National Emission Standards for Hazardous Air Pollutants for Area Sources: Chemical Preparations Industry, 69194-69217 [E9-30500]
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Federal Register / Vol. 74, No. 249 / Wednesday, December 30, 2009 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2009–0028; FRL–9095–1]
RIN 2060–AN46
National Emission Standards for
Hazardous Air Pollutants for Area
Sources: Chemical Preparations
Industry
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Final rule.
SUMMARY: EPA is promulgating national
emissions standards for control of
hazardous air pollutants (HAP) from the
chemical preparations area source
category. These final emissions
standards for new and existing sources
reflect EPA’s final determination
regarding the generally available control
technology or management practices
(GACT) for the source category.
DATES: This final rule is effective on
December 30, 2009.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2009–0028. All
documents in the docket are listed in
the Federal Docket Management System
index at https://www.regulations.gov.
Although listed in the index, some
information is not publicly available,
e.g., confidential business information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically in https://
www.regulations.gov or in hard copy at
the Area Source NESHAP for Chemical
Preparations Manufacturing Docket,
EPA/DC, EPA West, Room 3334, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Air
Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Mr.
Warren Johnson, Outreach and
Information Division, Office of Air
Quality Planning and Standards (C404–
05), Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, telephone number: (919) 541–
5124; fax number: (919) 541–0242; email address: johnson.warren@epa.gov.
SUPPLEMENTARY INFORMATION:
Outline. The information in this
preamble is organized as follows:
I. General Information
A. Does This Action Apply to Me?
B. Where Can I Get a Copy of This
Document?
C. Judicial Review
II. Background Information for This Final
Rule
III. Summary of Changes Since Proposal
IV. Summary of Final Standards
A. Do the Final Standards Apply to My
Source?
B. When Must I Comply With the Final
Standards?
C. What Are My Final Standards?
D. What Are My Initial and Continuous
Monitoring Requirements?
E. What Are My Notification,
Recordkeeping, and Reporting
Requirements?
F. What Are the Title V Permit
Requirements?
NAICS
code 1
Category
All other miscellaneous chemical product and preparation manufacturing.
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1 North
325998
V. Summary of Comments and Responses
A. Source Category Listing and
Applicability
B. Alternative Standards
C. GACT Limits
D. Initial Compliance
E. Continuous Monitoring, Inspections and
Reporting
F. Title V Permitting
G. Cost Impacts
H. Miscellaneous
VI. Impacts of the Final Standards
A. What Are the Air Impacts?
B. What Are the Cost Impacts?
C. What Are the Economic Impacts?
D. What Are the Non-Air Health,
Environmental, and Energy Impacts?
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does this Action Apply to Me?
The regulated category and entities
potentially affected by the final
standards include:
Examples of regulated entities
Area source facilities that manufacture chemical preparations
containing metal compounds of chromium, lead, manganese,
or nickel, except for manufacturers of indelible ink, India ink,
writing ink, and stamp pad ink. Chemical preparations include,
but are not limited to, fluxes, water treatment chemicals, rust
preventatives and plating chemicals, concrete additives, gelatin, and drilling fluids.
American Industry Classification System.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Chemical
preparation operations described by the
NAICS code 325998 that manufacture
indelible ink, India ink, writing ink, and
stamp pad ink are subject to area source
regulations for paints and allied
products (40 CFR Subpart CCCCCCC).
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See 40 CFR 63.11599. Therefore,
chemical preparation operations that
manufacture indelible ink, India ink,
writing ink or stamp pad ink, or any
combination thereof, are subject to the
paints and allied products area source
rule and those operations must comply
all applicable requirements specified in
Subpart CCCCCCC. Such operations are
not subject to the final chemical
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preparations area source rule. To
determine whether operations at your
facility are regulated by this action, you
should examine the applicability
criteria in 40 CFR 63.11579 of subpart
BBBBBBB (NESHAP for Area Sources:
Chemical Preparations Industry). If you
have any questions regarding the
applicability of this action to a
particular entity or operations at your
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facility, consult either the delegated
authority for the entity or your EPA
regional representative as listed in 40
CFR 63.13 of subpart A (General
Provisions).
B. Where Can I Get a Copy of This
Document?
In addition to being available in the
docket, an electronic copy of this final
action will also be available on the
Worldwide Web (WWW) through the
Technology Transfer Network (TTN).
Following signature, a copy of this final
action will be posted on the TTN’s
policy and guidance page for newly
final or promulgated rules at the
following address: https://www.epa.gov/
ttn/oarpg/. The TTN provides
information and technology exchange in
various areas of air pollution control.
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C. Judicial Review
Under section 307(b)(1) of the Clean
Air Act (CAA), judicial review of this
final rule is available only by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia Circuit by March 1, 2010.
Under section 307(b)(2) of the CAA, the
requirements established by this final
rule may not be challenged separately in
any civil or criminal proceedings
brought by EPA to enforce these
requirements.
Section 307(d)(7)(B) of the CAA
further provides that ‘‘[o]nly an
objection to a rule or procedure which
was raised with reasonable specificity
during the period for public comment
(including any public hearing) may be
raised during judicial review.’’ This
section also provides a mechanism for
EPA to convene a proceeding for
reconsideration, ‘‘[i]f the person raising
an objection can demonstrate to EPA
that it was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule.’’ Any person
seeking to make such a demonstration to
us should submit a Petition for
Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000,
Ariel Rios Building, 1200 Pennsylvania
Ave., NW., Washington, DC 20460, with
a copy to both the person(s) listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Associate
General Counsel for the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA,
1200 Pennsylvania Ave., NW.,
Washington, DC 20460.
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II. Background Information for This
Final Rule
Section 112(d) of the CAA requires
EPA to establish national emission
standards for hazardous air pollutants
(NESHAP) for both major and area
sources of hazardous air pollutants
(HAP) that are listed for regulation
under CAA section 112(c). A major
source emits or has the potential to emit
10 tons per year (tpy) or more of any
single HAP or 25 tpy or more of any
combination of HAP. An area source is
a stationary source that is not a major
source.
Section 112(k)(3)(B) of the CAA calls
for EPA to identify at least 30 HAP that,
as the result of emissions from area
sources, pose the greatest threat to
public health in the largest number of
urban areas. EPA implemented this
provision in 1999 in the Integrated
Urban Air Toxics Strategy (64 FR 38715,
July 19, 1999). Specifically, in the
Integrated Urban Air Toxics Strategy,
EPA identified 30 HAP that pose the
greatest potential health threat in urban
areas, and these HAP are referred to as
the ‘‘30 urban HAP.’’ Section 112(c)(3)
requires EPA to list sufficient categories
or subcategories of area sources to
ensure that area sources representing 90
percent of the emissions of the 30 urban
HAP are subject to regulation. We also
implemented these requirements
through the Integrated Urban Air Toxics
Strategy. A primary goal of the
Integrated Urban Air Toxics Strategy is
to achieve a 75 percent reduction in
cancer incidence attributable to HAP
emitted from stationary sources.
Under CAA section 112(d)(5), we may
elect to promulgate standards or
requirements for area sources ‘‘which
provide for the use of generally
available control technology or
management practices (GACT) by such
sources to reduce emissions of
hazardous air pollutants.’’ Additional
information on GACT is found in the
Senate report on the legislation (Senate
Report Number 101–228, December 20,
1989), which describes GACT as:
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems.
Consistent with the legislative history,
we can consider costs and economic
impacts in determining GACT, which is
particularly important when developing
regulations for source categories, like
this one, that have almost 40 percent of
firms classified as small businesses
according to the Small Business
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Administration (SBA) standards in 13
CFR 121.201. For this source category,
small businesses are defined as those
with fewer than 500 employees.
Determining what constitutes GACT
involves considering the control
technologies and management practices
that are generally available to the area
sources in the source category. We also
consider the standards applicable to
major sources in the same industrial
sector to determine if the control
technologies and management practices
employed by those sources are
transferable and generally available to
area sources. In appropriate
circumstances, we may also consider
technologies and practices at area and
major sources in similar categories to
determine whether such technologies
and practices could be considered
generally available for the area source
category being considered. Finally, as
noted above, in determining GACT for
a particular category of area sources, we
consider the costs and economic
impacts of using available control
technologies and management practices
on sources in that category.
We are promulgating these national
emission standards in response to a
court-ordered deadline that requires
EPA to sign final rules establishing
emission standards for two source
categories listed pursuant to section
112(c)(3) and (k) by December 16, 2009
(Sierra Club v. Johnson, no. 01–1537,
D.D.C., March 2006). We intend to
publish a separate rulemaking in the
Federal Register for the other source
category due in December 2009.
III. Summary of Changes Since
Proposal
The final rule contains several
revisions and clarifications to the
proposed rule in response to public
comments. We explain the reasons for
the following changes in detail in the
summary of comments and responses
(section V of this preamble):
• Revised the definition of chemical
preparation to mean a target HAPcontaining product, or intermediate
used in the manufacture of other
products, manufactured in a process
operation described by the NAICS code
325998 if the operation manufactures
target HAP-containing products or
intermediates other than indelible ink,
India ink, writing ink, and stamp pad
ink. Indelible ink, India ink, writing ink,
and stamp pad ink manufacturing
operations are subject to regulation
under the paints and allied products
area source rule (40 CFR part 63,
subpart CCCCCCC), not this rule.
• Revised the emission standard for
existing sources to include an
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alternative standard of 0.03 grains per
dry standard cubic foot (gr/dscf)
particulate matter (PM) concentration at
the outlet of the control device as an
alternative to routing process vent
streams to a control device with a 95
percent PM reduction efficiency.
• Added standards for new sources
that require either routing process vent
streams to a control device with a 98
percent PM efficiency or meeting the
0.03 gr/dscf alternative standard
mentioned above.
• Revised the standards to include a
mechanism that allows sources (which
in these standards means the collection
of emission points from chemical
preparations operations) to demonstrate
and certify that the process vent streams
in the chemical preparation operations
at the facility will not exceed PM
concentrations of 0.03 gr/dscf. This
revision is intended to significantly
reduce monitoring, recordkeeping and
reporting requirements for sources that
have, or can establish, very small
process emissions.
• Revised the monitoring
requirements to provide options for the
use of bag leak detection systems,
audible parameter monitor alarm
systems, or a continuous parameter
monitoring system (CPMS). We also
removed the use of a continuous
emissions monitoring systems (CEMS)
as an alternative to a CPMS, since we
are unaware of any existing chemical
preparations area sources currently
using CEMS to monitor PM emissions,
and do not expect any sources to
operate a CEMS system to monitor
compliance with the final standards (see
discussion in section V.E.).
• Clarified the averaging
requirements for sources using a CPMS
so that the average is calculated on the
basis of either a 24-hour rolling period
or a batch period (i.e., the period that
equipment is processing a batch of
target HAP-containing materials),
whichever is less.
• Revised the reporting requirements
to require only annual reporting if no
deviations occur, but semiannual
reporting if a deviation occurred within
the reporting period.
• Modified the inspection
requirements for vent collection system
ductwork that is difficult or dangerous
to access.
• Revised the definition of
‘‘responsible official’’ to make it easier
for sources to identify the appropriate
person at a chemical preparations
facility.
• Corrected a typographical error in
Table 2 to specify that the PM test
method is Method 5, not 5A.
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• Corrected a typographical error in
§ 63.11585 where there were two
paragraphs identified as paragraph (b).
• Clarified the definition of
‘‘chemical preparation’’ to specify that it
applies to target HAP-containing
products or intermediates.
• Revised the definition of ‘‘target
HAP-containing’’ to clarify separate
minimum concentration levels for
trivalent and hexavalent chromium
compounds.
IV. Summary of Final Standards
A. Do the Final Standards Apply to My
Source?
The final subpart BBBBBBB standards
apply to each existing and new area
source chemical preparations facility, as
defined in the final rule. The standards
do not apply to research or laboratory
facilities, as defined in section 112(c)(7)
of the CAA. They also do not apply to
chemical preparation operations
described by the NAICS code 325998
that manufacture indelible ink, India
ink, writing ink, and stamp pad ink,
which are subject to area source
regulations for paints and allied
products (40 CFR part 63, Subpart
CCCCCCC).
reduction efficiency or the process vent
stream must meet an outlet
concentration of 0.03 gr/dscf, with or
without control. On a process by
process basis, if an existing source can
demonstrate and certify that the PM
concentration of each of the process
vent streams from equipment that uses,
contains or contacts target HAP within
a chemical preparation operation will
not exceed 0.03 gr/dscf, then the source
is not required to route the process vent
streams to a control device with a 95
percent PM reduction efficiency. The
final rule includes appropriately
reduced recordkeeping and reporting
requirements for sources that can
comply with the 0.03 gr/dscf alternative
standard without the use of a control
device.
D. What Are My Initial and Continuous
Monitoring Requirements?
The final standards require an initial
compliance assessment that process
vent streams are either being routed to
a control device with a 95 percent (98
percent for new sources) PM reduction
efficiency or with an outlet PM
concentration of 0.03 gr/dscf, or a
certification that process vent streams
from equipment that either contains,
contacts, or is processing target HAPB. When Must I Comply With the Final
containing materials will not exceed a
Standards?
PM concentration of 0.03 gr/dscf. The
All existing area source facilities
owner and operator must also establish
subject to this final rule are required to
parameter values (e.g., liquid flow or
comply with the rule requirements no
pressure drop) for the control device
later than December 30, 2010. New
that will be monitored to demonstrate
sources are required to comply with the continuous compliance or must install a
rule requirements by December 30, 2009 bag system leak detection system or
or upon startup of the facility,
audible parameter monitoring alarm
whichever is later.
which indicates failure of the
Because the majority of existing
particulate control system.
sources in this category are already
The rule provides alternatives for
well-controlled, we believe that one
demonstrating initial compliance.
Specifically, initial compliance
year is a reasonable amount of time to
assessments to determine whether the
allow existing sources to conduct
compliance demonstrations and prepare PM percent reduction standard or outlet
concentration standard are being met
the initial reports required for
may consist of performance testing,
compliance with the final rule.
control device manufacturer
C. What Are My Final Standards?
performance guarantees, or engineering
As we explained in the proposed rule, calculations. Sources that opt to
PM is a surrogate for the target HAP (i.e., demonstrate and certify that the PM
metal compounds of chromium, lead,
concentration of each of the process
manganese, and nickel). The final
vent streams from equipment that either
standards for existing sources require
contains, contacts, or is processing
process vent streams from chemical
target HAP-containing materials within
manufacturing processes with
a chemical preparation operation will
equipment that uses, contains or
not exceed 0.03 gr/dscf must provide
contacts target HAP to either be routed
either emission test data or engineering
to a control device with a 95 percent PM calculations to support their
reduction efficiency or to meet an outlet certification.
For existing sources, the final
concentration of 0.03 gr/dscf, with or
standards require owners or operators to
without control. For new sources the
conduct the initial compliance
final standards require these process
assessment by June 28, 2011. Owners or
vent streams to either be routed to a
operators of new sources are required to
control device with a 98 percent PM
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conduct compliance assessments by
June 28, 2010 or 180 days after startup,
whichever is later.
The rule provides alternative for
demonstrating continuous compliance.
Continuous compliance with the final
emission limits is demonstrated by
monitoring control device operating
parameters established during the initial
compliance assessment or with a bag
leak detector system. For an existing
source that opts to use a CPMS, the final
standards for demonstrating continuous
compliance are based upon an overall
average per batch or over 24 hours,
whichever is less, when the equipment
either contains, contacts, or is
processing target HAP-containing
materials. As alternatives to a CPMS,
sources must install either a bag leak
detection system, such as a triboelectric
monitor and alarm, or a parameter
monitor alarm that will alert operators
of periods when the device parameters
(such as pressure drop or scrubber
liquid flow rate) are outside the
operating upper or lower threshold or
range specified by the control device
manufacturer.
In the final rule, sources certifying
that the particulate matter concentration
of each of the process vent streams from
equipment that uses, contains or
contacts target HAP within a chemical
preparation operation will not exceed
0.03 gr/dscf have appropriately reduced
duct collection system inspection
requirements to ensure that the basis for
the grain loading does not change. In
addition, they must record material loss
information that supports their
certification for each subsequent quarter
and must continue to operate in
accordance with their certifications.
E. What Are My Notification,
Recordkeeping, and Reporting
Requirements?
Affected new and existing sources are
required to comply with certain
reporting requirements set forth in this
final rule as well as certain
requirements set forth in the General
Provisions (40 CFR part 63, subpart A),
as identified in Tables 5 and 6 of this
final rule. The General Provisions
include specific requirements for
notifications, recordkeeping, and
reporting. Among other requirements,
each facility is required to submit an
initial notification that complies with
the requirements in 40 CFR 63.9(b) of
the General Provisions within 120 days
of the effective date of the final rule and
a notification of compliance status that
complies with the requirements in 40
CFR 63.9(h) within 60 days after
completion of the initial compliance
assessment. Sources must keep records
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to identify periods when equipment
contains, contacts, or is processing
target HAP-containing materials, as well
as records of control device performance
guarantees, inspections and monitoring
system calibrations for CPMS, if
applicable. Facilities are also required to
submit semi-annual compliance
summary reports if a deviation occurs
within the reporting period. If no
deviation occurs, then annual
compliance summary reports must be
submitted.
Sources certifying that the particulate
matter concentration of each of the
process vent streams from equipment
that either contains, contacts, or is
processing target HAP-containing
materials within a chemical preparation
operation will not exceed 0.03 gr/dscf
have appropriately reduced
recordkeeping and reporting
requirements.
F. What Are the Title V Permit
Requirements?
This final rule exempts the chemical
preparations manufacturing area source
category from title V permitting
requirements unless the affected source
is otherwise required by law to obtain
a title V permit. For example, sources
that have title V permits because they
are major sources under the criteria
pollutant program would maintain those
permits.
V. Summary of Comments and
Responses
During the comment period on the
proposed rule, we received eleven
comment letters, which were submitted
by industry, small business
environmental assistance programs and
environmental advocacy groups.
Sections V.A. through V.H. summarize
some of the more significant comments
and explain our response. For comment
summaries and responses not addressed
in this preamble, see the response to
comment document in the docket for
this rule, Docket ID No. EPA–HQ–OAR–
2009–0028.
A. Source Category Listing and
Applicability
Comment. Several commenters
contended that EPA did not provide the
opportunity to comment on the addition
of the chemical preparations source
category to the area source category list
and that chemical preparations should
not be regulated as a source category per
sections 112(c)(3) and 112(k)(3)(B)(ii) of
the CAA.
Response. We listed the chemical
preparations source category on
November 22, 2002, under CAA section
112(c)(3) in one of a series of
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amendments (67 FR 70427) to the
original source category list included in
the 1999 Integrated Urban Air Toxics
Strategy, for which there was
opportunity to comment. We included
this source category on the section
112(c)(3) area source category list, based
upon emissions data for the 1990
baseline year, for its contribution
toward meeting the CAA section
112(c)(3)’s requirement that we list
sufficient categories and subcategories
of sources to ensure that area sources
representing 90 percent of the area
source emissions of the 30 hazardous air
pollutants that present the greatest
threat to public health in the largest
number of urban areas are subject to
regulation under CAA section 112. The
chemical preparations area source
category was listed for its contributions
toward meeting the 90 percent
requirement for compounds of
chromium, manganese, lead and nickel.
The commenters in this case were
concerned that this source category
would overlap with other source
categories for which they are subject.
The overlap concerns are addressed in
the following comment response.
Comment. Several commenters
contended that the chemical
preparations area source category as
defined in the proposed rule overlaps
with the chemical manufacturing and
paint and allied products source
categories and advocated that the
applicability of the rule be further
clarified to avoid confusion regarding
which area source regulation applies to
a particular operation.
Response. When the chemical
preparations area source category was
initially listed, it was identified as
consisting of facilities covered by
standard industrial classification (SIC)
code 2899. We subsequently moved to
the use of North American Industrial
Classification System (NAICS) codes,
rather than SIC codes, to identify the
types of facilities included in a
particular area source category. SIC
codes are translated to NAICS codes
using the U.S. Census Bureau’s
‘‘bridge’’. The ‘‘bridge’’ correlates the
four-digit SIC code to the corresponding
six-digit NAICS code or codes. As
discussed in the background
information document for the proposal
(See Docket EPA–HQ–OAR–2009–
0028), under the ‘‘bridge’’ the 2899 SIC
code translates to four separate NAICS
codes (311942—Spice and extract
manufacturing, 325199—All other basic
organic chemical manufacturing,
325510—Paint and coating
manufacturing, 325998—All other
miscellaneous chemical product and
preparation manufacturing). As a result,
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at the time of proposal, we believed that
it was possible for the chemical
preparations source category to consist
of operations that could be classified
under one of these four possible North
American Industrial Classification
System (NAICS) codes, depending on
the product or intermediate the
operation was producing. In the
proposed rule, we, therefore, identified
all four categories as potentially
containing sources subject to the
chemical preparations area source rule.
Based on comments we received on the
proposal, however, we now recognize
that the chemical preparations area
source category as listed consists
exclusively of sources classified by
NAICS code 325998. (For a more
detailed discussion of the
circumstances, see the final technical
support document included in the
docket for this final rule.) We also
realized that the NAICS code 311942,
spice and extract manufacturing, is not
a source of target HAP emissions, since
operations conducted at facilities
included in that NAICS code produce
table salt and other food products. In
addition, we have determined that
sources in NAICS code 325999 are
subject to the chemical manufacturing
area source rule (40 CFR part 63,
subpart VVVVVV) and that sources in
NAICS code 325510 are subject to the
paint and allied products area source
rule (40 CFR part 63, subpart
CCCCCCC). For these reasons, this final
rule only applies to facilities classified
by NAICS code 325998. (40 CFR
63.11579 and 63.11588.) Based on these
comments, we also recognized that even
within the 325998 NAICS code there
was some overlap with the paint and
allied products area source rule (40 CFR
part 63, subpart CCCCCCC).
