate
overfishing limits, acceptable biological
catch limits, and total allowable catch
(TAC) limits are specified annually for
BS pollock, AI pollock, and Bogoslof
pollock. In 2009, the BS pollock TAC
was 815,000 metric tons (mt), the AI
pollock TAC was 19,000 mt, and the
Bogoslof pollock TAC was 50 mt.
Additional information about the
pollock fisheries is in Section 1.4 of the
EIS, Section 2.1 of the RIR (see
ADDRESSES), and in the annual
specifications for the BSAI groundfish
fisheries (74 FR 7359; February 17,
2009).
Ten percent of the AI pollock TAC is
allocated to the CDQ Program while the
remaining 90 percent is divided
between the Aleut Corporation and the
incidental catch allowance (70 FR 9856;
March 1, 2005). Under § 679.22(a)(7)(i),
directed fishing for pollock is not
allowed in the Bogoslof District and the
entire TAC is allocated as an incidental
catch allowance for pollock harvested in
other groundfish directed fisheries that
occur in this area. Amendment 91
would not affect the management of
pollock fisheries in the AI or the status
of pollock fishing in the Bogoslof
District. This proposed rule applies only
to management of the pollock fishery in
the BS. Therefore, in this document, the
word ‘‘fishery’’ refers only to the BS
pollock fishery, unless otherwise
specified.
In October 1998, Congress enacted the
AFA, which ‘‘rationalized’’ the BS
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pollock fishery by identifying the
vessels and processors eligible to
participate in the fishery and allocating
pollock among those eligible
participants. Under the AFA, 10 percent
of the BS pollock TAC is allocated to the
CDQ Program. After the CDQ Program
allocation is subtracted, an amount
needed for the incidental catch of
pollock in other BS groundfish fisheries
is subtracted from the TAC. In 2009, the
CDQ allocation was 81,500 mt of
pollock and the incidental catch
allowance was 29,340 mt. The ‘‘directed
fishing allowance’’ is the remaining
amount of pollock, after subtraction of
the CDQ Program allocation and the
incidental catch allowance. The
directed fishing allowance is then
allocated among the AFA inshore sector
(50 percent), the AFA catcher/processor
sector (40 percent), and the AFA
mothership sector (10 percent). Pollock
allocations to the CDQ Program and the
other three AFA sectors are further
allocated annually between two
seasons—40 percent to the A season
(January 20 to June 10) and 60 percent
to the B season (June 10 to November 1).
The allocation of pollock to the CDQ
Program is further allocated among the
six non-profit corporations (CDQ
groups) that represent the 65
communities eligible for the CDQ
Program under section 305(i)(1)(D) of
the Magnuson-Stevens Act. The
percentage allocations of pollock among
the six CDQ groups that currently are in
effect were approved by NMFS in 2005
based on recommendations from the
State of Alaska (State). These percentage
allocations are now the required
allocations of pollock among the CDQ
groups under section 305(i)(1)(B) of the
Magnuson-Stevens Act. More
information about the allocations of
pollock, other groundfish, crab, and
prohibited species (including Chinook
salmon) among the six CDQ groups is
provided in a Federal Register notice
that described the effect of the 2006
amendments to the Magnuson-Stevens
Act on CDQ Program allocations (71 FR
51804; August 31, 2006). The CDQ
Program also is described in more detail
in the ‘‘Classification’’ section of this
proposed rule.
CDQ groups typically sell or lease
their pollock allocations to harvesting
partners, including vessels owned, in
part, by the CDQ group. Although CDQ
groups are not required to partner with
AFA-permitted vessels to harvest CDQ
pollock, to date, the vessels harvesting
CDQ pollock have been AFA permitted
vessels. The CDQ pollock allocations
have most often been harvested by
catcher/processors or catcher vessels
delivering to a mothership. However,
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some pollock CDQ has been delivered to
inshore processing plants in past years.
The AFA allowed for the formation of
fishery cooperatives within the nonCDQ sectors. The purpose of these AFA
cooperatives is to further subdivide each
sector’s or inshore cooperative’s pollock
allocation among participants in the
sector or cooperative through private
contractual agreements. The
cooperatives manage these allocations to
ensure that individual vessels and
companies do not harvest more than
their agreed upon share. The
cooperatives also facilitate transfers of
pollock among the cooperative
members, enforce contract provisions,
and participate in the intercooperative
agreement to reduce salmon bycatch.
Each year, catcher vessels eligible to
deliver pollock to the seven eligible
AFA inshore processors may form
inshore cooperatives associated with a
particular inshore processor. NMFS
permits the inshore cooperatives,
allocates pollock to them, and manages
these allocations through a regulatory
prohibition against an inshore
cooperative exceeding its pollock
allocation. The amount of pollock
allocated to each inshore cooperative is
based on the member vessel’s pollock
catch history from 1995 through 1997,
as required under section 210(b) of the
AFA (16 U.S.C. 1851 note). These
catcher vessels are not required to join
an inshore cooperative. Those that do
not join an inshore cooperative are
managed by NMFS under the ‘‘inshore
open access fishery’’. In recent years, all
inshore catcher vessels have joined one
of seven inshore cooperatives. However,
NMFS has been notified that in 2010
one inshore catcher vessel will not join
an inshore cooperative and will be
fishing in the inshore open access
fishery.
The AFA catcher/processor sector is
made up of the catcher/processors and
catcher vessels eligible under the AFA
to deliver to catcher/processors. Owners
of the catcher/processors that are listed
by name in the AFA and still active in
the BS pollock fishery have formed a
cooperative called the Pollock
Conservation Cooperative (PCC). The
remaining catcher/processor, the F/V
Ocean Peace, is not listed by name in
the AFA, but is eligible to harvest up to
0.5 percent of the allocation of BS
pollock to the catcher/processor sector.
This portion of the catcher/processor
sector’s allocation of BS pollock is
reserved for ‘‘unlisted’’ catcher/
processors that meet certain
requirements, which only the F/V
Ocean Peace meets. Owners of the
catcher vessels eligible to deliver
pollock to the catcher/processors have
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formed a cooperative called the High
Seas Catcher’s Cooperative (HSCC).
The AFA mothership sector is made
up of three motherships and the catcher
vessels eligible under the AFA to
deliver pollock to these motherships.
These catcher vessels have formed a
cooperative called the Mothership Fleet
Cooperative (MFC). The MFC does not
include the owners of the three
motherships. The primary purpose of
the cooperative is to sub-allocate the
mothership sector pollock allocation
among the catcher vessels authorized to
harvest this pollock and to manage these
allocations.
NMFS does not manage the suballocations of pollock among members
of the PCC, HSCC, or MFC. The
cooperatives control the harvest by their
member vessels so that the pollock
allocation to the sector is not exceeded.
However, NMFS monitors pollock
harvest by all members of the catcher/
processor sector and mothership sector.
NMFS retains the authority to close
directed fishing for pollock by a sector
if vessels in that sector continue to fish
once the sector’s seasonal allocation of
pollock has been harvested.
Chinook Salmon Bycatch in the Bering
Sea Pollock Fishery
Pollock is harvested with fishing
vessels using trawl gear, which are large
nets towed through the water by the
vessel. Chinook salmon and pollock
occur in the same locations in the BS.
Consequently, Chinook salmon are
accidently caught in the nets as
fishermen target pollock.
The Magnuson-Stevens Act defines
bycatch as fish that are harvested in a
fishery, which are not sold or kept for
personal use. Therefore, Chinook
salmon caught in the BS pollock fishery
are considered bycatch under the
Magnuson-Stevens Act, the FMP, and
NMFS regulations at 50 CFR part 679.
Bycatch of any species, including
discard or other mortality caused by
fishing, is a concern of the Council and
NMFS. National Standard 9 of the
Magnuson-Stevens Act requires the
Council to select, and NMFS to
implement, conservation and
management measures that, to the
extent practicable, minimize bycatch
and bycatch mortality.
The bycatch of culturally and
economically valuable species like
Chinook salmon, which are fully
allocated and, in some cases, facing
conservation concerns, are categorized
as prohibited species under the FMP
and are the most regulated and closely
managed category of bycatch. Chinook
salmon, all other species of salmon (a
category called ‘‘non-Chinook salmon’’),
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steelhead trout, Pacific halibut, king
crab, Tanner crab, and Pacific herring
are classified as prohibited species in
the groundfish fisheries off Alaska. As a
prohibited species, fishermen must
avoid salmon bycatch and any salmon
caught must either be donated to the
Prohibited Species Donation (PSD)
Program under § 679.26, or returned to
Federal waters as soon as is practicable,
with a minimum of injury, after an
observer has determined the number of
salmon and collected any scientific data
or biological samples.
The PSD Program was initiated to
reduce the amount of edible protein
discarded under prohibited species
catch (PSC) regulatory requirements
(§ 679.21). One reason for requiring the
discard of prohibited species is that
some of the fish may live if they are
returned to the sea with a minimum of
injury and delay. However, salmon
caught incidentally in trawl nets always
die as a result of that capture. The PSD
Program allows enrolled seafood
processors to retain salmon bycatch for
distribution to economically
disadvantaged individuals through taxexempt hunger relief organizations.
The BS pollock fishery catches up to
95 percent of the Chinook salmon taken
incidentally as bycatch in the BSAI
groundfish fisheries. From 1992 through
2001, the average Chinook salmon
bycatch in the BS pollock fishery was
32,482. Bycatch increased substantially
from 2002 through 2007, to an average
of 74,067 Chinook salmon per year. A
historic high of approximately 122,000
Chinook salmon were taken in the BS
pollock fishery in 2007. However,
Chinook salmon bycatch has declined in
recent years to 20,493 in 2008 and
12,410 in 2009. The causes of the
decline in Chinook salmon bycatch in
2008 and 2009 are unknown. The
decline is most likely due to a
combination of factors, including
changes in abundance and distribution
of Chinook salmon and pollock, and
changes in fleet behavior to avoid
salmon bycatch.
Chinook salmon bycatch also varies
seasonally and by sector. In most years,
the majority of Chinook salmon bycatch
occurs during the A season. Since 2002,
catcher vessels in the inshore sector
typically have caught the highest
number of Chinook salmon and had the
highest bycatch rates by sector in both
the A and B seasons. Since 1999, under
the AFA, the inshore sector has been
allocated about 45 percent of the
pollock TAC (the percentage changes
slightly in some years because the
amount of pollock subtracted from the
TAC for incidental catch varies).
However, the inshore sector has always
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caught more than 45 percent of Chinook
salmon bycatch. For example, in 2007,
the inshore sector was allocated 44
percent of the pollock TAC, but caught
63 percent of the Chinook salmon
bycatch, and in 2008 it was allocated 43
percent of the TAC, but caught 55
percent of the Chinook salmon bycatch
in the BS pollock fishery. Over this
same time period, the catcher/processor
sector has taken a smaller portion of the
Chinook salmon bycatch relative to their
35 percent allocation of pollock TAC (26
percent of the Chinook salmon bycatch
in 2007 and 18 percent in 2008). The
variation in bycatch rates among sectors
and seasons is due, in part, to the
different fishing practices and patterns
each sector uses to fully harvest their
pollock allocations in the A and B
seasons.
In years of historically high Chinook
salmon bycatch in the BS pollock
fishery (2003 through 2007), the rate of
Chinook salmon bycatch averaged 52
Chinook salmon per 1,000 tons of
pollock harvested. With so few salmon
relative to the large amount of pollock
harvested, Chinook salmon encounters
are difficult to predict or avoid.
Development of intercooperative
agreements that require vessel-level
cooperation to share information about
areas of high Chinook salmon encounter
rates probably are the best tool that the
industry currently has to quickly
identify areas of high bycatch and to
avoid fishing there. However, it will
continue to be difficult to predict when
and where large amounts of Chinook
salmon bycatch will be encountered by
the pollock fleet, primarily because of
the current lack of understanding of the
biological and oceanographic conditions
that influence the distribution and
abundance of salmon in the areas where
the pollock fishery occurs.
Status of Chinook Salmon Stocks and
Fisheries in Western Alaska
Chinook salmon taken in the BS
pollock fishery originate from Alaska,
the Pacific Northwest, Canada, and
Asian countries along the Pacific Rim.
Estimates vary, but more than half of the
Chinook salmon bycatch in the BS
pollock fishery may be destined for
western Alaska. Western Alaska
includes the Bristol Bay, Kuskokwim,
Yukon, and Norton Sound areas. In
general, western Alaska Chinook salmon
stocks declined sharply in 2007 and
remained depressed in 2008 and 2009.
Chapter 5 of the EIS provides additional
information about Chinook salmon
biology, distribution, and stock
assessments by river system or region
(see ADDRESSES).
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Chinook salmon support subsistence,
commercial, personal use, and sport
fisheries in their regions of origin. The
Alaska Board of Fisheries adopts
regulations through a public process to
conserve fisheries resources and to
allocate fisheries resources to the
various users. The State of Alaska
Department of Fish and Game (ADF&G)
manages the salmon commercial,
subsistence, sport, and personal use
fisheries. The first management priority
is to meet spawning escapement goals to
sustain salmon resources for future
generations. The next priority is for
subsistence use under both state and
federal law. Chinook salmon serves as a
primary subsistence food in some areas.
Subsistence fisheries management
includes coordination with U.S. federal
agencies where federal rules apply
under the Alaska National Interest
Lands Conservation Act.
In recent years of low Chinook salmon
returns, the in-river harvest of western
Alaska Chinook salmon has been
severely restricted and, in some cases,
river systems have not met escapement
goals. Surplus fish beyond escapement
needs and subsistence use are made
available for other uses. Commercial
fishing for Chinook salmon may provide
the only source of income for many
people who live in remote villages.
Chapter 3 of the RIR provides an
overview of the importance of
subsistence harvests and commercial
harvests (see ADDRESSES).
Yukon River salmon fisheries
management includes obligations under
an international treaty with Canada. In
2007 and 2008, the United States did
not meet the Yukon River Chinook
salmon escapement goals established
with Canada by the Yukon River
Agreement to the Pacific Salmon Treaty
(PST) of 2002. As of October 29, 2009,
the preliminary estimate of escapement
into Canada was approximately 68,400
Chinook salmon, which exceeds the
2009 interim management escapement
goal of 45,000 Chinook salmon and
provides for harvest sharing under the
Yukon River Agreement to the PST.
Current Management of Chinook
Salmon Bycatch in the Bering Sea and
Aleutian Islands
Over the past 15 years, the Council
and NMFS have implemented several
management measures to limit Chinook
salmon bycatch in the BSAI trawl
fisheries. In 1995, the Council adopted,
and NMFS approved, Amendment 21b
to the FMP. Based on historic
information regarding the location and
timing of Chinook salmon bycatch,
Amendment 21b established annual
PSC limits for Chinook salmon and
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specific seasonal no-trawling zones in
the Chinook Salmon Savings Area that
would close when the limits were
reached. These regulations prohibited
trawling in the Chinook Salmon Savings
Area through April 15, once the PSC
limit of 48,000 Chinook salmon was
reached (60 FR 31215; November 29,
1995).
In 2000, the Council and NMFS
implemented Amendment 58 to the
FMP, which reduced the Chinook
Salmon Savings Area closure limit to
29,000 Chinook salmon, redefined the
Chinook Salmon Savings Area as two
non-contiguous areas of the BSAI (Area
1 in the AI subarea and Area 2 in the
BS subarea), and established new
closure periods (65 FR 60587; October
12, 2000).
Chinook salmon bycatch management
measures in the BSAI were most
recently revised under Amendments 82
and 84 to the FMP. In 2005,
Amendment 82 established the AI
Chinook salmon PSC limit of 700 fish,
which, when reached, closes the
directed pollock fishery in Area 1 (the
AI) of the Chinook Salmon Savings Area
(70 FR 9856; March 1, 2005).
The Council adopted Amendment 84
in October 2005 to address increases in
Chinook and non-Chinook salmon
bycatch that were occurring despite PSC
limits that triggered closure of the
Chinook and Chum Salmon Savings
Areas. Amendment 84 established in
Federal regulations the salmon bycatch
intercooperative agreement (ICA) which
allows vessels participating in the BS
pollock fishery to use their internal
cooperative structure to reduce Chinook
and non-Chinook salmon bycatch using
a method called the voluntary rolling
hotspot system (VRHS). Through the
VRHS, industry members provide each
other real-time salmon bycatch
information so that they can avoid areas
of high Chinook or non-Chinook salmon
bycatch rates. The VRHS was
implemented voluntarily by the fleet in
2002. Amendment 84 exempts vessels
participating in the salmon bycatch
reduction ICA from salmon savings area
closures and revised the Chum Salmon
Savings Area closure to only apply to
vessels directed fishing for pollock,
rather than to all vessels using trawl
gear. The exemptions to savings area
closures for participants in the VRHS
ICA were implemented by NMFS in
2006 and 2007 through an exempted
fishing permit. Regulations
implementing Amendment 84 were
approved in 2007 (72 FR 61070; October
29, 2007), and a salmon bycatch
reduction ICA using the VRHS was
approved by NMFS in January 2008.
Amendment 84 requires that parties to
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the ICA be the AFA cooperatives or the
CDQ groups. All AFA cooperatives and
CDQ groups participate in the VRHS
ICA.
Using a system specified in
regulations, the VRHS ICA assigns
vessels in a cooperative to certain tiers,
based on bycatch rates of vessels in that
cooperative relative to a base rate, and
implements large area closures for
vessels in tiers associated with higher
bycatch rates. The VRHS ICA managers
monitor salmon bycatch in the pollock
fisheries and announce area closures for
areas with relatively high salmon
bycatch rates. Monitoring and
enforcement are accomplished through
private contractual arrangements. The
efficacy of voluntary closures and
bycatch reduction measures must be
reported to the Council annually.
Objectives of and Rationale for
Amendment 91 and this Proposed Rule
While the annual reports suggest that
the VRHS ICA has reduced Chinook
salmon bycatch rates compared to what
they would have been without the ICA,
the highest historical Chinook salmon
bycatch occurred in 2007 when the ICA
was in effect under an exempted fishing
permit. This high level of bycatch
illustrated that, while the management
measures implemented under
Amendment 84 provided the pollock
fleet with tools to reduce salmon
bycatch, these measures contain no
effective upper limit on the amount of
salmon bycatch that could occur in the
BS pollock fishery.
The principal objective of Chinook
salmon bycatch management in the BS
pollock fishery is to minimize Chinook
salmon bycatch to the extent
practicable, while achieving optimum
yield. Minimizing Chinook salmon
bycatch while achieving optimum yield
is necessary to maintain a healthy
marine ecosystem, ensure long-term
conservation and abundance of Chinook
salmon, provide maximum benefit to
fishermen and communities that depend
on Chinook salmon and pollock
resources, and comply with the
Magnuson-Stevens Act and other
applicable federal law.
In April 2009, the Council adopted
Amendment 91 and recommended that
NMFS develop regulations to
implement that action. In developing
Amendment 91, the Council considered
consistency with the Magnuson-Stevens
Act’s 10 National Standards. The
Council designed its recommended
alternative to balance the competing
demands of the National Standards.
Specifically, the Council recognized the
need to balance and be consistent with
both National Standard 9 and National
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Standard 1. National Standard 9
requires that conservation and
management measures shall, to the
extent practicable, minimize bycatch.
National Standard 1 requires that
conservation and management measures
shall prevent overfishing while
achieving, on a continuing basis, the
optimum yield from each fishery for the
U.S. fishing industry. The ability to
harvest the entire pollock TAC in any
given year is not determinative of
whether the BSAI groundfish fishery
achieves optimum yield. Providing the
opportunity for the fleet to harvest its
TAC is one aspect of achieving optimum
yield in the long term.
Amendment 91 combines a limit on
the amount of Chinook salmon that may
be caught incidentally with a novel
approach designed to minimize bycatch
to the extent practicable in all years and
prevent bycatch from reaching the limit
in most years. In developing this
program, the Council recognized that
the number of Chinook salmon caught
as bycatch in the BS pollock fishery is
highly variable from year to year, from
sector to sector, and even from vessel to
vessel. Current information about
Chinook salmon is insufficient to
determine the reasons for high or low
encounters of Chinook salmon in the
pollock fishery or the degree to which
encounter rates are related to Chinook
salmon abundance or other conditions.
The uncertainty and variability in
Chinook salmon bycatch led the Council
to create a program with a combination
of management measures that together
achieve its objective to minimize
bycatch to the extent practicable in all
years while providing the fleet the
flexibility to harvest the pollock TAC.
Under Amendment 91, the PSC limit
would be 60,000 Chinook salmon if
some or all of the pollock industry
participates in an industry-developed
contractual arrangement, called an
incentive plan agreement (IPA), that
establishes an incentive program to
minimize bycatch at all levels of
Chinook salmon abundance.
Participation in an IPA would be
voluntary; however, any vessel or CDQ
group that chooses not to participate in
an IPA would be subject to a restrictive
opt-out allocation (also called a
backstop cap).
To ensure participants develop
effective IPAs, participants would
demonstrate to the Council through
performance and annual reports that the
IPA is accomplishing the Council’s
intent that each vessel does its best to
avoid Chinook salmon at all times while
fishing for pollock and, that collectively,
bycatch is minimized in each year. The
Council believed that the addition of an
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IPA that could impose rewards for
avoiding Chinook salmon bycatch,
penalties for failure to avoid Chinook
salmon bycatch at the vessel level, or
both, would warrant setting the PSC
limit at 60,000 Chinook salmon. The
Council recognized that while the IPA
should minimize bycatch in all years to
a level below the limit, a limit of 60,000
Chinook salmon would provide the
industry the flexibility to harvest the
pollock TAC in high-encounter years
when bycatch was extremely difficult to
avoid.
A 47,591 Chinook salmon PSC limit
would apply fleet-wide if industry does
not form any IPAs. This PSC limit of
47,591 Chinook salmon is the
approximate 10-year average of Chinook
salmon bycatch from 1997 to 2006. The
Council determined that the 47,591 PSC
limit was an appropriate limit on
Chinook salmon bycatch in the BS
pollock fishery if no other incentives
were operating to minimize bycatch
below this level.
Both PSC limits would be divided
between the A and B seasons and
allocated to AFA sectors, cooperatives,
and CDQ groups as transferable PSC
allocations. Transferability is expected
to mitigate the variation in the
encounter rates of salmon bycatch
among sectors, CDQ groups, and
cooperatives in a given season by
allowing eligible participants to obtain a
larger portion of the PSC allocation in
order to harvest their pollock allocation
or to transfer surplus allocation to other
entities. When a transferable PSC
allocation is reached, the affected sector,
inshore cooperative, or CDQ group
would have to stop fishing for pollock
for the remainder of the season even if
its pollock allocation had not been fully
harvested.
The Council also recommended a
sector-level performance standard as an
additional tool to ensure that the IPA is
effective and that sectors do not fully
harvest the Chinook salmon PSC
allocations under the 60,000 Chinook
salmon PSC limit in most years. For a
sector to continue to receive Chinook
salmon PSC allocations under the
60,000 Chinook salmon PSC limit, that
sector may not exceed its annual
threshold amount in any three years
within seven consecutive years. If a
sector fails this performance standard, it
will permanently be allocated a portion
of the 47,591 Chinook salmon PSC limit.
The Council believed that the risk of
bearing the potential economic impacts
of a reduction from the 60,000 PSC limit
to the 47,591 PSC limit would create
incentives for fishery participants to
cooperate in an effective IPA.
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In selecting the appropriate Chinook
salmon bycatch management program,
the Council considered a wide range of
alternatives to assess the impacts of
minimizing Chinook salmon bycatch to
the extent practicable while maximizing
the potential for the full harvest of the
pollock TAC. The Council considered
the trade-offs between the potential
Chinook salmon saved and the forgone
pollock catch. The EIS and RIR contain
a complete description of the
alternatives and a comparative analysis
of the potential impacts of the
alternatives (see ADDRESSES).
The Council considered an alternative
that would implement a single PSC
limit, with no additional measures.
However, the Council determined that a
single PSC limit alone is not the
optimum mechanism to minimize
Chinook salmon bycatch at all levels of
Chinook salmon abundance and at all
rates of Chinook salmon encounters in
the pollock fishery.
A relatively high PSC limit alone
would not constrain the pollock fishery
in most years, so it would not achieve
the Council’s goal of minimizing
Chinook salmon bycatch to the extent
practicable. A high PSC limit in years of
low Chinook salmon encounters would
not provide incentives for the pollock
fleet to reduce bycatch at all, even if
lower bycatch could have been achieved
at minimal expense. If low encounters
are due to low Chinook salmon
abundance in one or more stocks, a high
PSC limit alone would not address
biological concerns about the potential
impact of bycatch on Chinook salmon
stocks.
A low PSC limit would reduce
Chinook salmon bycatch below historic
high levels. However, it could limit the
pollock fishery harvests below the
pollock TAC in many years because a
low PSC limit would not accommodate
the high variability in Chinook salmon
encounter rates experienced in the BS
pollock fishery, or the unpredictability
of these rates. While a low PSC limit
alone would ensure bycatch does not
exceed that level, it would not provide
any incentives or mechanism to further
reduce bycatch below that limit. As a
result, if low encounters are due to low
Chinook salmon abundance in one or
more stocks, even a low PSC limit alone
would not address biological concerns
about the potential impact of bycatch on
Chinook salmon stocks. Additionally, if
the low PSC limit were allocated to
sectors, cooperatives, and CDQ groups,
it could result in allocations so small
that it could effectively preclude
pollock fishing by a vessel or group of
vessels. On the other hand, not
allocating the PSC limit could result in
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a race to fish, which would undermine
the rationalized management of the AFA
and the current pollock fishery
management.
Proposed Bering Sea Chinook Salmon
Bycatch Management Measures
This proposed rule to implement the
provisions of Amendment 91, as
recommended by the Council, includes
two Chinook salmon PSC limits (60,000
Chinook salmon and 47,591 Chinook
salmon). For each PSC limit, NMFS
would issue Chinook salmon PSC
allocations to the catcher/processor
sector, the mothership sector, the
inshore cooperatives, and the CDQ
groups. Separate allocations would be
issued for the A season and the B
season. Chinook salmon remaining from
the A season could be used in the B
season (‘‘rollover’’). Entities could
transfer PSC allocations within a season
and could also receive transfers of
Chinook salmon bycatch to cover
overages (‘‘post-delivery transfers’’).
If NMFS approves an IPA, NMFS
would issue transferable allocations of
the 60,000 Chinook salmon PSC limit to
those sectors that remain in compliance
with the performance standard. The
performance standard requires each
sector to maintain its Chinook salmon
bycatch within its portion of 47,591
Chinook salmon in at least five out of
every seven consecutive years. Sector
and cooperative allocations would be
reduced if members of the sector
decided not to participate in an IPA.
Vessels and CDQ groups that do not
participate in an IPA would fish under
a restricted opt-out allocation. If a whole
sector does not participate in an IPA, all
members of that sector would fish under
the opt-out allocation.
NMFS would issue transferable
allocations of the 47,591 Chinook
salmon PSC limit to all sectors,
cooperatives, and CDQ groups if no IPA
is approved or to the sectors that exceed
the performance standard.
Under Amendment 91, NMFS would
remove from existing regulations the
29,000 Chinook salmon PSC limit in the
BS, the Chinook Salmon Savings Areas
in the BS, exemption from Chinook
Salmon Savings Area closures for
participants in the VRHS ICA, and
Chinook salmon as a component of the
VRHS ICA. This proposed action would
not change any regulations affecting the
management of Chinook salmon in the
AI or non-Chinook salmon in the BSAI.
The Council is currently considering a
separate action to modify the nonChinook salmon management measures
to minimize non-Chinook salmon
bycatch.
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Allocations of the 60,000 or the 47,591
Chinook Salmon Prohibited Species
Catch Limits
Both the 60,000 and the 47,591
Chinook salmon PSC limits would be
allocated among the catcher/processor
sector, the mothership sector, inshore
sector, and CDQ Program using a
method that recognizes that sectors have
different fishing patterns and needs for
salmon bycatch in order to harvest their
AFA pollock allocation (Table 1). The
percentage allocations recommended by
the Council are based on an adjusted
14021
five-year (2002 to 2006) historical
average proportion of the Chinook
salmon bycatch by sector and season,
and are shown in Table 1. The basis for
these percentage allocations is
explained in more detail in section 2.5.2
of the EIS (see ADDRESSES).
TABLE 1—PERCENTAGE ALLOCATIONS AND AMOUNTS OF THE CHINOOK SALMON PROHIBITED SPECIES CATCH LIMIT
PSC Limit
(#s of Chinook salmon)
Percentage allocations to each sector
60,000
47,591
42,000
3,906
20,916
3,360
13,818
33,314
3,098
16,591
2,665
10,960
B season allocation: 30.0 ................................................................................................................................
CDQ Program—5.5 ..................................................................................................................................
Inshore Sector—69.3 ................................................................................................................................
Mothership Sector—7.3 ............................................................................................................................
Catcher/Processor Sector—17.9 ..............................................................................................................
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A season allocation: 70.0 ................................................................................................................................
CDQ Program—9.3 ..................................................................................................................................
Inshore Sector—49.8 ................................................................................................................................
Mothership Sector—8.0 ............................................................................................................................
Catcher/Processor Sector—32.9 ..............................................................................................................
18,000
990
12,474
1,314
3,222
14,277
785
9,894
1,042
2,556
Allocations of Chinook salmon PSC to
the inshore sector would be further
allocated among the inshore
cooperatives based on the proportion of
the inshore pollock allocation made to
each inshore cooperative under
§ 679.62(a)(1). Pollock allocations to the
inshore cooperatives can change from
year to year if membership in the
cooperatives changes because the
cooperative’s pollock allocation is
determined by the percentage of pollock
assigned to each vessel in the sector.
Column D of proposed Table 47c to part
679 shows the percentage of the inshore
sector’s pollock allocation assigned to
each catcher vessel. The amount of
Chinook salmon PSC that would be
allocated to each inshore cooperative
would be determined each year after the
inshore cooperative permit applications
are received on December 1. If the
owner of an AFA catcher vessel eligible
to deliver pollock to an inshore
processor does not join an inshore
cooperative in a particular year and
fishes in the inshore open access
fishery, the portion of Chinook salmon
associated with that vessel also would
be allocated to the inshore open access
fishery.
The CDQ groups would continue to be
allocated the same proportion of the
CDQ Program allocation of Chinook
salmon bycatch that each group has
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been allocated since 2005 (71 FR 51804;
August 31, 2006). These percentage
allocations are described in more detail
in the ‘‘Classification’’ section of this
preamble and would be published in
proposed Table 47d to part 679.
Transferable and Non-transferable
Allocations. Each year, NMFS would
send a letter to each entity receiving a
transferable Chinook salmon PSC
allocation, notifying them of the amount
of the allocation and identifying the
vessels fishing under that allocation.
Each entity that receives a transferable
allocation would be prohibited from
exceeding their allocation. Each entity
would be required to manage its pollock
fishing so that neither its pollock
allocation nor its transferable Chinook
salmon PSC allocation is exceeded. The
Council intended that both the A season
allocation and the annual allocation
would not be exceeded. Therefore, the
A season and B season allocations
would be managed separately. Overages
for the A season would be evaluated at
the end of the A season and overages for
the B season would be evaluated the
end of the year. NMFS would not close
directed fishing for pollock by the
sectors, inshore cooperatives, or CDQ
groups receiving transferable Chinook
salmon PSC allocations when those
allocations are reached. Rather,
penalties could be assessed against the
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Fmt 4701
Sfmt 4702
entity for an overage of its Chinook
salmon PSC allocation.
If members of the catcher/processor or
mothership sectors are unable to form
their respective sector-level entities to
receive transferable Chinook salmon
PSC allocations, then these sectors
would fish under a non-transferable
sector allocation. If some inshore
catcher vessels did not join an inshore
cooperative, then they would fish under
a non-transferable Chinook salmon PSC
allocation assigned to the inshore openaccess fishery. Similarly, if some vessels
or CDQ groups did not participate in an
IPA, then they would fish under the
non-transferable opt-out allocation.
NMFS would manage each nontransferable allocation with a directed
fishery closure to prevent the nontransferable allocation being exceeded.
The directed fishery closure would
apply to all vessels fishing under that
non-transferable allocation.
Separate allocations would be made
for the A season and the B season for a
total of up to 30 transferable PSC
allocation accounts (see Table 2). NMFS
could establish up to eight nontransferable PSC allocation accounts
annually for the inshore open access
fishery, the opt-out fishery, and for the
mothership sector and catcher/processor
sector.
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TABLE 2—POTENTIAL NUMBER OF TRANSFERABLE CHINOOK SALMON PSC ALLOCATIONS
Entities that could receive transferable allocations
Catcher/processor sector
Mothership
sector
Inshore co-ops
CDQ
Total transferable
1
1
1
1
7
7
6
6
15
15
Annual total ...............................................
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A Season .........................................................
B Season .........................................................
2
2
14
12
30
Entities Eligible To Receive
Transferable Chinook Salmon
Prohibited Species Catch Allocations.
NMFS would issue transferable
allocations to eligible entities
representing the catcher/processor
sector, mothership sector, inshore
cooperatives, and CDQ groups. Each
entity receiving a transferable allocation
of Chinook salmon PSC must identify a
‘‘representative’’ and an ‘‘agent for
service of process’’. The representative
would represent all members of the
entity with NMFS and would be
authorized to transfer all or a portion of
the entity’s Chinook salmon PSC
allocation to another entity or to receive
a transfer from another entity. The agent
for service of process is the person
authorized and responsible to receive
notices or other documents on behalf of
all members of the entity. The
representative and the agent for service
of process could be the same person.
All members of an entity that receives
transferable Chinook salmon PSC
allocations would be jointly and
severally liable for any violation of
applicable regulations and for any
penalties assessed against that entity for
any regulatory violation, including if the
Chinook salmon bycatch by the vessels
fishing on behalf of that entity exceeded
the amount of Chinook salmon allocated
to the entity.
NMFS would issue transferable
Chinook salmon PSC allocations to the
catcher/processor sector or the
mothership sector if they form a ‘‘sectorlevel entity’’ that is authorized by NMFS
to receive transferable Chinook salmon
PSC allocations. The sector-level entity
would be responsible for ensuring that
the collective Chinook salmon bycatch
by its members does not exceed those
allocations. The entity representing the
catcher/processor sector and the entity
representing the mothership sector
would be required to identify their
representative and agent for service or
process on their application to NMFS to
receive transferable Chinook salmon
PSC allocations.
The catcher/processor sector and the
mothership sector currently are not
required to register as entities with
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NMFS to receive allocations of BS
pollock. Non-transferable allocations of
pollock are made to each of these two
sectors by NMFS through the annual
groundfish harvest specifications
process. NMFS issues permits to
individual AFA eligible vessels to
harvest pollock under these sector
allocations, but the catcher/processor
sector and mothership sector as a whole
do not need to be permitted by NMFS
to receive such allocations. No more
than one entity may be authorized by
NMFS to represent the catcher/
processor sector, and no more than one
entity may be authorized to represent
the mothership sector. Existing
contracts forming the PCC, the HSCC,
and the MFC could be modified to
create the sector-level entities required
to receive transferable Chinook salmon
PSC allocations, or new entities could
be formed by the owners of these same
vessels to address only NMFS’s
requirements related to Chinook salmon
PSC allocations.
