Notice of Availability of Preliminary 2010 Effluent Guidelines Program Plan, 68599-68615 [E9-30625]
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Federal Register / Vol. 74, No. 247 / Monday, December 28, 2009 / Notices
official date for submission of those
claims will be published in the Federal
Register about one year from now.
Payment of the final FY 2011 claims
will be made no later than the end of
April 2012.
If the total of approved claim amounts
exceeds the available funding, the
approved claim amounts will be
reimbursed on a prorated basis. All
reimbursements are subject to the
availability of funds from congressional
appropriations.
ADDRESSES: Claims should be forwarded
by certified or registered mail, return
receipt requested, to Mr. David Alan
Hicks, Title X Program Manager, U.S.
Department of Energy/EMCBC, @
Denver Federal Center, P.O. Box 25547,
Denver, Colorado 80225–0547. Two
copies of the claim should be included
with each submission.
FOR FURTHER INFORMATION CONTACT:
Contact David Mathes at (301) 903–7222
of the U.S. Department of Energy, Office
of Environmental Management, Office of
Disposal Operations.
SUPPLEMENTARY INFORMATION: DOE
published a final rule under 10 CFR Part
765 in the Federal Register on May 23,
1994, (59 FR 26714) to carry out the
requirements of Title X of the Energy
Policy Act of 1992 (sections 1001–1004
of Pub. L. 102–486, 42 U.S.C. 2296a et
seq.) and to establish the procedures for
eligible licensees to submit claims for
reimbursement. DOE amended the final
rule on June 3, 2003, (68 FR 32955) to
adopt several technical and
administrative amendments (e.g.,
statutory increases in the
reimbursement ceilings). Title X
requires DOE to reimburse eligible
uranium and thorium licensees for
certain costs of decontamination,
decommissioning, reclamation, and
other remedial action incurred by
licensees at active uranium and thorium
processing sites to remediate byproduct
material generated as an incident of
sales to the United States Government.
To be reimbursable, costs of remedial
action must be for work which is
necessary to comply with applicable
requirements of the Uranium Mill
Tailings Radiation Control Act of 1978
(42 U.S.C. 7901 et seq.) or, where
appropriate, with requirements
established by a State pursuant to a
discontinuance agreement under section
274 of the Atomic Energy Act of 1954
(42 U.S.C. 2021). Claims for
reimbursement must be supported by
reasonable documentation as
determined by DOE in accordance with
10 CFR part 765. Funds for
reimbursement will be provided from
the Uranium Enrichment
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Decontamination and Decommissioning
Fund established at the Department of
Treasury pursuant to section 1801 of the
Atomic Energy Act of 1954 (42 U.S.C.
2297g). Payment or obligation of funds
shall be subject to the requirements of
the Anti-Deficiency Act (31 U.S.C.
1341).
Authority: Section 1001–1004 of Public
Law 102–486, 106 Stat. 2776 (42 U.S.C.
2296a et seq.).
Issued in Washington, DC on this 15th day
of December 2009.
David E. Mathes,
Office of Disposal Operations, Office of
Technical and Regulatory Support.
[FR Doc. E9–30624 Filed 12–24–09; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
National Nuclear Security
Administration
Extension of Public Comment Period
for the Draft Site-Wide Environmental
Impact Statement for the Y–12 National
Security Complex.
AGENCY: National Nuclear Security
Administration, U.S. Department of
Energy.
ACTION: Extension of Public Comment
Period for the Draft Site-Wide
Environmental Impact Statement for the
Y–12 National Security Complex.
SUMMARY: On October 30, 2009, NNSA
published a Notice of Availability and
Public Hearings (74 FR 56189) for the
Draft Site-Wide Environmental Impact
Statement for the Y–12 National
Security Complex (Draft Y–12 SWEIS,
DOE/EIS–0387). That notice invited
public comment on the Draft Y–12
SWEIS through January 4, 2010, and
provided the schedule for 2 public
hearings to receive comments on the
Draft Y–12 SWEIS. NNSA has extended
the public comment period through
January 29, 2010.
DATES: The public comment period for
the Draft Y–12 SWEIS is extended from
January 4, 2010 to January 29, 2010.
Comments received after that date will
be considered to the extent practicable
as the NNSA prepares the Final Y–12
SWEIS.
FOR FURTHER INFORMATION CONTACT:
Written comments on the Draft Y–12
SWEIS, as well as requests for
additional information and requests for
copies of the Draft Y–12 SWEIS, should
be directed to Ms. Pam Gorman, Y–12
SWEIS Document Manager, Y–12 Site
Office, 800 Oak Ridge Turnpike, Suite
A–500, Oak Ridge, TN 37830, or by
telephone: 865–576–9903. Comments
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may also be submitted by facsimile to
865–483–2014, or by electronic mail to
y12sweis.comments@tetratech.com.
Please mark correspondence ‘‘Draft
Y–12 SWEIS Comments.’’ Additional
information on the Y–12 SWEIS may be
found at https://www.y12sweis.com.
For general information regarding the
DOE NEPA process contact: Ms. Carol
M. Borgstrom, Director, Office of NEPA
Policy and Compliance (GC–20), U.S.
Department of Energy, 1000
Independence Avenue, SW.,
Washington, DC 20585, telephone 202–
586–4600, or leave a message at 1–800–
472–2756. Additional information
regarding DOE NEPA activities and
access to many of DOE’s NEPA
documents are available on the Internet
through the DOE NEPA Web site at
https://www.gc.energy.gov/NEPA.
SUPPLEMENTARY INFORMATION: On
October 30, 2009, NNSA issued a Notice
of Availability and Public Hearings (74
FR 56189) for the Draft Site-Wide
Environmental Impact Statement for the
Y–12 National Security Complex (Draft
Y–12 SWEIS, DOE/EIS–0387). As
originally announced in the NOA, DOE
has conducted public hearings on the
Draft Y–12 SWEIS in Oak Ridge,
Tennessee on November 17–18, 2009.
The original public comment period
was to continue until January 4, 2010.
However, in response to public
comments, DOE is extending the public
scoping period until January 29, 2010.
Comments received after that date will
be considered to the extent practicable
as the NNSA prepares the Final Y–12
SWEIS.
Issued in Washington, DC, on December
18, 2009.
Randal S. Scott,
Deputy Associate Administrator for
Infrastructure and Environment, National
Nuclear Security Administration.
[FR Doc. E9–30628 Filed 12–24–09; 8:45 am]
BILLING CODE P
ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OW–2008–0517; FRL–9095–5]
RIN 2040–AF06
Notice of Availability of Preliminary
2010 Effluent Guidelines Program Plan
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Notice.
SUMMARY: The Clean Water Act (CWA)
sections 301(d), 304(b), 304(g), 304(m),
and 307(b) require EPA to annually
review its effluent guidelines and
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pretreatment standards. This notice
presents EPA’s 2009 review of existing
effluent guidelines and pretreatment
standards. This notice also presents
EPA’s evaluation of indirect dischargers
without categorical pretreatment
standards to identify potential new
categories for pretreatment standards
under CWA sections 304(g) and 307(b).
Finally, this notice presents the
Preliminary 2010 Effluent Guidelines
Program Plan (‘‘preliminary 2010
Plan’’), which, as required under CWA
section 304(m), identifies any new or
existing industrial categories selected
for effluent guidelines rulemaking and
provides a schedule for such
rulemaking. EPA is soliciting comment
on its preliminary 2010 Plan and on its
2009 annual review of existing effluent
guidelines and pretreatment standards
and industrial categories not currently
regulated by effluent guidelines and
pretreatment standards.
DATES: If you wish to comment on any
portion of this notice, EPA must receive
your comments by February 26, 2010.
ADDRESSES: Submit your comments,
data and information for the 2009
annual review of existing effluent
guidelines and pretreatment standards
and the preliminary 2010 Plan,
identified by Docket ID No. EPA–HQ–
OW–2008–0517, by one of the following
methods:
(1) https://www.regulations.gov.
Follow the online instructions for
submitting comments.
(2) E-mail: OW-Docket@epa.gov,
Attention Docket ID No. EPA–HQ–OW–
2008–0517.
(3) Mail: Water Docket, Environmental
Protection Agency, Mailcode: 2822T,
1200 Pennsylvania Ave., NW.,
Washington, DC 20460, Attention
Docket ID No. EPA–HQ–OW–2008–
0517. Please include a total of 3 copies.
(4) Hand Delivery: Water Docket, EPA
Docket Center, EPA West, Room 3334,
1301 Constitution Ave., NW.,
Washington, DC, Attention Docket ID
No. EPA–HQ–OW–2008–0517. Such
deliveries are only accepted during the
Docket’s normal hours of operation and
special arrangements should be made.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OW–2008–
0517. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
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consider to be CBI or otherwise
protected through regulations.gov or email. The Federal regulations.gov Web
site is an ‘‘anonymous access’’ system,
which means EPA will not know your
identity or contact information unless
you provide it in the body of your
comment. If you submit an electronic
comment, EPA recommends that you
include your name and other contact
information in the body of your
comment and with any disk or CD–ROM
you submit. If you send an e-mail
comment directly to EPA without going
through regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: All documents in the docket
are listed in the index at https://
www.regulations.gov. Although listed in
the index, some information is not
publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically at https://
www.regulations.gov or in hard copy at
the Water Docket in the EPA Docket
Center, EPA/DC, EPA West, Room 3334,
1301 Constitution Ave., NW.,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the Water Docket is (202) 566–2426.
The following key document provides
additional information about EPA’s
annual reviews and the Preliminary
2010 Effluent Guidelines Program Plan:
• Technical Support Document for
the Preliminary 2010 Effluent
Guidelines Program Plan, EPA–821–R–
09–006, DCN 06703, October 2009.
• Technical Support Document for
the Annual Review of Existing Effluent
Guidelines and Identification of
Potential New Point Source Categories,
EPA–821–R–09–007, DCN 06557,
October 2009.
• Steam Electric Power Generating
Point Source Category: Final Detailed
Study Report, EPA–821–R–09–008, DCN
06390, October 2009.
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FOR FURTHER INFORMATION CONTACT: Mr.
Carey A. Johnston at (202) 566–1014 or
johnston.carey@epa.gov.
SUPPLEMENTARY INFORMATION:
How is This Document Organized?
The outline of this notice follows.
I. General Information
II. Legal Authority
III. What Is the Purpose of This Federal
Register Notice?
IV. Background
V. EPA’s 2009 Annual Review of Existing
Effluent Guidelines and Pretreatment
Standards Under CWA Sections 301(d),
304(b), 304(g), 304(m), and 307(b)
VI. EPA’s 2010 Annual Review of Existing
Effluent Guidelines and Pretreatment
Standards Under CWA Sections 301(d),
304(b), 304(g), 304(m), and 307(b)
VII. EPA’s Evaluation of Categories of
Indirect Dischargers without Categorical
Pretreatment Standards To Identify
Potential New Categories for
Pretreatment Standards
VIII. The Preliminary 2010 Effluent
Guidelines Program Plan Under Section
304(m)
IX. Request for Comment and Information
I. General Information
A. Does This Action Apply to Me?
This notice provides a statement of
the Agency’s effluent guidelines review
and planning processes and priorities at
this time, and does not contain any
regulatory requirements.
B. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting Confidential Business
Information
Do not submit this information to EPA
through https://www.regulations.gov or
e-mail. Clearly mark the part or all of
the information that you claim to be
CBI. For CBI information in a disk or
CD–ROM that you mail to EPA, mark
the outside of the disk or CD–ROM as
CBI and then identify electronically
within the disk or CD–ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information marked as CBI will not be
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments,
remember to:
• Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
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• Follow directions—The agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
• Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns, and suggest
alternatives.
• Explain your views as clearly as
possible.
• Make sure to submit your
comments by the comment period
deadline identified.
II. Legal Authority
This notice is published under the
authority of the CWA, 33 U.S.C. 1251,
et seq., and in particular sections 301(d),
304(b), 304(g), 304(m), 306, and 307(b),
33 U.S.C. 1311(d), 1314(b), 1314(g),
1314(m), 1316, and 1317.
III. What Is the Purpose of This Federal
Register Notice?
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This notice presents EPA’s 2009
review of existing effluent guidelines
and pretreatment standards under CWA
sections 301(d), 304(b), 304(g), 304(m),
and 307(b). This notice also provides
EPA’s preliminary thoughts concerning
its 2010 annual reviews under CWA
sections 301(d), 304(b), 304(g) and
307(b) and solicits comments, data and
information to assist EPA in performing
these reviews. It also presents EPA’s
evaluation of indirect dischargers
without categorical pretreatment
standards to identify potential new
categories for pretreatment standards
under CWA sections 304(g) and 307(b).
This notice also presents the
preliminary 2010 Effluent Guidelines
Program Plan (‘‘preliminary 2010
Plan’’), which, as required under CWA
section 304(m), identifies any new or
existing industrial categories selected
for effluent guidelines rulemaking and
provides a schedule for such
rulemaking. CWA section 304(m)
requires EPA to biennially publish such
a plan after public notice and comment.
IV. Background
A. What Are Effluent Guidelines and
Pretreatment Standards?
The CWA directs EPA to promulgate
effluent limitations guidelines and
standards (‘‘effluent guidelines’’) that
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reflect pollutant reductions that can be
achieved by categories or subcategories
of industrial point sources using
technologies that represent the
appropriate level of control. See CWA
sections 301(b)(2), 304(b), 306, 307(b),
and 307(c). For point sources that
introduce pollutants directly into the
waters of the United States (direct
dischargers), the effluent limitations
guidelines and standards promulgated
by EPA are implemented through
National Pollutant Discharge
Elimination System (NPDES) permits.
See CWA sections 301(a), 301(b), and
402. For sources that discharge to
POTWs (indirect dischargers), EPA
promulgates pretreatment standards that
apply directly to those sources and are
enforced by POTWs and State and
Federal authorities. See CWA sections
307(b) and (c).
1. Best Practicable Control Technology
Currently Available (BPT)—CWA
Sections 301(b)(1)(A) & 304(b)(1)
EPA defines Best Practicable Control
Technology Currently Available (BPT)
effluent limitations for conventional,
toxic, and non-conventional pollutants.
Section 304(a)(4) designates the
following as conventional pollutants:
biochemical oxygen demand (BOD5),
total suspended solids, fecal coliform,
pH, and any additional pollutants
defined by the Administrator as
conventional. The Administrator
designated oil and grease as an
additional conventional pollutant on
July 30, 1979 (44 FR 44501). EPA has
identified 65 pollutants and classes of
pollutants as toxic pollutants, of which
126 specific substances have been
designated priority toxic pollutants. See
Appendix A to part 423. All other
pollutants are considered to be nonconventional.
In specifying BPT, EPA looks at a
number of factors. EPA first considers
the total cost of applying the control
technology in relation to the effluent
reduction benefits. The Agency also
considers the age of the equipment and
facilities, the processes employed, and
any required process changes,
engineering aspects of the control
technologies, non-water quality
environmental impacts (including
energy requirements), and such other
factors as the EPA Administrator deems
appropriate. See CWA section
304(b)(1)(B). Traditionally, EPA
establishes BPT effluent limitations
based on the average of the best
performances of facilities within the
industry of various ages, sizes,
processes, or other common
characteristics. Where existing
performance is uniformly inadequate,
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BPT may reflect higher levels of control
than currently in place in an industrial
category if the Agency determines that
the technology can be practically
applied.
2. Best Conventional Pollutant Control
Technology (BCT)—CWA Sections
301(b)(2)(E) & 304(b)(4)
The 1977 amendments to the CWA
required EPA to identify effluent
reduction levels for conventional
pollutants associated with Best
Conventional Pollutant Control
Technology (BCT) for discharges from
existing industrial point sources. In
addition to considering the other factors
specified in section 304(b)(4)(B) to
establish BCT limitations, EPA also
considers a two part ‘‘costreasonableness’’ test. EPA explained its
methodology for the development of
BCT limitations in 1986. See 51 FR
24974 (July 9, 1986).
3. Best Available Technology
Economically Achievable (BAT)—CWA
Sections 301(b)(2)(A) & 304(b)(2)(B)
For toxic pollutants and nonconventional pollutants, EPA
promulgates effluent guidelines based
on the Best Available Technology
Economically Achievable (BAT). See
CWA section 301(b)(2)(A), (C), (D) and
(F). The factors considered in assessing
BAT include the cost of achieving BAT
effluent reductions, the age of
equipment and facilities involved, the
process employed, potential process
changes, non-water quality
environmental impacts, including
energy requirements, and other such
factors as the EPA Administrator deems
appropriate. See CWA section
304(b)(2)(B). The technology must also
be economically achievable. See CWA
section 301(b)(2)(A). The Agency retains
considerable discretion in assigning the
weight accorded to these factors. BAT
limitations may be based on effluent
reductions attainable through changes
in a facility’s processes and operations.
Where existing performance is
uniformly inadequate, BAT may reflect
a higher level of performance than is
currently being achieved within a
particular subcategory based on
technology transferred from a different
subcategory or category. BAT may be
based upon process changes or internal
controls, even when these technologies
are not common industry practice.
4. New Source Performance Standards
(NSPS)—CWA Section 306
New Source Performance Standards
(NSPS) reflect effluent reductions that
are achievable based on the best
available demonstrated control
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technology. New sources have the
opportunity to install the best and most
efficient production processes and
wastewater treatment technologies. As a
result, NSPS should represent the most
stringent controls attainable through the
application of the best available
demonstrated control technology for all
pollutants (i.e., conventional, nonconventional, and priority pollutants).
In establishing NSPS, EPA is directed to
take into consideration the cost of
achieving the effluent reduction and any
non-water quality environmental
impacts and energy requirements.
5. Pretreatment Standards for Existing
Sources (PSES)—CWA Section 307(b)
Pretreatment Standards for Existing
Sources (PSES) are designed to prevent
the discharge of pollutants that pass
through, interfere with, or are otherwise
incompatible with the operation of
publicly-owned treatment works
(POTWs), including sludge disposal
methods at POTWs. Pretreatment
standards for existing sources are
technology-based and are analogous to
BAT effluent limitations guidelines.
The General Pretreatment
Regulations, which set forth the
framework for the implementation of
national pretreatment standards, are
found at 40 CFR part 403.
6. Pretreatment Standards for New
Sources (PSNS)—CWA Section 307(c)
Like PSES, Pretreatment Standards for
New Sources (PSNS) are designed to
prevent the discharges of pollutants that
pass through, interfere with, or are
otherwise incompatible with the
operation of POTWs. PSNS are to be
issued at the same time as NSPS. New
indirect dischargers have the
opportunity to incorporate into their
facilities the best available
demonstrated technologies. The Agency
considers the same factors in
promulgating PSNS as it considers in
promulgating NSPS.
B. What Is EPA’s Review and Planning
Obligations Under Sections 301(d),
304(b), 304(g), 304(m), and 307(b)?
