Significant New Use Rules on Certain Chemical Substances, 4983-4996 [2010-1936]
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Federal Register / Vol. 75, No. 20 / Monday, February 1, 2010 / Rules and Regulations
Administrator of the Drug Enforcement
Administration.
The redelegation of signature
authority for the regulations in part
1314 is consistent with the signature
authority already redelegated to the
Deputy Assistant Administrator of the
Office of Diversion Control pertaining to
the promulgation of regulations related
to the registration of manufacturers,
distributors, dispensers, importers, and
exporters of controlled substances and
List I chemicals in parts 1301 and 1309,
respectively (28 CFR Appendix to
Subpart R, 7(a), 7(h)).
Regulatory Certifications
Congressional Review Act
The DEA has determined that this
action pertains to DEA management and
is a rule relating to DEA organization,
procedure or practice that does not
substantially affect the rights or
obligations of non-agency parties, and,
accordingly, is not a ‘‘rule’’ as that term
is used by the Congressional Review Act
(Subtitle E of the Small Business
Regulatory Enforcement Fairness Act of
1996 (SBREFA) (Pub. L. 104–121).
Therefore, the reporting requirement of
5 U.S.C. 801 does not apply.
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Administrative Procedure Act
This rule redelegates signature
authority for the promulgation of certain
regulations related to the retail sale of
scheduled listed chemical products
from the Deputy Administrator of the
DEA to the Deputy Assistant
Administrator, Office of Diversion
Control, Drug Enforcement
Administration. Since the rule relates to
agency organization, procedure, or
practice, it is excepted from the general
notice requirements of the
Administrative Procedure Act (5 U.S.C.
553(b) pursuant to 5 U.S.C. 553(b)(A).
The redelegation of signature authority
for the regulations in part 1314 is
consistent with the signature authority
already redelegated to the Deputy
Assistant Administrator, Office of
Diversion Control, pertaining to the
promulgation of regulations related to
the registration of manufacturers,
distributors, dispensers, importers, and
exporters of controlled substances and
List I chemicals in parts 1301 and 1309,
respectively (28 CFR Appendix to
Subpart R, 7(a), 7(h)).
Further, the Administrative Procedure
Act permits an agency to make this rule
effective upon the date of publication as
provided by the agency for good cause
found and published with the rule (5
U.S.C. 553(d)(3)). As this rule merely
redelegates signature authority for
certain regulations and has no impact
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on regulated entities, DEA finds good
cause to make this rule effective upon
publication.
Regulatory Flexibility Act
The Acting Administrator hereby
certifies that this rulemaking has been
drafted in accordance with the
Regulatory Flexibility Act (5 U.S.C.
601–612). This rule will not have a
significant economic impact on a
substantial number of small entities
because it pertains to administrative
matters affecting the DEA. Further, a
Regulatory Flexibility Analysis was not
required to be prepared for this final
rule because DEA was not required to
publish a general notice of proposed
rulemaking for this matter.
Executive Order 12866
The Acting Administrator certifies
that this rulemaking has been drafted in
accordance with the principles in
Executive Order 12866 § 1(b). This rule
is limited to agency organization,
management and personnel as described
by Executive Order 12866 section
(3)(d)(3) and, therefore, is not a
‘‘regulation’’ or ‘‘rule’’ as defined by that
Executive Order. Therefore, this action
has not been reviewed by the Office of
Management and Budget.
Executive Order 12988
This regulation meets the applicable
standards set forth in Sections 3(a) and
3(b)(2) of Executive Order 12988, Civil
Justice Reform.
Executive Order 13132
4983
Reporting and recordkeeping
requirements, Whistleblowing.
■ For the reasons set forth above, and
pursuant to the authority vested in the
Administrator of the Drug Enforcement
Administration by 28 CFR 0.100 and
0.104, and 21 U.S.C. 871, 28 CFR, part
0 is amended as follows:
PART 0—ORGANIZATION OF THE
DEPARTMENT OF JUSTICE
1. The authority citation for part 0
continues to read as follows:
■
Authority: 5 U.S.C. 301; 28 U.S.C. 509,
510, 515–519.
2. Section 7 of the Appendix to
subpart R is amended by adding a new
paragraph (m) to read as follows:
■
Appendix to Subpart R of Part 0—
Redelegation of Functions
*
*
*
*
*
Sec. 7. Promulgation of regulations.
*
*
*
*
*
(m) Part 1314, incident to the retail sale of
scheduled listed chemical products by
regulated sellers and distributors required to
submit reports under section 310(b)(3) of the
Act (21 U.S.C. 830(b)(3)), except that final
orders in connection with suspension or
revocation of the regulated seller’s or mail
order distributor’s right to sell scheduled
listed chemical products shall be made by
the Deputy Administrator of the Drug
Enforcement Administration.
*
*
*
*
*
Dated: January 21, 2010.
Michele M. Leonhart,
Acting Administrator.
[FR Doc. 2010–1967 Filed 1–29–10; 8:45 am]
This rulemaking does not preempt or
modify any provision of state law; nor
does it impose enforcement
responsibilities on any State; nor does it
diminish the power of any state to
enforce its own laws. Accordingly, this
rulemaking does not have federalism
implications warranting the application
of Executive Order 13132.
BILLING CODE 4410–09–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 9 and 721
[EPA–HQ–OPPT–2008–0918; FRL–8438–4]
Unfunded Mandates Reform Act of 1995
RIN 2070–AB27
This rule will not result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $120,000,000 or more
(adjusted for inflation) in any one year,
and will not significantly or uniquely
affect small governments. Therefore, no
actions were deemed necessary under
the provisions of the Unfunded
Mandates Reform Act of 1995.
Significant New Use Rules on Certain
Chemical Substances
List of Subjects in 28 CFR Part 0
Authority delegations (Government
agencies), Government employees,
Organizations and functions
(Government agencies), Privacy,
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AGENCY: Environmental Protection
Agency (EPA).
ACTION: Direct final rule.
SUMMARY: EPA is promulgating
significant new use rules (SNURs) under
section 5(a)(2) of the Toxic Substances
Control Act (TSCA) for 15 chemical
substances which were the subject of
premanufacture notices (PMNs). Three
of these chemical substances are subject
to TSCA section 5(e) consent orders
issued by EPA. This action requires
persons who intend to manufacture,
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import, or process any of these 15
chemical substances for an activity that
is designated as a significant new use by
this rule to notify EPA at least 90 days
before commencing that activity. The
required notification will provide EPA
with the opportunity to evaluate the
intended use and, if necessary, to
prohibit or limit that activity before it
occurs.
DATES: The effective date of this rule is
April 2, 2010 without further notice,
unless EPA receives written adverse or
critical comments, or notice of intent to
submit adverse or critical comments
before March 3, 2010. This rule shall be
promulgated for purposes of judicial
review at 1 p.m. (e.s.t.) on February 16,
2010.
If EPA receives written adverse or
critical comments, or notice of intent to
submit adverse or critical comments, on
one or more of these SNURs before
March 3, 2010, EPA will withdraw the
relevant sections of this direct final rule
before its effective date. EPA will then
issue a proposed SNUR for the chemical
substance(s) on which adverse or
critical comments were received,
providing a 30–day period for public
comment.
Significant new use designations for a
chemical substance are legally
established as of the date of publication
of this direct final rule February 1, 2010.
See the discussion in Unit VII. for more
specific details.
Any persons intending to import or
export a chemical substance that is the
subject of this rule on or after March 3,
2010 are subject to the TSCA section 13
import certification requirements and
the export notification provisions of
TSCA section 12(b). See the discussion
in Unit I.A. and Unit II.C. for more
specific details.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number EPA–HQ–OPPT–2008–0918, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
• Mail: Document Control Office
(7407M), Office of Pollution Prevention
and Toxics (OPPT), Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001.
• Hand Delivery: OPPT Document
Control Office (DCO), EPA East, Rm.
6428, 1201 Constitution Ave., NW.,
Washington, DC. Attention: Docket ID
Number EPA–HQ–OPPT–2008–0918.
The DCO is open from 8 a.m. to 4 p.m.,
Monday through Friday, excluding legal
holidays. The telephone number for the
DCO is (202) 564–8930. Such deliveries
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are only accepted during the DCO’s
normal hours of operation, and special
arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to
docket ID number EPA–HQ–OPPT–
2008–0918. EPA’s policy is that all
comments received will be included in
the docket without change and may be
made available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through regulations.gov or email. The regulations.gov website is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the docket and made available
on the Internet. If you submit an
electronic comment, EPA recommends
that you include your name and other
contact information in the body of your
comment and with any disk or CD-ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses.
Docket: All documents in the docket
are listed in the docket index available
at https://www.regulations.gov. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available electronically at
https://www.regulations.gov, or, if only
available in hard copy, at the OPPT
Docket. The OPPT Docket is located in
the EPA Docket Center (EPA/DC) at Rm.
3334, EPA West Bldg., 1301
Constitution Ave., NW., Washington,
DC. The EPA/DC Public Reading Room
hours of operation are 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number of
the EPA/DC Public Reading Room is
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Docket visitors are required
to show photographic identification,
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pass through a metal detector, and sign
the EPA visitor log. All visitor bags are
processed through an X-ray machine
and subject to search. Visitors will be
provided an EPA/DC badge that must be
visible at all times in the building and
returned upon departure.
FOR FURTHER INFORMATION CONTACT: For
general information contact: Colby
Lintner, Regulatory Coordinator,
Environmental Assistance Division
(7408M), Office of Pollution Prevention
and Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (202) 554–1404; e-mail address:
TSCA-Hotline@epa.gov.
For technical information contact:
Tracey Klosterman, Chemical Control
Division (7405M), Office of Pollution
Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001; telephone number: (202) 564–
2209; e-mail address:
klosterman.tracey@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by
this action if you manufacture, import,
process, or use the chemical substances
contained in this rule. Potentially
affected entities may include, but are
not limited to:
• Manufacturers, importers, or
processors of one or more subject
chemical substances (NAICS codes 325
and 324110), e.g., chemical
manufacturing and petroleum refineries.
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
this action, you should carefully
examine the applicability provisions in
§ 721.5. If you have any questions
regarding the applicability of this action
to a particular entity, consult the
technical person listed under FOR
FURTHER INFORMATION CONTACT.
This action may also affect certain
entities through pre-existing import
certification and export notification
rules under TSCA. Chemical importers
are subject to the TSCA section 13 (15
U.S.C. 2612) import certification
requirements promulgated at 19 CFR
12.118 through 12.127 and 19 CFR
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127.28 (the corresponding EPA policy
appears at 40 CFR part 707, subpart B).
Chemical importers must certify that the
shipment of the chemical substance
complies with all applicable rules and
orders under TSCA. Importers of
chemicals subject to these SNURs must
certify their compliance with the SNUR
requirements. In addition, any persons
who export or intend to export a
chemical substance that is the subject of
this rule on or March 3, 2010 are subject
to the export notification provisions of
TSCA section 12(b) (15 U.S.C. 2611(b))
(see § 721.20), and must comply with
the export notification requirements in
40 CFR part 707, subpart D.
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B. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or e-mail. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD-ROM that
you mail to EPA, mark the outside of the
disk or CD-ROM as CBI and then
identify electronically within the disk or
CD-ROM the specific information that is
claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for preparing your comments.
When submitting comments, remember
to:
i. Identify the document by docket ID
number and other identifying
information (subject heading, Federal
Register date and page number).
ii. Follow directions. The Agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns and suggest
alternatives.
vii. Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
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viii. Make sure to submit your
comments by the comment period
deadline identified.
II. Background
A. What Action is the Agency Taking?
EPA is promulgating these SNURs
using direct final procedures. These
SNURs will require persons to notify
EPA at least 90 days before commencing
the manufacture, import, or processing
of a chemical substance for any activity
designated by these SNURs as a
significant new use. Receipt of such
notices allows EPA to assess risks that
may be presented by the intended uses
and, if appropriate, to regulate the
proposed use before it occurs.
Additional rationale and background to
these rules are more fully set out in the
preamble to EPA’s first direct final
SNUR published in the Federal Register
of April 24, 1990 (55 FR 17376). Consult
that preamble for further information on
the objectives, rationale, and procedures
for SNURs and on the basis for
significant new use designations,
including provisions for developing test
data.
B. What is the Agency’s Authority for
Taking this Action?
Section 5(a)(2) of TSCA (15 U.S.C.
2604(a)(2)) authorizes EPA to determine
that a use of a chemical substance is a
‘‘significant new use.’’ EPA must make
this determination by rule after
considering all relevant factors,
including those listed in TSCA section
5(a)(2). Once EPA determines that a use
of a chemical substance is a significant
new use, TSCA section 5(a)(1)(B)
requires persons to submit a significant
new use notice (SNUN) to EPA at least
90 days before they manufacture,
import, or process the chemical
substance for that use. The mechanism
for reporting under this requirement is
established under § 721.5.
C. Applicability of General Provisions
General provisions for SNURs appear
in 40 CFR part 721, subpart A. These
provisions describe persons subject to
the rule, recordkeeping requirements,
exemptions to reporting requirements,
and applicability of the rule to uses
occurring before the effective date of the
rule. Provisions relating to user fees
appear at 40 CFR part 700. According to
§ 721.1(c), persons subject to these
SNURs must comply with the same
notice requirements and EPA regulatory
procedures as submitters of PMNs under
TSCA section 5(a)(1)(A). In particular,
these requirements include the
information submission requirements of
TSCA section 5(b) and 5(d)(1), the
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exemptions authorized by TSCA section
5(h)(1), (h)(2), (h)(3), and (h)(5), and the
regulations at 40 CFR part 720. Once
EPA receives a SNUN, EPA may take
regulatory action under TSCA section
5(e), 5(f), 6, or 7 to control the activities
for which it has received the SNUN. If
EPA does not take action, EPA is
required under TSCA section 5(g) to
explain in the Federal Register its
reasons for not taking action.
Chemical importers are subject to the
TSCA section 13 (15 U.S.C. 1612)
import certification requirements
promulgated at 19 CFR 12.118 through
12.127, and 19 CFR 127.28 (the
corresponding EPA policy appears at 40
CFR part 707, subpart B). Chemical
importers must certify that the shipment
of the chemical substance complies with
all applicable rules and orders under
TSCA. Importers of chemical substances
subject to a final SNUR must certify
their compliance with the SNUR
requirements. In addition, any persons
who export or intend to export a
chemical substance identified in a final
SNUR are subject to the export
notification provisions of TSCA section
12(b) (15 U.S.C. 2612 (b)) (see § 721.20),
and must comply with the export
notification requirements in 40 CFR part
707, subpart D.
III. Significant New Use Determination
Section 5(a)(2) of TSCA states that
EPA’s determination that a use of a
chemical substance is a significant new
use must be made after consideration of
all relevant factors, including:
• The projected volume of
manufacturing and processing of a
chemical substance.
• The extent to which a use changes
the type or form of exposure of human
beings or the environment to a chemical
substance.
• The extent to which a use increases
the magnitude and duration of exposure
of human beings or the environment to
a chemical substance.
• The reasonably anticipated manner
and methods of manufacturing,
processing, distribution in commerce,
and disposal of a chemical substance.
In addition to these factors
enumerated in TSCA section 5(a)(2), the
statute authorized EPA to consider any
other relevant factors.
To determine what would constitute a
significant new use for the 15 chemical
substances that are the subject of these
SNURs, EPA considered relevant
information about the toxicity of the
chemical substances, likely human
exposures and environmental releases
associated with possible uses, and the
four factors listed in TSCA section
5(a)(2) and this unit.
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IV. Substances Subject to this Rule
EPA is establishing significant new
use and recordkeeping requirements for
15 chemical substances in 40 CFR part
721, subpart E. In this unit, EPA
provides the following information for
each chemical substance:
• PMN number.
