Coordinated Communications, 6590-6592 [2010-2973]
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6590
Proposed Rules
Federal Register
Vol. 75, No. 27
Wednesday, February 10, 2010
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
FEDERAL ELECTION COMMISSION
11 CFR Parts 100 and 109
[Notice 2010–01]
Coordinated Communications
Federal Election Commission.
Supplemental Notice of
Proposed Rulemaking.
AGENCY:
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ACTION:
SUMMARY: The Federal Election
Commission is issuing a Supplemental
Notice of Proposed Rulemaking for the
Notice of Proposed Rulemaking on
Coordinated Communications published
on October 21, 2009, in order to elicit
comments addressing the impact of the
Supreme Court’s decision in Citizens
United v. FEC. The Commission is also
announcing a public hearing on the
proposed rules regarding coordinated
communications. No final decision has
been made by the Commission on the
issues presented in this rulemaking.
DATES: Comments must be received on
or before February 24, 2010. The hearing
will be held on Tuesday and
Wednesday, March 2 and 3, 2010 and
will begin at 10 a.m. Anyone wishing to
testify at the hearing must file written
comments by the due date and must
include a request to testify in the
written comments. Any person who
requested to testify in written comments
received by the Commission prior to the
deadline for the initial comment period
need not request to testify again.
ADDRESSES: All comments must be in
writing, addressed to Ms. Amy L.
Rothstein, Assistant General Counsel,
and submitted in either electronic,
facsimile or paper form. Commenters
are strongly encouraged to submit
comments electronically to ensure
timely receipt and consideration.
Electronic comments should be sent to
CoordinationShays3@fec.gov. If the
electronic comments include an
attachment, the attachment must be in
Adobe Acrobat (.pdf) or Microsoft Word
(.doc) format. Faxed comments should
be sent to (202) 219–3923, with paper
follow-up. Paper comments and paper
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follow-up of faxed comments should be
sent to the Federal Election
Commission, 999 E Street, NW.,
Washington, DC 20463. All comments
must include the full name and postal
service address of the commenter or
they will not be considered. The
Commission will post comments on its
website after the comment period ends.
The hearing will be held in the
Commission’s ninth floor meeting room,
999 E Street, NW., Washington, DC.
FOR FURTHER INFORMATION CONTACT: Ms.
Amy L. Rothstein, Assistant General
Counsel, Ms. Jessica Selinkoff, or Ms.
Joanna Waldstreicher, Attorneys, 999 E
Street, NW., Washington, DC 20463,
(202) 694–1650 or (800) 424–9530.
SUPPLEMENTARY INFORMATION: On
October 21, 2009, the Commission
published a Notice of Proposed
Rulemaking (‘‘NPRM’’) proposing
possible changes to the ‘‘coordinated
communication’’ regulations at 11 CFR
109.21 in response to the decision of the
Court of Appeals for the District of
Columbia Circuit in Shays v. FEC, 528
F.3d 914 (D.C. Cir. 2008) (‘‘Shays III
Appeal’’). See Notice of Proposed
Rulemaking on Coordinated
Communications, 74 FR 53893 (Oct. 21,
2009). The deadline for comments on
the NPRM was January 19, 2010. In the
NPRM, the Commission stated that it
would announce the date of a hearing at
a later date.
I. Extension of Comment Period
Two days after the close of the
NPRM’s comment period, on January
21, 2010, the Supreme Court issued its
decision in Citizens United v. FEC, No.
08–205 (U.S. Jan. 21, 2010), available at
https://www.fec.gov/law/litigation/
cu_sc08_opinion.pdf. Citizens United
may raise issues relevant to the
coordinated communications
rulemaking. Therefore, the Commission
is re-opening the comment period for
this rulemaking. The Commission seeks
additional comment as to the effect of
the Citizens United decision on the
proposed rules, issues, and questions
raised in the NPRM and in this
Supplemental Notice of Proposed
Rulemaking (‘‘SNPRM’’).1 Comments are
due on or before February 24, 2010.
