, 64149-64181 [X09-41207]
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Federal Register / Vol. 74, No. 233 / Monday, December 7, 2009 / The Regulatory Plan
Promoting Rural Development and
Renewable Energy
DEPARTMENT OF AGRICULTURE
(USDA)
Statement of Regulatory Priorities
USDA’s regulatory efforts in 2010 will
continue to focus on implementing the
Food, Conservation, and Energy Act of
2008 (Pub. L. 110-246), known as the
‘‘2008 Farm Bill,’’ which covers major
farm, trade, conservation, rural
development, energy, nutrition
assistance and other programs. In
addition, USDA will implement
regulations that will improve program
outcomes by achieving the Department’s
high priority goals as well as reducing
burden on stakeholders, program
participants, and small businesses.
Important areas of activity include the
following:
Nutrition Assistance
• As changes are made for the nutrition
assistance programs, USDA will work
to foster actions that will help
improve diets, and particularly to
prevent and reduce overweight and
obesity. In 2010, FNS will continue to
promote nutritional knowledge and
education while minimizing
participant and vendor fraud.
Food Safety
• In the area of food safety, USDA will
continue to develop science-based
regulations that improve the safety of
meat, poultry, egg, and farm-raised
catfish products in the least
burdensome and most cost-effective
manner. Regulations will be revised to
address emerging food safety
challenges, streamlined to remove
excessively prescriptive regulations,
and updated to be made consistent
with hazard analysis and critical
control point principles. To assist
small entities to comply with food
safety requirements, the Food Safety
and Inspection Service will continue
to collaborate with other USDA
agencies and State partners in the
enhanced small business outreach
program.
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Conservation
• USDA will continue to focus on
implementing the conservation
programs authorized in the 2008 Farm
Bill. Over the past year, the Natural
Resources Conservation Service
(NRCS) has promulgated 11 interim
and proposed rules and has received
public comment on them. In 2010,
NRCS will finalize these rules which
include the Conservation Stewardship
Program and the Environmental
Quality Incentives Program.
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• USDA priority regulatory actions for
the Rural Development mission
primarily relate to promulgating
relations for programs authorized by
the 2008 Farm Bill, including the
Title 9 Energy programs and the Rural
Micro-Entrepreneurship Program.
USDA has utilized Notices of Funding
Availability implement many of these
programs in Fiscal Year 2009.
Regulations are needed to maintain
them. In addition, USDA needs to
finalize the reform of its on-going
broadband access program through an
interim rule that will combine
provisions of a proposed rule
published in 2007 and changes in the
program that were authorized in the
2008 Farm Bill.
• USDA will continue to promote
sustainable economic opportunities to
revitalize rural communities through
the purchase and use of renewable,
environmentally friendly biobased
products through its BioPreferred
Program (formerly the Federal
Biobased Product Preferred
Procurement Program). USDA will
continue to designate groups of
biobased products to receive
procurement preference from Federal
agencies and contractors. In addition,
USDA will finalize a rule establishing
the Voluntary Labeling Program for
biobased products.
Trade Promotion, Market Development,
Farm Loans, and Disaster Assistance
• USDA will work to ensure a strong
U.S. agricultural system through trade
promotion, market development, farm
income support, disaster assistance,
and farm loan programs. In addition
to the regulations already
implemented, including those
pertaining to the eligibility for farm
program payments, the Farm Service
Agency will issue new regulations
implementing disaster assistance
programs to compensate agricultural
producers for production losses due
to natural disasters. Regulations will
also be developed to implement
conservation loan programs intended
to help producers finance the
construction of conservation
measures.
Other Regulatory Activities
• USDA will work to facilitate a fair,
competitive marketplace, support the
organic sector, and continue
regulatory work to protect the health
and value of U.S. agricultural and
natural resources. USDA will
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promulgate regulations to enhance
enforcement of the Packers and
Stockyards Act. USDA will also
finalize a rule specifying access to
pasture standards for organically
raised ruminants. In addition, USDA
will amend regulations related to the
importation of nursery products and
animals and animal products. Further,
USDA will propose specific standards
for the humane handling, care,
treatment, and transportation of birds
under the Animal Welfare Act.
Reducing Paperwork Burden on
Customers
USDA has made substantial progress
in implementing the goal of the
Paperwork Reduction Act of 1995 to
reduce the burden of information
collection on the public. To meet the
requirements of the Government
Paperwork Elimination Act (GPEA) and
the E-Government Act, agencies across
USDA are providing electronic
alternatives to their traditionally paperbased customer transactions. As a result,
producers increasingly have the option
to electronically file forms and all other
documentation online. To facilitate the
expansion of electronic government,
USDA implemented an electronic
authentication capability that allows
customers to ‘‘sign-on’’ once and
conduct business with all USDA
agencies. Supporting these efforts are
ongoing analyses to identify and
eliminate redundant data collections
and streamline collection instructions.
The end result of implementing these
initiatives is better service to our
customers enabling them to choose
when and where to conduct business
with USDA.
Major Regulatory Priorities
This document represents summary
information on prospective significant
regulations as called for in Executive
Order 12866. The following agencies are
represented in this regulatory plan,
along with a summary of their mission
and key regulatory priorities for 2010:
Food and Nutrition Service
Mission: FNS increases food security
and reduces hunger in partnership with
cooperating organizations by providing
children and low-income people access
to food, a healthful diet, and nutrition
education in a manner that supports
American agriculture and inspires
public confidence.
Priorities: In addition to responding to
provisions of legislation authorizing and
modifying Federal nutrition assistance
programs, FNS’s 2010 regulatory plan
supports the goal to ensure that all of
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America’s children have access to safe,
nutritious and balanced meals and its
three related objectives:
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• Improve Access to Nutritious Food.
This objective represents FNS’s efforts
to improve nutrition by providing
access to program benefits (food
consumed at home, school meals,
commodities) and distributing State
administrative funds to support
program operations. To advance this
objective, FNS plans to finalize rules
implementing provisions of the Farm
Security and Rural Investment Act of
2002 to simplify program
administration, support work, and
improve access to benefits in the
Supplemental Nutrition Assistance
Program (SNAP) formerly the Food
Stamp Program. FNS will continue to
improve SNAP administration by
developing a rule to implement
provisions of the Food, Conservation,
and Energy Act of 2008 that address
eligibility, certification, employment,
and training issues. An interim rule
implementing provisions of the Child
Nutrition and WIC Reauthorization
Act of 2004 to establish automatic
eligibility for homeless children for
school meals further supports this
objective.
vendor fraud. FNS will also finalize a
rule to improve the SNAP quality
control process and propose a rule to
improve the SNAP retailer sanction
process.
Food Safety and Inspection Service
Mission: The Food Safety and
Inspection Service (FSIS) is responsible
for ensuring that meat, poultry, egg, and
catfish products in interstate and foreign
commerce are wholesome, not
adulterated, and properly marked,
labeled, and packaged.
Priorities: FSIS is committed to
developing and issuing science-based
regulations intended to ensure that
meat, poultry, egg, and catfish products
are wholesome and not adulterated or
misbranded. FSIS continues to review
its existing authorities and regulations
to streamline excessively prescriptive
regulations, to revise or remove
regulations that are inconsistent with
the Agency’s hazard analysis and
critical control point (HACCP)
regulations, and to ensure that it can
address emerging food safety challenges.
FSIS is also working with the Food and
Drug Administration (FDA) to better
delineate the two agencies’ jurisdictions
over various food products. Following
are some of the Agency’s recent and
• Promote Healthier Eating Habits and
planned initiatives:
Lifestyles. This objective represents
Non-ambulatory Disabled Cattle. In
FNS’s efforts to improve the diets of
March 2009, FSIS published a final rule
its clients through nutrition
education, and to ensure that program requiring that all cattle that become
benefits meet appropriate standards to non-ambulatory disabled at any time
before slaughter, including those that
effectively improve nutrition for
become non-ambulatory disabled after
program participants. In support of
passing ante-mortem inspection, must
this objective, FNS plans to propose
rules updating the nutrition standards be condemned and properly disposed
of. Under the previous regulations, FSIS
in the school meals programs;
inspection personnel determined, on
implement the SNAP nutrition
case by-case basis, the disposition of
education provisions of the Food,
Conservation, and Energy Act of 2008; cattle that became non-ambulatory
disabled after they had passed anteand establish permanent rules for the
mortem inspection. The final rule
Fresh Fruit and Vegetable Program
removed the provision for case-by-case
which currently operates in a select
determination by FSIS inspection
number of schools in each State, the
personnel.
District of Columbia, Guam, Puerto
Rico and the Virgin Islands.
