Natural Resources Defense Council; Denial of Petition for Rulemaking, 4493-4498 [2010-1751]
Download as PDF
4493
Proposed Rules
Federal Register
Vol. 75, No. 18
Thursday, January 28, 2010
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 50
[Docket No. PRM–50–90; NRC–2008–0279]
Natural Resources Defense Council;
Denial of Petition for Rulemaking
erowe on DSK5CLS3C1PROD with PROPOSALS-1
AGENCY: Nuclear Regulatory
Commission.
ACTION: Petition for rulemaking; Denial.
SUMMARY: The Nuclear Regulatory
Commission (NRC) is denying a petition
for rulemaking submitted by the Natural
Resources Defense Council (PRM–50–
90). The petitioner requested that the
NRC amend the regulations that govern
domestic licensing of highly enriched
uranium (HEU) production and
utilization facilities to establish a date
when the NRC would no longer license
the domestic use or export of HEU
except for restricted use by a few
specialized facilities. The petitioner has
not demonstrated that existing NRC
licensing, security and export
regulations do not currently provide for
reasonable assurance of adequate
protection of the public health and
safety, and the common defense and
security of the United States.
ADDRESSES: You can access publicly
available documents related to this
petition for rulemaking using the
following methods:
NRC’s Public Document Room (PDR):
The public may examine and have
copied for a fee publicly available
documents at the NRC’s PDR, Public
File Area O1 F21, One White Flint
North, 11555 Rockville Pike, Rockville,
Maryland.
NRC’s Agencywide Documents Access
and Management System (ADAMS):
Publicly available documents created or
received at the NRC are available
electronically at the NRC’s electronic
Reading Room at https://www.nrc.gov/
reading-rm/adams.html. From this page,
the public can gain entry into ADAMS,
which provides text and image files of
NRC’s public documents. If you do not
VerDate Nov<24>2008
14:51 Jan 27, 2010
Jkt 220001
have access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC
PDR reference staff at 1–800–397–4209,
301–415–4737, or by e-mail to
pdr.resource@nrc.gov.
Federal Rulemaking Web site: Public
comments and supporting materials
related to this petition for rulemaking
can be found at https://
www.regulations.gov by searching on
Docket ID: NRC–2008–0279. Address
questions about NRC dockets to Carol
Gallagher 301–492–3668; e-mail
Carol.Gallagher@nrc.gov.
FOR FURTHER INFORMATION CONTACT:
Robert Beall, Office of Nuclear Reactor
Regulation, U.S. Nuclear Regulatory
Commission, Washington, DC 20555.
Telephone: 301–415–3874 or e-mail:
Robert.Beall@NRC.Gov.
SUPPLEMENTARY INFORMATION:
The Petition
The NRC received a petition for
rulemaking dated March 24, 2008,
submitted by the Natural Resources
Defense Council (petitioner). The NRC
published a notice of receipt and
request for public comment on the
petition in the Federal Register on May
27, 2008 (73 FR 30321). Commenters
were given until August 11, 2008, to
comment, and the comment period was
subsequently extended to September 25,
2008 (73 FR 49965, August 25, 2008).
The petitioner requests that the NRC
amend Title 10 of the Code of Federal
Regulations (10 CFR) Part 50, ‘‘Domestic
Licensing of Production and Utilization
Facilities’’; 10 CFR Part 70, ‘‘Domestic
Licensing of Special Nuclear Material’’,
and other applicable regulations.
Specifically, the petitioner requests that
10 CFR 50.64, ‘‘Limitations on the use of
highly enriched uranium (HEU) in
domestic non-power reactors’’ and
portions of Part 70 that govern the
licensing of production, calibration, or
reference sources be amended to
establish a date by which the NRC
would no longer license the civilian use
of HEU in the United States (U.S.). The
petitioner also requests that applicable
NRC regulations governing the export of
HEU from the U.S. be amended to
establish a date after which the NRC
would no longer license or otherwise
authorize these exports.
The petitioner believes that, with
limited exceptions, a ban on the civilian
PO 00000
Frm 00001
Fmt 4702
Sfmt 4702
use of HEU should be imposed and
identifies three issues in this regard.
1. The petitioner states that the NRC
should not license the civilian use of
HEU after December 31, 2009 (or an
alternative date), except for use as
reactor fuel at the MITR–II facility at the
Massachusetts Institute of Technology
(MIT), the Heavy Water Test Reactor at
the National Institute of Standards and
Technology (NIST), and the MURR
facility at the University of Missouri.
The petitioner states that these licensees
should be required to work with the
NRC to establish dates by which these
reactors would be required to convert to
using only low enriched uranium (LEU)
fuel and report the progress toward fuel
conversion annually to the NRC. The
petitioner also notes that no commercial
U.S. power reactors use HEU fuel and
that no future plans to use HEU in NRClicensed power facilities exist. The
petitioner further states that the NRC
continues to license the civilian use of
HEU to fuel seven existing research and
test reactors that have not yet converted
to LEU fuel.
The petitioner states that 10 CFR
50.64 prohibits continued use of HEU
fuel in domestic non-power reactors if
an LEU fuel alternative is available. The
petitioner predicts that the three HEUfueled TRIGA-type research reactors at
Oregon State University, the University
of Wisconsin, and Washington State
University will be converted to LEU
during the next 2 years. The petitioner
also notes that the MIT, NIST, and
MURR facilities are working with the
Department of Energy (DOE) to develop
HEU fuel alternatives but questions the
accuracy of DOE’s estimate that these
facilities will be converted by 2014. The
petitioner does not know if the only
other facility in the U.S., (a small
Nuclear Test Reactor (NTR) at General
Electric’s Vallectios Nuclear Center used
for radiography) is scheduled for
conversion to LEU but notes that the
newer and larger LEU-fueled TRIGA
facility at the McClellan Nuclear
Radiation Center is also used for
radiography.
2. The petitioner requested that the
NRC establish a date when HEU could
no longer be licensed for export, citing
as an example the export of HEU to
licensees in Canada for Molybdenum-99
(Mo-99)/Technetium-99m (Tc-99m)
medical radioisotope production. The
petitioner states that a ban on the NRC-
E:\FR\FM\28JAP1.SGM
28JAP1
erowe on DSK5CLS3C1PROD with PROPOSALS-1
4494
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 / Proposed Rules
licensed civilian use and export of HEU
should apply to all facilities except
those that (1) blend down existing HEU
to LEU fuel for civilian power reactors;
and (2) blend down HEU to lower
concentrations (between 20 to 40
percent U-235) of HEU for use at the
MIT, NIST, and MURR facilities. The
petitioner is not aware of any other
civilian use of HEU other than for the
export to Canada for use in producing
Mo-99 for Tc-99m, the most widely used
medical radioisotope in the world.
The petitioner suggests that the
Canadian supplier of medical
radioisotopes, MDS Nordion, could
convert to the use of LEU targets
because at least two other Mo-99
producers have been doing so ‘‘for more
than 30 years.’’ Although MDS Nordion
would incur expenses associated with
the conversion, the petitioner believes it
would be ‘‘a small price to pay for the
elimination of HEU.’’ The petitioner
does not believe that establishing a firm
date for ending civilian use of HEU in
the U.S. or its export abroad would be
detrimental to medical radioisotope
production. However, the petitioner
suggests that the NRC could authorize
use of 20 to 40 percent-enriched HEU
for a limited time if evidence is
presented that complete elimination of
HEU would not be practical for the
MURR and MDS Nordion facilities. The
petitioner states that a ‘‘reduction from
93.5 percent enriched-HEU to 40
percent would only increase the target
material requirement for Mo-99
production by a factor of about 2.3.’’
3. The petitioner states that other
countries will not likely ban the civilian
use of HEU as long as similar use of
HEU is permitted in the U.S. and that
a U.S. ban would signal to other
countries ‘‘the imperative of eliminating
vulnerable sources of HEU.’’ In addition,
the petitioner states that HEU cannot be
reliably detected with radiation
monitors that are at the ports and
borders around the United States and
moreover, the portals can be easily
bypassed. The petitioner states that
eliminating civilian HEU use is
absolutely necessary because the
greatest non-state threat to the U.S. is
the risk that terrorists will acquire and
use HEU to make an improvised nuclear
explosive device. The petitioner states
that eliminating HEU at its source
should be this country’s highest priority
because the existing Federal HEU to
LEU conversion programs are moving
far too slowly to combat the threat.
The petitioner would exempt from the
proposed amendment the following: (1)
HEU used for weapons and naval
propulsion reactor fuel; (2) spent fuel
and radioactive waste regulated by 10
VerDate Nov<24>2008
14:51 Jan 27, 2010
Jkt 220001
CFR Part 72; (3) the use of HEU under
exemptions in 10 CFR 70.11–70.17; and
(4) small quantities for production of
calibration or references sources
covered under 10 CFR 70.19 and 70.20.