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1. EPA’s Review and Planning
Obligations Under Sections 301(d),
304(b), and 304(m)—Direct Dischargers
Section 304(b) and 304(m) require
EPA to review existing effluent
guidelines for direct dischargers each
year and to revise such regulations ‘‘if
appropriate.’’ Section 304(m)
supplements the core requirement of
section 304(b) by requiring EPA to
publish a plan every two years
announcing its schedule for performing
this annual review and its schedule for
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rulemaking for any effluent guidelines
selected for possible revision as a result
of that annual review. Section 304(m)
also requires the plan to identify
categories of sources discharging toxic
or non-conventional pollutants for
which EPA has not published effluent
limitations guidelines under section
304(b)(2) or NSPS under section 306.
See CWA section 304(m)(1)(B); S. Rep.
No. 50, 99th Cong., 1st Sess. (1985);
WQA87 Leg. Hist. 31 (indicating that
section 304(m)(1)(B) applies to ‘‘nontrivial discharges.’’). Finally, under
section 304(m), the plan must present a
schedule for promulgating effluent
guidelines for industrial categories for
which it has not already established
such guidelines, providing for final
action on such rulemaking not later than
three years after the industrial category
is identified in a final Plan. See CWA
section 304(m)(1)(C). EPA also has a
duty to promulgate effluent guidelines
within three years for new categories
identified in the Plan. See NRDC et al.
v. EPA, 437 F.Supp.2d 1137 (C.D. Ca,
2006). EPA is required to publish its
preliminary Plan for public comment
prior to taking final action on the plan.
See CWA section 304(m)(2).
In addition, CWA section 301(d)
requires EPA to review every five years
the effluent limitations required by
CWA section 301(b)(2) and to revise
them if appropriate pursuant to the
procedures specified in that section.
Section 301(b)(2), in turn, requires point
sources to achieve effluent limitations
reflecting the application of the best
practicable control technology (all
pollutants), best available technology
economically achievable (for toxic
pollutants and non-conventional
pollutants) and the best conventional
pollutant control technology (for
conventional pollutants), as determined
by EPA under sections 304(b)(1),
304(b)(2) and 304(b)(4), respectively.
For over three decades, EPA has
implemented sections 301 and 304
through the promulgation of effluent
limitations guidelines, resulting in
regulations for 57 industrial categories.
See E.I. du Pont de Nemours & Co. v.
Train, 430 U.S. 113 (1977).
Consequently, as part of its annual
review of effluent limitations guidelines
under sections 304(b) and 304(m), EPA
is also reviewing the effluent limitations
they contain, thereby fulfilling its
obligations under sections 301(d) and
304(b) simultaneously.
2. EPA’s Review and Planning
Obligations Under Sections 304(g) and
307(b)—Indirect Dischargers
Section 307(b) requires EPA to revise
its pretreatment standards for indirect
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dischargers ‘‘from time to time, as
control technology, processes, operating
methods, or other alternatives change.’’
See CWA section 307(b)(2). Section
304(g) requires EPA to annually review
these pretreatment standards and revise
them ‘‘if appropriate.’’ Although section
307(b) only requires EPA to revise
existing pretreatment standards ‘‘from
time to time,’’ section 304(g) requires an
annual review. Therefore, EPA meets its
304(g) and 307(b) requirements by
reviewing all industrial categories
subject to existing categorical
pretreatment standards on an annual
basis to identify potential candidates for
revision.
Section 307(b)(1) also requires EPA to
promulgate pretreatment standards for
pollutants not susceptible to treatment
by POTWs or that would interfere with
the operation of POTWs, although it
does not provide a timing requirement
for the promulgation of such new
pretreatment standards. EPA, in its
discretion, periodically evaluates
indirect dischargers not subject to
categorical pretreatment standards to
identify potential candidates for new
pretreatment standards. The CWA does
not require EPA to publish its review of
pretreatment standards or identification
of potential new categories, although
EPA is exercising its discretion to do so
in this notice.
EPA intends to repeat this publication
schedule for future pretreatment
standards reviews (e.g., EPA will
publish the 2010 annual pretreatment
standards review in the notice
containing the Agency’s 2010 annual
review of existing effluent guidelines
and the final 2010 Plan). EPA intends
that these contemporaneous reviews
will provide meaningful insight into
EPA’s effluent guidelines and
pretreatment standards program
decision-making. Additionally, by
providing a single notice for these and
future reviews, EPA hopes to provide a
consolidated source of information for
the Agency’s current and future effluent
guidelines and pretreatment standards
program reviews.
V. EPA’s 2009 Annual Review of
Existing Effluent Guidelines and
Pretreatment Standards Under CWA
Sections 301(d), 304(b), 304(g), 304(m),
and 307(b)
A. What Process Did EPA Use To Review
Existing Effluent Guidelines and
Pretreatment Standards under CWA
Section 301(d), 304(b), 304(g), 304(m),
and 307(b)?
1. Overview
In its 2009 annual review, EPA
reviewed all industrial categories
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subject to existing effluent limitations
guidelines and pretreatment standards,
representing a total of 57 point source
categories and over 450 subcategories.
This review consisted of a screening
level review of all existing industrial
categories based on the hazard
associated with discharges from each
category and other factors identified by
EPA as appropriate for prioritizing
effluent guidelines and pretreatment
standards for possible revision. EPA
used this review to confirm the
identification of the three industrial
categories prioritized for further review
in the final 2008 Effluent Guidelines
Program Plan (September 15, 2008; 73
FR 53218) and to list the industrial
categories currently regulated by
existing effluent guidelines that
cumulatively comprise 95% of the
reported hazard (reported in units of
toxic-weighted pound equivalent or
TWPE). Specifically, EPA continued
work on three detailed studies as part of
the 2009 annual review: Steam Electric
Power Generating (Part 423), Oil and
Gas Extraction (Part 435) (only to assess
whether to include coalbed methane
extraction as a new subcategory), and
Hospitals (Part 460).1
Together, these reviews discharged
EPA’s obligations to annually review
both existing effluent limitations
guidelines for direct dischargers under
CWA sections 301(d), 304(b), 304(m)
and existing pretreatment standards for
indirect dischargers under CWA
sections 304(g) and 307(b).
Based on this review and prior annual
reviews, and in light of the ongoing
effluent guidelines rulemakings and
detailed studies currently in progress,
EPA has decided to pursue an effluent
guidelines rulemaking for the Steam
Electric Power Generating (Part 423)
category.
2. How Did EPA’s 2008 Annual Review
Influence its 2009 Annual Review of
Point Source Categories With Existing
Effluent Guidelines and Pretreatment
Standards?
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In view of the annual nature of its
reviews of existing effluent guidelines
and pretreatment standards, EPA
believes that each annual review can
and should influence succeeding annual
reviews, e.g., by indicating data gaps,
identifying new pollutants or pollution
1 Based on available information, hospitals
consist mostly of indirect dischargers for which
EPA has not established pretreatment standards. As
discussed in Section VII.B, EPA is including
hospitals in its review of the Health Care Industry,
a potential new category for pretreatment standards.
As part of that process, EPA will review the existing
effluent guidelines for the few direct dischargers in
the category.
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reduction technologies, or otherwise
highlighting industrial categories for
additional scrutiny in subsequent years.
For example, in the current annual
review EPA continued its detailed
studies of the following three categories:
Steam Electric Power Generating (Part
423); Oil and Gas Extraction (Part 435)
(only to assess whether to include
coalbed methane extraction as a new
subcategory); and Hospitals (Part 460)
(which is part of the Health Care
Industry detailed study). In addition,
EPA is expending additional resources
to conduct its preliminary category
review of the Ore Mining and Dressing
(Part 440) category in its 2009 annual
review based on the toxic discharges
reported to the Toxics Release Inventory
(TRI), Permit Compliance System (PCS),
and the Integrated Compliance
Information System National Pollutant
Discharge Elimination System (ICIS–
NPDES).
EPA conducts a preliminary category
review when it lacks sufficient data to
determine whether revision would be
appropriate and for which EPA is
performing a further assessment of
pollutant discharges before starting a
detailed study. This assessment
provides an additional level of quality
assurance on the reported pollutant
discharges and number of facilities that
represent the majority of toxic-weighted
pollutant discharges. EPA published the
findings from its 2008 annual review
with its final 2008 Plan, making the data
collected available for public comment.
Docket No. EPA–HQ–OW–2006–0771.
EPA used the findings, data and
comments on the 2008 annual review to
inform its 2009 annual review. The 2009
review also built on the previous
reviews by continuing to use the
screening methodology, incorporating
some refinements to assigning
discharges to categories and updating
toxic weighting factors used to estimate
potential hazards of toxic pollutant
discharges.
3. What Actions Did EPA Take in
Performing Its 2009 Annual Reviews of
Existing Effluent Guidelines and
Pretreatment Standards?
a. Screening-level Review
The first component of EPA’s 2009
annual review consisted of a screeninglevel review of all industrial categories
subject to existing effluent guidelines or
pretreatment standards. As a starting
point EPA collected and analyzed data
to identify industrial categories whose
pollutant discharges potentially pose
the greatest hazard to human health or
the environment because of their
toxicity (i.e., highest estimates of toxic-
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weighted pollutant discharges). EPA
ranked point source categories
according to their discharges of toxic
and non-conventional pollutants
(reported in units of toxic-weighted
pound equivalent or TWPE), based
primarily on data from TRI, PCS, and
ICIS–NPDES. EPA calculated the TWPE
using pollutant-specific toxic weighting
factors (TWFs). Where data are
available, these TWFs reflect both
aquatic life and human health effects.
For each facility that reports to TRI or
PCS, EPA multiplies the pounds of
discharged pollutants by pollutantspecific TWFs. This calculation results
in an estimate of the discharged toxicweighted pound equivalents, which
EPA then uses as its estimate of the
hazard posed by these pollutant
discharges. EPA used the most recent
2007 data from the TRI, PCS, and ICIS–
NPDES databases. The full description
of EPA’s methodology for the 2009
screening-level review is presented in
the Technical Support Document (TSD)
for the preliminary 2010 Plan (see DCN
06703) and the Technical Support
Document for the Annual Review of
Existing Effluent Guidelines and
Identification of Potential New Point
Source Categories (see DCN 06557).
EPA also developed a quality
assurance project plan (QAPP) for its
use of TRI, PCS, and ICIS–NPDES data
in the 2009 annual review to document
the type and quality of data needed to
make the decisions in this annual
review and to describe the methods for
collecting and assessing those data (see
DCN 06558). EPA used the following
document to develop the QAPP for this
annual review: ‘‘EPA Requirements for
QA Project Plans (QA/R–5), EPA–240–
B01–003.’’ Using the QAPP as a guide,
EPA performed extensive quality
assurance checks on the data used to
develop estimates of toxic-weighted
pollutant discharges (i.e., verifying 2007
discharge data reported to TRI, PCS, and
ICIS–NPDES) to determine if any of the
pollutant discharge estimates relied on
incorrect or suspect data. For example,
EPA contacted facilities and permit
writers to confirm and, as necessary,
correct TRI, PCS, and ICIS–NPDES data
for facilities that EPA had identified in
its screening-level review as the
significant dischargers of nutrients and
of toxic and non-conventional pollution.
Based on this methodology, EPA
prioritized for potential revision
industrial categories that offered the
greatest potential for reducing hazard to
human health and the environment.
EPA assigned those categories with the
lowest estimates of toxic-weighted
pollutant discharges a lower priority for
revision (i.e., industrial categories
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marked ‘‘(3)’’ in the ‘‘Findings’’ column
in Table V–1 in section V.B.4 of this
notice).
In order to further focus its inquiry
during the 2009 annual review, EPA
assigned a lower priority for potential
revision to categories for which effluent
guidelines had been recently
promulgated or revised, or for which
effluent guidelines rulemaking was
currently underway (i.e., industrial
categories marked ‘‘(1)’’ in the
‘‘Findings’’ column in Table V–1 in
section V.B.4 of this notice). For
example, EPA excluded facilities that
are associated with the Chlorine and
Chlorinated Hydrocarbon (CCH)
Manufacturing effluent guidelines
rulemaking from its 2009 hazard
assessment of the Organic Chemicals,
Plastics, and Synthetic Fibers (OCPSF)
and Inorganic Chemicals point source
categories because the CCH rulemaking
is underway.
Additionally, EPA applied less
scrutiny to industrial categories for
which EPA had promulgated effluent
guidelines or pretreatment standards
within the past seven years. EPA chose
seven years because this is the time it
customarily takes for the effects of
effluent guidelines or pretreatment
standards to be fully reflected in
pollutant loading data and TRI reports
(in large part because effluent
limitations guidelines are often
incorporated into NPDES permits only
upon re-issuance, which could be up to
five years after the effluent guidelines or
pretreatment standards are
promulgated). Because there are 57
point source categories (including over
450 subcategories) with existing effluent
guidelines and pretreatment standards
that must be reviewed annually, EPA
believes it is important to prioritize its
review so as to focus on industries
where changes to the existing effluent
guidelines or pretreatment standards are
most likely to be needed. In general,
industries for which effluent guidelines
or pretreatment standards have recently
been promulgated are less likely to
warrant such changes. However, in
cases where EPA becomes aware of the
growth of a new industrial activity
within a category for which EPA has
recently revised effluent guidelines or
pretreatment standards, or where new
concerns are identified for previously
unevaluated pollutants discharged by
facilities within the industrial category,
EPA would apply more scrutiny. EPA
identified no such instance during the
2009 annual review.
EPA also applied a lower priority to
categories without sufficient data to
determine whether revision would be
appropriate. For any industrial
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categories marked ‘‘(5)’’ in the
‘‘Findings’’ column in Table V–1 in
section V.B.4 of this notice, EPA lacks
sufficient information at this time on the
magnitude of the toxic-weighted
pollutant discharges. EPA will seek
additional information on the
discharges from these categories in the
next annual review in order to
determine whether a detailed study is
warranted. EPA typically performs a
further assessment of the pollutant
discharges before starting a detailed
study of an industrial category. This
assessment (‘‘preliminary category
review’’) provides an additional level of
quality assurance on the reported
pollutant discharges and number of
facilities that represent the majority of
toxic-weighted pollutant discharges. See
the appropriate section in the TSD for
the preliminary 2010 Plan (see DCN
06703) for EPA’s data needs for these
industrial categories.
For industrial categories marked ‘‘(4)’’
in the ‘‘Findings’’ column in Table
V–1 in section V.B.4 of this notice, EPA
had sufficient information on the toxicweighted pollutant discharges to
continue or complete a detailed study of
these industrial categories. EPA intends
to use the detailed study to obtain
information on hazard, availability and
cost of technology options, and other
factors in order to determine if it would
be appropriate to identify the category
for possible effluent guidelines revision.
In the 2009 annual review, EPA
continued or completed detailed studies
of three such categories.
As part of its 2009 annual review,
EPA also considered the number of
facilities responsible for the majority of
the estimated toxic-weighted pollutant
discharges associated with an industrial
activity. Where only a few facilities in
a category accounted for the vast
majority of toxic-weighted pollutant
discharges (i.e., categories marked ‘‘(2)’’
in the ‘‘Findings’’ column in Table
V–1 in section V.B.4 of this notice), EPA
applied a lower priority for potential
revision. EPA believes that revision of
individual permits for such facilities
may be more effective than a revised
national rulemaking. Individual permit
requirements can be better tailored to
these few facilities and may take
considerably less time and resources to
establish than revising the national
effluent guidelines. The Docket
accompanying this notice lists facilities
that account for the vast majority of the
estimated toxic-weighted pollutant
discharges for particular categories (see
DCN 06703). For these facilities, EPA
will consider identifying pollutant
control and pollution prevention
technologies that will assist permit
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writers in developing facility-specific,
technology-based effluent limitations on
a best professional judgment (BPJ) basis.
In future annual reviews, EPA also
intends to re-evaluate each category
based on the information available at
the time in order to evaluate the
effectiveness of the BPJ permit-based
support.
EPA received comments in previous
biennial planning cycles urging the
Agency to encourage and recognize
voluntary efforts by industry to reduce
pollutant discharges, especially when
the voluntary efforts have been widely
adopted within an industry and the
associated pollutant reductions have
been significant. EPA agrees that
industrial categories demonstrating
significant progress through voluntary
efforts to reduce hazard to human health
or the environment associated with their
effluent discharges would be a
comparatively lower priority for effluent
guidelines or pretreatment standards
revision, particularly where such
reductions are achieved by a significant
majority of individual facilities in the
industry. Although during this annual
review EPA could not complete a
systematic review of voluntary pollutant
loading reductions, EPA’s review did
indirectly account for the effects of
successful voluntary programs because
any significant reductions in pollutant
discharges should be reflected in
discharge monitoring and TRI data, as
well as any data provided directly by
commenters, that EPA used to assess the
toxic-weighted pollutant discharges.
As was the case in previous annual
reviews, EPA was unable to gather the
data needed to perform a
comprehensive screening-level analysis
of the availability of treatment or
process technologies to reduce toxic
pollutant wastewater discharges beyond
the performance of technologies already
in place for all of the 57 existing
industrial categories. However, EPA
believes that its analysis of hazard is
useful for assessing the effectiveness of
existing technologies because it focuses
on the amount and significance of
pollutants that are still discharged
following existing treatment. Therefore,
by assessing the hazard associated with
discharges from all existing categories in
its screening-level review, EPA was
indirectly able to assess the possibility
that further significant reductions could
be achieved through new pollution
control technologies for these categories.
In addition, EPA directly assessed the
availability of technologies for certain
industries that were prioritized for a
more in-depth review as a result of the
screening level analysis.
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Similarly, EPA could not identify a
suitable screening-level tool for
comprehensively evaluating the
affordability of treatment or process
technologies because the universe of
facilities is too broad and complex. EPA
could not find a reasonable way to
prioritize the industrial categories based
on readily available economic data. In
the past, EPA has gathered information
regarding technologies and economic
achievability through detailed
questionnaires distributed to hundreds
of facilities within a category or
subcategory for which EPA has
commenced rulemaking. Such
information-gathering is subject to the
requirements of the Paperwork
Reduction Act (PRA), 33 U.S.C. 3501, et
seq. The information acquired in this
way is valuable to EPA in its rulemaking
efforts, but the process of gathering,
validating and analyzing the data can
consume considerable time and
resources. EPA does not think it
appropriate to conduct this level of
analysis for all point source categories
in conducting an annual review. Rather,
EPA believes it is appropriate to set
priorities based on hazard and other
screening-level factors identified above,
and to directly consider the availability
and affordability of technology only in
conducting the more in-depth reviews
of prioritized categories. For these
prioritized categories, EPA may conduct
surveys or other PRA-governed data
collection activities in order to better
inform the decision on whether effluent
guidelines are warranted. Additionally,
EPA is evaluating tools for directly
assessing technological and economic
achievability as part of the screeninglevel review in future annual reviews
under section 301(d), 304(b), 304(m),
and 307(b) (see DCN 07073). EPA
solicits comment on how to best
identify and use screening-level tools
for assessing technological and
economic achievability on an industryspecific basis as part of future annual
reviews.
