Technical Service Provider Assistance, 6839-6849 [2010-2814]
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6839
Rules and Regulations
Federal Register
Vol. 75, No. 29
Friday, February 12, 2010
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
Regulatory Flexibility Act
NRCS has determined that the
Regulatory Flexibility Act is not
applicable to this final rule because
NRCS is not required by 5 U.S.C. 553,
or any other provision of law, to publish
a notice of proposed rulemaking with
respect to the subject matter of this rule.
DEPARTMENT OF AGRICULTURE
Natural Resources Conservation
Service
7 CFR Part 652
RIN 0578–AA48
Technical Service Provider Assistance
Natural Resources
Conservation Service, United States
Department of Agriculture.
ACTION: Final rule.
AGENCY:
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SUMMARY: This Final rule amends the
Natural Resources Conservation Service
(NRCS) regulations for technical service
provider (TSP) provisions under the
Food Security Act of 1985. The Food,
Conservation, and Energy Act of 2008
(2008 Act) amended the TSP provisions,
and NRCS published an interim final
rule on January 16, 2009, to incorporate
these changes. This final rule responds
to public comments received to the
interim final rule, and confirms the
changes made to the TSP regulations,
with minor adjustments.
DATES: Effective date: This rule is
effective February 12, 2010.
FOR FURTHER INFORMATION CONTACT:
Barbara Eggers, Acting Team Leader,
Technical Service Provider Team,
Department of Agriculture, Natural
Resources Conservation Service, 1400
Independence Avenue, SW., Room 5236
South Building, Washington, DC 20250;
telephone: (202) 720–6731; fax: (202)
720–5334; or e-mail:
TSP2008@wdc.usda.gov.
SUPPLEMENTARY INFORMATION:
Regulatory Certifications
Executive Order 12866
Pursuant to Executive Order 12866,
the Office of Management and Budget
determined that this final rule is not a
significant regulatory action. NRCS
conducted an economic analysis of the
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potential impacts associated with this
program when it promulgated the
January 16, 2009, interim final rule. A
copy of the analysis is available upon
request from Barbara Eggers, Acting
Team Leader, Technical Service
Provider Team, Department of
Agriculture, Natural Resources
Conservation Service, 1400
Independence Avenue, SW., Room 5236
South Building, Washington, DC 20250.
be obtained from Barbara Eggers, Acting
Team Leader, Technical Service
Provider Team, Department of
Agriculture, Natural Resources
Conservation Service, 1400
Independence Avenue, SW., Room 5236
South Building, Washington, DC 20250.
Paperwork Reduction Act
Section 2904 of the 2008 Act provides
that the promulgation of regulations and
the administration of Title II of this Act
will be made without regard to chapter
35 of Title 44 of the U.S.C., also known
as the Paperwork Reduction Act.
Therefore, NRCS is not reporting
recordkeeping or estimated paperwork
burden associated with this final rule.
Government Paperwork Elimination Act
Environmental Analysis
The regulations promulgated by this
final rule establish a process of using
TSPs to provide technical assistance to
participants in certain USDA
conservation programs. The regulations
do not take or authorize any actions that
will have any effect on the human
environment. Accordingly, a separate
analysis for this rulemaking under the
National Environmental Policy Act is
not required.
NRCS is committed to compliance
with the Government Paperwork
Elimination Act and the Freedom to E–
File Act, which require government
agencies in general to provide the public
the option of submitting information or
transacting business electronically to
the maximum extent possible. To better
accommodate public access, NRCS has
developed an online application and
information system, TechReg, for use by
the public and TSPs.
Civil Rights Impact Analysis
NRCS has determined through a Civil
Rights Impact Analysis that the issuance
of this final rule discloses no
disproportionately adverse impact for
minorities, women, or persons with
disabilities. The data presented
indicates producers who are members of
the historically underserved groups
have participated in USDA programs at
parity with other producers.
Extrapolating from historical
participation data, it is reasonable to
conclude that USDA programs,
including TSPs, will continue to be
administered in a non-discriminatory
manner. Outreach and communication
strategies are in place to ensure all
producers will be provided the same
information to allow them to make
informed compliance decisions
regarding the use of their lands that will
affect their participation in USDA
programs. TSP applies to all persons
equally regardless of race, color,
national origin, gender, sex, or disability
status. Therefore, the TSP rule has no
adverse civil rights implications. Copies
of the Civil Rights Impact Analysis may
Executive Order 12988
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This final rule has been reviewed in
accordance with Executive Order 12988,
Civil Justice Reform. The provisions of
this final rule are not retroactive. The
provisions of this final rule preempt
State and local laws to the extent such
laws are inconsistent with this final
rule. Before an action may be brought in
a Federal court of competent
jurisdiction, the administrative appeal
rights afforded persons at 7 CFR part
614 must be exhausted.
Executive Order 13132
This final rule has been reviewed in
accordance with the requirements of
Executive Order 13132, Federalism.
NRCS has determined that this final rule
conforms with the Federalism
principles set forth in the Executive
Order; would not impose any
compliance costs on the States; and
would not have substantial direct effects
on the States, on the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities on the
various levels of government. Therefore,
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NRCS concludes that this final rule does
not have Federalism implications.
Executive Order 13175
This final rule has been reviewed in
accordance with Executive Order 13175,
Consultation and Coordination with
Indian Tribal Governments. NRCS has
assessed the impact of this final rule on
Indian tribal governments and has
concluded that this rule will not have
substantial direct effects on one or more
Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
Federal Crop Insurance Reform and
Department of Agriculture
Reorganization Act of 1994
Pursuant to section 304 of the
Department of Agriculture
Reorganization Act of 1994, Public Law
104–354, USDA classified this final rule
as not major.
Unfunded Mandates Reform Act of 1995
Pursuant to Title II of the Unfunded
Mandates Reform Act of 1995, Public
Law 104–4, NRCS assessed the effects of
this rulemaking action on State, local,
and tribal governments, and the public.
This action does not compel the
expenditure of $100 million or more by
any State, local, or tribal governments,
or anyone in the private sector;
therefore, a statement under section 202
of the Unfunded Mandates Reform Act
of 1995 is not required.
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Small Business Regulatory Enforcement
Fairness Act of 1996
Section 2904(c) of the 2008 Act
requires that NRCS use the authority in
section 808(2) of Title 5, U.S.C., which
allows an agency to forgo the Small
Business Regulatory Enforcement
Fairness Act of 1996 usual
congressional review delay of the
effective date of a regulation if the
agency finds that there is a good cause
to do so. NRCS hereby determines that
it has good cause to do so in order to
meet the congressional intent to have
the conservation programs authorized or
amended by Title II in effect as soon as
possible. Accordingly, this rule is
effective upon filing for public
inspection by the Office of the Federal
Register.
Discussion of Program
Background
NRCS is issuing a final rule for the
TSP assistance regulation at 7 CFR part
652. NRCS published an interim final
rule in the Federal Register on January
16, 2009 (74 FR 2800), to implement
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changes made as a result of the 2008
Act. This final rule responds to
comments made during the interim final
rule public comment period and makes
minor adjustments to the TSP regulation
at 7 CFR part 652.
NRCS utilizes its technical expertise
to provide information to eligible
participants (producers, land owners, or
entities) who apply to or are eligible to
participate in conservation programs to
help them make land management
decisions and to implement
conservation practices and systems.
Through its conservation planning
process, NRCS helps the participant
develop a conservation plan, and
subject to the availability of funds,
provides financial assistance to the
eligible participant to implement
conservation practices or systems.
On November 29, 2004, NRCS
published a final rule (69 FR 69450) on
TSP assistance (TSP 2004 final rule) that
creates the current regulatory structure
for TSP implementation. The TSP
regulation at 7 CFR part 652 is divided
into three subparts. Subpart A sets forth
the general provisions related to the
delivery of technical services. Subpart B
sets forth the certification criteria and
the process NRCS utilizes to evaluate a
TSP to determine whether such
provider is eligible to provide technical
assistance. Subpart C sets forth the
process and causes under which a TSP
may become decertified and, therefore,
ineligible to provide technical services.
The January 16, 2009, interim final
rule only made changes to provisions in
Subpart A of the TSP regulations.
Subpart A describes how program
participants choose TSPs and how
program participants may receive
payment from USDA for those services.
Subpart A also describes how USDA
expands its delivery of technical
services to program participants to meet
increased program participation. In
particular, USDA follows existing
procurement and financial assistance
laws when it enters into transactions to
expand the availability of technical
services.
The 2008 Act and the January 16, 2009,
Interim Final Rule
Section 2706 of the 2008 Act
amended section 1242 of the Food
Security Act of 1985 to ‘‘increase the
availability and range of technical
expertise available to eligible
participants to plan and implement
conservation measures.’’ In the interim
final rule published on January 16,
2009, NRCS amended 7 CFR part 652 to
include changes made by section 7206
of the 2008 Act as follows:
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• Covered Programs. The interim
final rule incorporated reference to the
Agricultural Management Assistance
(AMA) program. Since the TSP rule
only provides assistance for certain
conservation activities, eligible
activities under the AMA are limited to
those related to conservation.
• Technical Service Contracts. The
interim final rule established that
technical service contracts are available
only to eligible participants who do not
receive financial assistance through
Title XII programs and AMA. In
addition, the interim final rule specified
that technical service contracts will only
be available for technical assistance
from TSPs for the planning, design, or
installation of conservation practices.
• NRCS Training of TSPs. The
interim final rule clarified the role of
NRCS in training and described the
conditions and procedures by which
NRCS provides training to third party
providers to assist them in meeting the
certification requirements for the
different technical service categories
established by NRCS policy. NRCS’
training to others is limited to matters
concerning NRCS regulations, policies,
procedures, processes, and business and
technical tools unique to NRCS.
• Related Technical Services. In the
interim final rule, NRCS identified
‘‘related technical assistance services’’ to
include conservation planning
documentation, payment scheduling
and documentation, market survey
information related to the establishment
of easement compensation rates, and
similar activities which result in timely
implementation of conservation
programs.
• TSP Payment Rates. The interim
final rule identified that the NRCS State
offices determine fair and reasonable
payment rates for TSP assistance using
guidelines established by National
Headquarters and available local NRCS
cost, market, and procurement data. The
interim final rule also indicated that
NRCS emphasizes using market rate
data, where available, to determine TSP
payment rates.
• Certification Requirements. Section
2706 of the 2008 Act made a change to
TSP certification requiring the Secretary
of Agriculture to provide national
criteria for the certification of third
party providers and to approve any
unique certification requirements that
are proposed at the State level. The TSP
rule already provided national criteria
including that a TSP must meet State,
tribal, and professional business
licensing requirements. The interim
final rule did not incorporate any
additional criteria. However, NRCS
clarified its policy that licensing and
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State law requirements will be the only
State-level certification criteria allowed.
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Overview of Public Comments
NRCS received 25 responses
encompassing 31 comments. The
respondents included 14 State and local
governmental agencies, 7 nongovernmental organizations, one tribe,
and 3 individuals. The comments
encompassed issues related to
agreements, applicability, certification,
definitions, general program rules,
outreach, payments, procurement, and
assistance to socially disadvantaged
producers. NRCS has organized its
response according to these topic areas.
Agreements
Comment: Nine respondents raised
two concerns regarding TSP cooperative
and contribution agreements. The
respondents recommended: (1) NRCS
use multi-year umbrella agreements;
and (2) increased flexibility be provided
to participants through TSP contract
options.
Additionally, three respondents
encouraged NRCS to change its
agreement policy to allow less than 50
percent partner match under
contribution and cooperative
agreements.
Response:
Multi-year agreements. NRCS agrees
with the comments that multi-year
agreements can be more efficient since
they can be amended yearly to reflect
funding allocations, workload, agency
capacity, and resource priorities.
Section 2706 of the 2008 Act amended
section 1242 of the Food Security Act of
1985 to establish that an agreement
between USDA and a third party
provider will be for one year at a
minimum, and not to exceed 3 years.
NRCS is using the flexibility provided
by this statutory amendment. Since
NRCS has determined that its current
policy addresses adequately the use of
multi-year agreements, no changes were
made in response to these comments.
Increased Flexibility. The comments
focused on utilizing agreements
(contribution, cooperative, etc.) as a
method to extend outreach efforts to
historically underserved landowners,
and the commenter’s belief that such
outreach has not been sufficient in
previous years. The respondents
identified that conservation districts
could assist with these outreach efforts
by using flexibility in providing TSP
contract options to participants directly
through an agreement with a third party
provider.
However, the contracting and
agreement regulations which
respondents refer to as utilized for
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outreach are in actuality provisions of
Federal contracting law that ensures
sufficient technical services are
available when NRCS carries out
technical assistance. NRCS
appropriately uses other authorities to
specifically ensure outreach to
historically underserved farmers.
Specifically, under section 1244 of the
Food Security Act of 1985, each of the
NRCS conservation programs makes
available funds to encourage program
participation by beginning and socially
disadvantaged farmers and ranchers.
Additionally, NRCS has modified its
ranking criteria under its various
programs to ensure that small farm
operations have full opportunity to
participate. NRCS will utilize fully the
flexibility to provide technical
assistance to small farm operators,
including historically underserved
producers, through all available
mechanisms, including agreements with
conservation districts and others. No
changes were made in response to these
comments.
Contribution Requirements. Three
respondents encouraged NRCS to
consider revising the policy to allow
less than 50 percent match from
partners under cooperative and
contribution agreements.