The petitioner concludes that because
LEU is available and can be used as
research and test reactor fuel and as
targets for medical radioisotope
production, there is no reason to
continue using HEU for such purposes.
The petitioner states that the high
national security risks of HEU use
clearly outweigh the benefits. Therefore
the NRC should no longer license the
civilian use and export of HEU. The
petitioner requested that the NRC
conduct a rulemaking to establish the
proposed amendments as detailed in the
petition for rulemaking.
The NRC determined that the petition
met the threshold sufficiency
requirements for a petition for
rulemaking under 10 CFR 2.802 and the
petition was docketed as PRM–50–90 on
April 1, 2008.
During the public comment period the
petitioner sent in the following
additional comments and modifications
to the original petition (PRM–50–90):
1. Delete the request to allow the use
of lower enriched HEU for research
reactors and radioisotope production
because this would not be an
improvement over setting a date when
the use and export of HEU would not be
authorized.
2. Modify 10 CFR 50.64 to require
each HEU licensed research and test
reactor to set and periodically update a
schedule with the NRC for the
conversion from HEU to LEU fuel and
to make a good faith effort to meet the
schedule. If the licensee cannot make
the schedule, the NRC would consider
amending the schedule to enable the
continued operation of the facility.
3. In conjunction with the NRC,
Canadian licensees would set and
periodically update a schedule for the
conversion from HEU to LEU targets for
the production of Mo-99/Tc-99m. The
Canadian licensees should make a good
faith effort to meet the schedule. If the
licensee cannot meet the schedule, the
NRC would consider amending the
schedule to enable the continued
production of medical isotopes. (NRDC
1, NRDC 2, and NRDC 3).
NRC Evaluation
As a general matter, the petitioner’s
bases for requesting the regulatory
changes appear primarily to be founded
on foreign policy and national security
concerns that are beyond the NRC’s
statutory purview under the Atomic
Energy Act of 1954, as amended (AEA).
The petitioner admits that ‘‘this issue
PO 00000
Frm 00002
Fmt 4702
Sfmt 4702
has less to do with the security of HEU
used for civil activities in the United
States than it does in signaling to other
countries the imperative of eliminating
vulnerable sources of HEU elsewhere.’’
But the AEA does not provide the NRC
with regulatory authority to deny
licenses, whether for civilian domestic
use or for exports, solely to promote
certain foreign policy objectives, not
otherwise directly related to NRC’s AEA
responsibilities and authorities. While
the NRC works effectively to minimize
the use and export of HEU until
substantial LEU replacement options are
available in conjunction with the
Department of Energy’s Global Threat
Reduction Initiative, the NRC’s
licensing authority for HEU as well as
other nuclear materials is strictly
regulatory in nature and may only be
exercised in accordance with the
statutory scheme and congressional
policies established in the AEA.
With respect to matters within the
NRC’s authority, such as the licensing
and security of domestic use and export
of HEU, the petitioner has not provided
a basis for the NRC to conclude that its
regulations do not provide reasonable
assurance of adequate protection of the
public health and safety or the common
defense and security or fail to
implement other applicable statutory
licensing requirements. For example, 10
CFR 50.64(b)(3) already provides the
licensee the flexibility to use HEU
enriched as close to 20 percent as
possible. In addition, 10 CFR 50.64(c)(2)
requires each research and test reactor
licensee authorized to possess and use
HEU fuel to submit an annual report to
the NRC with a schedule and
certification of funding for the
conversion to LEU fuel. If the
conversion funding is not available, the
licensee must submit a proposal to the
NRC with a new conversion schedule
and certification of funding, if available,
every 12 months. In addition to the
restrictions of 10 CFR 50.64, the NRC
has imposed a comprehensive scheme
through its regulations, orders and other
measures that ensure the security of
HEU licensed for civilian domestic use.
With respect to exports of HEU, the
AEA’s various requirements are
contained in provisions throughout 10
CFR Part 110.
Additional issues raised by the
petition are addressed in the NRC’s
responses to the other comments that
PRM–50–90 generated.
Public Comments on the Petition
The notice of receipt of the petition
for rulemaking invited interested
persons to submit comments. The NRC
received 4,764 comment letters: Two
E:\FR\FM\28JAP1.SGM
28JAP1
erowe on DSK5CLS3C1PROD with PROPOSALS-1
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 / Proposed Rules
from States, one from a Congressional
Representative, three from private
companies, ten from associated
organizations, one from a private
individual, two from state universities,
one from the Department of Energy
(DOE), and 4,744 electronic form
comments generated by the public using
the petitioner’s Web site. Most of the
comments focused on the three main
elements of the petition previously
outlined. The NRC reviewed and
considered the comments and responses
in its decision. A summary of the
comments in support of and against the
petition and the NRC’s evaluation of the
comments follows.
Comment 1: Three commenters
supported the petitioner’s assertion that
banning the civilian use of HEU would
be the most effective way to decrease
the risk of a terrorist attack. The
commenters believe that there are
inadequate radiation detectors at the
borders of the United States for
detecting HEU and that the physical
security of this material is inadequate.
The use of LEU in place of HEU would
greatly reduce the risk of nuclear
proliferation and the potential for
diversion and use in terrorist attacks.
(WNCPSR 1, AG 1, NPEC 1).
NRC Response 1: The commenters’
statements, which generally amount to
assertions that HEU carries high nuclear
proliferation risks, do not constitute
bases for granting the rulemaking
petition. As noted previously, the NRC’s
licensing authority under the AEA is
solely regulatory in nature. The AEA
contains no outright ban on NRC
licensing of civilian use of HEU. Rather,
under the AEA the NRC may not issue
a license for civilian use of HEU if it
finds that the license would be inimical
to the common defense and security or
the public health and safety.
Acting in its regulatory capacity, it
has been the Commission’s policy for
over 20 years to support and limit the
domestic use of HEU, and it has taken
a number of steps within the bounds of
its authority to carry out this policy. For
instance, in 1978, the United States
Department of Energy started the
Reduced Enrichment for Research and
Test Reactors (RERTR) program. The
goal of this program is the conversion of
research and test reactors and targets
from the use of HEU to the use of LEU.
In 1982, the NRC issued a Statement of
Policy fully supporting the RERTR
program and stating that the NRC would
act expeditiously to review the use of
new LEU fuel types in non-power
reactors (hereafter research and test
reactors) (47 FR 37007, August 24,
1982). In addition, the NRC stated that
each HEU export license application
VerDate Nov<24>2008
14:51 Jan 27, 2010
Jkt 220001
will continue to be closely scrutinized
to verify that the HEU export meets U.S.
statutory requirements. In 2004, the
RERTR program became part of the
Global Threat Reduction Initiative
(GTRI) 1 conducted by DOE’s National
Nuclear Security Administration
(NNSA).
The structure of 10 CFR 50.64
recognizes certain limitations in the
effort to convert research and test
reactors from HEU to LEU. Since the
inception of the RERTR program, it has
been recognized that the process of
converting from HEU to LEU fuel would
require significant funding from
Congress and would take a considerable
amount of time. Because research and
test reactors have special design
features, conversion to LEU requires
long lead times for developing,
designing and testing new types of fuel
to avoid serious losses in performance.
However, 10 CFR 50.64 provides
regulatory controls that directly address
the limitations of time and funding.
Until NRC-licensed research and test
reactors are converted from HEU to LEU
fuel, each domestic research and test
reactor using HEU is required by 10 CFR
50.64(c)(2) to submit an annual
certification to the NRC on whether or
not DOE funding for the LEU conversion
is available along with a schedule of the
conversion process. As indicated,
Congress provides the funding to DOE
to support the HEU to LEU conversion
of research and test reactors, and
therefore, speed and priority of the LEU
conversion process is not under NRC’s
control. In addition, the NRC
acknowledges that banning the use of
HEU without a suitable LEU
replacement in place would result in
significant negative impacts relative to
the operation of these research and test
reactor facilities, and would likely result
in the loss of the research and
development benefits these facilities
provide.
With regard to the detection of HEU
crossing U.S. borders, although the NRC
works with the U.S. Department of
Homeland Security (DHS) in the event
there is a potential threat at the U.S.
border from the export or import of
radioactive materials, the NRC has no
authority over this matter. DHS is
responsible for the radiation detectors,
and for controlling the borders of the
U.S.
Regarding the domestic security of
HEU, 10 CFR 73.20, 73.25, 73.45, and 10
CFR Part 74 outline the physical
protection requirements for possession,
1 For more information about the GTRI program
see https://nnsa.energy.gov/
nuclear_nonproliferation/1550.htm.
