Small Business Size Standards: Waiver of the Nonmanufacturer Rule, 1662 [2010-328]
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Federal Register / Vol. 75, No. 7 / Tuesday, January 12, 2010 / Notices
SMALL BUSINESS ADMINISTRATION
Small Business Size Standards:
Waiver of the Nonmanufacturer Rule
AGENCY: U.S. Small Business
Administration.
ACTION: Notice of intent to waive the
Nonmanufacturer Rule for Compressed
and Liquefied Gases.
SUMMARY: The U.S. Small Business
Administration (SBA) is considering
granting a waiver of the
Nonmanufacturer Rule for Compressed
and Liquefied Gases, Product Service
Code (PSC) 6830, North American
Industry Classification (NAICS) code
325120. According to a request, no
small business manufacturers supply
this class of product to the Federal
Government. If granted, the waiver
would allow otherwise qualified small
businesses to supply the products of any
manufacturer on a Federal contract set
aside for small businesses, servicedisabled veteran-owned small
businesses, or Participants in the SBA’s
8(a) Business Development (BD)
Program.
Comments and source
information must be submitted January
27, 2010.
ADDRESSES: You may submit comments
and source information to Amy Garcia,
Program Analyst, U.S. Small Business
Administration, Office of Government
Contracting, 409 3rd Street, SW., Suite
8800, Washington, DC 20416.
FOR FURTHER INFORMATION CONTACT:
Amy Garcia, by telephone at (202) 205–
6842; by FAX at (202) 481–1630; or by
e-mail at Amy.garcia@sba.gov.
SUPPLEMENTARY INFORMATION: Section
8(a)(17) of the Small Business Act (Act),
15 U.S.C. 637(a)(17), and SBA’s
implementing regulations require that
recipients of Federal contracts set aside
for small businesses, service-disabled
veteran-owned small businesses, or
participants in the SBA’s 8(a) BD
Program provide the product of a small
business manufacturer or processor, if
the recipient is other than the actual
manufacturer or processor of the
product. This requirement is commonly
referred to as the Nonmanufacturer
Rule. 13 CFR 121.406(b). Section
8(a)(17)(b)(iv) of the Act authorizes SBA
to waive the Nonmanufacturer Rule for
any ‘‘class of products’’ for which there
are no small business manufacturers or
processors available to participate in the
Federal market. In order to be
considered available to participate in
the Federal market for a class of
products, a small business manufacturer
must have submitted a proposal for a
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
DATES:
VerDate Nov<24>2008
15:14 Jan 11, 2010
Jkt 220001
contract solicitation or received a
contract from the Federal government
within the last 24 months. 13 CFR
121.1202(c). The SBA defines ‘‘class of
products’’ based on the Office of
Management and Budget’s NAICS
system and (PSCs) to further identify
particular products within the NAICS
code to which a waiver would apply.
The public is invited to comment or
provide source information to SBA on
the proposed waiver of the
Nonmanufacturer Rule for this class of
product within 15 days after date of
publication in the Federal Register.
Dated: January 5, 2010.
Dean Koppel,
Acting Director, Office of Government
Contracting.
[FR Doc. 2010–328 Filed 1–11–10; 8:45 am]
BILLING CODE 8025–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 17i–8; SEC File No. 270–533; OMB
Control No. 3235–0591.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of
1995 1 the Securities and Exchange
Commission (‘‘Commission’’) has
submitted to the Office of Management
and Budget a request for extension of
the previously approved collections of
information discussed below. The Code
of Federal Regulation citation to this
collection of information is the
following rule: 17 CFR 240.17i–8.
Section 231 of the Gramm-LeachBliley Act of 1999 2 (the ‘‘GLBA’’)
amended Section 17 of the Securities
Exchange Act of 1934 (15 U.S.C. 78q)
(the ‘‘Exchange Act’’) to create a
regulatory framework under which a
holding company of a broker-dealer
(‘‘investment bank holding company’’ or
‘‘IBHC’’) may voluntarily be supervised
by the Commission as a supervised
investment bank holding company (or
‘‘SIBHC’’).3 In 2004, the Commission
promulgated rules, including Rule 17i–
8, to create a framework for the
Commission to supervise SIBHCs.4 This
1 44
U.S.C. 3501 et seq.
L. 106–102, 113 Stat. 1338 (1999).
3 See 15 U.S.C. 78q(i).
4 See Exchange Act Release No. 49831 (Jun. 8,
2004), 69 FR 34472 (Jun. 21, 2004).
2 Pub.
PO 00000
Frm 00080
Fmt 4703
Sfmt 4703
framework includes qualification
criteria for
SIBHCs, as well as recordkeeping and
reporting requirements. Among other
things, this regulatory framework for
SIBHCs is intended to provide a basis
for non-U.S. financial regulators to treat
the Commission as the principal U.S.
consolidated, home-country supervisor
for SIBHCs and their affiliated brokerdealers.5
Pursuant to Section 17(i)(3)(A) of the
Exchange Act, an SIBHC must make and
keep records, furnish copies thereof,
and make such reports as the
Commission may require by rule.6 Rule
17i–8 requires that an SIBHC to notify
the Commission upon the occurrence of
certain events that would indicate a
decline in the financial and operational
well-being of the firm.