Section 714 of the Agriculture
Appropriations Act for FY 2001 (Public
Law 106–387) provided permanent
authority codified at 7 U.S.C. 6962a for
the Secretary to enter into cooperative
arrangements with other entities to carry
out activities of mutual interest. Title 7
U.S.C. 6962a provides:
Notwithstanding any other provision of
law (including provisions of law requiring
competition), the Secretary of Agriculture
may hereafter enter into cooperative
agreements (which may provide for the
acquisition of goods or services, including
personal services) with a State, political
subdivision, or agency thereof, a public or
private agency, organization, or any other
person, if the Secretary determines the
objectives of the agreement will: (1) serve a
mutual interest of the parties in carrying out
the programs administered by NRCS; and (2)
all parties will contribute resources to the
accomplishment of these objectives:
Provided, that Commodity Credit Corporation
funds obligated for such purposes will not
exceed the level of obligation by the
Commodity Credit Corporation for such
purposes in FY 1998.
NRCS identifies cooperative
agreements entered into under section
714 authority as ‘‘contribution
agreements.’’ Under this authority,
NRCS works with agencies and
organizations throughout the country to
implement its programs.
On November 21, 2002, when NRCS
published its initial rulemaking for TSP,
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NRCS established that they would only
enter into a contribution agreement with
a certified TSP if the TSP contributed at
least 50 percent of the technical services
needed to accomplish the goals of the
project under which the contribution
agreement is entered. This requirement
is consistent with NRCS policy
regarding matching requirements for all
contribution agreements. In developing
the policy, the agency determined that
50 percent was the appropriate level of
match requirement to ensure that
implementation of the contribution
agreement authority did not undermine
the competitive financial assistance and
procurement processes and helped
show a mutuality of interest.
On July 9, 2003, NRCS published an
amendment to 7 CFR part 652 providing
a limited exception to the certification
requirements for State, local, and tribal
government. This amendment
maintained the 50 percent match for
contribution agreements. When NRCS
published a final rule for TSP
implementation in November 2004,
NRCS indicated that it had received
numerous comments regarding the 50
percent match requirement for
contribution agreements. In its response,
NRCS indicated that they reaffirmed
that the mutual goals of the agency and
its partners would best be served if the
other party, or parties, shared at least 50
percent of the cost. However, NRCS
recognized that while its experience at
that time was that the programs were
being effectively delivered under those
contribution rate requirements, it would
reconsider the matter should an
interruption in program delivery appear
to result from the 50 percent
contribution agreement. Therefore,
NRCS removed the regulatory
requirement for the 50 percent match,
but retained the requirement in its
contribution agreement policy.
Because the 50 percent match
requirement is not regulatory, NRCS is
not required to amend the TSP
regulation in order to effectuate a new
match requirement. However, NRCS has
reviewed its contribution agreement
policy in response to the comments
received and considered whether it
should retain the existing 50 percent
match, establish a new match
requirement, or remove any established
level of match requirement for
contribution agreements provided a
contribution of resources can be
documented. NRCS will issue new
policy which includes the flexibility for
the Chief and others identified in the
Delegation of Authority to waive the 50
percent contribution requirement in lieu
of in-kind services when the entity
provides a narrative which
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demonstrates that the 50 percent
requirement poses a financial burden on
the entity.
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Applicability
Seven respondents raised two
concerns related to the applicability
section, § 652.2 of the interim final rule.
Comment: Two respondents requested
clarification about why installation was
included among the list of TSP
activities.
Response: Section 652.2 of the TSP
rule includes installation among the list
of TSP activities since technical services
include activities that occur during
implementation of a conservation
practice. Installation includes laying out
the practice boundaries and elevations
and discussing the standards with the
contractor. Additionally, a design may
need minor adjustments to address
specific site conditions that could not be
known until practice implementation.
TSPs provide oversight during practice
implementation to help ensure that plan
specifications are understood and
applied by the contractor. Therefore, no
changes were made in response to this
comment.
Comment: Seven respondents stated
the list of services provided by TSPs
was too restricted and limited, and
recommended expanding the list to
reflect the 2008 Act changes, such as
forestry planning, education, and
outreach.
Response: NRCS concurs with the
comments related to expanding the list
to reflect the 2008 Act changes. The
2008 Act indicates a TSP may provide
technical services such as conservation
planning, education and outreach, and
assistance with design and
implementation of conservation
practices. In this final rule, NRCS has
modified § 652.1(b) to identify that TSPs
may provide technical services to
eligible participants in conservation
planning, education and outreach, and
assistance with design and
implementation of conservation
practices applied on private land,
Indian land, or where allowed by
conservation program rules on public
land. However, NRCS determined that
forestry planning does not need to be
added specifically because it is already
included in the definition of
conservation planning.
Certification
Four concerns were raised on the
topic of certification.
Comment: An individual
recommended that the certification
review process guard against adding
arbitrary new requirements.
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Response: Section 2706 of the 2008
Act required that National Headquarters
review any unique State-level
certification criteria. The preamble to
the interim final rule identified that
licensing and State law requirements are
the only State-level certification criteria
that will be allowed. However, the
interim final rule did not need to amend
the TSP regulation itself to effect this
statutory requirement. During its review
of certification criteria, NRCS will only
institute new certification requirements
if NRCS determines that the
requirements are essential to ensuring
quality assistance to program
participants is maintained.
Comment: Six respondents believe
that public agency providers meet most
certification requirements by virtue of
their employment with the exception
that they demonstrate familiarity with
NRCS regulations and policies. In
particular, the respondents expressed
that the expertise and training required
for natural resource professionals to be
employed by State agencies should
generally be regarded as sufficient to
meet the § 652.21(a)(1) and (2)
requirements. The respondents
recommended also deleting § 652.24(b)
because they believe it requires NRCS to
use the certification process for
individuals at § 652.22, thereby mooting
the opportunity to certify groups of
individuals under a public agency
application pursuant to § 652.24.
Response: NRCS notes that the
interim final rule did not make any
changes to Subpart B, and thus the
respondents’ comments are beyond the
scope of the interim final rule public
comment. However, NRCS will address
the respondents’ comments as follows:
NRCS establishes the minimal
certification criteria for a TSP to
perform a particular service and
identifies these according to technical
service categories. Section 652.21
addresses certification criteria and
requirements for all TSPs. Section
652.22 addresses the specific
requirements for individuals, § 652.23
addresses specific requirements for
private-sector entities, and § 652.24
addresses specific requirements for
public agencies.
While NRCS recognizes the
professionalism possessed by employees
of other public agencies, NRCS does not
believe that it is appropriate for the
agency to certify to the knowledge and
expertise of someone else’s employees
simply based upon their employment.
Therefore, NRCS incorporated under
§ 624.22, that a public agency must
identify at least one person in its
employ who is a certified TSP, or is
applying for certification as part of the
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public agency’s application for
certification.
This criterion also exists to ensure
that responsibility for any work
performed by non-certified individuals
is assumed by a certified individual that
is authorized to act on the public
agency’s behalf. NRCS made the
determination that a public agency
could not be considered qualified to
perform technical services for NRCS
conservation program participants
unless it employed at least one person
who was certified and could oversee the
work of other employees.
This requirement for public agency
certification mirrors the requirement
that NRCS has under its ‘‘job approval
authority,’’ where an NRCS employee
can only perform particular technical
services if the employee has
demonstrated the qualifications to
perform the work or the work is
reviewed and approved by someone
who is. No changes were made in
response to these comments.
Comment: One respondent urged
NRCS to carry out its review of the
certification process in a timely,
transparent, and participatory manner
and observed that the pool of TSPs
would increase dramatically were NRCS
to assume costs of bonding and liability
for TSPs.
Response: No change was made in
response to this comment. Any bonding
or liability insurance is the
responsibility of the contractor, and
USDA cannot assume the liability of
others. However, NRCS will continue to
strive to review the certification process
in a timely and transparent manner as
recommended by the respondent.
Comment: One respondent
recommended that NRCS clarify the
process that will be used to evaluate
third party providers and how the
adjustments will be made.
Response: All TSPs are required to
submit documentation of certification
for services to be provided along with
actual documents for evaluation to
ensure technical adequacy. Further
clarification is available on the TechReg
Web site at: https://techreg.usda.gov).
Quality assurance reviews or spot
checks determine if a TSP meets policy,
procedures, standards, specifications,
and other requirements. In the case that
a deficiency is found, NRCS will
document the deficiencies and notify
the TSP and participant of the
deficiency and specify necessary
corrective action to remediate the
deficiency within a reasonable period of
time. Failure to correct the deficiency in
the timeframe set by NRCS triggers the
decertification process.
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Definitions
Comment: Five respondents identified
that there appears to be two definitions
for technical services which requires a
technical correction.
Response: The appearance of two
definitions for technical services
occurred due to an error in the interim
final rule amendatory language where
the new and revised definitions did not
appear in correct alphabetical order.
NRCS will remove the definition
promulgated during the 2004 TSP final
rule, and is revising the January 16,
2009, interim final rule definition as a
conforming amendment in response to
this comment. In particular, technical
services in this final rule will read as
follows: Technical service means the
technical assistance provided by TSPs,
including conservation planning;
education and outreach; and the design,
installation, and check-out of approved
conservation practices.’’
Comment: One respondent
recommended that NRCS clarify the use
of a TSP for where a producer receives
financial assistance, versus where a
producer does not receive financial
assistance.
Response: Program participants
receive Farm Bill financial and
technical assistance to implement their
conservation practices. Program
participants that would not receive
Farm Bill financial assistance may also
receive technical assistance from NRCS
or a TSP. For example, if the program
participant receives financial assistance
from the State government or any other
entity, they may also request technical
assistance from NRCS to include TSP
services. Because the rule accurately
reflects when technical services may be
acquired, no changes were made in
response to this comment.
Comment: Two respondents
recommended that the definition of
technical service include work on
maintenance of NRCS contracts.
Response: The scope does not include
maintenance, since maintenance is a
responsibility of the program participant
under the terms of an operations and
maintenance agreement, and such
activities normally do not involve the
need for technical assistance. TSPs
provide technical assistance for design,
layout, installation, and check-out of
approved conservation practices. No
changes were made in response to this
comment.
Comment: One respondent
recommended adding a definition for
the term conservation plan tied to the
planning requirements of each program
under statute.
Response: The TSP regulation did not
define the term conservation plan, and
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NRCS agrees that a definition for
conservation plan will clarify aspects
regarding the delivery of technical
services. However, NRCS does not
believe that the definition requires being
tied to the planning requirements for
each program, as recommended by the
respondent. NRCS conducts its
conservation planning activities
pursuant to the National Planning
Procedures Handbook (NPPH). The term
conservation plan is defined by the
NPPH, and NRCS believes that it should
use a definition consistent with its longstanding procedures. Therefore, a new
definition to § 652.3, ‘‘Definitions’’ is
added to read as follows: ‘‘Conservation
plan means a record of the client’s
decisions and supporting information,
for treatment of a land unit or water as
a result of the planning process, that
meets the Field Office Technical Guide
quality criteria for each natural resource
(soil, water, air, plants, and animals)
and takes into account economic and
social considerations. The plan
describes the schedule of operations and
activities needed to solve identified
natural resource problems, and takes
advantage of opportunities at a
conservation management system level.
The needs of the client, resources, and
Federal, State, and local requirements
will be met.’’
General Program Rules
NRCS received several comments on
matters related to the general program.
Topics included training, consultation
with Indian tribes, and various issues
related to the utilization of TSPs.
Comment: NRCS received comments
from three respondents regarding the
training of TSPs and recommended that
a successful training program requires
the involvement of both NRCS
personnel and funding.
Response: The interim final rule
clarified NRCS’ role regarding the
training of TSPs. In particular, the
interim final rule set forth the
conditions and procedures by which
NRCS may provide training to third
party providers to assist them with
meeting certification requirements.
Section 652.3(c)(4) of the TSP
regulations authorizes training for TSPs
to ensure that persons meet the
certification criteria for certain technical
expertise. Consistent with its legal
authorities, NRCS determined it is
appropriate to limit its provision of
training to matters particular to its
practice standards, policies, and
procedures.
Comment: One respondent requested
that the rule clarify that consultation
with tribes is required when NRCS
funds off-reservation activities that
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directly impact a treaty-reserved
resource of the tribe.
Response: NRCS meets its
consultation responsibilities with
Indian tribes through adherence to the
principles identified in Executive Order
13175. Executive Order 13175 specifies
that the United States works with Indian
tribes on a government-to-government
basis to address issues concerning
Indian tribal self-government, tribal
trust resources, and Indian tribal treaty
and other rights. Each agency must
ensure meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications. ‘‘Policies that have tribal
implications’’ refers to actions that have
substantial direct effects on one or more
Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
No changes were made in response to
this comment.
Comment: Two respondents
recommended that NRCS focus TSP
contracts and agreements on instances
where: (1) TSPs will provide services at
substantially less cost than NRCS; (2)
NRCS does not have the critical skills
needed; and (3) TSPs can help address
critical resource needs.
Response: The State Conservationist
in each State has the ability to increase
the availability, range and scope of
technical experts, and services
depending on critical resource needs.
TSPs are being utilized to further
achieve the objectives of the agency in
areas that would otherwise be limited
by personnel shortages.
NRCS obtains technical or support
services directly through procurement
contracts, contribution agreements,
cooperative agreements, or other
instruments appropriate for obtaining
technical assistance services. TSPs
perform technical services in most
aspects of conservation including
conservation planning, design, layout,
installation, and checkout of
conservation practices. All work
performed by TSPs must be done in
accordance with agency practice
standards and guidelines. No changes
were made in response to these
comments.
Comment: Two respondents
recommend that NRCS incorporate
conflict of interest provisions that
prohibit TSPs from having a financial
interest in products or services
recommended by plans.
