Testing of Certain High Production Volume Chemicals; Third Group of Chemicals, 8575-8601 [2010-3734]
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Federal Register / Vol. 75, No. 37 / Thursday, February 25, 2010 / Proposed Rules
February 4, 2010) contains updated
emissions inventory projections for both
the Paducah and Owensboro Areas.
Dated: February 12, 2010.
J. Scott Gordon,
Acting Regional Administrator, Region 4.
[FR Doc. 2010–3838 Filed 2–24–10; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R03–OAR–2009–0871; FRL–9116–2]
Approval and Promulgation of Air
Quality Implementation Plans; Virginia;
Revisions to the Definition of Volatile
Organic Compound and Other Terms
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
EPA proposes to approve the
State Implementation Plan (SIP)
revision submitted by the
Commonwealth of Virginia consisting of
the amended wording of 22 definitions,
including the definition of Volatile
Organic Compound (VOC). In the Final
Rules section of this Federal Register,
EPA is approving Virginia’s SIP
submittal as a direct final rule without
prior proposal because the Agency
views this as a noncontroversial
submittal and anticipates no adverse
comments. A detailed rationale for the
approval is set forth in the direct final
rule. If no adverse comments are
received in response to this action, no
further activity is contemplated. If EPA
receives adverse comments, the direct
final rule will be withdrawn and all
public comments received will be
addressed in a subsequent final rule
based on this proposed rule. EPA will
not institute a second comment period.
Any parties interested in commenting
on this action should do so at this time.
DATES: Comments must be received in
writing by March 29, 2010.
ADDRESSES: Submit your comments,
identified by Docket ID Number EPA–
R03–OAR–2009–0871 by one of the
following methods:
A. https://www.regulations.gov. Follow
the on-line instructions for submitting
comments.
B. E-mail: frankford.harold@epa.gov.
C. Mail: EPA–R03–OAR–2009–0871,
Harold A. Frankford, Air Protection
Division, Mailcode 3AP00, U.S.
Environmental Protection Agency,
Region III, 1650 Arch Street,
Philadelphia, Pennsylvania 19103.
D. Hand Delivery: At the previouslylisted EPA Region III address. Such
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SUMMARY:
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deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. EPA–R03–OAR–2009–
0871. EPA’s policy is that all comments
received will be included in the public
docket without change, and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or e-mail. The
https://www.regulations.gov Web site is
an ‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: All documents in the
electronic docket are listed in the
https://www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
i.e., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically in https://
www.regulations.gov or in hard copy
during normal business hours at the Air
Protection Division, U.S. Environmental
Protection Agency, Region III, 1650
Arch Street, Philadelphia, Pennsylvania
19103. Copies of the State submittal are
available at the Virginia Department of
Environmental Quality, 629 East Main
Street, Richmond, Virginia 23219.
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FOR FURTHER INFORMATION CONTACT:
Harold A. Frankford, (215) 814–2108, or
by e-mail at frankford.harold@epa.gov.
SUPPLEMENTARY INFORMATION: For
further information, please see the
information provided in the direct final
action, with the same title, that is
located in the ‘‘Rules and Regulations’’
section of this Federal Register
publication.
Dated: February 1, 2010.
William C. Early,
Acting Regional Administrator, Region III.
[FR Doc. 2010–3510 Filed 2–24–10; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 799
[EPA–HQ–OPPT–2009–0112; FRL–8805–8]
RIN 2070–AD16
Testing of Certain High Production
Volume Chemicals; Third Group of
Chemicals
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
SUMMARY: EPA is proposing a test rule
under section 4(a)(1)(B) of the Toxic
Substances Control Act (TSCA) that
would require manufacturers, importers,
and processors of certain high
production volume (HPV) chemicals to
conduct testing to obtain screening level
data for health and environmental
effects and chemical fate.
DATES: Comments must be received on
or before May 26, 2010.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number EPA–HQ–OPPT–2009–0112, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
• Mail: Document Control Office
(7407M), Office of Pollution Prevention
and Toxics (OPPT), Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001.
• Hand Delivery: OPPT Document
Control Office (DCO), EPA East Bldg.,
Rm. 6428, 1201 Constitution Ave., NW.,
Washington, DC. Attention: Docket ID
Number EPA–HQ–OPPT–2009–0112.
The DCO is open from 8 a.m. to 4 p.m.,
Monday through Friday, excluding legal
holidays. The telephone number for the
DCO is (202) 564–8930. Such deliveries
are only accepted during the DCO’s
normal hours of operation, and special
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arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to
docket ID number EPA–HQ–OPPT–
2009–0112. EPA’s policy is that all
comments received will be included in
the docket without change and may be
made available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through regulations.gov or email. The regulations.gov website is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the docket and made available
on the Internet. If you submit an
electronic comment, EPA recommends
that you include your name and other
contact information in the body of your
comment and with any disk or CD-ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses.
Docket: All documents in the docket
are listed in the docket index available
at https://www.regulations.gov. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available electronically at
https://www.regulations.gov, or, if only
available in hard copy, at the OPPT
Docket. The OPPT Docket is located in
the EPA Docket Center (EPA/DC) at Rm.
3334, EPA West Bldg., 1301
Constitution Ave., NW., Washington,
DC. The EPA/DC Public Reading Room
hours of operation are 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number of
the EPA/DC Public Reading Room is
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Docket visitors are required
to show photographic identification,
pass through a metal detector, and sign
the EPA visitor log. All visitor bags are
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processed through an X-ray machine
and subject to search. Visitors will be
provided an EPA/DC badge that must be
visible at all times in the building and
returned upon departure.
FOR FURTHER INFORMATION CONTACT: For
general information contact: Colby
Lintner, Regulatory Coordinator,
Environmental Assistance Division
(7408M), Office of Pollution Prevention
and Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (202) 554–1404; e-mail address:
TSCA-Hotline@epa.gov.
For technical information contact:
Paul Campanella or John Schaeffer,
Chemical Control Division (7405M),
Office of Pollution Prevention and
Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (202) 564–8091 or (202) 564–
8173; e-mail address:
campanella.paul@epa.gov or
schaeffer.john@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by
this action if you manufacture (defined
by statute to include import) or process
any of the chemical substances that are
listed in § 799.5089(j) of the proposed
regulatory text. Any use of the term
‘‘manufacture’’ in this proposed rule will
encompass ‘‘import,’’ unless otherwise
stated. In addition, as described in Unit
V., once the Agency issues a final rule,
any person who exports, or intends to
export, any of the chemical substances
included in the final rule will be subject
to the export notification requirements
in 40 CFR part 707, subpart D.
Potentially affected entities may
include, but are not limited to:
• Manufacturers (defined by statute to
include importers) of one or more of the
29 subject chemical substances (NAIC
codes 325 and 324110), e.g., chemical
manufacturing and petroleum refineries.
• Processors of one or more of the 29
subject chemical substances (NAIC
codes 325 and 324110), e.g., chemical
manufacturing and petroleum refineries.
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
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this action, you should carefully
examine the applicability provisions in
Unit IV.E. and consult § 799.5089(b) of
the proposed regulatory text. If you have
any questions regarding the
applicability of this action to a
particular entity, consult either
technical person listed under FOR
FURTHER INFORMATION CONTACT.
B. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or e-mail. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD-ROM that
you mail to EPA, mark the outside of the
disk or CD-ROM as CBI and then
identify electronically within the disk or
CD-ROM the specific information that is
claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for preparing your comments.
When submitting comments, remember
to:
i. Identify the document by docket ID
number and other identifying
information (subject heading, Federal
Register date and page number).
ii. Follow directions. The Agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns and suggest
alternatives.
vii. Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
viii. Make sure to submit your
comments by the comment period
deadline identified.
C. Can I Request an Opportunity to
Present Oral Comments to the Agency?
You may submit a request for an
opportunity to present oral comments.
This request must be made in writing.
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If such a request is received on or before
May 26, 2010, EPA will hold a public
meeting on this proposed rule in
Washington, DC. This written request
must be submitted to the mailing or
hand delivery addresses provided under
ADDRESSES. If such a request is received,
EPA will announce the scheduling of
the public meeting in a subsequent
document in the Federal Register. If a
public meeting is announced, and if you
are interested in attending or presenting
oral and/or written comments at the
public meeting, you should follow the
instructions provided in the subsequent
Federal Register document announcing
the public meeting.
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II. Background
A. What Action is the Agency Taking?
EPA is proposing to issue a test rule
under TSCA section 4(a)(1)(B) (15
U.S.C. 2603(a)(1)(B)) that would require
manufacturers and processors of the 29
chemical substances listed in this
proposed rule to conduct testing for
environmental fate (including five tests
for physical/chemical properties and
biodegradation), ecotoxicity (in fish,
Daphnia, and algae), acute toxicity,
genetic toxicity (gene mutations and
chromosomal aberrations), repeated
dose toxicity, and developmental and
reproductive toxicity. The chemical
substances are HPV chemicals, i.e.,
chemical substances with a production/
import volume equal to or greater than
1 million pounds (lbs.) per year. A
detailed discussion regarding efforts to
enhance the availability of screening
level hazard and environmental fate
information about HPV chemicals can
be found in a Federal Register notice
which published on December 26, 2000
(Ref. 1).
This proposed rule follows earlier
testing actions for certain HPV
chemicals (see Refs. 2, 3, and 11).
This proposed TSCA section 4(a) test
rule addresses some of the 207
remaining ‘‘orphan’’ HPV chemicals that
were placed on the Priority Testing List
by the Interagency Testing Committee
(ITC). For a summary, see: ‘‘Sixty-Third
Report of the TSCA Interagency Testing
Committee to the Administrator of the
Environmental Protection Agency;
Receipt of Report and Request for
Comments; Notice’’ (Ref. 9). ‘‘Orphan’’
chemical substances are those HPV
chemicals that were not sponsored for
testing under the voluntary HPV
Challenge Program or under certain
international efforts (see Unit II.C.).
Of the 207 chemical substances, 159
no longer meet the HPV criterion; 3
already have data that meets needs
identified in this proposed rule; and 16,
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while meeting the production volume
criterion for HPV, appear to lack the
exposure data necessary to support
TSCA section 4(a)(1)(B) findings.
Therefore, these 178 chemical
substances are not being considered for
testing by EPA at this time. The
remaining 29 chemical substances are
addressed in this proposed TSCA
section 4(a) test rule. These conclusions
are based primarily on information
reported in the 2006 TSCA Inventory
Update Rule (IUR) (40 CFR part 710)
and a 2006 TSCA Preliminary
Assessment Information Reporting
(PAIR) rule issued for the HPV orphan
chemicals (Ref. 10). EPA also sought
and considered, when available,
information from other data sources
(e.g., the Toxics Release Inventory (TRI),
the National Occupational Exposure
Survey (NOES)).
B. What is the Agency’s Authority for
Taking this Action?
EPA is proposing this test rule under
TSCA section 4(a)(1)(B) (15 U.S.C.
2603(a)(1)(B)), which directs EPA to
require by rule that manufacturers and/
or processors of chemical substances
and mixtures conduct testing, if the EPA
Administrator finds that:
(B)(i) a chemical substance or mixture is or
will be produced in substantial quantities,
and (I) it enters or may reasonably be
anticipated to enter the environment in
substantial quantities or (II) there is or may
be significant or substantial human exposure
to such substance or mixture,
(ii) there are insufficient data and
experience upon which the effects of the
manufacture, distribution in commerce,
processing, use, or disposal of such substance
or mixture or of any combination of such
activities on health or the environment can
reasonably be determined or predicted, and
(iii) testing of such substance or mixture
with respect to such effects is necessary to
develop such data [.]
Once the EPA Administrator has
made a finding under TSCA section
4(a)(1)(B), EPA may require any type of
health or environmental effects testing
necessary to address unanswered
questions about the effects of the
chemical substance or mixture that are
relevant to whether the manufacture,
distribution in commerce, processing,
use, or disposal of the chemical
substance or mixture, or any
combination of such activities, presents
an unreasonable risk of injury to health
or the environment. EPA need not limit
the scope of testing required to the
factual basis for the TSCA section
4(a)(1)(B)(i) findings. This approach is
explained in more detail in EPA’s TSCA
section 4(a)(1)(B) Final Statement of
Policy (B Policy) (Ref. 4, pp. 28738–
28739).
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In this proposed test rule, EPA would
use its broad TSCA section 4(a)
authority to obtain data necessary to
support the development of preliminary
or ‘‘screening level’’ hazard and risk
characterizations for certain HPV
chemicals specified in Table 2 in
§ 799.5089(j) of the proposed regulatory
text. EPA has made preliminary findings
for these chemical substances under
TSCA section 4(a)(1)(B) that: They are
produced in substantial quantities; there
is or may be substantial human
exposure to them; existing data are
insufficient to determine or predict their
health and environmental effects; and
testing is necessary to develop such
data.
C. Why is EPA Taking this Action?
In April 1998, EPA initiated a
national effort to make certain basic
information about the environmental
fate and potential health and
environmental hazards associated with
the most widespread chemicals in
commerce available to the public.
Mechanisms to collect or, where
necessary, develop needed data on U.S.
HPV chemicals include the voluntary
HPV Challenge Program, certain
international efforts (the Organization
for Economic Cooperation and
Development (OECD) HPV Screening
Information Data Sets (SIDS) Program;
and the International Council of
Chemical Associations (ICCA) HPV
Initiative), and TSCA section 4 test
rules. The voluntary HPV Challenge
Program was created to ensure that a
baseline set of data on approximately
2,800 HPV chemicals would be made
available to EPA and the public. HPV
chemicals are manufactured or imported
in amounts equal to or greater than 1
million lbs. per year and were identified
for the voluntary HPV Challenge
Program through data reported under
the IUR during 1990. The SIDS data set
sought by the voluntary HPV Challenge
Program was developed by OECD, of
which the United States is a member.
The SIDS provides an internationally
agreed upon set of test data for
screening HPV chemicals for human
and environmental hazards, and assists
the Agency and others in making an
informed, preliminary judgment about
the hazards of HPV chemicals.
The voluntary HPV Challenge
Program was designed to make
maximum use of scientifically adequate
existing test data and to avoid
unnecessary and duplicative testing of
U.S. HPV chemicals. Therefore, EPA is
continuing to participate in the
voluntary international efforts,
complementary to the voluntary HPV
Challenge Program, that are being
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coordinated by the OECD to secure basic
hazard information on HPV chemicals
in use worldwide, including some of
those on the 1990 U.S. HPV chemicals
list (Ref. 5). This includes agreements to
sponsor a U.S. HPV chemical under
either the OECD HPV SIDS Program
(Ref. 6), including sponsorship by OECD
member countries beyond the United
States, or the international HPV
Initiative that is being organized by the
ICCA (Ref. 7).
Additional details regarding the
voluntary HPV Challenge Program and
these international efforts were
provided in the prior HPV TSCA section
4 rules (Refs. 2, 3, and 11). It was EPA’s
position that U.S. data needs that
remained unmet in the voluntary HPV
Challenge Program or through
international efforts could be addressed
through TSCA section 4 rulemakings,
such as the final test rule published by
EPA on March 16, 2006 (Ref. 3). This
proposed rule is the third TSCA section
4 HPV SIDS rule, and addresses the
unmet data needs of 29 chemical
substances.
After EPA publishes the final rule
based on the proposed rule, EPA
intends to make the information
collected under the final rule available
to the public, other Federal agencies,
and any other interested parties. This
information will be on its website
(https://www.epa.gov/chemrtk) and in
the docket for the final rule identified
under ADDRESSES. As appropriate, this
information will be used to ensure a
scientifically sound basis for risk
assessment/management actions.
D. Why is this Proposed Rule Focusing
on HPV Chemicals and SIDS Testing?
This proposed rule pertains to HPV
chemicals, which are manufactured or
imported in amounts equal to or greater
than 1 million lbs. per year, which EPA
determined account for 95% of total
chemical production in the United
States (Ref. 8, p. 32296). EPA found that,
of those non-polymeric organic
substances produced or imported in
amounts equal to or greater than 1
million lbs. per year based on 1990 IUR
reporting, only 7% had a full set of
publicly available and internationally
recognized basic screening test data for
health and environmental effects (Ref.
12). Of the over 2,800 U.S. HPV
chemicals 43% had no publicly
available basic hazard data. For the
remaining chemicals, limited amounts
of the data were available. This lack of
available hazard data compromises
EPA’s and others’ ability to determine
whether these HPV chemicals pose
potential risks to human health or the
environment, as well as the public’s
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ability to know about the hazards of
chemicals that may be found in their
environment, their homes, their
workplaces, and the products they buy.
SIDS testing evaluates the following
six testing endpoints (Ref. 6):
• Acute toxicity.
• Repeated dose toxicity.
• Developmental and reproductive
toxicity.
• Genetic toxicity (gene mutations
and chromosomal aberrations).
• Ecotoxicity (studies in fish,
Daphnia, and algae).
• Environmental fate (including
physical/chemical properties (melting
point, boiling point, vapor pressure, nOctanol/Water Partition Coefficient, and
water solubility), photolysis, hydrolysis,
transport/distribution, and
biodegradation).
Data on the six SIDS endpoints
provide a consistent minimum set of
information that can be used to help
assess the relative risks of chemicals
and whether additional testing or
assessment is necessary.
E. How Would the Data Developed
Under this Test Rule Be Used?
EPA would use the data obtained
from the rule proposed in this document
to support development of preliminary
hazard and risk assessments for the 29
HPV chemicals subject to the rule. The
data would also be used by EPA to set
priorities for further testing that may
produce hazard information on these
HPV chemicals that may be needed by
EPA, other Federal agencies, the public,
industry, and others, to support
adequate risk assessments. As
appropriate, this information would be
used to ensure a scientifically sound
basis for risk characterizations and risk
management actions. As such, this effort
would serve to further the Agency’s goal
of identifying and controlling human
and environmental risks as well as
providing greater knowledge and
protection to the public. EPA uses data
from test rules to support such activities
as the development of water quality
criteria, TRI listings, chemical
advisories, and reduction of workplace
exposures.
In addition, a key goal of the
voluntary HPV Challenge Program was
making basic health and environmental
effects data for HPV chemicals available
to the public as part of EPA’s ‘‘Right to
Know’’ Initiative. A basic premise of the
voluntary HPV Challenge Program is
that the public has a right to know about
the hazards associated with chemicals
in their environment. Everyone—
including industry, environmental
protection groups, animal welfare
organizations, government groups, and
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the general public, among others—can
use the data provided through the HPV
Challenge Program, and also data
collected on HPV chemicals through
other means, including TSCA section 4
testing, to make informed decisions
related to the human and the
environmental hazards of chemicals that
they encounter in their daily lives.
F. How are Animal Welfare Issues Being
Considered in the HPV Initiative?
EPA recognizes the concerns that
have been expressed about the use of
test procedures that require the use of
animals. As discussed in Unit II.E. of
Ref. 1, EPA is making every effort to
ensure that as the HPV Initiative is
implemented (including TSCA section 4
HPV test rules), unnecessary or
duplicative testing is avoided and the
use of animals is minimized. As a
general matter, EPA does not require
that tests on animals be conducted if an
alternative scientifically validated
method is found acceptable and
practically available for use. Where
testing must be conducted to develop
adequate data, the Agency is committed
to reducing the number of animals used
for testing, to replacing test methods
requiring animals with alternative test
methods when acceptable alternative
methods are available, and to refining
existing test methods to optimize animal
use when there is no substitute for
animal testing. EPA believes that these
reduction, replacement, and refinement
objectives are all important elements in
the overall consideration of alternative
testing methods.
III. EPA Proposed Findings
A. What is the Basis for EPA’s Proposed
Rule to Test These Chemical
Substances?
As indicated in Unit II.B., in order to
promulgate a final rule under TSCA
section 4(a) requiring the testing of
chemical substances or mixtures, EPA
must, among other things, make certain
findings regarding either risk (TSCA
section 4(a)(1)(A)(i)) or production
combined with either chemical release
or human exposure (TSCA section
4(a)(1)(B)(i)), with regard to those
chemical substances. EPA is proposing
to require testing of the chemical
substances included in this proposed
rule based on its preliminary findings
under TSCA section 4(a)(1)(B)(i) relating
to ‘‘substantial’’ production and
‘‘substantial human exposure,’’ and/or
‘‘substantial release to the environment,’’
as well as findings under TSCA sections
4(a)(1)(B)(ii) and (iii) relating to
sufficient data and the need for testing.
The chemical substances included in
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this proposed rule are listed in Table 2
in § 799.5089(j) of the proposed
regulatory text along with their
Chemical Abstract Service (CAS)
Registry numbers.
In EPA’s B Policy (see Unit III.E.),
‘‘substantial production’’ of a chemical
substance or mixture is generally
considered to be aggregate production
(including import) volume equaling or
exceeding 1 million lbs. per year of that
chemical substance or mixture (Ref. 4,
p. 28747). EPA’s B Policy also provides
guidelines that are generally considered
by EPA in evaluating whether there is
or may be ‘‘substantial human exposure’’
of workers, consumers, and the general
population to a chemical substance or
mixture or whether a chemical
substance enters or may reasonably be
anticipated to enter the environment in
substantial quantities. Refer to EPA’s B
Policy for further discussion on how
EPA generally evaluates chemical
substances or mixtures under TSCA
section 4(a)(1)(B)(i). For the reasons set
out in EPA’s B Policy, EPA believes that
the guidance included in the B Policy is
appropriate for consideration in this
proposed rule and EPA sees no reason
not to act consistently with that
guidance with respect to the chemical
substances included in this proposed
rule.
EPA has found preliminarily that,
under TSCA section 4(a)(1)(B)(i), each of
the 29 chemical substances included in
this proposed rule is produced in
‘‘substantial’’ quantities (see Unit III.B.)
and, for 27 chemical substances, that
there is or may be ‘‘substantial human
exposure’’ to each chemical substance
(see Units III.C. and III.D.). Also, for 3
chemical substances (including the 2 for
which EPA is not able to make a
preliminary finding regarding
substantial human exposure), EPA has
found preliminarily that, under TSCA
section 4(a)(1)(B)(i), the chemical
substance enters or may reasonably be
anticipated to enter the environment in
substantial quantities (see Unit III.E.). In
addition, under TSCA section
4(a)(1)(B)(ii), EPA has preliminarily
determined that there are insufficient
data and experience to reasonably
determine or predict the effects of the
manufacture, processing, or use of these
chemical substances, or of any
combination of such activities, on
human health or the environment (see
Unit III.F.). EPA has also found
preliminarily that testing the 29
chemical substances identified in this
proposed rule is necessary to develop
such data (TSCA section 4(a)(1)(B)(iii))
(see Unit III.F.). EPA has not identified
any ‘‘additional factors’’ as discussed in
the B Policy (Ref. 4, p. 28746) to cause
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the Agency to use decisionmaking
criteria other than those described in the
B Policy.
The chemical substances included in
this proposed rule are listed in
§ 799.5089(j) of the proposed regulatory
text along with their CAS numbers.
B. Are These Chemical Substances
Produced and/or Imported in
Substantial Quantities?
EPA has made preliminary findings
that each of the chemical substances
included in this proposed rule is
produced and/or imported in an amount
equal to or greater than 1 million lbs.
per year (Ref. 15). These findings are
based on:
1. Information gathered in the 2006
IUR (40 CFR part 710), which is the
most recently available compilation of
TSCA Inventory data.