PO 00000
Frm 00003
Fmt 4702
Sfmt 4702
4495
use, transportation and accounting of
this material by NRC licensees. DOE is
the sole U.S. supplier of HEU and the
licensed possession and export of HEU
requires a physical protection system
that will provide a high assurance that
the activity does not constitute an
unreasonable risk to the public health
and safety. Information concerning the
site specific security measures to protect
HEU activity is considered Safeguards
Information under 10 CFR 73.22 and
this information must be protected
against unauthorized disclosure.
Generally, the actual physical
movement of HEU is performed using
armed escorts and special vehicles
designed to protect against the theft,
diversion, or radiological sabotage of the
material.
In sum, the NRC strongly supports the
use of LEU fuel and targets, rather than
HEU, as set forth in its 1982 Policy
Statement, and will continue to act
expeditiously to authorize requested
conversions of domestic licensee
facilities. The NRC believes it already
has adequate regulations in place to
support the continued safe and secure
use of HEU until a suitable replacement
is available.
Therefore, the NRC does not believe
that Comment 1 provides a basis for
granting the rulemaking petition.
Comment 2: One commenter
supported the elimination of HEU in the
production of radioisotopes. In addition
to the petitioner’s statements, the
commenter referenced an article in the
Journal of American College of
Radiology which concludes that the cost
increase to consumers to have the
manufacturers of radioisotopes switch
to using LEU targets would be in the
range of 1 percent to 2 percent. The
commenter feels that this would not be
an undue burden to the licensees to
improve national security. (PSR 2).
NRC Response 2: As noted above, the
NRC may only exercise its export
licensing authority within the confines
of the statutory scheme and
congressional policies reflected in the
AEA. While the AEA establishes strict
requirements for all NRC licensed
exports of special nuclear material (i.e.,
the export licensing criteria under AEA
section 127 must be met, the NRC must
have an AEA section 123 agreement for
cooperation with the recipient country,
and the NRC must find that the export
would not be inimical to the common
defense and security or the public
health and safety of the U.S.), it
establishes no congressional policy to
ban outright NRC licensing of HEU
exports regardless of whether the
statutory criteria are satisfied.
E:\FR\FM\28JAP1.SGM
28JAP1
erowe on DSK5CLS3C1PROD with PROPOSALS-1
4496
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 / Proposed Rules
In the Energy Policy Act of 1992
(EPAct 1992), Congress amended the
AEA to require the NRC to adopt
additional, more stringent criteria
specifically for licensing exports of
HEU. Under Section 134 of the AEA, the
NRC may issue a license for the export
of HEU to be used as a fuel or target in
a nuclear research or test reactor only if,
in addition to meeting the other AEA
requirements for exports of special
nuclear material, the NRC determines
that:
(1) There is no alternative nuclear
reactor fuel or target enriched to a lesser
percent than the proposed export that
can be used in the foreign reactor;
(2) The proposed recipient of the
uranium has provided assurances that,
whenever an alternative nuclear reactor
fuel or target can be used in that reactor,
it will use that alternative in lieu of
HEU; and
(3) The U.S. Government is actively
developing an alternative nuclear
reactor fuel or target that can be used in
that reactor.
More recently, in the Energy Policy
Act of 2005 (EPAct 2005), Congress
further amended the AEA by adding a
new section 134.b, ‘‘Medical Isotope
Production,’’ in which Congress
continued to encourage the eventual
end to relying on HEU targets in the
production of medical radioisotopes. In
the new AEA section 134.b, Congress
lifted certain restrictions on exports of
HEU to Canada, France, Belgium,
Germany, and The Netherlands for the
production of medical radioisotopes if
the recipient country supplies an
assurance letter to the U.S. that the HEU
will be used solely for medical isotope
production, and if the NRC determines
that the HEU will only be irradiated in
a reactor that uses alternative fuel or is
the subject of an agreement with the
U.S. to convert to alternative fuel when
such fuel can be used in the reactor.
The most common radioisotope
produced for medical use is
Molybdenum-99 (Mo-99)/Technetium99m (Tc-99m). The U.S. uses about half
of the world’s production of these
isotopes, for which there are no
domestic producers. Almost all of the
Mo-99/Tc99m is manufactured by four
companies using HEU targets. In recent
years, the NRC has only authorized
exports of HEU target material to the
Canadian medical radioisotope
producer.
In support of their request that the
NRC ban altogether the civilian use and
export of HEU, both the petitioner and
the commenter suggest that the NRC
may find at this time that the use of LEU
targets for production of medical
isotopes would be feasible and not cost-
VerDate Nov<24>2008
14:51 Jan 27, 2010
Jkt 220001
prohibitive. However, as a regulator, it
is not the NRC’s role to determine in the
first instance whether the use of LEU
targets for medical isotope production is
commercially feasible. As reflected in
the NRC’s response to Comment 1 and
explained further below, that role
belongs primarily to DOE.
The EPAct 2005 supports continued
safe, secure, and reliable production of
medical radioisotopes using HEU from
the U.S. until a suitable LEU-based
substitute is available. In that act,
Congress required the Secretary of
Energy to arrange for the National
Academy of Sciences (NAS) to conduct
a study 2 to determine:
(1) The feasibility of procuring
supplies of medical radioisotopes from
commercial sources that do not use
HEU;
(2) The current and projected demand
and availability of medical
radioisotopes in regular current
domestic use;
(3) The progress that is being made by
DOE and others to eliminate all use of
HEU in reactor fuel, reactor targets, and
medical radioisotope production
facilities; and
(4) The potential cost differential in
medical radioisotope production in the
reactors and target processing facilities
if the products were derived from LEU.
The NAS study was issued in January
of 2009, and identifies additional steps
that could be taken by DOE and the
medical radioisotope producers to
improve the feasibility of HEU to LEU
conversions. By August 2010, DOE is
required to submit a report to Congress
regarding the NAS findings, and on
whether any commercial producers
have committed to provide domestic
requirements for medical radioisotopes
without using HEU. Under the EPAct
2005, if any such commercial producers
later become capable of meeting
domestic requirements for medical
radioisotopes without using HEU, the
DOE is required to certify this to
Congress, in which case the NRC will,
by rule, terminate its review of HEU
export license applications.
Therefore, the NRC does not believe
that Comment 2 provides a basis for
granting the rulemaking petition.
Comment 3: A total of 4,744 members
of the public submitted the same
comment urging the NRC to end the
civilian use of HEU. The commenters
believe that HEU could be diverted and
used to build an improvised nuclear
weapon and is simply too dangerous for
2 National Academies of Science Report; ‘‘Medical
Isotope Production Without Highly Enriched
Uranium’’; https://www.nap.edu/
catalog.php?record_id=12569.
PO 00000
Frm 00004
Fmt 4702
Sfmt 4702
continued commercial use here and
abroad. In addition, these commenters
express concerns that the facilities
housing the nuclear material are poorly
secured. These commenters state that
recent studies have shown that radiation
monitors cannot reliably detect HEU
being smuggled into, and out of, the
United States, so the most reliable plan
would be to replace and ban its
commercial sources. These commenters
also state that a U.S. move to ban the
use of HEU would signal to other
countries the critical need to eliminate
the use of HEU. (FORM 1, FORM 3).
NRC Response 3: As previously
discussed, the AEA does not authorize
the NRC to ban outright the civilian use
of HEU under all circumstances. Nor
does the AEA authorize the NRC to
deny export licenses solely to promote
certain foreign policy objectives, such as
encouraging other countries not to use
HEU.
The NRC can only act within the
bounds of its regulatory authority under
the AEA to protect the public health and
safety and the common defense and
security. As a regulator, the NRC has
enacted a comprehensive regulatory
structure to strictly control licensing of
facilities for domestic use of HEU, as
well as licensing of exports of HEU. In
addition to NRC regulations, the NRC is
confident that international treaties and
standards governing possession, use,
and export of HEU ensure that adequate
controls are employed to reduce the
risks of theft of HEU from civilian
research and test reactors and medical
radioisotope production facilities. In
addition, the NRC participates in U.S.
Government consultations with the
governments of countries seeking
exports of HEU from the United States.
These consultations include an
assessment of the security of facilities
that will receive U.S. origin HEU, so the
security of the facilities can be
considered in determining whether an
export license should be approved.
Given these controls, the likelihood of
acquiring U.S. origin HEU from a
facility in the U.S. or elsewhere in
amounts sufficient to make an
improvised nuclear weapon is
considered very remote. U.S. origin
HEU fuel is manufactured, shipped, and
maintained in limited quantities so that
acquiring an amount necessary to make
a weapon would be very difficult. In
addition, converting HEU fuel into a
form suitable for use as a weapon
requires considerable technical
expertise, due to its physical nature and
design. Further, the GTRI program
continues to make progress and to
support the conversion of domestic and
E:\FR\FM\28JAP1.SGM
28JAP1
erowe on DSK5CLS3C1PROD with PROPOSALS-1
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 / Proposed Rules
foreign research and test reactors from
HEU to LEU fuel.