Response: No changes were made in
response to this comment. When NRCS
published the TSP final rule in
November 2004, the agency indicated
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that it had received nearly 157
comments on whether NRCS should
incorporate a conflict of interest
provision into the TSP rule. The NRCS
response at that time was as follows:
‘‘This particular issue is not a regulatory
issue appropriately addressed in this
regulation, but is one that should be
handled between the party who seeks
technical services and the party who
provides the technical services. This is
not an ethics matter to which the
Federal rules apply. Participants are
prudent to adopt a ‘‘buyer-beware’’
approach in their business transactions,
including who they decide to hire to
provide them with technical services.’’
NRCS, in its own contracts or
agreements with providers, incorporates
provisions to address potential conflicts
of interest that a provider may have.
These clauses include particular
restraints upon other arrangements the
provider can enter while providing
services under contract or agreement for
NRCS. NRCS recommends that program
participants similarly evaluate for
themselves whether the TSPs they hire
are providing fair and impartial
recommendations, and make their own
decisions regarding whether they
should do business with a TSP who may
have alternative motivations for
providing advice.
Comment: One respondent
recommended NRCS not provide a
lower cost-share for participants using
NRCS services than participants who
obtain services from a TSP.
Response: The agency’s policy and
guidelines pertaining to the cost-share
rates are the same regardless of whether
a TSP or an NRCS employee developed
the conservation plan.
Comment: One respondent
recommended NRCS undertake
initiatives to ensure it can meet new
requirements to serve organic farmers
and ranchers.
Response: NRCS embraces the
opportunity to increase the nature and
quality of the technical services it can
provide to farmers and ranchers who
utilize organic systems of production.
For example, the TSP team is working
with National Headquarters to establish
a Memoranda of Understanding for
outreach, training, and certification
programs. Additionally, NRCS has
allocated Environmental Quality
Incentives Program (EQIP) funds for an
Organic Initiative. The Conservation
Stewardship Program (CSP) also
addresses the needs of organic farmers
and ranchers by identifying
opportunities for enhancements related
to organic production.
In addition to the EQIP Organic
Initiative and CSP enhancements, NRCS
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is evaluating its conservation practices
to increase their applicability to organic
and specialty crop systems. On June 12,
2009, NRCS published in the Federal
Register a notice regarding the results of
NRCS compliance with section 1242(h)
of the Food Security Act of 1985, and
to solicit public comment about how to
improve agency conservation practice
standards. The initial public comment
period closed on August 11, 2009, but
NRCS re-opened and extended the
public comment period to September
14, 2009, to ensure the agency received
comments from a broad segment of the
agriculture sector.
Comment: One respondent
recommended against providing funds
for ‘‘cookie-cutter’’ plans or other
services.
Response: TSPs are required to offer
producers technical services that meet
NRCS standards and specifications for
the specific natural resource needs on a
particular property. Payment rates
reflect the complexity of the technical
services to be provided.
Outreach
Comment: Two respondents suggested
NRCS increase its outreach to smaller
farm operators and non-industrial
private landowners.
Response: Section 1244(a)(1)
authorizes NRCS to provide incentives
to beginning farmers, socially
disadvantaged farmers, limited resource
farmers, and Indian tribes. Under this
authority, NRCS has established ranking
pools through its conservation programs
to encourage wider participation by
historically underserved producers. No
changes were made in response to this
comment.
Payments
NRCS received 10 comments from 8
respondents regarding TSP payments.
Comment: One respondent indicated
that regional consistency does not
ensure or promote fair or reasonable
payment rates, and NRCS should allow
State Conservationists the flexibility to
set payment rates.
Response: NRCS did not make any
changes in response to this comment
because there are already policies in
place which allow for flexibility within
reasonable limits. The State
Conservationist retains the authority to
establish individual rates for the local
area, and National Headquarters reviews
rates for consistency. NRCS is cognizant
that where two States provide services
to a common watershed or region, there
should be consistency for payment rates
for the same activity. National
Headquarters can identify these
differences and make recommendations
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to States, but will not dictate that the
rates be the same.
Comment: One respondent requested
clarification regarding the type of
circumstances that constituted unusual
conditions or unforeseen circumstances
that would justify a different payment
rate. Three respondents requested
clarification whether sensitive,
endangered, or invasive species qualify
as unusual conditions or unforeseen
circumstances.
Response: Sensitive, endangered, or
invasive species may be treated as
unusual conditions consistent with
other resource concerns. On a case-bycase basis, in response to unusual
conditions or unforeseen circumstances
such as set forth in § 652.5(m)(2)(v),
NRCS may adjust payment rates to
address the additional costs associated
with the unusual conditions or
unforeseen circumstances. No changes
were made in response to these
comments.
Comment: One respondent identified
that it appears reference to ‘‘not to
exceed rates’’ remains in the regulation
and should be deleted.
Response: NRCS intended to delete
§ 652.5(k) in the interim final rule.
Consequently, the references to ‘‘not to
exceed rates’’ have been removed from
the final rule. The provisions of
§ 652.5(k) regarding establishing
payment rates were replaced by
§ 652.5(m) of the interim final rule. In
this final rule, the provisions of
§ 652.5(m) now appears as § 652.5(l).
Comment: Two respondents
recommend that NRCS consider the
equity of providing different levels of
assistance to competing producers and
should use TSPs to promote wholeoperation, multi-resource conservation
planning, and planning that addresses
highest resource priorities in an area.
Response: NRCS implements policy
as recommended by the respondents.
NRCS promotes whole operation, multiresource conservation planning and
planning that addresses the highest
resources. Different levels of assistance
only occur when there are differences in
local cost share rates, a landowner
qualifies as a historically underserved
producer, or the project is only able to
address one resource concern. No
changes were made in response to this
comment.
Comment: Three respondents
proposed that States establish TSP
payment rates which capture local
market conditions and maintain
flexibility. These respondents opposed
setting payment rates solely for hard
deliverables, expressing that this would
impede conservation program delivery.
The respondents offered that payments
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based on the level of service will
facilitate the acceleration of technical
assistance.
Response: NRCS bases TSP payments
on a per contract basis because each
situation must be evaluated on the
conservation needs for that situation.
However, NRCS does not endorse
establishing payment rates based solely
on a set of deliverables for each
situation. NRCS believes that the
establishment of a per/unit rate allows
for consistency in payment rates, while
allowing contracts to vary based on
conservation needs. No changes were
made in response to these comments.
Comment: Several respondents
commented upon the use of market data
in the establishment of payment rates
and the review of such rates by National
Headquarters. In particular, one
respondent recommended that NRCS
evaluate the basis for differentials
reflected in market data before
importing data as the basis for TSP
rates. Two respondents support use of
common guidelines to ensure
consistency, but want that process to
allow variation among States. One
respondent recommended NRCS
undertake a comparison of overall TSP
costs with internal costs for NRCS
personnel. Two respondents requested
NRCS review and approve State
payment rates. Two individuals
commented on the use of procurement
data at § 652.5(m)(2)(ii), and cautioned
that the use of procurement data should
be monitored carefully. In particular,
the use of procurement data should
include all data related to a Request for
Proposals or General Services
Administrate procurement schedule.
The respondents indicated that the use
procurement data from individual
contracts and cooperative agreements
with other agencies or nongovernmental organizations are not
representative of actual costs since these
entities are often subsidized from other
sources.
Response: Section 652.5(m)(2)(ii) of
the TSP regulation indicates that the
State Conservationist will establish TSP
payment rates in each State for the
various categories of technical services.
State Conservationists determine the
rates according to local NRCS cost data,
procurement data, and market data, and
have the authority to use any
procurement (private or government)
that is available within the State. NRCS
does not wish to limit consideration to
only certain forms of procurement.
While NRCS recognizes the potential
disparity in cost information gleaned
from various sources, procurement data
is just one of three sources of data that
the State is authorized to use in the
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development of the payment rate for
TSPs. States have the necessary
flexibility to use a combination of all
three or a single source based on best
obtainable information.
National Headquarters will review
and approve State payment rates to
ensure consistency where similar
resource conditions and agricultural
operations exist. Payment rates may
vary to some degree between or within
States due to differences in State laws,
the cost of doing business, competition,
and other variables, such as variations
in topography, soil type, and the
presence of cultural resources. No
changes were made in response to these
comments.
Procurement
Comment: One respondent
recommended NRCS utilize all available
data to assess the unmet need for
technical services and training. Two
respondents recommended that the
Chief provide guidance for acceptable
use of TSP funds, and that such funds
should not be used to compensate for
State budget shortfalls.
Response: The National Headquarters
TSP team uses the Performance Results
System (PRS) data and financial
management reporting data to determine
the unmet needs for technical services.
NRCS has incorporated flexibility into
the TSP provisions to allow State
Conservationists the discretion to
determine how to utilize TSPs to meet
the technical service needs of the State.
The funding for TSP services is not used
for State USDA employee
compensation. No changes were made
in response to these comments.
Socially Disadvantaged Producers
Comment: One respondent
recommended that NRCS assure that
there are adequate numbers of staff to
service needs of socially disadvantaged
producers and beginning farmers and
ranchers, and that the performance
review system incorporates such. The
respondent contends that because EQIP
and CSP have targeted percents of
financial assistance funding, that NRCS
identify targeted percentage of technical
assistance funding accordingly.
Response: Since financial assistance
and technical assistance funds are
allocated proportionally, the amount of
funds available for technical services
should correspond with the financial
assistance levels allocated to socially
disadvantaged producers and beginning
farmer and ranchers. Therefore, NRCS
has not established any targets for
utilization of the technical assistance
funds or TSP participation. No changes
were made in response to this comment.
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Summary of Changes by Section
NRCS confirms the changes made to
the TSP regulations by the January 16,
2009, interim final rule except for minor
adjustments to three sections as
described below and explained in the
preamble. Because the amendatory
language used in the interim final rule
has created confusion, NRCS is
reprinting subpart A with the identified
changes and corrections incorporated.
Section 652.1
In this final rule, NRCS modifies
paragraph (b) to remove the limitation to
‘‘where there is a direct private land
benefit’’ in response to recent
amendments made to EQIP that
expanded the availability of program
funding to public lands that are part of
a producer’s agricultural operation.
NRCS also clarifies the types of
activities that TSPs may provide to
participants to include education and
outreach, and assistance with design
implementation.
Section 652.2
NRCS revises the definition of
‘‘technical services,’’ removes the
redundant definition for ‘‘technical
services,’’ and adds definitions for the
terms ‘‘conservation plan’’ and
‘‘conservation activity plan.’’
Section 652.5
NRCS removes the provisions that
referenced ‘‘not-to-exceed’’ rates that
were contained in § 652.5(k) of the
interim final rule.
List of Subjects in 7 CFR Part 652
Natural resources, soil conservation,
technical assistance, technical service,
water resources.
■ For the reasons stated in this
preamble, NRCS confirms as final, the
interim rule published on January 16,
2009 (74 FR 2800) and further amends
part 652 of Title 7 of the CFR as follows:
PART 652—TECHNICAL SERVICE
PROVIDER ASSISTANCE
1. The authority citation for part 652
continues to read as follows:
■
Authority: 16 U.S.C. 3842.
2. Part 652 is amended by revising
Subpart A to read as follows:
■
Subpart A—General Provisions
Sec.
652.1 Applicability.
652.2 Definitions.
652.3 Administration.
652.4 Technical service standards.
652.5 Participant acquisition of technical
services.
652.6 Department delivery of technical
services.
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Quality assurance.
Subpart A—General Provisions
§ 652.1
Applicability.
(a) The regulations in this part set
forth the policies, procedures, and
requirements related to delivery of
technical assistance by individuals and
entities other than the Department,
hereinafter referred to as technical
service providers (TSPs). The Food
Security Act of 1985, requires the
Secretary to deliver technical assistance
to eligible participants for
implementation of its Title XII Programs
and the conservation activities in the
Agricultural Management Assistance
Program, 7 U.S.C. 1524, directly,
through an agreement with a third party
provider, or at the option of the
producer through payment to the
producer for an approved third party
provider. This regulation defines how a
participant acquires technical service
from a third party TSP, sets forth a
certification and decertification process,
and establishes a method to make
payments for technical services.
(b) TSPs may provide technical
services to eligible participants in
conservation planning, education and
outreach, and assistance with design
and implementation of conservation
practices applied on private land,
Indian land, or where allowed by
conservation program rules on public
land.
(c) The Chief may implement this part
in any of the 50 States, District of
Columbia, Commonwealth of Puerto
Rico, Guam, Virgin Islands, American
Samoa, and the Commonwealth of the
Northern Marianna Islands.
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§ 652.2
Definitions.
The following definitions apply to
this part and all documents issued in
accordance with this part, unless
specified otherwise:
Approved list means the list of
individuals, private sector entities, or
public agencies certified by the Natural
Resources Conservation Service (NRCS)
to provide technical services to a
participant.
Certification means the action taken
by NRCS to approve:
(1) An individual as meeting the
minimum NRCS criteria for providing
technical service for conservation
planning or a specific conservation
practice or system.
(2) An entity or public agency having
an employee or employees that meet the
minimum NRCS criteria for providing
technical service for conservation
planning or a specific conservation
practice or system.
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Chief means the Chief of NRCS or
designee.
Conservation activity plan means the
conservation practices associated with
plan development as authorized under
the Food, Conservation, and Energy Act
of 2008 (2008 Act).
Conservation plan means a record of
the client’s decisions and supporting
information for treatment of a land unit
or water as a result of the planning
process that meets the Field Office
Technical Guide quality criteria for each
natural resource (soil, water, air, plants,
and animals), and takes into account
economic and social considerations.