Specifically, we recognized that sources
in the 325998 NAICS code that
manufacture indelible ink, India ink,
writing ink, and stamp pad ink are
subject to regulation under the paint
and allied products area source rule. (40
CFR 63.11599) Operations at sources in
the 325998 NAICS code that
manufacture indelible ink, India ink,
writing ink, or stamp pad ink, or any
combination thereof, are, therefore, not
subject to this final rule. (40 CFR
63.11579 and 63.11588.)
To facilitate these changes, the
definition of ‘‘chemical preparation’’ in
the final rule has been revised to read
as follows:
Chemical preparation means a target
HAP-containing product, or
intermediate used in the manufacture of
other products, manufactured in a
process operation described by the
NAICS code 325998 if the operation
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manufactures target HAP-containing
products or intermediates other than
indelible ink, India ink, writing ink, and
stamp pad ink. Indelible ink, India ink,
writing ink, and stamp pad ink
manufacturing operations are subject to
regulation by the paints and allied
products area source rule (40 CFR part
63, subpart CCCCCCC).
B. Alternative Standards
Comment. Several commenters asked
questions regarding whether their
operations were subject to the rule and,
presuming their operations were
subject, expressed support for including
an alternative compliance option based
on a PM concentration. One commenter
described an operation where liquids
containing target HAP compounds were
mixed in a closed tank. According to the
commenter, PM matter is not emitted
from this mixing operation. The
commenter further stated that
demonstrating 95 percent control would
be difficult, since there were no
discernable PM emissions from this
operation.
Response. We agree with the
commenter, and have added an
alternative standard of 0.03 gr/dscf PM
concentration to the final rule. Sources
may either meet the requirement to
route the process vent stream to a
control device with a 95 percent PM
reduction efficiency or the 0.03 gr/dscf
PM concentration standard.
Furthermore, sources demonstrating and
providing a certification statement that
each of the process vent streams from
equipment that either contains,
contacts, or is processing target HAPcontaining materials within a chemical
preparation operation will not exceed
0.03 gr/dscf have appropriately reduced
reporting, recordkeeping and inspection
requirements (to ensure that the basis
for the PM concentration certification
does not change).
C. GACT Limits
Comment. One commenter contends
that, ‘‘EPA failed to calculate any
potential HAP reductions from the
proposed rule, because the proposed
rule will not actually lead to any
reductions.’’ The commenter believes
that the proposed rule is ‘‘ * * * to
preserve the status quo * * *’’ and that
the level of control currently in place is
the accepted level of control.
Response. The commenter does not
challenge any aspect of EPA’s proposed
GACT determination for this area source
category. Instead, the commenter makes
a blanket assertion that EPA is not
acting consistently with the purposes of
the area source provisions in the CAA
(i.e., sections 112(c)(3) and 112(k)(3)(B)),
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because it is not requiring emission
reductions beyond the level that is
currently being achieved from this wellcontrolled source category. In support of
this assertion, the commenter compares
the requirements in the proposed rule to
the area source category’s current
emission and control status. Such a
comparison is flawed.
Congress promulgated the relevant
CAA area source provisions in 1990 in
light of the level of area source HAP
emissions at that time. Congress
directed EPA to identify not less than 30
HAP which, as a result of emissions
from area sources, present the greatest
threat to public health in the largest
number of urban areas, and to list
sufficient area source categories to
ensure that area sources representing 90
percent of the 30 HAP listed are subject
to regulation. As explained in the
Integrated Urban Air Toxics Strategy,
EPA based its listing decisions on the
baseline National Toxics Inventory
(NTI) that the Agency compiled for
purposes of implementing its air toxics
program after the 1990 CAA
Amendments (64 FR 38706, 38711,
n.10). The baseline NTI reflected HAP
emissions from chemical preparations
manufacturing area sources in 1990.
Thus, contrary to the commenter’s
suggestion, the relevant emission level
for comparison is the emission level
reflected in our baseline NTI, not the
current emission level.
Furthermore, in promulgating the area
source provisions in the CAA, Congress
did not require EPA to issue area source
standards that must achieve a specific
level of emission reduction. Rather,
Congress authorized EPA to issue
standards under section 112(d)(5) for
area sources that reflect GACT for the
source category. To qualify as being
generally available, a GACT standard
would most likely be an existing control
technology or management practice:
‘‘[A]n equipment standard would
require neighborhood dry cleaning
establishments to employ the
commercially available systems
associated with the lowest measured
emissions * * *. S. Rep. 101–128, at
171–172 (emphasis added). Thus, it is
both reasonable and consistent with
Congressional intent that the GACTbased standards being finalized today
codify the use of the existing effective
PM control approach being used by
sources in the category. For all of these
reasons, this final rule is consistent with
sections 112(c)(3), 112(k)(3)(B), and
112(d)(5).
Comment. One commenter asserted
that, although section 112(d)(5) does
authorize EPA to issue GACT standards
in lieu of maximum achievable control
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With respect only to categories and
subcategories of area sources listed pursuant
to subsection (c) of this section, the
Administrator may, in lieu of the authorities
provided in paragraph (2) and subsection (f)
of this section, elect to promulgate standards
or requirements applicable to sources in such
categories or subcategories which provide for
the use of generally available control
technologies or management practices by
such sources to reduce emissions of
hazardous air pollutants. See CAA section
112(d)(5).
provides that, for area sources listed
pursuant to section 112(c)(3), EPA
‘‘may, in lieu of’’ the authorities
provided in section 112(d)(2) and 112(f),
elect to promulgate standards pursuant
to section 112(d)(5).
Section 112(d)(2) provides that
emission standards established under
that provision ‘‘require the maximum
degree of reduction in emissions’’ of
HAP (also known as MACT). Section
112(d)(3), in turn, defines what
constitutes the ‘‘maximum degree of
reduction in emissions’’ for new and
existing sources. See section 112(d)(3).
Webster’s dictionary defines the phrase
‘‘in lieu of’’ to mean ‘‘in the place of’’
or ‘‘instead of.’’ See Webster’s II New
Riverside University (1994). Thus,
section 112(d)(5) authorizes EPA to
promulgate standards under section
112(d)(5) that provide for the use of
GACT, instead of issuing MACT
standards pursuant to section 112(d)(2)
and (d)(3). The statute does not set any
condition precedent for issuing
standards under section 112(d)(5) other
than that the area source category or
subcategory at issue must be one that
EPA listed pursuant to section 112(c)(3),
which is the case here.
The commenter argues that EPA must
provide a rationale for issuing GACT
standards under section 112(d)(5),
instead of MACT standards. The
commenter is incorrect. Had Congress
intended that EPA first conduct a MACT
analysis for each area source category,
Congress would have stated so expressly
in section 112(d)(5). Congress did not
require EPA to conduct any MACT
analysis, floor analysis or beyond-thefloor analysis before the Agency could
issue a section 112(d)(5) standard.
Rather, Congress authorized EPA to
issue GACT standards for area source
categories listed under section 112(c)(3),
and that is precisely what EPA has done
in this rulemaking.
Although EPA need not justify its
exercise of discretion in choosing to
issue a GACT standard for an area
source listed pursuant to section
112(c)(3), EPA still must have a
reasoned basis for the GACT
determination for the particular area
source category. The legislative history
supporting section 112(d)(5) provides
that GACT is to encompass:
There are two critical aspects to
section 112(d)(5). First, section 112(d)(5)
applies only to those categories and
subcategories of area sources listed
pursuant to section 112(c). The
commenter does not dispute that EPA
listed the chemical preparations area
source category pursuant to section
112(c). Second, section 112(d)(5)
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems. See Senate Report on the 1990
Amendments to the Act (S. Rep. No. 101–
228, 101st Cong. 1st session. 171–172). The
discussion in the Senate report clearly
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technology (MACT) standards, the
Agency’s decision to do so is subject to
familiar administrative law
requirements. The commenter
maintained that to be non-arbitrary, the
decision must—at a minimum—be
supported by a rational explanation.
The commenter stated that EPA has
provided no explanation whatsoever for
its apparent decision to issue GACT
standards instead of MACT standards
and, for this reason alone, its decision
is arbitrary and capricious.
The commenter stated that EPA’s
decision to issue GACT standards
pursuant to CAA section 112(d)(5),
instead of MACT standards pursuant to
section 112(d)(2) and (3), is arbitrary
and capricious because EPA provided
no rationale for its decision to issue
GACT standards. The commenter also
claimed that the proposed standards are
based solely on cost and are thus
unlawful and arbitrary. The commenter
claims that CAA section 112(d)(5) does
not direct EPA to set standards based on
what is cost effective; rather, according
to the commenter EPA must establish
GACT based on the ‘‘methods, practices
and techniques which are commercially
available and appropriate for
application by the sources in the
category considering economic
impacts.’’ The commenter stated that,
because cost effectiveness is not
relevant under CAA section 112(d)(5),
the reliance on cost effectiveness as the
sole determining factor in establishing
GACT renders the proposed standards
unlawful.
Response. As the commenter
recognizes, in section 112(d)(5),
Congress gave EPA explicit authority to
issue alternative emission standards for
area sources. Specifically, section
112(d)(5), which is titled, ‘‘Alternative
standard for area sources,’’ provides:
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69199
provides that EPA may consider costs in
determining what constitutes GACT for the
area source category.
Congress plainly recognized that area
sources differ from major sources,
which is why Congress allowed EPA to
consider costs in setting GACT
standards for area sources under section
112(d)(5), but did not allow that
consideration in setting MACT floors for
major sources pursuant to section
112(d)(3). This important dichotomy
between section 112(d)(3) and section
112(d)(5) provides further evidence that
Congress sought to do precisely what
the title of section 112(d)(5) states—
provide EPA the authority to issue
‘‘[a]lternative standards for area
sources.’’
Notwithstanding the commenter’s
claim, EPA properly issued standards
for the area source category at issue here
under section 112(d)(5) and in doing so
provided a reasoned basis for its
selection of GACT for the chemical
preparations area source category. As
explained in the proposed rule and
below, EPA evaluated the control
technologies and management practices
that reduce PM emissions at chemical
preparations manufacturing facilities. In
its evaluation, EPA used information
from industry contacts and reviewed
operating permits to identify the
emission controls and management
practices that are currently used to
control PM emissions.
In our evaluation, we determined that
all of the chemical preparations
operations are currently controlled with
either a fabric filter or wet scrubber.
The commenter further argues that
EPA inappropriately chose GACT based
solely on costs, and, according to the
commenter, cost is not relevant to GACT
determinations and as such the
standards are unlawful. We disagree.
Contrary to the commenter’s assertions,
the Agency’s consideration of cost
effectiveness in establishing GACT and
the Agency’s views on what is a cost
effective requirement under section
112(d)(5) are relevant. The U.S. Court of
Appeals for the DC Circuit has stated
that cost effectiveness is a reasonable
measure of cost as long as the statute
does not mandate a specific method of
determining cost. See Husqvarna AB v.
EPA, 254 F.3d 195, 201 (DC Cir. 2001)
(finding that EPA’s decision to consider
costs on a per ton of emissions removed
basis is reasonable because CAA section
213 did not mandate a specific method
of cost analysis).
The commenter also failed to provide
any information indicating that our costeffectiveness determinations were
unreasonable and, likewise, failed to
provide any information concerning the
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economic impacts associated with
requiring the standards that the
commenter suggests represent GACT.
The commenter appears to take issue
with the manner in which the Agency
establishes GACT but provides no
alternative approach, instead only
attacking the Agency’s consideration of
cost (i.e., cost-effectiveness) as a
consideration in the establishment of
GACT. The Agency proposed GACT
standards for the chemical preparations
area source category that were
established consistent with the
requirements of CAA section 112(d)(5).
Finally, even though not required,
EPA did provide a rationale for why it
set a GACT standard in the proposed
rule. In the proposal, we explained that
the facilities in the chemical
preparations area source category at
issue here are already well controlled
for the urban HAP for which the source
category was listed pursuant to section
112(c)(3). See 74 FR 39018 through and
39019. Consideration of costs and
economic impacts is especially
important for the well-controlled area
sources at issue in this final action.
Given the current, well-controlled
emission levels, a MACT floor
determination, where costs cannot be
considered, could result in only
marginal reductions in emissions at very
high costs for the area source category.
D. Initial Compliance
Comment. Several commenters
contended that EPA proposed a very
short compliance deadline for existing
sources—only one year from issuance of
the final rule. The commenters argue
that the proposed one-year compliance
deadline is premised upon EPA’s
assumption, which they do not agree
with, that sources will not have to
install or modify air pollution control or
monitoring equipment to meet the
standards.
Response. We generally disagree,
particularly when additional
flexibilities included in the final rule
are considered. The comment appears to
be premised on an incorrect assumption
that new control devices will need to be
installed to comply with the PM
emission limits. We continue to believe
that additional add-on controls will not
be needed to comply with the final
GACT standards, particularly since we
revised the proposed GACT limits by
providing an alternative PM
concentration limit. Likewise, we have
revised the proposed monitoring
requirements by providing compliance
alternatives for existing and new
facilities. Sources may use a CPMS, a
bag leak detection system or a parameter
monitor alarm system that notifies the
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operator when the device is operating
outside the manufacturer’s
recommended range. A bag leak
detection system or parameter monitor
alarm systems are significantly less
complicated to install and operate than
a CPMS and provide a comparable level
of assurance that the source is operating
in compliance with applicable
requirements. Sources that already
operate CPMS have the option of
continuing to use their existing system
to demonstrate compliance.
Consequently, we believe that the
proposed compliance deadline of 1 year
is adequate.
E. Continuous Monitoring, Inspections
and Reporting
Comment. One commenter stated that
CEMS are not applicable to small
chemical preparations operations.
Response. We agree with the
commenter that current permit data do
not support requiring CEMS for existing
sources. The final rule does not contain
any CEMS requirements.
Comment. Several commenters
contended that the use of CPMS was
uncommon at existing chemical
preparations facilities, and that the costs
of installing these systems were not
accounted for in the proposed rule.
Response. We agree that requiring
CPMS installation and operation for
existing sources that do not already
utilize such a system to monitor their
control device’s performance may not be
economically feasible based upon data
from the commenters. As a result, we
have revised the rule so that existing
and new sources can demonstrate
continuous compliance through the use
of any of the following: (1) A CPMS; (2)
a bag leak detection system that notifies
operators when a leak is detected; or (3)
a parameter monitor with an audible
alarm that notifies operators when a
monitored control device parameter,
such as pressure drop or scrubber liquid
flow rate, is outside of the control
device manufacturer’s
recommendations. Note that neither the
bag leak detection system nor the
parameter monitor alarm systems
require a data acquisition and handling
system to function properly, which,
according to commenters, is the
predominant portion of the cost of a
CPMS.
Comment. Several commenters
contended that the inspection
requirements were too burdensome,
arguing that the vent collection system
may be difficult to access or inspect and
that inspections are unnecessary
because the vent collection systems are
induced draft systems.
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Response. We disagree that the
proposed requirements are too
burdensome. The required inspections
are simple external visual assessments
of the integrity of the collection system.
This should be easily accomplished by
sources. While these may be induced
draft systems, we believe that they still
warrant inspection. For example, an
inspection can identify points along the
ductwork where PM may be building up
inside the duct and consequently falling
out of leaks in the ductwork, indicating
not only the existence of a possible leak,
but that the amount of vacuum that the
system was designed to induce is not
being achieved. We do, however,
recognize the need for inspection safety
and have added provisions to the final
rule that reduce inspection
requirements for sections of ductwork
that are deemed to be unsafe or difficult
to inspect.
Comment. Several commenters
contended that semiannual reporting is
too burdensome for area sources and is
more appropriate for major source
requirements.
Response. We have revised the final
rule reporting requirements so that
sources must submit an annual report
instead of semi-annual reports if no
deviations occur. If a deviation occurs,
then a semi-annual report must be
submitted that summarizes the
deviation and describes the corrective
actions taken by the facility.
F. Title V Permitting
Comment. One commenter argued
that the agency’s proposal to exempt the
chemical preparations area source
category from title V requirements is
unlawful and arbitrary. The commenter
states that section 502(a) of the CAA
authorizes EPA to exempt area source
categories from title V permitting
requirements if the Administrator finds
that compliance with such requirements
is ‘‘impracticable, infeasible or
unnecessarily burdensome.’’ 42 U.S.C.
section 7661a(a). The commenter notes
that EPA did not claim that title V
requirements are impracticable or
infeasible for the chemical preparations
area source category it proposes to
exempt, but that EPA instead relied
entirely on its claim that title V would
be ‘‘unnecessarily burdensome.’’
Response. Section 502(a) of the CAA
states, in relevant part, that:
* * * [t]he Administrator may, in the
Administrator’s discretion and consistent
with the applicable provisions of this
chapter, promulgate regulations to exempt
one or more source categories (in whole or
in part) from the requirements of this
subsection if the Administrator finds that
compliance with such requirements is
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impracticable, infeasible, or unnecessarily
burdensome on such categories, except that
the Administrator may not exempt any major
source from such regulations. See 42 U.S.C.
section 7661a(a).
The statute plainly vests the
Administrator with discretion to
determine when it is appropriate to
exempt non-major (i.e., area) sources of
air pollution from the requirements of
title V. The commenter correctly notes
that EPA based the proposed
exemptions solely on a determination
that title V is ‘‘unnecessarily
burdensome,’’ and did not rely on
whether the requirements of title V are
‘‘impracticable’’ or ‘‘infeasible,’’ which
are alternative bases for exempting area
sources from title V.
To the extent the commenter is
asserting that EPA must determine that
all three criteria in CAA section 502 are
met before an area source category can
be exempted from title V, the
commenter misreads the statute. The
statute expressly provides that EPA may
exempt an area source category from
title V requirements if EPA determines
that the requirements are
‘‘impracticable, infeasible or
unnecessarily burdensome.’’ See CAA
section 502. If Congress had wanted to
require that all three criteria be met
before a category could be exempted
from title V, it would have stated so by
using the word ‘‘and,’’ in place of ‘‘or.’’
For the reasons explained in the
preamble to the proposed rule, we
believe that it is appropriate to exempt
sources in the chemical preparation area
source category, which are not
otherwise required to have a title V
permit, from title V permitting and, on
that basis, have retained the exemption
in the final rule.
Comment. One commenter stated that
in order to demonstrate that compliance
with title V would be ‘‘unnecessarily
burdensome,’’ EPA must show, among
other things, that the ‘‘burden’’ of
compliance is unnecessary. According
to the commenter, by promulgating title
V, Congress indicated that it viewed the
burden imposed by its requirements as
necessary as a general rule. The
commenter maintained that the title V
requirements provide many benefits that
Congress viewed as necessary. Thus, in
the commenter’s view, EPA must show
why, for any given category, special
circumstances make compliance
unnecessary. The commenter believed
that EPA has not made that showing for
the chemical preparations area source
category it proposes to exempt.
Response. EPA does not agree with
the commenter’s characterization of the
demonstration required for determining
that title V is unnecessarily burdensome
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for an area source category. As stated
above, the CAA provides the
Administrator discretion to exempt an
area source category from title V if he/
she determines that compliance with
title V requirements is ‘‘impracticable,
infeasible, or unnecessarily
burdensome’’ on an area source
category. See CAA section 502(a). In
December 2005, in a national
rulemaking, EPA interpreted the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and developed a four factor
balancing test for determining whether
title V is unnecessarily burdensome for
a particular area source category, such
that an exemption from title V is
appropriate. See 70 FR 75320, December
19, 2005 (‘‘Exemption Rule’’). In
addition to interpreting the term
‘‘unnecessarily burdensome’’ and
developing the four factor balancing test
in the Exemption Rule, EPA applied the
test to certain area source categories.
The four factors that EPA identified in
the Exemption Rule for determining
whether title V is unnecessarily
burdensome on a particular area source
category include: (1) Whether title V
would result in significant
improvements to the compliance
requirements, including monitoring,
recordkeeping, and reporting, that are
proposed for an area source category (70
FR 75323); (2) whether title V
permitting would impose significant
burdens on the area source category and
whether the burdens would be
aggravated by any difficulty the sources
may have in obtaining assistance from
permitting agencies (70 FR 75324); (3)
whether the costs of title V permitting
for the area source category would be
justified, taking into consideration any
potential gains in compliance likely to
occur for such sources (70 FR 75325);
and (4) whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the NESHAP for
the area source category, without relying
on title V permits (70 FR 75326).
In discussing the above factors in the
Exemption Rule, we explained that we
considered on ‘‘a case-by-case basis the
extent to which one or more of the four
factors supported title V exemptions for
a given source category, and then we
assessed whether considered together
those factors demonstrated that
compliance with title V requirements
would be ‘unnecessarily burdensome’
on the category, consistent with section
502(a) of the Act.’’ See 70 FR 75323.
Thus, we concluded that not all of the
four factors must weigh in favor of
exemption for EPA to determine that
title V is unnecessarily burdensome for
a particular area source category.
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Instead, the factors are to be considered
in combination and EPA determines
whether the factors, taken together,
support an exemption from title V for a
particular source category.
The commenter asserts that ‘‘EPA
must show that the ‘‘burden’’ of
compliance is unnecessary.’’ This is not,
however, one of the four factors that we
developed in the Exemption Rule in
interpreting the term ‘‘unnecessarily
burdensome’’ in CAA section 502, but
rather a new test that the commenter
maintains EPA ‘‘must’’ meet in
determining what is ‘‘unnecessarily
burdensome’’ under CAA section 502.
EPA did not re-open its interpretation of
the term ‘‘unnecessarily burdensome’’
in CAA section 502 in the August 5,
2009 proposed rule for the chemical
preparation area source category.