The security of research and test
reactors is regulated through
requirements located in 10 CFR Part 73
of the Commission’s regulations. The
specific security measures that are
required vary depending on several
factors, which include the quantity and
type of special nuclear material
possessed by the licensee, as well as the
power level at which the licensee is
authorized to operate. 10 CFR 73.60 and
73.67 require, at a minimum, that each
research and test reactor that stores and
uses special nuclear material in
controlled access areas, (1) monitors the
controlled access areas for unauthorized
activities, and (2) ensures that there is
a response to all unauthorized activities.
These regulations also require that
unescorted access to the controlled
access areas be limited to authorized
individuals. The research and test
reactors implement these requirements
on a site-specific basis through their
security plans and procedures.
Subsequent to September 11, 2001,
the NRC evaluated the adequacy of
security at research and test reactors and
considered whether additional actions
should be taken to help ensure the
trustworthiness and reliability of
individuals with unescorted access. The
licensees were advised to consider
taking immediate additional
precautions, including observation of
activities within their facility. The NRC
evaluated these additional measures at
each facility during the remainder of
2001. From 2002 through 2004, research
and test reactors voluntarily
implemented compensatory measures
that included site specific background
investigations for individuals granted
unescorted access. The NRC has also
conducted security assessments at
certain research and test reactors which
helped to identify risk-significant areas
and materials.
In addition to the implementation of
site-specific background investigations,
the NRC issued orders to all RTRs in
April 2007 (72 FR 25337, May 4, 2007),
requiring fingerprinting for an FBI
identification and criminal history
record check for all individuals granted
unescorted access to special nuclear
material at the facility. The NRC is also
undertaking rulemaking to codify
unescorted access requirements for
RTRs similar to those that were imposed
by the April 2007 orders. (See Advanced
Notice of Proposed Rulemaking, 74 FR
17115, April 14, 2009).
As stated in the NRC response to
Comment 1, DHS is responsible for
protecting the borders of the U.S., and
the adequacy of the radiation detectors
VerDate Nov<24>2008
14:51 Jan 27, 2010
Jkt 220001
and other types of equipment used for
this purpose.
Under the GTRI program, DOE is
responsible for developing, testing, and
qualifying the LEU fuel, and for funding
the facilities to be converted. The speed
of the HEU conversion program is
dependent on the successful DOE
testing of the new LEU fuel design and
the funding provided by Congress. The
NRC role is to conduct timely reviews
of the license amendment requests to
approve the operation with LEU fuel.
Therefore, the NRC does not believe
that Comment 3 provides a basis for
granting the rulemaking petition.
Comment 4: Five commenters did not
agree with the petitioner that a firm date
is needed when the NRC will no longer
license the domestic use of civilian
HEU. Although all of them supported
the idea to convert to the use of LEU as
quickly as possible, they stated that
there are technical, economic, and
safety issues that must be addressed
first. (TRTR 1, UM 1, MIT 1, CORAR 1,
and DOE 1).
NRC Response 4: For many of the
reasons already discussed in this notice,
the NRC generally agrees with this
comment. As stated previously, the
NRC’s view is that the current U.S.
statutory and regulatory framework
already addresses the petitioner’s
security threat concerns regarding the
security of HEU licensed for limited
civilian domestic use and export.
In addition, the GTRI program is
working both in the United States and
internationally to reduce the civilian
use of HEU by converting facilities to
operate with LEU or by shutting down
the reactors and removing all the HEU
material from the facilities. The NRC
works closely with DOE and NRC
licensees to ensure that all the required
security, safety, and regulatory issues
are resolved before, during, and after the
conversion process.
Comment 5: The NRC received eleven
comments that did not agree with the
petitioner’s request that the NRC
establish a date when HEU would no
longer be licensed for export. The
commenters stated that there are more
than 40,000 nuclear medical procedures
performed in the United States each
day, and that more than 90 percent of
the medical radioisotopes used in these
procedures are produced with HEU
material. In addition, the most
commonly used medical radioisotope in
the United States, Mo-99/Tc-99m, is 100
percent imported and produced with
HEU materials. The petitioners argue
that setting a firm date when the NRC
would no longer license the export of
HEU before LEU target-based
production was available as a
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
4497
replacement could seriously disrupt the
worldwide supply of radioisotopes and
have a negative impact on patient care.
(TRTR 2, ASTRO 2, UM 2, MDSN 2,
SNM 2, ACR 2, CORAR 2, DOE 2, MI 2,
NEI 2, and AAPM 2).
NRC Response 5: The NRC agrees
with the commenters that there are a
number of practical and serious
implications related to the availability
of HEU. Because of the relatively short
half life of Mo-99/Tc-99m (66 hours/6
hours), these radioisotopes cannot be
stockpiled or stored for very long and
must be constantly replenished. The
production and delivery of the
technetium generators can only be done
on a very tight schedule requiring
rigorous planning and execution. An
interruption at any point in the
production, transportation, or delivery
chain can have an impact on the supply
of the radioisotope. The availability of
Mo-99/Tc-99m is further complicated by
the fact that there are a limited number
of foreign facilities producing the
isotope, the reactors where the targets
are irradiated are over 40 years old, and
these reactors are used for numerous
other types of nuclear research. While
there is interest in developing a
domestic LEU-based production
capability, it is not yet known if or
when this capability will become
available. In summary, banning HEU
without a suitable LEU replacement
would affect the production of vital
radioisotopes used for medical
diagnostics and therapies, and would
likely lead to or exacerbate shortages of
these medical radioisotopes in the
United States. These shortages would
have a major negative impact on patient
care.
However, in order to license an export
of HEU for medical isotope production,
the NRC must ensure that all of the
applicable statutory requirements,
including Section 134 of the AEA, are
satisfied. If those statutory requirements
are not met, the NRC is not authorized
to grant a requested license.
Comment 6: A commenter states that,
contrary to the petitioner’s belief that a
ban on the civilian use of HEU would
lead other countries to take similar
actions, other countries will not likely
follow the U.S. in banning the civilian
use of HEU, and that the allies of the
U.S. have already joined us to reduce
and secure their stocks and uses of HEU.
If the petition is granted, the commenter
states that would create a false sense of
security because the real problem is the
potential diversion and lack of
inventory control from the countries
that made up the former Soviet Union.
(TRTR 3).
E:\FR\FM\28JAP1.SGM
28JAP1
4498
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 / Proposed Rules
NRC Response 6: Although the NRC
fully supports the efforts of the DOE
programs, these activities are not under
NRC jurisdiction. However, the NRC
believes that DOE’s GTRI program is
working to address the concerns the
commenter mentions.
DEPARTMENT OF ENERGY
Determination of Petition
Control and Affiliation for Purposes of
Market-Based Rate Requirements
Under Section 205 of the Federal
Power Act and the Requirements of
Section 203 of the Federal Power Act
The NRC has determined that the
petitioner has not provided an adequate
basis on which the NRC could act to
implement the proposed changes
requested by the petitioner. To the
extent that the NRC has authority to act,
the NRC’s position is that the current
regulatory framework in conjunction
with DOE’s GTRI program already
works effectively to minimize the use
and export of HEU material until a
suitable LEU replacement is available.
With respect to export license
applications for HEU, bearing in mind
the NRC’s responsibility to make an
overall finding that each export would
not be inimical to the common defense
and security of the U.S., the NRC
intends to continue its practice to
carefully review each application to
verify that each requested HEU export is
justified in accordance with its statutory
and regulatory obligations. The NRC
will continue to monitor the progress of
DOE’s GTRI and RERTR programs,
including the HEU to LEU conversion
schedules.
The NRC will also continue to
encourage that the appropriate actions
be taken to eliminate U.S.-suppliedinventories of HEU in a manner
consistent with the EPAct 2005
requirements.
For reasons cited in this document,
the NRC denies the petition.
Dated at Rockville, MD, January 22, 2010.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2010–1751 Filed 1–27–10; 8:45 am]
erowe on DSK5CLS3C1PROD with PROPOSALS-1
BILLING CODE 7590–01–P
Federal Energy Regulatory
Commission
18 CFR Parts 33 and 35
[Docket No. RM09–16–000]
January 21, 2010.
AGENCY: Federal Energy Regulatory
Commission.
ACTION: Notice of proposed rulemaking.
SUMMARY: The Federal Energy
Regulatory Commission (Commission) is
proposing to amend its regulations
pursuant to sections 203 and 205 of the
Federal Power Act (FPA) to grant
blanket authorization to acquire
securities under section 203 and amend
the definitions of ‘‘affiliate’’ in Subpart H
and Subpart I of Part 35 of the
Commission’s regulations. The
Commission seeks public comment on
the rules and amended regulations
proposed herein.