The inshore cooperatives and the
CDQ groups already are recognized by
NMFS as entities eligible to receive
allocations on behalf of others. The
inshore cooperatives are permitted
annually by NMFS under § 679.4(l)(6)
and must submit copies of their
cooperative contracts to NMFS to be
issued a permit. The representative and
agent for service of process for the
inshore cooperatives would be the same
person as named on the cooperative’s
annual application for pollock
allocations. The CDQ groups are
authorized under section 305(i)(1) of the
Magnuson-Stevens Act to receive
fishery allocations from NMFS. No
additional authorizations are needed for
the inshore cooperatives or CDQ groups
to be eligible to receive transferable
allocations of Chinook salmon PSC. The
representative and agent for service of
process for a CDQ group would be its
chief executive officer. In either case, an
inshore cooperative or a CDQ group
could notify NMFS in writing if its
representative or agent for service of
process for purposes of Chinook salmon
PSC allocations is a different person.
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Assigning Portions of the Chinook
Salmon PSC Limit
The proposed rule includes a series of
tables, proposed Tables 47a through 47d
to part 679, that show the percent of the
pollock allocation, the corresponding
amounts of Chinook salmon PSC, and
the percent used to calculate the IPA
minimum participation, that NMFS has
assigned to each vessel in each sector
and to each CDQ group. See Table 3,
below, for an outline of proposed Tables
47a through 47d to part 679. NMFS
would use the numbers in these tables
to (1) Calculate adjustments to
allocations of the 60,000 PSC limit for
any vessels not participating in an IPA,
(2) establish the amount of the opt-out
allocation, (3) establish the annual
threshold amount for the performance
standard, and (4) determine if minimum
participation requirements have been
met for a proposed IPA. The methods
NMFS would use to assign a percent of
each sector’s pollock allocation to each
vessel or CDQ group are described
below.
TABLE 3—LOCATION IN THE PROPOSED RULE OF THE TABLES THAT
SHOW THE PERCENT OF THE POLLOCK
ALLOCATION, THE CORRESPONDING AMOUNTS OF THE CHINOOK SALMON, AND PERCENT USED
TO CALCULATE THE IPA MINIMUM
PARTICIPATION ASSIGNED TO EACH
VESSEL IN EACH SECTOR AND TO
EACH CDQ GROUP
Sector
Catcher/processor
sector ....................
Percent of pollock allocation
Opt-out allocation ................
Annual threshold
amount ..........
IPA minimum
participation ...
Mothership sector ....
Percent of pollock allocation
Opt-out allocation ................
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Location in proposed
rule
Table 47a to part 679.
Column D.
Column E and F.
Column G.
Column H.
Table 47b to part 679.
Column D.
Column E and F.
Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
TABLE 3—LOCATION IN THE PROPOSED RULE OF THE TABLES THAT
SHOW THE PERCENT OF THE POLLOCK
ALLOCATION, THE CORRESPONDING AMOUNTS OF THE CHINOOK SALMON, AND PERCENT USED
TO CALCULATE THE IPA MINIMUM
PARTICIPATION ASSIGNED TO EACH
VESSEL IN EACH SECTOR AND TO
EACH CDQ GROUP—Continued
Location in proposed
rule
Sector
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Annual threshold
amount ..........
IPA minimum
participation ...
Inshore sector ..........
Percent of pollock allocation
Opt-out allocation ................
Annual threshold
amount ..........
IPA minimum
participation ...
CDQ Program ..........
Percent of pollock allocation
Opt-out allocation ................
Annual threshold
amount ..........
IPA minimum
participation ...
Column G.
Column H.
Table 47c to part 679.
Column D.
Column E and F.
Column G.
Column H.
Table 47d to part 679.
Column B.
Column C and D.
Column E.
Column F.
Catcher/processor sector. To
implement Amendment 91, proportions
of the catcher/processor sector’s
allocations of Chinook salmon must be
developed for each AFA eligible
catcher/processor and each of the
catcher vessels eligible to deliver
pollock to these catcher/processors. All
but one of the AFA catcher/processors
are represented by the PCC, and all
catcher vessels are represented by the
HSCC. The PCC assigns each vessel a
percent of the catcher/processor sector’s
allocation of pollock. The Council
recommended using each vessel’s
percent of the catcher/processor sector’s
allocation of pollock as a basis for
assigning each vessel a percent of the
sector’s Chinook salmon PSC allocation.
This approach is reasonable because it
relies on already agreed upon
proportions, so it eliminates the need
for the Council or NMFS to develop a
different set of proportions that may
have unintended impacts on the sector
members. In addition, the proportion
assigned to each vessel in a sector does
not affect the incentives or operation of
the elements of Amendment 91 (the PSC
limit, the IPA, and the performance
standard) that are important to achieve
the Council’s overall objectives for
Chinook salmon bycatch management.
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The pollock allocated to the catcher/
processor sector is further allocated as
follows: 0.5 percent to the F/V Ocean
Peace under section 208(e)(21) of the
AFA, 8.5 percent to catcher vessels
eligible to deliver pollock to AFA
catcher/processors, and 91 percent to
the catcher/processors listed in section
208(e)(1) through (20) and permitted
under § 679.4(l)(2)(i).
The seven catcher vessels that are
members of the HSCC are allocated 8.5
percent of the pollock allocated to the
AFA catcher/processor sector. Members
of the HSCC further allocate this pollock
among the seven member vessels based
on percentage allocations agreed upon
in their HSCC contract. These
percentage allocations are used to
apportion the Chinook salmon bycatch
associated with each of the seven
catcher vessels listed at the bottom of
proposed Table 47a to part 679. These
proportions add up to 8.5 percent.
The 91 percent of the allocation of
pollock to the catcher/processor sector
is further allocated among the
companies owning the AFA eligible
catcher/processors that are members of
the PCC. These allocations are
negotiated among the PCC members and
do not stem from any requirement of the
AFA or NMFS regulation. The
percentage allocations to each company
are listed in the annual cooperative
report submitted by PCC to the Council
under requirements at § 679.61(f). The
PCC recommended a method of
apportioning Chinook salmon among
the catcher/processors based on the
catch of pollock by each of these vessels
in 2006. This year was chosen as the
basis for these proportions because it
was the last year that the F/V American
Dynasty fished in both the A and B
seasons and, therefore, is the year that
best represents the relative catching
capacity of vessels that are currently
members of the AFA catcher/processor
sector.
AFA eligible catcher/processors that
do not currently participate in the BS
pollock fishery are not likely to return
to the fishery. Therefore, the PCC board
recommended that these vessels receive
a proportion of zero for purposes of
Amendment 91. Although unlikely,
three of the four inactive vessels (F/V
Katie Ann, F/V U.S. Enterprise, and F/
V American Enterprise) could return to
fish for pollock in the BS in the future.
However, the owners of these vessels
are members of the PCC so its
recommendation for a proportion of
zero for these three vessels is made at
the recommendation and concurrence of
the vessel owners. The fourth vessel, F/
V Endurance, is listed as eligible in the
AFA, but is permanently precluded
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14023
from participation in the fishery because
it is now a foreign flagged vessel, and,
therefore, cannot receive endorsements
to fish in the U.S. EEZ. In the unlikely
event that a vessel currently assigned a
zero proportion would return to the
fishery and choose not to participate in
an IPA, the portion and number of
Chinook salmon associated with that
vessel would be assigned within the
sector based on revisions to the PCC
contract that are made at the time a
vessel returns to active fishing, until
proposed Table 47a to part 679 could be
revised to reflect the new proportions
assigned to each vessel.
Mothership sector. The proportion
associated with each catcher vessel in
the mothership sector in proposed Table
47b to part 679 is based on the
allocations of pollock made under the
MFC contract. The proportions are
published annually in the MFC’s annual
report to the Council, which is available
on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov/
sustainablefisheries/afa/). NMFS did
not adjust any of these proportions and
has published them as agreed upon by
the members of the cooperative.
Inshore sector. NMFS calculated the
proportions associated with each
catcher vessel in the inshore sector
based on ADF&G fish tickets submitted
by the inshore processors for each
delivery of pollock by a catcher vessel
from 1995 through 1997, adjusted by the
procedures described in § 679.62(a).
These proportions have been used since
2000 to determine the amount of
pollock allocated to the inshore
cooperatives based on the catch history
of the catcher vessels that are members
of each cooperative. NMFS is proposing
to publish these proportions in Table
47c to part 679 because they are needed
for a number of important calculations
under this proposed rule. These
calculations must be made in a short
period of time at the end of each year,
prior to the start of the next year’s
fishery. Having these proportions
available to the public as part of the
regulations provides an early
opportunity for public comment on
these proportions and improves the
transparency of how important annual
calculations related to the Chinook
salmon PSC allocations would be made.
Although these proportions were based
on ADF&G fish tickets and the
information on the fish tickets is
confidential, the proportions of the total
pollock catch over this three-year period
is not confidential because no
confidential information from the fish
tickets about the amount, location, or
value of pollock catch for a specific
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vessel can be determined from these
proportions.
Community Development Quota
Program. The proportion of Chinook
salmon associated with each CDQ group
in Table 47d to part 679 of this
proposed rule are the percentage
allocations of pollock and Chinook
salmon PSC that have been made to
each group since 2005 (71 FR 51804;
August 31, 2006). These percentage
allocations are described in more detail
in the Classification section of this
proposed rule.
Replacement vessels. If an AFA
permitted vessel listed in proposed
Tables 47a through 47c is no longer
eligible to participate in the BS pollock
fishery or if a vessel replaces a currently
eligible vessel, the portion and number
of Chinook salmon associated with that
vessel in Tables 47a through 47c would
be assigned to the replacement vessel or
distributed among other eligible vessels
in the sector based on the procedures in
the law, regulation, or private contract
that accomplishes the vessel removal or
replacement action until, Tables 47a
through 47c to this part can be revised
through subsequent proposed and final
rulemaking.
Opt-Out Allocation
If at least some members of a given
sector are participating in an approved
IPA, and the sector has not exceeded its
performance standard, then the vessels
in that sector whose owners do not
participate in an IPA, or vessels fishing
on behalf of a CDQ group that does not
participate in an IPA, would fish for BS
pollock under a seasonal opt-out
allocation. Vessel owners, inshore
cooperatives, or CDQ groups not
participating in an IPA do not have to
notify NMFS that they are not
participating in an IPA because NMFS
would know the list of vessels and CDQ
groups participating in each approved
IPA. NMFS would post on the NMFS
Alaska Region Web site (https://
alaskafisheries.noaa.gov) whether each
AFA-permitted vessel is participating or
not participating in an IPA and the
Chinook salmon PSC allocation under
which each vessel would be managed.
Vessel owners would be expected to
notify NMFS if a vessel they own is
incorrectly listed as fishing under the
opt-out allocation.
The purpose of the opt-out allocation
is to require those not participating in
an IPA to fish under a separate
allocation that is considerably more
restrictive than the transferable Chinook
salmon PSC allocations issued to
entities representing those who do
participate in an IPA. The Council
intends the opt-out allocation to be low
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enough to provide an incentive to
participate in an IPA. The concept of the
opt-out allocation was originally
developed as a component of the
Council’s preliminary preferred
alternative under which the higher PSC
limit was 68,392 Chinook salmon and
the maximum amount of the ‘‘backstop
cap’’ was 32,482 Chinook salmon. The
amount of the backstop cap under the
preliminary preferred alternative
represented the 1992 through 2001 10year average Chinook salmon bycatch
and is one of the lower and most
restrictive of the PSC limits considered
by the Council (Alternative 2, Suboption vii in the EIS (see ADDRESSES)).
For Amendment 91, the Council
reduced the maximum amount of the
backstop cap (or opt-out allocation) to
28,496, which is 47.5 percent of 60,000
Chinook salmon, the same percentage
that the 32,482 backstop cap is of the
68,392 PSC limit under the Council’s
preliminary preferred alternative.
The annual opt-out allocation would
be some number less than 28,496
Chinook salmon. Before each fishing
year, NMFS would calculate the amount
of the opt-out allocation for each season
based on the number of vessels or CDQ
groups that chose not to participate in
an approved IPA. NMFS would also
reduce the allocation of the 60,000
Chinook salmon PSC limit for sectors or
cooperatives with members that
participate in the opt-out fishery. To
calculate the opt-out allocation for each
season, NMFS would take the sum of
the number of Chinook salmon
associated with each vessel or CDQ
group that opted out of an IPA, as
shown in Columns E and F in proposed
Tables 47a through 47c to part 679, and
Column C and D in proposed Table 47d
to part 679. NMFS would then subtract
this opt-out amount from the seasonal
allocation of Chinook salmon PSC to the
sector or cooperative in which that
vessel is a member or, for a CDQ group,
to the CDQ Program. This reduction in
the allocations of the 60,000 Chinook
salmon PSC limit for vessels and CDQ
groups that fish under the opt-out
allocation is necessary to ensure that
total bycatch does not exceed the 60,000
Chinook salmon PSC limit.
For example, if all vessels in an
inshore cooperative (called cooperative
A in this example) that collectively
represents 31.145 percent of the inshore
sector’s allocation of pollock do not
participate in an IPA and if all of the
other inshore cooperatives do
participate in an approved IPA, the
adjustments that would be made to the
number of Chinook salmon allocated to
the inshore cooperatives participating in
an IPA and the amount of Chinook
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salmon that would be allocated to the
opt-out allocation are explained below:
(1) The inshore sector’s allocation of
the 60,000 Chinook salmon PSC limit is
20,916 in the A season and 12,474 in the
B season.
(2) If cooperative A would have
participated in an IPA, it would have
been allocated its portion of the inshore
sector’s allocation as a transferable
Chinook salmon allocation. This
allocation would be 31.145 percent of
the inshore sector’s allocation; 6,514
Chinook salmon in the A season (20,916
* .31145) and 3,885 Chinook salmon in
the B season (12,474 * .31145).
(3) The inshore sector’s proportion of
28,496 Chinook salmon is 9,933 in the
A season and 5,925 in the B season.
(4) The portion of 28,496 that is
represented by cooperative A is 3,094
Chinook salmon in the A season (9,933
* .31145) and 1,845 Chinook salmon in
the B season (5,925 * .31145).
(5) This amount of Chinook salmon
(3,094 in the A season and 1,845 in the
B season) would be added to the opt-out
allocation. All of the vessels in
cooperative A would fish as a group
under this opt-out allocation, along with
any other vessels or CDQ groups not
participating in an IPA and the
additional Chinook salmon allocated to
the opt-out allocation associated with
those other vessels or CDQ groups.
(6) Chinook salmon allocated to the
opt-out allocation would not be
available to the remaining inshore
cooperatives that are participating in an
approved IPA and fishing under their
transferable allocations of the inshore
sector allocation.
(7) The difference between the
amount of Chinook salmon that would
have been allocated to the inshore sector
for cooperative A and the amount
allocated to the opt-out allocation is
3,420 in the A season (6,514¥3,094)
and 2,040 in the B season
(3,885¥1,845). This amount of Chinook
salmon is forfeit by cooperative A.
(8) The amount of Chinook salmon
forfeit by cooperative A would be
redistributed among the inshore
cooperatives participating in an IPA in
proportion to each cooperative’s annual
pollock allocation. NMFS would issue
each inshore cooperative participating
in an IPA a transferable PSC allocation
equal to its portion of the inshore sector
Chinook salmon PSC allocation plus its
portion of Chinook salmon forfeit by the
inshore cooperative opting out of an
IPA.
Additional examples of calculations
of the reductions of sector allocations
and the amount added to the opt-out
allocation for each AFA sector are
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provided in section 2.5.6 of the EIS (see
ADDRESSES).
If some members of the catcher/
processor sector or the mothership
sector opt out of an IPA, the proportion
of 28,496 Chinook salmon associated
with these vessels would be subtracted
from the amount of Chinook salmon
allocated to the sector under the 60,000
PSC limit and this same amount would
be added to the opt-out allocation. The
remaining Chinook salmon PSC
allocated to the sector would be
available to all members of the sector
participating in an IPA. Because the
catcher/processor and mothership sector
receive a single allocation of Chinook
salmon, no redistribution by NMFS of
the amount of Chinook salmon ‘‘forfeit’’
by the members of these sectors opting
out of an IPA would be necessary. This
redistribution would be done by private
contractual arrangement with the
remaining members of the sector that
are participating in an IPA.
If an IPA is approved, but all members
of a particular sector do not participate
in an IPA, then the difference between
their sector allocation of the 60,000 PSC
limit and the amount of Chinook salmon
allocated to the opt-out allocation (their
portion of 28,496) is not redistributed
among members of the other sectors.
NMFS would redistribute the ‘‘forfeit’’
Chinook salmon within the inshore and
CDQ sectors so that the process for
allocating Chinook salmon PSC between
the sectors and the opt-out allocation is
consistent among all sectors. However,
when an entire sector does not
participate in an IPA, all members have
chosen to forfeit Chinook salmon and
fish under the opt-out allocation. This
forfeited Chinook salmon would not be
allocated and would be a net savings of
Chinook salmon bycatch under the
60,000 Chinook salmon PSC limit.
Each vessel fishing under the opt-out
allocation would continue to fish for
pollock under the allocation of BS
pollock that applies to the vessel under
current regulations. An inshore catcher
vessel that is a member of an inshore
cooperative would fish under the
inshore cooperative’s allocation of
pollock. An inshore catcher vessel that
is not a member of an inshore
cooperative would fish under the
inshore open-access fishery’s pollock
allocation. The catcher/processor sector,
the mothership sector, and the CDQ
groups would continue to fish under
their seasonal allocations of pollock.
Although unlikely, it is possible that
some vessels in the catcher/processor
sector or mothership sector, or some
vessels in an inshore cooperative, would
participate in an IPA and other members
of the sector or inshore cooperative
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would not participate in an IPA. In this
case, a group of vessels would be fishing
together under the same allocation of
pollock, but would be fishing under
separate allocations of the Chinook
salmon PSC limit. Those participating
in an IPA would be fishing under
transferable allocations of Chinook
salmon PSC issued to the entity that
represents them and those not
participating in an IPA would be fishing
under the opt-out allocation.
All vessels fishing under the opt-out
allocation would be managed by NMFS
as a group for purposes of Chinook
salmon PSC limits, regardless of the
sector, inshore cooperative, or CDQ
group on whose behalf they were fishing
for purposes of their pollock allocations.
All Chinook salmon bycatch by these
vessels fishing under the opt-out
allocation would accrue against the optout allocation. Chinook salmon bycatch
in the opt-out allocation would be nontransferable, because the salmon are not
being allocated to an entity. There
would be no rollover of unused Chinook
salmon in the A season opt-out
allocation to the B season opt-out
allocation because, under the 60,000
PSC limit, this flexibility is offered only
to those participating in an IPA. The
Council specifically intended that more
restrictive management measures would
apply to the opt-out allocation to
increase the incentive to participate in
an IPA.
NMFS would close directed fishing
for pollock by all vessels fishing under
the opt-out allocation when NMFS
determines that the seasonal opt-out
allocation will be reached. If some
vessels in a sector or inshore
cooperative were fishing under the optout allocation and others were fishing
under transferable Chinook salmon PSC
allocations, and if the sector or inshore
cooperative had not yet reached its
seasonal pollock allocation, those
vessels fishing under the transferable
Chinook salmon PSC allocations could
continue to fish for pollock while the
vessels fishing under the opt-out
allocation would be required to stop
fishing for pollock because the opt-out
allocation had been reached.
One of the more complicated
scenarios that could occur under
Amendment 91 would be if a number of
inshore catcher vessels did not join an
inshore cooperative, and some
participated in an IPA but others did
not. If an inshore catcher vessel does not
join a cooperative, it fishes under an
allocation of pollock to the inshore
open-access fishery. That pollock
allocation is based on the pollock catch
history associated with each vessel not
joining a cooperative. For this example,
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assume that two inshore catcher vessels
did not join a cooperative and were
fishing under seasonal allocations of
pollock to the inshore open access
fishery. Regardless of which Chinook
salmon PSC allocation they were fishing
under or the status of those PSC
allocations, both vessels would be
required to stop fishing for pollock
when their combined catch of pollock
reached the amount of pollock allocated
to the inshore open-access fishery. If
one of these vessels participated in an
IPA but the other did not, the vessel
participating in an IPA would be fishing
under an amount of Chinook salmon
allocated to the inshore limited access
fishery based on that vessel’s proportion
of pollock catch history shown in
Column D of proposed Table 47c to part
679. Even if pollock remained available
to the two vessels fishing in the inshore
open-access fishery, once the allocation
of Chinook salmon to the inshore openaccess fishery was reached, the operator
of the vessel participating in an IPA
would be required to stop fishing for
pollock. The other vessel that did not
participate in an IPA would be fishing
under the opt-out allocation. As long as
Chinook salmon remained available in
the opt-out allocation and pollock
remained available in the inshore openaccess allocation of pollock, this vessel
could continue to fish for pollock.
Predicting when a salmon PSC limit
will be reached by a group of vessels is
difficult for NMFS under any
circumstances because of the variability
and unpredictability of salmon bycatch.
If only a few vessels fished under the
opt-out allocation, the amount of
Chinook salmon PSC in the opt-out
allocation could be very small and it
would be difficult for NMFS to
accurately project when the opt-out
allocation would be reached. If the
closure date selected by NMFS resulted
in more Chinook salmon caught than
the A season opt-out allocation, the
amount over the A season allocation
would be deducted by NMFS from the
B season opt-out allocation. However, if
the closure date selected by NMFS in
the B season resulted in more Chinook
salmon caught in the year than was
allocated to the opt-out allocation,
NMFS could not reduce the amount of
Chinook salmon PSC allocated to other
entities or fisheries, because these
allocations would have already been
made and could not be withdrawn by
NMFS due to bycatch by vessels fishing
under the opt-out allocation. Based on
NMFS’s experience with other programs
that allocate transferable amounts of
groundfish, halibut, crab, or prohibited
species, even if one entity or fishery
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exceeds its portion of an allocation,
generally the overall allocation is not
exceeded because other entities do not
harvest their full allocations. With all of
the restrictions that would be in place
under the 60,000 PSC limit, particularly
the performance standard, even if the
opt-out allocation were exceeded or an
entity receiving a transferable allocation
exceeded its allocation, it is unlikely
that the total amount of Chinook salmon
bycatch in the BS pollock fishery will
reach even the lower limit of 47,591 in
a year.
Chinook Salmon Bycatch Performance
Standard for Sectors
The proposed rule includes a Chinook
salmon bycatch performance standard
for each sector that has at least some
members participating in an IPA. In
addition to participation by at least
some members in an IPA, for each sector
to continue to receive its allocation of
the 60,000 Chinook salmon PSC limit,
the total annual Chinook salmon
bycatch by all members of a sector
participating in an IPA could not exceed
the sector’s ‘‘annual threshold amount’’
in any three years within a consecutive
seven-year period. Although Chinook
salmon PSC allocations would be made
to the inshore cooperatives and the CDQ
groups, the performance standard would
apply to the sector, not to individual
inshore cooperatives or CDQ groups.
Before each fishing year, NMFS
would calculate each sector’s annual
threshold amount. If all members of a
sector participate in an IPA that year, a
sector’s annual threshold amount would
be that sector’s portion of the 47,591
PSC limit, which is the annual total of
the A and B season allocations for that
sector under the 47,591 PSC limit
shown in Table 1 of this preamble. For
example, the mothership sector’s annual
portion of 47,591 is 3,707 Chinook
salmon (2,665 A season + 1,042 B
season). If all catcher vessels delivering
to motherships participated in an IPA
that year, the mothership sector’s
annual threshold amount for that year
would be 3,707 Chinook salmon. If all
catcher vessels in the mothership sector
participated in an IPA in each of seven
consecutive years, the mothership sector
would maintain its allocation of 4,674
Chinook salmon PSC under the 60,000
PSC limit as long as the Chinook salmon
bycatch by all vessels in the mothership
sector was less than or equal to 3,707
Chinook salmon in at least five of those
seven years.
If some, but not all, members of a
sector participate in an IPA, NMFS
would reduce that sector’s annual
threshold amount by an amount equal to
the sum of each of the non-participating
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vessel’s portion of 47,591. The amount
of Chinook salmon associated with each
vessel in each sector is shown in
Column G of proposed Tables 47a
through 47c to part 679 and for each
CDQ group in Column E of proposed
Table 47d to part 679.
Continuing with the example of the
mothership sector, and using the
information from Column G of proposed
Table 47b to part 679, the annual
threshold amount for the mothership
sector would be adjusted downward
from 3,707 Chinook salmon if any
catcher vessels in the sector did not
participate in an IPA. For example, if all
catcher vessels in the mothership sector
except the F/V American Beauty
participated in an IPA, the mothership
sector’s annual threshold amount would
be 3,484 Chinook salmon. This amount
is determined by subtracting 223, the
number of Chinook salmon that
represents the F/V American Beauty’
portion of 47,591 from Column G of
proposed Table 47b, from 3,707. The F/
V American Beauty would be fishing
under the opt-out allocation and its
bycatch would not accrue against the
mothership sector’s annual threshold
amount for that year.
At the end of each fishing year, NMFS
would evaluate each sector’s annual
bycatch against that sector’s annual
threshold amount. Only the bycatch of
vessels or CDQ groups participating in
an IPA would accrue against a sector’s
annual threshold amount. If a sector’s
annual bycatch exceeds its annual
threshold amount in any three years
within seven consecutive years, NMFS
would reduce that sector’s Chinook
salmon PSC allocation to that sector’s
portion of 47,591 Chinook salmon for all
future years. A sector’s annual threshold
amount does not change when vessels
from other sectors or entire sectors optout of an IPA or if another sector
exceeds its performance standard.
If all members of a sector did not
participate in an IPA, then the annual
threshold amount would be zero
because the full amount of the sector’s
portion of 47,591 would have been
subtracted from the initial amount of the
annual threshold amount. For example,
the mothership sector’s share of 47,591
is 3,707 Chinook salmon. If all catcher
vessels eligible to deliver to
motherships did not participate in an
IPA, then the sum of the amount each
vessel represented of 3,707 would be
subtracted from 3,707. This would leave
an annual performance threshold of zero
for the mothership sector. However,
only bycatch by vessels participating in
an IPA accrue against the annual
threshold amount, so when no members
of a sector participate in an IPA, no
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Chinook salmon bycatch accrues against
the sector’s annual threshold amount
and, as long as this continues
throughout the seven consecutive years,
the sector would not exceed its
performance standard and would
continue to fish under the opt-out
allocation. This outcome is consistent
with the intent of the Council for the
performance standard because fishing
under the opt-out allocation, which is a
portion of 28,496 Chinook salmon, is
more restrictive than fishing under the
47,591 PSC limit.
Transfers and Rollovers
Under this proposed rule, NMFS
would issue transferable Chinook
salmon PSC allocations under either the
60,000 or 47,591 Chinook salmon PSC
limits to eligible entities representing
the catcher/processor sector, the
mothership sector, inshore cooperatives,
and CDQ groups. Transferable
allocations would provide the pollock
fleet the flexibility to maximize the
harvest of pollock while maintaining
Chinook salmon bycatch at or below the
PSC limit. Transfers are requests to
NMFS from holders of Chinook salmon
PSC allocations to move a specific
amount of a Chinook salmon PSC from
a transferor’s (sender’s) account to a
transferee’s (receiver’s) account. NMFS’s
approval is required for any transfer.
Eligible entities may transfer Chinook
salmon PSC allocations to and from any
of the other entities representing sectors,
cooperatives, or CDQ groups, subject to
the following restrictions: (1) Entities
receiving transferable allocations under
the 60,000 limit would only be allowed
to transfer to and from other entities
receiving transferable allocations under
the 60,000 limit, (2) entities receiving
transferable allocations under the
47,591 limit would only be allowed to
transfer to and from other entities
receiving transferable allocations under
the 47,591 limit, and (3) Chinook
salmon may not be transferred between
seasons.
Under this proposed rule, requests for
transfers may be submitted either
electronically or non-electronically
through a form available on the NMFS
Alaska Region Web site (https://
alaskafisheries.noaa.gov/). Computer
programs would be designed to review
the transferor’s catch account during a
transfer request to ensure sufficient
Chinook salmon is available to transfer
and, if it were, to make that transfer
effective immediately.
Post-delivery Transfers of Chinook
Salmon Prohibited Species Catch
Allocations. This proposed rule
contains a post-delivery transfer
provision similar to the allowances
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implemented under Amendment 80 to
the FMP and the Central Gulf of Alaska
Rockfish Program. If an entity’s
transferable Chinook salmon PSC
allocation account balance falls below
zero in a season, the entity would be
provided the opportunity to receive
transfers of Chinook salmon PSC to
bring the entity’s account balance back
up to zero or above. However, once an
account balance falls below zero in each
season, vessels participating on behalf
of the entity would be prohibited from
starting a new fishing trip for the
remainder of the season. This
requirement would implement the
Council’s recommendation that ‘‘any
recipient of a post-delivery transfer
during a season may not fish for the
remainder of that season.’’
A new component would be added to
the definition of a fishing trip in § 679.2
to define a fishing trip for purposes of
post-delivery transfers of Chinook
salmon PSC allocations as ‘‘the period
beginning when a vessel operator
commences harvesting any pollock that
will accrue against a directed fishing
allowance for pollock in the BS or
against a pollock CDQ allocation
harvested in the BS and ending when
the vessel operator offloads or transfers
any processed or unprocessed pollock
from that vessel.’’ This definition and
the associated prohibitions at
§ 679.7(d)(8)(ii)(C)(2) and
§ 679.7(k)(8)(iii) related to overages
would allow catcher vessels fishing for
an entity that had exceeded its Chinook
salmon PSC allocation to continue to
fish for pollock until the end of the
current trip even though additional
Chinook salmon caught before the end
of that fishing trip would increase the
amount of the entity’s overage.
Similarly, any catcher/processor fishing
when the catcher/processor sector
exceeded its seasonal Chinook salmon
PSC allocation could continue to fish for
pollock until pollock was next offloaded
from the vessel, even if the sector’s
overage would continue to increase as a
result of a catcher/processor completing
its fishing trip.
Overages of Chinook salmon PSC
would be evaluated on June 25 for the
A season and on December 1 for the B
season. This would provide entities 15
days after the end of the A season and
30 days after the end of the B season to
obtain post-delivery transfers to reduce
or eliminate any overages. NMFS
proposes that 15 days after the A season
is an appropriate amount of time to
provide for post-delivery transfers
because most A season pollock fishing
is completed well before the end of the
season on June 10, and NMFS needs to
resolve A season account balances
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relatively quickly so that any necessary
adjustments can be made to the B
season account balances before B season
pollock fishing begins. NMFS proposes
to allow 30 days after the end of the B
season for post-delivery transfers
because pollock fishing will cease for
the remainder of the year on November
1, and NMFS does not need to make
further adjustments to account balances
within a specified period of time at the
end of the year. If, after allowing for
post-delivery transfers to cover an
overage, an entity exceeded its Chinook
salmon PSC allocation, the entity could
be subject to an enforcement action for
violating NMFS regulations.
Rollover of A Season Chinook Salmon
Prohibited Species Catch Allocations.
NMFS would add, or ‘‘rollover’’, any
Chinook salmon PSC allocation
remaining after the A season for an
entity receiving a transferable allocation
or for vessels fishing under nontransferable allocations, except the optout allocation, to the B season allocation
for that entity or sector. This action
would be done by NMFS automatically
on June 26, after the deadline for postdelivery transfers had passed. The
combination of transferable Chinook
salmon PSC allocations from one entity
to another entity in the A season, plus
the automatic rollover of unused A
season allocations effectively allows one
entity to transfer Chinook salmon from
its A season allocation to another
entity’s B season allocation, as long as
the transfer was completed by June 25.
This would be accomplished by one
entity transferring A season Chinook
salmon to another entity during the A
season and that second entity not using
that Chinook salmon in the A season,
but allowing it to roll over to its B
season allocation.
Incentive Plan Agreement
An IPA is a private contract among
vessel owners or CDQ groups that
establishes incentives for participants to
reduce Chinook salmon bycatch. The
parties to an IPA, or the people who
would sign the contract, would be the
owners of AFA-eligible catcher vessels,
catcher/processors, or motherships, or
the representatives of CDQ groups. The
proposed rule would allow the
representative of an AFA cooperative or
a sector-level entity formed under
Amendment 91 to sign an IPA on behalf
of all vessel owners that are members of
that inshore cooperative or sector-level
entity.
If NMFS approves at least one IPA,
those participating in an IPA would
receive an allocation of the 60,000
Chinook salmon PSC limit. Those not
participating in an IPA would be
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considered to be ‘‘opting-out’’ of an IPA
and would fish under the opt-out
allocation.
Incentive Plan Agreement
Components. The IPA concept includes
(1) the NMFS approved IPA that
contains the elements of the incentive
program that all parties to the IPA
(vessel owners, CDQ groups, or both)
agree to follow and (2) the annual report
to the Council about performance under
the IPA in the previous year.
The deadline for an application for
approval of a proposed IPA is October
1 of the year prior to the year in which
the IPA is proposed to be effective. This
deadline is necessary to allow enough
time for NMFS to review the proposed
IPA and to issue a decision on its
approval or disapproval prior to the
start of the next fishing year.
An IPA would be required to contain
a written description of the following:
(1) The incentive(s) that would be
implemented under the IPA to ensure
that the operator of each vessel
governed by the IPA will avoid Chinook
salmon bycatch at all times while
directed fishing for pollock in the BS;
(2) The rewards for avoiding Chinook
salmon bycatch, penalties for failure to
avoid Chinook salmon bycatch at the
vessel level, or both;
(3) How the incentive measures in the
IPA are expected to promote reductions
in a vessel’s bycatch rates relative to
what would have occurred in absence of
the incentive program;
(4) How the incentive measures in the
IPA promote Chinook salmon bycatch
savings in any condition of pollock
abundance or Chinook salmon
abundance in a manner that is expected
to influence operational decisions by
vessel operators to avoid Chinook
salmon bycatch; and
(5) How the IPA ensures that the
operator of each vessel governed by the
IPA will manage his or her bycatch to
keep total bycatch below the
performance standard for the sector in
which the vessel participates.
An IPA would be required to identify
the AFA vessels that are participating in
the IPA. However, the IPA would not be
required to list all of the vessels that a
CDQ group plans to use to harvest its BS
pollock allocation. A CDQ group would
participate in an IPA on behalf of all
vessels directed fishing for pollock for
that CDQ group. If a CDQ group
representative signs an IPA, all vessels
directed fishing for pollock for that CDQ
group would be required to participate
in the IPA. Information submitted to
NMFS on industry observer reports are
sufficient for NMFS to identify vessels
fishing for pollock CDQ on behalf of a
CDQ group.
