Open Meeting of the Area 6 Taxpayer Advocacy Panel (Including the States of Arizona, Colorado, Idaho, Montana, New Mexico, North Dakota, Oregon, South Dakota, Utah, Washington, and Wyoming), 4630-4631 [2010-1705]
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4630
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 / Notices
(2) Disclosures. The clearing member
must disclose to such U.S. persons (or
to any such persons if the clearing
member is a U.S. clearing member) that:
(i) The clearing member is not regulated
by Treasury or the SEC; (ii) U.S.
government securities broker and
government securities dealer segregation
requirements and protections under the
Securities Investor Protection Act will
not apply to any funds or securities held
by the clearing member; (iii) the
insolvency law of the applicable
jurisdiction may affect such persons’
ability to recover funds and securities,
or the speed of any such recovery, in an
insolvency proceeding; and (iv) if
applicable, that non-U.S. clearing
members may be subject to an
insolvency regime that is materially
different from that applicable to U.S.
persons.
(3) Prompt transfer of funds and
securities. As promptly as practicable
after receipt, the clearing member must
transfer such funds and securities (other
than those promptly returned to such
other person) to: (i) The clearing
member’s Custodial Client Omnibus
Margin Account at ICE Trust; or (ii) an
account held by a third-party custodian,
subject to the requirements in paragraph
(6) of this section.
(4) Segregation until transfer. To the
extent there is any delay in transferring
such funds and securities (collateral) to
the third parties identified in paragraph
(3) of this section, the clearing member
must segregate the collateral in a way
that, pursuant to applicable law, is
reasonably expected to protect such
collateral from the clearing member’s
creditors. The clearing member must not
permit persons for whom the clearing
member receives or holds such funds
and securities to ‘‘opt out’’ of such
segregation even if regulations or laws
otherwise would permit it.
(5) Cooperation with SEC. The
clearing member must provide the SEC,
upon request, with:
(i) Information or documents within
its possession, custody, or control;
(ii) Testimony of its personnel; and
(iii) Assistance in taking evidence
relating to cleared CDS transactions
from other persons, wherever located,
upon the SEC’s request or pursuant to
agreements between the SEC or the U.S.
Government and any foreign securities
authority (as defined in Section 3(a)(50)
of the Exchange Act). If applicable
foreign law or regulation prohibits the
clearing member from providing this
information, documents, testimony, or
assistance, the clearing member must
exercise its best efforts to provide it,
including requesting the appropriate
governmental body and, if legally
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17:16 Jan 27, 2010
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necessary, its customers (with respect to
customer information) to permit the
clearing member to provide it to the
SEC. If the clearing member is still
unable to provide it despite the clearing
member’s best efforts, then this
exemption shall no longer be available
to the clearing member.
(6) Requirements for third-party
custodian account. A clearing member
that transfers customer assets to an
account held by a third-party custodian
under paragraph (3) of this section must
notify such custodian that the following
requirements apply:
(i) How funds and securities are held.
Funds and securities maintained by a
third-party custodian must be held:
(A) In the name of a customer, subject
to an agreement to which the customer,
the clearing member, and the custodian
are parties, which states that the assets
held are customer assets used to
collateralize obligations of the customer
to the clearing member, and the clearing
member or the custodian must not
pledge or rehypothecate the assets held
in that account; or
(B) In an omnibus account for which
the clearing member maintains a daily
record as to the amount held in the
account that is owed to each customer,
and which is subject to an agreement
between the clearing member and the
custodian, which states that:
(1) The custodian is holding all assets
in that account for the exclusive benefit
of the clearing member’s customers and
separate from any other accounts
maintained by the clearing member with
the custodian;
(2) The custodian will not use the
account assets as security for a loan to
the clearing member and account assets
must not be subject to right, charge,
security interest, lien, or claim of any
kind in favor of the custodian or any
person claiming through the custodian;
and
(3) Neither the clearing member nor
the custodian will pledge or
rehypothecate the assets.
(ii) No affiliation. The third-party
custodian must not be an affiliated
person of the clearing member.
(iii) Entity and capital requirements.
(A) If the third-party custodian is a
U.S. entity, it must be a bank (as that
term is defined in section 3(a)(6) of the
Exchange Act), have total capital, as
calculated to meet the applicable
requirements imposed by the entity’s
appropriate regulatory agency (as
defined in section 3(a)(34) of the
Exchange Act), of at least $1 billion, and
have been approved to engage in a trust
business by its appropriate regulatory
agency.
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(B) If the custodian is not a U.S.
entity, it must have total capital, as
calculated to meet the applicable
requirements imposed by the foreign
financial regulatory authority (as
defined in section 3(a)(52) of the
Exchange Act) responsible for setting
capital requirements for the entity,
equating to at least $1 billion, and must
provide the clearing member, the
customer, and ICE Trust with a legal
opinion stating that:
(1) The account assets are subject to
regulatory requirements in the
custodian’s home jurisdiction, designed
to protect and provide for the prompt
return of custodial assets in the event of
the custodian’s insolvency; and
(2) That the assets held in that
account reasonably could be expected to
be legally separate from the clearing
member’s assets in the event of the
clearing member’s insolvency.