The collections of information
included in Rule 17i–8 are necessary to
allow the Commission to effectively
determine whether supervision of an
IBHC as an SIBHC is necessary or
appropriate in furtherance of the
purposes of Section 17 of the Act and
allow the Commission to supervise the
activities of these SIBHCs. Rule 17i–8
also enhances the Commission’s
supervision of the SIBHCs’ subsidiary
broker-dealers through collection of
additional information and inspections
of affiliates of those broker-dealers.
Without these notices, the Commission
would be unable to adequately
supervise an SIBHC, nor would it be
able to determine whether continued
supervision of an IBHC as an SIBHC
were necessary and appropriate in
furtherance of the purposes of Section
17 of the Act.
We estimate that three IBHCs will file
Notices of Intention with the
Commission to be supervised by the
Commission as SIBHCs. An SIBHC will
require about one hour to create a notice
required to be submitted to the
Commission pursuant to Rule 17i–8.
However, as these notices only need be
filed in certain situations indicative of
financial or operational difficulty, only
one SIBHC may be required to file
notice pursuant to the Rule every other
year. Thus, we estimate that the annual
burden of Rule 17i–8 for all SIBHCs
would be about 30 minutes.
The reports and notices required to be
filed pursuant to Rule 17i–8 must be
preserved for a period of not less than
three years.7 The collection of
information is mandatory and the
5 See H.R. Conf. Rep. No. 106–434, 165 (1999).
See also Exchange Act Release No. 49831, at 6 (Jun.
8, 2004), 69 FR 34472, at 34473 (Jun. 21, 2004).
6 15 U.S.C. 78q(i)(3)(A).
7 17 CFR 240.17i–5(b)(4).
E:\FR\FM\12JAN1.SGM
12JAN1
Agencies
[Federal Register Volume 75, Number 7 (Tuesday, January 12, 2010)]
[Notices]
[Page 1662]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-328]
[[Page 1662]]
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SMALL BUSINESS ADMINISTRATION
Small Business Size Standards: Waiver of the Nonmanufacturer Rule
AGENCY: U.S. Small Business Administration.
ACTION: Notice of intent to waive the Nonmanufacturer Rule for
Compressed and Liquefied Gases.
-----------------------------------------------------------------------
SUMMARY: The U.S. Small Business Administration (SBA) is considering
granting a waiver of the Nonmanufacturer Rule for Compressed and
Liquefied Gases, Product Service Code (PSC) 6830, North American
Industry Classification (NAICS) code 325120. According to a request, no
small business manufacturers supply this class of product to the
Federal Government. If granted, the waiver would allow otherwise
qualified small businesses to supply the products of any manufacturer
on a Federal contract set aside for small businesses, service-disabled
veteran-owned small businesses, or Participants in the SBA's 8(a)
Business Development (BD) Program.
DATES: Comments and source information must be submitted January 27,
2010.
ADDRESSES: You may submit comments and source information to Amy
Garcia, Program Analyst, U.S. Small Business Administration, Office of
Government Contracting, 409 3rd Street, SW., Suite 8800, Washington, DC
20416.
FOR FURTHER INFORMATION CONTACT: Amy Garcia, by telephone at (202) 205-
6842; by FAX at (202) 481-1630; or by e-mail at Amy.garcia@sba.gov.
SUPPLEMENTARY INFORMATION: Section 8(a)(17) of the Small Business Act
(Act), 15 U.S.C. 637(a)(17), and SBA's implementing regulations require
that recipients of Federal contracts set aside for small businesses,
service-disabled veteran-owned small businesses, or participants in the
SBA's 8(a) BD Program provide the product of a small business
manufacturer or processor, if the recipient is other than the actual
manufacturer or processor of the product. This requirement is commonly
referred to as the Nonmanufacturer Rule. 13 CFR 121.406(b). Section
8(a)(17)(b)(iv) of the Act authorizes SBA to waive the Nonmanufacturer
Rule for any ``class of products'' for which there are no small
business manufacturers or processors available to participate in the
Federal market. In order to be considered available to participate in
the Federal market for a class of products, a small business
manufacturer must have submitted a proposal for a contract solicitation
or received a contract from the Federal government within the last 24
months. 13 CFR 121.1202(c). The SBA defines ``class of products'' based
on the Office of Management and Budget's NAICS system and (PSCs) to
further identify particular products within the NAICS code to which a
waiver would apply. The public is invited to comment or provide source
information to SBA on the proposed waiver of the Nonmanufacturer Rule
for this class of product within 15 days after date of publication in
the Federal Register.
Dated: January 5, 2010.
Dean Koppel,
Acting Director, Office of Government Contracting.
[FR Doc. 2010-328 Filed 1-11-10; 8:45 am]
BILLING CODE 8025-01-P