1 The Commission is reevaluating a number of
other regulations in light of the Citizens United
decision and intends to begin a separate rulemaking
to address these other regulations. Commenters will
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a. General Considerations
In response to Shays III Appeal, the
Commission’s NPRM proposed four
alternatives for revising the content
prong of the coordinated
communications test, three alternatives
for revising the conduct prong of the
coordinated communications test, two
alternative definitions of ‘‘promote,
support, attack, or oppose’’ (‘‘PASO’’),
and two safe harbors.
The Commission seeks comments on
the effect of the Citizens United decision
on the Commission’s proposals in the
NPRM. The Commission asks broadly
whether commenters believe Citizens
United affects any aspect of the
proposed rules and also asks specific
questions regarding certain aspects of
the proposed rules.
In concluding that ‘‘independent
expenditures, including those made by
corporations, do not give rise to
corruption or the appearance of
corruption,’’ the Court explained that
‘‘ ‘[t]he absence of prearrangement and
coordination of an expenditure with the
candidate or his agent not only
undermines the value of the
expenditure to the candidate, but also
alleviates the danger that expenditures
will be given as a quid pro quo for
improper commitments from the
candidate.’ ’’ Citizens United, slip op. at
41–42 (quoting Buckley v. Valeo, 424
U.S. 1, 47 (1976)). Does this statement
suggest the need for a more robust
coordination rule because the presence
of prearrangement and coordination
may result in, or provide the
opportunity for, quid pro quo
corruption?
The Court further held that the
governmental interest in ‘‘[l]aws that
burden political speech’’ is ‘‘limited to
quid pro quo corruption,’’ and that
‘‘[i]ngratiation and access, in any event,
are not corruption.’’ Citizens United, slip
op. at 43, 45. In light of these statements
in Citizens United, is one of the
governmental interests asserted in Shays
III-Appeal for a stricter coordinated
communications rule—i.e., to prevent
third-party sponsors of communications
from ingratiating themselves with
Federal candidates (528 F.3d at 925)—
still valid after Citizens United? Or, was
the Court’s holding limited to the
independent expenditures that were at
have an opportunity to address these other issues
at that time.
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issue in Citizens United? Given that
coordination was not at issue in Citizens
United, did the Court’s mention of
coordination suggest, in any way, that a
different governmental interest would
justify regulating non-party speech that
may be coordinated?
Now that Citizens United permits
additional entities, such as public
corporations and labor organizations, to
make independent expenditures, does
the proposed rule on coordinated
communications adequately address
those organizations?
b. Content Standards
The Commission seeks comment on
the effect, if any, of the Citizens United
decision on the proposed content
standards. What effect does the decision
have on the proposed Modified WRTL
content standard, including the
proposal’s ‘‘functional equivalent of
express advocacy’’ test? See, e.g., NPRM,
74 FR at 53902. Should any parts of 11
CFR 114.15 be included in such a test,
or is Section 114.15 simply inapplicable
after Citizens United? Does the
‘‘functional equivalent of express
advocacy’’ standard still provide a
potentially useful coordinated
communications content standard to
address the Shays III-Appeal court’s
concerns? Should the Commission
devise alternative criteria for the
Modified WRTL content standard, or
does the Court’s discussion of the
Commission’s ‘‘two part, 11-factor
balancing test to implement WRTL’s
ruling’’ indicate a general disapproval of
such an approach? Citizens United, slip
op. at 18 (referring to FEC v. Wis. Right
to Life, Inc., 551 U.S. 449 (2007)
(‘‘WRTL’’)). Are any additional criteria
necessary at all, or should the
Commission simply rely on the
Modified WRTL standard as articulated
in the proposed rule text? Did the
Court’s application of the test to Hillary:
The Movie demonstrate that the Court’s
‘‘functional equivalent of express
advocacy’’ standard is sufficiently
workable without further explanation?