In summary, through its screening
level review, EPA focused on those
point source categories that appeared to
offer the greatest potential for reducing
hazard to human health or the
environment, while assigning a lower
priority to categories that the Agency
believes are not good candidates for
effluent guidelines or pretreatment
standards revision at this time. This
enabled EPA to concentrate its resources
on conducting more in-depth reviews of
certain industries prioritized as a result
of the screening level analysis, as
discussed below (see section V.A.3.b
and c).
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b. Further Review of Prioritized
Categories
In the publication of the final 2008
Plan EPA identified one category, Ore
Mining and Dressing (Part 440), for
further investigation (‘‘preliminary
category review’’), and a status report is
included in this notice. EPA identified
this category with ‘‘(5)’’ in the column
entitled ‘‘Findings’’ in Table V–1, Page
53231 of the final 2008 Plan. EPA is not
identifying any other categories for
preliminary category reviews at this
time.
In conducting a preliminary category
review, EPA uses the same types of data
sources used for the detailed studies but
in less depth. For example, an
assessment of the pollutant discharges
provides an additional level of quality
assurance on the reported pollutant
discharges and number of facilities that
represent the majority of toxic-weighted
pollutant discharges. EPA may also
develop a preliminary list of potential
wastewater pollutant control
technologies before conducting a
detailed study. EPA is not conducting a
detailed study for the Ore Mining and
Dressing category at this time because
EPA needs additional information
regarding this industry to determine
whether a detailed study is warranted.
EPA plans to complete its analysis of
this additional information for the final
2010 Plan.
c. Detailed Study of Three Categories
In this review cycle, EPA continued
detailed studies of three categories:
Steam Electric Power Generating (Part
423), Oil and Gas Extraction (Part 435)
(only to assess whether to include
coalbed methane extraction as a new
subcategory), and Hospitals (Part 460)
(which is part of the Health Care
Industry detailed study). For these
industries, EPA gathered and analyzed
additional data on pollutant discharges,
economic factors, and technology
issues. In general, EPA examines one or
more of the following elements as part
of a detailed study: (1) Wastewater
characteristics and pollutant sources;
(2) the pollutants discharged from these
sources and the toxic weights associated
with these discharges; (3) treatment
technology and pollution prevention
information; (4) the geographic
distribution of facilities in the industry;
(5) any pollutant discharge trends
within the industry; and (6) any relevant
economic factors.
EPA is relying on many different
sources of data including: (1) The 2002
U.S. Economic Census; (2) TRI, PCS,
and ICIS–NPDES data; (3) contacts with
reporting facilities to verify reported
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releases and facility categorization;
(4) contacts with regulatory authorities
(States and EPA regions) to understand
how category facilities are permitted;
(5) NPDES permits and their supporting
fact sheets; (6) monitoring data included
in facility applications for NPDES
permit renewals (Form 2C data); (7) EPA
effluent guidelines technical
development documents; (8) relevant
EPA preliminary data summaries or
study reports; (9) technical literature on
pollutant sources and control
technologies; (10) information provided
by industry including industry
conducted survey and sampling data;
and/or (11) stakeholder comments (see
DCN 06703). Additionally, in order to
evaluate available and affordable
treatment technology options for the
coalbed methane extraction industry
sector, EPA is conducting an industry
survey.
d. Public Comments
EPA’s annual review process
considers information provided by
stakeholders regarding the need for new
or revised effluent limitations
guidelines and pretreatment standards.
To that end, EPA established a docket
for its 2009 annual review at the time of
publication of the final 2008 Plan to
provide the public with an opportunity
to submit additional information to
assist the Agency in its 2009 annual
review. EPA received four public
comments and placed these comments
in the supporting docket (see EPA–HQ–
OW–2008–0517–0045 through 0048,
https://www.regulations.gov). One
commenter requested that EPA expand
its detailed study of coalbed methane
extraction to include all oil and gas
exploration, stimulation, and extraction
techniques that result in contamination
of surface and groundwater, including
hydraulic fracturing in all formations.
The other three commenters requested
that EPA initiate an effluent guidelines
rulemaking for the Steam Electric Power
Generating category. In particular, they
requested that EPA limit the discharges
of metals from this category and
eliminate the use of wet handling for
coal combustion wastes.
B. What Were EPA’s Findings From Its
2009 Annual Review for Categories
Subject to Existing Effluent Guidelines
and Pretreatment Standards?
1. Screening-level Review
In its 2009 screening level review,
EPA considered hazard—and the other
factors described in section A.3.a.
above—in prioritizing effluent
guidelines for potential revision. See
Table V–1 in section V.B.4 of this notice
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for a summary of EPA’s findings with
respect to each existing category; see
also the TSD for the preliminary 2010
Plan. Out of the categories subject only
to the screening level review in 2009,
EPA is not identifying any for effluent
guidelines rulemaking at this time,
based on the factors described in section
A.3.a above and in light of the effluent
guidelines rulemakings and detailed
studies in progress.
EPA carefully examined the industrial
categories currently regulated by
existing effluent guidelines that
cumulatively comprise 95% of the
reported hazard (reported in units of
toxic-weighted pound equivalent or
TWPE). The TSD for the preliminary
2010 Plan presents a summary of EPA’s
review of these seven industrial
categories (see DCN 06703).
2. Detailed Studies
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a. Overview
In its 2009 annual review, EPA
continued detailed studies of three
industrial point source categories:
Steam Electric Power Generating (Part
423), and Oil and Gas Extraction (Part
435) (only to assess whether to include
coalbed methane extraction as a new
subcategory), and Hospitals (Part 460)
(which is part of the Health Care
Industry detailed study). EPA is
investigating whether the pollutant
discharges reported to TRI, PCS, and
ICIS–NPDES for 2007 accurately reflect
the current discharges. EPA is also
analyzing the reported pollutant
discharges, technology innovation, and
process changes in these industrial
categories. Additionally, EPA is
considering whether there are industrial
activities not currently subject to
effluent guidelines or pretreatment
standards that should be included with
these existing categories, either as part
of existing subcategories or as potential
new subcategories. For Coalbed
Methane Extraction and Health Care
Industry EPA plans to use the detailed
studies to determine whether EPA
should identify in the final 2010 Plan
(or a future Plan) either of these two
industrial categories for possible
revision of their existing effluent
guidelines and pretreatment standards.
EPA’s reviews of two of three categories
are described below and its review of
hospitals is described in section VII.B
(Health Care Industry detailed study).
b. Steam Electric Power Generating (Part
423)
EPA has completed a multi-year study
of the Steam Electric Power Generating
industry and, based on the results, has
determined that revising the current
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effluent guidelines is warranted. EPA’s
decision to revise the current effluent
guidelines is largely driven by the high
level of toxic-weighted pollutant
discharges from power plants and the
expectation that these discharges will
increase significantly in the next few
years as new air pollution controls are
installed. Over the course of the study
EPA has identified technologies that are
available to significantly reduce these
pollutant discharges.
The Steam Electric Power Generating
effluent guidelines (40 CFR 423) apply
to a subset of the electric power
industry, namely those facilities
‘‘primarily engaged in the generation of
electricity for distribution and sale
which results primarily from a process
utilizing fossil-type fuel (coal, oil, or
gas) or nuclear fuel in conjunction with
water system as the thermodynamic
medium.’’ See 40 CFR 423.10. EPA’s
most recent revisions to the effluent
guidelines and standards for this
category were promulgated in 1982 (see
47 FR 52290; November 19, 1982).
Since 2005, EPA has been carrying
out an intensive review of wastewater
discharges from power plants. As part of
this effort, EPA has sampled wastewater
from surface impoundments and
advanced wastewater treatment systems,
conducted on-site reviews of the
operations at more than two dozen
power plants, and issued a detailed
questionnaire that obtained information
on thirty power plants using authority
granted under section 308 of the Clean
Water Act. EPA’s data collection
primarily focused on four target areas:
(1) Determining the pollutant
characteristics of power plant
wastewater; (2) identifying treatment
technologies for the wastewater
generated by air pollution control
equipment; (3) characterizing the
practices used by the industry to
manage or eliminate discharges of fly
ash and bottom ash wastewater; and (4)
identifying methods for managing
power plant wastewater that allow
recycling and reuse, rather than
discharge to surface waters. Much of the
information collected thus far, including
laboratory data from sampling, were
made available to the public in an
interim study report, ‘‘Steam Electric
Power Generating Point Source
Category: 2007/2008 Detailed Study
Report,’’ (see EPA–HQ–OW–2006–
0771–1699) and the final study report,
‘‘Steam Electric Power Generating Point
Source Category: Final Detailed Study
Report,’’ (see DCN 03690).
EPA’s review of the wastewater
characteristics indicates that most of the
toxic pollutant loadings for this category
are associated with metals and certain
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other elements present in wastewater
discharges, and that the waste streams
contributing the majority of these
pollutants are associated with ash
handling and wet flue gas
desulfurization (FGD) systems. Other
potential sources of these pollutants
include coal pile runoff, metal cleaning
wastes, coal washing, leachate from
landfills and wastewater
impoundments, and certain low-volume
wastes.
Between July 2007 and October 2008,
EPA conducted six sampling episodes to
characterize untreated wastewaters
generated by coal-fired power plants,
including FGD wastewater, and fly ash
and bottom ash transport water. EPA
also collected samples to assess the
effluent quality from different types of
treatment systems currently in place at
these operations. Samples were
analyzed for metals and other
pollutants, such as total suspended
solids and nitrogen. Sampling reports
for the first five episodes are included
in the docket for the 2008 Plan, and the
report for the final sampling episode is
included in the docket for the 2010 Plan
(see DCN 06197). These reports discuss
the specific sample points and analytes,
the sample collection methods used, the
field quality control samples collected,
and the analytical results for the
wastewater samples.
EPA expects that the use of wet FGD
systems will increase substantially over
the next decade as State and Federal
regulations are implemented to reduce
air emissions. Metals and other
pollutants are transferred from the flue
gas to the wastewater produced by wet
FGD systems. Based on results from the
sampling and other data, EPA
determined that there are unregulated
toxic and conventional pollutants
present in ash pond and FGD
wastewater which can be reduced
significantly with treatment
technologies.
An increasing amount of evidence
indicates that the characteristics of coal
combustion wastewater have the
potential to impact human health and
the environment. Discharges of coal
combustion wastewater have been
associated with fish kills, reductions in
the growth and survival of aquatic
organisms, behavioral and physiological
effects in wildlife and aquatic
organisms, potential impacts to human
health (e.g., drinking water
contamination), and changes to the local
habitat. Many of the pollutants
commonly found in coal combustion
wastewater (e.g., selenium, mercury,
and arsenic) are known to cause
environmental harm and potentially
represent a human health risk. Although
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coal-fired power plants often dilute coal
combustion wastewater with other large
volume wastewater (e.g., cooling water)
to reduce the pollutant concentrations
prior to discharge, the effluent can
contain large mass loads (i.e., total
pounds) of pollutants. Some of the
pollutants in these discharges, although
present at low concentrations, can
bioaccumulate and present an increased
ecological threat due to their tendency
to persist in the environment, resulting
in slow ecological recovery times
following exposure. In addition,
leachate from impoundments and
landfills containing coal combustion
wastes can contain high concentrations
of pollutants and has been identified as
a source of ground water and surface
water impacts.
Additional information about data
collected and findings of the detailed
study of the Steam Electric Power
Generating industry is presented in the
final study report, ‘‘Steam Electric
Power Generating Point Source
Category: Final Detailed Study Report,’’
(see DCN 06390). The report includes
data on the characteristics of wastewater
from coal fired power plants, identifies
the wastewater treatment technologies
reviewed, presents an overview of the
industry profile and predicted future
trends in the use of air pollution
controls, and describes environmental
impacts that have been linked to coal
combustion wastewater.
The Agency expects that data
collection efforts for the effluent
guidelines rulemaking will include
wastewater sampling and issuing a
survey that will obtain detailed
technical and financial information. In
particular, EPA recently published a
Federal Register notice announcing its
intent to submit an Information
Collection Request (ICR) to the Office of
Management and Budget (OMB) for
their review and approval under the
Paperwork Reduction Act (PRA), 33
U.S.C. 3501, et seq. See 74 FR 55837
(October 29, 2009).
c. Oil and Gas Extraction (Part 435)
(Only To Assess Whether To Include
Coalbed Methane Extraction as a New
Subcategory).
Coalbed methane (CBM) extraction
activities accounted for about 7% of the
total U.S. natural gas production (gross
withdrawals) in 2007 and are expanding
in multiple basins across the U.S.
Currently, the Department of Energy’s
Energy Information Administration
(EIA) expects CBM production to
remain an important source of domestic
natural gas over the next few decades.
CBM extraction requires removal of
large amounts of water from
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underground coal seams before CBM
can be released. CBM wells have a
distinctive production history
characterized by an early stage when
large amounts of water are produced to
reduce reservoir pressure which in turn
encourages release of gas. This is
followed by a stable stage when
quantities of produced gas increase as
the quantities of produced water
decrease; and a late stage when the
amount of gas produced declines and
water production remains low (see
EPA–HQ–OW–2004–0032–1904).
The quantity and quality of water that
is produced in association with CBM
development varies from basin to basin,
within a particular basin, from coal
seam to coal seam, and over the lifetime
of a CBM well. Pollutants often found in
these wastewaters include chloride,
sodium, sulfate, bicarbonate, fluoride,
iron, barium, magnesium, ammonia, and
arsenic. Total dissolved solids (TDS)
and electrical conductivity (EC) are bulk
parameters that States typically use for
quantifying and controlling the amount
of pollutants in CBM produced waters.
EPA identified the coalbed methane
(CBM) sector as a candidate for a
detailed study in the final 2006 Effluent
Guidelines Program Plan (71 FR 76656;
December 21, 2006). As part of that
announcement EPA made it clear that it
would conduct data collection through
an information collection request (ICR)
to support this detailed study. In
accordance with the Paperwork
Reduction Act (PRA), EPA obtained
approval from the Office of Management
and Budget (OMB) for its ‘‘Coalbed
Methane Extraction Sector Survey’’ on
February 18, 2009. This approval
followed two public comment periods
on the survey (January 25, 2008; 73 FR
4556 and July 15, 2008; 73 FR 40757)
and more than two years of outreach by
EPA with interested stakeholders.
The approved mandatory survey,
conducted under the authority of
Section 308 of the Clean Water Act (33
U.S.C. Section 1318), includes a
screener and a detailed questionnaire.
EPA sent the screener questionnaire in
February 2009 to all CBM methane
operators that have three or more CBM
wells. EPA used data from 291 screener
questionnaires and state data on
operators with one or two CBM wells to
identify that in 2008 there were 56,049
CBM wells that operators managed in
692 different CBM projects. This CBM
production, 2.0 trillion cubic feet,
represents approximately 7.7 percent of
the total U.S. natural gas production in
2008. The 692 CBM projects are located
in 16 different CBM basins across the
Nation but are mainly concentrated in
the States of Wyoming, New Mexico,
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68607
Oklahoma, and Alabama. EPA used
these data to draw a representative
sample of CBM projects. EPA began
distribution of the detailed
questionnaire to the representative
sample of CBM projects in late October
2009. The detailed questionnaire will
collect financial and technical data on
approximately 250 CBM methane
projects across the country.
EPA will use the screener and
detailed questionnaires to collect
technical and economic information
from a wide range of CBM operations.
EPA plans to collect information on
geographical and geologic differences in
the characteristics of CBM produced
waters, environmental data, current
regulatory controls, and availability and
affordability of treatment technology
options.
EPA also visited eight different CBM
produced water treatment technologies
in Wyoming. Included in these
technologies are ion exchange, reverse
osmosis, thermal distillation, and lined
pit disposal and evaporation. These site
visits supplemented EPA site visits to
Pennsylvania, West Virginia, Virginia,
Alabama, New Mexico, Colorado,
Wyoming, and Montana in 2007 (see
EPA–HQ–OW–2006–0771–0977).
EPA is also conducting a literature
review of environmental impacts and
beneficial uses of produced water. The
literature review is being conducted in
three phases focusing on: (1) Scientific
journal articles, (2) documents retrieved
from Web sites of State and Federal
agencies, universities, and nongovernmental organizations, and (3)
environmentally sustainable beneficial
uses of produced water. Results of the
first phase are included in the docket
(see DCN 06934). Additionally, EPA
will be reviewing current requirements
for surface water discharge of produced
water. Currently, regulatory controls for
CBM produced waters vary from State to
State and permit to permit (see EPA–
HQ–OW–2004–0032–2782, 2540). The
assessment of State permitting
requirements for surface water discharge
of produced water will examine factors
such as the number of current permits,
the proportion of discharges covered
under individual versus general
permits, the types of pollutants
controlled, and the numeric
concentration limits required. This
assessment will give EPA a better
understanding of variations and
consistencies among States in
controlling CBM produced water
discharges.
Finally, EPA is soliciting public
comment on whether it should expand
its detailed study of coalbed methane
extraction to include all oil and gas
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exploration, stimulation, and extraction
techniques that result in contamination
of surface and groundwater, including
hydraulic fracturing in all formations.
3. Results of Preliminary Category
Reviews
During the 2008 annual review, EPA
identified the Ore Mining and Dressing
(Part 440) category for a preliminary
category review for two reasons: (1) The
industry has a high TWPE discharge
estimate of process wastewater (i.e.,
EPA identified this category with ‘‘(5)’’
in the column entitled ‘‘Findings’’ in
Table V–1, Page 53231 of the final 2008
Plan); and (2) comments received on
previous Plans assert that better controls
are needed for stormwater discharges to
surface water at ore mining sites.
Stormwater discharges from Ore Mining
and Dressing facilities that are not
commingled with process wastewater
are not regulated by effluent guidelines
but are regulated under individual or
general stormwater NPDES permits.
This preliminary category review is ongoing.
EPA performed several analyses
during the 2009 annual review. These
analyses included: (1) Coordinating
with the primary western ore mining
States to collect information for mines
classified as NPDES minor facilities (i.e.,
collecting information States do not
typically submit to EPA’s ICIS or PCS
databases); (2) reviewing journals and
technical literature to identify the latest
advances in wastewater treatment
technologies; and (3) reviewing Total
Maximum Daily Load (TMDL) plans to
determine whether active ore mine
discharges are discharging into impaired
waterbodies. Section IX of this notice
and the TSD for the preliminary 2010
Plan (see DCN 06703) lists the data and
information that EPA would like to
collect on the pollutant discharges and
potential treatment technology options
for the Ore Mining and Dressing
category in order to complete this
preliminary category review.
4. Summary of 2009 Annual Review
Findings
In its 2009 annual review, EPA
reviewed all categories subject to
existing effluent guidelines and
pretreatment standards in order to
identify appropriate candidates for
revision. Based on this review and prior
annual reviews, and in light of the
ongoing effluent guidelines rulemakings
and detailed studies currently in
progress, EPA has decided to pursue an
effluent guidelines rulemaking for the
Steam Electric Power Generating (Part
423) category. Additionally, EPA is
continuing to conduct detailed studies
for two existing categories: Oil and Gas
Extraction (only with respect to coalbed
methane) and Hospitals (part of the
Health Care Industry detailed study).