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Vessel and CDQ group participation
in an IPA would be voluntary. However,
any vessel or CDQ group permitted to
receive pollock allocations under the
AFA that wants to join an IPA must be
allowed to join subject to the terms that
have been agreed upon by all parties to
that IPA. NMFS would post a copy of
any proposed IPA on its website so that
the public is informed that a proposed
IPA is under review by NMFS. A
participant who believed that they were
involuntarily excluded from the IPA
could submit documentation of the
violation with a challenge to NMFS’s
approval of the proposed IPA. NMFS
would have to review this information
and determine whether the assertion
was valid. If it were, NMFS would
disapprove the proposed IPA. Further
resolution of the issue could then occur
through NMFS’s administrative appeal
process. However, an appeal on the
issue of involuntary exclusion could be
difficult and time consuming to resolve,
and an on-going appeal would require
all participants to fish under the PSC
limit that would apply if the IPA under
appeal was not in effect.
Each IPA representative would be
required to submit an annual report to
the Council by April 1 each year after
the first full year of operation of an IPA.
If an IPA is approved for 2011, the
Council would receive the first annual
report on this IPA by April 1, 2012.
The IPA annual report would be the
primary tool through which the Council
would evaluate whether its goals for the
IPAs are being met. The IPA annual
report would be required to contain: (1)
A comprehensive description of the
incentive measures in effect in the
previous year, (2) a description of how
these incentive measures affected
individual vessels, (3) an evaluation of
whether incentive measures were
effective in achieving salmon savings
beyond levels that would have been
achieved in the absence of the measures,
and (4) a description of any
amendments to the terms of the IPA that
were approved by NMFS since the last
annual report, and the reasons that the
amendments to the IPA were made.
Minimum Participation. To be
approved by NMFS, the Council
recommended that an IPA must meet a
minimum participation requirement of
vessel owners or CDQ groups that (1)
‘‘represent not less than 9 percent of the
pollock quota’’ and (2) be composed of
at least two unaffiliated AFA companies
or CDQ groups. The Council intended
the minimum participation requirement
for the IPA to allow members of
different sectors to join together to form
an IPA, but not force members of
different sectors to join with other
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sectors. They expressed this intent
through the minimum participation
requirement related to the ‘‘percent of
pollock quota’’. This method is based on
the percentage allocations of pollock
associated with each sector in the AFA
and not on the actual percent of the
annual TAC that is allocated to each
sector. Ten percent of the pollock TAC
is allocated to the CDQ Program. After
subtraction of the incidental catch
allowance, the remaining amount of
pollock (the ‘‘directed fishing
allowance’’) is allocated among the
catcher/processor, mothership, and
inshore sectors.
In the proposed rule, the proportions
for each sector (and for vessels in each
sector) that NMFS would use to
determine minimum participation are
shown in Column H of proposed Table
47a to part 679 for the catcher/processor
sector, proposed Table 47b to part 679
for the mothership sector, and proposed
Table 47c to part 679 for the inshore
sector. The 9 percent associated with
the mothership sector for purposes of
the minimum participation
requirements under this proposed rule
derives from multiplying 90 percent,
which is 100 percent minus the 10
percent associated with the CDQ
Program allocation, by the mothership
sector’s allocation of 10 percent of the
pollock directed fishing allowance.
Similarly, the 36 percent associated
with the catcher/processor sector is 90
percent multiplied by catcher/processor
sector’s 40 percent allocation of the
directed fishing allowance, and the 45
percent associated with the inshore
sector is 90 percent multiplied by the
inshore sector’s 50 percent allocation of
the directed fishing allowance. While
these percentages do not represent
either the percent of the pollock TAC or
the percent of the pollock directed
fishing allowance allocated to the nonCDQ sectors each year, they represent a
method of expressing the percent of the
‘‘pollock quota’’ associated with each
sector that can be used to specify
minimum participation requirements for
the IPA, which would not change as the
incidental catch allowance changes.
If some, but not all, vessel owners in
a sector participated in an IPA, then the
minimum participation requirements
would be evaluated based on the sum of
the proportion of the amount of pollock
available for directed fishing that is
associated with each vessel.
NMFS Approval of an IPA. Approval
or disapproval of an IPA by NMFS
would be an administrative
determination. NMFS would review a
proposed IPA by comparing the actual
content of a proposed IPA with the
information requirements in regulations,
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and would decide whether the proposed
IPA provides the required information.
Because the requirements for an IPA are
performance based (i.e., they address
what an IPA should accomplish), any
number of different incentive plans
could meet these objectives. As long as
a proposed IPA contains all of the
information required in NMFS
regulations and it generally describes an
incentive program that is designed to
accomplish the goals specified in
regulation, NMFS would approve the
IPA. In reviewing the proposed IPAs,
NMFS would not judge the expected
adequacy of the incentives described.
Judgments about the efficacy or
outcomes of the proposed incentive
plans would be subjective and the
regulations would not provide a legal
basis for NMFS to disapprove a
proposed IPA because NMFS does not
believe that the proposed measures
would succeed. Minor errors or
omissions in the proposed IPA could be
resolved by NMFS contacting the IPA
representative, in writing, and
requesting revisions to the IPA. All
approved IPAs would be made available
for Council and public review.
If NMFS approves an IPA, the IPA
representative would be notified in
writing of the approval and a copy of
the IPA and the list of participants
would be posted on the NMFS Alaska
Region Web site (https://
alaskafisheries.noaa.gov/). Once
approved, an IPA would remain in
effect unless it contains an expiration
date, until the IPA representative
notifies NMFS that the IPA is
terminated, or until NMFS approves an
amendment to the IPA, except that an
IPA could not be terminated or expire
mid-year. An existing IPA would not
have to be re-submitted each year.
Representatives of inshore cooperatives
or the entities representing the catcher/
processor or mothership sectors could
sign a proposed IPA on behalf of all
members of the cooperative or sectorlevel entity. Once party to an IPA, a
vessel owner, sector-level entity,
inshore cooperative, or CDQ group
could not withdraw from the IPA or
remove a vessel from the IPA until after
the close of a fishing year.
Amendments or revisions to the terms
and conditions of an IPA could be
submitted to NMFS by the IPA
representative at any time, except that
proposed amendments to change the
participants in the IPA mid-year, or to
terminate or end an IPA, would not be
approved. Mid-year revisions to an
incentive plan are not likely because of
the cost associated with getting all
parties to agree to any changes and the
time involved in obtaining the
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signatures needed for a contract
revision. However, particularly in the
first few years of an IPA, the flexibility
to adjust the incentive plan mid-year
may be necessary, and it is preferable to
allow these amendments rather than
have necessary adjustments made
outside of the contract where they
would not be apparent to the Council,
the public, or those evaluating the
effectiveness of the IPAs. The proposed
rule includes a requirement that any
amendments to an approved IPA (and
the reasons for these amendments) be
described by the IPA representative in
the annual report to the Council. If an
amendment is submitted, NMFS would
review whether the IPA, if amended,
would continue to comply with all
applicable requirements. The original,
approved IPA would be effective until
NMFS approved an amendment. If an
amendment were disapproved, the
existing approved IPA would remain in
effect.
If NMFS determines that the
regulatory requirements for the IPA
were not met, it would issue an initial
administrative determination (IAD)
explaining the reasons that the proposed
IPA did not comply with Federal
regulations. Examples of reasons for
disapproval are a complete lack of
information that responds in any way to
one or more of the IPA requirements,
information that did not make sense in
such an obvious way as to be clearly not
responsive to the requirements, a
component of an IPA that was
specifically designed to exceed the
performance standard, or a description
of a component of the IPA that was in
conflict with another regulation or law
governing the BS pollock fishery.
If NMFS issued an IAD disapproving
a proposed IPA, the IPA representative
could either submit a revised IPA that
addressed the issues identified in the
IAD or file an administrative appeal.
While an appeal is pending, participants
in the proposed IPA may not receive
transferable Chinook salmon allocations
under the 60,000 PSC limit. If no other
IPA were approved, all AFA
participants would receive transferable
allocations under the 47,591 PSC limit.
If an IPA were approved for other
participants in the BS pollock fishery,
those participating in the IPA under
appeal would fish under the opt-out
allocation because, at the beginning of
the fishing year, they would not be
participants in an approved IPA.
Final agency action on an
administrative appeal to approve a
proposed IPA that occurred after
January 19 of any year would be
effective in the year after the
administrative appeal is resolved. Once
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Chinook salmon PSC allocations are
issued at the beginning of the year and
computer programs are established to
accrue Chinook bycatch from each
vessel participating in the BS pollock
fishery to the appropriate Chinook
salmon PSC allocation, NMFS could not
reissue Chinook salmon PSC allocations
or reassign vessels or CDQ groups to
another allocation account.
Proposed Monitoring and Enforcement
Requirements
This proposed rule would place
constraints on the BS pollock fishery
that currently do not exist. The only
regulatory measure that currently
prevents the full harvest of a pollock
allocation is the end of a fishing season,
and no PSC limits currently prevent
pollock fishermen from full harvest of
their allocations. Amendment 91 would
implement Chinook salmon PSC limits
that, if reached, could prevent the full
harvest of a pollock allocation by a
sector, inshore cooperative, or CDQ
group. Each entity receiving a
transferable Chinook salmon PSC
allocation would be prohibited from
exceeding that allocation. Once a
Chinook salmon PSC allocation has
been reached, the only way to prevent
further overages of that allocation is for
all vessels fishing on behalf of the entity
with the overage to stop fishing for
pollock.
The EIS explains why current
methods of estimating Chinook salmon
bycatch in the BS pollock fishery are not
adequate to support monitoring and
enforcement of the Chinook salmon PSC
limits and must be improved. See
sections 2.5.8 and 3.1 of the EIS (see
ADDRESSES). The following sections
describe NMFS’s proposed regulatory
amendments to accomplish the
improvements to Chinook salmon
bycatch monitoring in the BS pollock
fishery necessary to support the
Council’s objectives under Amendment
91.
With this proposed rule, NMFS would
use the same method of accounting for
Chinook salmon bycatch for all AFA
sectors. NMFS believes that to
accurately count salmon for Chinook
salmon PSC allocations, the following
requirements must be implemented
under this proposed rule: (1) Observer
coverage for all vessels and processing
plants, (2) retention requirements, (3)
specific areas to store and count all
salmon, (4) video monitoring on at-sea
processors, and (5) electronic reporting
of salmon by species by haul or
delivery. Prohibitions against the
discard of salmon in the BS pollock
fishery would be added to prohibitions
for the CDQ Program (at
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14029
§ 679.7(d)(8)(ii)(A)) and for the AFA
(§ 679.7(k)(8)(i)).
Catcher Vessels Delivering to Inshore
Processors
Currently, the Chinook salmon
bycatch rates from observed vessels are
used to estimate Chinook salmon
bycatch by the unobserved vessels
delivering pollock to inshore processors.
This method of accounting for Chinook
salmon bycatch would not be adequate
for monitoring and enforcement of
transferable PSC allocations under
Amendment 91.
Under this proposed rule, catcher
vessels delivering pollock, including
pollock CDQ, to inshore processors
would be required to retain all salmon
of any species caught while directed
fishing for pollock in the BS, and to
deliver that salmon together with its
pollock catch to an inshore processor
with an approved catch monitoring and
control plan (CMCP). Full retention of
all salmon regardless of species would
be required because it is difficult to
differentiate Chinook salmon from other
species of salmon without direct
identification. NMFS proposes that
identification of and counting of salmon
would occur at the shoreside processing
plant or on the floating processor where
conditions for identification and
counting of salmon can be better
monitored and controlled.
In addition, catcher vessels delivering
to inshore processors would be required
to carry an observer at all times while
directed fishing for pollock in the BS.
Currently, observer coverage for these
catcher vessels is based on vessel length
with one observer required at all times
for vessels greater than 125 feet length
overall (LOA) and an observer required
for 30 percent of the fishing days for
vessels between 60 feet and 125 feet
LOA (see § 679.50(c)(1)(v)). An observer
would be required on every catcher
vessel, primarily to monitor compliance
with the requirement to retain all
salmon to ensure that all salmon
bycatch is counted at the processing
plant. These duties would not require
an observer with prior experience or a
‘‘level 2’’ endorsement as defined at
§ 679.50(j)(1)(v)(D).
The observer on a catcher vessel is
responsible for identifying and counting
salmon, and collecting scientific data or
biological samples from a delivery.
These duties must be completed as soon
as possible after the delivery so that
information about salmon bycatch from
each delivery is available to NMFS, the
vessel operator, and the entity
responsible for the Chinook salmon
bycatch by this vessel. Therefore, this
proposed rule would prohibit the
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operator of a catcher vessel from starting
a new fishing trip for pollock in the BS
until the observer assigned to their
vessel had completed their duties in the
processing plant. The vessel operator
could obtain a different observer if he or
she needed to start a new trip before the
observer from the previous delivery was
finished with duties associated with the
previous delivery.
Inshore Processors
Under current regulations, each
inshore processor that receives AFA
pollock is required to develop and
operate under a NMFS-approved CMCP.
The procedures established under the
AFA for the CMCPs were designed to
monitor the weighing of pollock at the
inshore processing plants. Proper
weighing of large volumes of a target
species such as pollock require different
conditions than does the proper sorting,
identification, and counting of a more
infrequently occurring bycatch species
such as salmon. Salmon can be difficult
to see, identify, and count amid the
large volume of pollock. The factory
areas of processing plants are large and
complex. Preventing observers from
seeing salmon that enter the factory area
of the processing plant would not be
difficult. In addition, observers must
examine each salmon to verify the
species identification. Therefore, NMFS
proposes that the following additions to
requirements for the inshore processors
are needed to ensure that observers have
access to all salmon bycatch prior to the
fish being conveyed into the processing
area of the plant:
(1) Processors would be prohibited
from allowing salmon to pass from the
area where catch is sorted and into the
factory area of the processing plant;
(2) The observer work station
currently described in regulations at
§ 679.28(g) would be required to be
located within the observation area
identified in the CMCP;
(3) A location must be designated
within the observation area for the
storage of salmon; and
(4) All salmon of any species must be
stored in the observation area and
within view of the observer at all times
during the offload.
Because these requirements would be
effective for the 2011 fishing year,
inshore processors would have to
modify their plants to meet these
requirements and have these
modifications reflected in CMCPs
approved by NMFS prior to January 20,
2011.
Observers would identify the species
of each salmon, count each salmon,
record the number of salmon by species
on their data form, and transmit that
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information electronically to NMFS.
Data submitted by the observer would
be used by NMFS to accrue Chinook
salmon bycatch against an entity’s
allocation. The manager of the inshore
processor would be provided notice by
the observer when he or she will be
conducting the salmon count and would
be provided an opportunity to witness
the count. Information from the
observer’s salmon count would be made
available to the manager of the inshore
processor for their use in submitting this
information to NMFS on electronic
logbooks or landings reports.
Requirements to deliver pollock to
inshore processors that have approved
CMCPs currently apply only to AFA
catcher vessels delivering non-CDQ
pollock to inshore processors. These
requirements do not apply to catcher
vessels directed fishing for pollock on
behalf of a CDQ group. With few
exceptions, pollock allocated to the
CDQ Program since 1992 has been
processed at sea on catcher/processors
or motherships. Therefore, this
requirement would not require any of
the CDQ groups to stop delivering
pollock CDQ to a currently-contracted
processing partner. In the future, if they
chose to have pollock CDQ delivered to
a shoreside processing plant, the catcher
vessel used to harvest the pollock CDQ
would be required to comply with the
retention and observer coverage
requirements described above and the
pollock would have to be delivered to
a processor with an approved CMCP.
This requirement is necessary to ensure
that salmon bycatch from the pollock
CDQ fisheries are properly counted and
reported.
Catcher/Processors and Motherships
Current methods for estimating
salmon bycatch by catcher/processors
and catcher vessels delivering to
motherships rely on requirements for
two observers on each catcher/processor
and mothership and using observers’
species composition sample data to
estimate the number of salmon in each
haul. This method has been adequate to
estimate Chinook salmon bycatch for
management of the current trigger cap
that applies to the BS pollock fishery as
a whole.
However, in the proposed rule, NMFS
proposes to use a census or a full count
of Chinook salmon bycatch in each haul
by a catcher/processor and delivery by
a catcher vessel to a mothership or
catcher/processor as a basis for
monitoring and enforcing the Chinook
salmon PSC allocations under
Amendment 91. This would eliminate
the uncertainty associated with
extrapolating from species composition
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samples to estimates of the total number
of salmon caught in each haul and
support the level of precision and
reliability that both the vessel owners
and NMFS require to monitor and
enforce Chinook salmon PSC limits.
NMFS supports the use of a census on
catcher/processors and motherships, as
long as conditions exist to properly
monitor that all of the salmon bycatch
is retained and to provide the observer
with the tools needed to identify, count,
and report salmon bycatch by haul or
delivery by catcher vessels. Current
regulations require the retention of
salmon ‘‘until the number of salmon has
been determined by an observer.’’
Observers report the count of salmon for
each haul in data submitted to NMFS
and vessel operators separately report
the count of salmon bycatch each day
on their daily production reports.
To ensure accurate counts of salmon
on catcher/processors and motherships,
NMFS proposes the following
requirements:
(1) No salmon of any species would
be allowed to pass from the observer
sample collection point and into the
factory area of the catcher/processor or
mothership;
(2) All salmon bycatch of any species
must be retained until it is counted by
an observer;
(3) Vessel crew must transport all
salmon bycatch from each haul to an
approved storage location adjacent to
the observer sampling station so that the
observer has free and unobstructed
access to the salmon, and the salmon
must remain within view of the observer
from the observer sampling station at all
times;
(4) The observer must be given the
opportunity to count the salmon and
take biological samples, even if this
requires the vessel crew to stop sorting
or processing catch until the counting
and sampling is complete;
(5) The vessel owner must install a
video system with a monitor in the
observer sample station that provides
views of all areas where salmon could
be sorted from the catch and the secure
location where salmon are stored; and
(6) The counts of salmon by species
must be reported by the operator of a
catcher/processor for each haul, using
an electronic logbook that will be
provided by NMFS as part of the current
eLandings software.
The operator of the catcher/processor
or mothership would be provided notice
by the observer when he or she will be
conducting the count of salmon and
would be provided an opportunity to
witness the count. Information from the
observer’s count of salmon would be
made available to the vessel operator for
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their use in submitting this information
to NMFS on electronic logbooks or
landings reports.
The video requirements would be
similar to those currently in place for
monitoring fish bins on non-AFA trawl
catcher/processors. An owner of a
catcher/processor would be required to
provide and maintain cameras, a
monitor, and a digital video recording
system for all areas where sorting and
storage of salmon, prior to being
counted by an observer, could occur.
The video data must be maintained and
made available to NMFS upon request
for 120-days after the date the video is
recorded. The video systems would also
be subject to approval by NMFS at the
time of the observer sample station
inspection. In order for the video system
to be effective and ensure the observer
has access to all salmon prior to
entering the factory area, no salmon of
any species would be allowed to pass
the last point where sorting could occur.
These requirements would be
effective for the 2011 fishing year so
catcher/processors and motherships
would have to modify their vessels to
meet these requirements and have these
modifications approved by NMFS prior
to January 20, 2011.
On September 23, 2009, NMFS
conducted a workshop on proposed
monitoring requirements for catcher/
processors and motherships (74 FR
43678, August 27, 2009). At that
workshop, participants asked NMFS
two main questions about the proposed
video requirements.
First, participants asked for
clarification about the ownership and
confidentiality status of video data
recorded to monitor salmon bycatch
sorting and storage on catcher/
processors and motherships. Video data
collected as a requirement of regulations
belong to the vessel owner and, under
proposed regulations at § 679.28(j)(1)(v),
must be retained onboard the vessel for
at least 120 days after the date the video
is recorded. Similar to logbook
requirements the observer may request
to view any of the recorded video data
at any time, but such a request to view
a recording does not require the
observer to take custody of the hard
drive on which the video data are
recorded. Therefore, video data remains
in the custody of the vessel owner or
operator unless they are submitted to
NMFS in response to a request from
NMFS under § 679.28(j)(1)(v). When
video data are in the custody of the
vessel operator, they are not subject to
the Freedom of Information Act (FOIA)
and NMFS may not require the vessel
operator to provide video data to the
public in response to a FOIA request. If
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video data are submitted to NMFS, they
would be covered by the confidentiality
laws and regulations that apply to any
data or information in NMFS’s
possession. These laws include the
FOIA, the Trade Secrets Act, and the
Magnuson-Stevens Act. Under section
402(b) of the Magnuson-Stevens Act,
information submitted to NMFS
pursuant to a requirement under the
Magnuson-Stevens Act is considered
confidential. Video data required to be
submitted to NMFS under § 679.28(j) are
covered by these confidentiality
provisions of the Magnuson-Stevens Act
because the regulations in 50 CFR part
679 are promulgated under the authority
of the Magnuson-Stevens Act. In
addition, the FOIA or the Trade Secrets
Act may prevent release of certain
commercial information, which may
include these video data. Finally, NMFS
also must comply with regulatory
guidelines in 50 CFR 600.415 et seq.,
which control collection, handling, and
disclosure of confidential fisheries
information.
Second, participants asked what
would happen if the video equipment
failed and could not be immediately
repaired. Participants wanted to know if
NMFS has a contingency plan that
would allow the vessel operator to
continue to sort and process catch from
the BS pollock fishery until the video
equipment is repaired. The requirement
to record video of all areas in the factory
where salmon are sorted from the catch
and where salmon are stored until they
are counted by an observer is an
important component to monitoring
compliance with Chinook salmon
bycatch management measures under
Amendment 91. Therefore, the
requirements at § 679.28(j) must be met
when the catcher/processor or
mothership is sorting or processing
catch from the BS pollock fishery. The
video systems that will comply with
these proposed regulations are relatively
simple systems with many easily
replaceable components. The vessel
operator should carry additional video
system components so that the systems
may be repaired while at sea with
minimal lost time fishing. If some
component of the video system fails
when this equipment is required to be
operational, and if the video system
cannot be repaired at sea, the vessel
operator should inform the NOAA
Office of Law Enforcement (OLE) about
the video failure.
Operators of catcher/processors
participating in the BS pollock fishery
would be required to report the salmon
bycatch counts by species for each haul
rather than the daily total currently
required. This count would be required
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to be submitted to NMFS using an
electronic logbook so that the data are
readily available to NMFS in an
electronic format. Reporting the count of
all salmon by species for each haul
would not change or increase the
amount of information that is required
to be gathered by vessel operators
because, to report the number of salmon
by species each day, as they currently
are required to do, vessel operators must
obtain a count and identification of
salmon in each haul and sum that
information to get the daily totals.
The electronic logbooks would
replace the paper logbooks currently
required to be submitted by the
operators of catcher/processors under
§ 679.5(c)(4). Current regulations require
recording the following information in
paper logbooks: Vessel identifying
information and catch-by-haul
information including haul number;
date, time, and location of gear
deployment and retrieval; average sea
depth and average gear depth for each
haul, target species of the haul, estimate
weight of the haul, and information
about retention of certain species. All of
this information would now be
submitted using the electronic logbook.
The electronic logbooks would be an
additional component to ‘‘eLandings,’’
the program through which the
operators of catcher/processors
currently submit their daily production
reports. The requirement to maintain
and submit daily logbook information
electronically instead of maintaining
and submitting a paper logbook is not
expected to increase costs for the
catcher/processors. The electronic
logbook software would be developed
by NMFS and provided to the vessel
operator as part of the eLandings
software that is updated annually by
NMFS. Data entry for the electronic
logbooks would be done on the same
computer as already is required on the
vessel to submit the electronic daily
production reports. The same
communications hardware and software
currently used for eLandings could be
used for the electronic logbooks. The
vessel operators would be required to
print out a copy of the electronic
logbook and maintain it onboard the
vessel. The additional cost of data entry
of information into the electronic
logbook should be offset by the
reduction in cost associated with
maintaining the paper logbook.
AFA catcher/processors required to
use an electronic logbook for their
participation in the BS pollock fisheries
also would be required to use this
electronic logbook for the entire year for
any other fishery in which they
participate. Use of the electronic
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logbook all year for all fisheries is
necessary to provide logbook
information from a vessel to NMFS in a
consistent format throughout the year
for all fisheries in which that vessel
participates. In 2008, 13 of the 17
catcher/processors that fished in the BS
pollock fishery also participated in
other fisheries, primarily yellowfin sole
and Pacific cod. The days fishing in
non-pollock fisheries represented 20
percent of the total fishing days for
these vessels in 2008.
Electronic logbooks would not be
required for the AFA motherships or
catcher vessels. Motherships already are
required under § 679.5(e)(6) to submit
daily an electronic landings report that
includes a report of the number of
salmon by species in each delivery by
a catcher vessel. When NMFS develops
the electronic logbook component of
eLandings for the AFA catcher/
processors, it likely also will develop an
electronic logbook for the motherships,
which could be used voluntarily in
place of the paper logbook. Electronic
logbooks also would not be required for
catcher vessels delivering to inshore
processors because the counting and
reporting of the number of salmon by
species in each delivery would be done
at the processing plant and reported in
the inshore processor’s electronic
logbook.
Release of Information About Chinook
Salmon Prohibited Species Catch
Allocations and Catch
Under this proposed rule, the NMFS
Alaska Region would post on its Web
site (https://alaskafisheries.noaa.gov/) (1)
The Chinook salmon PSC allocations for
each entity receiving a transferable
allocation, (2) each entity’s Chinook
salmon bycatch, and (3) the vessels
fishing on behalf of that entity for that
year. NMFS would update the Web site
to reflect any transfers of Chinook
salmon PSC allocations.
For non-transferable allocations, the
NMFS Alaska Region would also post
on its Web site (1) the amount of each
non-transferable allocation, (2) the
Chinook salmon bycatch that accrued
towards that non-transferable allocation,
and (3) the vessels fishing under each
non-transferable allocation. NMFS
would update the website to reflect any
changes to the B season non-transferable
allocations from rollovers or deductions
for overages in the A season.
Information about Chinook salmon
bycatch is based on data collected by
observers and data submitted by
processors. Section 402(b)(2) of the
Magnuson-Stevens Act provides that
any observer information is confidential
and shall not be disclosed. As a result
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of this requirement, NMFS may not
release information collected by
observers from vessels or processing
plants unless it is provided to the public
in aggregate or summary form. However,
section 210(a)(1)(B) of the AFA requires
NMFS ‘‘to make available to the public
in such manner as the North Pacific
Council and Secretary deem appropriate
information about the harvest by vessels
under a fishery cooperative of all
species (including bycatch) in the
directed pollock fishery on a vessel-byvessel basis.’’ Public release of Chinook
salmon bycatch information for each
entity and vessel fishing on behalf of
that entity would provide information
valuable to the pollock industry and the
public in assessing the efficacy of
Amendment 91. It would also reduce
the amount of time NMFS staff would
need to spend responding to
information requests about Chinook
salmon bycatch in the BS pollock
fishery.
Removal of Salmon Bycatch Retention
Requirements in the Bering Sea
Aleutian Islands Trawl Fisheries
NMFS proposes to revise the
requirements at § 679.21(c), which
currently require the operators of all
vessels using trawl gear in the BSAI
groundfish fisheries, and all processors
taking deliveries from these vessels, to
retain all salmon until the salmon have
been counted by an observer and the
observer has collected biological
samples. This allows discard of salmon
from a vessel with an observer onboard,
after the observer has counted and
sampled the salmon. It also requires
retention of salmon by vessels without
an observer onboard until those salmon
are delivered to a processing plant,
where an observer is provided the
opportunity to count and sample the
salmon. Once salmon are counted and
sampled at the processing plant, they
may either be donated to the PSD
Program or they must be put back
onboard a catcher vessel and discarded
at sea. This proposed rule would apply
these regulations only to catcher vessels
and processors participating in the BS
pollock fishery, because these
requirements are needed to obtain an
accurate count of all salmon bycatch for
Chinook salmon PSC allocations.
NMFS is proposing to remove the
retention requirements in § 679.21(c)
from participants in other BSAI trawl
fisheries and the AI pollock fishery
because it is not necessary to count each
salmon in these other fisheries.
Estimates of salmon bycatch for the
other BSAI trawl fisheries, including the
AI pollock fishery, would continue to be
based on data collected by observers
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and extrapolation of bycatch rates
derived from observer data to
unobserved vessels. Moreover, all
vessels and processors would continue
to be required to report the number of
discarded salmon by species in their
landings or production reports. Current
methods are adequate to estimate
salmon bycatch in these other BSAI
fisheries because, under current
regulations, the salmon caught in these
other fisheries (except AI pollock) does
not accrue against the Chinook or nonChinook PSC limits. Chinook salmon
bycatch in the AI pollock fishery would
continue to be managed with a trigger
cap that closes the AI Chinook Salmon
Savings Area. Current methods of
estimating Chinook salmon bycatch are
adequate to manage this area closure, if
it is triggered during any AI pollock
fishery in the future. Because the
retention requirement would be
removed from § 697.21(c), this proposed
rule would also remove the prohibition
at § 679.7(c)(1) that prohibits the discard
of any salmon taken with trawl gear in
a BSAI groundfish fishery.
The proposed rule also would
standardize language related to the
discard of salmon. Current regulations
at § 679.21(b) require that, with several
exceptions, prohibited species be
returned to the sea immediately, with a
minimum of injury, regardless of
condition. A similar regulation at
§ 679.21(c)(5) requires that salmon
bycatch, with the exception of those
donated to the PSD program, be
returned to Federal waters (Federal
waters are defined in § 679.2 as waters
within the EEZ off Alaska). The
requirements for discard of salmon
bycatch in Federal waters were
implemented under the final rule for
Amendment 25 to the FMP (59 FR 9492;
April 20, 1994). Neither the proposed
nor the final rule provided an
explanation about why the term ‘‘to
Federal waters’’ was applied to the
discard of salmon and NMFS cannot
identify a reason to have this different
language for PSC in general versus
salmon bycatch. NMFS proposes to
standardize the language so that salmon
not required to be retained by other
regulations would be required to be
returned to the sea and to remove
reference to requiring discard of salmon
specifically in Federal waters.
Other Proposed Regulatory
Amendments
Revisions to Current Salmon Bycatch
Management Measures
This proposed rule would remove
regulations at § 679.21(e)(1)(vi) for the
29,000 Chinook salmon PSC limit that
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triggers closure of the Chinook Salmon
Savings Area in the BS. It also would
revise Figure 8 to part 679 to remove the
Chinook Salmon Savings Areas in the
BS and rename the figure ‘‘the Aleutian
Islands Chinook Salmon Savings Area.’’
This proposed rule would revise
regulations at § 679.21(g) to remove
Chinook salmon in the salmon bycatch
reduction ICA implemented under
Amendment 84 to the FMP. The current
ICA regulations apply to Chinook and
non-Chinook salmon. Under
Amendment 91, all of the regulations for
the current ICA that apply to the
bycatch of Chinook salmon would be
removed from § 679.21(g). The section
heading would read ‘‘Bering Sea NonChinook Salmon Bycatch Management.’’
Regulations that require the ICA to
include VRHS components for Chinook
salmon, including the base rates,
specification of Chinook Salmon
Savings Area closures and notices, and
assignment of vessels in cooperatives to
tiers based on the cooperative’s Chinook
salmon bycatch, would be removed.
One correction would be made to
regulations currently at § 679.21(g)(5)(i)
that identifies the ‘‘parties’’ to the ICA as
‘‘the AFA cooperatives, CDQ groups,
and third party groups’’. The ‘‘parties’’ to
an ICA are the cooperatives and CDQ
groups who have a representative sign
the ICA and agree to abide by the
provisions of the ICA. The ‘‘third party
groups’’ are organizations representing
western Alaskans who depend on
salmon and have an interest in salmon
bycatch reduction, but do not directly
fish in a groundfish fishery. These
groups were consulted in the
development of the currently approved
ICA and are provided information about
activities conducted under the ICA, but
representatives of these organizations do
not sign the ICA. Therefore, they are not
considered ‘‘parties’’ to the ICA.
The proposed rule also would remove
the exemptions from the Chinook
Salmon Savings Area closures for vessel
operators and CDQ groups that
participate in the ICA. Although NMFS
regulations would no longer require that
the ICA include Chinook salmon in a
VRHS system, the industry could
continue to include Chinook salmon in
their program on a voluntary basis.
Revisions to Current AFA Annual
Reporting Requirements
This proposed rule would require that
the pollock industry submit three
different annual reports to the Council
by April 1 of each year.
(1) The AFA cooperative annual
reports that have been required since
2002 (§ 679.61(f)); the proposed rule
would revise this report by moving two
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requirements to a new non-Chinook
salmon ICA annual report.
(2) The ICA Annual Report; this
proposed rule would add a new report
at § 679.21(g)(4) for the non-Chinook
salmon ICA that includes two
components that are currently required
to be submitted in the AFA cooperative
annual reports.
(3) The Chinook salmon IPA annual
report; this proposed rule would add a
new report at § 679.21(f)(12)(vii) that
would contain the requirements
recommended by the Council under
Amendment 91 and described earlier in
the preamble to this proposed rule.
Under regulations implementing the
AFA (67 FR 79692; December 30, 2002),
the AFA cooperatives are required to
submit to the Council each year a
preliminary and a final report
describing their pollock fishing (see
§ 679.61(f)). The AFA cooperative
annual reports are required to provide
information about how the cooperative
allocated pollock, other groundfish
species, and prohibited species among
the vessels in the cooperative; the catch
of these species by area by each vessel
in the cooperative; information about
how the cooperative monitored fishing
by its members; and a description of any
actions taken by the cooperative to
penalize vessels that exceeded the catch
and PSC allocations made to the vessel
by the cooperative. The preliminary
AFA cooperative reports are due to the
Council by December 1 of the year in
which the pollock fishing occurred. The
final AFA cooperative reports are due
by February 1 of the following year.
Additional information requirements
about salmon bycatch were added to the
annual AFA cooperative reports under
Amendment 84 (72 FR 61070; October
29, 2007). Under that final rule, the AFA
cooperatives are required to (1) Report
the number of salmon taken by species
and season, (2) estimate the number of
salmon avoided as demonstrated by the
movement of fishing effort away from
the salmon savings area, (3) include the
results of the compliance audit, and (4)
list each vessel’s number of appearances
on the weekly ‘‘dirty 20’’ lists for both
salmon species.
Since implementation of these
requirements in 2007, NMFS has
realized that while some of the
information required in the annual
report is appropriate for the AFA
cooperatives to include in their annual
reports, some of the information is more
appropriately reported in a separate
report from the non-Chinook salmon
ICA representative. These requirements
are to ‘‘estimate the number of salmon
avoided as demonstrated by the
movement of fishing effort away from
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14033
the salmon savings area’’, and to
‘‘include the results of the compliance
audit.’’ These data elements provide
information about the performance of
the non-Chinook salmon ICA as a
whole. The estimated number of all
salmon avoided by actions taken under
the non-Chinook salmon ICA is
information provided by all participants
and not for individual vessels or
cooperatives. Similarly, the compliance
audit is an evaluation of the nonChinook salmon ICA as a whole.
Therefore, the annual report of this
information is more appropriately
contained in a single report to the
Council by the ICA representative for all
ICA participants as a whole.