2. A TSCA section 8(a) PAIR rule (Ref.
10), issued for those HPV orphan
chemicals which had been added to the
ITC Priority Testing List (Ref. 9). EPA
believes that these annual production
and/or importation volumes are
‘‘substantial’’ as that term is used with
reference to production in TSCA section
4(a)(1)(B)(i). (See also Ref. 4, p. 28746).
A discussion of EPA’s preliminary
‘‘substantial production’’ finding for
each chemical substance included in
this proposed rule is contained in a
separate document (see Ref. 15).
C. Are a Substantial Number of Workers
Exposed to These Chemicals?
EPA has made preliminary findings
that the manufacture, processing, and
use of 27 of the 29 chemical substances
(Table 1. of Unit III.D.) included in this
action result or may result in exposure
of a substantial number of workers to
the chemical substances.
This finding is based, in large part, on
information submitted in accordance
with the 2006 IUR (40 CFR part 710)
and the 2006 PAIR rule (Ref. 10). For
chemicals whose total production
volume (manufactured and imported)
exceeded 300,000 lbs. at a site during
calendar year 2005, manufacturers and
importers were required to report the
number of potentially exposed workers
during industrial processing and use to
the extent the information was readily
obtainable. In addition, the submitters
are required to provide information
regarding the commercial and consumer
uses of the chemical substance.
EPA believes that an exposure of over
1,000 workers to a chemical substance
is ‘‘substantial’’ as that term is used with
reference to ‘‘human exposure’’ in TSCA
section 4(a)(1)(B)(i). EPA believes, based
on experience gained through case-bycase analysis of existing chemicals, that
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an exposure of 1,000 workers or more to
a chemical substance is a reasonable
interpretation of the phrase ‘‘substantial
human exposure’’ in TSCA section
4(a)(1)(B)(i) (Ref. 4). Therefore, EPA’s
preliminary finding is that there is or
may be substantial human exposure
(workers) to 27 of these 29 chemical
substances.
In addition to the 2006 IUR and the
2006 PAIR data collected on the HPV
orphan chemicals, EPA also reviewed
NOES data developed by the National
Institute for Occupational Safety and
Health (NIOSH) (Ref. 16). The NOES
data indicates that more than 1,000
workers were exposed to 7 of the 29
chemical substances that are the subject
of this rule. The NOES was a
nationwide data gathering project
conducted by NIOSH, which was
designed to develop national estimates
for the number of workers potentially
exposed to various chemical, physical
and biological agents and describe the
distribution of these potential
exposures. Begun in 1980 and
completed in 1983, the survey involved
a walk-through investigation by trained
surveyors of 4,490 facilities in 523
different types of industries. Surveyors
recorded potential exposures when a
chemical agent was likely to enter or
contact the worker’s body for a
minimum duration. These potential
exposures could be observed or inferred.
Information from these representative
facilities was extrapolated to generate
national estimates of potentially
exposed workers for more than 10,000
different chemicals (Refs. 16, 51, and
52). For the 29 chemical substances in
this proposed rule, EPA compared
production volumes from the 1986 IUR
data collection to the production
volumes for the 2006 IUR and PAIR data
collections. For the 29 chemical
substances in this proposed rule, there
was no decrease in production volume
from 1986 to 2006. For the 7 chemical
substances for which EPA has NOES
data indicating substantial worker
exposure, the 2006 IUR and 2006 PAIR
production volume data are consistent
with the 1980’s NOES results, in that
production volumes for these chemical
substances either stayed the same or
increased since 1986, thereby suggesting
that the usage of these chemical
substances is no less than when NOES
data were gathered.
EPA has performed a chemical–by–
chemical analysis for all 29 chemical
substances and carefully considered the
industrial process and use information
along with the commercial and
consumer use information from the
2006 IUR and PAIR submissions.
Commercial uses are defined as: ‘‘The
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use of a chemical substance or mixture
in a commercial enterprise providing
saleable goods or services (e.g., dry
cleaning establishment, painting
contractor)’’; 40 CFR 710.43. Detailed
information from the IUR submissions
can be found in the ‘‘Testing of Certain
High Production Volume Chemicals-3
(Exposure Findings Supporting
Information)’’ (Ref. 15). Based on the
descriptions provided for the IUR uses,
EPA has preliminarily concluded that
chemical substances with certain
reported commercial uses, such as
painting contractor, etc., may result in
potential exposure to 1,000 workers or
more. The total number of workers
reported under the IUR is the sum of
information on both industrial workers
plus commercial use workers. EPA’s
exposure findings document (Ref. 15)
discusses the basis of EPA’s preliminary
‘‘substantial exposure’’ finding for
workers. The Agency also solicits
comment regarding the number of
workers potentially exposed to the
chemical substances identified in this
proposed rule.
D. Are a Substantial Number of
Consumers Exposed to These
Chemicals?
Based on 2006 IUR data, EPA has
made preliminary findings that the uses
of 20 of the chemical substances
included in this action result or may
result in exposure to a substantial
number of consumers (Ref. 15). EPA
reviewed the consumer use information
reported for the 2006 IUR and carefully
considered the nature of those uses. As
stated in EPA’s B Policy, the Agency
believes, based on experience gained
through case-by-case analysis of other
chemical substances, that an exposure
of 10,000 or more consumers to a
chemical substance is a reasonable
interpretation of the phrase ‘‘substantial
human exposure’’ in TSCA section
4(a)(1)(B)(i) (Ref. 4). Upon completion of
the review, EPA has preliminarily
concluded that the reported consumer
uses for certain of the chemical
substances in this action may result in
exposures to at least 10,000 consumers,
so there is substantial human exposure
to these chemical substances.
A discussion of the basis for EPA’s
preliminary ‘‘substantial exposure’’
finding for consumers is contained in a
separate document (Ref. 15). The
Agency solicits comment regarding the
number of consumers potentially
exposed to the chemical substances
identified in this proposed rule,
particularly on assumptions that are
based on EPA’s experience with other
chemical substances that there is or may
be ‘‘substantial human exposure’’ to a
chemical substance when that chemical
substance is used in certain consumer–
use products, and is produced at high
production volume.
TABLE 1.—EXPOSURE BASED FINDINGS—SUBSTANTIAL HUMAN EXPOSURE
Production Volume
CAS No.
Meet Exposure Based
Criteria For
Manufacturing & Industrial
Workers
2006 IUR
PAIR
83–41–0
< 1 million (M)
> 10M–50M
> 10M–50M
98–09–9
> 1M–10M
> 1M–10M
X
98–56–6
> 1M–10M
> 1M–10M
111–44–4
> 1M–10M
127–68–4
Meet Exposure Based
Criteria for
Commercial
Workers
Meet Exposure Based
Criteria for
Consumers
> 10M–50M
96–22–0
NOES
(number of
workers)
Meet Substantial or
Significant
Release Criteria (PAIR)
2006 IUR or
PAIR
commercial/
consumer
use
X
X
X
X
X
X
X
X
X
< 1M
X
X
X
X
> 1M–10M
< 1M
X
9,386
X
506–51–4
< 1M
> 1M–10M
X
1,281
X
506–52–5
< 1M
> 1M–10M
X
1,565
X
515–40–2
> 1M–10M
> 1M–10M
X
X
X
X
2494–89–5
> 1M–10M
> 1M–10M
X
X
X
X
5026–74–4
> 1M–10M
> 1M–10M
X
22527–63–5
> 1M–10M
> 1M–10M
X
X
X
X
24615–84–7
> 1M–10M
< 1M
X
X
X
X
25321–41–9
> 1M–10M
< 1M
X
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X
> 1M–10M
< 1M
X
X
X
X
52556–42–0
> 1M–10M
> 1M–10M
X
X
X
X
61788–76–9
> 10M–50M
> 1M–10M
X
X
X
X
65996–79–4
> 10M–50M
> 1M–10M
X
X
X
X
65996–82–9
> 100M–1 billion (B)
> 100M–1B
X
X
X
X
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TABLE 1.—EXPOSURE BASED FINDINGS—SUBSTANTIAL HUMAN EXPOSURE—Continued
Production Volume
Meet Exposure Based
Criteria For
Manufacturing & Industrial
Workers
CAS No.
2006 IUR
PAIR
65996–89–6
> 1B
> 1B
X
65996–92–1
> 100M–1B
> 100M–1B
X
68082–78–0
> 1M–10M
> 1M–10M
X
68187–57–5
> 100M–1B
> 100M–1B
X
68442–60–4
> 1M–10M
> 1M–10M
X
68610–90–2
> 1M–10M
> 10M–50M
> 1M–10M
> 1M–10M
X
72162–15–3
> 1M–10M
< 1M
X
73665–18–6
> 50M–100M
> 100M–1B
X
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E. Are Substantial Quantities of These
Chemicals Released to the
Environment?
EPA has made preliminary findings
that three chemical substances, benzene,
1,2–dimethyl–3–nitro–acetaldehyde
(CAS No. 83–41–0); tar oils, coal (CAS
No. 65996–89–6); and 1,4–
benzenedicarboxylic acid, 1,4–dimethyl
ester, manuf. of, by-products from (CAS
No. 68988–22–7) enter or may
reasonably be anticipated to enter the
environment in substantial quantities.
These findings are based upon their
reported PAIR data.
EPA believes that an environmental
release of a chemical substance in an
amount equal to or greater than 1
million lbs. per year or greater than 10%
of the reported production volume is
‘‘substantial’’ as that term is used with
reference to ‘‘enter the environment in
substantial quantities’’ in TSCA section
4(a)(1)(B)(i). (See Ref. 4, pp. 28736,
28746).
The Agency solicits comment
regarding additional information
pertaining to the amount of
environmental release of the chemical
substances identified in this proposed
rule.
F. Do Sufficient Data Exist for These
Chemical Substances?
In developing the testing
requirements for chemicals contained in
this proposed rule, available
information on chemical/physical
properties, environmental fate,
ecotoxicity and human health effects
was searched using the data sources
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Meet Substantial or
Significant
Release Criteria (PAIR)
2006 IUR or
PAIR
commercial/
consumer
use
X
Meet Exposure Based
Criteria for
Consumers
> 10M–50M
70693–50–4
761
Meet Exposure Based
Criteria for
Commercial
Workers
> 1M–10M
68988–22–7
NOES
(number of
workers)
X
X
X
X
X
X
X
X
X
X
X
X
41,153
X
X
X
X
X
64,227
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X
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X
X
X
X
outlined in the OECD guidelines found
in section 3.1 (Reliability, Relevance
and Adequacy) of the ‘‘Manual for the
Investigation of HPV Chemicals’’ (Ref. 6)
such as: Beilstein Database, CRC
Handbook of Chemistry and Physics,
Hawley’s Condensed Chemical
Dictionary, Illustrated Handbooks of
Physical–Chemical Properties and
Environmental Fate for Organic
Chemicals, Merck Index, Hazardous
Substances Data Bank (HSDB),
TOXLINE, and National Technical
Information Service (NTIS). EPA also
searched for available data as
summarized in its HPV Information
System (Ref. 50). When appropriate, the
Federal Research In Progress (FEDRIP)
database was also searched. Any
information that was obtained from
these searches was evaluated for data
acceptability using the guidelines
described on EPA’s HPV Challenge
Program website (https://www.epa.gov/
chemrtk): ‘‘Guidance for Meeting the
SIDS Requirements (the SIDS Guide)’’
and ‘‘Guidance for Assessing the
Adequacy of Existing Data.’’
Furthermore, data adequacy and
reliability were evaluated using the
OECD guidelines which can be found in
section 3.1 of the OECD ‘‘Manual for the
Investigation of HPV Chemicals’’ (Ref.
6).
Section 799.5089(j) of the proposed
regulatory text lists each chemical and
the SIDS tests for which adequate data
are not currently available to the
Agency. The Agency preliminarily finds
that the existing data for one or more of
the SIDS testing endpoints for each of
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the chemicals listed in Table 2 of the
proposed regulatory text (including
environmental fate (comprising five
tests for physical/chemical properties
[melting point, boiling point, vapor
pressure, n-Octanol/Water Partition
Coefficient, and water solubility] and
biodegradation); ecotoxicity (tests in
fish, Daphnia, and algae); acute toxicity;
genetic toxicity (gene mutations and
chromosomal aberrations); repeated
dose toxicity; and developmental and
reproductive toxicity) are insufficient to
enable EPA to reasonably determine or
predict the human health and
environmental effects resulting from
manufacture, processing, and use of
these chemical substances.
G. Can Other Data Meet the
Requirements for the Testing Proposed
in this Action?
EPA solicits comment concerning the
availability of existing studies on the
SIDS endpoints proposed in this
document on these chemical substances.
To the extent that additional studies
relevant to the testing proposed in this
rulemaking are known to exist, EPA
strongly encourages the submission of
this information as comments to the
proposed rule, including full citations
for publications and full copies of
unpublished studies. If EPA judges such
data to be sufficient, corresponding
testing will not be included in the final
rule. Commenters are also encouraged to
prepare a robust summary (Ref. 13) for
each such study to facilitate EPA’s
review of the full study report or
publication. Persons who respond to
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this request to submit robust summaries
are also encouraged to submit the robust
summary electronically via the High
Production Volume Information System
(HPVIS) to allow for its ready
incorporation into HPVIS. Directions for
electronic submission of robust
summary information into HPVIS are
provided at https://iaspub.epa.gov/
oppthpv/metadata.html. This link will
direct you to the ‘‘HPVIS Quick Start
and User’s Guide.’’
Persons who believe that adequate
information regarding a chemical
subject to this proposed rule can be
developed using a category or the
Structure–Activity Relationships (SAR)
approach are encouraged to submit
appropriate information, along with
their rationale which substantiates this
belief, during the comment period on
this proposed rule. If, based on
submitted information and other
information available to EPA, the
Agency agrees EPA will take such
measures as are needed to avoid
unnecessary testing in the final rule.
H. Is Testing Necessary for These
Chemical Substances?
EPA knows of no other means to
generate the SIDS data other than the
testing proposed in this document, and
therefore believes that conducting the
needed SIDS testing identified for the 29
subject chemical substances is necessary
to provide data relevant to a
determination of whether the
manufacture, processing, and use of the
chemical substances does or does not
present an unreasonable risk of injury to
human health and the environment.
EPA also believes it’s important to make
these data available to satisfy the ‘‘Rightto-Know’’ principles included in the
HPV Challenge Program goals.
IV. Proposed Testing
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A. What Testing is Being Proposed in
this Action?
EPA is proposing specific testing and
reporting requirements for the chemical
substances specified in § 799.5089(j) of
the proposed regulatory text.
All of the proposed testing
requirements are listed in Table 2 in
§ 799.5089(j) of the proposed regulatory
text and consist of a series of test
methods covering many of the
endpoints in the OECD HPV SIDS
testing battery. EPA’s TSCA 799 test
guidelines (40 CFR part 799, subparts E
and H) have been harmonized with the
OECD test guidelines. However, EPA is
specifying that the American Society for
Testing and Materials International
(ASTM International) or the TSCA 799
test guidelines be used rather than
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OECD test guidelines because the
language in the ASTM International
standards and the TSCA 799 test
guidelines makes clear which steps are
mandatory and which steps are only
recommended. Accordingly, in order to
comply with the testing proposed, EPA
is proposing that testing must be
conducted in accordance with ASTM
International or TSCA 799 test
guidelines. Most of the proposed testing
requirements for a particular endpoint
are specified in one test standard. In the
case of certain endpoints, however, any
of multiple listed methods could be
used. For several of the proposed test
standards, EPA has identified and is
proposing certain ‘‘Special Conditions’’
as discussed in this unit. The following
endpoints and proposed test standards
would be required under this proposed
rule.
1. Physical/Chemical Properties.
Melting Point: ASTM E 324–99
(capillary tube) (Ref. 17).
Boiling Point: ASTM E 1719–05
(ebulliometry) (Ref. 18).
Vapor Pressure: ASTM E 1782–03
(thermal analysis) (Ref. 19).
n-Octanol/Water Partition Coefficient:
Method A (40 CFR 799.6755—shake
flask).
Method B (ASTM E 1147–92(2005)—
liquid chromatography) (Ref. 20).
Method C (40 CFR 799.6756—
generator column).
Water Solubility:
Method A: (ASTM E 1148–02—shake
flask) (Ref. 21).
Method B (40 CFR 799.6784—shake
flask).
Method C (40 CFR 799.6784—column
elution).
Method D (40 CFR 799.6786—
generator column).
For those chemical substances
needing melting points determinations,
EPA is proposing that melting points be
determined according to ASTM method
E 324–99. Although ASTM International
indicates on its website, https://
www.astm.org/cgi-bin/SoftCart.exe/
STORE/
filtrexx40.cgi?U+mystore+lien2117+L+E324+/usr6/htdocs/astm.org/
DATABASE.CART/WITHDRAWN/
E324.htm that ASTM E 324–99 has been
withdrawn, ASTM International’s
withdrawal of the method means only
that ASTM International no longer
continues to develop and improve the
method. It does not mean that ASTM
International no longer considers the
method to be valid. ASTM International
has explained that ASTM E 324–99 was
withdrawn because:
The standard utilizes old, well-developed
technology; it is highly unlikely that any
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additional [changes] and/or modifications
will ever be pursued by the E15 [committee].
The time and effort needed to maintain these
documents detract from the time available to
develop new standards which use modern
technology.
(Ref. 22)
ASTM International still makes the
method available for informational
purposes and it can still be purchased
from ASTM International at the address
listed in § 799.5089(h) of the proposed
regulatory text.
EPA concludes that ASTM
International’s withdrawal of ASTM E
324–99 does not have negative
implications on the validity of the
method, and EPA is proposing that
melting points be determined according
to ASTM E 324–99.
For the ‘‘n-Octanol/Water Partition
Coefficient (log 10 basis)’’ and water
solubility endpoints, EPA is proposing
that certain ‘‘Special Conditions’’ be
considered by test sponsors in
determining the appropriate test method
that would be used from among those
included for these endpoints in Table 3
in § 799.5089(j) of the proposed
regulatory text.
For the ‘‘n-Octanol/Water Partition
Coefficient (log 10 basis)’’ endpoint, also
known as log Kow, EPA proposes that an
appropriate selection be made from
among three alternative methods for
measuring the chemical substance’s nOctanol/Water Partition Coefficient (log
10 basis; ‘‘log Kow’’). Prior to determining
the appropriate standard to use, if any,
to measure the n-Octanol/Water
Partition Coefficient, EPA is
recommending that the log Kow be
quantitatively estimated. EPA
recommends that the method described
in ‘‘Atom/Fragment Contribution
Method for Estimating Octanol-Water
Partition Coefficients’’ (Ref. 23) be used
in making such estimation. EPA is
proposing that test sponsors must
submit with the final study report the
underlying rationale for the test
standard selected for this endpoint. EPA
is proposing this approach recognizing
that, depending on the chemical
substance’s log Kow, one or more test
methods may provide adequate
information for determining the log Kow,
but that in some instances one
particular test method may be more
appropriate. In general, EPA believes
that the more hydrophobic a subject
chemical is, the less well Method A (40
CFR 799.6755—shake flask) will work
and Method B (ASTM E 1147–92(2005))
and Method C (40 CFR 799.6756—
generator column) become more
suitable, especially Method C. The
proposed test methodologies have been
developed to meet a wide variety of
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needs; and, as such, are silent on
experimental conditions related to pH.
Therefore, EPA proposes that all
required n-Octanol/Water Partition
Coefficient tests be conducted at pH 7
to ensure environmental relevance. The
proposed test standards and log Kow
ranges that would determine which tests
8583
must be conducted for this endpoint are
shown in Table 2 of this unit.
TABLE 2.—TEST REQUIREMENTS FOR THE N-OCTANOL/WATER PARTITION COEFFICIENT ENDPOINT
Testing Category
Test Requirements and References
Special Conditions
Physical/chemical
properties
n-Octanol/Water Partition Coefficient (log 10 basis)
or log Kow:
The appropriate log Kow test, if any, would be selected from those listed in this column—see Special Conditions in the adjacent column.
Method A: 40 CFR 799.6755 (shake flask)
Method B: ASTM E 1147–92(2005) (liquid chromatography)
Method C: 40 CFR 799.6756 (generator column)
n-Octanol/Water Partition Coefficient or log Kow:
Which method is required, if any, is determined by the test substance’s estimated log Kow as follows:
log Kow < 0: no testing required.
log Kow range 0–1: Method A or B.
log Kow range > 1–4: Method A or B or C.
log Kow range > 4–6: Method B or C.
log Kow > 6: Method C.
Test sponsors must provide in the final study report the underlying
rationale for the method and pH selected. In order to ensure environmental relevance, EPA highly recommends that the selected
study be conducted at pH 7.
For the ‘‘Water Solubility’’ endpoint,
EPA proposes an appropriate selection
be made from among four alternative
methods for measuring that endpoint.
The test method used, if any, would be
determined by first quantitatively
estimating the test substance’s water
solubility. One recommended method
for estimating water solubility is
described in ‘‘Improved Method for
Estimating Water Solubility From
Octanol/Water Partition Coefficient’’
(Ref. 24). EPA is also proposing that test
sponsors be required to submit in the
final study report the underlying
rationale for the test standard selected
for this endpoint. The proposed test
methodologies have been developed to
meet a wide variety of needs and, as
such, are silent on experimental
conditions related to pH. Therefore,
EPA proposes that all required water
solubility tests be conducted starting at
pH 7 to ensure environmental relevance.
The estimated water solubility ranges
that EPA is proposing for use in
selecting an appropriate proposed test
standard are shown in Table 3 of this
unit.
TABLE 3.—TEST REQUIREMENTS FOR THE WATER SOLUBILITY ENDPOINT
Test Requirements and References
Special Conditions
Physical/chemical
properties
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Testing Category
Water solubility:
The appropriate method to use, if any, to test for
water solubility would be selected from those listed in this column—see Special Conditions in the
adjacent column.
Method A: ASTM E 1148–02 (shake flask)
Method B: 40 CFR 799.6784 (shake flask)
Method C: 40 CFR 799.6784 (column elution)
Method D: 40 CFR 799.6786 (generator column)
Water solubility:
Which method is required, if any, would be determined by the test
substance’s estimated water solubility. Test sponsors must provide in the final study report the underlying rationale for the method and pH selected. In order to ensure environmental relevance,
EPA highly recommends that the selected study be conducted
starting at pH 7.
> 5,000 milligram/Liter (mg/L): Method A or B.
> 10 mg/L—5,000 mg/L: Method A, B, C, or D.
> 0.001 mg/L—10 mg/L: Method C or D.
≤ 0.001 mg/L: No testing required.
2. Environmental Fate and Pathways.
Ready Biodegradation:
Method A: ASTM E 1720–01 (Sealed
vessel CO2 production test) (Ref. 25).
Method B: International Organization
for Standardization (ISO) 14593 (CO2
headspace test) (Ref. 26).
Method C: ISO 7827 (Method by
analysis of dissolved organic carbon
(DOC)) (Ref. 27).
Method D: ISO 9408 (Determination
of oxygen demand in a closed
respirometer) (Ref. 28).
Method E: ISO 9439 (Carbon dioxide
evolution test) (Ref. 29).
Method F: ISO 10707 (Closed bottle
test) (Ref. 30).
Method G: ISO 10708 (Two-phase
closed bottle test) (Ref. 31).
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For the ‘‘Ready Biodegradation’’
endpoint, EPA proposes an appropriate
selection be made from among seven
alternative methods for measuring the
substance’s ready biodegradability. For
most test substances, EPA considers
Method A (ASTM E 1720–01) and
Method B (ISO 14593) to be generally
applicable, cost effective, and widely
accepted internationally. However, the
test method used, if any, will depend on
the physical and chemical properties of
the test substance, including its water
solubility. An additional document, ISO
10634 (Ref. 32), provides guidance for
selection of an appropriate test method
for a given test substance considering
the substances physical and chemical
properties. EPA is also proposing that
test sponsors be required to submit in
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the final study report the underlying
rationale for the test standard selected
for this endpoint.
