Wassenaar Arrangement 2008 Plenary Agreements Implementation: Categories 1, 2, 3, 4, 5 Parts I and II, 6, 7, 8 and 9 of the Commerce Control List, Definitions, Reports, 66000-66027 [E9-28806]
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sensitivity of the items and complexity
of procedures and controls for these
items.
Bureau of Industry and Security
15 CFR Parts 740, 742, 743, 772, and
774
[Docket No. 0908041218–91220–01]
RIN 0694 AE58
Wassenaar Arrangement 2008 Plenary
Agreements Implementation:
Categories 1, 2, 3, 4, 5 Parts I and II,
6, 7, 8 and 9 of the Commerce Control
List, Definitions, Reports
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AGENCY: Bureau of Industry and
Security, Commerce.
ACTION: Final rule.
SUMMARY: The Bureau of Industry and
Security (BIS) maintains the Commerce
Control List (CCL), which identifies
items subject to Department of
Commerce export controls. This final
rule revises the Export Administration
Regulations (EAR) to implement
changes made to the Wassenaar
Arrangement’s List of Dual Use Goods
and Technologies (Wassenaar List)
maintained and agreed to by
governments participating in the
Wassenaar Arrangement on Export
Controls for Conventional Arms and
Dual Use Goods and Technologies
(Wassenaar Arrangement, or WA). The
Wassenaar Arrangement advocates
implementation of effective export
controls on strategic items with the
objective of improving regional and
international security and stability. To
harmonize with the changes to the
Wassenaar List, this rule revises the
EAR by amending certain entries that
are controlled for national security
reasons in Categories 1, 2, 3, 4, 5 Part
I (telecommunications), 5 Part II
(information security), 6, 7, 8, and 9;
adding new entries to the CCL, revising
reporting requirements and adding and
amending EAR Definitions.
The purpose of this final rule is to
revise the CCL and definitions of terms
used in the EAR to implement
Wassenaar List revisions that were
agreed upon in the December 2008
Wassenaar Arrangement Plenary
Meeting.
This rule also adds or expands
unilateral U.S. export controls and
national security export controls on
certain items to make them consistent
with the amendments made to
implement the Wassenaar
Arrangement’s decisions.
The Wassenaar Agreements that
pertain to ECCNs 6A002, 6A003, and all
related ECCNs will be implemented in
a separate rule, because of the
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developing a common understanding of
the risks associated with the transfers of
these items.
DATES: Effective Date: This rule is
effective December 11, 2009.
DEPARTMENT OF COMMERCE
Expanded or New Export Controls
A detailed description may be found
below of all revisions to Export Control
Classification Numbers (ECCNs) that
have expanded or new export controls.
This rule imposes new or expands
National Security (NS) Column 1
controls. This rule imposes a license
requirement pursuant to section 742.4(a)
of the EAR for exports and reexports to
all destinations, except Canada, of
certain commodities (and related
software and technology) described in
ECCN 5A002.a.7. This rule also imposes
such a license requirement for certain
software and technology controlled
under ECCNs 5E001.c.6, .d, and .e, and
6D003.c. These destinations have an
‘‘X’’ in NS column 1 of the Commerce
Country Chart of Supplement No. 1 to
Part 738. The purpose of the controls is
to ensure that these items do not make
a contribution to the military potential
of any other country or combination of
countries that would prove detrimental
to the national security of the United
States. For designated terrorism
supporting countries or embargoed
countries, the applicable licensing
policies are found in Parts 742 and 746
of the EAR, and in Supplement No. 1 to
Part 736 of the EAR for Syria.
This rule imposes new or expands NS
Column 2 controls. This rule imposes a
license requirement under section
742.4(a) of the EAR for exports and
reexports of commodities (and related
software and technology) described in
ECCNs 1A004.d, 1A008, 3A001.b.10 and
.h, 5A001.h, 6A001.c, and 6A008.j.3 to
destinations other than Country Group
A:1, cooperating countries (see
Supplement No. 1 to Part 740 of the
EAR), Bulgaria, Czech Republic,
Estonia, Hungary, Iceland, Latvia,
Lithuania, Poland, Romania, Slovakia
and Slovenia. This NS column 2 license
requirement applies to destinations that
have an ‘‘X’’ indicated in NS column 2
on the Commerce Country Chart of
Supplement No. 1 to Part 738 of the
EAR. The purpose of the control is to
ensure that these items do not make a
contribution to the military potential of
countries in Country Group D:1 that
would prove detrimental to the national
security of the United States. For
designated terrorism supporting
countries or embargoed countries, the
applicable licensing policies are found
in Parts 742 and 746 of the EAR, and
Supplement No. 1 to Part 736 of the
EAR for Syria.
The licensing policy for national
security controlled items exported or
FOR FURTHER INFORMATION CONTACT: For
questions of a general nature contact
Sharron Cook, Office of Exporter
Services, Bureau of Industry and
Security, U.S. Department of Commerce
at (202) 482 2440 or E-mail:
scook@bis.doc.gov.
For questions of a technical nature
contact:
Category 1: Bob Teer, 202 482 4749.
Category 2: George Loh, 202 482 3570.
Category 3: Brian Baker, 202 482 5534.
Category 4: Joseph Young, 202 482 4197.
Category 5 Part 1: Joseph Young, 202
482 4197.
Category 5 Part 2: Michael Pender, 202
482 2458.
Category 6: Chris Costanzo, 202 482
0718 (optics), John Varesi, 202 482
1114 (sensors & cameras) and Mark
Jaso 202 482 0987 (lasers).
Category 7: Daniel Squire 202 482 3710.
Category 8: Darrell Spires 202 482–1954.
Category 9: Gene Christensen 202 482
2984.
Comments regarding the
collections of information associated
with this rule, including suggestions for
reducing the burden, should be sent to
OMB Desk Officer, New Executive
Office Building, Washington, DC 20503
Attention: Jasmeet Seehra, OMB Desk
Officer, by e-mail at
jseehra@omb.eop.gov or by fax to (202)
395–7285; and to the Office of
Administration, Bureau of Industry and
Security, Department of Commerce,
14th and Pennsylvania Avenue, NW.,
Room 6622, Washington, DC 20230.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
Background
In July 1996, the United States and
thirty-three other countries gave final
approval to the establishment of a new
multilateral export control arrangement
called the Wassenaar Arrangement on
Export Controls for Conventional Arms
and Dual Use Goods and Technologies
(Wassenaar Arrangement or WA). The
Wassenaar Arrangement contributes to
regional and international security and
stability by promoting transparency and
greater responsibility in transfers of
conventional arms and dual use goods
and technologies, thus preventing
destabilizing accumulations of such
items. Participating states committed to
exchange information on exports of dual
use goods and technologies to nonparticipating states for the purposes of
enhancing transparency and assisting in
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reexported to any country except a
country in Country Group D:1 (see
Supplement No. 1 to Part 740 of the
EAR) is to approve license applications
unless there is a significant risk that the
items will be diverted to a country in
Country Group D:1. The general policy
for exports and reexports of items to
Country Group D:1 is to approve license
applications when BIS determines, on a
case by case basis, that the items are for
civilian use or would otherwise not
make a significant contribution to the
military potential of the country of
destination that would prove
detrimental to the national security of
the United States.
This rule imposes new or expands
anti-terrorism (AT) controls. This rule
imposes a unilateral U.S. license
requirement to export and reexport
commodities (and related software and
technology) controlled under ECCNs
1A004.d, 1A008, 3A001.b.10 and .h,
5A001.h, 5A002.a.7, 6A001.c, and
6A008.j.3 for AT reasons to Cuba, Iran,
North Korea, Sudan and Syria, in
addition to the national security
controls imposed to implement the
Wassenaar Arrangement’s decisions.
This rule also imposes such a license
requirement for certain software and
technology controlled under ECCNs
5E001.c.6, .d, and .e, and 6D003.c.
These unilateral export controls are
necessary because under Section 6(j) of
the Export Administration Act of 1979
a license is required for items that could
make a significant contribution to the
military potential of such country or
that could enhance the ability of such
country to support acts of international
terrorism. There is a general policy of
denial for applications to export or
reexport to terrorism supporting
countries, as set forth in Part 742 of the
EAR. In addition, certain of these
countries are also subject to embargoes,
as set forth in Part 746 of the EAR and
Supplement No. 1 to Part 736 of the
EAR for Syria. A license is also required
for the export and reexport of these
items to specially designated terrorists
and foreign terrorist organizations, as set
forth in Part 744 of the EAR; license
applications to these parties are
reviewed under a general policy of
denial.
All expanded foreign policy controls
will be reflected in the Annual Foreign
Policy report BIS sends to Congress.
Task Force on Editorial Issues (TFEI)
The Wassenaar Arrangement Task
Force on Editorial Issues (TFEI) made
revisions, editorial in nature, to clarify
or correct control text or remove
extraneous text. The TFEI revisions
(over 2,000) were agreed upon by the
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WA in December 2007. This rule
implements only those TFEI revisions
that coincide with the revisions to
ECCNs affected by the 2008 WA
agreements and the 2007 WA
agreements to Category 6. Other TFEI
revisions will be implemented in a
separate rule.
Revisions to the Commerce Control List
This rule revises a number of entries
on the Commerce Control List (CCL) to
implement the December 2008 agreed
revisions to the Wassenaar List of Dual
Use Goods and Technologies. This rule
also revises language to provide a
complete or more accurate description
of controls in certain ECCNs. A
description of the specific amendments
to the CCL pursuant to the December
2008 Wassenaar Agreement is provided
below. There is one newly added
ECCN—1A008, as described below. As
described below, the amendments apply
to ECCNs 1A001, 1A002, 1A003, 1A004,
1A007, 1A008, 1B001, 1B003, 1C008
1C010, 1D003, 1E001, 1E002, 2A983,
3A001, 3A002, 3B001, 4D001, 4D003,
4E001, 5A001, 5B001, 5D001, 5E001,
5A002, 5B002, 5D002, 5E002, 6A001,
6A004, 6A005, 6A006, 6A008, 6A996,
6D003, 6E993, 7A003, 8A001, 8A002,
and 9A012.
Category 1 Special Materials and
Related Equipment, Chemicals,
‘‘Microorganisms,’’ and Toxins
This rule revises the name of the
Category 1 from ‘‘Materials, Chemicals,
‘‘Microorganisms,’’ and Toxins’’ to read
‘‘Special Materials and Related
Equipment, Chemicals,
‘‘Microorganisms,’’ and Toxins’’ to more
clearly describe the scope of items
within this category as it has evolved
over recent years (e.g., addition of
explosive related items).
ECCN 1A001 is amended by:
a. Adding two commas to 1A001.a
and 1A001.b, as part of the TFEI
revisions to clarify the meaning of these
paragraphs; and
b. Modifying the format of paragraph
1A001.c to clarify that the items must
contain both criteria. This change was
made as part of the TFEI changes.
ECCN 1A002 is amended as follows:
a. Removing the redundant Note after
1A002.a, which also appeared after
1A002.b.2 to harmonize with the
Wassenaar Arrangement’s List;
b. Replacing the word ‘‘with’’ with the
phrase ‘‘having all of the following’’ to
clarify the meaning of 1A002.b.1. This
change was made as part of the TFEI
changes;
c. Moving or adding three Notes after
1A002.b.2 to clarify that all three apply
to the entire entry for ECCN 1A002. The
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modifications are: Moving the existing
Note concerning the repair of ‘‘civil
aircraft’’ so that it appears as Note 1;
moving the existing Note about civilian
applications to Note 2; and adding Note
3 to release certain finished or semifinished items from 1A002 control
because these items do not have a direct
influence on development, production
or use on military relevant equipment;
and
d. Removing Technical Notes 1 and 2
that provided definitions for ‘specific
modulus’ and ‘specific tensile strength’
because these terms are global
definitions used in multiple ECCNs and
are found in Part 772 of the EAR.
ECCN 1A003 is amended by:
a. Revising the Heading to correct the
spelling of ‘‘polyimides’’ and to clarify
that non-fusible aromatic polyimide
products in film, sheet, tape or ribbon
form with certain characteristics are
appropriately controlled in ECCN
1A003, because a clarification Note was
approved by Wassenaar in 2006 that
identified the forms of non-fluorinated
polymeric substances controlled by
1C008.a to include liquid or solids in
the form of resin, powder, pellet, film,
sheet, tape, or ribbon. It was not the
intent, however, to override the existing
Note in 1C008.a for non-fusible forms.
a.1. Deleting the word
‘‘characteristics’’ from the Heading as
part of the TFEI revisions.
b. Revising the Related Controls to
add a reference to 1C008.a.3 for
‘‘fusible’’ aromatic polyimides in any
form; and
c. Replacing ‘‘With a’’ with ‘‘A’’ as a
TFEI format change.
ECCN 1A004 is amended, as follows:
a. Adding two commas to the Heading
to clarify the meaning of the text, as part
of the TFEI revisions.
b. Revising the License Requirement
section to add RS Column 2 controls for
1A004.d to keep the same controls that
were in ECCN 2A983.b, which are
necessary because of the military utility
of these commodities.
b.1. Adding single quotation marks
around the term ‘adapted for use in war’
in related definitions and in 1A004.a, .b
and .c and the term ‘riot control agents’
in the related definitions section and in
1A004.a.4.
b.2. Adding a greek alpha symbol in
front of ‘‘Bromobenzeneacetonitrile’’ in
1A004.a.4.a and adding a greek omega
symbol in front of
‘‘chloroacetophenone’’ in 1A004.a.4.c to
conform to Wassenaar text.
c. Adding a new paragraph 1A004.d
to control electronic equipment
designed for automatically detecting or
identifying the presence of ‘‘explosives’’
(as listed in the annex at the end of
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Category 1) residues and utilizing ‘trace
detection’ techniques (e.g., surface
acoustic wave, ion mobility
spectrometry, differential mobility
spectrometry, mass spectrometry).
These new controls are added for this
equipment to prevent potential terrorists
from discovering how to defeat the
devices and ensure they are used by
properly vetted organizations.
d. Adding a new Technical Note to
define ‘trace detection’.
e. Adding two new Notes to indicate
that 1A004.d does not control
equipment specially designed for
laboratory use or non-contact walkthrough security portals.
f. Revising paragraph b of the existing
decontrol Note to clarify that 1A004
does not control equipment limited by
design or function to protect against
hazards specific to residential safety.
ECCN 1A007 is amended by:
a. Removing the License Requirement
Note in order to conform to the
Wassenaar List; and
b. Removing the last sentence in
Technical Note 2, because it is
redundant to text already included in
the Technical Note.
ECCN 1A008 is added to control
(explosive) charges, devices and
components for national security
reasons. The addition is necessary to
make these items controlled by all
participating states of WA, because of
their utility in conventional weapons.
The United States and others have
unilaterally controlled these items for
several years and there is agreement by
the WA to broaden control of terrorist
related items, such as these. Most of
these items were controlled under ECCN
1C018, as well as under the
International Traffic in Arms
Regulations (ITAR) by the Directorate of
Defense Trade Control (DDTC) of the
Department of State. Now these items
will be controlled for NS:2, AT:1, and
UN (Iraq, North Korea and Rwanda)
reasons under ECCN 1A008. Because of
the creation of this new ECCN 1A008,
this rule makes corresponding changes
to ECCN 1C018 (deletion of 1C018.a, .b,
and .i). A reference to ECCNs 1C018 and
1C992 is included in the Related
Control paragraph of ECCN 1A008, and
a reference to 1A008 is added to the
Related Controls paragraph of 1C018. In
addition, Related Control notes
concerning State Department
jurisdiction that were in 1C018 are also
added to 1A008 when appropriate.
ECCN 1B001 is amended by revising
the phrase ‘‘and/or’’ to read ‘‘or’’ in
paragraph f.2 of the List of Items
Controlled section, to clarify the
meaning of the text, as part of the TFEI
revisions.
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ECCN 1B003 is amended by:
a. Revising the Heading by replacing
an ‘‘or’’ with a comma, and adding the
phrase ‘‘any of the following’’ to clarify
the text as part of the TFEI revisions;
and
b. Revising paragraph 1B003.c to be
more specific about which structures
(1B003.a) and engines (1B003.b) the
specially designed components are
controlled for, as part of the TFEI
revisions.
ECCN 1C008 is amended by:
a. Removing a comma in the Heading
to clarify the text as part of the TFEI
revisions;
b. Revising Note 1 by revising the
phrase ‘‘solid form’’ to read ‘‘solid
fusible form’’ to make it clear that the
intent was not to specify non-fusible
forms;
c. Replacing Note 2 with a Nota Bene
to reference ECCN 1A003 for controls
for non-‘‘fusible’’ aromatic polyimides
in film, sheet, tape, or ribbon form;
d. Removing the redundant word
‘‘acids’’ from 1C008.b.2 as part of the
TFEI revisions, because acid appears as
a descriptor in each of the
subparagraphs; and
e. Adding single quotes around the
term ‘glass transition temperature (Tg)’
in 1C008.f, and in the Technical Note
that follows, because this term is
defined in the Technical Note that
follows this paragraph.
ECCN 1C010 is amended by:
a. Adding a comma in the Heading to
clarify the text as part of the TFEI
revisions;
b. Adding double quotes around the
terms ‘‘specific modulus’’ and ‘‘specific
tensile strength’’ in paragraphs
1C010.a.1, a.2, b.1, b.2, c.1, and Note 1
after c.2, because these terms are
defined in Part 772 of the EAR;
c. Adding a reference to ‘‘ISO 10618
(2004) 10.2.1 Method A’’ in the
Technical Note following paragraph
1C010.b.2 and removing a reference to
an example of a national equivalent tow
test ‘‘such as Japanese Industrial
Standard JIS–R–7601, Paragraph 6.6.2’’
to clarify how better to determine the
properties for materials described in
1C010.b;
d. Replacing the word ‘‘percent’’ with
the percent symbol in the Note to
1C010.c;
e. Re-indexing the sub-entries in the
Note to 1C010.c to conform to the WA
text;
f. Adding a comma and the phrase
‘‘having any of the following’’ in
1C010.d;
g. Adding a comma after ‘‘as follows’’
and adding the phrase ‘‘having all of the
following’’ in 1C010.e;
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h. Removing the word ‘‘With’’ in
1C010.e.2.a and e.2.b, because it was
superfluous; and
i. Adding single quotes around the
term ‘glass transition temperature (Tg)’
in 1C010.e and Notes in multiple
locations to indicate that this term is
defined within this ECCN entry.
ECCN 1C018 is amended by:
a. Adding a Related Control Note #8
to reference ECCN 1A008 for shaped
charges, detonating cord, and cutters
and severing tools, so the public will
know to where these items were moved;
b. Adding a Related Control Note #9
to read ‘‘See ECCN 1E001 for the
‘‘development’’ or ‘‘production’’
‘‘technology’’ for the commodities
controlled by ECCN 1C018, but not
explosives or energetic materials that
are under the jurisdiction of U.S.
Department of State, Directorate of
Defense Trade Controls.’’
c. Removing and reserving paragraphs
1C018.a and .i, because these items are
now controlled under the newly created
ECCN 1A008, as well as adding a
reference to ECCN 1A008 in the Related
Controls paragraph of the List of Items
Controlled section;
d. Revising paragraph 1C018.b to
remove the words ‘‘Detonating cord or’’,
because this item was moved to
ECCN1A008.
ECCN 1D003 is amended by adding a
reference to the Heading for the newly
added paragraph 1A004.d, to add
controls over software specially
designed or modified to enable
electronic equipment designed for
automatically detecting or identifying
the presence of ‘‘explosives’’. RS
controls are also being added to this
software, because of the utility in
conventional weapons.
ECCN 1E001 is amended by:
a. Revising the reference to 1A006 to
read 1A006.b in the Heading and in the
NS Column 1 control paragraph, to
focus the technology control to the
development or production of
‘disruptors’;
b. Adding 1A008 to the Heading and
to the NS Column 1 control paragraph,
because 1E001 applies to all 1A ECCNs
controlled for NS reasons;
c. Removing 1C992 from the list of
ECCNs not controlled by 1E001, because
the technology used to develop and
produce 1C018 is the same as that used
to develop and produce 1C992
commodities;
d. Adding ‘‘RS’’ to the Reasons for
Control paragraph; and
e. Adding RS Column 2 controls for
technology for the development,
production, or use of 1A004.d to
maintain RS controls formerly imposed
under ECCN 2E983;
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f. Adding 1A008 to the NS:1 controls;
ECCN 1E002 is amended by:
a. Removing a comma in the Heading
to correct the punctuation, as a TFEI
revision;
b. Removing the word
‘‘characteristics’’ from 1E002.c.1
because it was unnecessary, as part of
the TFEI revisions;
c. Revising paragraphs c.1.b, c.1.b.1,
and c.1.b.2 to clarify the text as part of
the TFEI revisions;
d. Replacing the period with a semicolon at the end of 1E002.f to fix the
punctuation as part of the TFEI
revisions;
e. Adding single quotes around the
term ‘libraries’ in paragraph 1E002.g
because it is a term defined in the
Technical Note that follows that
paragraph;
f. Adding a reference in 1E002.g to
1A004.d to control ‘libraries’ related to
electronic equipment designed for
automatically detecting or identifying
the presence of ‘‘explosives’’; and
g. Removing the words ‘‘the term’’ in
the Technical Note following paragraph
1E002.g, because these words were
unnecessary in the sentence.
An Annex ‘‘List of Explosives (see
ECCNs 1A004 and 1A008)’’ is added to
the end of Category 1 in order to clarify
the controls in ECCNs 1A004 and
1A008.
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Category 2 Materials Processing
ECCN 2A983 is amended by removing
and reserving paragraph b in the Items
paragraph of the List of Items
Controlled, because this type of
explosive detection equipment is now
controlled for national security reasons
under ECCN 1A004 and the technology
is controlled for regional stability
reasons under 1E001.d.
Category 3 Electronics
Category 3 is amended by removing
the last sentence in the Nota Bene
which appears at the beginning of
Category 3 and states ‘‘If the integrated
circuit is a silicon-based
‘‘microcomputer microcircuit’’ or
microcontroller microcircuit described
in 3A001.a.3 having an operand (data)
word length of 8 bit or less, the status
of the integrated circuit is determined in
3A001.a.3’’, because in 2005 the
Wassenaar Arrangement removed
microcircuits manufactured from a
silicon based semiconductor from
3A001.a.3.
ECCN 3A001 is amended by:
a. Revising the License Exception GBS
eligibility paragraph to add newly
controlled 3A001.b.10 (oscillators or
oscillator assemblies) and 3A001.h
(solid-state power semiconductor
switches, diodes, or ‘modules’).
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a.1. Adding dashes in front of each of
the listed items in Note 2 after 3A001.a
to be consistent with WA text.
b. Revising the control parameters for
‘field programmable logic devices’ in
3A001.a.7, by replacing 3A001.a.7.a
through a.7.c with new paragraphs
3A001.a.7.a and 3A001.a.7.b. The
parameters for field programmable logic
devices were confusing, difficult to
apply, and dated. The new control
parameters are clearer and take into
account advances in technology.
c. Adding Technical Note 2 after
3A001.a.7.b to help people better
understand the scope of this entry.
d. Revising the parameters for
3A001.a.10 (Custom integrated circuits
for which the function is unknown, or
the control status of the equipment in
which the integrated circuits will be
used is unknown to the manufacturer)
from more than ‘‘1,000 terminals’’ to
‘‘1,500 terminals’’ in 3A001.a.10.a, and
from a typical ‘‘basic gate propagation
delay time’’ of less than ‘‘0.1 ns’’ to
‘‘0.02 ns’’ in 3A001.a.10.b. The
threshold for the number of terminals
for custom integrated circuits is
increased to 1,500, because integrated
circuits with more than 1,000 terminals
are losing controllability, and more
terminals are needed for civil use
integrated circuits.
e. Revising the average output power
density parameter for microwave power
amplifiers in 3A001.b.8.b to read
‘‘average output power to mass ratio’’ in
order to avoid any confusion with the
parameter for antenna output, because,
in the case of RF transmission, power
density is normally expressed in terms
of Watts per unit area (W/m2) and
usually applies to antenna output.
e.1. Removing a comma after (MPM)
to correct the punctuation in 3A001.b.9;
f. Adding a new paragraph
3A001.b.10 to control oscillators or
oscillator assemblies and a new
Technical Note to clarify calculations
involving operating frequency. This new
control concerns the enhanced control
of equipment for generating low phase
noise signals, i.e., synthesized frequency
generators, stable oscillators and stable
oscillator assemblies. Low phase noise
performance is especially important for
search radar systems, as it determines
the ultimate capability of the radar to
detect low radar cross-section platforms
in the presence of clutter, which is
especially useful for military
applications. The stable oscillator sets
the baseline noise performance of these
systems. Commercial applications for
low phase noise oscillators include
digital radio using Quadrature
Amplitude Modulation (QAM), lowjitter communications, photonic-based
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communications and low-cost reference
oscillators for accurate phase
measurements. Low phase noise test
equipment is commonly used for the
research development and evaluation of
modern wireless communication
applications including cellular phones,
commercial satellites and local area
networks (LANs).
g. Removing the parenthetical phrase
‘‘(i.e., ‘signal processing’ devices
employing elastic waves in materials)’’
from 3A001.c.1 and c.2, because this
example caused more confusion than
clarity.
h. Adding single quotes around the
term ‘frequency side-lobe rejection’ in
3A001.c.1.b.1 and c.1.c.3 to indicate
that this is a defined term in the entry
and adding a Technical Note below
3A001.c.1.c.3 to define the term.
i. Revising the ‘frequency side-lobe
rejection’ parameter from ‘‘55 dB’’ to
‘‘65 dB’’ in 3A001.c.1.b.1 and c.1.c.3
because of technological advances.
j. Revising the frequency parameter
for bulk (volume) acoustic wave devices
in 3A001.c.2 from ‘‘2.5 GHz’’ to ‘‘6
GHz’’ because of technological
advances.
k. Adding a Note after 3A001.c.3 to
exclude acoustic wave devices that are
limited to a single band pass, low pass,
high pass or notch filtering, or
resonating function from 3A001.c
control;
l. Revise the text ‘‘‘Cells’ and
photovoltaic arrays as follows:’’ to read
‘‘’Cells’ as follows:’’ in 3A001.e.1 to
correct an error in the rule published on
October 14, 2008 (73 FR 60910) when
photovoltaic arrays were removed from
this paragraph;
l.1. Adding single quotes around the
term ‘secondary cells’ to indicate that
this term is defined in this entry.
m. Replacing the period with a semicolon in 3A001.e.4 to correct the
punctuation as part of the TFEI
revisions.
n. Revising the parameters for rotary
input type absolute position encoders in
3A001.f by removing the two
subparagraphs 3A001.f.1 and f.2 and
replacing the accuracy of ‘‘better than ±
2.5 seconds of arc’’ with ‘‘equal to or
less (i.e., better) than ± 1.0 second of
arc’’ because of technological advances.
n.1. Replacing a period with a semicolon after 3A001.g.2.b to correct
punctuation for the addition of 3A001.h.
o. Adding a new paragraph 3A001.h
to control solid-state power
semiconductor switches, diodes, and
‘modules’, as well as a Technical Note
to define ‘modules’. Several Notes are
also added: Note 1 to explain repetitive
peak off-state voltage; Note 2 to provide
the scope (parameters) of 3A001.h; and
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Note 3 to explain that 3A001.h does not
apply to switches, diodes, or ’modules’
incorporated into equipment designed
for civil automobile, civil railway, or
‘‘civil aircraft’’ applications. This new
control for solid-state power
semiconductor switches is added,
because for military applications such
as combat vehicles, even a small
improvement in the maximum junction
temperature of switches can have a big
impact on reducing heat exchanger
volume and weight—thus permitting the
power converter to operate at a higher
frequency, resulting in reduced power
converter volume.
ECCN 3A002 is amended by:
a. Removing a comma in 3A002.a.6 to
correct the punctuation;
a.1. Making a technical correction to
the switching time control from ‘‘10 ns’’
to ‘‘312 ps’’ to correlate this control to
the carrier frequency points and
bandwidths referenced in 3A002.d.3;
and
b. Adding a minimum synthesized
frequency parameter of 3.2 GHz for
synthesized signal generators in
3A002.d.4, as well as increasing (i.e.,
tightening) the phase noise control
threshold in frequency regimes of
greatest concern to the military, while
leaving most commercial instruments
uncontrolled. Also, by adding a
Technical Note for 3A002.d.4 to explain
what the ‘‘F’’ is in the parameter.
3B001 is amended by:
a. Adding a new Note after 3B001.a.1
to explain that 3B001.a.1 includes
atomic layer epitaxy equipment; and
b. Replacing the word ‘‘and’’ with a
comma to correct the grammar in
3B001.f.3.
Category 4 Computers
ECCN 4D001 is amended by:
a. Revising the Heading to harmonize
with the Wassenaar Arrangement list;
b. Revising the Adjusted Peak
Performance (APP) parameter in the
License Exception TSR paragraph from
0.1 Weighted TeraFLOPS (WT) to 0.5
WT to harmonize with the increase in
the APP control threshold and in
consideration of technological advances;
c. Adding the phrase ‘‘equipment as
follows’’ to the end of 4D001.b to clarify
this sentence, as part of the TFEI
revisions; and
d. Revising the APP parameter from
‘‘0.04 WT’’ to ‘‘0.10 WT’’ in 4D001.b.1,
because processor technology is
expected to continue to advance while
transistors continue to shrink in size.
The control level for software and
technology is adjusted to 0.10 WT in
consideration of the processors that are
available in 2009.
ECCN 4D003 is amended by:
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a. Revising the Heading by making the
former 4D003.c the Heading, because
4D003.c is the only paragraph left in the
entry;
b. Revising the License Exception TSR
paragraph to replace the existing text
‘‘Yes, except 4D003.c’’ with ‘‘N/A’’,
because 4D003.c is now the Heading;
c. Revising the Related Controls
paragraph to direct the reader to
Category 5, Part 2, regarding the
treatment of information security;
d. Deleting 4D003.a (Operating system
‘‘software’’, ‘‘software’’ development
tools and compilers specially designed
for ‘‘multi-data-stream processing’’
equipment, in ‘‘source code’’), because
nearly all hardware now includes
support for ‘‘multi-data-stream
processing’’ and a huge array of software
available in ‘‘source code’’ is readily
available throughout the world and on
the internet; and
e. Removing paragraph 4D003.c and
moving this control parameter to the
Heading, because it’s the only paragraph
left in this entry.
WA agreed to remove the definition
for ‘‘multi-data stream processing’’ from
the WA definitions, because WA agreed
to remove 4D003.a which was the only
place where the term was used on the
WA list. However, the term is still used
on the CCL in ECCN 4E993, a unilateral
entry, and therefore, this rule does not
remove the term ‘‘multi-data-stream
processing’’ from Part 772 of the EAR.