Two components added to the AFA
cooperative annual report requirements
under Amendment 84 would continue
to be required to be submitted in the
cooperative annual reports; report the
number of salmon taken by species and
season, and list each vessel’s number of
appearances on the weekly ‘‘dirty 20’’
lists. The requirement for information
about each vessel’s number of
appearances on the weekly ‘‘dirty 20’’
list would be revised to apply this only
to non-Chinook salmon because the
requirement is related to performance
under what would be the non-Chinook
salmon ICAs in the future.
The revision to the annual reporting
requirements would reduce the
information collection burden on the
AFA cooperatives and would not
increase the information collection
burden on the ICA, because, in 2009, the
ICA representative prepared a single
annual report about these two elements
of the ICA (salmon saved and the
compliance audit), and the AFA
cooperatives referenced this separate
report in their individual annual
reports.
This proposed rule would change the
deadline for the AFA cooperative
annual report from February 1 to April
1. It also would establish the deadline
for the receipt of the annual report by
the Council for the representative of the
non-Chinook salmon ICA as April 1 of
the year following the year in which the
fishing activity occurred. These
deadlines would coincide with the
April 1 deadline in this proposed rule
for the new annual report that would be
submitted to the Council about the
Chinook salmon IPAs. Having the same
deadline for all three of these reports
would allow the Council to discuss any
of these annual reports at one time at its
April Council meeting.
Revisions to Definitions at 50 CFR 679.2
This proposed rule would revise the
definitions for a ‘‘Fishing trip’’ and
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‘‘Observed or observed data’’ and remove
definitions for ‘‘Bycatch rate’’ and
‘‘Fishing month.’’
Proposed revisions to the definition of
‘‘Fishing trip’’ in § 679.2 would allow for
post-delivery transfers of Chinook
salmon PSC allocations. In addition to
these revisions, NMFS proposes to
revise the heading of the first definition
of a fishing trip to more accurately
describe the circumstances in part 679
under which this definition of a fishing
trip applies. Currently, the first
definition of a fishing trip applies to
retention requirements including
maximum retainable amounts,
improved retention/improved
utilization, and pollock roe stripping.
However, this definition of a fishing trip
also applies to its use in the
recordkeeping and reporting
requirements in § 679.5. Under this
proposed rule, the heading for the first
definition of a fishing trip would be
revised to add ‘‘R&R requirements under
§ 679.5’’ to reflect the full scope of the
current application of this definition in
part 679.
Paragraph § 679.21(f) has been
reserved since regulations implementing
the vessel incentive program (VIP) were
repealed (73 FR 12898; March 11, 2008);
however, there are three definitions in
§ 679.2 that refer to § 679.21(f): ‘‘Bycatch
rate’’; ‘‘Observed or observed data’’; and
‘‘Fishing month’’. Although these
references do not conflict with any
programs at this time, these definitions
would not be consistent with the
proposed regulations implementing
Amendment 91 at § 679.21(f).
NMFS proposes revising the
definition of ‘‘Observed or observed
data’’ in § 679.2 because the definition
includes two references to the repealed
VIP. First, NMFS would remove the
for NMFS to implement Amendment 91
through Federal regulations. The EIS
was prepared to disclose the expected
impacts of this action and its
alternatives on the human environment.
The RIR for this action was prepared to
assess the costs and benefits of available
regulatory alternatives.
reference to § 679.21(f). Second, NMFS
would remove from the paragraph the
phrase ‘‘observed data’’, which refers to
components of the VIP and does not
appear elsewhere in 50 CFR part 679.
This proposed rule would revise the
definition for ‘‘observed’’ to more
accurately define the term as used in
regulations to describe the observations
of observers in regard to subpart E of 50
CFR part 679.
This proposed rule would also
remove two definitions that were
implemented in support of the VIP. The
term bycatch rate is used extensively in
regulation: § 679.21 (existing), § 679.21
(proposed), and § 679.25; however, the
two usages of bycatch rate defined in
§ 679.2 were specific to the repealed
VIP. Likewise, the definition for
‘‘Fishing month’’ would be removed
because it was specific to the VIP and
does not appear elsewhere in 50 CFR
part 679.
Initial Regulatory Flexibility Analysis
(IRFA)
Classification
Pursuant to sections 304(b) and 305(d)
of the Magnuson-Stevens Act, the NMFS
Assistant Administrator has determined
that this proposed rule is consistent
with the FMP, other provisions of the
Magnuson-Stevens Act, and other
applicable law, subject to further
consideration of comments received
during the public comment period.
This proposed rule has been
determined to be not significant for the
purposes of Executive Order 12866.
Environmental Impact Statement (EIS)
and Regulatory Impact Review (RIR)
A final EIS and RIR were prepared to
serve as the central decision-making
documents for the Secretary of
Commerce to approve, disapprove, or
partially approve Amendment 91, and
An IRFA was prepared for this action,
as required by section 603 of the
Regulatory Flexibility Act (RFA). The
IRFA for this proposed action describes
the reasons why this action is being
proposed; the objectives and legal basis
for the proposed rule; the number of
small entities to which the proposed
rule would apply; any projected
reporting, recordkeeping, or other
compliance requirements of the
proposed rule; any overlapping,
duplicative, or conflicting Federal rules;
and any significant alternatives to the
proposed rule that would accomplish
the stated objectives of the MagnusonStevens Act, and any other applicable
statutes, and would minimize any
significant adverse economic impacts of
the proposed rule on small entities.
Descriptions of the proposed action, its
purpose, and the legal basis are
contained earlier in this preamble and
are not repeated here. A summary of the
IRFA follows. A copy of the IRFA is
available from NMFS (see ADDRESSES).
Number and Description of Small
Entities Regulated by the Proposed
Action. The proposed action applies
only to those entities that participate in
the directed pollock trawl fishery in the
BS. These entities include the AFAaffiliated pollock fleet and the six CDQ
groups that receive allocations of BS
pollock.
TABLE 4—SUMMARY OF SMALL AND LARGE ENTITIES FOR REGULATORY FLEXIBILITY ACT PURPOSES AND NUMBER OF
VESSELS, INSHORE PROCESSORS, AND CDQ GROUPS
Directly regulated by action
Units
Catcher/processors .........................................
Motherships .....................................................
Catcher vessels ..............................................
Inshore processors .........................................
CDQ groups ....................................................
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Entity class
Vessels ...........................................................
Vessels ...........................................................
Vessels ...........................................................
Plants (including fixed floating platforms) ......
Non-profit organizations .................................
The RFA requires a consideration of
affiliations among entities for the
purpose of assessing if an entity is
small. The AFA pollock cooperatives
are a type of affiliation. All of the nonCDQ entities directly regulated by the
proposed action were members of AFA
cooperatives in 2008 and, therefore,
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NMFS considers them ‘‘affiliated’’ large
(non-small) entities for RFA purposes.
Due to their status as non-profit
corporations, the six CDQ groups are
identified as ‘‘small’’ entities. This
proposed action directly regulates the
six CDQ groups and NMFS considers
the CDQ groups to be small entities for
RFA purposes. As described in
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Yes
Yes
Yes
Yes
Yes
Small
Non-small
0
0
0
0
6
16
3
90
7
0
regulations implementing the RFA (13
CFR 121.103) the CDQ groups’
affiliations with other large entities do
not define them as large entities.
Revenue derived from groundfish
allocations and investments in BSAI
fisheries enable these non-profit
corporations to better comply with the
burdens of this action, when compared
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to many of the large AFA-affiliated
entities. Nevertheless, the only small
entities that are directly regulated by
this action are the six CDQ groups.
Description of the CDQ Groups. The
CDQ Program was designed to improve
the social and economic conditions in
western Alaska communities by
facilitating their economic participation
in the BSAI fisheries. In aggregate, CDQ
groups share a 10 percent allocation of
the BSAI pollock TAC. The CDQ
Program also receives allocations of
other groundfish TAC that range from
10.7 percent for Amendment 80 species,
to 7.5 percent for most other species;
however, these allocated amounts are
not affected by this action. These
allocations, in turn, provide an
opportunity for residents of these
communities to participate in and
benefit from the BSAI fisheries through
their association with one of the CDQ
groups. The 65 communities, with
approximately 27,000 total residents,
benefit from participation in the CDQ
Program, but are not directly regulated
by this action. The six non-profit
corporations (CDQ groups), formed to
manage and administer the CDQ
allocations, investments, and economic
development projects are the Aleutian
Pribilof Island Community Development
Association (APICDA), the Bristol Bay
Economic Development Corporation
(BBEDC), the Central Bering Sea
Fishermen’s Association (CBSFA), the
Coastal Villages Region Fund (CVRF),
the Norton Sound Economic
Development Corporation (NSEDC), and
the Yukon Delta Fisheries Development
Association (YDFDA).
The pollock fishery harvest provides
millions of dollars in revenue to western
Alaska CDQ communities through
various channels, including the direct
catch and sale or leasing of quota to
various harvesting partners. The vessels
harvesting CDQ pollock are the same
vessels conducting AFA non-CDQ
pollock harvesting. In addition to
pollock allocations, CDQ groups have
made significant investments in the atsea pollock fleet. In 2007, the six CDQ
groups held approximately $543 million
in assets and had invested more than
$140 million in fishery-related projects,
including, but not limited to, the
pollock industry. Complete descriptions
of the CDQ groups, and the impacts of
this action, are located in sections 2.5
and 6.10.3 of the RIR (see ADDRESSES).
Duplicate, Overlapping, or Conflicting
Federal Rules. No duplication, overlap,
or conflict between this proposed action
and existing federal rules has been
identified.
Description of Significant Alternatives
that Minimize Adverse Impacts on
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Small Entities. The Council considered
an extensive and elaborate series of
alternatives, options, and suboptions as
it designed and evaluated ways to
minimize Chinook salmon bycatch in
the BS pollock fishery. The EIS presents
the five alternative management actions,
including combinations of various
alternatives and options that emerged
from this vetting process: Alternative 1:
Status quo (no action); Alternative 2:
hard cap; Alternative 3: triggered
closures; Alternative 4: hard caps with
an intercooperative agreement; and
Alternative 5: the preferred alternative
of PSC limits with an incentive plan
agreement and performance standard.
As the preferred alternative,
Alternative 5 constitutes the ‘‘proposed
action’’. The remaining four alternatives
(in various combinations of options and
suboptions) constitute the suite of
significant alternatives, under the
proposed action, for RFA purposes.
Each is addressed below. For more
detail, please refer to section 2.5 of the
EIS (see ADDRESSES) where the
accompanying components are
presented with the corresponding
impact analyses. Data on cost and
operating structure within the CDQ
sector are unavailable, so a wholly
quantitative evaluation of the size and
distribution of burdens cannot be
provided. The following is a summary
of the contents of those more extensive
analyses, specifically focusing on the
aspects which pertain to small entities.
Under the status quo alternative
(Alternative 1), the Chinook Salmon
Savings Areas creates separate non-CDQ
and CDQ Chinook salmon PSC limits in
the BS. The Chinook Salmon Savings
Area triggered closures occur upon
attainment of Chinook salmon PSC
limits. The CDQ Program receives
allocations of 7.5 percent of the Chinook
salmon PSC limit (or 2,175 Chinook
salmon), as prohibited species quota
(PSQ) reserve. NMFS further allocates
PSQ reserves among the six CDQ
groups, based on a recommendation by
the State of Alaska in 2005. The State of
Alaska recommended that the
percentage allocation of Chinook
salmon PSC and non-Chinook salmon
PSC among the CDQ groups be the same
as the CDQ groups’ percentage
allocations of pollock. The percentage
allocation of Chinook salmon PSC by
CDQ group is as follows: APICDA (14
percent), BBEDC (21 percent), CBSFA (5
percent), CVRF (24 percent), NSEDC (22
percent), and YDFDC (14 percent).
Allocations of Salmon PSQ to the CDQ
groups are made to the specific entities,
but are transferable among entities
within the CDQ Program. In 2008 and
2009, all CDQ groups were voluntarily
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14035
participating in an ICA, so they were
exempt from the closure of the Chinook
Salmon Savings Area.
Alternative 1 would likely impose the
least burden on the CDQ groups,
because it does not impose a Chinook
salmon PSC limit that could prevent the
full harvest of their respective pollock
allocations. However, the Council found
that the conservation objective that was
the basis for approving Amendment 84
had not been achieved, and the Council
remains concerned that the status quo
management has the potential for high
amounts of Chinook salmon bycatch as
experienced in 2007.
The hard cap alternative (Alternative
2) would establish an upper limit to
Chinook salmon bycatch in the BS
pollock fishery. A range of suboption
caps, from 29,323 to 87,500 Chinook
salmon, were considered, based on
various averages of Chinook salmon
bycatch in the BS pollock trawl fishery
over a range of historical year
combinations from 1997 through 2006.
All Chinook salmon caught by vessels
participating in the directed pollock
fishery would accrue toward the cap.
Under this alternative, upon reaching a
Chinook salmon PSC limit, all directed
pollock fishing must stop, regardless of
potential forgone pollock harvests.
As described in the EIS section 2.2
(see ADDRESSES), this hard cap
alternative includes several different
options for management of a PSC limit,
including separate PSC limits for the
CDQ Program and the remaining AFA
sectors and hard caps divided by
season, by sector, or a combination of
both. In addition, the Council included
an option to allow small entities (i.e.,
CDQ groups) and non-CDQ groups to
transfer Chinook PSC allocations among
sectors, between the A and B seasons, or
a combination of both, that would allow
small entities more flexibility to harvest
the full TAC in high Chinook salmon
encounter years.
Regardless of the hard cap level or
allocation option chosen, the
establishment of an upper limit on the
amount of Chinook salmon bycatch in
the BS pollock fishery, this prohibition
would require participants in the CDQ
Program to stop directed fishing for
pollock, if a hard cap was reached,
because further directed fishing for
pollock would likely result in exceeding
the Chinook salmon cap. As section 6.10
of the analysis in the RIR demonstrates
(see ADDRESSES), the lower the hard cap
selected, the higher the probability of a
fishery closure, and the greater the
potential for forgone pollock revenues.
Although this alternative would have
established an upper limit to Chinook
salmon bycatch, the hard cap alternative
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alone would fail to promote Chinook
salmon avoidance during years of low
salmon encounter rates and could result
in a loss of revenues to CDQ groups, due
to the closure of the fishery before the
TAC has been harvested. Additionally,
this alternative could create a race for
Chinook salmon bycatch, similar to a
race for fish in an open-access fishery,
which could increase the likelihood of
wasteful fishing practices, a truncated
directed fishing season, forgone pollock
harvest, and of not achieving optimum
yield. This proposed rule includes
components of Alternative 2 that would
limit the burden on these smaller
entities and further increases flexibility
for small entities through an IPA to
minimize Chinook bycatch at all levels
of salmon or pollock abundance, while
establishing an upper limit on Chinook
salmon bycatch.
During public comment, the Council
received varying perspectives from CDQ
participants on the costs and benefits of
the range of PSC limits under
consideration. NMFS received written
comments from three of the six CDQ
groups. While two CDQ groups (BBEDC
and YDFDA) argued for a lower cap
than this proposed rule provides, it was
asserted by some, (including members
of CVRF communities) that a hard cap
higher than 68,000 Chinook salmon
would increase the possibility that they
could both harvest their full pollock
allocation, under AFA, and receive full
royalty and profit-sharing payments
from those allocations. The importance
of the pollock resource, as a source of
revenue for these small entities,
indicates that any loss of pollock catch
represents an increased economic
burden on the CDQ groups (small
entities). Public comment from CDQ
members revealed the complexity of the
issue for CDQ groups and communities.
Although CDQ communities derive
revenue from pollock and other BSAI
fisheries, many of these CDQ
stakeholders also depend on sustainable
Chinook salmon runs for subsistence,
cultural, and spiritual practices;
therefore, this issue is not strictly a
matter of finances. The Council
ultimately rejected Alternative 2 in
recognition that a hard cap alone would
not achieve the Council’s objectives for
this action.
The modified area triggered closure
alternative (Alternative 3) is similar to
the status quo in that regulatory time
and area closures would be invoked
when specified Chinook salmon PSC
limits are reached, although NMFS
would remove the VRHS ICA
exemptions to the closed areas. This
alternative would incorporate new cap
levels for triggered closures, sector
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allocations, and transfer provisions and
could impose a lower burden on the
CDQ groups than the preferred
alternative. If triggered, NMFS would
only close the seasonal areas to directed
pollock fishing. This alternative would
not necessarily prevent small entities
from the full harvest of their pollock
TAC, because fishing effort outside of
the closed areas could continue until
the fishing season ended.
While Alternative 3 appears to reduce
the economic impacts of forgone pollock
revenue on small entities, when
compared to the hard cap alternative, it
does not provide any incentive to
minimize Chinook salmon bycatch
below the trigger amount. This
alternative would not achieve the
Council’s objective for the proposed
action because it shifts the fleets fishing
effort to areas that may (or, as
experienced in recent seasons, may not)
have a lower risk of Chinook salmon
encounters, but does not promote
Chinook salmon avoidance at the vessel
level, establish an upper limit to
Chinook salmon bycatch in the BS
pollock fishery, or hold the industry
accountable for minimizing Chinook
salmon bycatch. Therefore, the Council
found that Alternative 3 is inferior to
the proposed action.
At its June 2008 meeting, the Council
developed a preliminary preferred
alternative (Alternative 4) that contains
components of Alternatives 1 through 3.
Alternative 4 would set a PSC limit for
all vessels participating in the BS
pollock fisheries and includes
provisions for a voluntary ICA that must
encourage Chinook salmon avoidance,
at all levels of pollock and Chinook
salmon abundance and encounter rates.
This alternative would minimize the
burden on small entities by setting a
relatively high PSC limit (68,392
Chinook salmon), allowing participants
in an ICA to share the burden of
reducing Chinook bycatch, and allowing
PSC allocation transfers.
PSC allocations under Alternative 4
would have limited the burden on the
small entities by increasing their annual
allocation of the Chinook salmon PSC
limit. Under component 2 of this
alternative, a sector’s allocation of
Chinook salmon bycatch would be
calculated at 75 percent historical
bycatch and 25 percent AFA pollock
quota, with allowances for the CDQ
sector. Estimates of historic bycatch in
the CDQ sector were based on lower
bycatch hauls when compared to nonCDQ sectors, due in part to agreement
with the catcher/processor fleet
contracted to harvest pollock on behalf
of the CDQ sector. These biased
historical bycatch estimates would have
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resulted in a lower initial allocation of
Chinook salmon to CDQ groups,
potentially increasing forgone revenue
loss for small entities. Therefore,
component 2 estimates the historic CDQ
bycatch rates by blending CDQ bycatch
rates with those of sectors harvesting
pollock on behalf of the CDQ groups.
The resulting higher PSC allocations
would decrease the probability of
forgone pollock revenue and the
financial burden of this action on the
CDQ groups. NMFS provides a further
description of the sector allocation in
section 2.4 of the EIS (see ADDRESSES).
During public comment on the Draft
EIS, a different sector allocation was
proposed to Alternative 4 component 2.
The suggested allocation would further
reduce the burden on the small entities
by allocating Chinook salmon based on
25 percent history and 75 percent AFA
pollock allocation. Such an allocation
would further benefit CDQ groups by
increasing the Chinook salmon PSC
allocations to the CDQ groups above the
amount provided under component 2 of
Alternative 4. The Council considered
and rejected this suggestion because
such an allocation would not adequately
represent the different fishing practices
and patterns each sector uses to fully
harvest their pollock allocations.
Despite the advantages of Alternative
4, the Council did not recommend this
alternative, noting that it failed to meet
the Chinook salmon conservation
objective of this action, by setting too
high of a PSC limit and by not
establishing a performance standard to
promote and ensure that the pollock
fishery minimized Chinook salmon
bycatch. However, the preferred
alternative retained component 2 from
Alternative 4, which is designed to
reduce the economic burden on the
CDQ groups.
No additional alternatives were
identified to those analyzed in the EIS,
RIR, and IRFA that had the potential to
further reduce the economic burden on
small entities, while achieving the
objectives of this action. The EIS
contains a detailed discussion of
alternatives considered and eliminated
from further analysis (see ADDRESSES).
This proposed rule includes
performance, rather than design
standards, to minimize Chinook salmon
bycatch, while limiting the burden on
CDQ groups. A system of transferable
PSC allocations and a performance
standard would allow CDQ groups to
decide how best to comply with the
requirements of this action, given the
other constraints imposed on the
pollock fishery (e.g., pollock TAC,
market conditions, area closures
associated with other rules, gear
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restrictions, climate and oceanographic
change).
Recordkeeping and reporting
requirements. In addition to revising
some existing requirements, this rule
would add recordkeeping and reporting
requirements needed to implement the
preferred alternative including those
related to—
• Reporting Chinook salmon bycatch
by vessels directed fishing for pollock in
the BS;
• Applications to receive transferable
Chinook salmon PSC allocations;
• Applications to transfer Chinook
salmon PSC allocations to another
eligible entity;
• Development and submission of
proposed IPAs and amendments to
approved IPAs; and
• An annual report from the
participants in each IPA, documenting
information and data relevant to the BS
Chinook salmon bycatch management
program.
The CDQ groups enter contracts with
partner vessels to harvest their pollock
allocations. Many of these vessels are at
least partially owned by the CDQ
groups. Although the accounting of
Chinook salmon bycatch by partner
vessels fishing under CDQ allocations
would accrue against each respective
CDQ group’s seasonal PSC limit, most of
the recordkeeping, reporting, and
compliance requirements necessary to
implement the preferred alternative
would apply to the vessels harvesting
pollock, and to the processors
processing pollock delivered by catcher
vessels. For example, landings and
production reports that include
information about Chinook salmon
bycatch are required to be submitted by
processors, under existing requirements
at § 679.5.
The CDQ groups already receive
transferable Chinook and non-Chinook
salmon PSC allocations and have
received such allocations under the
CDQ Program since 1999. Therefore,
NMFS would not require CDQ groups to
apply for recognition as entities eligible
to receive transferable PSC allocations
of Chinook salmon. The CDQ groups are
already authorized to transfer their
salmon PSC allocations to and from
other CDQ groups, using existing
transfer applications submitted to
NMFS.
New under this proposed action is the
authorization for the CDQ groups to
transfer Chinook salmon PSC
allocations to and from AFA entities,
outside of the CDQ Program, including
the AFA inshore cooperatives and the
entities representing the AFA catcher/
processor sector and the AFA
mothership sector. Because of this new
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feature, CDQ groups would use a new,
different application to transfer Chinook
PSC; all other transfers by CDQ groups
would continue to be accomplished
using the CDQ or PSQ Transfer
Application. The existing application
would be revised to provide this
instruction.
Participation in an IPA to reduce
Chinook salmon bycatch is voluntary,
but it is necessary to receive transferable
allocations of a portion of the higher
Chinook salmon PSC limit of 60,000.
Therefore, it is likely that the CDQ
groups would participate in an IPA.
They may participate in an IPA together
with members of the other AFA sectors
or they may develop an IPA that applies
only to vessels while they are fishing on
behalf of a CDQ group. In either case,
submission and approval of a proposed
IPA is necessary. In addition, filing of
an annual report by the participants of
each IPA also would be necessary. If the
CDQ groups participate in an IPA
together with members of other sectors,
the CDQ groups would share in the
costs of developing the IPA. However,
the time and cost involved in
developing and submitting a proposed
IPA, amendments to the IPA, and the
annual report would be less per CDQ
group than it would be if the CDQ
groups developed an IPA that just
applied to the CDQ groups.
The professional skills necessary to
prepare the reporting and recordkeeping
requirements that would apply to the
CDQ groups under this proposed rule
include the ability to read, write, and
understand English; the ability to use a
computer and the Internet to submit
electronic transfer request applications;
and the authority to take actions on
behalf of the CDQ group. Each of the six
CDQ groups has executive and
administrative staff capable of
complying with the reporting and
recordkeeping requirements of this
proposed rule and the financial
resources to contract for any additional
legal or technical expertise that they
require to advise them.
Tribal Summary Impact Statement (E.O.
13175)
Executive Order 13175 of November
6, 2000 (25 U.S.C. 450 note), the
Executive Memorandum of April 29,
1994 (25 U.S.C. 450 note), and the
American Indian and Alaska Native
Policy of the U.S. Department of
Commerce (March 30, 1995) outline the
responsibilities of NMFS in matters
affecting tribal interests. Section 161 of
Public Law No. 108–199 (188 Stat. 452),
as amended by section 518 of Public
Law No. 109–447 (118 Stat. 3267),
extends the consultation requirements
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14037
of Executive Order 13175 to Alaska
Native corporations.
NMFS is obligated to consult and
coordinate with federally recognized
tribal governments and Alaska Native
Claims Settlement Act regional and
village corporations on a government-togovernment basis pursuant to Executive
Order 13175 which establishes several
requirements for NMFS, including: (1)
Regular and meaningful consultation
and collaboration with Indian tribal
governments and Alaska Native
corporations in the development of
federal regulatory practices that
significantly or uniquely affect their
communities; (2) to reduce the
imposition of unfunded mandates on
Indian tribal governments; (3) and to
streamline the applications process for
and increase the availability of waivers
to Indian tribal governments. This
Executive Order requires federal
agencies to have an effective process to
involve and consult with
representatives of Indian tribal
governments in developing regulatory
policies and prohibits regulations that
impose substantial, direct compliance
costs on Indian tribal communities.
Section 5(b)(2)(B) of Executive Order
13175 requires NMFS to prepare a tribal
summary impact statement as part of the
final rule. This statement must contain
(1) A description of the extent of the
agency’s prior consultation with tribal
officials, (2) a summary of the nature of
their concerns, (3) the agency’s position
supporting the need to issue the
regulation, and (4) a statement of the
extent to which the concerns of tribal
officials have been met. If the Secretary
of Commerce approves Amendment 91,
a tribal impact summary statement that
summarizes and responds to issues
raised in all tribal consultations on the
proposed action and describes the
extent to which the concerns of tribal
officials have been met will be included
in the final rule for Amendment 91.
To start the consultation process for
this action, NMFS mailed letters to
Alaska tribal governments, Alaska
Native corporations, and related
organizations (‘‘Alaska Native
representatives’’) on December 28, 2007,
when NMFS started the EIS scoping
process. The letter provided information
about the proposed action, the EIS
process, and solicited consultation and
coordination with Alaska Native
representatives. NMFS received 12
letters providing scoping comments
from representatives of tribal
governments and Alaska Native
Corporations, which were summarized
and included in the scoping report that
can be found on the NMFS Alaska
Region Web site (see ADDRESSES).
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Additionally, a number of tribal
representatives and tribal organizations
provided written public comments and
oral public testimony to the Council
during Council outreach meetings on
Amendment 91 and at the numerous
Council meetings at which Amendment
91 was discussed.
Once the Draft EIS was released on
December 5, 2008, NMFS sent another
letter to Alaska Native representatives to
announce the release of the document
and to solicit comments concerning the
scope and content of the Draft EIS. The
letter included a copy of the executive
summary and provided information on
how to obtain a printed or electronic
copy of the Draft EIS. NMFS also mailed
23 copies of the Draft EIS to the Alaska
Native representatives who had
requested a copy or provided written
comments to NMFS during scoping.
NMFS received 14 letters of comment
on the Draft EIS from representatives of
tribal governments, tribal organizations,
or Alaska Native corporations. These
comments are summarized and
responded to in the Comment Analysis
Report (CAR) in Chapter 9 of the EIS
and the comment letters are posted on
the NMFS Alaska Region Web site (see
ADDRESSES).
NMFS received requests for tribal
consultation on Amendment 91 from
representatives of the following eight
Federally recognized tribes: the Nome
Eskimo Community, Chinik Eskimo
Community (representing the village of
Golovin), the Stebbins Community
Association, the Native Village of
Unalakleet, the Native Village of
Kwigillingok, the Native Village of
Kipnuk, the Alakanuk Tribal Council,
and the Emmonak Tribal Council. The
Alaska tribal representatives’ concerns
raised during these consultations were
summarized and responded to in the
EIS (see ADDRESSES).
NMFS held a tribal consultation in
Nome, AK, on January 22, 2009, in
conjunction with a Council outreach
meeting on Chinook salmon bycatch.
Consulting in person with NMFS in
Nome were representatives of the Nome
Eskimo Community, the Chinik Eskimo
Community, and the Native Village of
Elim. Consulting by telephone were
representatives of the Stebbins
Community Association and the Native
Village of Unalakleet. Council staff
provided information on the Draft EIS,
the alternatives, and the schedule for
Council action. As part of the
consultation, NMFS staff provided
additional information and then
listened to the concerns and issues
raised by the tribal representatives. The
Nome Eskimo Community submitted a
letter to NMFS with its comments on
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the Draft EIS during the tribal
consultation.
NMFS also held a tribal consultation
teleconference on March 17, 2009, with
the Native Village of Kwigillingok and
the Bering Sea Elders Advisory Group.
The Regional Administrator provided
information about the upcoming final
action by the Council and the Draft EIS
comment period. On October 19, 2009,
NMFS held a tribal consultation via
teleconference with the Alakanuk Tribal
Council and the Native Village of
Kipnuk. The Regional Administrator
provided information on the Chinook
and chum salmon bycatch in the Bering
Sea in 2009 and listened to the concerns
and issues raised by the tribal
representatives. NMFS is continuing to
engage the Emmonak Tribal Council and
anticipates a consultation early in 2010.
Following the releases of the final EIS
and RIR on December 7, 2009, NMFS
sent another letter to Alaska Native
representatives to announce the release
of the EIS and provide information on
participating in the rulemaking process.
The letter included a copy of the EIS
and RIR executive summary and
provided information on how to obtain
a printed or electronic copy of the EIS
and RIR. NMFS also mailed 28 copies of
the EIS and RIR to the Alaska Native
representatives who requested a copy or
who had provided written comments to
NMFS on the EIS.
NMFS will continue the consultation
process by sending another letter to all
Alaska Native representatives when the
NOA for Amendment 91 and this
proposed rule are published in the
Federal Register notifying them of the
opportunity to comment.
Collection-of-Information Requirements
This proposed rule contains
collection-of-information requirements
subject to review and approval by OMB
under the Paperwork Reduction Act
(PRA). These requirements have been
submitted to OMB for approval. The
collections are listed below by OMB
control number.
OMB Control No. NEW
Public reporting burden per response
is estimated to average 40 hours for AFA
Catch Monitoring and Control Plan
(CMCP); 5 minutes for Inspection
Request for Inshore CMCP; 8 hours for
CMCP Addendum; 1 hour for Electronic
Monitoring System; 2 hours for
Inspection Request for Electronic
Monitoring System.
OMB Control No. NEW
Public reporting burden per response
is estimated to average 30 minutes for
CDQ Groundfish or Non-Chinook PSQ
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Transfer Request; and 30 minutes for
CDQ Chinook Salmon PSQ Transfer
Request.
OMB Control No. 0393
Public reporting burden per response
is estimated to average 8 hours for
Application for Approval As An Entity
to Receive Transferable Chinook Salmon
PSC Allocation and 15 minutes for
Application for Transfer of Chinook
Salmon PSC Allocations.
OMB Control No. NEW
Public reporting burden per response
is estimated to average 40 hours for
Application for Proposed (Chinook)
Incentive Plan Agreement (IPA), 8 hours
for (Chinook) IPA annual report, 40
hours for initial (non-Chinook) InterCooperative Agreement (ICA), 8 hours
for (non-Chinook) ICA annual report, 12
hours annual AFA cooperative report, 5
minutes for IPA agent of service (this
item will be removed because it is part
of the ICA), 5 minutes for ICA agent of
service (this item will be removed
because it is part of the IPA).
OMB Control No. 0515
Public reporting burden per response
is estimated to average 30 minutes for
eLandings Catcher/Processor Trawl Gear
Electronic Logbook and 31 minutes for
eLandings Mothership Electronic
Logbook.
Public reporting burden includes the
time for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection of information.
Public comment is sought regarding:
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
the accuracy of the burden estimate;
ways to enhance the quality, utility, and
clarity of the information to be
collected; and ways to minimize the
burden of the collection of information,
including through the use of automated
collection techniques or other forms of
information technology. Send comments
on these or any other aspects of the
collection of information to (NMFS
Alaska Region) at the ADDRESSES above,
and e-mail to
David_Rostker@omb.eop.gov, or fax to
202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
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that collection of information displays a
currently valid OMB Control Number.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Recordkeeping and
reporting requirements.
Dated: March 15, 2010.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 679 is proposed
to be amended as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447.
2. In § 679.2,
A. Remove the definitions for
‘‘Bycatch rate’’, ‘‘Chinook Salmon
Savings Area of the BSAI’’, ‘‘Fishing
month’’, ‘‘Observed or observed data’’,
and ‘‘Salmon bycatch reduction
intercooperative agreement (ICA)’’;
B. In the definition for ‘‘Fishing trip’’
revise paragraph (1) introductory text,
paragraph (1)(i) introductory text, and
paragraph 1(ii), and add new paragraph
(6);
C. Add new definitions for ‘‘Agent for
service of process’’, ‘‘Chinook salmon
bycatch incentive plan agreement
(IPA)’’, ‘‘Non-Chinook salmon bycatch
reduction intercooperative agreement
(ICA)’’, and ‘‘Observed’’.
The addition and revisions read as
follows:
§ 679.2
Definitions.
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*
*
*
*
Agent for service of process means, for
purposes of § 679.21(f), a person
appointed by the members of an AFA
inshore cooperative, a CDQ group, or an
entity representing the AFA catcher/
processor sector or the AFA mothership
sector, who is authorized to receive and
respond to any legal process issued in
the United States with respect to all
owners and operators of vessels that are
members of the inshore cooperative, the
entity representing the catcher/
processor sector, the entity representing
the mothership sector, or the entity
representing the cooperative or a CDQ
group and owners of all vessels directed
fishing for pollock CDQ on behalf of that
CDQ group.
*
*
*
*
*
Chinook salmon bycatch incentive
plan agreement (IPA) is a voluntary
private contract, approved by NMFS
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under § 679.21(f)(12), that establishes
incentives for participants to avoid
Chinook salmon bycatch while directed
fishing for pollock in the Bering Sea
subarea.
*
*
*
*
*
Fishing trip means:
(1) Retention requirements (MRA, IR/
IU, and pollock roe stripping) and R&R
requirements under § 679.5.
(i) Catcher/processors and
motherships. An operator of a catcher/
processor or mothership processor
vessel is engaged in a fishing trip from
the time the harvesting, receiving, or
processing of groundfish is begun or
resumed in an area until any of the
following events occur:
*
*
*
*
*
(ii) Catcher vessels. An operator of a
catcher vessel is engaged in a fishing
trip from the time the harvesting of
groundfish is begun until the offload or
transfer of all fish or fish product from
that vessel.
*
*
*
*
*
(6) For purposes of § 679.7(d)(9) for
CDQ groups and § 679.7(k)(8)(ii) for
AFA entities, the period beginning when
a vessel operator commences harvesting
any pollock that will accrue against a
directed fishing allowance for pollock in
the BS or against a pollock CDQ
allocation harvested in the BS and
ending when the vessel operator
offloads or transfers any processed or
unprocessed pollock from that vessel.