The plan describes the schedule of
operations and activities needed to
solve identified natural resource
problems and takes advantage of
opportunities at a conservation
management system level. The needs of
the client, the resources, and Federal,
State, and local requirements will be
met.
Conservation practice means a
specified treatment, such as a structural
or vegetative practice, or a land
management practice that is planned
and applied according to NRCS
standards and specifications.
Contribution agreement means the
instrument used to acquire technical
services under the authority of 7 U.S.C.
6962a.
Cooperative agreement means the
same as defined in the Federal Grants
and Cooperative Agreement Act, 31
U.S.C. 6301 et seq.
Department means the NRCS, the
Farm Service Agency, or any other
agency or instrumentality of the
Department of Agriculture (USDA) that
is assigned responsibility for all or a
part of a conservation program subject
to this part.
Eligible Participant means a producer,
landowner, or entity that is participating
in, or seeking to participate in, a
conservation program covered by this
rule in which the producer, landowner,
or entity is otherwise eligible to
participate.
Entity means a corporation, joint stock
company, association, cooperative,
limited partnership, limited liability
partnership, limited liability company,
nonprofit organization, a member of a
joint venture, or a member of a similar
organization.
Indian land means all lands held in
trust by the United States for individual
Indians or tribes, or all lands, titles to
which are held by individual Indians or
tribes, subject to Federal restrictions
against alienation or encumbrance, or
all lands which are subject to the rights
of use, occupancy, and benefit of certain
tribes. The term Indian land also
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includes land for which the title is held
in fee status by Indian tribes and the
United States Government-owned land
under the Bureau of Indian Affairs
jurisdiction.
Procurement contract means the same
as the term ‘‘contract’’ means under the
Federal Grants and Cooperative
Agreement Act, 31 U.S.C. 6301 et seq.
Program Contract means the
document that specifies the rights and
obligations of any individual or entity
that has been accepted for participation
in a program authorized under Title XII
of the Food Security Act of 1985, or the
Agricultural Management Assistance
Program, authorized under 7 U.S.C.
1524.
Public agency means a unit or
subdivision of Federal, State, local, or
tribal government other than the
Department.
Recommending organization means a
professional organization, association,
licensing board, or similar organization
with which NRCS has entered into an
agreement to recommend qualified
individuals for NRCS certification as
TSPs for specific technical services.
Secretary means the Secretary of the
Department of Agriculture.
State Conservationist means the
NRCS employee authorized to direct
and supervise NRCS activities in a State,
Caribbean Area, or Pacific Basin Area.
Technical Service Contract means a
document that specifies the rights and
obligations of an eligible participant to
obtain technical services from a TSP
where the eligible participant will not
receive financial assistance for the
implementation of the practice paid for
in the technical service contract through
participation in a Title XII conservation
program or the Agricultural
Management Assistance Program, 7
U.S.C. 1524.
Technical service means the technical
assistance provided by TSPs, including
conservation planning; education and
outreach; and the design, installation,
and check-out of approved conservation
practices.
Technical service provider means an
individual, entity, or public agency
either:
(1) Certified by NRCS and placed on
the approved list to provide technical
services to participants; or
(2) Selected by the Department to
assist the Department in the
implementation of conservation
programs covered by this part through a
procurement contract, contribution
agreement, or cooperative agreement
with the Department.
Written agreement means the
document that specifies the rights and
obligations of any individual or entity
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that has been authorized by NRCS to
receive conservation planning
assistance without having a program
contract.
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§ 652.3
Administration.
(a) As provided in this part, the
Department will provide technical
assistance to participants directly, or at
the option of the participant, through a
TSP in accordance with the
requirements of this part.
(b) The Chief of NRCS will direct and
supervise the administration of the
regulations in this part.
(c) NRCS will:
(1) Provide overall leadership and
management for the development and
administration of a TSP process;
(2) Consult with the Farm Service
Agency and other appropriate agencies
and entities concerning the availability
and utilization of TSPs and the
implementation of technical service;
(3) Establish policies, procedures,
guidance, and criteria for certification,
recertification, decertification,
certification renewal, and
implementation of the use of TSPs;
(4) Provide training to ensure that
persons meet the certification criteria
for certain technical expertise when
there is a lack of training resources or
market outside the agency for such
technical expertise. However, any
training provided by the Department
will be limited to training about
Department regulations, policies,
procedures, processes, and business and
technical tools unique to NRCS; and
(5) Establish a process for verifying
information provided to NRCS under
this part.
(d) The Department will not make
payments under a program contract or
written agreement with a participant for
technical services provided by a TSP
unless the TSP is certified by NRCS for
the services provided and is identified
on the approved list.
(e) The Department may enter into
procurement contracts, contribution
agreements, cooperative agreements, or
other appropriate instruments to assist
the Department in providing technical
assistance when implementing
conservation programs covered by this
part. The Department will ensure that
such instruments contain the
qualification and performance criteria
necessary to ensure quality
implementation of the goals and
objectives of these conservation
programs; therefore, when the
Department obtains assistance from a
TSP in this manner, the TSP is
authorized to provide technical services
and receive payment even if such TSP
is not certified in accordance with
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subpart B, nor identified on the
approved list.
(f) When a participant acquires
technical services from a TSP, the
Department is not a party to the
agreement between the participant and
the TSP. To ensure that quality
implementation of the goals and
objectives of the conservation programs
are met, the TSP must be certified by
NRCS in accordance with subpart B of
this part and identified on the approved
list. Upon request of NRCS, TSPs are
required to submit copies of all
transcripts, licensing, and certification
documentation.
§ 652.4
Technical service standards.
(a) All technical services provided by
TSPs must meet USDA standards and
specifications as set forth in
Departmental manuals, handbooks,
guides, and other references for soils
mapping and natural resources
information, conservation planning,
conservation practice application, and
other areas of technical assistance.
(b) The Department will only pay a
participant for technical services
provided in accordance with established
NRCS standards, specifications, and
requirements. The Department must
approve all new technologies and
innovative practices, including interim
standards and specifications, prior to a
TSP initiating technical services for
those technologies and practices.
(c) A TSP must assume responsibility
in writing for the particular technical
services provided. Technical services
provided by the TSP must:
(1) Comply with all applicable
Federal, State, tribal, and local laws and
requirements;
(2) Meet applicable Department
standards, specifications, and program
requirements;
(3) Be consistent with the particular
conservation program goals and
objectives for which the program
contract was entered into by the
Department and the participant; and
(4) Incorporate alternatives that are
both cost effective and appropriate to
address the resource issues.
Conservation alternatives will meet the
objectives for the program and
participant to whom assistance is
provided.
(d) TSPs are responsible for the
technical services provided, including
any costs, damages, claims, liabilities,
and judgments arising from past,
present, and future negligent or
wrongful acts or omissions of the TSP
in connection with the technical service
provided.
(e) The Department will not be in
breach of any program contract or
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6847
written agreement if it fails to
implement conservation plans or
practices or make payment for
conservation plans or practices resulting
from technical services that do not meet
USDA standards and specifications or
are not consistent with program
requirements.
(f) The participant is responsible for
complying with the terms and
conditions of the program contract or
written agreement, which includes
meeting USDA technical standards and
specifications for any technical services
provided by a TSP.
(g) The TSP will report in the NRCS
conservation accomplishment tracking
system the appropriate data elements
associated with the technical services
provided to the Department or
participant.
(h) To the extent allowed under State
or tribal law, TSPs may utilize the
services of subcontractors to provide
specific technical services or expertise
needed by the TSP, provided that the
subcontractors are certified by NRCS in
accordance with this part for the
particular technical services to be
provided and the technical services are
provided in terms of their Certification
Agreement. Payments will not be made
for any technical services provided by
uncertified subcontractors, except when
such technical services are provided
under the provisions of a procurement
contract, cooperative agreement, or
contribution agreement with the NRCS.
§ 652.5 Participant acquisition of technical
services.
(a) Participants may obtain technical
assistance directly from the Department
or, when available, from a TSP.
(b) To acquire technical assistance
directly from the Department,
participants should contact their local
USDA Service Center.
(c) To acquire technical services from
a TSP, participants must:
(1) Enter into and comply with a
program contract or a written agreement
prior to acquiring technical services;
and
(2) Select a certified TSP from the
approved list of TSPs.
(d) The Department may approve
written agreements for technical
assistance prior to program participation
based on available funding and natural
resource priorities as identified by the
State Conservationist.
(e) The technical assistance indicated
in paragraph (d) may include the
development of conservation plans or
activity plans suitable for subsequent
incorporation into a program contract.
(f) The Department may make
payment to eligible participants who
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have a technical service contract and
utilize it for technical assistance from a
TSP.
(g) The Department will identify in
the particular program contract or
written agreement the payment
provisions for TSPs hired directly by the
participant.
(h) To obtain payment for technical
services, participants must submit to the
Department valid invoices, supporting
documentation, and requests for
payment. The Department will issue
payment within 30 days of receiving
these items. The Department may pay a
participant for some or all of the costs
associated with the technical services
provided by a TSP hired by the
participant, or upon receipt of an
assignment of payment from the
participant, make payment directly to
the TSP.
(i) Participants must authorize in
writing to the Department the disclosure
of their records on file with the
Department that they wish to make
available to specific TSPs.
(j) Payments for technical services
will be made only one time for the same
technical service provided unless, as
determined by the Department, the
emergence of new technologies or major
changes in the participant’s farming or
ranching operations necessitate the need
for additional technical services.
(k) The Department will not make
payment for activities or services that
are customarily provided at no cost by
a TSP to a participant as determined by
the State Conservationist.
(l) Payment rates for technical
services acquired by participants.
(1) NRCS will calculate TSP payment
rates for technical services using
national, regional, and locally
determined price data.
(2) Establishing TSP payment rates.
(i) NRCS will establish guidelines to
analyze the local pricing information
using a standardized method.
(ii) The State Conservationist will
establish TSP payment rates in each
State for the various categories of
technical services. The State
Conservationist will determine the rates
according to local NRCS cost data,
procurement data, and market data.
(iii) National Headquarters will
review and approve State payment rates
to ensure consistency where similar
resource conditions and agricultural
operations exist. Payment rates may
vary to some degree between or within
States due to differences in State laws,
the cost of doing business, competition,
and other variables.
(iv) National Headquarters and State
levels will review payment rates
annually or more frequently, as needed,
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15:34 Feb 11, 2010
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and adjust the rates based upon data
from existing procurement contracts,
Federal cost rates, and other appropriate
sources.
(v) NRCS may adjust payment rates,
as needed, on a case-by-case basis in
response to unusual conditions or
unforeseen circumstances in delivering
technical services such as highly
complex technical situations,
emergency conditions, serious threats to
human health or the environment, or
major resource limitations. In these
cases, NRCS will set a case-specific TSP
payment rate based on the Department’s
determination of the scope, magnitude,
and timeliness of the technical services
needed.
§ 652.6 Department delivery of technical
services.
(a) The Department may enter into a
procurement contract, contribution
agreement, cooperative agreement, or
other appropriate instrument to assist
the Department in providing technical
assistance when implementing the
conservation programs covered by this
part.
(b) The Department may enter into a
procurement contract, contribution
agreement, cooperative agreement, or
other appropriate instrument with TSPs
to provide related technical assistance
services that accelerate conservation
program delivery. Related technical
assistance services may include
activities or services that facilitate the
development, processing, or
implementation of a program contract,
such as recording conservation planning
decisions and specifications.
(c) NRCS may enter into agreements
with other agencies or with a nonFederal entity to provide technical
services to eligible participants.
(d) The Department will ensure that
such legal instruments contain
qualification and performance criteria
necessary to ensure quality
implementation of these conservation
programs. When the Department obtains
assistance from a TSP through a
procurement contract, contribution
agreement, cooperative agreement, or
other similar instrument, the TSP is
authorized to provide technical services
and receive payment even if such TSP
is not certified in accordance with
subpart B of this part nor identified on
the approved list.
(e) The Department will implement
procurement contracts, contribution
agreements, cooperative agreements,
and other appropriate instruments in
accordance with applicable Federal
acquisition or USDA Federal assistance
rules and requirements for competency,
quality, and selection, as appropriate.
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Fmt 4700
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Any contract, contribution agreement,
cooperative agreement, or other
appropriate instrument entered into
under this section will be for a
minimum of one year, will not exceed
3 years in duration, and may be
renewed upon mutual agreement of the
parties.
(f) A TSP may not receive payment
twice for the same technical service,
such as once from a participant through
a program contract or written agreement
and then again through a separate
contract or agreement made directly
with the Department.
(g) The Department will, to the extent
practicable, ensure that the amounts
paid for technical service under this
part are consistent across conservation
program areas, unless specific
conservation program requirements
include additional tasks.
§ 652.7
Quality assurance.
(a) NRCS will review, in consultation
with the Farm Service Agency, as
appropriate, the quality of the technical
services provided by TSPs. As a
requirement of certification, TSPs must
develop and maintain documentation in
accordance with Departmental manuals,
handbooks, and technical guidance for
the technical services provided, and
provide this documentation to NRCS
and the participant when the particular
technical service is completed. NRCS
may utilize information obtained
through its quality assurance process,
documentation submitted by the TSP,
and other relevant information in
determining how to improve the quality
of technical service, as well as
determining whether to decertify a TSP
under subpart C of this part.
(b) Upon discovery of a deficiency in
the provision of technical service
through its quality assurance process or
other means, NRCS will, to the greatest
extent practicable, send a notice to the
TSP detailing the deficiency and
requesting remedial action by the TSP.
Failure by the TSP to promptly remedy
the deficiency, or the occurrence of
repeated deficiencies in providing
technical services, may trigger the
decertification process set forth in
subpart C of this part. A failure by NRCS
to identify a deficiency does not affect
any action under the decertification
process. TSPs are solely responsible for
providing technical services that meet
all NRCS standards and specifications.