Additionally, the Commission seeks
further comment on the examples given
in the NPRM—both those in the
proposed PASO definitions and those to
which the proposed PASO and
Modified WRTL content standards may
or may not apply—in light of Citizens
United. See Citizens United, slip op. at
3, 20–21, and 52–54; see also NPRM, 74
FR at 53903–04 and 53911–12. The
Commission also seeks comment on the
application of the proposed content
standard alternatives to the
communications at issue in Citizens
United. See Citizens United, slip op. at
3, 52–54. What impact, if any, does the
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Court’s conclusion that Hillary: The
Movie is ‘‘the functional equivalent of
express advocacy’’ have on the
Commission’s coordinated
communications rules and in particular
to the application of the ‘‘express
advocacy’’ content standard outside the
90/120-day windows? Does the analysis
change when the ‘‘functional equivalent
of express advocacy’’ is not being
applied to a communication in order to
strike down a speech prohibition, as in
Citizens United, but rather to restrict
certain speech, as in the proposed
coordination rules? See, e.g., Citizens
United, slip op. at 10 (‘‘First
Amendment standards, however, ‘must
give the benefit of any doubt to
protecting rather than stifling speech’ ’’)
(quoting WRTL, 551 U.S. at 469). Is
there anything in the opinion to suggest
that the Court intended its conclusion,
that Hillary: The Movie is ‘‘the
functional equivalent of express
advocacy’’ to apply only in limited
contexts?
Are the proposed PASO definitions
sufficiently clear and unambiguous so
as not to require ‘‘intricate case-by-case
determinations’’ or to require
prospective speakers to seek guidance
from the Commission as to whether
their proposed speech would be
coordinated? Id. at 12. Do Citizens
United and WRTL provide a
constitutional limit on the reach of the
proposed PASO standard? Are any
content standards broader than express
advocacy or its functional equivalent
permissible after Citizens United, or are
these the only standards that the Court
has concluded are sufficiently clear? In
light of the Supreme Court’s statements
that the PASO components ‘‘give the
person of ordinary intelligence a
reasonable opportunity to know what is
prohibited,’’ McConnell v. FEC, 540 U.S.
93, 170 n.64 (2003), and that any rule
must ‘‘eschew the open-ended roughand-tumble of factors,’’ Citizens United,
slip op. at 19 (quoting WRTL, 551 U.S.
at 469), should the Commission adopt a
PASO content standard without a
definition? In the absence of a
definition, would the rule provide
specific enough guidance to prospective
speakers? Would such a rule be
enforceable by the Commission?
More generally, how should the
Commission conduct investigations in
enforcement actions arising from
allegations of coordination? Does the
Court’s holding in Citizens United that
corporations have a First Amendment
right to make independent expenditures
raise concerns about investigating
potentially coordinated
communications that do not exist in
other contexts? Would investigations to
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6591
determine whether a communication is
independent or coordinated (and thus a
contribution), chill protected speech?
To avoid such a risk, should the
Commission require a heightened
standard (e.g., requiring more
particularity or specificity) in any
complaint alleging coordination before
opening an enforcement proceeding?
Should such a heightened complaint
standard be adopted with, or regardless
of, any revised content standard? Would
such a heightened complaint standard
impair the Commission’s ability to
investigate allegations of contributions
via coordination? Does anything in the
Act (particularly 2 U.S.C. 437g(a))
authorize or preclude the Commission
from adopting a heightened complaint
standard for coordination allegations? If
the Commission may not require a
heightened complaint standard for
coordination allegations, would that
then preclude the application of a
broader content standard? Why?
c. Safe Harbors
Additionally, the NPRM proposes safe
harbors that would exempt certain
communications sponsored by 501(c)(3)
organizations or candidates’ businesses
from being treated as coordinated.