3. Aquatic Toxicity.
Test Group 1:
Acute toxicity to fish (ASTM E 729–
96(2002)) (Ref. 33),
Acute toxicity to Daphnia (ASTM E
729–96(2002)) (Ref. 33), and
Toxicity to plants (algae) (ASTM E
1218–04e1) (Ref. 34).
Test Group 2:
Chronic toxicity to Daphnia (ASTM E
1193–97(2004)) (Ref. 35) and
Toxicity to plants (algae) (ASTM E
1218–04e1) (Ref. 34).
For the ‘‘Aquatic Toxicity’’ endpoint,
the OECD HPV SIDS Program recognizes
that, for certain chemical substances,
acute toxicity studies are of limited
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value in assessing the substances’
aquatic toxicity. This issue arises when
considering chemical substances with
high log Kow values. In such cases,
toxicity is unlikely to be observed over
the duration of acute toxicity studies
because of reduced uptake and the
extended amount of time required for
such substances to reach steady state or
toxic concentrations in the test
organism. For such situations, the OECD
HPV SIDS Program recommends use of
chronic toxicity testing in Daphnia in
place of acute toxicity testing in fish and
Daphnia. EPA is proposing that the
aquatic toxicity testing requirement be
determined based on the test
substance’s measured log Kow as
determined by using the approach
outlined in Unit IV.A.1., in the
discussion of ‘‘n-Octanol/Water
Coefficient,’’ and in Table 3 in
§ 799.5089(j) of the proposed regulatory
text. For test substances determined to
have a log Kow of less than 4.2, one or
more of the following tests (described as
‘‘Test Group 1’’ in Table 3 in
§ 799.5089(j) of the proposed regulatory
text) are proposed: Acute toxicity to fish
(ASTM E 729–96(2002)); Acute toxicity
to Daphnia (ASTM E 729–96(2002)); and
Toxicity to plants (algae) (ASTM E
1218–04e1). For test substances
determined to have a log Kow that is
greater than or equal to 4.2, one or both
of the following tests (described as ‘‘Test
Group 2’’ in Table 3 in § 799.5089(j) of
the proposed regulatory text) are
proposed: Chronic toxicity to Daphnia
(ASTM E 1193–97(2004)) and Toxicity
to plants (algae) (ASTM E 1218–04e1).
As outlined in Table 3 in § 799.5089(j)
of the proposed regulatory text,
depending on the testing proposed in
Test Group 1, the Test Group 2 chronic
Daphnia test may substitute for either or
both the acute fish toxicity test and the
acute Daphnia test.
Using SAR, a log Kow of 4.2
corresponds with a fish
bioconcentration factor (BCF) of about
1,000 (Refs. 24, 36, and 37). A chemical
with a fish BCF value of 1,000 or more
is characterized as having a tendency to
accumulate in living organisms relative
to the concentration of the chemical
substance in the surrounding
environment (Ref. 37). For the purposes
of this proposed rule, EPA’s use of a log
Kow equal to or greater than 4.2 (which
corresponds with a fish BCF value of
1,000) is consistent with the approach
taken in the Agency’s Final Policy
Statement under TSCA section 5
entitled ‘‘Category for Persistent,
Bioaccumulative, and Toxic New
Chemical Substances’’ (Ref. 38). EPA has
also used a measured BCF that is equal
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to or greater than 1,000 or, in the
absence of bioconcentration data, a log
P [same as log Kow] value equal to or
greater than 4.3 to help define the
potential of a new chemical substance to
cause significant adverse environmental
effects (‘‘Significant New Use Rules;
General Provisions For New Chemical
Follow-Up’’ under TSCA sections 5 and
26(c) (Ref. 39; see also 40 CFR 721.3)).
EPA considers the difference between
the log Kow of 4.3 cited in the 1989
Federal Register document (Ref. 39) and
the log Kow value of 4.2 cited in this
proposed TSCA section 4 test rule to be
negligible.
EPA recognizes that in some
circumstances, acute aquatic toxicity
testing (Test Group 1) may be relevant
for certain chemical substances having a
log Kow equal to or greater than 4.2.
Chemical substances that are dispersible
in water (e.g., surfactants, detergents,
aliphatic amines, and cationic dyes)
may have log Kow values greater than 4.2
and may still be acutely toxic to aquatic
organisms. For any chemical substance
listed in Table 3 in § 799.5089(j) of the
proposed regulatory text for which a test
sponsor believes that an alternative to
the log Kow threshold of 4.2 is
appropriate, the test sponsor may
request a modification of the test
standard in the final rule as described
in 40 CFR 790.55. Based upon the
supporting rationale provided by the
test sponsor, EPA may allow an
alternative threshold or method to be
used for determining whether acute or
chronic aquatic toxicity testing must be
performed for a specific test substance.
EPA is soliciting public comment on
this approach as well as other
alternative approaches in this area.
4. Mammalian Toxicity—Acute.
Acute Inhalation Toxicity (rat):
Method A (40 CFR 799.9130)
Acute Oral Toxicity (rat): Method B
(ASTM E 1163–98(2002) (Ref. 53) or 40
CFR 799.9110(d)(1)(i)(A))
For the ‘‘Mammalian Toxicity—
Acute’’ endpoint, EPA is proposing that
certain ‘‘Special Conditions’’ in the form
of the chemical substance’s physical/
chemical properties or physical state be
considered in determining the
appropriate test method that would be
used from among those included for this
endpoint in Table 3 in § 799.5089(j) of
the proposed regulatory text. The OECD
HPV SIDS Program recognizes that, for
most chemical substances, the oral route
of administration will suffice for this
endpoint. However, consistent with the
approach taken under the voluntary
HPV Challenge Program, EPA is
proposing that, for test substances that
are gases at room temperature (25° C),
the acute mammalian toxicity study be
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conducted using inhalation as the
exposure route (described as Method A
(40 CFR 799.9130) in Table 3 in
§ 799.5089(j) of the proposed regulatory
text). In the case of a potentially
explosive test substance, care must be
taken to avoid the generation of
explosive concentrations. For all other
chemicals (i.e., those that are either
liquids or solids at room temperature),
EPA is proposing that the acute toxicity
testing be conducted via oral
administration using an ‘‘Up/Down’’ test
method (described as Method B (ASTM
E 1163–98 (2002) or 40 CFR
799.9110(d)(1)(i)(A)) in Table 3 in
§ 799.5089(j) of the proposed regulatory
text). Consistent with the voluntary HPV
Challenge Program, EPA is proposing to
allow the use of the Neutral Red Uptake
(NRU) basal cytotoxicity assay to select
the starting dose for the acute oral
toxicity test (Ref. 52). This test is
included as a Special Condition in
Table 3 of the proposed regulatory text.
A document developed by National
Institutes of Health/National Insitute of
Environmental Health Sciences (NIH/
NIEHS) provides guidance on how to
use the NRU assay to estimate a starting
dose for an acute oral toxicity test (Ref.
44). Recent versions of the standardized
protocols for the NRU assay are
available at the NIEHS/Interagency
Coordinating Committee on the
Validation of Alternative Methods
(ICCVAM) website, https://
iccvam.niehs.nih.gov/methods/
acutetox/invitrocyto/invcyt_proto.htm
(Refs. 45–47).
Dermal toxicity testing is not
proposed in this rulemaking, and the
Agency does not intend to include any
dermal toxicity testing in any TSCA
section 4 HPV SIDS rulemakings.
5. Mammalian Toxicity—
Genotoxicity.
Gene Mutations:
Bacterial Reverse Mutation Test (in
vitro): 40 CFR 799.9510
Chromosomal Damage:
In Vitro Mammalian Chromosome
Aberration Test (40 CFR 799.9537), or
the In Vivo Mammalian Bone Marrow
Chromosomal Aberration Test (rodents:
mouse (preferred species), rat, or
Chinese hamster) (40 CFR 799.9538), or
the In Vivo Mammalian Erythrocyte
Micronucleus Test (sampled in bone
marrow) (rodents: mouse (preferred
species), rat, or Chinese hamster) (40
CFR 799.9539).
Persons who would be required to
conduct testing for chromosomal
damage are encouraged to use in vitro
genetic toxicity testing (i.e., the
Mammalian Chromosome Aberration
Test) to generate the needed genetic
toxicity screening data, unless known
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chemical properties preclude its use.
These could include, for example,
physical chemical properties or
chemical class characteristics. A
primary focus of both the voluntary
HPV Challenge Program and this
proposed rule is to implement this
program in a manner consistent with the
OECD HPV SIDS Program and as part of
a larger international activity with
global involvement. This proposed
approach provides the same degree of
flexibility as that which currently exists
under the OECD HPV SIDS testing
program (Ref. 6). A subject person who
uses one of the in vivo methods instead
of the in vitro method to address this
end-point would be required to submit
to EPA a rationale for conducting that
alternate test in the final study report.
6. Mammalian Toxicity—Repeated
Dose/Reproduction/Developmental.
Combined Repeated Dose Toxicity
Study with the Reproduction/
Developmental Toxicity Screening Test:
40 CFR 799.9365
Reproduction/Developmental
Toxicity Screening Test: 40 CFR
799.9355
Repeated Dose 28–Day Oral Toxicity
Study: 40 CFR 799.9305
For the ‘‘Mammalian Toxicity—
Repeated Dose/Reproduction/
Developmental’’ endpoint, EPA
recommends the use of the Combined
Repeated Dose Toxicity Study with the
Reproduction/Developmental Toxicity
Screening Test (40 CFR 799.9365) as the
test of choice. EPA recognizes, however,
that there may be reasons to test a
particular chemical using both the
Reproduction/Developmental Toxicity
Screening Test (40 CFR 799.9355) and
the Repeated Dose 28–Day Oral Toxicity
Study (40 CFR 799.9305) instead of the
Combined Repeated Dose Toxicity
Study with the Reproduction/
Developmental Toxicity Screening Test
(40 CFR 799.9365). With regard to such
cases, EPA is proposing that a subject
person who uses the combination of the
Reproduction/Developmental Toxicity
Screening Test and the Repeated Dose
28–Day Oral Toxicity Study in place of
the Combined Repeated Dose Toxicity
Study with Reproduction/
Developmental Toxicity Screen would
be required to submit to EPA a rationale
for conducting these alternate tests in
the final study reports.
Certain of the chemicals for which
Mammalian Toxicity—Repeated Dose/
Reproduction/Developmental testing is
proposed may be used solely as ‘‘closed
system intermediates,’’ as described in
the EPA guidance document developed
for the voluntary HPV Challenge
Program (Ref. 40). As described in that
guidance, such chemicals may be
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eligible for a reduced testing battery
which substitutes a developmental
toxicity study for the SIDS requirement
to address repeated dose (e.g.,
subchronic), reproductive, and
developmental toxicity. In other words,
since only the developmental toxicity
study would be conducted for those
chemicals that qualify for a reduced
testing battery, repeated dose (e.g.,
subchronic) and reproductive studies
would not be conducted. At the present
time, EPA does not have sufficient
information to know with any degree of
certainty which if any of the chemicals
that are listed in the proposed
regulatory text are solely closed system
intermediates as defined in the
voluntary HPV Challenge Program
guidance document (Ref. 40). Persons
who believe that a chemical fully
satisfies the terms outlined in the
guidance document are encouraged to
submit appropriate information along
with their comments on this proposed
rule which substantiate this belief. If,
based on submitted information and
other information available to EPA, the
Agency believes that a chemical is
considered likely to meet the
requirements for use solely as a closed
system intermediate; EPA would not
address any developmental toxicity
testing needs in this proposed rule.
B. When Would any Testing Imposed by
this Proposed Rule Begin?
The testing requirements contained in
this proposed rule are not effective until
and unless the Agency issues a final
rule. Based on the effective date of the
final rule, which is typically 30 days
after the publication of a final rule in
the Federal Register, the test sponsor
may plan the initiation of any required
testing as appropriate to submit the
required final report by the deadline
indicated as the number of months after
the effective date that would be shown
in § 799.5089(j) of the proposed
regulatory text.
C. How Would the Studies Proposed
under this Test Rule be Conducted?
Persons required to comply with the
final rule would have to conduct the
necessary testing in accordance with the
testing and reporting requirements
established in the regulatory text of the
final rule, with 40 CFR Part 790—
Procedures Governing Testing Consent
Agreements and Test Rules (except for
paragraphs (a), (d), (e), and (f) of
§ 790.45; § 790.48; paragraph (a)(2) and
paragraph (b) of § 790.80; paragraph
(e)(1) of § 790.82; and § 790.85), and
with 40 CFR Part 792—Good Laboratory
Practice Standards.
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D. What Forms of Test Substances
Would be Tested Under this Rule?
EPA is proposing two distinct
approaches for identifying the specific
substances that would be tested under
this proposed rule, the application of
which would depend on whether the
substance is considered to be a ‘‘Class 1’’
or a ‘‘Class 2’’ chemical substance. First
introduced when EPA compiled the
TSCA Chemical Substance Inventory,
the term Class 1 chemical substance
refers to a chemical substance having a
chemical composition that consists of a
single chemical species (not including
impurities) that can be represented by a
specific, complete structure diagram. By
contrast, the term Class 2 chemical
substance refers to a chemical substance
having a composition that cannot be
represented by a specific, complete
chemical structure diagram, because
such a substance generally contains two
or more different chemical species (not
including impurities). Table 2 in
§ 799.5089(j) of the proposed regulatory
text identifies the listed substances as
either Class 1 or Class 2 chemical
substances.
EPA is proposing that, for the Class 1
chemical substances that are listed in
the proposed rule, the test substance
have a purity of 99% or greater. EPA has
generally applied this standard of purity
to the testing of Class 1 chemical
substances in the past under TSCA
section 4(a) testing actions, except for
chemical substances where it has been
shown that such purity is unattainable.
EPA is soliciting comment on whether
a purity level of 99% or greater cannot
be attained for any of the Class 1
chemical substances listed in this
proposed rule. For the Class 2 chemical
substances that are listed in the
proposed rule, EPA is proposing that the
test substance be any representative
form of the chemical substance, to be
defined by the test sponsor(s).
Under both of the approaches
described in this unit, manufacturers
and processors of each chemical
substance listed in this proposed rule
would be jointly responsible for the
testing of a representative form of each
Class 2 chemical substance.
To facilitate EPA’s review of
exemption applications under this
alternative, the Agency would require
the submission of certain chemical
substance-identifying data, including
characteristics and properties of the
exemption applicant’s substance, such
as boiling point, melting point, chemical
analysis, additives (if any), and spectral
data information.
EPA solicits comment on the
proposed alternative approaches to the
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testing of Class 2 chemical substances
included in this proposed rule.
E. Would I Be Required to Test Under
this Rule?
Under TSCA section 4(a)(1)(B)(ii),
EPA has made preliminary findings that
there are insufficient data and
experience to reasonably determine or
predict health and environmental effects
resulting from the manufacture,
processing, or use of the chemical
substances listed in this proposed rule.
As a result, under TSCA section
4(b)(3)(B), manufacturers and processors
of these chemical substances, and those
who intend to manufacture or process
them, would be subject to the rule with
regard to those listed chemicals which
they manufacture or process.
1. Would I be subject to this rule? You
would be subject to this rule and may
be required to test if you manufacture
(which is defined by statute to include
import) or process, or intend to
manufacture or process, one or more
chemical substances listed in this
proposed rule during the time period
discussed in Unit IV.E.2. However, if
you do not know or cannot reasonably
ascertain that you manufacture or
process a listed test rule chemical
substance (based on all information in
your possession or control, as well as all
information that a reasonable person
similarly situated might be expected to
possess, control, or know, or could
obtain without unreasonable burden),
you would not be subject to the rule for
that listed chemical substance.
2. When would my manufacture or
processing (or my intent to do so) cause
me to be subject to this rule? You would
be subject to this rule if you
manufacture or process, or intend to
manufacture or process, a chemical
substance listed in the rule at any time
from the effective date of the final test
rule to the end of the test data
reimbursement period. The term
‘‘reimbursement period’’ is defined at 40
CFR 791.3(h) and may vary in length for
each substance to be tested under a final
TSCA section 4(a) test rule, depending
on what testing is required and when
testing is completed. See Unit IV.E.4.
3. Would I be required to test if I were
subject to the rule? It depends on the
nature of your activities. All persons
who would be subject to this TSCA
section 4(a) test rule, which, unless
otherwise noted in the regulatory text,
incorporates EPA’s generic procedures
applicable to TSCA section 4(a) test
rules (contained within 40 CFR part
790), would fall into one of two groups,
designated here as Tier 1 and Tier 2.
Persons in Tier 1 (those who would
have to initially comply with the final
rule) would either:
• Submit to EPA letters of intent to
conduct testing, conduct this testing,
and submit the test data to EPA, or
• Apply to and obtain from EPA
exemptions from testing.
Persons in Tier 2 (those who would
not have to initially comply with the
final rule) would not need to take any
action unless they are notified by EPA
that they are required to do so (because,
for example, no person in Tier 1 had
submitted a letter of intent to conduct
testing), as described in Unit IV.E.3.d.
Note that both persons in Tier 1 who
obtain exemptions and persons in Tier
2 would nonetheless be subject to
providing reimbursement to persons
who actually conduct the testing, as
described in Unit IV.E.4.
a. Who would be in Tier 1 and Tier
2? All persons who would be subject to
the final rule are considered to be in
Tier 1 unless they fall within Tier 2.
Table 4 of this unit describes who is in
Tier 1 and Tier 2.
TABLE 4.—PERSONS SUBJECT TO THE RULE: PERSONS IN TIER 1 AND TIER 2
Tier 2 (Persons not initially required to comply)
Persons who manufacture (as defined at TSCA section 3(7)),
or intend to manufacture, a test rule substance, and who are
not listed under Tier 2
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Tier 1 (Persons initially required to comply)
A. Persons who manufacture (as defined at TSCA section 3(7)) or intend to
manufacture a test rule substance solely as one or more of the following:
—As a byproduct (as defined at 40 CFR 791.3(c));
—As an impurity (as defined at 40 CFR 790.3);
—As a naturally occurring chemical substance (as defined at 40 CFR
710.4(b));—As a non-isolated intermediate (as defined at 40 CFR 704.3);
—As a component of a Class 2 substance (as described at 40 CFR
720.45(a)(1)(i));
—In amounts of less than 500 kilograms (kg) (1,100 lbs.) annually (as described at 40 CFR 790.42(a)(4)); or
—In small quantities solely for research and development (R and D) (as described at 40 CFR 790.42(a)(5)).
B. Persons who process (as defined at TSCA section 3(10)) or intend to
process a test rule substance (see 40 CFR 790.42(a)(2)).
Under 40 CFR 790.2, EPA may
establish procedures applying to
specific test rules that differ from the
generic procedures governing TSCA
section 4(a) test rules in 40 CFR part
790. For purposes of this proposed rule,
EPA is proposing to establish certain
requirements that differ from those
under 40 CFR part 790.
In this proposed test rule, EPA has
configured the tiers in 40 CFR 790.42 as
in previous HPV test rules (Refs. 3 and
7). In addition to processors,
manufacturers of less than 500 kg (1,100
lbs.) per year (‘‘small-volume
manufacturers’’), and manufacturers of
small quantities for research and
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development (‘‘R&D manufacturers’’),
EPA has added the following persons to
Tier 2: Byproduct manufacturers,
impurity manufacturers, manufacturers
of naturally occurring chemical
substances, manufacturers of nonisolated intermediates, and
manufacturers of components of Class 2
chemical substances. The Agency took
administrative burden and complexity
into account in determining who was to
be in Tier 1 in this proposed rule. EPA
believes that those persons in Tier 1
who would conduct testing under this
proposed rule, when finalized, would
generally be large chemical
manufacturers who, in the experience of
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the Agency, have traditionally
conducted testing or participated in
testing consortia under previous TSCA
section 4(a) test rules.
The Agency also believes that
byproduct manufacturers, impurity
manufacturers, manufacturers of
naturally occurring chemical
substances, manufacturers of nonisolated intermediates, and
manufacturers of components of Class 2
chemical substances historically have
not themselves participated in testing or
contributed to reimbursement of those
persons who have conducted testing.
EPA understands that these
manufacturers may include persons for
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whom the marginal transaction costs
involved in negotiating and
administering testing arrangements are
deemed likely to raise the expense and
burden of testing to a level that is
disproportional to the additional
benefits of including these persons in
Tier 1. Therefore, EPA does not believe
that the likelihood of the persons
proposed to be added to Tier 2 actually
conducting the testing is sufficiently
high to justify burdening these persons
with Tier 1 requirements (e.g.,
submitting requests for exemptions).
Nevertheless, these persons, along with
all other persons in Tier 2, would be
subject to reimbursement obligations to
persons who actually conduct the
testing, as described in Unit IV.E.4.
TSCA section 4(b)(3)(B) requires all
manufacturers and/or processors of a
chemical substance to test that chemical
substance if EPA has made findings
under TSCA sections 4(a)(1)(A)(ii) or
4(a)(1)(B)(ii) for that chemical
substance, and issued a TSCA section
4(a) test rule requiring testing. However,
practicality must be a factor in
determining who is subject to a
particular test rule. Thus, persons who
do not know or cannot reasonably
ascertain that they are manufacturing or
processing a chemical substance subject
to this proposed rule, e.g.,
manufacturers or processors of a
chemical substance as a trace
contaminant who are not aware of and
cannot reasonably ascertain these
activities, would not be subject to the
rule. See Unit IV.E.1. and
§ 799.5089b)(2) of the proposed
regulatory text.
b. Subdivision of Tier 2 entities. The
Agency is proposing to prioritize which
persons in Tier 2 would be required to
perform testing, if needed. Specifically,
the Agency is proposing that Tier 2
entities be subdivided into:
i. Tier 2A–manufacturers, i.e., those
who manufacture, or intend to
manufacture, a test rule chemical
substance solely as one or more of the
following: A byproduct, an impurity, a
naturally occurring chemical substance,
a non-isolated intermediate, a
component of a Class 2 chemical
substance, in amounts less than 1,100
lbs. annually, or in small quantities
solely for research and development.
ii. Tier 2B–processors, i.e., those who
process, or intend to process, a test rule
chemical substance (in any form). The
terms ‘‘process’’ and ‘‘processor’’ are
defined by TSCA sections 3(10) and
3(11), respectively.
If the Agency needs testing from
persons in Tier 2, EPA would seek
testing from persons in Tier 2A before
proceeding to Tier 2B. It is appropriate
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to require manufacturers in Tier 2A to
submit letters of intent to test or
exemption applications before
processors are called upon because the
Agency believes that testing costs are
traditionally passed by manufacturers
along to processors, enabling them to
share in the costs of testing (Ref. 48). In
addition, ‘‘[t]here are [typically] so
many processors [of a given test rule
chemical] that it would be difficult to
include them all in the technical
decisions about the tests and in the
financial decisions about how to
allocate the costs’’ (Ref. 49).
c. When would it be appropriate for a
person who would be required to
comply with the rule to apply for an
exemption rather than to submit a letter
of intent to conduct testing? You may
apply for an exemption if you believe
that the required testing will be
performed by another person (or a
consortium of persons formed under
TSCA section 4(b)(3)(A)). You can find
procedures relating to exemptions in 40
CFR 790.80 through 790.99, and
§ 799.5089(c)(2), (c)(5), (c)(7), and (c)(11)
of the proposed regulatory text. In this
proposed rule, EPA would not require
the submission of equivalence data (i.e.,
data demonstrating that your chemical
substance is equivalent to the chemical
substance actually being tested) as a
condition for approval of your
exemption. Therefore, 40 CFR
790.82(e)(1) and 40 CFR 790.85 would
not apply to this proposed rule.
d. What would happen if I submitted
an exemption application? EPA believes
that requiring the collection of
duplicative data is unnecessarily
burdensome. As a result, if EPA has
received a letter of intent to test from
another source or has received (or
expects to receive) the test data that
would be required under this rule, the
Agency would conditionally approve
your exemption application under 40
CFR 790.87.