ECCN 4E001 is amended by:
a. Revising the Heading by making
editorial revisions as part of the TFEI
revisions;
b. Revising the License Exception TSR
paragraph by revising the APP threshold
from ‘‘0.1 WT’’ to ‘‘0.5 WT’’ to
harmonize with the increase in the APP
control threshold and in consideration
of technological advances;
c. Adding the phrase ‘‘equipment as
follows’’ to the end of 4E001.b to clarify
this sentence, as part of the TFEI
revisions; and
d. Revising the APP parameter from
‘‘0.04 WT’’ to ‘‘0.10 WT’’ in 4E001.b.1,
because processor technology is
expected to continue to advance while
transistors continue to shrink in size.
The control level for software and
technology is adjusted to 0.10 WT in
consideration of the processors
currently available.
Category 5, Part I
Telecommunications
ECCN 5A001 is amended by:
a. Revising the NS Column 2 control
paragraph to add 5A001.h, which is a
newly added control for electronic
equipment designed or modified to
prematurely activate or prevent the
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initiation of Radio Controlled
Improvised Explosive Devices (RCIED);
b. Revising the License Exception LVS
paragraph to add eligibility for 5A001.h
at the $5,000 limit to accommodate low
value shipments to countries listed in
Country Group B;
c. Revising 5A001.f, f.1, and f.2 by
making editorial revisions as part of the
TFEI revisions;
d. Adding a new parameter paragraph
5A001.f.3, regarding jamming
equipment, to ensure that telephony
systems cannot be disrupted by
undesirable elements and organizations;
e. Replacing the reference to the
‘‘Munitions List’’ with the equivalent
U.S. regulations ‘‘International Traffic in
Arms Regulations (ITAR) (22 CFR Parts
120–130)’’ in the Nota Bene following
5A001.f.3;
f. Removing a period from ‘‘5A001.g.’’
to read ‘‘5A001.g’’ in the Note after
5A001.g to correction the punctuation;
and
g. Adding a new control paragraph
5A001.h to control electronic equipment
designed or modified to prematurely
activate or prevent the initiation of
Radio Controlled Improvised Explosive
Devices as part of the multilateral effort
to stem terrorist activities.
h. Adding a Nota Bene after paragraph
5A001.h to reference the ITAR, because
some specific equipment classified
under 5A001.h may be under the
jurisdiction of the Directorate of Defense
Trade Control, Department of State.
ECCN 5B001 is amended by:
a. Revising the Heading to add
clarifying text to more accurately
describe the scope of this entry as part
of the TFEI revisions.
b. Removing reference to ECCNs
5D001 and 5E001 from 5B001.a to
remove the ambiguity of the reference.
c. Adding a comma to 5B001.a to
clarify the text as part of the TFEI
revisions;
d. Removing a period from ‘‘5B001.a.’’
to read ‘‘5B001.a’’ in the Note after
5B001.a to correct the punctuation.
e. Adding text that limits the scope of
parameter in 5B001.b.2.b to clarify that
this paragraph does not control
equipment for development of optical
amplification using praseodymiumdoped fibers, and that this control is
limited to equipment for development
of praseodymium-doped fibers. The
control language of 5B001.b.2 is nearly
identical to that of 5E001.c.2, which
indicates that these two sections were
intended to be harmonized.
Nevertheless, the scope of control of
optical amplification in 5B001.b.2.b (all
optical amplification) is much broader
than the corresponding scope of control
in 5E001.c.2.b (limited to optical
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amplification using praseodymiumdoped fluoride fiber amplifiers
(PDFFA)).
f. Capitalizing the words ‘‘QuadratureAmplitude-Modulation’’ in 5B001.b.4
because it is followed by an acronym, as
part of the TFEI revisions.
ECCN 5D001 is amended by;
a. Revising the Heading to make
editorial revisions as part of the TFEI
revisions;
b. Adding a comma after ‘‘equipment’’
and removing a comma and replacing
the period with a semi-colon in 5D001.a
to correct the punctuation as part of the
TFEI revisions;
c. Removing the reference to 5B001 in
5D001.a because the intent was to refer
to 5A001 only;
d. Replacing a period with a semicolon in 5D001.b and .c to correct the
punctuation, as part of the TFEI
revisions;
e. Adding a comma to the number
1750 in 5D001.d.2.a to correct the
punctuation, as part of the TFEI
revisions; and
f. Capitalizing Quadrature-AmplitudeModulation in 5D001.d.4 because it is
followed by an acronym, as part of the
TFEI revisions.
ECCN 5E001 is amended by:
a. Removing a comma in the Heading
to correct the punctuation as part of the
TFEI revisions.
b. Making editorial revisions in
5E001.a, including removing the
reference to ECCN 5B001 and revising
the reference to 5D001 to read 5D001.a,
to focus the ECCN on control, as part of
the TFEI revisions.
c. Revising ‘‘technologies’’ to read
‘‘technology’’ and removing a comma in
5E001.b to correct the sentence as part
of the TFEI revisions.
d. Replacing the period with a semicolon in 5E001.b.4 to correct the
punctuation as part of the TFEI
revisions.
e. Removed the phrase
‘‘telecommunication transmission or
switching equipment, functions or
features’’ in 5E001.c because it was
unnecessary, as part of the TFEI
revisions.
f. Capitalized ‘‘Praseodymium-Doped
Fluoride Fiber Amplifiers’’ in
5E001.c.2.b, because it is followed by an
acronym, as part of the TFEI revisions.
g. Replacing the control parameter
‘‘exceeding 8 optical carriers in a single
optical window’’ with ‘‘of optical
carriers at less than 100 GHz spacing’’
for equipment employing a ‘‘laser’’ in
5E001.c.2.d. ‘‘The number of optical
carriers in a single window’’ is not
technically adequate in specifying such
equipment because the size of ‘‘a single
window’’ (equal to the range of
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wavelength) is not always the same.
Therefore, ‘‘spacing’’ in GHz was
adopted as the parameter for defining
this technology.
h. Adding a Nota Bene to reference
Product Group E of Category 6 for
‘‘technology’’ for the ‘‘development’’ or
‘‘production’’ of nontelecommunications equipment
employing a ‘‘laser’’.
i. Capitalizing the words ‘‘AmplitudeModulation’’ in 5E001.c.4.a because it is
followed by an acronym, as part of the
TFEI revisions.
j. Making minor changes to
5E001.c.4.c (removing the word ‘‘or’’
from the end of that clause) and c.5
(inserting the word ‘‘or’’ at the end of
that clause), as a result of adding a new
paragraph 5E001.c.6 to control
‘‘technology’’ according to the General
Technology Note for the ‘‘development’’
or ‘‘production’’ of mobile equipment.
Until recently, component technology
and related communications technology
have been the major obstacles in
developing practical, wideband UV
communications systems. However,
component technology has recently
advanced. Ultraviolet communications
systems technology provides a means of
highly covert, non-line-of-sight (NLOS)
communications and Ethernet-speed
wireless digital communications which
are of strategic interest and concern.
k. Adding two new paragraphs
5E001.d and .e to control ‘‘technology’’
according to the General Technology
Note for the ‘‘development’’ or
‘‘production’’ of Microwave Monolithic
Integrated Circuit (MMIC) power
amplifiers specially designed for
telecommunications, and electronic
devices and circuits containing
components manufactured from
‘‘superconductive’’ materials, specially
designed for telecommunications. The
aim of these new controls is to clarify
the status of technology for the
development or production of two
classes of components, MMIC power
amplifiers and superconductor devices.
If the devices are not specially designed
for telecommunications and specified in
Category 3, the corresponding
technology for their development or
production is controlled by reference in
Category 3, Group E. Category 5, Part 1
did not specify MMIC power amplifiers
or superconductor devices (such as
high-Q superconductor filter, used in
wireless systems). As such, the
controllability of the technologies was
in question even where the technologies
exceeded Category 3 control thresholds
and were the same technologies for the
more generally designed Category 3
devices. Adding the new control
paragraphs to 5E001 clarifies the control
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status of these technologies when
specially designed for
telecommunications devices.
Category 5, Part 2
Security’’
‘‘Information
ECCN 5A002 is amended by:
a. Making editorial changes to the
Note at the beginning of the Items
paragraph of the List of Items Controlled
section by removing the parenthesis
around paragraph letters ‘a’ through ‘g’
to make the entry consistent with other
ECCN entries as part of the TFEI
revisions.
b. Revising the Note at the beginning
of the Items paragraph of the List of
Items Controlled section by adding a
new paragraph ‘h’ to release from 5A002
control equipment specially designed
for the servicing of portable or mobile
radiotelephones and similar client
wireless devices that meet all the
provisions of the Cryptography Note, as
well as other listed parameters. The
mass-marketed mobile devices include
several kinds of product security
features, both in hardware and
‘‘software’’. The product security
features require service equipment
capable of having a coded signal with
the mobile devices being serviced. The
equipment to be decontrolled includes
test devices, ‘‘software’’ update devices
and related accessories.
c. Revising the Note at the beginning
of the Items paragraph of the List of
Items Controlled section by adding a
new paragraph ‘i’ to exclude from
control certain short-range wireless
products (i.e., for personal area
networks) with an operating range not
exceeding 30 meters. The rationale for
adding a new Note ‘i’ is that wireless
personal area networking products are
not of strategic concern due to their
distance limitation and predominant
civil use in applications such as home
entertainment systems, peripherals for
laptops and personal computers, cell
phone headsets, iPod headphones and
home/business/industrial automation. A
limitation of 30 meters is the typical
range of such equipment according to
the manufacturers’ specifications. This
equipment is manufactured worldwide.
The key element of this proposal is that
wireless personal area networking
equipment and components are based
on limited short-range wireless
technologies. The primary examples
currently are Bluetooth (IEEE 802.15.1),
Wibree (ultra low power Bluetooth) and
ZigBee (IEEE 802.15.4). This new Note
‘i’ does not decontrol wireless local area
networks, such as those based on the
WiFi standard (IEEE 802.11), which
operate over greater distances and
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encrypt data for transmission across
networks such as the Internet.
d. Adding a new paragraph 5A002.a.7
to control non-cryptographic
information and communications
technology (ICT) security systems and
devices meeting certain criteria. Highly
secure ICT systems and devices are used
in various military, government and
commercial businesses, especially for
connecting and/or segregating networks
with different levels of information
sensitivity. The recent improvements to
high assurance technology (e.g.,
development of secure kernels) means
that it is now very easy to build high
assurance ICT security products without
‘military-grade’ security components.
ECCN 5B002 is amended by:
a. Revising the Heading by making
editorial changes, as part of the TFEI
revisions; and
b. Revising 5B002.a and .b to remove
circular references.
ECCN 5D002 is amended by:
a. Revising the Heading to make
clarifying changes as part of the TFEI
revisions;
b. Revising 5D002.a and c.1 to remove
circular references and focus the ECCN
on the control.
c. Replacing periods with semi-colons
in 5D002.a and b as part of the TFEI
revisions.
ECCN 5E002 is amended by revising
the reference ‘‘5D002’’ to read ‘‘5D002.a
or 5D002.c’’ in the Heading, as well as
the EI control paragraph and the License
Requirement Note of the License
Requirement section, to focus the ECCN
on control.
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Category 6
Sensors
ECCN 6A001 is amended by:
a. Revising the License Exception LVS
eligibility paragraph to add eligibility
for 6A001.c (Diver deterrent acoustic
systems) at a $5,000 limit.
b. Revising the License Exception
GBS and CIV eligibility paragraphs to
add eligibility for 6A001.c, because this
is basically an anti-terrorism device and
the concern here is in regards to the
export or reexport of the device to E:1
countries;
b.1. In the Note that follows
6A001.a.1, adding the phrase
‘‘equipment as follows’’ to conform to
the WA text;
c. Replacing the period with a semicolon at the end of 6A001.b, because of
the addition of paragraph 6A001.c; and
d. Adding a new paragraph 6A001.c
and two Notes to control diver deterrent
acoustic systems to reduce the threat of
attacks on ports, harbors, offshore
platforms, shipping and coastal
facilities.
ECCN 6A004 is amended by:
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a. Revising the Heading to better
represent the scope of this entry, as part
of the TFEI revisions;
b. Removing a comma from 6A004.a
to correct the punctuation, as part of the
TFEI revisions;
c. Replacing the word ‘‘lambda’’ with
the scientific symbol for lambda ‘‘λ’’ in
two places in 6A004.a.4, as part of the
TFEI revisions;
d. Replacing the period with a semicolon in 6A004.b.2, c.4, and d.4 to
correct the punctuation, as part of the
TFEI revisions;
e. Adding the word ‘‘components’’ to
6A004.c.1 and c.4 to add consistency to
the list of components in 6A004.c, as
part of the TFEI revisions;
e.1. Adding the word ‘‘raw’’ to the
beginning of 6A004.c.2 and adding the
word ‘‘processed’’ in front of the second
‘‘substrates’’ to conform with Wassenaar
text;
e.2. Removing a superfluous comma
in 6A004.d to correct the punctuation;
f. Adding the word ‘‘equipment’’ to
6A004.d.1 and d.2 to add consistency to
the list of equipment in 6A004.d, as part
of the TFEI revisions;
g. Removing the word
‘‘characteristics’’ from 6A004.e because
it was unnecessary, as part of the TFEI
revisions;
h. Removing unnecessary words from
6A004.e.1, e.2, and e.3 to make the
parameters more concise, as part of the
TFEI revisions;
i. Replacing the semi-colon with a
period to correct the punctuation in
6A004.e.3 as this is the last
subparagraph of 6A004, as part of the
TFEI revisions;
j. Adding single quotes around
‘aspheric optical elements’ in the Note
for 6A004.e, as part of the TFEI
revisions;
k. Removing unnecessary words from
the Note for 6A004.e to make the Note
more concise, as part of the TFEI
revisions.
ECCN 6A005 is amended by:
a. Replacing the word ‘‘in’’ with ‘‘by’’
to correct the preposition in Note 2 at
the beginning of the Items paragraph
and in 6A005.d, as part of the TFEI
revisions;
b. Replacing the words ‘‘the
following’’ with ‘‘as follows’’ for
consistency in text typically used in the
Wassenaar List, as part of the TFEI
revisions;
c. Removing a comma in 6A005.a, b,
b.6.b, c, d, d.1, d.1.a, d.1.a.2, d.1.b,
d.1.b.2, d.1.c, d.4, d.5, d.5.c, e, f, to
correct the punctuation, as part of the
TFEI revisions;
d. Removing unnecessary words, such
as ‘‘A’’, ‘‘An’’, ‘‘having’’, ‘‘having an’’, or
‘‘with an’’ in nearly every paragraph in
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the Items paragraph of the List of Items
Controlled section, and in some cases
replacing the words ‘‘having an’’ with
the word ‘‘and’’;
e. Replacing the double quotes with
single quotes around the term ‘Wallplug efficiency’ in 6A005.a.6.a.1 and
a.6.b.1, because the term is defined in
the Related Definition section of 6A005;
f. Replacing the period with a semicolon in 6A005.a.8, d.1.b.3, d.1.c.3, and
d.1.d to correct the punctuation, as part
of the TFEI revisions;
g. Adding the words ‘‘equal to or’’ in
6A005.b.6.b to correct a minor oversight
in the established controls, leading to a
loophole for a certain type of laser with
a pulse duration of 1 ns;
h. Adding commas to 6A005.c.2.,
d.1.c.1, d.1.c.2, d.1.c.3, e.2 and f.3, to
correct the punctuation and clarify the
paragraphs, as part of the TFEI
revisions;
i. Adding single quotes around the
terms ‘array’ and ‘array stacks’ in
6A005.d.1.d and in the Technical Note
following this paragraph to indicate that
the terms are defined in the Technical
Note below paragraph 6A004.d.1.d, as
well as removing the phrase ‘‘that is’’
and replacing the word ‘‘under’’ with
‘‘by’’ to conform to the WA text;
j. Replacing double quotes with single
quotes around the term ‘non-repetitive
pulsed’ in 6A005.d.6 and the Note
following 6A005.d.6.b to indicate that
the term is defined in this Note, as part
of the TFEI revisions;
k. Adding single quotes around the
term ‘active cooling’ in 6A005.e.1 and
the Technical Note following this
paragraph to indicate that the term is
defined in this Technical Note;
l. Replacing the word ‘‘lambda’’ with
the scientific symbol ‘‘λ’’, in 6A005.f.3
as part of the TFEI revisions.
ECCN 6A006 is amended by:
a. Deleting the extra ‘‘and’’ in the
Heading to correct the sentence, as part
of the TFEI revisions;
b. Replacing the term ‘‘noise level
(sensitivity)’’ with the term ‘sensitivity’
in the License Exception LVS eligibility
paragraph, and in the following
subparagraphs 6A006.a.1.a, a.1.b, a.2,
a.3, a.4, a.5, b, c.2., and c.3 because this
term was condensed and defined in the
Technical Note after 6A006.d as a term
more commonly used by manufacturers;
c. Adding double quotes around the
term ‘‘Magnetometers’’ in 6A006.a.1,
a.2, a.3, because this term is defined in
Part 772 of the EAR;
d. Removing the word
‘‘characteristics’’ from 6A006.a.1
because it is unnecessary, as part of the
TFEI revisions;
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e. Adding the modifier ‘‘at a
frequency of 1 Hz’’ to 6A006.a.2 to
clarify the parameter;
f. Replacing the period with a semicolon in 6A006.b to correct the
punctuation, as part of the TFEI
revisions;
g. Replacing the capitalization with
lower case letters in ‘‘underwater
electric field sensors’’ of 6A006.d to
correct the grammar, as part of the TFEI
revisions;
h. Adding a Technical Note after
6A006.d to define the term ‘sensitivity’,
because this term is used throughout
6A006 and is a more common term used
by manufacturers than ‘‘noise level’’.
i. Adding parentheses around ‘‘rms’’
wherever it appears in 6A006 to
conform to WA text.
ECCN 6A008 is amended by:
a. Removing the unnecessary word
‘‘characteristics’’ from the Heading to
make it more concise, as part of the
TFEI revisions;
b. Replacing the alphabetic bullets
with dashes to simplify the list in the
Note at the beginning of the items
paragraph, as part of the TFEI revisions;
c. Removing the words ‘‘Having a’’
from 6A008.b to remove the redundant
wording that also appears in the
Heading, as part of the TFEI revisions;
d. Adding the word ‘‘and’’ to correct
the grammar and clarify the sentence in
6A008.h, as part of the TFEI revisions;
e. Replacing the phrase ‘‘provided
that all the following conditions are
met’’ with the more commonly used
‘‘and having all of the following’’ in
6A008.i, Note b to bring consistency and
clarity, as part of the TFEI revisions;
f. Removing unnecessary words from
the Note following 6A008.i to provide
more concise wording, as part of the
TFEI revisions;
g. Replacing a comma with ‘‘and’’ in
6A008.j to correct the grammar, as part
of the TFEI revisions;
h. Moving the ‘‘or’’ from 6A008.j.1 to
6A008.j.2 because of the addition of
new paragraph 6A008.j.3;
i. Adding a new paragraph 6A008.j.3
and 3 new Notes to control ‘‘laser’’ radar
or Light Detection and Ranging
equipment for airborne bathymetric
littoral surveys (surveys of shores for
troop deployment); and
j. Replacing the word ‘‘with’’ with
‘‘and having’’ in 6A008.k and .l to
clarify the sentence and use more
commonly used text, as part of the TFEI
revisions.
ECCN 6A996 is amended by:
a. Replacing the words ‘‘noise level
(sensitivity)’’ with ‘sensitivity’ in
6A996.a, because it is the more
commonly used term to describe this
parameter.
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b. Adding a Technical Note after
paragraph 6A996.a to define the term
‘sensitivity’.
c. Adding parenthese around the term
‘‘rms’’ in 9A996.a.
ECCN 6D003 is amended by:
a. Deleting a comma in the Heading to
correct the punctuation.
b. Making RS controls applicable to
paragraph ‘c’ in the Reasons for Control
paragraph under the License
Requirements section.
c. Adding section headings, such as
‘‘Acoustics’’, throughout the Items
paragraph to assist the reader.
d. Replacing a period with a semicolon to correct the punctuation in
6D003.a.4, as part of the TFEI revisions.
e. Adding a new paragraph 6D003.c to
control software designed or modified
for cameras incorporating ‘‘focal plane
arrays’’ specified by 6A002.a.3.f and
designed or modified to remove a frame
rate restriction and allow the camera to
exceed the frame rate specified in
6A003.b.4 Note 3.a. With the addition of
this paragraph, a license is now required
to export or reexport the software that
would give an uncontrolled camera the
capability of a controlled camera.
f. Removing a comma to correct the
punctuation of 6D003.f and .h as part of
the TFEI revisions.
g. Adding the acronym ‘‘ATC’’ after
‘‘Air Traffic Control’’ in paragraph
6D003.h.1, as part of the TFEI revisions.
h. Replacing the word ‘‘which’’ with
‘‘and having all of the following’’ in
6D003.h.2 to use the more commonly
used text to introduce a list of
parameters, as part of the TFEI
revisions.
i. Removing superfluous words from
6D003.h.2.a, as part of the TFEI
revisions; and
j. Replacing double quotes with single
quotes around the term ‘average side
lobe level’ in 6A008.h.2.b and in the
Technical Note that follows, as part of
the TFEI revisions, to indicate that the
term is defined in the entry.
ECCN 6E993 is amended by:
a. Replacing the word ‘‘with’’ with
‘‘having all of the following’’ in 6E993.a
for consistency;
b. Removing superfluous words from
6E993.a.1 and a.2 to be more concise;
b.1. Replacing the word ‘‘lambda’’
with the scientific symbol and adding
parentheses around the term ‘‘rms’’ in
6E993.a.2 to harmonize with WA text.
b.2. Replacing the phrase ‘‘of less’’
with ‘‘lower (better)’’ and adding
parentheses around the term ‘‘rms’’ to
harmonize with Wassenaar text in
6E993.d.1 and d.2.
c. Replacing the term ‘‘noise level’’
with ‘sensitivity’ in 6E993.d.1 and d.2 to
use a more common manufacturing
term;
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d. Adding a Technical Note after
6E993. d.2 to define ‘sensitivity’.
Category 7 Navigation and Avionics
ECCN 7A003 is amended by:
a. Correcting the capitalization and
replacing the word ‘‘therefore’’ with ‘‘as
follows’’ in the Heading to be consistent
with typically used text, as part of the
TFEI revisions;
b. Deleting a comma and adding a
comma to correct the punctuation, and
removing the superfluous word
‘‘characteristics’’ in 7A003.a, as part of
the TFEI revisions;
c. Replacing a comma with the word
‘‘and’’ in 7A003.a and .b to correct
sentence structure and to clarify the
sentence, as part of the TFEI revisions;
d. Correcting the capitalization,
removing the superfluous word
‘‘characteristics’’ from 7A003.c, and
adding the word ‘‘and’’ to 7A003.c as
part of the TFEI revisions;
e. Adding parenthesis and removing
an extraneous space to add clarity to
7A003.c.1, as part of the TFEI revisions;
f. Removing a hyphen in 7A003.c.2 to
conform with WA text; and
g. Replacing the word ‘‘that’’ with
‘‘which’’ in Note 2 to 7A003 to conform
with WA text.
Category 8 Marine
ECCN 8A001 is amended by:
a. Removing a comma in 8A001.b to
correct the punctuation;
b. Adding single quotes around the
term ‘operate autonomously’ in
8A001.b.1 to indicate the term is
defined in the Technical Note following
8A001.b.3.b, as part of the TFEI
revisions;
c. Removing 8A001.b.3.a and b.3.d
and redesignating 8A001.b.3.b and
8A001.b.3.c as 8A001.b.3.a and
8A001.b.3.b respectively, as well as
adding the word ‘‘continuously’’ in the
new 8A001.b.3.a to meet new
technological and market developments;
d. Removing superfluous words in the
new 8A001.b.3.b, and the word ‘‘and’’;
e. Replacing the double quotes with
single quotes around the term ‘operate
autonomously’ in Technical Note 1 and
2 that follows 8A001.b.3.b, as part of the
TFEI revisions;
f. Replacing the double quotes with
single quotes around the term ‘range’ in
Technical Note 2 that follows
8A001.b.3.b, as part of the TFEI
revisions, as well as replacing the word
‘‘cover’’ with ‘operate autonomously’;
g. Replacing a comma with an ‘‘and’’
in 8A001.c to fix the grammar and add
clarity, as part of the TFEI revisions;
h. Removing superfluous words from
8A001.c.2, d.2, d.3, f.1, f.2, f.3, i.1, i.2
to be more concise, as part of the TFEI
revisions;
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i. Adding an ‘‘and’’ to clarify the
sentence in 8A001.e.2, as part of the
TFEI revisions;
j. Removing the superfluous word
‘‘characteristics’’ in 8A001.f, as part of
the TFEI revisions;
k. Replacing the word ‘‘tons’’ with
‘‘tonnes’’ in 8A001.i.1 and i.2, because
WA meant metric tonnes, which differs
from American tons in weight and to
conform with WA text;
l. Adding single quotes around the
term ‘small waterplane area vessel’ in
8A001.i.2 and in the Technical Note
that follows, to indicate that this is a
defined term in this entry, as part of the
TFEI revisions; and
m. Replacing the word ‘‘draught’’
with ‘‘draft’’ in the Technical Note after
8A001.i.2, to conform to the WA text.
ECCN 8A002 is amended by:
a. Adding the word ‘‘Marine’’ to the
Heading to be more descriptive, as part
of the TFEI revisions;
b. Adding ‘‘and’’ to 8A002.a to add
clarity as part of the TFEI revisions;
c. Replacing the word ‘‘in’’ with ‘‘by’’
and a period with a semi-colon in
8A002.a.4, as part of the TFEI revisions;
d. Replacing the words ‘‘The object of
this control’’ with ‘‘The objective of
8A002.a.4’’ in the Technical Note that
follows 8A002.a.4 to be more precise, as
part of the TFEI revisions;
e. Adding single quotes around the
term ‘syntactic foam’ in the Technical
Note after 8A002.a.4. to indicate that the
term is defined in the entry, as part of
the TFEI revisions;
f. Adding commas around the clause
‘‘using navigation data’’, removing the
word ‘‘and’’, and adding the phrase
‘‘and having any of the following’’ to
8A002.b for clarity, as part of the TFEI
revisions;
g. Deleting a comma to correct the
punctuation in 8A002.d as part of the
TFEI revisions;
h. Adding single quotes around the
term ‘limiting resolution’ in 8A002.d.1.a
and d.1.b to indicate that the term is
defined in the Technical Note that
follows 8A002.d.1.c.2, as part of the
TFEI revisions, as well as removing the
phrase ‘‘in television’’ to conform with
WA text;
i. Replacing the word ‘‘containing’’
with ‘‘and having’’ to clarify the
sentence, as part of the TFEI revisions;
j. Deleting a comma and replacing a
comma with ‘‘and’’ in 8A002.d.2 to
clarify the sentence, as part of the TFEI
revisions;
k. Replacing the word ‘‘having’’ with
‘‘with’’ and removing a superfluous
comma in 8A002.e to clarify the
sentence, as part of the TFEI revisions;
l. Moving the phrase ‘‘as follows’’ to
the end of 8A002.g to clarify the
sentence, as part of the TFEI revisions;
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m. Replacing the comma with ‘‘and’’
in 8A002.h, .i, o.1.e, o.2.d, and o.3.a to
clarify the sentence, as part of the TFEI
revisions;
n. Moving the word ‘‘composite’’ in
8A002.h.2 to clarify the sentence, as
part of the TFEI revisions;
o. Removing a comma in 8A002.i.2 to
correct the punctuation, as well as
adding single quotes around the term
‘freedom of movement’ to indicate that
this term is defined in the Technical
Note that follows 8A002.i.2;
p. Replacing the word ‘‘Note’’ with
‘‘Technical Note’’ to properly identify
the note that follows 8A002.i.2;
q. Removing the comma in 8A002.j,
j.2, j.4, o.1.e, o.2.c, and o.2.d to correct
the punctuation, as part of the TFEI
revisions;
r. Adding a comma in 8A002.j.1.a,
j.1.c, j.2.a, j.2.c, j.3.a, j.4.a, m, n, o.1.a,
o1.c, o.2, and o.2.a to correct the
punctuation, as part of the TFEI
revisions;
s. Replacing the words ‘‘specially
designed’’ with ‘‘having all of the
following’’ in 8A002.j.1.d and j.3.b to
clarify the sentence, as part of the TFEI
revisions;
t. Adding the words ‘‘specially
designed’’ in 8A002.j.1.d.1, j.1.d.2,
j.1.d.3, j.3.b.1, j.3.b.2, and j.3.b.3 to
clarify the sentences, as part of the TFEI
revisions;
u. Adding the word ‘‘and’’ in
8A002.j.3 to .l to clarify the sentence, as
part of the TFEI revisions;
v. Moving the phrase ‘‘as follows’’
within 8A002.o.1 to clarify the sentence,
as part of the TFEI revisions;
w. Replacing the word ‘‘tons’’ with
‘‘tonnes’’ in 8A002.o.3 to clarify that
American tons differ from metric tonnes
and to conform to WA text; and
x. Replacing a period with a semicolon in 8A002.p to correct the
punctuation, as part of the TFEI
revisions.
‘‘personal area network’’ (PAN) items
from paragraph (b)(4) to harmonize with
the addition of wireless PAN equipment
to the decontrol Note in ECCN 5A002.
These wireless PAN commodities and
‘‘software’’ are now classified under
ECCNs 5A992 and 5D992, respectively,
without any requirement for review or
qualification as ‘mass market’ products.
Category 9 Propulsion Systems, Space
Vehicles and Related Equipment
ECCN 9A012 is amended by:
a. Moving the period in the Heading
from before the parenthetical phrase
‘‘see List of Items Controlled’’ to after
the parenthetical phrase;
b. Revising 9A012.b.2 to reflect the
original intent to control the ‘‘associated
systems’’ that allow UAVs to achieve
the characteristics described in 9A012.a
(i.e., remote-controlled flight beyond
visual range and autonomous flight
capability); and
c. Adding a comma to 9A012.b.3 to
correct the punctuation.
Part 743
Part 740.17 ‘‘License Exception ENC’’
Section 740.17 ‘‘License Exception
ENC’’ is amended by removing wireless
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Part 742 Control Policy: CCL-Based
Controls
Regional Stability Controls
This rule revises section 742.6
‘‘Regional Stability’’ by amending the
paragraphs that list the ECCNs that are
controlled for RS Column 1 (RS:1) and
RS Column 2 (RS:2) to coincide with
changes to regional stability controls
made by this rule. This rule revises
§ 742.6(a)(1) to add 6D003.c, because
this software is related to commodities
that are controlled for RS reasons.
ECCN 1A004.d, 1D003 (software to
enable equipment to perform the
functions of equipment controlled by
1A004.d), 1E001 (technology for the
development, production, or use of
1A004.d) are added to § 742.6(a)(4)(i) in
order to maintain the RS:2 controls that
were applied to this equipment when it
was listed under ECCNs 2A983.b,
2D983, and 2E983.
‘‘Encryption Items’’
Section 742.15, regarding ‘‘Encryption
Items’’, is amended by removing
wireless ‘‘personal area network (PAN)’’
equipment from paragraphs (b)(3)(i) and
the entire entry for (b)(3)(ii) to
harmonize with the addition of wireless
PAN equipment to the decontrol Note in
ECCN 5A002. These wireless PAN
commodities and ‘‘software’’ are now
classified under ECCNs 5A992 and
5D992, respectively, without any
requirement for review or qualification
as ‘mass market’ products.