Country of Origin Labeling. In March
• Improve Nutrition Assistance Program 2009, FSIS affirmed its August 2008
interim final rule requiring country-ofManagement and Customer Service.
origin labeling (COOL) of any meat or
This objective represents FNS’s
ongoing commitment to maximize the poultry product that is a ‘‘covered
accuracy of benefits issued, maximize commodity’’ as defined by the
Agricultural Marketing Service (AMS)
the efficiency and effectiveness of
in the regulations set out in AMS’s
program operations, and minimize
January 2009 final rule on mandatory
participant and vendor fraud. In
support of this objective, FNS plans to country-of-origin labeling (COOL).
finalize rules in the Child and Adult
2008 Farm Bill-related Rulemakings.
Care Food Program (CACFP) and the
The 2008 Farm Bill, made several
Special Supplemental Nutrition
amendments to statutes administered by
Program for Women, Infants and
FSIS and gave the Agency other
Children Program (WIC) to improve
instructions. As a result, FSIS is
program management and prevent
developing new regulations to
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implement: mandatory inspection for
catfish; a program for interstate
shipment of State-inspected meat and
poultry products; and recall procedure
and process control reassessment
requirements for inspected
establishments.
• Catfish Inspection. FSIS is developing
regulations to implement 2008 Farm
Bill amendments of the FMIA (in Pub.
L. 110-246, Sec. 11016) to make
catfish amenable to the FMIA. The
regulations will define ‘‘catfish’’ and
the scope of coverage of the
regulations to apply to establishments
that process catfish and catfish
products. The regulations will take
into account the conditions under
which the catfish are raised and
transported to a processing
establishment.
• Interstate shipment of State-inspected
meat and poultry products. FSIS is
proposing regulations to implement a
new voluntary Federal-State
cooperative inspection program under
which State-inspected establishments
with 25 or fewer employees would be
eligible to ship meat and poultry
products in interstate commerce.
State-inspected establishments
selected to participate in this program
would be required to comply with all
Federal standards under the FMIA
and the PPIA. These establishments
would receive inspection services
from State inspection personnel that
have been trained and certified to
assist with enforcement of the FMIA
and PPIA. Meat and poultry products
produced under the program that
have been inspected and passed by
selected State inspection personnel
would bear a Federal mark of
inspection. Section 11015 of the 2008
Farm Bill provides for the interstate
shipment of State-inspected meat and
poultry products from selected
establishments and requires that FSIS
promulgate implementing regulations
no later than 18 months from the date
of its enactment.
• Notification, Documentation, and
Recordkeeping Requirements for
Inspected Establishments. FSIS is
proposing regulations that will
implement Sec. 11017 of the 2008
Farm Bill on notification,
documentation, and recordkeeping
requirements for inspected
establishments. This section amends
the FMIA and PPIA to require
establishments that are subject to
inspection under these Acts to
promptly notify the Agency when an
adulterated or misbranded product
received by or originating from the
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establishment has entered into
commerce. Section 11017 also
requires establishments subject to
inspection under the FMIA and PPIA
to prepare and maintain current
procedures for the recall of all
products produced and shipped by
the establishment and document each
reassessment of the establishment’s
process control plans.
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• Revision of Egg Products Inspection
Regulations. FSIS is planning to
propose requirements for federally
inspected egg product plants to
develop and implement HACCP
systems and sanitation standard
operating procedures. The Agency
will be proposing pathogen reduction
performance standards for egg
products. Further, the Agency will be
proposing to remove requirements for
FSIS approval of egg-product plant
drawings, specifications, and
equipment before their use, and to
end the system for pre-marketing
approval of labeling for egg products.
• Rulemakings in Support of the FSIS
Public Health Information System. To
support its food safety inspection
activities, FSIS is developing the
Public Health Information System
(PHIS). PHIS, which is user-friendly
and Web-based, will replace many of
the Agency’s current systems and
automate many business processes.
Among the many other services it will
provide, PHIS will automate and
streamline the export and import
application and certification
processes. To facilitate the
implementation of these PHIS
applications, FSIS will propose to
amend the meat, poultry products,
and egg products inspection
regulations to provide for electronic
export and import application and
certification processes as alternatives
to the current paper-based systems for
these certifications. The new
electronic system will enable the
Agency to process an establishment’s
application for export certification,
verify that the establishment and
product meet the application and
certification requirements, approve
the application, and process the
export certificate. The Agency is
proposing the export application and
certification service as a reimbursable
service under Agricultural Marketing
Act authority.
• Rulemaking to support control of
Escherichia coli O157:H7. FSIS will
propose to require that any business
that grinds or chops raw beef
products, including products that are
ground or chopped at the request of
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an individual consumer, keep records
that will fully and correctly disclose
all transactions involved in the
business that are subject to the FMIA.
These records, such as grinding logs,
provide critical information about
how, when, and where ground
product was prepared, shipped,
received, stored, and handled, and are
essential to illness outbreak
investigations, recalls, and other
public health activities that FSIS
conducts. Businesses that will be
required to comply with this
proposed rule will be FSIS-inspected
establishments and retail facilities
that grind or chop raw beef products,
including beef manufacturing
trimmings derived from cattle not
slaughtered on site at the official
establishment or retail store. An FSISinspected establishment that grinds or
chops raw beef products derived from
cattle slaughtered at that same
establishment will be exempt from the
requirements of the proposed rule.
Other Planned Initiatives:
Performance Standards for Ready-toEat Products. FSIS plans to finalize a
February 2001 proposed rule to
establish food safety performance
standards for all processed ready-to-eat
(RTE) meat and poultry products and for
partially heat-treated meat and poultry
products that are not ready-to-eat. The
proposal also contained provisions
addressing post-lethality contamination
of RTE products with Listeria
monocytogenes. In June 2003, FSIS
published an interim final rule requiring
establishments to prevent L.
monocytogenes contamination of RTE
products. The Agency is evaluating the
effectiveness of this interim final rule,
which in 2004 was the subject of a
regulatory reform nomination to OMB.
FSIS has carefully reviewed its
economic analysis of the interim final
rule in response to this recommendation
and is planning to adjust provisions of
the rule to reduce the information
collection burden on small businesses.
FSIS is also planning further action with
respect to other elements of its 2001
proposal on performance standards for
processed meat and poultry products,
based on quantitative risk assessments
of target pathogens in processed
products.
FSIS plans to propose to amend the
poultry products inspection regulations
to put in place a system in which the
establishment sorts the carcasses for
defects, and the Agency verifies that the
system is under control and producing
safe and wholesome product. The
Agency would propose to adopt
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performance standards, designed to
ensure that the establishments are
carrying out slaughter, dressing, and
chilling operations in a manner that
ensures no significant growth of
pathogens.
The chilling performance standard
would replace the requirement for
ready-to-cook poultry products to be
chilled to 40 °F or below within certain
time limits according to the weight of
the dressed carcasses. Poultry
establishments would have to carry out
slaughtering, dressing, and chilling
operations in a manner that ensures no
significant growth of pathogens.
FSIS is collaborating with the Food
and Drug Administration in an effort to
rationalize the division of food
protection responsibilities between the
two agencies and eliminate confusion
over which agency has jurisdiction over
which kinds of products. The agencies
are taking an approach that involves
considering how the meat or poultry
ingredients contribute to the
characteristics and basic identity of food
products. Thus, FSIS plans to propose
amending its regulations to exclude
from its jurisdiction cheese and cheese
products prepared with less than 50
percent meat or poultry; breads, rolls,
and buns prepared with less than 50
percent meat or poultry; dried poultry
soup mixes; flavor bases and
reaction/process flavors; pizza with
meat or poultry; and salad dressings
prepared with less than 50 percent meat
or poultry. FSIS also plans to clarify that
bagel dogs, natural casings, and closedface meat or poultry sandwiches are
subject to the Agency’s jurisdiction.
FSIS Small Business Implications:
The great majority of businesses
regulated by FSIS are small businesses.
Some of the regulations listed above
substantially affect small businesses.
Some rulemakings can benefit small
businesses. For example, the rule on
interstate shipment of State-inspected
products will open interstate markets to
some small State-inspected
establishments that previously could
only sell their products within State
boundaries.
FSIS conducts a small business
outreach program that provides critical
training, access to food safety experts,
and information resources (such as
compliance guidance and questions and
answers on various topics) in forms that
are uniform, easily comprehended, and
consistent. The Agency collaborates in
this effort with other USDA agencies
and cooperating State partners. For
example, FSIS makes plant owners and
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operators aware of loan programs,
available through USDA’s Rural
Business and Cooperative programs, to
help them in upgrading their facilities.
FSIS employees meet proactively with
small and very small plant operators to
learn more about their specific needs
and provide joint training sessions for
small and very small plants and FSIS
employees.
Agricultural Marketing Service
Mission: The Agricultural Marketing
Service (AMS) provides marketing
services to producers, manufacturers,
distributors, importers, exporters, and
consumers of food products. The AMS
also manages the government’s food
purchases, supervises food quality
grading, maintains food quality
standards, and supervises the Federal
research and promotion programs.