DATES: Comments are due March 29,
2010.
ADDRESSES: You may submit comments,
identified by docket number by any of
the following methods:
• Agency Web site: https://
www.ferc.gov. Documents created
electronically using word processing
software should be filed in native
applications or print-to-PDF format and
not in a scanned format.
• Mail/Hand Delivery: Commenters
unable to file comments electronically
must mail or hand deliver an original
and 14 copies of their comments to:
Federal Energy Regulatory Commission,
Secretary of the Commission, 888 First
Street, NE., Washington, DC 20426.
FOR FURTHER INFORMATION CONTACT:
Andrew P. Mosier, Jr. (Technical
Information), Office of Energy Market
Regulation, Federal Energy Regulatory
Commission, 888 First Street, NE.,
Washington, DC 20426, Telephone:
(202) 502–6274.
Christina Hayes (Legal Information),
Office of the General Counsel, Federal
Energy Regulatory Commission, 888
First Street, NE., Washington, DC
20426, Telephone: (202) 502–6194.
SUPPLEMENTARY INFORMATION:
I. Introduction
1. The Federal Energy Regulatory
Commission (Commission) proposes to
amend its regulations to provide greater
VerDate Nov<24>2008
14:51 Jan 27, 2010
Jkt 220001
PO 00000
Frm 00006
Fmt 4702
Sfmt 4702
certainty with respect to certain
transactions in which a holding
company acquires voting securities of a
public utility. Specifically, the
Commission proposes to amend Part 33
of its regulations to grant a blanket
authorization under section 203(a)(2) of
the Federal Power Act (FPA), as well as
a parallel blanket authorization under
section 203(a)(1), for acquisitions of 10
percent or more, but less than 20
percent, of the outstanding voting
securities of a public utility or holding
company, where the acquiring company
files a statement certifying that such
securities were not acquired and are not
held for the purpose or with the effect
of changing or influencing the control of
the public utility and such acquiring
company complies with certain
conditions designed to limit its ability
to exercise control (all as set forth in an
Affirmation in Support of Exemption
from Affiliation Requirements on FERC
Form 519–C (Affirmation), the form of
which is annexed hereto as Appendix
A). The Commission also proposes to
amend Subpart H and Subpart I of Part
35 of the Commission regulations to
define an ‘‘affiliate’’ of a specified
company as any person that controls, is
controlled by, or is under common
control with such specified company. A
public utility in respect of which an
Affirmation has been filed would be
exempt from certain requirements of an
affiliate for purposes of the
Commission’s market-based rate
program, but only with respect to
current or subsequent affiliation(s) that
result from the transaction that is the
subject of such Affirmation and only for
so long as the information contained in
the Affirmation (as modified through
subsequent quarterly updates) is true,
complete and correct and the reporting
person remains in compliance with the
commitments that are made in the
Affirmation.
II. Background
A. Overview
2. Section 203 of the FPA, as amended
by the Energy Policy Act of 2005,1
requires Commission authorization for
mergers, and dispositions and
acquisitions involving electric
generation and transmission companies
and their holding companies. The
Energy Policy Act of 2005 expanded the
Commission’s authority over corporate
transactions and granted the
Commission new regulatory tools to
strengthen its ability to prevent the
exercise of market power. The
1 Energy Policy Act of 2005, Public Law 109–58,
§§ 1289 et seq., 119 Stat. 594 (2005).
E:\FR\FM\28JAP1.SGM
28JAP1
Agencies
[Federal Register Volume 75, Number 18 (Thursday, January 28, 2010)]
[Proposed Rules]
[Pages 4493-4498]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-1751]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 /
Proposed Rules
[[Page 4493]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
[Docket No. PRM-50-90; NRC-2008-0279]
Natural Resources Defense Council; Denial of Petition for
Rulemaking
AGENCY: Nuclear Regulatory Commission.
ACTION: Petition for rulemaking; Denial.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC) is denying a petition
for rulemaking submitted by the Natural Resources Defense Council (PRM-
50-90). The petitioner requested that the NRC amend the regulations
that govern domestic licensing of highly enriched uranium (HEU)
production and utilization facilities to establish a date when the NRC
would no longer license the domestic use or export of HEU except for
restricted use by a few specialized facilities. The petitioner has not
demonstrated that existing NRC licensing, security and export
regulations do not currently provide for reasonable assurance of
adequate protection of the public health and safety, and the common
defense and security of the United States.
ADDRESSES: You can access publicly available documents related to this
petition for rulemaking using the following methods:
NRC's Public Document Room (PDR): The public may examine and have
copied for a fee publicly available documents at the NRC's PDR, Public
File Area O1 F21, One White Flint North, 11555 Rockville Pike,
Rockville, Maryland.
NRC's Agencywide Documents Access and Management System (ADAMS):
Publicly available documents created or received at the NRC are
available electronically at the NRC's electronic Reading Room at https://www.nrc.gov/reading-rm/adams.html. From this page, the public can gain
entry into ADAMS, which provides text and image files of NRC's public
documents. If you do not have access to ADAMS or if there are problems
in accessing the documents located in ADAMS, contact the NRC PDR
reference staff at 1-800-397-4209, 301-415-4737, or by e-mail to
pdr.resource@nrc.gov.
Federal Rulemaking Web site: Public comments and supporting
materials related to this petition for rulemaking can be found at
https://www.regulations.gov by searching on Docket ID: NRC-2008-0279.
Address questions about NRC dockets to Carol Gallagher 301-492-3668; e-
mail Carol.Gallagher@nrc.gov.
FOR FURTHER INFORMATION CONTACT: Robert Beall, Office of Nuclear
Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC
20555. Telephone: 301-415-3874 or e-mail: Robert.Beall@NRC.Gov.
SUPPLEMENTARY INFORMATION:
The Petition
The NRC received a petition for rulemaking dated March 24, 2008,
submitted by the Natural Resources Defense Council (petitioner). The
NRC published a notice of receipt and request for public comment on the
petition in the Federal Register on May 27, 2008 (73 FR 30321).
Commenters were given until August 11, 2008, to comment, and the
comment period was subsequently extended to September 25, 2008 (73 FR
49965, August 25, 2008).
The petitioner requests that the NRC amend Title 10 of the Code of
Federal Regulations (10 CFR) Part 50, ``Domestic Licensing of
Production and Utilization Facilities''; 10 CFR Part 70, ``Domestic
Licensing of Special Nuclear Material'', and other applicable
regulations. Specifically, the petitioner requests that 10 CFR 50.64,
``Limitations on the use of highly enriched uranium (HEU) in domestic
non-power reactors'' and portions of Part 70 that govern the licensing
of production, calibration, or reference sources be amended to
establish a date by which the NRC would no longer license the civilian
use of HEU in the United States (U.S.). The petitioner also requests
that applicable NRC regulations governing the export of HEU from the
U.S. be amended to establish a date after which the NRC would no longer
license or otherwise authorize these exports.
The petitioner believes that, with limited exceptions, a ban on the
civilian use of HEU should be imposed and identifies three issues in
this regard.
1. The petitioner states that the NRC should not license the
civilian use of HEU after December 31, 2009 (or an alternative date),
except for use as reactor fuel at the MITR-II facility at the
Massachusetts Institute of Technology (MIT), the Heavy Water Test
Reactor at the National Institute of Standards and Technology (NIST),
and the MURR facility at the University of Missouri. The petitioner
states that these licensees should be required to work with the NRC to
establish dates by which these reactors would be required to convert to
using only low enriched uranium (LEU) fuel and report the progress
toward fuel conversion annually to the NRC. The petitioner also notes
that no commercial U.S. power reactors use HEU fuel and that no future
plans to use HEU in NRC-licensed power facilities exist. The petitioner
further states that the NRC continues to license the civilian use of
HEU to fuel seven existing research and test reactors that have not yet
converted to LEU fuel.
The petitioner states that 10 CFR 50.64 prohibits continued use of
HEU fuel in domestic non-power reactors if an LEU fuel alternative is
available. The petitioner predicts that the three HEU-fueled TRIGA-type
research reactors at Oregon State University, the University of
Wisconsin, and Washington State University will be converted to LEU
during the next 2 years. The petitioner also notes that the MIT, NIST,
and MURR facilities are working with the Department of Energy (DOE) to
develop HEU fuel alternatives but questions the accuracy of DOE's
estimate that these facilities will be converted by 2014. The
petitioner does not know if the only other facility in the U.S., (a
small Nuclear Test Reactor (NTR) at General Electric's Vallectios
Nuclear Center used for radiography) is scheduled for conversion to LEU
but notes that the newer and larger LEU-fueled TRIGA facility at the
McClellan Nuclear Radiation Center is also used for radiography.