Rather, we applied the four factor
balancing test articulated in the
Exemption Rule to this source category.
Had we sought to re-open our
interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and modify it from what
was articulated in the Exemption Rule,
we would have stated so in the August
5, 2009 proposed rule and solicited
comments on a revised interpretation,
which we did not do. Accordingly, we
reject the commenter’s attempt to create
a new test for determining what
constitutes ‘‘unnecessarily burdensome’’
under CAA section 502, as that issue
falls outside the purview of this
rulemaking.
Moreover, had the comment been
framed as a request to reopen our
interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502, which it was not, we would
deny such request because we have a
court-ordered deadline to complete this
rulemaking by December 16, 2009. In
any event, although the commenter
espouses a new interpretation of the
term ‘‘unnecessarily burdensome’’ in
CAA section 502 and attempts to create
a new test for determining whether the
requirements of title V are
‘‘unnecessarily burdensome’’ for an area
source category, the commenter does
not explain why EPA’s interpretation of
the term ‘‘unnecessarily burdensome’’ is
arbitrary, capricious or otherwise not in
accordance with law. We maintain that
our interpretation of the term
‘‘unnecessarily burdensome’’ in section
502, as set forth in the Exemption Rule,
is reasonable.
Comment. One commenter stated that
exempting a source category from title V
permitting requirements deprives both
the public generally and individual
members of the public who would
obtain and use permitting information
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from the benefit of citizen oversight and
enforcement that Congress plainly
viewed as necessary. According to the
commenter, the text and legislative
history of the CAA provide that
Congress intended ordinary citizens to
be able to get emissions and compliance
information about air toxics sources and
to be able to use that information in
enforcement actions and in public
policy decisions on a State and local
level.
The commenter stated that Congress
did not think that enforcement by States
or other government entities was
enough; if it had, Congress would not
have enacted the citizen suit provisions,
and the legislative history of the CAA
would not show that Congress viewed
citizens’ access to information and
ability to enforce CAA requirements as
highly important both as an individual
right and as a crucial means to ensuring
compliance. According to the
commenter, if a source does not have a
title V permit, it is difficult or
impossible—depending on the laws,
regulations and practices of the State in
which the source operates—for a
member of the public to obtain relevant
information about its emissions and
compliance status. The commenter
stated that likewise, it is difficult or
impossible for citizens to bring
enforcement actions.
The commenter continued that EPA
does not claim—far less demonstrate
with substantial evidence, as would be
required—that citizens would have the
same ability to obtain compliance and
emissions information about sources in
the categories it proposes to exempt
without title V permits. The commenter
also said that likewise, EPA does not
claim—far less demonstrate with
substantial evidence—that citizens
would have the same enforcement
ability. Thus, according to the
commenter, the exemptions EPA
proposes plainly eliminate benefits that
Congress thought necessary. The
commenter claimed that to justify its
exemptions, EPA would have to show
that the informational and enforcement
benefits that Congress intended title V
to confer—benefits which the
commenter argues are eliminated by the
exemptions—are for some reason
unnecessary with respect to the
categories it proposes to exempt.
The commenter concluded that EPA
does not even acknowledge these
benefits of title V, far less explain why
they are unnecessary, and that, for this
reason alone, EPA’s proposed
exemptions are unlawful and arbitrary.
Response. Once again, the commenter
attempts to create a new test for
determining whether the requirements
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of title V are ‘‘unnecessarily
burdensome’’ on an area source
category. Specifically, the commenter
argues that EPA does not claim or
demonstrate with substantial evidence
that citizens would have the same
access to information and the same
ability to enforce under these NESHAP,
absent title V. The commenter’s position
represents a significant revision of the
fourth factor that EPA developed in the
Exemption Rule in interpreting the term
‘‘unnecessarily burdensome’’ in CAA
section 502. For all of the reasons
explained above, the commenter’s
attempt to create a new test for EPA to
meet in determining whether title V is
‘‘unnecessarily burdensome’’ on an area
source category cannot be sustained.
This rulemaking did not re-open EPA’s
interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502. EPA reasonably applied the
four factors to the facts of the chemical
preparation area source category, and
the commenter has not identified any
flaw in EPA’s application of the four
factor test.
Moreover, as explained in the
proposal, we considered
implementation and enforcement issues
in the fourth factor of the four factor
balancing test. Specifically, the fourth
factor of EPA’s unnecessarily
burdensome analysis provides that EPA
will consider whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the NESHAP
without relying on title V permits. See
74 FR 39021.
In applying the fourth factor here,
EPA determined that there are adequate
enforcement programs in place to assure
compliance with the CAA. As stated in
the proposal, we believe that Statedelegated programs are sufficient to
assure compliance with the NESHAP
and that EPA retains authority to
enforce this NESHAP under the CAA.
See 74 FR 39021. We also indicated that
States and EPA often conduct voluntary
compliance assistance, outreach, and
education programs to assist sources
and that these additional programs will
supplement and enhance the success of
compliance with this NESHAP. See 74
FR 39021. The commenter does not
challenge the conclusion that there are
adequate State and Federal programs in
place to ensure compliance with and
enforcement of the NESHAP. Instead,
the commenter provides an
unsubstantiated assertion that
information about compliance by the
area sources with these NESHAP will
not be as accessible to the public as
information provided to a State
pursuant to title V. In fact, the
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commenter does not provide any
information indicating that States will
treat information submitted under these
NESHAP differently than information
submitted pursuant to a title V permit.
Even accepting the commenter’s
assertions that it is more difficult for
citizens to enforce the NESHAP absent
a title V permit, which we dispute, in
evaluating the fourth factor in EPA’s
balancing test, EPA concluded that there
are adequate implementation and
enforcement programs in place to
enforce the NESHAP. The commenter
has provided no information to the
contrary or explained how the absence
of title V actually impairs the ability of
citizens to enforce the provisions of this
NESHAP. Furthermore, the fourth factor
is just one of the factors that we
evaluated in determining if the title V
requirements were unnecessarily
burdensome. As explained above, we
considered that factor together with the
other factors and determined that it was
appropriate to finalize the proposed
exemption for the chemical preparation
area source category.
Comment. One commenter explained
that title V provides important
monitoring benefits, and, according to
the commenter, EPA assumes that title
V monitoring would not add any
monitoring requirements beyond those
required by the regulations for the
source category. The commenter said
that in its proposal EPA proposed
‘‘using parametric monitoring’’ of either
process changes or add-on controls. 74
FR at 39020. The commenter further
states that ‘‘EPA argues that its proposed
standard, by including these
requirements, provides monitoring
‘sufficient to assure compliance’ with
the proposed rule. Id. At 39021. The
commenter maintains that EPA made
conclusory assertions and that the
Agency failed to provide any evidence
to demonstrate that the proposed
monitoring requirements will assure
compliance with the NESHAP for the
exempt sources. The commenter stated
that, for this reason as well, EPA’s claim
that title V requirements are
‘‘unnecessarily burdensome’’ is arbitrary
and capricious, and the exemption is
unlawful and arbitrary and capricious.
Response. The EPA used the four
factor test to determine if title V
requirements were unnecessarily
burdensome for the chemical
preparation area source category. In the
first factor, EPA considers whether
imposition of title V requirements
would result in significant
improvements to the compliance
requirements that are proposed for the
area source category. See 70 FR 75323.
It is in the context of this first factor that
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EPA evaluates the monitoring,
recordkeeping and reporting
requirements of the proposed NESHAP
to determine the extent to which those
requirements are consistent with the
requirements of title V.
The commenter asserts that ‘‘EPA
argues that its proposed standard, by
including these requirements, provides
monitoring ‘sufficient to assure
compliance’ with the proposed rule.’’
EPA does in fact believe that the
requirements in the proposed standard,
which are carried forward in this final
rule, provide monitoring ‘‘sufficient to
assure compliance.’’ The commenter
does not provide any evidence that
contradicts this conclusion.
Based on the foregoing, we considered
whether title V monitoring requirements
would lead to significant improvements
in the monitoring requirements in the
proposed NESHAP and determined that
they would not. We believe that the
monitoring, recordkeeping and
reporting requirements in this area
source rule are sufficient to assure
compliance. For the reasons described
above and in the proposed rule, the first
factor supports exempting this area
source category from title V
requirements. Further, as explained
above, we determined that the factors,
weighed together, support exemption of
the chemical preparations area source
category from title V.
Comment. According to one
commenter, EPA argued that
compliance with title V would not yield
any gains in compliance with
underlying requirements in the relevant
NESHAP (74 FR 39021). The commenter
stated that EPA’s conclusory claim
could be made equally with respect to
any major or area source category.
According to the commenter, the
Agency provides no specific reasons to
believe—with respect to any of the
categories it proposes to exempt—that
the additional informational,
monitoring, reporting, certification, and
enforcement requirements that exist in
title V, but not in these NESHAP, would
not provide additional compliance
benefits. The commenter also stated that
the only basis for EPA’s claim is,
apparently, its beliefs that those
additional requirements never confer
additional compliance benefits.
According to the commenter, by
advancing such an argument, EPA
merely seeks to elevate its own policy
judgment over Congress’ decisions
reflected in the CAA’s text and
legislative history.
Response. The commenter takes out of
context certain statements in the
proposed rule concerning the factors
used in the balancing test to determine
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if imposition of title V permitting
requirements is unnecessarily
burdensome for the chemical
preparations area source category. The
commenter also mischaracterizes the
first factor of the four factor balancing
test with regard to determining whether
imposition of title V would result in
significant improvements in
compliance. In addition, the commenter
mischaracterizes the analysis in the
third factor of the balancing test which
instructs EPA to take into account any
gains in compliance that would result
from the imposition of the title V
requirements.
First, EPA nowhere states, nor does it
believe, that title V never confers
additional compliance benefits as the
commenter asserts. Rather, EPA
considered potential additional
compliance benefits resulting from
requiring a title V permit for sources in
the chemical preparations area source
category and, nevertheless, concluded
that requiring title V permits would be
unnecessarily burdensome.
Second, the commenter
mischaracterizes the first factor by
asserting that EPA must demonstrate
that title V will provide no additional
compliance benefits. The first factor
calls for a consideration of ‘‘whether
title V would result in significant
improvements to the compliance
requirements, including monitoring,
recordkeeping, and reporting, that are
proposed for an area source category.’’
Thus, contrary to the commenter’s
assertion, the inquiry under the first
factor is not whether title V will provide
any compliance benefit, but rather
whether it will provide significant
improvements in compliance
requirements.
EPA believes that the monitoring,
recordkeeping, and reporting
requirements in the final rule are
sufficient both to assure compliance
with the requirements of the rule and to
allow the public the opportunity to
obtain knowledge about the source,
consistent with two of the goals of title
V permitting. For example, in the Initial
Notification, the source must identify its
size, whether it must meet any of the
GACT requirements in the rule, and
how it plans to comply with applicable
rule requirements. The source must
certify how it is complying with the rule
and that it has complied with the
requirements to: (1) Establish
recordkeeping to demonstrate
compliance with the emission limits; (2)
establish monitoring of the controls as
required; and, (3) establish
recordkeeping regarding the parametric
monitoring requirements. The source
must keep records to document ongoing
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compliance with the emission limits
finalized in this rule. The source must
also submit semi-annual or annual
compliance reports to the permitting
agency. This information is available to
the public once the source has filed the
required compliance reports with the
permitting agency.
The EPA believes that these
requirements in the rule itself, including
the requirement to provide information
about the source’s compliance that is
available to the public, are sufficient to
ensure compliance with the
requirements of the rule, and does not
feel that title V requirements, if
applicable to these sources, would offer
significant improvements in
compliance.
Third, the commenter incorrectly
characterizes our statements in the
proposed rule concerning our
application of the third factor. Under
the third factor, EPA evaluates ‘‘whether
the costs of title V permitting for the
area source category would be justified,
taking into consideration any potential
gains in compliance likely to occur for
such sources.’’ Contrary to what the
commenter alleges, EPA did not state in
the proposed rule that compliance with
title V would not yield any gains in
compliance with the underlying
requirements in the relevant NESHAP,
nor does factor three require such a
determination.
Instead, consistent with the third
factor, we considered whether the costs
of title V are justified in light of any
potential gains in compliance. In other
words, EPA must consider the costs of
title V permitting requirements in
conjunction with any improvement in
compliance above what the rule requires
and, on that basis, determine whether
those costs would be justified. EPA
determined that approximately 40
percent (10 of the 26) of the sources that
EPA believes would be subject to the
chemical preparations area source rule
are small businesses with limited
resources. As stated in the proposal (74
FR 39021), EPA estimated that the
average cost of obtaining and complying
with a title V permit was $65,700 per
source for a 5-year permit period,
including fees. See Information
Collection Request for Part 70 Operating
Permit Regulations, 72 FR 32290, June
12, 2007, EPA ICR Number 1587.07.
Based on this information, EPA
determined that there is a significant
cost burden to the industry to require
title V permitting for all the sources
subject to the rule. In addition, in
analyzing factor one, EPA found that
imposition of the title V requirements
offers no significant improvements in
compliance. In considering the third
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factor, we stated in part that, ‘‘Because
the costs, both economic and noneconomic, of compliance with title V are
high for any small entity, and the
potential for gains in compliance is low,
title V permitting is not justified for this
source category. Accordingly, the third
factor supports title V exemptions for
this area source category.’’ See 74 FR
39021.
Most importantly, EPA considered all
four factors in the balancing test in
determining whether title V was
unnecessarily burdensome on the
chemical preparations area source
category. EPA found it reasonable after
considering all four factors to exempt
this source category from the permitting
requirements in title V. This rulemaking
did not re-open EPA’s interpretation of
the term ‘‘unnecessarily burdensome’’
in CAA section 502. Because the
commenter’s statements do not
demonstrate a flaw in EPA’s application
of the four factor balancing test to the
specific facts of the chemical
preparations source category, the
comments provide no basis for the
Agency to reconsider its proposal to
exempt the area source category from
title V.
Comment. According to one
commenter, ‘‘[t]he agency does not
identify any aspect of any of the
underlying NESHAP showing that with
respect to these specific NESHAP—
unlike all the other major and area
source NESHAP it has issued without
title V exemptions—title V compliance
is unnecessary.’’ Instead, according to
the commenter, EPA merely pointed to
existing State requirements and the
potential for actions by States and EPA
that are generally applicable to all
categories (along with some small
business and voluntary programs). The
commenter said that, absent a showing
by EPA that distinguishes the sources it
proposes to exempt from other sources,
the Agency’s argument boils down to
the generic and conclusory claim that it
generally views title V requirements as
unnecessary. The commenter stated
that, while this may be EPA’s view, it
was not Congress’ view when Congress
enacted title V, and a general view that
title V is unnecessary does not suffice to
show that title V compliance is
unnecessarily burdensome.
Response. The commenter again takes
issue with the Agency’s test for
determining whether title V is
unnecessarily burdensome, as
developed in the Exemption Rule. Our
interpretation of the term
‘‘unnecessarily burdensome’’ is not the
subject of this rulemaking. In any event,
as explained above, we believe the
Agency’s interpretation of the term
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‘‘unnecessarily burdensome’’ is a
reasonable one. In addition, our
determination to exempt the chemical
preparations area source category from
title V is specific to this rule, and is not,
as the commenter suggests, reflective of
a general view that title V requirements
are unnecessary. We review the facts of
each area source category individually
in determining whether to exempt the
category, or a portion of the category,
from the requirements of title V
pursuant to section 502. To the extent
the commenter asserts that our
application of the fourth factor is
flawed, we disagree. The fourth factor
involves a determination as to whether
there are implementation and
enforcement programs in place that are
sufficient to assure compliance with the
rule without relying on the title V
permits. In discussing the fourth factor
in the proposal, EPA states that, prior to
delegating implementation and
enforcement to a State, EPA must ensure
that the State has programs in place to
enforce the rule. EPA believes that these
programs will be sufficient to assure
compliance with the rule. EPA also
retains authority to enforce this
NESHAP anytime under CAA sections
112, 113 and 114. EPA also noted other
factors in the proposal that together are
sufficient to assure compliance with this
area source standard.
The commenter argues that EPA
cannot exempt this area source from
title V permitting requirements because
‘‘[t]he agency does not identify any
aspect of any of the underlying NESHAP
showing that with respect to these
specific NESHAP—unlike all the other
major and area source NESHAP it has
issued without title V exemptions—title
V compliance is unnecessary.’’ As an
initial matter, EPA cannot exempt major
sources from title V permitting 42 U.S.C.
502(a). As for area sources, the standard
that the commenter proposes—that EPA
must show that ‘‘title V compliance is
unnecessary’’—is not consistent with
the standard the Agency established in
the Exemption Rule and applied in the
proposed rule in determining if title V
requirements are unnecessarily
burdensome for the chemical
preparations area source category.
Furthermore, we disagree that the
basis for excluding the chemical
preparations area source category from
title V requirements is generally
applicable to any source category. As
explained in the proposal preamble and
above, we balanced the four factors
considering the facts and circumstances
of the chemical preparations area source
category. For example, in assessing
whether the costs of requiring the
sources to obtain a title V permit was
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burdensome, we concluded that,
because approximately 40 percent (10 of
the 26) of the sources were small
businesses with limited resource, the
costs imposed on the source category
were significant compared to the
additional compliance benefits offered
by the title V permitting process.
Comment. One commenter stated that
the legislative history of the CAA shows
that Congress did not intend EPA to
exempt source categories from
compliance with title V unless doing so
would not adversely affect public
health, welfare, or the environment.
Nonetheless, according to the
commenter, EPA does not make any
showing that its exemptions would not
have adverse impacts on health, welfare
and the environment. The commenter
stated that, instead, EPA offered only
the conclusory assertion that ‘‘the level
of control would remain the same’’
whether title V permits are required or
not.
The commenter continued by stating
that EPA relied entirely on the
conclusory arguments advanced
elsewhere in its proposal that
compliance with title V would not yield
additional compliance with the
underlying NESHAP. The commenter
stated that those arguments are wrong
for the reasons given above, and
therefore EPA’s claims about public
health, welfare and the environment are
wrong too. The commenter also stated
that Congress enacted title V for a
reason: To assure compliance with all
applicable requirements and to
empower citizens to get information and
enforce the CAA. The commenter said
that those benefits—of which EPA’s
proposed rule deprives the public—
would improve compliance with the
underlying standards and thus have
benefits for public health, welfare and
the environment. According to the
commenter, EPA has not demonstrated
that these benefits are unnecessary with
respect to any specific source category,
but again simply rests on its own
apparent belief that they are never
necessary.
The commenter concluded that, for
the reasons given above, the attempt to
substitute EPA’s judgment for Congress’
is unlawful and arbitrary.
Response. Congress gave the
Administrator the authority to exempt
area sources from compliance with title
V if, in his or her discretion, the
Administrator ‘‘finds that compliance
with [title V] is impracticable,
infeasible, or unnecessarily
burdensome.’’ See CAA section 502(a).
EPA has interpreted one of the three
justifications for exempting area
sources, ‘‘unnecessarily burdensome,’’
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as requiring consideration of the four
factors discussed above. EPA applied
these four factors to the chemical
preparations area source category and
concluded that requiring title V for this
area source category would be
unnecessarily burdensome.
In addition to determining that title V
would be unnecessarily burdensome on
sources in the chemical preparations
area source category, consistent with the
Exemption Rule, EPA also considered
whether exempting the chemical
preparations area source category from
title V would adversely affect public
health, welfare or the environment. As
explained in the proposal preamble, we
concluded that exempting the chemical
preparations area source category from
title V would not adversely affect public
health, welfare or the environment
because the level of control would be
the same even if title V applied. We
further explained that the title V permit
program does not generally impose new
substantive air quality control
requirements on sources, but instead
requires that certain procedural
measures be followed, particularly with
respect to determining compliance with
applicable requirements. The
commenter has not provided any
information that demonstrates that
exemption of the chemical preparations
area source category from title V will
adversely affect public health, welfare
or the environment.
G. Cost Impacts
Comment. Several commenters stated
that compliance costs are
underestimated for sources that
currently do not have monitoring
systems and/or controls.
Response. We generally disagree,
particularly considering additional
flexibilities that are included in the final
rule. The commenter’s assertion appears
to be premised on the commenters’
assumption that sources will need to
install new control devices. As we
indicated in the proposed rule, we do
not believe that this will be the case.
Further, with the inclusion of the
alternative 0.03 gr/dscf PM standard,
along with the options for
demonstrating ongoing compliance
other than CPMS available in the final
rule, we believe that no new capital
costs should be factored into the
analysis. As such, we believe that the
compliance costs previously estimated
for the proposed rule are a reasonable
estimate of the cost of complying with
this rule.
H. Miscellaneous
Comment. One commenter requested
that EPA be more specific as to the
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chemical by giving a chemical abstracts
service (CAS) number. According to the
commenter, this will make it more
specific and direct (i.e., is trivalent
chromium applicable as chromium or
not). The commenter proceeds to say
that giving the CAS numbers and stating
the fact that only these specific CAS
numbers are applicable to the rule
would clarify applicability. The
commenter, along with another
commenter, also questioned whether
there are distinctions between trivalent
and hexavalent chromium compounds
in the rule. One commenter noted that
the de minimis thresholds are different
in OSHA requirements and the Toxics
Release Inventory’s (TRI’s) reporting
requirements. Several commenters
asked, in general, whether there were
going to be de minimis exemptions
provided in the applicability
requirements of the rule.
Response. The CAA specifically lists
‘‘chromium compounds’’ as a hazardous
air pollutant. In our original listing for
the Urban Air Toxics Strategy (64 FR
38706, July 19, 1999), we listed
‘‘chromium compounds’’ as one of the
Urban HAP targeted for the Integrated
Urban Air Toxics Strategy. CAA section
112(c)(3) requires us to list source
categories accounting for 90 percent of
the emissions of each of the listed urban
HAP, including chromium compounds.