Priorities: AMS priority items for the
next year include a rulemaking required
as a result of passage of the 2008 Farm
Bill and a final rule for the National
Organic Program.
Dairy Promotion and Research
Program (Dairy Import Assessments).
The Dairy Production Stabilization Act
of 1983 (Dairy Act) authorized USDA to
create a national producer program for
dairy product promotion, research, and
nutrition education as part of a
comprehensive strategy to increase
human consumption of milk and dairy
products. Dairy farmers fund this selfhelp program through a mandatory
assessment on all milk produced in the
contiguous 48 States and marketed
commercially. Dairy farmers administer
the national program through the
National Dairy Promotion and Research
Board (Dairy Board).
The 2008 Farm Bill extended the
program to include producers in Alaska,
Hawaii, and Puerto Rico who will pay
an assessment of $0.15 per
hundredweight of milk production.
Imported dairy products will be
assessed at $0.075 per hundredweight of
fluid milk equivalent. AMS published
proposed regulations establishing the
program in the May 19, 2009, Federal
Register. The proposal had a 30-day
comment period. Comments received
for this rule are currently under review.
AMS expects to publish a final rule
early next year.
Access to Pasture. Since
implementation of the NOP, some
members of the public have advocated
for a more explicit regulatory standard
on the relationship between livestock,
particularly dairy animals, and grazing
land. They have asserted the current
regulatory language on access to pasture
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for ruminants and temporary
confinement based on an animal’s stage
of production, when applied together,
do not provide a uniform requirement
for the pasturing of ruminant animals
that meet the principles underlying an
organic management system for
livestock and livestock products that
consumers expect. AMS published a
proposed rule with a request for
comment on October 24, 2008. The
comment period ended December 23,
2008. AMS received over 80,000
comments. Due to the high volume of
comments received, final action on this
rule is not expected before December
2009.
Animal and Plant Health Inspection
Service
Mission: A major part of the mission
of the Animal and Plant Health
Inspection Service (APHIS) is to protect
the health and value of American
agricultural and natural resources.
APHIS conducts programs to prevent
the introduction of exotic pests and
diseases into the United States and
conducts surveillance, monitoring,
control, and eradication programs for
pests and diseases in this country.
These activities enhance agricultural
productivity and competitiveness and
contribute to the national economy and
the public health. APHIS also conducts
programs to ensure the humane
handling, care, treatment, and
transportation of animals under the
Animal Welfare Act.
Priorities: With respect to animal
health, APHIS is continuing work to
revise its regulations concerning bovine
spongiform encephalopathy (BSE) to
provide a more comprehensive and
universally applicable framework for
the importation of certain animals and
products. In the area of plant health,
APHIS is in the midst of a revision to
its regulations for importing nursery
stock (plants for planting) to better
address plant health risks associated
with propagative material. APHIS also
plans to propose standards for the
humane handling, care, treatment, and
transportation of birds covered under
the Animal Welfare Act.
Grain, Inspection, Packers and
Stockyards Administration
Mission: The Grain Inspection,
Packers and Stockyards Administration
facilitates the marketing of livestock,
poultry, meat, cereals, oilseeds, and
related agricultural products and
promotes fair and competitive trading
practices for the overall benefit of
consumers and American agriculture.
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Priorities: GIPSA is continuing work
that will finalize its August, 2007
proposed rule regarding the records that
live poultry dealers must furnish
poultry growers, including requirements
for the timing and contents of poultry
growing arrangements. The
requirements contained in the final rule
are intended to help both poultry
growers and live poultry dealers by
providing the growers with more
information about the poultry growing
arrangement at an earlier stage.
In addition, GIPSA intends to propose
a rule that will define practices or
conduct that are unfair, unjustly
discriminatory, or deceptive, and/or that
represent the making or giving of an
undue or unreasonable preference or
advantage, and ensure that producers
and growers can fully participate in any
arbitration process that may arise
related to livestock or poultry contracts.
This regulation is being proposed in
accordance with the authority granted to
the Secretary by the Packers and
Stockyards Act of 1921 and with the
requirements of Sections 11005 and
11006 of the 2008 Farm Bill.
Farm Service Agency
Mission: The Farm Service Agency’s
(FSA) mission is to stabilize farm
income; to assist owners and operators
of farms and ranches to conserve and
enhance soil, water, and related natural
resources; to provide credit to new or
existing farmers and ranchers who are
temporarily unable to obtain credit from
commercial sources; and to help farm
operations recover from the effects of
disaster, as prescribed by various
statutes.
Priorities: FSA’s priority for 2009 will
be to continue implementing the 2008
Farm Bill. The 2008 Farm Bill, which
was enacted on June 18, 2008, governs
Federal farm programs through the
2012. New regulatory actions include:
• Disaster Assistance. The 2008 Farm
Bill provides a set of standing disaster
assistance programs, including a new
revenue based program for
supplemental agricultural disaster
assistance. These programs require
completely new regulations and
revision of existing program
regulations.
• Biomass Crop Assistance Program. In
addition, the 2008 Farm Bill adds a
new biomass crop assistance program
that supports the Administration’s
energy initiative to accelerate the
investment in and production of
biofuels. The program will provide
financial assistance to agricultural
and forest land owners and operators
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to establish and produce eligible
crops, including woody biomass, for
conversion to bioenergy, and the
collection, harvest, storage, and
transportation of eligible material for
use in a biomass conversion facility.
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• Farm Loan Programs. The 2008 Farm
Bill also requires changes to farm
operating loans, down payment loans,
and emergency loans, including
expanding to include socially
disadvantaged farmers, increasing
loan limits, loan size, funding targets,
interest rates, and graduating
borrowers to commercial credit. In
addition, it establishes a new direct
and guaranteed loan program to assist
farmers in implementing conservation
practices. FSA will develop and issue
the regulations and make program
funds available to eligible clientele in
as timely a manner as possible.
Natural Resources Conservation Service
Mission: The Natural Resources
Conservation Service (NRCS) mission is
to provide leadership in a partnership
effort to help America’s private land
owners and managers conserve their
soil, water, and other natural resources.
Priorities: NRCS regulatory priorities
for FY 2010 will be to finalize the rules
promulgated pursuant to the 2008 Farm
Bill. The 2008 Farm Bill, which was
enacted on June 18, 2008, governs
USDA conservation programs through
2012. NRCS promulgated 11 interim and
proposed rulemakings pursuant to the
2008 Farm Bill, and received public
comment for each of the regulations. In
order to provide certainty and clarity for
NRCS program participants, NRCS will
address the public comments in final
rulemaking and make any necessary
clarifications or adjustments in response
to those comments.
Among the programs authorized by
the 2008 Farm Bill, the Conservation
Stewardship Program and
Environmental Quality Incentives
Program represent a significant public
investment in environmental
improvement and stewardship. The
2008 Farm Bill also re-authorized and
expanded several other financial
assistance and conservation easement
programs, including the Agricultural
Management Assistance program, the
Farm and Ranch Lands Protection
Program, the Grasslands Reserve
Program, the Healthy Forests Reserve
Program, the Regional Equity
provisions, the State Technical
Committee, the Technical Service
Provider Assistance Initiative, the
Wetlands Reserve Program, and the
Wildlife Habitat Incentives Program.
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During FY 2009, NRCS promulgated
an interim final rule to identify
Categorical Exclusions under the
National Environmental Policy Act of
1970 to streamline delivery of projects
funded by the American Recovery and
Reinvestment Act of 2009. NRCS plans
to finalize the Categorical Exclusion rule
in response to public comments.
Finally, NRCS intends to promulgate a
program for its ACES program to
provide consistency with how ACES is
used by other agencies.
Rural Business-Cooperative Service
Mission: Promoting a dynamic
business environment in rural America
is the goal of the Rural BusinessCooperative Service (RBS). Business
Programs works in partnership with the
private sector and the community-based
organizations to provide financial
assistance and business planning, and
helps fund projects that create or
preserve quality jobs and/or promote a
clean rural environment. The financial
resources are often leveraged with those
of other public and private credit source
lenders to meet business and credit
needs in under-served areas. Recipients
of these programs may include
individuals, corporations, partnerships,
cooperatives, public bodies, nonprofit
corporations, Indian tribes, and private
companies. The mission of Cooperative
Program of RBS is to promote
understanding and use of the
cooperative form of business as a viable
organizational option for marketing and
distributing agricultural products.