The Agency would terminate
conditional exemptions if a problem
occurs with the initiation, conduct, or
completion of the required testing, or
with the submission of the required data
to EPA. EPA may then require you to
submit a notice of intent to test or an
exemption application. See 40 CFR
790.93 and § 799.5089(c)(8) of the
proposed regulatory text. In addition,
the Agency would terminate a
conditional exemption if no letter of
intent to test has been received by
persons required to comply with the
rule. See, e.g., § 799.5089(c)(6) of the
proposed regulatory text. Note that the
provisions at 40 CFR 790.48(b) have
been incorporated into the regulatory
text of this proposed rule; thus, persons
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subject to this rule are not required to
comply with 40 CFR 790.48 itself (see
§ 799.5089(c)(4)–(c)(7) and
§ 799.5089(d)(3) of the proposed
regulatory text). Persons who obtain
exemptions or receive them
automatically would nonetheless be
subject to providing reimbursement to
persons who do actually conduct the
testing, as described in Unit IV.E.4.
e. What would my obligations be if I
were in Tier 2? If you are in Tier 2, you
would be subject to the rule and you
would be responsible for providing
reimbursement to persons in Tier 1, as
described in Unit IV.E.4. There is no
difference whether you are in Tier 2A or
Tier 2B as regards reimbursement.
Concerning testing, if you are in Tier 2,
you are considered to have an automatic
conditional exemption. You would not
need to submit a letter of intent to test
or an exemption application unless you
are notified by EPA that you are
required to do so. As previously noted,
Tier 2A manufacturers would be
notified to test before Tier 2B processors
(Unit IV.E.3.ii.).
If a problem occurs with the
initiation, conduct, or completion of the
required testing, or with the submission
of the required data to EPA, the Agency
may require you to submit a notice of
intent to test or an exemption
application. See 40 CFR 790.93 and
§ 799.5089(c)(10) of the proposed
regulatory text.
In addition, you would need to
submit a notice of intent to test or an
exemption application if:
• No manufacturer in Tier 1 has
notified EPA of its intent to conduct
testing.
• EPA has published a Federal
Register document directing persons in
Tier 2 to submit to EPA letters of intent
to conduct testing or exemption
applications. See § 799.5089(c)(4), (c)(5),
(c)(6), and (c)(7) of the proposed
regulatory text. The Agency would
conditionally approve an exemption
application under 40 CFR 790.87, if EPA
has received a letter of intent to test or
has received (or expects to receive) the
test data required under this rule. EPA
is not aware of any circumstances in
which test rule Tier 1 entities have
sought reimbursement from Tier 2
entities either through private
agreements or by soliciting the
involvement of the Agency under the
reimbursement regulations at 40 CFR
part 791.
f. What would happen if no one
submitted a letter of intent to conduct
testing? EPA anticipates that it will
receive letters of intent to conduct
testing for all of the tests specified and
chemical substances included in the
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final rule. However, in the event it does
not receive a letter of intent for one or
more of the tests required by the final
rule for any of the chemical substances
in the final rule within 30 days after the
publication of a Federal Register
document notifying Tier 2 processors of
the obligation to submit a letter of intent
to conduct testing or to apply for an
exemption from testing, EPA would
notify all manufacturers and processors
of the chemical substance of this fact by
certified letter or by publishing a
Federal Register document specifying
the test(s) for which no letter of intent
has been submitted. This letter or
Federal Register document would
additionally notify all manufacturers
and processors that all exemption
applications concerning the test(s) have
been denied, and would give them an
opportunity to take corrective action. If
no one has notified EPA of its intent to
conduct the required testing of the
chemical substance within 30 days after
receipt of the certified letter or
publication of the Federal Register
document, all manufacturers and
processors subject to the final rule with
respect to that chemical substance who
are not already in violation of the final
rule would be in violation of the final
rule.
4. How do the reimbursement
procedures work? In the past, persons
subject to test rules have independently
worked out among themselves their
respective financial contributions to
those persons who have actually
conducted the testing. However, if
persons are unable to agree privately on
reimbursement, they may take
advantage of EPA’s reimbursement
procedures at 40 CFR part 791,
promulgated under the authority of
TSCA section 4(a). These procedures
include: The opportunity for a hearing
with the American Arbitration
Association; publication by EPA of a
document in the Federal Register
concerning the request for a hearing;
and the appointment of a hearing officer
to propose an order for fair and
equitable reimbursement. The hearing
officer may base his or her proposed
order on the production volume formula
set out at 40 CFR 791.48, but is not
obligated to do so. Under this proposed
rule, amounts manufactured as
impurities would be included in
production volume (40 CFR 791.48(b)),
subject to the discretion of the hearing
officer (40 CFR 791.40(a)). The hearing
officer’s proposed order may become the
Agency’s final order, which is
reviewable in Federal court (40 CFR
791.60).
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F. What Reporting Requirements are
Proposed Under this Test Rule?
You would be required to submit a
final report for a specific test by the
deadline indicated as the number of
months after the effective date of the
final rule, which would be shown in
§ 799.5089(j) of the proposed regulatory
text. EPA is also proposing that a robust
summary of the final report for each
specific test would be required to be
submitted electronically in addition to
and at the same time as the final report.
The term ‘‘robust summary’’ is used to
describe the technical information
necessary to adequately describe an
experiment or study and includes the
objectives, methods, results, and
conclusions of the full study report
which can be either an experiment or in
some cases an estimation or prediction
method. Guidance for the compilation
of robust summaries is described in a
document entitled ‘‘Draft Guidance on
Developing Robust Summaries’’ (Ref.
13). Persons who respond to this request
to submit robust summaries are also
encouraged to submit the robust
summary electronically via the HPVIS
to allow for its ready incorporation into
HPVIS. Directions for electronic
submission of robust summary
information into HPVIS are provided at
https://iaspub.epa.gov/oppthpv/
metadata.html. This link will direct you
to the ‘‘HPVIS Quick Start and User’s
Guide.’’ EPA is soliciting comment on
this proposed reporting requirement.
G. What Would I Need to Do if I Cannot
Complete the Testing Required by the
Final Rule?
A company who submits a letter of
intent to test under the final rule and
who subsequently anticipates
difficulties in completing the testing by
the deadline set forth in the final rule
may submit a modification request to
the Agency, pursuant to 40 CFR 790.55.
EPA will determine whether
modification of the test schedule is
appropriate, and may first seek public
comment on the modification.
H. Would There be Sufficient Test
Facilities and Personnel to Undertake
the Testing Proposed Under this Test
Rule?
EPA’s most recent analysis of
laboratory capacity (Ref. 41) indicates
that available test facilities and
personnel would adequately
accommodate the testing proposed in
this rule.
I. Might EPA Seek Further Testing of the
Chemicals in this Proposed Test Rule?
If EPA determines that it needs
additional data regarding any of the
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chemical substances included in this
proposed rule, the Agency would seek
further health and/or environmental
effects testing for these chemical
substances. Should the Agency decide
to seek such additional testing via a test
rule, EPA would initiate a separate
action for this purpose.
V. Export Notification
Any person who exports, or intends to
export, one of the chemical substances
contained in this proposed rule in any
form (e.g., as byproducts, impurities,
components of Class 2 chemical
substances, etc.) will be subject to the
export notification requirements in
TSCA section 12(b)(1) and at 40 CFR
part 707, subpart D, but only after the
final rule is issued and only if the
chemical substance is contained in the
final rule. Export notification is
generally not required for articles, as
provided by 40 CFR 707.60(b). Section
12(b) of TSCA states, in part, that any
person who exports or intends to export
to a foreign country a chemical
substance or mixture for which the
submission of data is required under
TSCA section 4 must notify the EPA
Administrator of such export or intent
to export. The EPA Administrator in
turn will notify the government of the
importing country of EPA’s regulatory
action with respect to the chemical
substance.
VI. Economic Impacts
EPA has prepared an economic
assessment entitled ‘‘Economic Impact
Analysis for the Proposed Section 4 Test
Rule for High Production Volume
Chemicals-3’’ (Ref. 14), a copy of which
has been placed in the docket for this
proposed rule. This economic
assessment evaluates the potential for
significant economic impacts as a result
of the testing that would be required by
this proposed rule. The analysis covers
29 chemical substances. The total social
cost of providing test data on the 29
chemical substances that were evaluated
in this economic analysis is estimated to
be $10.30 million assuming an average
cost scenario. Total costs of compliance
to industry are estimated at $10.21
million (Ref. 14).
While legally subject to this test rule,
processors of a subject chemical would
be required to comply with the
requirements of the final rule only if
they are directed to do so by EPA as
described in § 799.5089(c)(5) and (c)(6)
of the proposed regulatory text. EPA
would only require processors to test if
no person in Tier 1 has submitted a
notice of its intent to conduct testing, or
if under 40 CFR 790.93, a problem
occurs with the initiation, conduct, or
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completion of the required testing or the
submission of the required data to EPA.
Because EPA has identified at least one
manufacturer in Tier 1 for each subject
chemical substance, the Agency
assumes that, for each chemical
substance in this proposed rule, at least
one such person will submit a letter of
intent to conduct the required testing
and that person will conduct such
testing and will submit the test data to
EPA. Because processors would not
need to comply with the proposed rule
initially, the economic assessment does
not address processors.
To evaluate the potential for an
adverse economic impact of testing on
manufacturers of the chemical
substances in this proposed rule, EPA
employed an initial screening approach
that estimated the impact of testing
requirements as a percentage of each
chemical substance’s sale price. This
measure compares annual revenues
from the sale of a chemical substance to
the annualized compliance cost for that
chemical substance to assess the
percentage of testing costs that can be
accommodated by the revenue stream
generated by that chemical substance
over a number of years. Compliance
costs include costs of testing and
administering the testing, as well as
reporting costs. In addition, they
include the estimated cost of the TSCA
section 12(b) export notification
requirements, which, under the final
rule, would be required for the first
export to a particular country of a
chemical substance subject to the final
rule, estimated to range from $26.86 per
notice to $85.70 per notice (Ref.14).
These export notification requirements
(included in the total and annualized
cost estimates) that would be triggered
by the final rule are expected to have a
negligible impact on exporters.
Annualized compliance costs divide
testing expenditures into an equivalent,
constant yearly expenditure over a
longer period of time. To calculate the
percent price impact, testing costs
(including laboratory and administrative
expenditures) are annualized over 15
years using a 7% discount rate.
These annualized testing costs are
then divided by the estimated annual
revenue of the chemical substance to
derive a cost-to-sales ratio.
The screening results suggest that
under a least cost scenario, 17 out of the
29 chemical substances (59%) would
have a price impact at less than the 1%
level. Similarly, 16 out of the 29
chemical substances (55%) would be
impacted at less than the 1% level
under an average cost scenario.
EPA believes, on the basis of these
calculations, that the proposed testing of
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the chemical substances presents a low
potential for adverse economic impact
for the majority of chemical substances.
Because the subject chemical substances
have relatively large production
volumes, the annualized costs of testing,
expressed as a percentage of annual
revenue, are very small for most
chemical substances. There are,
however, some chemical substances for
which the price impact is expected to
exceed 1% of the revenue from that
chemical substance. The potential for
adverse economic impact is expected to
be higher for these chemical substances.
EPA, therefore, compared the
annualized costs of testing to company
revenue for those chemical substances
because in these cases, companies may
choose to use revenue sources other
than the profits from the individual
chemical substances to pay for testing.
EPA estimates that the costs of testing
will exceed 1% of company revenue for
one of the affected companies. Smaller
businesses are less likely to have
additional revenue sources to cover the
compliance costs in this situation.
Therefore, the Agency also compared
the costs of compliance to company
sales for small businesses.
The benefits resulting from this
proposed test rule are discussed
qualitatively in ‘‘Economic Impact
Analysis for the Proposed Section 4 Test
rule for High Production Volume
Chemicals-3’’ (Ref. 14). EPA believes
that the net benefits of this proposed
rule are positive, but quantification of
the benefits of the proposed rule would
require more specific information about
use patterns and preferences than is
available.
VII. Public Comment
As discussed in Units III.C. and III.D.,
the Agency solicits comment regarding
additional information pertaining to
potential exposure of workers and
consumers, respectively, to the chemical
substances identified in this proposed
rule. Also, as discussed in Unit III.E.,
the Agency solicits comment regarding
additional information pertaining to
environmental releases of the chemical
substances identified in this proposed
rule.
As discussed in Unit III.G., EPA is
soliciting comments which identify
existing data that may meet the
requirements of studies under this
proposed rule. To the extent that data
relevant to the testing specified in this
proposed rule are known to exist, EPA
strongly encourages the submission of
this information as comments to the
proposed rule. Data submitted to EPA to
meet the requirements of testing under
this proposed rule must be in the form
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8589
of full copies of unpublished studies or
full citations of published studies, and
may be accompanied by a robust
summary (Ref. 13). To the extent that
studies required under this proposed
rule are currently available, and the data
are judged sufficient by EPA, testing for
the endpoint/chemical combination will
not be required in the final rule based
on this proposed rule.
EPA is also soliciting public comment
on the proposed requirement for
submission of robust summaries, the
test methods proposed, and the analysis
detailing the burdens and costs for the
regulatory impacts resulting from this
proposed rule.
In addition, EPA solicits comment on
the proposed and alternative approaches
to the testing of Class 2 chemical
substances, whether the proposed
approach for testing Class 1 chemical
substances (i.e., that each Class 1
chemical substance be tested at a purity
of 99% or more) should be applied to
any Class 2 chemical substances, and
whether the proposed or alternative
approaches for the testing of Class 2
chemical substances (i.e., that a
representative sample of each Class 2
substance be tested) should be applied
to any Class 1 chemical substances.
VIII. Materials in the Docket
As indicated under ADDRESSES, a
docket has been established for this
proposed rule under docket ID number
EPA–HQ–OPPT–2009–0112. The
following is a listing of the documents
that have been placed in the docket for
this proposed rule. The docket includes
information considered by EPA in
developing this proposed rule,
including the documents listed in this
unit, which are physically located in the
docket. In addition, interested parties
should consult documents that are
referenced in the documents that EPA
has placed in the docket, regardless of
whether these referenced documents are
physically located in the docket. For
assistance in locating documents that
are referenced in documents that EPA
has placed in the docket, but that are
not physically located in the docket,
please consult either technical person
listed under FOR FURTHER INFORMATION
CONTACT. The docket is available for
review as specified under ADDRESSES.
1. EPA. Data Collection and
Development on High Production
Volume (HPV) Chemicals; Notice.
Federal Register (65 FR 81686,
December 26, 2000) (FRL–6754–6).
2. EPA. Testing of Certain High
Production Volume Chemicals;
Proposed Rule. Federal Register (65 FR
81658, December 26, 2000) (FRL–6758–
4).
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3. EPA. Testing of Certain High
Production Volume Chemicals; Final
Rule. Federal Register (71 FR 13708,
March 16, 2006) (FRL–7335–2).
4. EPA. TSCA Section 4(a)(1)(B) Final
Statement of Policy; Criteria for
Evaluating Substantial Production,
Substantial Release, and Substantial or
Significant Human Exposure; Notice.
Federal Register (58 FR 28736, May 14,
1993).
5. EPA. OPPT. HPV Challenge
Program Chemical List. This list is
available on-line at: https://
www.epa.gov/oppt/chemrtk/pubs/
update/hpvchmlt.htm.
6. OECD Secretariat. Manual for the
Investigation of HPV Chemicals. OECD
Programme on the Co-Operative
Investigation of High Production
Volume Chemicals. Paris, France.
September 2004. Available on-line at:
https://www.oecd.org/document/7/
0,2340,en_2649_34379_1947463_1_1_1_
1,00.htm.
7. ICCA. ICCA HPV Working List of
Chemicals. October 2005. This list is
updated periodically, and is available
on-line at: https://www.cefic.org/
activities/hse/mgt/hpv/hpvinit.htm.
8. EPA. TSCA Section 4(a)(1)(B)
Proposed Statement of Policy; Notice.
Federal Register (56 FR 32294, July 15,
1991).
9. EPA. Sixty-Third Report of the
TSCA Interagency Testing Committee to
the Administrator of the Environmental
Protection Agency; Receipt of Report
and Request for Comments; Notice.
Federal Register (73 FR 65486,
November 3, 2008) (FRL–8387–6).
10. EPA. Preliminary Assessment
Information Reporting; Addition of
Certain Chemicals. Final Rule and
Technical Corrections. Federal Register
(71 FR 47122, August 16, 2006) (FRL–
7764–9).
11. EPA. Testing of Certain High
Production Volume Chemicals; Second
Group of Chemicals; Proposed Rule.
Federal Register (73 FR 43314, July 24,
2008) (FRL–8373–9).
12. EPA. Office of Pollution
Prevention and Toxics (OPPT).
Chemical Hazard Data Availability
Study: What Do We Really Know About
the Safety of High Production Volume
Chemicals? April 1998. Available online at: https://www.epa.gov/chemrtk/
pubs/general/hazchem.htm.
13. EPA. OPPT. Draft Guidance on
Developing Robust Summaries. October,
22, 1999. Available on-line at: https://
www.epa.gov/chemrtk/pubs/general/
robsumgd.htm.
14. EPA. OPPT. Economic Impact
Analysis for the Proposed Section 4 Test
Rule for High Production Volume
Chemicals-3. Prepared by the OPPT
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Economic and Policy Analysis Branch.
December 2009.
15. EPA. OPPT. Testing of Certain
High Production Volume Chemicals-3
(Exposure Findings Supporting
Information). Prepared by OPPT
Economics, Exposure and Technology
Division. September 2009.
16. NIOSH. National occupational
exposure survey field guidelines. Vol. I.
Seta JA, Sundin DS, Pedersen DH, eds.
Cincinnati, OH: U.S. Department of
Health and Human Services, Centers for
Disease Control, National Institute for
Occupational Safety and Health, DHHS
(NIOSH) Publication No. 88–106.
Available on-line at: https://
www.cdc.gov/niosh/88-106.html. 1988.
17. ASTM International. Standard
Test Method for Relative Initial and
Final Melting Points and the Melting
Range of Organic Chemicals. ASTM E
324–99. 1999.
18. ASTM International. Standard
Test Method for Vapor Pressure of
Liquids by Ebulliometry. ASTM E 1719–
05. 2005.
19. ASTM International. Standard
Test Method for Determining Vapor
Pressure by Thermal Analysis. ASTM. E
1782–03. 2003.
20. ASTM International. Standard
Test Method for Partition Coefficient (nOctanol/Water) Estimation by Liquid
Chromatography. ASTM E 1147–
92(2005). 2005.
21. ASTM International. Standard
Test Method for Measurements of
Aqueous Solubility. ASTM E 1148–02.
2002.
22. ASTM International. Question
about ASTM E 324. E-mail from Diane
Rehiel, ASTM, to Greg Schweer, CITB,
CCD, OPPT, EPA. September 15, 2004.
23. Meylan, W.M. and Howard, P.H.
Atom/Fragment Contribution Method
for Estimating Octanol-Water Partition
Coefficients. Journal of Pharmaceutical
Sciences. Vol. 84(1):83–92. 1995.
24. Meylan, W.M., Howard, P.H., and
Boethling, R.S. Improved Method for
Estimating Water Solubility From
Octanol/Water Partition Coefficient.
Environmental Toxicology and
Chemistry. Vol. 15(2):100–106. 1996.
25. ASTM International. Standard
Test Method for Determining Ready,
Ultimate, Biodegradability of Organic
Chemicals in a Sealed Vessel CO2
Production Test. ASTM E 1720–01.
2001.
26. ISO. Water quality — Evaluation
of ultimate aerobic biodegradability of
organic compounds in aqueous medium
— Method by analysis of inorganic
carbon in sealed vessels (CO2 headspace
test). ISO 14593. 1999.
27. ISO. Water quality — Evaluation
in an aqueous medium of the ‘‘ultimate’’
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aerobic biodegradability of organic
compounds — Method by analysis of
dissolved organic carbon (DOC). ISO
7827. 1994.
28. ISO. Water quality — Evaluation
of ultimate aerobic biodegradability of
organic compounds in aqueous medium
by determination of oxygen demand in
a closed respirometer. ISO 9408. 1999.
29. ISO. Water quality — Evaluation
of ultimate aerobic biodegradability of
organic compounds in aqueous medium
— Carbon dioxide evolution test. ISO
9439. 1999.
30. ISO. Water quality — Evaluation
in an aqueous medium of the ‘‘ultimate’’
aerobic biodegradability of organic
compounds — Method by analysis of
biochemical oxygen demand (closed
bottle test). ISO 10707. 1994.
31. ISO. Water quality — Evaluation
in an aqueous medium of the ultimate
aerobic biodegradability of organic
compounds — Determination of
biochemical oxygen demand in a twophase closed bottle test (available in
English only). ISO 10708. 1997.
32. ISO. Water quality — Guidance for
the preparation and treatment of poorly
water-soluble organic compounds for
the subsequent evaluation of their
biodegradability in an aqueous medium.
ISO 10634. 1995.
33. ASTM International. Standard
Guide for Conducting Acute Toxicity
Tests on Test Materials with Fishes,
Macroinvertebrates, and Amphibians.
ASTM E 729–96(2002). 2002.
34. ASTM International. Standard
Guide for Conducting Static Toxicity
Tests with Microalgae. ASTM E 1218–
04e1. 2004.
35. ASTM International. Standard
Guide for Conducting Daphnia magna
Life-Cycle Toxicity Tests. ASTM E
1193–97(2004). 2004.
36. Veith, G.D. and Kosian, P.
Estimating bioconcentration potential
from Octanol/Water Partition
Coefficients, in Physical Behavior of
PCB’s in the Great Lakes (MacKay,
Paterson, Eisenreich, and Simmons,
eds.), Ann Arbor Science, Ann Arbor,
MI. 1982.
37. Bintein, S.; DeVillers, J.; and
Karcher, W. Nonlinear dependence of
fish bioconcentration on n-Octanol/
Water Partition Coefficient. SAR and
QSAR in Environmental Research. Vol.
1, pp. 29–39. 1993.
38. EPA. Category for Persistent,
Bioaccumulative, and Toxic New
Chemical Substances; Notice. Federal
Register (64 FR 60194, November 4,
1999) (FRL–6097–7). Available on-line
at: https://www.epa.gov/oppt/newchems/
pubs/pbtpolcy.htm.
39. EPA. Significant New Use Rules;
General Provisions for New Chemical
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Follow-Up; Final Rule. Federal Register
(54 FR 31298, July 27, 1989).
40. EPA. OPPT. Guidance for Testing
Closed System Intermediates for the
HPV Challenge Program (Draft) (March
17, 1999). Available on-line at: https://
www.epa.gov/oppt/chemrtk/pubs/
general/closed9.htm.