*
*
*
*
*
Non-Chinook salmon bycatch
reduction intercooperative agreement
(ICA) is a voluntary non-Chinook
salmon bycatch avoidance agreement, as
described at § 679.21(g) and approved
by NMFS, for directed pollock fisheries
in the Bering Sea subarea.
*
*
*
*
*
Observed means observed by one or
more observers (see subpart E of this
part).
*
*
*
*
*
3. In § 679.5,
A. Revise paragraphs (e)(10)(iii)(M),
(f)(1)(iv), (f)(7) introductory text, and
paragraph (f)(7)(i); and
B. Add paragraph (f)(1)(vii).
The revisions and additions read as
follows:
§ 679.5
(R&R).
Recordkeeping and reporting
*
*
*
*
*
(e) * * *
(10) * * *
(iii) * * *
(M) PSC numbers—(1) Non-AFA
catcher/processors and all motherships.
Daily number of PSC animals (Pacific
salmon, steelhead trout, Pacific halibut,
PO 00000
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14039
king crabs, and Tanner crabs) by species
codes and discard and disposition
codes.
(2) AFA and CDQ catcher/processors.
The operator of an AFA catcher/
processor or any catcher/processor
harvesting pollock CDQ must enter
daily the number of non-salmon PSC
animals (Pacific halibut, king crabs, and
Tanner crabs) by species codes and
discard and disposition codes. Salmon
PSC animals are entered into the
electronic logbook as described in
paragraphs (f)(1)(iv) and (v) of this
section.
*
*
*
*
*
(f) * * *
(1) * * *
(iv) Catcher/processor trawl gear ELB.
Except as described in paragraph
(f)(1)(vii) of this section, the operator of
a catcher/processor using trawl gear
may use a combination of a NMFSapproved catcher/processor trawl gear
ELB and eLandings to record and report
groundfish information. In the ELB, the
operator may enter daily processor
identification information and catch-byhaul information. In eLandings, the
operator must enter daily processor
identification, groundfish production
data, and groundfish and prohibited
species discard or disposition data.
*
*
*
*
*
(vii) AFA and CDQ trawl catcher/
processors. The operator of an AFA
catcher/processor or any catcher/
processor harvesting pollock CDQ must
use a combination of NMFS-approved
catcher/processor trawl gear ELB and
eLandings to record and report
groundfish and PSC information. In the
ELB, the operator must enter processor
identification information, catch-byhaul information, and prohibited
species discard or disposition data for
all salmon species in each haul. In
eLandings, the operator must enter daily
processor identification, groundfish
production data, and groundfish and
daily prohibited species discard or
disposition data for all prohibited
species except salmon.
*
*
*
*
*
(7) ELB data submission. The operator
must transmit ELB data to NMFS at the
specified e-mail address in the
following manner:
(i) Catcher/processor. Directly to
NMFS as an e-mail attachment or other
NMFS-approved data transmission
mechanism, by midnight each day to
record the previous day’s hauls.
*
*
*
*
*
4. In § 679.7,
A. Remove and reserve paragraph
(c)(1);
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B. Remove paragraphs (d)(6) and
(d)(9) through (d)(23);
C. Redesignate paragraph (d)(24) as
(d)(6) and paragraph (d)(25) as (d)(9);
D. Revise paragraphs (d)(7), (d)(8);
E. Revise paragraph (k)(3)(vi); and
F. Add paragraph (k)(8).
The additions and revisions read as
follows:
§ 679.7
Prohibitions
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
*
*
*
*
*
(c) * * *
(1) [Reserved]
*
*
*
*
*
(d) * * *
(7) Catch Accounting—(i) General—
(A) For the operator of a catcher/
processor using trawl gear or a
mothership, to harvest or take deliveries
of CDQ or PSQ species without a valid
scale inspection report signed by an
authorized scale inspector under
§ 679.28(b)(2) on board the vessel.
(B) For the operator of a vessel
required to have an observer sampling
station described at § 679.28(d), to
harvest or take deliveries of CDQ or PSQ
species without a valid observer
sampling station inspection report
issued by NMFS under § 679.28(d)(8) on
board the vessel.
(C) For the manager of a shoreside
processor or stationary floating
processor, or the manager or operator of
a buying station that is required
elsewhere in this part to weigh catch on
a scale approved by the State of Alaska
under § 679.28(c), to fail to weigh catch
on a scale that meets the requirements
of § 679.28(c).
(D) For the operator of a catcher/
processor or a catcher vessel required to
carry a level 2 observer, to combine
catch from two or more CDQ groups in
the same haul or set.
(E) For the operator of a catcher vessel
using trawl gear or any vessel less than
60 ft (18.3 m) LOA that is groundfish
CDQ fishing as defined at § 679.2, to
discard any groundfish CDQ species or
salmon PSQ before it is delivered to a
processor unless discard of the
groundfish CDQ is required under other
provisions or, in waters within the State
of Alaska, discard is required by laws of
the State of Alaska.
(F) For the operator of a vessel using
trawl gear, to release CDQ catch from
the codend before it is brought on board
the vessel and weighed on a scale
approved by NMFS under § 679.28(b) or
delivered to a processor. This includes,
but is not limited to, ‘‘codend dumping’’
and ‘‘codend bleeding.’’
(G) For the operator of a catcher/
processor using trawl gear or a
mothership, to sort, process, or discard
CDQ or PSQ species before the total
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catch is weighed on a scale that meets
the requirements of § 679.28(b),
including the daily test requirements
described at § 679.28(b)(3).
(H) For a CDQ representative, to use
methods other than those approved by
NMFS to determine the catch of CDQ
and PSQ reported to NMFS on the CDQ
catch report.
(ii) Fixed gear sablefish—(A) For a
CDQ group, to report catch of sablefish
CDQ for accrual against the fixed gear
sablefish CDQ reserve if that sablefish
CDQ was caught with fishing gear other
than fixed gear.
(B) For any person on a vessel using
fixed gear that is fishing for a CDQ
group with an allocation of fixed gear
sablefish CDQ, to discard sablefish
harvested with fixed gear unless
retention of sablefish is not authorized
under § 679.23(e)(4)(ii) or, in waters
within the State of Alaska, discard is
required by laws of the State of Alaska.
(8) Prohibited species catch—(i)
Crab—(A) Zone 1. For the operator of an
eligible vessel, to use trawl gear to
harvest groundfish CDQ in Zone 1 after
the CDQ group’s red king crab PSQ or
C. bairdi Tanner crab PSQ in Zone 1 is
attained.
(B) Zone 2. For the operator of an
eligible vessel, to use trawl gear to
harvest groundfish CDQ in Zone 2 after
the CDQ group’s PSQ for C. bairdi
Tanner crab in Zone 2 is attained.
(C) COBLZ. For the operator of an
eligible vessel, to use trawl gear to
harvest groundfish CDQ in the C. opilio
Bycatch Limitation Zone after the CDQ
group’s PSQ for C. opilio Tanner crab is
attained.
(ii) Salmon—(A) Discard of salmon.
For any person, to discard salmon from
a catcher vessel, catcher/processor,
mothership, shoreside processor, or SFP
or transfer or process any salmon under
the PSD Program at § 679.26, if the
salmon were taken incidental to a
directed fishery for pollock CDQ in the
Bering Sea, until the number of salmon
has been determined by an observer and
the collection of scientific data or
biological samples from the salmon has
been completed.
(B) Non-Chinook salmon. For the
operator of an eligible vessel, to use
trawl gear to harvest pollock CDQ in the
Chum Salmon Savings Area between
September 1 and October 14 after the
CDQ group’s non-Chinook salmon PSQ
is attained, unless the vessel is
participating in a non-Chinook salmon
bycatch reduction ICA under
§ 679.21(g).
(C) Chinook salmon—(1) Overages of
Chinook salmon PSC allocations. For a
CDQ group, to exceed a Chinook salmon
PSC allocation issued under § 679.21(f)
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Fmt 4701
Sfmt 4702
as of June 25 for the A season allocation
and as of December 1 for the B season
allocation.
(2) For the operator of a catcher vessel
or catcher/processor, to start a new
fishing trip for pollock CDQ in the BS
in the A season or in the B season, if the
CDQ group for which the vessel is
fishing has exceeded its Chinook
salmon PSC allocation issued under
§ 679.21(f) for that season.
(3) For the operator of a catcher/
processor or mothership, to catch or
process pollock CDQ in the BS without
complying with the applicable
requirements of § 679.28(j).
(4) For the operator of a catcher/
processor or a mothership, to begin
sorting catch from a haul from a
directed fishery for pollock CDQ in the
BS, until the observer has completed
counting the salmon and collecting
scientific data or biological samples
from the previous haul.
(5) For the operator of a catcher
vessel, to deliver pollock CDQ to a
shoreside processor or stationary
floating processor that does not have a
catch monitoring and control plan
approved under § 679.28(g).
(6) For the operator of a catcher
vessel, to start a new fishing trip for
pollock CDQ in the BS if the observer
assigned to the catcher vessel for the
next fishing trip has not completed
counting the salmon and collecting
scientific data or biological samples
from the previous delivery by that
vessel.
*
*
*
*
*
(k) * * *
(3) * * *
(vi) Catch monitoring and control
plan (CMCP)—(A) Take deliveries or
process groundfish delivered by a vessel
engaged in directed fishing for BSAI
pollock without following an approved
CMCP as described at § 679.28(g). A
copy of the CMCP must be maintained
on the premises and made available to
authorized officers or NMFS-authorized
personnel upon request.
(B) Allow sorting of fish at any
location in the processing plant other
than those identified in the CMCP under
§ 678.28(g)(7).
(C) Allow salmon of any species to
pass beyond the last point where sorting
of fish occurs, as identified in the scale
drawing of the processing plant in the
approved CMCP.
*
*
*
*
*
(8) Salmon bycatch—(i) Discard of
salmon. For any person, to discard any
salmon from a catcher vessel, catcher/
processor, mothership, or inshore
processor or transfer or process any
salmon under the PSD Program at
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jlentini on DSKJ8SOYB1PROD with PROPOSALS4
§ 679.26, if the salmon were taken
incidental to a directed fishery for
pollock in the BS, until the number of
salmon has been determined by an
observer and the collection of scientific
data or biological samples from the
salmon has been completed.
(ii) Catcher/processors and
motherships. For the operator of a
catcher/processor or a mothership, to
begin sorting catch from a haul from a
directed fishery for pollock in the BS,
until the observer has completed
counting the salmon and collecting
scientific data or biological samples
from the previous haul.
(iii) Catcher vessels delivering to
inshore processors. For the operator of
a catcher vessel, to start a new fishing
trip for pollock in the BS if the observer
assigned to the catcher vessel for the
next fishing trip has not completed
counting the salmon and collecting
scientific data or biological samples
from the previous delivery by that
vessel.
(iv) Overages of Chinook salmon PSC
allocations—(A) For an inshore
cooperative, the entity representing the
AFA catcher/processor sector, or the
entity representing the AFA mothership
sector, to exceed a Chinook salmon PSC
allocation issued under § 679.21(f) as of
June 25 for the A season allocation and
as of December 1 for the B season
allocation.
(B) For a catcher vessel or catcher/
processor, to start a fishing trip for
pollock in the BS in the A season or in
the B season if the vessel is fishing
under a transferable Chinook salmon
PSC allocation issued to an inshore
cooperative, the entity representing the
AFA catcher/processor sector, or the
entity representing the AFA mothership
sector under § 679.21(f) and the inshore
cooperative or entity has exceeded its
Chinook salmon PSC allocation for that
season.
*
*
*
*
*
5. In § 679.21,
A. Remove and reserve paragraph (a);
B. Add paragraphs (b)(6) and (f); and
C. Revise paragraphs (b)(2)(ii), (b)(3),
(c), (e)(1)(vi), (e)(3)(i)(A)(3)(i),
(e)(7)(viii), (e)(7)(ix), and (g).
The revisions and additions read as
follows:
§ 679.21 Prohibited Species Bycatch
Management
(a) [Reserved]
(b) * * *
(2) * * *
(ii) After allowing for sampling by an
observer, if an observer is aboard, sort
its catch immediately after retrieval of
the gear and, except for salmon
prohibited species catch in the BS
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17:38 Mar 22, 2010
Jkt 220001
pollock fisheries under paragraph (c) of
this section and § 679.26, return all
prohibited species, or parts thereof, to
the sea immediately, with a minimum of
injury, regardless of its condition.
(3) Rebuttable presumption. Except as
provided under paragraph (c) of this
section and § 679.26, there will be a
rebuttable presumption that any
prohibited species retained on board a
fishing vessel regulated under this part
was caught and retained in violation of
this section.
*
*
*
*
*
(6) Addresses. Unless otherwise
specified, submit information required
under this section to NMFS as follows:
by mail to the Regional Administrator,
NMFS, P.O. Box 21668, Juneau, AK
99802; by courier to the Office of the
Regional Administrator, 709 West 9th
St., Juneau, AK 99801; or by fax to 907–
586–7465. Forms are available on the
NMFS Alaska Region Web site (https://
alaskafisheries.noaa.gov/).
(c) Salmon taken in the BS pollock
fisheries. Regulations in this paragraph
apply to vessels directed fishing for
pollock in the BS, including pollock
CDQ, and processors taking deliveries
from these vessels.
(1) Salmon discard. The operator of a
vessel and the manager of a shoreside
processor or SFP must not discard any
salmon or transfer or process any
salmon under the PSD Program at
§ 679.26, if the salmon were taken
incidental to a directed fishery for
pollock in the BS, until the number of
salmon has been determined by the
observer and the observer’s collection of
any scientific data or biological samples
from the salmon has been completed.
(2) Salmon retention and storage—(i)
Operators of catcher/processors or
motherships must:
(A) Sort and transport all salmon
bycatch from each haul to an approved
storage location adjacent to the observer
sampling station that allows an observer
free and unobstructed access to the
salmon (see § 679.28(d)(2)(i) and (d)(7)).
The salmon storage location must
remain in view of the observer from the
observer sampling station at all times
during the sorting of the haul.
(B) If, at any point during sorting of
the haul or delivery for salmon, the
salmon are too numerous to be
contained in the salmon storage
location, all sorting must cease and the
observer must be given the opportunity
to count the salmon in the storage
location and collect scientific data or
biological samples. Once the observer
has completed all counting and
sampling duties for the counted salmon,
the salmon must be removed by vessel
PO 00000
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Sfmt 4702
14041
personnel from the approved storage
location, in the presence of the observer.
(C) Before sorting of the next haul
may begin, the observer must be given
the opportunity to complete the count of
salmon and the collection of scientific
data or biological samples from the
previous haul.
(D) Ensure no salmon of any species
pass the observer sample collection
point, as identified in the scale drawing
of the observer sample station.
(ii) Operators of vessels delivering to
shoreside processors or stationary
floating processors must:
(A) Store in a refrigerated saltwater
tank all salmon taken as bycatch in
trawl operations.
(B) Deliver all salmon to the processor
receiving the vessel’s BS pollock catch.
(C) Before the vessel can begin a new
fishing trip, the observer assigned to
that vessel for the next fishing trip must
be given the opportunity to complete
the count of salmon and the collection
of scientific data or biological samples
from the previous delivery.
(iii) Shoreside processors or stationary
floating processors must:
(A) Comply with the requirements in
§ 679.28(g)(7)(vii) for the receipt,
sorting, and storage of salmon from
deliveries of catch from the BS pollock
fishery.
(B) Ensure no salmon of any species
pass beyond the last point where sorting
of fish occurs, as identified in the scale
drawing of the plant in the CMCP.
(C) Sort and transport all salmon of
any species to the observation area by
plant personnel and the salmon must
remain in that observation area and
within the view of the observer at all
times during the offload.
(D) If, at any point during the offload,
salmon are too numerous to be
contained in the observation area, the
offload and all sorting must cease and
the observer must be given the
opportunity to count the salmon in the
observation area and collect scientific
data or biological samples. The counted
salmon then must be removed from the
area by plant personnel in the presence
of the observer.
(E) At the completion of the offload,
the observer must be given the
opportunity to count the salmon in the
observation area and collect scientific
data or biological samples.
(3) Assignment of crew to assist
observer. Operators of vessels and
managers of shoreside processors and
SFPs that are required to retain salmon
under paragraph (c)(1) of this section
must designate and identify to the
observer aboard the vessel, or at the
shoreside processor or SFP, a crew
person or employee responsible for
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ensuring all sorting, retention, and
storage of salmon occurs according to
the requirements of (c)(2) of this section.
(4) Discard of salmon. Except for
salmon under the PSD Program at
§ 679.26, all salmon must be returned to
the sea as soon as is practicable,
following notification by an observer
that the number of salmon has been
determined and the collection of
scientific data or biological samples has
been completed.
*
*
*
*
*
(e) * * *
(1) * * *
(vi) BS Chinook salmon. See
paragraph (f) of this section.
*
*
*
*
*
(3) * * *
(i) * * *
(A) * * *
(3) * * *
(i) Chinook salmon. See paragraph (f)
of this section for BS Chinook salmon or
paragraph (e)(1)(viii) of this section for
AI Chinook salmon.
*
*
*
*
*
(7) * * *
(viii) AI Chinook salmon. If, during
the fishing year, the Regional
Administrator determines that catch of
Chinook salmon, by vessels using trawl
gear while directed fishing for pollock
in the AI, will reach the annual limit of
700 Chinook salmon, as identified in
paragraph (e)(1)(viii) of this section,
NMFS, by notification in the Federal
Register will close the AI Chinook
Salmon Savings Area, as defined in
Figure 8 to this part, to directed fishing
for pollock with trawl gear on the
following dates:
(A) From the effective date of the
closure until April 15, and from
September 1 through December 31, if
the Regional Administrator determines
that the annual limit of AI Chinook
salmon will be attained before April 15.
(B) From September 1 through
December 31, if the Regional
Administrator determines that the
annual limit of AI Chinook salmon will
be attained after April 15.
(ix) Exemptions. Trawl vessels
participating in directed fishing for
pollock and operating under a nonChinook salmon bycatch reduction ICA
approved by NMFS under paragraph (g)
of this section are exempt from closures
in the Chum Salmon Savings Area
described at paragraph (e)(7)(vii) of this
section. See also § 679.22(a)(10) and
Figure 9 to part 679.
*
*
*
*
*
(f) BS Chinook Salmon Bycatch
Management—(1) Applicability. This
paragraph contains regulations
governing the bycatch of Chinook
salmon in the BS pollock fishery.
(2) BS Chinook salmon prohibited
species catch (PSC) limit. Each year,
NMFS will allocate to AFA sectors,
listed in paragraph (f)(3)(ii) of this
section, a portion of either the 47,591
Chinook salmon PSC limit or the 60,000
Chinook salmon PSC limit.
(i) An AFA sector will receive a
portion of the 47,591 Chinook salmon
PSC limit if:
(A) No Chinook salmon bycatch
incentive plan agreement (IPA) is
approved by NMFS under paragraph
(f)(12) of this section; or
(B) That AFA sector has exceeded its
performance standard under paragraph
(f)(6) of this section.
(ii) An AFA sector will receive a
portion of the 60,000 Chinook salmon
PSC limit if:
(A) At least one IPA is approved by
NMFS under paragraph (f)(12) of this
section; and
(B) That AFA sector has not exceeded
its performance standard under
paragraph (f)(6) of this section.
(3) Allocations of the BS Chinook
salmon PSC limits—(i) Seasonal
apportionment. NMFS will apportion
the BS Chinook salmon PSC limits
annually 70 percent to the A season and
30 percent to the B season, which are
described in § 679.23(e)(2)(i) and (ii).
(ii) AFA sectors. Each year, NMFS
will make allocations of the applicable
BS Chinook salmon PSC limit to the
following four AFA sectors:
AFA sector:
Eligible participants are:
(A) Catcher/processor (C/P) ...............................
AFA catcher/processors and AFA catcher vessels delivering to AFA catcher/processors, all of
which are permitted under § 679.4(l)(2) and § 679.4(l)(3)(i)(A), respectively.
AFA catcher vessels harvesting pollock for processing by AFA motherships, all of which are
permitted under § 679.4(l)(3)(i)(B) and § 679.4(l)(4), respectively.
AFA catcher vessels harvesting pollock for processing by AFA inshore processors, all of which
are permitted under § 679.4(l)(3)(i)(C).
The six CDQ groups authorized under section 305(i)(1)(D) of the Magnuson-Stevens Act to
participate in the CDQ Program.
(B) Mothership ....................................................
(C) Inshore ..........................................................
(D) CDQ Program ...............................................
(iii) Allocations to each AFA sector.
NMFS will allocate the BS Chinook
salmon PSC limits to each AFA sector
as follows:
(A) If a sector is managed under the
60,000 Chinook salmon PSC limit, the
A season
maximum amount of Chinook salmon
PSC allocated to each sector in each
season and annually is:
B season
Annual total
AFA sector
% Allocation
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
(1)
(2)
(3)
(4)
C/P ......................................................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
32.9
8.0
49.8
9.3
(B) If the sector is managed under the
47,591 Chinook salmon PSC limit, the
sector will be allocated the following
VerDate Nov<24>2008
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Jkt 220001
# of Chinook
% Allocation
13,818
3,360
20,916
3,906
17.9
7.3
69.3
5.5
# of Chinook
3,222
1,314
12,474
990
amount of Chinook salmon PSC in each
season and annually:
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% Allocation
28.4
7.8
55.6
8.2
# of Chinook
17,040
4,674
33,390
4,896
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A season
B season
Annual total
AFA sector
% Allocation
(1)
(2)
(3)
(4)
C/P ......................................................
Mothership ..........................................
Inshore ................................................
CDQ Program .....................................
# of Chinook
32.9
8.0
49.8
9.3
(iv) Allocations to the AFA catcher/
processor and mothership sectors—(A)
NMFS will issue transferable Chinook
salmon PSC allocations under paragraph
(f)(3)(iii)(A) or (B) of this section to
entities representing the AFA catcher/
processor sector and the AFA
mothership sector if these sectors meet
the requirements of paragraph (f)(8) of
this section.
(B) If no entity is approved by NMFS
to represent the AFA catcher/processor
sector or the AFA mothership sector,
then NMFS will manage that sector
under a non-transferable Chinook
salmon PSC allocation under paragraph
(f)(10) of this section.
% Allocation
10,960
2,665
16,591
3,098
# of Chinook
17.9
7.3
69.3
5.5
(v) Allocations to inshore cooperatives
and the AFA inshore open access
fishery. NMFS will further allocate the
inshore sector’s Chinook salmon PSC
allocation under paragraph
(f)(3)(iii)(A)(3) or (B)(3) of this section
among the inshore cooperatives and the
inshore open access fishery based on the
percentage allocations of pollock to each
inshore cooperative under § 679.62(a).
NMFS will issue transferable Chinook
salmon PSC allocations to inshore
cooperatives. Any Chinook salmon PSC
allocated to the inshore open access
fishery will be as a non-transferable
allocation managed by NMFS under the
2,556
1,042
9,894
785
% Allocation
28.4
7.8
55.6
8.2
# of Chinook
13,516
3,707
26,485
3,883
requirements of paragraph (f)(10) of this
section.
(vi) Allocations to the CDQ Program.
NMFS will further allocate the Chinook
salmon PSC allocation to the CDQ
Program under paragraph (f)(3)(iii)(A)(4)
or (B)(4) of this section among the six
CDQ groups based on each CDQ group’s
percentage of the CDQ Program pollock
allocation in Column B of Table 47d to
this part. NMFS will issue transferable
Chinook salmon PSC allocations to CDQ
groups.
(vii) Accrual of Chinook salmon
bycatch to specific PSC allocations.
If a Chinook salmon PSC allocation is:
Then all Chinook salmon bycatch:
(A) A transferable allocation to a sector-level entity, inshore cooperative, or CDQ group under paragraph (f)(8) of this section.
(B) A non-transferable allocation to a sector or the inshore open access fishery under paragraph (f)(10) of this section.
by any vessel fishing under a transferable allocation will accrue against
the allocation to the entity representing that vessel.
by any vessel fishing under a non-transferable allocation will accrue
against the allocation established for the sector or inshore open access fishery, whichever is applicable.
by any vessel fishing under the opt-out allocation will accrue against
the opt-out allocation.
(C) The opt-out allocation under paragraph (f)(5) of this section ............
(viii) Public release of Chinook
salmon PSC information. For each year,
NMFS will release to the public and
publish on the NMFS Alaska Region
website (https://
alaskafisheries.noaa.gov/):
(A) The Chinook salmon PSC
allocations for each entity receiving a
transferable allocation;
(B) The non-transferable Chinook
salmon PSC allocations;
(C) The vessels fishing under each
transferable or non-transferable
allocation;
For each sector:
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
(A) Catcher/processor
(B) Mothership
(C) Inshore
(D) CDQ Program
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(D) The amount of Chinook salmon
bycatch that accrues towards each
transferable or non-transferable
allocation; and
(E) Any changes to these allocations
due to transfers under paragraph (f)(9) of
this section, rollovers under paragraph
(f)(11) of this section, and deductions
from the B season non-transferable
allocations under paragraphs (f)(5)(v) or
(f)(10)(iii) of this section.
(4) Reduction in allocations of the
60,000 Chinook salmon PSC limit—(i)
Reduction in sector allocations. NMFS
Reduce the A season allocation
by the sum of the amount of
Chinock salmon associated
with each vessel or CDQ
group not participating in an
IPA:
From Column E in Table
47a to this part
From column E in Table
47b to this part
From column E in Table
47c to this part
From Column C in Table
47d to this part
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will reduce the seasonal allocation of
the 60,000 Chinook salmon PSC limit to
the catcher/processor sector, the
mothership sector, the inshore sector, or
the CDQ Program under paragraph
(f)(3)(iii)(A) of this section, if the owner
of any permitted AFA vessel in that
sector, or any CDQ group, does not
participate in an approved IPA under
paragraph (f)(12) of this section. The
amount of Chinook salmon subtracted
from each sector’s allocation for those
not participating in an approved IPA is
calculated as follows:
Reduce the B season allocation
by the sum of the amount of
Chinook salmon associated
with each vessel or CDQ
group not participating in an
IPA:
From Column F in Table
47a to this part
From Column F in Table
47b to this part
From Column F in Table
47c to this part
From Column D in Table
43d to this part
Sfmt 4702
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=
23MRP4
The annual amount of Chinook
salmon subtracted from each
sector’s Chinook salmon
PSC allocation listed at paragraph (f)(3)(iii)(A) of this section.
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Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
(ii) Adjustments to the inshore sector
and inshore cooperative allocations—
(A) If some members of an inshore
cooperative do not participate in an
approved IPA, NMFS will only reduce
the allocation to the cooperative to
which those vessels belong, or the
inshore open access fishery.
(B) If all members of an inshore
cooperative do not participate in an
approved IPA, the amount of Chinook
salmon that remains in the inshore
sector’s allocation, after subtracting the
amount in paragraph (f)(4)(i)(C) of this
section for the non-participating inshore
cooperative, will be reallocated among
the inshore cooperatives participating in
an approved IPA based on the
(i) What is the amount of Chinook salmon PSC
that will be allocated to the opt-out allocation
in the A season and the B season?
(ii) Which participants will be managed under
the opt-out allocation?
(iii) What Chinook salmon bycatch will accrue
against the opt-out allocation?
(iv) How will the opt-out allocation be managed?
(v) What will happen if Chinook salmon bycatch
by vessels fishing under the opt-out allocation
exceeds the amount allocated to the A season opt-out allocation?
(vi) What will happen if Chinook salmon bycatch
by vessels fishing under the opt-out allocation
is less than the amount allocated to the A
season opt-out allocation?
(vii) Is Chinook salmon PSC allocated to the
opt-out allocation transferable?
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
(6) Chinook salmon bycatch
performance standard. If the total
annual Chinook salmon bycatch by the
members of a sector participating in an
approved IPA is greater than that
sector’s annual threshold amount of
Chinook salmon in any three of seven
consecutive years, that sector will
receive an allocation of Chinook salmon
under the 47,591 PSC limit in all future
years.
(i) Annual threshold amount. Prior to
each fishing year, NMFS will calculate
each sector’s annual threshold amount.
NMFS will post the annual threshold
amount for each sector on the NMFS
proportion each participating
cooperative represents of the Chinook
salmon PSC initially allocated among
the participating inshore cooperatives
that year.
(iii) Adjustment to CDQ group
allocations. If a CDQ group does not
participate in an approved IPA, the
amount of Chinook salmon that remains
in the CDQ Program’s allocation, after
subtracting the amount in paragraph
(f)(4)(i)(D) of this section for the nonparticipating CDQ group, will be
reallocated among the CDQ groups
participating in an approved IPA based
on the proportion each participating
CDQ group represents of the Chinook
salmon PSC initially allocated among
the participating CDQ groups that year.
(iv) All members of a sector do not
participate in an approved IPA. If all
members of a sector do not participate
in an approved IPA, the amount of
Chinook salmon that remains after
subtracting the amount in paragraph
(f)(4)(i) of this section for the nonparticipating sector will not be
reallocated among the sectors that do
have members participating in an
approved IPA. This portion of the
60,000 PSC limit will remain
unallocated for that year.
(5) Chinook salmon PSC opt-out
allocation. The following table describes
requirements for the opt-out allocation:
The opt-out allocation will equal the sum of the Chinook salmon PSC deducted under paragraph (f)(4)(i) of this section from the seasonal allocations of each sector with members not
participating in an approved IPA.
Any AFA permitted vessel or any CDQ group that is a member of a sector eligible under paragraph (f)(2)(ii) of this section to receive allocations of the 60,000 PSC limit, but that is not
participating in an approved IPA.
All Chinook salmon bycatch by participants under paragraph (f)(2)(ii) of this section.
All participants under paragraph (f)(2)(ii) of this section will be managed as a group under the
seasonal opt-out allocations. If the Regional Administrator determines that the seasonal optout allocation will be reached, NMFS will publish a notice in the Federal Register closing
directed fishing for pollock in the BS, for the remainder of the season, for all vessels fishing
under the opt-out allocation.
NMFS will deduct from the B season opt-out allocation any Chinook salmon bycatch in the A
season that exceeds the A season opt-out allocation.
If Chinook salmon bycatch by vessels fishing under the opt-out allocation in the A season is
less than the amount allocated to the opt-out allocation in the A season, this amount of Chinook salmon will not be added to the B season opt-out allocation.
No. Chinook salmon PSC allocated to the opt-out allocation is not transferable.
Alaska Region Web site (https://
alaskafisheries.noaa.gov/). At the end of
each fishing year, NMFS will evaluate
the Chinook salmon bycatch by all IPA
participants in each sector against that
sector’s annual threshold amount.
(ii) Calculation of the annual
threshold amount. A sector’s annual
threshold amount is the annual number
of Chinook salmon that would be
allocated to that sector under the 47,591
Chinook salmon PSC limit, as shown in
the table in paragraph (f)(3)(iii)(B) of
this section. If any vessels in a sector do
not participate in an approved IPA,
NMFS will reduce that sector’s annual
threshold amount by the number of
Chinook salmon associated with each
vessel not participating in an approved
IPA. If any CDQ groups do not
participate in an approved IPA, NMFS
will reduce the CDQ Program’s annual
threshold amount by the number of
Chinook salmon associated with each
CDQ group not participating in an
approved IPA. NMFS will subtract the
following numbers of Chinook salmon
from each sector’s annual threshold
amount for vessels or CDQ groups not
participating in an approved IPA:
For each sector:
The amount of Chinook salmon associated with
each vessel or CDQ group not participating in an
IPA:
(A) Catcher/processor .................................................................................................................
(B) Mothership ............................................................................................................................
(C) Inshore ..................................................................................................................................
(D) CDQ Program .......................................................................................................................
From
From
From
From
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Column
Column
Column
Column
E:\FR\FM\23MRP4.SGM
G of Table 47a to this part;
G of Table 47b to this part;
G of Table 47c to this part;
E of Table 47d to this part.
23MRP4
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Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
(iii) If NMFS determines that a sector
has exceeded its performance standard
by exceeding its annual threshold
amount in any three of seven
consecutive years, NMFS will issue a
notification in the Federal Register that
the sector has exceeded its performance
standard and that NMFS will allocate to
that sector the amount of Chinook
salmon in the table in paragraph
(f)(3)(iii)(B) of this section in all
subsequent years. All members of the
affected sector will fish under this lower
allocation regardless of whether a vessel
or CDQ group within that sector
participates in an approved IPA.
(7) Replacement vessels. If an AFA
permitted vessel listed in Tables 47a
through 47c to this part is no longer
eligible to participate in the BS pollock
fishery or if a vessel replaces a currently
eligible vessel, the portion and number
of Chinook salmon associated with that
vessel in Tables 47a through 47c to this
part will be assigned to the replacement
vessel or distributed among other
eligible vessels in the sector based on
the procedures in the law, regulation, or
private contract that accomplishes the
vessel removal or replacement action
until Tables 47a through 47c to this part
can be revised as necessary.
(8) Entities eligible to receive
transferable Chinook salmon PSC
allocations—(i) NMFS will issue
transferable Chinook salmon PSC
allocations to the following entities, if
these entities meet all of the applicable
requirements of this part.
(A) Inshore cooperatives. NMFS will
issue transferable Chinook salmon PSC
allocations to the inshore cooperatives
permitted annually under § 679.4(l)(6).
The representative and agent for service
of process (see definition at § 679.2) for
an inshore cooperative is the
cooperative representative identified in
the application for an inshore
cooperative fishing permit issued under
§ 679.4(l)(6), unless the inshore
cooperative representative notifies
NMFS in writing that a different person
will act as its agent for service of
process for purposes of this paragraph
(f). An inshore cooperative is not
required to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(B) CDQ groups. NMFS will issue
transferable Chinook salmon PSC
allocations to the CDQ groups. The
representative and agent for service of
process for a CDQ group is the chief
executive officer of the CDQ group,
unless the chief executive officer
notifies NMFS in writing that a different
person will act as its agent for service
of process. A CDQ group is not required
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Jkt 220001
to submit an application under
paragraph (f)(8)(ii) of this section to
receive a transferable Chinook salmon
PSC allocation.
(C) Entity representing the catcher/
processor sector. NMFS will issue
transferable Chinook salmon PSC
allocations to an entity representing the
AFA catcher/processor sector if some or
all of the owners of AFA permitted
vessels in this sector form a single entity
to represent all catcher/processors
eligible to fish under transferable
Chinook salmon PSC allocations. No
more than one entity will be authorized
by NMFS to represent the catcher/
processor sector for purposes of
receiving and managing transferable
Chinook salmon PSC allocations on
behalf of the catcher/processor sector.
(D) Entity representing the mothership
sector. NMFS will issue transferable
Chinook salmon PSC allocations to an
entity representing the AFA mothership
sector if some or all of the owners of
AFA permitted catcher vessels in this
sector form a single entity to represent
all catcher vessels in this sector eligible
to fish under transferable Chinook
salmon PSC allocations. No more than
one entity will be authorized by NMFS
to represent the mothership sector for
purposes of receiving and managing
transferable Chinook salmon PSC
allocations on behalf of the mothership
sector.