2. The petitioner requested that the NRC establish a date when HEU
could no longer be licensed for export, citing as an example the export
of HEU to licensees in Canada for Molybdenum-99 (Mo-99)/Technetium-99m
(Tc-99m) medical radioisotope production. The petitioner states that a
ban on the NRC-
[[Page 4494]]
licensed civilian use and export of HEU should apply to all facilities
except those that (1) blend down existing HEU to LEU fuel for civilian
power reactors; and (2) blend down HEU to lower concentrations (between
20 to 40 percent U-235) of HEU for use at the MIT, NIST, and MURR
facilities. The petitioner is not aware of any other civilian use of
HEU other than for the export to Canada for use in producing Mo-99 for
Tc-99m, the most widely used medical radioisotope in the world.
The petitioner suggests that the Canadian supplier of medical
radioisotopes, MDS Nordion, could convert to the use of LEU targets
because at least two other Mo-99 producers have been doing so ``for
more than 30 years.'' Although MDS Nordion would incur expenses
associated with the conversion, the petitioner believes it would be ``a
small price to pay for the elimination of HEU.'' The petitioner does
not believe that establishing a firm date for ending civilian use of
HEU in the U.S. or its export abroad would be detrimental to medical
radioisotope production. However, the petitioner suggests that the NRC
could authorize use of 20 to 40 percent-enriched HEU for a limited time
if evidence is presented that complete elimination of HEU would not be
practical for the MURR and MDS Nordion facilities. The petitioner
states that a ``reduction from 93.5 percent enriched-HEU to 40 percent
would only increase the target material requirement for Mo-99
production by a factor of about 2.3.''
3. The petitioner states that other countries will not likely ban
the civilian use of HEU as long as similar use of HEU is permitted in
the U.S. and that a U.S. ban would signal to other countries ``the
imperative of eliminating vulnerable sources of HEU.'' In addition, the
petitioner states that HEU cannot be reliably detected with radiation
monitors that are at the ports and borders around the United States and
moreover, the portals can be easily bypassed. The petitioner states
that eliminating civilian HEU use is absolutely necessary because the
greatest non-state threat to the U.S. is the risk that terrorists will
acquire and use HEU to make an improvised nuclear explosive device. The
petitioner states that eliminating HEU at its source should be this
country's highest priority because the existing Federal HEU to LEU
conversion programs are moving far too slowly to combat the threat.
The petitioner would exempt from the proposed amendment the
following: (1) HEU used for weapons and naval propulsion reactor fuel;
(2) spent fuel and radioactive waste regulated by 10 CFR Part 72; (3)
the use of HEU under exemptions in 10 CFR 70.11-70.17; and (4) small
quantities for production of calibration or references sources covered
under 10 CFR 70.19 and 70.20.
The petitioner concludes that because LEU is available and can be
used as research and test reactor fuel and as targets for medical
radioisotope production, there is no reason to continue using HEU for
such purposes. The petitioner states that the high national security
risks of HEU use clearly outweigh the benefits. Therefore the NRC
should no longer license the civilian use and export of HEU. The
petitioner requested that the NRC conduct a rulemaking to establish the
proposed amendments as detailed in the petition for rulemaking.
The NRC determined that the petition met the threshold sufficiency
requirements for a petition for rulemaking under 10 CFR 2.802 and the
petition was docketed as PRM-50-90 on April 1, 2008.
During the public comment period the petitioner sent in the
following additional comments and modifications to the original
petition (PRM-50-90):
1. Delete the request to allow the use of lower enriched HEU for
research reactors and radioisotope production because this would not be
an improvement over setting a date when the use and export of HEU would
not be authorized.
2. Modify 10 CFR 50.64 to require each HEU licensed research and
test reactor to set and periodically update a schedule with the NRC for
the conversion from HEU to LEU fuel and to make a good faith effort to
meet the schedule. If the licensee cannot make the schedule, the NRC
would consider amending the schedule to enable the continued operation
of the facility.
3. In conjunction with the NRC, Canadian licensees would set and
periodically update a schedule for the conversion from HEU to LEU
targets for the production of Mo-99/Tc-99m. The Canadian licensees
should make a good faith effort to meet the schedule. If the licensee
cannot meet the schedule, the NRC would consider amending the schedule
to enable the continued production of medical isotopes. (NRDC 1, NRDC
2, and NRDC 3).
NRC Evaluation
As a general matter, the petitioner's bases for requesting the
regulatory changes appear primarily to be founded on foreign policy and
national security concerns that are beyond the NRC's statutory purview
under the Atomic Energy Act of 1954, as amended (AEA). The petitioner
admits that ``this issue has less to do with the security of HEU used
for civil activities in the United States than it does in signaling to
other countries the imperative of eliminating vulnerable sources of HEU
elsewhere.'' But the AEA does not provide the NRC with regulatory
authority to deny licenses, whether for civilian domestic use or for
exports, solely to promote certain foreign policy objectives, not
otherwise directly related to NRC's AEA responsibilities and
authorities. While the NRC works effectively to minimize the use and
export of HEU until substantial LEU replacement options are available
in conjunction with the Department of Energy's Global Threat Reduction
Initiative, the NRC's licensing authority for HEU as well as other
nuclear materials is strictly regulatory in nature and may only be
exercised in accordance with the statutory scheme and congressional
policies established in the AEA.
With respect to matters within the NRC's authority, such as the
licensing and security of domestic use and export of HEU, the
petitioner has not provided a basis for the NRC to conclude that its
regulations do not provide reasonable assurance of adequate protection
of the public health and safety or the common defense and security or
fail to implement other applicable statutory licensing requirements.
For example, 10 CFR 50.64(b)(3) already provides the licensee the
flexibility to use HEU enriched as close to 20 percent as possible. In
addition, 10 CFR 50.64(c)(2) requires each research and test reactor
licensee authorized to possess and use HEU fuel to submit an annual
report to the NRC with a schedule and certification of funding for the
conversion to LEU fuel. If the conversion funding is not available, the
licensee must submit a proposal to the NRC with a new conversion
schedule and certification of funding, if available, every 12 months.
In addition to the restrictions of 10 CFR 50.64, the NRC has imposed a
comprehensive scheme through its regulations, orders and other measures
that ensure the security of HEU licensed for civilian domestic use.
With respect to exports of HEU, the AEA's various requirements are
contained in provisions throughout 10 CFR Part 110.
Additional issues raised by the petition are addressed in the NRC's
responses to the other comments that PRM-50-90 generated.
Public Comments on the Petition
The notice of receipt of the petition for rulemaking invited
interested persons to submit comments. The NRC received 4,764 comment
letters: Two
[[Page 4495]]
from States, one from a Congressional Representative, three from
private companies, ten from associated organizations, one from a
private individual, two from state universities, one from the
Department of Energy (DOE), and 4,744 electronic form comments
generated by the public using the petitioner's Web site. Most of the
comments focused on the three main elements of the petition previously
outlined. The NRC reviewed and considered the comments and responses in
its decision. A summary of the comments in support of and against the
petition and the NRC's evaluation of the comments follows.
Comment 1: Three commenters supported the petitioner's assertion
that banning the civilian use of HEU would be the most effective way to
decrease the risk of a terrorist attack. The commenters believe that
there are inadequate radiation detectors at the borders of the United
States for detecting HEU and that the physical security of this
material is inadequate. The use of LEU in place of HEU would greatly
reduce the risk of nuclear proliferation and the potential for
diversion and use in terrorist attacks. (WNCPSR 1, AG 1, NPEC 1).
NRC Response 1: The commenters' statements, which generally amount
to assertions that HEU carries high nuclear proliferation risks, do not
constitute bases for granting the rulemaking petition. As noted
previously, the NRC's licensing authority under the AEA is solely
regulatory in nature. The AEA contains no outright ban on NRC licensing
of civilian use of HEU. Rather, under the AEA the NRC may not issue a
license for civilian use of HEU if it finds that the license would be
inimical to the common defense and security or the public health and
safety.
Acting in its regulatory capacity, it has been the Commission's
policy for over 20 years to support and limit the domestic use of HEU,
and it has taken a number of steps within the bounds of its authority
to carry out this policy. For instance, in 1978, the United States
Department of Energy started the Reduced Enrichment for Research and
Test Reactors (RERTR) program. The goal of this program is the
conversion of research and test reactors and targets from the use of
HEU to the use of LEU. In 1982, the NRC issued a Statement of Policy
fully supporting the RERTR program and stating that the NRC would act
expeditiously to review the use of new LEU fuel types in non-power
reactors (hereafter research and test reactors) (47 FR 37007, August
24, 1982). In addition, the NRC stated that each HEU export license
application will continue to be closely scrutinized to verify that the
HEU export meets U.S. statutory requirements. In 2004, the RERTR
program became part of the Global Threat Reduction Initiative (GTRI)
\1\ conducted by DOE's National Nuclear Security Administration (NNSA).