• Chemical name (generic name, if
the specific name is claimed as CBI).
• CAS number (if assigned for nonconfidential chemical identities).
• Basis for the TSCA section 5(e)
consent order or, for non-section 5(e)
SNURs, the basis for the SNUR (i.e.,
SNURs without TSCA section 5(e)
consent orders).
• Toxicity concerns.
• Tests recommended by EPA to
provide sufficient information to
evaluate the chemical substance (see
Unit VIII. for more information).
• CFR citation assigned in the
regulatory text section of this rule.
The regulatory text section of this rule
specifies the activities designated as
significant new uses. Certain new uses,
including production volume limits
(i.e., limits on manufacture and
importation volume) and other uses
designated in this rule, may be claimed
as CBI. Unit IX. discusses a procedure
companies may use to ascertain whether
a proposed use constitutes a significant
new use.
This rule includes 3 PMN substances
that are subject to ‘‘risk-based’’ consent
orders under TSCA section
5(e)(1)(A)(ii)(I) where EPA determined
that activities associated with the PMN
substances may present unreasonable
risk to human health or the
environment. Those consent orders
require protective measures to limit
exposures or otherwise mitigate the
potential unreasonable risk. The socalled ‘‘5(e) SNURs’’ on these PMN
substances are promulgated pursuant to
§ 721.160, and are based on and
consistent with the provisions in the
underlying consent orders. The 5(e)
SNURs designate as a ‘‘significant new
use’’ the absence of the protective
measures required in the corresponding
consent orders.
This rule also includes SNURs on 12
PMN substances that are not subject to
consent orders under TSCA section 5(e).
In these cases, for a variety of reasons,
EPA did not find that the use scenario
described in the PMN triggered the
determinations set forth under TSCA
section 5(e). EPA, however, does believe
that certain changes from the use
scenario described in the PMN could
result in increased exposures, thereby
constituting a ‘‘significant new use.’’
These so-called ‘‘non-5(e) SNURs’’ are
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promulgated pursuant to § 721.170. EPA
has determined that every activity
designated as a ‘‘significant new use’’ in
all non-5(e) SNURs issued under
§ 721.170 satisfies the two requirements
stipulated in § 721.170(c)(2), i.e., these
significant new use activities, ‘‘(i) are
different from those described in the
premanufacture notice for the
substance, including any amendments,
deletions, and additions of activities to
the premanufacture notice, and (ii) may
be accompanied by changes in exposure
or release levels that are significant in
relation to the health or environmental
concerns identified’’ for the PMN
substance.
PMN Number P–03–141
Chemical name: Cyclopentane,
methoxy-.
CAS number: 5614–37–9.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be as an industrial
solvent. Based on test data on the PMN
substance, EPA has identified concerns
for systemic toxicity and neurotoxicity.
For the use described in the PMN,
significant worker exposure is not
expected. Therefore, EPA has not
determined that the proposed
manufacturing, processing, or use of the
substance may present an unreasonable
risk. EPA has determined, however, that
any use of the substance other than as
described in the PMN may cause serious
health effects. Based on this
information, the PMN substance meets
the concern criteria at § 721.170(b)(3)(i).
Recommended testing: EPA has
determined that the results of the
following tests would help characterize
the human health effects of the PMN
substance: A 90–day oral toxicity test in
rodents (OPPTS Harmonized Test
Guideline 870.3100); a flammability test
(OPPTS Harmonized Test Guideline
830.6315); a sediment and soil
adsorption/desorption isotherm test
(OPPTS Harmonized Test Guideline
835.1220); and a standard practice for
determination of odor and taste
threshold by a forced-choice ascending
concentration series method of limits
(American Society for Testing and
Materials (ASTM) E679–04 test
guideline).
CFR citation: 40 CFR 721.10169.
PMN Number P–03–197
Chemical name: Polyoxyethylene
polyalkylarylphenylether sulfate
ammonium salt (generic).
CAS number: Not available.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be as a surface active
agent for emulsion polymerization.
Based on test data on analogous anionic
surfactants, EPA predicts toxicity to
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aquatic organisms may occur at
concentrations that exceed 5 parts per
billion (ppb) of the PMN substance in
surface waters. For the use described in
the PMN, releases of the substance are
not expected to result in surface waters
concentrations that exceed 5 ppb.
Therefore, EPA has not determined that
the proposed manufacturing,
processing, or use of the substance may
present an unreasonable risk. EPA has
determined, however, that any use of
the substance other than as described in
the PMN may cause significant adverse
environmental effects. Based on this
information, the PMN substance meets
the concern criteria at
§ 721.170(b)(4)(ii).
Recommended testing: EPA has
determined that the results of a fish
acute toxicity test, freshwater and
marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic
invertebrate acute toxicity test,
freshwater daphnids (OPPTS
Harmonized Test Guideline 850.1010);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize the
environmental effects of the PMN
substance. All aquatic toxicity testing
should be performed using the flowthrough method with measured
concentrations. Further, a certificate of
analysis should be provided for the test
substance.
CFR citation: 40 CFR 721.10170.
PMN Number P–03–285
Chemical name: 1H-benz(e)indolium,
1,1,2,3-tetramethyl-, 4methylbenzenesulfonic acid (1:1).
CAS number: 141914–99–0.
Basis for action: The PMN states that the
substance will be used as a chemical
intermediate for the manufacture of a
dye in imaging media/products. Based
on test data on the PMN substance, EPA
identified concerns for acute lethality
from inhalation of the PMN substance.
As described in the PMN, worker
inhalation exposure will be minimal
due to the use of adequate personal
protective equipment. Therefore, EPA
has not determined that the proposed
manufacturing, processing, or use of the
substance may present an unreasonable
risk. EPA has determined, however, that
use of the substance without the use of
a National Institute for Occupational
Safety and Health (NIOSH)-approved
respirator with an assigned protection
factor (APF) of at least 10 where there
is a potential for inhalation exposure, or
exceedance of the 11,000 kilogram
annual manufacture and import volume
may cause serious health effects. Based
on this information, the PMN substance
meets the concern criteria at
§ 721.170(b)(3)(i).
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Recommended testing: EPA has
determined that the results of a repeated
dose 28–day oral toxicity in rodents
(OPPTS Harmonized Test Guideline
870.3050 or Organisation for Economic
Co-operation and Development (OECD)
407 test guideline) would help
characterize the human health effects of
the PMN substance.
CFR citation: 40 CFR 721.10171.
PMN Number P–03–633
Chemical name: Alkylamide derivative
(generic).
CAS number: Not available.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be as a raw material for
the manufacture of photosensitive
materials. Based on test data on
analogous substances, EPA predicts
toxicity to aquatic organisms may occur
at concentrations that exceed 1 ppb of
the PMN substance in surface waters. As
described in the PMN, releases of the
substance are not expected to result in
surface water concentrations that exceed
1 ppb. Therefore, EPA has not
determined that the proposed
manufacturing, processing, or use of the
substance may present an unreasonable
risk. EPA has determined, however, that
any use of the substance resulting in
surface water concentrations exceeding
1 ppb may cause significant adverse
environmental effects. Based on this
information, the PMN substance meets
the concern criteria at
§ 721.170(b)(4)(ii).
Recommended testing: EPA has
determined that the results of a fish
early-life stage toxicity test (OPPTS
Harmonized Test Guideline 850.1400); a
daphnid chronic toxicity test (OPPTS
Harmonized Test Guideline 850.1300);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize the
environmental effects of the PMN
substance. Fish and daphnia testing
should be performed using the flowthrough method with measured
concentrations. Algal testing should be
performed using the static method with
measured concentrations. Further, a
certificate of analysis should be
provided for the test substance.
CFR citation: 40 CFR 721.10172.
PMN Number P–03–793
Chemical name: Silanamine,1,1,1triethoxy-N,N-diethyl-.
CAS number: 35077–00–0.
Basis for action: The PMN states that the
substance will be used as an external
donor for olefin polymerization. Based
on submitted test data, EPA has
identified health concerns for corrosion.
Also, based on test data on analogous
alkoxysilanes and aliphatic amines, EPA
predicts toxicity to aquatic organisms
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may occur at concentrations that exceed
10 ppb of the PMN substance in surface
waters. As described in the PMN,
significant worker exposure is unlikely
and releases to surface waters are not
expected. Therefore, EPA has not
determined that the proposed import,
processing, or use of the substance may
present an unreasonable risk. EPA has
determined, however, that domestic
manufacture of the substance could
result in exposures which may cause
serious health effects and significant
adverse environmental effects. Based on
this information, the PMN substance
meets the concern criteria at § 721.170
(b)(3)(i) and (b)(4)(ii).
Recommended testing: EPA has
determined that the results of a fish
acute toxicity test, freshwater and
marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic
invertebrate acute toxicity test,
freshwater daphnids (OPPTS
Harmonized Test Guideline 850.1010);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize the
environmental effects of the PMN
substance. Fish and daphnid testing
should be performed using the flowthrough method with measured
concentrations. Algal toxicity testing
should be performed using the static
method with measured concentrations.
No human health testing is
recommended at this time. Further, a
certificate of analysis should be
provided for the test substance.
CFR citation: 40 CFR 721.10173.
PMN Number P–04–139
Chemical name: 1-Propanaminium, 3amino-N-(carboxymethyl)-N,Ndimethyl-, N-peanut-oil acyl derivs.,
inner salts.
CAS number: 691401–28–2.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be as an oil well additive.
Based on test data on analogous
substances, EPA identified concerns for
irritation, possible corrosion, and
developmental toxicity. For the use
described in the PMN, worker
inhalation exposure is not expected and
worker dermal exposures will be
minimal due to the use of adequate
personal protective equipment.
Therefore, EPA has not determined that
the proposed manufacturing,
processing, or use of the substance may
present an unreasonable risk. EPA has
determined, however, that use of the
substance without the use of impervious
gloves where there is a potential for
dermal exposure, or use of the substance
other than as described in the PMN may
cause serious health effects. Based on
this information, the PMN substance
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meets the concern criteria at
§ 721.170(b)(3)(ii).
Recommended testing: EPA has
determined that the results of a prenatal
developmental toxicity test (OPPTS
Harmonized Test Guideline 870.3700)
would help characterize the human
health effects of the PMN substance.
CFR citation: 40 CFR 721.10174.
PMN Number P–04–141
Chemical name: 1-Propanaminium, N(3-aminopropyl)-2-hydroxy-N,Ndimethyl-3-sulfo-, N-(C12-18 and C18unsatd. acyl) derivs., inner salts.
CAS number: 691400–36–9.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be used as an additive for
various cleaners. Based on test data on
analogous amphoteric surfactants, EPA
predicts toxicity to aquatic organisms
may occur at concentrations that exceed
6 ppb of the PMN substance in surface
waters. As described in the PMN,
releases of the substance are not
expected to result in surface water
concentrations that exceed 6 ppb.
Therefore, EPA has not determined that
the proposed manufacturing,
processing, or use of the substance may
present an unreasonable risk. EPA has
determined, however, that any use of
the substance resulting in surface water
concentrations exceeding 6 ppb may
cause significant adverse environmental
effects. Based on this information, the
PMN substance meets the concern
criteria at § 721.170(b)(4)(ii).
Recommended testing: EPA has
determined that the results of a porous
pot test (OPPTS Harmonized Test
Guideline 835.3220); an aquatic
invertebrate acute toxicity test,
freshwater daphnids (OPPTS
Harmonized Test Guideline 850.1010);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize the
environmental effects of the PMN
substance. Daphnid testing should be
performed using the flow-through
method with measured concentrations.
Algal testing should be performed using
the static method with measured
concentrations. Further, a certificate of
analysis should be provided for the test
material.
CFR citation: 40 CFR 721.10175.
PMN Number P–04–144
Chemical name: Amides, peanut-oil, N[3-(dimethylamino)propyl].
CAS number: 691400–76–7.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be used as a chemical
intermediate. Based on test data on
analogous aliphatic amines, EPA
predicts toxicity to aquatic organisms
may occur at concentrations that exceed
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1 ppb of the PMN substance in surface
waters. As described in the PMN, the
substance is not released to surface
waters. Therefore, EPA has not
determined that the proposed
manufacturing, processing, or use of the
substance may present an unreasonable
risk. EPA has determined, however, that
any use of the substance resulting in
release to surface waters may cause
significant adverse environmental
effects. Based on this information, the
PMN substance meets the concern
criteria at § 721.170(b)(4)(ii).
Recommended testing: EPA has
determined that the results of the
following tests would help characterize
the environmental effects of the PMN
substance: A fish acute toxicity test,
freshwater and marine (OPPTS
Harmonized Test Guideline 850.1075); a
fish acute toxicity test mitigated by
humic acid (OPPTS Harmonized Test
Guideline 850.1085) with the chloride
salt adjusted to a pH of 7; an aquatic
invertebrate acute toxicity test,
freshwater daphnids (OPPTS
Harmonized Test Guideline 850.1010);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400). All aquatic toxicity testing
should be performed using the static
method with measured concentrations.
Further, a certificate of analysis should
be provided for the test substance.
CFR citation: 40 CFR 721.10176.
PMN Number P–04–153
Chemical name: Phosphoric acid,
yttrium(3+) salt (1:1).
CAS number: 13990–54–0.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be as a phosphor. Based
on test data on analogous inorganic
phosphates and soluble yttrium
compounds, EPA predicts toxicity to
aquatic organisms may occur at
concentrations that exceed 6 ppb of the
PMN substance in surface waters. As
described in the PMN, releases of the
substance are not expected to result in
surface water concentrations that exceed
6 ppb. Therefore, EPA has not
determined that the proposed import,
processing, or use of the substance may
present an unreasonable risk. EPA has
determined, however, that domestic
manufacture or any use of the substance
resulting in surface water
concentrations exceeding 6 ppb may
cause significant adverse environmental
effects. Based on this information, the
PMN substance meets the concern
criteria at § 721.170(b)(4)(ii).
Recommended testing: EPA has
determined that the results of a fish
acute toxicity test, freshwater and
marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic
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invertebrate acute toxicity test,
freshwater daphnids (OPPTS
Harmonized Test Guideline 850.1010);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize the
environmental effects of the PMN
substance. All aquatic toxicity testing
should be performed using the static
method with measured concentrations
of yttrium. Further, a certificate of
analysis should be provided for the test
substance.
CFR citation: 40 CFR 721.10177.
PMN Number P–04–319
Chemical name: Distillates (FischerTropsch), hydroisomerized middle, C1013-branched alkane fraction.
CAS number: 642928–30–1.
Basis for action: The PMN states that the
substance will be used as industrial/
commercial paint and ink formulations;
indoor industrial heating oil; and
solvent blend for industrial cleaning.
Based on test data on structurally
similar chemicals with a carbon chain
range of C5 to C21, EPA has identified
health concerns for liver toxicity,
kidney toxicity, developmental toxicity,
mutagenicity, cancer, neurotoxicity,
skin sensitization, hydrocarbon
pneumonia, and irritation to mucous
membranes. Also, based on test data on
analogous neutral organic compounds,
EPA predicts toxicity to aquatic
organisms may occur at concentrations
that exceed 1 ppb of the PMN substance
in surface waters. As described in the
PMN, worker dermal and inhalation
exposure will be minimal due to the use
of adequate personal protective
equipment, and releases to water are not
expected. Therefore, EPA has not
determined that the proposed import,
processing, or use of the substance may
present an unreasonable risk. EPA has
determined, however, that use of the
substance without the use of impervious
gloves where there is the potential for
dermal exposure, use of the substance
without the use of a NIOSH-approved
respirator with an APF of at least 100
where there is potential for inhalation
exposure, domestic manufacturing, or
any use of the substance resulting in
release to surface waters, may cause
serious health effects and significant
adverse environmental effects. Based on
this information, the PMN substance
meets the concern criteria at § 721.170
(b)(1)(i)(C), (b)(3)(ii), and (b)(4)(ii).