(ii) Request for approval as an entity
eligible to receive transferable Chinook
salmon PSC allocations. A
representative of an entity representing
the catcher/processor sector or the
mothership sector may request approval
by NMFS to receive transferable
Chinook salmon PSC allocations on
behalf of the members of the sector. The
application must be submitted to NMFS
at the address in paragraph (b)(6) of this
section. A completed application
consists of the application form and a
contract, described below.
(A) Application form. The applicant
must submit a paper copy of the
application form with all information
fields accurately filled in. The
application form is available on the
NMFS Alaska Region website (https://
alaskafisheries.noaa.gov/) or from
NMFS at the address or phone number
in paragraph (b)(6) of this section.
(B) Contract. A contract containing
the following information must be
attached to the completed application
form:
(1) Information that documents that
all parties to the contract agree that the
entity, the entity’s representative, and
the entity’s agent for service of process
named in the application form represent
them for purposes of receiving
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14045
transferable Chinook salmon PSC
allocations.
(2) A statement that the entity’s
representative and agent for service of
process are authorized to act on behalf
of the parties to the contract.
(3) Certification of applicant.
Signatures, printed names, and date of
signature for the owners of each AFA
permitted vessel identified in the
application.
(C) Contract duration. Once
submitted, the contract attached to the
application is valid until amended or
terminated by the parties to the contract.
Additions or deletions to the vessels
represented by the entity may be done
one time per year for subsequent years
by submitting an amended contract and
revised vessel information by the
deadline, unless additions or deletions
are as a result of a replacement vessel
under paragraph (f)(7) of this section.
An amendment to the contract related to
a replacement vessel may be made at
any time upon submission of an
amended application and a copy of the
AFA permit issued under § 679.4 for the
replacement vessel.
(D) Deadline. An initial or amended
application and contract must be
received by NMFS no later than 1700
hours A.l.t. on November 1 of the year
prior to the fishing year for which the
Chinook salmon PSC allocations are
effective.
(iii) Responsibility.—(A) Entity—(1)
Each inshore cooperative and it
members are jointly and severally liable
for any violation of applicable
regulations in this part by a member of
the cooperative.
(2) The entity representing the
catcher/processor sector and its
members are jointly and severally liable
for any violation of applicable
regulations in this part by a member of
the sector.
(3) The entity representing the
mothership sector and its members are
jointly and severally liable for any
violation of applicable regulations in
this part by a member of the sector.
(4) The owners of all vessels that are
members of an inshore cooperative or
members of the entity that represents
the catcher/processor sector or the
mothership sector may authorize the
entity representative to sign a proposed
IPA submitted to NMFS under
paragraph (f)(12) of this section on their
behalf. This authorization must be
included in the contract submitted to
NMFS under paragraph (f)(8)(ii)(B) of
this section for the sector-level entities
and in the contract submitted annually
to NMFS by inshore cooperatives under
§ 679.61(d).
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jlentini on DSKJ8SOYB1PROD with PROPOSALS4
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Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
(B) Entity Representative. The entity’s
representative must—
(1) Act as the primary contact person
for NMFS on issues relating to the
operation of the entity;
(2) Submit on behalf of the entity any
applications required for the entity to
receive a transferable Chinook salmon
PSC allocation and to transfer some or
all of that allocation to and from other
entities eligible to receive transfers of
Chinook salmon PSC allocations;
(3) Ensure that an agent for service of
process is designated by the entity; and
(4) Ensure that NMFS is notified if a
substitute agent for service of process is
designated. Notification must include
the name, address, and telephone
number of the substitute agent in the
event the previously designated agent is
no longer capable of accepting service
on behalf of the entity or its members
within the 5-year period from the time
the agent is identified in the application
to NMFS under paragraph (f)(8)(ii)(B) of
this section.
(C) Agent for service of process. The
entity’s agent for service of process
must—
(1) Be authorized to receive and
respond to any legal process issued in
the United States with respect to all
owners and operators of vessels that are
members of an entity receiving a
transferable allocation of Chinook
salmon PSC or with respect to a CDQ
group. Service on or notice to the
entity’s appointed agent constitutes
service on or notice to all members of
the entity.
(2) Be capable of accepting service on
behalf of the entity until December 31
of the year five years after the calendar
year for which the entity notified the
Regional Administrator of the identity
of the agent.
(D) Absent a catcher/processor sector
or mothership sector entity. If the
catcher/processor sector or the
mothership sector does not form an
entity to receive a transferable allocation
of Chinook salmon PSC, the sector will
receive non-transferable allocations of
Chinook salmon PSC that will be
managed by NMFS under paragraph
(f)(10) of this section.
(9) Transfers of Chinook salmon
PSC—(i) A Chinook salmon PSC
allocation issued to eligible entities
under paragraph (f)(8)(i) of this section
may be transferred to any other entity
receiving a transferable allocation of
Chinook salmon PSC by submitting to
NMFS an application for transfer
described in paragraph (f)(9)(iii) of this
section. Transfers of Chinook salmon
PSC allocations among eligible entities
are subject to the following restrictions:
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(A) Entities receiving transferable
allocations under the 60,000 PSC limit
may only transfer to and from other
entities receiving allocations under the
60,000 PSC limit.
(B) Entities receiving transferable
allocations under the 47,591 PSC limit
may only transfer to and from other
entities receiving allocations under the
47,591 PSC limit.
(C) Chinook salmon PSC allocations
may not be transferred between seasons.
(ii) Post-delivery transfers. If the
Chinook salmon bycatch by an entity
exceeds its seasonal allocation, the
entity may receive transfers of Chinook
salmon PSC to cover overages for that
season. An entity may conduct transfers
to cover an overage that results from
Chinook salmon bycatch from any
fishing trip by a vessel fishing on behalf
of that entity that was completed or is
in progress at the time the entity’s
allocation is first exceeded. Under
§ 679.7(d)(8)(ii)(C)(2) and (k)(8)(v),
vessels fishing on behalf of an entity
that has exceeded its Chinook salmon
PSC allocation for a season may not start
a new fishing trip for pollock in the BS
for the remainder of that season once
that overage has occurred.
(iii) Application for transfer of
Chinook salmon PSC allocations—(A)
Completed application. NMFS will
process a request for transfer of Chinook
salmon PSC provided that a paper or
electronic application is completed,
with all information fields accurately
filled in. Application forms are available
on the NMFS Alaska Region Web site
(https://alaskafisheries.noaa.gov) or from
NMFS at the address or phone number
in paragraph (b)(6) of this section.
(B) Certification of transferor—(1)
Non-electronic submittal. The
transferor’s designated representative
must sign and date the application
certifying that all information is true,
correct, and complete. The transferor’s
designated representative must submit
the paper application as indicated on
the application.
(2) Electronic submittal. The
transferor’s designated entity
representative must log into NMFS
online services system and create a
transfer request as indicated on the
computer screen. By using the
transferor’s NMFS ID, password, and
Transfer Key, and submitting the
transfer request, the designated
representative certifies that all
information is true, correct, and
complete.
(C) Certification of transferee—(1)
Non-electronic submittal. The
transferee’s designated representative
must sign and date the application
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certifying that all information is true,
correct, and complete.
(2) Electronic submittal. The
transferee’s designated representative
must log into the NMFS online services
system and accept the transfer request
as indicated on the computer screen. By
using the transferee’s NMFS ID,
password, and Transfer Key, the
designated representative certifies that
all information is true, correct, and
complete.
(D) Deadline. NMFS will not approve
an application for transfer of Chinook
salmon PSC after June 25 for the A
season and after December 1 for the B
season.
(10) Non-transferable Chinook salmon
PSC allocations—(i) All vessels
belonging to a sector that is ineligible to
receive transferable allocations under
paragraph (f)(8) of this section, any
catcher vessels participating in an
inshore open access fishery, and all
vessels fishing under the opt-out
allocation under paragraph (f)(5) of this
section will fish under specific nontransferable Chinook salmon PSC
allocations.
(ii) All vessels fishing under a nontransferable Chinook salmon PSC
allocation, including vessels fishing on
behalf of a CDQ group, will be managed
together by NMFS under that nontransferable allocation. If, during the
fishing year, the Regional Administrator
determines that a seasonal nontransferable Chinook salmon PSC
allocation will be reached, NMFS will
publish a notice in the Federal Register
closing the BS to directed fishing for
pollock by those vessels fishing under
that non-transferable allocation for the
remainder of the season or for the
remainder of the year.
(iii) For each non-transferable
Chinook salmon PSC allocation, NMFS
will deduct from the B season allocation
any amount of Chinook salmon bycatch
in the A season that exceeds the amount
available under the A season allocation.
(11) Rollover of unused A season
allocation—(i) Rollovers of transferable
allocations. NMFS will add any
Chinook salmon PSC allocation
remaining at the end of the A season,
after any transfers under paragraph
(f)(9)(ii) of this section, to an entity’s B
season allocation.
(ii) Rollover of non-transferable
allocations. For a non-transferable
allocation for the mothership sector,
catcher/processor sector, or an inshore
open access fishery, NMFS will add any
Chinook salmon PSC remaining in that
non-transferable allocation at the end of
the A season to that B season nontransferable allocation.
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Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
(12) Chinook salmon bycatch
incentive plan agreements (IPAs)—(i)
Minimum participation requirements.
More than one IPA may be approved by
NMFS. Each IPA must have participants
that represent the following:
(A) Minimum percent pollock.
Participation by the owners of AFA
permitted vessels or CDQ groups that
combined represent at least 9 percent of
the amount of BS pollock attributed to
the sector, inshore cooperative, CDQ
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
(1)
(2)
(3)
(4)
Catcher/processor ...............................................................................................
Mothership ..........................................................................................................
Inshore ................................................................................................................
CDQ Program .....................................................................................................
(B) Minimum number of unaffiliated
AFA entities. The parties to an IPA must
represent any combination of two or
more CDQ groups or corporations,
partnerships, or individuals who own
AFA permitted vessels and are not
affiliated as affiliation is defined for
purposes of AFA entities in § 679.2.
(ii) Membership in an IPA is
voluntary. No vessel owner or CDQ
group may be required to join an IPA.
Upon receipt of written notification that
a person wants to join an IPA, the IPA
representative must allow that vessel
owner or CDQ group to join subject to
the terms and conditions that have been
agreed upon by all other parties to the
proposed IPA.
(iii) Request for approval of a
proposed IPA. The IPA representative
must submit an application for approval
of a proposed IPA to NMFS at the
address in paragraph (b)(6) of this
section. A completed application
consists of the application form and the
proposed IPA, described below.
(A) Application form. The applicant
must submit a paper copy of the
application form with all information
fields accurately filled in. The
application form is available on the
NMFS Alaska Region Web site (https://
alaskafisheries.noaa.gov/) or from
NMFS at the address or phone number
in paragraph (b)(6) of this section.
(B) Proposed IPA. The proposed IPA
must contain the following information:
(1) Name of the IPA. The same IPA
name submitted on the application
form.
(2) Representative. The name,
telephone number, and e-mail address
of the IPA representative who submits
the proposed IPA on behalf of the
parties and who is responsible for
submitting proposed amendments to the
IPA and the annual report required
under paragraph (f)(12)(vii) of this
section.
(3) Description of the incentive plan.
The IPA must contain a written
description of the following:
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group, or individual vessel is required
for purposes of this paragraph (f)(12)(i).
The percentage of pollock attributed to
each sector, vessel, or CDQ group is as
follows:
The percent attributed to each
sector:
For each sector:
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45
10
(i) The incentive(s) that will be
implemented under the IPA to ensure
that the operator of each vessel
participating in the IPA will avoid
Chinook salmon at all times while
directed fishing for pollock;
(ii) The rewards for avoiding Chinook
salmon, penalties for failure to avoid
Chinook salmon at the vessel level, or
both;
(iii) How the incentive measures in
the IPA are expected to promote
reductions in a vessel’s Chinook salmon
bycatch rates relative to what would
have occurred in absence of the
incentive program;
(iv) How the incentive measures in
the IPA promote Chinook salmon
savings in any condition of pollock
abundance or Chinook salmon
abundance in a manner that is expected
to influence operational decisions by
vessel operators to avoid Chinook
salmon; and
(v) How the IPA ensures that the
operator of each vessel governed by the
IPA will manage his or her Chinook
salmon bycatch to keep total bycatch
below the performance standard
described in paragraph (f)(6) of this
section for the sector in which the
vessel participates.
(4) Compliance agreement. The IPA
must include a written statement that all
parties to the IPA agree to comply with
all provisions of the IPA.
(5) Signatures. The names and
signatures of the owner or
representative for each vessel and CDQ
group that is a party to the IPA. The
representative of an inshore cooperative,
or the representative of the entity
formed to represent the AFA catcher/
processor sector or the AFA mothership
sector under paragraph (f)(8) of this
section may sign a proposed IPA on
behalf of all vessels that are members of
that inshore cooperative or sector level
entity.
(iv) Deadline and duration—(A)
Deadline for proposed IPA. An initial or
amended application must be received
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Percent used to calculate
IPA minimum participation
is the value in:
Column
Column
Column
Column
H in Table 47a to this part.
H in Table 47b to this part.
H in Table 47c to this part.
F in Table 47d to this part.
by NMFS no later than 1700 hours A.l.t.
on October 1 of the year prior to the
fishing year for which the Chinook
salmon PSC allocations are proposed to
be effective.
(B) Duration. Once approved, an IPA
is effective starting January 1 of the year
following the year in which NMFS
approves the IPA, unless the IPA is
approved between January 1 and
January 19, in which case the IPA is
effective starting in the year in which it
is approved. Once approved, an IPA is
effective until December 31 of the first
year in which it is effective or until
December 31 of the year in which the
IPA representative notifies NMFS in
writing that the IPA is no longer in
effect, whichever is later. An IPA may
not expire mid-year. No party may join
or leave an IPA once it is approved,
except as allowed under paragraph
(f)(12)(v)(C) of this section.
(v) NMFS review of a proposed IPA—
(A) Approval. An IPA will be approved
by NMFS if it meets the following
requirements:
(1) Meets the minimum participation
requirements in paragraph (f)(12)(i) of
this section;
(2) Is submitted in compliance with
the requirements of paragraph (f)(12)(ii)
and (iv) of this section; and
(3) Contains the information required
in paragraph (f)(12)(iii) of this section.
(B) IPA identification number. If
approved, NMFS will assign an IPA
number to the approved IPA. This
number must be used by the IPA
representative in amendments to the
IPA.
(C) Amendments to an IPA.
Amendments to an approved IPA may
be submitted to NMFS and will be
reviewed under the requirements of this
paragraph (f)(12).
(1) An amendment to an approved
IPA with no change in the participants
in the IPA may be submitted to NMFS
at any time and is effective upon written
notification of approval by NMFS to the
IPA representative.
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(2) Amendments to the list of
participants in an IPA, with or without
changes to an approved IPA, must be
received by NMFS no later than 1700
hours A.l.t. on November 1 of the year
prior to the year in which the
participants will join or leave the IPA,
unless amendments to the list of
participants are the result of a
replacement vessel under paragraph
(f)(7) of this section. The IPA
representative must submit an
application for approval of a proposed
IPA (amended) that includes all of the
information required in paragraph
(f)(12)(iii) of this section. In addition, for
an amendment related to a replacement
vessel, the application for approval of
an amendment must also include a copy
of the AFA permit issued under § 679.4
for the replacement vessel.
(D) Disapproval—(1) NMFS will
disapprove a proposed IPA or a
proposed amendment to an IPA for
either of the following reasons;
(i) If the proposed IPA fails to meet
any of the requirements of paragraphs
(f)(12)(i) through (iii) of this section, or
(ii) If a proposed amendment to an
IPA would cause the IPA to no longer
be consistent with the requirements of
paragraphs (f)(12)(i) through (iv) of this
section.
(2) Initial Administrative
Determination (IAD). If, in NMFS’s
review of the proposed IPA, NMFS
identifies deficiencies in the proposed
IPA that require disapproval of the
proposed IPA, NMFS will notify the
applicant in writing. The applicant will
be provided 30 days to address, in
writing, the deficiencies identified by
NMFS. An applicant will be limited to
one 30-day period to address any
deficiencies identified by NMFS.
Additional information or a revised IPA
received after the 30-day period
specified by NMFS has expired will not
be considered for purposes of the review
of the proposed IPA. NMFS will
evaluate any additional information
submitted by the applicant within the
30-day period. If the Regional
Administrator determines that the
additional information addresses
deficiencies in the proposed IPA, the
Regional Administrator will approve the
proposed IPA under paragraphs
(f)(12)(iv)(B) and (f)(12)(v)(A) of this
section. However, if, after consideration
of the original proposed IPA and any
additional information submitted during
the 30-day period, NMFS determines
that the proposed IPA does not comply
with the requirements of paragraph
(f)(12) of this section, NMFS will issue
an initial administrative determination
(IAD) providing the reasons for
disapproving the proposed IPA.
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(3) Administrative Appeals. An
applicant who receives an IAD
disapproving a proposed IPA may
appeal under the procedures set forth at
§ 679.43. If the applicant fails to file an
appeal of the IAD pursuant to § 679.43,
the IAD will become the final agency
action. If the IAD is appealed and the
final agency action is a determination to
approve the proposed IPA, then the IPA
will be effective as described in
paragraph (f)(12)(iv)(B) of this section.
(4) While appeal of an IAD
disapproving a proposed IPA is
pending, proposed members of the IPA
subject to the IAD that are not currently
members of an approved IPA would fish
under the opt-out allocation under
paragraph (f)(5) of this section. If no
other IPA has been approved by NMFS,
NMFS will issue all sectors allocations
of the 47,591 Chinook salmon PSC limit
as described in paragraph (f)(3)(iii)(B) of
this section.
(vi) Public release of an IPA. NMFS
will make all proposed IPAs and all
approved IPAs and the list of
participants in each approved IPA
available to the public on the NMFS
Alaska Region Web site (https://
alaskafisheries.noaa.gov/).
(vii) IPA Annual Report. The
representative of each approved IPA
must submit a written annual report to
the Council at the address specified in
§ 679.61(f). The Council will make the
annual report available to the public.
(A) Submission deadline. The annual
report must be postmarked or received
by the Council no later than April 1 of
each year following the year in which
the IPA is first effective.
(B) Information requirements. The
annual report must contain the
following information:
(1) A comprehensive description of
the incentive measures in effect in the
previous year;
(2) A description of how these
incentive measures affected individual
vessels;
(3) An evaluation of whether
incentive measures were effective in
achieving salmon savings beyond levels
that would have been achieved in
absence of the measures; and
(4) A description of any amendments
to the terms of the IPA that were
approved by NMFS since the last annual
report and the reasons that the
amendments to the IPA were made.
(g) BS Non-Chinook Salmon Bycatch
Management—(1) Requirements for the
non-Chinook salmon bycatch reduction
intercooperative agreement (ICA)—(i)
Application. The ICA representative
identified in paragraph (g)(2)(i)(B) of
this section must submit a signed copy
of the proposed non-Chinook salmon
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bycatch reduction ICA, or any proposed
amendments to the ICA, to NMFS at the
address in paragraph (b)(6) of this
section.
(ii) Deadline. For any ICA participant
to be exempt from closure of the Chum
Salmon Savings Area as described at
paragraph (e)(7)(ix) of this section and at
§ 679.22(a)(10), the ICA must be filed in
compliance with the requirements of
this section, and approved by NMFS.
The proposed non-Chinook salmon
bycatch reduction ICA or any
amendments to an approved ICA must
be postmarked or received by NMFS by
December 1 of the year before the year
in which the ICA is proposed to be
effective. Exemptions from closure of
the Chum Salmon Savings Area will
expire upon termination of the initial
ICA, expiration of the initial ICA, or if
superseded by a NMFS-approved
amended ICA.
(2) Information requirements. The ICA
must include the following provisions:
(i) Participants—(A) The names of the
AFA cooperatives and CDQ groups
participating in the ICA. Collectively,
these groups are known as parties to the
ICA. Parties to the ICA must agree to
comply with all provisions of the ICA.
(B) The name, business mailing
address, business telephone number,
business fax number, and business email address of the ICA representative.
(C) The ICA also must identify one
entity retained to facilitate vessel
bycatch avoidance behavior and
information sharing.
(D) The ICA must identify at least one
third party group. Third party groups
include any organizations representing
western Alaskans who depend on nonChinook salmon and have an interest in
non-Chinook salmon bycatch reduction
but do not directly fish in a groundfish
fishery.
(ii) The names, Federal fisheries
permit numbers, and USCG
documentation numbers of vessels
subject to the ICA.
(iii) Provisions that dictate nonChinook salmon bycatch avoidance
behaviors for vessel operators subject to
the ICA, including:
(A) Initial base rate. The initial B
season non-Chinook salmon base rate
shall be 0.19 non-Chinook salmon per
metric ton of pollock.
(B) Inseason adjustments to the nonChinook base rate calculation.
Beginning July 1 of each fishing year
and on each Thursday during the B
season, the B season non-Chinook base
rate shall be recalculated. The
recalculated non-Chinook base rate shall
be the three week rolling average of the
B season non-Chinook bycatch rate for
the current year. The recalculated base
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rate shall be used to determine bycatch
avoidance areas.
(C) ICA Chum Salmon Savings Area
notices. On each Thursday and Monday
after June 10 of each year for the
duration of the pollock ‘‘B’’ season, the
entity identified under paragraph
(g)(2)(i)(C) of this section must provide
notice to the parties to the salmon
bycatch reduction ICA and NMFS
identifying one or more areas designated
‘‘ICA Chum Savings Areas’’ by a series
of latitude and longitude coordinates.
The Thursday notice must be effective
from 6:00 p.m. A.l.t. the following
Friday through 6:00 p.m. A.l.t. the
following Tuesday. The Monday notice
must be effective from 6:00 p.m. A.l.t.
the following Tuesday through 6:00
p.m. A.l.t. the following Friday. For any
ICA Salmon Savings Area notice, the
maximum total area closed must be at
least 3,000 square miles for ICA Chum
Savings Area closures.
(D) Fishing restrictions for vessels
assigned to tiers. For vessels in a
cooperative assigned to Tier 3, the ICA
Chum Salmon Savings Area closures
announced on Thursdays must be
closed to directed fishing for pollock,
including pollock CDQ, for seven days.
For vessels in a cooperative assigned to
Tier 2, the ICA Chum Salmon Savings
Area closures announced on Thursdays
must be closed through 6 p.m. Alaska
local time on the following Tuesday.
Vessels in a cooperative assigned to Tier
1 may operate in any area designated as
an ICA Chum Salmon Savings Area.
(E) Cooperative tier assignments.
Initial and subsequent base rate
calculations must be based on each
cooperative’s pollock catch for the prior
two weeks and the associated bycatch of
non-Chinook salmon taken by its
members. Base rate calculations shall
include non-Chinook salmon bycatch
and pollock caught in both the CDQ and
non-CDQ pollock directed fisheries.
Cooperatives with non-Chinook salmon
bycatch rates of less than 75 percent of
the base rate shall be assigned to Tier 1.
Cooperatives with non-Chinook salmon
bycatch rates of equal to or greater than
75 percent, but less than or equal to 125
percent of the base rate shall be assigned
to Tier 2. Cooperatives with nonChinook salmon bycatch rates of greater
than 125 percent of the base rate shall
be assigned to Tier 3. Bycatch rates for
Chinook salmon must be calculated
separately from non-Chinook salmon,
and cooperatives must be assigned to
tiers based on non-Chinook salmon
bycatch.
(iv) Internal monitoring and
enforcement provisions to ensure
compliance of fishing activities with the
provisions of the ICA. The ICA must
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include provisions allowing any party of
the ICA to bring civil suit or initiate a
binding arbitration action against
another party for breach of the ICA. The
ICA must include minimum annual
uniform assessments for any violation of
savings area closures of $10,000 for the
first offense, $15,000 for the second
offense, and $20,000 for each offense
thereafter.
(v) Provisions requiring the parties to
conduct an annual compliance audit,
and to cooperate fully in such audit,
including providing information
required by the auditor. The compliance
audit must be conducted by a non-party
entity, and each party must have an
opportunity to participate in selecting
the non-party entity. If the non-party
entity hired to conduct a compliance
audit discovers a previously
undiscovered failure to comply with the
terms of the ICA, the non-party entity
must notify all parties to the ICA of the
failure to comply and must
simultaneously distribute to all parties
of the ICA the information used to
determine the failure to comply
occurred and must include such
notice(s) in the compliance report.
(vi) Provisions requiring data
dissemination in certain circumstances.
If the entity retained to facilitate vessel
bycatch avoidance behavior and
information sharing under paragraph
(g)(2)(i)(C) of this section determines
that an apparent violation of an ICA
Chum Salmon Savings Area closure has
occurred, that entity must promptly
notify the Board of Directors of the
cooperative to which the vessel
involved belongs. If this Board of
Directors fails to assess a minimum
uniform assessment within 180 days of
receiving the notice, the information
used by the entity to determine if an
apparent violation was committed must
be disseminated to all parties to the ICA.
(3) NMFS review of the proposed ICA
and amendments. NMFS will approve
the initial or an amended ICA if it meets
all the requirements specified in
paragraph (g) of this section. If NMFS
disapproves a proposed ICA, the ICA
representative may resubmit a revised
ICA or file an administrative appeal as
set forth under the administrative
appeals procedures described at
§ 679.43.
(4) ICA Annual Report. The ICA
representative must submit a written
annual report to the Council at the
address specified in § 679.61(f). The
Council will make the annual report
available to the public.
(i) Submission deadline. The ICA
annual report must be postmarked or
received by the Council by April 1 of
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14049
each year following the year in which
the ICA is first effective.
(ii) Information requirements. The
ICA annual report must contain the
following information:
(A) An estimate of the number of nonChinook salmon avoided as
demonstrated by the movement of
fishing effort away from Chum Salmon
Savings Areas, and
(B) The results of the compliance
audit required at § 679.21(g)(2)(v).
6. In § 679.22, revise paragraph (a)(10)
and (h) to read as follows:
§ 679.22
Closures.
(a) * * *
(10) Chum Salmon Savings Area.
Directed fishing for pollock by vessels
using trawl gear is prohibited from
August 1 through August 31 in the
Chum Salmon Savings Area defined at
Figure 9 to this part (see also
§ 679.21(e)(7)(vii)). Vessels directed
fishing for pollock in the BS, including
pollock CDQ, and operating under a
non-Chinook salmon bycatch reduction
ICA approved under § 679.21(g) are
exempt from closures in the Chum
Salmon Savings Area.
*
*
*
*
*
(h) CDQ fisheries closures. See
§ 679.7(d)(8) for time and area closures
that apply to the CDQ fisheries once the
non-Chinook salmon PSQ and the crab
PSQs have been reached.
*
*
*
*
*
7. In § 679.26,
Revise paragraph (c)(1) to read as
follows:
§ 679.26 Prohibited Species Donation
Program.
*
*
*
*
*
(c) * * *
(1) A vessel or processor retaining
prohibited species under the PSD
program must comply with all
applicable recordkeeping and reporting
requirements. A vessel or processor
participating in the BS pollock fishery
and PSD program must comply with
applicable regulations at §§ 679.7(d) and
(k), 679.21(c), and 679.28, including
allowing the collection of data and
biological sampling by an observer prior
to processing any fish under the PSD
program.
*
*
*
*
*
8. In § 679.28,
A. Redesignate paragraphs (d)(7) and
(d)(8) as paragraphs (d)(8) and (d)(9),
respectively;
B. Add paragraphs (d)(7),
(g)(7)(vii)(F), and (g)(7)(x)(F);
C. Revise newly redesignated
paragraph (d)(9)(i)(H) and paragraphs
(g)(2)(i), (g)(7)(vii)(C), (g)(7)(ix)(A), and
(g)(7)(x)(D) and (E);
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D. Add paragraph (j); and
E. Redesignate paragraphs (i)(1)(iii),
(iv), and (v) as paragraphs (i)(1)(ii), (iii),
and (iv), respectively.
The revisions and additions read as
follows:
§ 679.28 Equipment and operational
requirements.
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*
*
*
*
*
(d) * * *
(7) Catcher/processors and
motherships in the BS pollock fishery,
including pollock CDQ. Catcher/
processors directed fishing for pollock
in the BS or motherships taking
deliveries from vessels directed fishing
for pollock in the BS also must meet the
following requirements:
(i) A container to store salmon must
be located adjacent to the observer
sampling station;
(ii) All salmon stored in the container
must remain in view of the observer at
the observer sampling station at all
times during the sorting of each haul;
and
(iii) The container to store salmon
must be at least 1.5 cubic meters.
*
*
*
*
*
(9) * * *
(i) * * *
(H) For catcher/processors using trawl
gear and motherships, a diagram drawn
to scale showing the location(s) where
all catch will be weighed, the location
where observers will sample unsorted
catch, and the location of the observer
sampling station including the observer
sampling scale. For catcher/processors
directed fishing for pollock in the BS or
motherships taking deliveries from
catcher vessels directed fishing for
pollock in the BS, including pollock
CDQ, the diagram also must include the
location of the last point of sorting in
the factory and the location of the
salmon storage container required under
paragraph (d)(7) of this section.
*
*
*
*
*
(g) * * *
(2) * * *
(i) AFA and CDQ pollock,
*
*
*
*
*
(7) * * *
(vii) * * *
(C) * * *
(1) With the exception of paragraph
(g)(7)(vii)(C)(2) of this section, the
observer area must be located near the
observer work station. The plant liaison
must be able to walk between the work
station and the observation area in less
than 20 seconds without encountering
safety hazards.
(2) For shoreside processors or
stationary floating processors taking
deliveries from vessels directed fishing
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for pollock in the BS, including vessels
directed fishing for pollock CDQ in the
BS, the observer work station must be
located within the observation area.
*
*
*
*
*
(F) For shoreside processors or
stationary floating processors taking
deliveries from vessels directed fishing
for pollock in the BS, including vessels
directed fishing for pollock CDQ in the
BS, the observation area also must
include an area designated to store
salmon.
*
*
*
*
*
(ix) * * *
(A) Orienting new observers to the
plant and providing a copy of the
approved CMCP;
*
*
*
*
*
(x) * * *
(D) The location of each scale used to
weigh catch;
(E) Each location where catch is
sorted including the last location where
sorting could occur; and
(F) Location of salmon storage
container.
*
*
*
*
*
(j) Electronic monitoring on catcher/
processors and motherships in the BS
pollock fishery, including pollock CDQ.
The owner or operator of a catcher/
processor or a mothership must provide
and maintain an electronic monitoring
system that includes cameras, a
monitor, and a digital video recording
system for all areas where sorting of
salmon of any species takes place and
the location of the salmon storage
container described at paragraph (d)(7)
of this section. These electronic
monitoring system requirements must
be met when the catcher/processor is
directed fishing for pollock in the BS,
including pollock CDQ, and when the
mothership is taking deliveries from
catcher vessels directed fishing for
pollock in the BS, including pollock
CDQ.
(1) What requirements must a vessel
owner or operator comply with for an
electronic monitoring system? (i) The
system must have sufficient data storage
capacity to store all video data from an
entire trip. Each frame of stored video
data must record a time/date stamp in
Alaska local time (A.l.t.). At a
minimum, all periods of time when fish
are flowing past the sorting area or
salmon are in the storage container must
be recorded and stored.
(ii) The system must include at least
one external USB (1.1 or 2.0) port or
other removable storage device
approved by NMFS.
(iii) The system must use
commercially available software.
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(iv) Color cameras must have at a
minimum 470 TV lines of resolution,
auto-iris capabilities, and output color
video to the recording device with the
ability to revert to black and white video
output when light levels become too
low for color recognition.
(v) The video data must be
maintained and made available to
NMFS staff, or any individual
authorized by NMFS, upon request.
These data must be retained onboard the
vessel for no less than 120 days after the
date the video is recorded, unless NMFS
has notified the vessel operator that the
video data may be retained for less than
this 120-day period.
(vi) The system must provide
sufficient resolution and field of view to
observe all areas where salmon could be
sorted from the catch, all crew actions
in these areas, and discern individual
fish in the salmon storage container.
(vii) The system must record at a
speed of no less than 5 frames per
second at all times when fish are being
sorted or when salmon are stored in the
salmon storage location.
(viii) A 16-bit or better color monitor,
for viewing activities within the tank in
real time, must be provided within the
observer sampling station. The monitor
must—
(A) Have the capacity to display all
cameras simultaneously;
(B) Be operating at all times when fish
are flowing past the sorting area and
salmon are in the storage container; and
(C) Be securely mounted at or near
eye level.
(ix) The observer must be able to view
any earlier footage from any point in the
trip and be assisted by crew
knowledgeable in the operation of the
system.
(x) A vessel owner or operator must
arrange for NMFS to inspect the
electronic monitoring system and
maintain a current NMFS-issued
electronic monitoring system inspection
report onboard the vessel at all times the
vessel is required to provide an
approved electronic monitoring system.
(2) How does a vessel owner arrange
for NMFS to conduct an electronic
monitoring system inspection? The
owner or operator must submit an
Inspection Request for an Electronic
Monitoring System to NMFS by fax
(206–526–4066) or e-mail
(station.inspections@noaa.gov). The
request form is available on the NMFS
Alaska Region Web site (https://
alaskafisheries.noaa.gov/) or from
NMFS at the address or phone number
in paragraph (b)(6) of this section.
NMFS will coordinate with the vessel
owner to schedule the inspection no
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later than 10 working days after NMFS
receives a complete request form.
(3) What additional information is
required for an electronic monitoring
system inspection? (i) A diagram drawn
to scale showing all locations where
salmon will be sorted, the location of
the salmon storage container, the
location of each camera and its coverage
area, and the location of any additional
video equipment must be submitted
with the request form.
(ii) Any additional information
requested by the Regional
Administrator.
(4) How does a vessel owner make a
change to the electronic monitoring
system? Any change to the electronic
monitoring system that would affect the
system’s functionality must be
submitted to, and approved by, the
Regional Administrator in writing
before that change is made.
(5) Where will NMFS conduct
electronic monitoring system
inspections? Inspections will be
conducted on vessels tied to docks at
Dutch Harbor, Alaska; Kodiak, Alaska;
and in the Puget Sound area of
Washington State.
(6) What is an electronic monitoring
system inspection report? After an
inspection, NMFS will issue an
electronic monitoring system inspection
report to the vessel owner, if the
electronic monitoring system meets the
requirements of paragraph (j)(1) of this
section. The electronic monitoring
system report is valid for 12 months
from the date it is issued by NMFS. The
electronic monitoring system inspection
report must be made available to the
observer, NMFS personnel, or to an
authorized officer upon request.
9. In § 679.50,
A. Revise paragraph (c)(1)
introductory text, paragraph (c)(4)(iv),
and (c)(5) heading; and
B. Add a new paragraph (c)(5)(i)(D).
The addition and revisions read as
follows:
§ 679.50
Groundfish Observer Program.
*
*
*
*
*
(c) * * *
(1) Unless otherwise specified in
paragraphs (c)(4) through (7) of this
section, observer coverage is required as
follows:
*
*
*
*
*
(4) * * *
(iv) Catcher vessel using trawl gear—
(A) Groundfish CDQ fishing. A catcher
vessel equal to or greater than 60 ft (18.3
m) LOA using trawl gear, except a
catcher vessel that delivers only
unsorted codends to a processor or
another vessel or a catcher vessel
directed fishing for pollock CDQ in the
BS, must have at least one level 2
observer as described at paragraph
(j)(1)(v)(D) of this section aboard the
vessel at all times while it is groundfish
CDQ fishing.