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Federal Register / Vol. 75, No. 29 / Friday, February 12, 2010 / Rules and Regulations
Signed this 4th day of February, 2010, in
Washington, DC.
Dave White,
Chief, Natural Resources Conservation
Service.
[FR Doc. 2010–2814 Filed 2–11–10; 8:45 am]
BILLING CODE 3410–16–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2009–0613; Directorate
Identifier 2009–NM–013–AD; Amendment
39–16195; AD 2010–04–02]
RIN 2120–AA64
Airworthiness Directives; Airbus Model
A310–221, –222, –322, –324, and –325
Airplanes, and Model A300 B4–620,
B4–622, B4–622R, and F4–622R
Airplanes, Equipped With Pratt &
Whitney PW4000 or JT9D–7R4 Series
Engines
AGENCY: Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
SUMMARY: We are adopting a new
airworthiness directive (AD) for the
products listed above. This AD results
from mandatory continuing
airworthiness information (MCAI)
originated by an aviation authority of
another country to identify and correct
an unsafe condition on an aviation
product. The MCAI describes the unsafe
condition as:
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During the year 2000, life extension
exercise programs were launched for Airbus
A310 and A300–600 aircraft. Certification of
Extended Service Goal (ESG) is based on
analysis, except for fan cowl and thrust
reverser (T/R) latches, which are always
certified by tests.
* * * testing of the T/R door centre latch
has shown that this does not meet the
requirements for ESG.
*
*
*
*
*
The unsafe condition is possible failure
of the T/R latch and detachment of the
T/R from the airplane, which could
result in structural damage and
consequent reduced controllability of
the airplane. We are issuing this AD to
require actions to correct the unsafe
condition on these products.
DATES: This AD becomes effective
March 19, 2010.
The Director of the Federal Register
approved the incorporation by reference
of certain publications listed in the AD
as of March 19, 2010.
ADDRESSES: You may examine the AD
docket on the Internet at https://
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15:34 Feb 11, 2010
Jkt 220001
www.regulations.gov or in person at the
U.S. Department of Transportation,
Docket Operations, M–30, West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue, SE.,
Washington, DC.
FOR FURTHER INFORMATION CONTACT: Dan
Rodina, Aerospace Engineer,
International Branch, ANM–116,
Transport Airplane Directorate, FAA,
1601 Lind Avenue, SW., Renton,
Washington 98057–3356; telephone
(425) 227–2125; fax (425) 227–1149.
SUPPLEMENTARY INFORMATION:
Request To Reduce Applicability
Discussion
We issued a notice of proposed
rulemaking (NPRM) to amend 14 CFR
part 39 to include an AD that would
apply to the specified products. That
NPRM was published in the Federal
Register on July 16, 2009 (74 FR 34516).
That NPRM proposed to correct an
unsafe condition for the specified
products. The MCAI states:
6849
Request To Add a Note
During the year 2000, life extension
exercise programs were launched for Airbus
A310 and A300–600 aircraft. Certification of
Extended Service Goal (ESG) is based on
analysis, except for fan cowl and thrust
reverser (T/R) latches, which are always
certified by tests.
Currently, the Airworthiness Limitation
Item (ALI) task 54–50–28 for engine pylon T/
R hinges requires inspection every 1,200
Flight Cycles (FC). An analysis performed by
Airbus shows that forward and aft T/R door
latches have been demonstrated successful
for ESG, with inspection task every 1,200 FC.
However, testing of the T/R door centre latch
has shown that this does not meet the
requirements for ESG.
For the reason described above, this EASA
AD requires the replacement of the T/R
centre latches with serialized latches on LH
[left hand] and RH [right hand] engines and
repetitive [detailed] inspections [for cracking]
of the serialized latches. In addition, this AD
introduces a life limit of 18,000 FC for the
serialized centre latches.
The unsafe condition is possible failure
of the T/R latch and detachment of the
T/R from the airplane, which could
result in structural damage and
consequent reduced controllability of
the airplane. The corrective action
includes replacing the T/R latch if any
surface crack is found during any
inspection. You may obtain further
information by examining the MCAI in
the AD docket.
Comments
We gave the public the opportunity to
participate in developing this AD. We
considered the comments received.
Support for the NPRM
FedEx Express has no objections or
comments on the content or technical
details of the NPRM.
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Airbus asks that Model A300 F4–605R
airplanes be removed from the
applicability specified in the NPRM.
Airbus states that these airplanes are
equipped with General Electric CF6–
80C2A5 or CF6–80C2A5F engines.
We agree with Airbus for the reasons
provided. The actions required by this
AD are not applicable to Model A300
F4–605R airplanes and the MCAI does
not refer to this model; therefore, we
have removed that model from the
applicability of this AD.
Airbus also recommends that we
include a note after paragraph (f)(2) of
the NPRM that specifies that
accomplishing ALI Task 54–50–28,
which pertains to a detailed inspection
of the engine cowl hinge fittings LH/RH,
can be done when complying with the
inspections required by paragraph (f)(2)
of the AD.
We agree with the recommendation
from Airbus. While not mandatory,
performing the specified ALI task at the
same time as the inspection required by
paragraph (f)(2) of this AD would be of
benefit to operators and would help to
maintain an acceptable level of safety on
the airplanes. We have added a new
Note 1 to this AD (and renumbered
subsequent notes) to include this
recommendation.
Explanation of Clarification Made to
the Service Bulletin References
In paragraph (f)(2) of the NPRM, we
refer to Airbus Mandatory Service
Bulletins A300–78–6029 and A310–78–
2030, both including Appendix 1, both
dated October 3, 2008, as the
appropriate sources of service
information for doing the inspection.
However, the Accomplishment
Instructions of those service bulletins do
not contain procedures for doing the
inspection, and the Pratt & Whitney
service bulletins that contain the
inspection procedures are referred to
only in the Reason section of the Airbus
service bulletins. Therefore, for
clarification, we have referenced Pratt &
Whitney Service Bulletins PW4NAC 78–
113 and PW7R4 78–182, both dated
August 15, 2005; in paragraph (f)(2) of
this AD as the appropriate sources of
service information for doing the
inspection.
Explanation of Clarification Made to
the NPRM
We have clarified the inspection
requirement contained in the NPRM.
Whereas the NPRM specifies an
‘‘inspection,’’ we have revised this AD to
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Agencies
[Federal Register Volume 75, Number 29 (Friday, February 12, 2010)]
[Rules and Regulations]
[Pages 6839-6849]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-2814]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 75, No. 29 / Friday, February 12, 2010 /
Rules and Regulations
[[Page 6839]]
DEPARTMENT OF AGRICULTURE
Natural Resources Conservation Service
7 CFR Part 652
RIN 0578-AA48
Technical Service Provider Assistance
AGENCY: Natural Resources Conservation Service, United States
Department of Agriculture.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This Final rule amends the Natural Resources Conservation
Service (NRCS) regulations for technical service provider (TSP)
provisions under the Food Security Act of 1985. The Food, Conservation,
and Energy Act of 2008 (2008 Act) amended the TSP provisions, and NRCS
published an interim final rule on January 16, 2009, to incorporate
these changes. This final rule responds to public comments received to
the interim final rule, and confirms the changes made to the TSP
regulations, with minor adjustments.
DATES: Effective date: This rule is effective February 12, 2010.
FOR FURTHER INFORMATION CONTACT: Barbara Eggers, Acting Team Leader,
Technical Service Provider Team, Department of Agriculture, Natural
Resources Conservation Service, 1400 Independence Avenue, SW., Room
5236 South Building, Washington, DC 20250; telephone: (202) 720-6731;
fax: (202) 720-5334; or e-mail: TSP2008@wdc.usda.gov.
SUPPLEMENTARY INFORMATION:
Regulatory Certifications
Executive Order 12866
Pursuant to Executive Order 12866, the Office of Management and
Budget determined that this final rule is not a significant regulatory
action. NRCS conducted an economic analysis of the potential impacts
associated with this program when it promulgated the January 16, 2009,
interim final rule. A copy of the analysis is available upon request
from Barbara Eggers, Acting Team Leader, Technical Service Provider
Team, Department of Agriculture, Natural Resources Conservation
Service, 1400 Independence Avenue, SW., Room 5236 South Building,
Washington, DC 20250.
Regulatory Flexibility Act
NRCS has determined that the Regulatory Flexibility Act is not
applicable to this final rule because NRCS is not required by 5 U.S.C.
553, or any other provision of law, to publish a notice of proposed
rulemaking with respect to the subject matter of this rule.
Environmental Analysis
The regulations promulgated by this final rule establish a process
of using TSPs to provide technical assistance to participants in
certain USDA conservation programs. The regulations do not take or
authorize any actions that will have any effect on the human
environment. Accordingly, a separate analysis for this rulemaking under
the National Environmental Policy Act is not required.
Civil Rights Impact Analysis
NRCS has determined through a Civil Rights Impact Analysis that the
issuance of this final rule discloses no disproportionately adverse
impact for minorities, women, or persons with disabilities. The data
presented indicates producers who are members of the historically
underserved groups have participated in USDA programs at parity with
other producers. Extrapolating from historical participation data, it
is reasonable to conclude that USDA programs, including TSPs, will
continue to be administered in a non-discriminatory manner. Outreach
and communication strategies are in place to ensure all producers will
be provided the same information to allow them to make informed
compliance decisions regarding the use of their lands that will affect
their participation in USDA programs. TSP applies to all persons
equally regardless of race, color, national origin, gender, sex, or
disability status. Therefore, the TSP rule has no adverse civil rights
implications. Copies of the Civil Rights Impact Analysis may be
obtained from Barbara Eggers, Acting Team Leader, Technical Service
Provider Team, Department of Agriculture, Natural Resources
Conservation Service, 1400 Independence Avenue, SW., Room 5236 South
Building, Washington, DC 20250.
Paperwork Reduction Act
Section 2904 of the 2008 Act provides that the promulgation of
regulations and the administration of Title II of this Act will be made
without regard to chapter 35 of Title 44 of the U.S.C., also known as
the Paperwork Reduction Act. Therefore, NRCS is not reporting
recordkeeping or estimated paperwork burden associated with this final
rule.
Government Paperwork Elimination Act
NRCS is committed to compliance with the Government Paperwork
Elimination Act and the Freedom to E-File Act, which require government
agencies in general to provide the public the option of submitting
information or transacting business electronically to the maximum
extent possible. To better accommodate public access, NRCS has
developed an online application and information system, TechReg, for
use by the public and TSPs.
Executive Order 12988
This final rule has been reviewed in accordance with Executive
Order 12988, Civil Justice Reform. The provisions of this final rule
are not retroactive. The provisions of this final rule preempt State
and local laws to the extent such laws are inconsistent with this final
rule. Before an action may be brought in a Federal court of competent
jurisdiction, the administrative appeal rights afforded persons at 7
CFR part 614 must be exhausted.
Executive Order 13132
This final rule has been reviewed in accordance with the
requirements of Executive Order 13132, Federalism. NRCS has determined
that this final rule conforms with the Federalism principles set forth
in the Executive Order; would not impose any compliance costs on the
States; and would not have substantial direct effects on the States, on
the relationship between the Federal Government and the States, or on
the distribution of power and responsibilities on the various levels of
government. Therefore,
[[Page 6840]]
NRCS concludes that this final rule does not have Federalism
implications.
Executive Order 13175
This final rule has been reviewed in accordance with Executive
Order 13175, Consultation and Coordination with Indian Tribal
Governments. NRCS has assessed the impact of this final rule on Indian
tribal governments and has concluded that this rule will not have
substantial direct effects on one or more Indian tribes, on the
relationship between the Federal Government and Indian tribes, or on
the distribution of power and responsibilities between the Federal
Government and Indian tribes.
Federal Crop Insurance Reform and Department of Agriculture
Reorganization Act of 1994
Pursuant to section 304 of the Department of Agriculture
Reorganization Act of 1994, Public Law 104-354, USDA classified this
final rule as not major.
Unfunded Mandates Reform Act of 1995
Pursuant to Title II of the Unfunded Mandates Reform Act of 1995,
Public Law 104-4, NRCS assessed the effects of this rulemaking action
on State, local, and tribal governments, and the public. This action
does not compel the expenditure of $100 million or more by any State,
local, or tribal governments, or anyone in the private sector;
therefore, a statement under section 202 of the Unfunded Mandates
Reform Act of 1995 is not required.
Small Business Regulatory Enforcement Fairness Act of 1996
Section 2904(c) of the 2008 Act requires that NRCS use the
authority in section 808(2) of Title 5, U.S.C., which allows an agency
to forgo the Small Business Regulatory Enforcement Fairness Act of 1996
usual congressional review delay of the effective date of a regulation
if the agency finds that there is a good cause to do so. NRCS hereby
determines that it has good cause to do so in order to meet the
congressional intent to have the conservation programs authorized or
amended by Title II in effect as soon as possible. Accordingly, this
rule is effective upon filing for public inspection by the Office of
the Federal Register.
Discussion of Program
Background
NRCS is issuing a final rule for the TSP assistance regulation at 7
CFR part 652. NRCS published an interim final rule in the Federal
Register on January 16, 2009 (74 FR 2800), to implement changes made as
a result of the 2008 Act. This final rule responds to comments made
during the interim final rule public comment period and makes minor
adjustments to the TSP regulation at 7 CFR part 652.