41. EPA. Analysis of Laboratory
Capacity to Support U.S. EPA Chemical
Testing Program Initiatives. Economic
and Policy Analysis Branch.
Washington, DC. August 2004.
42. EPA. OPPT. The Use of StructureActivity Relationships (SAR) in the
High Production Volume Chemicals
Challenge Program. August 26, 1999.
Available on-line at: https://
www.epa.gov/chemrtk/pubs/general/
sarfinl1.htm.
43. EPA. Economic Analysis in
Support of the TSCA 12(b) Information
Collection Request, OPPT/EETD/EPAB.
Washington, DC. October 30, 1998.
44. NIEHS 2001b. Guidance
Document on Using In Vitro Data to
Estimate In Vivo Starting Doses for
Acute Toxicity. NIH Publication No. 01–
4500. August 2001. Available on-line at:
https://iccvam.niehs.nih.gov/methods/
acutetox/inv_cyto_guide.htm.
45. NIEHS 2003a. Test Method
Protocol for Solubility Determination, in
vitro Cytotoxicity Validation Study—
Phase III. National Toxicology Program
(NTP) Interagency Center for the
Evaluation of Alternative Toxicological
Methods (NICEATM). September 24,
2003. Available on-line at: https://
iccvam.niehs.nih.gov/methods/
acutetox/invitrocyto/invcyt_proto.htm.
46. NIEHS 2003b. Test Method
Protocol for the BALB/c 3T3 Neutral
Red Uptake Cytotoxicity Test, a Test for
Basal Cytotoxicity for an in vitro
Validation Study—Phase III. NTP/
NICEATM. November 4, 2003. Available
on-line at: https://iccvam.niehs.nih.gov/
methods/acutetox/invitrocyto/
invcyt_proto.htm.
47. NIEHS 2003c. Test Method
Protocol for the NHK Neutral Red
Uptake Cytotoxicity Test, a Test for
Basal Cytotoxicity for an in vitro
Validation Study—Phase III. NTP/
NICEATM. November 4, 2003. Available
on-line at: https://iccvam.niehs.nih.gov/
methods/acutetox/invitrocyto/
invcyt_proto.htm.
48. EPA. Toxic Substances; Test Rule
Development and Exemption
Procedures; Interim Final Rule. Federal
Register (50 FR 20652, May 17, 1985).
49. EPA. Toxic Substances Control
Act; Data Reimbursement; Final Rule.
Federal Register (48 FR 31786, July 11,
1983).
50. EPA. OPPT. High Production
Volume Chemical Data Information
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System (HPVIS). Data from HVPIS on 29
HPV chemicals. December 2009.
51. NIOSH. National occupational
exposure survey analysis of
management interview responses. Vol.
III. Pedersen, D.H. and Sieber, W.K.,
eds. Cincinnati, OH. U.S. Department of
Health and Human Services, Centers for
Disease Control, National Institute for
Occupational Safety and Health, DHHS
(NIOSH) Publication No. 89–103.
Available on-line at: https://
www.cdc.gov/niosh/89-103.html. 1989.
52. NIOSH. National occupational
exposure survey sampling methodology.
Vol. II. Sieber, W.K., ed. Cincinnati, OH.
U.S. Department of Health and Human
Services, Centers for Disease Control,
National Institute for Occupational
Safety and Health, DHHS (NIOSH)
Publication No. 89–102. Available online at: https://www.cdc.gov/niosh/89102.html. 1989.
53. ASTM International. Standard
Test Method for estimating Acute Oral
Toxicity in Rats. ASTM E 1163–
98(2002). 2002.
IX. Statutory and Executive Order
Reviews
A. Executive Order 12866
Under Executive Order 12866,
entitled Regulatory Planning and
Review (58 FR 51735, October 4, 1993),
this proposed rule is not a ‘‘significant
regulatory action’’ subject to review by
the Office of Management and Budget
(OMB) under Executive Order 12866.
EPA has prepared an economic
analysis of this proposed action, which
is contained in a document entitled
‘‘Economic Impact Analysis for the
Proposed Section 4 Test Rule for High
Production Volume Chemicals-3’’ (Ref.
14). A copy of the economic analysis is
available in the docket for this proposed
rule and is summarized in Unit VI.
B. Paperwork Reduction Act
This proposed rule does not impose
any new or amended paperwork
collection requirements that would
require additional review and/or
approval by OMB under the Paperwork
Reduction Act (PRA) 44 U.S.C. 3501 et
seq. Although the activities are
approved, OMB has specified that the
additional burden associated with a new
test rule is not covered by the ICR until
the final rule is effective. The
information collection requirements
contained in TSCA section 4 test rules
have already been approved by OMB
under PRA, and have been assigned
OMB control number 2070–0033 (EPA
ICR No. 1139). In the context of
developing a new test rule, the Agency
must determine whether the total
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annual burden covered by the approved
ICR needs to be amended to
accommodate the burden associated
with the new test rule. If so, the Agency
must submit an Information Correction
Worksheet (ICW) to OMB and obtain
OMB approval of an increase in the total
approved annual burden in the OMB
inventory. The Agency’s estimated
burden for this proposed test rule is
provided in the economic analysis (Ref.
14).
The information collection activities
related to export notification under
TSCA section 12(b)(1) are already
approved under OMB control number
2070–0030 (EPA ICR No. 0795). This
proposed rule does not propose any new
or changes to the export notification
requirements, and is not expected to
result in any substantive changes in the
burden estimates for EPA ICR No. 0795
that would require additional review
and/or approval by OMB.
Under PRA, an agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information that is subject to approval
under PRA, unless it displays a
currently valid OMB control number.
The OMB control numbers for the EPA
regulations codified in chapter 40 of the
CFR, after appearing in the preamble of
the final rule, are listed in 40 CFR part
9, displayed either by publication in the
Federal Register or by other appropriate
means, such as on the related collection
instrument or form, if applicable. The
display of OMB control numbers in
certain EPA regulations is consolidated
in 40 CFR part 9.
The standard chemical testing
program involves the submission of
letters of intent to test (or exemption
applications), study plans, semi-annual
progress reports, test results, and some
administrative costs. For this proposed
rule, EPA estimates the public reporting
burden for all 29 chemical substances is
52,184 hours (average cost scenario).
EPA assumes that industry will form a
‘‘task force’’ or panel to coordinate
testing where appropriate. A panel may
often represent groups of chemical
substances. EPA estimates 16 panels for
the proposed rule; with an estimated
burden per panel of 3,262 hours
(average cost scenario) (Ref.14).
The estimated burden of the
information collection activities related
to export notification is estimated to
average 1 burden hour for each
chemical/country combination for an
initial notification and 0.5 hours for
each subsequent notification (Ref. 14).
In estimating the total burden hours
approved for the information collection
activities related to export notification,
the Agency has included sufficient
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burden hours to accommodate any
export notifications that may be
required by the Agency’s issuance of
final chemical test rules. As such, EPA
does not expect to need to request an
increase in the total burden hours
approved by OMB for export
notifications.
As defined by PRA and 5 CFR
1320.3(b), ‘‘burden’’ means the total
time, effort, or financial resources
expended by persons to generate,
maintain, retain, or disclose or provide
information to or for a Federal agency.
This includes the time needed to:
Review instructions; develop, acquire,
install, and utilize technology and
systems for the purposes of collecting,
validating, and verifying information,
processing, and maintaining
information, and disclosing and
providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
Comments are requested on the
Agency’s need for this information, the
accuracy of the provided burden
estimates, and any suggested methods
for minimizing respondent burden,
including through the use of automated
collection techniques. Send comments
to EPA as part of your overall comments
on this proposed rule in the manner
specified under ADDRESSES. In
developing the final rule, the Agency
will address any comments received
regarding the information collection
requirements contained in this proposed
rule.
C. Regulatory Flexibility Act
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), 5
U.S.C. 601 et seq., after considering the
potential economic impacts of this
proposed rule on small entities, the
Agency hereby certifies that this
proposed rule would not have a
significant adverse economic impact on
a substantial number of small entities.
The factual basis for the Agency’s
determination is presented in the small
entity impact analysis prepared as part
of the economic analysis for this
proposed rule (Ref. 14), which is
summarized in Unit VI., and a copy of
which is available in the docket for this
proposed rule. The following is a brief
summary of the factual basis for this
certification.
Under RFA, small entities include
small businesses, small organizations,
and small governmental jurisdictions.
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For purposes of assessing the impacts of
this proposed rule on small entities,
small entity is defined in accordance
with RFA as:
1. A small business as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201.
2. A small governmental jurisdiction
that is a government of a city, county,
town, school district, or special district
with a population of less than 50,000.
3. A small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field. Based on
the industry profile that EPA prepared
as part of the economic analysis for this
proposed rule (Ref. 14), EPA has
determined that this proposed rule is
not expected to impact any small notfor-profit organizations or small
governmental jurisdictions. As such, the
Agency’s analysis presents only the
estimated potential impacts on small
business.
Two factors are examined in EPA’s
small entity impact analysis (Ref. 14) in
order to characterize the potential small
entity impacts of this proposed rule on
small business:
• The size of the adverse economic
impact (measured as the ratio of the cost
to sales or revenue).
• The total number of small entities
that experience the adverse economic
impact.
Section 601(3) of RFA establishes as
the default definition of ‘‘small
business’’ the definition used in section
3 of the Small Business Act, 15 U.S.C.
632, under which SBA establishes small
business size standards (13 CFR
121.201). For this proposed rule, EPA
has analyzed the potential small
business impacts using the size
standards established under this default
definition. The SBA size standards,
which are primarily intended to
determine whether a business entity is
eligible for government programs and
preferences reserved for small
businesses (13 CFR 121.101), ‘‘seek to
ensure that a concern that meets a
specific size standard is not dominant in
its field of operation.’’ (13 CFR
121.102(b)). See section 632(a)(1) of the
Small Business Act. In analyzing
potential impacts, RFA recognizes that
it may be appropriate at times to use an
alternate definition of small business.
As such, section 601(3) of RFA provides
that an agency may establish a different
definition of small business after
consultation with the SBA Office of
Advocacy and after notice and an
opportunity for public comment. Even
though the Agency has used the default
SBA definition of small business to
conduct its analysis of potential small
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business impacts for this proposed rule,
EPA does not believe that the SBA size
standards are generally the best size
standards to use in assessing potential
small entity impacts with regard to
TSCA section 4(a) test rules.
The SBA size standard is generally
based on the number of employees an
entity in a particular industrial sector
may have. For example, in the chemical
manufacturing industrial sector (i.e.,
NAICS code 325 and NAICS code
324110), approximately 98% of the
firms would be classified as small
businesses under the default SBA
definition. The SBA size standard for
75% of this industry sector is 500
employees, and the size standard for
23% of this industry sector is either 750,
1,000, or 1,500 employees. When
assessing the potential impacts of test
rules on chemical manufacturers, EPA
believes that a standard based on total
annual sales may provide a more
appropriate means to judge the ability of
a chemical manufacturing firm to
support chemical testing without
significant costs or burdens.
EPA is currently determining what
level of annual sales would provide the
most appropriate size cutoff with regard
to various segments of the chemical
industry usually impacted by TSCA
section 4(a) test rules, but has not yet
reached a determination. As stated in
this unit, therefore, the factual basis for
the RFA determination for this proposed
rule is based on an analysis using the
default SBA size standards. Although
EPA is not currently proposing to
establish an alternate definition for use
in the analysis conducted for this
proposed rule, the analysis for this
proposed rule also presents the results
of calculations using a standard based
on total annual sales (40 CFR 704.3).
EPA is interested in receiving comments
on whether the Agency should consider
establishing an alternate definition for
small business to use in the small entity
impact analyses for future TSCA section
4(a) test rules, and what size cutoff may
be appropriate.
SBA has developed 6–digit NAICS
code-specific size standards based on
employment thresholds. These size
standards range from 500 to 1,500
employees for the various 6–digit
NAICS codes that are potentially
affected (Ref. 14). For a conservative
estimate of the number of small
businesses affected by the HPV rules,
the Agency uses an employment
threshold of less than 1,500 employees
for all businesses regardless of the
NAIC-specific threshold to determine
small business status.
For each manufacturer of the 29
chemical substances covered by this
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proposed rule, the parent company
(ultimate corporate entity or UCE) was
identified and sales and employment
data were obtained for companies where
data was publicly available. The search
determined that there were 54 affected
UCEs. Sales and employment data could
be found for 52 of these UCEs (96%).
Two companies could not be classified
as small or large because there were no
employment data available, but were
still included in the small business
impact analysis.
Parent company sales data were
collected to identify companies that
qualified as a ‘‘small business’’ for
purposes of RFA analysis. Based on the
SBA size standard applied (1,500
employees or less), 21 companies (39%)
were identified as small.
The potential significance of this
proposed rule’s impact on small
businesses was analyzed by examining
the number of small entities that
experienced different levels of costs as
a percentage of their sales. Small
businesses were placed in the following
categories on the basis of cost-to sales
ratios: Less than 1%, greater than 1%,
and greater than 3%. This analysis was
conducted under both a least and
average cost scenario.
Of the 21 businesses designated as
small business, none had cost-to-sales
ratios of greater than 1% and 3% under
both the least and average cost
scenarios. For the chemical substances
where sales data were unavailable, EPA
used the median sales value sales of all
other small businesses equal to $24.7
million. The costs for the two
companies were estimated to be well
below 1% of this sales level. Given
these results, the Agency has
determined that there is not a significant
economic impact on a substantial
number of small entities as a result of
this proposed rule, if finalized.
The estimated cost of the TSCA
section 12(b)(1) export notification,
which, as a result of the final rule,
would be required for the first export to
a particular country of a chemical
substance subject to the final rule, is
estimated to be $85.70 for the first time
that an exporter must comply with
TSCA section 12(b)(1) export
notification requirements, and $26.86
for each subsequent export notification
submitted by that exporter (Refs. 14, 42,
and 43). EPA has concluded that the
costs of TSCA section 12(b)(1) export
notification would have a negligible
impact on exporters of the chemical
substances in the final rule, regardless
of the size of the exporter.
Any comments regarding the impacts
that this action may impose on small
entities, or regarding whether the
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Agency should consider establishing an
alternate definition of small business to
be used for analytical purposes for
future test rules and what size cutoff
may be appropriate, should be
submitted to the Agency in the manner
specified under ADDRESSES.
D. Unfunded Mandates Reform Act
Pursuant to Title II of the Unfunded
Mandates Reform Act of 1995 (UMRA),
Public Law 104–4, EPA has determined
that this proposed rule does not contain
a Federal mandate that may result in
expenditures of $100 million or more
for State, local, and tribal governments,
in the aggregate, or the private sector in
any 1 year. It is estimated that the total
aggregate costs of this proposed rule to
the private sector, which are
summarized in Unit VI., would be
$10.21 million. The total annualized
costs of this proposed rule to the private
sector are estimated to be $3.61 and 3.89
million using a 3% and 7% discount
rate over 3 years (average cost scenario).
In addition, since EPA does not have
any information to indicate that any
State, local, or tribal government
manufactures or processes the chemical
substances covered by this action such
that the final rule would apply directly
to State, local, or tribal governments,
EPA has determined that this proposed
rule would not significantly or uniquely
affect small governments. Accordingly,
this proposed rule is not subject to the
requirements of sections 202, 203, 204,
and 205 of UMRA.
E. Executive Order 13132
Under Executive Order 13132,
entitled Federalism (64 FR 43255,
August 10, 1999), EPA has determined
that this proposed rule does not have
‘‘federalism implications’’ because it will
not have substantial direct effects on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, as specified in the
Executive Order. This proposed rule
would establish testing and
recordkeeping requirements that apply
to manufacturers (including importers)
and processors of certain chemical
substances. Because EPA has no
information to indicate that any State or
local government manufactures or
processes the chemical substances
covered by this action, this proposed
rule does not apply directly to States
and localities and will not affect State
and local governments. Thus, Executive
Order 13132 does not apply to this
proposed rule.
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F. Executive Order 13175
Under Executive Order 13175,
entitled Consultation and Coordination
with Indian Tribal Governments (65 FR
67249, November 9, 2000), EPA has
determined that this proposed rule does
not have tribal implications because it
will not have any affect on tribal
governments, on the relationship
between the Federal Government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal Government and Indian
tribes, as specified in the Executive
Order. As indicated previously, EPA has
no information to indicate that any
tribal government manufactures or
processes the chemical substances
covered by this action. Thus, Executive
Order 13175 does not apply to this
proposed rule.
G. Executive Order 13045
This proposed rule is not subject to
Executive Order 13045, entitled
Protection of Children from
Environmental Health Risks and Safety
Risks (62 FR 19885, April 23, 1997),
because it does not establish an
environmental standard intended to
mitigate health or safety risks, will not
have an annual effect on the economy
of $100 million or more, nor does it
otherwise have a disproportionate effect
on children. This proposed rule would
establish testing and recordkeeping
requirements that apply to
manufacturers (including importers)
and processors of certain chemical
substances, and would result in the
development of data about those
chemical substances that can
subsequently be used to assist the
Agency and others in determining
whether the chemical substances in this
proposed rule present potential risks,
allowing the Agency and others to take
appropriate action to investigate and
mitigate those risks.
H. Executive Order 13211
This proposed rule is not subject to
Executive Order 13211, entitled Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May
22, 2001), because it is unlikely to have
any significant adverse effect on the
supply, distribution, or use of energy.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, section 12(d) (15 U.S.C. 272 note),
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
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with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This proposed rule involves technical
standards because it proposes to require
the use of particular test methods. If the
Agency makes findings under TSCA
section 4(a), EPA is required by TSCA
section 4(b) to include specific
standards or test methods that are to be
used for the development of the data
required in the test rules issued under
TSCA section 4. For some of the testing
that would be required by the final rule,
EPA is proposing the use of voluntary
consensus standards issued by ASTM
International and ISO which evaluate
the same type of toxicity as the TSCA
799 test guidelines and OECD test
guidelines, where applicable. Copies of
the 17 ASTM International and ISO
standards referenced in the proposed
regulatory text at § 799.5089(h) have
been placed in the docket for this
proposed rule. You may obtain copies of
the ASTM International standards from
the American Society for Testing and
Materials International, 100 Bar Harbor
Dr., West Conshohocken, PA 19428–
2959, and copies of the ISO standards
from the International Organization for
Standardization, Case Postale, 56 CH`
1211 Geneve 20 Switzerland. In the
final rule, EPA intends to seek approval
from the Director of the Federal Register
for the incorporation by reference of the
ASTM International and ISO standards
used in the final rule in accordance with
5 U.S.C. 552(a) and 1 CFR part 51.
EPA is not aware of any potentially
applicable voluntary consensus
standards which evaluate partition
coefficient (n-octanol/water) generator
column, water solubility (column
elution and generator column), acute
inhalation toxicity, bacterial reverse
mutations, in vivo mammalian bone
marrow chromosomal aberrations,
combined repeated dose with
reproductive/developmental toxicity
screen, repeated dose 28–day oral
toxicity screen, or the reproductive
developmental toxicity screen which
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could be considered in lieu of the TSCA
799 test guidelines, 40 CFR 799.6756,
799.6784, 799.6786, 799.9130, 799.9510,
799.9538, 799.9365, 799.9305, and
799.9355, respectively, upon which the
test standards in this proposed rule are
based. The Agency invites comment on
the potential use of voluntary consensus
standards in this proposed rule, and,
specifically, invites the public to
identify potentially applicable
consensus standard(s) and to explain
why such standard(s) should be used
here.
J. Executive Order 12898
This proposed rule does not have an
adverse impact on the environmental
and health conditions in low-income
and minority communities that require
special consideration by the Agency
under Executive Order 12898, entitled
Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations (59 FR 7629, February 16,
1994). The Agency believes that the
information collected under this
proposed rule, if finalized, will assist
EPA and others in determining the
potential hazards and risks associated
with the chemical substances covered
by this proposed rule. Although not
directly impacting environmental
justice-related concerns, this
information will enable the Agency to
better protect human health and the
environment, including in low-income
and minority communities.
List of Subjects in 40 CFR Part 799
Environmental protection, Chemicals,
Hazardous substances, Laboratories,
Reporting and recordkeeping
requirements.
Dated: February 17, 2010.
James Jones,
Acting Assistant Administrator, Office of
Prevention, Pesticides and Toxic Substances.
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
PART 799— IDENTIFICATION OF
SPECIFIC CHEMICAL SUBSTANCE
AND MIXTURE TESTING
REQUIREMENTS
1. The authority citation for part 799
continues to read as follows:
Authority: 15 U.S.C. 2603, 2611, 2625.
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2. Add § 799.5089 to subpart D of part
799 to read as follows:
§ 799.5089 Chemical testing requirements
for certain high production volume
chemicals; third group of chemicals.
(a) What substances will be tested
under this section? Table 2 in paragraph
(j) of this section identifies the chemical
substances that must be tested under
this section. For the chemical
substances identified as ‘‘Class 1’’
chemical substances in Table 2 in
paragraph (j) of this section, the purity
of each chemical substance must be
99% or greater, unless otherwise
specified in this section. For the
chemical substances identified as ‘‘Class
2’’ chemical substances in Table 2 in
paragraph (j), a representative form of
each chemical substance must be tested.
The representative form selected for a
given Class 2 chemical substance should
meet industry or consensus standards
where they exist.
(b) Am I subject to this section? (1) If
you manufacture (including import) or
intend to manufacture, or process or
intend to process, any chemical
substance listed in Table 2 in paragraph
(j) of this section at any time from the
effective date of the final rule to the end
of the test data reimbursement period as
defined in 40 CFR 791.3(h), you are
subject to this section with respect to
that chemical substance.
(2) If you do not know or cannot
reasonably ascertain that you
manufacture or process a chemical
substance listed in Table 2 in paragraph
(j) of this section during the time period
described in paragraph (b)(1) of this
section (based on all information in
your possession or control, as well as all
information that a reasonable person
similarly situated might be expected to
possess, control, or know, or could
obtain without unreasonable burden),
you are not subject to this section with
respect to that chemical substance.
(c) If I am subject to this section, when
must I comply with it? (1) (i) Persons
subject to this section are divided into
two groups, as set forth in Table 1 of
this paragraph: Tier 1 (persons initially
required to comply) and Tier 2 (persons
not initially required to comply). If you
are subject to this section, you must
determine if you fall within Tier 1 or
Tier 2, based on Table 1 of this
paragraph.
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TABLE 1.—PERSONS SUBJECT TO THE RULE: PERSONS IN TIER 1 AND TIER 2
Tier 2 (Persons not initially required to comply with this section)
Persons not otherwise specified in column 2 of this table that
manufacture (as defined at TSCA section 3(7)) or intend to
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Tier 1 (Persons initially required to comply with this section)
Tier 2A. Persons who manufacture (as defined at TSCA section 3(7)) or intend
to manufacture a chemical substance included in this section solely as one
or more of the following:
—As a byproduct (as defined at 40 CFR 791.3(c));
—As an impurity (as defined at 40 CFR 790.3);
—As a naturally occurring substance (as defined at 40 CFR 710.4(b));
—As a non-isolated intermediate (as defined at 40 CFR 704.3);
—As a component of a Class 2 substance (as described at 40 CFR
720.45(a)(1)(i));
—In amounts of less than 500 kilogram (kg) (1,100 lbs.) annually (as described
at 40 CFR 790.42(a)(4)); or
—For research and development (as described at 40 CFR 790.42(a)(5)).
B. Persons who process (as defined at TSCA section 3(10)) or intend to process a chemical substance included in this section (see 40 CFR
790.42(a)(2)).