Recommended testing: EPA has
determined that the results of the
following tests would help characterize
the human health and environmental
effects of the PMN substance: A prenatal
developmental toxicity test (OPPTS
Harmonized Test Guideline 870.3700),
using one species via the oral route; a
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fish early-life stage toxicity test (OPPTS
Harmonized Test Guideline 850.1400)
with fathead minnows, a daphnid
chronic toxicity test (OPPTS
Harmonized Test Guideline 850.1300);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400). Fish and daphnid testing
should be performed using the flowthrough method with measured
concentrations. Dilution water total
organic carbon (TOC) concentration
should be less than 2.0 mg TOC per
liter. Algal testing should be performed
using the static method with measured
concentrations. Further, a certificate of
analysis should be provided for the test
substance.
CFR citation: 40 CFR 721.10178.
PMN Numbers P–04–346 and P–04–347
Chemical name: Copolymers of phenol
and aromatic hydocarbon (generic).
CAS number: Not available.
Effective date of TSCA section 5(e)
consent order: November 15, 2004.
Basis for TSCA section 5(e) consent
order: The consolidated PMN states that
the generic (non-confidential) use of the
substances will be as binder
components. The order was issued
under sections 5(e)(1)(A)(i) and
5(e)(1)(A)(ii)(I) of TSCA, based on a
finding that these substances may
present an unreasonable risk of injury to
the environment. To protect against this
risk, the consent order requires the
company to not manufacture or import
the PMN substances unless the average
molecular weight is greater than 500
daltons. To ensure compliance, the
consent order also requires that the
substances be analyzed both at the time
of initial commencement and annually
thereafter. The SNUR designates as a
‘‘significant new use’’ the absence of
these protective measures.
Toxicity concern: Based on test data on
analogous phenols, EPA predicts
toxicity to aquatic organisms varies with
the average number molecular weight of
the PMN substances. As the average
number molecular weight decreases, the
aquatic toxicity of the substances
increases. When the average molecular
weight is 366 daltons, EPA predicts
toxicity to aquatic organisms may occur
at concentrations that exceed 1 ppb of
the PMN substances in surface waters.
The PMN substances with a molecular
weight greater than 500 daltons are of
lower concern for toxicity because the
expected water solubility is estimated to
be less than 1 ppb.
Recommended testing: EPA has
determined that the results of a fish
early-life stage toxicity test (OPPTS
Harmonized Test Guideline 850.1400), a
daphnid chronic toxicity test (OPPTS
Harmonized Test Guideline 850.1300);
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and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize
possible environmental effects of the
PMN substances. Fish and daphnid
testing should be performed using the
flow-through method with measured
concentrations. Algal testing should be
performed using the static method with
measured concentrations. EPA should
be consulted to determine what form of
the chemical substances should be
tested. The order does not require
submission of the testing at any
specified time or production volume.
However, the order’s restrictions on
manufacture, import, processing,
distribution in commerce, use and
disposal of the chemical substances will
remain in effect until the order is
modified or revoked by EPA based on
submission of that or other relevant
information.
CFR citation: 40 CFR 721.10179.
PMN Number P–04–692
Chemical name: Trifunctional acrylic
ester (generic).
CAS number: Not available.
Effective date of TSCA section 5(e)
consent order: December 6, 2004.
Basis for TSCA section 5(e) consent
order: The PMN states that the
substance will be used in lacquer/dry
film manufacture. The order was issued
under sections 5(e)(1)(A)(i) and
5(e)(1)(A)(ii)(I) of TSCA based on a
finding that this substance may present
an unreasonable risk of injury to the
environment. To protect against this
risk, the consent order requires the
company to not manufacture or import
the PMN substance unless the mean
number of moles of the ethoxy group is
greater than or equal to 8. To ensure
compliance, the consent order also
requires that the substance be analyzed
both at the time of initial
commencement and annually thereafter.
The SNUR designates as a ‘‘significant
new use’’ the absence of these protective
measures.
Toxicity concern: Based on test data on
analogous esters, EPA predicts toxicity
to aquatic organisms varies with the
average number of moles of the ethoxy
group. As the number of moles of
ethoxy group decreases, the aquatic
toxicity of the substance increases. For
the PMN substance with an average of
3 moles of ethoxy, EPA predicts toxicity
to aquatic organisms at concentrations
that exceed 40 ppb of the PMN
substance in surface waters.
Recommended testing: EPA has
determined that the results of a fish
acute toxicity test, freshwater and
marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic
invertebrate acute toxicity test,
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freshwater daphnids (OPPTS
Harmonized Test Guideline 850.1010);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize the
environmental effects of the PMN
substance. Fish and daphnid testing
should be performed using flow-through
method with measured concentrations.
Algal testing should be performed using
the static method with measured
concentrations. EPA should be
consulted to determine what form of the
chemical substance should be tested.
The order does not require submission
of the testing at any specified time or
production volume. However, the
order’s restrictions on manufacture,
import, processing, distribution in
commerce, use and disposal of the
chemical substance will remain in effect
until the order is modified or revoked
by EPA based on submission of that or
other relevant information.
CFR citation: 40 CFR 721.10180.
PMN Number P–07–453
Chemical name: Halide salt of an
alkylamine (generic).
CAS number: Not available.
Basis for action: The PMN states that the
generic (non-confidential) use of the
substance will be as a solder adjuvant,
an open, non-dispersive use. Based on
test data on analogous aliphatic amines,
EPA predicts toxicity to aquatic
organisms at concentrations that exceed
20 ppb of the PMN substance in surface
waters. For the use described in the
PMN, releases of the substance are not
expected to result in surface water
concentrations that exceed 20 ppb.
Therefore, EPA has not determined that
the proposed manufacturing,
processing, or use of the substance may
present an unreasonable risk. EPA has
determined, however, that any use of
the substance other than as described in
the PMN could result in release to
surface waters which may cause
significant adverse environmental
effects. Based on this information, the
PMN substance meets the concern
criteria at § 721.170(b)(4)(ii).
Recommended testing: EPA has
determined that the results of a fish
acute toxicity test, freshwater and
marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic
invertebrate acute toxicity test,
freshwater daphnids (OPPTS
Harmonized Test Guideline 850.1010);
and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline
850.5400) would help characterize the
environmental effects of the PMN
substance. All aquatic toxicity testing
should be performed using the static
method with nominal concentrations.
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Further, a certificate of analysis should
be provided for the test substance.
CFR citation: 40 CFR 721.10181.
PMN Number P–07–601
Chemical name: 1-Propene, 2,3,3,3tetrafluoro-.
CAS number: 754–12–1.
Basis for action: The PMN states that the
substance will be used as a motor
vehicle air conditioning (MVAC)
refrigerant in new passenger cars and
vehicles (i.e., as defined in 40 CFR 82.32
(c) and (d)). Initial charging of MVAC
units with the PMN substance will be
done by the motor vehicle original
equipment manufacturer. All servicing,
maintenance, and disposal involving the
PMN substance will be done only by
Clean Air Act (CAA) section 609
certified technicians using CAA section
609 certified refrigerant handling
equipment. Based on test data on the
PMN substance, EPA identified health
concerns for developmental toxicity and
lethality to workers and consumers if
they were exposed to a significant
amount of the PMN substance via
inhalation. The PMN substance has an
ozone depletion potential of zero, and
based on test data, has a low global
warming potential (GWP100 of about 4).
For the use scenario described in the
PMN, significant industrial or
commercial worker exposure is unlikely
due to the use of CAA section 609
certified refrigerant handling equipment
and other protective measures. Potential
consumer (vehicle passenger) exposure
from refrigerant leaks into the passenger
compartment of a vehicle is not
expected to present significant risk of
serious health effects. Flammability
concerns with the PMN substance are
being addressed through regulatory
actions by EPA’s Office of Air and
Radiation (see the following paragraph).
Further, ‘‘do-it-yourself’’ consumer
exposures are not expected because the
PMN substance only will be sold or
distributed in 20-pound containers or
larger. Therefore, EPA has not
determined that the manufacturing,
processing, or use of the substance as
described in the PMN may present an
unreasonable risk. EPA has determined,
however, that (1) use of the substance
other than as a MVAC refrigerant in new
passenger cars and vehicles as defined
in 40 CFR 82.32 (c) and (d), (2) initial
charging of MVAC units with the PMN
substance by any person other than
CAA section 609 certified technicians
without using CAA section 609 certified
refrigerant handling equipment, (3)
servicing, maintenance, and disposal
involving the PMN substance by
persons other than CAA section 609
certified technicians without using CAA
section 609 certified refrigerant
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handling equipment, or (4) sale or
distribution of the PMN substance in
containers smaller than 20-pounds (net
weight) may cause serious health effects
in accordance with 40 CFR
721.170(b)(3)(i).
This SNUR is intended to
complement recently proposed and
forthcoming regulations on the PMN
substance under the CAA in that this
SNUR addresses health risk issues of the
subject refrigerant. On October 19, 2009,
EPA published a proposed rule on the
PMN substance entitled ‘‘Protection of
Stratospheric Ozone: New Substitute in
the Motor Vehicle Air Conditioning
Sector under the Significant New
Alternatives Policy (SNAP) Program’’
(74 FR 53445) (FRL–8969–7). The SNAP
Program, mandated under section 612 of
the CAA, requires EPA to develop a
program for evaluating alternatives to
ozone-depleting substances and to
create lists of substitutes for specific
uses that do not present greater overall
risk to human health and the
environment than other alternatives that
are available. In the October 19, 2009,
action, EPA proposed to find HFO1234yf acceptable, subject to certain use
conditions, as a substitute for CFC-12 in
new motor vehicle air conditioning
systems (passenger cars and trucks). The
proposed use conditions include
incorporation of engineering strategies
and/or devices to mitigate flammability
risks for this substance (see Unit V. of
the proposed rule). Use of most
flammable refrigerants, including the
PMN substance, in existing MVAC
systems as a retrofit has previously been
determined by EPA to be unacceptable.
The proposed rule would require a
petition and a new SNAP submission
specifically for the use of the PMN
substance in existing MVAC equipment
as a retrofit before EPA would consider
allowing such use (see Unit VI. of the
proposed rule). EPA also intends to
promulgate a follow-on rulemaking
under section 609 of the CAA to address
service equipment, technician
certification, and end-of-life disposal
specifications.
Recommended testing: EPA has
determined that the results of an acute
inhalation toxicity study (OPPTS
Harmonized Test Guideline 870.1300 or
OECD 403 test guideline) with rabbits
would help characterize the human
health effects of the PMN substance.
Exposure concentrations of 10,000,
50,000, and 100,000 parts per million
(ppm) should be used. Further, rabbits
should be exposed for 1 hour, and
pregnant rabbits should be exposed on
Gravid Day 12.
CFR citation: 40 CFR 721.10182.
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V. Rationale and Objectives of the Rule
A. Rationale
During review of the PMNs submitted
for the chemical substances that are
subject to these SNURs, EPA concluded
that for 3 of the 15 chemical substances,
regulation was warranted under TSCA
section 5(e), pending the development
of information sufficient to make
reasoned evaluations of the health or
environmental effects of the chemical
substances. The basis for such findings
is outlined in Unit IV. Based on these
findings, TSCA section 5(e) consent
orders requiring the use of appropriate
exposure controls were negotiated with
the PMN submitters. The SNUR
provisions for these chemical
substances are consistent with the
provisions of the TSCA section 5(e)
consent orders. These SNURs are
promulgated pursuant to § 721.160.
In the other 12 cases, where the uses
are not regulated under a TSCA section
5(e) consent order, EPA determined that
one or more of the criteria of concern
established at § 721.170 were met, as
discussed in Unit IV.
B. Objectives
EPA is issuing these SNURs for
specific chemical substances which
have undergone premanufacture review
because the Agency wants to achieve
the following objectives with regard to
the significant new uses designated in
this rule:
• EPA will receive notice of any
person’s intent to manufacture, import,
or process a listed chemical substance
for the described significant new use
before that activity begins.
• EPA will have an opportunity to
review and evaluate data submitted in a
SNUN before the notice submitter
begins manufacturing, importing, or
processing a listed chemical substance
for the described significant new use.
• EPA will be able to regulate
prospective manufacturers, importers,
or processors of a listed chemical
substance before the described
significant new use of that chemical
substance occurs, provided that
regulation is warranted pursuant to
TSCA sections 5(e), 5(f), 6, or 7.
• EPA will ensure that all
manufacturers, importers, and
processors of the same chemical
substance that is subject to a TSCA
section 5(e) consent order are subject to
similar requirements.
Issuance of a SNUR for a chemical
substance does not signify that the
chemical substance is listed on the
TSCA Inventory. Guidance on how to
determine if a chemical substance is on
the TSCA Inventory is available on the
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Internet at https://www.epa.gov/opptintr/
newchems/pubs/invntory.htm.
VI. Direct Final Procedures
EPA is issuing these SNURs as a
direct final rule, as described in
§ 721.160(c)(3) and § 721.170(d)(4). In
accordance with § 721.160(c)(3)(ii) and
§ 721.170(d)(4)(i)(B), the effective date
of this rule is April 2, 2010 without
further notice, unless EPA receives
written adverse or critical comments, or
notice of intent to submit adverse or
critical comments before March 3, 2010.
If EPA receives written adverse or
critical comments, or notice of intent to
submit adverse or critical comments, on
one or more of these SNURs before
March 3, 2010, EPA will withdraw the
relevant sections of this direct final rule
before its effective date. EPA will then
issue a proposed SNUR for the chemical
substance(s) on which adverse or
critical comments were received,
providing a 30–day period for public
comment.
This rule establishes SNURs for a
number of chemical substances. Any
person who submits adverse or critical
comments, or notice of intent to submit
adverse or critical comments, must
identify the chemical substance and the
new use to which it applies. EPA will
not withdraw a SNUR for a chemical
substance not identified in the
comment.
VII. Applicability of Rule to Uses
Occurring Before Effective Date of the
Rule
To establish a significant ‘‘new’’ use,
EPA must determine that the use is not
ongoing. The chemical substances
subject to this rule have undergone
premanufacture review. TSCA section
5(e) consent orders have been issued for
3 chemical substances and the PMN
submitters are prohibited by the TSCA
section 5(e) consent orders from
undertaking activities which EPA is
designating as significant new uses. In
cases where EPA has not received a
notice of commencement (NOC) and the
chemical substance has not been added
to the TSCA Inventory, no other person
may commence such activities without
first submitting a PMN. For chemical
substances for which an NOC has not
been submitted at this time, EPA
concludes that the uses are not ongoing.
However, EPA recognizes that prior to
the effective date of the rule, when
chemical substances identified in this
SNUR are added to the TSCA Inventory,
other persons may engage in a
significant new use as defined in this
rule before the effective date of the rule.
However, 6 of the 15 chemical
substances contained in this rule have
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CBI chemical identities, and since EPA
has received a limited number of postPMN bona fide submissions (per
§§ 720.25 and 721.11), the Agency
believes that it is highly unlikely that
any of the significant new uses
described in the regulatory text of this
rule are ongoing.
As discussed in the Federal Register
of April 24, 1990, EPA has decided that
the intent of TSCA section 5(a)(1)(B) is
best served by designating a use as a
significant new use as of the date of
publication of this direct final rule
rather than as of the effective date of the
rule. If uses begun after publication
were considered ongoing rather than
new, it would be difficult for EPA to
establish SNUR notice requirements
because a person could defeat the SNUR
by initiating the significant new use
before the rule became effective, and
then argue that the use was ongoing
before the effective date of the rule.