(B) BS pollock CDQ fishery. A catcher
vessel using trawl gear, except a catcher
vessel that delivers only unsorted
codends to a processor or another
vessel, must have at least one observer
aboard the vessel at all times while it is
directed fishing for pollock CDQ in the
BS.
*
*
*
*
*
(5) AFA and AI directed pollock
fishery.
(i) * * *
(D) AFA catcher vessels in the BS
pollock fishery. A catcher vessel using
14051
trawl gear, except a catcher vessel that
delivers only unsorted codends to a
processor or another vessel, must have
at least one observer aboard the vessel
at all times while it is directed fishing
for pollock in the BS.
*
*
*
*
*
10. In § 679.61, revise paragraphs
(f)(1), (f)(2) introductory text, and
(f)(2)(vi) to read as follows:
§ 679.61 Formation and operation of
fishery cooperatives.
*
*
*
*
*
(f) * * *
(1) What are the submission
deadlines? The fishery cooperative must
submit the final report by April 1 of the
following year. Annual reports must be
postmarked or received by the
submission deadline.
(2) What information must be
included? The annual report must
contain, at a minimum:
*
*
*
*
*
(vi) The number of salmon taken by
species and season, and list each
vessel’s number of appearances on the
weekly ‘‘dirty 20’’ lists for non-Chinook
salmon.
*
*
*
*
*
§§ 679.2, 679.5, 679.7, 679.20, 679.21, 679.26,
679.27, 679.28, and 679.32 [Amended]
11. At each of the locations shown in
the ‘‘Location’’ column of the following
table, remove the phrase indicated in
the ‘‘Remove’’ column and add in its
place the phrase indicated in the ‘‘Add’’
column for the number of times
indicated in the ‘‘Frequency’’ column.
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
Location
Remove
Add
§ 679.2 Definition ‘‘AFA trawl catcher/
processor’’.
§ 679.2 Definition for ‘‘Amendment 80
vessel’’ paragraph (2)(i).
§ 679.5(c)(3)(v)(F) and (c)(4)(v)(G) ..........
§ 679.5(c)(6)(v)(E) ....................................
§ 679.7(d)(18) ...........................................
§ 679.20(a)(5)(i)(A)(3)(i) ...........................
§ 679.20(a)(7)(iii)(B) .................................
§ 679.21(e)(3)(v) .......................................
§ 679.26(c)(1) ...........................................
§ 679.27(j)(5)(iii) .......................................
§ 679.28(d)(2)(ii) .......................................
§ 679.28(d)(2)(ii) .......................................
§ 679.32(b) ...............................................
§ 679.32(d)(2)(ii)(B)(1) ..............................
§ 679.32(d)(4)(ii) .......................................
§ 679.93(c)(9) ...........................................
AFA trawl catcher/processor ...................
AFA catcher/processor ............................
1
AFA trawl catcher/processor ...................
AFA catcher/processor ............................
1
certified observer(s) ................................
certified observer(s) ................................
§ 679.28(d)(8) ..........................................
§ 679.62(e) ..............................................
AFA trawl catcher/processor ...................
AFA trawl catcher/processor ...................
§ 679.7(c)(1) ............................................
§ 679.28(d)(7)(i) .......................................
§ 679.28(d)(7)(ii)(A) .................................
§ 679.28(d)(7)(ii)(B) .................................
§ 679.7(d)(7) through (10) .......................
§ 679.28(d)(8) ..........................................
§ 679.28(d)(8) ..........................................
§ 679.28(i) ................................................
observer(s) ..............................................
observer(s) ..............................................
§ 679.28(d)(9) ..........................................
§ 679.62(a) ..............................................
AFA catcher/processor ............................
AFA catcher/processor ............................
§ 679.7(c)(2) ............................................
§ 679.28(d)(8)(i) .......................................
paragraph (d)(8)(ii)(A) of this section ......
paragraph (d)(8)(ii)(B) of this section ......
§ 679.7(d)(8) ............................................
§ 679.28(d)(9) ..........................................
§ 679.28(d)(9) ..........................................
§ 679.28(i)(1) ...........................................
2
1
1
1
1
2
1
1
1
1
1
1
1
1
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Frequency
14052
Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
12. The title, map, and legend for
Figure 8 to part 679 are revised to read
as follows:
BILLING CODE 3510–22–P
14. Tables 47a through 47d to part 679
are added to read as follows:
TABLE—47A TO PART 679
[Percent of the AFA catcher/processor sector’s pollock allocation, numbers of Chinook salmon used to calculate the opt-out allocation and annual
threshold amount, and percent used to calculate IPA minimum participation assigned to each catcher/processor under § 679.21(f).]
USCG vessel documentation
No.
Vessel name
AFA permit
No.
Percent of
C/P
sector pollock
Percent
Number of Chinook salmon
for the opt-out allocation
(8,093)
A season
B season
Number of
Chinook salmon for the annual performance threshold
amount
(13,516)
Percent used
to calculate
IPA minimum
participation
Percent
Annual
Column B
American Dynasty ............................
American Triumph ............................
Northern Eagle .................................
Northern Hawk .................................
Northern Jaeger ...............................
Ocean Rover ....................................
Alaska Ocean ...................................
Island Enterprise ..............................
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Column D
3681
4055
3261
4063
3896
3442
3794
3870
Frm 00038
Fmt 4701
Column E
Column F
4.93
7.25
6.07
8.45
7.38
6.39
7.30
5.60
324
475
398
554
485
420
479
367
Sfmt 4702
E:\FR\FM\23MRP4.SGM
76
111
93
129
113
98
112
86
23MRP4
Column G
667
979
820
1,142
998
864
985
756
Column H
1.78
2.61
2.19
3.04
2.66
2.30
2.63
2.01
EP23MR10.004
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
Column A
14053
Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
TABLE—47A TO PART 679—Continued
[Percent of the AFA catcher/processor sector’s pollock allocation, numbers of Chinook salmon used to calculate the opt-out allocation and annual
threshold amount, and percent used to calculate IPA minimum participation assigned to each catcher/processor under § 679.21(f).]
USCG vessel documentation
No.
Vessel name
AFA permit
No.
Percent of
C/P
sector pollock
Percent
Number of Chinook salmon
for the opt-out allocation
(8,093)
A season
B season
Number of
Chinook salmon for the annual performance threshold
amount
(13,516)
Percent used
to calculate
IPA minimum
participation
Percent
Annual
Column A
Column B
Column C
Column D
Column E
Column F
Column G
Column H
Kodiak Enterprise .............................
Seattle Enterprise ............................
Arctic Storm .....................................
Arctic Fjord .......................................
Northern Glacier ...............................
Pacific Glacier ..................................
Highland Light ..................................
Starbound .........................................
Ocean Peace ...................................
Katie Ann .........................................
U.S. Enterprise .................................
American Enterprise ........................
Endurance ........................................
American Challenger .......................
Forum Star .......................................
Muir Milach .......................................
Neahkahnie ......................................
Ocean Harvester ..............................
Sea Storm ........................................
Tracy Anne .......................................
579450
904767
903511
940866
663457
933627
577044
944658
677399
518441
921112
594803
592206
633219
925863
611524
599534
549892
628959
904859
3671
3245
2943
3396
661
3357
3348
3414
2134
1996
3004
2760
3360
4120
4245
480
424
5130
420
2823
5.90
5.48
4.58
4.46
3.12
5.06
5.14
3.94
0.50
0.00
0.00
0.00
0.00
0.78
0.61
1.13
1.66
1.08
2.05
1.16
387
359
301
293
205
332
337
259
33
0
0
0
0
51
40
74
109
71
134
76
90
84
70
68
48
77
79
60
8
0
0
0
0
12
9
17
25
16
31
18
798
740
619
603
422
684
694
533
68
0
0
0
0
106
82
153
225
145
276
157
2.13
1.97
1.65
1.60
1.12
1.82
1.85
1.42
0.18
0.00
0.00
0.00
0.00
0.28
0.22
0.41
0.60
0.39
0.74
0.42
Total ..........................................
....................
....................
100.00
6,563
1,530
13,516
36.00
TABLE 47B—TO PART 679
[Percent of the AFA mothership sector’s pollock allocation, numbers of Chinook salmon used to calculate the opt-out allocation and annual
threshold amount, and percent used to calculate IPA minimum participation assigned to each mothership under § 679.21(f).]
USCG vessel documentation
No.
Vessel name
Percent of
MS sector
pollock
Number of Chinook salmon
for the opt-out allocation
(2,220)
AFA permit
No.
Percent
A season
B season
Number of
Chinook salmon for the annual threshold
amount
(3,707)
Percent used
to calculate
IPA minimum
participation
Percent
Annual
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
Column A
Column B
Column C
Column D
Column E
Column F
Column G
Column H
American Beauty ..............................
Pacific Challenger ............................
Nordic Fury ......................................
Pacific Fury ......................................
Margaret Lyn ....................................
Misty Dawn ......................................
Vanguard ..........................................
California Horizon ............................
Oceanic ............................................
Mar-Gun ...........................................
Mark 1 ..............................................
Aleutian Challenger ..........................
Ocean Leader ..................................
Papado II ..........................................
Morning Star ....................................
Traveler ............................................
Vesteraalen ......................................
Alyeska .............................................
Western Dawn .................................
613847
518937
542651
561934
615563
926647
617802
590758
602279
525608
509552
603820
561518
536161
618797
929356
611642
560237
524423
1688
657
1094
421
723
5946
519
412
1667
524
1242
1687
1229
2087
7270
3404
517
395
134
6.000
9.671
6.177
5.889
5.643
3.569
5.350
3.786
7.038
6.251
6.251
4.926
6.000
2.953
3.601
4.272
6.201
2.272
4.150
96
154
99
94
90
57
85
61
112
100
100
79
96
47
57
68
99
36
66
37
60
39
37
35
22
33
24
44
39
39
31
37
18
23
27
39
14
26
223
359
229
218
209
132
199
140
261
231
231
182
223
110
134
158
230
84
154
0.54
0.87
0.55
0.53
0.51
0.32
0.48
0.34
0.63
0.56
0.56
0.44
0.54
0.27
0.32
0.38
0.56
0.20
0.37
Total ..........................................
....................
....................
100.000
1,596
624
3,707
9.00
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14054
Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
TABLE—47C TO PART 679
[Percent of the AFA inshore sector’s pollock allocation, numbers of Chinook salmon used to calculate the opt-out allocation and annual threshold
amount, and percent used to calculate IPA minimum participation assigned to each catcher vessel under § 679.21(f).]
USCG vessel documentation
No.
Vessel name
Percent of
sector
pollock
Number of Chinook salmon
for the opt-out allocation
(15,858)
AFA permit
No.
Percent
A season
B season
Number of
Chinook salmon for the annual threshold
amount
(26,485)
Percent used
to calculate
IPA minimum
participation
Percent
Annual
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
Column A
Column B
AJ .....................................................
Alaska Rose .....................................
Alaskan Command ...........................
Aldebaran .........................................
Alsea ................................................
Alyeska .............................................
American Beauty ..............................
American Eagle ................................
Anita J ..............................................
Arctic Explorer ..................................
Arctic Wind .......................................
Arcturus ............................................
Argosy ..............................................
Auriga ...............................................
Aurora ..............................................
Bering Rose .....................................
Blue Fox ...........................................
Bristol Explorer .................................
Caitlin Ann ........................................
Cape Kiwanda ..................................
Chelsea K ........................................
Collier Brothers ................................
Columbia ..........................................
Commodore .....................................
Defender ..........................................
Destination .......................................
Dominator .........................................
Dona Martita ....................................
Elizabeth F .......................................
Excalibur II .......................................
Exodus Explorer ...............................
Fierce Allegiance .............................
Flying Cloud .....................................
Gold Rush ........................................
Golden Dawn ...................................
Golden Pisces ..................................
Great Pacific ....................................
Gun-Mar ...........................................
Half Moon Bay .................................
Hazel Lorraine ..................................
Hickory Wind ....................................
Intrepid Explorer ...............................
Leslie Lee .........................................
Lisa Melinda .....................................
Majesty .............................................
Marcy J ............................................
Margaret Lyn ....................................
Mar-Gun ...........................................
Mark I ...............................................
Messiah ............................................
Miss Berdie ......................................
Morning Star ....................................
Ms Amy ............................................
Nordic Explorer ................................
Nordic Fury ......................................
Nordic Star .......................................
Northern Patriot ................................
Northwest Explorer ..........................
Ocean Explorer ................................
Morning Star ....................................
Ocean Hope 3 ..................................
Ocean Leader ..................................
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608216
655328
611365
639547
636919
624325
979437
647985
960836
618158
976753
593809
615729
914214
554030
571879
602309
651751
526037
636602
598666
588849
598380
521106
604315
599585
608458
640130
615796
592211
594154
988598
584873
584360
962718
517024
615563
525608
509552
610150
913277
610393
920936
678234
542651
584684
637744
609384
678236
652395
652397
561518
PO 00000
Column C
Column D
3405
515
3391
901
2811
395
1688
434
1913
3388
5137
533
2810
2889
2888
516
4611
3007
3800
1235
4620
2791
1228
2657
3257
3988
411
2047
823
410
1249
4133
1318
1868
1292
586
511
425
249
523
993
4993
1234
4506
3996
2142
723
524
1242
6081
3679
208
2904
3009
1094
428
2769
3002
3011
1640
1623
1229
Frm 00040
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Column E
Column F
0.70
1.68
0.37
1.47
1.66
1.22
0.04
1.07
0.50
1.62
1.10
1.54
1.63
3.10
3.10
1.72
0.31
1.54
0.94
0.23
4.65
0.15
1.44
1.26
3.48
2.15
1.75
2.10
0.38
0.52
0.30
0.94
1.64
0.41
1.75
0.27
1.24
2.22
0.59
0.38
0.31
1.15
0.55
0.22
1.00
0.18
0.03
0.10
0.05
0.23
0.61
1.70
0.49
1.10
0.02
1.01
2.41
0.24
1.37
0.53
0.42
0.05
69
167
37
146
165
121
4
106
50
161
110
153
162
308
308
171
31
153
93
23
462
15
143
125
346
214
174
209
38
52
30
93
163
40
174
27
123
221
58
38
30
114
54
22
99
18
3
10
4
23
61
169
48
110
2
100
240
24
137
53
41
5
Sfmt 4702
E:\FR\FM\23MRP4.SGM
41
100
22
87
99
72
2
63
30
96
65
91
97
184
184
102
19
91
55
13
275
9
85
75
206
128
104
125
23
31
18
56
97
24
104
16
73
132
35
23
18
68
32
13
59
11
2
6
3
14
36
101
29
65
1
60
143
14
81
31
25
3
23MRP4
Column G
185
446
99
388
441
323
11
283
132
430
292
409
433
820
821
457
83
408
248
61
1231
41
382
334
923
570
463
557
102
137
80
249
434
107
464
72
327
588
155
102
81
303
145
58
263
48
9
27
12
61
161
450
129
292
5
268
639
64
364
140
110
14
Column H
0.31
0.76
0.17
0.66
0.75
0.55
0.02
0.48
0.22
0.73
0.50
0.70
0.73
1.39
1.39
0.78
0.14
0.69
0.42
0.10
2.09
0.07
0.65
0.57
1.57
0.97
0.79
0.95
0.17
0.23
0.13
0.42
0.74
0.18
0.79
0.12
0.56
1.00
0.26
0.17
0.14
0.52
0.25
0.10
0.45
0.08
0.02
0.05
0.02
0.10
0.27
0.76
0.22
0.50
0.01
0.45
1.09
0.11
0.62
0.24
0.19
0.02
14055
Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
TABLE—47C TO PART 679—Continued
[Percent of the AFA inshore sector’s pollock allocation, numbers of Chinook salmon used to calculate the opt-out allocation and annual threshold
amount, and percent used to calculate IPA minimum participation assigned to each catcher vessel under § 679.21(f).]
USCG vessel documentation
No.
Vessel name
Percent of
sector
pollock
Number of Chinook salmon
for the opt-out allocation
(15,858)
AFA permit
No.
Percent
A season
B season
Number of
Chinook salmon for the annual threshold
amount
(26,485)
Percent used
to calculate
IPA minimum
participation
Percent
Annual
Column A
Column B
Column C
Column D
Column E
Column F
Column G
Column H
602279
518937
678237
561934
561771
557467
697280
589115
555058
565120
502779
536873
610436
547390
565349
1062183
629499
624371
559271
609823
548685
924585
651752
561651
597065
617807
620769
598484
575428
929356
617802
565017
605228
257365
524423
615165
1667
657
3010
421
2783
2785
4194
4305
422
1265
979
2837
1164
1275
512
6308
1236
543
236
1652
2059
2849
2770
1167
1998
417
1641
251
405
3404
519
1222
1116
825
134
1650
0.13
0.17
1.29
0.01
2.18
1.60
2.41
0.20
1.09
0.69
0.33
0.30
1.24
0.20
1.01
0.38
0.71
0.97
1.31
1.52
1.41
0.37
2.35
1.51
1.23
1.26
1.23
0.56
0.08
0.04
0.06
1.66
1.19
0.40
0.40
1.55
13
17
128
1
217
159
239
20
108
69
33
29
123
20
100
38
71
96
130
151
140
37
234
150
122
125
123
56
8
4
6
165
118
40
39
154
8
10
76
1
129
95
143
12
65
41
20
17
73
12
60
23
42
57
78
90
84
22
139
90
73
75
73
33
5
2
3
98
70
24
23
92
35
44
342
3
578
423
638
54
289
184
88
78
329
52
268
101
188
257
347
402
374
98
623
400
324
334
327
148
22
11
15
439
315
107
105
412
0.06
0.08
0.58
0.01
0.98
0.72
1.08
0.09
0.49
0.31
0.15
0.13
0.56
0.09
0.46
0.17
0.32
0.44
0.59
0.68
0.63
0.17
1.06
0.68
0.55
0.57
0.56
0.25
0.04
0.02
0.03
0.75
0.53
0.18
0.18
0.70
Total ..........................................
jlentini on DSKJ8SOYB1PROD with PROPOSALS4
Oceanic ............................................
Pacific Challenger ............................
Pacific Explorer ................................
Pacific Fury ......................................
Pacific Knight ...................................
Pacific Monarch ...............................
Pacific Prince ...................................
Pacific Ram ......................................
Pacific Viking ....................................
Pegasus ...........................................
Peggy Jo ..........................................
Perseverance ...................................
Poseidon ..........................................
Predator ...........................................
Progress ...........................................
Providian ..........................................
Raven ...............................................
Royal American ................................
Royal Atlantic ...................................
Sea Wolf ..........................................
Seadawn ..........................................
Seeker ..............................................
Sovereignty ......................................
Star Fish ...........................................
Starlite ..............................................
Starward ...........................................
Storm Petrel .....................................
Sunset Bay .......................................
Topaz ...............................................
Traveler ............................................
Vanguard ..........................................
Viking ...............................................
Viking Explorer .................................
Walter N ...........................................
Western Dawn .................................
Westward I .......................................
....................
....................
100.00
9,933
5,925
26,485
45.00
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14056
Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 / Proposed Rules
TABLE—47D TO PART 679
[Percent of the CDQ Program’s pollock allocation, numbers of Chinook salmon used to calculate the opt-out allocation and annual threshold
amount, and percent used to calculate IPA minimum participation assigned to each CDQ group under § 679.21(f).]
Column A
Column B
Percent of
CDQ
Program
pollock
CDQ group
Percent
Column C
Column D
Number of Chinook salmon
for the opt-out allocation
(2,325)
A season
B season
Column E
Column F
Number of
Chinook
salmon for the
annual
threshold
amount
(3,883)
Percent used
to calculate
IPA minimum
partici- pation
Annual
Percent
APICDA ............................................................................................
BBEDC .............................................................................................
CBSFA .............................................................................................
CVRF ...............................................................................................
NSEDC .............................................................................................
YDFDA .............................................................................................
14.00
21.00
5.00
24.00
22.00
14.00
260
389
93
445
408
260
66
99
23
113
103
66
544
816
194
931
854
544
1.40
2.10
0.50
2.40
2.20
1.40
TOTAL ......................................................................................
100.00
1,855
470
3,883
10.00
[FR Doc. 2010–6082 Filed 3–22–10; 8:45 am]
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Agencies
[Federal Register Volume 75, Number 55 (Tuesday, March 23, 2010)]
[Proposed Rules]
[Pages 14016-14056]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-6082]
[[Page 14015]]
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Part IV
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 679
Fisheries of the Exclusive Economic Zone Off Alaska; Chinook Salmon
Bycatch Management in the Bering Sea Pollock Fishery; Proposed Rule
Federal Register / Vol. 75, No. 55 / Tuesday, March 23, 2010 /
Proposed Rules
[[Page 14016]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 090511911-91132-01]
RIN 0648-AX89
Fisheries of the Exclusive Economic Zone Off Alaska; Chinook
Salmon Bycatch Management in the Bering Sea Pollock Fishery
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS proposes regulations to implement Amendment 91 to the
Fishery Management Plan for Groundfish of the Bering Sea and Aleutian
Islands Management Area (FMP). If approved, Amendment 91 would be a
novel approach to managing Chinook salmon bycatch in the Bering Sea
pollock fishery that combines a limit on the amount of Chinook salmon
that may be caught incidentally with an incentive plan agreement and
performance standard designed to minimize bycatch to the extent
practicable in all years and prevent bycatch from reaching the limit in
most years. This action is necessary to minimize Chinook salmon bycatch
in the Bering Sea pollock fishery to the extent practicable while
maximizing the potential for the full harvest of the pollock total
allowable catch within specified prohibited species catch limits.
Amendment 91 is intended to promote the goals and objectives of the
Magnuson-Stevens Fishery Conservation and Management Act, the FMP, and
other applicable laws.
DATES: Comments must be received no later than May 7, 2010.
ADDRESSES: You may submit comments, identified by RIN 0648-AX89, by any
one of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal https://www.regulations.gov.
Fax: (907) 586-7557, Attn: Ellen Sebastian.
Mail: P.O. Box 21668, Juneau, AK 99802.
Hand Delivery to the Federal Building: 709 West 9th
Street, Room 420A, Juneau, AK.
Instructions: No comments will be posted for public viewing until
after the comment period has closed. All comments received are a part
of the public record and will generally be posted to https://www.regulations.gov without change. All Personal Identifying
Information (for example, name, address, etc.) voluntarily submitted by
the commenter may be publicly accessible. Do not submit Confidential
Business Information or otherwise sensitive or protected information.
NMFS will accept anonymous comments (enter N/A in the required
fields, if you wish to remain anonymous). You may submit attachments to
electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF
file formats only.
Electronic copies of Amendment 91, the Final Environmental Impact
Statement (EIS), the Final Regulatory Impact Review (RIR), and the
Initial Regulatory Flexibility Analysis (IRFA) prepared for this action
may be obtained from https://www.regulations.gov or from the NMFS Alaska
Region Web site at https://alaskafisheries.noaa.gov. Written comments
regarding the burden-hour estimates or other aspects of the collection-
of-information requirements contained in this proposed rule may be
submitted to NMFS at the above address, e-mailed to David_Rostker@omb.eop.gov, or faxed to 202-395-7285.
FOR FURTHER INFORMATION CONTACT: Gretchen Harrington or Seanbob Kelly,
907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the groundfish fisheries in the
exclusive economic zone (EEZ) of the Bering Sea and Aleutian Islands
Management Area (BSAI) under the Fishery Management Plan for Groundfish
of the Bering Sea and Aleutian Islands Management Area (FMP). The North
Pacific Fishery Management Council (Council) prepared the FMP under the
authority of the Magnuson-Stevens Fishery Conservation and Management
Act (Magnuson-Stevens Act), 16 U.S.C. 1801 et seq. Regulations
governing U.S. fisheries and implementing the FMP appear at 50 CFR
parts 600 and 679.
This proposed rule would implement Amendment 91 to the FMP. The
Council has submitted Amendment 91 for review by the Secretary of
Commerce, and a Notice of Availability (NOA) of this amendment was
published in the Federal Register on February 18, 2010 (75 FR 7228)
with comments invited through April 19, 2010. Respondents do not need
to submit the same comments on both the NOA and this proposed rule. All
relevant written comments received by the end of the applicable comment
period, whether specifically directed to the FMP amendment, this
proposed rule, or both, will be considered in the approval/disapproval
decision for Amendment 91 and addressed in the response to comments in
the final decision.
The Bering Sea Pollock Fishery
This proposed rule applies to owners and operators of catcher
vessels, catcher/processors, motherships, inshore processors, and the
six Western Alaska Community Development Quota (CDQ) Program groups
participating in the pollock (Theragra chalcogramma) fishery in the
Bering Sea (BS) subarea of the BSAI. A detailed physical description of
the BS subarea is contained in Section 1.3 of the EIS (see ADDRESSES).
The BS pollock fishery is the largest single species fishery, by
volume, in the United States. The first wholesale gross value of this
fishery was more than 1.4 billion dollars in 2008.
The BS pollock fishery is managed under the American Fisheries Act
(AFA) (16 U.S.C. 1851 note). Currently, pollock in the BSAI is managed
as three separate units: the BS subarea, the Aleutian Islands (AI)
subarea, and the Bogoslof District of the BS subarea. Separate
overfishing limits, acceptable biological catch limits, and total
allowable catch (TAC) limits are specified annually for BS pollock, AI
pollock, and Bogoslof pollock. In 2009, the BS pollock TAC was 815,000
metric tons (mt), the AI pollock TAC was 19,000 mt, and the Bogoslof
pollock TAC was 50 mt. Additional information about the pollock
fisheries is in Section 1.4 of the EIS, Section 2.1 of the RIR (see
ADDRESSES), and in the annual specifications for the BSAI groundfish
fisheries (74 FR 7359; February 17, 2009).
Ten percent of the AI pollock TAC is allocated to the CDQ Program
while the remaining 90 percent is divided between the Aleut Corporation
and the incidental catch allowance (70 FR 9856; March 1, 2005). Under
Sec. 679.22(a)(7)(i), directed fishing for pollock is not allowed in
the Bogoslof District and the entire TAC is allocated as an incidental
catch allowance for pollock harvested in other groundfish directed
fisheries that occur in this area. Amendment 91 would not affect the
management of pollock fisheries in the AI or the status of pollock
fishing in the Bogoslof District. This proposed rule applies only to
management of the pollock fishery in the BS. Therefore, in this
document, the word ``fishery'' refers only to the BS pollock fishery,
unless otherwise specified.
In October 1998, Congress enacted the AFA, which ``rationalized''
the BS
[[Page 14017]]
pollock fishery by identifying the vessels and processors eligible to
participate in the fishery and allocating pollock among those eligible
participants. Under the AFA, 10 percent of the BS pollock TAC is
allocated to the CDQ Program. After the CDQ Program allocation is
subtracted, an amount needed for the incidental catch of pollock in
other BS groundfish fisheries is subtracted from the TAC. In 2009, the
CDQ allocation was 81,500 mt of pollock and the incidental catch
allowance was 29,340 mt. The ``directed fishing allowance'' is the
remaining amount of pollock, after subtraction of the CDQ Program
allocation and the incidental catch allowance. The directed fishing
allowance is then allocated among the AFA inshore sector (50 percent),
the AFA catcher/processor sector (40 percent), and the AFA mothership
sector (10 percent). Pollock allocations to the CDQ Program and the
other three AFA sectors are further allocated annually between two
seasons--40 percent to the A season (January 20 to June 10) and 60
percent to the B season (June 10 to November 1).
The allocation of pollock to the CDQ Program is further allocated
among the six non-profit corporations (CDQ groups) that represent the
65 communities eligible for the CDQ Program under section 305(i)(1)(D)
of the Magnuson-Stevens Act. The percentage allocations of pollock
among the six CDQ groups that currently are in effect were approved by
NMFS in 2005 based on recommendations from the State of Alaska (State).
These percentage allocations are now the required allocations of
pollock among the CDQ groups under section 305(i)(1)(B) of the
Magnuson-Stevens Act. More information about the allocations of
pollock, other groundfish, crab, and prohibited species (including
Chinook salmon) among the six CDQ groups is provided in a Federal
Register notice that described the effect of the 2006 amendments to the
Magnuson-Stevens Act on CDQ Program allocations (71 FR 51804; August
31, 2006). The CDQ Program also is described in more detail in the
``Classification'' section of this proposed rule.
CDQ groups typically sell or lease their pollock allocations to
harvesting partners, including vessels owned, in part, by the CDQ
group. Although CDQ groups are not required to partner with AFA-
permitted vessels to harvest CDQ pollock, to date, the vessels
harvesting CDQ pollock have been AFA permitted vessels. The CDQ pollock
allocations have most often been harvested by catcher/processors or
catcher vessels delivering to a mothership. However, some pollock CDQ
has been delivered to inshore processing plants in past years.
The AFA allowed for the formation of fishery cooperatives within
the non-CDQ sectors. The purpose of these AFA cooperatives is to
further subdivide each sector's or inshore cooperative's pollock
allocation among participants in the sector or cooperative through
private contractual agreements. The cooperatives manage these
allocations to ensure that individual vessels and companies do not
harvest more than their agreed upon share. The cooperatives also
facilitate transfers of pollock among the cooperative members, enforce
contract provisions, and participate in the intercooperative agreement
to reduce salmon bycatch.
Each year, catcher vessels eligible to deliver pollock to the seven
eligible AFA inshore processors may form inshore cooperatives
associated with a particular inshore processor. NMFS permits the
inshore cooperatives, allocates pollock to them, and manages these
allocations through a regulatory prohibition against an inshore
cooperative exceeding its pollock allocation. The amount of pollock
allocated to each inshore cooperative is based on the member vessel's
pollock catch history from 1995 through 1997, as required under section
210(b) of the AFA (16 U.S.C. 1851 note). These catcher vessels are not
required to join an inshore cooperative. Those that do not join an
inshore cooperative are managed by NMFS under the ``inshore open access
fishery''. In recent years, all inshore catcher vessels have joined one
of seven inshore cooperatives. However, NMFS has been notified that in
2010 one inshore catcher vessel will not join an inshore cooperative
and will be fishing in the inshore open access fishery.
The AFA catcher/processor sector is made up of the catcher/
processors and catcher vessels eligible under the AFA to deliver to
catcher/processors. Owners of the catcher/processors that are listed by
name in the AFA and still active in the BS pollock fishery have formed
a cooperative called the Pollock Conservation Cooperative (PCC). The
remaining catcher/processor, the F/V Ocean Peace, is not listed by name
in the AFA, but is eligible to harvest up to 0.5 percent of the
allocation of BS pollock to the catcher/processor sector. This portion
of the catcher/processor sector's allocation of BS pollock is reserved
for ``unlisted'' catcher/processors that meet certain requirements,
which only the F/V Ocean Peace meets. Owners of the catcher vessels
eligible to deliver pollock to the catcher/processors have formed a
cooperative called the High Seas Catcher's Cooperative (HSCC).
The AFA mothership sector is made up of three motherships and the
catcher vessels eligible under the AFA to deliver pollock to these
motherships. These catcher vessels have formed a cooperative called the
Mothership Fleet Cooperative (MFC). The MFC does not include the owners
of the three motherships. The primary purpose of the cooperative is to
sub-allocate the mothership sector pollock allocation among the catcher
vessels authorized to harvest this pollock and to manage these
allocations.
NMFS does not manage the sub-allocations of pollock among members
of the PCC, HSCC, or MFC. The cooperatives control the harvest by their
member vessels so that the pollock allocation to the sector is not
exceeded. However, NMFS monitors pollock harvest by all members of the
catcher/processor sector and mothership sector. NMFS retains the
authority to close directed fishing for pollock by a sector if vessels
in that sector continue to fish once the sector's seasonal allocation
of pollock has been harvested.
Chinook Salmon Bycatch in the Bering Sea Pollock Fishery
Pollock is harvested with fishing vessels using trawl gear, which
are large nets towed through the water by the vessel. Chinook salmon
and pollock occur in the same locations in the BS. Consequently,
Chinook salmon are accidently caught in the nets as fishermen target
pollock.
The Magnuson-Stevens Act defines bycatch as fish that are harvested
in a fishery, which are not sold or kept for personal use. Therefore,
Chinook salmon caught in the BS pollock fishery are considered bycatch
under the Magnuson-Stevens Act, the FMP, and NMFS regulations at 50 CFR
part 679. Bycatch of any species, including discard or other mortality
caused by fishing, is a concern of the Council and NMFS. National
Standard 9 of the Magnuson-Stevens Act requires the Council to select,
and NMFS to implement, conservation and management measures that, to
the extent practicable, minimize bycatch and bycatch mortality.
The bycatch of culturally and economically valuable species like
Chinook salmon, which are fully allocated and, in some cases, facing
conservation concerns, are categorized as prohibited species under the
FMP and are the most regulated and closely managed category of bycatch.
Chinook salmon, all other species of salmon (a category called ``non-
Chinook salmon''),
[[Page 14018]]
steelhead trout, Pacific halibut, king crab, Tanner crab, and Pacific
herring are classified as prohibited species in the groundfish
fisheries off Alaska. As a prohibited species, fishermen must avoid
salmon bycatch and any salmon caught must either be donated to the
Prohibited Species Donation (PSD) Program under Sec. 679.26, or
returned to Federal waters as soon as is practicable, with a minimum of
injury, after an observer has determined the number of salmon and
collected any scientific data or biological samples.
The PSD Program was initiated to reduce the amount of edible
protein discarded under prohibited species catch (PSC) regulatory
requirements (Sec. 679.21). One reason for requiring the discard of
prohibited species is that some of the fish may live if they are
returned to the sea with a minimum of injury and delay. However, salmon
caught incidentally in trawl nets always die as a result of that
capture. The PSD Program allows enrolled seafood processors to retain
salmon bycatch for distribution to economically disadvantaged
individuals through tax-exempt hunger relief organizations.
The BS pollock fishery catches up to 95 percent of the Chinook
salmon taken incidentally as bycatch in the BSAI groundfish fisheries.
From 1992 through 2001, the average Chinook salmon bycatch in the BS
pollock fishery was 32,482. Bycatch increased substantially from 2002
through 2007, to an average of 74,067 Chinook salmon per year. A
historic high of approximately 122,000 Chinook salmon were taken in the
BS pollock fishery in 2007. However, Chinook salmon bycatch has
declined in recent years to 20,493 in 2008 and 12,410 in 2009. The
causes of the decline in Chinook salmon bycatch in 2008 and 2009 are
unknown. The decline is most likely due to a combination of factors,
including changes in abundance and distribution of Chinook salmon and
pollock, and changes in fleet behavior to avoid salmon bycatch.
Chinook salmon bycatch also varies seasonally and by sector. In
most years, the majority of Chinook salmon bycatch occurs during the A
season. Since 2002, catcher vessels in the inshore sector typically
have caught the highest number of Chinook salmon and had the highest
bycatch rates by sector in both the A and B seasons. Since 1999, under
the AFA, the inshore sector has been allocated about 45 percent of the
pollock TAC (the percentage changes slightly in some years because the
amount of pollock subtracted from the TAC for incidental catch varies).