As explained above, we need the
chemical preparations area source
category at issue here to reach the 90
percent requirement in CAA section
112(c)(3) for chromium compounds.
Many of our control strategies for
chromium and other metal HAP involve
the use of PM as a surrogate for
chromium and other metal HAP. These
PM control strategies control all
chromium compounds along with PM
and other metal HAP, therefore the form
of chromium would not change the type
of PM control strategy we choose. In
summary, although we recognize the
differences in the health effects of
hexavalent and trivalent chromium, we
are required to regulate chromium
compounds from the chemical
preparations area source category at
issue in this rule.
As we have pointed out in several
other area source rulemakings, the CAA
section 112(k) inventory was primarily
based on the 1990 TRI, and that is the
case for the chemical manufacturing
area source categories as well. The
reporting requirements for the TRI do
not include de minimis concentrations
of toxic chemicals in mixtures, as
reflected in the above concentration
levels; therefore, the CAA section 112(k)
inventory would not have included
emissions from operations involving
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chemicals below these concentration
levels. See 40 CFR 372.38, Toxic
Chemical Release Reporting:
Community Right-To-Know (Reporting
Requirements). Accordingly, the
percentages noted in the definition of
‘‘target HAP-containing’’ define the
scope of the listed source category; they
are not exemptions.
To address the potential for
inconsistency with reporting
requirements, we have revised the
definition of ‘‘target HAP-containing’’ to
reflect the different thresholds for
trivalent and hexavalent chromium
compounds as follows:
Target HAP-containing means raw
materials, intermediates, or products
that contain one or more target HAP.
Any material that contains compounds
of chromium (VI), lead, or nickel in
amounts greater than or equal to 0.1
percent by weight (as the metal), or
manganese or chromium (III)
compounds in amounts greater than or
equal to 1.0 percent by weight (as the
metal) is considered to be target HAPcontaining. Target HAP content is
shown in the formulation data provided
by the manufacturer or supplier, such as
the Material Safety Data Sheet for the
material.
Comment. One commenter suggested
that the term ‘‘responsible official’’ be
defined in the rule, believing that plant
manager at some smaller plants may not
qualify as a ‘‘responsible official’’
according to the General Provisions.
According to the commenter, this would
result in facilities having the additional
burden of requesting delegation of this
through an implementing agency. The
commenter suggests following the
approach and definition used in the
National Perchloroethylene Air
Emission Standards for Dry Cleaning
Facilities Regulation (‘‘Dry Cleaning
NESHAP,’’ 40 CFR part 63, subpart M).
Response. We agree with the
commenter that there may be
unnecessary burdens associated with
the requirements for delegation of
‘‘responsible official,’’ as set forth in the
General Provisions, for small facilities
affected by the rule. The approach
utilized by 40 CFR part 63, subpart M
seems to be appropriate for the chemical
preparations area source category also.
Therefore, we have revised the
definition of ‘‘responsible official’’ in
the final regulation to be more
consistent with the definition used in
the Dry Cleaning NESHAP.
VI. Impacts of the Final Standards
A. What Are the Air Impacts?
Since 1990, the performance of the
PM control technology utilized by the
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chemical preparations industry has not
advanced significantly. We believe,
however, that market forces, such as the
economic benefits inherent in
minimizing raw material or product
losses from dust emissions, have
encouraged widespread use of these
controls. Further, improvements in
formulations of products produced by
the chemical preparations industry,
such as reduction or elimination of lead
chromate in certain products, have
enabled the industry to further reduce
their air impacts. Therefore, while this
final rule does not require air emission
reductions from existing sources beyond
those currently being achieved by such
sources, we believe that this final rule
reflects significant reductions in
emissions since 1990 based on the use
of effective PM control technology and
ensures that affected sources maintain
and operate the control equipment such
that the performance level is
maintained.
B. What Are the Cost Impacts?
All existing chemical preparations
industry facilities are expected to
currently be achieving the level of
control required by the final standards.
That is, we believe that all existing
sources currently either route vent
streams from specified equipment that
use target HAP to a control device with
a 95 percent PM reduction efficiency, or
have an outlet PM concentration at or
below 0.03 gr/dscf. Although this final
rule contains requirements for new area
sources, we are not aware of any new
area sources being constructed now or
planned in the next 3 years, and,
consequently, we did not estimate any
cost impacts for new sources. Therefore,
no additional air pollution control
devices would be required. No other
capital costs are associated with this
final rule and no operational and
maintenance costs are expected because
we believe that facilities are already
following the manufacturer’s
instructions for proper operation and
maintenance of pollution control
devices and vent collection systems.
The annual cost of monitoring
(including inspections), reporting, and
recordkeeping for this final rule is
estimated to be approximately $6,800
per facility per year after the first year.
The costs are, therefore, expected to be
less than 1 percent of revenues. The
annual estimate includes 20 hours per
facility per year for preparing
semiannual compliance reports, which
are required only if a deviation occurs.
Sources with no deviations to report
must submit annual compliance reports,
which would result in less burden than
estimated.
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The additional cost of one-time
activities during the first year of
compliance is estimated to be
approximately $2,400 per facility. This
includes labor hours for reading and
understanding the rule, preparation of
the Initial Notification of Applicability,
preparation of the Notification of
Compliance Status, development of a
record system, and personnel training,
for an industry-wide average estimate of
approximately 32 hours per facility in
the first year for one-time activities. The
resulting total hours for one-time
activities, ongoing inspections,
recordkeeping and semiannual
compliance reporting (assumes worstcase scenario where a deviation occurs)
activities for the first year of compliance
are 113 hours per facility.
Information on our cost impact
estimates on the sources in the chemical
preparations area source category is
available in the docket for this final
rule. (See Docket ID No. EPA–HQ–
OAR–2009–0028).
C. What Are the Economic Impacts?
The only measurable costs
attributable to these final standards are
associated with the monitoring,
recordkeeping, and reporting
requirements. These final standards are
estimated to impact a total of 26 area
source facilities. We estimate that
approximately 40 percent (10 of 26) of
these facilities are small entities as
defined by the SBA. Our analysis
indicates that compliance with this final
rule would not have a significant
adverse impact on any facilities, large or
small, since these costs are less than 1
percent of revenues for each facility.
D. What Are the Non-Air Health,
Environmental, and Energy Impacts?
No detrimental secondary impacts are
expected to occur from compliance with
the final rule by chemical preparations
industry sources because all facilities
are currently achieving the GACT level
of control. No additional solid waste
would be generated as a result of the PM
emissions collected and there are no
additional energy impacts associated
with the operation of control devices at
chemical preparations industry sources.
We expect no increase in the generation
of wastewater or other water quality
impacts.
VII. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), the Office of
Management and Budget (OMB) has
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determined that this action is a
‘‘significant regulatory action’’ because
it may raise novel legal or policy issues.
Accordingly, EPA submitted this action
to the OMB for review under Executive
Order 12866 and any changes made in
response to the OMB recommendations
have been documented in the docket for
this action.
B. Paperwork Reduction Act
The information collection
requirements in this final rule have been
submitted to OMB for approval under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The information collection
requirements are not enforceable until
OMB approves them.
The recordkeeping and reporting
requirements in this final rule are based
on the requirements in EPA’s NESHAP
General Provisions (40 CFR part 63,
subpart A). The recordkeeping and
reporting requirements in the General
Provisions are mandatory pursuant to
section 114 of the CAA (42 U.S.C 7414).
All information other than emissions
data submitted to EPA pursuant to the
information collection requirements for
which a claim of confidentiality is made
is safeguarded according to with CAA
section 114(c) and the Agency’s
implementing regulations at 40 CFR part
2, subpart B.
This final NESHAP requires chemical
preparations area sources to submit an
Initial Notification of Applicability and
a Notification of Compliance Status
according to the requirements in 40 CFR
63.9 of the General Provisions (subpart
A) and to conduct continuous
parametric monitoring (e.g., device
parameter alarm), conduct vent
collection system and control device
inspections and submit semi-annual or
annual compliance reports (as
applicable).
The total annual burden for this
information collection averaged over the
first three years of this ICR is estimated
to be 2,372 labor hours per year at a
labor cost of approximately $176,000 or
approximately $6,800 per facility. The
total average burden is approximately
91 hours per facility per year. Burden is
defined at 5 CFR 1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. EPA displays OMB
control numbers in various ways. For
example, EPA lists OMB control
numbers for EPA’s regulations in 40
CFR part 9, which we amend
periodically. Additionally, we may
display the OMB control number in
another part of the CFR, or in a valid
Federal Register notice, or by other
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appropriate means. The OMB control
number display will become effective
the earliest of any of the methods
authorized in 40 CFR part 9.
When this ICR is approved by OMB,
the Agency will publish a Federal
Register notice announcing this
approval and displaying the OMB
control number for the approved
information collection requirements
contained in this final rule. We will also
publish a technical amendment to 40
CFR part 9 in the Federal Register to
consolidate the display of the OMB
control number with other approved
information collection requirements.
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C. Regulatory Flexibility Act
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule would not have a
significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions.
For purposes of assessing the impacts
of today’s rule on small entities, small
entity is defined as (1) a small business
that is engaged in the manufacturing of
chemical preparations as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of this final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
This final rule is estimated to impact all
new and 26 existing chemical
preparations area source facilities. We
estimate that 10 of these facilities may
be small entities. We have determined
that small entity compliance costs, as
assessed by the facilities’ cost-to-sales
ratio, are expected to be less than 1
percent. The costs are so small that the
impact is not expected to be significant.
Although this final rule contains
requirements for new area sources, we
are not aware of any new area sources
being constructed now or planned in the
next 3 years, and, consequently, we did
not estimate any impacts for new
sources.
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Although this final rule will not have
a significant economic impact on a
substantial number of small entities,
EPA nonetheless has tried to minimize
the impact of this final rule on small
entities. The standards represent
practices and controls that are common
throughout the chemical preparations
industry. The standards also require
only the essential recordkeeping and
reporting needed to demonstrate and
verify compliance. These standards
were developed based on information
obtained from consultation with small
business representatives at the State and
national level and industry
representatives that are affiliated with
small businesses.
D. Unfunded Mandates Reform Act
This final rule does not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and Tribal governments,
in the aggregate, or the private sector in
any one year. The total annual cost of
the rule is estimated at $183,000/yr.
This final rule is not expected to impact
State, local, or Tribal governments.
Thus, this action is not subject to the
requirements of sections 202 and 205 of
the UMRA.
This final rule is also not subject to
the requirements of section 203 of
UMRA because it contains no regulatory
requirements that might significantly or
uniquely affect small governments. This
final rule contains no requirements that
apply to such governments, imposes no
obligations upon them, and would not
result in expenditures by them of $100
million or more in any one year or any
disproportionate impacts on them.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This final rule
does not impose any requirements on
State and local governments and
therefore creates no substantial direct
effects on the States. Thus, Executive
Order 13132 does not apply to this
action. Although section 6 of Executive
Order 13132 does not apply to this
action, EPA did solicit comment from
State program officials and consulted
with representatives of State
governments in developing this action.
A summary of these comments and
EPA’s response to these comments is
provided in section V of this preamble.
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69207
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). This final action imposes no
requirements on Tribal governments;
thus, Executive Order 13175 does not
apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that are based on health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. This action is not subject to
Executive Order 13045 because it is
based solely on technology
performance. It is also not
‘‘economically significant’’.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355 (May 22,
2001)) because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. We have
concluded that this final rule will not
likely have any significant adverse
energy effects because no additional
pollution controls or other equipment
that consume energy will be needed to
comply with the final rule.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law No.
104–113 (15 U.S.C. 272 note) directs
EPA to use voluntary consensus
standards (VCS) in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. NTTAA directs EPA
to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable VCS.
This final rulemaking involves
technical standards. EPA has decided to
use EPA Methods 1, 1A, 2, 2A, 2C, 2D,
2F, 2G, 3, 3A, 3B, 4, and 5. Consistent
with the NTTAA, EPA conducted
searches to identify voluntary consensus
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srobinson on DSKHWCL6B1PROD with RULES2
standards in addition to these EPA
methods. The search identified 16
voluntary consensus standards that
were potentially applicable for this rule
in lieu of EPA reference methods. EPA
has decided to use ASME PTC 19.10–
1981, ‘‘Flue and Exhaust Gas Analyses’’
as an acceptable alternative to EPA
Method 3B. EPA determined the 15
other candidate VCS (ASTM D3154–00
(2006), ASTM D3464–96 (2007), ASTM
D3796–90 (2004), ISO 10780:1994,
ASME B133.9–1994 (2001), ANSI/
ASME PTC 19–10–1981 Part 10, ISO
10396:1993 (2007), ISO 12039:2001,
ASTM D5835–95 (2007), ASTM D6522–
00 (2005), CAN/CSA Z223.2–M86
(1999), ISO 9096:1992 (2003), ANSI/
ASME PTC–38–1980 (1985), ASTM
D3685/D3685M–98 (2005), CAN/CSA
Z223.1–M1977) identified for measuring
emissions of pollutants or their
surrogates subject to emission standards
in the final rule would not be practical
due to lack of equivalency,
documentation, validation data and
other important technical and policy
considerations. No applicable voluntary
consensus standards were identified for
EPA Methods 1A, 2A, 2D, 2F, 2G, and
5.
Under §§ 63.7(f) and 63.8(f) of subpart
A of the General Provisions, a source
may apply to EPA for permission to use
alternative test methods or alternative
monitoring requirements in place of any
required testing methods, performance
specifications, or procedures in the final
rule.
Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this final rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of this final rule in the
Federal Register. A major rule cannot
take effect until 60 days after it is
published in the Federal Register. This
action is not a ‘‘major rule’’ as defined
by 5 U.S.C. 804(2). This final rule will
be effective December 30, 2009.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the U.S.
EPA has determined that this final
rule will not have disproportionately
high and adverse human health or
environmental effects on minority or
low-income populations because it
increases the level of environmental
protection for all affected populations.
■
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801, et seq., as added by the
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List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Reporting and
recordkeeping requirements.
For the reasons stated in the preamble,
title 40, chapter I, part 63 of the Code
of Federal Regulations is amended as
follows:
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C 7401, et seq.
2. Part 63 is amended by adding
subpart BBBBBBB to read as follows:
Subpart BBBBBBB—National
Emission Standards for Hazardous Air
Pollutants for Area Sources: Chemical
Preparations Industry
Sec.
Applicability and Compliance Dates
63.11579 Am I subject to this subpart?
63.11580 What are my compliance dates?
Standards and Compliance Requirements
63.11581 What are my standards?
63.11582 What are my compliance
requirements?
63.11583 What are my monitoring
requirements?
63.11584 What are my initial and
continuous compliance management
practice requirements?
63.11585 What are my notification,
recordkeeping, and reporting
requirements?
Other Requirements and Information
63.11586 Who implements and enforces
this subpart?
63.11587 What General Provisions sections
apply to this subpart?
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Subpart BBBBBBB—National
Emission Standards for Hazardous Air
Pollutants for Area Sources: Chemical
Preparations Industry
§ 63.11579
■
Frm 00016
Tables of Subpart BBBBBBB of Part 63
Table 1 of Subpart BBBBBBB of Part 63—
Emission Reduction and PM
Concentration Requirements
Table 2 of Subpart BBBBBBB of Part 63—
Initial Compliance Demonstration
Methods With the Emission Reduction
and PM Concentration Requirements in
Table 1
Table 3 of Subpart BBBBBBB of Part 63—Test
Methods
Table 4 of Subpart BBBBBBB of Part 63—
Continuous Compliance Demonstration
Methods With the Emission Reduction
and PM Concentration Requirements in
Table 1
Table 5 of Subpart BBBBBBB of Part 63—
Reporting Requirements
Table 6 of Subpart BBBBBBB of Part 63—
General Provisions
Applicability and Compliance Dates
Dated: December 16, 2009.
Lisa P. Jackson,
Administrator.
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63.11588 What definitions apply to this
subpart?
Am I subject to this subpart?
(a) You are subject to this subpart if
you meet all of the following conditions:
(1) You own or operate a chemical
preparations facility (as defined in
§ 63.11588, ‘‘What definitions apply to
this subpart?’’),
(2) The chemical preparations facility
is a stationary area source of hazardous
air pollutants (HAP) (as defined in
§ 63.2), and
(3) The chemical preparations facility
has at least one chemical preparations
operation in target HAP service (as
defined in § 63.11588, ‘‘What
definitions apply to this subpart?’’).
(b) The affected source is all chemical
preparations operations (as defined in
§ 63.11588, ‘‘What definitions apply to
this subpart?’’) located at a facility that
meets the criteria specified in paragraph
(a) of this section.
(1) An affected source is existing if
you commenced construction, as
defined in § 63.2, of the affected source
before August 5, 2009.
(2) An affected source is new if you
commenced construction or
reconstruction, as defined in § 63.2, of
the affected source on or after August 5,
2009.
(c) On and after December 30, 2009,
if your chemical preparations operation
becomes a major source, as defined in
§ 63.2, you must continue to meet the
requirements of this subpart in addition
to any maximum achievable control
technology standards which may apply
at that time.
(d) This subpart does not apply to
research and development facilities, as
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defined in section 112(c)(7) of the Clean
Air Act.
(e) You are exempt from the
obligation to obtain a permit under 40
CFR part 70 or 40 CFR part 71, provided
you are not otherwise required by law
to obtain a permit under 40 CFR 70.3(a)
or 40 CFR 71.3(a). Notwithstanding the
previous sentence, you must
continuously comply with the
provisions of this subpart.
(f) You are exempt from the
requirements specified in this subpart if
the chemical preparations operations at
your facility are subject to the
requirements specified in subpart
VVVVVV or subpart CCCCCCC of this
part.
§ 63.11580
dates?
What are my compliance
(a) If you own or operate an existing
affected source, you must achieve
compliance with the applicable
provisions in this subpart no later than
December 30, 2010.
(b) If you start up a new affected
source on or before December 30, 2009,
you must achieve compliance with this
subpart no later than December 30,
2009.
(c) If you start up a new affected
source after December 30, 2009, you
must achieve compliance with this
subpart upon startup of your affected
source.
Standards and Compliance
Requirements
§ 63.11581
What are my standards?
You must meet one of the
requirements in paragraph (a) or (b) of
this section that apply to you. These
standards apply at all times.
(a) You must meet one of the emission
standards in Table 1 of this subpart and
the management practices in
§ 63.11584(a) through (c) of this subpart,
or
(b) You must demonstrate that the
particulate matter concentration of each
of the process vent streams from
equipment in target HAP service within
a chemical preparation operation will
not exceed 0.03 gr/dscf and meet the
management practices in § 63.11584(d).
srobinson on DSKHWCL6B1PROD with RULES2
§ 63.11582 What are my compliance
requirements?
(a) You must demonstrate initial
compliance with the emission reduction
or 0.03 gr/dscf particulate matter (PM)
concentration requirements specified in
Table 1 of this subpart as follows:
(1) Using the methods specified in
Table 2 of this subpart, or
(2) For existing sources only, using
the results of an emissions test
conducted in the past 5 years, provided
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the test meets the following
requirements.
(i) The test was conducted under
conditions that represent normal
operation.
(ii) The test was performed using the
methods specified in Table 3 of this
subpart.
(iii) The test was conducted with a
minimum of three separate test runs, as
specified in § 63.7(e)(3).
(b) If you choose to demonstrate
compliance with the emission reduction
or 0.03 gr/dscf PM concentration
requirements in Table 1 of this subpart
by conducting an emissions test, you
must follow the requirements specified
in paragraphs (b)(1) through (b)(4) of
this section and include the results in
your Notification of Compliance Status
Report (NOCSR) in accordance with
§ 63.11585(b)(3).
(1) You must conduct the tests under
conditions that represent normal
operation.
(2) You must perform the test using
the methods specified in Table 3 of this
subpart.
(3) You must conduct a minimum of
three separate test runs for each
performance test required in this
section, as specified in § 63.7(e)(3).
(4) You must use the following
equation to demonstrate compliance
with the emission reduction
requirements specified in Table 1 of this
subpart:
RE = [1 ¥ (Ci ¥ Co)/Ci]*100
Where:
RE = PM removal efficiency, percent.
Ci = Concentration of PM at inlet of control
device, gr/dscf.
Co = Concentration of PM at outlet of control
device, gr/dscf.
(c) If you choose to demonstrate
compliance with the emission reduction
or 0.03 gr/dscf PM concentration
requirements specified in Table 1 of this
subpart by providing control device
manufacturer’s performance guarantee
information, then you must include the
following information in your NOCSR
(in accordance with § 63.11585(b)(3)).
(1) Control device make, model, and
installation date.
(2) Performance guarantee certificate
provided by the control device
manufacturer.
(3) If a filter is used to control PM,
performance guarantee information for
the fabric or fiber filters used in the
control device.
(d) If you choose to demonstrate
compliance with the emission reduction
or 0.03 gr/dscf PM concentration
requirements specified in Table 1 of this
subpart by providing engineering
calculations, then the calculations and
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69209
supporting documentation must contain
the items specified in paragraphs (d)(1)
through (d)(5) of this section. These
calculations and supporting
documentation must be included in
your NOCSR (in accordance with
§ 63.11585(b)(3)).
(1) Calculations and supporting
documentation, such as delivery
receipts, production logs and raw
material safety data sheets that quantify
the amount of raw materials used in the
manufacture of chemical preparations
(as defined in § 63.11588) in the prior
calendar year.
(2) Calculations and supporting
documentation, such as sales receipts,
production logs and product material
safety data sheets (MSDS) for chemical
preparations (as defined in § 63.11588)
products that quantify the amount of
products produced by the chemical
preparations operations in the prior
calendar year.