Thus, persons who begin commercial
manufacture, import, or processing of
the chemical substances regulated
through this SNUR will have to cease
any such activity before the effective
date of this rule. To resume their
activities, these persons would have to
comply with all applicable SNUR notice
requirements and wait until the notice
review period, including all extensions,
expires (see Unit III.).
EPA has promulgated provisions to
allow persons to comply with this
SNUR before the effective date. If a
person meets the conditions of advance
compliance under § 721.45(h), the
person is considered exempt from the
requirements of the SNUR.
VIII. Test Data and Other Information
EPA recognizes that TSCA section 5
does not require developing any
particular test data before submission of
a SNUN, except where the chemical
substance subject to the SNUR is also
subject to a test rule under TSCA
section 4 (see TSCA section 5(b)).
Persons are required only to submit test
data in their possession or control and
to describe any other data known to or
reasonably ascertainable by them (see
§ 720.50). However, upon review of
PMNs and SNUNs, the Agency has the
authority to require appropriate testing.
In cases where EPA issued a TSCA
section 5(e) consent order that requires
or recommends certain testing, Unit IV.
lists those tests. Unit IV. also lists
recommended testing for non-5(e)
SNURs. Descriptions of tests are
provided for informational purposes.
EPA strongly encourages persons, before
performing any testing, to consult with
the Agency pertaining to protocol
selection. Many OPPTS Harmonized
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Test Guidelines are now available on
the Internet. Please go to https://
www.epa.gov/oppts and select ‘‘Test
Methods and Guidelines’’ on the leftside navigation menu. The Organisation
for Economic Co-operation and
Development (OECD) test guidelines are
available from the OECD Bookshop at
https://www.oecdbookshop.org or
SourceOECD at https://
www.sourceoecd.org. The American
Society for Testing and Materials
(ASTM) test guidelines are available at
https://www.astm.org/standard/
index.shtml.
In the TSCA section 5(e) consent
orders for several of the chemical
substances regulated under this rule,
EPA has established production volume
limits in view of the lack of data on the
potential health and environmental
risks that may be posed by the
significant new uses or increased
exposure to the chemical substances.
These limits cannot be exceeded unless
the PMN submitter first submits the
results of toxicity tests that would
permit a reasoned evaluation of the
potential risks posed by these chemical
substances. Under recent TSCA section
5(e) consent orders, each PMN submitter
is required to submit each study at least
14 weeks (earlier TSCA section 5(e)
consent orders required submissions at
least 12 weeks) before reaching the
specified production limit. Listings of
the tests specified in the TSCA section
5(e) consent orders are included in Unit
IV. The SNURs contain the same
production volume limits as the TSCA
section 5(e) consent orders. Exceeding
these production limits is defined as a
significant new use. Persons who intend
to exceed the production limit must
notify the Agency by submitting a
SNUN at least 90 days in advance of
commencement of non-exempt
commercial manufacture, import, or
processing.
The recommended tests may not be
the only means of addressing the
potential risks of the chemical
substance. However, SNUNs submitted
for significant new uses without any test
data may increase the likelihood that
EPA will take action under TSCA
section 5(e), particularly if satisfactory
test results have not been obtained from
a prior PMN or SNUN submitter. EPA
recommends that potential SNUN
submitters contact EPA early enough so
that they will be able to conduct the
appropriate tests.
SNUN submitters should be aware
that EPA will be better able to evaluate
SNUNs which provide detailed
information on the following:
• Human exposure and
environmental release that may result
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4991
from the significant new use of the
chemical substances.
• Potential benefits of the chemical
substances.
• Information on risks posed by the
chemical substances compared to risks
posed by potential substitutes.
IX. Procedural Determinations
By this rule, EPA is establishing
certain significant new uses which have
been claimed as CBI subject to Agency
confidentiality regulations at 40 CFR
part 2 and 40 CFR part 720, subpart E.
Absent a final determination or other
disposition of the confidentiality claim
under 40 CFR part 2 procedures, EPA is
required to keep this information
confidential. EPA promulgated a
procedure to deal with the situation
where a specific significant new use is
CBI. This rule cross-references
§ 721.1725(b)(1) and is similar to that in
§ 721.11 for situations where the
chemical identity of the chemical
substance subject to a SNUR is CBI. This
procedure is cross-referenced in each
SNUR that includes specific significant
new uses that are CBI.
Under these procedures a
manufacturer, importer, or processor
may request EPA to determine whether
a proposed use would be a significant
new use under the rule. The
manufacturer, importer, or processor
must show that it has a bona fide intent
to manufacture, import, or process the
chemical substance and must identify
the specific use for which it intends to
manufacture, import, or process the
chemical substance. If EPA concludes
that the person has shown a bona fide
intent to manufacture, import, or
process the chemical substance, EPA
will tell the person whether the use
identified in the bona fide submission
would be a significant new use under
the rule. Since many of the chemical
identities of the chemical substances
subject to these SNURs are also CBI,
manufacturers, importers, and
processors can combine the bona fide
submission under the procedure in
§ 721.1725(b)(1) with that under
§ 721.11 into a single step.
If EPA determines that the use
identified in the bona fide submission
would not be a significant new use, i.e.,
the use does not meet the criteria
specified in the rule for a significant
new use, that person can manufacture,
import, or process the chemical
substance so long as the significant new
use trigger is not met. In the case of a
production volume trigger, this means
that the aggregate annual production
volume does not exceed that identified
in the bona fide submission to EPA.
Because of confidentiality concerns,
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EPA does not typically disclose the
actual production volume that
constitutes the use trigger. Thus, if the
person later intends to exceed that
volume, a new bona fide submission
would be necessary to determine
whether that higher volume would be a
significant new use.
X. SNUN Submissions
As stated in Unit II.C., according to
§ 721.1(c), persons submitting a SNUN
must comply with the same notice
requirements and EPA regulatory
procedures as persons submitting a
PMN, including submission of test data
on health and environmental effects as
described in 40 CFR 720.50. SNUNs
must be mailed to the Environmental
Protection Agency, OPPT Document
Control Office (7407M), 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001. Information must be
submitted in the form and manner set
forth in EPA Form No. 7710–25. This
form is available from the
Environmental Assistance Division
(7408M), 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001 (see
§§ 721.25 and 720.40). Forms and
information are also available
electronically at https://www.epa.gov/
opptintr/newchems/pubs/
pmnforms.htm.
XI. Economic Analysis
EPA has evaluated the potential costs
of establishing SNUN requirements for
potential manufacturers, importers, and
processors of the chemical substances
subject to this rule. EPA’s complete
economic analysis is available in the
docket.
XII. Statutory and Executive Order
Reviews
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A. Executive Order 12866
This rule establishes SNURs for
several new chemical substances that
were the subject of PMNs or TSCA
section 5(e) consent orders. The Office
of Management and Budget (OMB) has
exempted these types of actions from
review under Executive Order 12866,
entitled Regulatory Planning and
Review (58 FR 51735, October 4, 1993).
B. Paperwork Reduction Act
According to the Paperwork
Reduction Act (PRA), 44 U.S.C. 3501 et
seq., an Agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
that requires OMB approval under the
PRA, unless it has been approved by
OMB and displays a currently valid
OMB control number. The OMB control
numbers for EPA’s regulations in title 40
of the CFR, after appearing in the
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Federal Register, are listed in 40 CFR
part 9, and included on the related
collection instrument or form, if
applicable. EPA is amending the table in
40 CFR part 9 to list the OMB approval
number for the information collection
requirements contained in this rule.
This listing of the OMB control numbers
and their subsequent codification in the
CFR satisfies the display requirements
of PRA and OMB’s implementing
regulations at 5 CFR part 1320. This
Information Collection Request (ICR)
was previously subject to public notice
and comment prior to OMB approval,
and given the technical nature of the
table, EPA finds that further notice and
comment to amend it is unnecessary. As
a result, EPA finds that there is ‘‘good
cause’’ under section 553(b)(3)(B) of the
Administrative Procedure Act, 5 U.S.C.
553(b)(3)(B), to amend this table without
further notice and comment.
The information collection
requirements related to this action have
already been approved by OMB
pursuant to PRA under OMB control
number 2070–0012 (EPA ICR No. 574).
This action does not impose any burden
requiring additional OMB approval. If
an entity were to submit a SNUN to the
Agency, the annual burden is estimated
to average between 30 and 170 hours
per response. This burden estimate
includes the time needed to review
instructions, search existing data
sources, gather and maintain the data
needed, and complete, review, and
submit the required SNUN.
Send any comments about the
accuracy of the burden estimate, and
any suggested methods for minimizing
respondent burden, including through
the use of automated collection
techniques, to the Director, Collection
Strategies Division, Office of
Environmental Information (2822T),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001. Please remember to
include the OMB control number in any
correspondence, but do not submit any
completed forms to this address.
uses are ‘‘new,’’ based on all information
currently available to EPA, it appears
that no small or large entities presently
engage in such activities. A SNUR
requires that any person who intends to
engage in such activity in the future
must first notify EPA by submitting a
SNUN. Although some small entities
may decide to pursue a significant new
use in the future, EPA cannot presently
determine how many, if any, there may
be. However, EPA’s experience to date
is that, in response to the promulgation
of over 1,000 SNURs, the Agency
receives on average only 5 notices per
year. Of those SNUNs submitted from
2006–2008, only one appears to be from
a small entity. In addition, the estimated
reporting cost for submission of a SNUN
(see Unit XI.) is minimal regardless of
the size of the firm. Therefore, EPA
believes that the potential economic
impacts of complying with these SNURs
are not expected to be significant or
adversely impact a substantial number
of small entities. In a SNUR that
published in the Federal Register of
June 2, 1997 (62 FR 29684) (FRL–5597–
1), the Agency presented its general
determination that final SNURs are not
expected to have a significant economic
impact on a substantial number of small
entities, which was provided to the
Chief Counsel for Advocacy of the Small
Business Administration.
C. Regulatory Flexibility Act
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA) (5
U.S.C. 601 et seq.), the Agency hereby
certifies that promulgation of these
SNURs will not have a significant
adverse economic impact on a
substantial number of small entities.
The rationale supporting this
conclusion is discussed in this unit. The
requirement to submit a SNUN applies
to any person (including small or large
entities) who intends to engage in any
activity described in the rule as a
‘‘significant new use.’’ Because these
E. Executive Order 13132
This action will not have a substantial
direct effect on States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132, entitled
Federalism (64 FR 43255, August 10,
1999).
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D. Unfunded Mandates Reform Act
Based on EPA’s experience with
proposing and finalizing SNURs, State,
local, and Tribal governments have not
been impacted by these rulemakings,
and EPA does not have any reasons to
believe that any State, local, or Tribal
government will be impacted by this
rule. As such, EPA has determined that
this rule does not impose any
enforceable duty, contain any unfunded
mandate, or otherwise have any affect
on small governments subject to the
requirements of sections 202, 203, 204,
or 205 of the Unfunded Mandates
Reform Act of 1995 (UMRA) (Public
Law 104–4).
F. Executive Order 13175
This rule does not have Tribal
implications because it is not expected
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to have substantial direct effects on
Indian Tribes. This does not
significantly or uniquely affect the
communities of Indian Tribal
governments, nor does it involve or
impose any requirements that affect
Indian Tribes. Accordingly, the
requirements of Executive Order 13175,
entitled Consultation and Coordination
with Indian Tribal Governments (65 FR
67249, November 9, 2000), do not apply
to this rule.
G. Executive Order 13045
This action is not subject to Executive
Order 13045, entitled Protection of
Children from Environmental Health
Risks and Safety Risks (62 FR 19885,
April 23, 1997), because this is not an
economically significant regulatory
action as defined by Executive Order
12866, and this action does not address
environmental health or safety risks
disproportionately affecting children.
H. Executive Order 13211
This action is not subject to Executive
Order 13211, entitled Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May
22, 2001), because this action is not
expected to affect energy supply,
distribution, or use and because this
action is not a significant regulatory
action under Executive Order 12866.
I. National Technology Transfer and
Advancement Act
In addition, since this action does not
involve any technical standards, section
12(d) of the National Technology
Transfer and Advancement Act of 1995
(NTTAA), Public Law 104–113, section
12(d) (15 U.S.C. 272 note), does not
apply to this action.
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J. Executive Order 12898
This action does not entail special
considerations of environmental justice
related issues as delineated by
Executive Order 12898, entitled Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations (59 FR 7629,
February 16, 1994).
XIII. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
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the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. This rule is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2).
*
List of Subjects
PART 721—[AMENDED]
40 CFR Part 9
Environmental protection, Reporting
and recordkeeping requirements.
40 CFR Part 721
Environmental protection, Chemicals,
Hazardous substances, Reporting and
recordkeeping requirements.
Dated: January 13, 2010.
Wendy C. Hamnett,
Acting Director, Office of Pollution Prevention
and Toxics.
Therefore, 40 CFR parts 9 and 721 are
amended as follows:
■
PART 9—[AMENDED]
1. The authority citation for part 9
continues to read as follows:
■
Authority: 7 U.S.C. 135 et seq., 136–136y;
15 U.S.C. 2001, 2003, 2005, 2006, 2601–2671;
21 U.S.C. 331j, 346a, 348; 31 U.S.C. 9701; 33
U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318,
1321, 1326, 1330, 1342, 1344, 1345 (d) and
(e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971–1975 Comp. p. 973; 42 U.S.C. 241,
242b, 243, 246, 300f, 300g, 300g–1, 300g–2,
300g–3, 300g–4, 300g–5, 300g–6, 300j–1,
300j–2, 300j–3, 300j–4, 300j–9, 1857 et seq.,
6901–6992k, 7401–7671q, 7542, 9601–9657,
11023, 11048.
2. The table in § 9.1 is amended by
adding the following sections in
numerical order under the undesignated
center heading ‘‘Significant New Uses of
Chemical Substances’’ to read as
follows:
■
§ 9.1 OMB approvals under the Paperwork
Reduction Act.
*
*
*
*
*
40 CFR citation
OMB control No.
Significant New Uses of Chemical
Substances
*
721.10169
721.10170
721.10171
721.10172
721.10173
721.10174
721.10175
721.10176
721.10177
721.10178
721.10179
721.10180
721.10181
721.10182
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*
*
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
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*
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*
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
2070–0012
40 CFR citation
*
*
*
*
OMB control No.
*
*
*
*
*
3. The authority citation for part 721
continues to read as follows:
■
Authority: 15 U.S.C. 2604, 2607, and
2625(c).
4. Add § 721.10169 to subpart E to
read as follows:
■
§ 721. 10169
Cyclopentane, methoxy-.
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
cyclopentane, methoxy- (PMN P–03–
141; CAS No. 5614–37–9) is subject to
reporting under this section for the
significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirements as
specified in 721.80(j).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (i) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
(3) Determining whether a specific use
is subject to this section. The provisions
of § 721.1725(b)(1) apply to this section.
■ 5. Add § 721.10170 to subpart E to
read as follows:
§ 721.10170 Polyoxyethylene
polyalkylarylphenylether sulfate ammonium
salt (generic).
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified
generically as polyoxyethylene
polyalkylarylphenylether sulfate
ammonium salt (PMN P–03–197) is
subject to reporting under this section
for the significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(j).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
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(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (i) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
(3) Determining whether a specific use
is subject to this section. The provisions
of § 721.1725(b)(1) apply to this section.
■ 6. Add § 721.10171 to subpart E to
read as follows:
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§ 721.10171 1H-benz(e)indolium, 1,1,2,3tetramethyl-, 4-methylbenzenesulfonic acid
(1:1).
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
1H-benz(e)indolium, 1,1,2,3tetramethyl-, 4-methylbenzenesulfonic
acid (1:1) (PMN P–03–285; CAS No.
141914–99–0) is subject to reporting
under this section for the significant
new uses described in paragraph (a)(2)
of this section.
(2) The significant new uses are:
(i) Protection in the workplace.