Priorities: RBS’s priority for 2009 will
be to fully implement the 2008 Farm
Bill. This includes promulgating
regulations for Section 9003 (Biorefinery
Assistance Program), Section 9004
(Repowering Assistance Program)
Section 9005 (Bioenergy program for
Advanced Biofuels) and Section 6022
(Rural Microentrepreneur Assistance
Program). The Agency has been
administering Sections 9003 and 9004
through the use of various Notices
(Notices of Funds Availability and
Contract Proposal), rather than
regulation. Revisions to Section 9007
(Rural Energy for America Program) will
be made to incorporate Energy Audits
and Renewable Energy Development
Assistance and Feasibility Studies for
Rural Energy Systems as eligible grant
purposes, as well as other Farm Bill
changes to the Section 9007 program. In
addition, regulations for the Business
and Industry Guaranteed Loan Program
will be revised to reflect Farm Bill
provisions relating to locally or
regionally produced agricultural food
products. These rules will be developed
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to minimize program complexity and
burden on the public while enhancing
program delivery and Agency oversight.
Rural Utilities Service
Mission: To improve the quality of life
in rural America by providing
investment capital for the deployment
of critical rural utilities
telecommunications, electric and water
and waste disposal infrastructure.
Financial assistance is provided to rural
utilities; municipalities; commercial
corporations; limited liability
companies; public utility districts;
Indian tribes; and cooperative,
nonprofit, limited-dividend, or mutual
associations. The public-private
partnership which is forged between
RUS and these industries results in
billions of dollars in rural infrastructure
development and creates thousands of
jobs for the American economy.
Priorities: RUS’ priority in 2010 is
fulfilling the President’s goal of bringing
affordable broadband to all rural
Americans by continuing to develop a
final rule for the Broadband Loan
Program, which was authorized by the
Farm Security and Rural Investment Act
of 2002, P.L. 107-171, (2002 Farm Bill)
and subsequently amended by the 2008
Farm Bill. In May 2007, RUS published
a proposed rule to improve the focus
and strengthen the financial stability of
the program that was being
administered under regulations
developed for the 2002 Farm Bill. Before
this proposed rule could be finalized the
2008 Farm Bill became law,
significantly changing the statutory
requirements of the Broadband Loan
Program. Consequently, RUS now plans
to publish an interim rule that will
combine the provisions of the proposed
rule with the changes made by the 2008
Farm Bill.
On February 17, 2009, President
Obama signed the American Recovery
and Reinvestment Act of 2009 (Recovery
Act) into law. The Recovery Act
expanded RUS’s existing authority to
make loans and provides new authority
to make grants to facilitate broadband
deployment in rural areas. RUS has
been tasked with the time sensitive
priority of developing the regulation for
this new authority. The Agency will,
however, also continue to develop a
final rule for the Broadband Program
based upon change include in the 2008
Farm Bill.
Departmental Administration
Mission: Departmental
Administration’s mission is to provide
management leadership to ensure that
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64154
USDA administrative programs,
policies, advice and counsel meet the
needs of USDA program organizations,
consistent with laws and mandates; and
provide safe and efficient facilities and
services to customers.
Priorities: In July 2009, USDA’s
Departmental Administration published
the proposed rule to establish a program
to label eligible products made from
biobased feedstocks. As part of this
rulemaking, USDA will be accepting
public comments through September
2009 on how to implement a program
that promotes the purchase of products
made from agricultural and forestry
feedstocks. Once the public comment
period is closed, USDA will finalize the
labeling regulation to allow
manufacturers and vendors of biobased
products to display the label on their
packaging and marketing materials.
Once completed, this regulation will
implement a section of the 2008 Farm
Bill and will promote alternative uses of
agriculture and forest materials.
Aggregate Costs and Benefits
USDA will ensure that its regulations
provide benefits that exceed costs, but
are unable to provide an estimate of the
aggregated impacts of its regulations.
Problems with aggregation arise due to
differing baselines, data gaps, and
inconsistencies in methodology and the
type of regulatory costs and benefits
considered. In addition, aggregation
omits benefits and costs that cannot be
reliably quantified, such as improved
health resulting from increased access to
more nutritious foods; higher levels of
food safety; and increased quality of life
derived from investments in rural
infrastructure. Some benefits and costs
associated with rules listed in the
Regulatory Plan cannot currently be
quantified as the rules are still being
formulated. For 2010, the Department’s
focus on Farm Bill and other regulations
will be to implement the changes in
such a way as to provide benefits while
minimizing program complexity and
regulatory burden for program
participants.
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USDA—Agricultural Marketing Service
(AMS)
FINAL RULE STAGE
1. NATIONAL ORGANIC PROGRAM:
ACCESS TO PASTURE
Priority:
Other Significant
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Legal Authority:
7 USC 6501 et seq
CFR Citation:
7 CFR 205
Legal Deadline:
None
Abstract:
The National Organic Program (NOP) is
administered by the Agricultural
Marketing Service (AMS). Under the
NOP, AMS established national
standards for the production and
handling of organically produced
agricultural products. Since
implementation of the NOP, some
members of the public have advocated
for a more explicit regulatory standard
on the relationship between livestock,
particularly dairy animals, and grazing
land. They have asserted the current
regulatory language on access to
pasture for ruminants and temporary
confinement based on an animal’s stage
of production, when applied together,
do not provide a uniform requirement
for the pasturing of ruminant animals
that meet the principles underlying an
organic management system for
livestock and livestock products that
consumers expect. Comments received
as a result of the proposed rule will
assist in determining the Agency’s next
steps in rulemaking on this issue.
Statement of Need:
AMS has determined that current
regulations regarding access to pasture
and the contribution of grazing to the
diet of organically raised livestock lack
sufficient specificity and clarity to
enable AMS to efficiently administer
the Program. Organic System Plans
(OSPs) dealing with livestock
management reflect different
application of existing regulations and
interpretations of requirements across
Accredited Certifying Agents (ACAs).
AMS has received 11 complaints
requesting enforcement actions for
alleged violations of the pasture
provisions of the NOP livestock
standards.
Furthermore, over the period 1994 to
2005, the National Organic Standards
Board (NOSB) made six
recommendations regarding access to
the outdoors for livestock, pasture, and
conditions for temporary confinement
of animals. The NOSB process for the
development of recommendations
consists of: (1) identification of a need
by members of the public, the NOSB,
or the NOP; (2) development of a draft
NOSB recommendation; (3) public
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meeting notice published by the NOP
on its website and in the Federal
Register; (4) solicitation of public
comments on the recommendation
through regulations.gov and at the
NOSB’s public meetings; (5)
finalization of the recommendation; (6)
NOSB approval of the recommendation;
and (7) NOSB referral to the Secretary
for the Secretary’s consideration and
any appropriate action (e.g.,
rulemaking, policy development,
guidance).
In response, on April 13, 2006, NOP
published an Advanced Notice of
Proposed Rulemaking (ANPRM) (71 FR
19131) seeking input on the role of
pasture in the NOP regulations and
what parts of the NOP regulations
should be amended to address the role
of pasture in organic livestock
management.
More than 80,500 comments were
received on the ANPRM. Support for
strict standards and greater detail on
the role of pasture in organic livestock
production was nearly unanimous with
just 28 of the comments opposing
changes to the pasture requirements.
Organic consumers have clearly stated
in comments that they expect organic
ruminants to graze pasture and receive
not less than 30 percent of their Dry
Matter Intake (DMI) needs from grazing.
Nearly all of the over 80,500 comments
were received from consumers
requesting regulations that would
clearly establish grazing as a primary
source of nourishment. Approximately
80,250 of these comments were in a
modified form letter. Many of these
consumers requested that grazing
account for at least 30 percent of the
ruminant’s DMI needs.
AMS published a proposed rule with
a request for comment on October 24,
2008. The comment period ended
December 23, 2008. AMS received more
than 80,000 comments. Due to the high
volume of comments received, final
action on this rule is not expected
before December 2009.
Summary of Legal Basis:
The NOP is authorized by the Organic
Foods Production Act of 1990 (OFPA),
as amended (7 U.S.C. section 6501 et.
seq.). The AMS administers the NOP.
Under the NOP, AMS oversees national
standards for the production and
handling of organically produced
agricultural products. This action is
being taken by AMS to ensure that NOP
livestock production regulations have
sufficient specificity and clarity to
enable AMS and accredited certifying
agents to efficiently administer the NOP
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and to facilitate and improve
compliance and enforcement. This
action is also intended to satisfy
consumer expectations that ruminant
livestock animals graze pastures during
the growing season.
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Alternatives:
Alternatives to this proposed
rulemaking are to: (1) Make no changes
to the existing regulations; (2) adopt a
reduced pasturing period, such as the
120-day minimum period
recommended by the NOSB and some
commenters; or (3) adopt a three
ruminants per acre stocking rate
measure as suggested by some
commenters.
Anticipated Cost and Benefits:
Costs:
This action will increase the cost of
production for producers who currently
do not pasture their animals and those
producers who do not manage their
pastures at a sufficient level to provide
at least 30 percent DMI. For organic
slaughter stock producers, an increase
in costs might result in a greater
volume of slaughter animals, at least
in the short term, entering the market
driving down prices. Longer term these
increased costs could result in
increased consumer prices unless the
increased costs are off set by reductions
in other costs of production. Other
costs of production that could be
expected to go down are costs
associated with producer harvest and
purchase of feed and the cost of herd
health.