(3) Calculations and supporting
documentation of raw material losses to
the atmosphere from the chemical
preparations operations. This quantity
(Qi in the equations in paragraph (5) of
this section) is the amount of target
HAP-containing PM in the uncontrolled
air emissions from the chemical
preparations operation, and does not
include quantified and documented
losses to solid or liquid waste streams,
or material that is recycled back into the
chemical preparations operation.
(4) Calculation and supporting
documentation of quantities of target
HAP-containing PM captured by the
vent collection system and PM control
device for the calendar year prior to the
compliance date (Qo in the equations in
paragraph (5) of this section).
(5) Use one of the following
calculation methods to demonstrate
compliance with the requirements
specified in Table 1 of this subpart:
(i) For emission reduction, use the
results of the calculations from
paragraphs (d)(3) and (d)(4) of this
section in the following equation:
RE = [1 ¥ (Qi ¥ Qo)/Qi]*100
Where:
RE = Annual average PM removal efficiency,
percent.
Qi = Annual amount of PM in uncontrolled
emissions, pounds per year.
Qo = Annual amount of PM captured by
control device, pounds per year.
(ii) For the 0.03 gr/dscf PM
concentration, use the results of
calculations from paragraphs (d)(3) and
(d)(4) of this section in the following
equation:
PC = [Qi ¥ Qo]*7000/DCFM*MPY
Where:
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PC = Annual average PM concentration,
grains per dry standard cubic foot (gr/
dscf).
Qi = Annual amount of PM in uncontrolled
emissions, pounds per year.
Qo = Annual amount of PM captured by
control device, pounds per year. (Qo is
equal to zero if the process vent stream
is not routed to a control device.)
DCFM = Process vent stream flowrate, dscf
per minute (dscfm).
MPY = Minutes per year equipment are in
target HAP service.
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(e) If you are certifying that the
particulate matter concentration of each
of the process vent streams from
equipment in target HAP service within
a chemical preparation operation will
not exceed 0.03 gr/dscf, then you must:
(1) Include the following information
in your NOCSR (in accordance with
§ 63.11585(b)(6)).
(i) A certification statement by the
responsible official that certifies that the
particulate matter concentration of each
of the process vent streams from
equipment in target HAP service within
a chemical preparation operation will
not exceed 0.03 gr/dscf. The statement
shall contain that official’s name, title,
and signature, certifying the truth,
accuracy, and completeness of the
certification statement.
(ii) Engineering calculations and
supporting documentation containing:
(A) The annual raw material losses to
the atmosphere from paragraph (d)(3) of
this section; and
(B) The calculation of the PM
concentration of process vent streams
from equipment in target HAP service
from paragraph (d)(5)(ii) of this section,
using zero for the parameter Qo since
there is no control device, given in
gr/dscf.
(2) For each subsequent calendar
quarter (i.e., three months), maintain the
following records to ensure that your
certification statement is valid on a
continual basis:
(A) The quarterly raw material losses
to the atmosphere from paragraph (d)(3)
of this section; and
(B) The calculation of the PM
concentration of process vent streams
from equipment in target HAP service
from paragraph (d)(5)(ii) of this section,
but on a quarterly basis instead of an
annual basis, given in gr/dscf. Use zero
for the parameter Qo since there is no
control device.
§ 63.11583 What are my monitoring
requirements?
To demonstrate continuous
compliance with the emissions standard
in Table 1, you must use one of the
monitoring methods described in
paragraphs (a), (b) or (c) of this section
while equipment within a chemical
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preparation operation are in target HAP
service:
(a) Operate a bag leak detection
system with alarm that will alert
operators of a leak in the control device
filter material. If a bag leak detection
system with alarm is used to
demonstrate compliance, then the
following steps must be performed:
(1) You must install, calibrate,
operate, and maintain each bag leak
detection system and alarm according to
manufacturer’s specifications, and as
specified in paragraph (a)(2) of this
section.
(2) The bag leak detection system and
alarm must be maintained and operated
in a manner consistent with good air
pollution control practices at all times.
(b) Operate a control device parameter
(such as pressure drop or water flow, as
appropriate) monitor and alarm system
that will alert operators that the control
device is operating outside the upper or
lower threshold or range established by
the control device manufacturer that
indicate proper operation of the control
device to meet the emissions reduction
or PM concentration requirements.
(1) You must install, calibrate,
operate, and maintain each control
device parameter monitor and alarm
system according to manufacturer’s
specifications, and as specified in
paragraph (b)(2) of this section.
(2) The control device parameter
monitor and alarm system must be
maintained and operated in a manner
consistent with good air pollution
control practices at all times.
(c) Operate a continuous parameter
monitoring system (CPMS) to monitor
control device operation. If a CPMS is
used to demonstrate compliance, then
the following steps must be performed:
(1) Establish and maintain sitespecific control device parameter values
that indicate proper operation of the
control device to meet the emissions
reduction or PM concentration
requirements.
(2) You must operate the continuous
parameter monitoring system (CPMS)
during all periods when the process
equipment is in target HAP service and
use all the data collected during these
periods in assessing the operation of the
process vent collection system and
control device.
(d) You must install, calibrate,
operate, and maintain each control
device CPMS according to
manufacturer’s specifications, and as
specified in paragraphs (d)(1) through
(d)(5) of this section.
(1) The CPMS must be maintained
and operated in a manner consistent
with good air pollution control practices
at all times.
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(2) The CPMS must complete a
minimum of one cycle of operation for
each successive 15-minute period.
(3) To determine the 24-hour rolling
average for the monitored parameter(s),
you must:
(i) Have data from at least three of
four equally spaced data values for that
hour from a CPMS, except as stated in
paragraph (c)(2) of this section.
(ii) Determine each successive 24hour rolling average from all recorded
readings for each 24-hour period, except
as stated in paragraph (c)(2) of this
section.
(4) For averaging periods of
monitoring data from production in
target HAP service less than 24 hours,
you must:
(i) Have valid data from at least three
of four equally spaced data values for
each hour from a CPMS that is not outof-control according to your
manufacturer’s recommendations.
(ii) Determine the average from all
recorded readings for the production
period, except as stated in
§ 63.11583(c)(2).
(5) You must record the results of
each calibration and validation check of
the CPMS.
(e) For each pressure measurement
device, you must meet the requirements
of paragraph (b) or (c) of this section, as
applicable, and the following:
(1) Locate the pressure sensor(s) in, or
as close as possible to, a position that
provides a representative measurement
of the pressure.
(2) Use a gauge with a minimum
measurement sensitivity of 0.12
kiloPascals or a transducer with a
minimum measurement sensitivity of 5
percent of the pressure range.
(3) Check pressure tap for plugging
daily. Perform an accuracy check at
least quarterly or following an operating
parameter deviation:
(i) According to the manufacturer’s
procedures; or
(ii) By comparing the sensor output to
redundant sensor output.
(4) Conduct calibration checks any
time the sensor exceeds the
manufacturer’s specified maximum
operating pressure range or install a new
pressure sensor.
(5) At least monthly or following an
operating parameter deviation, perform
a leak check of all components for
integrity, all electrical connections for
continuity, and all mechanical
connections for leakage, if redundant
sensors are not used.
(6) You must record the results of the
plugging, accuracy and calibration
checks specified in paragraphs (e)(3)
through (e)(5) of this section in
accordance with § 63.11585.
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(f) For each monitoring system
required in this section, you must
develop and make available for
inspection by the delegated authority,
upon request, a site-specific monitoring
plan that addresses the following:
(1) Selection and justification of the
monitored parameter that indicates
proper operation of the control device to
meet the emissions limitation, if the
parameter measured is something other
than pressure drop.
(2) Installation of the bag leak
detector, parameter monitoring device,
or CPMS at a measurement location
relative to each affected process unit
such that the measurement is
representative of control of PM
emissions (e.g., on the last control
device);
(3) Performance and equipment
specifications for the parametric signal
analyzer, alarm, and the data collection
and reduction system, as appropriate;
and
(4) Performance evaluation
procedures and acceptance criteria
according to the manufacturer (e.g.,
calibrations).
(5) Ongoing operation and
maintenance procedures in accordance
with the manufacturer’s
recommendations or the general
requirements of § 63.8(c)(1) and (c)(3);
(6) Ongoing data quality assurance
procedures in accordance with the
manufacturer’s recommendations; and
(7) Ongoing recordkeeping and
reporting procedures in accordance with
the general requirements of § 63.10(c),
(e)(1), and (e)(2)(i) and the requirements
of § 63.11585.
(g) You must conduct a performance
evaluation of each bag leak detection
system, control device parameter
monitor and alarm system, or CPMS in
accordance with your site-specific
monitoring plan.
(h) You must operate and maintain
each bag leak detection system, control
device parameter monitor and alarm
system, or CPMS in continuous
operation, and collect parametric data at
all times that emissions are routed to the
monitored control device.
srobinson on DSKHWCL6B1PROD with RULES2
§ 63.11584 What are my initial and
continuous compliance management
practice requirements?
(a) For each new and existing affected
source, you must demonstrate initial
compliance by conducting the
inspection activities in paragraph (a)(1)
of this section and demonstrate ongoing
compliance by conducting the
inspection activities in paragraph (a)(2)
of this section.
(1) Initial vent collection system and
particulate control device inspections.
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You must conduct an initial inspection
of each vent collection system and
particulate control device according to
the requirements in paragraphs (a)(1)(i)
through (iv) of this section. You must
record the results of each inspection
according to paragraph (b) of this
section and perform corrective action
where necessary. You must conduct
each inspection no later than 180 days
after your applicable compliance date
for each control device which has been
operated within 180 days following the
compliance date. For a control device
which has not been installed or
operated within 180 days following the
compliance date, you must conduct an
initial inspection prior to startup of the
control device.
(i) For each wet particulate control
system, you must verify the presence of
water flow to the control equipment.
You must also visually inspect the vent
collection system ductwork and control
equipment for leaks (as defined in
§ 63.11588, ‘‘What definitions apply to
this subpart?’’) and inspect the interior
of the control equipment (if applicable)
for structural integrity and the condition
of the control system.
(ii) For each dry particulate control
system, you must visually inspect the
vent collection system ductwork and
dry particulate control unit for leaks (as
defined in § 63.11588, ‘‘What
definitions apply to this subpart?’’). You
must also inspect the inside of each dry
particulate control unit for structural
integrity and condition.
(iii) An initial inspection of the
internal components of a wet or dry
particulate control system is not
required if there is a record that an
inspection has been performed within
the past 12 months and any
maintenance actions have been
resolved.
(iv) An initial inspection of ductwork
that is unsafe or difficult to inspect is
not required.
(2) Ongoing vent collection system
and particulate control device
inspections. Following the initial
inspections, you must perform periodic
inspections of each vent collection
system and PM control device according
to the requirements in paragraphs
(a)(2)(i) or (ii) of this section. You must
record the results of each inspection
according to paragraph (b) of this
section and perform corrective action
where necessary.
(i) You must inspect and maintain
each wet control system according to
the requirements in paragraphs
(a)(2)(i)(A) through (D) of this section.
(A) You must conduct a daily
inspection to verify the presence of
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water flow to the wet particulate control
system.
(B) You must conduct monthly visual
inspections of the vent collection
system ductwork and wet particulate
control equipment for leaks (as defined
in § 63.11588, ‘‘What definitions apply
to this subpart?’’).
(C) You must conduct inspections of
the interior of the wet control system (if
applicable) to determine the structural
integrity and condition of the control
equipment every 12 months.
(D) You are required to inspect
ductwork that is unsafe or difficult to
inspect only during periods when it is
safe or physically possible to do so.
(ii) You must inspect and maintain
each dry particulate control unit
according to the requirements in
paragraphs (a)(2)(ii)(A) through (C) of
this section.
(A) You must conduct monthly visual
inspections of the vent collection
system ductwork for leaks (as defined in
§ 63.11588, ‘‘What definitions apply to
this subpart?’’).
(B) You must conduct inspections of
the interior of the dry particulate control
unit for structural integrity and to
determine the condition of the fabric
filter (if applicable) every 12 months.
(C) You are required to inspect
ductwork that is unsafe or difficult to
inspect only during periods when it is
safe or physically possible to do so.
(b) You must record the information
specified in paragraphs (b)(1) through
(6) of this section for each inspection
activity.
(1) The date, place, and time;
(2) Person conducting the activity;
(3) Method of inspection;
(4) Operating conditions during the
activity;
(5) Results; and
(6) Description of any correction
actions taken.
(c) At all times the owner or operator
must operate and maintain any affected
source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by this standard have
been achieved. Determination of
whether such operation and
maintenance procedures are being used
will be based on information available
to the Administrator which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
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operation and maintenance records, and
inspection of the source.
(d) If you have provided certification
that each process vent stream from
equipment in target HAP service will
not contain a PM concentration greater
than 0.03 gr/dscf, the management
practice requirements are as follows:
(1) You must conduct an initial visual
inspection of the vent collection system
ductwork for leaks (as defined in
§ 63.11588, ‘‘What definitions apply to
this subpart?’’).
(2) You must conduct monthly visual
inspections of the vent collection
system ductwork for leaks (as defined in
§ 63.11588, ‘‘What definitions apply to
this subpart?’’).
(3) You are required to inspect
ductwork that is unsafe or difficult to
inspect only during periods when it is
safe or physically possible to do so.
(4) You must record the information
specified in paragraphs (d)(4)(i) through
(iv) of this section for each inspection.
(i) The date, place, and time;
(ii) Person conducting the activity;
(iii) Results; and
(iv) Description of any correction
actions taken.
srobinson on DSKHWCL6B1PROD with RULES2
§ 63.11585 What are my notification,
recordkeeping, and reporting
requirements?
(a) What General Provision
notification, recordkeeping and
reporting requirements must I meet?
You must meet the requirements of 40
CFR part 63 subpart A according to
Table 6.
(b) What notifications must I submit
and when?
(1) Initial Notification of
Applicability. If you own or operate an
existing affected source, you must
submit an initial notification of
applicability as required by § 63.9(b)(2)
no later than April 29, 2010. If you own
or operate a new affected source, you
must submit an initial notification of
applicability required by § 63.9(b)(2) no
later than 120 days after initial start-up
of operation or April 29, 2010,
whichever is later. The initial
notification of applicability must
include the information specified in
§ 63.9(b)(2)(i) through (iii).
(2) Notification of Intent to conduct a
Performance Test. If you elect to
conduct a performance test, you must
submit a notification of intent to
conduct a performance test at least 60
calendar days before the performance
test is scheduled to begin, as required in
§ 63.7(b)(1).
(3) Notification of Compliance Status
Report (NOCSR). You must submit a
NOCSR according to § 63.9(h)(2)(ii). You
must submit the NOCSR, including the
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performance test results, if applicable,
before the close of business on the 60th
calendar day following the applicable
compliance date specified in § 63.11580
or completion of the performance test,
whichever is sooner. The NOCSR must
include the information in
§ 63.9(h)(2)(i)(A) through (G) necessary
to demonstrate compliance with the
emission standard as of the applicable
compliance date.
(4) If you have an existing source and
are using data from a previously
conducted performance test to serve as
documentation of compliance with the
emission reduction or 0.03 gr/dscf PM
concentration requirements of this
subpart, you must submit the test data
in lieu of the initial performance test
results with the NOCSR required under
paragraph (b)(3) of this section.
(5) You must provide the results of
the initial management practices
required by § 63.11584(a)(1) and (d)(1).
(6) If you are providing certification
that the particulate matter concentration
of each of the process vent streams from
equipment in target HAP service within
a chemical preparation operation will
not exceed 0.03 gr/dscf, you must
submit this certification in the NOCSR
required in paragraph (b)(3) of this
section. You must submit the
certification statement, including the
supporting calculations or performance
test results, if applicable. The
certification statement and supporting
documentation must include the
information in § 63.11582(e)(1)
necessary to demonstrate compliance
with the emission standard as of the
compliance date.
(c) What reports must I submit and
when?
(1) You must submit compliance
reports as specified in Table 5 of this
subpart that applies to you.
(2) Unless the Administrator has
approved a different schedule for
submission of reports under § 63.10(a),
you must submit each compliance
report specified in Table 5 of this
subpart according to the following
dates:
(i) If deviations occur, then:
(A) The first compliance report must
cover the period beginning on the
compliance date that is specified for
your affected source in § 63.11580 and
ending on June 30 or December 31,
whichever date is the first date
following the end of the first calendar
half after the compliance date that is
specified for your source in § 63.11580
(i.e., December 31 for a source that is
existing with a compliance date of
December 30, 2010).
(B) The first compliance report must
be postmarked or delivered no later than
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July 31 or January 31, whichever date
follows the end of the first calendar half
after the compliance date that is
specified for your affected source in
§ 63.11580 (i.e., January 31 for a source
that is existing with a compliance date
of December 30, 2010).
(C) Each subsequent compliance
report for a period in which deviations
occur must cover the semiannual
reporting period from January 1 through
June 30 or the semiannual reporting
period from July 1 through December
31.
(D) Each subsequent compliance
report for a period in which deviations
occur must be postmarked or delivered
no later than July 31 or January 31,
whichever date is the first date
following the end of the semiannual
reporting period.
(ii) If no deviations occur, then:
(A) The first compliance report must
cover the period beginning on the
compliance date that is specified for
your affected source in § 63.11580 and
ending on December 31 following the
end of the first calendar year after the
compliance date that is specified for
your source in § 63.11580.
(B) The first compliance report must
be postmarked or delivered no later than
January 31 following the end of the first
calendar year after the compliance date
that is specified for your affected source
in § 63.11580.
(C) Each subsequent compliance
report for a period in which deviations
occur must cover the annual reporting
period from January 1 through
December 31.
(D) Each subsequent compliance
report for a period in which no
deviations occur must be postmarked or
delivered no later than January 31
immediately following the previous
calendar year.
(3) The compliance report must
contain the following information:
(i) Company name and address.
(ii) Statement by a responsible official
with that official’s name, title, and
signature, certifying the truth, accuracy,
and completeness of the content of the
report.
(iii) Date of report and beginning and
ending dates of the reporting period.
(iv) If there are no deviations from the
emission reduction or 0.03 gr/dscf PM
concentration requirements as specified
in Table 1, a statement that there were
no deviations from the emission
reduction or 0.03 gr/dscf PM
concentration requirements during the
reporting period.
(v) If there were no periods during
which the CPMS (if a CPMS is used to
demonstrate compliance) was out-ofcontrol as defined by the manufacturer’s
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recommendations, a statement that there
were no periods during which the
CPMS was out-of-control during the
reporting period.
(vi) A description of any changes in
monitoring systems or CPMS, processes
(including changes that establish the
basis for certification that the PM
concentration from process vents will
not exceed 0.03 gr/dscf or the addition
of new processes), or controls since the
last reporting period or for the first
compliance report, since the notification
of compliance status report.
(4) For each deviation, as applicable
and as defined in § 63.11588, you must
include the information in paragraphs
(c)(3)(i) through (c)(3)(iii) of this section,
and the information in paragraphs
(c)(4)(i) through (4)(ix) of this section
that apply to you.
(i) The date and time that each
deviation started and stopped.
(ii) The date and time that each bag
leak detector, parameter monitor, or
CPMS was inoperative, except for zero
(low-level) and high-level checks.
(iii) If a CPMS is used, the date, time
and duration that each CPMS was outof-control.
(iv) A summary of the total duration
of the deviation during the reporting
period and the total duration as a
percent of the total source operating
time during that reporting period.
(v) A list of reasons for the deviations
during the reporting period.
(vi) If a CPMS is used, a summary of
the total duration of CPMS downtime
during the reporting period and the total
duration of CPMS downtime as a
percent of the total source operating
time during that reporting period.
(vii) A brief description of the process
units.
(viii) A brief description of the bag
leak detector, parameter monitor, or
CPMS.
(ix) If a CPMS is used, the date of the
latest CPMS certification or audit.
(5) If acceptable to both the
Administrator and you, you may submit
reports and notifications electronically.
(d) What records must I maintain?
(1) You must maintain the following
records:
(i) A copy of each notification and
report that you submitted to comply
with this subpart, including all
documentation supporting any Initial
Notification of Applicability or NOCSR
that you submitted, according to the
requirements in § 63.10(b)(2)(xiv).
(ii) Records identifying periods when
the chemical preparations operation is
in target HAP service using:
(A) Production records showing the
dates and times the chemical
preparations operation is processing
target HAP-containing materials; and
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(B) Material safety data sheets (MSDS)
of target HAP-containing materials being
processed.
(iii) Records of performance tests and
performance evaluations as required in
§ 63.10(b)(2)(viii).
(iv) Records of CPMS (if a CPMS is
used to demonstrate compliance)
calibration checks and adjustments and
maintenance performed on CPMS as
required by § 63.10(b)(2)(x) and (xi).
(v) Records of CPMS as required by
§ 63.10(c) and § 63.11583(d)(5).
(vi) Records of all inspections as
required by § 63.11584(b) and pressure
measurement device checks (if
applicable) as required by
§ 63.11583(e)(6).
(vii) Records of the site-specific
monitoring plan developed according to
§ 63.11583(f).
(viii) Records of particulate control
device manufacturing specifications and
recommendations.
(2) You must maintain the records
specified in paragraph (d)(1) of this
section in accordance with paragraphs
(d)(2)(i) through (d)(2)(iii) of this
section.
(i) Your records must be in a form
suitable and readily available for
expeditious review, according to
§ 63.10(b)(1).
(ii) As specified in § 63.10(b)(1), you
must keep each record for 5 years
following the date of each recorded
action.
(iii) You must keep each record onsite
for at least 2 years after the date of each
recorded action according to
§ 63.10(b)(1). You may keep the records
offsite for the remaining 3 years.