Requirements as specified in § 721.63
(a)(4), (a)(5), (b) (concentration set at 1
percent), and (c). Respirators must
provide a National Institute for
Occupational Safety and Health
(NIOSH) assigned protection factor
(APF) of at least 10. The following
NIOSH-approved respirators with an
APF of 10–25 meet the minimum
requirements for § 721.63(a)(4): Airpurifying, tight-fitting respirator
equipped with N100 (if oil aerosols
absent), R100, or P100 filters (either
half- or full-face); powered air-purifying
respirator equipped with a loose-fitting
hood or helmet and High Efficiency
Particulate Air (HEPA) filters; powered
air-purifying respirator equipped with a
tight-fitting facepiece (either half- or
full-face) and HEPA filters; supplied-air
respirator operated in pressure demand
or continuous flow mode and equipped
with a hood or helmet, or tight-fitting
facepiece (either half- or full-face).
(ii) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(s) (11,000
kilograms).
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), (d), and (i) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
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provisions of § 721.185 apply to this
section.
■ 7. Add § 721.10172 to subpart E to
read as follows:
§ 721.10172
(generic).
Alkylamide derivative
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified
generically as alkylamide derivative
(PMN P–03–633) is subject to reporting
under this section for the significant
new uses described in paragraph (a)(2)
of this section.
(2) The significant new uses are:
(i) Release to water. Requirements as
specified in § 721.90 (a)(4), (b)(4), and
(c)(4) (N =1).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (k) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
■ 8. Add § 721.10173 to subpart E to
read as follows:
§ 721.10173 Silanamine,1,1,1-triethoxyN,N-diethyl-.
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
silanamine,1,1,1-triethoxy-N,N-diethyl(PMN P–03–793; CAS No. 35077–00–0)
is subject to reporting under this section
for the significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(f).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (i) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
■ 9. Add § 721.10174 to subpart E to
read as follows:
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§ 721.10174 1-Propanaminium, 3-amino-N(carboxymethyl)-N,N-dimethyl-, N-peanut-oil
acyl derivs., inner salts.
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
1-Propanaminium, 3-amino-N(carboxymethyl)-N,N-dimethyl-, Npeanut-oil acyl derivs., inner salts (PMN
P–04–139; CAS No. 691401–28–2) is
subject to reporting under this section
for the significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Protection in the workplace.
Requirements as specified in § 721.63
(a)(1), (a)(2)(i), (a)(3), (b) (concentration
set at 1 percent), and (c).
(ii) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(j).
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), (d), (e), and (i) are applicable
to manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
(3) Determining whether a specific use
is subject to this section. The provisions
of § 721.1725(b)(1) apply to this section.
■ 10. Add § 721.10175 to subpart E to
read as follows:
§ 721.10175 1-Propanaminium, N-(3aminopropyl)-2-hydroxy-N,N-dimethyl-3sulfo-, N-(C12-18 and C18-unsatd. acyl)
derivs., inner salts.
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
1-Propanaminium, N-(3-aminopropyl)2-hydroxy-N,N-dimethyl-3-sulfo-, N(C12-18 and C18-unsatd. acyl) derivs.,
inner salts (PMN P–04–141; CAS No.
691400–36–9) is subject to reporting
under this section for the significant
new uses described in paragraph (a)(2)
of this section.
(2) The significant new uses are:
(i) Release to water. Requirements as
specified in § 721.90 (a)(4), (b)(4), and
(c)(4) (N=6).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (k) are applicable to
manufacturers, importers, and
processors of this substance.
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(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
■ 11. Add § 721.10176 to subpart E to
read as follows:
§ 721.10176 Amides, peanut-oil, N-[3(dimethylamino)propyl].
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
amides, peanut-oil, N-[3(dimethylamino)propyl] (PMN P–04–
144; CAS No. 691400–76–7) is subject to
reporting under this section for the
significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Release to water. Requirements as
specified in § 721.90 (a)(1), (b)(1), and
(c)(1).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (k) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
■ 12. Add § 721.10177 to subpart E to
read as follows:
pwalker on DSK8KYBLC1PROD with RULES
§ 721.10177
salt (1:1).
Phosphoric acid, yttrium(3+)
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
phosphoric acid, yttrium(3+) salt (1:1)
(PMN P–04–153; CAS No. 13990–54–0)
is subject to reporting under this section
for the significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(f).
(ii) Release to water. Requirements as
specified in § 721.90 (b)(4) and (c)(4)
(N=6).
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), (i), and (k) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
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13. Add § 721.10178 to subpart E to
read as follows:
■
§ 721.10178 Distillates (Fischer-Tropsch),
hydroisomerized middle, C10-13-branched
alkane fraction.
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
distillates (Fischer-Tropsch),
hydroisomerized middle, C10-13branched alkane fraction (PMN P–04–
319; CAS No. 642928–30–1) is subject to
reporting under this section for the
significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Protection in the workplace.
Requirements as specified in § 721.63
(a)(1), (a)(2)(i), (a)(3), (a)(4), (a)(5), (b)
(concentration set at 0.1 percent), and
(c). Respirators must provide a National
Institute for Occupational Safety and
Health (NIOSH) assigned protection
factor (APF) of at least 100. The
following NIOSH-approved respirator
meets the minimum requirements for
§ 721.63(a)(4): Supplied-air respirator
operated in pressure demand or
continuous flow mode and equipped
with a tight-fitting full facepiece.
(ii) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(f).
(iii) Release to water. Requirements as
specified in § 721.90 (b)(1) and (c)(1).
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), (d), (e), (i), and (k) are
applicable to manufacturers, importers,
and processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
■ 14. Add § 721.10179 to subpart E to
read as follows:
§ 721.10179 Copolymers of phenol and
aromatic hydocarbon (generic).
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substances identified
generically as copolymers of phenol and
aromatic hydocarbon (PMNs P–04–346
and P–04–347) are subject to reporting
under this section for the significant
new uses described in paragraph (a)(2)
of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(k) (no manufacture
or import of the PMN substances unless
the average molecular weight is greater
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Fmt 4700
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4995
than 500 daltons). Representative
samples of the PMN substances must be
analyzed and determined to comply
with these requirements both at the time
of initial commencement and annually
thereafter.
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (i) are applicable to
manufacturers, importers, and
processors of these substances.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
■ 15. Add § 721.10180 to subpart E to
read as follows:
§ 721.10180
(generic).
Trifunctional acrylic ester
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified
generically as trifunctional acrylic ester
(PMN P–04–692) is subject to reporting
under this section for the significant
new uses described in paragraph (a)(2)
of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirement as
specified in § 721.80(k) (no manufacture
or import of the PMN substance unless
the mean number of moles of the ethoxy
group is greater than or equal to 8).
Representative samples of the PMN
substance must be analyzed and
determined to comply with these
requirements both at the time of initial
commencement and annually thereafter.
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (i) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
■ 16. Add § 721.10181 to subpart E to
read as follows:
§ 721.10181
(generic).
Halide salt of an alkylamine
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified
generically as halide salt of an
alkylamine (PMN P–07–453) is subject
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to reporting under this section for the
significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(j).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (i) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
provisions of § 721.185 apply to this
section.
(3) Determining whether a specific use
is subject to this section. The provisions
of § 721.1725(b)(1) apply to this section.
■ 17. Add § 721.10182 to subpart E to
read as follows:
pwalker on DSK8KYBLC1PROD with RULES
§ 721.10182
1-Propene, 2,3,3,3-tetrafluoro-.
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
1-propene, 2,3,3,3-tetrafluoro- (PMN P–
07–601; CAS No. 754–12–1; also known
as HFO–1234yf) is subject to reporting
under this section for the significant
new uses described in paragraph (a)(2)
of this section.
(2) The significant new uses are:
(i) Industrial, commercial, and
consumer activities. Requirements as
specified in § 721.80(j) (use as a motor
vehicle air conditioning (MVAC)
refrigerant in new passenger cars and
vehicles as defined in 40 CFR 82.32 (c)
and (d). The initial charging of MVAC
units with the PMN substance will be
done by the motor vehicle original
equipment manufacturer. All servicing,
maintenance, and disposal involving the
PMN substance will be done only by
Clean Air Act (CAA) section 609
certified technicians using CAA section
609 certified refrigerant handling
equipment. The PMN substance only
will be sold or distributed in 20–pound
(net weight) containers or larger).
(ii) [Reserved]
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph.
(1) Recordkeeping. Recordkeeping
requirements as specified in § 721.125
(a), (b), (c), and (i) are applicable to
manufacturers, importers, and
processors of this substance.
(2) Limitations or revocation of
certain notification requirements. The
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Jkt 220001
provisions of § 721.185 apply to this
section.
[FR Doc. 2010–1936 Filed 1–29–10; 8:45 am]
BILLING CODE 6560–50–S
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 390
[Docket No. FMCSA–2009–0127]
RIN 2126–AA98
Safety Requirements for Operators of
Small Passenger-Carrying Commercial
Motor Vehicles Used in Interstate
Commerce
AGENCY: Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Final rule.
SUMMARY: The FMCSA amends the
Federal Motor Carrier Safety
Regulations (FMCSRs) to require that
motor carriers operating commercial
motor vehicles (CMVs), designed or
used to transport between 9 and 15
passengers (including the driver), in
interstate commerce for direct
compensation comply with the safety
regulations regardless of the distance
traveled. Specifically, this rule makes
certain FMCSRs applicable to the
operation of such vehicles when they
are operated within a 75 air-mile radius
(86.3 statute miles or 138.9 kilometers)
from the driver’s normal work-reporting
location. Motor carriers, drivers, and the
vehicles operated by them will be
subject to the same safety requirements
imposed upon such vehicles when they
are operated beyond a 75-air-mile
radius. This action is required by the
Safe, Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for
Users (SAFETEA–LU).
DATES: Effective: This rule is effective
May 3, 2010. Compliance: Motor
carriers must be in compliance with this
rule no later than June 1, 2010.
FOR FURTHER INFORMATION CONTACT: Ms.
Loretta Bitner, Chief, Commercial
Passenger Carrier Safety Division, Office
of Enforcement and Compliance; (202)
385–2428; loretta.bitner@dot.gov.
Docket: For access to the docket to
read background documents including
those referenced in this document go to
https://www.regulations.gov at any time
or visit the U.S. Department of
Transportation Dockets located on the
ground floor, Room W12–140, 1200
New Jersey Avenue, SE., Washington,
DC, between 9 a.m. and 5 p.m. ET.,
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Monday through Friday, except Federal
holidays.
SUPPLEMENTARY INFORMATION:
Legal Basis for the Rulemaking
Section 4136 of SAFETEA–LU [Pub.
L. 109–59, 119 Stat. 1144, 1745, August
10, 2005] (set out as a note to 49 U.S.C.
31136) states that ‘‘[t]he Federal motor
carrier safety regulations that apply to
interstate operations of commercial
motor vehicles designed to transport
between 9 and 15 passengers (including
the driver) shall apply to all interstate
operations of such carriers regardless of
the distance traveled.’’
The FMCSA notes that the legislative
history of this provision of SAFETEA–
LU is sparse and, in some respects,
inconsistent with the mandate of section
4136. The Senate bill (S. 1567, 109th
Cong. 1st Sess. (July 29, 2005)) that
contained the provisions relating to
motor carrier safety that became part of
SAFETEA–LU included the following
provisions, in section 106(2): ‘‘The
Secretary of Transportation shall * * *
ensure that Federal motor carrier safety
regulations that apply to interstate
operations of commercial motor
vehicles designed to transport between
9 and 15 passengers (including the
driver) apply to all interstate operations
of such carries [sic] regardless of the
distance traveled.’’
The committee report accompanying
this bill said that this provision ‘‘would
ensure that the Secretary enforces
Federal motor carrier safety regulations
that apply to interstate CMVs designed
to transport between 9 and 15
passengers, regardless of the distance
traveled.’’ Sen. Report No. 109–120
(109th Cong. 1st Sess., July 29, 2005), at
20.
In the House of Representatives,
similar language was found in section
4130 of an early version H.R. 3 (109th
Cong, 1st Sess., 2005), which stated
‘‘[t]he Federal motor carrier safety
regulations (other than regulations
relating to commercial drivers license
and drug and alcohol testing
requirements) shall apply to all
interstate operations of commercial
motor vehicles used to transport
between 9 and 15 passengers (including
the driver), regardless of the distance
traveled.’’ House Report 109–12 (109th
Cong., 1st Sess., March 7, 2005), at 306.
The House committee report
described the purpose of this provision
as follows:
• ‘‘This section directs the Secretary to
extend the Federal motor carrier safety
regulations found in 49 Code of Federal
Regulations, Parts 387, 390 through 399 to all
operations of commercial motor vehicles
designed to transport between nine and
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Agencies
[Federal Register Volume 75, Number 20 (Monday, February 1, 2010)]
[Rules and Regulations]
[Pages 4983-4996]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-1936]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 9 and 721
[EPA-HQ-OPPT-2008-0918; FRL-8438-4]
RIN 2070-AB27
Significant New Use Rules on Certain Chemical Substances
AGENCY: Environmental Protection Agency (EPA).
ACTION: Direct final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is promulgating significant new use rules (SNURs) under
section 5(a)(2) of the Toxic Substances Control Act (TSCA) for 15
chemical substances which were the subject of premanufacture notices
(PMNs). Three of these chemical substances are subject to TSCA section
5(e) consent orders issued by EPA. This action requires persons who
intend to manufacture,
[[Page 4984]]
import, or process any of these 15 chemical substances for an activity
that is designated as a significant new use by this rule to notify EPA
at least 90 days before commencing that activity. The required
notification will provide EPA with the opportunity to evaluate the
intended use and, if necessary, to prohibit or limit that activity
before it occurs.
DATES: The effective date of this rule is April 2, 2010 without further
notice, unless EPA receives written adverse or critical comments, or
notice of intent to submit adverse or critical comments before March 3,
2010. This rule shall be promulgated for purposes of judicial review at
1 p.m. (e.s.t.) on February 16, 2010.
If EPA receives written adverse or critical comments, or notice of
intent to submit adverse or critical comments, on one or more of these
SNURs before March 3, 2010, EPA will withdraw the relevant sections of
this direct final rule before its effective date. EPA will then issue a
proposed SNUR for the chemical substance(s) on which adverse or
critical comments were received, providing a 30-day period for public
comment.
Significant new use designations for a chemical substance are
legally established as of the date of publication of this direct final
rule February 1, 2010. See the discussion in Unit VII. for more
specific details.
Any persons intending to import or export a chemical substance that
is the subject of this rule on or after March 3, 2010 are subject to
the TSCA section 13 import certification requirements and the export
notification provisions of TSCA section 12(b). See the discussion in
Unit I.A. and Unit II.C. for more specific details.
ADDRESSES: Submit your comments, identified by docket identification
(ID) number EPA-HQ-OPPT-2008-0918, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the on-line instructions for submitting comments.
Mail: Document Control Office (7407M), Office of Pollution
Prevention and Toxics (OPPT), Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington, DC 20460-0001.
Hand Delivery: OPPT Document Control Office (DCO), EPA
East, Rm. 6428, 1201 Constitution Ave., NW., Washington, DC. Attention:
Docket ID Number EPA-HQ-OPPT-2008-0918. The DCO is open from 8 a.m. to
4 p.m., Monday through Friday, excluding legal holidays. The telephone
number for the DCO is (202) 564-8930. Such deliveries are only accepted
during the DCO's normal hours of operation, and special arrangements
should be made for deliveries of boxed information.
Instructions: Direct your comments to docket ID number EPA-HQ-OPPT-
2008-0918. EPA's policy is that all comments received will be included
in the docket without change and may be made available on-line at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through regulations.gov or e-
mail. The regulations.gov website is an ``anonymous access'' system,
which means EPA will not know your identity or contact information
unless you provide it in the body of your comment. If you send an e-
mail comment directly to EPA without going through regulations.gov,
your e-mail address will be automatically captured and included as part
of the comment that is placed in the docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses.