A summary of the findings of the 2009
annual review is presented below in
Table V–1. This table uses the following
codes to describe the Agency’s findings
with respect to each existing industrial
category.
(1) Effluent guidelines or pretreatment
standards for this industrial category
were recently revised or reviewed
through an effluent guidelines
rulemaking, or a rulemaking is currently
underway.
(2) Revising the national effluent
guidelines or pretreatment standards is
not the best tool for this industrial
category because most of the toxic and
non-conventional pollutant discharges
are from one or a few facilities in this
industrial category. EPA will consider
assisting permitting authorities in
identifying pollutant control and
pollution prevention technologies for
the development of technology-based
effluent limitations by best professional
judgment (BPJ) on a facility-specific
basis.
(3) Not identified as a hazard priority
based on data available at this time (e.g.,
not among industries that cumulatively
comprise 95% of reported hazard in
TWPE units).
(4) EPA intends to continue a detailed
study of this industry in its 2010 annual
review to determine whether to identify
the category for effluent guidelines
rulemaking.
(5) EPA is continuing or initiating a
preliminary category review because
incomplete data are available to
determine whether to conduct a detailed
study or identify for possible revision.
EPA typically performs a further
assessment of the pollutant discharges
before starting a detailed study of the
industrial category. This assessment
provides an additional level of quality
assurance on the reported pollutant
discharges and number of facilities that
represent the majority of toxic-weighted
pollutant discharges. EPA may also
develop a preliminary list of potential
wastewater pollutant control
technologies before conducting a
detailed study. See the appropriate
section in the TSD for the preliminary
2010 Plan (see DCN 06703) for EPA’s
data needs for industries in this
category.
TABLE V–1—FINDINGS FROM THE 2009 ANNUAL REVIEW OF EFFLUENT GUIDELINES AND PRETREATMENT STANDARDS
CONDUCTED UNDER SECTION 301(D), 304(B), 304(G), 304(M), AND 307(B)
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No.
Industry Category
(Listed Alphabetically)
1 ...........................................
2 ...........................................
3 ...........................................
4 ...........................................
5 ...........................................
6 ...........................................
7 ...........................................
8 ...........................................
9 ...........................................
10 .........................................
11 .........................................
12 .........................................
13 .........................................
14 .........................................
15 .........................................
16 .........................................
17 .........................................
18 .........................................
19 .........................................
20 .........................................
Aluminum Forming ................................................................................................
Asbestos Manufacturing .......................................................................................
Battery Manufacturing ...........................................................................................
Canned and Preserved Fruits and Vegetable Processing ...................................
Canned and Preserved Seafood Processing .......................................................
Carbon Black Manufacturing ................................................................................
Cement Manufacturing ..........................................................................................
Centralized Waste Treatment ...............................................................................
Coal Mining ...........................................................................................................
Coil Coating ..........................................................................................................
Concentrated Animal Feeding Operations (CAFO) ..............................................
Concentrated Aquatic Animal Production .............................................................
Construction and Development ............................................................................
Copper Forming ....................................................................................................
Dairy Products Processing ...................................................................................
Electrical and Electronic Components ..................................................................
Electroplating ........................................................................................................
Explosives Manufacturing .....................................................................................
Ferroalloy Manufacturing ......................................................................................
Fertilizer Manufacturing ........................................................................................
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40 CFR
part
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467
427
461
407
408
458
411
437
434
465
412
451
450
468
405
469
413
457
424
418
Findings †
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(1)
(1)
(1)
(3)
(3)
(3)
(1)
(3)
(3)
(3)
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TABLE V–1—FINDINGS FROM THE 2009 ANNUAL REVIEW OF EFFLUENT GUIDELINES AND PRETREATMENT STANDARDS
CONDUCTED UNDER SECTION 301(D), 304(B), 304(G), 304(M), AND 307(B)—Continued
Industry Category
(Listed Alphabetically)
No.
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
40 CFR
part
Glass Manufacturing .............................................................................................
Grain Mills .............................................................................................................
Gum and Wood Chemicals ...................................................................................
Hospitals 2 .............................................................................................................
Ink Formulating .....................................................................................................
Inorganic Chemicals ‡ ...........................................................................................
Iron and Steel Manufacturing ...............................................................................
Landfills .................................................................................................................
Leather Tanning and Finishing .............................................................................
Meat and Poultry Products ...................................................................................
Metal Finishing ......................................................................................................
Metal Molding and Casting ...................................................................................
Metal Products and Machinery .............................................................................
Mineral Mining and Processing ............................................................................
Nonferrous Metals Forming and Metal Powders ..................................................
Nonferrous Metals Manufacturing .........................................................................
Oil and Gas Extraction ..........................................................................................
Ore Mining and Dressing ......................................................................................
Organic Chemicals, Plastics, and Synthetic Fibers ‡ ...........................................
Paint Formulating ..................................................................................................
Paving and Roofing Materials (Tars and Asphalt) ...............................................
Pesticide Chemicals ..............................................................................................
Petroleum Refining ...............................................................................................
Pharmaceutical Manufacturing .............................................................................
Phosphate Manufacturing .....................................................................................
Photographic .........................................................................................................
Plastic Molding and Forming ................................................................................
Porcelain Enameling .............................................................................................
Pulp, Paper, and Paperboard ...............................................................................
Rubber Manufacturing ..........................................................................................
Soaps and Detergents Manufacturing ..................................................................
Steam Electric Power Generating †† ....................................................................
Sugar Processing ..................................................................................................
Textile Mills ...........................................................................................................
Timber Products Processing .................................................................................
Transportation Equipment Cleaning .....................................................................
Waste Combustors ...............................................................................................
426
406
454
460
447
415
420
445
425
432
433
464
438
436
471
421
435
440
414
446
443
455
419
439
422
459
463
466
430
428
417
423
409
410
429
442
444
Findings †
(3)
(3)
(3)
(4)
(3)
(1) and (3)
(1)
(3)
(3)
(1)
(1)
(3)
(1)
(3)
(3)
(3)
(4)
(5)
(1) and (3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(3)
(1)
(3)
(3)
(3)
(3)
(3)
† Note: The descriptions of the ‘‘Findings’’ codes are presented immediately prior to this table.
† Note: Two codes (‘‘(1)’’ and ‘‘(3)’’) are used for this category as both codes are applicable to this category and do not overlap. The first code
(‘‘(1)’’) refers to the ongoing effluent guidelines rulemaking for the Chlorinated Hydrocarbon (CCH) manufacturing sector, which includes facilities
currently regulated by the OCSPF and Inorganics effluent guidelines. The second code (‘‘(3)’’) indicates that the remainder of the facilities in
these two categories do not represent a hazard priority at this time.
†† Note: EPA is using the preliminary 2010 Plan to conclude its detailed study of this category and to announce its decision to identify the category for an effluent guidelines rulemaking.
VI. EPA’s 2010 Annual Review of
Existing Effluent Guidelines and
Pretreatment Standards Under CWA
Sections 301(d), 304(b), 304(g), 304(m),
and 307(b)
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As discussed in section V and further
in section VIII, EPA is coordinating its
annual reviews of existing effluent
guidelines and pretreatment standards
under CWA sections 301(d), 304(b),
307(b) and 304(g) with the publication
of preliminary Plans and biennial Plans
2 Based on available information, hospitals
consist mostly of indirect dischargers for which
EPA has not established pretreatment standards. As
discussed in Section VII.D, EPA is including
hospitals in its review of the Health Care Industry,
a potential new category for pretreatment standards.
As part of that process, EPA will review the existing
effluent guidelines for the few direct dischargers in
the category.
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under section 304(m). Public comments
received on EPA’s prior reviews and
Plans helped the Agency prioritize its
analysis of existing effluent guidelines
and pretreatment standards during the
2009 review. The information gathered
during the 2009 annual review,
including the identification of data gaps
in the analysis of certain categories with
existing regulations, in turn, provides a
starting point for EPA’s 2010 annual
review. See Table V–1 in section V.B.4
of this notice. In 2010, EPA intends to
again conduct a screening-level analysis
of all 57 categories and compare the
results against those from previous
years.
EPA will also conduct further review
of the industrial categories currently
regulated by existing effluent guidelines
that cumulatively comprise 95% of the
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reported hazard (reported in units of
toxic-weighted pound equivalent or
TWPE). Additionally, EPA intends to
continue detailed studies of the
following two categories with existing
effluent guidelines and pretreatment
standards: Oil and Gas Extraction (Part
435) (only to assess whether to include
coalbed methane extraction as a new
subcategory) and Hospitals (Part 460)
(which is part of the Health Care
Industry detailed study). EPA is
continuing its preliminary category
review for the Ore Mining and Dressing
category in the 2010 annual review. EPA
invites comment and data on the two
detailed studies, the one preliminary
category review, and all remaining point
source categories.
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VII. EPA’s Evaluation of Categories of
Indirect Dischargers Without
Categorical Pretreatment Standards to
Identify Potential New Categories for
Pretreatment Standards
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A. EPA’s Evaluation of Pass Through
and Interference of Toxic and NonConventional Pollutants Discharged to
POTWs
All indirect dischargers are subject to
general pretreatment standards (40 CFR
403), including a prohibition on
discharges causing ‘‘pass through’’ or
‘‘interference.’’ See 40 CFR 403.5. All
POTWs with approved pretreatment
programs must develop local limits to
implement the general pretreatment
standards. All other POTWs must
develop such local limits where they
have experienced ‘‘pass through’’ or
‘‘interference’’ and such a violation is
likely to recur. There are approximately
1,500 POTWs with approved
pretreatment programs and 13,500 small
POTWs that are not required to develop
and implement pretreatment programs.
In addition, EPA establishes
technology-based national regulations,
termed ‘‘categorical pretreatment
standards,’’ for categories of industry
discharging pollutants to POTWs that
may pass through, interfere with or
otherwise be incompatible with POTW
operations. CWA section 307(b).
Generally, categorical pretreatment
standards are designed such that
wastewaters from direct and indirect
industrial dischargers are subject to
similar levels of treatment. EPA has
promulgated such pretreatment
standards for 35 industrial categories.
One of the tools traditionally used by
EPA in evaluating whether pollutants
‘‘pass through’’ a POTW is a comparison
of the percentage of a pollutant removed
by POTWs with the percentage of the
pollutant removed by discharging
facilities applying BAT. Pretreatment
standards for existing sources are
technology based and are analogous to
BAT effluent limitations guidelines. In
most cases, EPA has concluded that a
pollutant passes through the POTW
when the median percentage removed
nationwide by representative POTWs
(those meeting secondary treatment
requirements) is less than the median
percentage removed by facilities
complying with BAT effluent
limitations guidelines for that pollutant.
This approach to the definition of ‘‘pass
through’’ satisfies two objectives set by
Congress: (1) That standards for indirect
dischargers be equivalent to standards
for direct dischargers; and (2) that the
treatment capability and performance of
POTWs be recognized and taken into
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account in regulating the discharge of
pollutants from indirect dischargers.
The term ‘‘interference’’ means a
discharge which, alone or in
conjunction with a discharge or
discharges from other sources, both: (1)
Inhibits or disrupts the POTW, its
treatment processes or operations, or its
sludge processes, use or disposal; and
(2) therefore is a cause of a violation of
any requirement of the POTW’s NPDES
permit (including an increase in the
magnitude or duration of a violation) or
of the prevention of sewage sludge use
or disposal in compliance with
applicable regulations or permits. See
40 CFR 403.3(i). To determine the
potential for ‘‘interference,’’ EPA
generally evaluates the industrial
indirect discharges in terms of: (1) The
compatibility of industrial wastewaters
and domestic wastewaters (e.g., type of
pollutants discharged in industrial
wastewaters compared to pollutants
typically found in domestic
wastewaters); (2) concentrations of
pollutants discharged in industrial
wastewaters that might cause
interference with the POTW collection
system, the POTW treatment system, or
biosolids disposal options; and (3) the
potential for variable pollutant loadings
to cause interference with POTW
operations (e.g., batch discharges or slug
loadings from industrial facilities
interfering with normal POTW
operations).
If EPA determines a category of
indirect dischargers causes pass through
or interference, EPA would then
consider the BAT and BPT factors
(including ‘‘such other factors as the
Administrator deems appropriate’’)
specified in section 304(b) to determine
whether to establish pretreatment
standards for these activities. Examples
of ‘‘such other factors’’ include a
consideration of the magnitude of the
hazard posed by the pollutants
discharged as measured by: (1) The total
annual TWPE discharged by the
industrial sector; and (2) the average
TWPE discharge among facilities that
discharge to POTWs. Additionally, EPA
would consider whether other
regulatory tools (e.g., use of local limits
under Part 403) or voluntary measures
would better control the pollutant
discharges from this category of indirect
dischargers. For example, EPA relied on
a similar evaluation of ‘‘pass through
potential’’ in its prior decision not to
promulgate national categorical
pretreatment standards for the Industrial
Laundries industry. See 64 FR 45071
(August 18, 1999). EPA noted in this
1999 final action that, ‘‘While EPA has
broad discretion to promulgate such
[national categorical pretreatment]
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standards, EPA retains discretion not to
do so where the total pounds removed
do not warrant national regulation and
there is not a significant concern with
pass through and interference at the
POTW.’’ See 64 FR 45077 (August 18,
1999).
EPA reviewed TRI 2007 discharge
data in order to identify industry
categories without categorical
pretreatment standards that are
discharging pollutants to POTWs that
may pass through, interfere with or
otherwise be incompatible with POTW
operations (see DCN 06703). This
review did not identify any such
industrial categories. EPA also
evaluated stakeholder comments and
pollutant discharge information in the
previous annual reviews to inform this
review. In particular, EPA received
stakeholder comments on the issues of
dental amalgam and unused
pharmaceuticals management for the
Health Care Industry in response to the
2007 annual review. As discussed in the
final 2008 Plan EPA is again not
identifying dental facilities for an
effluent guidelines rulemaking in this
notice at this time (September 15, 2008;
73 FR 53233). However, EPA is
continuing its study of unused
pharmaceutical management for the
Health Care Industry.
EPA also solicits comment and data
on all industrial sectors not currently
subject to categorical pretreatment
standards for its 2010 review. Finally,
EPA solicits comment on data sources
and on methods for collecting and
aggregating pollutant discharge data
collected by pretreatment programs to
further inform its future review of
industry categories without categorical
pretreatment standards.
B. Unused Pharmaceuticals
To date, scientists have identified
numerous pharmaceutical compounds
at discernable concentrations in our
nation’s rivers, lakes, and streams (see
EPA–HQ–OW–2006–0771–1694). To
address this issue at the source, EPA is
studying how the drugs are entering our
waterways and what factors contribute
to the current situation. Towards this
end, EPA initiated a study on
pharmaceutical disposal practices at
health care facilities including
hospitals, hospices, long-term care
facilities, health care clinics, doctor’s
offices, and veterinary facilities. Unused
pharmaceuticals include dispensed
prescriptions that patients do not use as
well as materials that are beyond their
expiration dates. Another potential
source of unused pharmaceuticals is the
residuals remaining in used and
partially used dispensers, containers,
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and devices. In particular, the
medications contained in the
dispensers, containers and devices may
be sewered (e.g., intravenous (IV) bags
emptied into sink).3 For many years, a
standard practice at many health care
facilities was to dispose of unused
pharmaceuticals by flushing them down
the toilet or drain.
For the 2008 final Plan, EPA
completed an interim technical report
for the Health Care Industry (see EPA–
HQ–OW–2006–0771–1694). The interim
technical report focused on hospitals
and long-term care facilities (LTCFs)
because these facilities are likely
responsible for the largest amounts of
unused pharmaceuticals being disposed
into sewage collection systems within
this industry sector. In 2005, there were
about 7,000 hospitals and 35,000 LTCFs
in the United States (see EPA–HQ–OW–
2006–0771–1694). EPA is continuing its
detailed study to investigate the
following questions:
• What are the current industry
practices for disposing of unused
pharmaceuticals?
• What types of pharmaceuticals are
being disposed?
• What are the options for disposing
of unused pharmaceuticals other than
down the drain or toilet?
• What factors influence disposal
decisions?
• Do disposal practices differ within
industry sectors?
• What Best Management Practices
(BMPs) could facilities implement to
reduce the generation of unused
pharmaceuticals?
• What are the costs of current
disposal practices compared to the costs
of implementing BMPs or alternative
disposal methods?
Since the publication of the final 2008
plan, EPA also reviewed comments
received on the first Federal Register
notice for the health care industry ICR
published on August 12, 2008 (73 FRN
46903). The ICR was originally
developed to collect technical and
economic information on unused
pharmaceutical management and to
identify technologies and BMPs that
reduce or eliminate the discharge of
unused pharmaceuticals to POTWs.
EPA received 31 comments and
conducted outreach meetings with
industry to obtain further comments on
the survey design and instrument.
Commenters included hospitals and
clinics, health care trade associations,
pharmacists associations, reverse
distributors, pharmaceutical
3 As a point of clarification, the term ‘‘unused
pharmaceuticals’’ does not include excreted
pharmaceuticals.
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manufacturers, individuals, and
municipal wastewater treatment plants
and their associations. Following
publication of the first Federal Register
notice for the ICR, EPA conducted three
teleconferences in September 2008 with
259 stakeholders to provide an overview
of the project, scope of the survey
instrument, potential recipients, and
schedule. These meetings solicited early
feedback from participants to facilitate
the development of a subsequent draft
of the survey instrument and population
and sample frames. These
teleconferences also identified
interested stakeholders for the site
visits/additional outreach meetings.
Overall, the comments received were
supportive of the survey. Most
commenters had a number of
suggestions on how to improve the
survey. Improvements suggested were to
expand the scope of sectors receiving
the survey, to shorten the survey, and to
tailor the survey to each health care
sector. There were a few health care
organizations who felt a survey was not
necessary for a variety of reasons
including burden to the facilities, that
they are already practicing BMPs, or
that they would favor the more
immediate issuance of EPA guidance.
In addition to exploring the use of an
industry survey, EPA has continued to
study the issue of how health care
facilities are managing and disposing of
unused pharmaceuticals and POTW
treatment effectiveness in an effort to
identify the root cause and potential
solutions to address the issue of
pharmaceuticals in our waterways.
Since the publication of the final 2008
Plan, EPA conducted site visits to 3
additional hospitals in 3 States, four
LTCFs in three States, a veterinary
hospital, a long-term care pharmacy, a
hospice, an oncology clinic, and a waste
management vendor facility to obtain
more detailed information on how
pharmaceuticals are managed, tracked,
and disposed as well as influences on
behavior (see DCN 06496). During each
site visit, EPA collected general site
information and specific unused
pharmaceutical management and
disposal information. The objectives of
these site visits included:
• Collect information on the amount
of unused pharmaceuticals disposed
when available;
• Observe pharmaceutical waste
management practices;
• Identify common industry disposal
practices, guidance, and regulatory
requirements;
• Identify challenges with the
generation and disposal of unused,
unwanted, and expired
pharmaceuticals;
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• Identify BMPs and their costs; and
• Gather information about how
hospitals, LTCFs, or other facilities
operate.