(3) If you are providing certification
that the particulate matter concentration
of each of the process vent streams from
equipment in target HAP service within
a chemical preparation operation will
not exceed 0.03 gr/dscf, you must
maintain the following records
according to paragraphs (d)(2)(i) through
(d)(2)(iii) of this section:
(i) Records of the initial certification
statement and supporting
documentation specified in paragraph
(b)(6) of this section.
(ii) Records of ductwork inspections
specified in § 63.11584(d)(4).
(iii) Records of the quarterly raw
material losses to the atmosphere and
process vent stream PM concentration
calculations specified in
§ 63.11582(e)(2).
Other Requirements and Information
§ 63.11586 Who implements and enforces
this subpart?
(a) This subpart can be implemented
and enforced by the U.S. Environmental
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Protection Agency (U.S. EPA) or a
delegated authority such as your State,
local, or Tribal agency. If the U.S. EPA
Administrator has delegated authority to
your State, local, or Tribal agency, then
that agency (the delegated authority), in
addition to the U.S. EPA, has the
authority to implement and enforce this
subpart. You should contact your U.S.
EPA Regional Office to find out if
implementation and enforcement of this
subpart has been delegated.
(b) In delegating implementation and
enforcement authority of this subpart to
a State, local, or Tribal agency under 40
CFR part 63, subpart E, the following
authorities are retained by the
Administrator of U.S. EPA:
(1) Approval of alternatives to the
requirements in §§ 63.11579, 63.11580,
63.11581, 63.11582, 63.11583, and
63.11584.
(2) Approval of major changes to test
methods under § 63.7(e)(2)(ii) and (f)
and as defined in § 63.90.
(3) Approval of major changes to
monitoring under § 63.8(f) and as
defined in § 63.90.
(4) Approval of major changes to
recordkeeping and reporting under
§ 63.10(f) and as defined in § 63.90.
§ 63.11587 What General Provisions
sections apply to this subpart?
You must comply with the
requirements of the General Provisions
(40 CFR part 63, subpart A) according to
Table 6 of this subpart.
§ 63.11588
subpart?
What definitions apply to this
Chemical preparation means a target
HAP-containing product, or
intermediate used in the manufacture of
other products, manufactured in a
process operation described by the
NAICS code 325998 if the operation
manufactures target HAP-containing
products or intermediates other than
indelible ink, India ink, writing ink, and
stamp pad ink. Indelible ink, India ink,
writing ink, and stamp pad ink
manufacturing operations are subject to
regulation by the paints and allied
products area source rule (40 CFR part
63, subpart CCCCCCC).
Chemical preparations facility means
any facility-wide collection of chemical
preparation operations.
Chemical preparations operation
means the collection of mixing,
blending, milling, and extruding
equipment used to manufacture
chemical preparations. A chemical
preparation operation may include all,
or only some, of the equipment listed
above, depending on the chemical
preparation being manufactured. Mixing
and blending equipment may be used to
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process either wet or dry materials, or
a combination of wet and dry materials.
Milling equipment includes, but is not
limited to, various types of rolling mills,
rotary mills, and grinders. Extruding
equipment, for the purposes of this
subpart, includes direct and indirect
extruders, spray driers, and prilling
towers.
Deviation means any instance in
which an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
management practice established by this
subpart;
(2) Fails to meet any term or condition
that is adopted to implement a
requirement in this subpart and that is
included in the operating permit for any
affected source required to obtain such
a permit; or
(3) Fails to meet any emissions limit.
In target HAP service means that
equipment in the chemical preparation
operation either contains, contacts, or is
processing target HAP-containing
materials.
Leak means a break in the integrity of
the vent collection or control device
system (i.e., in the duct work, piping,
etc.) such that visual particulate
emissions, liquids or residue form
outside the vent collection system or
control device.
Process vent stream means a gas
stream from any equipment in target
HAP service at the point where that gas
stream is discharged from a vent
collection system to the atmosphere, or
inlet of a control device, if any.
Research and development equipment
means any equipment whose primary
purpose is to conduct research and
development to develop new processes
and products, where such equipment is
operated under the close supervision of
technically trained personnel and is not
engaged in the manufacture of products
for commercial sale in commerce,
except in a de minimis manner.
Responsible official means one of the
following:
(1) For a corporation: A president,
secretary, treasurer, or vice president of
the corporation in charge of a principal
business function, or any other person
who performs similar policy or
decision-making functions for the
corporation, or a duly authorized
representative of such person if the
representative is responsible for the
overall operation of one or more
chemical preparations facilities;
(2) For a partnership: A general
partner;
(3) For a sole proprietorship: The
owner; or
(4) For a municipality, State, Federal,
or other public agency: Either a
principal executive officer or ranking
official.
Target HAP means metal compounds
for chromium, lead, manganese, and
nickel.
Target HAP-containing means raw
materials, intermediates, or products
that contain one or more target HAP.
Any material that contains compounds
of chromium (VI), lead, or nickel in
amounts greater than or equal to 0.1
percent by weight (as the metal), or
manganese or chromium (III)
compounds in amounts greater than or
equal to 1.0 percent by weight (as the
metal) is considered to be target HAPcontaining. Target HAP content is
shown in the formulation data provided
by the manufacturer or supplier, such as
the Material Safety Data Sheet for the
material.
Unsafe or difficult to inspect means
the equipment cannot be inspected
without elevating the inspection
personnel more than two meters above
a support surface or it is not accessible
at anytime in a safe manner.
Vent collection system means hoods,
enclosures, ductwork and fans utilized
to remove particulate emissions from
chemical preparations operations work
areas.
Tables of Subpart BBBBBBB of Part 63
TABLE 1 OF SUBPART BBBBBBB OF PART 63—EMISSION REDUCTION AND PM CONCENTRATION REQUIREMENTS
For each * * *
You must * * *
Using * * *
1. Process Vent Stream from equipment in target HAP service.
Route the process vent stream to a PM control device with:
a. A PM percent reduction efficiency of
95 percent (98 percent for new
sources), or.
b. An outlet concentration of 0.03 gr/dscf
or less.
Vent collection system and PM control device,
such as a wet scrubber or fabric filter, that
are maintained and operated per manufacturer’s recommendations.
TABLE 2 OF SUBPART BBBBBBB OF PART 63—INITIAL COMPLIANCE DEMONSTRATION METHODS WITH THE EMISSION
REDUCTION AND PM CONCENTRATION REQUIREMENTS
You must demonstrate initial compliance by one of the following methods * * *
1. Requirement to route all process vent streams from
equipment in target HAP service to a PM control device with a PM percent reduction efficiency of 95 percent (98 percent for new sources) or an outlet concentration of 0.03 gr/dscf or less..
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If you are demonstrating compliance with the * * *
a. Perform a PM emissions test using the methods listed in Table 3 to this subpart;
or
b. Provide performance guarantee information from the control device manufacturer
that certifies the device is capable of reducing PM concentrations by 95 percent
(98 percent for new sources) or achieves an outlet concentration of 0.03 gr/dscf or
less; or
c. Provide engineering calculations, such as mass balance and flow rate calculations,
that demonstrate that the control device is capable of reducing PM concentration
from the chemical preparations operation process vent streams by 95 percent (98
percent for new sources) or achieving an outlet concentration of 0.03 gr/dscf or
less.
a. Perform a PM emissions test using the methods listed in Table 3 to this subpart;
or
b. Provide engineering calculations, such as mass balance and flow rate calculations, that demonstrate that the PM concentration from the chemical preparations
operation process vent streams will not be greater than 0.03 gr/dscf.
2. Certification that all process vent streams from equipment in target HAP service will not contain a PM concentration greater than 0.03 gr/dscf.
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69215
TABLE 3 OF SUBPART BBBBBBB OF PART 63—TEST METHODS
For * * *
You must use * * *
1. Selecting the sampling locations a and the number of
traverse points.
2. Determining the velocity and volumetric flow rate .........
3. Determining the gas molecular weight used for flow
rate determination.
4. Measuring the moisture content of the stack gas .........
5. Measuring the PM emissions ........................................
EPA test method 1 or 1A in appendix A to part 60.
EPA test method 2, 2A, 2C, 2D, 2F, or 2G, as appropriate, in appendix A to part 60.
EPA test method 3, 3A, 3B, as appropriate, in appendix A to part 60.
EPA test method 4 in appendix A to part 60.
EPA test method 5 in appendix A to part 60.
a The sampling locations must be located at the outlet of the process equipment (or control device, if applicable), prior to any releases to the
atmosphere.
TABLE 4 OF SUBPART BBBBBBB OF PART 63—CONTINUOUS COMPLIANCE DEMONSTRATION METHODS WITH THE
EMISSION REDUCTION AND PM CONCENTRATION REQUIREMENTS
If you are demonstrating compliance with the * * *
You must demonstrate continuous compliance by * * *
1. Requirement to route all process vent streams from
equipment in target HAP service to a PM control device with a PM percent reduction efficiency of 95 percent (98 percent for new sources) or an outlet concentration of 0.03 gr/dscf or less.
Using one of the following monitoring methods:
a. A bag leak detector and alarm system, that notifies operators when a leak in
the filter media is detected.
b. A control device parameter monitor and alarm system, that notifies operators
when the control device is operating outside of the upper or lower thresholds
established by the control device manufacturer. Monitored parameters may include electricity supply to vent collection system fans, pressure drop across
the control device, or scrubber liquor flow to the control device, as appropriate
to the particulate matter control device being used.
c. A CPMS, and maintaining records of data verifying that the vent collection
system and control device were operated within the range of parameters established to comply with the emission reduction or 0.03 gr/dscf PM concentration requirements (i.e., according to manufacturer’s recommendations or at the
conditions used during the most recent performance test) while the chemical
preparations operation was in target HAP service. The control device monitoring data are averaged over a 24-hour period or an overall average per
batch, whichever is less, while the chemical preparations operation is in target
HAP service. Monitored parameters may include electricity supply to vent collection system fans, pressure drop across the control device, or scrubber liquor flow to the control device, as appropriate to the particulate matter control
device being used.
a. Conducting monthly visual inspections of the vent collection system ductwork for
leaks.
2. Certification that all process vent streams from equipment in target HAP service will not contain a PM concentration greater than 0.03 gr/dscf.
TABLE 5 OF SUBPART BBBBBBB OF PART 63—REPORTING REQUIREMENTS
You must submit a compliance report as follows * * *
1. Requirement to route all process vent streams from
equipment in target HAP service to a PM control device with a PM percent reduction efficiency of 95 percent (98 percent for new sources) or an outlet concentration of 0.03 gr/dscf or less.
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If you are demonstrating compliance with the * * *
a. An initial notice of compliance status report (NOCSR) as specified in
§ 63.11585(b)(3), and then as follows in (b) or (c) as applicable to you:
b. If there were no deviations during the reporting period, you must submit an annual
report containing:
1. A statement that there were no deviations from the requirement to route all
process vent streams from equipment in target HAP service to a PM control
device that achieves a PM percent reduction efficiency of 95 percent (98 percent for new sources) or an outlet concentration of 0.03 gr/dscf or less during
the reporting period.
2. If there were no periods during which the process vent collection system and
control device was not operating normally (i.e., according to manufacturer’s
recommendations or at the conditions used during the most recent performance test), a statement that the vent collection system and control device
were operated normally at all times during the reporting period.
c. If you have a deviation from the requirement to route all process vent streams
from equipment in target HAP service to a PM control device that achieves a PM
percent reduction efficiency of 95 percent (98 percent for new sources) or to an
outlet concentration of 0.03 gr/dscf or less, or periods where the vent collection
system or control device were not operated normally, then you must submit a
semi-annual report for that reporting period. The report must contain the information specified in § 63.11585(c).
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TABLE 5 OF SUBPART BBBBBBB OF PART 63—REPORTING REQUIREMENTS—Continued
If you are demonstrating compliance with the * * *
You must submit a compliance report as follows * * *
2. Certification that all process vent streams from equipment in target HAP service will not contain a PM concentration greater than 0.03 gr/dscf.
a. An initial NOCSR as specified in § 63.11585(b)(3) that contains the following
items:
1. A statement certifying that all process vent streams from equipment in target
HAP service will not contain a PM concentration greater than 0.03 gr/dscf.
The statement shall contain that official’s name, title, and signature, certifying
the truth, accuracy, and completeness of the certification statement.
2. Test results or engineering calculations that demonstrate process vent
streams covered by the certification will not contain a PM concentration greater than 0.03 gr/dscf.
TABLE 6 OF SUBPART BBBBBBB OF PART 63—GENERAL PROVISIONS
Citation
Subject
§ 63.1 ...............................................
§ 63.2 ...............................................
§ 63.3 ...............................................
§ 63.4 ...............................................
§ 63.5 ...............................................
§ 63.6(a)–(d) ....................................
Applicability ............................................................................
Definitions ..............................................................................
Units and Abbreviations ........................................................
Prohibited Activities ...............................................................
Construction/Reconstruction ..................................................
Compliance with Standards and Maintenance Requirements.
Operation and Maintenance Requirements ..........................
Operation and Maintenance Requirements ..........................
[Reserved] .............................................................................
Startup, Shutdown, and Malfunction Plan .............................
§ 63.6(e)(1)(i)–(ii) .............................
§ 63.6(e)(1)(iii) .................................
§ 63.6(e)(2) ......................................
§ 63.6(e)(3) ......................................
§ 63.6(f)(1) .......................................
Applies to subpart BBBBBBB
§ 63.6(g) ...........................................
§ 63.6(h) ...........................................
Compliance with Non-Opacity Emissions Standards—Applicability.
Methods for Determining Compliance and Finding of Compliance.
Use of an Alternative Non-Opacity Emission Standard ........
Opacity/Visible Emission (VE) Standards .............................
§ 63.6(i) ............................................
§ 63.6(j) ............................................
§ 63.7(a)–(d) ....................................
§ 63.7(e)(1) ......................................
Compliance Extension ...........................................................
Presidential Compliance Exemption ......................................
Performance Testing Requirements ......................................
Performance Testing Requirements ......................................
§ 63.7(e)(2)–(4) ................................
§ 63.7(f)–(h) .....................................
§ 63.8(a)(1) ......................................
§ 63.8(a)(2) ......................................
Conduct of Performance Tests and Data Reduction ............
Use of Alternative Test Method; Data Analysis, Recordkeeping, and Reporting; and Waiver of Performance
Tests.
Applicability of Monitoring Requirements ..............................
Performance Specifications ...................................................
§ 63.8(a)(3) ......................................
§ 63.8(a)(4) ......................................
§ 63.8(b)(1) ......................................
§ 63.8(b)(2)–(3) ................................
§ 63.8(c)(1) ......................................
§ 63.8(c)(1)(i) ...................................
§ 63.8(c)(1)(ii) ..................................
§ 63.8(c)(1)(iii) ..................................
[Reserved] .............................................................................
Monitoring with Flares ...........................................................
Monitoring ..............................................................................
Multiple Effluents and Multiple Monitoring Systems .............
Monitoring System Operation and Maintenance ...................
CMS maintenance .................................................................
Spare Parts for CMS Malfunction .........................................
Compliance with Operation and Maintenance Requirements
§ 63.8(c)(2)–(3) ................................
§ 63.8(c)(4) ......................................
Monitoring System Installation ..............................................
CMS Requirements ...............................................................
§ 63.8(c)(5) ......................................
COMS Minimum Procedures .................................................
§ 63.8(c)(6) ......................................
CMS Requirements ...............................................................
§ 63.8(c)(7)–(8) ................................
CMS Requirements ...............................................................
§ 63.8(d) ...........................................
CMS Quality Control ..............................................................
§ 63.8(e)–(g) ....................................
CMS Performance Evaluation ...............................................
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§ 63.6(f)(2)–(3) .................................
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Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
No.
Yes.
No. Subpart BBBBBBB does not require
startup, shutdown, and malfunction plans.
No. The emission limits apply at all times.
Yes.
Yes.
No. Subpart BBBBBBB does not contain
opacity or VE standards.
Yes.
Yes.
Yes.
No. Subpart BBBBBBB specifies the conditions under which performance tests must
be conducted.
Yes.
Yes.
Yes.
No. Subpart BBBBBBB does not require
CEMS to demonstrate compliance.
No.
Yes.
Yes.
Yes.
Yes.
Yes.
No. Subpart BBBBBBB does not require
startup, shutdown, and malfunction plans.
Yes.
No. Subpart BBBBBBB does not require
CEMS to demonstrate compliance.
No. Subpart BBBBBBB does not contain
opacity or VE standards.
Yes, for CPMS provisions only. Subpart
BBBBBBB does not require CEMS to
demonstrate compliance.
No. Subpart BBBBBBB does not require
CEMS to demonstrate compliance.
No. Subpart BBBBBBB does not require
CEMS to demonstrate compliance.
No. Subpart BBBBBBB does not require
CEMS to demonstrate compliance.
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69217
TABLE 6 OF SUBPART BBBBBBB OF PART 63—GENERAL PROVISIONS—Continued
Citation
Subject
Applies to subpart BBBBBBB
§ 63.9 ...............................................
Notification Requirements .....................................................
§ 63.10(a),(b)(1), (b)(2)(viii)–(xi),(c),
(e)(1), (e)(2)(i), (f).
§ 63.11 .............................................
§ 63.12 .............................................
§ 63.13 .............................................
Recordkeeping and Reporting Requirements .......................
Yes. Except Initial Notification shall be submitted in accordance with the schedule in
§ 63.11585.
Yes.
§ 63.14 .............................................
§ 63.15 .............................................
§ 63.16 .............................................
Control Device and Work Practice Requirements ................
State Authority and Delegations ............................................
Addresses of State Air Pollution Control Agencies and EPA
Regional Offices.
Incorporations by Reference .................................................
Availability of Information and Confidentiality .......................
Performance Track Provisions ..............................................
Yes.
Yes.
Yes.
Yes.
Yes.
No.
[FR Doc. E9–30500 Filed 12–29–09; 8:45 am]
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BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 74, Number 249 (Wednesday, December 30, 2009)]
[Rules and Regulations]
[Pages 69194-69217]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-30500]
[[Page 69193]]
-----------------------------------------------------------------------
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Chemical Preparations Industry; Final Rule
Federal Register / Vol. 74 , No. 249 / Wednesday, December 30, 2009 /
Rules and Regulations
[[Page 69194]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2009-0028; FRL-9095-1]
RIN 2060-AN46
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Chemical Preparations Industry
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is promulgating national emissions standards for control
of hazardous air pollutants (HAP) from the chemical preparations area
source category. These final emissions standards for new and existing
sources reflect EPA's final determination regarding the generally
available control technology or management practices (GACT) for the
source category.
DATES: This final rule is effective on December 30, 2009.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OAR-2009-0028. All documents in the docket are listed in the
Federal Docket Management System index at https://www.regulations.gov.
Although listed in the index, some information is not publicly
available, e.g., confidential business information (CBI) or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, is not placed on the Internet
and will be publicly available only in hard copy form. Publicly
available docket materials are available either electronically in
https://www.regulations.gov or in hard copy at the Area Source NESHAP
for Chemical Preparations Manufacturing Docket, EPA/DC, EPA West, Room
3334, 1301 Constitution Ave., NW., Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the Air Docket is
(202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Mr. Warren Johnson, Outreach and
Information Division, Office of Air Quality Planning and Standards
(C404-05), Environmental Protection Agency, Research Triangle Park,
North Carolina 27711, telephone number: (919) 541-5124; fax number:
(919) 541-0242; e-mail address: johnson.warren@epa.gov.
SUPPLEMENTARY INFORMATION:
Outline. The information in this preamble is organized as follows:
I. General Information
A. Does This Action Apply to Me?
B. Where Can I Get a Copy of This Document?
C. Judicial Review
II. Background Information for This Final Rule
III. Summary of Changes Since Proposal
IV. Summary of Final Standards
A. Do the Final Standards Apply to My Source?
B. When Must I Comply With the Final Standards?
C. What Are My Final Standards?
D. What Are My Initial and Continuous Monitoring Requirements?
E. What Are My Notification, Recordkeeping, and Reporting
Requirements?
F. What Are the Title V Permit Requirements?
V. Summary of Comments and Responses
A. Source Category Listing and Applicability
B. Alternative Standards
C. GACT Limits
D. Initial Compliance
E. Continuous Monitoring, Inspections and Reporting
F. Title V Permitting
G. Cost Impacts
H. Miscellaneous
VI. Impacts of the Final Standards
A. What Are the Air Impacts?
B. What Are the Cost Impacts?
C. What Are the Economic Impacts?
D. What Are the Non-Air Health, Environmental, and Energy
Impacts?
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does this Action Apply to Me?
The regulated category and entities potentially affected by the
final standards include:
------------------------------------------------------------------------
NAICS Examples of regulated
Category code \1\ entities
------------------------------------------------------------------------
All other miscellaneous chemical 325998 Area source facilities
product and preparation that manufacture
manufacturing. chemical preparations
containing metal
compounds of chromium,
lead, manganese, or
nickel, except for
manufacturers of
indelible ink, India
ink, writing ink, and
stamp pad ink. Chemical
preparations include,
but are not limited to,
fluxes, water treatment
chemicals, rust
preventatives and
plating chemicals,
concrete additives,
gelatin, and drilling
fluids.
------------------------------------------------------------------------
\1\ North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. Chemical preparation operations described by the NAICS code
325998 that manufacture indelible ink, India ink, writing ink, and
stamp pad ink are subject to area source regulations for paints and
allied products (40 CFR Subpart CCCCCCC). See 40 CFR 63.11599.