NPRM, 74 FR at 53907–53910. Are these
proposed safe harbors consistent with
the Citizens United decision? See, e.g.,
slip op. at 24 (‘‘Prohibited too, are
restrictions distinguishing among
different speakers, allowing speech by
some but not others.’’). Should the
proposed safe harbors apply broadly
regardless of the types of entities
involved? For example, should there be
a safe harbor from the coordination
rules for any public communication in
which a candidate for Federal office
expresses or seeks support for any type
of organization, or for a position on a
public policy or legislative proposal
espoused (or opposed) by that
organization? Similarly, should the safe
harbor for commercial transactions
include any public communication in
which a candidate for Federal office
proposes any type of commercial
transaction, regardless of whether it is
for a business that the candidate owns
or operates, or whether the business
existed prior to the candidacy? Would
such safe harbors be overbroad or
undermine the efficacy of the rule?
d. Consequences of Court’s Media
Exemption Analysis
In Citizens United, the Court stated,
‘‘There is no precedent supporting laws
that attempt to distinguish between
corporations which are deemed to be
exempt as media corporations and those
which are not,’’ and ‘‘[t]his differential
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Federal Register / Vol. 75, No. 27 / Wednesday, February 10, 2010 / Proposed Rules
treatment [between corporations with
and without media outlets] cannot be
squared with the First Amendment.’’
Slip op. at 37. Does the Court’s analysis
of the media exemption affect the
proposed rule changes, or the
coordination rules generally? If so, how?
II. Notice of Hearing
The Commission announces that a
hearing will be held on Tuesday, March
2, 2010 and Wednesday, March 3, 2010
(see DATES and ADDRESSES, above). The
witnesses will be those individuals who
indicated in their timely comments,
whether to the NPRM published on
October 21, 2009 or to this notice, that
they wish to testify at the hearing.
Individuals who plan to attend and
require special assistance, such as sign
language interpretation or other
reasonable accommodations, should
contact the Commission Secretary’s
office at (202) 694–1040, at least 72
hours prior to the hearing date.
Dated: February 5, 2010.
On behalf of the Commission,
Matthew S. Petersen,
Chairman, Federal Election Commission.
[FR Doc. 2010–2973 Filed 2–9–10; 8:45 am]
BILLING CODE 6715–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 71
[Docket No. FAA–2009–1153; Airspace
Docket No. 09–ACE–13]
Proposed Amendment of Class E
Airspace; Emmetsburg, IA
cprice-sewell on DSK2BSOYB1PROD with PROPOSALS
AGENCY: Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
SUMMARY: This action proposes to
amend Class E airspace at Emmetsburg,
IA. Additional controlled airspace is
necessary to accommodate new
Standard Instrument Approach
Procedures (SIAPs) at Emmetsburg
Municipal Airport, Emmetsburg, IA.
The FAA is taking this action to
enhance the safety and management of
Instrument Flight Rules (IFR) operations
for SIAPs at the airport.
DATES: 0901 UTC. Comments must be
received on or before March 29, 2010.
ADDRESSES: Send comments on this
proposal to the U.S. Department of
Transportation, Docket Operations, 1200
New Jersey Avenue SE., West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001. You must
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15:11 Feb 09, 2010
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identify the docket number FAA–2009–
1153/Airspace Docket No. 09–ACE–13,
at the beginning of your comments. You
may also submit comments through the
Internet at https://www.regulations.gov.
You may review the public docket
containing the proposal, any comments
received, and any final disposition in
person in the Dockets Office between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays. The
Docket Office (telephone 1–800–647–
5527), is on the ground floor of the
building at the above address.
FOR FURTHER INFORMATION CONTACT:
Scott Enander, Central Service Center,
Operations Support Group, Federal
Aviation Administration, Southwest
Region, 2601 Meacham Blvd, Fort
Worth, TX 76137; telephone: (817) 321–
7716.
SUPPLEMENTARY INFORMATION:
Comments Invited
Interested parties are invited to
participate in this proposed rulemaking
by submitting such written data, views,
or arguments, as they may desire.
Comments that provide the factual basis
supporting the views and suggestions
presented are particularly helpful in
developing reasoned regulatory
decisions on the proposal. Comments
are specifically invited on the overall
regulatory, aeronautical, economic,
environmental, and energy-related
aspects of the proposal.
Communications should identify both
docket numbers and be submitted in
triplicate to the address listed above.