Special Reporting
3A002.g.2 is revised in three places to
read 3A002.g.1 in paragraph
743.1(c)(1)(iii) of the EAR, because in
2007 the WA moved the space qualified
parameter for atomic frequency
standards from paragraph 3A002.g.2 to
3A002.g.1 and in 2008 the WA
harmonized the Sensitive List with the
change made in 2007.
WA reporting requirements for
5B001.a, regarding software and
technology specially designed for the
development or production of
equipment, function, or features of
equipment, are removed by this rule.
The WA agreed to remove this software
and technology from the Wassenaar
Sensitive List, because, while the WA
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intended to control technology and
software for 5A001 equipment, the WA
did not intend to have ECCN 5B001 on
the Wassenaar Sensitive List. WA
reporting requirements are added for
6A006.c.1, magnetic gradiometers using
multiple magnetometers specified by
6A006.a.1 or 6A006.a.2 (with a
sensitivity lower (or better) than 2pT
rms per square root Hz).
This rule amends Note 2 of the Notes
to paragraph 743.1(c)(1)(vi) to
harmonize the text in the Note with
revisions made to 6A006.
Definitions in Part 772
Section 772.1 is amended by:
a. Adding a reference to Category 5,
Part 1, to the following terms:
‘‘electronically steerable phased array
antenna’’, and ‘‘local area network;’’
b. Removing the reference to Category
5 from the following terms: ‘‘Program’’
and ‘‘source code;’’
c. Revising the definitions for the
following terms: ‘‘Bias (accelerometer)’’
and ‘‘Personalized smart card;’’
d. Removing the term ‘‘Noise Level;’’
and
e. Adding the terms ‘‘Explosives’’,
‘‘Fusible’’, and ‘‘personal area network.’’
Since August 21, 2001, the Act has
been in lapse. However, the President,
through Executive Order 13222 of
August 17, 2001 (3 CFR, 2001 Comp.
783 (2002)), which has been extended
by successive Presidential Notices, the
most recent being that of August 13,
2009 (74 FR 41325 (August 14, 2009)),
has continued the Regulations in effect
under the International Emergency
Economic Powers Act (50 U.S.C. 1701–
1707).
jlentini on DSKJ8SOYB1PROD with RULES2
Saving Clause
Shipments of items removed from
license exception eligibility or eligibility
for export without a license as a result
of this regulatory action that were on
dock for loading, on lighter, laden
aboard an exporting carrier, or en route
aboard a carrier to a port of export, on
December 11, 2009, pursuant to actual
orders for export to a foreign
destination, may proceed to that
destination under the previous license
exception eligibility or without a license
so long as they have been exported from
the United States before February 9,
2010. Any such items not actually
exported before midnight, on February
9, 2010, require a license in accordance
with this regulation.
Rulemaking Requirements
1. This final rule has been determined
to be not significant for purposes of
Executive Order 12866.
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2. Notwithstanding any other
provision of law, no person is required
to respond to, nor shall any person be
subject to a penalty for failure to comply
with a collection of information subject
to the requirements of the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.) (PRA), unless that collection of
information displays a currently valid
Office of Management and Budget
(OMB) Control Number. This rule
involves two collections of information
subject to the PRA. One of the
collections has been approved by OMB
under control number 0694 0088,
‘‘Multi Purpose Application,’’ and
carries a burden hour estimate of 58
minutes for a manual or electronic
submission. The other of the collections
has been approved by OMB under
control number 0694 0106, ‘‘Reporting
and Recordkeeping Requirements under
the Wassenaar Arrangement,’’ and
carries a burden hour estimate of 21
minutes for a manual or electronic
submission. Send comments regarding
these burden estimates or any other
aspect of these collections of
information, including suggestions for
reducing the burden, to OMB Desk
Officer, New Executive Office Building,
Washington, DC 20503; and to Jasmeet
Seehra, OMB Desk Officer, by e-mail at
jseehra@omb.eop.gov or by fax to (202)
395–7285; and to the Office of
Administration, Bureau of Industry and
Security, Department of Commerce,
14th and Pennsylvania Avenue, NW.,
Room 6622, Washington, DC 20230.
3. This rule does not contain policies
with Federalism implications as that
term is defined under Executive Order
13132.
4. The provisions of the
Administrative Procedure Act (5 U.S.C.
553) requiring notice of proposed
rulemaking, the opportunity for public
participation, and a delay in effective
date, are inapplicable because this
regulation involves a military and
foreign affairs function of the United
States (5 U.S.C. 553(a)(1)). Further, no
other law requires that a notice of
proposed rulemaking and an
opportunity for public comment be
given for this final rule. Because a
notice of proposed rulemaking and an
opportunity for public comment are not
required to be given for this rule under
the Administrative Procedure Act or by
any other law, the analytical
requirements of the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.) are
not applicable. Therefore, this
regulation is issued in final form.
Although there is no formal comment
period, public comments on this
regulation are welcome on a continuing
basis. Comments should be submitted to
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Sharron Cook, Office of Exporter
Services, Bureau of Industry and
Security, Department of Commerce,
14th and Pennsylvania Ave., NW.,
Room 2705, Washington, DC 20230.
List of Subjects
15 CFR Part 740
Administrative practice and
procedure, Exports, Reporting and
recordkeeping requirements.
15 CFR Part 742
Exports, Terrorism.
15 CFR Part 743
Administrative practice and
procedure, Reporting and recordkeeping
requirements.
15 CFR Part 772
Exports.
15 CFR Part 774
Exports, Reporting and recordkeeping
requirements.
■ Accordingly, parts 740, 742, 743, 772
and 774 of the Export Administration
Regulations (15 CFR parts 730–774) are
amended as follows:
PART 740 [AMENDED]
1. The authority citations for part 740
continue to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 7201 et seq.;
E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp.,
p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of August 13, 2009, 74
FR 41325 (August 14, 2009).
2. Section 740.17 is amended by:
a. Revising the last sentence in
paragraph (b)(4)(i) to read as set forth
below; and
■ b. Removing and reserving paragraph
(b)(4)(iii).
■
■
§ 740.17 Encryption Commodities,
Software and Technology (ENC).
(b) * * *
(4) * * *
(i) * * * Certain items excluded from
review by this paragraph may also be
excluded from review under paragraph
(b)(4)(iv) of this section (commodities
and software that provide ‘‘ancillary
cryptography’’).
*
*
*
*
*
PART 742 [AMENDED]
3. The authority citations for part 742
continue to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 3201 et seq.;
42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; Sec 1503, Pub. L. 108–11, 117
Stat. 559; E.O. 12058, 43 FR 20947, 3 CFR,
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1978 Comp., p. 179; E.O. 12851, 58 FR 33181,
3 CFR, 1993 Comp., p. 608; E.O. 12938, 59
FR 59099, 3 CFR, 1994 Comp., p. 950; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Presidential Determination
2003–23 of May 7, 2003, 68 FR 26459, May
16, 2003; Notice of July 23, 2008, 73 FR
43603 (July 25, 2008); Notice of November
10, 2008, 73 FR 67097 (November 12, 2008).
4. Section 742.6 is amended by:
a. Adding ‘‘6D003.c’’ in numerical
order to paragraph (a)(1); and
■ b. Revising paragraph (a)(4)(i) to read
as follows:
■
■
§ 742.6
Regional Stability.
(a) * * *
(4) * * *
(i) License Requirements Applicable
to Most RS Column 2 Items. As
indicated in the CCL and in RS Column
2 of the Commerce Country Chart (see
Supplement No. 1 to Part 738 of the
EAR), a license is required to any
destination except Australia, Japan,
New Zealand, and countries in the
North Atlantic Treaty Organization
(NATO) for items described on the CCL
under ECCNs 0A918, 0E918, 1A004.d,
1D003 (software to enable equipment to
perform the functions of equipment
controlled by 1A004.d), 1E001
(technology for the development,
production, or use of 1A004.d), 2A983,
2D983, 2E983, 8A918, and for military
vehicles and certain commodities
(specially designed) used to
manufacture military equipment,
described on the CCL in ECCNs
0A018.c, 1B018.a, 2B018, 9A018.a and
.b, 9D018 (only software for the ‘‘use’’
of commodities in ECCN 9A018.a and
.b), and 9E018 (only technology for the
‘‘development’’, ‘‘production’’, or ‘‘use’’
of commodities in 9A018.a and .b).
*
*
*
*
*
■ 5. Section 742.15 is amended by:
■ a. Revising the last sentence in
paragraph (b)(3)(i) to read as set forth
below; and
■ b. Removing and reserving paragraph
(b)(3)(ii).
§ 742.15
Encryption items.
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*
*
*
*
*
(b) * * *
(3) * * *
(i) * * * Certain items excluded from
review by this paragraph may also be
excluded from review under paragraph
(b)(3)(iii) of this section (commodities
and software that provide ‘‘ancillary
cryptography’’).
*
*
*
*
*
PART 743—[AMENDED]
6. The authority citations for part 743
continue to read as follows:
■
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21:11 Dec 10, 2009
Jkt 220001
Authority: 50 U.S.C. app. 2401 et seq.;
Public Law 106–508; 50 U.S.C. 1701 et seq.;
E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp.,
p. 783; Notice of August 13, 2009 (74 FR
41325 (August 14, 2009))
7. Section 743.1 is amended by
revising paragraphs (c)(1)(iii), (c)(1)(v),
(c)(1)(vi) introductory text, and Note 2
of the Notes to (c)(1)(vi), to read as
follows:
■
§ 743.1
Wassenaar Arrangement.
*
*
*
*
*
(c) * * *
(1) * * *
(iii) Category 3: 3A002.g.1, 3B001.a.2,
3D001 for ‘‘development’’ or
‘‘production’’ of 3A002.g.1 or 3B001.a.2,
and 3E001 for ‘‘development’’ or
‘‘production’’ of 3A002.g.1 or 3B001.a.2;
*
*
*
*
*
(v) Category 5: 5A001.b.3; 5B001.a
(items specially designed for 5A001.b.3
and b.5); 5D001.a (specially designed for
the ‘‘development’’ or ‘‘production’’ of
equipment, function, or features in
5A001.b.3) and 5D001.b (specially
designed or modified to support
‘‘technology’’ under 5E001.a as
described in this paragraph); and
5E001.a (for the ‘‘development’’ or
‘‘production’’ of equipment, functions
or features specified by 5A001.b.3 or
‘‘software’’ in 5D001.a or 5D001.b as
described in this paragraph);
(vi) Category 6: 6A001.a.1.b (changing
10 kHz to 5 kHz and adding the text ‘‘or
a sound pressure level exceeding 224 dB
(reference 1 μPa at 1 m) for equipment
with an operating frequency in the band
from 5kHz to 10 kHz inclusive’’ to the
existing text in 6A001.a.1.b.1), and
6A001.a.2.d; 6A002.a.1.a, 6A002.a.1.b,
6A002.a.2.a (changing 350 uA/Im to 700
uA/Im in 6A002.a.2.a.3.a), 6A002.a.3,
6A002.b, 6A002.c (incorporating
6A002.a.2.a or 6A002.a.3 having
characteristics described in this
paragraph), 6A002.e; 6A003.b.3
(incorporating 6A002.a.2.a having
characteristics described in this
paragraph), 6A003.b.4 (incorporating
6A002.a.3 having characteristics
described in this paragraph); 6A004.c
and d; 6A006.a.1, 6A006.a.2 (having a
‘‘noise level’’ (sensitivity) lower (better)
than 2pT rms per square root Hz),
6A006.c.1, 6A006.d (certain items only;
see Note to this paragraph); 6A008.d, .h,
and .k; 6D001 (for 6A004.c and .d and
6A008.d, .h, and .k); 6E001 (for
equipment and software listed in this
paragraph); and 6E002 (for equipment
listed in this paragraph);
Notes to paragraph (c)(1)(vi):
*
*
*
*
*
Note 2: Reports for 6A006.d, are for
‘‘compensation systems’’ for the following:
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a. Magnetic sensors controlled in
6A006.a.2 using optically pumped or nuclear
precession (proton/Overhauser) ‘‘technology’’
that will permit these sensors to realize a
‘sensitivity’ lower (better) than 2 pT rms per
square root Hz.
b. Underwater electric field sensors
controlled in 6A006.b.
c. Magnetic gradiometers controlled in
6A006.c that will permit these sensors to
realize a ‘sensitivity’ lower (better) than 3 pT/
m rms per square root Hz.
*
*
*
*
*
PART 772—[AMENDED]
8. The authority citations for part 772
continue to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; E.O. 13222, 66 FR 44025,
3 CFR, 2001 Comp., p. 783; Notice of August
13, 2009 (74 FR 41325 (August 14, 2009)).
§ 772.1
[Amended]
9. Section 772.1 is amended by:
a. Removing the phrase ‘‘(Cat 6)’’ and
adding in its place ‘‘(Cat 6 and 5 Part 1)’’
in the term ‘‘Electronically steerable
phased array antenna’’;
■ b. Removing the phrase ‘‘(Cat 4)’’ and
adding in its place ‘‘(Cat 4 and 5 Part 1)’’
in the term ‘‘local area network’’;
■ c. Removing the phrase ‘‘(Cat 2, 4, 5,
and 6)’’ and adding in its place ‘‘(Cat 2,
4, and 6)’’ in the term ‘‘Program’’;
■ d. Removing the phrase ‘‘(Cat 4, 5, 6,
7, and 9)’’ and adding in its place ‘‘(Cat
4, 6, 7, and 9)’’ in the term ‘‘Source
code’’;
■ e. Revising the definitions for ’’ ‘‘Bias’’
(accelerometer)’’, ‘‘Personal area
network’’, and ‘‘Personalized smart
card’’;
■ f. Adding the terms ‘‘Explosives’’,
‘‘Fusible’’, to read as follows; and
■ g. Removing the term ‘‘Noise Level’’.
■
■
§ 772.1 Definitions of Terms as Used in the
Export Administration Regulations (EAR).
*
*
*
*
*
Bias. (accelerometer) (Cat 7)—The
average over a specified time of
accelerometer output measured at
specified operating conditions, that has
no correlation with input acceleration or
rotation. ‘‘Bias’’ is expressed in g or in
meters per second 2 (g or m/s 2) (IEEE
Std 528–2001) (Micro g equals 1x10¥6
g).
*
*
*
*
*
Explosives. (Cat 1)—see Annex ‘‘List
of Explosives’’ located at the end of
Category 1 of Supplement No. 1 to Part
774 ‘‘Commerce Control List’’.
*
*
*
*
*
Fusible. (Cat 1)—Capable of being
cross-linked or polymerized further
(cured) by the use of heat, radiation,
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catalysts, etc., or that can be melted
without pyrolysis (charring).
*
*
*
*
*
Personal area network (Cat 5 Part 2)—
A data communication system having
all of the following characteristics:
a. Allows an arbitrary number of
independent or interconnected ‘data
devices’ to communicate directly with
each other; and
b. Is confined to the communication
between devices within the immediate
vicinity of an individual person or
device controller (e.g., single room,
office, or automobile).
Technical Note: ‘Data device’ means
equipment capable of transmitting or
receiving sequences of digital information.
*
*
*
*
Personalized smart card. (Cat 5 Part 2)
A smart card or an electronically
readable personal document (e.g., epassport), containing a microcircuit
which has been programmed for a
specific application and cannot be
reprogrammed for any other application
by the user.
*
*
*
*
*
PART 774—[AMENDED]
10. The authority citations for part
774 continue to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C.
7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et
seq., 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u);
42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C.
1354; 46 U.S.C. app. 466c; 50 U.S.C. app. 5;
22 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O.
13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13222, 66 FR 44025, 3 CFR, 2001
Comp., p. 783; Notice of August 13, 2009, 74
FR 41325 (August 14, 2009).
Supplement No. 1 to Part 774—Commerce
Control List [Amended]
11. Supplement No. 1 to Part 774 (the
Commerce Control List) is amended by
revising the Heading of Category 1 to
read as follows:
*
*
*
*
*
■
Category 1—Special Materials and Related
Equipment, Chemicals, ‘‘Microorganisms,’’
and ‘‘Toxins’’
*
*
*
*
*
12. Supplement No. 1 to Part 774 (the
Commerce Control List), Category
1,,ECCN 1A001 is amended by revising
the items paragraph in the List of Items
Controlled section, to read as follows:
jlentini on DSKJ8SOYB1PROD with RULES2
■
1A001 Components made from fluorinated
compounds, as follows (see List of Items
Controlled).
*
*
*
*
List of Items Controlled
*
*
*
VerDate Nov<24>2008
*
*
22:28 Dec 10, 2009
Jkt 220001
13. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1A002 is amended by revising the
items paragraph in the List of Items
Controlled section, to read as follows:
■
*
*
Items:
a. Seals, gaskets, sealants or fuel bladders,
specially designed for ‘‘aircraft’’ or aerospace
use, made from more than 50% by weight of
any of the materials controlled by 1C009.b or
1C009.c;
b. Piezoelectric polymers and copolymers,
made from vinylidene fluoride materials,
controlled by 1C009.a:
b.1. In sheet or film form; and
b.2. With a thickness exceeding 200 μm;
c. Seals, gaskets, valve seats, bladders or
diaphragms, having all of the following:
c.1. Made from fluoroelastomers containing
at least one vinylether group as a
constitutional unit; and
c.2. Specially designed for ‘‘aircraft’’,
aerospace or missile use.
1A002 ‘‘Composite’’ structures or
laminates, having any of the following (see
List of Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. Consisting of an organic ‘‘matrix’’ and
materials controlled by 1C010.c 1C010.d, or
1C010.e or
b. Consisting of a metal or carbon ‘‘matrix’’,
and any of the following:
b.1. Carbon ‘‘fibrous or filamentary
materials’’ having all of the following:
b.1.a. A ‘‘specific modulus’’ exceeding
10.15 x 106 m; and
b.1.b. A ‘‘specific tensile strength’’
exceeding 17.7 x 104 m; or
b.2. Materials controlled by 1C010.c.
Note 1: 1A002 does not control composite
structures or laminates made from epoxy
resin impregnated carbon ‘‘fibrous or
filamentary materials’’ for the repair of ‘‘civil
aircraft’’ structures or laminates, provided
that the size does not exceed 100 cm x 100
cm.
Note 2: 1A002 does not control finished or
semi-finished items, specially designed for
purely civilian applications as follows:
a. Sporting goods;
b. Automotive industry;
c. Machine tool industry;
d. Medical applications.
Note 3: 1A002.b.1 does not apply to
finished or semi-finished items containing a
maximum of two dimensions of interwoven
filaments and specially designed for
applications as follows:
a. Metal heat-treatment furnaces for
tempering metals;
b. Silicon boule production equipment.
*
*
*
*
*
14. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1A003 is amended by revising the
Heading, and the Related Controls and
Items paragraphs in the List of Items
Controlled section, to read as follows:
■
PO 00000
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66011
1A003 Manufactures of non-‘‘fusible’’
aromatic polyimides in film, sheet, tape or
ribbon form having any of the following (see
List of Items Controlled).
*
*
*
*
*
List of Items Controlled
Unit: * * *
Related Controls: This entry does not
control manufactures when coated or
laminated with copper and designed for the
production of electronic printed circuit
boards. For ‘‘fusible’’ aromatic polyimides in
any form, see 1C008.a.3.
Related Definitions: * * *
Items:
a. A thickness exceeding 0.254 mm; or
b. Coated or laminated with carbon,
graphite, metals or magnetic substances.
*
*
*
*
*
15. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1A004 is amended by revising the
Heading, the License Requirement
section, and the Related Definitions and
Items paragraphs in the List of Items
Controlled section, to read as follows:
■
1A004 Protective and detection equipment
and components, not specially designed for
military use, as follows (see List of Items
Controlled).
License Requirements
Reason for Control: NS, CB, RS, AT.
Control(s)
Country chart
NS applies to entire entry
CB applies to chemical
detection systems and.
dedicated detectors therefor, in 1A004.c, that
also have the technical
characteristics described in 2B351.a.
RS apply to 1A004.d ........
AT applies to entire entry
*
*
*
*
NS Column 2.
CB Column 2.
RS Column 2.
AT Column 1.
*
List of Items Controlled
*
*
*
*
*
Related Definitions: (1) ‘Adapted for use in
war’ means: Any modification or selection
(such as altering purity, shelf life, virulence,
dissemination characteristics, or resistance to
UV radiation) designed to increase the
effectiveness in producing casualties in
humans or animals, degrading equipment or
damaging crops or the environment. (2) ‘Riot
control agents’ are substances which, under
the expected conditions of use for riot control
purposes, produce rapidly in humans
sensory irritation or disabling physical effects
which disappear within a short time
following termination of exposure. (Tear
gases are a subset of ‘riot control agents’.)
Items:
a. Gas masks, filter canisters and
decontamination equipment therefor,
designed or modified for defense against any
of the following, and specially designed
components therefor:
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a.1. Biological agents ‘adapted for use in
war’;
a.2. Radioactive materials ‘adapted for use
in war’;
a.3. Chemical warfare (CW) agents; or
a.4. ‘Riot control agents’, as follows:
a.4.a. a-Bromobenzeneacetonitrile,
(Bromobenzyl cyanide) (CA) (CAS 5798–79–
8);
a.4.b. [(2-chlorophenyl) methylene]
propanedinitrile, (oChlorobenzylidenemalononitrile) (CS) (CAS
2698–41–1);
a.4.c. 2-Chloro-1-phenylethanone,
Phenylacyl chloride (w-chloroacetophenone)
(CN) (CAS 532–27–4);
a.4.d. Dibenz-(b,f)-1,4-oxazephine, (CR)
(CAS 257–07–8);
a.4.e. 10-Chloro-5,10-dihydrophenarsazine,
(Phenarsazine chloride), (Adamsite), (DM)
(CAS 578–94–9);
a.4.f. N-Nonanoylmorpholine, (MPA) (CAS
5299–64–9);
b. Protective suits, gloves and shoes,
specially designed or modified for defense
against any of the following:
b.1. Biological agents ‘adapted for use in
war’;
b.2. Radioactive materials ‘adapted for use
in war’; or
b.3. Chemical warfare (CW) agents;
c. Nuclear, biological and chemical (NBC)
detection systems, specially designed or
modified for detection or identification of
any of the following, and specially designed
components therefor:
c.1. Biological agents ‘adapted for use in
war’;
c.2. Radioactive materials ‘adapted for use
in war’; or
c.3. Chemical warfare (CW) agents;
d. Electronic equipment designed for
automatically detecting or identifying the
presence of ‘‘explosives’’ (as listed in the
annex at the end of Category 1) residues and
utilizing ‘trace detection’ techniques (e.g.,
surface acoustic wave, ion mobility
spectrometry, differential mobility
spectrometry, mass spectrometry).
Technical Note: ‘Trace detection’ is
defined as the capability to detect less than
1 ppm vapor, or 1 mg solid or liquid.
Note 1: 1A004.d. does not apply to
equipment specially designed for laboratory
use.
jlentini on DSKJ8SOYB1PROD with RULES2
Note 2: 1A004.d. does not apply to noncontact walk-through security portals.
Note: 1A004 does not control:
a. Personal radiation monitoring
dosimeters;
b. Equipment limited by design or function
to protect against hazards specific to
residential safety and civil industries, such as
mining, quarrying, agriculture,
pharmaceuticals, medical, veterinary,
environmental, waste management, or to the
food industry.
*
*
*
*
*
■ 16. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1A007 is amended by removing
the License Requirement Note and the
last sentence in Technical Note 2.
VerDate Nov<24>2008
21:11 Dec 10, 2009
Jkt 220001
17. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1A008 is added to read as
follows:
■
1A008 Charges, devices and components,
as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT, UN.
Control(s)
Country chart
NS applies to entire entry
AT applies to entire entry
UN applies to entire entry
NS Column 2.
AT Column 1.
Iraq, North
Korea, and
Rwanda.
License Exceptions
LVS: $3,000 for .a through .c, except N/A
for Rwanda $6,000 for .d, except N/A for
Rwanda.
GBS: N/A.
CIV: N/A.
List of Items Controlled
Unit: $ value.
Related Controls: (1) All of the following
are subject to the export licensing
jurisdiction of the Department of State,
Directorate of Defense Trade Controls (see 22
CFR part 121):
a. High explosives and related equipment
specially designed for military use;
b. Explosive devices or charges in this
entry that utilize USML controlled energetic
materials (See 22 CFR 121.1 Category V), if
they have been specifically designed,
developed, configured, adapted, or modified
for a military application;
c. Shaped charges that have all of the
following a uniform shaped conical liner
with an included angle of 90 degrees or less,
more than 2.0 kg of controlled materials, and
a diameter exceeding 4.5 inches;
d. Detonating cord containing greater than
0.1 kg per meter (470 grains per foot) of
controlled materials;
e. Cutters and severing tools containing
greater than 10 kg of controlled materials;
f. With the exception of cutters and
severing tools, devices or charges controlled
by this entry where the USML controlled
materials can be easily extracted without
destroying the device or charge; and
g. Individual USML controlled energetic
materials in this entry, even when
compounded with other materials, when not
incorporated into explosive devices or
charges controlled by this entry or 1C992.
(2) See also ECCNs 1C011, 1C018, 1C111,
and 1C239 for additional controlled energetic
materials. See ECCN1E001 for the
‘‘development’’ or ‘‘production’’
‘‘technology’’ for the commodities controlled
by ECCN 1A008, but not for explosives or
commodities that are under the jurisdiction
of U.S. Department of State, Directorate of
Defense Trade Controls.
Related Definitions: N/A.
Items:
a. ‘Shaped charges’ having all of the
following:
a.1. Net Explosive Quantity (NEQ) greater
than 90 g; and
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a.2. Outer casing diameter equal to or
greater than 75 mm;
b. Linear shaped cutting charges having all
of the following, and specially designed
components therefor:
b.1. An explosive load greater than 40
g/m; and
b.2. A width of 10 mm or more;
c. Detonating cord with explosive core load
greater than 64 g/m;
d. Cutters, other than those specified by
1A008.b, and severing tools, having a NEQ
greater than 3.5 kg.
Technical Note: ‘Shaped charges’ are
explosive charges shaped to focus the effects
of the explosive blast.
Note: The only charges and devices
specified in 1A008 are those containing
‘‘explosives’’ (see list of explosives in the
Annex at the end of Category 1) and mixtures
thereof.
*
*
*
*
*
18. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1B001 is amended by removing
the phrase ‘‘and/or’’ and adding in its
place ‘‘or’’ in paragraph f.2 in the Items
paragraph of the List of Items Controlled
section.
■ 19. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1B003 is amended by revising the
Heading, and paragraph c. in the Items
paragraph of the List of Items Controlled
section, to read as follows:
■
1B003 Tools, dies, molds or fixtures, for
‘‘superplastic forming’’ or ‘‘diffusion
bonding’’ titanium, aluminum or their
alloys, specially designed for the
manufacture of any of the following (see List
of Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
*
*
*
Items:
*
*
c. Specially designed components for
structures specified by 1B003.a or for engines
specified by 1B003.b.
*
*
*
*
*
20. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1C008 is amended by revising the
Heading and the Items paragraph of the
List of Items Controlled section, to read
as follows:
■
1C008 Non-fluorinated polymeric
substances as follows (see List of Items
Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. Non-fluorinated polymeric substances,
as follows:
a.1. Bismaleimides;
a.2. Aromatic polyamide-imides;
a.3. Aromatic polyimides;
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a.4. Aromatic polyetherimides having a
‘glass transition temperature (Tg)’ exceeding
513K (240 °C).
Note: 1C008.a controls the substances in
liquid or solid ‘‘fusible’’ form, including
resin, powder, pellet, film, sheet, tape, or
ribbon.
N.B. For non-‘‘fusible’’ aromatic
polyimides in film, sheet, tape, or ribbon
form, see ECCN 1A003.
b. Thermoplastic liquid crystal copolymers
having a heat distortion temperature
exceeding 523 K (250 °C) measured according
to ISO 75–2 (2004), method A, or national
equivalents, with a load of 1.80 N/mm2 and
composed of:
b.1. Any of the following:
b.1.a. Phenylene, biphenylene or
naphthalene; or
b.1.b. Methyl, tertiary-butyl or phenyl
substituted phenylene, biphenylene or
naphthalene; and
b.2. Any of the following:
b.2.a. Terephthalic acid;
b.2.b. 6-hydroxy-2 naphthoic acid; or
b.2.c. 4-hydroxybenzoic acid;
c. [RESERVED]
d. Polyarylene ketones;
e. Polyarylene sulphides, where the
arylene group is biphenylene, triphenylene
or combinations thereof;
f. Polybiphenylenethersulphone having a
‘glass transition temperature (Tg)’ exceeding
513 K (240 °C).
Technical Note: The ‘glass transition
temperature (Tg)’ for 1C008 materials is
determined using the method described in
ISO 11357–2 (1999) or national equivalents.
*
*
*
*
*
21. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1C010 is amended by revising the
Heading and the Items paragraph in the
List of Items Controlled section, to read
as follows:
■
1C010 ‘‘Fibrous or filamentary materials’’,
which may be used in organic ‘‘matrix’’,
metallic ‘‘matrix’’ or carbon ‘‘matrix’’
‘‘composite’’ structures or laminates, as
follows (see List of Items Controlled).
*
*
*
*
*
List of Items Controlled
jlentini on DSKJ8SOYB1PROD with RULES2
*
*
*
*
*
Items:
a. Organic ‘‘fibrous or filamentary
materials’’, having all of the following:
a.1. A ‘‘specific modulus’’ exceeding 12.7
× 10 6 m; and
a.2. A ‘‘specific tensile strength’’ exceeding
23.5 × 104 m;
Note: 1C010.a does not control
polyethylene.
b. Carbon ‘‘fibrous or filamentary
materials’’, having all of the following:
b.1. A ‘‘specific modulus’’ exceeding 12.7
× 10 6 m; and
b.2. A ‘‘specific tensile strength’’ exceeding
23.5 × 10 4 m;
Technical Note: Properties for materials
described in 1C010.b should be determined
using SACMA recommended methods SRM
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22:28 Dec 10, 2009
Jkt 220001
12 to 17, ISO 10618 (2004) 10.2.1 Method A
or national equivalent tow tests, and based
on lot average.