(iv) Investment of customer funds.
The clearing member may invest
customer funds in Eligible Custodial
Assets as that term is defined in ICE
Trust’s Custodial Asset Policies.
(v) Notice to ICE Trust. The clearing
member must provide notice to ICE
Trust that it is using the third-party
custodian to hold customer collateral.
The temporary exemption contained
in this order is based on the facts and
circumstances presented in the request
and is conditioned on compliance with
the terms of this order. This temporary
exemption could become unavailable if
the facts or circumstances change such
that the representations in the request
are no longer materially accurate or in
the event of non-compliance. If the SEC
were to withdraw or modify the terms
of its order, Treasury may revoke or
modify this order accordingly. The
status of cleared CDS submitted to ICE
Trust prior to such change would be
unaffected.
Michael S. Barr,
Acting Under Secretary for Domestic Finance.
[FR Doc. 2010–1664 Filed 1–27–10; 8:45 am]
BILLING CODE 4810–39–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
Open Meeting of the Area 6 Taxpayer
Advocacy Panel (Including the States
of Arizona, Colorado, Idaho, Montana,
New Mexico, North Dakota, Oregon,
South Dakota, Utah, Washington, and
Wyoming)
AGENCY: Internal Revenue Service (IRS)
Treasury.
ACTION: Notice of meeting.
E:\FR\FM\28JAN1.SGM
28JAN1
Federal Register / Vol. 75, No. 18 / Thursday, January 28, 2010 / Notices
SUMMARY: An open meeting of the Area
6 Taxpayer Advocacy Panel will be
conducted. The Taxpayer Advocacy
Panel is soliciting public comment,
ideas, and suggestions on improving
customer service at the Internal Revenue
Service.
DATES: The meeting will be held
Tuesday, February 2, 2010.
FOR FURTHER INFORMATION CONTACT:
Janice Spinks at 1–888–912–1227 or
206–220–6098.
SUPPLEMENTARY INFORMATION: Notice is
hereby given pursuant to Section
10(a)(2) of the Federal Advisory
Committee Act, 5 U.S.C. App. (1988)
that an open meeting of the Area 6
Taxpayer Advocacy Panel will be held
Tuesday, February 2, 2010, at 1 p.m.
Pacific Time via telephone conference.
The public is invited to make oral
comments or submit written statements
for consideration. Due to limited
conference lines, notification of intent
to participate must be made with Janice
Spinks. For more information, please
contact Ms. Spinks at 1–888–912–1227
or 206–220–6098, or write TAP Office,
915 2nd Avenue, MS W–406, Seattle,
WA 98174 or post comments to the Web
site: https://www.improveirs.org.
The agenda will include various IRS
issues.
Reason for Late Notice: Due to year
end leave and mandatory training in
January key TAP staff were unavailable
to prepare and submit notice in time to
meet the 15 day notice requirement.
Scheduling conflicts with other
meetings prevent rescheduling this
meeting.
Dated: January 20, 2010.
Shawn F. Collins,
Acting Director, Taxpayer Advocacy Panel.
[FR Doc. 2010–1705 Filed 1–27–10; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
Open Season for Membership to the
Electronic Tax Administration
Advisory Committee (ETAAC)
mstockstill on DSKH9S0YB1PROD with NOTICES
AGENCY: Internal Revenue Service (IRS),
Treasury.
ACTION: Notice.
SUMMARY: The Electronic Tax
Administration Advisory Committee
(ETAAC) was established to provide
continued input into the development
and implementation of the Internal
Revenue Service (IRS) strategy for
electronic tax administration. The
ETAAC provides an organized public
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17:16 Jan 27, 2010
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forum for discussion of electronic tax
administration issues in support of the
overriding goal that paperless filing
should be the preferred and most
convenient method of filing tax and
information returns. ETAAC members
convey the public’s perception of IRS
electronic tax administration activities,
offer constructive observations about
current or proposed policies, programs,
and procedures, and suggest
improvements. Members of the ETAAC
may not be federally registered
lobbyists. This document seeks
applicants for selection as committee
members.
The Director, Electronic Tax
Administration (ETA) and Refundable
Credits will assure that the size and
organizational representation of the
ETAAC obtains balanced membership
and includes representatives from
various groups including: (1) Tax
practitioners and preparers, (2)
transmitters of electronic returns, (3) tax
software developers, (4) large and small
business, (5) employers and payroll
service providers, (6) individual
taxpayers, (7) financial industry (payers,
payment options and best practices), (8)
system integrators (technology
providers), (9) academic (marketing,
sales or technical perspectives), (10)
trusts and estates, (11) tax exempt
organizations, and (12) state and local
governments. We are soliciting
applicants from professional and public
interest groups. Members will serve a
three-year term on the ETAAC to allow
for a rotation in membership which
ensures that different perspectives are
represented. All travel expenses within
government guidelines will be
reimbursed. Potential candidates must
pass an IRS tax compliance check and
Federal Bureau of Investigation (FBI)
background investigation.