Commenters wishing the FAA to
acknowledge receipt of their comments
on this notice must submit with those
comments a self-addressed, stamped
postcard on which the following
statement is made: ‘‘Comments to
Docket No. FAA–2009–1153/Airspace
Docket No. 09–ACE–13.’’ The postcard
will be date/time stamped and returned
to the commenter.
Availability of NPRMs
An electronic copy of this document
may be downloaded through the
Internet at https://www.regulations.gov.
Recently published rulemaking
documents can also be accessed through
the FAA’s Web page at https://
www.faa.gov/airports_airtraffic/
air_traffic/publications/
airspace_amendments/.
You may review the public docket
containing the proposal, any comments
received, and any final disposition in
person in the Dockets Office (see
‘‘ADDRESSES’’ section for address and
phone number) between 9 a.m and 5
p.m., Monday through Friday, except
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Federal holidays. An informal docket
may also be examined during normal
business hours at the office of the
Central Service Center, 2601 Meacham
Blvd, Fort Worth, TX 76137.
Persons interested in being placed on
a mailing list for future NPRM’s should
contact the FAA’s Office of Rulemaking
(202) 267–9677, to request a copy of
Advisory Circular No. 11–2A, Notice of
Proposed Rulemaking Distribution
System, which describes the application
procedure.
The Proposal
This action proposes to amend Title
14, Code of Federal Regulations (14
CFR), Part 71 by adding additional Class
E airspace extending upward from 700
feet above the surface for SIAPs
operations at Emmetsburg Municipal
Airport, Emmetsburg, IA. Controlled
airspace is needed for the safety and
management of IFR operations at the
airport.
Class E airspace areas are published
in Paragraph 6005 of FAA Order
7400.9T, dated August 27, 2009, and
effective September 15, 2009, which is
incorporated by reference in 14 CFR
71.1. The Class E airspace designation
listed in this document would be
published subsequently in the Order.
The FAA has determined that this
proposed regulation only involves an
established body of technical
regulations for which frequent and
routine amendments are necessary to
keep them operationally current. It,
therefore, (1) is not a ‘‘significant
regulatory action’’ under Executive
Order 12866; (2) is not a ‘‘significant
rule’’ under DOT Regulatory Policies
and Procedures (44 FR 11034; February
26, 1979); and (3) does not warrant
preparation of a Regulatory Evaluation
as the anticipated impact is so minimal.
Since this is a routine matter that will
only affect air traffic procedures and air
navigation, it is certified that this rule,
when promulgated, will not have a
significant economic impact on a
substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the U.S. Code. Subtitle 1,
Section 106 describes the authority of
the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the agency’s
authority. This rulemaking is
promulgated under the authority
described in Subtitle VII, Part A,
Subpart I, Section 40103. Under that
section, the FAA is charged with
prescribing regulations to assign the use
of airspace necessary to ensure the
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Agencies
[Federal Register Volume 75, Number 27 (Wednesday, February 10, 2010)]
[Proposed Rules]
[Pages 6590-6592]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-2973]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 75, No. 27 / Wednesday, February 10, 2010 /
Proposed Rules
[[Page 6590]]
FEDERAL ELECTION COMMISSION
11 CFR Parts 100 and 109
[Notice 2010-01]
Coordinated Communications
AGENCY: Federal Election Commission.
ACTION: Supplemental Notice of Proposed Rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Federal Election Commission is issuing a Supplemental
Notice of Proposed Rulemaking for the Notice of Proposed Rulemaking on
Coordinated Communications published on October 21, 2009, in order to
elicit comments addressing the impact of the Supreme Court's decision
in Citizens United v. FEC. The Commission is also announcing a public
hearing on the proposed rules regarding coordinated communications. No
final decision has been made by the Commission on the issues presented
in this rulemaking.
DATES: Comments must be received on or before February 24, 2010. The
hearing will be held on Tuesday and Wednesday, March 2 and 3, 2010 and
will begin at 10 a.m. Anyone wishing to testify at the hearing must
file written comments by the due date and must include a request to
testify in the written comments. Any person who requested to testify in
written comments received by the Commission prior to the deadline for
the initial comment period need not request to testify again.