Note: 1C010.b does not control fabric made
from ‘‘fibrous or filamentary materials’’ for
the repair of ‘‘civil aircraft’’ structures or
laminates, in which the size of individual
sheets does not exceed 100 cm × 100 cm.
c. Inorganic ‘‘fibrous or filamentary
materials’’, having all of the following:
c.1. A ‘‘specific modulus’’ exceeding 2.54
× 10 6 m; and
c.2. A melting, softening, decomposition or
sublimation point exceeding 1,922 K (1,649
°C) in an inert environment;
Note: 1C010.c does not control:
a. Discontinuous, multiphase,
polycrystalline alumina fibers in chopped
fiber or random mat form, containing 3% by
weight or more silica, with a ‘‘specific
modulus’’ of less than 10 × 10 6 m;
b. Molybdenum and molybdenum alloy
fibers;
c. Boron fibers;
d. Discontinuous ceramic fibers with a
melting, softening, decomposition or
sublimation point lower than 2,043 K (1,770
°C) in an inert environment.
d. ‘‘Fibrous or filamentary materials’’,
having any of the following:
d.1. Composed of any of the following:
d.1.a. Polyetherimides controlled by
1C008.a; or
d.1.b. Materials controlled by 1C008.b to
1C008.f; or
d.2. Composed of materials controlled by
1C010.d.1.a or 1C010.d.1.b and
‘‘commingled’’ with other fibers controlled
by 1C010.a, 1C010.b or 1C010.c;
e. Resin-impregnated or pitch-impregnated
fibers (prepregs), metal or carbon-coated
fibers (preforms) or ‘‘carbon fiber preforms’’,
as follows:
e.1. Made from ‘‘fibrous or filamentary
materials’’ controlled by 1C010.a, 1C010.b or
1C010.c;
e.2. Made from organic or carbon ‘‘fibrous
or filamentary materials’’, having all the
following:
e.2.a. A ‘‘specific tensile strength’’
exceeding 17.7 × 10 4 m;
e.2.b. A ‘‘specific modulus’’ exceeding
10.15 × 106 m;
e.2.c. Not controlled by 1C010.a or
1C010.b; and
e.2.d. When impregnated with materials
controlled by 1C008 or 1C009.b, having a
‘glass transition temperature (Tg)’ exceeding
383 K (110 C) or with phenolic or epoxy
resins, having a ‘glass transition temperature
(Tg)’ equal to or exceeding 418 K (145 °C).
Notes: 1C010.e does not control:
1. Epoxy resin ‘‘matrix’’ impregnated
carbon ‘‘fibrous or filamentary materials’’
(prepregs) for the repair of ‘‘civil aircraft’’
structures or laminates, in which the size of
individual sheets of prepreg does not exceed
100 cm × 100cm;
2. Prepregs when impregnated with
phenolic or epoxy resins having a ‘glass
transition temperature (Tg)’ less than 433 K
(160 °C) and a cure temperature lower than
the ‘glass transition temperature’
Technical Note: The ‘glass transition
temperature (Tg)’ for 1C010.e materials is
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determined using the method described in
ASTM D 3418 using the dry method. The
‘glass transition temperature’ for phenolic
and epoxy resins is determined using the
method described in ASTM D 4065 at a
frequency of 1 Hz and a heating rate of 2 K
(2 °C) per minute using the dry method.
*
*
*
*
*
22. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1C018 is amended by revising the
Related Controls and Items paragraph in
the List of Items Controlled section, to
read as follows:
■
1C018 Commercial Charges and Devices
Containing Energetic Materials on the
Wassenaar Arrangement Munitions List and
Certain Chemicals as Follows (See List of
Items Controlled).
*
*
*
*
*
List of Items Controlled
Unit: * * *
Related Controls: (1) Explosive devices or
charges in paragraphs .c through .k of this
entry that utilize USML controlled energetic
materials (See 22 CFR 121.1 Category V) are
subject to the licensing authority of the U.S.
Department of State, Directorate of Defense
Trade Controls if they have been specifically
designed, developed, configured, adapted, or
modified for a military application. (2) With
the exception of slurries if the USML
controlled materials utilized in devices and
charges controlled by paragraphs .c through
.k of this entry can be easily extracted
without destroying the device or charge, then
they are subject to the export licensing
authority of the U.S. Department of State,
Directorate of Defense Trade Controls. (3)
Commercial prefabricated slurries and
emulsions containing greater than 35% of
USML controlled energetic materials are
subject to the export licensing authority of
the U.S. Department of State, Directorate of
Defense Trade Controls. (4) The individual
USML controlled energetic materials in
paragraphs .c through .k of this entry, even
when compounded with other materials,
remain subject to the export licensing
authority of the Department of State when
not incorporated into explosive devices or
charges controlled by this entry or 1C992. (5)
The chemicals in paragraphs .l and .m of this
entry, when incorporated into items listed on
the United States Munitions List, become
subject to the licensing jurisdiction of the
U.S. Department of State, Directorate of
Defense Trade Controls. (6) See also ECCNs
1C011, 1C111, and 1C239 for additional
controlled energetic materials. (7) See ECCN
1C238 for additional controls on chlorine
trifluoride (ClF3). (8) See ECCN 1A008 for
shaped charges, detonating cord, and cutters
and severing tools. (9) See ECCN1E001 for
the ‘‘development’’ or ‘‘production’’
‘‘technology’’ for the commodities controlled
by ECCN 1C018, but not explosives or
energetic materials that are under the
jurisdiction of U.S. Department of State,
Directorate of Defense Trade Controls.
Related Definitions: * * *
Items:
a. [RESERVED]
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b. Shock tubes containing greater than
0.064 kg per meter (300 grains per foot), but
not more than 0.1 kg per meter (470 grains
per foot) of controlled materials;
c. Cartridge power devices containing
greater than 0.70 kg, but not more than 1.0
kg of controlled materials;
d. Detonators (electric or nonelectric) and
assemblies thereof containing greater than
0.01 kg, but not more than 0.1 kg of
controlled materials;
e. Igniters containing greater than 0.01 kg,
but not more than 0.1 kg of controlled
materials;
f. Oil well cartridges containing greater
than 0.015 kg, but not more than 0.1 kg of
controlled materials;
g. Commercial cast or pressed boosters
containing greater than 1.0 kg, but not more
than 5.0 kg of controlled materials;
h. Commercial prefabricated slurries and
emulsions containing greater than 10 kg and
less than or equal to thirty-five percent by
weight of USML controlled materials;
i. [RESERVED]
j. Pyrotechnic devices when designed
exclusively for commercial purposes (e.g.,
theatrical stages, motion picture special
effects, and fireworks displays), and
containing greater than 3.0 kg, but not more
than 5.0 kg of controlled materials; or
k. Other commercial explosive devices and
charges, not controlled by 1C018.c through .g
above, when used for commercial
applications and containing greater than 1.0
kg, but not more than 5.0 kg of controlled
materials.
l. Propyleneimine (2-methylaziridine)
(CAS 75–55–8); or
m. Any oxidizer or mixture thereof that is
a compound composed of fluorine and one
or more of the following—other halogens,
oxygen, or nitrogen.
Note: Nitrogen trifluoride (NF3) in a
gaseous state is controlled by ECCN 1C992
and not by 1C018.
Note: National security is not a reason for
control for chlorine trifluoride.
Note: If a chemical in paragraphs .1 or .m
of 1C018 is incorporated into a commercial
charge or device described in paragraphs .c
through .k of ECCN 1C018 or in 1C992, the
classification of the commercial charge or
device applies to the item.
*
*
*
*
*
23. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1D003 is amended by:
■ a. Revising the Heading;
■ b. Adding ‘‘RS’’ after ‘‘NS’’ to the
Reason for Control paragraph in the
License Requirements section;
■ c. Adding an RS Column 2 paragraph
after the NS Column 2 paragraph in the
License Requirements section, to read as
follows:
jlentini on DSKJ8SOYB1PROD with RULES2
■
Control(s)
Country chart
*
NS applies to entire entry
RS applies to software for
equipment controlled
by 1A004.d.
AT applies to entire entry
*
*
*
*
NS Column 2.
RS Column 2.
AT Column 1.
*
24. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1E001 is amended by:
■ a. Revising the Heading;
■ b. Adding ‘‘RS’’ after CB in the Reason
for Control paragraph of the License
Requirements section;
■ c. Revising the NS Column 1
paragraph in the License Requirements
section; and
■ d. Adding a new RS Column 2
paragraph after the CB Column 2
paragraph in the License Requirements
section; and
■ e. Revising the Related Controls
paragraph, to read as follows:
■
1E001 ‘‘Technology’’ According to the
General Technology Note for the
‘‘Development’’ or ‘‘Production’’ of Items
Controlled by 1A001.b, 1A001.c, 1A002,
1A003, 1A004, 1A005, 1A006.b, 1A007,
1A008, 1A101, 1B (except 1B999), or 1C
(except 1C355, 1C980 to 1C984, 1C988,
1C990, 1C991, 1C995 to 1C999).
License Requirements
Reason for Control: NS, MT, NP, CB, RS,
AT.
Control(s)
Country chart
NS applies to ‘‘technology’’
for items controlled by
1A001.b and .c, 1A002,
1A003, 1A005, 1A006.b,
1A007, 1A008, 1B001 to
1B003, 1B018, 1C001 to
1C011, or 1C018.
NS Column 1.
*
*
*
RS applies to technology
for equipment controlled
in 1A004.d.
*
*
RS Column 2.
*
*
*
*
*
Control(s)
Country Chart
NS applies to ‘‘technology’’
for items controlled by
1A001.b and .c, 1A002,
1A003, 1A005, 1A006.b,
1A007, 1A008, 1B001 to
1B003, 1B018, 1C001 to
1C011, or 1C018.
NS Column 1.
1D003 ‘‘Software’’ specially designed or
modified to enable equipment to perform the
functions of equipment controlled under
1A004.c or 1A004.d.
*
*
*
RS applies to technology
for equipment controlled
in 1A004.d.
*
*
RS Column 2.
License Requirements
Reason for Control: NS, RS, AT.
*
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*
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*
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*
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*
*
*
*
Related Controls: (1) Also see ECCNs
1E101, 1E201, and 1E202. (2) See ECCN
1E002.g for control libraries (parametric
technical databases) specially designed or
modified to enable equipment to perform the
functions of equipment controlled under
1A004.c (Nuclear, biological and chemical
(NBC) detection systems). (3) ‘‘Technology’’
for lithium isotope separation (see related
ECCN 1B233) and ‘‘technology’’ for items
described in ECCN 1C012 are subject to the
export licensing authority of the Nuclear
Regulatory Commission (see 10 CFR part
110). (4) ‘‘Technology’’ for items described in
ECCN 1A102 is subject to the export
licensing authority of the U.S. Department of
State, Directorate of Defense Trade Controls
(see 22 CFR part 121).
*
*
*
*
*
25. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1,
ECCN 1E002 is amended by revising the
Heading and the Items paragraph in the
List of Items Controlled section, to read
as follows:
■
1E002 Other ‘‘technology’’ as follows (see
List of Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. ‘‘Technology’’ for the ‘‘development’’ or
‘‘production’’ of polybenzothiazoles or
polybenzoxazoles;
b. ‘‘Technology’’ for the ‘‘development’’ or
‘‘production’’ of fluoroelastomer compounds
containing at least one vinylether monomer;
c. ‘‘Technology’’ for the design or
‘‘production’’ of the following base materials
or non-‘‘composite’’ ceramic materials:
c.1. Base materials having all of the
following:
c.1.a. Any of the following compositions:
c.1.a.1. Single or complex oxides of
zirconium and complex oxides of silicon or
aluminum;
c.1.a.2. Single nitrides of boron (cubic
crystalline forms);
c.1.a.3. Single or complex carbides of
silicon or boron; or
c.1.a.4. Single or complex nitrides of
silicon;
c.1.b. Any of the following total metallic
impurities (excluding intentional additions):
c.1.b.1. Less than 1,000 ppm for single
oxides or carbides; or
c.1.b.2. Less than 5,000 ppm for complex
compounds or single nitrides; and
c.1.c. Being any of the following:
c.1.c.1. Zirconia with an average particle
size equal to or less than 1 μm and no more
than 10% of the particles larger than 5 μm;
c.1.c.2. Other base materials with an
average particle size equal to or less than 5
μm and no more than 10% of the particles
larger than 10 μm; or
c.1.c.3. Having all of the following:
c.1.c.3.a. Platelets with a length to
thickness ratio exceeding 5;
c.1.c.3.b. Whiskers with a length to
diameter ratio exceeding 10 for diameters
less than 2 μm; and
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c.1.c.3.c. Continuous or chopped fibers less
than 10 μm in diameter;
c.2. Non-‘‘composite’’ ceramic materials
composed of the materials described in
1E002.c.1;
Note: 1E002.c.2 does not control
technology for the design or production of
abrasives.
d. ‘‘Technology’’ for the ‘‘production’’ of
aromatic polyamide fibers;
e. ‘‘Technology’’ for the installation,
maintenance or repair of materials controlled
by 1C001;
f. ‘‘Technology’’ for the repair of
‘‘composite’’ structures, laminates or
materials controlled by 1A002, 1C007.c or
1C007.d;
Note: 1E002.f does not control
‘‘technology’’ for the repair of ‘‘civil aircraft’’
structures using carbon ‘‘fibrous or
filamentary materials’’ and epoxy resins,
contained in aircraft manufacturers’ manuals.
g. ‘Libraries’ (parametric technical
databases) specially designed or modified to
enable equipment to perform the functions of
equipment controlled under 1A004.c or
1A004.d.
Technical Note: For the purpose of
1E002.g, ‘library’ (parametric technical
database) means a collection of technical
information, reference to which may enhance
the performance of relevant equipment or
systems.
*
*
*
*
*
26. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 1
is amended by adding to the end of this
category an annex that lists explosives
to read as follows:
■
jlentini on DSKJ8SOYB1PROD with RULES2
Annex to Category 1
List of Explosives (See ECCNs 1A004 and
1A008)
1. ADNBF (aminodinitrobenzofuroxan or 7amino-4,6-dinitrobenzofurazane-1-oxide)
(CAS 97096–78–1);
2. BNCP (cis-bis (5-nitrotetrazolato) tetra
amine-cobalt (III) perchlorate) (CAS 117412–
28–9);
3. CL–14 (diamino dinitrobenzofuroxan or
5,7-diamino-4,6-dinitrobenzofurazane-1oxide) (CAS 117907–74–1);
4. CL–20 (HNIW or
Hexanitrohexaazaisowurtzitane) (CAS
135285–90–4); chlathrates of CL–20;
5. CP (2-(5-cyanotetrazolato) penta aminecobalt (III) perchlorate) (CAS 70247–32–4);
6. DADE (1,1-diamino-2,2-dinitroethylene,
FOX7);
7. DATB (diaminotrinitrobenzene) (CAS
1630–08–6);
8. DDFP (1,4-dinitrodifurazanopiperazine);
9. DDPO (2,6-diamino-3,5-dinitropyrazine1-oxide, PZO) (CAS 194486–77–6);
10. DIPAM (3,3′-diamino-2,2′,4,4′,6,6′hexanitrobiphenyl or dipicramide) (CAS
17215–44–0);
11. DNGU (DINGU or dinitroglycoluril)
(CAS 55510–04–8);
12. Furazans as follows:
a. DAAOF (diaminoazoxyfurazan);
b. DAAzF (diaminoazofurazan) (CAS
78644–90–3);
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13. HMX and derivatives, as follows:
a. HMX
(Cyclotetramethylenetetranitramine,
octahydro-1,3,5,7-tetranitro-1,3,5,7-tetrazine,
1,3,5,7-tetranitro-1,3,5,7-tetraza-cyclooctane,
octogen or octogene) (CAS 2691–41–0);
b. difluoroaminated analogs of HMX;
c. K–55 (2,4,6,8-tetranitro-2,4,6,8tetraazabicyclo [3,3,0]-octanone-3,
tetranitrosemiglycouril or keto-bicyclic HMX)
(CAS 130256–72–3);
14. HNAD (hexanitroadamantane) (CAS
143850–71–9);
15. HNS (hexanitrostilbene) (CAS 20062–
22–0);
16. Imidazoles as follows:
a. BNNII (Octahydro-2,5bis(nitroimino)imidazo [4,5-d]imidazole);
b. DNI (2,4-dinitroimidazole) (CAS 5213–
49–0);
c. FDIA (1-fluoro-2,4-dinitroimidazole);
d. NTDNIA (N-(2-nitrotriazolo)-2,4dinitroimidazole);
e. PTIA (1-picryl-2,4,5-trinitroimidazole);
17. NTNMH (1-(2-nitrotriazolo)-2dinitromethylene hydrazine);
18. NTO (ONTA or 3-nitro-1,2,4-triazol-5one) (CAS 932–64–9);
19. Polynitrocubanes with more than four
nitro groups;
20. PYX (2,6-Bis(picrylamino)-3,5dinitropyridine) (CAS 38082–89–2);
21. RDX and derivatives, as follows:
a. RDX (cyclotrimethylenetrinitramine,
cyclonite, T4, hexahydro-1,3,5-trinitro-1,3,5triazine, 1,3,5-trinitro-1,3,5-triazacyclohexane, hexogen or hexogene) (CAS
121–82–4);
b. Keto-RDX (K–6 or 2,4,6-trinitro-2,4,6triazacyclohexanone) (CAS 115029–35–1);
22. TAGN (triaminoguanidinenitrate) (CAS
4000–16–2);
23. TATB (triaminotrinitrobenzene) (CAS
3058–38–6);
24. TEDDZ (3,3,7,7-tetrabis(difluoroamine)
octahydro-1,5-dinitro-1,5-diazocine);
25. Tetrazoles as follows:
a. NTAT (nitrotriazol aminotetrazole);
b. NTNT (1-N-(2-nitrotriazolo)-4nitrotetrazole);
26. Tetryl (trinitrophenylmethylnitramine)
(CAS 479–45–8);
27. TNAD (1,4,5,8-tetranitro-1,4,5,8tetraazadecalin) (CAS 135877–16–6);
28. TNAZ (1,3,3-trinitroazetidine) (CAS
97645–24–4);
29. TNGU (SORGUYL or
tetranitroglycoluril) (CAS 55510–03–7);
30. TNP (1,4,5,8-tetranitro-pyridazino[4,5d]pyridazine) (CAS 229176–04–9);
31. Triazines as follows:
a. DNAM (2-oxy-4,6-dinitroamino-striazine) (CAS 19899–80–0);
b. NNHT (2-nitroimino-5-nitro-hexahydro1,3,5-triazine) (CAS 130400–13–4);
32. Triazoles as follows:
a. 5-azido-2-nitrotriazole;
b. ADHTDN (4-amino-3,5-dihydrazino1,2,4-triazole dinitramide) (CAS 1614–08–0);
c. ADNT (1-amino-3,5-dinitro-1,2,4triazole);
d. BDNTA ([bis-dinitrotriazole]amine);
e. DBT (3,3′-dinitro-5,5-bi-1,2,4-triazole)
(CAS 30003–46–4);
f. DNBT (dinitrobistriazole) (CAS 70890–
46–9);
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66015
g. NTDNA (2-nitrotriazole 5-dinitramide)
(CAS 75393–84–9);
h. NTDNT (1-N-(2-nitrotriazolo) 3,5dinitrotriazole);
i. PDNT (1-picryl-3,5-dinitrotriazole);
j. TACOT
(tetranitrobenzotriazolobenzotriazole) (CAS
25243–36–1);
33. ‘‘Explosives’’ not listed elsewhere in
this list having a detonation velocity
exceeding 8,700 m/s, at maximum density, or
a detonation pressure exceeding 34 GPa (340
kbar);
34. Organic ‘‘explosives’’ not listed
elsewhere in this list yielding detonation
pressures of 25 GPa (250 kbar) or more that
will remain stable at temperatures of 523 K
(250 °C) or higher, for periods of 5 minutes
or longer;
35. Nitrocellulose (containing more than
12.5% nitrogen);
36. Nitroglycol;
37. Pentaerythritol tetranitrate (PETN);
38. Picryl chloride;
39. 2,4,6-Trinitrotoluene (TNT);
40. Nitroglycerine (NG);
41. Triacetone Triperoxide (TATP);
42. Guanidine nitrate;
43. Nitroguanidine (NQ) (CAS 556–88–7).
27. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 2,
ECCN 2A983 is amended by removing
and reserving paragraph b in the Items
paragraph of the List of Items
Controlled.
■
28. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 3
is amended by removing the last
sentence in the Nota Bene (‘‘N.B.’’).
■
29. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 3.
Electronics, Export Control
Classification Number (ECCN) 3A001 is
amended by:
■ a. Revising the GBS paragraph of the
License Exception section; and
■ b. In the Items paragraph of the List
of Items Controlled section:
■ 1. Revising Note 2 in paragraph a;
■ 2. Revising paragraphs a.7, a.10, b.8,
introductory text of b.9, b.10,
introductory text of c, c.1, c.1.a, c.1.b.1,
c.1.c.3, c.2, c.3, e.1 introductory text,
e.1.b, e.4 introductory text, f
introductory text, and g.2.b introductory
text; and
The revisions and additions read as
follows:
■ 3. Adding paragraphs b.10 and h.
■
3A001 Electronic components and
specially designed components therefor, as
follows (see List of Items Controlled).
*
*
*
*
*
License Exceptions
*
*
*
*
*
GBS: Yes for 3A001.a.1.b, a.2 to a.12
(except .a.5.a when controlled for MT), b.2,
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b.8 except for TWTAs exceeding 18 GHz),
b.9., b.10, .g, and .h.
*
*
*
*
a microwave ‘‘monolithic integrated circuit’’
and an integrated electronic power
conditioner and having all of the following:
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. * * *
Note 2: Integrated circuits include the
following types:
—‘‘Monolithic integrated circuits’’;
—‘‘Hybrid integrated circuits’’;
—‘‘Multichip integrated circuits’’;
—‘‘Film type integrated circuits’’,
including silicon-on-sapphire integrated
circuits;
—‘‘Optical integrated circuits’’.
*
*
*
*
*
a.7. ‘Field programmable logic devices’
having any of the following:
a.7.a. A maximum number of digital input/
outputs greater than 200; or
a.7.b. A system gate count of greater than
230,000;
Note: 3A001.a.7 includes:
—Simple Programmable Logic Devices
(SPLDs),
—Complex Programmable Logic Devices
(CPLDs),
—Field Programmable Gate Arrays
(FPGAs),
—Field Programmable Logic Arrays
(FPLAs), and
—Field Programmable Interconnects
(FPICs).
Technical Notes: 1. ‘Field programmable
logic devices’ are also known as field
programmable gate or field programmable
logic arrays.
2. Maximum number of digital input/
outputs in 3A001.a.7.a is also referred to as
maximum user input/outputs or maximum
available input/outputs, whether the
integrated circuit is packaged or bare die.
*
*
*
*
*
a.10. Custom integrated circuits for which
the function is unknown, or the control
status of the equipment in which the
integrated circuits will be used is unknown
to the manufacturer, having any of the
following:
a.10.a. More than 1,500 terminals;
a.10.b. A typical ‘‘basic gate propagation
delay time’’ of less than 0.02 ns; or
a.10.c. An operating frequency exceeding 3
GHz;
jlentini on DSKJ8SOYB1PROD with RULES2
*
*
*
*
*
b. * * *
b.8. Microwave power amplifiers
containing tubes controlled by 3A001.b.1 and
having all of the following:
b.8.a. Operating frequencies above 3 GHz;
b.8.b. An average output power to mass
ratio exceeding 80 W/kg; and
b.8.c. A volume of less than 400 cm3;
Note: 3A001.b.8 does not control
equipment designed or rated for operation in
any frequency band which is ‘‘allocated by
the ITU’’ for radio-communications services,
but not for radio-determination.
*
*
*
*
*
b.9. Microwave power modules (MPM)
consisting of, at least, a traveling wave tube,
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*
*
*
*
b.10. Oscillators or oscillator assemblies,
designed to operate with all of the following:
b.10.a. A single sideband (SSB) phase
noise, in dBc/Hz, better than ¥(126+20
log10F–20 log10f) for 10 Hz 2008
21:11 Dec 10, 2009
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*
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*
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*
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Federal Register / Vol. 74, No. 237 / Friday, December 11, 2009 / Rules and Regulations
Note: 5A001.g does not control:
a. Radio-astronomical equipment; or
b. Systems or equipment, that require any
radio transmission from the target.
h. Electronic equipment designed or
modified to prematurely activate or prevent
the initiation of Radio Controlled Improvised
Explosive Devices (RCIED).
N.B.: See also Category XI of the
International Traffic in Arms Regulations
(ITAR) (22 CFR Parts 120–130).
*
*
*
*
*
■ 36. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 5,
Part I,ECCN 5B001 is amended by
revising the Heading and the Items
paragraph of the List of Items Controlled
section to read as follows:
5B001 Telecommunication test, inspection
and production equipment, components and
accessories, as follows (See List of Items
Controlled).
*
*
*
*
*
List of Items Controlled
jlentini on DSKJ8SOYB1PROD with RULES2
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Items:
a. Equipment and specially designed
components or accessories therefor, specially
designed for the ‘‘development’’,
‘‘production’’ or ‘‘use’’ of equipment,
functions or features, controlled by 5A001;
Note: 5B001.a does not control optical fiber
characterization equipment.
b. Equipment and specially designed
components or accessories therefor, specially
designed for the ‘‘development’’ of any of the
following telecommunication transmission or
switching equipment:
b.1. Equipment employing digital
techniques designed to operate at a ‘‘total
digital transfer rate’’ exceeding 15 Gbit/s;
Technical Note: For switching equipment
the ‘‘total digital transfer rate’’ is measured at
the highest speed port or line.
b.2. Equipment employing a ‘‘laser’’ and
having any of the following:
b.2.a. A transmission wavelength
exceeding 1750 nm;
b.2.b. Performing ‘‘optical amplification’’
using praseodymium-doped fluoride fiber
amplifiers (PDFFA);
b.2.c. Employing coherent optical
transmission or coherent optical detection
techniques (also called optical heterodyne or
homodyne techniques); or
b.2.d. Employing analog techniques and
having a bandwidth exceeding 2.5 GHz;
Note: 5B001.b.2.d. does not include
equipment specially designed for the
‘‘development’’ of commercial TV systems.
b.3. Equipment employing ‘‘optical
switching’’;
b.4. Radio equipment employing
Quadrature-Amplitude-Modulation (QAM)
techniques above level 256; or
b.5. Equipment employing ‘‘common
channel signaling’’ operating in nonassociated mode of operation.
*
*
*
*
*
37. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 5,
■
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Part I,ECCN 5D001 is amended by
revising the Heading and the Items
paragraph of the List of Items Controlled
section to read as follows:
5D001 ‘‘Software’’ as follows (see List of
Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. ‘‘Software’’ specially designed or
modified for the ‘‘development’’,
‘‘production’’ or ‘‘use’’ of equipment,
functions or features, controlled by 5A001;
b. ‘‘Software’’ specially designed or
modified to support ‘‘technology’’ controlled
by 5E001;
c. Specific ‘‘software’’ specially designed
or modified to provide characteristics,
functions or features of equipment,
controlled by 5A001 or 5B001;
d. ‘‘Software’’ specially designed or
modified for the ‘‘development’’ of any of the
following telecommunication transmission or
switching equipment:
d.1. Equipment employing digital
techniques, including designed to operate at
a ‘‘total digital transfer rate’’ exceeding 15
Gbit/s;
Technical Note: For switching equipment
the ‘‘total digital transfer rate’’ is measured at
the highest speed port or line.
d.2. Equipment employing a ‘‘laser’’ and
having any of the following:
d.2.a. A transmission wavelength
exceeding 1,750 nm; or
d.2.b. Employing analog techniques and
having a bandwidth exceeding 2.5 GHz;
Note: 5D001.d.2.b. does not control
‘‘software’’ specially designed or modified for
the ‘‘development’’ of commercial TV
systems.
d.3. Equipment employing ‘‘optical
switching’’; or
d.4. Radio equipment employing
Quadrature-Amplitude-Modulation (QAM)
techniques above level 256.
*
*
*
*
*
38. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 5,
Part I,ECCN 5E001 is amended by
revising the Heading and the Items
paragraph of the List of Items Controlled
section to read as follows:
■
5E001 ‘‘Technology’’ as follows (see List of
Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. ‘‘Technology’’ according to the General
Technology Note for the ‘‘development’’,
‘‘production’’ or ‘‘use’’ (excluding operation)
of equipment, functions or features,
controlled by 5A001 or ‘‘software’’ controlled
by 5D001.a.
b. Specific ‘‘technology’’ as follows:
b.1. ‘‘Required’’ ‘‘technology’’ for the
‘‘development’’ or ‘‘production’’ of
telecommunications equipment specially
designed to be used on board satellites;
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b.2. ‘‘Technology’’ for the ‘‘development’’
or ‘‘use’’ of ‘‘laser’’ communication
techniques with the capability of
automatically acquiring and tracking signals
and maintaining communications through
exoatmosphere or sub-surface (water) media;
b.3. ‘‘Technology’’ for the ‘‘development’’
of digital cellular radio base station receiving
equipment whose reception capabilities that
allow multi-band, multi-channel, multimode, multi-coding algorithm or multiprotocol operation can be modified by
changes in ‘‘software’’;
b.4. ‘‘Technology’’ for the ‘‘development’’
of ‘‘spread spectrum’’ techniques, including
‘‘frequency hopping’’ techniques;
c. ‘‘Technology’’ according the General
Technology Note for the ‘‘development’’ or
‘‘production’’ of any of the following:
c.1. Equipment employing digital
techniques designed to operate at a ‘‘total
digital transfer rate’’ exceeding 15 Gbit/s;
Technical Note: For switching equipment
the ‘‘total digital transfer rate’’ is measured at
the highest speed port or line.
c.2. Equipment employing a ‘‘laser’’ and
having any of the following:
c.2.a. A transmission wavelength
exceeding 1,750 nm;
c.2.b. Performing ‘‘optical amplification’’
using Praseodymium-Doped Fluoride Fiber
Amplifiers (PDFFA);
c.2.c. Employing coherent optical
transmission or coherent optical detection
techniques (also called optical heterodyne or
homodyne techniques);
c.2.d. Employing wavelength division
multiplexing techniques of optical carriers at
less than 100 GHz spacing; or
c.2.e. Employing analog techniques and
having a bandwidth exceeding 2.5 GHz;
Note: 5E001.c.2.e. does not control
‘‘technology’’ for the ‘‘development’’ or
‘‘production’’ of commercial TV systems.