However, the inshore sector has always caught more than 45 percent of
Chinook salmon bycatch. For example, in 2007, the inshore sector was
allocated 44 percent of the pollock TAC, but caught 63 percent of the
Chinook salmon bycatch, and in 2008 it was allocated 43 percent of the
TAC, but caught 55 percent of the Chinook salmon bycatch in the BS
pollock fishery. Over this same time period, the catcher/processor
sector has taken a smaller portion of the Chinook salmon bycatch
relative to their 35 percent allocation of pollock TAC (26 percent of
the Chinook salmon bycatch in 2007 and 18 percent in 2008). The
variation in bycatch rates among sectors and seasons is due, in part,
to the different fishing practices and patterns each sector uses to
fully harvest their pollock allocations in the A and B seasons.
In years of historically high Chinook salmon bycatch in the BS
pollock fishery (2003 through 2007), the rate of Chinook salmon bycatch
averaged 52 Chinook salmon per 1,000 tons of pollock harvested. With so
few salmon relative to the large amount of pollock harvested, Chinook
salmon encounters are difficult to predict or avoid. Development of
intercooperative agreements that require vessel-level cooperation to
share information about areas of high Chinook salmon encounter rates
probably are the best tool that the industry currently has to quickly
identify areas of high bycatch and to avoid fishing there. However, it
will continue to be difficult to predict when and where large amounts
of Chinook salmon bycatch will be encountered by the pollock fleet,
primarily because of the current lack of understanding of the
biological and oceanographic conditions that influence the distribution
and abundance of salmon in the areas where the pollock fishery occurs.
Status of Chinook Salmon Stocks and Fisheries in Western Alaska
Chinook salmon taken in the BS pollock fishery originate from
Alaska, the Pacific Northwest, Canada, and Asian countries along the
Pacific Rim. Estimates vary, but more than half of the Chinook salmon
bycatch in the BS pollock fishery may be destined for western Alaska.
Western Alaska includes the Bristol Bay, Kuskokwim, Yukon, and Norton
Sound areas. In general, western Alaska Chinook salmon stocks declined
sharply in 2007 and remained depressed in 2008 and 2009. Chapter 5 of
the EIS provides additional information about Chinook salmon biology,
distribution, and stock assessments by river system or region (see
ADDRESSES).
Chinook salmon support subsistence, commercial, personal use, and
sport fisheries in their regions of origin. The Alaska Board of
Fisheries adopts regulations through a public process to conserve
fisheries resources and to allocate fisheries resources to the various
users. The State of Alaska Department of Fish and Game (ADF&G) manages
the salmon commercial, subsistence, sport, and personal use fisheries.
The first management priority is to meet spawning escapement goals to
sustain salmon resources for future generations. The next priority is
for subsistence use under both state and federal law. Chinook salmon
serves as a primary subsistence food in some areas. Subsistence
fisheries management includes coordination with U.S. federal agencies
where federal rules apply under the Alaska National Interest Lands
Conservation Act.
In recent years of low Chinook salmon returns, the in-river harvest
of western Alaska Chinook salmon has been severely restricted and, in
some cases, river systems have not met escapement goals. Surplus fish
beyond escapement needs and subsistence use are made available for
other uses. Commercial fishing for Chinook salmon may provide the only
source of income for many people who live in remote villages. Chapter 3
of the RIR provides an overview of the importance of subsistence
harvests and commercial harvests (see ADDRESSES).
Yukon River salmon fisheries management includes obligations under
an international treaty with Canada. In 2007 and 2008, the United
States did not meet the Yukon River Chinook salmon escapement goals
established with Canada by the Yukon River Agreement to the Pacific
Salmon Treaty (PST) of 2002. As of October 29, 2009, the preliminary
estimate of escapement into Canada was approximately 68,400 Chinook
salmon, which exceeds the 2009 interim management escapement goal of
45,000 Chinook salmon and provides for harvest sharing under the Yukon
River Agreement to the PST.
Current Management of Chinook Salmon Bycatch in the Bering Sea and
Aleutian Islands
Over the past 15 years, the Council and NMFS have implemented
several management measures to limit Chinook salmon bycatch in the BSAI
trawl fisheries. In 1995, the Council adopted, and NMFS approved,
Amendment 21b to the FMP. Based on historic information regarding the
location and timing of Chinook salmon bycatch, Amendment 21b
established annual PSC limits for Chinook salmon and
[[Page 14019]]
specific seasonal no-trawling zones in the Chinook Salmon Savings Area
that would close when the limits were reached. These regulations
prohibited trawling in the Chinook Salmon Savings Area through April
15, once the PSC limit of 48,000 Chinook salmon was reached (60 FR
31215; November 29, 1995).
In 2000, the Council and NMFS implemented Amendment 58 to the FMP,
which reduced the Chinook Salmon Savings Area closure limit to 29,000
Chinook salmon, redefined the Chinook Salmon Savings Area as two non-
contiguous areas of the BSAI (Area 1 in the AI subarea and Area 2 in
the BS subarea), and established new closure periods (65 FR 60587;
October 12, 2000).
Chinook salmon bycatch management measures in the BSAI were most
recently revised under Amendments 82 and 84 to the FMP. In 2005,
Amendment 82 established the AI Chinook salmon PSC limit of 700 fish,
which, when reached, closes the directed pollock fishery in Area 1 (the
AI) of the Chinook Salmon Savings Area (70 FR 9856; March 1, 2005).
The Council adopted Amendment 84 in October 2005 to address
increases in Chinook and non-Chinook salmon bycatch that were occurring
despite PSC limits that triggered closure of the Chinook and Chum
Salmon Savings Areas. Amendment 84 established in Federal regulations
the salmon bycatch intercooperative agreement (ICA) which allows
vessels participating in the BS pollock fishery to use their internal
cooperative structure to reduce Chinook and non-Chinook salmon bycatch
using a method called the voluntary rolling hotspot system (VRHS).
Through the VRHS, industry members provide each other real-time salmon
bycatch information so that they can avoid areas of high Chinook or
non-Chinook salmon bycatch rates. The VRHS was implemented voluntarily
by the fleet in 2002. Amendment 84 exempts vessels participating in the
salmon bycatch reduction ICA from salmon savings area closures and
revised the Chum Salmon Savings Area closure to only apply to vessels
directed fishing for pollock, rather than to all vessels using trawl
gear. The exemptions to savings area closures for participants in the
VRHS ICA were implemented by NMFS in 2006 and 2007 through an exempted
fishing permit. Regulations implementing Amendment 84 were approved in
2007 (72 FR 61070; October 29, 2007), and a salmon bycatch reduction
ICA using the VRHS was approved by NMFS in January 2008. Amendment 84
requires that parties to the ICA be the AFA cooperatives or the CDQ
groups. All AFA cooperatives and CDQ groups participate in the VRHS
ICA.
Using a system specified in regulations, the VRHS ICA assigns
vessels in a cooperative to certain tiers, based on bycatch rates of
vessels in that cooperative relative to a base rate, and implements
large area closures for vessels in tiers associated with higher bycatch
rates. The VRHS ICA managers monitor salmon bycatch in the pollock
fisheries and announce area closures for areas with relatively high
salmon bycatch rates. Monitoring and enforcement are accomplished
through private contractual arrangements. The efficacy of voluntary
closures and bycatch reduction measures must be reported to the Council
annually.
Objectives of and Rationale for Amendment 91 and this Proposed Rule
While the annual reports suggest that the VRHS ICA has reduced
Chinook salmon bycatch rates compared to what they would have been
without the ICA, the highest historical Chinook salmon bycatch occurred
in 2007 when the ICA was in effect under an exempted fishing permit.
This high level of bycatch illustrated that, while the management
measures implemented under Amendment 84 provided the pollock fleet with
tools to reduce salmon bycatch, these measures contain no effective
upper limit on the amount of salmon bycatch that could occur in the BS
pollock fishery.
The principal objective of Chinook salmon bycatch management in the
BS pollock fishery is to minimize Chinook salmon bycatch to the extent
practicable, while achieving optimum yield. Minimizing Chinook salmon
bycatch while achieving optimum yield is necessary to maintain a
healthy marine ecosystem, ensure long-term conservation and abundance
of Chinook salmon, provide maximum benefit to fishermen and communities
that depend on Chinook salmon and pollock resources, and comply with
the Magnuson-Stevens Act and other applicable federal law.
In April 2009, the Council adopted Amendment 91 and recommended
that NMFS develop regulations to implement that action. In developing
Amendment 91, the Council considered consistency with the Magnuson-
Stevens Act's 10 National Standards. The Council designed its
recommended alternative to balance the competing demands of the
National Standards. Specifically, the Council recognized the need to
balance and be consistent with both National Standard 9 and National
Standard 1. National Standard 9 requires that conservation and
management measures shall, to the extent practicable, minimize bycatch.
National Standard 1 requires that conservation and management measures
shall prevent overfishing while achieving, on a continuing basis, the
optimum yield from each fishery for the U.S. fishing industry. The
ability to harvest the entire pollock TAC in any given year is not
determinative of whether the BSAI groundfish fishery achieves optimum
yield. Providing the opportunity for the fleet to harvest its TAC is
one aspect of achieving optimum yield in the long term.
Amendment 91 combines a limit on the amount of Chinook salmon that
may be caught incidentally with a novel approach designed to minimize
bycatch to the extent practicable in all years and prevent bycatch from
reaching the limit in most years. In developing this program, the
Council recognized that the number of Chinook salmon caught as bycatch
in the BS pollock fishery is highly variable from year to year, from
sector to sector, and even from vessel to vessel. Current information
about Chinook salmon is insufficient to determine the reasons for high
or low encounters of Chinook salmon in the pollock fishery or the
degree to which encounter rates are related to Chinook salmon abundance
or other conditions. The uncertainty and variability in Chinook salmon
bycatch led the Council to create a program with a combination of
management measures that together achieve its objective to minimize
bycatch to the extent practicable in all years while providing the
fleet the flexibility to harvest the pollock TAC.
Under Amendment 91, the PSC limit would be 60,000 Chinook salmon if
some or all of the pollock industry participates in an industry-
developed contractual arrangement, called an incentive plan agreement
(IPA), that establishes an incentive program to minimize bycatch at all
levels of Chinook salmon abundance. Participation in an IPA would be
voluntary; however, any vessel or CDQ group that chooses not to
participate in an IPA would be subject to a restrictive opt-out
allocation (also called a backstop cap).
To ensure participants develop effective IPAs, participants would
demonstrate to the Council through performance and annual reports that
the IPA is accomplishing the Council's intent that each vessel does its
best to avoid Chinook salmon at all times while fishing for pollock
and, that collectively, bycatch is minimized in each year. The Council
believed that the addition of an
[[Page 14020]]
IPA that could impose rewards for avoiding Chinook salmon bycatch,
penalties for failure to avoid Chinook salmon bycatch at the vessel
level, or both, would warrant setting the PSC limit at 60,000 Chinook
salmon. The Council recognized that while the IPA should minimize
bycatch in all years to a level below the limit, a limit of 60,000
Chinook salmon would provide the industry the flexibility to harvest
the pollock TAC in high-encounter years when bycatch was extremely
difficult to avoid.
A 47,591 Chinook salmon PSC limit would apply fleet-wide if
industry does not form any IPAs. This PSC limit of 47,591 Chinook
salmon is the approximate 10-year average of Chinook salmon bycatch
from 1997 to 2006. The Council determined that the 47,591 PSC limit was
an appropriate limit on Chinook salmon bycatch in the BS pollock
fishery if no other incentives were operating to minimize bycatch below
this level.
Both PSC limits would be divided between the A and B seasons and
allocated to AFA sectors, cooperatives, and CDQ groups as transferable
PSC allocations. Transferability is expected to mitigate the variation
in the encounter rates of salmon bycatch among sectors, CDQ groups, and
cooperatives in a given season by allowing eligible participants to
obtain a larger portion of the PSC allocation in order to harvest their
pollock allocation or to transfer surplus allocation to other entities.
When a transferable PSC allocation is reached, the affected sector,
inshore cooperative, or CDQ group would have to stop fishing for
pollock for the remainder of the season even if its pollock allocation
had not been fully harvested.
The Council also recommended a sector-level performance standard as
an additional tool to ensure that the IPA is effective and that sectors
do not fully harvest the Chinook salmon PSC allocations under the
60,000 Chinook salmon PSC limit in most years. For a sector to continue
to receive Chinook salmon PSC allocations under the 60,000 Chinook
salmon PSC limit, that sector may not exceed its annual threshold
amount in any three years within seven consecutive years. If a sector
fails this performance standard, it will permanently be allocated a
portion of the 47,591 Chinook salmon PSC limit. The Council believed
that the risk of bearing the potential economic impacts of a reduction
from the 60,000 PSC limit to the 47,591 PSC limit would create
incentives for fishery participants to cooperate in an effective IPA.
In selecting the appropriate Chinook salmon bycatch management
program, the Council considered a wide range of alternatives to assess
the impacts of minimizing Chinook salmon bycatch to the extent
practicable while maximizing the potential for the full harvest of the
pollock TAC. The Council considered the trade-offs between the
potential Chinook salmon saved and the forgone pollock catch. The EIS
and RIR contain a complete description of the alternatives and a
comparative analysis of the potential impacts of the alternatives (see
ADDRESSES).
The Council considered an alternative that would implement a single
PSC limit, with no additional measures. However, the Council determined
that a single PSC limit alone is not the optimum mechanism to minimize
Chinook salmon bycatch at all levels of Chinook salmon abundance and at
all rates of Chinook salmon encounters in the pollock fishery.
A relatively high PSC limit alone would not constrain the pollock
fishery in most years, so it would not achieve the Council's goal of
minimizing Chinook salmon bycatch to the extent practicable. A high PSC
limit in years of low Chinook salmon encounters would not provide
incentives for the pollock fleet to reduce bycatch at all, even if
lower bycatch could have been achieved at minimal expense. If low
encounters are due to low Chinook salmon abundance in one or more
stocks, a high PSC limit alone would not address biological concerns
about the potential impact of bycatch on Chinook salmon stocks.
A low PSC limit would reduce Chinook salmon bycatch below historic
high levels. However, it could limit the pollock fishery harvests below
the pollock TAC in many years because a low PSC limit would not
accommodate the high variability in Chinook salmon encounter rates
experienced in the BS pollock fishery, or the unpredictability of these
rates. While a low PSC limit alone would ensure bycatch does not exceed
that level, it would not provide any incentives or mechanism to further
reduce bycatch below that limit. As a result, if low encounters are due
to low Chinook salmon abundance in one or more stocks, even a low PSC
limit alone would not address biological concerns about the potential
impact of bycatch on Chinook salmon stocks. Additionally, if the low
PSC limit were allocated to sectors, cooperatives, and CDQ groups, it
could result in allocations so small that it could effectively preclude
pollock fishing by a vessel or group of vessels. On the other hand, not
allocating the PSC limit could result in a race to fish, which would
undermine the rationalized management of the AFA and the current
pollock fishery management.
Proposed Bering Sea Chinook Salmon Bycatch Management Measures
This proposed rule to implement the provisions of Amendment 91, as
recommended by the Council, includes two Chinook salmon PSC limits
(60,000 Chinook salmon and 47,591 Chinook salmon). For each PSC limit,
NMFS would issue Chinook salmon PSC allocations to the catcher/
processor sector, the mothership sector, the inshore cooperatives, and
the CDQ groups. Separate allocations would be issued for the A season
and the B season. Chinook salmon remaining from the A season could be
used in the B season (``rollover''). Entities could transfer PSC
allocations within a season and could also receive transfers of Chinook
salmon bycatch to cover overages (``post-delivery transfers'').
If NMFS approves an IPA, NMFS would issue transferable allocations
of the 60,000 Chinook salmon PSC limit to those sectors that remain in
compliance with the performance standard. The performance standard
requires each sector to maintain its Chinook salmon bycatch within its
portion of 47,591 Chinook salmon in at least five out of every seven
consecutive years. Sector and cooperative allocations would be reduced
if members of the sector decided not to participate in an IPA. Vessels
and CDQ groups that do not participate in an IPA would fish under a
restricted opt-out allocation. If a whole sector does not participate
in an IPA, all members of that sector would fish under the opt-out
allocation.
NMFS would issue transferable allocations of the 47,591 Chinook
salmon PSC limit to all sectors, cooperatives, and CDQ groups if no IPA
is approved or to the sectors that exceed the performance standard.
Under Amendment 91, NMFS would remove from existing regulations the
29,000 Chinook salmon PSC limit in the BS, the Chinook Salmon Savings
Areas in the BS, exemption from Chinook Salmon Savings Area closures
for participants in the VRHS ICA, and Chinook salmon as a component of
the VRHS ICA. This proposed action would not change any regulations
affecting the management of Chinook salmon in the AI or non-Chinook
salmon in the BSAI. The Council is currently considering a separate
action to modify the non-Chinook salmon management measures to minimize
non-Chinook salmon bycatch.
[[Page 14021]]
Allocations of the 60,000 or the 47,591 Chinook Salmon Prohibited
Species Catch Limits
Both the 60,000 and the 47,591 Chinook salmon PSC limits would be
allocated among the catcher/processor sector, the mothership sector,
inshore sector, and CDQ Program using a method that recognizes that
sectors have different fishing patterns and needs for salmon bycatch in
order to harvest their AFA pollock allocation (Table 1). The percentage
allocations recommended by the Council are based on an adjusted five-
year (2002 to 2006) historical average proportion of the Chinook salmon
bycatch by sector and season, and are shown in Table 1. The basis for
these percentage allocations is explained in more detail in section
2.5.2 of the EIS (see ADDRESSES).
Table 1--Percentage Allocations and Amounts of the Chinook Salmon
Prohibited Species Catch Limit
------------------------------------------------------------------------
PSC Limit (s of Chinook
Percentage allocations to each salmon)
sector -----------------------------------
60,000 47,591
------------------------------------------------------------------------
A season allocation: 70.0........... 42,000 33,314
CDQ Program--9.3................ 3,906 3,098
Inshore Sector--49.8............ 20,916 16,591
Mothership Sector--8.0.......... 3,360 2,665
Catcher/Processor Sector--32.9.. 13,818 10,960
------------------------------------------------------------------------
B season allocation: 30.0........... 18,000 14,277
CDQ Program--5.5................ 990 785
Inshore Sector--69.3............ 12,474 9,894
Mothership Sector--7.3.......... 1,314 1,042
Catcher/Processor Sector--17.9.. 3,222 2,556
------------------------------------------------------------------------
Allocations of Chinook salmon PSC to the inshore sector would be
further allocated among the inshore cooperatives based on the
proportion of the inshore pollock allocation made to each inshore
cooperative under Sec. 679.62(a)(1). Pollock allocations to the
inshore cooperatives can change from year to year if membership in the
cooperatives changes because the cooperative's pollock allocation is
determined by the percentage of pollock assigned to each vessel in the
sector. Column D of proposed Table 47c to part 679 shows the percentage
of the inshore sector's pollock allocation assigned to each catcher
vessel. The amount of Chinook salmon PSC that would be allocated to
each inshore cooperative would be determined each year after the
inshore cooperative permit applications are received on December 1. If
the owner of an AFA catcher vessel eligible to deliver pollock to an
inshore processor does not join an inshore cooperative in a particular
year and fishes in the inshore open access fishery, the portion of
Chinook salmon associated with that vessel also would be allocated to
the inshore open access fishery.
The CDQ groups would continue to be allocated the same proportion
of the CDQ Program allocation of Chinook salmon bycatch that each group
has been allocated since 2005 (71 FR 51804; August 31, 2006). These
percentage allocations are described in more detail in the
``Classification'' section of this preamble and would be published in
proposed Table 47d to part 679.
Transferable and Non-transferable Allocations. Each year, NMFS
would send a letter to each entity receiving a transferable Chinook
salmon PSC allocation, notifying them of the amount of the allocation
and identifying the vessels fishing under that allocation. Each entity
that receives a transferable allocation would be prohibited from
exceeding their allocation. Each entity would be required to manage its
pollock fishing so that neither its pollock allocation nor its
transferable Chinook salmon PSC allocation is exceeded. The Council
intended that both the A season allocation and the annual allocation
would not be exceeded. Therefore, the A season and B season allocations
would be managed separately. Overages for the A season would be
evaluated at the end of the A season and overages for the B season
would be evaluated the end of the year. NMFS would not close directed
fishing for pollock by the sectors, inshore cooperatives, or CDQ groups
receiving transferable Chinook salmon PSC allocations when those
allocations are reached. Rather, penalties could be assessed against
the entity for an overage of its Chinook salmon PSC allocation.
If members of the catcher/processor or mothership sectors are
unable to form their respective sector-level entities to receive
transferable Chinook salmon PSC allocations, then these sectors would
fish under a non-transferable sector allocation. If some inshore
catcher vessels did not join an inshore cooperative, then they would
fish under a non-transferable Chinook salmon PSC allocation assigned to
the inshore open-access fishery. Similarly, if some vessels or CDQ
groups did not participate in an IPA, then they would fish under the
non-transferable opt-out allocation. NMFS would manage each non-
transferable allocation with a directed fishery closure to prevent the
non-transferable allocation being exceeded. The directed fishery
closure would apply to all vessels fishing under that non-transferable
allocation.
Separate allocations would be made for the A season and the B
season for a total of up to 30 transferable PSC allocation accounts
(see Table 2). NMFS could establish up to eight non-transferable PSC
allocation accounts annually for the inshore open access fishery, the
opt-out fishery, and for the mothership sector and catcher/processor
sector.
[[Page 14022]]
Table 2--Potential Number of Transferable Chinook Salmon PSC Allocations
--------------------------------------------------------------------------------------------------------------------------------------------------------
Entities that could receive transferable allocations
---------------------------------------------------------------------------------------------------------------------------------------------------------
Catcher/ Mothership Total
processor sector sector Inshore co-ops CDQ transferable
--------------------------------------------------------------------------------------------------------------------------------------------------------
A Season...................................................... 1 1 7 6 15
B Season...................................................... 1 1 7 6 15
-----------------------------------------------------------------------------------------
Annual total.............................................. 2 2 14 12 30
--------------------------------------------------------------------------------------------------------------------------------------------------------
Entities Eligible To Receive Transferable Chinook Salmon Prohibited
Species Catch Allocations. NMFS would issue transferable allocations to
eligible entities representing the catcher/processor sector, mothership
sector, inshore cooperatives, and CDQ groups. Each entity receiving a
transferable allocation of Chinook salmon PSC must identify a
``representative'' and an ``agent for service of process''. The
representative would represent all members of the entity with NMFS and
would be authorized to transfer all or a portion of the entity's
Chinook salmon PSC allocation to another entity or to receive a
transfer from another entity. The agent for service of process is the
person authorized and responsible to receive notices or other documents
on behalf of all members of the entity. The representative and the
agent for service of process could be the same person.
All members of an entity that receives transferable Chinook salmon
PSC allocations would be jointly and severally liable for any violation
of applicable regulations and for any penalties assessed against that
entity for any regulatory violation, including if the Chinook salmon
bycatch by the vessels fishing on behalf of that entity exceeded the
amount of Chinook salmon allocated to the entity.
NMFS would issue transferable Chinook salmon PSC allocations to the
catcher/processor sector or the mothership sector if they form a
``sector-level entity'' that is authorized by NMFS to receive
transferable Chinook salmon PSC allocations. The sector-level entity
would be responsible for ensuring that the collective Chinook salmon
bycatch by its members does not exceed those allocations. The entity
representing the catcher/processor sector and the entity representing
the mothership sector would be required to identify their
representative and agent for service or process on their application to
NMFS to receive transferable Chinook salmon PSC allocations.
The catcher/processor sector and the mothership sector currently
are not required to register as entities with NMFS to receive
allocations of BS pollock. Non-transferable allocations of pollock are
made to each of these two sectors by NMFS through the annual groundfish
harvest specifications process. NMFS issues permits to individual AFA
eligible vessels to harvest pollock under these sector allocations, but
the catcher/processor sector and mothership sector as a whole do not
need to be permitted by NMFS to receive such allocations. No more than
one entity may be authorized by NMFS to represent the catcher/processor
sector, and no more than one entity may be authorized to represent the
mothership sector. Existing contracts forming the PCC, the HSCC, and
the MFC could be modified to create the sector-level entities required
to receive transferable Chinook salmon PSC allocations, or new entities
could be formed by the owners of these same vessels to address only
NMFS's requirements related to Chinook salmon PSC allocations.
The inshore cooperatives and the CDQ groups already are recognized
by NMFS as entities eligible to receive allocations on behalf of
others. The inshore cooperatives are permitted annually by NMFS under
Sec. 679.4(l)(6) and must submit copies of their cooperative contracts
to NMFS to be issued a permit. The representative and agent for service
of process for the inshore cooperatives would be the same person as
named on the cooperative's annual application for pollock allocations.
The CDQ groups are authorized under section 305(i)(1) of the Magnuson-
Stevens Act to receive fishery allocations from NMFS. No additional
authorizations are needed for the inshore cooperatives or CDQ groups to
be eligible to receive transferable allocations of Chinook salmon PSC.
The representative and agent for service of process for a CDQ group
would be its chief executive officer. In either case, an inshore
cooperative or a CDQ group could notify NMFS in writing if its
representative or agent for service of process for purposes of Chinook
salmon PSC allocations is a different person.
Assigning Portions of the Chinook Salmon PSC Limit
The proposed rule includes a series of tables, proposed Tables 47a
through 47d to part 679, that show the percent of the pollock
allocation, the corresponding amounts of Chinook salmon PSC, and the
percent used to calculate the IPA minimum participation, that NMFS has
assigned to each vessel in each sector and to each CDQ group. See Table
3, below, for an outline of proposed Tables 47a through 47d to part
679. NMFS would use the numbers in these tables to (1) Calculate
adjustments to allocations of the 60,000 PSC limit for any vessels not
participating in an IPA, (2) establish the amount of the opt-out
allocation, (3) establish the annual threshold amount for the
performance standard, and (4) determine if minimum participation
requirements have been met for a proposed IPA. The methods NMFS would
use to assign a percent of each sector's pollock allocation to each
vessel or CDQ group are described below.
Table 3--Location in the Proposed Rule of the Tables That Show the
Percent of the Pollock Allocation, the Corresponding Amounts of the
Chinook Salmon, and Percent Used to Calculate the IPA Minimum
Participation Assigned to Each Vessel in Each Sector and to Each CDQ
Group
------------------------------------------------------------------------
Location
in
Sector proposed
rule
------------------------------------------------------------------------
Catcher/processor sector...................................... Table
47a to
part
679.
Percent of pollock allocation............................. Colum
n D.
Opt-out allocation........................................ Colum
n E
and
F.
Annual threshold amount................................... Colum
n G.
IPA minimum participation................................. Colum
n H.
Mothership sector............................................. Table
47b to
part
679.
Percent of pollock allocation............................. Colum
n D.
Opt-out allocation........................................ Colum
n E
and
F.
[[Page 14023]]
Annual threshold amount................................... Colum
n G.
IPA minimum participation................................. Colum
n H.
Inshore sector................................................ Table
47c to
part
679.
Percent of pollock allocation............................. Colum
n D.
Opt-out allocation........................................ Colum
n E
and
F.
Annual threshold amount................................... Colum
n G.
IPA minimum participation................................. Colum
n H.
CDQ Program................................................... Table
47d to
part
679.
Percent of pollock allocation............................. Colum
n B.
Opt-out allocation........................................ Colum
n C
and
D.
Annual threshold amount................................... Colum
n E.
IPA minimum participation................................. Colum
n F.
------------------------------------------------------------------------
Catcher/processor sector. To implement Amendment 91, proportions of
the catcher/processor sector's allocations of Chinook salmon must be
developed for each AFA eligible catcher/processor and each of the
catcher vessels eligible to deliver pollock to these catcher/
processors. All but one of the AFA catcher/processors are represented
by the PCC, and all catcher vessels are represented by the HSCC. The
PCC assigns each vessel a percent of the catcher/processor sector's
allocation of pollock. The Council recommended using each vessel's
percent of the catcher/processor sector's allocation of pollock as a
basis for assigning each vessel a percent of the sector's Chinook
salmon PSC allocation. This approach is reasonable because it relies on
already agreed upon proportions, so it eliminates the need for the
Council or NMFS to develop a different set of proportions that may have
unintended impacts on the sector members. In addition, the proportion
assigned to each vessel in a sector does not affect the incentives or
operation of the elements of Amendment 91 (the PSC limit, the IPA, and
the performance standard) that are important to achieve the Council's
overall objectives for Chinook salmon bycatch management.
The pollock allocated to the catcher/processor sector is further
allocated as follows: 0.5 percent to the F/V Ocean Peace under section
208(e)(21) of the AFA, 8.5 percent to catcher vessels eligible to
deliver pollock to AFA catcher/processors, and 91 percent to the
catcher/processors listed in section 208(e)(1) through (20) and
permitted under Sec. 679.4(l)(2)(i).
The seven catcher vessels that are members of the HSCC are
allocated 8.5 percent of the pollock allocated to the AFA catcher/
processor sector. Members of the HSCC further allocate this pollock
among the seven member vessels based on percentage allocations agreed
upon in their HSCC contract. These percentage allocations are used to
apportion the Chinook salmon bycatch associated with each of the seven
catcher vessels listed at the bottom of proposed Table 47a to part 679.
These proportions add up to 8.5 percent.
The 91 percent of the allocation of pollock to the catcher/
processor sector is further allocated among the companies owning the
AFA eligible catcher/processors that are members of the PCC. These
allocations are negotiated among the PCC members and do not stem from
any requirement of the AFA or NMFS regulation. The percentage
allocations to each company are listed in the annual cooperative report
submitted by PCC to the Council under requirements at Sec. 679.61(f).
The PCC recommended a method of apportioning Chinook salmon among the
catcher/processors based on the catch of pollock by each of these
vessels in 2006. This year was chosen as the basis for these
proportions because it was the last year that the F/V American Dynasty
fished in both the A and B seasons and, therefore, is the year that
best represents the relative catching capacity of vessels that are
currently members of the AFA catcher/processor sector.
AFA eligible catcher/processors that do not currently participate
in the BS pollock fishery are not likely to return to the fishery.
Therefore, the PCC board recommended that these vessels receive a
proportion of zero for purposes of Amendment 91. Although unlikely,
three of the four inactive vessels (F/V Katie Ann, F/V U.S. Enterprise,
and F/V American Enterprise) could return to fish for pollock in the BS
in the future. However, the owners of these vessels are members of the
PCC so its recommendation for a proportion of zero for these three
vessels is made at the recommendation and concurrence of the vessel
owners. The fourth vessel, F/V Endurance, is listed as eligible in the
AFA, but is permanently precluded from participation in the fishery
because it is now a foreign flagged vessel, and, therefore, cannot
receive endorsements to fish in the U.S. EEZ. In the unlikely event
that a vessel currently assigned a zero proportion would return to the
fishery and choose not to participate in an IPA, the portion and number
of Chinook salmon associated with that vessel would be assigned within
the sector based on revisions to the PCC contract that are made at the
time a vessel returns to active fishing, until proposed Table 47a to
part 679 could be revised to reflect the new proportions assigned to
each vessel.
Mothership sector. The proportion associated with each catcher
vessel in the mothership sector in proposed Table 47b to part 679 is
based on the allocations of pollock made under the MFC contract. The
proportions are published annually in the MFC's annual report to the
Council, which is available on the NMFS Alaska Region Web site (https://alaskafisheries.noaa.gov/sustainablefisheries/afa/). NMFS did not
adjust any of these proportions and has published them as agreed upon
by the members of the cooperative.
Inshore sector. NMFS calculated the proportions associated with
each catcher vessel in the inshore sector based on ADF&G fish tickets
submitted by the inshore processors for each delivery of pollock by a
catcher vessel from 1995 through 1997, adjusted by the procedures
described in Sec. 679.62(a). These proportions have been used since
2000 to determine the amount of pollock allocated to the inshore
cooperatives based on the catch history of the catcher vessels that are
members of each cooperative. NMFS is proposing to publish these
proportions in Table 47c to part 679 because they are needed for a
number of important calculations under this proposed rule. These
calculations must be made in a short period of time at the end of each
year, prior to the start of the next year's fishery. Having these
proportions available to the public as part of the regulations provides
an early opportunity for public comment on these proportions and
improves the transparency of how important annual calculations related
to the Chinook salmon PSC allocations would be made. Although these
proportions were based on ADF&G fish tickets and the information on the
fish tickets is confidential, the proportions of the total pollock
catch over this three-year period is not confidential because no
confidential information from the fish tickets about the amount,
location, or value of pollock catch for a specific
[[Page 14024]]
vessel can be determined from these proportions.
Community Development Quota Program. The proportion of Chinook
salmon associated with each CDQ group in Table 47d to part 679 of this
proposed rule are the percentage allocations of pollock and Chinook
salmon PSC that have been made to each group since 2005 (71 FR 51804;
August 31, 2006). These percentage allocations are described in more
detail in the Classification section of this proposed rule.
Replacement vessels. If an AFA permitted vessel listed in proposed
Tables 47a through 47c is no longer eligible to participate in the BS
pollock fishery or if a vessel replaces a currently eligible vessel,
the portion and number of Chinook salmon associated with that vessel in
Tables 47a through 47c would be assigned to the replacement vessel or
distributed among other eligible vessels in the sector based on the
procedures in the law, regulation, or private contract that
accomplishes the vessel removal or replacement action until, Tables 47a
through 47c to this part can be revised through subsequent proposed and
final rulemaking.
Opt-Out Allocation
If at least some members of a given sector are participating in an
approved IPA, and the sector has not exceeded its performance standard,
then the vessels in that sector whose owners do not participate in an
IPA, or vessels fishing on behalf of a CDQ group that does not
participate in an IPA, would fish for BS pollock under a seasonal opt-
out allocation. Vessel owners, inshore cooperatives, or CDQ groups not
participating in an IPA do not have to notify NMFS that they are not
participating in an IPA because NMFS would know the list of vessels and
CDQ groups participating in each approved IPA. NMFS would post on the
NMFS Alaska Region Web site (https://alaskafisheries.noaa.gov) whether
each AFA-permitted vessel is participating or not participating in an
IPA and the Chinook salmon PSC allocation under which each vessel would
be managed. Vessel owners would be expected to notify NMFS if a vessel
they own is incorrectly listed as fishing under the opt-out allocation.
The purpose of the opt-out allocation is to require those not
participating in an IPA to fish under a separate allocation that is
considerably more restrictive than the transferable Chinook salmon PSC
allocations issued to entities representing those who do participate in
an IPA. The Council intends the opt-out allocation to be low enough to
provide an incentive to participate in an IPA. The concept of the opt-
out allocation was originally developed as a component of the Council's
preliminary preferred alternative under which the higher PSC limit was
68,392 Chinook salmon and the maximum amount of the ``backstop cap''
was 32,482 Chinook salmon. The amount of the backstop cap