Postal Product Price Changes, 166-167 [E9-31113]
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Federal Register / Vol. 75, No. 1 / Monday, January 4, 2010 / Notices
information to any other individual who
does not have a need-to-know.
3. The personal information obtained
on an individual from a criminal history
record check may be transferred to
another Licensee if the Licensee holding
the criminal history record check
receives the individual’s written request
to re-disseminate the information
contained in his/her file, and the
gaining Licensee verifies information
such as the individual’s name, date of
birth, social security number, sex, and
other applicable physical characteristics
for identification purposes.
4. The Licensee shall make criminal
history records, obtained under this
section, available for examination by an
authorized representative of the NRC to
determine compliance with the
regulations and laws.
5. The Licensee shall retain all
fingerprints and criminal history
records from the FBI, or a copy if the
individual’s file has been transferred:
a. For three (3) years after the
individual no longer requires
unescorted access, or
b. For three (3) years after unescorted
access to certain radioactive material
was denied.
After the required three (3) year
period, these documents shall be
destroyed by a method that will prevent
reconstruction of the information in
whole or in part.
[FR Doc. E9–31147 Filed 12–31–09; 8:45 am]
BILLING CODE 7590–01–P
POSTAL REGULATORY COMMISSION
[Docket No. CP2009–49; Order No. 371]
Postal Product Price Changes
Postal Regulatory Commission.
Notice.
AGENCY:
pwalker on DSK8KYBLC1PROD with NOTICES
ACTION:
SUMMARY: The Commission is noticing a
recently-filed Postal Service request to
change prices for a Global Plus 2
contract. This notice provides an
opportunity for the public to comment.
DATES: Comments are due: January 5,
2010.
ADDRESSES: Submit comments
electronically via the Commission’s
Filing Online system at https://
www.prc.gov. Commenters who cannot
submit their views electronically should
contact the person identified in ‘‘FOR
FURTHER INFORMATION CONTACT’’
by telephone for advice on alternatives
to electronic filing.
FOR FURTHER INFORMATION CONTACT:
Stephen L. Sharfman, General Counsel,
202–789–6820 or
stephen.sharfman@prc.gov.
VerDate Nov<24>2008
17:11 Dec 31, 2009
Jkt 220001
On
December 21, 2009, the Postal Service
filed a notice that prices for the Global
Plus 2 contract at issue in the abovecaptioned proceeding will change as
contemplated by the contract’s terms.1
The Notice includes three attachments:
(1) A redacted version of the letter to the
customer with the amended prices
(Attachment 1); (2) a certified statement
of compliance with 39 U.S.C. 3633(a)
(Attachment 2); and (3) an application
for non-public treatment for the material
filed under seal (Attachment 3).
In Order No. 216, the Commission
concluded that certain costs for these
types of contracts are based on
objective, external factors and out of the
Postal Service’s discretion.2 Such
objective, external factors are, in the
case of the Global Direct contract filed
in Docket No. CP2009–29, exchange rate
fluctuations and changes in the amount
Canada Post Corporation charges the
Postal Service for services. Id. at 7. For
rate changes based on these types of
objective, external factors, the
Commission allowed that the Postal
Service could file the changes on a
‘‘notice-type basis.’’ Id.
The Postal Service filed the Notice
because it plans on changing rates for
the Global Plus 2 contract at issue in
this docket. It is unclear, however,
whether the planned increase is only
the result of ‘‘objective, external factors’’
contemplated by Order No. 216. If the
increase is based on other terms of the
contract that are not ‘‘objective, external
factors,’’ i.e., based on Article 15,
paragraph 2, of the contract, then it
must be subject to the usual
requirements of a competitive rate
change set forth in 39 CFR 3015.5.
Because the basis for the price change
in the Notice is not clear, the
Commission reopens Docket No.
CP2009–49 to review the proposed price
change and give interested persons the
opportunity to comment on whether the
Postal Service’s proposed rate increase
is based on ‘‘objective, external factors.’’
If the change is based on such factors,
Commission review may be unnecessary
under the terms of Order No. 216.
Comments may also address, if
appropriate, whether the filings in the
captioned docket are consistent with the
policies of 39 U.S.C. 3632, 3633, or 3652
and 39 CFR part 3015 and 39 CFR 3020,
subpart B. Comments are due no later
than January 5, 2010.
SUPPLEMENTARY INFORMATION:
1 Notice of United States Postal Service of Change
in Prices in Accordance with Order No. 216,
December 21, 2009 (Notice).