NRCS utilizes its technical expertise to provide information to
eligible participants (producers, land owners, or entities) who apply
to or are eligible to participate in conservation programs to help them
make land management decisions and to implement conservation practices
and systems. Through its conservation planning process, NRCS helps the
participant develop a conservation plan, and subject to the
availability of funds, provides financial assistance to the eligible
participant to implement conservation practices or systems.
On November 29, 2004, NRCS published a final rule (69 FR 69450) on
TSP assistance (TSP 2004 final rule) that creates the current
regulatory structure for TSP implementation. The TSP regulation at 7
CFR part 652 is divided into three subparts. Subpart A sets forth the
general provisions related to the delivery of technical services.
Subpart B sets forth the certification criteria and the process NRCS
utilizes to evaluate a TSP to determine whether such provider is
eligible to provide technical assistance. Subpart C sets forth the
process and causes under which a TSP may become decertified and,
therefore, ineligible to provide technical services.
The January 16, 2009, interim final rule only made changes to
provisions in Subpart A of the TSP regulations. Subpart A describes how
program participants choose TSPs and how program participants may
receive payment from USDA for those services. Subpart A also describes
how USDA expands its delivery of technical services to program
participants to meet increased program participation. In particular,
USDA follows existing procurement and financial assistance laws when it
enters into transactions to expand the availability of technical
services.
The 2008 Act and the January 16, 2009, Interim Final Rule
Section 2706 of the 2008 Act amended section 1242 of the Food
Security Act of 1985 to ``increase the availability and range of
technical expertise available to eligible participants to plan and
implement conservation measures.'' In the interim final rule published
on January 16, 2009, NRCS amended 7 CFR part 652 to include changes
made by section 7206 of the 2008 Act as follows:
Covered Programs. The interim final rule incorporated
reference to the Agricultural Management Assistance (AMA) program.
Since the TSP rule only provides assistance for certain conservation
activities, eligible activities under the AMA are limited to those
related to conservation.
Technical Service Contracts. The interim final rule
established that technical service contracts are available only to
eligible participants who do not receive financial assistance through
Title XII programs and AMA. In addition, the interim final rule
specified that technical service contracts will only be available for
technical assistance from TSPs for the planning, design, or
installation of conservation practices.
NRCS Training of TSPs. The interim final rule clarified
the role of NRCS in training and described the conditions and
procedures by which NRCS provides training to third party providers to
assist them in meeting the certification requirements for the different
technical service categories established by NRCS policy. NRCS' training
to others is limited to matters concerning NRCS regulations, policies,
procedures, processes, and business and technical tools unique to NRCS.
Related Technical Services. In the interim final rule,
NRCS identified ``related technical assistance services'' to include
conservation planning documentation, payment scheduling and
documentation, market survey information related to the establishment
of easement compensation rates, and similar activities which result in
timely implementation of conservation programs.
TSP Payment Rates. The interim final rule identified that
the NRCS State offices determine fair and reasonable payment rates for
TSP assistance using guidelines established by National Headquarters
and available local NRCS cost, market, and procurement data. The
interim final rule also indicated that NRCS emphasizes using market
rate data, where available, to determine TSP payment rates.
Certification Requirements. Section 2706 of the 2008 Act
made a change to TSP certification requiring the Secretary of
Agriculture to provide national criteria for the certification of third
party providers and to approve any unique certification requirements
that are proposed at the State level. The TSP rule already provided
national criteria including that a TSP must meet State, tribal, and
professional business licensing requirements. The interim final rule
did not incorporate any additional criteria. However, NRCS clarified
its policy that licensing and
[[Page 6841]]
State law requirements will be the only State-level certification
criteria allowed.
Overview of Public Comments
NRCS received 25 responses encompassing 31 comments. The
respondents included 14 State and local governmental agencies, 7 non-
governmental organizations, one tribe, and 3 individuals. The comments
encompassed issues related to agreements, applicability, certification,
definitions, general program rules, outreach, payments, procurement,
and assistance to socially disadvantaged producers. NRCS has organized
its response according to these topic areas.
Agreements
Comment: Nine respondents raised two concerns regarding TSP
cooperative and contribution agreements. The respondents recommended:
(1) NRCS use multi-year umbrella agreements; and (2) increased
flexibility be provided to participants through TSP contract options.
Additionally, three respondents encouraged NRCS to change its
agreement policy to allow less than 50 percent partner match under
contribution and cooperative agreements.
Response:
Multi-year agreements. NRCS agrees with the comments that multi-
year agreements can be more efficient since they can be amended yearly
to reflect funding allocations, workload, agency capacity, and resource
priorities. Section 2706 of the 2008 Act amended section 1242 of the
Food Security Act of 1985 to establish that an agreement between USDA
and a third party provider will be for one year at a minimum, and not
to exceed 3 years. NRCS is using the flexibility provided by this
statutory amendment. Since NRCS has determined that its current policy
addresses adequately the use of multi-year agreements, no changes were
made in response to these comments.
Increased Flexibility. The comments focused on utilizing agreements
(contribution, cooperative, etc.) as a method to extend outreach
efforts to historically underserved landowners, and the commenter's
belief that such outreach has not been sufficient in previous years.
The respondents identified that conservation districts could assist
with these outreach efforts by using flexibility in providing TSP
contract options to participants directly through an agreement with a
third party provider.
However, the contracting and agreement regulations which
respondents refer to as utilized for outreach are in actuality
provisions of Federal contracting law that ensures sufficient technical
services are available when NRCS carries out technical assistance. NRCS
appropriately uses other authorities to specifically ensure outreach to
historically underserved farmers. Specifically, under section 1244 of
the Food Security Act of 1985, each of the NRCS conservation programs
makes available funds to encourage program participation by beginning
and socially disadvantaged farmers and ranchers. Additionally, NRCS has
modified its ranking criteria under its various programs to ensure that
small farm operations have full opportunity to participate. NRCS will
utilize fully the flexibility to provide technical assistance to small
farm operators, including historically underserved producers, through
all available mechanisms, including agreements with conservation
districts and others. No changes were made in response to these
comments.
Contribution Requirements. Three respondents encouraged NRCS to
consider revising the policy to allow less than 50 percent match from
partners under cooperative and contribution agreements.
Section 714 of the Agriculture Appropriations Act for FY 2001
(Public Law 106-387) provided permanent authority codified at 7 U.S.C.
6962a for the Secretary to enter into cooperative arrangements with
other entities to carry out activities of mutual interest. Title 7
U.S.C. 6962a provides:
Notwithstanding any other provision of law (including provisions
of law requiring competition), the Secretary of Agriculture may
hereafter enter into cooperative agreements (which may provide for
the acquisition of goods or services, including personal services)
with a State, political subdivision, or agency thereof, a public or
private agency, organization, or any other person, if the Secretary
determines the objectives of the agreement will: (1) serve a mutual
interest of the parties in carrying out the programs administered by
NRCS; and (2) all parties will contribute resources to the
accomplishment of these objectives: Provided, that Commodity Credit
Corporation funds obligated for such purposes will not exceed the
level of obligation by the Commodity Credit Corporation for such
purposes in FY 1998.
NRCS identifies cooperative agreements entered into under section
714 authority as ``contribution agreements.'' Under this authority,
NRCS works with agencies and organizations throughout the country to
implement its programs.
On November 21, 2002, when NRCS published its initial rulemaking
for TSP, NRCS established that they would only enter into a
contribution agreement with a certified TSP if the TSP contributed at
least 50 percent of the technical services needed to accomplish the
goals of the project under which the contribution agreement is entered.
This requirement is consistent with NRCS policy regarding matching
requirements for all contribution agreements. In developing the policy,
the agency determined that 50 percent was the appropriate level of
match requirement to ensure that implementation of the contribution
agreement authority did not undermine the competitive financial
assistance and procurement processes and helped show a mutuality of
interest.
On July 9, 2003, NRCS published an amendment to 7 CFR part 652
providing a limited exception to the certification requirements for
State, local, and tribal government. This amendment maintained the 50
percent match for contribution agreements. When NRCS published a final
rule for TSP implementation in November 2004, NRCS indicated that it
had received numerous comments regarding the 50 percent match
requirement for contribution agreements. In its response, NRCS
indicated that they reaffirmed that the mutual goals of the agency and
its partners would best be served if the other party, or parties,
shared at least 50 percent of the cost. However, NRCS recognized that
while its experience at that time was that the programs were being
effectively delivered under those contribution rate requirements, it
would reconsider the matter should an interruption in program delivery
appear to result from the 50 percent contribution agreement. Therefore,
NRCS removed the regulatory requirement for the 50 percent match, but
retained the requirement in its contribution agreement policy.
Because the 50 percent match requirement is not regulatory, NRCS is
not required to amend the TSP regulation in order to effectuate a new
match requirement. However, NRCS has reviewed its contribution
agreement policy in response to the comments received and considered
whether it should retain the existing 50 percent match, establish a new
match requirement, or remove any established level of match requirement
for contribution agreements provided a contribution of resources can be
documented. NRCS will issue new policy which includes the flexibility
for the Chief and others identified in the Delegation of Authority to
waive the 50 percent contribution requirement in lieu of in-kind
services when the entity provides a narrative which
[[Page 6842]]
demonstrates that the 50 percent requirement poses a financial burden
on the entity.
Applicability
Seven respondents raised two concerns related to the applicability
section, Sec. 652.2 of the interim final rule.
Comment: Two respondents requested clarification about why
installation was included among the list of TSP activities.
Response: Section 652.2 of the TSP rule includes installation among
the list of TSP activities since technical services include activities
that occur during implementation of a conservation practice.
Installation includes laying out the practice boundaries and elevations
and discussing the standards with the contractor. Additionally, a
design may need minor adjustments to address specific site conditions
that could not be known until practice implementation. TSPs provide
oversight during practice implementation to help ensure that plan
specifications are understood and applied by the contractor. Therefore,
no changes were made in response to this comment.
Comment: Seven respondents stated the list of services provided by
TSPs was too restricted and limited, and recommended expanding the list
to reflect the 2008 Act changes, such as forestry planning, education,
and outreach.
Response: NRCS concurs with the comments related to expanding the
list to reflect the 2008 Act changes. The 2008 Act indicates a TSP may
provide technical services such as conservation planning, education and
outreach, and assistance with design and implementation of conservation
practices. In this final rule, NRCS has modified Sec. 652.1(b) to
identify that TSPs may provide technical services to eligible
participants in conservation planning, education and outreach, and
assistance with design and implementation of conservation practices
applied on private land, Indian land, or where allowed by conservation
program rules on public land. However, NRCS determined that forestry
planning does not need to be added specifically because it is already
included in the definition of conservation planning.
Certification
Four concerns were raised on the topic of certification.
Comment: An individual recommended that the certification review
process guard against adding arbitrary new requirements.
Response: Section 2706 of the 2008 Act required that National
Headquarters review any unique State-level certification criteria. The
preamble to the interim final rule identified that licensing and State
law requirements are the only State-level certification criteria that
will be allowed. However, the interim final rule did not need to amend
the TSP regulation itself to effect this statutory requirement. During
its review of certification criteria, NRCS will only institute new
certification requirements if NRCS determines that the requirements are
essential to ensuring quality assistance to program participants is
maintained.
Comment: Six respondents believe that public agency providers meet
most certification requirements by virtue of their employment with the
exception that they demonstrate familiarity with NRCS regulations and
policies. In particular, the respondents expressed that the expertise
and training required for natural resource professionals to be employed
by State agencies should generally be regarded as sufficient to meet
the Sec. 652.21(a)(1) and (2) requirements. The respondents
recommended also deleting Sec. 652.24(b) because they believe it
requires NRCS to use the certification process for individuals at Sec.
652.22, thereby mooting the opportunity to certify groups of
individuals under a public agency application pursuant to Sec. 652.24.
Response: NRCS notes that the interim final rule did not make any
changes to Subpart B, and thus the respondents' comments are beyond the
scope of the interim final rule public comment. However, NRCS will
address the respondents' comments as follows: NRCS establishes the
minimal certification criteria for a TSP to perform a particular
service and identifies these according to technical service categories.
Section 652.21 addresses certification criteria and requirements for
all TSPs. Section 652.22 addresses the specific requirements for
individuals, Sec. 652.23 addresses specific requirements for private-
sector entities, and Sec. 652.24 addresses specific requirements for
public agencies.
While NRCS recognizes the professionalism possessed by employees of
other public agencies, NRCS does not believe that it is appropriate for
the agency to certify to the knowledge and expertise of someone else's
employees simply based upon their employment. Therefore, NRCS
incorporated under Sec. 624.22, that a public agency must identify at
least one person in its employ who is a certified TSP, or is applying
for certification as part of the public agency's application for
certification.
This criterion also exists to ensure that responsibility for any
work performed by non-certified individuals is assumed by a certified
individual that is authorized to act on the public agency's behalf.
NRCS made the determination that a public agency could not be
considered qualified to perform technical services for NRCS
conservation program participants unless it employed at least one
person who was certified and could oversee the work of other employees.
This requirement for public agency certification mirrors the
requirement that NRCS has under its ``job approval authority,'' where
an NRCS employee can only perform particular technical services if the
employee has demonstrated the qualifications to perform the work or the
work is reviewed and approved by someone who is. No changes were made
in response to these comments.
Comment: One respondent urged NRCS to carry out its review of the
certification process in a timely, transparent, and participatory
manner and observed that the pool of TSPs would increase dramatically
were NRCS to assume costs of bonding and liability for TSPs.
Response: No change was made in response to this comment. Any
bonding or liability insurance is the responsibility of the contractor,
and USDA cannot assume the liability of others. However, NRCS will
continue to strive to review the certification process in a timely and
transparent manner as recommended by the respondent.
Comment: One respondent recommended that NRCS clarify the process
that will be used to evaluate third party providers and how the
adjustments will be made.