Benefits:
This final rule brings uniformity in
application to the livestock regulations;
especially as they relate to the
pasturing of ruminants. This uniformity
will create equitable, consistent,
performance standards for all ruminant
livestock producers. Producers who
currently operate based on grazing will
perceive a benefit because these
producers claim an economic
disadvantage in competing with
livestock operations that do not provide
pasture. This proposed rule would also
bring uniformity in application to the
livestock regulations. This uniformity
in application will allow the ACAs and
AMS to administer the livestock
regulations in a way that reflects
consumer preferences regarding the
production of organic livestock and
their products. Commenters have
clearly stated that they expect organic
ruminants to graze pasture and receive
not less than 30 percent of their dry
matter needs from grazing. Because of
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15:10 Dec 04, 2009
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this, it is crucial that consumer
expectations are met. This proposed
rulemaking is intended to reflect
consumer expectations and producer
perspectives. This action makes clear
what access to pasture means under the
NOP.
Risks:
None.
Timetable:
Action
Date
ANPRM
ANPRM Comment
Period End
NPRM
NPRM Comment
Period End
Final Action
FR Cite
04/13/06 71 FR 19131
06/12/06
10/24/08 73 FR 63583
12/23/08
12/00/09
Regulatory Flexibility Analysis
Required:
Yes
Small Entities Affected:
Businesses, Governmental Jurisdictions,
Organizations
Government Levels Affected:
Federal, Local, State
Agency Contact:
Richard H. Mathews
Chief of Standards Development and
Review Branch
Department of Agriculture
Agricultural Marketing Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–3252
Fax: 202 205–7808
Email: richard.mathews@usda.gov
RIN: 0581–AC57
USDA—AMS
2. NATIONAL DAIRY PROMOTION
AND RESEARCH PROGRAM; FINAL
RULE ON AMENDMENTS TO THE
ORDER
Priority:
Other Significant
Legal Authority:
7 USC 4501 to 4514; 7 USC 7401
CFR Citation:
7 CFR 1150
Legal Deadline:
Final, Statutory, September 19, 2008,
Assessments on imported dairy
products must be implemented by
deadline.
With the passage of Section 1507 in
the 2008 Farm Bill, the Dairy Act was
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amended to apply certain assessments
to Alaska, Hawaii, the District of
Columbia, and the Commonwealth of
Puerto Rico. The 2008 Farm Bill
authorized the Secretary to issue
regulations to implement the
mandatory dairy import assessment
without providing a notice and
comment period. However, due to the
interest of affected parties a notice and
comment period was provided.
Abstract:
The Dairy Act authorizes the Order for
dairy product promotion, research, and
nutrition education as part of a
comprehensive strategy to increase
human consumption of milk and dairy
products and to reduce milk surpluses.
The program functions to strengthen
the dairy industry’s position in the
marketplace by maintaining and
expanding domestic and foreign
consumption of fluid milk and dairy
products. Amendments to the Order are
pursuant to the 2002 and 2008 Farm
Bills. The 2002 Farm Bill mandates that
the Order be amended to implement an
assessment on imported dairy products
to fund promotion and research. The
2008 Farm Bill specifies a mandatory
assessment rate of 7.5-cent per
hundredweight of milk, or equivalent
thereof, on dairy products imported
into the United States. Additionally, in
accordance with the 2008 Farm Bill,
the term ‘‘United States’’ is the Dairy
Act is amended to mean all States, the
District of Columbia, and the
Commonwealth of Puerto Rico.
Producers in these areas will be
assessed 15 cents per hundredweight
for all milk produced and marketed.
Statement of Need:
In response to the May 19, 2009 (74
FR 23359) proposed rule (National
Dairy Promotion and Research Program;
Proposed Rule on Amendments to the
Order), AMS received 189 timely
comments from consumers, dairy
producers, foreign governments,
importers, exporters, manufacturers,
members of Congress, trade
associations, and other interested
parties.
The comments covered a wide range
of topics, including 39 in opposition
to the proposal and 150 in support of
the proposal. Opponents of the
proposal expressed concern over the
lack of a referendum requirement
among those affected; default
assessment rates; lack of ability to no
longer promote State-branded dairy
products; lack of importer organizations
eligible to become a Qualified Program;
disputed the cost-benefit analysis for
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importers and producers; and cited
unreasonable importer paperwork and
record keeping burdens.
Proponents of the proposal expressed
support for an expedited
implementation of the dairy import
assessment; cited the enhanced benefits
both domestic producers and importers
will receive as a result of
implementation; recommended new
Harmonized Tariff Schedule codes; use
of a default assessment rate;
recommended regular reporting of the
products and assessments on imports;
and all thresholds for compliance with
U.S. trade obligations have been met.
AMS plans to issue a final rule
implementing the dairy import
assessment in the near future. In
response to the comments received and
after consultation with USTR, AMS is
addressing, in the final rule, referenda,
alternative assessment rates, and
compliance and enforcement activity.
All remaining changes are
miscellaneous and minor in nature in
order to clarify regulatory text.
Summary of Legal Basis:
The National Dairy Promotion and
Research Program (National Program) is
authorized under the authorized under
the provisions of the Dairy Production
Stabilization Act of 1983 (7 U.S.C.
4501-4514), and the Dairy Promotion
and Research Order (7 CFR Part 1150).
The Dairy Programs unit of USDA’s
Agricultural Marketing Service has
day—to—day oversight responsibilities
for the National Program.
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Alternatives:
There are no alternatives, as this
rulemaking is a matter of law based on
the 2002 and 2008 Farm Bills.
Anticipated Cost and Benefits:
Assessments to dairy producers under
the Order are relatively small compared
to producer revenue. If dairy producers
in Alaska, Hawaii, the District of
Columbia, and the Commonwealth of
Puerto Rico had paid assessments of
$0.15 per hundredweight of milk
marketed in 2007, it is estimated that
$1.1 million would have been paid.
This is about 0.6 percent of the $192
million total value of milk produced
and marketed in these areas.
Benefits to producers in these areas are
assumed to be similar to those benefits
received by producers of other U.S.
geographical regions. Cornell University
has conducted an independent
economic analysis of the Program that
is included in the annual report to
Congress. Cornell determined that from
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15:10 Dec 04, 2009
Jkt 220001
1998 through 2007, each dollar
invested in generic dairy marketing by
dairy farmers during the period would
return between $5.52 and $5.94, on
average, in net revenue to farmers.
Legal Authority:
7 USC 2131 to 2159
Assessments collected from importers
under the National Program will be
relatively small compared to the value
of dairy imports. If importers had been
assessed $0.075 per hundredweight, or
equivalent thereof, for imported dairy
products in 2007 as specified in this
rule, it is estimated that less than $6.1
million would have been paid. This is
about 0.3 percent of the $2.4 billion
value of the dairy products imported
in 2007.
Legal Deadline:
None
Risks:
If the amendments are not
implemented, USDA would be in
violation of the 2002 and 2008 Farm
Bills.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Action
FR Cite
05/19/09 74 FR 23359
06/18/09
02/00/10
Regulatory Flexibility Analysis
Required:
Yes
Small Entities Affected:
Businesses, Organizations
Government Levels Affected:
None
Agency Contact:
Whitney Rick
Promotion and Research Branch Chief
Department of Agriculture
Agricultural Marketing Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–6909
Fax: 202 720–0285
Email: whitney.rick@usda.gov
CFR Citation:
9 CFR 1 to 3
Abstract:
APHIS intends to establish standards
for the humane handling, care,
treatment, and transportation of birds
other than birds bred for use in
research.
Statement of Need:
The Farm Security and Rural
Investment Act of 2002 amended the
definition of animal in the Animal
Welfare Act (AWA) by specifically
excluding birds, rats of the genus
Rattus, and mice of the genus Mus,
bred for use in research. While the
definition of animal in the regulations
contained in 9 CFR part 1 has excluded
rats of the genus Rattus and mice of
the genus Mus bred for use in research,
that definition has also excluded all
birds (i.e., not just those birds bred for
use in research). In line with this
change to the definition of animal in
the AWA, APHIS intends to establish
standards in 9 CFR part 3 for the
humane handling, care, treatment, and
transportation of birds other than those
birds bred for use in research.
Summary of Legal Basis:
The Animal Welfare Act (AWA)
authorizes the Secretary of Agriculture
to promulgate standards and other
requirements governing the humane
handling, care, treatment, and
transportation of certain animals by
dealers, research facilities, exhibitors,
operators of auction sales, and carriers
and immediate handlers. Animals
covered by the AWA include birds that
are not bred for use in research.
Alternatives:
To be identified.
RIN: 0581–AC87
Anticipated Cost and Benefits:
To be determined.
USDA—Animal and Plant Health
Inspection Service (APHIS)
Risks:
Not applicable.