2 Docket No. CP2009–29, Order Concerning Filing
of Additional Global Direct Contracts Negotiated
Service Agreement, May 15, 2009 (Order No. 216).
PO 00000
Frm 00065
Fmt 4703
Sfmt 4703
The Commission appoints Paul L.
Harrington to serve as Public
Representative in these dockets.
It is ordered:
1. The Commission reopens Docket
No. CP2009–49 for consideration of the
issues raised in this order.
2. Pursuant to 39 U.S.C. 505, Paul L.
Harrington is appointed to serve as the
officer of the Commission (Public
Representative) to represent the
interests of the general public in these
proceedings.
3. Comments by interested persons in
this proceeding are due no later than
January 5, 2010.
4. The Secretary shall arrange for
publication of this Notice in the Federal
Register.
By the Commission.
Shoshana M. Grove,
Secretary.
[FR Doc. E9–31108 Filed 12–31–09; 8:45 am]
BILLING CODE 7710–FW–S
POSTAL REGULATORY COMMISSION
[Docket No. CP2009–48; Order No. 370]
Postal Product Price Changes
Postal Regulatory Commission.
Notice.
AGENCY:
ACTION:
SUMMARY: The Commission is noticing a
recently-filed Postal Service request to
change prices for a Global Plus 2
contract. This notice provides an
opportunity for the public to comment.
DATES: Comments are due: January 5,
2010.
ADDRESSES: Submit comments
electronically via the Commission’s
Filing Online system at https://
www.prc.gov. Commenters who cannot
submit their views electronically should
contact the person identified in ‘‘FOR
FURTHER INFORMATION CONTACT’’
by telephone for advice on alternatives
to electronic filing.
FOR FURTHER INFORMATION CONTACT:
Stephen L. Sharfman, General Counsel,
202–789–6820 or
stephen.sharfman@prc.gov.
SUPPLEMENTARY INFORMATION: On
December 21, 2009, the Postal Service
filed a notice that prices for the Global
Plus 2 contract at issue in the abovecaptioned proceeding will change as
contemplated by the contract’s terms.1
The Notice includes three attachments:
(1) A redacted version of the letter to the
customer with the amended prices
(Attachment 1); (2) a certified statement
1 Notice of United States Postal Service of Change
in Prices in Accordance with Order No. 216,
December 21, 2009 (Notice).
E:\FR\FM\04JAN1.SGM
04JAN1
pwalker on DSK8KYBLC1PROD with NOTICES
Federal Register / Vol. 75, No. 1 / Monday, January 4, 2010 / Notices
of compliance with 39 U.S.C. 3633(a)
(Attachment 2); and (3) an application
for non-public treatment for the material
filed under seal (Attachment 3).
In Order No. 216, the Commission
concluded that certain costs for these
types of contracts are based on
objective, external factors and out of the
Postal Service’s discretion.2 Such
objective, external factors are, in the
case of the Global Direct contract filed
in Docket No. CP2009–29, exchange rate
fluctuations and changes in the amount
Canada Post Corporation charges the
Postal Service for services. Id. at 7. For
rate changes based on these types of
objective, external factors, the
Commission allowed that the Postal
Service could file the changes on a
‘‘notice-type basis.’’ Id.
The Postal Service filed the Notice
because it plans on changing rates for
the Global Plus 2 contract at issue in
this docket. It is unclear, however,
whether the planned increase is only
the result of ‘‘objective, external factors’’
contemplated by Order No. 216. If the
increase is based on other terms of the
contract that are not ‘‘objective, external
factors,’’ i.e., based on Article 15,
paragraph 2, of the contract, then it
must be subject to the usual
requirements of a competitive rate
change set forth in 39 CFR 3015.5.
Because the basis for the price change
in the Notice is not clear, the
Commission reopens Docket No.
CP2009–48 to review the proposed price
change and give interested persons the
opportunity to comment on whether the
Postal Service’s proposed rate increase
is based on ‘‘objective, external factors.’’
If the change is based on such factors,
Commission review may be unnecessary
under the terms of Order No. 216.
Comments may also address, if
appropriate, whether the filings in the
captioned docket are consistent with the
policies of 39 U.S.C. 3632, 3633, or 3652
and 39 CFR part 3015 and 39 CFR 3020,
subpart B. Comments are due no later
than January 5, 2010.
The Commission appoints Paul L.