DATES: Application and resumes must
be received no later than Monday,
March 15, 2010.
ADDRESSES: Completed applications
should be submitted using one of the
following methods:
• E–Mail: Send to etaac@irs.gov.
• Mail: Send to Internal Revenue
Service, ETA & Refundable Credits,
SE:W:ETARC:S:RM, 5000 Ellin Road
(M/Stop C4–470, Attn: Cassandra
Daniels (C4–213), Lanham, Maryland
20706.
• Fax: Send via facsimile to (202)
283–2845 (not a toll-free number). An
application can be obtained by sending
an e-mail to etaac@irs.gov or calling
(202) 283–2178 (not a toll-free number).
FOR FURTHER INFORMATION CONTACT:
Cassandra Daniels, (202) 283–2178 or
send an e-mail to etaac@irs.gov.
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4631
The
ETAAC will also provide an annual
report to Congress on IRS progress in
meeting the Restructuring and Reform
Act of 1998 goals for electronic filing of
tax returns. This activity is based on the
authority to administer the Internal
Revenue laws conferred upon the
Secretary of the Treasury by section
7801 of the Internal Revenue Code and
delegated to the Commissioner of the
Internal Revenue under section 7803 of
the Internal Revenue Code. The ETAAC
will research, analyze, consider, and
make recommendations on a wide range
of electronic tax administration issues
and will provide input into the
development of the strategic plan for
electronic tax administration.
Applicants should describe and
document their qualifications for
membership to the Committee. Equal
opportunity practices will be followed
in all appointments to the Committee.
To ensure that the recommendations of
the Committee have taken into account
the needs of the diverse groups served
by the Department, membership will
include, to the extent practicable,
individuals, with demonstrated ability
to represent minorities, women, and
persons with disabilities. The Secretary
of Treasury will review the
recommended candidates and make
final selections.
SUPPLEMENTARY INFORMATION:
Dated: January 19, 2010.
Angela D. Kraus,
Chief, Relationship Management.
[FR Doc. 2010–1704 Filed 1–27–10; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF VETERANS
AFFAIRS
Advisory Committee on Women
Veterans; Notice of Meeting
The Department of Veterans Affairs
(VA) gives notice under Public Law 92–
463 (Federal Advisory Committee Act)
that a meeting of the Advisory
Committee on Women Veterans will be
held on February 9–11, 2010, in Room
230 at VA Central Office, 810 Vermont
Avenue, NW., Washington, DC, from
8:30 until 4:30 p.m. each day. The
meeting is open to the public.
The purpose of the Committee is to
advise the Secretary of Veterans Affairs
regarding the needs of women Veterans
with respect to health care,
rehabilitation, compensation, outreach,
and other programs and activities
administered by VA designed to meet
such needs. The Committee makes
recommendations to the Secretary
regarding such programs and activities.
E:\FR\FM\28JAN1.SGM
28JAN1
Agencies
[Federal Register Volume 75, Number 18 (Thursday, January 28, 2010)]
[Notices]
[Pages 4630-4631]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-1705]
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DEPARTMENT OF THE TREASURY
Internal Revenue Service
Open Meeting of the Area 6 Taxpayer Advocacy Panel (Including the
States of Arizona, Colorado, Idaho, Montana, New Mexico, North Dakota,
Oregon, South Dakota, Utah, Washington, and Wyoming)
AGENCY: Internal Revenue Service (IRS) Treasury.
ACTION: Notice of meeting.
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[[Page 4631]]
SUMMARY: An open meeting of the Area 6 Taxpayer Advocacy Panel will be
conducted. The Taxpayer Advocacy Panel is soliciting public comment,
ideas, and suggestions on improving customer service at the Internal
Revenue Service.
DATES: The meeting will be held Tuesday, February 2, 2010.
FOR FURTHER INFORMATION CONTACT: Janice Spinks at 1-888-912-1227 or
206-220-6098.
SUPPLEMENTARY INFORMATION: Notice is hereby given pursuant to Section
10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988)
that an open meeting of the Area 6 Taxpayer Advocacy Panel will be held
Tuesday, February 2, 2010, at 1 p.m. Pacific Time via telephone
conference. The public is invited to make oral comments or submit
written statements for consideration. Due to limited conference lines,
notification of intent to participate must be made with Janice Spinks.
For more information, please contact Ms. Spinks at 1-888-912-1227 or
206-220-6098, or write TAP Office, 915 2nd Avenue, MS W-406, Seattle,
WA 98174 or post comments to the Web site: https://www.improveirs.org.
The agenda will include various IRS issues.
Reason for Late Notice: Due to year end leave and mandatory
training in January key TAP staff were unavailable to prepare and
submit notice in time to meet the 15 day notice requirement. Scheduling
conflicts with other meetings prevent rescheduling this meeting.
Dated: January 20, 2010.
Shawn F. Collins,
Acting Director, Taxpayer Advocacy Panel.
[FR Doc. 2010-1705 Filed 1-27-10; 8:45 am]
BILLING CODE 4830-01-P