Additionally, EPA contacted other
types of health care facilities (e.g.,
medical and dental offices, university
and prison health clinics, and veterinary
clinics) to learn about their unused
pharmaceutical disposal practices. EPA
also reviewed studies on POTW
pharmaceutical treatment effectiveness
and the potential pathways for unused
pharmaceuticals to be released into the
environment (see DCN 06571).
In summary, since the study began in
2007 EPA has worked with a wide range
of stakeholders (e.g., industry
representatives; Federal, State, local and
Tribal government representatives;
waste management and disposal
companies; and other interested parties)
to obtain the best available information
on the industry and its unused
pharmaceutical management practices.
In total, EPA met or spoke with over 700
different people during the outreach and
data collection activities from 2007
through 2009 (see DCN 06496). Based
on its outreach and data gathering, the
Agency estimates that hospitals and
long-term care facilities have the
greatest amounts of unused
pharmaceuticals as compared with other
health care sectors (e.g., dentist, retail
pharmacies).
EPA’s outreach has also identified
that there is near universal interest from
stakeholders to better manage unused
pharmaceuticals at health care facilities.
There is also general interest in more
quickly advancing the use of best
practices for managing unused
pharmaceuticals at health care facilities.
This considerable outreach and data
collection has led EPA to re-consider
the use of an industry survey for this
sector. The survey would be an effective
but potentially time-consuming tool for
gathering facility-specific data on the
management of unused
pharmaceuticals. EPA estimates that it
has gathered sufficient data from its site
visits and outreach to begin the
development of best practices for
unused pharmaceutical management at
health care facilities. During the next
year EPA will continue to work with a
variety of stakeholders in the
development of these best practices and
the means for their dissemination and
adoption. EPA expects to complete the
development of these best practices for
the final 2010 Plan.
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VIII. The Preliminary 2010 Effluent
Guidelines Program Plan Under Section
304(m)
In accordance with CWA section
304(m)(2), EPA is publishing this
preliminary 2010 Plan for public
comment prior to this publication of the
final 2010 Plan.
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A. EPA’s Schedule for Annual Review
and Revision of Existing Effluent
Guidelines Under Section 304(b) and
304(m)
1. Schedule for 2009 and 2010 Annual
Reviews Under Section 304(b) and
304(m)
As noted in section IV.B, CWA
section 304(m)(1)(A) requires EPA to
publish a Plan every two years that
establishes a schedule for the annual
review and revision, in accordance with
section 304(b), of the effluent guidelines
that EPA has promulgated under that
section. This preliminary 2010 Plan
announces EPA’s schedule for
performing its section 304(b) reviews.
The schedule is as follows: EPA will
coordinate its annual review of existing
effluent guidelines under section 304(b)
with its publication of the preliminary
and final Plans under CWA section
304(m). In other words, in oddnumbered years, EPA intends to
complete its annual review upon
publication of the preliminary Plan that
EPA must publish for public review and
comment under CWA section 304(m)(2).
In even-numbered years, EPA intends to
complete its annual review upon the
publication of the final Plan. EPA’s 2009
annual review ends with the publication
of this preliminary 2010 Plan in this
notice.
EPA is coordinating its annual
reviews under section 304(b) with
publication of Plans under section
304(m) for several reasons. First, the
annual review is inextricably linked to
the planning effort, because the results
of each annual review can inform the
content of the preliminary and final
Plans, e.g., by identifying candidates for
ELG revision for which EPA can
schedule rulemaking in the Plan, or by
calling to EPA’s attention point source
categories for which EPA has not
promulgated effluent guidelines.
Second, even though not required to do
so under either section 304(b) or section
304(m), EPA believes that the public
interest is served by periodically
presenting to the public a description of
each annual review (including the
review process employed) and the
results of the review. Doing so at the
same time EPA publishes preliminary
and final plans makes both processes
more transparent. Third, by requiring
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EPA to review all existing effluent
guidelines each year, Congress appears
to have intended that each successive
review would build upon the results of
earlier reviews. Therefore, by describing
the 2009 annual review along with the
preliminary 2010 Plan, EPA hopes to
gather and receive data and information
that will inform its reviews for 2010 and
the final 2010 Plan.
2. Schedule for Possible Revision of
Effluent Guidelines Promulgated Under
Section 304(b)
EPA is currently conducting a
rulemaking to potentially revise existing
effluent guidelines and pretreatment
standards for the following categories:
Organic Chemicals, Plastics and
Synthetic Fibers (OCPSF) and Inorganic
Chemicals (to address discharges from
Vinyl Chloride and Chlor-Alkali
facilities identified for effluent
guidelines rulemaking in the final 2004
Plan, now termed the ‘‘Chlorine and
Chlorinated Hydrocarbon (CCH)
manufacturing’’ rulemaking). EPA
previously indicated it would conduct
an industry survey for this effluent
guidelines rulemaking (April 18, 2006;
71 FR 19887). EPA is considering its
next steps for this survey and the
rulemaking as it reviews data from a
voluntary industry monitoring program.
EPA worked with industry to develop
the extensive monitoring program to
better understand the category’s
pollutant discharges. EPA has decided
to pursue an effluent guidelines
rulemaking for the Steam Electric Power
Generating (Part 423) category. EPA is
not scheduling any other existing
effluent guidelines for rulemaking at
this time.
B. Identification of Potential New Point
Source Categories Under CWA Section
304(m)(1)(B)
The final Plan must also identify
categories of sources discharging nontrivial amounts of toxic or nonconventional pollutants for which EPA
has not published effluent limitations
guidelines under section 304(b)(2) or
new source performance standards
(NSPS) under section 306. See CWA
section 304(m)(1)(B); S. Rep. No. 99–50,
Water Quality Act of 1987, Leg. Hist. 31
(indicating that section 304(m)(1)(B)
applies to ‘‘non-trivial discharges’’). The
final Plan must also establish a schedule
for the promulgation of effluent
guidelines for the categories identified
under section 304(m)(1)(B), providing
for final action on such rulemaking not
later than three years after the
identification of the category in a final
Plan. See CWA section 304(m)(1)(C).
EPA also has a duty to promulgate
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effluent guidelines within three years
for new categories identified in the Plan.
See NRDC et al. v. EPA, 437 F.Supp.2d
1137 (C.D. Ca, 2006).
EPA is currently conducting an
effluent guidelines rulemaking for one
new industrial category—Airport
Deicing Operations—which was
identified as a potential new category in
the final 2004 Plan (September 2, 2004;
69 FR 53705). EPA published a notice
of proposed rulemaking for this category
on August 28, 2009 (74 FR 44676).
Additionally, EPA recently completed
an effluent guidelines rulemaking for
the Construction and Development
category (40 CFR 450) because it was
directed to do so by a district court
order. NRDC et al. v. EPA, No. 04–8307,
order (C.D. Ca., December 6, 2006). EPA
proposed effluent guidelines for this
category on November 28, 2008 (73 FR
72561) and published final effluent
guidelines on December 1, 2009 (74 FR
62995). EPA is not at this time
proposing to identify any other potential
new categories for effluent guidelines
rulemaking and therefore is not
scheduling effluent guidelines
rulemaking for any such categories in
this preliminary Plan.
In order to identify industries not
currently subject to effluent guidelines,
EPA primarily used data from TRI, PCS,
and ICIS–NPDES. Facilities with data in
TRI, PCS, and ICIS–NPDES are
identified by a four-digit SIC code or
six-digit North American Industry
Classification System (NAICS) code (see
DCN 06557). NAICS codes are a new
economic classification system that
replaces the SIC system, which has
traditionally been used by the Federal
Government for collecting and
organizing industry-related statistics.
The PCS and ICIS–NPDES data systems
use SIC codes while the TRI system
recently switched to NAICS codes.
EPA performs a crosswalk between
the TRI, PCS, and ICIS–NPDES
discharge data, identified with SIC or
NAICS codes, and the 57 point source
categories with effluent guidelines or
pretreatment standards to determine if
each SIC or NAICS code is currently
regulated by existing effluent guidelines
(see DCN 06703). EPA also relied on
comments received on its previous
304(m) plans to identify potential new
categories. EPA then assessed whether
these industrial sectors not currently
regulated by effluent guidelines meet
the criteria specified in section
304(m)(1)(B), as discussed below. EPA
notes that the Ninth Circuit has recently
held that the precise number and kind
of categories identified by EPA in its
304(m) planning process is
discretionary with the Administrator.
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Our Children’s Earth v. EPA, 527 F.3d
842, 852 (9th Cir. 2008).
The first criterion for identifying
industries under section 304(m)(1)(B) is
whether they are ‘‘categories of sources’’
for which EPA has not promulgated
effluent guidelines. Because this section
does not define the term ‘‘categories,’’
EPA interprets this term based on the
use of the term in other sections of the
Clean Water Act, legislative history, and
Supreme Court case law, and in light of
longstanding Agency practice. These
sources indicate that the term
‘‘categories’’ refers to an industry as a
whole based on similarity of product
produced or service provided, and is not
meant to refer to specific industrial
activities or processes involved in
generating the product or service. EPA
therefore interprets section 304(m)(1)(B)
in its biennial Plan as only applying to
those new industries that it determines
are properly considered stand-alone
‘‘categories’’ within the meaning of the
Act—not those that are properly
considered potential new subcategories
of existing categories based on similarity
of product or service.
EPA’s interpretation of the term
‘‘categories’’ is consistent with
longstanding Agency practice. Pursuant
to CWA section 304(b), which requires
EPA to establish effluent guidelines for
‘‘classes and categories of point
sources,’’ EPA has promulgated effluent
guidelines for 57 industrial
‘‘categories.’’ Each of these ‘‘categories’’
consists of a broad array of facilities that
produce a similar product or perform a
similar service—and is broken down
into smaller subsets, termed
‘‘subcategories,’’ that reflect variations
in the processes, treatment technologies,
costs and other factors associated with
the production of that product that EPA
is required to consider in establishing
effluent guidelines under section 304(b).
For example, the ‘‘Pulp, Paper and
Paperboard point source category’’ (40
CFR part 430) encompasses a diverse
range of industrial facilities involved in
the manufacture of a like product
(paper); the facilities range from mills
that produce the raw material (pulp) to
facilities that manufacture end-products
such as newsprint or tissue paper. EPA’s
classification of this ‘‘industry by major
production processes used many of the
statutory factors set forth in CWA
Section 304(b), including manufacturing
processes and equipment (e.g.,
chemical, mechanical, and secondary
fiber pulping; pulp bleaching; paper
making); raw materials (e.g., wood,
secondary fiber, non-wood fiber,
purchased pulp); products
manufactured (e.g., unbleached pulp,
bleached pulp, finished paper
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products); and, to a large extent,
untreated and treated wastewater
characteristics (e.g., BOD loadings,
presence of toxic chlorinated
compounds from pulp bleaching) and
process water usage and discharge
rates.’’ 4 Each subcategory reflects
differences in the pollutant discharges
and treatment technologies associated
with each process. Similarly, the ‘‘Iron
and Steel Manufacturing point source
category’’ (40 CFR part 420) consists of
various subcategories that reflect the
diverse range of processes involved in
the manufacture of iron and steel,
ranging from facilities that make the
basic fuel used in the smelting of iron
ore (subpart A—Cokemaking) to those
that cast the molten steel into molds to
form steel products (subpart F—
Continuous Casting). An example of an
industry category based on similarity of
service provided is the Transportation
Equipment Cleaning Point Source
Category (40 CFR Part 442), which is
subcategorized based on the type of tank
(e.g., rail cars, trucks, barges) or cargo
transported by the tanks cleaned by
these facilities, reflecting variations in
wastewaters and treatment technologies
associated with each.
The second criterion EPA considers
when implementing section
304(m)(1)(B) also derives from the plain
text of that section. By its terms, CWA
section 304(m)(1)(B) applies only to
industrial categories to which effluent
guidelines under section 304(b)(2) or
section 306 would apply, if
promulgated. Therefore, for purposes of
section 304(m)(1)(B), EPA would not
identify in the biennial Plan any
industrial categories comprised
exclusively or almost exclusively of
indirect discharging facilities regulated
under section 307.
Third, CWA section 304(m)(1)(B)
applies only to industrial categories of
sources that discharge toxic or nonconventional pollutants to waters of the
United States. EPA therefore did not
identify in the Plan industrial activities
for which conventional pollutants,
rather than toxic or non-conventional
pollutants, are the pollutants of concern.
In addition, even when toxic and nonconventional pollutants might be
present in an industrial category’s
discharge, section 304(m)(1)(B) does not
apply when those discharges occur in
trivial amounts. This decision criterion
leads EPA to focus on those remaining
industrial categories where, based on
currently available information, new
4 U.S. EPA, 1997. Supplemental Technical
Development Document for Effluent Limitations
Guidelines and Standards for the Pulp, Paper, and
Paperboard Category, Page 5–3, EPA–821–R–97–
011, October 1997.
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effluent guidelines have the potential to
address a non-trivial discharge of toxic
or non-conventional pollutants.
Finally, EPA interprets section
304(m)(1)(B) to give EPA the discretion
to identify in the Plan only those
potential new categories for which an
effluent guidelines rulemaking may be
an appropriate tool for controlling
discharges. Therefore, EPA does not
identify in the Plan all potential new
categories discharging toxic and nonconventional pollutants. Rather, EPA
identifies only those potential new
categories for which it believes that
effluent guidelines may be appropriate,
taking into account Agency priorities,
resources and the full range of other
CWA tools available for addressing
industrial discharges.
IX. Request for Comment and
Information
A. EPA Requests Information on the
Coalbed Methane Sector of the Oil and
Gas Extraction Category (Part 435)
EPA is researching the following
questions and topics as they relate to the
quantity and toxicity of pollutants
discharged and the environmental
impacts of these discharges to support
the Oil and Gas Extraction/Coalbed
Methane detailed study.
› What is the range of pollutant
concentrations in CBM produced water?
› What is the toxicity of these
pollutants to human health and the
environment?
› What is the range of pollutant
concentrations and what are the CBM
produced water flow rates for the major
CBM basins?
› What CBM produced water
pollutants are typically controlled
through permit limits and what is the
range of these permit limits?
› What are the observed and
potential impacts of CBM produced
water discharges on aquatic
environments and communities,
riparian zones, and other wetlands?
› How does the composition of CBM
produced water change when
discharged to normally dry draws or
ephemeral streams? In particular, to
what extent do CBM produced water
discharges mobilize metals, soil
nutrients, pesticides and other organic
contaminants present in soil and carry
these constituents to surface waters?
› What are measures that can
mitigate potential impacts to use of
surface waters for irrigation? EPA is
researching the following questions and
topics as they relate to the potential
technology options and beneficial use
practices for this industrial sector.
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› What are the current industry
treatment technologies for CBM
produced water?
› What are the potential beneficial
use applications of CBM produced
water and what are the corresponding
criteria for such uses?
› How effectively do these treatment
technologies and beneficial use
practices reduce the potential adverse
impacts of CBM produced water
discharges?
› What is the range of incremental
annualized compliance costs associated
with these technologies and practices?
How do these costs differ between
existing and new sources?
› What is the demonstrated use and
economic affordability (e.g., production
losses, firm failures, employment
impacts resulting from production
losses and firm failures, impacts on
small businesses) of these technologies
across the different CBM basins?
› What are the types of non-water
quality environmental impacts
(including energy impacts) associated
with the current industry treatment
technologies and beneficial use
practices for CBM produced water?
EPA is researching the following
questions and topics as they relate to the
expansion of CBM exploration and
development and the affordability of
potential technology options for this
industrial sector.
› What is the near-term and longterm growth rate for this industry
sector? Which CBM basins are likely to
experience the most growth within the
next ten years?
› What are the current industry
drilling and infrastructure expansion
plans for CBM exploration and
development?
› What is the predicted range of
CBM reserves across the different basins
that would be economically recoverable
at different natural gas prices?
› What are the potential impacts on
developing CBM reserves and operator
profitability and rates of return on
investment of any increased costs
associated with potential industry
treatment technologies and beneficial
use practices for CBM produced water
discharges?
› What is the difference between
potential impacts on existing sources
versus new sources?
› What percentage of CBM operators
are considered small entities?
EPA is researching the following
questions and topics as they relate to
current regulatory controls.
› How do NPDES permit programs
regulate CBM produced water
discharges (e.g., individual permits,
general permits)?
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› What is the BPJ basis for existing
technology-based effluent limits for
CBM produced water discharges?
› To what extent and how do
current regulatory controls ensure the
beneficial use of CBM produced water?
› What other statutes might affect
the ability to discharge, treat, or
beneficially use CBM produced water
(e.g., SDWA, RCRA)?
B. EPA Requests Comments and
Information on the Following as It
Relates to Unused Pharmaceutical
Management for the Health Care
Industry
› EPA solicits identification of any
policies, procedures or guidelines that
govern the disposal of unused
pharmaceuticals from hospitals and
hospices; offices of doctors and mental
health practitioners; nursing, long-term
care, rehabilitation, and personal care
facilities; medical laboratories and
diagnostic service facilities; and
veterinary care facilities.
› EPA solicits comment and data on:
(1) The main factors that drive current
disposal practices; and (2) any barriers
preventing the reduction or elimination
of unused pharmaceuticals to POTWs
and/or surface waters. In particular,
EPA solicits comment on the extent to
which that the Controlled Substances
Act (21 U.S.C. 801 et. seq.) complicates
the design of an efficacious solution to
drug disposal.
› EPA solicits quantitative
information or tracking sheets for the
past year on the disposal of unused
pharmaceuticals via the toilet, drain, or
sewer.
› EPA solicits data on how control
authorities are currently controlling
disposal of unused pharmaceuticals via
wastewater.
› EPA solicits information on any
technologies or BMPs that are available
to control, reduce, or eliminate the
disposal of unused pharmaceuticals to
POTWs.
› EPA solicits qualitative and
quantitative data on the effectiveness
and annualized costs of the technologies
or BMPs that health service facilities use
to control or eliminate the discharge of
unused pharmaceuticals from their
wastewater. EPA is also interested in
obtaining information on the current
costs (including labor) associated with
disposal of unused pharmaceuticals via
the drain or toilet.
› EPA solicits any studies or
information on the potential for unused
pharmaceuticals that are disposed of in
non-hazardous-waste landfills to
contaminate underground resources of
drinking water.
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C. Preliminary Category Review for the
2010 Annual Review
EPA requests information on the Ore
Mining and Dressing category (i.e., the
industrial point source category with
existing effluent guidelines identified
with ‘‘(5)’’ in the column entitled
‘‘Findings’’ in Table V–1 in section
V.B.4 of this notice). EPA will need to
collect more information for the 2010
annual review. Specifically, EPA hopes
to gather the following information:
› What toxic pollutants are
discharged from this industry category
in non-trivial amounts on an industry
and per-facility basis?