N.B.: For ‘‘technology’’ for the
‘‘development’’ or ‘‘production’’ of nontelecommunications equipment employing a
‘‘laser’’, see Product Group E of Category 6,
e.g., 6E00x.
c.3. Equipment employing ‘‘optical
switching’’; or
c.4. Radio equipment having any of the
following:
c.4.a. Quadrature-Amplitude-Modulation
(QAM) techniques above level 256; or
c.4.b. Operating at input or output
frequencies exceeding 31.8 GHz; or
Note: 5E001.c.4.b. does not control
‘‘technology’’ for the ‘‘development’’ or
‘‘production’’ of equipment designed or
modified for operation in any frequency band
which is ‘‘allocated by the ITU’’ for radiocommunications services, but not for radiodetermination.
c.4.c. Operating in the 1.5 MHz to 87.5
MHz band and incorporating adaptive
techniques providing more than 15 dB
suppression of an interfering signal;
c.5. Equipment employing ‘‘common
channel signaling’’ operating in nonassociated mode of operation; or
c.6. Mobile equipment having all of the
following:
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Federal Register / Vol. 74, No. 237 / Friday, December 11, 2009 / Rules and Regulations
c.6.a. Operating at an optical wavelength
greater than or equal to 200 nm and less than
or equal to 400 nm; and
c.6.b. Operating as a ‘‘local area network’’;
d. ‘‘Technology’’ according to the General
Technology Note for the ‘‘development’’ or
‘‘production’’ of Microwave Monolithic
Integrated Circuit (MMIC) power amplifiers
specially designed for telecommunications
and having any of the following:
d.1. Rated for operation at frequencies
exceeding 3.2 GHz up to and including 6
GHz and with an average output power
greater than 4 W (36 dBm) with a ‘‘fractional
bandwidth’’ greater than 15%;
d.2. Rated for operation at frequencies
exceeding 6 GHz up to and including 16 GHz
and with an average output power greater
than 1 W (30 dBm) with a ‘‘fractional
bandwidth’’ greater than 10%;
d.3. Rated for operation at frequencies
exceeding 16 GHz up to and including 31.8
GHz and with an average output power
greater than 0.8 W (29 dBm) with a
‘‘fractional bandwidth’’ greater than 10%;
d.4. Rated for operation at frequencies
exceeding 31.8 GHz up to and including 37.5
GHz;
d.5. Rated for operation at frequencies
exceeding 37.5 GHz up to and including 43.5
GHz and with an average output power
greater than 0.25 W (24 dBm) with a
‘‘fractional bandwidth’’ greater than 10%; or
d.6. Rated for operation at frequencies
exceeding 43.5 GHz;
e. ‘‘Technology’’ according to the General
Technology Note for the ‘‘development’’ or
‘‘production’’ of electronic devices and
circuits, specially designed for
telecommunications and containing
components manufactured from
‘‘superconductive’’ materials, specially
designed for operation at temperatures below
the ‘‘critical temperature’’ of at least one of
the ‘‘superconductive’’ constituents and
having any of the following:
e.1. Current switching for digital circuits
using ‘‘superconductive’’ gates with a
product of delay time per gate (in seconds)
and power dissipation per gate (in watts) of
less than 10¥14 J; or
e.2. Frequency selection at all frequencies
using resonant circuits with Q-values
exceeding 10,000.
*
*
*
*
*
39. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 5,
Part II, ECCN 5A002 is amended by:
■ a. Revising the Note at the beginning
of the Items paragraph of the List of
Items Controlled section;
■ b. Revising paragraph a.7 in the Items
paragraph in the List of Items Controlled
section to read as follows:
jlentini on DSKJ8SOYB1PROD with RULES2
■
5A002 ‘‘Information security’’ systems,
equipment and components therefor, as
follows (see List of Items Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
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21:11 Dec 10, 2009
Jkt 220001
Note: 5A002 does not control any of the
following. However, these items are instead
controlled under 5A992:
a. ‘‘Personalized smart cards’’ having any
of the following:
1. Where the cryptographic capability is
restricted for use in equipment or systems
excluded from entries (b) through (g) of this
Note; or
2. For general public-use applications
where the cryptographic capability is not
user-accessible and it is specially designed
and limited to allow protection of personal
data stored within;
N.B.: If a ‘‘personalized smart card’’ has
multiple functions, the status of each
function is assessed individually.
b. Receiving equipment for radio broadcast,
pay television or similar restricted audience
broadcast of the consumer type, without
digital encryption except that exclusively
used for sending the billing or programrelated information back to the broadcast
providers;
c. Equipment where the cryptographic
capability is not user-accessible and which is
specially designed and limited to allow any
of the following:
1. Execution of copy-protected ‘‘software’’;
2. Access to any of the following:
a. Copy-protected contents stored on readonly media; or
b. Information stored in encrypted form on
media (e.g., in connection with the protection
of intellectual property rights) where the
media is offered for sale in identical sets to
the public;
3. Copying control of copyright protected
audio/video data; or
4. Encryption and/or decryption for
protection of libraries, design attributes, or
associated data for the design of
semiconductor devices or integrated circuits;
d. Cryptographic equipment specially
designed and limited for banking use or
‘money transactions’;
Technical Note: The term ‘money
transactions’ includes the collection and
settlement of fares or credit functions.
e. Portable or mobile radiotelephones for
civil use (e.g., for use with commercial civil
cellular radio communication systems) that
are not capable of transmitting encrypted
data directly to another radiotelephone or
equipment (other than Radio Access Network
(RAN) equipment), nor of passing encrypted
data through RAN equipment (e.g., Radio
Network Controller (RNC) or Base Station
Controller (BSC));
f. Cordless telephone equipment not
capable of end-to-end encryption where the
maximum effective range of unboosted
cordless operation (e.g., a single, unrelayed
hop between terminal and home base station)
is less than 400 meters according to the
manufacturer’s specifications;
g. Portable or mobile radiotelephones and
similar client wireless devices for civil use,
that implement only published or
commercial cryptographic standards (except
for anti-piracy functions, which may be nonpublished) and also meet the provisions of
paragraphs b. to d. of the Cryptography Note
(Note 3 in Category 5—Part 2), that have been
customized for a specific civil industry
application with features that do not affect
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66019
the cryptographic functionality of these
original non-customized devices;
h. Equipment specially designed for the
servicing of portable or mobile
radiotelephones and similar client wireless
devices that meet all the provisions of the
Cryptography Note (Note 3 in Category 5,
Part 2), where the servicing equipment meets
all of the following:
1. The cryptographic functionality of the
servicing equipment cannot easily be
changed by the user of the equipment;
2. The servicing equipment is designed for
installation without further substantial
support by the supplier; and
3. The servicing equipment cannot change
the cryptographic functionality of the device
being serviced; or
i. Wireless ‘‘personal area network’’
equipment that implement only published or
commercial cryptographic standards and
where the cryptographic capability is limited
to a nominal operating range not exceeding
30 metres according to the manufacturer’s
specifications.
a. * * *
a.7. Non-cryptographic information and
communications technology (ICT) security
systems and devices evaluated to an
assurance level exceeding class EAL–6
(evaluation assurance level) of the Common
Criteria (CC) or equivalent;
*
*
*
*
*
40. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 5,
Part II, ECCN 5B002 is amended by
revising the Heading and the Items
paragraph of the List of Items Controlled
section, to read as follows:
■
5B002 ‘‘Information Security’’ test,
inspection and ‘‘production’’ equipment, as
follows (see List of Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. Equipment specially designed for the
‘‘development’’ or ‘‘production’’ of
equipment controlled by 5A002 or 5B002.b;
b. Measuring equipment specially designed
to evaluate and validate the ‘‘information
security’’ functions of equipment controlled
by 5A002 or ‘‘software’’ controlled by
5D002.a or 5D002.c.
*
*
*
*
*
41. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 5,
Part II, ECCN 5D002 is amended by
revising the Heading and the Items
paragraph of the List of Items Controlled
section, to read as follows:
■
5D002 ‘‘Software’’ as follows (see List of
Items Controlled)
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. ‘‘Software’’ specially designed or
modified for the ‘‘development’’,
‘‘production’’ or ‘‘use’’ of equipment
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*
6A001.a.2.a.3, a.2.a.5, a.2.a.6, 6A001.a.2.b;
processing equipment controlled by
6A001.a.2.c, and specially designed for real
time application with towed acoustic
hydrophone arrays; a.2.e.1, a.2.e.2; and
bottom or bay cable systems controlled by
6A001.a.2.f and having processing equipment
specially designed for real time application
with bottom or bay cable systems.
$5,000: 6A001.c
GBS: Yes for 6A001.a.1.b.4 and .c
CIV: Yes for 6A001.a.1.b.4 and .c
■
List of Items Controlled
controlled by 5A002 or ‘‘software’’ controlled
by 5D002.c;
b. ‘‘Software’’ specially designed or
modified to support ‘‘technology’’ controlled
by 5E002;
c. Specific ‘‘software’’ as follows:
c.1. ‘‘Software’’ having the characteristics,
or performing or simulating the functions of
the equipment, controlled by 5A002;
c.2. ‘‘Software’’ to certify ‘‘software’’
controlled by 5D002.c.1.
*
*
*
*
42. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 5,
Part II, ECCN 5E002 is amended by
revising the Heading, the EI paragraph
and the License Requirement Note in
the License Requirements section, to
read as follows:
5E002 ‘‘Technology’’ according to the
General Technology Note for the
‘‘development’’, ‘‘production’’ or ‘‘use’’ of
equipment controlled by 5A002 or 5B002 or
‘‘software’’ controlled by 5D002.a or
5D002.c.
License Requirements
*
*
*
*
*
EI applies to ‘‘technology’’ for the
‘‘development,’’ ‘‘production,’’ or ‘‘use’’ of
commodities or ‘‘software’’ controlled for EI
reasons in ECCNs 5A002 or 5D002.a or
5D002.c. Refer to § 742.15 of the EAR.
License Requirement Note: When a person
performs or provides technical assistance
that incorporates, or otherwise draws upon,
‘‘technology’’ that was either obtained in the
United States or is of US-origin, then a
release of the ‘‘technology’’ takes place. Such
technical assistance, when rendered with the
intent to aid in the ‘‘development’’ or
‘‘production’’ of encryption commodities or
software that would be controlled for ‘‘EI’’
reasons under ECCN 5A002 or 5D002.a or
5D002.c, may require authorization under the
EAR even if the underlying encryption
algorithm to be implemented is from the
public domain or is not of U.S. origin.
*
*
*
*
*
43. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6A001 is amended by:
■ a. Revising the License Exception
section;
■ b. Revising paragraph b.2 in the Items
paragraph of the List of Items Controlled
section; and
■ c. Adding a new paragraph c to read
as follows:
■
6A001 Acoustic systems, equipment and
components, as follows (see List of Items
Controlled).
jlentini on DSKJ8SOYB1PROD with RULES2
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License Exceptions
LVS: $3000; N/A for 6A001.a.1.b.1 object
detection and location systems having a
transmitting frequency below 5 kHz or a
sound pressure level exceeding 210 dB
(reference 1 μPa at 1 m) for equipment with
an operating frequency in the band from 30
kHz to 2 kHz inclusive; 6A001.a.2.a.1, a.2.a.2,
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*
*
*
*
*
*
*
*
Items:
*
*
Note: 6A001.a.1 does not control
equipment as follows: * * *
b. * * *
b.2. Doppler-velocity sonar log equipment
having speed accuracy better than 1% of
speed;
Note: 6A001.b does not apply to depth
sounders limited to any of the following:
a. Measuring the depth of water;
b. Measuring the distance of submerged or
buried objects; or
c. Fish finding.
Note: 6A001.b. does not apply to
equipment specially designed for installation
on surface vessels.
c. Diver deterrent acoustic systems
specially designed or modified to disrupt
divers and having a sound pressure level
equal to or exceeding 190 dB (reference 1 μPa
at 1 m) at frequencies of 200Hz and below.
Note: 6A001.c does not apply to diver
deterrent systems based on underwater
explosive devices, air guns or combustible
sources.
Note: 6A001.c includes diver deterrent
acoustic systems that use spark gap sources,
also known as plasma sound sources.
*
*
*
*
*
44. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6A004 is amended by revising the
Heading and the Items paragraph of the
List of Items Controlled section, to read
as follows:
■
6A004 Optical equipment and components,
as follows (see List of Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. Optical mirrors (reflectors) as follows:
a.1. ‘‘Deformable mirrors’’ having either
continuous or multi-element surfaces, and
specially designed components therefor,
capable of dynamically repositioning
portions of the surface of the mirror at rates
exceeding 100 Hz;
a.2. Lightweight monolithic mirrors having
an average ‘‘equivalent density’’ of less than
30 kg/m2 and a total mass exceeding 10 kg;
a.3. Lightweight ‘‘composite’’ or foam
mirror structures having an average
‘‘equivalent density’’ of less than 30 kg/m2
and a total mass exceeding 2 kg;
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a.4. Beam steering mirrors more than 100
mm in diameter or length of major axis, that
maintain a flatness of λ/2 or better (λ is equal
to 633 nm) having a control bandwidth
exceeding 100 Hz;
b. Optical components made from zinc
selenide (ZnSe) or zinc sulphide (ZnS) with
transmission in the wavelength range
exceeding 3,000 nm but not exceeding 25,000
nm and having any of the following:
b.1. Exceeding 100 cm3 in volume; or
b.2. Exceeding 80 mm in diameter or
length of major axis and 20 mm in thickness
(depth);
c. ‘‘Space-qualified’’ components for
optical systems, as follows:
c.1. Components lightweighted to less than
20% ‘‘equivalent density’’ compared with a
solid blank of the same aperture and
thickness;
c.2. Raw substrates, processed substrates
having surface coatings (single-layer or multilayer, metallic or dielectric, conducting,
semiconducting or insulating) or having
protective films;
c.3. Segments or assemblies of mirrors
designed to be assembled in space into an
optical system with a collecting aperture
equivalent to or larger than a single optic 1
m in diameter;
c.4. Components manufactured from
‘‘composite’’ materials having a coefficient of
linear thermal expansion equal to or less than
5 × 10¥6 in any coordinate direction;
d. Optical control equipment as follows:
d.1. Equipment specially designed to
maintain the surface figure or orientation of
the ‘‘space-qualified’’ components controlled
by 6A004.c.1 or 6A004.c.3;
d.2. Equipment having steering, tracking,
stabilization or resonator alignment
bandwidths equal to or more than 100 Hz
and an accuracy of 10 μrad (microradians) or
less;
d.3. Gimbals having all of the following:
d.3.a. A maximum slew exceeding 5°;
d.3.b. A bandwidth of 100 Hz or more;
d.3.c. Angular pointing errors of 200 μrad
(microradians) or less; and
d.3.d. Having any of the following:
d.3.d.1. Exceeding 0.15 m but not
exceeding 1 m in diameter or major axis
length and capable of angular accelerations
exceeding 2 rad (radians)/s2; or
d.3.d.2. Exceeding 1 m in diameter or
major axis length and capable of angular
accelerations exceeding 0.5 rad (radians)/s2;
d.4. Specially designed to maintain the
alignment of phased array or phased segment
mirror systems consisting of mirrors with a
segment diameter or major axis length of 1
m or more;
e. ‘Aspheric optical elements’ having all of
the following:
e.1. Largest dimension of the opticalaperture greater than 400 mm;
e.2. Surface roughness less than 1 nm (rms)
for sampling lengths equal to or greater than
1 mm; and
e.3. Coefficient of linear thermal
expansion’s absolute magnitude less than3 ×
10¥6/K at 25 °C.
Technical Note:
1. [See Related Definitions section of this
ECCN]
2. Manufacturers are not required to
measure the surface roughness listed in
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6A004.e.2 unless the optical element was
designed or manufactured with the intent to
meet, or exceed, the control parameter.
Note: 6A004.e does not control ‘aspheric
optical elements’ having any of the following:
a. Largest optical-aperture dimension less
than 1 m and focal length to aperture ratio
equal to or greater than 4.5:1;
b. Largest optical-aperture dimension equal
to or greater than 1 m and focal length to
aperture ratio equal to or greater than 7:1;
c. Designed as Fresnel, flyeye, stripe, prism
or diffractive optical elements;
d. Fabricated from borosilicate glass having
a coefficient of linear thermal expansion
greater than 2.5 x 10¥6/K at 25
° C; or
e. An x-ray optical element having inner
mirror capabilities (e.g., tube-type mirrors).
*
*
*
*
*
45. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6A005 is amended by revising the
Items paragraph of the List of Items
Controlled section, to read as follows:
■
6A005 ‘‘Lasers’’ (other than those
described in 0B001.g.5 or .h.6), components
and optical equipment, as follows (see List
of Items Controlled).
*
*
*
*
*
List of Items Controlled
jlentini on DSKJ8SOYB1PROD with RULES2
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*
*
*
*
Items:
Note:
1. Pulsed ‘‘lasers’’ include those that run in
a continuous wave (CW) mode with pulses
superimposed.
2. Eximer, semiconductor, chemical, CO,
CO 2, and non-repetitive pulsed Nd:glass
‘‘lasers’’ are only specified by 6A005.d.
3. 6A005 includes fiber ‘‘lasers’’.
4. The control status of ‘‘lasers’’
incorporating frequency conversion (i.e.,
wavelength change) by means other than one
‘‘laser’’ pumping another ‘‘laser’’ is
determined by applying the control
parameters for both the output of the source
‘‘laser’’ and the frequency-converted optical
output.
5. 6A005 does not control ‘‘lasers’’ as
follows:
a. Ruby with output energy below 20 J;
b. Nitrogen;
c. Krypton.
a. Non-‘‘tunable’’ continuous wave ‘‘(CW)
lasers’’ having any of the following:
a.1. Output wavelength less than 150 nm
and output power exceeding 1W;
a.2. Output wavelength of 150 nm or more
but not exceeding 520 nm and output power
exceeding 30 W;
Note: 6A005.a.2 does not control Argon
‘‘lasers’’ having an output power equal to or
less than 50 W.
a.3. Output wavelength exceeding 520 nm
but not exceeding 540 nm and any of the
following:
a.3.a. Single transverse mode output and
output power exceeding 50 W; or
a.3.b. Multiple transverse mode output and
output power exceeding 150 W;
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a.4. Output wavelength exceeding 540 nm
but not exceeding 800 nm and output power
exceeding 30 W;
a.5. Output wavelength exceeding 800 nm
but not exceeding 975 nm and any of the
following:
a.5.a. Single transverse mode output and
output power exceeding 50 W; or
a.5.b. Multiple transverse mode output and
output power exceeding 80 W;
a.6. Output wavelength exceeding 975 nm
but not exceeding 1,150 nm and any of the
following;
a.6.a. Single transverse mode output and
any of the following:
a.6.a.1. ‘Wall-plug efficiency’ exceeding
12% and output power exceeding 100 W; or
a.6.a.2. Output power exceeding 150 W; or
a.6.b. Multiple transverse mode output and
any of the following:
a.6.b.1. ‘Wall-plug efficiency’ exceeding
18% and output power exceeding 500 W;
or
a.6.b.2. Output power exceeding 2 kW;
Note: 6A005.a.6.b does not control
multiple transverse mode, industrial ‘‘lasers’’
with output power exceeding 2kW and not
exceeding 6 kW with a total mass greater
than 1,200 kg. For the purpose of this note,
total mass includes all components required
to operate the ‘‘laser’’, e.g., ‘‘laser’’, power
supply, heat exchanger, but excludes external
optics for beam conditioning and/or delivery.
a.7. Output wavelength exceeding 1,150
nm but not exceeding 1,555 nm and any of
the following:
a.7.a. Single transverse mode and output
power exceeding 50 W; or
a.7.b. Multiple transverse mode and output
power exceeding 80 W; or
a.8. Output wavelength exceeding 1,555
nm and output power exceeding 1 W;
b. Non-‘‘tunable’’ ‘‘pulsed lasers’’ having
any of the following;
b.1. Output wavelength less than 150 nm
and any of the following:
b.1.a. Output energy exceeding 50 mJ per
pulse and ‘‘peak power’’ exceeding 1 W; or
b.1.b. ‘‘Average output power’’ exceeding 1
W;
b.2. Output wavelength of 150 nm or more
but not exceeding 520 nm and any of the
following:
b.2.a. Output energy exceeding 1.5 J per
pulse and ‘‘peak power’’ exceeding 30 W; or
b.2.b. ‘‘Average output power’’ exceeding
30 W;
Note: 6A005.b.2.b does not control Argon
‘‘lasers’’ having an ‘‘average output power’’
equal to or less than 50 W.
b.3. Output wavelength exceeding 520 nm,
but not exceeding 540 nm and any of the
following:
b.3.a. Single transverse mode output and
any of the following:
b.3.a.1. Output energy exceeding 1.5 J per
pulse and ‘‘peak power’’ exceeding 50 W; or
b.3.a.2. ‘‘Average output power’’ exceeding
50 W; or
b.3.b. Multiple transverse mode output and
any of the following:
b.3.b.1. Output energy exceeding 1.5 J per
pulse and ‘‘peak power’’ exceeding 150 W;
or
b.3.b.2. ‘‘Average output power’’ exceeding
150 W;
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b.4. Output wavelength exceeding 540 nm
but not exceeding 800 nm and any of the
following:
b.4.a. Output energy exceeding 1.5 J per
pulse and ‘‘peak power’’ exceeding 30 W; or
b.4.b. ‘‘Average output power’’ exceeding
30 W;
b.5. Output wavelength exceeding 800 nm
but not exceeding 975 nm and any of the
following:
b.5.a. ‘‘Pulse duration’’ not exceeding 1 μs
and any of the following:
b.5.a.1. Output energy exceeding 0.5 J per
pulse and ‘‘peak power’’ exceeding 50 W;
b.5.a.2. Single transverse mode output and
‘‘average output power’’ exceeding 20 W;
or
b.5.a.3. Multiple transverse mode output
and ‘‘average output power’’ exceeding 50 W;
or
b.5.b. ‘‘Pulse duration’’ exceeding 1 μs and
any of the following:
b.5.b.1. Output energy exceeding 2 J per
pulse and ‘‘peak power’’ exceeding 50 W;
b.5.b.2. Single transverse mode output and
‘‘average output power’’ exceeding 50 W; or
b.5.b.3. Multiple transverse mode output
and ‘‘average output power’’ exceeding 80 W.
b.6. Output wavelength exceeding 975 nm
but not exceeding 1,150 nm and any of the
following:
b.6.a. ‘‘Pulse duration’’ of less than 1 ns
and any of the following:
b.6.a.1. Output ‘‘peak power’’ exceeding 5
GW per pulse;
b.6.a.2. ‘‘Average output power’’ exceeding
10 W; or
b.6.a.3. Output energy exceeding 0.1 J per
pulse;
b.6.b. ‘‘Pulse duration’’ equal to or
exceeding 1 ns but not exceeding 1 μs and
any of the following:
b.6.b.1. Single transverse mode output and
any of the following:
b.6.b.1.a. ‘‘Peak power’’ exceeding 100
MW;
b.6.b.1.b. ‘‘Average output power’’
exceeding 20 W limited by design to a
maximum pulse repetition frequency less
than or equal to 1 kHz;
b.6.b.1.c. ‘Wall-plug efficiency’ exceeding
12%, ‘‘average output power’’ exceeding 100
W and capable of operating at a pulse
repetition frequency greater than 1 kHz;
b.6.b.1.d. ‘‘Average output power’’
exceeding 150 W and capable of operating at
a pulse repetition frequency greater than 1
kHz; or
b.6.b.1.e. Output energy exceeding 2 J per
pulse; or
b.6.b.2. Multiple transverse mode output
and any of the following:
b.6.b.2.a. ‘‘Peak power’’ exceeding 400
MW;
b.6.b.2.b. ‘Wall-plug efficiency’ exceeding
18% and ‘‘average output power’’ exceeding
500 W;
b.6.b.2.c. ‘‘Average output power’’
exceeding 2 kW; or
b.6.b.2.d. Output energy exceeding 4 J per
pulse; or
b.6.c. ‘‘Pulse duration’’ exceeding 1 μs and
any of the following:
b.6.c.1. Single transverse mode output and
any of the following:
b.6.c.1.a. ‘‘Peak power’’ exceeding 500 kW;
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b.6.c.1.b. ‘Wall-plug efficiency’ exceeding
12% and ‘‘average output power’’ exceeding
100 W; or
b.6.c.1.c. ‘‘Average output power’’
exceeding 150 W; or
b.6.c.2. Multiple transverse mode output
and any of the following:
b.6.c.2.a. ‘‘Peak power’’ exceeding 1 MW;
b.6.c.2.b. ‘Wall-plug efficiency’ exceeding
18% and ‘‘average output power’’ exceeding
500 W; or
b.6.c.2.c. ‘‘Average output power’’
exceeding 2 kW;
b.7. Output wavelength exceeding 1,150
nm but not exceeding 1,555 nm and any of
the following:
b.7.a. ‘‘Pulse duration’’ not exceeding 1 μs
and any of the following:
b.7.a.1. Output energy exceeding 0.5 J per
pulse and ‘‘peak power’’ exceeding 50 W;
b.7.a.2. Single transverse mode output and
‘‘average output power’’ exceeding 20 W; or
b.7.a.3. Multiple transverse mode output
and ‘‘average output power’’ exceeding 50 W;
or
b.7.b. ‘‘Pulse duration’’ exceeding 1 μs and
any of the following:
b.7.b.1. Output energy exceeding 2 J per
pulse and ‘‘peak power’’ exceeding 50 W;
b.7.b.2. Single transverse mode output and
‘‘average output power’’ exceeding 50 W; or
b.7.b.3. Multiple transverse mode output
and ‘‘average output power’’ exceeding 80 W;
or
b.8. Output wavelength exceeding 1,555
nm and any of the following:
b.8.a. Output energy exceeding 100 mJ per
pulse and ‘‘peak power’’ exceeding 1 W; or
b.8.b. ‘‘Average output power’’ exceeding 1
W;
c. ‘‘Tunable’’ lasers having any of the
following:
Note: 6A005.c includes titanium-sapphire
(Ti: Al203), thulium-YAG (Tm: YAG),
thulium-YSGG (Tm:YSGG), alexandrite
(Cr:BeAl204), color center ‘‘lasers’’, dye
‘‘lasers’’, and liquid ‘‘lasers’’.
c.1. Output wavelength less than 600 nm
and any of the following:
c.1.a. Output energy exceeding 50 mJ per
pulse and ‘‘peak power’’ exceeding 1 W; or
c.1.b. Average or CW output power
exceeding 1W;
c.2. Output wavelength of 600 nm or more
but not exceeding 1,400 nm, and any of the
following:
c.2.a. Output energy exceeding 1 J per
pulse and ‘‘peak power’’ exceeding 20 W; or
c.2.b. Average or CW output power
exceeding 20 W; or
c.3. Output wavelength exceeding 1,400
nm and any of the following:
c.3.a. Output energy exceeding 50 mJ per
pulse and ‘‘peak power’’ exceeding 1 W; or
c.3.b. Average or CW output power
exceeding 1 W;
d. Other ‘‘lasers’’, not controlled by
6A005.a, 6A005.b, or 6A005.c as follows:
d.1. Semiconductor ‘‘lasers’’ as follows:
Note: 1. 6A005.d.1 includes
semiconductor ‘‘lasers’’ having optical output
connectors (e.g., fiber optic pigtails).
2. The control status of semiconductor
‘‘lasers’’ specially designed for other
equipment is determined by the control
status of the other equipment.
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Jkt 220001
d.1.a. Individual single-transverse mode
semiconductor ‘‘lasers’’ having any of the
following:
d.1.a.1. Wavelength equal to or less than
1,510 nm and average or CW output power,
exceeding 1.5 W; or
d.1.a.2. Wavelength greater than 1,510 nm
and average or CW output power, exceeding
500 mW;
d.1.b. Individual, multiple-transverse mode
semiconductor ‘‘lasers’’ having any of the
following:
d.1.b.1. Wavelength of less than 1,400 nm
and average or CW output power, exceeding
10 W;
d.1.b.2. Wavelength equal to or greater than
1,400 nm and less than 1,900 nm and average
or CW output power, exceeding 2.5 W; or
d.1.b.3. Wavelength equal to or greater than
1,900 nm and average or CW output power,
exceeding 1 W;
d.1.c. Individual semiconductor ‘‘laser’’
‘arrays’ having any of the following:
d.1.c.1. Wavelength of less than 1,400 nm
and average or CW output power, exceeding
80 W;
d.1.c.2. Wavelength equal to or greater than
1,400 nm and less than 1,900 nm and average
or CW output power, exceeding 25 W; or
d.1.c.3. Wavelength equal to or greater than
1,900 nm and average or CW output power,
exceeding 10 W;
d.1.d. ‘Array stacks’ of semiconductor
‘‘lasers’’ containing at least one ‘array’
controlled by 6A005.d.1.c;
Technical Note: 1. Semiconductor
‘‘lasers’’ are commonly called ‘‘laser’’ diodes.
2. An ‘array’ consists of multiple
semiconductor ‘‘laser’’ emitters fabricated as
a single chip so that the centers of the
emitted light beams are on parallel paths.
3. An ‘array stack’ is fabricated by stacking,
or otherwise assembling, ’arrays’ so that the
centers of the emitted light beams are on
parallel paths.
d.2. Carbon monoxide (CO) ‘‘lasers’’ having
any of the following:
d.2.a. Output energy exceeding 2 J per
pulse and ‘‘peak power’’ exceeding 5 kW; or
d.2.b. Average or CW output power,
exceeding 5 kW;
d.3. Carbon dioxide (CO2) ‘‘lasers’’ having
any of the following:
d.3.a. CW output power exceeding 15 kW;
d.3.b. Pulsed output with ‘‘pulse duration’’
exceeding 10 μs and any of the following:
d.3.b.1. ‘‘Average output power’’ exceeding
10 kW; or
d.3.b.2. ‘‘Peak power’’ exceeding 100 kW;
or
d.3.c. Pulsed output with a ‘‘pulse
duration’’ equal to or less than 10 μs and any
of the following:
d.3.c.1. Pulse energy exceeding 5 J per
pulse; or
d.3.c.2. ‘‘Average output power’’ exceeding
2.5 kW;
d.4. Excimer ‘‘lasers’’ having any of the
following:
d.4.a. Output wavelength not exceeding
150 nm and any of the following:
d.4.a.1. Output energy exceeding 50 mJ per
pulse; or
d.4.a.2. ‘‘Average output power’’ exceeding
1 W;
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d.4.b. Output wavelength exceeding 150
nm but not exceeding 190 nm and any of the
following:
d.4.b.1. Output energy exceeding 1.5 J per
pulse; or
d.4.b.2. ‘‘Average output power’’ exceeding
120 W;
d.4.c. Output wavelength exceeding 190
nm but not exceeding 360 nm and any of the
following:
d.4.c.1. Output energy exceeding 10 J per
pulse; or
d.4.c.2. ‘‘Average output power’’ exceeding
500 W; or
d.4.d. Output wavelength exceeding 360
nm and any of the following:
d.4.d.1. Output energy exceeding 1.5 J per
pulse; or
d.4.d.2. ‘‘Average output power’’ exceeding
30 W;
Note: For excimer ‘‘lasers’’ specially
designed for lithography equipment, see
3B001.
d.5. ‘‘Chemical lasers’’ as follows:
d.5.a. Hydrogen Fluoride (HF) ‘‘lasers’’;
d.5.b. Deuterium Fluoride (DF) ‘‘lasers’’;
d.5.c. ‘‘Transfer lasers’’ as follows:
d.5.c.1. Oxygen Iodine (O2-I) ‘‘lasers’’;
d.5.c.2. Deuterium Fluoride-Carbon
dioxide (DF–CO2) ‘‘lasers’’;
d.6. ‘Non-repetitive pulsed’ Neodymium
(Nd) glass ‘‘lasers’’ having any of the
following:
d.6.a. ‘‘Pulse duration’’ not exceeding 1 μs
and output energy exceeding 50 J per pulse;
or
d.6.b. ‘‘Pulse duration’’ exceeding 1 μs and
output energy exceeding 100 J per pulse;
Note: ‘Non-repetitive pulsed’ refers to
‘‘lasers’’ that produce either a single output
pulse or that have a time interval between
pulses exceeding one minute.
e. Components as follows:
e.1. Mirrors cooled either by ‘active
cooling’ or by heat pipe cooling;
Technical Note: ‘Active cooling’ is a
cooling technique for optical components
using flowing fluids within the subsurface
(nominally less than 1 mm below the optical
surface) of the optical component to remove
heat from the optic.
e.2. Optical mirrors or transmissive or
partially transmissive optical or electrooptical components, specially designed for
use with controlled ‘‘lasers’’;
f. Optical equipment as follows:
N.B.: For shared aperture optical elements,
capable of operating in ‘‘Super-High Power
Laser’’ (‘‘SHPL’’) applications, see the U.S.