(ii) Table 1 of paragraph (c)(1)(i) of
this section expands the list of persons
in Tier 2, that is those persons specified
in § 790.42(a)(2), (a)(4) and (a)(5) of this
chapter, who, while legally subject to
this section, must comply with the
requirements of this section only if
directed to do so by EPA under the
circumstances set forth in paragraphs
(c)(4), (c)(5), (c)(6), (c)(7), and (c)(10) of
this section.
(2) If you are in Tier 1 with respect
to a chemical substance listed in Table
2 in paragraph (j) of this section, you
must, for each test required under this
section for that chemical substance,
either submit to EPA a letter of intent
to test or apply to EPA for an exemption
from testing. The letter of intent to test
or the exemption application must be
received by EPA no later than 30 days
after the effective date of the final rule.
(3) If you are in Tier 2 with respect
to a chemical substance listed in Table
2 in paragraph (j) of this section, you are
considered to have an automatic
conditional exemption and you will be
required to comply with this section
with regard to that chemical substance
only if directed to do so by EPA under
paragraphs (c)(5), (c)(7), or (c)(10) of this
section.
(4) If no person in Tier 1 has notified
EPA of its intent to conduct one or more
of the tests required by this section on
any chemical substance listed in Table
2 in paragraph (j) of this section within
30 days after the effective date of the
final rule, EPA will publish a Federal
Register document that would specify
the test(s) and the chemical substance(s)
for which no letter of intent has been
submitted and notify manufacturers in
Tier 2A of their obligation to submit a
letter of intent to test or to apply for an
exemption from testing.
(5) If you are in Tier 2A (as specified
in Table 1 in paragraph (c) of this
section) with respect to a chemical
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substance listed in Table 2 in paragraph
(j) of this section, and if you
manufacture, or intend to manufacture,
this chemical substance as of [30 days
after date of publication of the final rule
in the Federal Register], or within 30
days after publication of the Federal
Register document described in
paragraph (c)(4) of this section, you
must, for each test specified for that
chemical substance in the document
described in paragraph (c)(4) of this
section, either submit to EPA a letter of
intent to test or apply to EPA for an
exemption from testing. The letter of
intent to test or the exemption
application must be received by EPA no
later than 30 days after publication of
the Federal Register document
described in paragraph (c)(4) of this
section.
(6) If no manufacturer in Tier 1 or Tier
2A has notified EPA of its intent to
conduct one or more of the tests
required by this section on any chemical
substance listed in Table 2 in paragraph
(j) of this section within 30 days after
the publication of the Federal Register
document described in paragraph (c)(4)
of this section, EPA will publish another
Federal Register document that would
specify the test(s) and the chemical
substance(s) for which no letter of intent
has been submitted, and notify
processors in Tier 2B of their obligation
to submit a letter of intent to test or to
apply for an exemption from testing.
(7) If you are in Tier 2B (as specified
in Table 1 in paragraph (c) of this
section) with respect to a chemical
substance listed in Table 2 in paragraph
(j) of this section, and if you process, or
intend to process, this chemical
substance as of [30 days after date of
publication of the final rule in the
Federal Register], or within 30 days
after publication of the Federal Register
document described in paragraph (c)(6)
of this section, you must, for each test
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specified for that chemical substance in
the Federal Register document
described in paragraph (c)(6) of this
section, either submit to EPA a letter of
intent to test or apply to EPA for an
exemption from testing. The letter of
intent to test or the exemption
application must be received by EPA no
later than 30 days after publication of
the Federal Register document
described in paragraph (c)(6) of this
section.
(8) If no manufacturer or processor
has notified EPA of its intent to conduct
one or more of the tests required by this
section for any of the chemical
substances listed in Table 2 in
paragraph (j) of this section within 30
days after the publication of the Federal
Register document described in
paragraph (c)(6) of this section, EPA will
notify all manufacturers and processors
of those chemical substances of this fact
by certified letter or by publishing a
Federal Register document specifying
the test(s) for which no letter of intent
has been submitted. This letter or
Federal Register document will
additionally notify all manufacturers
and processors that all exemption
applications concerning the test(s) have
been denied, and will give the
manufacturers and processors of the
chemical substance(s) an opportunity to
take corrective action.
(9) If no manufacturer or processor
has notified EPA of its intent to conduct
one or more of the tests required by this
section for any of the chemical
substances listed in Table 2 in
paragraph (j) of this section within 30
days after receipt of the certified letter
or publication of the Federal Register
document described in paragraph (c)(8)
of this section, all manufacturers and
processors subject to this section with
respect to that chemical substance who
are not already in violation of this
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section will be in violation of this
section.
(10) If a problem occurs with the
initiation, conduct, or completion of the
required testing or the submission of the
required data with respect to a chemical
substance listed in Table 2 in paragraph
(j) of this section, under the procedures
in §§ 790.93 and 790.97 of this chapter,
EPA may initiate termination
proceedings for all testing exemptions
with respect to that chemical substance
and may notify persons in Tier 1 and
Tier 2 that they are required to submit
letters of intent to test or exemption
applications within a specified period of
time.
(11) If you are required to comply
with this section, but your manufacture
or processing of, or intent to
manufacture or process, a chemical
substance listed in Table 2 in paragraph
(j) of this section begins after the
applicable compliance date referred to
in paragraphs (c)(2), (c)(5), or (c)(6) of
this section, you must either submit a
letter of intent to test or apply to EPA
for an exemption. The letter of intent to
test or the exemption application must
be received by EPA no later than the day
you begin manufacture or processing.
(d) What must I do comply with this
section? (1) To comply with this section
you must either submit to EPA a letter
of intent to test, or apply to and obtain
from EPA an exemption from testing.
(2) For each test with respect to which
you submit to EPA a letter of intent to
test, you must conduct the testing
specified in paragraph (h) of this section
and submit the test data to EPA.
(3) You must also comply with the
procedures governing test rule
requirements in part 790 of this chapter,
as modified by this section, including
the submission of letters of intent to test
or exemption applications, the
submission of study plans prior to
testing, the conduct of testing, and the
submission of data; Part 792—Good
Laboratory Practice Standards of this
chapter; and this section. The following
provisions of 40 CFR part 790 do not
apply to this section: Paragraphs (a), (d),
(e), and (f) of § 790.45; § 790.48;
paragraph (a)(2) and paragraph (b) of
§ 790.80; paragraph (e)(1) of § 790.82;
and § 790.85.
(e) If I do not comply with this
section, when will I be considered in
violation of it? You will be considered
in violation of this section as of 1 day
after the date by which you are required
to comply with this section.
(f) How are EPA’s data
reimbursement procedures affected for
purposes of this section? If persons
subject to this section are unable to
agree on the amount or method of
reimbursement for test data
development for one or more chemical
substances included in this section, any
person may request a hearing as
described in 40 CFR part 791. In the
determination of fair reimbursement
shares under this section, if the hearing
officer chooses to use a formula based
on production volume, the total
production volume amount will include
amounts of a chemical substance
produced as an impurity.
(g) Who must comply with the export
notification requirements? Any person
who exports, or intends to export, a
chemical substance listed in Table 2 in
paragraph (j) of this section is subject to
part 707, subpart D, of this chapter.
(h) How must I conduct my testing?
The tests that are required for each
chemical substance are indicated in
Table 2 in paragraph (j) of this section.
The test methods that must be followed
are provided in Table 3 in paragraph (j)
of this section. You must proceed in
accordance with these test methods as
required according to Table 3 in
paragraph (j) of this section, or as
appropriate if more than one alternative
is allowed according to Table 3 in
paragraph (j) of this section.
(i) Reporting requirements. A final
report for each specific test for each
subject chemical substance must be
received by EPA by [13 months after the
effective date of the final rule] unless an
extension is granted in writing pursuant
to 40 CFR 790.55. A robust summary of
the final report for each specific test
shall be submitted electronically in
addition to and at the same time as the
final report. The term ‘‘robust summary’’
is used to describe the technical
information necessary to adequately
describe an experiment or study and
includes the objectives, methods,
results, and conclusions of the full
study report which can be either an
experiment or in some cases an
estimation or prediction method.
Guidance for the compilation of robust
summaries is described in a document
entitled ‘‘Draft Guidance on Developing
Robust Summaries’’ which is available
on-line at: https://www.epa.gov/chemrtk/
pubs/general/robsumgd.htm.
(j) Designation of specific chemical
substances and testing requirements.
The chemical substances identified by
chemical name, Chemical Abstract
Service Registry number (CAS No.), and
class in Table 2 of this paragraph must
be tested in accordance with the
requirements designated in Tables 2 and
3 of this paragraph, and the
requirements described in 40 CFR Part
792–Good Laboratory Practice
Standards:
TABLE 2.—CHEMICAL SUBSTANCES AND TESTING REQUIREMENTS
CAS No.
Chemical Name
Required Tests
(See Table 3 of this section)
Class
Benzene, 1,2-dimethyl-3-nitro-
1
A1, A2, A3, A4, A5, D, E2, F1
96–22–0
3-Pentanone
1
E1, F2
98–09–9
Benzenesulfonyl chloride
1
C2, E1, E2, F1
98–56–6
Benzene, 1-chloro-4-(trifluoromethyl)-
1
A4, B, C1, F2
111–44–4
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83–41–0
’Ethane, 1,1’-oxybis[2-chloro-
1
C6, F1
127–68–4
Benzenesulfonic acid, 3-nitro-, sodium salt
(1:1)
1
A3, F2
506–51–4
1-Tetracosanol
1
A2, A3, A4, A5, B, C1, D, E1, E2, F1
506–52–5
1-Hexacosanol
1
A2, A3, A4, A5, C1, D, E1, E2, F1
515–40–2
Benzene, (2-chloro-1,1-dimethylethyl)-
1
A1, A3, A4, A5, B, C1, D, E1, E2, F1
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TABLE 2.—CHEMICAL SUBSTANCES AND TESTING REQUIREMENTS—Continued
CAS No.
Chemical Name
Required Tests
(See Table 3 of this section)
Class
Ethanol, 2-[(4-aminophenyl)sulfonyl]-, 1-(hydrogen sulfate)
1
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
5026–74–4
2-Oxiranemethanamine,
oxiranylmethoxy)phenyl]-N-(2oxiranylmethyl)-
N-[4-(2-
1
A1, A2, A3, A4, A5, B, C2, F1
22527–63–5
Propanoic acid, 2-methyl-, 3-(benzoyloxy)2,2,4-trimethylpentyl ester
1
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
24615–84–7
2-Propenoic acid, 2-carboxyethyl ester
1
A1, A2, A3, A4, A5, B, C1, E1, E2, F1
25321–41–9
Benzenesulfonic acid, dimethyl-
1
A2, A3, A4, A5, B, C1, D, E1, E2, F1
25646–71–3
Methanesulfonamide,
N-[2-[(4-amino-3methylphenyl)ethylamino]ethyl]-,
sulfate
(2:3)
1
A1, A2, A3, A4, A5, B, C1, F1
52556–42–0
1-Propanesulfonic
acid,
2-hydroxy-3-(2propenyloxy)-, sodium salt (1:1)
1
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
61788–76–9
Alkanes, chloro
2
A2, A3, A4, A5, B,
65996–79–4
Solvent naphtha (coal)
2
A3, A4, A5, B, C1, D, E1, E2, F1
65996–82–9
Tar oils, coal
2
A3, A4, A5, B, C1, D, E1, E2, F1
65996–89–6
Tar, coal, high-temperature
2
A4, A5, B, C1, D, E1, E2, F1
65996–92–1
Distillates (coal tar)
2
A3, A4, A5, B, C1, D, E1, E2, F2
68082–78–0
Lard, oil, Me esters
2
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
68187–57–5
Pitch, coal tar-petroleum
2
A4, A5, B, C6, D, E1, E2, F1
68442–60–4
Acetaldehyde, reaction products with formaldehyde, by-products from
2
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
68610–90–2
2-Butenedioic
esters
di-C8–18-alkyl
2
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
68988–22–7
1,4-Benzenedicarboxylic acid, 1,4-dimethyl
ester, manuf. of, by-products from
2
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
70693–50–4
Phenol, 2,4-bis(1-methyl-1-phenylethyl)-6-[2(2-nitrophenyl)diazenyl]-
1
A1, A2, A3, A4, A5, B, C1, D, E1, E2, F1
72162–15–3
1-Decene, sulfurized
2
A2, A3, A4, A5, B, C1, D, E1, E2, F1
73665–18–6
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2494–89–5
Extract residues (coal), tar oil alk., naphthalene distn. residues
2
A2, A3, A4, A5, B, C1, D, E1, E2, F1
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TABLE 3.—KEY TO THE TEST REQUIREMENTS DENOTED BY ALPHANUMERIC SYMBOLS IN TABLE 2 OF THIS PARAGRAPH
Testing Category
Test
Test Requirements and References
Special Conditions
A
1. Melting Point: ASTM E 324–99 (capillary
tube)
2. Boiling Point: ASTM E 1719–05
(ebulliometry)
3. Vapor Pressure: ASTM E 1782–03 (thermal analysis)
4. n-Octanol/Water Partition Coefficient (log
10 basis) or log Kow: (See Special Conditions for the log Kow test requirement and
select the appropriate method to use, if
any, from those listed in this column.)
Method A: 40 CFR 799.6755 (shake
flask)
Method B: ASTM E 1147–92(2005) (liquid chromatography)
Method C: 40 CFR 799.6756 (generator
column)
5. Water Solubility: (See Special Conditions
for the water solubility test requirement
and select the appropriate method to use,
if any, from those listed in this column.)
Method A: ASTM E 1148-02 (shake
flask)
Method B: 40 CFR 799.6784 (shake
flask)
Method C: 40 CFR 799.6784 (column
elution)
Method D: 40 CFR 799.6786 (generator
column)
n-Octanol/Water Partition Coefficient or log Kow:
Which method is required, if any, is determined by the test
substance’s estimated i log Kow as follows:
log Kow < 0: no testing required.
log Kow range 0–1: Method A or B.
log Kow range > 1–4: Method A or B or C.
log Kow range > 4–6: Method B or C.
log Kow > 6: Method C.
Test sponsors must provide in the final study report the underlying rationale for the method and pH selected. In
order to ensure environmental relevance, EPA highly recommends that the selected study be conducted at pH 7.
Water Solubility:
Which method is required, if any, is determined by the test
substance’s estimated ii water solubility. Test sponsors
must provide in the final study report the underlying rationale for the method and pH selected. In order to ensure environmental relevance, EPA highly recommends
that the selected study be conducted starting at pH 7.
> 5,000 mg/L: Method A or B.
> 10 mg/L—5,000 mg/L: Method A, B, C, or D.
> 0.001 mg/L—10 mg/L: Method C or D.
≤ 0.001 mg/L: no testing required.
Environmental Fate
and Pathways—
Ready Biodegradation
B
For B, consult ISO 10634 for guidance, and
choose one of the methods listed in this
column:
1. ASTM 1720–01 (sealed vessel CO2 production test)
OR
2. ISO 14593 (CO2 headspace test)
OR
3. ISO 7827 (analysis of DOC)
OR
4. ISO 9408 (determination of oxygen demand in a closed respirometer)
OR
5. ISO 9439 (CO2 evolution test)
OR
6. ISO 10707 (closed bottle test)
OR
7. ISO 10708 (two-phase closed bottle test)
Which method is required, if any, is determined by the test
substance’s physical and chemical properties, including
its water solubility. ISO 10634 provides guidance for selection of an appropriate test method for a given test substance. Test sponsors must provide in the final study report the underlying rationale for the method selected.
Aquatic Toxicity
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Physical/Chemical
Properties
C1
For C1, Test Group 1 or Test Group 2 listed
in this column must be used to fulfill the
testing requirements—see Special Conditions.
Test Group 1 for C1:
1. Acute Toxicity To Fish: ASTM E 729–
96(2002)
2. Acute Toxicity To Daphnia: ASTM E 729–
96(2002)
3. Toxicity To Plants (Algae): ASTM E 1218–
04e1
Test Group 2 for C1:
1. Chronic Toxicity To Daphnia: ASTM E
1193–97(2004)
2. Toxicity To Plants (Algae): ASTM E 1218–
04e1
The following are the Special Conditions for C1, C2, C3,
C4, C5, and C7 testing; there are no Special Conditions
for C6. Which test group is required is determined by the
test substance’s measured log KOW as obtained under
Test Category A, or using an existing measured log KOW.
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iii
If log Kow < 4.2: Test Group 1 is required.
If log Kow ≥ 4.2: Test Group 2 is required.
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8599
TABLE 3.—KEY TO THE TEST REQUIREMENTS DENOTED BY ALPHANUMERIC SYMBOLS IN TABLE 2 OF THIS PARAGRAPH—
Continued
Testing Category
Test
Test Requirements and References
For C3, Test Group 1 or Test Group 2 listed
in this column must be used to fulfill the
testing requirements—see Special Conditions.
Test Group 1 for C3:
1. Acute Toxicity To Fish: ASTM E 729–
96(2002)
2. Toxicity To Plants (Algae): ASTM E 1218–
04e1
Test Group 2 for C3:
1. Chronic Toxicity To Daphnia: ASTM E
1193–97(2004)
2. Toxicity To Plants (Algae): ASTM E 1218–
04e1
C4
For C4, Test Group 1 or Test Group 2 listed
in this column must be used to fulfill the
testing requirements—see Special Conditions.
Test Group 1 for C4:
1. Acute Toxicity To Fish: ASTM E 729–
96(2002)
2. Acute Toxicity To Daphnia: ASTM E 729–
96(2002)
Test Group 2 for C4:
1. Chronic Toxicity To Daphnia: ASTM E
1193–97(2004)
2. [Reserved]
C5
For C5, Test Group 1 or Test Group 2 listed
in this column must be used to fulfill the
testing requirements—see Special Conditions.
Test Group 1 for C5:
1. Acute Toxicity To Daphnia: ASTM E 729–
96(2002)
2. [Reserved]
Test Group 2 for C5:
1. Chronic Toxicity To Daphnia: ASTM E
1193–97(2004)
2. [Reserved]
C6
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For C2, Test Group 1 or Test Group 2 listed
in this column must be used to fulfill the
testing requirements—see Special Conditions..
Test Group 1 for C2:
1. Acute Toxicity To Daphnia: ASTM E 729–
96(2002)
2. Toxicity To Plants (Algae): ASTM E 1218–
04e1
Test Group 2 for C2:
1. Chronic Toxicity To Daphnia: ASTM E
1193–97(2004)
2. Toxicity To Plants (Algae): ASTM E 1218–
04e1
C3
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C2
Special Conditions
Toxicity To Plants (Algae): ASTM E 1218–
04e1
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TABLE 3.—KEY TO THE TEST REQUIREMENTS DENOTED BY ALPHANUMERIC SYMBOLS IN TABLE 2 OF THIS PARAGRAPH—
Continued
Testing Category
Test
Test Requirements and References
Special Conditions
C7
For C7, Test Group 1 or Test Group 2 listed
in this column must be used to fulfill the
testing requirements—see Special Conditions.
Test Group 1 for C7:
1. Acute Toxicity To Fish: ASTM E 729–
96(2002)
2. [Reserved]
Test Group 2 for C7:
1. Chronic Toxicity To Daphnia: ASTM E
1193–97(2004)
2. [Reserved]
Mammalian Toxicity—
Acute
D
See Special Conditions for this test requirement and select the method that must be
used from those listed in this column.
Method A: Acute Inhalation Toxicity (rat): 40
CFR 799.9130
Method B: EITHER:
1. Acute (Up/Down) Oral Toxicity (rat):
ASTM E 1163–98(2002)
OR
2. Acute (Up/Down) Oral Toxicity (rat): 40
CFR 799.9110(d)(1)(i)(A)
Which testing method is required is determined by the test
substance’s physical state at room temperature (25°C).
For those test substances that are gases at room temperature, Method A is required; otherwise, use either of
the two methods listed under Method B.
In Method B, 40 CFR 799.9110(d)(1)(i)(A) refers to the
OECD 425 Up/Down Procedure. iv
Estimating starting dose for Method B: Data from the neutral red uptake basal cytotoxicity assay v using normal
human keratinocytes or mouse BALB/c 3T3 cells may be
used to estimate the starting dose.
Mammalian Toxicity—
Genotoxicity
E1
Bacterial Reverse Mutation Test (in vitro): 40
CFR 799.9510
None
E2
Conduct any one of the following three tests
for chromosomal damage:
In vitro Mammalian Chromosome Aberration
Test: 40 CFR 799.9537
OR
Mammalian Bone Marrow Chromosomal Aberration Test (in vivo in rodents: mouse
(preferred species), rat, or Chinese hamster): 40 CFR 799.9538
OR
Mammalian Erythrocyte Micronucleus Test
[sampled in bone marrow] (in vivo in rodents: mouse (preferred species), rat, or
Chinese hamster): 40 CFR 799.9539
Persons required to conduct testing for chromosomal damage are encouraged to use the in vitro Mammalian Chromosome Aberration Test (40 CFR 799.9537) to generate
the needed data unless known chemical properties (e.g.,
physical/chemical properties, chemical class characteristics) preclude its use. A subject person who uses one of
the in vivo methods instead of the in vitro method to address a chromosomal damage test requirement must submit to EPA a rationale for conducting that alternate test in
the final study report.
F1
Combined Repeated Dose Toxicity Study
with the Reproduction/Developmental Toxicity Screening Test: 40 CFR 799.9365
OR
Reproduction/Developmental
Toxicity
Screening Test: 40 CFR 799.9355
AND
Repeated Dose 28–Day Oral Toxicity Study
in rodents: 40 CFR 799.9305
Where F1 is required, EPA recommends use of the Combined Repeated Dose Toxicity Study with the Reproduction/Developmental Toxicity Screening Test (40 CFR
799.9365). However, there may be valid reasons to test a
particular chemical using both 40 CFR 799.9355 and 40
CFR 799.9305 to fill Mammalian Toxicity—Repeated
Dose/Reproduction/Developmental data needs. A subject
person who uses the combination of 40 CFR 799.9355
and 40 CFR 799.9305 in place of 40 CFR 799.9365 must
submit to EPA a rationale for conducting these alternate
tests in the final study reports. Where F2 or F3 is required, no rationale for conducting the required test need
be provided in the final study report.
F2
Reproduction/Developmental
Toxicity
Screening Test: 40 CFR 799.9355
F3
Repeated Dose 28–Day Oral Toxicity Study
in rodents: 40 CFR 799.9305
sroberts on DSKD5P82C1PROD with PROPOSALS
Mammalian Toxicity—
Repeated Dose/Reproduction/Developmental
i. EPA recommends, but does not require, that log KOW be quantitatively estimated prior to initiating this study. One method, among many
similar methods, for estimating log KOW is described in the article entitled ‘‘Atom/Fragment Contribution Method for Estimating Octanol-Water
Partition Coefficients’’ by W.M. Meylan and P.H. Howard in the Journal of Pharmaceutical Sciences. 84(1):83–92. January 1992. This reference
is available under docket ID number EPA–HQ–OPPT–2007–0531 at the EPA Docket Center, Rm. 3334 in the EPA West Bldg. located at 1301
Constitution Ave., NW., Washington, DC, from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays.