ADDRESSES: All comments must be in writing, addressed to Ms. Amy L.
Rothstein, Assistant General Counsel, and submitted in either
electronic, facsimile or paper form. Commenters are strongly encouraged
to submit comments electronically to ensure timely receipt and
consideration. Electronic comments should be sent to
CoordinationShays3@fec.gov. If the electronic comments include an
attachment, the attachment must be in Adobe Acrobat (.pdf) or Microsoft
Word (.doc) format. Faxed comments should be sent to (202) 219-3923,
with paper follow-up. Paper comments and paper follow-up of faxed
comments should be sent to the Federal Election Commission, 999 E
Street, NW., Washington, DC 20463. All comments must include the full
name and postal service address of the commenter or they will not be
considered. The Commission will post comments on its website after the
comment period ends. The hearing will be held in the Commission's ninth
floor meeting room, 999 E Street, NW., Washington, DC.
FOR FURTHER INFORMATION CONTACT: Ms. Amy L. Rothstein, Assistant
General Counsel, Ms. Jessica Selinkoff, or Ms. Joanna Waldstreicher,
Attorneys, 999 E Street, NW., Washington, DC 20463, (202) 694-1650 or
(800) 424-9530.
SUPPLEMENTARY INFORMATION: On October 21, 2009, the Commission
published a Notice of Proposed Rulemaking (``NPRM'') proposing possible
changes to the ``coordinated communication'' regulations at 11 CFR
109.21 in response to the decision of the Court of Appeals for the
District of Columbia Circuit in Shays v. FEC, 528 F.3d 914 (D.C. Cir.
2008) (``Shays III Appeal''). See Notice of Proposed Rulemaking on
Coordinated Communications, 74 FR 53893 (Oct. 21, 2009). The deadline
for comments on the NPRM was January 19, 2010. In the NPRM, the
Commission stated that it would announce the date of a hearing at a
later date.
I. Extension of Comment Period
Two days after the close of the NPRM's comment period, on January
21, 2010, the Supreme Court issued its decision in Citizens United v.
FEC, No. 08-205 (U.S. Jan. 21, 2010), available at https://www.fec.gov/law/litigation/cu_sc08_opinion.pdf. Citizens United may raise issues
relevant to the coordinated communications rulemaking. Therefore, the
Commission is re-opening the comment period for this rulemaking. The
Commission seeks additional comment as to the effect of the Citizens
United decision on the proposed rules, issues, and questions raised in
the NPRM and in this Supplemental Notice of Proposed Rulemaking
(``SNPRM'').\1\ Comments are due on or before February 24, 2010.
---------------------------------------------------------------------------
\1\ The Commission is reevaluating a number of other regulations
in light of the Citizens United decision and intends to begin a
separate rulemaking to address these other regulations. Commenters
will have an opportunity to address these other issues at that time.
---------------------------------------------------------------------------
a. General Considerations
In response to Shays III Appeal, the Commission's NPRM proposed
four alternatives for revising the content prong of the coordinated
communications test, three alternatives for revising the conduct prong
of the coordinated communications test, two alternative definitions of
``promote, support, attack, or oppose'' (``PASO''), and two safe
harbors.
The Commission seeks comments on the effect of the Citizens United
decision on the Commission's proposals in the NPRM. The Commission asks
broadly whether commenters believe Citizens United affects any aspect
of the proposed rules and also asks specific questions regarding
certain aspects of the proposed rules.
In concluding that ``independent expenditures, including those made
by corporations, do not give rise to corruption or the appearance of
corruption,'' the Court explained that `` `[t]he absence of
prearrangement and coordination of an expenditure with the candidate or
his agent not only undermines the value of the expenditure to the
candidate, but also alleviates the danger that expenditures will be
given as a quid pro quo for improper commitments from the candidate.'