Therefore, chemical preparation operations that manufacture indelible
ink, India ink, writing ink or stamp pad ink, or any combination
thereof, are subject to the paints and allied products area source rule
and those operations must comply all applicable requirements specified
in Subpart CCCCCCC. Such operations are not subject to the final
chemical preparations area source rule. To determine whether operations
at your facility are regulated by this action, you should examine the
applicability criteria in 40 CFR 63.11579 of subpart BBBBBBB (NESHAP
for Area Sources: Chemical Preparations Industry). If you have any
questions regarding the applicability of this action to a particular
entity or operations at your
[[Page 69195]]
facility, consult either the delegated authority for the entity or your
EPA regional representative as listed in 40 CFR 63.13 of subpart A
(General Provisions).
B. Where Can I Get a Copy of This Document?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the Worldwide Web (WWW)
through the Technology Transfer Network (TTN). Following signature, a
copy of this final action will be posted on the TTN's policy and
guidance page for newly final or promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg/. The TTN provides information
and technology exchange in various areas of air pollution control.
C. Judicial Review
Under section 307(b)(1) of the Clean Air Act (CAA), judicial review
of this final rule is available only by filing a petition for review in
the United States Court of Appeals for the District of Columbia Circuit
by March 1, 2010. Under section 307(b)(2) of the CAA, the requirements
established by this final rule may not be challenged separately in any
civil or criminal proceedings brought by EPA to enforce these
requirements.
Section 307(d)(7)(B) of the CAA further provides that ``[o]nly an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review.'' This section also
provides a mechanism for EPA to convene a proceeding for
reconsideration, ``[i]f the person raising an objection can demonstrate
to EPA that it was impracticable to raise such objection within [the
period for public comment] or if the grounds for such objection arose
after the period for public comment (but within the time specified for
judicial review) and if such objection is of central relevance to the
outcome of the rule.'' Any person seeking to make such a demonstration
to us should submit a Petition for Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000, Ariel Rios Building, 1200
Pennsylvania Ave., NW., Washington, DC 20460, with a copy to both the
person(s) listed in the preceding FOR FURTHER INFORMATION CONTACT
section, and the Associate General Counsel for the Air and Radiation
Law Office, Office of General Counsel (Mail Code 2344A), U.S. EPA, 1200
Pennsylvania Ave., NW., Washington, DC 20460.
II. Background Information for This Final Rule
Section 112(d) of the CAA requires EPA to establish national
emission standards for hazardous air pollutants (NESHAP) for both major
and area sources of hazardous air pollutants (HAP) that are listed for
regulation under CAA section 112(c). A major source emits or has the
potential to emit 10 tons per year (tpy) or more of any single HAP or
25 tpy or more of any combination of HAP. An area source is a
stationary source that is not a major source.
Section 112(k)(3)(B) of the CAA calls for EPA to identify at least
30 HAP that, as the result of emissions from area sources, pose the
greatest threat to public health in the largest number of urban areas.
EPA implemented this provision in 1999 in the Integrated Urban Air
Toxics Strategy (64 FR 38715, July 19, 1999). Specifically, in the
Integrated Urban Air Toxics Strategy, EPA identified 30 HAP that pose
the greatest potential health threat in urban areas, and these HAP are
referred to as the ``30 urban HAP.'' Section 112(c)(3) requires EPA to
list sufficient categories or subcategories of area sources to ensure
that area sources representing 90 percent of the emissions of the 30
urban HAP are subject to regulation. We also implemented these
requirements through the Integrated Urban Air Toxics Strategy. A
primary goal of the Integrated Urban Air Toxics Strategy is to achieve
a 75 percent reduction in cancer incidence attributable to HAP emitted
from stationary sources.
Under CAA section 112(d)(5), we may elect to promulgate standards
or requirements for area sources ``which provide for the use of
generally available control technology or management practices (GACT)
by such sources to reduce emissions of hazardous air pollutants.''
Additional information on GACT is found in the Senate report on the
legislation (Senate Report Number 101-228, December 20, 1989), which
describes GACT as:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
Consistent with the legislative history, we can consider costs and
economic impacts in determining GACT, which is particularly important
when developing regulations for source categories, like this one, that
have almost 40 percent of firms classified as small businesses
according to the Small Business Administration (SBA) standards in 13
CFR 121.201. For this source category, small businesses are defined as
those with fewer than 500 employees.
Determining what constitutes GACT involves considering the control
technologies and management practices that are generally available to
the area sources in the source category. We also consider the standards
applicable to major sources in the same industrial sector to determine
if the control technologies and management practices employed by those
sources are transferable and generally available to area sources. In
appropriate circumstances, we may also consider technologies and
practices at area and major sources in similar categories to determine
whether such technologies and practices could be considered generally
available for the area source category being considered. Finally, as
noted above, in determining GACT for a particular category of area
sources, we consider the costs and economic impacts of using available
control technologies and management practices on sources in that
category.
We are promulgating these national emission standards in response
to a court-ordered deadline that requires EPA to sign final rules
establishing emission standards for two source categories listed
pursuant to section 112(c)(3) and (k) by December 16, 2009 (Sierra Club
v. Johnson, no. 01-1537, D.D.C., March 2006). We intend to publish a
separate rulemaking in the Federal Register for the other source
category due in December 2009.
III. Summary of Changes Since Proposal
The final rule contains several revisions and clarifications to the
proposed rule in response to public comments. We explain the reasons
for the following changes in detail in the summary of comments and
responses (section V of this preamble):
Revised the definition of chemical preparation to mean a
target HAP-containing product, or intermediate used in the manufacture
of other products, manufactured in a process operation described by the
NAICS code 325998 if the operation manufactures target HAP-containing
products or intermediates other than indelible ink, India ink, writing
ink, and stamp pad ink. Indelible ink, India ink, writing ink, and
stamp pad ink manufacturing operations are subject to regulation under
the paints and allied products area source rule (40 CFR part 63,
subpart CCCCCCC), not this rule.
Revised the emission standard for existing sources to
include an
[[Page 69196]]
alternative standard of 0.03 grains per dry standard cubic foot (gr/
dscf) particulate matter (PM) concentration at the outlet of the
control device as an alternative to routing process vent streams to a
control device with a 95 percent PM reduction efficiency.
Added standards for new sources that require either
routing process vent streams to a control device with a 98 percent PM
efficiency or meeting the 0.03 gr/dscf alternative standard mentioned
above.
Revised the standards to include a mechanism that allows
sources (which in these standards means the collection of emission
points from chemical preparations operations) to demonstrate and
certify that the process vent streams in the chemical preparation
operations at the facility will not exceed PM concentrations of 0.03
gr/dscf. This revision is intended to significantly reduce monitoring,
recordkeeping and reporting requirements for sources that have, or can
establish, very small process emissions.
Revised the monitoring requirements to provide options for
the use of bag leak detection systems, audible parameter monitor alarm
systems, or a continuous parameter monitoring system (CPMS). We also
removed the use of a continuous emissions monitoring systems (CEMS) as
an alternative to a CPMS, since we are unaware of any existing chemical
preparations area sources currently using CEMS to monitor PM emissions,
and do not expect any sources to operate a CEMS system to monitor
compliance with the final standards (see discussion in section V.E.).
Clarified the averaging requirements for sources using a
CPMS so that the average is calculated on the basis of either a 24-hour
rolling period or a batch period (i.e., the period that equipment is
processing a batch of target HAP-containing materials), whichever is
less.
Revised the reporting requirements to require only annual
reporting if no deviations occur, but semiannual reporting if a
deviation occurred within the reporting period.
Modified the inspection requirements for vent collection
system ductwork that is difficult or dangerous to access.
Revised the definition of ``responsible official'' to make
it easier for sources to identify the appropriate person at a chemical
preparations facility.
Corrected a typographical error in Table 2 to specify that
the PM test method is Method 5, not 5A.
Corrected a typographical error in Sec. 63.11585 where
there were two paragraphs identified as paragraph (b).
Clarified the definition of ``chemical preparation'' to
specify that it applies to target HAP-containing products or
intermediates.
Revised the definition of ``target HAP-containing'' to
clarify separate minimum concentration levels for trivalent and
hexavalent chromium compounds.
IV. Summary of Final Standards
A. Do the Final Standards Apply to My Source?
The final subpart BBBBBBB standards apply to each existing and new
area source chemical preparations facility, as defined in the final
rule. The standards do not apply to research or laboratory facilities,
as defined in section 112(c)(7) of the CAA. They also do not apply to
chemical preparation operations described by the NAICS code 325998 that
manufacture indelible ink, India ink, writing ink, and stamp pad ink,
which are subject to area source regulations for paints and allied
products (40 CFR part 63, Subpart CCCCCCC).
B. When Must I Comply With the Final Standards?
All existing area source facilities subject to this final rule are
required to comply with the rule requirements no later than December
30, 2010. New sources are required to comply with the rule requirements
by December 30, 2009 or upon startup of the facility, whichever is
later.
Because the majority of existing sources in this category are
already well-controlled, we believe that one year is a reasonable
amount of time to allow existing sources to conduct compliance
demonstrations and prepare the initial reports required for compliance
with the final rule.
C. What Are My Final Standards?
As we explained in the proposed rule, PM is a surrogate for the
target HAP (i.e., metal compounds of chromium, lead, manganese, and
nickel). The final standards for existing sources require process vent
streams from chemical manufacturing processes with equipment that uses,
contains or contacts target HAP to either be routed to a control device
with a 95 percent PM reduction efficiency or to meet an outlet
concentration of 0.03 gr/dscf, with or without control. For new sources
the final standards require these process vent streams to either be
routed to a control device with a 98 percent PM reduction efficiency or
the process vent stream must meet an outlet concentration of 0.03 gr/
dscf, with or without control. On a process by process basis, if an
existing source can demonstrate and certify that the PM concentration
of each of the process vent streams from equipment that uses, contains
or contacts target HAP within a chemical preparation operation will not
exceed 0.03 gr/dscf, then the source is not required to route the
process vent streams to a control device with a 95 percent PM reduction
efficiency. The final rule includes appropriately reduced recordkeeping
and reporting requirements for sources that can comply with the 0.03
gr/dscf alternative standard without the use of a control device.
D. What Are My Initial and Continuous Monitoring Requirements?
The final standards require an initial compliance assessment that
process vent streams are either being routed to a control device with a
95 percent (98 percent for new sources) PM reduction efficiency or with
an outlet PM concentration of 0.03 gr/dscf, or a certification that
process vent streams from equipment that either contains, contacts, or
is processing target HAP-containing materials will not exceed a PM
concentration of 0.03 gr/dscf. The owner and operator must also
establish parameter values (e.g., liquid flow or pressure drop) for the
control device that will be monitored to demonstrate continuous
compliance or must install a bag system leak detection system or
audible parameter monitoring alarm which indicates failure of the
particulate control system.
The rule provides alternatives for demonstrating initial
compliance. Specifically, initial compliance assessments to determine
whether the PM percent reduction standard or outlet concentration
standard are being met may consist of performance testing, control
device manufacturer performance guarantees, or engineering
calculations. Sources that opt to demonstrate and certify that the PM
concentration of each of the process vent streams from equipment that
either contains, contacts, or is processing target HAP-containing
materials within a chemical preparation operation will not exceed 0.03
gr/dscf must provide either emission test data or engineering
calculations to support their certification.
For existing sources, the final standards require owners or
operators to conduct the initial compliance assessment by June 28,
2011. Owners or operators of new sources are required to
[[Page 69197]]
conduct compliance assessments by June 28, 2010 or 180 days after
startup, whichever is later.
The rule provides alternative for demonstrating continuous
compliance. Continuous compliance with the final emission limits is
demonstrated by monitoring control device operating parameters
established during the initial compliance assessment or with a bag leak
detector system. For an existing source that opts to use a CPMS, the
final standards for demonstrating continuous compliance are based upon
an overall average per batch or over 24 hours, whichever is less, when
the equipment either contains, contacts, or is processing target HAP-
containing materials. As alternatives to a CPMS, sources must install
either a bag leak detection system, such as a triboelectric monitor and
alarm, or a parameter monitor alarm that will alert operators of
periods when the device parameters (such as pressure drop or scrubber
liquid flow rate) are outside the operating upper or lower threshold or
range specified by the control device manufacturer.
In the final rule, sources certifying that the particulate matter
concentration of each of the process vent streams from equipment that
uses, contains or contacts target HAP within a chemical preparation
operation will not exceed 0.03 gr/dscf have appropriately reduced duct
collection system inspection requirements to ensure that the basis for
the grain loading does not change. In addition, they must record
material loss information that supports their certification for each
subsequent quarter and must continue to operate in accordance with
their certifications.
E. What Are My Notification, Recordkeeping, and Reporting Requirements?
Affected new and existing sources are required to comply with
certain reporting requirements set forth in this final rule as well as
certain requirements set forth in the General Provisions (40 CFR part
63, subpart A), as identified in Tables 5 and 6 of this final rule. The
General Provisions include specific requirements for notifications,
recordkeeping, and reporting. Among other requirements, each facility
is required to submit an initial notification that complies with the
requirements in 40 CFR 63.9(b) of the General Provisions within 120
days of the effective date of the final rule and a notification of
compliance status that complies with the requirements in 40 CFR 63.9(h)
within 60 days after completion of the initial compliance assessment.
Sources must keep records to identify periods when equipment contains,
contacts, or is processing target HAP-containing materials, as well as
records of control device performance guarantees, inspections and
monitoring system calibrations for CPMS, if applicable. Facilities are
also required to submit semi-annual compliance summary reports if a
deviation occurs within the reporting period. If no deviation occurs,
then annual compliance summary reports must be submitted.
Sources certifying that the particulate matter concentration of
each of the process vent streams from equipment that either contains,
contacts, or is processing target HAP-containing materials within a
chemical preparation operation will not exceed 0.03 gr/dscf have
appropriately reduced recordkeeping and reporting requirements.
F. What Are the Title V Permit Requirements?
This final rule exempts the chemical preparations manufacturing
area source category from title V permitting requirements unless the
affected source is otherwise required by law to obtain a title V
permit. For example, sources that have title V permits because they are
major sources under the criteria pollutant program would maintain those
permits.
V. Summary of Comments and Responses
During the comment period on the proposed rule, we received eleven
comment letters, which were submitted by industry, small business
environmental assistance programs and environmental advocacy groups.
Sections V.A. through V.H. summarize some of the more significant
comments and explain our response. For comment summaries and responses
not addressed in this preamble, see the response to comment document in
the docket for this rule, Docket ID No. EPA-HQ-OAR-2009-0028.
A. Source Category Listing and Applicability
Comment. Several commenters contended that EPA did not provide the
opportunity to comment on the addition of the chemical preparations
source category to the area source category list and that chemical
preparations should not be regulated as a source category per sections
112(c)(3) and 112(k)(3)(B)(ii) of the CAA.
Response. We listed the chemical preparations source category on
November 22, 2002, under CAA section 112(c)(3) in one of a series of
amendments (67 FR 70427) to the original source category list included
in the 1999 Integrated Urban Air Toxics Strategy, for which there was
opportunity to comment. We included this source category on the section
112(c)(3) area source category list, based upon emissions data for the
1990 baseline year, for its contribution toward meeting the CAA section
112(c)(3)'s requirement that we list sufficient categories and
subcategories of sources to ensure that area sources representing 90
percent of the area source emissions of the 30 hazardous air pollutants
that present the greatest threat to public health in the largest number
of urban areas are subject to regulation under CAA section 112. The
chemical preparations area source category was listed for its
contributions toward meeting the 90 percent requirement for compounds
of chromium, manganese, lead and nickel. The commenters in this case
were concerned that this source category would overlap with other
source categories for which they are subject. The overlap concerns are
addressed in the following comment response.
Comment. Several commenters contended that the chemical
preparations area source category as defined in the proposed rule
overlaps with the chemical manufacturing and paint and allied products
source categories and advocated that the applicability of the rule be
further clarified to avoid confusion regarding which area source
regulation applies to a particular operation.
Response. When the chemical preparations area source category was
initially listed, it was identified as consisting of facilities covered
by standard industrial classification (SIC) code 2899. We subsequently
moved to the use of North American Industrial Classification System
(NAICS) codes, rather than SIC codes, to identify the types of
facilities included in a particular area source category. SIC codes are
translated to NAICS codes using the U.S. Census Bureau's ``bridge''.
The ``bridge'' correlates the four-digit SIC code to the corresponding
six-digit NAICS code or codes. As discussed in the background
information document for the proposal (See Docket EPA-HQ-OAR-2009-
0028), under the ``bridge'' the 2899 SIC code translates to four
separate NAICS codes (311942--Spice and extract manufacturing, 325199--
All other basic organic chemical manufacturing, 325510--Paint and
coating manufacturing, 325998--All other miscellaneous chemical product
and preparation manufacturing). As a result,
[[Page 69198]]
at the time of proposal, we believed that it was possible for the
chemical preparations source category to consist of operations that
could be classified under one of these four possible North American
Industrial Classification System (NAICS) codes, depending on the
product or intermediate the operation was producing. In the proposed
rule, we, therefore, identified all four categories as potentially
containing sources subject to the chemical preparations area source
rule. Based on comments we received on the proposal, however, we now
recognize that the chemical preparations area source category as listed
consists exclusively of sources classified by NAICS code 325998. (For a
more detailed discussion of the circumstances, see the final technical
support document included in the docket for this final rule.) We also
realized that the NAICS code 311942, spice and extract manufacturing,
is not a source of target HAP emissions, since operations conducted at
facilities included in that NAICS code produce table salt and other
food products. In addition, we have determined that sources in NAICS
code 325999 are subject to the chemical manufacturing area source rule
(40 CFR part 63, subpart VVVVVV) and that sources in NAICS code 325510
are subject to the paint and allied products area source rule (40 CFR
part 63, subpart CCCCCCC). For these reasons, this final rule only
applies to facilities classified by NAICS code 325998. (40 CFR 63.11579
and 63.11588.) Based on these comments, we also recognized that even
within the 325998 NAICS code there was some overlap with the paint and
allied products area source rule (40 CFR part 63, subpart CCCCCCC).
Specifically, we recognized that sources in the 325998 NAICS code that
manufacture indelible ink, India ink, writing ink, and stamp pad ink
are subject to regulation under the paint and allied products area
source rule. (40 CFR 63.11599) Operations at sources in the 325998
NAICS code that manufacture indelible ink, India ink, writing ink, or
stamp pad ink, or any combination thereof, are, therefore, not subject
to this final rule. (40 CFR 63.11579 and 63.11588.)
To facilitate these changes, the definition of ``chemical
preparation'' in the final rule has been revised to read as follows:
Chemical preparation means a target HAP-containing product, or
intermediate used in the manufacture of other products, manufactured in
a process operation described by the NAICS code 325998 if the operation
manufactures target HAP-containing products or intermediates other than
indelible ink, India ink, writing ink, and stamp pad ink. Indelible
ink, India ink, writing ink, and stamp pad ink manufacturing operations
are subject to regulation by the paints and allied products area source
rule (40 CFR part 63, subpart CCCCCCC).
B. Alternative Standards
Comment. Several commenters asked questions regarding whether their
operations were subject to the rule and, presuming their operations
were subject, expressed support for including an alternative compliance
option based on a PM concentration. One commenter described an
operation where liquids containing target HAP compounds were mixed in a
closed tank. According to the commenter, PM matter is not emitted from
this mixing operation. The commenter further stated that demonstrating
95 percent control would be difficult, since there were no discernable
PM emissions from this operation.
Response. We agree with the commenter, and have added an
alternative standard of 0.03 gr/dscf PM concentration to the final
rule. Sources may either meet the requirement to route the process vent
stream to a control device with a 95 percent PM reduction efficiency or
the 0.03 gr/dscf PM concentration standard. Furthermore, sources
demonstrating and providing a certification statement that each of the
process vent streams from equipment that either contains, contacts, or
is processing target HAP-containing materials within a chemical
preparation operation will not exceed 0.03 gr/dscf have appropriately
reduced reporting, recordkeeping and inspection requirements (to ensure
that the basis for the PM concentration certification does not change).
C. GACT Limits
Comment. One commenter contends that, ``EPA failed to calculate any
potential HAP reductions from the proposed rule, because the proposed
rule will not actually lead to any reductions.'' The commenter believes
that the proposed rule is `` * * * to preserve the status quo * * *''
and that the level of control currently in place is the accepted level
of control.
Response. The commenter does not challenge any aspect of EPA's
proposed GACT determination for this area source category. Instead, the
commenter makes a blanket assertion that EPA is not acting consistently
with the purposes of the area source provisions in the CAA (i.e.,
sections 112(c)(3) and 112(k)(3)(B)), because it is not requiring
emission reductions beyond the level that is currently being achieved
from this well-controlled source category. In support of this
assertion, the commenter compares the requirements in the proposed rule
to the area source category's current emission and control status. Such
a comparison is flawed.
Congress promulgated the relevant CAA area source provisions in
1990 in light of the level of area source HAP emissions at that time.
Congress directed EPA to identify not less than 30 HAP which, as a
result of emissions from area sources, present the greatest threat to
public health in the largest number of urban areas, and to list
sufficient area source categories to ensure that area sources
representing 90 percent of the 30 HAP listed are subject to regulation.
As explained in the Integrated Urban Air Toxics Strategy, EPA based its
listing decisions on the baseline National Toxics Inventory (NTI) that
the Agency compiled for purposes of implementing its air toxics program
after the 1990 CAA Amendments (64 FR 38706, 38711, n.10). The baseline
NTI reflected HAP emissions from chemical preparations manufacturing
area sources in 1990. Thus, contrary to the commenter's suggestion, the
relevant emission level for comparison is the emission level reflected
in our baseline NTI, not the current emission level.