Munitions List (22 CFR part 121).
f.1. Dynamic wavefront (phase) measuring
equipment capable of mapping at least 50
positions on a beam wavefront and any the
following:
f.1.a. Frame rates equal to or more than 100
Hz and phase discrimination of at least 5%
of the beam’s wavelength; or
f.1.b. Frame rates equal to or more than
1,000 Hz and phase discrimination of at least
20% of the beam’s wavelength;
f.2. ‘‘Laser’’ diagnostic equipment capable
of measuring ‘‘SHPL’’ system angular beam
steering errors of equal to or less than 10
μrad;
f.3. Optical equipment and components,
specially designed for a phased-array
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‘‘SHPL’’ system for coherent beam
combination to an accuracy of λ/10 at the
designed wavelength, or 0.1 μm, whichever
is the smaller;
f.4. Projection telescopes specially
designed for use with ‘‘SHPL’’ systems.
*
*
*
*
*
46. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6A006 is amended by:
■ a. Revising the Heading;
■ b. Revising the LVS paragraph of the
License Exception section; and
■ c. Revising the Items paragraph of the
List of Items Controlled section, to read
as follows:
■
6A006 ‘‘Magnetometers’’, ‘‘magnetic
gradiometers’’, ‘‘intrinsic magnetic
gradiometers’’, underwater electric field
sensors, ‘‘compensation systems’’, and
specially designed components therefor, as
follows (see List of Items Controlled).
*
*
*
*
*
License Exceptions
LVS: $1500, N/A for 6A006.a.1;
‘‘Magnetometers’’ and subsystems defined in
6A006.a.2 using optically pumped or nuclear
precession (proton/Overhauser) having a
‘sensitivity’ lower (better) than 2 pT (rms) per
square root Hz; and 6A006.d.
*
*
*
*
*
List of Items Controlled
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Items:
a. ‘‘Magnetometers’’ and subsystems, as
follows:
a.1. ‘‘Magnetometers’’ using
‘‘superconductive’’ (SQUID) ‘‘technology’’
and having any of the following:
a.1.a. SQUID systems designed for
stationary operation, without specially
designed subsystems designed to reduce inmotion noise, and having a ‘sensitivity’ equal
to or lower (better) than 50 fT (rms) per
square root Hz at a frequency of 1 Hz; or
a.1.b. SQUID systems having an in-motionmagnetometer ‘sensitivity’ lower (better) than
20 pT (rms) per square root Hz at a frequency
of 1 Hz and specially designed to reduce inmotion noise;
a.2. ‘‘Magnetometers’’ using optically
pumped or nuclear precession (proton/
Overhauser) ‘‘technology’’ having a
‘sensitivity’ lower (better) than 20 pT (rms)
per square root Hz at a frequency of 1 Hz;
a.3. ‘‘Magnetometers’’ using fluxgate
‘‘technology’’ having a ‘sensitivity’ equal to
or lower (better) than 10 pT (rms) per square
root Hz at a frequency of 1 Hz;
a.4. Induction coil ‘‘magnetometers’’
having a ‘sensitivity’ lower (better) than any
of the following:
a.4.a. 0.05 nT (rms)/square root Hz at
frequencies of less than 1 Hz;
a.4.b. 1 x 10¥3 nT (rms)/square root Hz at
frequencies of 1 Hz or more but not
exceeding 10 Hz; or
a.4.c. 1 x 10¥4 nT (rms)/square root Hz at
frequencies exceeding 10 Hz;
a.5. Fiber optic ‘‘magnetometers’’ having a
‘sensitivity’ lower (better) than 1 nT (rms) per
square root Hz;
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b. Underwater electric field sensors having
a ‘sensitivity’ lower (better) than 8 nanovolt
per meter per square root Hz when measured
at 1 Hz;
c. ‘‘Magnetic gradiometers’’ as follows:
c.1. ‘‘Magnetic gradiometers’’ using
multiple ‘‘magnetometers’’ controlled by
6A006.a;
c.2. Fiber optic ‘‘intrinsic magnetic
gradiometers’’ having a magnetic gradient
field ‘sensitivity’ lower (better) than 0.3 nT/
m (rms) per square root Hz;
c.3. ‘‘Intrinsic magnetic gradiometers’’,
using ‘‘technology’’ other than fiber-optic
‘‘technology’’, having a magnetic gradient
field ‘sensitivity’ lower (better) than 0.015
nT/m (rms) per square root Hz; and
d. ‘‘Compensation systems’’ for magnetic
and underwater electric field sensors
resulting in a performance equal to or better
than the control parameters of 6A006.a,
6A006.b, and 6A006.c.
Technical Note: For the purposes of
6A006, ’sensitivity’ (noise level) is the root
mean square of the device-limited noise floor
which is the lowest signal that can be
measured.
*
*
*
*
*
47. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6A008 is amended by revising the
Heading and the Items paragraph of the
List of Items Controlled section, to read
as follows:
■
6A008 Radar systems, equipment and
assemblies, having any of the following (see
List of Items Controlled), and specially
designed components therefor.
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
Note: 6A008 does not control:
—Secondary surveillance radar (SSR);
—Civil Automotive Radar;
—Displays or monitors used for air traffic
control (ATC) having no more than 12
resolvable elements per mm;
—Meteorological (weather) radar.
a. Operating at frequencies from 40 GHz to
230 GHz and having any of the following:
a.1. An ‘‘average output power’’ exceeding
100 mW; or
a.2. Locating accuracy of 1 m or less
(better) in range and 0.2 degree or less (better)
in azimuth;
b. A tunable bandwidth exceeding ±6.25%
of the ‘center operating frequency’;
Technical Note: The ‘center operating
frequency’ equals one half of the sum of the
highest plus the lowest specified operating
frequencies
c. Capable of operating simultaneously on
more than two carrier frequencies;
d. Capable of operating in synthetic
aperture (SAR), inverse synthetic aperture
(ISAR) radar mode, or sidelooking airborne
(SLAR) radar mode;
e. Incorporating ‘‘electronically steerable
phased array antennae’’;
f. Capable of heightfinding non-cooperative
targets;
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Note: 6A008.f does not control precision
approach radar (PAR) equipment conforming
to ICAO standards
g. Specially designed for airborne (balloon
or airframe mounted) operation and having
Doppler ‘‘signal processing’’ for the detection
of moving targets;
h. Employing processing of radar signals
and using any of the following:
h.1. ‘‘Radar spread spectrum’’ techniques;
or
h.2. ‘‘Radar frequency agility’’ techniques;
i. Providing ground-based operation with a
maximum ‘‘instrumented range’’ exceeding
185 km;
Note: 6A008.i does not control:
a. Fishing ground surveillance radar;
b. Ground radar equipment specially
designed for en route air traffic control, and
having all of the following:
1. A maximum ‘‘instrumented range’’ of
500 km or less;
2. Configured so that radar target data can
be transmitted only one way from the radar
site to one or more civil ATC centers;
3. Contains no provisions for remote
control of the radar scan rate from the en
route ATC center; and
4. Permanently installed;
c. Weather balloon tracking radars.
j. Being ‘‘laser’’ radar or Light Detection
and Ranging (LIDAR) equipment and having
any of the following:
j.1. ‘‘Space-qualified’’;
j.2. Employing coherent heterodyne or
homodyne detection techniques and having
an angular resolution of less (better) than 20
μrad (microradians); or
j.3. Designed for carrying out airborne
bathymetric littoral surveys to International
Hydrographic Organization (IHO) Order 1a
Standard (5th Edition February 2008) for
Hydrographic Surveys or better, and using
one or more lasers with a wavelength
exceeding 400 nm but not exceeding 600 nm;
Note 1: LIDAR equipment specially
designed for surveying is only specified by
6A008.j.3.
Note 2: 6A008.j does not apply to LIDAR
equipment specially designed for
meteorological observation.
Note 3: Parameters in the IHO Order 1a
Standard 5th Edition February 2008 are
summarized as follows:
Horizontal Accuracy (95% Confidence
Level)= 5 m + 5% of depth.
Depth Accuracy for Reduced Depths (95%
confidence level) = ±√(a2 + (b*d)2) where:
a = 0.5 m = constant depth error, i.e. the
sum of all constant depth errors
b = 0.013 = factor of depth dependant error
b*d = depth dependant error, i.e. the sum
of all depth dependant errors
d = depth
Feature Detection = Cubic features > 2 m
in depths up to 40 m; 10% of depth beyond
40 m.
k. Having ‘‘signal processing’’ sub-systems
using ‘‘pulse compression’’ and having any of
the following:
k.1. A ‘‘pulse compression’’ ratio exceeding
150; or
k.2. A pulse width of less than 200 ns; or
l. Having data processing sub-systems and
having any of the following:
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l.1. ‘‘Automatic target tracking’’ providing,
at any antenna rotation, the predicted target
position beyond the time of the next antenna
beam passage;
Note: 6A008.l.1 does not control conflict
alert capability in ATC systems, or marine or
harbor radar
l.2. Calculation of target velocity from
primary radar having non-periodic (variable)
scanning rates;
l.3. Processing for automatic pattern
recognition (feature extraction) and
comparison with target characteristic data
bases (waveforms or imagery) to identify or
classify targets; or
l.4. Superposition and correlation, or
fusion, of target data from two or more
‘‘geographically dispersed’’ and
‘‘interconnected radar sensors’’ to enhance
and discriminate targets.
Note: 6A008.l.4 does not control systems,
equipment and assemblies designed for
marine traffic control
*
*
*
*
*
48. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6A996 is amended by revising the
Items paragraph of the List of Items
Controlled section, to read as follows:
■
6A996 ‘‘Magnetometers’’ not controlled by
ECCN 6A006, ‘‘Superconductive’’
electromagnetic sensors, and specially
designed components therefor, as follows
(see List of Items Controlled).
*
*
*
*
*
List of Items Controlled
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Items:
a. ‘‘Magnetometers’’, n.e.s., having a
‘sensitivity’ lower (better) than 1.0 nT (rms)
per square root Hz.
Technical Note: For the purposes of
6A996, ‘sensitivity’ (noise level) is the root
mean square of the device-limited noise floor
which is the lowest signal that can be
measured.
b. ‘‘Superconductive’’ electromagnetic
sensors, components manufactured from
‘‘superconductive’’ materials:
b.1. Designed for operation at temperatures
below the ‘‘critical temperature’’ of at least
one of their ‘‘superconductive’’ constituents
(including Josephson effect devices or
‘‘superconductive’’ quantum interference
devices (SQUIDS));
b.2. Designed for sensing electromagnetic
field variations at frequencies of 1 KHz or
less; and
b.3. Having any of the following
characteristics:
b.3.a. Incorporating thin-film SQUIDS with
a minimum feature size of less than 2 μm and
with associated input and output coupling
circuits;
b.3.b. Designed to operate with a magnetic
field slew rate exceeding 1 × 106 magnetic
flux quanta per second;
b.3.c. Designed to function without
magnetic shielding in the earth’s ambient
magnetic field; or
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b.3.d. Having a temperature coefficient less
(smaller) than 0.1 magnetic flux quantum/K.
*
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*
*
49. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6D003 is amended by revising the
Heading, adding RS to the Reason for
Control section, revising the RS
paragraph of the License Requirements
section, and revising the Items
paragraph of the List of Items Controlled
section, to read as follows:
■
6D003 Other ‘‘software’’ as follows (see List
of Items Controlled)
License Requirements
Reason for Control: NS, RS, AT.
Control(s)
Country chart
purpose computers located at Air Traffic
Control centers and capable of any of the
following:
h.1.a. Processing and displaying more than
150 simultaneous ‘‘system tracks’’; or
h.1.b. Accepting radar target data from
more than four primary radars;
h.2. ‘‘Software’’ for the design or
‘‘production’’ of radomes and having all of
the following:
h.2.a. Specially designed to protect the
‘‘electronically steerable phased array
antennae’’ controlled by 6A008.e.; and
h.2.b. Resulting in an antenna pattern
having an ‘average side lobe level’ more than
40 dB below the peak of the main beam level.
Technical Note: ‘Average side lobe level’ in
6D003.h.2.b is measured over the entire array
excluding the angular extent of the main
beam and the first two side lobes on either
side of the main beam.
*
*
*
*
*
50. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 6,
ECCN 6E993 is amended by revising the
Items paragraph of the List of Items
Controlled section, to read as follows:
■
*
*
*
RS applies to paragraph c
*
*
*
*
*
*
RS Column 1.
*
List of Items Controlled
*
*
*
*
*
Items:
ACOUSTICS
a. ‘‘Software’’ as follows:
a.1. ‘‘Software’’ specially designed for
acoustic beam forming for the ‘‘real time
processing’’ of acoustic data for passive
reception using towed hydrophone arrays;
a.2. ‘‘Source code’’ for the ‘‘real time
processing’’ of acoustic data for passive
reception using towed hydrophone arrays;
a.3. ‘‘Software’’ specially designed for
acoustic beam forming for the ‘‘real time
processing’’ of acoustic data for passive
reception using bottom or bay cable systems;
a.4. ‘‘Source code’’ for the ‘‘real time
processing’’ of acoustic data for passive
reception using bottom or bay cable systems;
b. Optical sensors. None.
CAMERAS
c. ‘‘Software’’ designed or modified for
cameras incorporating ‘‘focal plane arrays’’
specified by 6A002.a.3.f and designed or
modified to remove a frame rate restriction
and allow the camera to exceed the frame
rate specified in 6A003.b.4 Note 3.a;
d. Optics. None.
e. Lasers. None
MAGNETIC AND ELECTRIC FIELD
SENSORS
f. ‘‘Software’’ as follows:
f.1. ‘‘Software’’ specially designed for
magnetic and electric field ‘‘compensation
systems’’ for magnetic sensors designed to
operate on mobile platforms;
f.2. ‘‘Software’’ specially designed for
magnetic and electric field anomaly detection
on mobile platforms;
GRAVIMETERS
g. ‘‘Software’’ specially designed to correct
motional influences of gravity meters or
gravity gradiometers;
RADAR
h. ‘‘Software’’ as follows:
h.1. Air Traffic Control (ATC) ‘‘software’’
application ‘‘programs’’ hosted on general
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6E993 Other ‘‘technology’’, not controlled
by 6E003, as follows (see List of Items
Controlled).
*
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List of Items Controlled
*
*
*
*
*
Items:
a. Optical fabrication technologies for
serially producing optical components at a
rate exceeding 10 m2 of surface area per year
on any single spindle and having all of the
following:
a.1. Area exceeding 1 m2; and
a.2. Surface figure exceeding λ/10 (rms) at
the designed wavelength;
b. ‘‘Technology’’ for optical filters with a
bandwidth equal to or less than 10 nm, a
field of view (FOV) exceeding 40° and a
resolution exceeding 0.75 line pairs per
milliradian;
c. ‘‘Technology’’ for the ‘‘development’’ or
‘‘production’’ of cameras controlled by
6A993;
d. ‘‘Technology’’ ‘‘required’’ for the
‘‘development’’ or ‘‘production’’ of nontriaxial fluxgate ‘‘magnetometers’’ or nontriaxial fluxgate ‘‘magnetometer’’ systems,
having any of the following:
d.1. ‘Sensitivity’ lower (better) than 0.05
nT (rms) per square root Hz at frequencies of
less than 1 Hz; or
d.2. ‘Sensitivity’ lower (better) than 1 ×
10¥3 nT (rms) per square root Hz at
frequencies of 1 Hz or more.
Technical Note: For the purposes of 6E993,
‘sensitivity’ (or noise level) is the root mean
square of the device-limited noise floor
which is the lowest signal that can be
measured.
*
*
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*
51. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 7,
ECCN 7A003 is amended by revising the
Heading and the Items paragraph in the
■
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List of Items Controlled section, to read
as follows:
see Supplement No. 1 to Part 743 for a list
of these countries.
7A003 Inertial systems and specially
designed components, as follows.
Note 3: 7A003.c.1 does not control
theodolite systems incorporating inertial
equipment specially designed for civil
surveying purposes.
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*
*
List of Items Controlled
jlentini on DSKJ8SOYB1PROD with RULES2
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*
*
*
*
Items:
a. Inertial Navigation Systems (INS)
(gimballed or strapdown) and inertial
equipment, designed for ‘‘aircraft’’, land
vehicles, vessels (surface or underwater) or
‘‘spacecraft’’, for navigation, attitude,
guidance or control and having any of the
following and specially designed
components therefor:
a.1. Navigation error (free inertial)
subsequent to normal alignment of 0.8
nautical mile per hour (nm/hr) ‘‘Circular
Error Probable’’ (‘‘CEP’’) or less (better); or
a.2. Specified to function at linear
acceleration levels exceeding 10 g;
b. Hybrid Inertial Navigation Systems
embedded with Global Navigation Satellite
System(s) (GNSS) or with ‘‘Data-Based
Referenced Navigation’’ (‘‘DBRN’’) System(s)
for navigation, attitude, guidance or control,
subsequent to normal alignment and having
an INS navigation position accuracy, after
loss of GNSS or ‘‘DBRN’’ for a period of up
to 4 minutes, of less (better) than 10 meters
‘‘Circular Error Probable’’ (‘‘CEP’’);
c. Inertial measurement equipment for
heading or True North determination and
having any of the following, and specially
designed components therefor:
c.1. Designed to have heading or True
North determination accuracy equal to, or
less (better) than 0.07 deg sec (Lat)
(equivalent to 6 arc minutes (rms) at 45
degrees latitude); or
c.2. Designed to have a non-operating
shock level of 900 g or greater at a duration
of 1 msec, or greater;
d. Inertial measurement equipment
including Inertial Measurement Units (IMU)
and Inertial Reference Systems (IRS),
incorporating accelerometers or gyros
controlled by 7A001 or 7A002, and specially
designed components therefor.
Note 1: The parameters of 7A003.a and
7A003.b are applicable with any of the
following environmental conditions:
a. Input random vibration with an overall
magnitude of 7.7 g (rms) in the first 0.5 hour
and a total test duration of 1.5 hour per axis
in each of the 3 perpendicular axes, when the
random vibration meets all of the following:
1. A constant Power Spectral Density (PSD)
value of 0.04 g2/Hz over a frequency interval
of 15 to 1,000 Hz; and
2. The PSD attenuates with frequency from
0.04 g2/Hz to 0.01 g2/Hz over a frequency
interval from 1,000 to 2,000 Hz;
b. An angular rate capability about one or
more axes of equal to or more than +2.62 rad/
s (150 deg/s); or
c. According to national standards
equivalent to a. or b. of this note.
Note 2: 7A003 does not control inertial
navigation systems which are certified for
use on ‘‘civil aircraft’’ by civil authorities of
a Wassenaar Arrangement Participating State,
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Technical Note: 7A003.b refers to systems
in which an INS and other independent
navigation aids are built into a single unit
(embedded) in order to achieve improved
performance.
*
*
*
*
*
52. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 8,
ECCN 8A001 is amended by revising the
Items paragraph in the List of Items
Controlled section, to read as follows:
■
8A001 Submersible vehicles and surface
vessels, as follows (see List of Items
Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. Manned, tethered submersible vehicles
designed to operate at depths exceeding
1,000 m;
b. Manned, untethered submersible
vehicles having any of the following:
b.1. Designed to ‘operate autonomously’
and having a lifting capacity of all the
following:
b.1.a. 10% or more of their weight in air;
and
b.1.b. 15 kN or more;
b.2. Designed to operate at depths
exceeding 1,000 m; or
b.3. Having all of the following:
b.3.a. Designed to continuously ‘operate
autonomously’ for 10 hours or more; and
b.3.b. ‘Range’ of 25 nautical miles or more;
Technical Notes: 1. For the purposes of
8A001.b, ‘operate autonomously’ means fully
submerged, without snorkel, all systems
working and cruising at minimum speed at
which the submersible can safely control its
depth dynamically by using its depth planes
only, with no need for a support vessel or
support base on the surface, sea-bed or shore,
and containing a propulsion system for
submerged or surface use.
2. For the purposes of 8A001.b, ‘range’
means half the maximum distance a
submersible vehicle can ‘operate
autonomously’.
c. Unmanned, tethered submersible
vehicles designed to operate at depths
exceeding 1,000 m and having any of the
following:
c.1. Designed for self-propelled maneuver
using propulsion motors or thrusters
controlled by 8A002.a.2; or
c.2. Fiber optic data link;
d. Unmanned, untethered submersible
vehicles having any of the following:
d.1. Designed for deciding a course relative
to any geographical reference without realtime human assistance;
d.2. Acoustic data or command link; or
d.3. Fiber optic data or command link
exceeding 1,000 m;
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e. Ocean salvage systems with a lifting
capacity exceeding 5 MN for salvaging
objects from depths exceeding 250 m and
having any of the following:
e.1. Dynamic positioning systems capable
of position keeping within 20 m of a given
point provided by the navigation system; or
e.2. Seafloor navigation and navigation
integration systems, for depths exceeding
1,000 m and with positioning accuracies to
within 10 m of a predetermined point;
f. Surface-effect vehicles (fully skirted
variety) having all of the following:
f.1. Maximum design speed, fully loaded,
exceeding 30 knots in a significant wave
height of 1.25 m (Sea State 3) or more;
f.2. Cushion pressure exceeding 3,830 Pa;
and
f.3. Light-ship-to-full-load displacement
ratio of less than 0.70;
g. Surface-effect vehicles (rigid sidewalls)
with a maximum design speed, fully loaded,
exceeding 40 knots in a significant wave
height of 3.25 m (Sea State 5) or more;
h. Hydrofoil vessels with active systems for
automatically controlling foil systems, with a
maximum design speed, fully loaded, of 40
knots or more in a significant wave height of
3.25 m (Sea State 5) or more;
i. ‘Small waterplane area vessels’ having
any of the following:
i.1. Full load displacement exceeding 500
tonnes with a maximum design speed, fully
loaded, exceeding 35 knots in a significant
wave height of 3.25 m (Sea State 5) or more;
or
i.2. Full load displacement exceeding 1,500
tonnes with a maximum design speed, fully
loaded, exceeding 25 knots in a significant
wave height of 4 m (Sea State 6) or more.
Technical Note: A ‘small waterplane area
vessel’ is defined by the following formula:
Waterplane area at an operational design
draft less than 2 × (displaced volume at the
operational design draft)2/3.
*
*
*
*
*
53. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 8,
ECCN 8A002 is amended by revising the
Heading and the Items paragraph in the
List of Items Controlled section, to read
as follows:
■
8A002 Marine systems, equipment and
components, as follows (see List of Items
Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. Systems, equipment and components,
specially designed or modified for
submersible vehicles and designed to operate
at depths exceeding 1,000 m, as follows:
a.1. Pressure housings or pressure hulls
with a maximum inside chamber diameter
exceeding 1.5 m;
a.2. Direct current propulsion motors or
thrusters;
a.3. Umbilical cables, and connectors
therefor, using optical fiber and having
synthetic strength members;
a.4. Components manufactured from
material specified by ECCN 8C001;
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Federal Register / Vol. 74, No. 237 / Friday, December 11, 2009 / Rules and Regulations
Technical Note: The objective of 8A002.a.4
should not be defeated by the export of
‘syntactic foam’ controlled by 8C001 when an
intermediate stage of manufacture has been
performed and it is not yet in its final
component form.
b. Systems specially designed or modified
for the automated control of the motion of
submersible vehicles controlled by 8A001,
using navigation data, having closed loop
servo-controls and having any of the
following:
b.1. Enabling a vehicle to move within 10
m of a predetermined point in the water
column;
b.2. Maintaining the position of the vehicle
within 10 m of a predetermined point in the
water column; or
b.3. Maintaining the position of the vehicle
within 10 m while following a cable on or
under the seabed;
c. Fiber optic hull penetrators or
connectors;
d. Underwater vision systems as follows:
d.1. Television systems and television
cameras, as follows:
d.1.a. Television systems (comprising
camera, monitoring and signal transmission
equipment) having a ‘limiting resolution’
when measured in air of more than 800 lines
and specially designed or modified for
remote operation with a submersible vehicle;
d.1.b. Underwater television cameras
having a ‘limiting resolution’ when measured
in air of more than 1,100 lines;
d.1.c. Low light level television cameras
specially designed or modified for
underwater use and having all of the
following:
d.1.c.1. Image intensifier tubes controlled
by 6A002.a.2.a; and
d.1.c.2. More than 150,000 ‘‘active pixels’’
per solid state area array;
Technical Note: ‘Limiting resolution’ is a
measure of horizontal resolution usually
expressed in terms of the maximum number
of lines per picture height discriminated on
a test chart, using IEEE Standard 208/1960 or
any equivalent standard.
d.2. Systems specially designed or
modified for remote operation with an
underwater vehicle, employing techniques to
minimize the effects of back scatter and
including range-gated illuminators or ‘‘laser’’
systems;
e. Photographic still cameras specially
designed or modified for underwater use
below 150 m, with a film format of 35 mm
or larger and having any of the following:
e.1. Annotation of the film with data
provided by a source external to the camera;
e.2. Automatic back focal distance
correction; or
e.3. Automatic compensation control
specially designed to permit an underwater
camera housing to be usable at depths
exceeding 1,000 m;
f. Electronic imaging systems, specially
designed or modified for underwater use,
capable of storing digitally more than 50
exposed images;
Note: 8A002.f does not control digital
cameras specially designed for consumer
purposes, other than those employing
electronic image multiplication techniques.
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Jkt 220001
g. Light systems specially designed or
modified for underwater use, as follows:
g.1. Stroboscopic light systems capable of
a light output energy of more than 300 J per
flash and a flash rate of more than 5 flashes
per second;
g.2. Argon arc light systems specially
designed for use below 1,000 m;
h. ‘‘Robots’’ specially designed for
underwater use, controlled by using a
dedicated computer and having any of the
following:
h.1. Systems that control the ‘‘robot’’ using
information from sensors which measure
force or torque applied to an external object,
distance to an external object, or tactile sense
between the ‘‘robot’’ and an external object;
or
h.2. The ability to exert a force of 250 N
or more or a torque of 250 Nm or more and
using titanium based alloys or ‘‘composite’’
‘‘fibrous or filamentary materials’’ in their
structural members;
i. Remotely controlled articulated
manipulators specially designed or modified
for use with submersible vehicles and having
any of the following:
i.1. Systems which control the manipulator
using the information from sensors which
measure the torque or force applied to an
external object, or tactile sense between the
manipulator and an external object; or
i.2. Controlled by proportional masterslave techniques or by using a dedicated
computer and having 5 degrees of ‘freedom
of movement’ or more;
Technical Note: Only functions having
proportional control using positional
feedback or by using a dedicated computer
are counted when determining the number of
degrees of ‘freedom of movement’.
j. Air independent power systems specially
designed for underwater use, as follows:
j.1. Brayton or Rankine cycle engine air
independent power systems having any of
the following:
j.1.a. Chemical scrubber or absorber
systems, specially designed to remove carbon
dioxide, carbon monoxide and particulates
from recirculated engine exhaust;
j.1.b. Systems specially designed to use a
monoatomic gas;
j.1.c. Devices or enclosures, specially
designed for underwater noise reduction in
frequencies below 10 kHz, or special
mounting devices for shock mitigation; or
j.1.d. Systems having all of the following:
j.1.d.1. Specially designed to pressurize the
products of reaction or for fuel reformation;
j.1.d.2. Specially designed to store the
products of the reaction; and
j.1.d.3. Specially designed to discharge the
products of the reaction against a pressure of
100 kPa or more;
j.2. Diesel cycle engine air independent
systems having all of the following:
j.2.a. Chemical scrubber or absorber
systems, specially designed to remove carbon
dioxide, carbon monoxide and particulates
from recirculated engine exhaust;
j.2.b. Systems specially designed to use a
monoatomic gas;
j.2.c. Devices or enclosures, specially
designed for underwater noise reduction in
frequencies below 10 kHz, or special
mounting devices for shock mitigation; and
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j.2.d. Specially designed exhaust systems
that do not exhaust continuously the
products of combustion;
j.3. Fuel cell air independent power
systems with an output exceeding 2 kW and
having any of the following:
j.3.a. Devices or enclosures, specially
designed for underwater noise reduction in
frequencies below 10 kHz, or special
mounting devices for shock mitigation; or
j.3.b. Systems having all of the following:
j.3.b.1. Specially designed to pressurize the
products of reaction or for fuel reformation;
j.3.b.2. Specailly designed to store the
products of the reaction; and
j.3.b.3. Specially designed to discharge the
products of the reaction against a pressure of
100 kPa or more;
j.4. Stirling cycle engine air independent
power systems having all of the following:
j.4.a. Devices or enclosures, specially
designed for underwater noise reduction in
frequencies below 10 kHz, or special
mounting devices for shock mitigation; and
j.4.b. Specially designed exhaust systems
which discharge the products of combustion
against a pressure of 100 kPa or more;
k. Skirts, seals and fingers, having any of
the following:
k.1. Designed for cushion pressures of
3,830 Pa or more, operating in a significant
wave height of 1.25 m (Sea State 3) or more
and specially designed for surface effect
vehicles (fully skirted variety) controlled by
8A001.f; or
k.2. Designed for cushion pressures of
6,224 Pa or more, operating in a significant
wave height of 3.25 m (Sea State 5) or more
and specially designed for surface effect
vehicles (rigid sidewalls) controlled by
8A001.g;
l. Lift fans rated at more than 400 kW and
specially designed for surface effect vehicles
controlled by 8A001.f or 8A001.g;
m. Fully submerged subcavitating or
supercavitating hydrofoils, specially
designed for vessels controlled by 8A001.h;
n. Active systems specially designed or
modified to control automatically the seainduced motion of vehicles or vessels,
controlled by 8A001.f, 8A001.g, 8A001.h or
8A001.i;
o. Propellers, power transmission systems,
power generation systems and noise
reduction systems, as follows:
o.1. Water-screw propeller or power
transmission systems, specially designed for
surface effect vehicles (fully skirted or rigid
sidewall variety), hydrofoils or ‘small
waterplane area vessels’ controlled by
8A001.f, 8A001.g, .8A001.h or 8A001.i, as
follows:
o.1.a. Supercavitating, super-ventilated,
partially-submerged or surface piercing
propellers, rated at more than 7.5 MW;
o.1.b. Contrarotating propeller systems
rated at more than 15 MW;
o.1.c. Systems employing pre-swirl or postswirl techniques, for smoothing the flow into
a propeller;
o.1.d. Light-weight, high capacity (K factor
exceeding 300) reduction gearing;
o.1.e. Power transmission shaft systems
incorporating ‘‘composite’’ material
components and capable of transmitting
more than 1 MW;
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o.2. Water-screw propeller, power
generation systems or transmission systems,
designed for use on vessels, as follows:
o.2.a. Controllable-pitch propellers and
hub assemblies, rated at more than 30 MW;
o.2.b. Internally liquid-cooled electric
propulsion engines with a power output
exceeding 2.5 MW;
o.2.c. ‘‘Superconductive’’ propulsion
engines or permanent magnet electric
propulsion engines, with a power output
exceeding 0.1 MW;
o.2.d. Power transmission shaft systems
incorporating ‘‘composite’’ material
components and capable of transmitting
more than 2 MW;
o.2.e. Ventilated or base-ventilated
propeller systems, rated at more than 2.5
MW;
o.3. Noise reduction systems designed for
use on vessels of 1,000 tonnes displacement
or more, as follows:
o.3.a. Systems that attenuate underwater
noise at frequencies below 500 Hz and
consist of compound acoustic mounts for the
acoustic isolation of diesel engines, diesel
generator sets, gas turbines, gas turbine
generator sets, propulsion motors or
propulsion reduction gears, specially
designed for sound or vibration isolation and
having an intermediate mass exceeding 30%
of the equipment to be mounted;
o.3.b. Active noise reduction or
cancellation systems, or magnetic bearings,
specially designed for power transmission
systems, and incorporating electronic control
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systems capable of actively reducing
equipment vibration by the generation of
anti-noise or anti-vibration signals directly to
the source;
p. Pumpjet propulsion systems having a
power output exceeding 2.5 MW using
divergent nozzle and flow conditioning vane
techniques to improve propulsive efficiency
or reduce propulsion-generated underwaterradiated noise;
q. Self-contained, closed or semi-closed
circuit (rebreathing) diving and underwater
swimming apparatus.