Harrington to serve as Public
Representative in these dockets.
It is ordered:
1. The Commission reopens Docket
No. CP2009–48 for consideration of the
issues raised in this order.
2. Pursuant to 39 U.S.C. 505, Paul L.
Harrington is appointed to serve as the
officer of the Commission (Public
Representative) to represent the
interests of the general public in these
proceedings.
2 Docket No. CP2009–29, Order Concerning Filing
of Additional Global Direct Contracts Negotiated
Service Agreement, May 15, 2009 (Order No. 216).
VerDate Nov<24>2008
17:11 Dec 31, 2009
Jkt 220001
3. Comments by interested persons in
this proceeding are due no later than
January 5, 2010.
4. The Secretary shall arrange for
publication of this Notice in the Federal
Register.
By the Commission.
Shoshana M. Grove,
Secretary.
[FR Doc. E9–31113 Filed 12–31–09; 8:45 am]
BILLING CODE 7710–FW–S
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–61242; File No. SR–FINRA–
2009–076]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Order Approving
Proposed Rule Change Amending the
FINRA Rule 9550 Series (Expedited
Proceedings)
December 28, 2009.
On November 5, 2009, Financial
Industry Regulatory Authority, Inc.
(‘‘FINRA’’) filed with the Securities and
Exchange Commission (‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change amending the
FINRA Rule 9550 Series (Expedited
Proceedings). On November 17, 2009,
FINRA filed Amendment No. 1. The
proposed rule change would make the
following changes:
—Shorten the time within which a
hearing must be held from the current
60 days after a hearing request to 30
days after the request in relation to
FINRA rules Rule 9551 (Failure to
Comply with Public Communication
Standards), Rule 9552 (Failure to
Provide Information or Keep
Information Current), Rule 9553
(Failure to Pay FINRA Dues, Fees and
Other Charges), Rule 9554 (Failure to
Comply with an Arbitration Award or
Related Settlement), and Rule 9555
(Failure to Meet the Eligibility or
Qualification Standards or
Prerequisites for Access to Services);
—Amend Rule 9552 to shorten the
period before a suspension
automatically turns into an expulsion
or bar from six months to three
months;
—Amend Rule 9554, to explicitly allow
FINRA to take expedited action
against firms or associated persons
who fail to pay restitution to a third
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00066
Fmt 4703
Sfmt 4703
167
party (usually investors who have
been harmed);
—Harmonize the remedy for an
individual’s failure to pay an
arbitration award in Rule 9554 with
the remedy for the same misconduct
in the FINRA By-Laws (limiting the
remedy against individuals in such
cases to suspension, and eliminating
any reference to barring individuals).
The proposed rule change, as
modified by Amendment No. 1, was
published for comment in the Federal
Register on November 25, 2009.3 The
Commission received one comment on
the proposal.4 This order approves the
proposed rule change as modified by
Amendment No. 1.
The Commission finds that the
proposed rule change is consistent with
the requirements of the Act and the
rules and regulations thereunder
applicable to a national securities
association.5 In particular, the
Commission finds that the proposed
rule change is consistent with the
provisions of Section 15A(b)(6) of the
Act,6 which requires, among other
things, that FINRA’s rules be designed
to prevent fraudulent and manipulative
acts and practices, to promote just and
equitable principles of trade, and, in
general, to protect investors and the
public interest. The proposal also is
consistent with Section 15A(b)(7) of the
Act,7 which provides that FINRA
members and associated persons must
be appropriately disciplined for
violations of provisions of the Act or
FINRA rules. The Commission believes
the proposed rule change is consistent
with these purposes because it is
designed to promote a reasonable, fair
and efficient disciplinary process.
FINRA’s amendments make the timing
of hearings more consistent with other
hearings in the series of rules. FINRA
stated that the changes to these rules are
based on FINRA’s experience over the
last five years administering the rules.
3 See Securities Exchange Act Release No. 61026
(November 18, 2009) 74 FR 61727.
4 See December 15, 2009 letter to Elizabeth M.
Murphy, Secretary, Commission, from Scott R.
Shewan, President, Public Investors Arbitration Bar
Association (‘‘PIABA Letter’’) in support of the
proposed rule change. PIABA states ‘‘FINRA has
proposed equitable amendments and should be
commended for the thoughtful treatment of the
restitution issue in particular * * * the
Commission should approve the amendments
without delay.’’ PIABA Letter at 2.