Furthermore, in promulgating the area source provisions in the CAA,
Congress did not require EPA to issue area source standards that must
achieve a specific level of emission reduction. Rather, Congress
authorized EPA to issue standards under section 112(d)(5) for area
sources that reflect GACT for the source category. To qualify as being
generally available, a GACT standard would most likely be an existing
control technology or management practice: ``[A]n equipment standard
would require neighborhood dry cleaning establishments to employ the
commercially available systems associated with the lowest measured
emissions * * *. S. Rep. 101-128, at 171-172 (emphasis added). Thus, it
is both reasonable and consistent with Congressional intent that the
GACT-based standards being finalized today codify the use of the
existing effective PM control approach being used by sources in the
category. For all of these reasons, this final rule is consistent with
sections 112(c)(3), 112(k)(3)(B), and 112(d)(5).
Comment. One commenter asserted that, although section 112(d)(5)
does authorize EPA to issue GACT standards in lieu of maximum
achievable control
[[Page 69199]]
technology (MACT) standards, the Agency's decision to do so is subject
to familiar administrative law requirements. The commenter maintained
that to be non-arbitrary, the decision must--at a minimum--be supported
by a rational explanation. The commenter stated that EPA has provided
no explanation whatsoever for its apparent decision to issue GACT
standards instead of MACT standards and, for this reason alone, its
decision is arbitrary and capricious.
The commenter stated that EPA's decision to issue GACT standards
pursuant to CAA section 112(d)(5), instead of MACT standards pursuant
to section 112(d)(2) and (3), is arbitrary and capricious because EPA
provided no rationale for its decision to issue GACT standards. The
commenter also claimed that the proposed standards are based solely on
cost and are thus unlawful and arbitrary. The commenter claims that CAA
section 112(d)(5) does not direct EPA to set standards based on what is
cost effective; rather, according to the commenter EPA must establish
GACT based on the ``methods, practices and techniques which are
commercially available and appropriate for application by the sources
in the category considering economic impacts.'' The commenter stated
that, because cost effectiveness is not relevant under CAA section
112(d)(5), the reliance on cost effectiveness as the sole determining
factor in establishing GACT renders the proposed standards unlawful.
Response. As the commenter recognizes, in section 112(d)(5),
Congress gave EPA explicit authority to issue alternative emission
standards for area sources. Specifically, section 112(d)(5), which is
titled, ``Alternative standard for area sources,'' provides:
With respect only to categories and subcategories of area
sources listed pursuant to subsection (c) of this section, the
Administrator may, in lieu of the authorities provided in paragraph
(2) and subsection (f) of this section, elect to promulgate
standards or requirements applicable to sources in such categories
or subcategories which provide for the use of generally available
control technologies or management practices by such sources to
reduce emissions of hazardous air pollutants. See CAA section
112(d)(5).
There are two critical aspects to section 112(d)(5). First, section
112(d)(5) applies only to those categories and subcategories of area
sources listed pursuant to section 112(c). The commenter does not
dispute that EPA listed the chemical preparations area source category
pursuant to section 112(c). Second, section 112(d)(5) provides that,
for area sources listed pursuant to section 112(c)(3), EPA ``may, in
lieu of'' the authorities provided in section 112(d)(2) and 112(f),
elect to promulgate standards pursuant to section 112(d)(5).
Section 112(d)(2) provides that emission standards established
under that provision ``require the maximum degree of reduction in
emissions'' of HAP (also known as MACT). Section 112(d)(3), in turn,
defines what constitutes the ``maximum degree of reduction in
emissions'' for new and existing sources. See section 112(d)(3).
Webster's dictionary defines the phrase ``in lieu of'' to mean ``in the
place of'' or ``instead of.'' See Webster's II New Riverside University
(1994). Thus, section 112(d)(5) authorizes EPA to promulgate standards
under section 112(d)(5) that provide for the use of GACT, instead of
issuing MACT standards pursuant to section 112(d)(2) and (d)(3). The
statute does not set any condition precedent for issuing standards
under section 112(d)(5) other than that the area source category or
subcategory at issue must be one that EPA listed pursuant to section
112(c)(3), which is the case here.
The commenter argues that EPA must provide a rationale for issuing
GACT standards under section 112(d)(5), instead of MACT standards. The
commenter is incorrect. Had Congress intended that EPA first conduct a
MACT analysis for each area source category, Congress would have stated
so expressly in section 112(d)(5). Congress did not require EPA to
conduct any MACT analysis, floor analysis or beyond-the-floor analysis
before the Agency could issue a section 112(d)(5) standard. Rather,
Congress authorized EPA to issue GACT standards for area source
categories listed under section 112(c)(3), and that is precisely what
EPA has done in this rulemaking.
Although EPA need not justify its exercise of discretion in
choosing to issue a GACT standard for an area source listed pursuant to
section 112(c)(3), EPA still must have a reasoned basis for the GACT
determination for the particular area source category. The legislative
history supporting section 112(d)(5) provides that GACT is to
encompass:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
See Senate Report on the 1990 Amendments to the Act (S. Rep. No.
101-228, 101st Cong. 1st session. 171-172). The discussion in the
Senate report clearly provides that EPA may consider costs in
determining what constitutes GACT for the area source category.
Congress plainly recognized that area sources differ from major
sources, which is why Congress allowed EPA to consider costs in setting
GACT standards for area sources under section 112(d)(5), but did not
allow that consideration in setting MACT floors for major sources
pursuant to section 112(d)(3). This important dichotomy between section
112(d)(3) and section 112(d)(5) provides further evidence that Congress
sought to do precisely what the title of section 112(d)(5) states--
provide EPA the authority to issue ``[a]lternative standards for area
sources.''
Notwithstanding the commenter's claim, EPA properly issued
standards for the area source category at issue here under section
112(d)(5) and in doing so provided a reasoned basis for its selection
of GACT for the chemical preparations area source category. As
explained in the proposed rule and below, EPA evaluated the control
technologies and management practices that reduce PM emissions at
chemical preparations manufacturing facilities. In its evaluation, EPA
used information from industry contacts and reviewed operating permits
to identify the emission controls and management practices that are
currently used to control PM emissions.
In our evaluation, we determined that all of the chemical
preparations operations are currently controlled with either a fabric
filter or wet scrubber.
The commenter further argues that EPA inappropriately chose GACT
based solely on costs, and, according to the commenter, cost is not
relevant to GACT determinations and as such the standards are unlawful.
We disagree. Contrary to the commenter's assertions, the Agency's
consideration of cost effectiveness in establishing GACT and the
Agency's views on what is a cost effective requirement under section
112(d)(5) are relevant. The U.S. Court of Appeals for the DC Circuit
has stated that cost effectiveness is a reasonable measure of cost as
long as the statute does not mandate a specific method of determining
cost. See Husqvarna AB v. EPA, 254 F.3d 195, 201 (DC Cir. 2001)
(finding that EPA's decision to consider costs on a per ton of
emissions removed basis is reasonable because CAA section 213 did not
mandate a specific method of cost analysis).
The commenter also failed to provide any information indicating
that our cost-effectiveness determinations were unreasonable and,
likewise, failed to provide any information concerning the
[[Page 69200]]
economic impacts associated with requiring the standards that the
commenter suggests represent GACT. The commenter appears to take issue
with the manner in which the Agency establishes GACT but provides no
alternative approach, instead only attacking the Agency's consideration
of cost (i.e., cost-effectiveness) as a consideration in the
establishment of GACT. The Agency proposed GACT standards for the
chemical preparations area source category that were established
consistent with the requirements of CAA section 112(d)(5).
Finally, even though not required, EPA did provide a rationale for
why it set a GACT standard in the proposed rule. In the proposal, we
explained that the facilities in the chemical preparations area source
category at issue here are already well controlled for the urban HAP
for which the source category was listed pursuant to section 112(c)(3).
See 74 FR 39018 through and 39019. Consideration of costs and economic
impacts is especially important for the well-controlled area sources at
issue in this final action. Given the current, well-controlled emission
levels, a MACT floor determination, where costs cannot be considered,
could result in only marginal reductions in emissions at very high
costs for the area source category.
D. Initial Compliance
Comment. Several commenters contended that EPA proposed a very
short compliance deadline for existing sources--only one year from
issuance of the final rule. The commenters argue that the proposed one-
year compliance deadline is premised upon EPA's assumption, which they
do not agree with, that sources will not have to install or modify air
pollution control or monitoring equipment to meet the standards.
Response. We generally disagree, particularly when additional
flexibilities included in the final rule are considered. The comment
appears to be premised on an incorrect assumption that new control
devices will need to be installed to comply with the PM emission
limits. We continue to believe that additional add-on controls will not
be needed to comply with the final GACT standards, particularly since
we revised the proposed GACT limits by providing an alternative PM
concentration limit. Likewise, we have revised the proposed monitoring
requirements by providing compliance alternatives for existing and new
facilities. Sources may use a CPMS, a bag leak detection system or a
parameter monitor alarm system that notifies the operator when the
device is operating outside the manufacturer's recommended range. A bag
leak detection system or parameter monitor alarm systems are
significantly less complicated to install and operate than a CPMS and
provide a comparable level of assurance that the source is operating in
compliance with applicable requirements. Sources that already operate
CPMS have the option of continuing to use their existing system to
demonstrate compliance. Consequently, we believe that the proposed
compliance deadline of 1 year is adequate.
E. Continuous Monitoring, Inspections and Reporting
Comment. One commenter stated that CEMS are not applicable to small
chemical preparations operations.
Response. We agree with the commenter that current permit data do
not support requiring CEMS for existing sources. The final rule does
not contain any CEMS requirements.
Comment. Several commenters contended that the use of CPMS was
uncommon at existing chemical preparations facilities, and that the
costs of installing these systems were not accounted for in the
proposed rule.
Response. We agree that requiring CPMS installation and operation
for existing sources that do not already utilize such a system to
monitor their control device's performance may not be economically
feasible based upon data from the commenters. As a result, we have
revised the rule so that existing and new sources can demonstrate
continuous compliance through the use of any of the following: (1) A
CPMS; (2) a bag leak detection system that notifies operators when a
leak is detected; or (3) a parameter monitor with an audible alarm that
notifies operators when a monitored control device parameter, such as
pressure drop or scrubber liquid flow rate, is outside of the control
device manufacturer's recommendations. Note that neither the bag leak
detection system nor the parameter monitor alarm systems require a data
acquisition and handling system to function properly, which, according
to commenters, is the predominant portion of the cost of a CPMS.
Comment. Several commenters contended that the inspection
requirements were too burdensome, arguing that the vent collection
system may be difficult to access or inspect and that inspections are
unnecessary because the vent collection systems are induced draft
systems.
Response. We disagree that the proposed requirements are too
burdensome. The required inspections are simple external visual
assessments of the integrity of the collection system. This should be
easily accomplished by sources. While these may be induced draft
systems, we believe that they still warrant inspection. For example, an
inspection can identify points along the ductwork where PM may be
building up inside the duct and consequently falling out of leaks in
the ductwork, indicating not only the existence of a possible leak, but
that the amount of vacuum that the system was designed to induce is not
being achieved. We do, however, recognize the need for inspection
safety and have added provisions to the final rule that reduce
inspection requirements for sections of ductwork that are deemed to be
unsafe or difficult to inspect.
Comment. Several commenters contended that semiannual reporting is
too burdensome for area sources and is more appropriate for major
source requirements.
Response. We have revised the final rule reporting requirements so
that sources must submit an annual report instead of semi-annual
reports if no deviations occur. If a deviation occurs, then a semi-
annual report must be submitted that summarizes the deviation and
describes the corrective actions taken by the facility.
F. Title V Permitting
Comment. One commenter argued that the agency's proposal to exempt
the chemical preparations area source category from title V
requirements is unlawful and arbitrary. The commenter states that
section 502(a) of the CAA authorizes EPA to exempt area source
categories from title V permitting requirements if the Administrator
finds that compliance with such requirements is ``impracticable,
infeasible or unnecessarily burdensome.'' 42 U.S.C. section 7661a(a).
The commenter notes that EPA did not claim that title V requirements
are impracticable or infeasible for the chemical preparations area
source category it proposes to exempt, but that EPA instead relied
entirely on its claim that title V would be ``unnecessarily
burdensome.''
Response. Section 502(a) of the CAA states, in relevant part, that:
* * * [t]he Administrator may, in the Administrator's discretion
and consistent with the applicable provisions of this chapter,
promulgate regulations to exempt one or more source categories (in
whole or in part) from the requirements of this subsection if the
Administrator finds that compliance with such requirements is
[[Page 69201]]
impracticable, infeasible, or unnecessarily burdensome on such
categories, except that the Administrator may not exempt any major
source from such regulations. See 42 U.S.C. section 7661a(a).
The statute plainly vests the Administrator with discretion to
determine when it is appropriate to exempt non-major (i.e., area)
sources of air pollution from the requirements of title V. The
commenter correctly notes that EPA based the proposed exemptions solely
on a determination that title V is ``unnecessarily burdensome,'' and
did not rely on whether the requirements of title V are
``impracticable'' or ``infeasible,'' which are alternative bases for
exempting area sources from title V.
To the extent the commenter is asserting that EPA must determine
that all three criteria in CAA section 502 are met before an area
source category can be exempted from title V, the commenter misreads
the statute. The statute expressly provides that EPA may exempt an area
source category from title V requirements if EPA determines that the
requirements are ``impracticable, infeasible or unnecessarily
burdensome.'' See CAA section 502. If Congress had wanted to require
that all three criteria be met before a category could be exempted from
title V, it would have stated so by using the word ``and,'' in place of
``or.'' For the reasons explained in the preamble to the proposed rule,
we believe that it is appropriate to exempt sources in the chemical
preparation area source category, which are not otherwise required to
have a title V permit, from title V permitting and, on that basis, have
retained the exemption in the final rule.
Comment. One commenter stated that in order to demonstrate that
compliance with title V would be ``unnecessarily burdensome,'' EPA must
show, among other things, that the ``burden'' of compliance is
unnecessary. According to the commenter, by promulgating title V,
Congress indicated that it viewed the burden imposed by its
requirements as necessary as a general rule. The commenter maintained
that the title V requirements provide many benefits that Congress
viewed as necessary. Thus, in the commenter's view, EPA must show why,
for any given category, special circumstances make compliance
unnecessary. The commenter believed that EPA has not made that showing
for the chemical preparations area source category it proposes to
exempt.
Response. EPA does not agree with the commenter's characterization
of the demonstration required for determining that title V is
unnecessarily burdensome for an area source category. As stated above,
the CAA provides the Administrator discretion to exempt an area source
category from title V if he/she determines that compliance with title V
requirements is ``impracticable, infeasible, or unnecessarily
burdensome'' on an area source category. See CAA section 502(a). In
December 2005, in a national rulemaking, EPA interpreted the term
``unnecessarily burdensome'' in CAA section 502 and developed a four
factor balancing test for determining whether title V is unnecessarily
burdensome for a particular area source category, such that an
exemption from title V is appropriate. See 70 FR 75320, December 19,
2005 (``Exemption Rule''). In addition to interpreting the term
``unnecessarily burdensome'' and developing the four factor balancing
test in the Exemption Rule, EPA applied the test to certain area source
categories.
The four factors that EPA identified in the Exemption Rule for
determining whether title V is unnecessarily burdensome on a particular
area source category include: (1) Whether title V would result in
significant improvements to the compliance requirements, including
monitoring, recordkeeping, and reporting, that are proposed for an area
source category (70 FR 75323); (2) whether title V permitting would
impose significant burdens on the area source category and whether the
burdens would be aggravated by any difficulty the sources may have in
obtaining assistance from permitting agencies (70 FR 75324); (3)
whether the costs of title V permitting for the area source category
would be justified, taking into consideration any potential gains in
compliance likely to occur for such sources (70 FR 75325); and (4)
whether there are implementation and enforcement programs in place that
are sufficient to assure compliance with the NESHAP for the area source
category, without relying on title V permits (70 FR 75326).
In discussing the above factors in the Exemption Rule, we explained
that we considered on ``a case-by-case basis the extent to which one or
more of the four factors supported title V exemptions for a given
source category, and then we assessed whether considered together those
factors demonstrated that compliance with title V requirements would be
`unnecessarily burdensome' on the category, consistent with section
502(a) of the Act.'' See 70 FR 75323. Thus, we concluded that not all
of the four factors must weigh in favor of exemption for EPA to
determine that title V is unnecessarily burdensome for a particular
area source category. Instead, the factors are to be considered in
combination and EPA determines whether the factors, taken together,
support an exemption from title V for a particular source category.
The commenter asserts that ``EPA must show that the ``burden'' of
compliance is unnecessary.'' This is not, however, one of the four
factors that we developed in the Exemption Rule in interpreting the
term ``unnecessarily burdensome'' in CAA section 502, but rather a new
test that the commenter maintains EPA ``must'' meet in determining what
is ``unnecessarily burdensome'' under CAA section 502. EPA did not re-
open its interpretation of the term ``unnecessarily burdensome'' in CAA
section 502 in the August 5, 2009 proposed rule for the chemical
preparation area source category. Rather, we applied the four factor
balancing test articulated in the Exemption Rule to this source
category. Had we sought to re-open our interpretation of the term
``unnecessarily burdensome'' in CAA section 502 and modify it from what
was articulated in the Exemption Rule, we would have stated so in the
August 5, 2009 proposed rule and solicited comments on a revised
interpretation, which we did not do. Accordingly, we reject the
commenter's attempt to create a new test for determining what
constitutes ``unnecessarily burdensome'' under CAA section 502, as that
issue falls outside the purview of this rulemaking.
Moreover, had the comment been framed as a request to reopen our
interpretation of the term ``unnecessarily burdensome'' in CAA section
502, which it was not, we would deny such request because we have a
court-ordered deadline to complete this rulemaking by December 16,
2009. In any event, although the commenter espouses a new
interpretation of the term ``unnecessarily burdensome'' in CAA section
502 and attempts to create a new test for determining whether the
requirements of title V are ``unnecessarily burdensome'' for an area
source category, the commenter does not explain why EPA's
interpretation of the term ``unnecessarily burdensome'' is arbitrary,
capricious or otherwise not in accordance with law. We maintain that
our interpretation of the term ``unnecessarily burdensome'' in section
502, as set forth in the Exemption Rule, is reasonable.
Comment. One commenter stated that exempting a source category from
title V permitting requirements deprives both the public generally and
individual members of the public who would obtain and use permitting
information
[[Page 69202]]
from the benefit of citizen oversight and enforcement that Congress
plainly viewed as necessary. According to the commenter, the text and
legislative history of the CAA provide that Congress intended ordinary
citizens to be able to get emissions and compliance information about
air toxics sources and to be able to use that information in
enforcement actions and in public policy decisions on a State and local
level.
The commenter stated that Congress did not think that enforcement
by States or other government entities was enough; if it had, Congress
would not have enacted the citizen suit provisions, and the legislative
history of the CAA would not show that Congress viewed citizens' access
to information and ability to enforce CAA requirements as highly
important both as an individual right and as a crucial means to
ensuring compliance. According to the commenter, if a source does not
have a title V permit, it is difficult or impossible--depending on the
laws, regulations and practices of the State in which the source
operates--for a member of the public to obtain relevant information
about its emissions and compliance status. The commenter stated that
likewise, it is difficult or impossible for citizens to bring
enforcement actions.
The commenter continued that EPA does not claim--far less
demonstrate with substantial evidence, as would be required--that
citizens would have the same ability to obtain compliance and emissions
information about sources in the categories it proposes to exempt
without title V permits. The commenter also said that likewise, EPA
does not claim--far less demonstrate with substantial evidence--that
citizens would have the same enforcement ability. Thus, according to
the commenter, the exemptions EPA proposes plainly eliminate benefits
that Congress thought necessary. The commenter claimed that to justify
its exemptions, EPA would have to show that the informational and
enforcement benefits that Congress intended title V to confer--benefits
which the commenter argues are eliminated by the exemptions--are for
some reason unnecessary with respect to the categories it proposes to
exempt.
The commenter concluded that EPA does not even acknowledge these
benefits of title V, far less explain why they are unnecessary, and
that, for this reason alone, EPA's proposed exemptions are unlawful and
arbitrary.
Response. Once again, the commenter attempts to create a new test
for determining whether the requirements of title V are ``unnecessarily
burdensome'' on an area source category. Specifically, the commenter
argues that EPA does not claim or demonstrate with substantial evidence
that citizens would have the same access to information and the same
ability to enforce under these NESHAP, absent title V. The commenter's
position represents a significant revision of the fourth factor that
EPA developed in the Exemption Rule in interpreting the term
``unnecessarily burdensome'' in CAA section 502. For all of the reasons
explained above, the commenter's attempt to create a new test for EPA
to meet in determining whether title V is ``unnecessarily burdensome''
on an area source category cannot be sustained. This rulemaking did not
re-open EPA's interpretation of the term ``unnecessarily burdensome''
in CAA section 502. EPA reasonably applied the four factors to the
facts of the chemical preparation area source category, and the
commenter has not identified any flaw in EPA's application of the four
factor test.
Moreover, as explained in the proposal, we considered
implementation and enforcement issues in the fourth factor of the four
factor balancing test. Specifically, the fourth factor of EPA's
unnecessarily burdensome analysis provides that EPA will consider
whether there are implementation and enforcement programs in place that
are sufficient to assure compliance with the NESHAP without relying on
title V permits. See 74 FR 39021.
In applying the fourth factor here, EPA determined that there are
adequate enforcement programs in place to assure compliance with the
CAA. As stated in the proposal, we believe that State-delegated
programs are sufficient to assure compliance with the NESHAP and that
EPA retains authority to enforce this NESHAP under the CAA. See 74 FR
39021. We also indicated that States and EPA often conduct voluntary
compliance assistance, outreach, and education programs to assist
sources and that these additional programs will supplement and enhance
the success of compliance with this NESHAP. See 74 FR 39021. The
commenter does not challenge the conclusion that there are adequate
State and Federal programs in place to ensure compliance with and
enforcement of the NESHAP. Instead, the commenter provides an
unsubstantiated assertion that information about compliance by the area
sources with these NESHAP will not be as accessible to the public as