Docket: All documents in the docket are listed in the docket index
available at https://www.regulations.gov. Although listed in the index,
some information is not publicly available, e.g., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, will be publicly available only
in hard copy. Publicly available docket materials are available
electronically at https://www.regulations.gov, or, if only available in
hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA
Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution
Ave., NW., Washington, DC. The EPA/DC Public Reading Room hours of
operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number of the EPA/DC Public Reading Room
is (202) 566-1744, and the telephone number for the OPPT Docket is
(202) 566-0280. Docket visitors are required to show photographic
identification, pass through a metal detector, and sign the EPA visitor
log. All visitor bags are processed through an X-ray machine and
subject to search. Visitors will be provided an EPA/DC badge that must
be visible at all times in the building and returned upon departure.
FOR FURTHER INFORMATION CONTACT: For general information contact: Colby
Lintner, Regulatory Coordinator, Environmental Assistance Division
(7408M), Office of Pollution Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001; telephone number: (202) 554-1404; e-mail address: TSCA-Hotline@epa.gov.
For technical information contact: Tracey Klosterman, Chemical
Control Division (7405M), Office of Pollution Prevention and Toxics,
Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001; telephone number: (202) 564-2209; e-mail
address: klosterman.tracey@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by this action if you manufacture,
import, process, or use the chemical substances contained in this rule.
Potentially affected entities may include, but are not limited to:
Manufacturers, importers, or processors of one or more
subject chemical substances (NAICS codes 325 and 324110), e.g.,
chemical manufacturing and petroleum refineries.
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in Sec. 721.5. If you
have any questions regarding the applicability of this action to a
particular entity, consult the technical person listed under FOR
FURTHER INFORMATION CONTACT.
This action may also affect certain entities through pre-existing
import certification and export notification rules under TSCA. Chemical
importers are subject to the TSCA section 13 (15 U.S.C. 2612) import
certification requirements promulgated at 19 CFR 12.118 through 12.127
and 19 CFR
[[Page 4985]]
127.28 (the corresponding EPA policy appears at 40 CFR part 707,
subpart B). Chemical importers must certify that the shipment of the
chemical substance complies with all applicable rules and orders under
TSCA. Importers of chemicals subject to these SNURs must certify their
compliance with the SNUR requirements. In addition, any persons who
export or intend to export a chemical substance that is the subject of
this rule on or March 3, 2010 are subject to the export notification
provisions of TSCA section 12(b) (15 U.S.C. 2611(b)) (see Sec.
721.20), and must comply with the export notification requirements in
40 CFR part 707, subpart D.
B. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as
CBI and then identify electronically within the disk or CD-ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for preparing your comments. When submitting comments,
remember to:
i. Identify the document by docket ID number and other identifying
information (subject heading, Federal Register date and page number).
ii. Follow directions. The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns and
suggest alternatives.
vii. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
viii. Make sure to submit your comments by the comment period
deadline identified.
II. Background
A. What Action is the Agency Taking?
EPA is promulgating these SNURs using direct final procedures.
These SNURs will require persons to notify EPA at least 90 days before
commencing the manufacture, import, or processing of a chemical
substance for any activity designated by these SNURs as a significant
new use. Receipt of such notices allows EPA to assess risks that may be
presented by the intended uses and, if appropriate, to regulate the
proposed use before it occurs. Additional rationale and background to
these rules are more fully set out in the preamble to EPA's first
direct final SNUR published in the Federal Register of April 24, 1990
(55 FR 17376). Consult that preamble for further information on the
objectives, rationale, and procedures for SNURs and on the basis for
significant new use designations, including provisions for developing
test data.
B. What is the Agency's Authority for Taking this Action?
Section 5(a)(2) of TSCA (15 U.S.C. 2604(a)(2)) authorizes EPA to
determine that a use of a chemical substance is a ``significant new
use.'' EPA must make this determination by rule after considering all
relevant factors, including those listed in TSCA section 5(a)(2). Once
EPA determines that a use of a chemical substance is a significant new
use, TSCA section 5(a)(1)(B) requires persons to submit a significant
new use notice (SNUN) to EPA at least 90 days before they manufacture,
import, or process the chemical substance for that use. The mechanism
for reporting under this requirement is established under Sec. 721.5.
C. Applicability of General Provisions
General provisions for SNURs appear in 40 CFR part 721, subpart A.
These provisions describe persons subject to the rule, recordkeeping
requirements, exemptions to reporting requirements, and applicability
of the rule to uses occurring before the effective date of the rule.
Provisions relating to user fees appear at 40 CFR part 700. According
to Sec. 721.1(c), persons subject to these SNURs must comply with the
same notice requirements and EPA regulatory procedures as submitters of
PMNs under TSCA section 5(a)(1)(A). In particular, these requirements
include the information submission requirements of TSCA section 5(b)
and 5(d)(1), the exemptions authorized by TSCA section 5(h)(1), (h)(2),
(h)(3), and (h)(5), and the regulations at 40 CFR part 720. Once EPA
receives a SNUN, EPA may take regulatory action under TSCA section
5(e), 5(f), 6, or 7 to control the activities for which it has received
the SNUN. If EPA does not take action, EPA is required under TSCA
section 5(g) to explain in the Federal Register its reasons for not
taking action.
Chemical importers are subject to the TSCA section 13 (15 U.S.C.
1612) import certification requirements promulgated at 19 CFR 12.118
through 12.127, and 19 CFR 127.28 (the corresponding EPA policy appears
at 40 CFR part 707, subpart B). Chemical importers must certify that
the shipment of the chemical substance complies with all applicable
rules and orders under TSCA. Importers of chemical substances subject
to a final SNUR must certify their compliance with the SNUR
requirements. In addition, any persons who export or intend to export a
chemical substance identified in a final SNUR are subject to the export
notification provisions of TSCA section 12(b) (15 U.S.C. 2612 (b)) (see
Sec. 721.20), and must comply with the export notification
requirements in 40 CFR part 707, subpart D.
III. Significant New Use Determination
Section 5(a)(2) of TSCA states that EPA's determination that a use
of a chemical substance is a significant new use must be made after
consideration of all relevant factors, including:
The projected volume of manufacturing and processing of a
chemical substance.
The extent to which a use changes the type or form of
exposure of human beings or the environment to a chemical substance.
The extent to which a use increases the magnitude and
duration of exposure of human beings or the environment to a chemical
substance.
The reasonably anticipated manner and methods of
manufacturing, processing, distribution in commerce, and disposal of a
chemical substance.
In addition to these factors enumerated in TSCA section 5(a)(2),
the statute authorized EPA to consider any other relevant factors.
To determine what would constitute a significant new use for the 15
chemical substances that are the subject of these SNURs, EPA considered
relevant information about the toxicity of the chemical substances,
likely human exposures and environmental releases associated with
possible uses, and the four factors listed in TSCA section 5(a)(2) and
this unit.
[[Page 4986]]
IV. Substances Subject to this Rule
EPA is establishing significant new use and recordkeeping
requirements for 15 chemical substances in 40 CFR part 721, subpart E.
In this unit, EPA provides the following information for each chemical
substance:
PMN number.
Chemical name (generic name, if the specific name is
claimed as CBI).
CAS number (if assigned for non-confidential chemical
identities).
Basis for the TSCA section 5(e) consent order or, for non-
section 5(e) SNURs, the basis for the SNUR (i.e., SNURs without TSCA
section 5(e) consent orders).
Toxicity concerns.
Tests recommended by EPA to provide sufficient information
to evaluate the chemical substance (see Unit VIII. for more
information).
CFR citation assigned in the regulatory text section of
this rule.
The regulatory text section of this rule specifies the activities
designated as significant new uses. Certain new uses, including
production volume limits (i.e., limits on manufacture and importation
volume) and other uses designated in this rule, may be claimed as CBI.
Unit IX. discusses a procedure companies may use to ascertain whether a
proposed use constitutes a significant new use.
This rule includes 3 PMN substances that are subject to ``risk-
based'' consent orders under TSCA section 5(e)(1)(A)(ii)(I) where EPA
determined that activities associated with the PMN substances may
present unreasonable risk to human health or the environment. Those
consent orders require protective measures to limit exposures or
otherwise mitigate the potential unreasonable risk. The so-called
``5(e) SNURs'' on these PMN substances are promulgated pursuant to
Sec. 721.160, and are based on and consistent with the provisions in
the underlying consent orders. The 5(e) SNURs designate as a
``significant new use'' the absence of the protective measures required
in the corresponding consent orders.
This rule also includes SNURs on 12 PMN substances that are not
subject to consent orders under TSCA section 5(e). In these cases, for
a variety of reasons, EPA did not find that the use scenario described
in the PMN triggered the determinations set forth under TSCA section
5(e). EPA, however, does believe that certain changes from the use
scenario described in the PMN could result in increased exposures,
thereby constituting a ``significant new use.'' These so-called ``non-
5(e) SNURs'' are promulgated pursuant to Sec. 721.170. EPA has
determined that every activity designated as a ``significant new use''
in all non-5(e) SNURs issued under Sec. 721.170 satisfies the two
requirements stipulated in Sec. 721.170(c)(2), i.e., these significant
new use activities, ``(i) are different from those described in the
premanufacture notice for the substance, including any amendments,
deletions, and additions of activities to the premanufacture notice,
and (ii) may be accompanied by changes in exposure or release levels
that are significant in relation to the health or environmental
concerns identified'' for the PMN substance.
PMN Number P-03-141
Chemical name: Cyclopentane, methoxy-.
CAS number: 5614-37-9.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be as an industrial solvent. Based on test
data on the PMN substance, EPA has identified concerns for systemic
toxicity and neurotoxicity. For the use described in the PMN,
significant worker exposure is not expected. Therefore, EPA has not
determined that the proposed manufacturing, processing, or use of the
substance may present an unreasonable risk. EPA has determined,
however, that any use of the substance other than as described in the
PMN may cause serious health effects. Based on this information, the
PMN substance meets the concern criteria at Sec. 721.170(b)(3)(i).
Recommended testing: EPA has determined that the results of the
following tests would help characterize the human health effects of the
PMN substance: A 90-day oral toxicity test in rodents (OPPTS Harmonized
Test Guideline 870.3100); a flammability test (OPPTS Harmonized Test
Guideline 830.6315); a sediment and soil adsorption/desorption isotherm
test (OPPTS Harmonized Test Guideline 835.1220); and a standard
practice for determination of odor and taste threshold by a forced-
choice ascending concentration series method of limits (American
Society for Testing and Materials (ASTM) E679-04 test guideline).
CFR citation: 40 CFR 721.10169.
PMN Number P-03-197
Chemical name: Polyoxyethylene polyalkylarylphenylether sulfate
ammonium salt (generic).
CAS number: Not available.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be as a surface active agent for emulsion
polymerization. Based on test data on analogous anionic surfactants,
EPA predicts toxicity to aquatic organisms may occur at concentrations
that exceed 5 parts per billion (ppb) of the PMN substance in surface
waters. For the use described in the PMN, releases of the substance are
not expected to result in surface waters concentrations that exceed 5
ppb. Therefore, EPA has not determined that the proposed manufacturing,
processing, or use of the substance may present an unreasonable risk.
EPA has determined, however, that any use of the substance other than
as described in the PMN may cause significant adverse environmental
effects. Based on this information, the PMN substance meets the concern
criteria at Sec. 721.170(b)(4)(ii).
Recommended testing: EPA has determined that the results of a fish
acute toxicity test, freshwater and marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic invertebrate acute toxicity test,
freshwater daphnids (OPPTS Harmonized Test Guideline 850.1010); and an
algal toxicity test, tiers I and II (OPPTS Harmonized Test Guideline
850.5400) would help characterize the environmental effects of the PMN
substance. All aquatic toxicity testing should be performed using the
flow-through method with measured concentrations. Further, a
certificate of analysis should be provided for the test substance.
CFR citation: 40 CFR 721.10170.
PMN Number P-03-285
Chemical name: 1H-benz(e)indolium, 1,1,2,3-tetramethyl-, 4-
methylbenzenesulfonic acid (1:1).
CAS number: 141914-99-0.
Basis for action: The PMN states that the substance will be used as a
chemical intermediate for the manufacture of a dye in imaging media/
products. Based on test data on the PMN substance, EPA identified
concerns for acute lethality from inhalation of the PMN substance. As
described in the PMN, worker inhalation exposure will be minimal due to
the use of adequate personal protective equipment. Therefore, EPA has
not determined that the proposed manufacturing, processing, or use of
the substance may present an unreasonable risk. EPA has determined,
however, that use of the substance without the use of a National
Institute for Occupational Safety and Health (NIOSH)-approved
respirator with an assigned protection factor (APF) of at least 10
where there is a potential for inhalation exposure, or exceedance of
the 11,000 kilogram annual manufacture and import volume may cause
serious health effects. Based on this information, the PMN substance
meets the concern criteria at Sec. 721.170(b)(3)(i).
[[Page 4987]]
Recommended testing: EPA has determined that the results of a repeated
dose 28-day oral toxicity in rodents (OPPTS Harmonized Test Guideline
870.3050 or Organisation for Economic Co-operation and Development
(OECD) 407 test guideline) would help characterize the human health
effects of the PMN substance.
CFR citation: 40 CFR 721.10171.
PMN Number P-03-633
Chemical name: Alkylamide derivative (generic).
CAS number: Not available.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be as a raw material for the manufacture of
photosensitive materials. Based on test data on analogous substances,
EPA predicts toxicity to aquatic organisms may occur at concentrations
that exceed 1 ppb of the PMN substance in surface waters. As described
in the PMN, releases of the substance are not expected to result in
surface water concentrations that exceed 1 ppb. Therefore, EPA has not
determined that the proposed manufacturing, processing, or use of the
substance may present an unreasonable risk. EPA has determined,
however, that any use of the substance resulting in surface water
concentrations exceeding 1 ppb may cause significant adverse
environmental effects. Based on this information, the PMN substance
meets the concern criteria at Sec. 721.170(b)(4)(ii).
Recommended testing: EPA has determined that the results of a fish
early-life stage toxicity test (OPPTS Harmonized Test Guideline
850.1400); a daphnid chronic toxicity test (OPPTS Harmonized Test
Guideline 850.1300); and an algal toxicity test, tiers I and II (OPPTS
Harmonized Test Guideline 850.5400) would help characterize the
environmental effects of the PMN substance. Fish and daphnia testing
should be performed using the flow-through method with measured
concentrations. Algal testing should be performed using the static
method with measured concentrations. Further, a certificate of analysis
should be provided for the test substance.
CFR citation: 40 CFR 721.10172.
PMN Number P-03-793
Chemical name: Silanamine,1,1,1-triethoxy-N,N-diethyl-.
CAS number: 35077-00-0.
Basis for action: The PMN states that the substance will be used as an
external donor for olefin polymerization. Based on submitted test data,
EPA has identified health concerns for corrosion. Also, based on test
data on analogous alkoxysilanes and aliphatic amines, EPA predicts
toxicity to aquatic organisms may occur at concentrations that exceed
10 ppb of the PMN substance in surface waters. As described in the PMN,
significant worker exposure is unlikely and releases to surface waters
are not expected. Therefore, EPA has not determined that the proposed
import, processing, or use of the substance may present an unreasonable
risk. EPA has determined, however, that domestic manufacture of the
substance could result in exposures which may cause serious health
effects and significant adverse environmental effects. Based on this
information, the PMN substance meets the concern criteria at Sec.
721.170 (b)(3)(i) and (b)(4)(ii).