Timetable:
PROPOSED RULE STAGE
3. ANIMAL WELFARE; REGULATIONS
AND STANDARDS FOR BIRDS
Priority:
Other Significant
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Action
Date
NPRM
NPRM Comment
Period End
FR Cite
01/00/10
04/00/10
Regulatory Flexibility Analysis
Required:
Yes
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Small Entities Affected:
Businesses
Government Levels Affected:
Undetermined
Additional Information:
Additional information about APHIS
and its programs is available on the
Internet at https://www.aphis.usda.gov.
Agency Contact:
Gerald Rushin
Veterinary Medical Officer, Animal Care
Department of Agriculture
Animal and Plant Health Inspection
Service
4700 River Road, Unit 84
Riverdale, MD 20737–1234
Phone: 301 734–0954
RIN: 0579–AC02
USDA—APHIS
4. BOVINE SPONGIFORM
ENCEPHALOPATHY; IMPORTATION
OF BOVINES AND BOVINE
PRODUCTS
Priority:
Other Significant
Legal Authority:
7 USC 450; 7 USC 1622; 7 USC 7701
to 7772; 7 USC 8301 to 8317; 21 USC
136 and 136a; 31 USC 9701
CFR Citation:
9 CFR 92 to 96; 9 CFR 98
Legal Deadline:
None
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Summary of Legal Basis:
Under the Animal Health Protection
Act of 2002 (7 U.S.C. 8301 et seq.), the
Secretary of Agriculture is authorized
to promulgate regulations to prevent
the introduction into the United States
or dissemination of any pest or disease
of livestock.
Alternatives:
We could leave the current bovine
regulations unchanged, but maintaining
the status quo would not provide an
opportunity to apply the latest
scientific evidence to our BSE-related
import conditions. Another
alternative—modifying the BSE
regulations related to the importation
of bovines and bovine-derived products
to precisely match the OIE guidelines
without allowing for modification
deemed necessary by APHIS—would
not allow APHIS to independently
interpret the scientific literature or
reflect current USDA regulations and
policies. Making no changes to the
current regulations that govern the
importation of cervids and camelids
would perpetuate an unnecessary
constraint on trade in those
commodities, because cervids and
camelids pose an extremely low BSE
risk.
Anticipated Cost and Benefits:
Abstract:
This rulemaking would amend the
regulations regarding the importation of
bovines and bovine products. Under
this rulemaking, countries would be
classified as either negligible risk,
controlled risk, or undetermined risk
for bovine spongiform encephalopathy
(BSE). Some commodities would be
allowed importation into the United
States regardless of the BSE
classification of the country of export.
Other commodities would be subject to
importation restrictions or prohibitions
based on the type of commodity and
the BSE classification of the country.
The criteria for country classification
and commodity import would be
closely aligned with those of the World
Organization for Animal Health.
We are proposing to amend the
regulations after conducting a thorough
15:10 Dec 04, 2009
Undetermined.
Risks:
APHIS has concluded that the proposed
changes would continue to guard
against the introduction of BSE into the
United States.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
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FR Cite
12/00/09
02/00/10
Regulatory Flexibility Analysis
Required:
Yes
Small Entities Affected:
Businesses
Statement of Need:
VerDate Nov<24>2008
review of relevant scientific literature
and a comprehensive evaluation of the
issues and concluding that the
proposed changes would continue to
guard against the introduction of BSE
into the United States, while allowing
the importation of additional animals
and animal products into this country.
Government Levels Affected:
Federal
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64157
International Impacts:
This regulatory action will be likely to
have international trade and investment
effects, or otherwise be of international
interest.
Additional Information:
Additional information about APHIS
and its programs is available on the
Internet at https://www.aphis.usda.gov.
Agency Contact:
Christopher Robinson
Senior Staff Veterinarian, Technical Trade
Services, National Center for Import and
Export, VS
Department of Agriculture
Animal and Plant Health Inspection
Service
4700 River Road, Unit 40
Riverdale, MD 20737–1231
Phone: 301 734–7837
RIN: 0579–AC68
USDA—APHIS
FINAL RULE STAGE
5. IMPORTATION OF PLANTS FOR
PLANTING; ESTABLISHING A NEW
CATEGORY OF PLANTS FOR
PLANTING NOT AUTHORIZED FOR
IMPORTATION PENDING RISK
ASSESSMENT (RULEMAKING
RESULTING FROM A SECTION 610
REVIEW)
Priority:
Other Significant
Legal Authority:
7 USC 450; 7 USC 7701 to 7772; 7 USC
7781 to 7786; 21 USC 136 and 136a
CFR Citation:
7 CFR 319
Legal Deadline:
None
Abstract:
This action would establish a new
category in the regulations governing
the importation of nursery stock, also
known as plants for planting. This
category would list taxa of plants for
planting whose importation is not
authorized pending risk assessment. We
would allow foreign governments to
request that a pest risk assessment be
conducted for a taxon whose
importation is not authorized pending
risk evaluation. After the pest risk
assessment was completed, we would
conduct rulemaking to remove the
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taxon from the proposed category if
determined appropriate by the risk
assessment. We are also proposing to
expand the scope of the plants
regulated in the plants for planting
regulations to include non-vascular
plants. These changes would allow us
to react more quickly to evidence that
a taxon of plants for planting may pose
a pest risk while ensuring that our
actions are based on scientific
evidence.
Statement of Need:
APHIS typically relies on inspection at
a Federal plant inspection station or
port of entry to mitigate the risks of
pest introduction associated with the
importation of plants for planting.
Importation of plants for planting is
further restricted or prohibited only if
there is specific evidence that such
importation could introduce a
quarantine pest into the United States.
Most of the taxa of plants for planting
currently being imported have not been
thoroughly studied to determine
whether their importation presents a
risk of introducing a quarantine pest
into the United States. The volume and
the number of types of plants for
planting have increased dramatically in
recent years, and there are several
problems associated with gathering data
on what plants for planting are being
imported and on the risks such
importation presents. In addition,
quarantine pests that enter the United
States via the importation of plants for
planting pose a particularly high risk
of becoming established within the
United States. The current regulations
need to be amended to better address
these risks.
Summary of Legal Basis:
The Secretary of Agriculture may
prohibit or restrict the importation or
entry of any plant if the Secretary
determines that the prohibition or
restriction is necessary to prevent the
introduction into the United States of
a plant pest or noxious weed (7 U.S.C.
7712).
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Legal Authority:
Anticipated Cost and Benefits:
Undetermined.
CFR Citation:
Risks:
In the absence of some action to revise
the nursery stock regulations to allow
us to better address pest risks,
increased introductions of plant pests
via imported nursery stock are likely,
causing extensive damage to both
agricultural and natural plant resources.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Rule
FR Cite
07/23/09 74 FR 36403
10/21/09
07/00/10
Regulatory Flexibility Analysis
Required:
Yes
Small Entities Affected:
Businesses
Government Levels Affected:
None
International Impacts:
This regulatory action will be likely to
have international trade and investment
effects, or otherwise be of international
interest.
Additional Information:
Additional information about APHIS
and its programs is available on the
Internet at https://www.aphis.usda.gov.
Agency Contact:
Arnold T. Tschanz
Senior Risk Manager, Commodity Import
Analysis and Operations, PPQ
Department of Agriculture
Animal and Plant Health Inspection
Service
4700 River Road, Unit 133
Riverdale, MD 20737–1231
Phone: 301 734–5306
RIN: 0579–AC03
USDA—Grain Inspection, Packers and
Stockyards Administration (GIPSA)
Alternatives:
APHIS has identified one alternative to
the approach we are considering. We
could prohibit the importation of all
nursery stock pending risk evaluation,
approval, and notice-and-comment
rulemaking, similar to APHIS’s
approach to regulating imported fruits
and vegetables. This approach would
lead to a major interruption in
international trade and would have
significant economic effects on both
VerDate Nov<24>2008
U.S. importers and U.S. consumers of
plants for planting.
15:10 Dec 04, 2009
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PROPOSED RULE STAGE
6. ENFORCEMENT OF THE PACKERS
AND STOCKYARDS ACT
Priority:
Other Significant. Major status under 5
USC 801 is undetermined.
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Fmt 1260
Sfmt 1260
7 USC 181
9 CFR 201
Legal Deadline:
Final, Statutory, June 18, 2010.
Abstract:
GIPSA is proposing regulations under
the Packers & Stockyards Act, 1921,
that clarify when certain conduct in the
livestock and poultry industries
represents the making or giving of an
undue or unreasonable preference or
advantage or subjects a person or
locality to an undue or unreasonable
prejudice or disadvantage. These
proposed regulations also establish
criteria GIPSA will consider in
determining whether a live poultry
dealer has provided reasonable notice
to poultry growers of any suspension
of the delivery of birds under a poultry
growing arrangement; when a
requirement of additional capital
investments over the life of a poultry
growing arrangement or swine
production contract constitutes a
violation of the P&S Act; and whether
a live poultry dealer or swine
contractor has provided a reasonable
period of time for a poultry grower or
a swine production contract grower to
remedy a breach of contract that could
lead to termination of the poultry
growing arrangement or swine
production contract. The Farm Bill also
instructed the Secretary to promulgate
regulations to ensure that producers
and growers are afforded the
opportunity to fully participate in the
arbitration process if they so choose.