---------------------------------------------------------------------------
\1\ For more information about the GTRI program see https://nnsa.energy.gov/nuclear_nonproliferation/1550.htm.
---------------------------------------------------------------------------
The structure of 10 CFR 50.64 recognizes certain limitations in the
effort to convert research and test reactors from HEU to LEU. Since the
inception of the RERTR program, it has been recognized that the process
of converting from HEU to LEU fuel would require significant funding
from Congress and would take a considerable amount of time. Because
research and test reactors have special design features, conversion to
LEU requires long lead times for developing, designing and testing new
types of fuel to avoid serious losses in performance.
However, 10 CFR 50.64 provides regulatory controls that directly
address the limitations of time and funding. Until NRC-licensed
research and test reactors are converted from HEU to LEU fuel, each
domestic research and test reactor using HEU is required by 10 CFR
50.64(c)(2) to submit an annual certification to the NRC on whether or
not DOE funding for the LEU conversion is available along with a
schedule of the conversion process. As indicated, Congress provides the
funding to DOE to support the HEU to LEU conversion of research and
test reactors, and therefore, speed and priority of the LEU conversion
process is not under NRC's control. In addition, the NRC acknowledges
that banning the use of HEU without a suitable LEU replacement in place
would result in significant negative impacts relative to the operation
of these research and test reactor facilities, and would likely result
in the loss of the research and development benefits these facilities
provide.
With regard to the detection of HEU crossing U.S. borders, although
the NRC works with the U.S. Department of Homeland Security (DHS) in
the event there is a potential threat at the U.S. border from the
export or import of radioactive materials, the NRC has no authority
over this matter. DHS is responsible for the radiation detectors, and
for controlling the borders of the U.S.
Regarding the domestic security of HEU, 10 CFR 73.20, 73.25, 73.45,
and 10 CFR Part 74 outline the physical protection requirements for
possession, use, transportation and accounting of this material by NRC
licensees. DOE is the sole U.S. supplier of HEU and the licensed
possession and export of HEU requires a physical protection system that
will provide a high assurance that the activity does not constitute an
unreasonable risk to the public health and safety. Information
concerning the site specific security measures to protect HEU activity
is considered Safeguards Information under 10 CFR 73.22 and this
information must be protected against unauthorized disclosure.
Generally, the actual physical movement of HEU is performed using armed
escorts and special vehicles designed to protect against the theft,
diversion, or radiological sabotage of the material.
In sum, the NRC strongly supports the use of LEU fuel and targets,
rather than HEU, as set forth in its 1982 Policy Statement, and will
continue to act expeditiously to authorize requested conversions of
domestic licensee facilities. The NRC believes it already has adequate
regulations in place to support the continued safe and secure use of
HEU until a suitable replacement is available.
Therefore, the NRC does not believe that Comment 1 provides a basis
for granting the rulemaking petition.
Comment 2: One commenter supported the elimination of HEU in the
production of radioisotopes. In addition to the petitioner's
statements, the commenter referenced an article in the Journal of
American College of Radiology which concludes that the cost increase to
consumers to have the manufacturers of radioisotopes switch to using
LEU targets would be in the range of 1 percent to 2 percent. The
commenter feels that this would not be an undue burden to the licensees
to improve national security. (PSR 2).
NRC Response 2: As noted above, the NRC may only exercise its
export licensing authority within the confines of the statutory scheme
and congressional policies reflected in the AEA. While the AEA
establishes strict requirements for all NRC licensed exports of special
nuclear material (i.e., the export licensing criteria under AEA section
127 must be met, the NRC must have an AEA section 123 agreement for
cooperation with the recipient country, and the NRC must find that the
export would not be inimical to the common defense and security or the
public health and safety of the U.S.), it establishes no congressional
policy to ban outright NRC licensing of HEU exports regardless of
whether the statutory criteria are satisfied.
[[Page 4496]]
In the Energy Policy Act of 1992 (EPAct 1992), Congress amended the
AEA to require the NRC to adopt additional, more stringent criteria
specifically for licensing exports of HEU. Under Section 134 of the
AEA, the NRC may issue a license for the export of HEU to be used as a
fuel or target in a nuclear research or test reactor only if, in
addition to meeting the other AEA requirements for exports of special
nuclear material, the NRC determines that:
(1) There is no alternative nuclear reactor fuel or target enriched
to a lesser percent than the proposed export that can be used in the
foreign reactor;
(2) The proposed recipient of the uranium has provided assurances
that, whenever an alternative nuclear reactor fuel or target can be
used in that reactor, it will use that alternative in lieu of HEU; and
(3) The U.S. Government is actively developing an alternative
nuclear reactor fuel or target that can be used in that reactor.
More recently, in the Energy Policy Act of 2005 (EPAct 2005),
Congress further amended the AEA by adding a new section 134.b,
``Medical Isotope Production,'' in which Congress continued to
encourage the eventual end to relying on HEU targets in the production
of medical radioisotopes. In the new AEA section 134.b, Congress lifted
certain restrictions on exports of HEU to Canada, France, Belgium,
Germany, and The Netherlands for the production of medical
radioisotopes if the recipient country supplies an assurance letter to
the U.S. that the HEU will be used solely for medical isotope
production, and if the NRC determines that the HEU will only be
irradiated in a reactor that uses alternative fuel or is the subject of
an agreement with the U.S. to convert to alternative fuel when such
fuel can be used in the reactor.
The most common radioisotope produced for medical use is
Molybdenum-99 (Mo-99)/Technetium-99m (Tc-99m). The U.S. uses about half
of the world's production of these isotopes, for which there are no
domestic producers. Almost all of the Mo-99/Tc99m is manufactured by
four companies using HEU targets. In recent years, the NRC has only
authorized exports of HEU target material to the Canadian medical
radioisotope producer.
In support of their request that the NRC ban altogether the
civilian use and export of HEU, both the petitioner and the commenter
suggest that the NRC may find at this time that the use of LEU targets
for production of medical isotopes would be feasible and not cost-
prohibitive. However, as a regulator, it is not the NRC's role to
determine in the first instance whether the use of LEU targets for
medical isotope production is commercially feasible. As reflected in
the NRC's response to Comment 1 and explained further below, that role
belongs primarily to DOE.
The EPAct 2005 supports continued safe, secure, and reliable
production of medical radioisotopes using HEU from the U.S. until a
suitable LEU-based substitute is available. In that act, Congress
required the Secretary of Energy to arrange for the National Academy of
Sciences (NAS) to conduct a study \2\ to determine:
---------------------------------------------------------------------------
\2\ National Academies of Science Report; ``Medical Isotope
Production Without Highly Enriched Uranium''; https://www.nap.edu/catalog.php?record_id=12569.
---------------------------------------------------------------------------
(1) The feasibility of procuring supplies of medical radioisotopes
from commercial sources that do not use HEU;
(2) The current and projected demand and availability of medical
radioisotopes in regular current domestic use;
(3) The progress that is being made by DOE and others to eliminate
all use of HEU in reactor fuel, reactor targets, and medical
radioisotope production facilities; and
(4) The potential cost differential in medical radioisotope
production in the reactors and target processing facilities if the
products were derived from LEU.
The NAS study was issued in January of 2009, and identifies
additional steps that could be taken by DOE and the medical
radioisotope producers to improve the feasibility of HEU to LEU
conversions. By August 2010, DOE is required to submit a report to
Congress regarding the NAS findings, and on whether any commercial
producers have committed to provide domestic requirements for medical
radioisotopes without using HEU. Under the EPAct 2005, if any such
commercial producers later become capable of meeting domestic
requirements for medical radioisotopes without using HEU, the DOE is
required to certify this to Congress, in which case the NRC will, by
rule, terminate its review of HEU export license applications.
Therefore, the NRC does not believe that Comment 2 provides a basis
for granting the rulemaking petition.
Comment 3: A total of 4,744 members of the public submitted the
same comment urging the NRC to end the civilian use of HEU. The
commenters believe that HEU could be diverted and used to build an
improvised nuclear weapon and is simply too dangerous for continued
commercial use here and abroad. In addition, these commenters express
concerns that the facilities housing the nuclear material are poorly
secured. These commenters state that recent studies have shown that
radiation monitors cannot reliably detect HEU being smuggled into, and
out of, the United States, so the most reliable plan would be to
replace and ban its commercial sources. These commenters also state
that a U.S. move to ban the use of HEU would signal to other countries
the critical need to eliminate the use of HEU. (FORM 1, FORM 3).
NRC Response 3: As previously discussed, the AEA does not authorize
the NRC to ban outright the civilian use of HEU under all
circumstances. Nor does the AEA authorize the NRC to deny export
licenses solely to promote certain foreign policy objectives, such as
encouraging other countries not to use HEU.