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ii. EPA recommends, but does not require, that water solubility be quantitatively estimated prior to initiating this study. One method, among
many similar methods, for estimating water solubility is described in the article entitled ‘‘Improved Method for Estimating Water Solubility From
Octanol/Water Partition Coefficient’’ by W.M. Meylan, P.H. Howard, and R.S. Boethling in Environmental Toxicology and Chemistry. 15(2):100–
106. 1996. This reference is available under docket ID number EPA–HQ–OPPT–2007–0531 at the EPA Docket Center, Rm. 3334 in the EPA
West Bldg. located at 1301 Constitution Ave., NW., Washington, DC, from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays.
iii. Chemical substances that are dispersible in water may have log Kow values greater than 4.2 and may still be acutely toxic to aquatic organisms. Test sponsors who wish to conduct Test Group 1 studies on such chemical substances may request a modification to the test standard
as described in 40 CFR 790.55. Based upon the supporting rationale provided by the test sponsor, EPA may allow an alternative threshold or
method be used for determining whether acute or chronic aquatic toxicity testing be performed for a specific substance.
iv. The OECD 425 Up/Down Procedure, revised by OECD test guidelines in December 2001, is available under docket ID number EPA–HQ–
OPPT–2007–0531 at the EPA Docket Center, Rm. 3334 in the EPA West Bldg. located at 1301 Constitution Ave., NW., Washington, DC, from
8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays.
v. The neutral red uptake basal cytotoxicity assay, which may be used to estimate the starting dose for the mammalian toxicity-acute endpoint,
is available under docket ID number EPA–HQ–OPPT–2007–0531 at the EPA Docket Center, Rm. 3334 in the EPA West Bldg. located at 1301
Constitution Ave., NW., Washington, DC, from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays.
(k) Effective date. This section is
effective on [30 days after date of
publication of the final rule in the
Federal Register].
[FR Doc. 2010–3734 Filed 2–24–10; 8:45 am]
BILLING CODE 6560–50–S
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R2–ES–2008–0059; MO
92210–0–0008]
Endangered and Threatened Wildlife
and Plants; 12-Month Finding on a
Petition To List the Sonoran Desert
Population of the Bald Eagle as a
Threatened or Endangered Distinct
Population Segment
AGENCY: Fish and Wildlife Service,
Interior.
ACTION: 12-month petition finding.
We, the U.S. Fish and
Wildlife Service (Service), announce a
12-month finding on a petition to list
the Sonoran Desert Area population of
the bald eagle (Haliaeetus
leucocephalus) as a distinct population
segment (DPS). In the petition, we were
asked that the DPS be recognized, listed
as endangered, and that critical habitat
be designated under the Endangered
Species Act of 1973, as amended (Act).
After review of all available scientific
and commercial information, we find
that the Sonoran Desert Area population
of the bald eagle does not meet the
definition of a DPS and, therefore, is not
a listable entity under the Act. As a
result, listing is not warranted, and we
intend to publish a separate notice to
remove this population from the List of
Threatened and Endangered Wildlife
once the District Court for the District of
Arizona has been notified. We ask the
public to continue to submit to us any
new information that becomes available
concerning the taxonomy, biology,
ecology, and status of this population of
sroberts on DSKD5P82C1PROD with PROPOSALS
SUMMARY:
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the bald eagle and to support
cooperative conservation of the bald
eagle within the Sonoran Desert Area.
DATES: The finding announced in this
document was made on February 25,
2010.
ADDRESSES: This finding is available on
the Internet at https://
www.regulations.gov at Docket Number
[FWS–R2–ES–2008–0044]. Supporting
documentation for this finding is
available for inspection, by
appointment, during normal business
hours at the Arizona Ecological Services
Office, 2321 West Royal Palm Road,
Suite 103, Phoenix, AZ 85021–4951.
Please submit any new information,
materials, comments, or questions
concerning this species or this finding
to the above address, Attention: Sonoran
Desert Area bald eagle.
FOR FURTHER INFORMATION CONTACT:
Steve Spangle, Field Supervisor,
Arizona Ecological Services Office (see
ADDRESSES); telephone, 602–242–0210;
facsimile, 602–242–2513. If you use a
telecommunications device for the deaf
(TDD), call the Federal Information
Relay Service (FIRS) at 800–877–8339.
SUPPLEMENTARY INFORMATION:
Background
Section 4(b)(3)(B) of the Act (16
U.S.C. 1531 et seq.) requires that, for
any petition to revise the Lists of
Endangered and Threatened Wildlife
and Plants that contains substantial
scientific or commercial information
that listing may be warranted, we make
a finding within 12 months of the date
of our receipt of the petition on whether
the petitioned action is: (a) Not
warranted, (b) warranted, or (c)
warranted, but the immediate proposal
of regulation implementing the
petitioned action is precluded by other
pending proposals to determine whether
species are threatened or endangered,
and expeditious progress is being made
to add or remove qualified species from
the List of Endangered and Threatened
Wildlife and Plants. Section 4(b)(3)(C) of
the Act requires that we treat a petition
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for which the requested action is found
to be warranted but precluded as though
resubmitted on the date of such finding,
that is, requiring that we make a
subsequent finding within 12 months.
Such 12-month findings must be
published in the Federal Register.
This notice constitutes our 12-month
finding on a petition to list the Sonoran
Desert Area bald eagle. In this
document, the Sonoran Desert Area
population is the name given to the
entity under evaluation for designation
as a DPS. For the purposes of this
assessment, the Sonoran Desert Area
population includes all bald eagle
territories within Arizona, the Copper
Basin breeding area in California near
the Colorado River, and the territories of
interior Sonora, Mexico, that occur
within the Sonoran Desert or adjacent,
transitional communities. For more
detail on the boundary of the DPS, see
the discussion below under
Determination of the Area for Analysis.
Previous Federal Action
Bald eagles gained protection under
the Bald Eagle Protection Act (16 U.S.C.
668–668d) in 1940 and the Migratory
Bird Treaty Act (MBTA) (16 U.S.C. 703–
712) in 1972. A 1962 amendment to the
Bald Eagle Protection Act added
protection for the golden eagle and the
amended statute became known as the
Bald and Golden Eagle Protection Act
(BGEPA). On March 11, 1967 (32 FR
4001), the Secretary of the Interior listed
bald eagles south of 40 north latitude as
endangered under the Endangered
Species Preservation Act of 1966 (Pub.
L. 89–699, 80 Stat. 926) due to a
population decline caused by dichlorodiphenyltrichloroethane (DDT) and
other factors. On February 14, 1978, the
Service listed the bald eagle as an
endangered species under the Act (16
U.S.C. 1531 et seq.) in 43 of the
contiguous States, and as a threatened
species in the States of Michigan,
Minnesota, Wisconsin, Oregon, and
Washington (43 FR 6230). Sub-specific
designations for northern and southern
eagles were removed.
E:\FR\FM\25FEP1.SGM
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Agencies
[Federal Register Volume 75, Number 37 (Thursday, February 25, 2010)]
[Proposed Rules]
[Pages 8575-8601]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-3734]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 799
[EPA-HQ-OPPT-2009-0112; FRL-8805-8]
RIN 2070-AD16
Testing of Certain High Production Volume Chemicals; Third Group
of Chemicals
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA is proposing a test rule under section 4(a)(1)(B) of the
Toxic Substances Control Act (TSCA) that would require manufacturers,
importers, and processors of certain high production volume (HPV)
chemicals to conduct testing to obtain screening level data for health
and environmental effects and chemical fate.
DATES: Comments must be received on or before May 26, 2010.
ADDRESSES: Submit your comments, identified by docket identification
(ID) number EPA-HQ-OPPT-2009-0112, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the on-line instructions for submitting comments.
Mail: Document Control Office (7407M), Office of Pollution
Prevention and Toxics (OPPT), Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington, DC 20460-0001.
Hand Delivery: OPPT Document Control Office (DCO), EPA
East Bldg., Rm. 6428, 1201 Constitution Ave., NW., Washington, DC.
Attention: Docket ID Number EPA-HQ-OPPT-2009-0112. The DCO is open from
8 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The
telephone number for the DCO is (202) 564-8930. Such deliveries are
only accepted during the DCO's normal hours of operation, and special
[[Page 8576]]
arrangements should be made for deliveries of boxed information.
Instructions: Direct your comments to docket ID number EPA-HQ-OPPT-
2009-0112. EPA's policy is that all comments received will be included
in the docket without change and may be made available on-line at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through regulations.gov or e-
mail. The regulations.gov website is an ``anonymous access'' system,
which means EPA will not know your identity or contact information
unless you provide it in the body of your comment. If you send an e-
mail comment directly to EPA without going through regulations.gov,
your e-mail address will be automatically captured and included as part
of the comment that is placed in the docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses.
Docket: All documents in the docket are listed in the docket index
available at https://www.regulations.gov. Although listed in the index,
some information is not publicly available, e.g., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, will be publicly available only
in hard copy. Publicly available docket materials are available
electronically at https://www.regulations.gov, or, if only available in
hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA
Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution
Ave., NW., Washington, DC. The EPA/DC Public Reading Room hours of
operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number of the EPA/DC Public Reading Room
is (202) 566-1744, and the telephone number for the OPPT Docket is
(202) 566-0280. Docket visitors are required to show photographic
identification, pass through a metal detector, and sign the EPA visitor
log. All visitor bags are processed through an X-ray machine and
subject to search. Visitors will be provided an EPA/DC badge that must
be visible at all times in the building and returned upon departure.
FOR FURTHER INFORMATION CONTACT: For general information contact: Colby
Lintner, Regulatory Coordinator, Environmental Assistance Division
(7408M), Office of Pollution Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001; telephone number: (202) 554-1404; e-mail address: TSCA-Hotline@epa.gov.
For technical information contact: Paul Campanella or John
Schaeffer, Chemical Control Division (7405M), Office of Pollution
Prevention and Toxics, Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington, DC 20460-0001; telephone number:
(202) 564-8091 or (202) 564-8173; e-mail address:
campanella.paul@epa.gov or schaeffer.john@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by this action if you manufacture
(defined by statute to include import) or process any of the chemical
substances that are listed in Sec. 799.5089(j) of the proposed
regulatory text. Any use of the term ``manufacture'' in this proposed
rule will encompass ``import,'' unless otherwise stated. In addition,
as described in Unit V., once the Agency issues a final rule, any
person who exports, or intends to export, any of the chemical
substances included in the final rule will be subject to the export
notification requirements in 40 CFR part 707, subpart D. Potentially
affected entities may include, but are not limited to:
Manufacturers (defined by statute to include importers) of
one or more of the 29 subject chemical substances (NAIC codes 325 and
324110), e.g., chemical manufacturing and petroleum refineries.
Processors of one or more of the 29 subject chemical
substances (NAIC codes 325 and 324110), e.g., chemical manufacturing
and petroleum refineries.
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in Unit IV.E. and
consult Sec. 799.5089(b) of the proposed regulatory text. If you have
any questions regarding the applicability of this action to a
particular entity, consult either technical person listed under FOR
FURTHER INFORMATION CONTACT.
B. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as
CBI and then identify electronically within the disk or CD-ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for preparing your comments. When submitting comments,
remember to:
i. Identify the document by docket ID number and other identifying
information (subject heading, Federal Register date and page number).
ii. Follow directions. The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns and
suggest alternatives.
vii. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
viii. Make sure to submit your comments by the comment period
deadline identified.
C. Can I Request an Opportunity to Present Oral Comments to the Agency?
You may submit a request for an opportunity to present oral
comments. This request must be made in writing.
[[Page 8577]]
If such a request is received on or before May 26, 2010, EPA will hold
a public meeting on this proposed rule in Washington, DC. This written
request must be submitted to the mailing or hand delivery addresses
provided under ADDRESSES. If such a request is received, EPA will
announce the scheduling of the public meeting in a subsequent document
in the Federal Register. If a public meeting is announced, and if you
are interested in attending or presenting oral and/or written comments
at the public meeting, you should follow the instructions provided in
the subsequent Federal Register document announcing the public meeting.
II. Background
A. What Action is the Agency Taking?
EPA is proposing to issue a test rule under TSCA section 4(a)(1)(B)
(15 U.S.C. 2603(a)(1)(B)) that would require manufacturers and
processors of the 29 chemical substances listed in this proposed rule
to conduct testing for environmental fate (including five tests for
physical/chemical properties and biodegradation), ecotoxicity (in fish,
Daphnia, and algae), acute toxicity, genetic toxicity (gene mutations
and chromosomal aberrations), repeated dose toxicity, and developmental
and reproductive toxicity. The chemical substances are HPV chemicals,
i.e., chemical substances with a production/import volume equal to or
greater than 1 million pounds (lbs.) per year. A detailed discussion
regarding efforts to enhance the availability of screening level hazard
and environmental fate information about HPV chemicals can be found in
a Federal Register notice which published on December 26, 2000 (Ref.
1).
This proposed rule follows earlier testing actions for certain HPV
chemicals (see Refs. 2, 3, and 11).
This proposed TSCA section 4(a) test rule addresses some of the 207
remaining ``orphan'' HPV chemicals that were placed on the Priority
Testing List by the Interagency Testing Committee (ITC). For a summary,
see: ``Sixty-Third Report of the TSCA Interagency Testing Committee to
the Administrator of the Environmental Protection Agency; Receipt of
Report and Request for Comments; Notice'' (Ref. 9). ``Orphan'' chemical
substances are those HPV chemicals that were not sponsored for testing
under the voluntary HPV Challenge Program or under certain
international efforts (see Unit II.C.).
Of the 207 chemical substances, 159 no longer meet the HPV
criterion; 3 already have data that meets needs identified in this
proposed rule; and 16, while meeting the production volume criterion
for HPV, appear to lack the exposure data necessary to support TSCA
section 4(a)(1)(B) findings. Therefore, these 178 chemical substances
are not being considered for testing by EPA at this time. The remaining
29 chemical substances are addressed in this proposed TSCA section 4(a)
test rule. These conclusions are based primarily on information
reported in the 2006 TSCA Inventory Update Rule (IUR) (40 CFR part 710)
and a 2006 TSCA Preliminary Assessment Information Reporting (PAIR)
rule issued for the HPV orphan chemicals (Ref. 10). EPA also sought and
considered, when available, information from other data sources (e.g.,
the Toxics Release Inventory (TRI), the National Occupational Exposure
Survey (NOES)).
B. What is the Agency's Authority for Taking this Action?
EPA is proposing this test rule under TSCA section 4(a)(1)(B) (15
U.S.C. 2603(a)(1)(B)), which directs EPA to require by rule that
manufacturers and/or processors of chemical substances and mixtures
conduct testing, if the EPA Administrator finds that:
(B)(i) a chemical substance or mixture is or will be produced in
substantial quantities, and (I) it enters or may reasonably be
anticipated to enter the environment in substantial quantities or
(II) there is or may be significant or substantial human exposure to
such substance or mixture,
(ii) there are insufficient data and experience upon which the
effects of the manufacture, distribution in commerce, processing,
use, or disposal of such substance or mixture or of any combination
of such activities on health or the environment can reasonably be
determined or predicted, and
(iii) testing of such substance or mixture with respect to such
effects is necessary to develop such data [.]
Once the EPA Administrator has made a finding under TSCA section
4(a)(1)(B), EPA may require any type of health or environmental effects
testing necessary to address unanswered questions about the effects of
the chemical substance or mixture that are relevant to whether the
manufacture, distribution in commerce, processing, use, or disposal of
the chemical substance or mixture, or any combination of such
activities, presents an unreasonable risk of injury to health or the
environment. EPA need not limit the scope of testing required to the
factual basis for the TSCA section 4(a)(1)(B)(i) findings. This
approach is explained in more detail in EPA's TSCA section 4(a)(1)(B)
Final Statement of Policy (B Policy) (Ref. 4, pp. 28738-28739).
In this proposed test rule, EPA would use its broad TSCA section
4(a) authority to obtain data necessary to support the development of
preliminary or ``screening level'' hazard and risk characterizations
for certain HPV chemicals specified in Table 2 in Sec. 799.5089(j) of
the proposed regulatory text. EPA has made preliminary findings for
these chemical substances under TSCA section 4(a)(1)(B) that: They are
produced in substantial quantities; there is or may be substantial
human exposure to them; existing data are insufficient to determine or
predict their health and environmental effects; and testing is
necessary to develop such data.
C. Why is EPA Taking this Action?
In April 1998, EPA initiated a national effort to make certain
basic information about the environmental fate and potential health and
environmental hazards associated with the most widespread chemicals in
commerce available to the public. Mechanisms to collect or, where
necessary, develop needed data on U.S. HPV chemicals include the
voluntary HPV Challenge Program, certain international efforts (the
Organization for Economic Cooperation and Development (OECD) HPV
Screening Information Data Sets (SIDS) Program; and the International
Council of Chemical Associations (ICCA) HPV Initiative), and TSCA
section 4 test rules. The voluntary HPV Challenge Program was created
to ensure that a baseline set of data on approximately 2,800 HPV
chemicals would be made available to EPA and the public. HPV chemicals
are manufactured or imported in amounts equal to or greater than 1
million lbs. per year and were identified for the voluntary HPV
Challenge Program through data reported under the IUR during 1990. The
SIDS data set sought by the voluntary HPV Challenge Program was
developed by OECD, of which the United States is a member. The SIDS
provides an internationally agreed upon set of test data for screening
HPV chemicals for human and environmental hazards, and assists the
Agency and others in making an informed, preliminary judgment about the
hazards of HPV chemicals.
The voluntary HPV Challenge Program was designed to make maximum
use of scientifically adequate existing test data and to avoid
unnecessary and duplicative testing of U.S. HPV chemicals. Therefore,
EPA is continuing to participate in the voluntary international
efforts, complementary to the voluntary HPV Challenge Program, that are
being
[[Page 8578]]
coordinated by the OECD to secure basic hazard information on HPV
chemicals in use worldwide, including some of those on the 1990 U.S.
HPV chemicals list (Ref. 5). This includes agreements to sponsor a U.S.
HPV chemical under either the OECD HPV SIDS Program (Ref. 6), including
sponsorship by OECD member countries beyond the United States, or the
international HPV Initiative that is being organized by the ICCA (Ref.
7).
Additional details regarding the voluntary HPV Challenge Program
and these international efforts were provided in the prior HPV TSCA
section 4 rules (Refs. 2, 3, and 11). It was EPA's position that U.S.
data needs that remained unmet in the voluntary HPV Challenge Program
or through international efforts could be addressed through TSCA
section 4 rulemakings, such as the final test rule published by EPA on
March 16, 2006 (Ref. 3). This proposed rule is the third TSCA section 4
HPV SIDS rule, and addresses the unmet data needs of 29 chemical
substances.
After EPA publishes the final rule based on the proposed rule, EPA
intends to make the information collected under the final rule
available to the public, other Federal agencies, and any other
interested parties. This information will be on its website (https://www.epa.gov/chemrtk) and in the docket for the final rule identified
under ADDRESSES. As appropriate, this information will be used to
ensure a scientifically sound basis for risk assessment/management
actions.
D. Why is this Proposed Rule Focusing on HPV Chemicals and SIDS
Testing?
This proposed rule pertains to HPV chemicals, which are
manufactured or imported in amounts equal to or greater than 1 million
lbs. per year, which EPA determined account for 95% of total chemical
production in the United States (Ref. 8, p. 32296). EPA found that, of
those non-polymeric organic substances produced or imported in amounts
equal to or greater than 1 million lbs. per year based on 1990 IUR
reporting, only 7% had a full set of publicly available and
internationally recognized basic screening test data for health and
environmental effects (Ref. 12). Of the over 2,800 U.S. HPV chemicals
43% had no publicly available basic hazard data. For the remaining
chemicals, limited amounts of the data were available. This lack of
available hazard data compromises EPA's and others' ability to
determine whether these HPV chemicals pose potential risks to human
health or the environment, as well as the public's ability to know
about the hazards of chemicals that may be found in their environment,
their homes, their workplaces, and the products they buy.
SIDS testing evaluates the following six testing endpoints (Ref.
6):
Acute toxicity.
Repeated dose toxicity.
Developmental and reproductive toxicity.
Genetic toxicity (gene mutations and chromosomal
aberrations).
Ecotoxicity (studies in fish, Daphnia, and algae).
Environmental fate (including physical/chemical properties
(melting point, boiling point, vapor pressure, n-Octanol/Water
Partition Coefficient, and water solubility), photolysis, hydrolysis,
transport/distribution, and biodegradation).
Data on the six SIDS endpoints provide a consistent minimum set of
information that can be used to help assess the relative risks of
chemicals and whether additional testing or assessment is necessary.
E. How Would the Data Developed Under this Test Rule Be Used?
EPA would use the data obtained from the rule proposed in this
document to support development of preliminary hazard and risk
assessments for the 29 HPV chemicals subject to the rule. The data
would also be used by EPA to set priorities for further testing that
may produce hazard information on these HPV chemicals that may be
needed by EPA, other Federal agencies, the public, industry, and
others, to support adequate risk assessments. As appropriate, this
information would be used to ensure a scientifically sound basis for
risk characterizations and risk management actions. As such, this
effort would serve to further the Agency's goal of identifying and
controlling human and environmental risks as well as providing greater
knowledge and protection to the public. EPA uses data from test rules
to support such activities as the development of water quality
criteria, TRI listings, chemical advisories, and reduction of workplace
exposures.
In addition, a key goal of the voluntary HPV Challenge Program was
making basic health and environmental effects data for HPV chemicals
available to the public as part of EPA's ``Right to Know'' Initiative.
A basic premise of the voluntary HPV Challenge Program is that the
public has a right to know about the hazards associated with chemicals
in their environment. Everyone--including industry, environmental
protection groups, animal welfare organizations, government groups, and
the general public, among others--can use the data provided through the
HPV Challenge Program, and also data collected on HPV chemicals through
other means, including TSCA section 4 testing, to make informed
decisions related to the human and the environmental hazards of
chemicals that they encounter in their daily lives.
F. How are Animal Welfare Issues Being Considered in the HPV
Initiative?
EPA recognizes the concerns that have been expressed about the use
of test procedures that require the use of animals. As discussed in
Unit II.E. of Ref. 1, EPA is making every effort to ensure that as the
HPV Initiative is implemented (including TSCA section 4 HPV test
rules), unnecessary or duplicative testing is avoided and the use of
animals is minimized. As a general matter, EPA does not require that
tests on animals be conducted if an alternative scientifically
validated method is found acceptable and practically available for use.
Where testing must be conducted to develop adequate data, the Agency is
committed to reducing the number of animals used for testing, to
replacing test methods requiring animals with alternative test methods
when acceptable alternative methods are available, and to refining
existing test methods to optimize animal use when there is no
substitute for animal testing. EPA believes that these reduction,
replacement, and refinement objectives are all important elements in
the overall consideration of alternative testing methods.
III. EPA Proposed Findings
A. What is the Basis for EPA's Proposed Rule to Test These Chemical
Substances?
As indicated in Unit II.B., in order to promulgate a final rule
under TSCA section 4(a) requiring the testing of chemical substances or
mixtures, EPA must, among other things, make certain findings regarding
either risk (TSCA section 4(a)(1)(A)(i)) or production combined with
either chemical release or human exposure (TSCA section 4(a)(1)(B)(i)),
with regard to those chemical substances. EPA is proposing to require
testing of the chemical substances included in this proposed rule based
on its preliminary findings under TSCA section 4(a)(1)(B)(i) relating
to ``substantial'' production and ``substantial human exposure,'' and/
or ``substantial release to the environment,'' as well as findings
under TSCA sections 4(a)(1)(B)(ii) and (iii) relating to sufficient
data and the need for testing. The chemical substances included in
[[Page 8579]]
this proposed rule are listed in Table 2 in Sec. 799.5089(j) of the
proposed regulatory text along with their Chemical Abstract Service
(CAS) Registry numbers.