Note: 8A002.q does not control an
individual apparatus for personal use when
accompanying its user.
*
*
*
*
*
54. In Supplement No. 1 to Part 774
(the Commerce Control List), Category 9,
ECCN 9A012 is amended by revising the
Heading and the Items paragraph in the
List of Items Controlled section, to read
as follows:
■
9A012 Non-military ‘‘unmanned aerial
vehicles,’’ (‘‘UAVs’’), associated systems,
equipment and components, as follows (see
List of Items Controlled).
*
*
*
*
*
List of Items Controlled
*
*
*
*
*
Items:
a. ‘‘UAVs’’ having any of the following:
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a.1. An autonomous flight control and
navigation capability (e.g., an autopilot with
an Inertial Navigation System); or
a.2. Capability of controlled flight out of
the direct visual range involving a human
operator (e.g., televisual remote control);
b. Associated systems, equipment and
components, as follows:
b.1. Equipment specially designed for
remotely controlling the ‘‘UAVs’’ controlled
by 9A012.a.;
b.2. Systems for navigation, attitude,
guidance or control, other than those
controlled in Category 7 and specially
designed to provide autonomous flight
control or navigation capability to ‘‘UAVs’’
controlled by 9A012.a.;
b.3. Equipment and components, specially
designed to convert a manned ‘‘aircraft’’ to a
‘‘UAV’’ controlled by 9A012.a;
b.4. Air breathing reciprocating or rotary
internal combustion type engines, specially
designed or modified to propel ‘‘UAVs’’ at
altitudes above 50,000 feet (15,240 meters).
Note: 9A012 does not control model
aircraft.
*
*
*
*
*
Dated: November 25, 2009.
Matthew S. Borman,
Deputy Assistant Secretary for Export
Administration.
[FR Doc. E9–28806 Filed 12–4–09; 4:15 pm]
BILLING CODE 3510–33–P
E:\FR\FM\11DER2.SGM
11DER2
Agencies
[Federal Register Volume 74, Number 237 (Friday, December 11, 2009)]
[Rules and Regulations]
[Pages 66000-66027]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-28806]
[[Page 65999]]
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Part III
Department of Commerce
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Bureau of Industry and Security
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15 CFR Parts 740, 742, 743, et al.
Wassenaar Arrangement 2008 Plenary Agreements Implementation:
Categories 1, 2, 3, 4, 5 Parts I and II, 6, 7, 8 and 9 of the Commerce
Control List, Definitions, Reports; Final Rule
Federal Register / Vol. 74, No. 237 / Friday, December 11, 2009 /
Rules and Regulations
[[Page 66000]]
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DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 740, 742, 743, 772, and 774
[Docket No. 0908041218-91220-01]
RIN 0694 AE58
Wassenaar Arrangement 2008 Plenary Agreements Implementation:
Categories 1, 2, 3, 4, 5 Parts I and II, 6, 7, 8 and 9 of the Commerce
Control List, Definitions, Reports
AGENCY: Bureau of Industry and Security, Commerce.
ACTION: Final rule.
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SUMMARY: The Bureau of Industry and Security (BIS) maintains the
Commerce Control List (CCL), which identifies items subject to
Department of Commerce export controls. This final rule revises the
Export Administration Regulations (EAR) to implement changes made to
the Wassenaar Arrangement's List of Dual Use Goods and Technologies
(Wassenaar List) maintained and agreed to by governments participating
in the Wassenaar Arrangement on Export Controls for Conventional Arms
and Dual Use Goods and Technologies (Wassenaar Arrangement, or WA). The
Wassenaar Arrangement advocates implementation of effective export
controls on strategic items with the objective of improving regional
and international security and stability. To harmonize with the changes
to the Wassenaar List, this rule revises the EAR by amending certain
entries that are controlled for national security reasons in Categories
1, 2, 3, 4, 5 Part I (telecommunications), 5 Part II (information
security), 6, 7, 8, and 9; adding new entries to the CCL, revising
reporting requirements and adding and amending EAR Definitions.
The purpose of this final rule is to revise the CCL and definitions
of terms used in the EAR to implement Wassenaar List revisions that
were agreed upon in the December 2008 Wassenaar Arrangement Plenary
Meeting.
This rule also adds or expands unilateral U.S. export controls and
national security export controls on certain items to make them
consistent with the amendments made to implement the Wassenaar
Arrangement's decisions.
The Wassenaar Agreements that pertain to ECCNs 6A002, 6A003, and
all related ECCNs will be implemented in a separate rule, because of
the sensitivity of the items and complexity of procedures and controls
for these items.
DATES: Effective Date: This rule is effective December 11, 2009.
FOR FURTHER INFORMATION CONTACT: For questions of a general nature
contact Sharron Cook, Office of Exporter Services, Bureau of Industry
and Security, U.S. Department of Commerce at (202) 482 2440 or E-mail:
scook@bis.doc.gov.
For questions of a technical nature contact:
Category 1: Bob Teer, 202 482 4749.
Category 2: George Loh, 202 482 3570.
Category 3: Brian Baker, 202 482 5534.
Category 4: Joseph Young, 202 482 4197.
Category 5 Part 1: Joseph Young, 202 482 4197.
Category 5 Part 2: Michael Pender, 202 482 2458.
Category 6: Chris Costanzo, 202 482 0718 (optics), John Varesi, 202 482
1114 (sensors & cameras) and Mark Jaso 202 482 0987 (lasers).
Category 7: Daniel Squire 202 482 3710.
Category 8: Darrell Spires 202 482-1954.
Category 9: Gene Christensen 202 482 2984.
ADDRESSES: Comments regarding the collections of information associated
with this rule, including suggestions for reducing the burden, should
be sent to OMB Desk Officer, New Executive Office Building, Washington,
DC 20503 Attention: Jasmeet Seehra, OMB Desk Officer, by e-mail at
jseehra@omb.eop.gov or by fax to (202) 395-7285; and to the Office of
Administration, Bureau of Industry and Security, Department of
Commerce, 14th and Pennsylvania Avenue, NW., Room 6622, Washington, DC
20230.
SUPPLEMENTARY INFORMATION:
Background
In July 1996, the United States and thirty-three other countries
gave final approval to the establishment of a new multilateral export
control arrangement called the Wassenaar Arrangement on Export Controls
for Conventional Arms and Dual Use Goods and Technologies (Wassenaar
Arrangement or WA). The Wassenaar Arrangement contributes to regional
and international security and stability by promoting transparency and
greater responsibility in transfers of conventional arms and dual use
goods and technologies, thus preventing destabilizing accumulations of
such items. Participating states committed to exchange information on
exports of dual use goods and technologies to non-participating states
for the purposes of enhancing transparency and assisting in developing
a common understanding of the risks associated with the transfers of
these items.
Expanded or New Export Controls
A detailed description may be found below of all revisions to
Export Control Classification Numbers (ECCNs) that have expanded or new
export controls.
This rule imposes new or expands National Security (NS) Column 1
controls. This rule imposes a license requirement pursuant to section
742.4(a) of the EAR for exports and reexports to all destinations,
except Canada, of certain commodities (and related software and
technology) described in ECCN 5A002.a.7. This rule also imposes such a
license requirement for certain software and technology controlled
under ECCNs 5E001.c.6, .d, and .e, and 6D003.c. These destinations have
an ``X'' in NS column 1 of the Commerce Country Chart of Supplement No.
1 to Part 738. The purpose of the controls is to ensure that these
items do not make a contribution to the military potential of any other
country or combination of countries that would prove detrimental to the
national security of the United States. For designated terrorism
supporting countries or embargoed countries, the applicable licensing
policies are found in Parts 742 and 746 of the EAR, and in Supplement
No. 1 to Part 736 of the EAR for Syria.
This rule imposes new or expands NS Column 2 controls. This rule
imposes a license requirement under section 742.4(a) of the EAR for
exports and reexports of commodities (and related software and
technology) described in ECCNs 1A004.d, 1A008, 3A001.b.10 and .h,
5A001.h, 6A001.c, and 6A008.j.3 to destinations other than Country
Group A:1, cooperating countries (see Supplement No. 1 to Part 740 of
the EAR), Bulgaria, Czech Republic, Estonia, Hungary, Iceland, Latvia,
Lithuania, Poland, Romania, Slovakia and Slovenia. This NS column 2
license requirement applies to destinations that have an ``X''
indicated in NS column 2 on the Commerce Country Chart of Supplement
No. 1 to Part 738 of the EAR. The purpose of the control is to ensure
that these items do not make a contribution to the military potential
of countries in Country Group D:1 that would prove detrimental to the
national security of the United States. For designated terrorism
supporting countries or embargoed countries, the applicable licensing
policies are found in Parts 742 and 746 of the EAR, and Supplement No.
1 to Part 736 of the EAR for Syria.
The licensing policy for national security controlled items
exported or
[[Page 66001]]
reexported to any country except a country in Country Group D:1 (see
Supplement No. 1 to Part 740 of the EAR) is to approve license
applications unless there is a significant risk that the items will be
diverted to a country in Country Group D:1. The general policy for
exports and reexports of items to Country Group D:1 is to approve
license applications when BIS determines, on a case by case basis, that
the items are for civilian use or would otherwise not make a
significant contribution to the military potential of the country of
destination that would prove detrimental to the national security of
the United States.
This rule imposes new or expands anti-terrorism (AT) controls. This
rule imposes a unilateral U.S. license requirement to export and
reexport commodities (and related software and technology) controlled
under ECCNs 1A004.d, 1A008, 3A001.b.10 and .h, 5A001.h, 5A002.a.7,
6A001.c, and 6A008.j.3 for AT reasons to Cuba, Iran, North Korea, Sudan
and Syria, in addition to the national security controls imposed to
implement the Wassenaar Arrangement's decisions.
This rule also imposes such a license requirement for certain
software and technology controlled under ECCNs 5E001.c.6, .d, and .e,
and 6D003.c. These unilateral export controls are necessary because
under Section 6(j) of the Export Administration Act of 1979 a license
is required for items that could make a significant contribution to the
military potential of such country or that could enhance the ability of
such country to support acts of international terrorism. There is a
general policy of denial for applications to export or reexport to
terrorism supporting countries, as set forth in Part 742 of the EAR. In
addition, certain of these countries are also subject to embargoes, as
set forth in Part 746 of the EAR and Supplement No. 1 to Part 736 of
the EAR for Syria. A license is also required for the export and
reexport of these items to specially designated terrorists and foreign
terrorist organizations, as set forth in Part 744 of the EAR; license
applications to these parties are reviewed under a general policy of
denial.
All expanded foreign policy controls will be reflected in the
Annual Foreign Policy report BIS sends to Congress.
Task Force on Editorial Issues (TFEI)
The Wassenaar Arrangement Task Force on Editorial Issues (TFEI)
made revisions, editorial in nature, to clarify or correct control text
or remove extraneous text. The TFEI revisions (over 2,000) were agreed
upon by the WA in December 2007. This rule implements only those TFEI
revisions that coincide with the revisions to ECCNs affected by the
2008 WA agreements and the 2007 WA agreements to Category 6. Other TFEI
revisions will be implemented in a separate rule.
Revisions to the Commerce Control List
This rule revises a number of entries on the Commerce Control List
(CCL) to implement the December 2008 agreed revisions to the Wassenaar
List of Dual Use Goods and Technologies. This rule also revises
language to provide a complete or more accurate description of controls
in certain ECCNs. A description of the specific amendments to the CCL
pursuant to the December 2008 Wassenaar Agreement is provided below.
There is one newly added ECCN--1A008, as described below. As described
below, the amendments apply to ECCNs 1A001, 1A002, 1A003, 1A004, 1A007,
1A008, 1B001, 1B003, 1C008 1C010, 1D003, 1E001, 1E002, 2A983, 3A001,
3A002, 3B001, 4D001, 4D003, 4E001, 5A001, 5B001, 5D001, 5E001, 5A002,
5B002, 5D002, 5E002, 6A001, 6A004, 6A005, 6A006, 6A008, 6A996, 6D003,
6E993, 7A003, 8A001, 8A002, and 9A012.
Category 1 Special Materials and Related Equipment, Chemicals,
``Microorganisms,'' and Toxins
This rule revises the name of the Category 1 from ``Materials,
Chemicals, ``Microorganisms,'' and Toxins'' to read ``Special Materials
and Related Equipment, Chemicals, ``Microorganisms,'' and Toxins'' to
more clearly describe the scope of items within this category as it has
evolved over recent years (e.g., addition of explosive related items).
ECCN 1A001 is amended by:
a. Adding two commas to 1A001.a and 1A001.b, as part of the TFEI
revisions to clarify the meaning of these paragraphs; and
b. Modifying the format of paragraph 1A001.c to clarify that the
items must contain both criteria. This change was made as part of the
TFEI changes.
ECCN 1A002 is amended as follows:
a. Removing the redundant Note after 1A002.a, which also appeared
after 1A002.b.2 to harmonize with the Wassenaar Arrangement's List;
b. Replacing the word ``with'' with the phrase ``having all of the
following'' to clarify the meaning of 1A002.b.1. This change was made
as part of the TFEI changes;
c. Moving or adding three Notes after 1A002.b.2 to clarify that all
three apply to the entire entry for ECCN 1A002. The modifications are:
Moving the existing Note concerning the repair of ``civil aircraft'' so
that it appears as Note 1; moving the existing Note about civilian
applications to Note 2; and adding Note 3 to release certain finished
or semi-finished items from 1A002 control because these items do not
have a direct influence on development, production or use on military
relevant equipment; and
d. Removing Technical Notes 1 and 2 that provided definitions for
`specific modulus' and `specific tensile strength' because these terms
are global definitions used in multiple ECCNs and are found in Part 772
of the EAR.
ECCN 1A003 is amended by:
a. Revising the Heading to correct the spelling of ``polyimides''
and to clarify that non-fusible aromatic polyimide products in film,
sheet, tape or ribbon form with certain characteristics are
appropriately controlled in ECCN 1A003, because a clarification Note
was approved by Wassenaar in 2006 that identified the forms of non-
fluorinated polymeric substances controlled by 1C008.a to include
liquid or solids in the form of resin, powder, pellet, film, sheet,
tape, or ribbon. It was not the intent, however, to override the
existing Note in 1C008.a for non-fusible forms.
a.1. Deleting the word ``characteristics'' from the Heading as part
of the TFEI revisions.
b. Revising the Related Controls to add a reference to 1C008.a.3
for ``fusible'' aromatic polyimides in any form; and
c. Replacing ``With a'' with ``A'' as a TFEI format change.
ECCN 1A004 is amended, as follows:
a. Adding two commas to the Heading to clarify the meaning of the
text, as part of the TFEI revisions.
b. Revising the License Requirement section to add RS Column 2
controls for 1A004.d to keep the same controls that were in ECCN
2A983.b, which are necessary because of the military utility of these
commodities.
b.1. Adding single quotation marks around the term `adapted for use
in war' in related definitions and in 1A004.a, .b and .c and the term
`riot control agents' in the related definitions section and in
1A004.a.4.
b.2. Adding a greek alpha symbol in front of
``Bromobenzeneacetonitrile'' in 1A004.a.4.a and adding a greek omega
symbol in front of ``chloroacetophenone'' in 1A004.a.4.c to conform to
Wassenaar text.
c. Adding a new paragraph 1A004.d to control electronic equipment
designed for automatically detecting or identifying the presence of
``explosives'' (as listed in the annex at the end of
[[Page 66002]]
Category 1) residues and utilizing `trace detection' techniques (e.g.,
surface acoustic wave, ion mobility spectrometry, differential mobility
spectrometry, mass spectrometry). These new controls are added for this
equipment to prevent potential terrorists from discovering how to
defeat the devices and ensure they are used by properly vetted
organizations.
d. Adding a new Technical Note to define `trace detection'.
e. Adding two new Notes to indicate that 1A004.d does not control
equipment specially designed for laboratory use or non-contact walk-
through security portals.
f. Revising paragraph b of the existing decontrol Note to clarify
that 1A004 does not control equipment limited by design or function to
protect against hazards specific to residential safety.
ECCN 1A007 is amended by:
a. Removing the License Requirement Note in order to conform to the
Wassenaar List; and
b. Removing the last sentence in Technical Note 2, because it is
redundant to text already included in the Technical Note.
ECCN 1A008 is added to control (explosive) charges, devices and
components for national security reasons. The addition is necessary to
make these items controlled by all participating states of WA, because
of their utility in conventional weapons. The United States and others
have unilaterally controlled these items for several years and there is
agreement by the WA to broaden control of terrorist related items, such
as these. Most of these items were controlled under ECCN 1C018, as well
as under the International Traffic in Arms Regulations (ITAR) by the
Directorate of Defense Trade Control (DDTC) of the Department of State.
Now these items will be controlled for NS:2, AT:1, and UN (Iraq, North
Korea and Rwanda) reasons under ECCN 1A008. Because of the creation of
this new ECCN 1A008, this rule makes corresponding changes to ECCN
1C018 (deletion of 1C018.a, .b, and .i). A reference to ECCNs 1C018 and
1C992 is included in the Related Control paragraph of ECCN 1A008, and a
reference to 1A008 is added to the Related Controls paragraph of 1C018.
In addition, Related Control notes concerning State Department
jurisdiction that were in 1C018 are also added to 1A008 when
appropriate.
ECCN 1B001 is amended by revising the phrase ``and/or'' to read
``or'' in paragraph f.2 of the List of Items Controlled section, to
clarify the meaning of the text, as part of the TFEI revisions.
ECCN 1B003 is amended by:
a. Revising the Heading by replacing an ``or'' with a comma, and
adding the phrase ``any of the following'' to clarify the text as part
of the TFEI revisions; and
b. Revising paragraph 1B003.c to be more specific about which
structures (1B003.a) and engines (1B003.b) the specially designed
components are controlled for, as part of the TFEI revisions.
ECCN 1C008 is amended by:
a. Removing a comma in the Heading to clarify the text as part of
the TFEI revisions;
b. Revising Note 1 by revising the phrase ``solid form'' to read
``solid fusible form'' to make it clear that the intent was not to
specify non-fusible forms;
c. Replacing Note 2 with a Nota Bene to reference ECCN 1A003 for
controls for non-``fusible'' aromatic polyimides in film, sheet, tape,
or ribbon form;
d. Removing the redundant word ``acids'' from 1C008.b.2 as part of
the TFEI revisions, because acid appears as a descriptor in each of the
subparagraphs; and
e. Adding single quotes around the term `glass transition
temperature (Tg)' in 1C008.f, and in the Technical Note that follows,
because this term is defined in the Technical Note that follows this
paragraph.
ECCN 1C010 is amended by:
a. Adding a comma in the Heading to clarify the text as part of the
TFEI revisions;
b. Adding double quotes around the terms ``specific modulus'' and
``specific tensile strength'' in paragraphs 1C010.a.1, a.2, b.1, b.2,
c.1, and Note 1 after c.2, because these terms are defined in Part 772
of the EAR;
c. Adding a reference to ``ISO 10618 (2004) 10.2.1 Method A'' in
the Technical Note following paragraph 1C010.b.2 and removing a
reference to an example of a national equivalent tow test ``such as
Japanese Industrial Standard JIS-R-7601, Paragraph 6.6.2'' to clarify
how better to determine the properties for materials described in
1C010.b;
d. Replacing the word ``percent'' with the percent symbol in the
Note to 1C010.c;
e. Re-indexing the sub-entries in the Note to 1C010.c to conform to
the WA text;
f. Adding a comma and the phrase ``having any of the following'' in
1C010.d;
g. Adding a comma after ``as follows'' and adding the phrase
``having all of the following'' in 1C010.e;
h. Removing the word ``With'' in 1C010.e.2.a and e.2.b, because it
was superfluous; and
i. Adding single quotes around the term `glass transition
temperature (Tg)' in 1C010.e and Notes in multiple locations to
indicate that this term is defined within this ECCN entry.
ECCN 1C018 is amended by:
a. Adding a Related Control Note 8 to reference ECCN 1A008
for shaped charges, detonating cord, and cutters and severing tools, so
the public will know to where these items were moved;
b. Adding a Related Control Note 9 to read ``See ECCN
1E001 for the ``development'' or ``production'' ``technology'' for the
commodities controlled by ECCN 1C018, but not explosives or energetic
materials that are under the jurisdiction of U.S. Department of State,
Directorate of Defense Trade Controls.''
c. Removing and reserving paragraphs 1C018.a and .i, because these
items are now controlled under the newly created ECCN 1A008, as well as
adding a reference to ECCN 1A008 in the Related Controls paragraph of
the List of Items Controlled section;
d. Revising paragraph 1C018.b to remove the words ``Detonating cord
or'', because this item was moved to ECCN1A008.
ECCN 1D003 is amended by adding a reference to the Heading for the
newly added paragraph 1A004.d, to add controls over software specially
designed or modified to enable electronic equipment designed for
automatically detecting or identifying the presence of ``explosives''.
RS controls are also being added to this software, because of the
utility in conventional weapons.
ECCN 1E001 is amended by:
a. Revising the reference to 1A006 to read 1A006.b in the Heading
and in the NS Column 1 control paragraph, to focus the technology
control to the development or production of `disruptors';
b. Adding 1A008 to the Heading and to the NS Column 1 control
paragraph, because 1E001 applies to all 1A ECCNs controlled for NS
reasons;
c. Removing 1C992 from the list of ECCNs not controlled by 1E001,
because the technology used to develop and produce 1C018 is the same as
that used to develop and produce 1C992 commodities;
d. Adding ``RS'' to the Reasons for Control paragraph; and
e. Adding RS Column 2 controls for technology for the development,
production, or use of 1A004.d to maintain RS controls formerly imposed
under ECCN 2E983;
[[Page 66003]]
f. Adding 1A008 to the NS:1 controls;
ECCN 1E002 is amended by:
a. Removing a comma in the Heading to correct the punctuation, as a
TFEI revision;
b. Removing the word ``characteristics'' from 1E002.c.1 because it
was unnecessary, as part of the TFEI revisions;
c. Revising paragraphs c.1.b, c.1.b.1, and c.1.b.2 to clarify the
text as part of the TFEI revisions;
d. Replacing the period with a semi-colon at the end of 1E002.f to
fix the punctuation as part of the TFEI revisions;
e. Adding single quotes around the term `libraries' in paragraph
1E002.g because it is a term defined in the Technical Note that follows
that paragraph;
f. Adding a reference in 1E002.g to 1A004.d to control `libraries'
related to electronic equipment designed for automatically detecting or
identifying the presence of ``explosives''; and
g. Removing the words ``the term'' in the Technical Note following
paragraph 1E002.g, because these words were unnecessary in the
sentence.
An Annex ``List of Explosives (see ECCNs 1A004 and 1A008)'' is
added to the end of Category 1 in order to clarify the controls in
ECCNs 1A004 and 1A008.
Category 2 Materials Processing
ECCN 2A983 is amended by removing and reserving paragraph b in the
Items paragraph of the List of Items Controlled, because this type of
explosive detection equipment is now controlled for national security
reasons under ECCN 1A004 and the technology is controlled for regional
stability reasons under 1E001.d.
Category 3 Electronics
Category 3 is amended by removing the last sentence in the Nota
Bene which appears at the beginning of Category 3 and states ``If the
integrated circuit is a silicon-based ``microcomputer microcircuit'' or
microcontroller microcircuit described in 3A001.a.3 having an operand
(data) word length of 8 bit or less, the status of the integrated
circuit is determined in 3A001.a.3'', because in 2005 the Wassenaar
Arrangement removed microcircuits manufactured from a silicon based
semiconductor from 3A001.a.3.
ECCN 3A001 is amended by:
a. Revising the License Exception GBS eligibility paragraph to add
newly controlled 3A001.b.10 (oscillators or oscillator assemblies) and
3A001.h (solid-state power semiconductor switches, diodes, or
`modules').
a.1. Adding dashes in front of each of the listed items in Note 2
after 3A001.a to be consistent with WA text.
b. Revising the control parameters for `field programmable logic
devices' in 3A001.a.7, by replacing 3A001.a.7.a through a.7.c with new
paragraphs 3A001.a.7.a and 3A001.a.7.b. The parameters for field
programmable logic devices were confusing, difficult to apply, and
dated. The new control parameters are clearer and take into account
advances in technology.
c. Adding Technical Note 2 after 3A001.a.7.b to help people better
understand the scope of this entry.
d. Revising the parameters for 3A001.a.10 (Custom integrated
circuits for which the function is unknown, or the control status of
the equipment in which the integrated circuits will be used is unknown
to the manufacturer) from more than ``1,000 terminals'' to ``1,500
terminals'' in 3A001.a.10.a, and from a typical ``basic gate
propagation delay time'' of less than ``0.1 ns'' to ``0.02 ns'' in
3A001.a.10.b. The threshold for the number of terminals for custom
integrated circuits is increased to 1,500, because integrated circuits
with more than 1,000 terminals are losing controllability, and more
terminals are needed for civil use integrated circuits.
e. Revising the average output power density parameter for
microwave power amplifiers in 3A001.b.8.b to read ``average output
power to mass ratio'' in order to avoid any confusion with the
parameter for antenna output, because, in the case of RF transmission,
power density is normally expressed in terms of Watts per unit area (W/
m2) and usually applies to antenna output.
e.1. Removing a comma after (MPM) to correct the punctuation in
3A001.b.9;
f. Adding a new paragraph 3A001.b.10 to control oscillators or
oscillator assemblies and a new Technical Note to clarify calculations
involving operating frequency. This new control concerns the enhanced
control of equipment for generating low phase noise signals, i.e.,
synthesized frequency generators, stable oscillators and stable
oscillator assemblies. Low phase noise performance is especially
important for search radar systems, as it determines the ultimate
capability of the radar to detect low radar cross-section platforms in
the presence of clutter, which is especially useful for military
applications. The stable oscillator sets the baseline noise performance
of these systems. Commercial applications for low phase noise
oscillators include digital radio using Quadrature Amplitude Modulation
(QAM), low-jitter communications, photonic-based communications and
low-cost reference oscillators for accurate phase measurements. Low
phase noise test equipment is commonly used for the research
development and evaluation of modern wireless communication
applications including cellular phones, commercial satellites and local
area networks (LANs).
g. Removing the parenthetical phrase ``(i.e., `signal processing'
devices employing elastic waves in materials)'' from 3A001.c.1 and c.2,
because this example caused more confusion than clarity.
h. Adding single quotes around the term `frequency side-lobe
rejection' in 3A001.c.1.b.1 and c.1.c.3 to indicate that this is a
defined term in the entry and adding a Technical Note below
3A001.c.1.c.3 to define the term.
i. Revising the `frequency side-lobe rejection' parameter from ``55
dB'' to ``65 dB'' in 3A001.c.1.b.1 and c.1.c.3 because of technological
advances.
j. Revising the frequency parameter for bulk (volume) acoustic wave
devices in 3A001.c.2 from ``2.5 GHz'' to ``6 GHz'' because of
technological advances.
k. Adding a Note after 3A001.c.3 to exclude acoustic wave devices
that are limited to a single band pass, low pass, high pass or notch
filtering, or resonating function from 3A001.c control;
l. Revise the text ```Cells' and photovoltaic arrays as follows:''
to read ``'Cells' as follows:'' in 3A001.e.1 to correct an error in the
rule published on October 14, 2008 (73 FR 60910) when photovoltaic
arrays were removed from this paragraph;
l.1. Adding single quotes around the term `secondary cells' to
indicate that this term is defined in this entry.
m. Replacing the period with a semi-colon in 3A001.e.4 to correct
the punctuation as part of the TFEI revisions.
n. Revising the parameters for rotary input type absolute position
encoders in 3A001.f by removing the two subparagraphs 3A001.f.1 and f.2
and replacing the accuracy of ``better than 2.5 seconds of
arc'' with ``equal to or less (i.e., better) than 1.0
second of arc'' because of technological advances.
n.1. Replacing a period with a semi-colon after 3A001.g.2.b to
correct punctuation for the addition of 3A001.h.
o. Adding a new paragraph 3A001.h to control solid-state power
semiconductor switches, diodes, and `modules', as well as a Technical
Note to define `modules'. Several Notes are also added: Note 1 to
explain repetitive peak off-state voltage; Note 2 to provide the scope
(parameters) of 3A001.h; and
[[Page 66004]]
Note 3 to explain that 3A001.h does not apply to switches, diodes, or
'modules' incorporated into equipment designed for civil automobile,
civil railway, or ``civil aircraft'' applications. This new control for
solid-state power semiconductor switches is added, because for military
applications such as combat vehicles, even a small improvement in the
maximum junction temperature of switches can have a big impact on
reducing heat exchanger volume and weight--thus permitting the power
converter to operate at a higher frequency, resulting in reduced power
converter volume.
ECCN 3A002 is amended by:
a. Removing a comma in 3A002.a.6 to correct the punctuation;
a.1. Making a technical correction to the switching time control
from ``10 ns'' to ``312 ps'' to correlate this control to the carrier
frequency points and bandwidths referenced in 3A002.d.3; and
b. Adding a minimum synthesized frequency parameter of 3.2 GHz for
synthesized signal generators in 3A002.d.4, as well as increasing
(i.e., tightening) the phase noise control threshold in frequency
regimes of greatest concern to the military, while leaving most
commercial instruments uncontrolled. Also, by adding a Technical Note
for 3A002.d.4 to explain what the ``F'' is in the parameter.
3B001 is amended by:
a. Adding a new Note after 3B001.a.1 to explain that 3B001.a.1
includes atomic layer epitaxy equipment; and
b. Replacing the word ``and'' with a comma to correct the grammar
in 3B001.f.3.