5 In approving this proposed rule change, the
Commission has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. 15 U.S.C. 78c(f).
6 15 U.S.C. 78o–3(b)(6).
7 15 U.S.C. 78o–3(b)(7).
E:\FR\FM\04JAN1.SGM
04JAN1
Agencies
[Federal Register Volume 75, Number 1 (Monday, January 4, 2010)]
[Notices]
[Pages 166-167]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-31113]
-----------------------------------------------------------------------
POSTAL REGULATORY COMMISSION
[Docket No. CP2009-48; Order No. 370]
Postal Product Price Changes
AGENCY: Postal Regulatory Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Commission is noticing a recently-filed Postal Service
request to change prices for a Global Plus 2 contract. This notice
provides an opportunity for the public to comment.
DATES: Comments are due: January 5, 2010.
ADDRESSES: Submit comments electronically via the Commission's Filing
Online system at https://www.prc.gov. Commenters who cannot submit their
views electronically should contact the person identified in ``FOR
FURTHER INFORMATION CONTACT'' by telephone for advice on alternatives
to electronic filing.
FOR FURTHER INFORMATION CONTACT: Stephen L. Sharfman, General Counsel,
202-789-6820 or stephen.sharfman@prc.gov.
SUPPLEMENTARY INFORMATION: On December 21, 2009, the Postal Service
filed a notice that prices for the Global Plus 2 contract at issue in
the above-captioned proceeding will change as contemplated by the
contract's terms.\1\ The Notice includes three attachments: (1) A
redacted version of the letter to the customer with the amended prices
(Attachment 1); (2) a certified statement
[[Page 167]]
of compliance with 39 U.S.C. 3633(a) (Attachment 2); and (3) an
application for non-public treatment for the material filed under seal
(Attachment 3).
---------------------------------------------------------------------------
\1\ Notice of United States Postal Service of Change in Prices
in Accordance with Order No. 216, December 21, 2009 (Notice).
---------------------------------------------------------------------------
In Order No. 216, the Commission concluded that certain costs for
these types of contracts are based on objective, external factors and
out of the Postal Service's discretion.\2\ Such objective, external
factors are, in the case of the Global Direct contract filed in Docket
No. CP2009-29, exchange rate fluctuations and changes in the amount
Canada Post Corporation charges the Postal Service for services. Id. at
7. For rate changes based on these types of objective, external
factors, the Commission allowed that the Postal Service could file the
changes on a ``notice-type basis.'' Id.
---------------------------------------------------------------------------
\2\ Docket No. CP2009-29, Order Concerning Filing of Additional
Global Direct Contracts Negotiated Service Agreement, May 15, 2009
(Order No. 216).
---------------------------------------------------------------------------
The Postal Service filed the Notice because it plans on changing
rates for the Global Plus 2 contract at issue in this docket. It is
unclear, however, whether the planned increase is only the result of
``objective, external factors'' contemplated by Order No. 216. If the
increase is based on other terms of the contract that are not
``objective, external factors,'' i.e., based on Article 15, paragraph
2, of the contract, then it must be subject to the usual requirements
of a competitive rate change set forth in 39 CFR 3015.5.
Because the basis for the price change in the Notice is not clear,
the Commission reopens Docket No. CP2009-48 to review the proposed
price change and give interested persons the opportunity to comment on
whether the Postal Service's proposed rate increase is based on
``objective, external factors.'' If the change is based on such
factors, Commission review may be unnecessary under the terms of Order
No. 216. Comments may also address, if appropriate, whether the filings
in the captioned docket are consistent with the policies of 39 U.S.C.
3632, 3633, or 3652 and 39 CFR part 3015 and 39 CFR 3020, subpart B.
Comments are due no later than January 5, 2010.
The Commission appoints Paul L. Harrington to serve as Public
Representative in these dockets.
It is ordered:
1. The Commission reopens Docket No. CP2009-48 for consideration of
the issues raised in this order.
2. Pursuant to 39 U.S.C. 505, Paul L. Harrington is appointed to
serve as the officer of the Commission (Public Representative) to
represent the interests of the general public in these proceedings.
3. Comments by interested persons in this proceeding are due no
later than January 5, 2010.
4. The Secretary shall arrange for publication of this Notice in
the Federal Register.
By the Commission.
Shoshana M. Grove,
Secretary.
[FR Doc. E9-31113 Filed 12-31-09; 8:45 am]
BILLING CODE 7710-FW-S