Statement of Need:
In enacting Title XI of the Food,
Conservation and Energy Act of 2008
(Farm Bill) (P.L. 110-246), Congress
recognized the nature of problems
encountered in the livestock and
poultry industries and amended the
Packers and Stockyards Act (P&S Act).
These amendments established new
requirements for participants in the
livestock and poultry industries and
required the Secretary of Agriculture
(Secretary) to establish criteria to
consider when determining that certain
other conduct is in violation of the P&S
Act.
The Grain Inspection, Packers and
Stockyards Administration’s (GIPSA)
attempts to enforce the broad
prohibitions of the P&S Act have been
frustrated, in part because it has not
previously defined what conduct
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constitutes an unfair practice or the
giving of an undue preference or
advantage. The new regulations that
GIPSA is proposing describe and clarify
conduct that violates the P&S Act and
allow for more effective and efficient
enforcement by GIPSA. They will
clarify conditions for industry
compliance with the P&S Act and
provide for a fairer market place.
In accordance with the Farm Bill,
GIPSA is proposing regulations under
the P&S Act that would clarify when
certain conduct in the livestock and
poultry industries represents the
making or giving of an undue or
unreasonable preference or advantage
or subjects a person or locality to an
undue or unreasonable prejudice or
disadvantage. These proposed
regulations also establish criteria that
GIPSA will consider in determining
whether a live poultry dealer has
provided reasonable notice to poultry
growers of a suspension of the delivery
of birds under a poultry growing
arrangement; when a requirement of
additional capital investments over the
life of a poultry growing arrangement
or swine production contract
constitutes a violation of the P&S Act;
and whether a packer, swine contractor
or live poultry dealer has provided a
reasonable period of time for a grower
or a swine producer to remedy a breach
of contract that could lead to
termination of the growing arrangement
or production contract.
The Farm Bill also instructed the
Secretary to promulgate regulations to
ensure that poultry growers, swine
production contract growers and
livestock producers are afforded the
opportunity to fully participate in the
arbitration process, if they so choose.
We are proposing a required format for
providing poultry growers, swine
production contract growers and
livestock producers the opportunity to
decline the use of arbitration in
contracts requiring arbitration. We are
also proposing criteria that we will
consider in finding that poultry
growers, swine production contract
growers and livestock producers have
a meaningful opportunity to participate
fully in the arbitration process if they
voluntarily agree to do so. We will use
these criteria to assess the overall
fairness of the arbitration process.
In addition to proposing regulations in
accordance with the Farm Bill, GIPSA
is proposing regulations that would
prohibit certain conduct because it is
unfair, unjustly discriminatory or
deceptive, in violation of the P&S Act.
These additional proposed regulations
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15:10 Dec 04, 2009
Jkt 220001
are promulgated under the authority of
§ 407 of the P&S Act, and complement
those required by the Farm Bill to help
ensure fair trade and competition in the
livestock and poultry industries.
These regulations are intended to
address the increased use of contracting
in the marketing and production of
livestock and poultry by entities under
the jurisdiction of the P&S Act, and
practices that result from the use of
market power and alterations in private
property rights, which violate the spirit
and letter of the P&S Act. The effect
increased contracting has had, and
continues to have, on individual
agricultural producers has significantly
changed the industry and the rural
economy as a whole, making these
proposed regulations necessary.
Summary of Legal Basis:
Section 407 of the P&S Act (7 U.S.C.
228) provides that the Secretary ‘‘may
make such rules, regulations, and
orders as may be necessary to carry out
the provisions of this Act.’’ Sections
11005 and 11006 of the Farm Bill
became effective June 18, 2008, and
instruct the Secretary to promulgate
additional regulations as described in
this notice of proposed rulemaking.
Alternatives:
The Farm Bill explicitly directs the
Secretary to promulgate certain
regulations. GIPSA determined that
additional regulations are necessary to
provide notice to all regulated entities
of types of practices and conduct that
GIPSA considers ‘‘unfair’’ so that
regulated entities are fully informed of
actions or practices that are considered
‘‘unfair’’ and therefore, prohibited.
Within both the mandatory and
discretionary regulatory provisions we
considered alternative options.
For example, GIPSA considered shorter
notice periods in situations when a live
poultry dealer suspends delivery of
birds to a poultry grower. These
alternatives would not have provided
adequate trust and integrity in the
livestock and poultry markets. Other
alternatives may have been more
restrictive. We considered prohibiting
the use of arbitration to resolve
disputes; however, that option goes
against a popular method of dispute
resolution in other industries and is not
in line with the spirit of the 2008 Farm
Bill. GIPSA believes that this proposed
rule represents the best option to level
the playing field between packers,
swine contractors, live poultry dealers,
and the nation’s poultry growers, swine
production contract growers, or
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Fmt 1260
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64159
livestock producers for the benefit of
more efficient marketing and public
good.
Anticipated Cost and Benefits:
Costs:
Costs are aggregated into three major
types: 1) administrative costs, which
include items such as office work,
postage, filing, and copying; 2) costs of
analysis, such as a business conducting
a profit-loss analysis; and 3) adjustment
costs, such as costs related to changing
business behavior to achieve
compliance with the proposed
regulation.
Benefits:
Benefits are also aggregated into three
major groups: 1) increased pricing
efficiency; 2) allocation efficiency; and
3) competitive efficiency.
Risks:
None.
Timetable:
Action
Date
NPRM
12/00/09
FR Cite
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
No
Government Levels Affected:
None
Agency Contact:
H. Tess Butler
Regulatory Liaison
Department of Agriculture
Grain Inspection, Packers and Stockyards
Administration
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–7486
Fax: 202 690–2173
Email: h.tess.butler@usda.gov
RIN: 0580–AB07
USDA—GIPSA
FINAL RULE STAGE
7. POULTRY CONTRACTS;
INITIATION, PERFORMANCE, AND
TERMINATION
Priority:
Other Significant
Legal Authority:
7 USC 221
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Alternatives:
CFR Citation:
9 CFR 201
Legal Deadline:
None
Abstract:
GIPSA is amending the regulations
issued under the Packers and
Stockyards Act, 1921, regarding the
records that live poultry dealers must
furnish poultry growers, including
requirements for the timing and
contents of poultry growing
arrangements. The amendments to the
regulatlions will require that live
poultry dealers timely deliver a copy
of an offered poultry growing
arrangement to growers; include
information about any Performance
Improvement Plan in poultry growing
arrangements; include provisions for
written termination notices in poultry
growing arrangements; and
notwithstanding a confidentiality
provision, allow growers to discuss the
terms of poultry growing arrangements
with designated individuals.
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Statement of Need:
The Grain Inspection Packers and
Stockyards Administration (GIPSA)
believes that the failure to disclose
certain terms in a poultry growing
arrangement constitutes an unfair,
discriminatory, or deceptive practice in
violation of section 202 (7 U.S.C. 192)
of the Packers and Stockyards Act (P&S
Act).
Because of vertical integration and high
concentration within the poultry
industry, poultry growers do not
realistically have the option of
negotiating more favorable poultry
growing arrangement terms with
competing live poultry dealers because
there may be no other live poultry
dealers in the poultry grower’s
immediate geographic area or there may
be significant differences in equipment
requirements among live poultry
dealers. There is considerable
asymmetry of information and an
imbalance in market power. This final
rule will level the playing field by
requiring that all live poultry dealers
adopt fair and transparent practices
when dealing with poultry growers.
Summary of Legal Basis:
One of GIPSA’s primary functions is
the enforcement of the P&S Act, (7
U.S.C. 181 et seq.) (P&S Act). Under
authority granted to us by the Secretary
of Agriculture, GIPSA is authorized (7
U.S.C. 228) to make those regulations
necessary to carry out the provisions
of the P&S Act.
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15:10 Dec 04, 2009
Jkt 220001
GIPSA collected input on several
alternatives like issuing policy
guidance to GIPSA employees,
providing public notice that failure to
provide growers with additional
contract information was an unfair
practice in violation of § 202 of the
P&S Act, or recommending that growers
seek redress of grievances through civil
court action or arbitration. GIPSA
determined that none of these
alternatives will meet the needs of
poultry growers. We believe, however,
that this final rule will provide the best
means of achieving statutory intent at
the lowest cost to poultry growers and
live poultry dealers.