Response: All TSPs are required to submit documentation of
certification for services to be provided along with actual documents
for evaluation to ensure technical adequacy. Further clarification is
available on the TechReg Web site at: https://techreg.usda.gov).
Quality assurance reviews or spot checks determine if a TSP meets
policy, procedures, standards, specifications, and other requirements.
In the case that a deficiency is found, NRCS will document the
deficiencies and notify the TSP and participant of the deficiency and
specify necessary corrective action to remediate the deficiency within
a reasonable period of time. Failure to correct the deficiency in the
timeframe set by NRCS triggers the decertification process.
[[Page 6843]]
Definitions
Comment: Five respondents identified that there appears to be two
definitions for technical services which requires a technical
correction.
Response: The appearance of two definitions for technical services
occurred due to an error in the interim final rule amendatory language
where the new and revised definitions did not appear in correct
alphabetical order. NRCS will remove the definition promulgated during
the 2004 TSP final rule, and is revising the January 16, 2009, interim
final rule definition as a conforming amendment in response to this
comment. In particular, technical services in this final rule will read
as follows: Technical service means the technical assistance provided
by TSPs, including conservation planning; education and outreach; and
the design, installation, and check-out of approved conservation
practices.''
Comment: One respondent recommended that NRCS clarify the use of a
TSP for where a producer receives financial assistance, versus where a
producer does not receive financial assistance.
Response: Program participants receive Farm Bill financial and
technical assistance to implement their conservation practices. Program
participants that would not receive Farm Bill financial assistance may
also receive technical assistance from NRCS or a TSP. For example, if
the program participant receives financial assistance from the State
government or any other entity, they may also request technical
assistance from NRCS to include TSP services. Because the rule
accurately reflects when technical services may be acquired, no changes
were made in response to this comment.
Comment: Two respondents recommended that the definition of
technical service include work on maintenance of NRCS contracts.
Response: The scope does not include maintenance, since maintenance
is a responsibility of the program participant under the terms of an
operations and maintenance agreement, and such activities normally do
not involve the need for technical assistance. TSPs provide technical
assistance for design, layout, installation, and check-out of approved
conservation practices. No changes were made in response to this
comment.
Comment: One respondent recommended adding a definition for the
term conservation plan tied to the planning requirements of each
program under statute.
Response: The TSP regulation did not define the term conservation
plan, and NRCS agrees that a definition for conservation plan will
clarify aspects regarding the delivery of technical services. However,
NRCS does not believe that the definition requires being tied to the
planning requirements for each program, as recommended by the
respondent. NRCS conducts its conservation planning activities pursuant
to the National Planning Procedures Handbook (NPPH). The term
conservation plan is defined by the NPPH, and NRCS believes that it
should use a definition consistent with its long-standing procedures.
Therefore, a new definition to Sec. 652.3, ``Definitions'' is added to
read as follows: ``Conservation plan means a record of the client's
decisions and supporting information, for treatment of a land unit or
water as a result of the planning process, that meets the Field Office
Technical Guide quality criteria for each natural resource (soil,
water, air, plants, and animals) and takes into account economic and
social considerations. The plan describes the schedule of operations
and activities needed to solve identified natural resource problems,
and takes advantage of opportunities at a conservation management
system level. The needs of the client, resources, and Federal, State,
and local requirements will be met.''
General Program Rules
NRCS received several comments on matters related to the general
program. Topics included training, consultation with Indian tribes, and
various issues related to the utilization of TSPs.
Comment: NRCS received comments from three respondents regarding
the training of TSPs and recommended that a successful training program
requires the involvement of both NRCS personnel and funding.
Response: The interim final rule clarified NRCS' role regarding the
training of TSPs. In particular, the interim final rule set forth the
conditions and procedures by which NRCS may provide training to third
party providers to assist them with meeting certification requirements.
Section 652.3(c)(4) of the TSP regulations authorizes training for TSPs
to ensure that persons meet the certification criteria for certain
technical expertise. Consistent with its legal authorities, NRCS
determined it is appropriate to limit its provision of training to
matters particular to its practice standards, policies, and procedures.
Comment: One respondent requested that the rule clarify that
consultation with tribes is required when NRCS funds off-reservation
activities that directly impact a treaty-reserved resource of the
tribe.
Response: NRCS meets its consultation responsibilities with Indian
tribes through adherence to the principles identified in Executive
Order 13175. Executive Order 13175 specifies that the United States
works with Indian tribes on a government-to-government basis to address
issues concerning Indian tribal self-government, tribal trust
resources, and Indian tribal treaty and other rights. Each agency must
ensure meaningful and timely input by tribal officials in the
development of regulatory policies that have tribal implications.
``Policies that have tribal implications'' refers to actions that have
substantial direct effects on one or more Indian tribes, on the
relationship between the Federal Government and Indian tribes, or on
the distribution of power and responsibilities between the Federal
Government and Indian tribes. No changes were made in response to this
comment.
Comment: Two respondents recommended that NRCS focus TSP contracts
and agreements on instances where: (1) TSPs will provide services at
substantially less cost than NRCS; (2) NRCS does not have the critical
skills needed; and (3) TSPs can help address critical resource needs.
Response: The State Conservationist in each State has the ability
to increase the availability, range and scope of technical experts, and
services depending on critical resource needs. TSPs are being utilized
to further achieve the objectives of the agency in areas that would
otherwise be limited by personnel shortages.
NRCS obtains technical or support services directly through
procurement contracts, contribution agreements, cooperative agreements,
or other instruments appropriate for obtaining technical assistance
services. TSPs perform technical services in most aspects of
conservation including conservation planning, design, layout,
installation, and checkout of conservation practices. All work
performed by TSPs must be done in accordance with agency practice
standards and guidelines. No changes were made in response to these
comments.
Comment: Two respondents recommend that NRCS incorporate conflict
of interest provisions that prohibit TSPs from having a financial
interest in products or services recommended by plans.
Response: No changes were made in response to this comment. When
NRCS published the TSP final rule in November 2004, the agency
indicated
[[Page 6844]]
that it had received nearly 157 comments on whether NRCS should
incorporate a conflict of interest provision into the TSP rule. The
NRCS response at that time was as follows: ``This particular issue is
not a regulatory issue appropriately addressed in this regulation, but
is one that should be handled between the party who seeks technical
services and the party who provides the technical services. This is not
an ethics matter to which the Federal rules apply. Participants are
prudent to adopt a ``buyer-beware'' approach in their business
transactions, including who they decide to hire to provide them with
technical services.''
NRCS, in its own contracts or agreements with providers,
incorporates provisions to address potential conflicts of interest that
a provider may have. These clauses include particular restraints upon
other arrangements the provider can enter while providing services
under contract or agreement for NRCS. NRCS recommends that program
participants similarly evaluate for themselves whether the TSPs they
hire are providing fair and impartial recommendations, and make their
own decisions regarding whether they should do business with a TSP who
may have alternative motivations for providing advice.
Comment: One respondent recommended NRCS not provide a lower cost-
share for participants using NRCS services than participants who obtain
services from a TSP.
Response: The agency's policy and guidelines pertaining to the
cost-share rates are the same regardless of whether a TSP or an NRCS
employee developed the conservation plan.
Comment: One respondent recommended NRCS undertake initiatives to
ensure it can meet new requirements to serve organic farmers and
ranchers.
Response: NRCS embraces the opportunity to increase the nature and
quality of the technical services it can provide to farmers and
ranchers who utilize organic systems of production. For example, the
TSP team is working with National Headquarters to establish a Memoranda
of Understanding for outreach, training, and certification programs.
Additionally, NRCS has allocated Environmental Quality Incentives
Program (EQIP) funds for an Organic Initiative. The Conservation
Stewardship Program (CSP) also addresses the needs of organic farmers
and ranchers by identifying opportunities for enhancements related to
organic production.
In addition to the EQIP Organic Initiative and CSP enhancements,
NRCS is evaluating its conservation practices to increase their
applicability to organic and specialty crop systems. On June 12, 2009,
NRCS published in the Federal Register a notice regarding the results
of NRCS compliance with section 1242(h) of the Food Security Act of
1985, and to solicit public comment about how to improve agency
conservation practice standards. The initial public comment period
closed on August 11, 2009, but NRCS re-opened and extended the public
comment period to September 14, 2009, to ensure the agency received
comments from a broad segment of the agriculture sector.
Comment: One respondent recommended against providing funds for
``cookie-cutter'' plans or other services.
Response: TSPs are required to offer producers technical services
that meet NRCS standards and specifications for the specific natural
resource needs on a particular property. Payment rates reflect the
complexity of the technical services to be provided.
Outreach
Comment: Two respondents suggested NRCS increase its outreach to
smaller farm operators and non-industrial private landowners.
Response: Section 1244(a)(1) authorizes NRCS to provide incentives
to beginning farmers, socially disadvantaged farmers, limited resource
farmers, and Indian tribes. Under this authority, NRCS has established
ranking pools through its conservation programs to encourage wider
participation by historically underserved producers. No changes were
made in response to this comment.
Payments
NRCS received 10 comments from 8 respondents regarding TSP
payments.
Comment: One respondent indicated that regional consistency does
not ensure or promote fair or reasonable payment rates, and NRCS should
allow State Conservationists the flexibility to set payment rates.
Response: NRCS did not make any changes in response to this comment
because there are already policies in place which allow for flexibility
within reasonable limits. The State Conservationist retains the
authority to establish individual rates for the local area, and
National Headquarters reviews rates for consistency. NRCS is cognizant
that where two States provide services to a common watershed or region,
there should be consistency for payment rates for the same activity.
National Headquarters can identify these differences and make
recommendations to States, but will not dictate that the rates be the
same.
Comment: One respondent requested clarification regarding the type
of circumstances that constituted unusual conditions or unforeseen
circumstances that would justify a different payment rate. Three
respondents requested clarification whether sensitive, endangered, or
invasive species qualify as unusual conditions or unforeseen
circumstances.
Response: Sensitive, endangered, or invasive species may be treated
as unusual conditions consistent with other resource concerns. On a
case-by-case basis, in response to unusual conditions or unforeseen
circumstances such as set forth in Sec. 652.5(m)(2)(v), NRCS may
adjust payment rates to address the additional costs associated with
the unusual conditions or unforeseen circumstances. No changes were
made in response to these comments.
Comment: One respondent identified that it appears reference to
``not to exceed rates'' remains in the regulation and should be
deleted.
Response: NRCS intended to delete Sec. 652.5(k) in the interim
final rule. Consequently, the references to ``not to exceed rates''
have been removed from the final rule. The provisions of Sec. 652.5(k)
regarding establishing payment rates were replaced by Sec. 652.5(m) of
the interim final rule. In this final rule, the provisions of Sec.
652.5(m) now appears as Sec. 652.5(l).
Comment: Two respondents recommend that NRCS consider the equity of
providing different levels of assistance to competing producers and
should use TSPs to promote whole-operation, multi-resource conservation
planning, and planning that addresses highest resource priorities in an
area.
Response: NRCS implements policy as recommended by the respondents.
NRCS promotes whole operation, multi-resource conservation planning and
planning that addresses the highest resources. Different levels of
assistance only occur when there are differences in local cost share
rates, a landowner qualifies as a historically underserved producer, or
the project is only able to address one resource concern. No changes
were made in response to this comment.
Comment: Three respondents proposed that States establish TSP
payment rates which capture local market conditions and maintain
flexibility. These respondents opposed setting payment rates solely for
hard deliverables, expressing that this would impede conservation
program delivery. The respondents offered that payments
[[Page 6845]]
based on the level of service will facilitate the acceleration of
technical assistance.
Response: NRCS bases TSP payments on a per contract basis because
each situation must be evaluated on the conservation needs for that
situation. However, NRCS does not endorse establishing payment rates
based solely on a set of deliverables for each situation. NRCS believes
that the establishment of a per/unit rate allows for consistency in
payment rates, while allowing contracts to vary based on conservation
needs. No changes were made in response to these comments.
Comment: Several respondents commented upon the use of market data
in the establishment of payment rates and the review of such rates by
National Headquarters. In particular, one respondent recommended that
NRCS evaluate the basis for differentials reflected in market data
before importing data as the basis for TSP rates. Two respondents
support use of common guidelines to ensure consistency, but want that
process to allow variation among States. One respondent recommended
NRCS undertake a comparison of overall TSP costs with internal costs
for NRCS personnel. Two respondents requested NRCS review and approve
State payment rates. Two individuals commented on the use of
procurement data at Sec. 652.5(m)(2)(ii), and cautioned that the use
of procurement data should be monitored carefully. In particular, the
use of procurement data should include all data related to a Request
for Proposals or General Services Administrate procurement schedule.
The respondents indicated that the use procurement data from individual
contracts and cooperative agreements with other agencies or non-
governmental organizations are not representative of actual costs since
these entities are often subsidized from other sources.
Response: Section 652.5(m)(2)(ii) of the TSP regulation indicates
that the State Conservationist will establish TSP payment rates in each
State for the various categories of technical services. State
Conservationists determine the rates according to local NRCS cost data,
procurement data, and market data, and have the authority to use any
procurement (private or government) that is available within the State.
NRCS does not wish to limit consideration to only certain forms of
procurement.
While NRCS recognizes the potential disparity in cost information
gleaned from various sources, procurement data is just one of three
sources of data that the State is authorized to use in the development
of the payment rate for TSPs. States have the necessary flexibility to
use a combination of all three or a single source based on best
obtainable information.
National Headquarters will review and approve State payment rates
to ensure consistency where similar resource conditions and
agricultural operations exist. Payment rates may vary to some degree
between or within States due to differences in State laws, the cost of
doing business, competition, and other variables, such as variations in
topography, soil type, and the presence of cultural resources. No
changes were made in response to these comments.