In EPA's B Policy (see Unit III.E.), ``substantial production'' of
a chemical substance or mixture is generally considered to be aggregate
production (including import) volume equaling or exceeding 1 million
lbs. per year of that chemical substance or mixture (Ref. 4, p. 28747).
EPA's B Policy also provides guidelines that are generally considered
by EPA in evaluating whether there is or may be ``substantial human
exposure'' of workers, consumers, and the general population to a
chemical substance or mixture or whether a chemical substance enters or
may reasonably be anticipated to enter the environment in substantial
quantities. Refer to EPA's B Policy for further discussion on how EPA
generally evaluates chemical substances or mixtures under TSCA section
4(a)(1)(B)(i). For the reasons set out in EPA's B Policy, EPA believes
that the guidance included in the B Policy is appropriate for
consideration in this proposed rule and EPA sees no reason not to act
consistently with that guidance with respect to the chemical substances
included in this proposed rule.
EPA has found preliminarily that, under TSCA section 4(a)(1)(B)(i),
each of the 29 chemical substances included in this proposed rule is
produced in ``substantial'' quantities (see Unit III.B.) and, for 27
chemical substances, that there is or may be ``substantial human
exposure'' to each chemical substance (see Units III.C. and III.D.).
Also, for 3 chemical substances (including the 2 for which EPA is not
able to make a preliminary finding regarding substantial human
exposure), EPA has found preliminarily that, under TSCA section
4(a)(1)(B)(i), the chemical substance enters or may reasonably be
anticipated to enter the environment in substantial quantities (see
Unit III.E.). In addition, under TSCA section 4(a)(1)(B)(ii), EPA has
preliminarily determined that there are insufficient data and
experience to reasonably determine or predict the effects of the
manufacture, processing, or use of these chemical substances, or of any
combination of such activities, on human health or the environment (see
Unit III.F.). EPA has also found preliminarily that testing the 29
chemical substances identified in this proposed rule is necessary to
develop such data (TSCA section 4(a)(1)(B)(iii)) (see Unit III.F.). EPA
has not identified any ``additional factors'' as discussed in the B
Policy (Ref. 4, p. 28746) to cause the Agency to use decisionmaking
criteria other than those described in the B Policy.
The chemical substances included in this proposed rule are listed
in Sec. 799.5089(j) of the proposed regulatory text along with their
CAS numbers.
B. Are These Chemical Substances Produced and/or Imported in
Substantial Quantities?
EPA has made preliminary findings that each of the chemical
substances included in this proposed rule is produced and/or imported
in an amount equal to or greater than 1 million lbs. per year (Ref.
15). These findings are based on:
1. Information gathered in the 2006 IUR (40 CFR part 710), which is
the most recently available compilation of TSCA Inventory data.
2. A TSCA section 8(a) PAIR rule (Ref. 10), issued for those HPV
orphan chemicals which had been added to the ITC Priority Testing List
(Ref. 9). EPA believes that these annual production and/or importation
volumes are ``substantial'' as that term is used with reference to
production in TSCA section 4(a)(1)(B)(i). (See also Ref. 4, p. 28746).
A discussion of EPA's preliminary ``substantial production'' finding
for each chemical substance included in this proposed rule is contained
in a separate document (see Ref. 15).
C. Are a Substantial Number of Workers Exposed to These Chemicals?
EPA has made preliminary findings that the manufacture, processing,
and use of 27 of the 29 chemical substances (Table 1. of Unit III.D.)
included in this action result or may result in exposure of a
substantial number of workers to the chemical substances.
This finding is based, in large part, on information submitted in
accordance with the 2006 IUR (40 CFR part 710) and the 2006 PAIR rule
(Ref. 10). For chemicals whose total production volume (manufactured
and imported) exceeded 300,000 lbs. at a site during calendar year
2005, manufacturers and importers were required to report the number of
potentially exposed workers during industrial processing and use to the
extent the information was readily obtainable. In addition, the
submitters are required to provide information regarding the commercial
and consumer uses of the chemical substance.
EPA believes that an exposure of over 1,000 workers to a chemical
substance is ``substantial'' as that term is used with reference to
``human exposure'' in TSCA section 4(a)(1)(B)(i). EPA believes, based
on experience gained through case-by-case analysis of existing
chemicals, that an exposure of 1,000 workers or more to a chemical
substance is a reasonable interpretation of the phrase ``substantial
human exposure'' in TSCA section 4(a)(1)(B)(i) (Ref. 4). Therefore,
EPA's preliminary finding is that there is or may be substantial human
exposure (workers) to 27 of these 29 chemical substances.
In addition to the 2006 IUR and the 2006 PAIR data collected on the
HPV orphan chemicals, EPA also reviewed NOES data developed by the
National Institute for Occupational Safety and Health (NIOSH) (Ref.
16). The NOES data indicates that more than 1,000 workers were exposed
to 7 of the 29 chemical substances that are the subject of this rule.
The NOES was a nationwide data gathering project conducted by NIOSH,
which was designed to develop national estimates for the number of
workers potentially exposed to various chemical, physical and
biological agents and describe the distribution of these potential
exposures. Begun in 1980 and completed in 1983, the survey involved a
walk-through investigation by trained surveyors of 4,490 facilities in
523 different types of industries. Surveyors recorded potential
exposures when a chemical agent was likely to enter or contact the
worker's body for a minimum duration. These potential exposures could
be observed or inferred. Information from these representative
facilities was extrapolated to generate national estimates of
potentially exposed workers for more than 10,000 different chemicals
(Refs. 16, 51, and 52). For the 29 chemical substances in this proposed
rule, EPA compared production volumes from the 1986 IUR data collection
to the production volumes for the 2006 IUR and PAIR data collections.
For the 29 chemical substances in this proposed rule, there was no
decrease in production volume from 1986 to 2006. For the 7 chemical
substances for which EPA has NOES data indicating substantial worker
exposure, the 2006 IUR and 2006 PAIR production volume data are
consistent with the 1980's NOES results, in that production volumes for
these chemical substances either stayed the same or increased since
1986, thereby suggesting that the usage of these chemical substances is
no less than when NOES data were gathered.
EPA has performed a chemical-by-chemical analysis for all 29
chemical substances and carefully considered the industrial process and
use information along with the commercial and consumer use information
from the 2006 IUR and PAIR submissions. Commercial uses are defined as:
``The
[[Page 8580]]
use of a chemical substance or mixture in a commercial enterprise
providing saleable goods or services (e.g., dry cleaning establishment,
painting contractor)''; 40 CFR 710.43. Detailed information from the
IUR submissions can be found in the ``Testing of Certain High
Production Volume Chemicals-3 (Exposure Findings Supporting
Information)'' (Ref. 15). Based on the descriptions provided for the
IUR uses, EPA has preliminarily concluded that chemical substances with
certain reported commercial uses, such as painting contractor, etc.,
may result in potential exposure to 1,000 workers or more. The total
number of workers reported under the IUR is the sum of information on
both industrial workers plus commercial use workers. EPA's exposure
findings document (Ref. 15) discusses the basis of EPA's preliminary
``substantial exposure'' finding for workers. The Agency also solicits
comment regarding the number of workers potentially exposed to the
chemical substances identified in this proposed rule.
D. Are a Substantial Number of Consumers Exposed to These Chemicals?
Based on 2006 IUR data, EPA has made preliminary findings that the
uses of 20 of the chemical substances included in this action result or
may result in exposure to a substantial number of consumers (Ref. 15).
EPA reviewed the consumer use information reported for the 2006 IUR and
carefully considered the nature of those uses. As stated in EPA's B
Policy, the Agency believes, based on experience gained through case-
by-case analysis of other chemical substances, that an exposure of
10,000 or more consumers to a chemical substance is a reasonable
interpretation of the phrase ``substantial human exposure'' in TSCA
section 4(a)(1)(B)(i) (Ref. 4). Upon completion of the review, EPA has
preliminarily concluded that the reported consumer uses for certain of
the chemical substances in this action may result in exposures to at
least 10,000 consumers, so there is substantial human exposure to these
chemical substances.
A discussion of the basis for EPA's preliminary ``substantial
exposure'' finding for consumers is contained in a separate document
(Ref. 15). The Agency solicits comment regarding the number of
consumers potentially exposed to the chemical substances identified in
this proposed rule, particularly on assumptions that are based on EPA's
experience with other chemical substances that there is or may be
``substantial human exposure'' to a chemical substance when that
chemical substance is used in certain consumer-use products, and is
produced at high production volume.
Table 1.--Exposure Based Findings--Substantial Human Exposure
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Production Volume Meet Exposure Meet Substantial
---------------------------------------- Based Criteria For NOES (number of Meet Exposure Meet Exposure or Significant 2006 IUR or PAIR
CAS No. Manufacturing & workers) Based Criteria for Based Criteria for Release Criteria commercial/
2006 IUR PAIR Industrial Workers Commercial Workers Consumers (PAIR) consumer use
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
83-41-0 < 1 million (M) > 10M-50M X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
96-22-0 > 10M-50M > 10M-50M X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
98-09-9 > 1M-10M > 1M-10M X 851 X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
98-56-6 > 1M-10M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
111-44-4 > 1M-10M < 1M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
127-68-4 > 1M-10M < 1M X 9,386 X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
506-51-4 < 1M > 1M-10M X 1,281 X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
506-52-5 < 1M > 1M-10M X 1,565 X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
515-40-2 > 1M-10M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
2494-89-5 > 1M-10M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
5026-74-4 > 1M-10M > 1M-10M X 952 X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
22527-63-5 > 1M-10M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
24615-84-7 > 1M-10M < 1M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
25321-41-9 > 1M-10M < 1M X 2,843 X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
25646-71-3 > 1M-10M < 1M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
52556-42-0 > 1M-10M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
61788-76-9 > 10M-50M > 1M-10M X 176,314 X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
65996-79-4 > 10M-50M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
65996-82-9 > 100M-1 billion > 100M-1B X X X X
(B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 8581]]
65996-89-6 > 1B > 1B X 761 X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
65996-92-1 > 100M-1B > 100M-1B X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
68082-78-0 > 1M-10M > 1M-10M X 41,153 X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
68187-57-5 > 100M-1B > 100M-1B X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
68442-60-4 > 1M-10M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
68610-90-2 > 1M-10M > 1M-10M X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
68988-22-7 > 10M-50M > 10M-50M X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
70693-50-4 > 1M-10M > 1M-10M X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
72162-15-3 > 1M-10M < 1M X 64,227 X ..................
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
73665-18-6 > 50M-100M > 100M-1B X X X X
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
E. Are Substantial Quantities of These Chemicals Released to the
Environment?
EPA has made preliminary findings that three chemical substances,
benzene, 1,2-dimethyl-3-nitro-acetaldehyde (CAS No. 83-41-0); tar oils,
coal (CAS No. 65996-89-6); and 1,4-benzenedicarboxylic acid, 1,4-
dimethyl ester, manuf. of, by-products from (CAS No. 68988-22-7) enter
or may reasonably be anticipated to enter the environment in
substantial quantities. These findings are based upon their reported
PAIR data.
EPA believes that an environmental release of a chemical substance
in an amount equal to or greater than 1 million lbs. per year or
greater than 10% of the reported production volume is ``substantial''
as that term is used with reference to ``enter the environment in
substantial quantities'' in TSCA section 4(a)(1)(B)(i). (See Ref. 4,
pp. 28736, 28746).
The Agency solicits comment regarding additional information
pertaining to the amount of environmental release of the chemical
substances identified in this proposed rule.
F. Do Sufficient Data Exist for These Chemical Substances?
In developing the testing requirements for chemicals contained in
this proposed rule, available information on chemical/physical
properties, environmental fate, ecotoxicity and human health effects
was searched using the data sources outlined in the OECD guidelines
found in section 3.1 (Reliability, Relevance and Adequacy) of the
``Manual for the Investigation of HPV Chemicals'' (Ref. 6) such as:
Beilstein Database, CRC Handbook of Chemistry and Physics, Hawley's
Condensed Chemical Dictionary, Illustrated Handbooks of Physical-
Chemical Properties and Environmental Fate for Organic Chemicals, Merck
Index, Hazardous Substances Data Bank (HSDB), TOXLINE, and National
Technical Information Service (NTIS). EPA also searched for available
data as summarized in its HPV Information System (Ref. 50). When
appropriate, the Federal Research In Progress (FEDRIP) database was
also searched. Any information that was obtained from these searches
was evaluated for data acceptability using the guidelines described on
EPA's HPV Challenge Program website (https://www.epa.gov/chemrtk):
``Guidance for Meeting the SIDS Requirements (the SIDS Guide)'' and
``Guidance for Assessing the Adequacy of Existing Data.'' Furthermore,
data adequacy and reliability were evaluated using the OECD guidelines
which can be found in section 3.1 of the OECD ``Manual for the
Investigation of HPV Chemicals'' (Ref. 6).
Section 799.5089(j) of the proposed regulatory text lists each
chemical and the SIDS tests for which adequate data are not currently
available to the Agency. The Agency preliminarily finds that the
existing data for one or more of the SIDS testing endpoints for each of
the chemicals listed in Table 2 of the proposed regulatory text
(including environmental fate (comprising five tests for physical/
chemical properties [melting point, boiling point, vapor pressure, n-
Octanol/Water Partition Coefficient, and water solubility] and
biodegradation); ecotoxicity (tests in fish, Daphnia, and algae); acute
toxicity; genetic toxicity (gene mutations and chromosomal
aberrations); repeated dose toxicity; and developmental and
reproductive toxicity) are insufficient to enable EPA to reasonably
determine or predict the human health and environmental effects
resulting from manufacture, processing, and use of these chemical
substances.
G. Can Other Data Meet the Requirements for the Testing Proposed in
this Action?
EPA solicits comment concerning the availability of existing
studies on the SIDS endpoints proposed in this document on these
chemical substances. To the extent that additional studies relevant to
the testing proposed in this rulemaking are known to exist, EPA
strongly encourages the submission of this information as comments to
the proposed rule, including full citations for publications and full
copies of unpublished studies. If EPA judges such data to be
sufficient, corresponding testing will not be included in the final
rule. Commenters are also encouraged to prepare a robust summary (Ref.
13) for each such study to facilitate EPA's review of the full study
report or publication. Persons who respond to
[[Page 8582]]
this request to submit robust summaries are also encouraged to submit
the robust summary electronically via the High Production Volume
Information System (HPVIS) to allow for its ready incorporation into
HPVIS. Directions for electronic submission of robust summary
information into HPVIS are provided at https://iaspub.epa.gov/oppthpv/metadata.html. This link will direct you to the ``HPVIS Quick Start and
User's Guide.''
Persons who believe that adequate information regarding a chemical
subject to this proposed rule can be developed using a category or the
Structure-Activity Relationships (SAR) approach are encouraged to
submit appropriate information, along with their rationale which
substantiates this belief, during the comment period on this proposed
rule. If, based on submitted information and other information
available to EPA, the Agency agrees EPA will take such measures as are
needed to avoid unnecessary testing in the final rule.
H. Is Testing Necessary for These Chemical Substances?
EPA knows of no other means to generate the SIDS data other than
the testing proposed in this document, and therefore believes that
conducting the needed SIDS testing identified for the 29 subject
chemical substances is necessary to provide data relevant to a
determination of whether the manufacture, processing, and use of the
chemical substances does or does not present an unreasonable risk of
injury to human health and the environment. EPA also believes it's
important to make these data available to satisfy the ``Right-to-Know''
principles included in the HPV Challenge Program goals.
IV. Proposed Testing
A. What Testing is Being Proposed in this Action?
EPA is proposing specific testing and reporting requirements for
the chemical substances specified in Sec. 799.5089(j) of the proposed
regulatory text.
All of the proposed testing requirements are listed in Table 2 in
Sec. 799.5089(j) of the proposed regulatory text and consist of a
series of test methods covering many of the endpoints in the OECD HPV
SIDS testing battery. EPA's TSCA 799 test guidelines (40 CFR part 799,
subparts E and H) have been harmonized with the OECD test guidelines.
However, EPA is specifying that the American Society for Testing and
Materials International (ASTM International) or the TSCA 799 test
guidelines be used rather than OECD test guidelines because the
language in the ASTM International standards and the TSCA 799 test
guidelines makes clear which steps are mandatory and which steps are
only recommended. Accordingly, in order to comply with the testing
proposed, EPA is proposing that testing must be conducted in accordance
with ASTM International or TSCA 799 test guidelines. Most of the
proposed testing requirements for a particular endpoint are specified
in one test standard. In the case of certain endpoints, however, any of
multiple listed methods could be used. For several of the proposed test
standards, EPA has identified and is proposing certain ``Special
Conditions'' as discussed in this unit. The following endpoints and
proposed test standards would be required under this proposed rule.
1. Physical/Chemical Properties.
Melting Point: ASTM E 324-99 (capillary tube) (Ref. 17).
Boiling Point: ASTM E 1719-05 (ebulliometry) (Ref. 18).
Vapor Pressure: ASTM E 1782-03 (thermal analysis) (Ref. 19).
n-Octanol/Water Partition Coefficient:
Method A (40 CFR 799.6755--shake flask).
Method B (ASTM E 1147-92(2005)--liquid chromatography) (Ref. 20).
Method C (40 CFR 799.6756--generator column).
Water Solubility:
Method A: (ASTM E 1148-02--shake flask) (Ref. 21).
Method B (40 CFR 799.6784--shake flask).
Method C (40 CFR 799.6784--column elution).
Method D (40 CFR 799.6786--generator column).
For those chemical substances needing melting points
determinations, EPA is proposing that melting points be determined
according to ASTM method E 324-99. Although ASTM International
indicates on its website, https://www.astm.org/cgi-bin/SoftCart.exe/
STORE/filtrexx40.cgi?U+mystore+lien2117+-L+E324+/usr6/htdocs/astm.org/
DATABASE.CART/WITHDRAWN/E324.htm that ASTM E 324-99 has been withdrawn,
ASTM International's withdrawal of the method means only that ASTM
International no longer continues to develop and improve the method. It
does not mean that ASTM International no longer considers the method to
be valid. ASTM International has explained that ASTM E 324-99 was
withdrawn because:
The standard utilizes old, well-developed technology; it is
highly unlikely that any additional [changes] and/or modifications
will ever be pursued by the E15 [committee]. The time and effort
needed to maintain these documents detract from the time available
to develop new standards which use modern technology.
(Ref. 22)
ASTM International still makes the method available for
informational purposes and it can still be purchased from ASTM
International at the address listed in Sec. 799.5089(h) of the
proposed regulatory text.
EPA concludes that ASTM International's withdrawal of ASTM E 324-99
does not have negative implications on the validity of the method, and
EPA is proposing that melting points be determined according to ASTM E
324-99.
For the ``n-Octanol/Water Partition Coefficient (log 10 basis)''
and water solubility endpoints, EPA is proposing that certain ``Special
Conditions'' be considered by test sponsors in determining the
appropriate test method that would be used from among those included
for these endpoints in Table 3 in Sec. 799.5089(j) of the proposed
regulatory text.
For the ``n-Octanol/Water Partition Coefficient (log 10 basis)''
endpoint, also known as log Kow, EPA proposes that an
appropriate selection be made from among three alternative methods for
measuring the chemical substance's n-Octanol/Water Partition
Coefficient (log 10 basis; ``log Kow''). Prior to
determining the appropriate standard to use, if any, to measure the n-
Octanol/Water Partition Coefficient, EPA is recommending that the log
Kow be quantitatively estimated. EPA recommends that the
method described in ``Atom/Fragment Contribution Method for Estimating
Octanol-Water Partition Coefficients'' (Ref. 23) be used in making such
estimation. EPA is proposing that test sponsors must submit with the
final study report the underlying rationale for the test standard
selected for this endpoint. EPA is proposing this approach recognizing
that, depending on the chemical substance's log Kow, one or
more test methods may provide adequate information for determining the
log Kow, but that in some instances one particular test
method may be more appropriate. In general, EPA believes that the more
hydrophobic a subject chemical is, the less well Method A (40 CFR
799.6755--shake flask) will work and Method B (ASTM E 1147-92(2005))
and Method C (40 CFR 799.6756--generator column) become more suitable,
especially Method C. The proposed test methodologies have been
developed to meet a wide variety of
[[Page 8583]]
needs; and, as such, are silent on experimental conditions related to
pH. Therefore, EPA proposes that all required n-Octanol/Water Partition
Coefficient tests be conducted at pH 7 to ensure environmental
relevance. The proposed test standards and log Kow ranges
that would determine which tests must be conducted for this endpoint
are shown in Table 2 of this unit.
Table 2.--Test Requirements for the n-Octanol/Water Partition
Coefficient Endpoint
------------------------------------------------------------------------
Test Requirements
Testing Category and References Special Conditions
------------------------------------------------------------------------
Physical/chemical properties n-Octanol/Water n-Octanol/Water
Partition Partition
Coefficient (log Coefficient or log
10 basis) or log Kow:
Kow: Which method is
The appropriate required, if any,
log Kow test, if is determined by
any, would be the test
selected from substance's
those listed in estimated log Kow
this column--see as follows:
Special log Kow < 0: no
Conditions in the testing required.
adjacent column.. log Kow range 0-1:
Method A: 40 CFR Method A or B.
799.6755 (shake log Kow range > 1-
flask). 4: Method A or B
Method B: ASTM E or C.
1147-92(2005) log Kow range > 4-
(liquid 6: Method B or C.
chromatography). log Kow > 6: Method
Method C: 40 CFR C.
799.6756 Test sponsors must
(generator provide in the
column). final study report
the underlying
rationale for the
method and pH
selected. In order
to ensure
environmental
relevance, EPA
highly recommends
that the selected
study be conducted
at pH 7.
------------------------------------------------------------------------
For the ``Water Solubility'' endpoint, EPA proposes an appropriate
selection be made from among four alternative methods for measuring
that endpoint. The test method used, if any, would be determined by
first quantitatively estimating the test substance's water solubility.
One recommended method for estimating water solubility is described in
``Improved Method for Estimating Water Solubility From Octanol/Water
Partition Coefficient'' (Ref. 24). EPA is also proposing that test
sponsors be required to submit in the final study report the underlying
rationale for the test standard selected for this endpoint. The
proposed test methodologies have been developed to meet a wide variety
of needs and, as such, are silent on experimental conditions related to
pH. Therefore, EPA proposes that all required water solubility tests be
conducted starting at pH 7 to ensure environmental relevance. The
estimated water solubility ranges that EPA is proposing for use in
selecting an appropriate proposed test standard are shown in Table 3 of
this unit.
Table 3.--Test Requirements for the Water Solubility Endpoint
------------------------------------------------------------------------
Test Requirements
Testing Category and References Special Conditions
------------------------------------------------------------------------
Physical/chemical properties Water solubility: Water solubility:
The appropriate Which method is
method to use, if required, if any,
any, to test for would be
water solubility determined by the
would be selected test substance's
from those listed estimated water
in this column-- solubility. Test
see Special sponsors must
Conditions in the provide in the
adjacent column.. final study report
Method A: ASTM E the underlying
1148-02 (shake rationale for the
flask). method and pH
Method B: 40 CFR selected. In order
799.6784 (shake to ensure
flask). environmental
Method C: 40 CFR relevance, EPA
799.6784 (column highly recommends
elution). that the selected
Method D: 40 CFR study be conducted
799.6786 starting at pH 7.
(generator > 5,000 milligram/
column). Liter (mg/L):
Method A or B.
> 10 mg/L--5,000 mg/
L: Method A, B, C,