› What raw material(s) or process(es)
are the sources of these pollutants?
› What technologies or management
practices are available (technically and
economically) to control or prevent the
generation and/or release of these
pollutants?
D. Data Sources and Methodologies
EPA solicits comments on whether
EPA used the correct evaluation factors,
criteria, and data sources in conducting
its annual review and developing this
preliminary Plan. EPA also solicits
comment on other data sources EPA can
use in its annual reviews and biennial
planning process. Please see the docket
for a more detailed discussion of EPA’s
analysis supporting the reviews in this
notice (see DCN 06703).
E. BPJ Permit-Based Support
EPA solicits comments on whether
and if so how, the Agency should
provide EPA Regions and States with
permit-based support instead of revising
effluent guidelines (e.g., when the vast
majority of the hazard is associated with
one or a few facilities). EPA solicits
comment on categories for which the
Agency should provide permit-based
support.
F. Identification of New Industrial
Categories and Sectors
EPA solicits comment on the
methodology for grouping industrial
sectors currently not subject to effluent
guidelines or pretreatment standards for
review and prioritization, and the
factors and measures EPA should
consider for determining whether to
identify such industries for a
rulemaking. EPA solicits comment on
other data sources and approaches EPA
can use to identify industrial sectors
currently not subject to effluent
guidelines or pretreatment standards for
review and prioritization.
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G. Implementation Issues Related to
Existing Effluent Guidelines and
Pretreatment Standards
As a factor in its decision-making,
EPA considers opportunities to
eliminate inefficiencies or impediments
to pollution prevention or technological
innovation, or opportunities to promote
innovative approaches such as water
quality trading, including within-plant
trading. Consequently, EPA solicits
comment on implementation issues
related to existing effluent guidelines
and pretreatment standards.
Notice of Availability of Preliminary
2010 Effluent Guidelines Program Plan
H. EPA’s Evaluation of Categories of
Indirect Dischargers Without
Categorical Pretreatment Standards To
Identify Potential New Categories for
Pretreatment Standards
EPA solicits comments on its
evaluation of categories of indirect
dischargers without categorical
pretreatment standards. Specifically,
EPA solicits wastewater characterization
data (e.g., wastewater volumes,
concentrations of discharged
pollutants), current examples of
pollution prevention, treatment
technologies, and local limits for all
industries without pretreatment
standards. EPA also solicits comment on
whether there are industrial sectors
discharging pollutants that cause
interference issues that cannot be
adequately controlled through the
general pretreatment standards.
Dated: December 17, 2009.
Peter S. Silva,
Assistant Administrator for Water.
[FR Doc. E9–30625 Filed 12–24–09; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OPP–2009–0877; FRL–8803–6]
Registration Review; Ethylene Docket
Opened for Review and Comment
erowe on DSK5CLS3C1PROD with NOTICES
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Notice.
SUMMARY: EPA has established a
registration review docket for the
pesticide ethylene (case 3071). With this
document, EPA is opening the public
comment period for this registration
review. Registration review is EPA’s
periodic review of pesticide
registrations to ensure that each
pesticide continues to satisfy the
statutory standard for registration, that
VerDate Nov<24>2008
11:00 Dec 24, 2009
Jkt 220001
is, the pesticide can perform its
intended function without unreasonable
adverse effects on human health or the
environment. Registration review
dockets contain information that will
assist the public in understanding the
types of information and issues that the
Agency may consider during the course
of registration reviews. Through this
program, EPA is ensuring that each
pesticide’s registration is based on
current scientific and other knowledge,
including its effects on human health
and the environment. This document
also announces the Agency’s intent not
to open a registration review docket for
encapsulated Bacillus thuringiensis
proteins. This pesticide does not
currently have any actively registered
pesticide products and is not, therefore,
scheduled for review under the
registration review program.
DATES: Comments must be received on
or before February 26, 2010.
ADDRESSES: Submit your comments
identified by docket identification (ID)
number EPA–HQ–OPP–2009–0877, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
• Mail: Office of Pesticide Programs
(OPP) Regulatory Public Docket (7502P),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460–0001.
• Delivery: OPP Regulatory Public
Docket (7502P), Environmental
Protection Agency, Rm. S–4400, One
Potomac Yard (South Bldg.), 2777 S.
Crystal Dr., Arlington, VA. Deliveries
are only accepted during the Docket
Facility’s normal hours of operation
(8:30 a.m. to 4 p.m., Monday through
Friday, excluding legal holidays).
Special arrangements should be made
for deliveries of boxed information. The
Docket Facility telephone number is
(703) 305–5805.
Instructions: Direct your comments to
docket ID number EPA–HQ–OPP–2009–
0877. EPA’s policy is that all comments
received will be included in the docket
without change and may be made
available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through regulations.gov or email. The regulations.gov website is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
PO 00000
Frm 00050
Fmt 4703
Sfmt 4703
68615
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the docket and made available
on the Internet. If you submit an
electronic comment, EPA recommends
that you include your name and other
contact information in the body of your
comment and with any disk or CD-ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses.
Docket: All documents in the docket
are listed in the docket index available
at https://www.regulations.gov. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either in the
electronic docket at https://
www.regulations.gov, or, if only
available in hard copy, at the OPP
Regulatory Public Docket in Rm. S–
4400, One Potomac Yard (South Bldg.),
2777 S. Crystal Dr., Arlington, VA. The
hours of operation of this Docket
Facility are from 8:30 a.m. to 4 p.m.,
Monday through Friday, excluding legal
holidays. The Docket Facility telephone
number is (703) 305–5805.
FOR FURTHER INFORMATION CONTACT: For
pesticide-specific information contact:
Driss Benmhend, Biopesticides and
Pollution Prevention Division, Office of
Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001; telephone number: (703) 308–
9525; fax number: (703) 308–7026; email address: Benmhend.driss@epa.gov.
For general information contact:
Kevin Costello, Pesticide Re-evaluation
Division (7508P), Office of Pesticide
Programs, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (703) 305–5026; fax number:
(703) 308–8090; e-mail address:
costello.kevin @epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
This action is directed to the public
in general, and may be of interest to a
E:\FR\FM\28DEN1.SGM
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Agencies
[Federal Register Volume 74, Number 247 (Monday, December 28, 2009)]
[Notices]
[Pages 68599-68615]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-30625]
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ENVIRONMENTAL PROTECTION AGENCY
[EPA-HQ-OW-2008-0517; FRL-9095-5]
RIN 2040-AF06
Notice of Availability of Preliminary 2010 Effluent Guidelines
Program Plan
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice.
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SUMMARY: The Clean Water Act (CWA) sections 301(d), 304(b), 304(g),
304(m), and 307(b) require EPA to annually review its effluent
guidelines and
[[Page 68600]]
pretreatment standards. This notice presents EPA's 2009 review of
existing effluent guidelines and pretreatment standards. This notice
also presents EPA's evaluation of indirect dischargers without
categorical pretreatment standards to identify potential new categories
for pretreatment standards under CWA sections 304(g) and 307(b).
Finally, this notice presents the Preliminary 2010 Effluent Guidelines
Program Plan (``preliminary 2010 Plan''), which, as required under CWA
section 304(m), identifies any new or existing industrial categories
selected for effluent guidelines rulemaking and provides a schedule for
such rulemaking. EPA is soliciting comment on its preliminary 2010 Plan
and on its 2009 annual review of existing effluent guidelines and
pretreatment standards and industrial categories not currently
regulated by effluent guidelines and pretreatment standards.
DATES: If you wish to comment on any portion of this notice, EPA must
receive your comments by February 26, 2010.
ADDRESSES: Submit your comments, data and information for the 2009
annual review of existing effluent guidelines and pretreatment
standards and the preliminary 2010 Plan, identified by Docket ID No.
EPA-HQ-OW-2008-0517, by one of the following methods:
(1) https://www.regulations.gov. Follow the online instructions for
submitting comments.
(2) E-mail: OW-Docket@epa.gov, Attention Docket ID No. EPA-HQ-OW-
2008-0517.
(3) Mail: Water Docket, Environmental Protection Agency, Mailcode:
2822T, 1200 Pennsylvania Ave., NW., Washington, DC 20460, Attention
Docket ID No. EPA-HQ-OW-2008-0517. Please include a total of 3 copies.
(4) Hand Delivery: Water Docket, EPA Docket Center, EPA West, Room
3334, 1301 Constitution Ave., NW., Washington, DC, Attention Docket ID
No. EPA-HQ-OW-2008-0517. Such deliveries are only accepted during the
Docket's normal hours of operation and special arrangements should be
made.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OW-2008-
0517. EPA's policy is that all comments received will be included in
the public docket without change and may be made available online at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through regulations.gov or e-
mail. The Federal regulations.gov Web site is an ``anonymous access''
system, which means EPA will not know your identity or contact
information unless you provide it in the body of your comment. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If you send an e-mail comment directly to
EPA without going through regulations.gov, your e-mail address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If EPA
cannot read your comment due to technical difficulties and cannot
contact you for clarification, EPA may not be able to consider your
comment. Electronic files should avoid the use of special characters,
any form of encryption, and be free of any defects or viruses.
Docket: All documents in the docket are listed in the index at
https://www.regulations.gov. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically at https://www.regulations.gov or in hard copy at the Water Docket in the EPA
Docket Center, EPA/DC, EPA West, Room 3334, 1301 Constitution Ave.,
NW., Washington, DC. The Public Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday, excluding legal holidays. The
telephone number for the Public Reading Room is (202) 566-1744, and the
telephone number for the Water Docket is (202) 566-2426.
The following key document provides additional information about
EPA's annual reviews and the Preliminary 2010 Effluent Guidelines
Program Plan:
Technical Support Document for the Preliminary 2010
Effluent Guidelines Program Plan, EPA-821-R-09-006, DCN 06703, October
2009.
Technical Support Document for the Annual Review of
Existing Effluent Guidelines and Identification of Potential New Point
Source Categories, EPA-821-R-09-007, DCN 06557, October 2009.
Steam Electric Power Generating Point Source Category:
Final Detailed Study Report, EPA-821-R-09-008, DCN 06390, October 2009.
FOR FURTHER INFORMATION CONTACT: Mr. Carey A. Johnston at (202) 566-
1014 or johnston.carey@epa.gov.
SUPPLEMENTARY INFORMATION:
How is This Document Organized?
The outline of this notice follows.
I. General Information
II. Legal Authority
III. What Is the Purpose of This Federal Register Notice?
IV. Background
V. EPA's 2009 Annual Review of Existing Effluent Guidelines and
Pretreatment Standards Under CWA Sections 301(d), 304(b), 304(g),
304(m), and 307(b)
VI. EPA's 2010 Annual Review of Existing Effluent Guidelines and
Pretreatment Standards Under CWA Sections 301(d), 304(b), 304(g),
304(m), and 307(b)
VII. EPA's Evaluation of Categories of Indirect Dischargers without
Categorical Pretreatment Standards To Identify Potential New
Categories for Pretreatment Standards
VIII. The Preliminary 2010 Effluent Guidelines Program Plan Under
Section 304(m)
IX. Request for Comment and Information
I. General Information
A. Does This Action Apply to Me?
This notice provides a statement of the Agency's effluent
guidelines review and planning processes and priorities at this time,
and does not contain any regulatory requirements.
B. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting Confidential Business Information
Do not submit this information to EPA through https://www.regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as
CBI and then identify electronically within the disk or CD-ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information marked as CBI will not be disclosed except in accordance
with procedures set forth in 40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments, remember to:
Identify the rulemaking by docket number and other
identifying information (subject heading, Federal Register date and
page number).
[[Page 68601]]
Follow directions--The agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
Explain why you agree or disagree; suggest alternatives
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns, and
suggest alternatives.
Explain your views as clearly as possible.
Make sure to submit your comments by the comment period
deadline identified.
II. Legal Authority
This notice is published under the authority of the CWA, 33 U.S.C.
1251, et seq., and in particular sections 301(d), 304(b), 304(g),
304(m), 306, and 307(b), 33 U.S.C. 1311(d), 1314(b), 1314(g), 1314(m),
1316, and 1317.
III. What Is the Purpose of This Federal Register Notice?
This notice presents EPA's 2009 review of existing effluent
guidelines and pretreatment standards under CWA sections 301(d),
304(b), 304(g), 304(m), and 307(b). This notice also provides EPA's
preliminary thoughts concerning its 2010 annual reviews under CWA
sections 301(d), 304(b), 304(g) and 307(b) and solicits comments, data
and information to assist EPA in performing these reviews. It also
presents EPA's evaluation of indirect dischargers without categorical
pretreatment standards to identify potential new categories for
pretreatment standards under CWA sections 304(g) and 307(b). This
notice also presents the preliminary 2010 Effluent Guidelines Program
Plan (``preliminary 2010 Plan''), which, as required under CWA section
304(m), identifies any new or existing industrial categories selected
for effluent guidelines rulemaking and provides a schedule for such
rulemaking. CWA section 304(m) requires EPA to biennially publish such
a plan after public notice and comment.
IV. Background
A. What Are Effluent Guidelines and Pretreatment Standards?
The CWA directs EPA to promulgate effluent limitations guidelines
and standards (``effluent guidelines'') that reflect pollutant
reductions that can be achieved by categories or subcategories of
industrial point sources using technologies that represent the
appropriate level of control. See CWA sections 301(b)(2), 304(b), 306,
307(b), and 307(c). For point sources that introduce pollutants
directly into the waters of the United States (direct dischargers), the
effluent limitations guidelines and standards promulgated by EPA are
implemented through National Pollutant Discharge Elimination System
(NPDES) permits. See CWA sections 301(a), 301(b), and 402. For sources
that discharge to POTWs (indirect dischargers), EPA promulgates
pretreatment standards that apply directly to those sources and are
enforced by POTWs and State and Federal authorities. See CWA sections
307(b) and (c).
1. Best Practicable Control Technology Currently Available (BPT)--CWA
Sections 301(b)(1)(A) & 304(b)(1)
EPA defines Best Practicable Control Technology Currently Available
(BPT) effluent limitations for conventional, toxic, and non-
conventional pollutants. Section 304(a)(4) designates the following as
conventional pollutants: biochemical oxygen demand (BOD5),
total suspended solids, fecal coliform, pH, and any additional
pollutants defined by the Administrator as conventional. The
Administrator designated oil and grease as an additional conventional
pollutant on July 30, 1979 (44 FR 44501). EPA has identified 65
pollutants and classes of pollutants as toxic pollutants, of which 126
specific substances have been designated priority toxic pollutants. See
Appendix A to part 423. All other pollutants are considered to be non-
conventional.
In specifying BPT, EPA looks at a number of factors. EPA first
considers the total cost of applying the control technology in relation
to the effluent reduction benefits. The Agency also considers the age
of the equipment and facilities, the processes employed, and any
required process changes, engineering aspects of the control
technologies, non-water quality environmental impacts (including energy
requirements), and such other factors as the EPA Administrator deems
appropriate. See CWA section 304(b)(1)(B). Traditionally, EPA
establishes BPT effluent limitations based on the average of the best
performances of facilities within the industry of various ages, sizes,
processes, or other common characteristics. Where existing performance
is uniformly inadequate, BPT may reflect higher levels of control than
currently in place in an industrial category if the Agency determines
that the technology can be practically applied.
2. Best Conventional Pollutant Control Technology (BCT)--CWA Sections
301(b)(2)(E) & 304(b)(4)
The 1977 amendments to the CWA required EPA to identify effluent
reduction levels for conventional pollutants associated with Best
Conventional Pollutant Control Technology (BCT) for discharges from
existing industrial point sources. In addition to considering the other
factors specified in section 304(b)(4)(B) to establish BCT limitations,
EPA also considers a two part ``cost-reasonableness'' test. EPA
explained its methodology for the development of BCT limitations in
1986. See 51 FR 24974 (July 9, 1986).
3. Best Available Technology Economically Achievable (BAT)--CWA
Sections 301(b)(2)(A) & 304(b)(2)(B)
For toxic pollutants and non-conventional pollutants, EPA
promulgates effluent guidelines based on the Best Available Technology
Economically Achievable (BAT). See CWA section 301(b)(2)(A), (C), (D)
and (F). The factors considered in assessing BAT include the cost of
achieving BAT effluent reductions, the age of equipment and facilities
involved, the process employed, potential process changes, non-water
quality environmental impacts, including energy requirements, and other
such factors as the EPA Administrator deems appropriate. See CWA
section 304(b)(2)(B). The technology must also be economically
achievable. See CWA section 301(b)(2)(A). The Agency retains
considerable discretion in assigning the weight accorded to these
factors. BAT limitations may be based on effluent reductions attainable
through changes in a facility's processes and operations. Where
existing performance is uniformly inadequate, BAT may reflect a higher
level of performance than is currently being achieved within a
particular subcategory based on technology transferred from a different
subcategory or category. BAT may be based upon process changes or
internal controls, even when these technologies are not common industry
practice.
4. New Source Performance Standards (NSPS)--CWA Section 306
New Source Performance Standards (NSPS) reflect effluent reductions
that are achievable based on the best available demonstrated control
[[Page 68602]]
technology. New sources have the opportunity to install the best and
most efficient production processes and wastewater treatment
technologies. As a result, NSPS should represent the most stringent
controls attainable through the application of the best available
demonstrated control technology for all pollutants (i.e., conventional,
non-conventional, and priority pollutants). In establishing NSPS, EPA
is directed to take into consideration the cost of achieving the
effluent reduction and any non-water quality environmental impacts and
energy requirements.
5. Pretreatment Standards for Existing Sources (PSES)--CWA Section
307(b)
Pretreatment Standards for Existing Sources (PSES) are designed to
prevent the discharge of pollutants that pass through, interfere with,
or are otherwise incompatible with the operation of publicly-owned
treatment works (POTWs), including sludge disposal methods at POTWs.
Pretreatment standards for existing sources are technology-based and
are analogous to BAT effluent limitations guidelines.
The General Pretreatment Regulations, which set forth the framework
for the implementation of national pretreatment standards, are found at
40 CFR part 403.
6. Pretreatment Standards for New Sources (PSNS)--CWA Section 307(c)
Like PSES, Pretreatment Standards for New Sources (PSNS) are
designed to prevent the discharges of pollutants that pass through,
interfere with, or are otherwise incompatible with the operation of
POTWs. PSNS are to be issued at the same time as NSPS. New indirect
dischargers have the opportunity to incorporate into their facilities
the best available demonstrated technologies. The Agency considers the
same factors in promulgating PSNS as it considers in promulgating NSPS.
B. What Is EPA's Review and Planning Obligations Under Sections 301(d),
304(b), 304(g), 304(m), and 307(b)?