Recommended testing: EPA has determined that the results of a fish
acute toxicity test, freshwater and marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic invertebrate acute toxicity test,
freshwater daphnids (OPPTS Harmonized Test Guideline 850.1010); and an
algal toxicity test, tiers I and II (OPPTS Harmonized Test Guideline
850.5400) would help characterize the environmental effects of the PMN
substance. Fish and daphnid testing should be performed using the flow-
through method with measured concentrations. Algal toxicity testing
should be performed using the static method with measured
concentrations. No human health testing is recommended at this time.
Further, a certificate of analysis should be provided for the test
substance.
CFR citation: 40 CFR 721.10173.
PMN Number P-04-139
Chemical name: 1-Propanaminium, 3-amino-N-(carboxymethyl)-N,N-dimethyl-
, N-peanut-oil acyl derivs., inner salts.
CAS number: 691401-28-2.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be as an oil well additive. Based on test
data on analogous substances, EPA identified concerns for irritation,
possible corrosion, and developmental toxicity. For the use described
in the PMN, worker inhalation exposure is not expected and worker
dermal exposures will be minimal due to the use of adequate personal
protective equipment. Therefore, EPA has not determined that the
proposed manufacturing, processing, or use of the substance may present
an unreasonable risk. EPA has determined, however, that use of the
substance without the use of impervious gloves where there is a
potential for dermal exposure, or use of the substance other than as
described in the PMN may cause serious health effects. Based on this
information, the PMN substance meets the concern criteria at Sec.
721.170(b)(3)(ii).
Recommended testing: EPA has determined that the results of a prenatal
developmental toxicity test (OPPTS Harmonized Test Guideline 870.3700)
would help characterize the human health effects of the PMN substance.
CFR citation: 40 CFR 721.10174.
PMN Number P-04-141
Chemical name: 1-Propanaminium, N-(3-aminopropyl)-2-hydroxy-N,N-
dimethyl-3-sulfo-, N-(C12-18 and C18-unsatd. acyl) derivs., inner
salts.
CAS number: 691400-36-9.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be used as an additive for various cleaners.
Based on test data on analogous amphoteric surfactants, EPA predicts
toxicity to aquatic organisms may occur at concentrations that exceed 6
ppb of the PMN substance in surface waters. As described in the PMN,
releases of the substance are not expected to result in surface water
concentrations that exceed 6 ppb. Therefore, EPA has not determined
that the proposed manufacturing, processing, or use of the substance
may present an unreasonable risk. EPA has determined, however, that any
use of the substance resulting in surface water concentrations
exceeding 6 ppb may cause significant adverse environmental effects.
Based on this information, the PMN substance meets the concern criteria
at Sec. 721.170(b)(4)(ii).
Recommended testing: EPA has determined that the results of a porous
pot test (OPPTS Harmonized Test Guideline 835.3220); an aquatic
invertebrate acute toxicity test, freshwater daphnids (OPPTS Harmonized
Test Guideline 850.1010); and an algal toxicity test, tiers I and II
(OPPTS Harmonized Test Guideline 850.5400) would help characterize the
environmental effects of the PMN substance. Daphnid testing should be
performed using the flow-through method with measured concentrations.
Algal testing should be performed using the static method with measured
concentrations. Further, a certificate of analysis should be provided
for the test material.
CFR citation: 40 CFR 721.10175.
PMN Number P-04-144
Chemical name: Amides, peanut-oil, N-[3-(dimethylamino)propyl].
CAS number: 691400-76-7.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be used as a chemical intermediate. Based on
test data on analogous aliphatic amines, EPA predicts toxicity to
aquatic organisms may occur at concentrations that exceed
[[Page 4988]]
1 ppb of the PMN substance in surface waters. As described in the PMN,
the substance is not released to surface waters. Therefore, EPA has not
determined that the proposed manufacturing, processing, or use of the
substance may present an unreasonable risk. EPA has determined,
however, that any use of the substance resulting in release to surface
waters may cause significant adverse environmental effects. Based on
this information, the PMN substance meets the concern criteria at Sec.
721.170(b)(4)(ii).
Recommended testing: EPA has determined that the results of the
following tests would help characterize the environmental effects of
the PMN substance: A fish acute toxicity test, freshwater and marine
(OPPTS Harmonized Test Guideline 850.1075); a fish acute toxicity test
mitigated by humic acid (OPPTS Harmonized Test Guideline 850.1085) with
the chloride salt adjusted to a pH of 7; an aquatic invertebrate acute
toxicity test, freshwater daphnids (OPPTS Harmonized Test Guideline
850.1010); and an algal toxicity test, tiers I and II (OPPTS Harmonized
Test Guideline 850.5400). All aquatic toxicity testing should be
performed using the static method with measured concentrations.
Further, a certificate of analysis should be provided for the test
substance.
CFR citation: 40 CFR 721.10176.
PMN Number P-04-153
Chemical name: Phosphoric acid, yttrium(3+) salt (1:1).
CAS number: 13990-54-0.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be as a phosphor. Based on test data on
analogous inorganic phosphates and soluble yttrium compounds, EPA
predicts toxicity to aquatic organisms may occur at concentrations that
exceed 6 ppb of the PMN substance in surface waters. As described in
the PMN, releases of the substance are not expected to result in
surface water concentrations that exceed 6 ppb. Therefore, EPA has not
determined that the proposed import, processing, or use of the
substance may present an unreasonable risk. EPA has determined,
however, that domestic manufacture or any use of the substance
resulting in surface water concentrations exceeding 6 ppb may cause
significant adverse environmental effects. Based on this information,
the PMN substance meets the concern criteria at Sec.
721.170(b)(4)(ii).
Recommended testing: EPA has determined that the results of a fish
acute toxicity test, freshwater and marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic invertebrate acute toxicity test,
freshwater daphnids (OPPTS Harmonized Test Guideline 850.1010); and an
algal toxicity test, tiers I and II (OPPTS Harmonized Test Guideline
850.5400) would help characterize the environmental effects of the PMN
substance. All aquatic toxicity testing should be performed using the
static method with measured concentrations of yttrium. Further, a
certificate of analysis should be provided for the test substance.
CFR citation: 40 CFR 721.10177.
PMN Number P-04-319
Chemical name: Distillates (Fischer-Tropsch), hydroisomerized middle,
C10-13-branched alkane fraction.
CAS number: 642928-30-1.
Basis for action: The PMN states that the substance will be used as
industrial/commercial paint and ink formulations; indoor industrial
heating oil; and solvent blend for industrial cleaning. Based on test
data on structurally similar chemicals with a carbon chain range of C5
to C21, EPA has identified health concerns for liver toxicity, kidney
toxicity, developmental toxicity, mutagenicity, cancer, neurotoxicity,
skin sensitization, hydrocarbon pneumonia, and irritation to mucous
membranes. Also, based on test data on analogous neutral organic
compounds, EPA predicts toxicity to aquatic organisms may occur at
concentrations that exceed 1 ppb of the PMN substance in surface
waters. As described in the PMN, worker dermal and inhalation exposure
will be minimal due to the use of adequate personal protective
equipment, and releases to water are not expected. Therefore, EPA has
not determined that the proposed import, processing, or use of the
substance may present an unreasonable risk. EPA has determined,
however, that use of the substance without the use of impervious gloves
where there is the potential for dermal exposure, use of the substance
without the use of a NIOSH-approved respirator with an APF of at least
100 where there is potential for inhalation exposure, domestic
manufacturing, or any use of the substance resulting in release to
surface waters, may cause serious health effects and significant
adverse environmental effects. Based on this information, the PMN
substance meets the concern criteria at Sec. 721.170 (b)(1)(i)(C),
(b)(3)(ii), and (b)(4)(ii).
Recommended testing: EPA has determined that the results of the
following tests would help characterize the human health and
environmental effects of the PMN substance: A prenatal developmental
toxicity test (OPPTS Harmonized Test Guideline 870.3700), using one
species via the oral route; a fish early-life stage toxicity test
(OPPTS Harmonized Test Guideline 850.1400) with fathead minnows, a
daphnid chronic toxicity test (OPPTS Harmonized Test Guideline
850.1300); and an algal toxicity test, tiers I and II (OPPTS Harmonized
Test Guideline 850.5400). Fish and daphnid testing should be performed
using the flow-through method with measured concentrations. Dilution
water total organic carbon (TOC) concentration should be less than 2.0
mg TOC per liter. Algal testing should be performed using the static
method with measured concentrations. Further, a certificate of analysis
should be provided for the test substance.
CFR citation: 40 CFR 721.10178.
PMN Numbers P-04-346 and P-04-347
Chemical name: Copolymers of phenol and aromatic hydocarbon (generic).
CAS number: Not available.
Effective date of TSCA section 5(e) consent order: November 15, 2004.
Basis for TSCA section 5(e) consent order: The consolidated PMN states
that the generic (non-confidential) use of the substances will be as
binder components. The order was issued under sections 5(e)(1)(A)(i)
and 5(e)(1)(A)(ii)(I) of TSCA, based on a finding that these substances
may present an unreasonable risk of injury to the environment. To
protect against this risk, the consent order requires the company to
not manufacture or import the PMN substances unless the average
molecular weight is greater than 500 daltons. To ensure compliance, the
consent order also requires that the substances be analyzed both at the
time of initial commencement and annually thereafter. The SNUR
designates as a ``significant new use'' the absence of these protective
measures.
Toxicity concern: Based on test data on analogous phenols, EPA predicts
toxicity to aquatic organisms varies with the average number molecular
weight of the PMN substances. As the average number molecular weight
decreases, the aquatic toxicity of the substances increases. When the
average molecular weight is 366 daltons, EPA predicts toxicity to
aquatic organisms may occur at concentrations that exceed 1 ppb of the
PMN substances in surface waters. The PMN substances with a molecular
weight greater than 500 daltons are of lower concern for toxicity
because the expected water solubility is estimated to be less than 1
ppb.
Recommended testing: EPA has determined that the results of a fish
early-life stage toxicity test (OPPTS Harmonized Test Guideline
850.1400), a daphnid chronic toxicity test (OPPTS Harmonized Test
Guideline 850.1300);
[[Page 4989]]
and an algal toxicity test, tiers I and II (OPPTS Harmonized Test
Guideline 850.5400) would help characterize possible environmental
effects of the PMN substances. Fish and daphnid testing should be
performed using the flow-through method with measured concentrations.
Algal testing should be performed using the static method with measured
concentrations. EPA should be consulted to determine what form of the
chemical substances should be tested. The order does not require
submission of the testing at any specified time or production volume.
However, the order's restrictions on manufacture, import, processing,
distribution in commerce, use and disposal of the chemical substances
will remain in effect until the order is modified or revoked by EPA
based on submission of that or other relevant information.
CFR citation: 40 CFR 721.10179.
PMN Number P-04-692
Chemical name: Trifunctional acrylic ester (generic).
CAS number: Not available.
Effective date of TSCA section 5(e) consent order: December 6, 2004.
Basis for TSCA section 5(e) consent order: The PMN states that the
substance will be used in lacquer/dry film manufacture. The order was
issued under sections 5(e)(1)(A)(i) and 5(e)(1)(A)(ii)(I) of TSCA based
on a finding that this substance may present an unreasonable risk of
injury to the environment. To protect against this risk, the consent
order requires the company to not manufacture or import the PMN
substance unless the mean number of moles of the ethoxy group is
greater than or equal to 8. To ensure compliance, the consent order
also requires that the substance be analyzed both at the time of
initial commencement and annually thereafter. The SNUR designates as a
``significant new use'' the absence of these protective measures.
Toxicity concern: Based on test data on analogous esters, EPA predicts
toxicity to aquatic organisms varies with the average number of moles
of the ethoxy group. As the number of moles of ethoxy group decreases,
the aquatic toxicity of the substance increases. For the PMN substance
with an average of 3 moles of ethoxy, EPA predicts toxicity to aquatic
organisms at concentrations that exceed 40 ppb of the PMN substance in
surface waters.
Recommended testing: EPA has determined that the results of a fish
acute toxicity test, freshwater and marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic invertebrate acute toxicity test,
freshwater daphnids (OPPTS Harmonized Test Guideline 850.1010); and an
algal toxicity test, tiers I and II (OPPTS Harmonized Test Guideline
850.5400) would help characterize the environmental effects of the PMN
substance. Fish and daphnid testing should be performed using flow-
through method with measured concentrations. Algal testing should be
performed using the static method with measured concentrations. EPA
should be consulted to determine what form of the chemical substance
should be tested. The order does not require submission of the testing
at any specified time or production volume. However, the order's
restrictions on manufacture, import, processing, distribution in
commerce, use and disposal of the chemical substance will remain in
effect until the order is modified or revoked by EPA based on
submission of that or other relevant information.
CFR citation: 40 CFR 721.10180.
PMN Number P-07-453
Chemical name: Halide salt of an alkylamine (generic).
CAS number: Not available.
Basis for action: The PMN states that the generic (non-confidential)
use of the substance will be as a solder adjuvant, an open, non-
dispersive use. Based on test data on analogous aliphatic amines, EPA
predicts toxicity to aquatic organisms at concentrations that exceed 20
ppb of the PMN substance in surface waters. For the use described in
the PMN, releases of the substance are not expected to result in
surface water concentrations that exceed 20 ppb. Therefore, EPA has not
determined that the proposed manufacturing, processing, or use of the
substance may present an unreasonable risk. EPA has determined,
however, that any use of the substance other than as described in the
PMN could result in release to surface waters which may cause
significant adverse environmental effects. Based on this information,
the PMN substance meets the concern criteria at Sec.
721.170(b)(4)(ii).
Recommended testing: EPA has determined that the results of a fish
acute toxicity test, freshwater and marine (OPPTS Harmonized Test
Guideline 850.1075); an aquatic invertebrate acute toxicity test,
freshwater daphnids (OPPTS Harmonized Test Guideline 850.1010); and an
algal toxicity test, tiers I and II (OPPTS Harmonized Test Guideline
850.5400) would help characterize the environmental effects of the PMN
substance. All aquatic toxicity testing should be performed using the
static method with nominal concentrations. Further, a certificate of
analysis should be provided for the test substance.
CFR citation: 40 CFR 721.10181.
PMN Number P-07-601
Chemical name: 1-Propene, 2,3,3,3-tetrafluoro-.
CAS number: 754-12-1.
Basis for action: The PMN states that the substance will be used as a
motor vehicle air conditioning (MVAC) refrigerant in new passenger cars
and vehicles (i.e., as defined in 40 CFR 82.32 (c) and (d)). Initial
charging of MVAC units with the PMN substance will be done by the motor
vehicle original equipment manufacturer. All servicing, maintenance,
and disposal involving the PMN substance will be done only by Clean Air
Act (CAA) section 609 certified technicians using CAA section 609
certified refrigerant handling equipment. Based on test data on the PMN
substance, EPA identified health concerns for developmental toxicity
and lethality to workers and consumers if they were exposed to a
significant amount of the PMN substance via inhalation. The PMN
substance has an ozone depletion potential of zero, and based on test
data, has a low global warming potential (GWP100 of about
4). For the use scenario described in the PMN, significant industrial
or commercial worker exposure is unlikely due to the use of CAA section
609 certified refrigerant handling equipment and other protective
measures. Potential consumer (vehicle passenger) exposure from
refrigerant leaks into the passenger compartment of a vehicle is not
expected to present significant risk of serious health effects.