Category 4 Computers
ECCN 4D001 is amended by:
a. Revising the Heading to harmonize with the Wassenaar Arrangement
list;
b. Revising the Adjusted Peak Performance (APP) parameter in the
License Exception TSR paragraph from 0.1 Weighted TeraFLOPS (WT) to 0.5
WT to harmonize with the increase in the APP control threshold and in
consideration of technological advances;
c. Adding the phrase ``equipment as follows'' to the end of 4D001.b
to clarify this sentence, as part of the TFEI revisions; and
d. Revising the APP parameter from ``0.04 WT'' to ``0.10 WT'' in
4D001.b.1, because processor technology is expected to continue to
advance while transistors continue to shrink in size. The control level
for software and technology is adjusted to 0.10 WT in consideration of
the processors that are available in 2009.
ECCN 4D003 is amended by:
a. Revising the Heading by making the former 4D003.c the Heading,
because 4D003.c is the only paragraph left in the entry;
b. Revising the License Exception TSR paragraph to replace the
existing text ``Yes, except 4D003.c'' with ``N/A'', because 4D003.c is
now the Heading;
c. Revising the Related Controls paragraph to direct the reader to
Category 5, Part 2, regarding the treatment of information security;
d. Deleting 4D003.a (Operating system ``software'', ``software''
development tools and compilers specially designed for ``multi-data-
stream processing'' equipment, in ``source code''), because nearly all
hardware now includes support for ``multi-data-stream processing'' and
a huge array of software available in ``source code'' is readily
available throughout the world and on the internet; and
e. Removing paragraph 4D003.c and moving this control parameter to
the Heading, because it's the only paragraph left in this entry.
WA agreed to remove the definition for ``multi-data stream
processing'' from the WA definitions, because WA agreed to remove
4D003.a which was the only place where the term was used on the WA
list. However, the term is still used on the CCL in ECCN 4E993, a
unilateral entry, and therefore, this rule does not remove the term
``multi-data-stream processing'' from Part 772 of the EAR.
ECCN 4E001 is amended by:
a. Revising the Heading by making editorial revisions as part of
the TFEI revisions;
b. Revising the License Exception TSR paragraph by revising the APP
threshold from ``0.1 WT'' to ``0.5 WT'' to harmonize with the increase
in the APP control threshold and in consideration of technological
advances;
c. Adding the phrase ``equipment as follows'' to the end of 4E001.b
to clarify this sentence, as part of the TFEI revisions; and
d. Revising the APP parameter from ``0.04 WT'' to ``0.10 WT'' in
4E001.b.1, because processor technology is expected to continue to
advance while transistors continue to shrink in size. The control level
for software and technology is adjusted to 0.10 WT in consideration of
the processors currently available.
Category 5, Part I Telecommunications
ECCN 5A001 is amended by:
a. Revising the NS Column 2 control paragraph to add 5A001.h, which
is a newly added control for electronic equipment designed or modified
to prematurely activate or prevent the initiation of Radio Controlled
Improvised Explosive Devices (RCIED);
b. Revising the License Exception LVS paragraph to add eligibility
for 5A001.h at the $5,000 limit to accommodate low value shipments to
countries listed in Country Group B;
c. Revising 5A001.f, f.1, and f.2 by making editorial revisions as
part of the TFEI revisions;
d. Adding a new parameter paragraph 5A001.f.3, regarding jamming
equipment, to ensure that telephony systems cannot be disrupted by
undesirable elements and organizations;
e. Replacing the reference to the ``Munitions List'' with the
equivalent U.S. regulations ``International Traffic in Arms Regulations
(ITAR) (22 CFR Parts 120-130)'' in the Nota Bene following 5A001.f.3;
f. Removing a period from ``5A001.g.'' to read ``5A001.g'' in the
Note after 5A001.g to correction the punctuation; and
g. Adding a new control paragraph 5A001.h to control electronic
equipment designed or modified to prematurely activate or prevent the
initiation of Radio Controlled Improvised Explosive Devices as part of
the multilateral effort to stem terrorist activities.
h. Adding a Nota Bene after paragraph 5A001.h to reference the
ITAR, because some specific equipment classified under 5A001.h may be
under the jurisdiction of the Directorate of Defense Trade Control,
Department of State.
ECCN 5B001 is amended by:
a. Revising the Heading to add clarifying text to more accurately
describe the scope of this entry as part of the TFEI revisions.
b. Removing reference to ECCNs 5D001 and 5E001 from 5B001.a to
remove the ambiguity of the reference.
c. Adding a comma to 5B001.a to clarify the text as part of the
TFEI revisions;
d. Removing a period from ``5B001.a.'' to read ``5B001.a'' in the
Note after 5B001.a to correct the punctuation.
e. Adding text that limits the scope of parameter in 5B001.b.2.b to
clarify that this paragraph does not control equipment for development
of optical amplification using praseodymium-doped fibers, and that this
control is limited to equipment for development of praseodymium-doped
fibers. The control language of 5B001.b.2 is nearly identical to that
of 5E001.c.2, which indicates that these two sections were intended to
be harmonized. Nevertheless, the scope of control of optical
amplification in 5B001.b.2.b (all optical amplification) is much
broader than the corresponding scope of control in 5E001.c.2.b (limited
to optical
[[Page 66005]]
amplification using praseodymium-doped fluoride fiber amplifiers
(PDFFA)).
f. Capitalizing the words ``Quadrature-Amplitude-Modulation'' in
5B001.b.4 because it is followed by an acronym, as part of the TFEI
revisions.
ECCN 5D001 is amended by;
a. Revising the Heading to make editorial revisions as part of the
TFEI revisions;
b. Adding a comma after ``equipment'' and removing a comma and
replacing the period with a semi-colon in 5D001.a to correct the
punctuation as part of the TFEI revisions;
c. Removing the reference to 5B001 in 5D001.a because the intent
was to refer to 5A001 only;
d. Replacing a period with a semi-colon in 5D001.b and .c to
correct the punctuation, as part of the TFEI revisions;
e. Adding a comma to the number 1750 in 5D001.d.2.a to correct the
punctuation, as part of the TFEI revisions; and
f. Capitalizing Quadrature-Amplitude-Modulation in 5D001.d.4
because it is followed by an acronym, as part of the TFEI revisions.
ECCN 5E001 is amended by:
a. Removing a comma in the Heading to correct the punctuation as
part of the TFEI revisions.
b. Making editorial revisions in 5E001.a, including removing the
reference to ECCN 5B001 and revising the reference to 5D001 to read
5D001.a, to focus the ECCN on control, as part of the TFEI revisions.
c. Revising ``technologies'' to read ``technology'' and removing a
comma in 5E001.b to correct the sentence as part of the TFEI revisions.
d. Replacing the period with a semi-colon in 5E001.b.4 to correct
the punctuation as part of the TFEI revisions.
e. Removed the phrase ``telecommunication transmission or switching
equipment, functions or features'' in 5E001.c because it was
unnecessary, as part of the TFEI revisions.
f. Capitalized ``Praseodymium-Doped Fluoride Fiber Amplifiers'' in
5E001.c.2.b, because it is followed by an acronym, as part of the TFEI
revisions.
g. Replacing the control parameter ``exceeding 8 optical carriers
in a single optical window'' with ``of optical carriers at less than
100 GHz spacing'' for equipment employing a ``laser'' in 5E001.c.2.d.
``The number of optical carriers in a single window'' is not
technically adequate in specifying such equipment because the size of
``a single window'' (equal to the range of wavelength) is not always
the same. Therefore, ``spacing'' in GHz was adopted as the parameter
for defining this technology.
h. Adding a Nota Bene to reference Product Group E of Category 6
for ``technology'' for the ``development'' or ``production'' of non-
telecommunications equipment employing a ``laser''.
i. Capitalizing the words ``Amplitude-Modulation'' in 5E001.c.4.a
because it is followed by an acronym, as part of the TFEI revisions.
j. Making minor changes to 5E001.c.4.c (removing the word ``or''
from the end of that clause) and c.5 (inserting the word ``or'' at the
end of that clause), as a result of adding a new paragraph 5E001.c.6 to
control ``technology'' according to the General Technology Note for the
``development'' or ``production'' of mobile equipment. Until recently,
component technology and related communications technology have been
the major obstacles in developing practical, wideband UV communications
systems. However, component technology has recently advanced.
Ultraviolet communications systems technology provides a means of
highly covert, non-line-of-sight (NLOS) communications and Ethernet-
speed wireless digital communications which are of strategic interest
and concern.
k. Adding two new paragraphs 5E001.d and .e to control
``technology'' according to the General Technology Note for the
``development'' or ``production'' of Microwave Monolithic Integrated
Circuit (MMIC) power amplifiers specially designed for
telecommunications, and electronic devices and circuits containing
components manufactured from ``superconductive'' materials, specially
designed for telecommunications. The aim of these new controls is to
clarify the status of technology for the development or production of
two classes of components, MMIC power amplifiers and superconductor
devices. If the devices are not specially designed for
telecommunications and specified in Category 3, the corresponding
technology for their development or production is controlled by
reference in Category 3, Group E. Category 5, Part 1 did not specify
MMIC power amplifiers or superconductor devices (such as high-Q
superconductor filter, used in wireless systems). As such, the
controllability of the technologies was in question even where the
technologies exceeded Category 3 control thresholds and were the same
technologies for the more generally designed Category 3 devices. Adding
the new control paragraphs to 5E001 clarifies the control status of
these technologies when specially designed for telecommunications
devices.
Category 5, Part 2 ``Information Security''
ECCN 5A002 is amended by:
a. Making editorial changes to the Note at the beginning of the
Items paragraph of the List of Items Controlled section by removing the
parenthesis around paragraph letters `a' through `g' to make the entry
consistent with other ECCN entries as part of the TFEI revisions.
b. Revising the Note at the beginning of the Items paragraph of the
List of Items Controlled section by adding a new paragraph `h' to
release from 5A002 control equipment specially designed for the
servicing of portable or mobile radiotelephones and similar client
wireless devices that meet all the provisions of the Cryptography Note,
as well as other listed parameters. The mass-marketed mobile devices
include several kinds of product security features, both in hardware
and ``software''. The product security features require service
equipment capable of having a coded signal with the mobile devices
being serviced. The equipment to be decontrolled includes test devices,
``software'' update devices and related accessories.
c. Revising the Note at the beginning of the Items paragraph of the
List of Items Controlled section by adding a new paragraph `i' to
exclude from control certain short-range wireless products (i.e., for
personal area networks) with an operating range not exceeding 30
meters. The rationale for adding a new Note `i' is that wireless
personal area networking products are not of strategic concern due to
their distance limitation and predominant civil use in applications
such as home entertainment systems, peripherals for laptops and
personal computers, cell phone headsets, iPod headphones and home/
business/industrial automation. A limitation of 30 meters is the
typical range of such equipment according to the manufacturers'
specifications. This equipment is manufactured worldwide. The key
element of this proposal is that wireless personal area networking
equipment and components are based on limited short-range wireless
technologies. The primary examples currently are Bluetooth (IEEE
802.15.1), Wibree (ultra low power Bluetooth) and ZigBee (IEEE
802.15.4). This new Note `i' does not decontrol wireless local area
networks, such as those based on the WiFi standard (IEEE 802.11), which
operate over greater distances and
[[Page 66006]]
encrypt data for transmission across networks such as the Internet.
d. Adding a new paragraph 5A002.a.7 to control non-cryptographic
information and communications technology (ICT) security systems and
devices meeting certain criteria. Highly secure ICT systems and devices
are used in various military, government and commercial businesses,
especially for connecting and/or segregating networks with different
levels of information sensitivity. The recent improvements to high
assurance technology (e.g., development of secure kernels) means that
it is now very easy to build high assurance ICT security products
without `military-grade' security components.
ECCN 5B002 is amended by:
a. Revising the Heading by making editorial changes, as part of the
TFEI revisions; and
b. Revising 5B002.a and .b to remove circular references.
ECCN 5D002 is amended by:
a. Revising the Heading to make clarifying changes as part of the
TFEI revisions;
b. Revising 5D002.a and c.1 to remove circular references and focus
the ECCN on the control.
c. Replacing periods with semi-colons in 5D002.a and b as part of
the TFEI revisions.
ECCN 5E002 is amended by revising the reference ``5D002'' to read
``5D002.a or 5D002.c'' in the Heading, as well as the EI control
paragraph and the License Requirement Note of the License Requirement
section, to focus the ECCN on control.
Category 6 Sensors
ECCN 6A001 is amended by:
a. Revising the License Exception LVS eligibility paragraph to add
eligibility for 6A001.c (Diver deterrent acoustic systems) at a $5,000
limit.
b. Revising the License Exception GBS and CIV eligibility
paragraphs to add eligibility for 6A001.c, because this is basically an
anti-terrorism device and the concern here is in regards to the export
or reexport of the device to E:1 countries;
b.1. In the Note that follows 6A001.a.1, adding the phrase
``equipment as follows'' to conform to the WA text;
c. Replacing the period with a semi-colon at the end of 6A001.b,
because of the addition of paragraph 6A001.c; and
d. Adding a new paragraph 6A001.c and two Notes to control diver
deterrent acoustic systems to reduce the threat of attacks on ports,
harbors, offshore platforms, shipping and coastal facilities.
ECCN 6A004 is amended by:
a. Revising the Heading to better represent the scope of this
entry, as part of the TFEI revisions;
b. Removing a comma from 6A004.a to correct the punctuation, as
part of the TFEI revisions;
c. Replacing the word ``lambda'' with the scientific symbol for
lambda ``[lambda]'' in two places in 6A004.a.4, as part of the TFEI
revisions;
d. Replacing the period with a semi-colon in 6A004.b.2, c.4, and
d.4 to correct the punctuation, as part of the TFEI revisions;
e. Adding the word ``components'' to 6A004.c.1 and c.4 to add
consistency to the list of components in 6A004.c, as part of the TFEI
revisions;
e.1. Adding the word ``raw'' to the beginning of 6A004.c.2 and
adding the word ``processed'' in front of the second ``substrates'' to
conform with Wassenaar text;
e.2. Removing a superfluous comma in 6A004.d to correct the
punctuation;
f. Adding the word ``equipment'' to 6A004.d.1 and d.2 to add
consistency to the list of equipment in 6A004.d, as part of the TFEI
revisions;
g. Removing the word ``characteristics'' from 6A004.e because it
was unnecessary, as part of the TFEI revisions;
h. Removing unnecessary words from 6A004.e.1, e.2, and e.3 to make
the parameters more concise, as part of the TFEI revisions;
i. Replacing the semi-colon with a period to correct the
punctuation in 6A004.e.3 as this is the last subparagraph of 6A004, as
part of the TFEI revisions;
j. Adding single quotes around `aspheric optical elements' in the
Note for 6A004.e, as part of the TFEI revisions;
k. Removing unnecessary words from the Note for 6A004.e to make the
Note more concise, as part of the TFEI revisions.
ECCN 6A005 is amended by:
a. Replacing the word ``in'' with ``by'' to correct the preposition
in Note 2 at the beginning of the Items paragraph and in 6A005.d, as
part of the TFEI revisions;
b. Replacing the words ``the following'' with ``as follows'' for
consistency in text typically used in the Wassenaar List, as part of
the TFEI revisions;
c. Removing a comma in 6A005.a, b, b.6.b, c, d, d.1, d.1.a,
d.1.a.2, d.1.b, d.1.b.2, d.1.c, d.4, d.5, d.5.c, e, f, to correct the
punctuation, as part of the TFEI revisions;
d. Removing unnecessary words, such as ``A'', ``An'', ``having'',
``having an'', or ``with an'' in nearly every paragraph in the Items
paragraph of the List of Items Controlled section, and in some cases
replacing the words ``having an'' with the word ``and'';
e. Replacing the double quotes with single quotes around the term
`Wall-plug efficiency' in 6A005.a.6.a.1 and a.6.b.1, because the term
is defined in the Related Definition section of 6A005;
f. Replacing the period with a semi-colon in 6A005.a.8, d.1.b.3,
d.1.c.3, and d.1.d to correct the punctuation, as part of the TFEI
revisions;
g. Adding the words ``equal to or'' in 6A005.b.6.b to correct a
minor oversight in the established controls, leading to a loophole for
a certain type of laser with a pulse duration of 1 ns;
h. Adding commas to 6A005.c.2., d.1.c.1, d.1.c.2, d.1.c.3, e.2 and
f.3, to correct the punctuation and clarify the paragraphs, as part of
the TFEI revisions;
i. Adding single quotes around the terms `array' and `array stacks'
in 6A005.d.1.d and in the Technical Note following this paragraph to
indicate that the terms are defined in the Technical Note below
paragraph 6A004.d.1.d, as well as removing the phrase ``that is'' and
replacing the word ``under'' with ``by'' to conform to the WA text;
j. Replacing double quotes with single quotes around the term `non-
repetitive pulsed' in 6A005.d.6 and the Note following 6A005.d.6.b to
indicate that the term is defined in this Note, as part of the TFEI
revisions;
k. Adding single quotes around the term `active cooling' in
6A005.e.1 and the Technical Note following this paragraph to indicate
that the term is defined in this Technical Note;
l. Replacing the word ``lambda'' with the scientific symbol
``[lambda]'', in 6A005.f.3 as part of the TFEI revisions.
ECCN 6A006 is amended by:
a. Deleting the extra ``and'' in the Heading to correct the
sentence, as part of the TFEI revisions;
b. Replacing the term ``noise level (sensitivity)'' with the term
`sensitivity' in the License Exception LVS eligibility paragraph, and
in the following subparagraphs 6A006.a.1.a, a.1.b, a.2, a.3, a.4, a.5,
b, c.2., and c.3 because this term was condensed and defined in the
Technical Note after 6A006.d as a term more commonly used by
manufacturers;
c. Adding double quotes around the term ``Magnetometers'' in
6A006.a.1, a.2, a.3, because this term is defined in Part 772 of the
EAR;
d. Removing the word ``characteristics'' from 6A006.a.1 because it
is unnecessary, as part of the TFEI revisions;
[[Page 66007]]
e. Adding the modifier ``at a frequency of 1 Hz'' to 6A006.a.2 to
clarify the parameter;
f. Replacing the period with a semi-colon in 6A006.b to correct the
punctuation, as part of the TFEI revisions;
g. Replacing the capitalization with lower case letters in
``underwater electric field sensors'' of 6A006.d to correct the
grammar, as part of the TFEI revisions;
h. Adding a Technical Note after 6A006.d to define the term
`sensitivity', because this term is used throughout 6A006 and is a more
common term used by manufacturers than ``noise level''.
i. Adding parentheses around ``rms'' wherever it appears in 6A006
to conform to WA text.
ECCN 6A008 is amended by:
a. Removing the unnecessary word ``characteristics'' from the
Heading to make it more concise, as part of the TFEI revisions;
b. Replacing the alphabetic bullets with dashes to simplify the
list in the Note at the beginning of the items paragraph, as part of
the TFEI revisions;
c. Removing the words ``Having a'' from 6A008.b to remove the
redundant wording that also appears in the Heading, as part of the TFEI
revisions;
d. Adding the word ``and'' to correct the grammar and clarify the
sentence in 6A008.h, as part of the TFEI revisions;
e. Replacing the phrase ``provided that all the following
conditions are met'' with the more commonly used ``and having all of
the following'' in 6A008.i, Note b to bring consistency and clarity, as
part of the TFEI revisions;
f. Removing unnecessary words from the Note following 6A008.i to
provide more concise wording, as part of the TFEI revisions;
g. Replacing a comma with ``and'' in 6A008.j to correct the
grammar, as part of the TFEI revisions;
h. Moving the ``or'' from 6A008.j.1 to 6A008.j.2 because of the
addition of new paragraph 6A008.j.3;
i. Adding a new paragraph 6A008.j.3 and 3 new Notes to control
``laser'' radar or Light Detection and Ranging equipment for airborne
bathymetric littoral surveys (surveys of shores for troop deployment);
and
j. Replacing the word ``with'' with ``and having'' in 6A008.k and
.l to clarify the sentence and use more commonly used text, as part of
the TFEI revisions.
ECCN 6A996 is amended by:
a. Replacing the words ``noise level (sensitivity)'' with
`sensitivity' in 6A996.a, because it is the more commonly used term to
describe this parameter.
b. Adding a Technical Note after paragraph 6A996.a to define the
term `sensitivity'.
c. Adding parenthese around the term ``rms'' in 9A996.a.
ECCN 6D003 is amended by:
a. Deleting a comma in the Heading to correct the punctuation.
b. Making RS controls applicable to paragraph `c' in the Reasons
for Control paragraph under the License Requirements section.
c. Adding section headings, such as ``Acoustics'', throughout the
Items paragraph to assist the reader.
d. Replacing a period with a semi-colon to correct the punctuation
in 6D003.a.4, as part of the TFEI revisions.
e. Adding a new paragraph 6D003.c to control software designed or
modified for cameras incorporating ``focal plane arrays'' specified by
6A002.a.3.f and designed or modified to remove a frame rate restriction
and allow the camera to exceed the frame rate specified in 6A003.b.4
Note 3.a. With the addition of this paragraph, a license is now
required to export or reexport the software that would give an
uncontrolled camera the capability of a controlled camera.
f. Removing a comma to correct the punctuation of 6D003.f and .h as
part of the TFEI revisions.
g. Adding the acronym ``ATC'' after ``Air Traffic Control'' in
paragraph 6D003.h.1, as part of the TFEI revisions.
h. Replacing the word ``which'' with ``and having all of the
following'' in 6D003.h.2 to use the more commonly used text to
introduce a list of parameters, as part of the TFEI revisions.
i. Removing superfluous words from 6D003.h.2.a, as part of the TFEI
revisions; and
j. Replacing double quotes with single quotes around the term
`average side lobe level' in 6A008.h.2.b and in the Technical Note that
follows, as part of the TFEI revisions, to indicate that the term is
defined in the entry.
ECCN 6E993 is amended by:
a. Replacing the word ``with'' with ``having all of the following''
in 6E993.a for consistency;
b. Removing superfluous words from 6E993.a.1 and a.2 to be more
concise;
b.1. Replacing the word ``lambda'' with the scientific symbol and
adding parentheses around the term ``rms'' in 6E993.a.2 to harmonize
with WA text.
b.2. Replacing the phrase ``of less'' with ``lower (better)'' and
adding parentheses around the term ``rms'' to harmonize with Wassenaar
text in 6E993.d.1 and d.2.
c. Replacing the term ``noise level'' with `sensitivity' in
6E993.d.1 and d.2 to use a more common manufacturing term;
d. Adding a Technical Note after 6E993. d.2 to define
`sensitivity'.
Category 7 Navigation and Avionics
ECCN 7A003 is amended by:
a. Correcting the capitalization and replacing the word
``therefore'' with ``as follows'' in the Heading to be consistent with
typically used text, as part of the TFEI revisions;
b. Deleting a comma and adding a comma to correct the punctuation,
and removing the superfluous word ``characteristics'' in 7A003.a, as
part of the TFEI revisions;
c. Replacing a comma with the word ``and'' in 7A003.a and .b to
correct sentence structure and to clarify the sentence, as part of the
TFEI revisions;
d. Correcting the capitalization, removing the superfluous word
``characteristics'' from 7A003.c, and adding the word ``and'' to
7A003.c as part of the TFEI revisions;
e. Adding parenthesis and removing an extraneous space to add
clarity to 7A003.c.1, as part of the TFEI revisions;
f. Removing a hyphen in 7A003.c.2 to conform with WA text; and
g. Replacing the word ``that'' with ``which'' in Note 2 to 7A003 to
conform with WA text.
Category 8 Marine
ECCN 8A001 is amended by:
a. Removing a comma in 8A001.b to correct the punctuation;
b. Adding single quotes around the term `operate autonomously' in
8A001.b.1 to indicate the term is defined in the Technical Note
following 8A001.b.3.b, as part of the TFEI revisions;
c. Removing 8A001.b.3.a and b.3.d and redesignating 8A001.b.3.b and
8A001.b.3.c as 8A001.b.3.a and 8A001.b.3.b respectively, as well as
adding the word ``continuously'' in the new 8A001.b.3.a to meet new
technological and market developments;
d. Removing superfluous words in the new 8A001.b.3.b, and the word
``and'';
e. Replacing the double quotes with single quotes around the term
`operate autonomously' in Technical Note 1 and 2 that follows
8A001.b.3.b, as part of the TFEI revisions;
f. Replacing the double quotes with single quotes around the term
`range' in Technical Note 2 that follows 8A001.b.3.b, as part of the
TFEI revisions, as well as replacing the word ``cover'' with `operate
autonomously';
g. Replacing a comma with an ``and'' in 8A001.c to fix the grammar
and add clarity, as part of the TFEI revisions;
h. Removing superfluous words from 8A001.c.2, d.2, d.3, f.1, f.2,
f.3, i.1, i.2 to be more concise, as part of the TFEI revisions;
[[Page 66008]]
i. Adding an ``and'' to clarify the sentence in 8A001.e.2, as part
of the TFEI revisions;
j. Removing the superfluous word ``characteristics'' in 8A001.f, as
part of the TFEI revisions;
k. Replacing the word ``tons'' with ``tonnes'' in 8A001.i.1 and
i.2, because WA meant metric tonnes, which differs from American tons
in weight and to conform with WA text;
l. Adding single quotes around the term `small waterplane area
vessel' in 8A001.i.2 and in the Technical Note that follows, to
indicate that this is a defined term in this entry, as part of the TFEI
revisions; and
m. Replacing the word ``draught'' with ``draft'' in the Technical
Note after 8A001.i.2, to conform to the WA text.
ECCN 8A002 is amended by:
a. Adding the word ``Marine'' to the Heading to be more
descriptive, as part of the TFEI revisions;
b. Adding ``and'' to 8A002.a to add clarity as part of the TFEI
revisions;
c. Replacing the word ``in'' with ``by'' and a period with a semi-
colon in 8A002.a.4, as part of the TFEI revisions;
d. Replacing the words ``The object of this control'' with ``The
objective of 8A002.a.4'' in the Technical Note that follows 8A002.a.4
to be more precise, as part of the TFEI revisions;
e. Adding single quotes around the term `syntactic foam' in the
Technical Note after 8A002.a.4. to indicate that the term is defined in
the entry, as part of the TFEI revisions;
f. Adding commas around the clause ``using navigation data'',
removing the word ``and'', and adding the phrase ``and having any of
the following'' to 8A002.b for clarity, as part of the TFEI revisions;
g. Deleting a comma to correct the punctuation in 8A002.d as part
of the TFEI revisions;
h. Adding single quotes around the term `limiting resolution' in
8A002.d.1.a and d.1.b to indicate that the term is defined in the
Technical Note that follows 8A002.d.1.c.2, as part of the TFEI
revisions, as well as removing the phrase ``in television'' to conform
with WA text;
i. Replacing the word ``containing'' with ``and having'' to clarify
the sentence, as part of the TFEI revisions;
j. Deleting a comma and replacing a comma with ``and'' in 8A002.d.2
to clarify the sentence, as part of the TFEI revisions;
k. Replacing the word ``having'' with ``with'' and removing a
superfluous comma in 8A002.e to clarify the sentence, as part of the
TFEI revisions;
l. Moving the phrase ``as follows'' to the end of 8A002.g to
clarify the sentence, as part of the TFEI revisions;
m. Replacing the comma with ``and'' in 8A002.h, .i, o.1.e, o.2.d,
and o.3.a to clarify the sentence, as part of the TFEI revisions;
n. Moving the word ``composite'' in 8A002.h.2 to clarify the
sentence, as part of the TFEI revisions;
o. Removing a comma in 8A002.i.2 to correct the punctuation, as
well as adding single quotes around the term `freedom of movement' to
indicate that this term is defined in the Technical Note that follows
8A002.i.2;
p. Replacing the word ``Note'' with ``Technical Note'' to properly
identify the note that follows 8A002.i.2;
q. Removing the comma in 8A002.j, j.2, j.4, o.1.e, o.2.c, and o.2.d
to correct the punctuation, as part of the TFEI revisions;
r. Adding a comma in 8A002.j.1.a, j.1.c, j.2.a, j.2.c, j.3.a,
j.4.a, m, n, o.1.a, o1.c, o.2, and o.2.a to correct the punctuation, as
part of the TFEI revisions;
s. Replacing the words ``specially designed'' with ``having all of
the following'' in 8A002.j.1.d and j.3.b to clarify the sentence, as
part of the TFEI revisions;
t. Adding the words ``specially designed'' in 8A002.j.1.d.1,
j.1.d.2, j.1.d.3, j.3.b.1, j.3.b.2, and j.3.b.3 to clarify the
sentences, as part of the TFEI revisions;
u. Adding the word ``and'' in 8A002.j.3 to .l to clarify the
sentence, as part of the TFEI revisions;
v. Moving the phrase ``as follows'' within 8A002.o.1 to clarify the
sentence, as part of the TFEI revisions;
w. Replacing the word ``tons'' with ``tonnes'' in 8A002.o.3 to
clarify that American tons differ from metric tonnes and to conform to
WA text; and
x. Replacing a period with a semi-colon in 8A002.p to correct the
punctuation, as part of the TFEI revisions.
Category 9 Propulsion Systems, Space Vehicles and Related Equipment
ECCN 9A012 is amended by:
a. Moving the period in the Heading from before the parenthetical
phrase ``see List of Items Controlled'' to after the parenthetical
phrase;
b. Revising 9A012.b.2 to reflect the original intent to control the
``associated systems'' that allow UAVs to achieve the characteristics
described in 9A012.a (i.e., remote-controlled flight beyond visual
range and autonomous flight capability); and
c. Adding a comma to 9A012.b.3 to correct the punctuation.
Part 740.17 ``License Exception ENC''
Section 740.17 ``License Exception ENC'' is amended by removing
wireless ``personal area network'' (PAN) items from paragraph (b)(4) to
harmonize with the addition of wireless PAN equipment to the decontrol
Note in ECCN 5A002. These wireless PAN commodities and ``software'' are
now classified under ECCNs 5A992 and 5D992, respectively, without any
requirement for review or qualification as `mass market' products.
Part 742 Control Policy: CCL-Based Controls
Regional Stability Controls
This rule revises section 742.6 ``Regional Stability'' by amending
the paragraphs that list the ECCNs that are controlled for RS Column 1
(RS:1) and RS Column 2 (RS:2) to coincide with changes to regional
stability controls made by this rule. This rule revises Sec.
742.6(a)(1) to add 6D003.c, because this software is related to
commodities that are controlled for RS reasons.
ECCN 1A004.d, 1D003 (software to enable equipment to perform the
functions of equipment controlled by 1A004.d), 1E001 (technology for
the development, production, or use of 1A004.d) are added to Sec.
742.6(a)(4)(i) in order to maintain the RS:2 controls that were applied
to this equipment when it was listed under ECCNs 2A983.b, 2D983, and
2E983.
``Encryption Items''
Section 742.15, regarding ``Encryption Items'', is amended by
removing wireless ``personal area network (PAN)'' equipment from
paragraphs (b)(3)(i) and the entire entry for (b)(3)(ii) to harmonize
with the addition of wirel