1. EPA's Review and Planning Obligations Under Sections 301(d), 304(b),
and 304(m)--Direct Dischargers
Section 304(b) and 304(m) require EPA to review existing effluent
guidelines for direct dischargers each year and to revise such
regulations ``if appropriate.'' Section 304(m) supplements the core
requirement of section 304(b) by requiring EPA to publish a plan every
two years announcing its schedule for performing this annual review and
its schedule for rulemaking for any effluent guidelines selected for
possible revision as a result of that annual review. Section 304(m)
also requires the plan to identify categories of sources discharging
toxic or non-conventional pollutants for which EPA has not published
effluent limitations guidelines under section 304(b)(2) or NSPS under
section 306. See CWA section 304(m)(1)(B); S. Rep. No. 50, 99th Cong.,
1st Sess. (1985); WQA87 Leg. Hist. 31 (indicating that section
304(m)(1)(B) applies to ``non-trivial discharges.''). Finally, under
section 304(m), the plan must present a schedule for promulgating
effluent guidelines for industrial categories for which it has not
already established such guidelines, providing for final action on such
rulemaking not later than three years after the industrial category is
identified in a final Plan. See CWA section 304(m)(1)(C). EPA also has
a duty to promulgate effluent guidelines within three years for new
categories identified in the Plan. See NRDC et al. v. EPA, 437
F.Supp.2d 1137 (C.D. Ca, 2006). EPA is required to publish its
preliminary Plan for public comment prior to taking final action on the
plan. See CWA section 304(m)(2).
In addition, CWA section 301(d) requires EPA to review every five
years the effluent limitations required by CWA section 301(b)(2) and to
revise them if appropriate pursuant to the procedures specified in that
section. Section 301(b)(2), in turn, requires point sources to achieve
effluent limitations reflecting the application of the best practicable
control technology (all pollutants), best available technology
economically achievable (for toxic pollutants and non-conventional
pollutants) and the best conventional pollutant control technology (for
conventional pollutants), as determined by EPA under sections
304(b)(1), 304(b)(2) and 304(b)(4), respectively. For over three
decades, EPA has implemented sections 301 and 304 through the
promulgation of effluent limitations guidelines, resulting in
regulations for 57 industrial categories. See E.I. du Pont de Nemours &
Co. v. Train, 430 U.S. 113 (1977). Consequently, as part of its annual
review of effluent limitations guidelines under sections 304(b) and
304(m), EPA is also reviewing the effluent limitations they contain,
thereby fulfilling its obligations under sections 301(d) and 304(b)
simultaneously.
2. EPA's Review and Planning Obligations Under Sections 304(g) and
307(b)--Indirect Dischargers
Section 307(b) requires EPA to revise its pretreatment standards
for indirect dischargers ``from time to time, as control technology,
processes, operating methods, or other alternatives change.'' See CWA
section 307(b)(2). Section 304(g) requires EPA to annually review these
pretreatment standards and revise them ``if appropriate.'' Although
section 307(b) only requires EPA to revise existing pretreatment
standards ``from time to time,'' section 304(g) requires an annual
review. Therefore, EPA meets its 304(g) and 307(b) requirements by
reviewing all industrial categories subject to existing categorical
pretreatment standards on an annual basis to identify potential
candidates for revision.
Section 307(b)(1) also requires EPA to promulgate pretreatment
standards for pollutants not susceptible to treatment by POTWs or that
would interfere with the operation of POTWs, although it does not
provide a timing requirement for the promulgation of such new
pretreatment standards. EPA, in its discretion, periodically evaluates
indirect dischargers not subject to categorical pretreatment standards
to identify potential candidates for new pretreatment standards. The
CWA does not require EPA to publish its review of pretreatment
standards or identification of potential new categories, although EPA
is exercising its discretion to do so in this notice.
EPA intends to repeat this publication schedule for future
pretreatment standards reviews (e.g., EPA will publish the 2010 annual
pretreatment standards review in the notice containing the Agency's
2010 annual review of existing effluent guidelines and the final 2010
Plan). EPA intends that these contemporaneous reviews will provide
meaningful insight into EPA's effluent guidelines and pretreatment
standards program decision-making. Additionally, by providing a single
notice for these and future reviews, EPA hopes to provide a
consolidated source of information for the Agency's current and future
effluent guidelines and pretreatment standards program reviews.
V. EPA's 2009 Annual Review of Existing Effluent Guidelines and
Pretreatment Standards Under CWA Sections 301(d), 304(b), 304(g),
304(m), and 307(b)
A. What Process Did EPA Use To Review Existing Effluent Guidelines and
Pretreatment Standards under CWA Section 301(d), 304(b), 304(g),
304(m), and 307(b)?
1. Overview
In its 2009 annual review, EPA reviewed all industrial categories
[[Page 68603]]
subject to existing effluent limitations guidelines and pretreatment
standards, representing a total of 57 point source categories and over
450 subcategories. This review consisted of a screening level review of
all existing industrial categories based on the hazard associated with
discharges from each category and other factors identified by EPA as
appropriate for prioritizing effluent guidelines and pretreatment
standards for possible revision. EPA used this review to confirm the
identification of the three industrial categories prioritized for
further review in the final 2008 Effluent Guidelines Program Plan
(September 15, 2008; 73 FR 53218) and to list the industrial categories
currently regulated by existing effluent guidelines that cumulatively
comprise 95% of the reported hazard (reported in units of toxic-
weighted pound equivalent or TWPE). Specifically, EPA continued work on
three detailed studies as part of the 2009 annual review: Steam
Electric Power Generating (Part 423), Oil and Gas Extraction (Part 435)
(only to assess whether to include coalbed methane extraction as a new
subcategory), and Hospitals (Part 460).\1\
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\1\ Based on available information, hospitals consist mostly of
indirect dischargers for which EPA has not established pretreatment
standards. As discussed in Section VII.B, EPA is including hospitals
in its review of the Health Care Industry, a potential new category
for pretreatment standards. As part of that process, EPA will review
the existing effluent guidelines for the few direct dischargers in
the category.
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Together, these reviews discharged EPA's obligations to annually
review both existing effluent limitations guidelines for direct
dischargers under CWA sections 301(d), 304(b), 304(m) and existing
pretreatment standards for indirect dischargers under CWA sections
304(g) and 307(b).
Based on this review and prior annual reviews, and in light of the
ongoing effluent guidelines rulemakings and detailed studies currently
in progress, EPA has decided to pursue an effluent guidelines
rulemaking for the Steam Electric Power Generating (Part 423) category.
2. How Did EPA's 2008 Annual Review Influence its 2009 Annual Review of
Point Source Categories With Existing Effluent Guidelines and
Pretreatment Standards?
In view of the annual nature of its reviews of existing effluent
guidelines and pretreatment standards, EPA believes that each annual
review can and should influence succeeding annual reviews, e.g., by
indicating data gaps, identifying new pollutants or pollution reduction
technologies, or otherwise highlighting industrial categories for
additional scrutiny in subsequent years. For example, in the current
annual review EPA continued its detailed studies of the following three
categories: Steam Electric Power Generating (Part 423); Oil and Gas
Extraction (Part 435) (only to assess whether to include coalbed
methane extraction as a new subcategory); and Hospitals (Part 460)
(which is part of the Health Care Industry detailed study). In
addition, EPA is expending additional resources to conduct its
preliminary category review of the Ore Mining and Dressing (Part 440)
category in its 2009 annual review based on the toxic discharges
reported to the Toxics Release Inventory (TRI), Permit Compliance
System (PCS), and the Integrated Compliance Information System National
Pollutant Discharge Elimination System (ICIS-NPDES).
EPA conducts a preliminary category review when it lacks sufficient
data to determine whether revision would be appropriate and for which
EPA is performing a further assessment of pollutant discharges before
starting a detailed study. This assessment provides an additional level
of quality assurance on the reported pollutant discharges and number of
facilities that represent the majority of toxic-weighted pollutant
discharges. EPA published the findings from its 2008 annual review with
its final 2008 Plan, making the data collected available for public
comment. Docket No. EPA-HQ-OW-2006-0771. EPA used the findings, data
and comments on the 2008 annual review to inform its 2009 annual
review. The 2009 review also built on the previous reviews by
continuing to use the screening methodology, incorporating some
refinements to assigning discharges to categories and updating toxic
weighting factors used to estimate potential hazards of toxic pollutant
discharges.
3. What Actions Did EPA Take in Performing Its 2009 Annual Reviews of
Existing Effluent Guidelines and Pretreatment Standards?
a. Screening-level Review
The first component of EPA's 2009 annual review consisted of a
screening-level review of all industrial categories subject to existing
effluent guidelines or pretreatment standards. As a starting point EPA
collected and analyzed data to identify industrial categories whose
pollutant discharges potentially pose the greatest hazard to human
health or the environment because of their toxicity (i.e., highest
estimates of toxic-weighted pollutant discharges). EPA ranked point
source categories according to their discharges of toxic and non-
conventional pollutants (reported in units of toxic-weighted pound
equivalent or TWPE), based primarily on data from TRI, PCS, and ICIS-
NPDES. EPA calculated the TWPE using pollutant-specific toxic weighting
factors (TWFs). Where data are available, these TWFs reflect both
aquatic life and human health effects. For each facility that reports
to TRI or PCS, EPA multiplies the pounds of discharged pollutants by
pollutant-specific TWFs. This calculation results in an estimate of the
discharged toxic-weighted pound equivalents, which EPA then uses as its
estimate of the hazard posed by these pollutant discharges. EPA used
the most recent 2007 data from the TRI, PCS, and ICIS-NPDES databases.
The full description of EPA's methodology for the 2009 screening-level
review is presented in the Technical Support Document (TSD) for the
preliminary 2010 Plan (see DCN 06703) and the Technical Support
Document for the Annual Review of Existing Effluent Guidelines and
Identification of Potential New Point Source Categories (see DCN
06557).
EPA also developed a quality assurance project plan (QAPP) for its
use of TRI, PCS, and ICIS-NPDES data in the 2009 annual review to
document the type and quality of data needed to make the decisions in
this annual review and to describe the methods for collecting and
assessing those data (see DCN 06558). EPA used the following document
to develop the QAPP for this annual review: ``EPA Requirements for QA
Project Plans (QA/R-5), EPA-240-B01-003.'' Using the QAPP as a guide,
EPA performed extensive quality assurance checks on the data used to
develop estimates of toxic-weighted pollutant discharges (i.e.,
verifying 2007 discharge data reported to TRI, PCS, and ICIS-NPDES) to
determine if any of the pollutant discharge estimates relied on
incorrect or suspect data. For example, EPA contacted facilities and
permit writers to confirm and, as necessary, correct TRI, PCS, and
ICIS-NPDES data for facilities that EPA had identified in its
screening-level review as the significant dischargers of nutrients and
of toxic and non-conventional pollution.
Based on this methodology, EPA prioritized for potential revision
industrial categories that offered the greatest potential for reducing
hazard to human health and the environment. EPA assigned those
categories with the lowest estimates of toxic-weighted pollutant
discharges a lower priority for revision (i.e., industrial categories
[[Page 68604]]
marked ``(3)'' in the ``Findings'' column in Table V-1 in section V.B.4
of this notice).
In order to further focus its inquiry during the 2009 annual
review, EPA assigned a lower priority for potential revision to
categories for which effluent guidelines had been recently promulgated
or revised, or for which effluent guidelines rulemaking was currently
underway (i.e., industrial categories marked ``(1)'' in the
``Findings'' column in Table V-1 in section V.B.4 of this notice). For
example, EPA excluded facilities that are associated with the Chlorine
and Chlorinated Hydrocarbon (CCH) Manufacturing effluent guidelines
rulemaking from its 2009 hazard assessment of the Organic Chemicals,
Plastics, and Synthetic Fibers (OCPSF) and Inorganic Chemicals point
source categories because the CCH rulemaking is underway.
Additionally, EPA applied less scrutiny to industrial categories
for which EPA had promulgated effluent guidelines or pretreatment
standards within the past seven years. EPA chose seven years because
this is the time it customarily takes for the effects of effluent
guidelines or pretreatment standards to be fully reflected in pollutant
loading data and TRI reports (in large part because effluent
limitations guidelines are often incorporated into NPDES permits only
upon re-issuance, which could be up to five years after the effluent
guidelines or pretreatment standards are promulgated). Because there
are 57 point source categories (including over 450 subcategories) with
existing effluent guidelines and pretreatment standards that must be
reviewed annually, EPA believes it is important to prioritize its
review so as to focus on industries where changes to the existing
effluent guidelines or pretreatment standards are most likely to be
needed. In general, industries for which effluent guidelines or
pretreatment standards have recently been promulgated are less likely
to warrant such changes. However, in cases where EPA becomes aware of
the growth of a new industrial activity within a category for which EPA
has recently revised effluent guidelines or pretreatment standards, or
where new concerns are identified for previously unevaluated pollutants
discharged by facilities within the industrial category, EPA would
apply more scrutiny. EPA identified no such instance during the 2009
annual review.
EPA also applied a lower priority to categories without sufficient
data to determine whether revision would be appropriate. For any
industrial categories marked ``(5)'' in the ``Findings'' column in
Table V-1 in section V.B.4 of this notice, EPA lacks sufficient
information at this time on the magnitude of the toxic-weighted
pollutant discharges. EPA will seek additional information on the
discharges from these categories in the next annual review in order to
determine whether a detailed study is warranted. EPA typically performs
a further assessment of the pollutant discharges before starting a
detailed study of an industrial category. This assessment
(``preliminary category review'') provides an additional level of
quality assurance on the reported pollutant discharges and number of
facilities that represent the majority of toxic-weighted pollutant
discharges. See the appropriate section in the TSD for the preliminary
2010 Plan (see DCN 06703) for EPA's data needs for these industrial
categories.
For industrial categories marked ``(4)'' in the ``Findings'' column
in Table V-1 in section V.B.4 of this notice, EPA had sufficient
information on the toxic-weighted pollutant discharges to continue or
complete a detailed study of these industrial categories. EPA intends
to use the detailed study to obtain information on hazard, availability
and cost of technology options, and other factors in order to determine
if it would be appropriate to identify the category for possible
effluent guidelines revision. In the 2009 annual review, EPA continued
or completed detailed studies of three such categories.
As part of its 2009 annual review, EPA also considered the number
of facilities responsible for the majority of the estimated toxic-
weighted pollutant discharges associated with an industrial activity.
Where only a few facilities in a category accounted for the vast
majority of toxic-weighted pollutant discharges (i.e., categories
marked ``(2)'' in the ``Findings'' column in Table V-1 in section V.B.4
of this notice), EPA applied a lower priority for potential revision.
EPA believes that revision of individual permits for such facilities
may be more effective than a revised national rulemaking. Individual
permit requirements can be better tailored to these few facilities and
may take considerably less time and resources to establish than
revising the national effluent guidelines. The Docket accompanying this
notice lists facilities that account for the vast majority of the
estimated toxic-weighted pollutant discharges for particular categories
(see DCN 06703). For these facilities, EPA will consider identifying
pollutant control and pollution prevention technologies that will
assist permit writers in developing facility-specific, technology-based
effluent limitations on a best professional judgment (BPJ) basis. In
future annual reviews, EPA also intends to re-evaluate each category
based on the information available at the time in order to evaluate the
effectiveness of the BPJ permit-based support.
EPA received comments in previous biennial planning cycles urging
the Agency to encourage and recognize voluntary efforts by industry to
reduce pollutant discharges, especially when the voluntary efforts have
been widely adopted within an industry and the associated pollutant
reductions have been significant. EPA agrees that industrial categories
demonstrating significant progress through voluntary efforts to reduce
hazard to human health or the environment associated with their
effluent discharges would be a comparatively lower priority for
effluent guidelines or pretreatment standards revision, particularly
where such reductions are achieved by a significant majority of
individual facilities in the industry. Although during this annual
review EPA could not complete a systematic review of voluntary
pollutant loading reductions, EPA's review did indirectly account for
the effects of successful voluntary programs because any significant
reductions in pollutant discharges should be reflected in discharge
monitoring and TRI data, as well as any data provided directly by
commenters, that EPA used to assess the toxic-weighted pollutant
discharges.
As was the case in previous annual reviews, EPA was unable to
gather the data needed to perform a comprehensive screening-level
analysis of the availability of treatment or process technologies to
reduce toxic pollutant wastewater discharges beyond the performance of
technologies already in place for all of the 57 existing industrial
categories. However, EPA believes that its analysis of hazard is useful
for assessing the effectiveness of existing technologies because it
focuses on the amount and significance of pollutants that are still
discharged following existing treatment. Therefore, by assessing the
hazard associated with discharges from all existing categories in its
screening-level review, EPA was indirectly able to assess the
possibility that further significant reductions could be achieved
through new pollution control technologies for these categories. In
addition, EPA directly assessed the availability of technologies for
certain industries that were prioritized for a more in-depth review as
a result of the screening level analysis.
[[Page 68605]]
Similarly, EPA could not identify a suitable screening-level tool
for comprehensively evaluating the affordability of treatment or
process technologies because the universe of facilities is too broad
and complex. EPA could not find a reasonable way to prioritize the
industrial categories based on readily available economic data. In the
past, EPA has gathered information regarding technologies and economic
achievability through detailed questionnaires distributed to hundreds
of facilities within a category or subcategory for which EPA has
commenced rulemaking. Such information-gathering is subject to the
requirements of the Paperwork Reduction Act (PRA), 33 U.S.C. 3501, et
seq. The information acquired in this way is valuable to EPA in its
rulemaking efforts, but the process of gathering, validating and
analyzing the data can consume considerable time and resources. EPA
does not think it appropriate to conduct this level of analysis for all
point source categories in conducting an annual review. Rather, EPA
believes it is appropriate to set priorities based on hazard and other
screening-level factors identified above, and to directly consider the
availability and affordability of technology only in conducting the
more in-depth reviews of prioritized categories. For these prioritized
categories, EPA may conduct surveys or other PRA-governed data
collection activities in order to better inform the decision on whether
effluent guidelines are warranted. Additionally, EPA is evaluating
tools for directly assessing technological and economic achievability
as part of the screening-level review in future annual reviews under
section 301(d), 304(b), 304(m), and 307(b) (see DCN 07073). EPA
solicits comment on how to best identify and use screening-level tools
for assessing technological and economic achievability on an industry-
specific basis as part of future annual reviews.
In summary, through its screening level review, EPA focused on
those point source categories that appeared to offer the greatest
potential for reducing hazard to human health or the environment, while
assigning a lower priority to categories that the Agency believes are
not good candidates for effluent guidelines or pretreatment standards
revision at this time. This enabled EPA to concentrate its resources on
conducting more in-depth reviews of certain industries prioritized as a
result of the screening level analysis, as discussed below (see section
V.A.3.b and c).
b. Further Review of Prioritized Categories
In the publication of the final 2008 Plan EPA identified one
category, Ore Mining and Dressing (Part 440), for further investigation
(``preliminary category review''), and a status report is included in
this notice. EPA identified this category with ``(5)'' in the column
entitled ``Findings'' in Table V-1, Page 53231 of the final 2008 Plan.
EPA is not identifying any other categories for preliminary category
reviews at this time.
In conducting a preliminary category review, EPA uses the same
types of data sources used for the detailed studies but in less depth.