'' Citizens United, slip op. at 41-42 (quoting Buckley v. Valeo, 424
U.S. 1, 47 (1976)). Does this statement suggest the need for a more
robust coordination rule because the presence of prearrangement and
coordination may result in, or provide the opportunity for, quid pro
quo corruption?
The Court further held that the governmental interest in ``[l]aws
that burden political speech'' is ``limited to quid pro quo
corruption,'' and that ``[i]ngratiation and access, in any event, are
not corruption.'' Citizens United, slip op. at 43, 45. In light of
these statements in Citizens United, is one of the governmental
interests asserted in Shays III-Appeal for a stricter coordinated
communications rule--i.e., to prevent third-party sponsors of
communications from ingratiating themselves with Federal candidates
(528 F.3d at 925)--still valid after Citizens United? Or, was the
Court's holding limited to the independent expenditures that were at
[[Page 6591]]
issue in Citizens United? Given that coordination was not at issue in
Citizens United, did the Court's mention of coordination suggest, in
any way, that a different governmental interest would justify
regulating non-party speech that may be coordinated?
Now that Citizens United permits additional entities, such as
public corporations and labor organizations, to make independent
expenditures, does the proposed rule on coordinated communications
adequately address those organizations?
b. Content Standards
The Commission seeks comment on the effect, if any, of the Citizens
United decision on the proposed content standards. What effect does the
decision have on the proposed Modified WRTL content standard, including
the proposal's ``functional equivalent of express advocacy'' test? See,
e.g., NPRM, 74 FR at 53902. Should any parts of 11 CFR 114.15 be
included in such a test, or is Section 114.15 simply inapplicable after
Citizens United? Does the ``functional equivalent of express advocacy''
standard still provide a potentially useful coordinated communications
content standard to address the Shays III-Appeal court's concerns?
Should the Commission devise alternative criteria for the Modified WRTL
content standard, or does the Court's discussion of the Commission's
``two part, 11-factor balancing test to implement WRTL's ruling''
indicate a general disapproval of such an approach? Citizens United,
slip op. at 18 (referring to FEC v. Wis. Right to Life, Inc., 551 U.S.
449 (2007) (``WRTL'')). Are any additional criteria necessary at all,
or should the Commission simply rely on the Modified WRTL standard as
articulated in the proposed rule text? Did the Court's application of
the test to Hillary: The Movie demonstrate that the Court's
``functional equivalent of express advocacy'' standard is sufficiently
workable without further explanation?
Additionally, the Commission seeks further comment on the examples
given in the NPRM--both those in the proposed PASO definitions and
those to which the proposed PASO and Modified WRTL content standards
may or may not apply--in light of Citizens United. See Citizens United,
slip op. at 3, 20-21, and 52-54; see also NPRM, 74 FR at 53903-04 and
53911-12. The Commission also seeks comment on the application of the
proposed content standard alternatives to the communications at issue
in Citizens United. See Citizens United, slip op. at 3, 52-54. What
impact, if any, does the Court's conclusion that Hillary: The Movie is
``the functional equivalent of express advocacy'' have on the
Commission's coordinated communications rules and in particular to the
application of the ``express advocacy'' content standard outside the
90/120-day windows? Does the analysis change when the ``functional
equivalent of express advocacy'' is not being applied to a
communication in order to strike down a speech prohibition, as in
Citizens United, but rather to restrict certain speech, as in the
proposed coordination rules? See, e.g., Citizens United, slip op. at 10
(``First Amendment standards, however, `must give the benefit of any
doubt to protecting rather than stifling speech' '') (quoting WRTL, 551
U.S. at 469). Is there anything in the opinion to suggest that the
Court intended its conclusion, that Hillary: The Movie is ``the
functional equivalent of express advocacy'' to apply only in limited
contexts?