Procurement
Comment: One respondent recommended NRCS utilize all available data
to assess the unmet need for technical services and training. Two
respondents recommended that the Chief provide guidance for acceptable
use of TSP funds, and that such funds should not be used to compensate
for State budget shortfalls.
Response: The National Headquarters TSP team uses the Performance
Results System (PRS) data and financial management reporting data to
determine the unmet needs for technical services. NRCS has incorporated
flexibility into the TSP provisions to allow State Conservationists the
discretion to determine how to utilize TSPs to meet the technical
service needs of the State. The funding for TSP services is not used
for State USDA employee compensation. No changes were made in response
to these comments.
Socially Disadvantaged Producers
Comment: One respondent recommended that NRCS assure that there are
adequate numbers of staff to service needs of socially disadvantaged
producers and beginning farmers and ranchers, and that the performance
review system incorporates such. The respondent contends that because
EQIP and CSP have targeted percents of financial assistance funding,
that NRCS identify targeted percentage of technical assistance funding
accordingly.
Response: Since financial assistance and technical assistance funds
are allocated proportionally, the amount of funds available for
technical services should correspond with the financial assistance
levels allocated to socially disadvantaged producers and beginning
farmer and ranchers. Therefore, NRCS has not established any targets
for utilization of the technical assistance funds or TSP participation.
No changes were made in response to this comment.
Summary of Changes by Section
NRCS confirms the changes made to the TSP regulations by the
January 16, 2009, interim final rule except for minor adjustments to
three sections as described below and explained in the preamble.
Because the amendatory language used in the interim final rule has
created confusion, NRCS is reprinting subpart A with the identified
changes and corrections incorporated.
Section 652.1
In this final rule, NRCS modifies paragraph (b) to remove the
limitation to ``where there is a direct private land benefit'' in
response to recent amendments made to EQIP that expanded the
availability of program funding to public lands that are part of a
producer's agricultural operation. NRCS also clarifies the types of
activities that TSPs may provide to participants to include education
and outreach, and assistance with design implementation.
Section 652.2
NRCS revises the definition of ``technical services,'' removes the
redundant definition for ``technical services,'' and adds definitions
for the terms ``conservation plan'' and ``conservation activity plan.''
Section 652.5
NRCS removes the provisions that referenced ``not-to-exceed'' rates
that were contained in Sec. 652.5(k) of the interim final rule.
List of Subjects in 7 CFR Part 652
Natural resources, soil conservation, technical assistance,
technical service, water resources.
0
For the reasons stated in this preamble, NRCS confirms as final, the
interim rule published on January 16, 2009 (74 FR 2800) and further
amends part 652 of Title 7 of the CFR as follows:
PART 652--TECHNICAL SERVICE PROVIDER ASSISTANCE
0
1. The authority citation for part 652 continues to read as follows:
Authority: 16 U.S.C. 3842.
0
2. Part 652 is amended by revising Subpart A to read as follows:
Subpart A--General Provisions
Sec.
652.1 Applicability.
652.2 Definitions.
652.3 Administration.
652.4 Technical service standards.
652.5 Participant acquisition of technical services.
652.6 Department delivery of technical services.
[[Page 6846]]
652.7 Quality assurance.
Subpart A--General Provisions
Sec. 652.1 Applicability.
(a) The regulations in this part set forth the policies,
procedures, and requirements related to delivery of technical
assistance by individuals and entities other than the Department,
hereinafter referred to as technical service providers (TSPs). The Food
Security Act of 1985, requires the Secretary to deliver technical
assistance to eligible participants for implementation of its Title XII
Programs and the conservation activities in the Agricultural Management
Assistance Program, 7 U.S.C. 1524, directly, through an agreement with
a third party provider, or at the option of the producer through
payment to the producer for an approved third party provider. This
regulation defines how a participant acquires technical service from a
third party TSP, sets forth a certification and decertification
process, and establishes a method to make payments for technical
services.
(b) TSPs may provide technical services to eligible participants in
conservation planning, education and outreach, and assistance with
design and implementation of conservation practices applied on private
land, Indian land, or where allowed by conservation program rules on
public land.
(c) The Chief may implement this part in any of the 50 States,
District of Columbia, Commonwealth of Puerto Rico, Guam, Virgin
Islands, American Samoa, and the Commonwealth of the Northern Marianna
Islands.
Sec. 652.2 Definitions.
The following definitions apply to this part and all documents
issued in accordance with this part, unless specified otherwise:
Approved list means the list of individuals, private sector
entities, or public agencies certified by the Natural Resources
Conservation Service (NRCS) to provide technical services to a
participant.
Certification means the action taken by NRCS to approve:
(1) An individual as meeting the minimum NRCS criteria for
providing technical service for conservation planning or a specific
conservation practice or system.
(2) An entity or public agency having an employee or employees that
meet the minimum NRCS criteria for providing technical service for
conservation planning or a specific conservation practice or system.
Chief means the Chief of NRCS or designee.
Conservation activity plan means the conservation practices
associated with plan development as authorized under the Food,
Conservation, and Energy Act of 2008 (2008 Act).
Conservation plan means a record of the client's decisions and
supporting information for treatment of a land unit or water as a
result of the planning process that meets the Field Office Technical
Guide quality criteria for each natural resource (soil, water, air,
plants, and animals), and takes into account economic and social
considerations. The plan describes the schedule of operations and
activities needed to solve identified natural resource problems and
takes advantage of opportunities at a conservation management system
level. The needs of the client, the resources, and Federal, State, and
local requirements will be met.
Conservation practice means a specified treatment, such as a
structural or vegetative practice, or a land management practice that
is planned and applied according to NRCS standards and specifications.
Contribution agreement means the instrument used to acquire
technical services under the authority of 7 U.S.C. 6962a.
Cooperative agreement means the same as defined in the Federal
Grants and Cooperative Agreement Act, 31 U.S.C. 6301 et seq.
Department means the NRCS, the Farm Service Agency, or any other
agency or instrumentality of the Department of Agriculture (USDA) that
is assigned responsibility for all or a part of a conservation program
subject to this part.
Eligible Participant means a producer, landowner, or entity that is
participating in, or seeking to participate in, a conservation program
covered by this rule in which the producer, landowner, or entity is
otherwise eligible to participate.
Entity means a corporation, joint stock company, association,
cooperative, limited partnership, limited liability partnership,
limited liability company, nonprofit organization, a member of a joint
venture, or a member of a similar organization.
Indian land means all lands held in trust by the United States for
individual Indians or tribes, or all lands, titles to which are held by
individual Indians or tribes, subject to Federal restrictions against
alienation or encumbrance, or all lands which are subject to the rights
of use, occupancy, and benefit of certain tribes. The term Indian land
also includes land for which the title is held in fee status by Indian
tribes and the United States Government-owned land under the Bureau of
Indian Affairs jurisdiction.
Procurement contract means the same as the term ``contract'' means
under the Federal Grants and Cooperative Agreement Act, 31 U.S.C. 6301
et seq.
Program Contract means the document that specifies the rights and
obligations of any individual or entity that has been accepted for
participation in a program authorized under Title XII of the Food
Security Act of 1985, or the Agricultural Management Assistance
Program, authorized under 7 U.S.C. 1524.
Public agency means a unit or subdivision of Federal, State, local,
or tribal government other than the Department.
Recommending organization means a professional organization,
association, licensing board, or similar organization with which NRCS
has entered into an agreement to recommend qualified individuals for
NRCS certification as TSPs for specific technical services.
Secretary means the Secretary of the Department of Agriculture.
State Conservationist means the NRCS employee authorized to direct
and supervise NRCS activities in a State, Caribbean Area, or Pacific
Basin Area.
Technical Service Contract means a document that specifies the
rights and obligations of an eligible participant to obtain technical
services from a TSP where the eligible participant will not receive
financial assistance for the implementation of the practice paid for in
the technical service contract through participation in a Title XII
conservation program or the Agricultural Management Assistance Program,
7 U.S.C. 1524.
Technical service means the technical assistance provided by TSPs,
including conservation planning; education and outreach; and the
design, installation, and check-out of approved conservation practices.
Technical service provider means an individual, entity, or public
agency either:
(1) Certified by NRCS and placed on the approved list to provide
technical services to participants; or
(2) Selected by the Department to assist the Department in the
implementation of conservation programs covered by this part through a
procurement contract, contribution agreement, or cooperative agreement
with the Department.
Written agreement means the document that specifies the rights and
obligations of any individual or entity
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that has been authorized by NRCS to receive conservation planning
assistance without having a program contract.
Sec. 652.3 Administration.
(a) As provided in this part, the Department will provide technical
assistance to participants directly, or at the option of the
participant, through a TSP in accordance with the requirements of this
part.
(b) The Chief of NRCS will direct and supervise the administration
of the regulations in this part.
(c) NRCS will:
(1) Provide overall leadership and management for the development
and administration of a TSP process;
(2) Consult with the Farm Service Agency and other appropriate
agencies and entities concerning the availability and utilization of
TSPs and the implementation of technical service;
(3) Establish policies, procedures, guidance, and criteria for
certification, recertification, decertification, certification renewal,
and implementation of the use of TSPs;
(4) Provide training to ensure that persons meet the certification
criteria for certain technical expertise when there is a lack of
training resources or market outside the agency for such technical
expertise. However, any training provided by the Department will be
limited to training about Department regulations, policies, procedures,
processes, and business and technical tools unique to NRCS; and
(5) Establish a process for verifying information provided to NRCS
under this part.
(d) The Department will not make payments under a program contract
or written agreement with a participant for technical services provided
by a TSP unless the TSP is certified by NRCS for the services provided
and is identified on the approved list.
(e) The Department may enter into procurement contracts,
contribution agreements, cooperative agreements, or other appropriate
instruments to assist the Department in providing technical assistance
when implementing conservation programs covered by this part. The
Department will ensure that such instruments contain the qualification
and performance criteria necessary to ensure quality implementation of
the goals and objectives of these conservation programs; therefore,
when the Department obtains assistance from a TSP in this manner, the
TSP is authorized to provide technical services and receive payment
even if such TSP is not certified in accordance with subpart B, nor
identified on the approved list.
(f) When a participant acquires technical services from a TSP, the
Department is not a party to the agreement between the participant and
the TSP. To ensure that quality implementation of the goals and
objectives of the conservation programs are met, the TSP must be
certified by NRCS in accordance with subpart B of this part and
identified on the approved list. Upon request of NRCS, TSPs are
required to submit copies of all transcripts, licensing, and
certification documentation.
Sec. 652.4 Technical service standards.
(a) All technical services provided by TSPs must meet USDA
standards and specifications as set forth in Departmental manuals,
handbooks, guides, and other references for soils mapping and natural
resources information, conservation planning, conservation practice
application, and other areas of technical assistance.
(b) The Department will only pay a participant for technical
services provided in accordance with established NRCS standards,
specifications, and requirements. The Department must approve all new
technologies and innovative practices, including interim standards and
specifications, prior to a TSP initiating technical services for those
technologies and practices.
(c) A TSP must assume responsibility in writing for the particular
technical services provided. Technical services provided by the TSP
must:
(1) Comply with all applicable Federal, State, tribal, and local
laws and requirements;
(2) Meet applicable Department standards, specifications, and
program requirements;
(3) Be consistent with the particular conservation program goals
and objectives for which the program contract was entered into by the
Department and the participant; and
(4) Incorporate alternatives that are both cost effective and
appropriate to address the resource issues. Conservation alternatives
will meet the objectives for the program and participant to whom
assistance is provided.
(d) TSPs are responsible for the technical services provided,
including any costs, damages, claims, liabilities, and judgments
arising from past, present, and future negligent or wrongful acts or
omissions of the TSP in connection with the technical service provided.
(e) The Department will not be in breach of any program contract or
written agreement if it fails to implement conservation plans or
practices or make payment for conservation plans or practices resulting
from technical services that do not meet USDA standards and
specifications or are not consistent with program requirements.
(f) The participant is responsible for complying with the terms and
conditions of the program contract or written agreement, which includes
meeting USDA technical standards and specifications for any technical
services provided by a TSP.
(g) The TSP will report in the NRCS conservation accomplishment
tracking system the appropriate data elements associated with the
technical services provided to the Department or participant.
(h) To the extent allowed under State or tribal law, TSPs may
utilize the services of subcontractors to provide specific technical
services or expertise needed by the TSP, provided that the
subcontractors are certified by NRCS in accordance with this part for
the particular technical services to be provided and the technical
services are provided in terms of their Certification Agreement.
Payments will not be made for any technical services provided by
uncertified subcontractors, except when such technical services are
provided under the provisions of a procurement contract, cooperative
agreement, or contribution agreement with the NRCS.
Sec. 652.5 Participant acquisition of technical services.
(a) Participants may obtain technical assistance directly from the
Department or, when available, from a TSP.
(b) To acquire technical assistance directly from the Department,
participants should contact their local USDA Service Center.
(c) To acquire technical services from a TSP, participants must:
(1) Enter into and comply with a program contract or a written
agreement prior to acquiring technical services; and
(2) Select a certified TSP from the approved list of TSPs.
(d) The Department may approve written agreements for technical
assistance prior to program participation based on available funding
and natural resource priorities as identified by the State
Conservationist.
(e) The technical assistance indicated in paragraph (d) may include
the development of conservation plans or activity plans suitable for
subsequent incorporation into a program contract.
(f) The Department may make payment to eligible participants who
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have a technical service contract and utilize it for technical
assistance from a TSP.
(g) The Department will identify in the p