For example, an assessment of the pollutant discharges provides an
additional level of quality assurance on the reported pollutant
discharges and number of facilities that represent the majority of
toxic-weighted pollutant discharges. EPA may also develop a preliminary
list of potential wastewater pollutant control technologies before
conducting a detailed study. EPA is not conducting a detailed study for
the Ore Mining and Dressing category at this time because EPA needs
additional information regarding this industry to determine whether a
detailed study is warranted. EPA plans to complete its analysis of this
additional information for the final 2010 Plan.
c. Detailed Study of Three Categories
In this review cycle, EPA continued detailed studies of three
categories: Steam Electric Power Generating (Part 423), Oil and Gas
Extraction (Part 435) (only to assess whether to include coalbed
methane extraction as a new subcategory), and Hospitals (Part 460)
(which is part of the Health Care Industry detailed study). For these
industries, EPA gathered and analyzed additional data on pollutant
discharges, economic factors, and technology issues. In general, EPA
examines one or more of the following elements as part of a detailed
study: (1) Wastewater characteristics and pollutant sources; (2) the
pollutants discharged from these sources and the toxic weights
associated with these discharges; (3) treatment technology and
pollution prevention information; (4) the geographic distribution of
facilities in the industry; (5) any pollutant discharge trends within
the industry; and (6) any relevant economic factors.
EPA is relying on many different sources of data including: (1) The
2002 U.S. Economic Census; (2) TRI, PCS, and ICIS-NPDES data; (3)
contacts with reporting facilities to verify reported releases and
facility categorization; (4) contacts with regulatory authorities
(States and EPA regions) to understand how category facilities are
permitted; (5) NPDES permits and their supporting fact sheets; (6)
monitoring data included in facility applications for NPDES permit
renewals (Form 2C data); (7) EPA effluent guidelines technical
development documents; (8) relevant EPA preliminary data summaries or
study reports; (9) technical literature on pollutant sources and
control technologies; (10) information provided by industry including
industry conducted survey and sampling data; and/or (11) stakeholder
comments (see DCN 06703). Additionally, in order to evaluate available
and affordable treatment technology options for the coalbed methane
extraction industry sector, EPA is conducting an industry survey.
d. Public Comments
EPA's annual review process considers information provided by
stakeholders regarding the need for new or revised effluent limitations
guidelines and pretreatment standards. To that end, EPA established a
docket for its 2009 annual review at the time of publication of the
final 2008 Plan to provide the public with an opportunity to submit
additional information to assist the Agency in its 2009 annual review.
EPA received four public comments and placed these comments in the
supporting docket (see EPA-HQ-OW-2008-0517-0045 through 0048, https://www.regulations.gov). One commenter requested that EPA expand its
detailed study of coalbed methane extraction to include all oil and gas
exploration, stimulation, and extraction techniques that result in
contamination of surface and groundwater, including hydraulic
fracturing in all formations. The other three commenters requested that
EPA initiate an effluent guidelines rulemaking for the Steam Electric
Power Generating category. In particular, they requested that EPA limit
the discharges of metals from this category and eliminate the use of
wet handling for coal combustion wastes.
B. What Were EPA's Findings From Its 2009 Annual Review for Categories
Subject to Existing Effluent Guidelines and Pretreatment Standards?
1. Screening-level Review
In its 2009 screening level review, EPA considered hazard--and the
other factors described in section A.3.a. above--in prioritizing
effluent guidelines for potential revision. See Table V-1 in section
V.B.4 of this notice
[[Page 68606]]
for a summary of EPA's findings with respect to each existing category;
see also the TSD for the preliminary 2010 Plan. Out of the categories
subject only to the screening level review in 2009, EPA is not
identifying any for effluent guidelines rulemaking at this time, based
on the factors described in section A.3.a above and in light of the
effluent guidelines rulemakings and detailed studies in progress.
EPA carefully examined the industrial categories currently
regulated by existing effluent guidelines that cumulatively comprise
95% of the reported hazard (reported in units of toxic-weighted pound
equivalent or TWPE). The TSD for the preliminary 2010 Plan presents a
summary of EPA's review of these seven industrial categories (see DCN
06703).
2. Detailed Studies
a. Overview
In its 2009 annual review, EPA continued detailed studies of three
industrial point source categories: Steam Electric Power Generating
(Part 423), and Oil and Gas Extraction (Part 435) (only to assess
whether to include coalbed methane extraction as a new subcategory),
and Hospitals (Part 460) (which is part of the Health Care Industry
detailed study). EPA is investigating whether the pollutant discharges
reported to TRI, PCS, and ICIS-NPDES for 2007 accurately reflect the
current discharges. EPA is also analyzing the reported pollutant
discharges, technology innovation, and process changes in these
industrial categories. Additionally, EPA is considering whether there
are industrial activities not currently subject to effluent guidelines
or pretreatment standards that should be included with these existing
categories, either as part of existing subcategories or as potential
new subcategories. For Coalbed Methane Extraction and Health Care
Industry EPA plans to use the detailed studies to determine whether EPA
should identify in the final 2010 Plan (or a future Plan) either of
these two industrial categories for possible revision of their existing
effluent guidelines and pretreatment standards. EPA's reviews of two of
three categories are described below and its review of hospitals is
described in section VII.B (Health Care Industry detailed study).
b. Steam Electric Power Generating (Part 423)
EPA has completed a multi-year study of the Steam Electric Power
Generating industry and, based on the results, has determined that
revising the current effluent guidelines is warranted. EPA's decision
to revise the current effluent guidelines is largely driven by the high
level of toxic-weighted pollutant discharges from power plants and the
expectation that these discharges will increase significantly in the
next few years as new air pollution controls are installed. Over the
course of the study EPA has identified technologies that are available
to significantly reduce these pollutant discharges.
The Steam Electric Power Generating effluent guidelines (40 CFR
423) apply to a subset of the electric power industry, namely those
facilities ``primarily engaged in the generation of electricity for
distribution and sale which results primarily from a process utilizing
fossil-type fuel (coal, oil, or gas) or nuclear fuel in conjunction
with water system as the thermodynamic medium.'' See 40 CFR 423.10.
EPA's most recent revisions to the effluent guidelines and standards
for this category were promulgated in 1982 (see 47 FR 52290; November
19, 1982).
Since 2005, EPA has been carrying out an intensive review of
wastewater discharges from power plants. As part of this effort, EPA
has sampled wastewater from surface impoundments and advanced
wastewater treatment systems, conducted on-site reviews of the
operations at more than two dozen power plants, and issued a detailed
questionnaire that obtained information on thirty power plants using
authority granted under section 308 of the Clean Water Act. EPA's data
collection primarily focused on four target areas: (1) Determining the
pollutant characteristics of power plant wastewater; (2) identifying
treatment technologies for the wastewater generated by air pollution
control equipment; (3) characterizing the practices used by the
industry to manage or eliminate discharges of fly ash and bottom ash
wastewater; and (4) identifying methods for managing power plant
wastewater that allow recycling and reuse, rather than discharge to
surface waters. Much of the information collected thus far, including
laboratory data from sampling, were made available to the public in an
interim study report, ``Steam Electric Power Generating Point Source
Category: 2007/2008 Detailed Study Report,'' (see EPA-HQ-OW-2006-0771-
1699) and the final study report, ``Steam Electric Power Generating
Point Source Category: Final Detailed Study Report,'' (see DCN 03690).
EPA's review of the wastewater characteristics indicates that most
of the toxic pollutant loadings for this category are associated with
metals and certain other elements present in wastewater discharges, and
that the waste streams contributing the majority of these pollutants
are associated with ash handling and wet flue gas desulfurization (FGD)
systems. Other potential sources of these pollutants include coal pile
runoff, metal cleaning wastes, coal washing, leachate from landfills
and wastewater impoundments, and certain low-volume wastes.
Between July 2007 and October 2008, EPA conducted six sampling
episodes to characterize untreated wastewaters generated by coal-fired
power plants, including FGD wastewater, and fly ash and bottom ash
transport water. EPA also collected samples to assess the effluent
quality from different types of treatment systems currently in place at
these operations. Samples were analyzed for metals and other
pollutants, such as total suspended solids and nitrogen. Sampling
reports for the first five episodes are included in the docket for the
2008 Plan, and the report for the final sampling episode is included in
the docket for the 2010 Plan (see DCN 06197). These reports discuss the
specific sample points and analytes, the sample collection methods
used, the field quality control samples collected, and the analytical
results for the wastewater samples.
EPA expects that the use of wet FGD systems will increase
substantially over the next decade as State and Federal regulations are
implemented to reduce air emissions. Metals and other pollutants are
transferred from the flue gas to the wastewater produced by wet FGD
systems. Based on results from the sampling and other data, EPA
determined that there are unregulated toxic and conventional pollutants
present in ash pond and FGD wastewater which can be reduced
significantly with treatment technologies.
An increasing amount of evidence indicates that the characteristics
of coal combustion wastewater have the potential to impact human health
and the environment. Discharges of coal combustion wastewater have been
associated with fish kills, reductions in the growth and survival of
aquatic organisms, behavioral and physiological effects in wildlife and
aquatic organisms, potential impacts to human health (e.g., drinking
water contamination), and changes to the local habitat. Many of the
pollutants commonly found in coal combustion wastewater (e.g.,
selenium, mercury, and arsenic) are known to cause environmental harm
and potentially represent a human health risk. Although
[[Page 68607]]
coal-fired power plants often dilute coal combustion wastewater with
other large volume wastewater (e.g., cooling water) to reduce the
pollutant concentrations prior to discharge, the effluent can contain
large mass loads (i.e., total pounds) of pollutants. Some of the
pollutants in these discharges, although present at low concentrations,
can bioaccumulate and present an increased ecological threat due to
their tendency to persist in the environment, resulting in slow
ecological recovery times following exposure. In addition, leachate
from impoundments and landfills containing coal combustion wastes can
contain high concentrations of pollutants and has been identified as a
source of ground water and surface water impacts.
Additional information about data collected and findings of the
detailed study of the Steam Electric Power Generating industry is
presented in the final study report, ``Steam Electric Power Generating
Point Source Category: Final Detailed Study Report,'' (see DCN 06390).
The report includes data on the characteristics of wastewater from coal
fired power plants, identifies the wastewater treatment technologies
reviewed, presents an overview of the industry profile and predicted
future trends in the use of air pollution controls, and describes
environmental impacts that have been linked to coal combustion
wastewater.
The Agency expects that data collection efforts for the effluent
guidelines rulemaking will include wastewater sampling and issuing a
survey that will obtain detailed technical and financial information.
In particular, EPA recently published a Federal Register notice
announcing its intent to submit an Information Collection Request (ICR)
to the Office of Management and Budget (OMB) for their review and
approval under the Paperwork Reduction Act (PRA), 33 U.S.C. 3501, et
seq. See 74 FR 55837 (October 29, 2009).
c. Oil and Gas Extraction (Part 435) (Only To Assess Whether To Include
Coalbed Methane Extraction as a New Subcategory).
Coalbed methane (CBM) extraction activities accounted for about 7%
of the total U.S. natural gas production (gross withdrawals) in 2007
and are expanding in multiple basins across the U.S. Currently, the
Department of Energy's Energy Information Administration (EIA) expects
CBM production to remain an important source of domestic natural gas
over the next few decades.
CBM extraction requires removal of large amounts of water from
underground coal seams before CBM can be released. CBM wells have a
distinctive production history characterized by an early stage when
large amounts of water are produced to reduce reservoir pressure which
in turn encourages release of gas. This is followed by a stable stage
when quantities of produced gas increase as the quantities of produced
water decrease; and a late stage when the amount of gas produced
declines and water production remains low (see EPA-HQ-OW-2004-0032-
1904).
The quantity and quality of water that is produced in association
with CBM development varies from basin to basin, within a particular
basin, from coal seam to coal seam, and over the lifetime of a CBM
well. Pollutants often found in these wastewaters include chloride,
sodium, sulfate, bicarbonate, fluoride, iron, barium, magnesium,
ammonia, and arsenic. Total dissolved solids (TDS) and electrical
conductivity (EC) are bulk parameters that States typically use for
quantifying and controlling the amount of pollutants in CBM produced
waters.
EPA identified the coalbed methane (CBM) sector as a candidate for
a detailed study in the final 2006 Effluent Guidelines Program Plan (71
FR 76656; December 21, 2006). As part of that announcement EPA made it
clear that it would conduct data collection through an information
collection request (ICR) to support this detailed study. In accordance
with the Paperwork Reduction Act (PRA), EPA obtained approval from the
Office of Management and Budget (OMB) for its ``Coalbed Methane
Extraction Sector Survey'' on February 18, 2009. This approval followed
two public comment periods on the survey (January 25, 2008; 73 FR 4556
and July 15, 2008; 73 FR 40757) and more than two years of outreach by
EPA with interested stakeholders.
The approved mandatory survey, conducted under the authority of
Section 308 of the Clean Water Act (33 U.S.C. Section 1318), includes a
screener and a detailed questionnaire. EPA sent the screener
questionnaire in February 2009 to all CBM methane operators that have
three or more CBM wells. EPA used data from 291 screener questionnaires
and state data on operators with one or two CBM wells to identify that
in 2008 there were 56,049 CBM wells that operators managed in 692
different CBM projects. This CBM production, 2.0 trillion cubic feet,
represents approximately 7.7 percent of the total U.S. natural gas
production in 2008. The 692 CBM projects are located in 16 different
CBM basins across the Nation but are mainly concentrated in the States
of Wyoming, New Mexico, Oklahoma, and Alabama. EPA used these data to
draw a representative sample of CBM projects. EPA began distribution of
the detailed questionnaire to the representative sample of CBM projects
in late October 2009. The detailed questionnaire will collect financial
and technical data on approximately 250 CBM methane projects across the
country.
EPA will use the screener and detailed questionnaires to collect
technical and economic information from a wide range of CBM operations.
EPA plans to collect information on geographical and geologic
differences in the characteristics of CBM produced waters,
environmental data, current regulatory controls, and availability and
affordability of treatment technology options.
EPA also visited eight different CBM produced water treatment
technologies in Wyoming. Included in these technologies are ion
exchange, reverse osmosis, thermal distillation, and lined pit disposal
and evaporation. These site visits supplemented EPA site visits to
Pennsylvania, West Virginia, Virginia, Alabama, New Mexico, Colorado,
Wyoming, and Montana in 2007 (see EPA-HQ-OW-2006-0771-0977).
EPA is also conducting a literature review of environmental impacts
and beneficial uses of produced water. The literature review is being
conducted in three phases focusing on: (1) Scientific journal articles,
(2) documents retrieved from Web sites of State and Federal agencies,
universities, and non-governmental organizations, and (3)
environmentally sustainable beneficial uses of produced water. Results
of the first phase are included in the docket (see DCN 06934).
Additionally, EPA will be reviewing current requirements for surface
water discharge of produced water. Currently, regulatory controls for
CBM produced waters vary from State to State and permit to permit (see
EPA-HQ-OW-2004-0032-2782, 2540). The assessment of State permitting
requirements for surface water discharge of produced water will examine
factors such as the number of current permits, the proportion of
discharges covered under individual versus general permits, the types
of pollutants controlled, and the numeric concentration limits
required. This assessment will give EPA a better understanding of
variations and consistencies among States in controlling CBM produced
water discharges.
Finally, EPA is soliciting public comment on whether it should
expand its detailed study of coalbed methane extraction to include all
oil and gas
[[Page 68608]]
exploration, stimulation, and extraction techniques that result in
contamination of surface and groundwater, including hydraulic
fracturing in all formations.
3. Results of Preliminary Category Reviews
During the 2008 annual review, EPA identified the Ore Mining and
Dressing (Part 440) category for a preliminary category review for two
reasons: (1) The industry has a high TWPE discharge estimate of process
wastewater (i.e., EPA identified this category with ``(5)'' in the
column entitled ``Findings'' in Table V-1, Page 53231 of the final 2008
Plan); and (2) comments received on previous Plans assert that better
controls are needed for stormwater discharges to surface water at ore
mining sites. Stormwater discharges from Ore Mining and Dressing
facilities that are not commingled with process wastewater are not
regulated by effluent guidelines but are regulated under individual or
general stormwater NPDES permits. This preliminary category review is
on-going.
EPA performed several analyses during the 2009 annual review. These
analyses included: (1) Coordinating with the primary western ore mining
States to collect information for mines classified as NPDES minor
facilities (i.e., collecting information States do not typically submit
to EPA's ICIS or PCS databases); (2) reviewing journals and technical
literature to identify the latest advances in wastewater treatment
technologies; and (3) reviewing Total Maximum Daily Load (TMDL) plans
to determine whether active ore mine discharges are discharging into
impaired waterbodies. Section IX of this notice and the TSD for the
preliminary 2010 Plan (see DCN 06703) lists the data and information
that EPA would like to collect on the pollutant discharges and
potential treatment technology options for the Ore Mining and Dressing
category in order to complete this preliminary category review.
4. Summary of 2009 Annual Review Findings
In its 2009 annual review, EPA reviewed all categories subject to
existing effluent guidelines and pretreatment standards in order to
identify appropriate candidates for revision. Based on this review and
prior annual reviews, and in light of the ongoing effluent guidelines
rulemakings and detailed studies currently in progress, EPA has decided
to pursue an effluent guidelines rulemaking for the Steam Electric
Power Generating (Part 423) category. Additionally, EPA is continuing
to conduct detailed studies for two existing categories: Oil and Gas
Extraction (only with respect to coalbed methane) and Hospitals (part
of the Health Care Industry detailed study).
A summary of the findings of the 2009 annual review is presented
below in Table V-1. This table uses the following codes to describe the
Agency's findings with respect to each existing industrial category.
(1) Effluent guidelines or pretreatment standards for this
industrial category were recently revised or reviewed through an
effluent guidelines rulemaking, or a rulemaking is currently underway.
(2) Revising the national effluent guidelines or pretreatment
standards is not the best tool for this industrial category because
most of the toxic and non-conventional pollutant discharges are from
one or a few facilities in this industrial category. EPA will consider
assisting permitting authorities in identifying pollutant control and
pollution prevention technologies for the development of technology-
based effluent limitations by best professional judgment (BPJ) on a
facility-specific basis.
(3) Not identified as a hazard priority based on data available at
this time (e.g., not among industries that cumulatively comprise 95% of
reported hazard in TWPE units).
(4) EPA intends to continue a detailed study of this industry in
its 2010 annual review to determine whether to identify the category
for effluent guidelines rulemaking.
(5) EPA is continuing or initiating a preliminary category review
because incomplete data are available to determine whether to conduct a
detailed study or identify for possible revision. EPA typically
performs a further assessment of the pollutant discharges before
starting a detailed study of the industrial category. This assessment
provides an additional level of quality assurance on the reported
pollutant discharges and number of facilities that represent the
majority of toxic-weighted pollutant discharges. EPA may also develop a
preliminary list of potential wastewater pollutant control technologies
before conducting a detaile