Are the proposed PASO definitions sufficiently clear and
unambiguous so as not to require ``intricate case-by-case
determinations'' or to require prospective speakers to seek guidance
from the Commission as to whether their proposed speech would be
coordinated? Id. at 12. Do Citizens United and WRTL provide a
constitutional limit on the reach of the proposed PASO standard? Are
any content standards broader than express advocacy or its functional
equivalent permissible after Citizens United, or are these the only
standards that the Court has concluded are sufficiently clear? In light
of the Supreme Court's statements that the PASO components ``give the
person of ordinary intelligence a reasonable opportunity to know what
is prohibited,'' McConnell v. FEC, 540 U.S. 93, 170 n.64 (2003), and
that any rule must ``eschew the open-ended rough-and-tumble of
factors,'' Citizens United, slip op. at 19 (quoting WRTL, 551 U.S. at
469), should the Commission adopt a PASO content standard without a
definition? In the absence of a definition, would the rule provide
specific enough guidance to prospective speakers? Would such a rule be
enforceable by the Commission?
More generally, how should the Commission conduct investigations in
enforcement actions arising from allegations of coordination? Does the
Court's holding in Citizens United that corporations have a First
Amendment right to make independent expenditures raise concerns about
investigating potentially coordinated communications that do not exist
in other contexts? Would investigations to determine whether a
communication is independent or coordinated (and thus a contribution),
chill protected speech? To avoid such a risk, should the Commission
require a heightened standard (e.g., requiring more particularity or
specificity) in any complaint alleging coordination before opening an
enforcement proceeding? Should such a heightened complaint standard be
adopted with, or regardless of, any revised content standard? Would
such a heightened complaint standard impair the Commission's ability to
investigate allegations of contributions via coordination? Does
anything in the Act (particularly 2 U.S.C. 437g(a)) authorize or
preclude the Commission from adopting a heightened complaint standard
for coordination allegations? If the Commission may not require a
heightened complaint standard for coordination allegations, would that
then preclude the application of a broader content standard? Why?
c. Safe Harbors
Additionally, the NPRM proposes safe harbors that would exempt
certain communications sponsored by 501(c)(3) organizations or
candidates' businesses from being treated as coordinated. NPRM, 74 FR
at 53907-53910. Are these proposed safe harbors consistent with the
Citizens United decision? See, e.g., slip op. at 24 (``Prohibited too,
are restrictions distinguishing among different speakers, allowing
speech by some but not others.''). Should the proposed safe harbors
apply broadly regardless of the types of entities involved? For
example, should there be a safe harbor from the coordination rules for
any public communication in which a candidate for Federal office
expresses or seeks support for any type of organization, or for a
position on a public policy or legislative proposal espoused (or
opposed) by that organization? Similarly, should the safe harbor for
commercial transactions include any public communication in which a
candidate for Federal office proposes any type of commercial
transaction, regardless of whether it is for a business that the
candidate owns or operates, or whether the business existed prior to
the candidacy? Would such safe harbors be overbroad or undermine the
efficacy of the rule?
d. Consequences of Court's Media Exemption Analysis
In Citizens United, the Court stated, ``There is no precedent
supporting laws that attempt to distinguish between corporations which
are deemed to be exempt as media corporations and those which are
not,'' and ``[t]his differential
[[Page 6592]]
treatment [between corporations with and without media outlets] cannot
be squared with the First Amendment.'' Slip op. at 37. Does the Court's
analysis of the media exemption affect the proposed rule changes, or
the coordination rules generally? If so, how?
II. Notice of Hearing
The Commission announces that a hearing will be held on Tuesday,
March 2, 2010 and Wednesday, March 3, 2010 (see DATES and ADDRESSES,
above). The witnesses will be those individuals who indicated in their
timely comments, whether to the NPRM published on October 21, 2009 or
to this notice, that they wish to testify at the hearing. Individuals
who plan to attend and require special assistance, such as sign
language interpretation or other reasonable accommodations, should
contact the Commission Secretary's office at (202) 694-1040, at least
72 hours prior to the hearing date.
Dated: February 5, 2010.
On behalf of the Commission,
Matthew S. Petersen,
Chairman, Federal Election Commission.
[FR Doc. 2010-2973 Filed 2-9-10; 8:45 am]
BILLING CODE 6715-01-P