Flammability concerns with the PMN substance are being addressed
through regulatory actions by EPA's Office of Air and Radiation (see
the following paragraph). Further, ``do-it-yourself'' consumer
exposures are not expected because the PMN substance only will be sold
or distributed in 20-pound containers or larger. Therefore, EPA has not
determined that the manufacturing, processing, or use of the substance
as described in the PMN may present an unreasonable risk. EPA has
determined, however, that (1) use of the substance other than as a MVAC
refrigerant in new passenger cars and vehicles as defined in 40 CFR
82.32 (c) and (d), (2) initial charging of MVAC units with the PMN
substance by any person other than CAA section 609 certified
technicians without using CAA section 609 certified refrigerant
handling equipment, (3) servicing, maintenance, and disposal involving
the PMN substance by persons other than CAA section 609 certified
technicians without using CAA section 609 certified refrigerant
[[Page 4990]]
handling equipment, or (4) sale or distribution of the PMN substance in
containers smaller than 20-pounds (net weight) may cause serious health
effects in accordance with 40 CFR 721.170(b)(3)(i).
This SNUR is intended to complement recently proposed and
forthcoming regulations on the PMN substance under the CAA in that this
SNUR addresses health risk issues of the subject refrigerant. On
October 19, 2009, EPA published a proposed rule on the PMN substance
entitled ``Protection of Stratospheric Ozone: New Substitute in the
Motor Vehicle Air Conditioning Sector under the Significant New
Alternatives Policy (SNAP) Program'' (74 FR 53445) (FRL-8969-7). The
SNAP Program, mandated under section 612 of the CAA, requires EPA to
develop a program for evaluating alternatives to ozone-depleting
substances and to create lists of substitutes for specific uses that do
not present greater overall risk to human health and the environment
than other alternatives that are available. In the October 19, 2009,
action, EPA proposed to find HFO-1234yf acceptable, subject to certain
use conditions, as a substitute for CFC-12 in new motor vehicle air
conditioning systems (passenger cars and trucks). The proposed use
conditions include incorporation of engineering strategies and/or
devices to mitigate flammability risks for this substance (see Unit V.
of the proposed rule). Use of most flammable refrigerants, including
the PMN substance, in existing MVAC systems as a retrofit has
previously been determined by EPA to be unacceptable. The proposed rule
would require a petition and a new SNAP submission specifically for the
use of the PMN substance in existing MVAC equipment as a retrofit
before EPA would consider allowing such use (see Unit VI. of the
proposed rule). EPA also intends to promulgate a follow-on rulemaking
under section 609 of the CAA to address service equipment, technician
certification, and end-of-life disposal specifications.
Recommended testing: EPA has determined that the results of an acute
inhalation toxicity study (OPPTS Harmonized Test Guideline 870.1300 or
OECD 403 test guideline) with rabbits would help characterize the human
health effects of the PMN substance. Exposure concentrations of 10,000,
50,000, and 100,000 parts per million (ppm) should be used. Further,
rabbits should be exposed for 1 hour, and pregnant rabbits should be
exposed on Gravid Day 12.
CFR citation: 40 CFR 721.10182.
V. Rationale and Objectives of the Rule
A. Rationale
During review of the PMNs submitted for the chemical substances
that are subject to these SNURs, EPA concluded that for 3 of the 15
chemical substances, regulation was warranted under TSCA section 5(e),
pending the development of information sufficient to make reasoned
evaluations of the health or environmental effects of the chemical
substances. The basis for such findings is outlined in Unit IV. Based
on these findings, TSCA section 5(e) consent orders requiring the use
of appropriate exposure controls were negotiated with the PMN
submitters. The SNUR provisions for these chemical substances are
consistent with the provisions of the TSCA section 5(e) consent orders.
These SNURs are promulgated pursuant to Sec. 721.160.
In the other 12 cases, where the uses are not regulated under a
TSCA section 5(e) consent order, EPA determined that one or more of the
criteria of concern established at Sec. 721.170 were met, as discussed
in Unit IV.
B. Objectives
EPA is issuing these SNURs for specific chemical substances which
have undergone premanufacture review because the Agency wants to
achieve the following objectives with regard to the significant new
uses designated in this rule:
EPA will receive notice of any person's intent to
manufacture, import, or process a listed chemical substance for the
described significant new use before that activity begins.
EPA will have an opportunity to review and evaluate data
submitted in a SNUN before the notice submitter begins manufacturing,
importing, or processing a listed chemical substance for the described
significant new use.
EPA will be able to regulate prospective manufacturers,
importers, or processors of a listed chemical substance before the
described significant new use of that chemical substance occurs,
provided that regulation is warranted pursuant to TSCA sections 5(e),
5(f), 6, or 7.
EPA will ensure that all manufacturers, importers, and
processors of the same chemical substance that is subject to a TSCA
section 5(e) consent order are subject to similar requirements.
Issuance of a SNUR for a chemical substance does not signify that
the chemical substance is listed on the TSCA Inventory. Guidance on how
to determine if a chemical substance is on the TSCA Inventory is
available on the Internet at https://www.epa.gov/opptintr/newchems/pubs/invntory.htm.
VI. Direct Final Procedures
EPA is issuing these SNURs as a direct final rule, as described in
Sec. 721.160(c)(3) and Sec. 721.170(d)(4). In accordance with Sec.
721.160(c)(3)(ii) and Sec. 721.170(d)(4)(i)(B), the effective date of
this rule is April 2, 2010 without further notice, unless EPA receives
written adverse or critical comments, or notice of intent to submit
adverse or critical comments before March 3, 2010.
If EPA receives written adverse or critical comments, or notice of
intent to submit adverse or critical comments, on one or more of these
SNURs before March 3, 2010, EPA will withdraw the relevant sections of
this direct final rule before its effective date. EPA will then issue a
proposed SNUR for the chemical substance(s) on which adverse or
critical comments were received, providing a 30-day period for public
comment.
This rule establishes SNURs for a number of chemical substances.
Any person who submits adverse or critical comments, or notice of
intent to submit adverse or critical comments, must identify the
chemical substance and the new use to which it applies. EPA will not
withdraw a SNUR for a chemical substance not identified in the comment.
VII. Applicability of Rule to Uses Occurring Before Effective Date of
the Rule
To establish a significant ``new'' use, EPA must determine that the
use is not ongoing. The chemical substances subject to this rule have
undergone premanufacture review. TSCA section 5(e) consent orders have
been issued for 3 chemical substances and the PMN submitters are
prohibited by the TSCA section 5(e) consent orders from undertaking
activities which EPA is designating as significant new uses. In cases
where EPA has not received a notice of commencement (NOC) and the
chemical substance has not been added to the TSCA Inventory, no other
person may commence such activities without first submitting a PMN. For
chemical substances for which an NOC has not been submitted at this
time, EPA concludes that the uses are not ongoing. However, EPA
recognizes that prior to the effective date of the rule, when chemical
substances identified in this SNUR are added to the TSCA Inventory,
other persons may engage in a significant new use as defined in this
rule before the effective date of the rule. However, 6 of the 15
chemical substances contained in this rule have
[[Page 4991]]
CBI chemical identities, and since EPA has received a limited number of
post-PMN bona fide submissions (per Sec. Sec. 720.25 and 721.11), the
Agency believes that it is highly unlikely that any of the significant
new uses described in the regulatory text of this rule are ongoing.
As discussed in the Federal Register of April 24, 1990, EPA has
decided that the intent of TSCA section 5(a)(1)(B) is best served by
designating a use as a significant new use as of the date of
publication of this direct final rule rather than as of the effective
date of the rule. If uses begun after publication were considered
ongoing rather than new, it would be difficult for EPA to establish
SNUR notice requirements because a person could defeat the SNUR by
initiating the significant new use before the rule became effective,
and then argue that the use was ongoing before the effective date of
the rule. Thus, persons who begin commercial manufacture, import, or
processing of the chemical substances regulated through this SNUR will
have to cease any such activity before the effective date of this rule.
To resume their activities, these persons would have to comply with all
applicable SNUR notice requirements and wait until the notice review
period, including all extensions, expires (see Unit III.).
EPA has promulgated provisions to allow persons to comply with this
SNUR before the effective date. If a person meets the conditions of
advance compliance under Sec. 721.45(h), the person is considered
exempt from the requirements of the SNUR.
VIII. Test Data and Other Information
EPA recognizes that TSCA section 5 does not require developing any
particular test data before submission of a SNUN, except where the
chemical substance subject to the SNUR is also subject to a test rule
under TSCA section 4 (see TSCA section 5(b)). Persons are required only
to submit test data in their possession or control and to describe any
other data known to or reasonably ascertainable by them (see Sec.
720.50). However, upon review of PMNs and SNUNs, the Agency has the
authority to require appropriate testing. In cases where EPA issued a
TSCA section 5(e) consent order that requires or recommends certain
testing, Unit IV. lists those tests. Unit IV. also lists recommended
testing for non-5(e) SNURs. Descriptions of tests are provided for
informational purposes. EPA strongly encourages persons, before
performing any testing, to consult with the Agency pertaining to
protocol selection. Many OPPTS Harmonized Test Guidelines are now
available on the Internet. Please go to https://www.epa.gov/oppts and
select ``Test Methods and Guidelines'' on the left-side navigation
menu. The Organisation for Economic Co-operation and Development (OECD)
test guidelines are available from the OECD Bookshop at https://www.oecdbookshop.org or SourceOECD at https://www.sourceoecd.org. The
American Society for Testing and Materials (ASTM) test guidelines are
available at https://www.astm.org/standard/index.shtml.
In the TSCA section 5(e) consent orders for several of the chemical
substances regulated under this rule, EPA has established production
volume limits in view of the lack of data on the potential health and
environmental risks that may be posed by the significant new uses or
increased exposure to the chemical substances. These limits cannot be
exceeded unless the PMN submitter first submits the results of toxicity
tests that would permit a reasoned evaluation of the potential risks
posed by these chemical substances. Under recent TSCA section 5(e)
consent orders, each PMN submitter is required to submit each study at
least 14 weeks (earlier TSCA section 5(e) consent orders required
submissions at least 12 weeks) before reaching the specified production
limit. Listings of the tests specified in the TSCA section 5(e) consent
orders are included in Unit IV. The SNURs contain the same production
volume limits as the TSCA section 5(e) consent orders. Exceeding these
production limits is defined as a significant new use. Persons who
intend to exceed the production limit must notify the Agency by
submitting a SNUN at least 90 days in advance of commencement of non-
exempt commercial manufacture, import, or processing.
The recommended tests may not be the only means of addressing the
potential risks of the chemical substance. However, SNUNs submitted for
significant new uses without any test data may increase the likelihood
that EPA will take action under TSCA section 5(e), particularly if
satisfactory test results have not been obtained from a prior PMN or
SNUN submitter. EPA recommends that potential SNUN submitters contact
EPA early enough so that they will be able to conduct the appropriate
tests.
SNUN submitters should be aware that EPA will be better able to
evaluate SNUNs which provide detailed information on the following:
Human exposure and environmental release that may result
from the significant new use of the chemical substances.
Potential benefits of the chemical substances.
Information on risks posed by the chemical substances
compared to risks posed by potential substitutes.
IX. Procedural Determinations
By this rule, EPA is establishing certain significant new uses
which have been claimed as CBI subject to Agency confidentiality
regulations at 40 CFR part 2 and 40 CFR part 720, subpart E. Absent a
final determination or other disposition of the confidentiality claim
under 40 CFR part 2 procedures, EPA is required to keep this
information confidential. EPA promulgated a procedure to deal with the
situation where a specific significant new use is CBI. This rule cross-
references Sec. 721.1725(b)(1) and is similar to that in Sec. 721.11
for situations where the chemical identity of the chemical substance
subject to a SNUR is CBI. This procedure is cross-referenced in each
SNUR that includes specific significant new uses that are CBI.
Under these procedures a manufacturer, importer, or processor may
request EPA to determine whether a proposed use would be a significant
new use under the rule. The manufacturer, importer, or processor must
show that it has a bona fide intent to manufacture, import, or process
the chemical substance and must identify the specific use for which it
intends to manufacture, import, or process the chemical substance. If
EPA concludes that the person has shown a bona fide intent to
manufacture, import, or process the chemical substance, EPA will tell
the person whether the use identified in the bona fide submission would
be a significant new use under the rule. Since many of the chemical
identities of the chemical substances subject to these SNURs are also
CBI, manufacturers, importers, and processors can combine the bona fide
submission under the procedure in Sec. 721.1725(b)(1) with that under
Sec. 721.11 into a single step.
If EPA determines that the use identified in the bona fide
submission would not be a significant new use, i.e., the use does not
meet the criteria specified in the rule for a significant new use, that
person can manufacture, import, or process the chemical substance so
long as the significant new use trigger is not met. In the case of a
production volume trigger, this means that the aggregate annual
production volume does not exceed that identified in the bona fide
submission to EPA. Because of confidentiality concerns,
[[Page 4992]]
EPA does not typically disclose the actual production volume that
constitutes the use trigger. Thus, if the person later intends to
exceed that volume, a new bona fide submission would be necessary to
determine whether that higher volume would be a significant new use.
X. SNUN Submissions
As stated in Unit II.C., according to Sec. 721.1(c), persons
submitting a SNUN must comply with the same notice requirements and EPA
regulatory procedures as persons submitting a PMN, including submission
of test data on health and environmental effects as described in 40 CFR
720.50. SNUNs must be mailed to the Environmental Protection Agency,
OPPT Document Control Office (7407M), 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001. Information must be submitted in the form
and manner set forth in EPA Form No. 7710-25. This form is available
from the Environmental Assistance Division (7408M), 1200 Pennsylvania
Ave., NW., Washington, DC 20460-0001 (see Sec. Sec. 721.25 and
720.40). Forms and information are also available electronically at
https://www.epa.gov/opptintr/newchems/pubs/pmnforms.htm.
XI. Economic Analysis
EPA has evaluated the potential costs of establishing SNUN
requirements for potential manufacturers, importers, and processors of
the chemical substances subject to this rule. EPA's complete economic
analysis is available in the docket.
XII. Statutory and Executive Order Reviews
A. Executive Order 12866
This rule establishes SNURs for several new chemical substances
that were the subject of PMNs or TSCA section 5(e) consent orders. The
Office of Management and Budget (OMB) has exempted these types of
actions from review under Executive Order 12866, entitled Regulatory
Planning and Review (58 FR 51735, October 4, 1993).
B. Paperwork Reduction Act
According to the Paperwork Reduction Act (PRA), 44 U.S.C. 3501 et
seq., an Agency may not conduct or sponsor, and a person is not
required to respond to a collection of information that requires OMB
approval under the PRA, unless it has been approved by OMB and displays
a currently valid OMB control number. The OMB control numbers for EPA's
regulations in title 40 of the CFR, after appearing in the Federal
Register, are listed in 40 CFR part 9, and included on the related
collection instrument or form, if applicable. EPA is amending the table
in 40 CFR part 9 to list the OMB approval number for the information
collection requirements contained in this rule. This listing of the OMB
control numbers and their subsequent codification in the CFR satisfies
the display requirements of PRA and OMB's implementing regulations at 5
CFR part 1320. This Information Collection Request (ICR) was previously
subject to public notice and comment prior to OMB approval, and given
the technical nature of the table, EPA finds that further notice and
comment to amend it is unnecessary. As a result, EPA finds that there
is ``good cause'' under section 553(b)(3)(B) of the Administrative
Procedure Act, 5 U.S.C. 553(b)(3)(B), to amend this table without
further notice and comment.
The information collection requirements related to this action have
already been approved by OMB pursuant to PRA under OMB control number
2070-0012 (EPA ICR No. 574). This action does not impose any burden
requiring additional OMB approval. If an entity were to submit a SNUN
to the Agency, the annual burden is estimated to average between 30 and
170 hours per response. This burden estimate includes the time needed
to review instructions, search existing data sources, gather and
maintain the data needed, and complete, review, and submit the required
SNUN.
Send any comments about the accuracy of the burden estimate, and
any suggested methods for minimizing respondent burden, including
through the use of automated collection techniques, to the Director,
Collection Strategies Division, Office of Environmental Information
(2822T), Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001. Please remember to include the OMB control
number in any correspondence, but do not submit any completed forms to
this ad