The NRC can only act within the bounds of its regulatory authority
under the AEA to protect the public health and safety and the common
defense and security. As a regulator, the NRC has enacted a
comprehensive regulatory structure to strictly control licensing of
facilities for domestic use of HEU, as well as licensing of exports of
HEU. In addition to NRC regulations, the NRC is confident that
international treaties and standards governing possession, use, and
export of HEU ensure that adequate controls are employed to reduce the
risks of theft of HEU from civilian research and test reactors and
medical radioisotope production facilities. In addition, the NRC
participates in U.S. Government consultations with the governments of
countries seeking exports of HEU from the United States. These
consultations include an assessment of the security of facilities that
will receive U.S. origin HEU, so the security of the facilities can be
considered in determining whether an export license should be approved.
Given these controls, the likelihood of acquiring U.S. origin HEU from
a facility in the U.S. or elsewhere in amounts sufficient to make an
improvised nuclear weapon is considered very remote. U.S. origin HEU
fuel is manufactured, shipped, and maintained in limited quantities so
that acquiring an amount necessary to make a weapon would be very
difficult. In addition, converting HEU fuel into a form suitable for
use as a weapon requires considerable technical expertise, due to its
physical nature and design. Further, the GTRI program continues to make
progress and to support the conversion of domestic and
[[Page 4497]]
foreign research and test reactors from HEU to LEU fuel.
The security of research and test reactors is regulated through
requirements located in 10 CFR Part 73 of the Commission's regulations.
The specific security measures that are required vary depending on
several factors, which include the quantity and type of special nuclear
material possessed by the licensee, as well as the power level at which
the licensee is authorized to operate. 10 CFR 73.60 and 73.67 require,
at a minimum, that each research and test reactor that stores and uses
special nuclear material in controlled access areas, (1) monitors the
controlled access areas for unauthorized activities, and (2) ensures
that there is a response to all unauthorized activities. These
regulations also require that unescorted access to the controlled
access areas be limited to authorized individuals. The research and
test reactors implement these requirements on a site-specific basis
through their security plans and procedures.
Subsequent to September 11, 2001, the NRC evaluated the adequacy of
security at research and test reactors and considered whether
additional actions should be taken to help ensure the trustworthiness
and reliability of individuals with unescorted access. The licensees
were advised to consider taking immediate additional precautions,
including observation of activities within their facility. The NRC
evaluated these additional measures at each facility during the
remainder of 2001. From 2002 through 2004, research and test reactors
voluntarily implemented compensatory measures that included site
specific background investigations for individuals granted unescorted
access. The NRC has also conducted security assessments at certain
research and test reactors which helped to identify risk-significant
areas and materials.
In addition to the implementation of site-specific background
investigations, the NRC issued orders to all RTRs in April 2007 (72 FR
25337, May 4, 2007), requiring fingerprinting for an FBI identification
and criminal history record check for all individuals granted
unescorted access to special nuclear material at the facility. The NRC
is also undertaking rulemaking to codify unescorted access requirements
for RTRs similar to those that were imposed by the April 2007 orders.
(See Advanced Notice of Proposed Rulemaking, 74 FR 17115, April 14,
2009).
As stated in the NRC response to Comment 1, DHS is responsible for
protecting the borders of the U.S., and the adequacy of the radiation
detectors and other types of equipment used for this purpose.
Under the GTRI program, DOE is responsible for developing, testing,
and qualifying the LEU fuel, and for funding the facilities to be
converted. The speed of the HEU conversion program is dependent on the
successful DOE testing of the new LEU fuel design and the funding
provided by Congress. The NRC role is to conduct timely reviews of the
license amendment requests to approve the operation with LEU fuel.
Therefore, the NRC does not believe that Comment 3 provides a basis
for granting the rulemaking petition.
Comment 4: Five commenters did not agree with the petitioner that a
firm date is needed when the NRC will no longer license the domestic
use of civilian HEU. Although all of them supported the idea to convert
to the use of LEU as quickly as possible, they stated that there are
technical, economic, and safety issues that must be addressed first.
(TRTR 1, UM 1, MIT 1, CORAR 1, and DOE 1).
NRC Response 4: For many of the reasons already discussed in this
notice, the NRC generally agrees with this comment. As stated
previously, the NRC's view is that the current U.S. statutory and
regulatory framework already addresses the petitioner's security threat
concerns regarding the security of HEU licensed for limited civilian
domestic use and export.
In addition, the GTRI program is working both in the United States
and internationally to reduce the civilian use of HEU by converting
facilities to operate with LEU or by shutting down the reactors and
removing all the HEU material from the facilities. The NRC works
closely with DOE and NRC licensees to ensure that all the required
security, safety, and regulatory issues are resolved before, during,
and after the conversion process.
Comment 5: The NRC received eleven comments that did not agree with
the petitioner's request that the NRC establish a date when HEU would
no longer be licensed for export. The commenters stated that there are
more than 40,000 nuclear medical procedures performed in the United
States each day, and that more than 90 percent of the medical
radioisotopes used in these procedures are produced with HEU material.
In addition, the most commonly used medical radioisotope in the United
States, Mo-99/Tc-99m, is 100 percent imported and produced with HEU
materials. The petitioners argue that setting a firm date when the NRC
would no longer license the export of HEU before LEU target-based
production was available as a replacement could seriously disrupt the
worldwide supply of radioisotopes and have a negative impact on patient
care. (TRTR 2, ASTRO 2, UM 2, MDSN 2, SNM 2, ACR 2, CORAR 2, DOE 2, MI
2, NEI 2, and AAPM 2).
NRC Response 5: The NRC agrees with the commenters that there are a
number of practical and serious implications related to the
availability of HEU. Because of the relatively short half life of Mo-
99/Tc-99m (66 hours/6 hours), these radioisotopes cannot be stockpiled
or stored for very long and must be constantly replenished. The
production and delivery of the technetium generators can only be done
on a very tight schedule requiring rigorous planning and execution. An
interruption at any point in the production, transportation, or
delivery chain can have an impact on the supply of the radioisotope.
The availability of Mo-99/Tc-99m is further complicated by the fact
that there are a limited number of foreign facilities producing the
isotope, the reactors where the targets are irradiated are over 40
years old, and these reactors are used for numerous other types of
nuclear research. While there is interest in developing a domestic LEU-
based production capability, it is not yet known if or when this
capability will become available. In summary, banning HEU without a
suitable LEU replacement would affect the production of vital
radioisotopes used for medical diagnostics and therapies, and would
likely lead to or exacerbate shortages of these medical radioisotopes
in the United States. These shortages would have a major negative
impact on patient care.
However, in order to license an export of HEU for medical isotope
production, the NRC must ensure that all of the applicable statutory
requirements, including Section 134 of the AEA, are satisfied. If those
statutory requirements are not met, the NRC is not authorized to grant
a requested license.
Comment 6: A commenter states that, contrary to the petitioner's
belief that a ban on the civilian use of HEU would lead other countries
to take similar actions, other countries will not likely follow the
U.S. in banning the civilian use of HEU, and that the allies of the
U.S. have already joined us to reduce and secure their stocks and uses
of HEU. If the petition is granted, the commenter states that would
create a false sense of security because the real problem is the
potential diversion and lack of inventory control from the countries
that made up the former Soviet Union. (TRTR 3).
[[Page 4498]]
NRC Response 6: Although the NRC fully supports the efforts of the
DOE programs, these activities are not under NRC jurisdiction. However,
the NRC believes that DOE's GTRI program is working to address the
concerns the commenter mentions.
Determination of Petition
The NRC has determined that the petitioner has not provided an
adequate basis on which the NRC could act to implement the proposed
changes requested by the petitioner. To the extent that the NRC has
authority to act, the NRC's position is that the current regulatory
framework in conjunction with DOE's GTRI program already works
effectively to minimize the use and export of HEU material until a
suitable LEU replacement is available.
With respect to export license applications for HEU, bearing in
mind the NRC's responsibility to make an overall finding that each
export would not be inimical to the common defense and security of the
U.S., the NRC intends to continue its practice to carefully review each
application to verify that each requested HEU export is justified in
accordance with its statutory and regulatory obligations. The NRC will
continue to monitor the progress of DOE's GTRI and RERTR programs,
including the HEU to LEU conversion schedules.
The NRC will also continue to encourage that the appropriate
actions be taken to eliminate U.S.-supplied-inventories of HEU in a
manner consistent with the EPAct 2005 requirements.
For reasons cited in this document, the NRC denies the petition.
Dated at Rockville, MD, January 22, 2010.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 2010-1751 Filed 1-27-10; 8:45 am]
BILLING CODE 7590-01-P