Risks:
None.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Action
FR Cite
08/01/07 72 FR 41952
10/30/07
12/00/09
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
No
Government Levels Affected:
None
Anticipated Cost and Benefits:
Agency Contact:
Costs:
H. Tess Butler
Regulatory Liaison
Department of Agriculture
Grain Inspection, Packers and Stockyards
Administration
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–7486
Fax: 202 690–2173
Email: h.tess.butler@usda.gov
The costs to both poultry growers and
live poultry dealers are negligible, as
the rule does not impose significant
additional requirements that increase
actions that the poultry grower and the
live poultry dealer must enact; they
merely affect the timeliness of those
actions. In some cases, the final rule
requires that the poultry grower and the
live poultry dealer commit to writing
terms and conditions that are already
in effect, but do not mandate what
those terms and conditions must be.
Thus, the only additional cost is the
cost of producing and transmitting the
printed document.
RIN: 0580–AA98
USDA—Food and Nutrition Service
(FNS)
PROPOSED RULE STAGE
Benefits:
Collectively, the regulatory provisions
in the final rule mitigate potential
asymmetries of information between
poultry growers and the live poultry
dealers, which will lead to better
decisions on the terms of compensation
and reduce the potential for the
expression of anti-competitive market
power. The provisions achieve this
primarily by improving the quality and
timeliness of information to growers,
and to some extent to live poultry
dealers as well. Benefits should accrue
to poultry growers from an enhanced
basis for making the decision as to
whether to enter into a growout
contract, and from additional time
available to make plans for any
necessary adjustments in those
instances when the poultry grower is
subject to a contract termination. Net
social welfare will benefit from
improved accuracy in the value
(pricing) decisions involved in
transactions between poultry growers
and live poultry dealers as they
negotiate contract terms.
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8. ELIGIBILITY, CERTIFICATION, AND
EMPLOYMENT AND TRAINING
PROVISIONS OF THE FOOD,
CONSERVATION AND ENERGY ACT
OF 2008
Priority:
Economically Significant. Major under
5 USC 801.
Legal Authority:
PL 110–246; PL 104–121
CFR Citation:
7 CFR Part 273
Legal Deadline:
None
Abstract:
This proposed rule would amend the
regulations governing the Supplemental
Nutrition Assistance Program (SNAP) to
implement provisions from the Food,
Conservation and Energy Act of 2008
(Public Law 110-246) (FCEA)
concerning the eligibility and
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certification of SNAP applicants and
participants and SNAP employment
and training. In addition, this proposed
rule would revise the SNAP regulations
throughout 7 CFR Part 273 to change
the program name from the Food Stamp
Program to SNAP and to make other
nomenclature changes as mandated by
the FCEA. The statutory effective date
of these provisions was October 1,
2008. Food and Nutrition Service (FNS)
is also proposing two discretionary
revisions to SNAP regulations to
provide State agencies options that are
currently available only through
waivers. These provisions would allow
State agencies to average student work
hours and to provide telephone
interviews in lieu of face-to-face
interviews. FNS anticipates that this
rule would impact the associated
paperwork burdens. (08-006)
Statement of Need:
This proposed rule would amend the
regulations governing the Supplemental
Nutrition Assistance Program (SNAP) to
implement provisions from the Food,
Conservation and Energy Act of 2008
(Public Law 110-246) (FCEA)
concerning the eligibility and
certification of SNAP applicants and
participants and SNAP employment
and training. In addition, this proposed
rule would revise the SNAP regulations
throughout 7 CFR Part 273 to change
the program name from the Food Stamp
Program to SNAP and to make other
nomenclature changes as mandated by
the FCEA. The statutory effective date
of these provisions was October 1,
2008. Food and Nutrition Service (FNS)
is also proposing 2 discretionary
revisions to SNAP regulations to
provide State agencies options that are
currently available only through
waivers. These provisions would allow
State agencies to average student work
hours and to provide telephone
interviews in lieu of face-to-face
interviews. FNS anticipates that this
rule would impact the associated
paperwork burdens.
Summary of Legal Basis:
Food, Conservation, and Energy Act of
2008 (Public Law 110-246) and 7 CFR
Part 273.
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Alternatives:
Not applicable.
Anticipated Cost and Benefits:
Anticipated costs have not been
determined; however, it is anticipated
that this rule would impact the
associated paperwork burdens.
VerDate Nov<24>2008
15:10 Dec 04, 2009
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64161
4132 also eliminates the minimum
disqualification period which was
previously set at six months.
Risks:
Not applicable.
Timetable:
Action
Date
NPRM
FR Cite
05/00/10
Regulatory Flexibility Analysis
Required:
No
Government Levels Affected:
Local, State
Agency Contact:
James F. Herbert
Regulatory Review Specialist
Department of Agriculture
Food and Nutrition Service
10th Floor
3101 Park Center Drive
Alexandria, VA 22302
Phone: 703 305–2572
Email: james.herbert@fns.usda.gov
RIN: 0584–AD87
In addition to implementing statutory
provisions, this rule proposes to
provide a clear administrative penalty
when an authorized retailer or
wholesale food store redeems a SNAP
participant’s Program benefits without
the knowledge of the participant. All
Program benefits are issued through the
Electronic Benefits Transfer (EBT)
system. The EBT system establishes
data that may be used to identify fraud
committed by retail food stores. While
stealing Program benefits could be
prosecuted under current statute,
Program regulations do not provide a
clear penalty for these thefts. The
proposed rule would establish an
administrative penalty for such thefts
equivalent to the penalty for trafficking
in Program benefits, which is the
permanent disqualification of a retailer
or wholesale food store from SNAP
participation.
Legal Authority:
Finally, the Department proposes to
identify additional administrative retail
violations and the associated sanction
that would be imposed against the
retail food store for committing the
violation. For instance, to maintain
integrity, FNS requires retail and
wholesale food stores to key enter EBT
card data in the presence of the actual
EBT card. The proposed rule would
codify this requirement and identify the
specific sanction that would be
imposed if retail food stores are found
to be in violation. (08-007)
PL 110–246
Statement of Need:
USDA—FNS
9. SUPPLEMENTAL NUTRITION
ASSISTANCE PROGRAM: FARM BILL
OF 2008 RETAILER SANCTIONS
Priority:
Economically Significant. Major under
5 USC 801.
Unfunded Mandates:
Undetermined
CFR Citation:
7 CFR 276
Legal Deadline:
None
Abstract:
This proposed rule would implement
provisions under Section 4132 of the
Food, Conservation and Energy Act of
2008, also referred to as the Farm Bill
of 2008. Under Section 4132, the
Department of Agriculture’s Food and
Nutrition Service (FNS) is provided
with greater authority and flexibility
when sanctioning retail or wholesale
food stores that violate Supplemental
Nutrition Assistance Program (SNAP)
rules. Specifically, the Department is
authorized to assess a civil penalty and
to disqualify a retail or wholesale food
store authorized to participate in SNAP.
Previously, the Department could
assess a civil penalty or
disqualification, but not both. Section
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Frm 00021
Fmt 1260
Sfmt 1260
This proposed rule would implement
provisions under Section 4132 of the
Food, Conservation and Energy Act of
2008, also referred to as the Farm Bill
of 2008. Under Section 4132, the
Department of Agriculture’s Food and
Nutrition Service (FNS) is provided
with greater authority and flexibility
when sanctioning retail or wholesale
food stores that violate Supplemental
Nutrition Assistance Program (SNAP)
rules. Specifically, the Department is
authorized to assess a civil penalty and
to disqualify a retail or wholesale food
store authorized to participate in SNAP.
Previously, the Department could
assess a civil penalty or
disqualification, but not both. Section
4132 also eliminates the minimum
disqualification period which was
previously set at six months. In
addition to implementing statutory
provisions, this rule proposes to
provide a clear administrative penalty
when an authorized retailer or
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wholesale food store redeems a SNAP
participant’s Program benefits without
the knowledge of the participant. All
Program benefits are issued through the
Electronic Benefits Transfer (EBT)
system. The EBT system establishes
data that may be used to identify fraud
committed by retail food stores. While
stealing Program benefits could be
prosecuted under current statute,
Program regulations do not provide a
clear penalty for these thefts. The
proposed rule would establish an
administrative penalty for such thefts
equivalent to the penalty for trafficking
in Program benefits, which is the
permanent disqualification of a retailer
or wholesale food store from SNAP
participation. Finally, the Department
proposes to identify additional
administrative retail violations and the
associated sanction that would be
imposed against the retail food store for
committing the violation. For instance,
to maintain integrity, FNS requires
retail and wholesale food stores to key
enter EBT card data in the presence of
the actual EBT card. The proposed rule
would codify this requirement and
identify the specific sanction that
would be imposed if retail food stores
are found to be in violation.
Summary of Legal Basis:
Section 4132, Food, Conservation, and
Energy Act of 2008 (Public Law 110246).
Alternatives:
Not applicable.
Anticipated Cost and Benefits:
Anticipated costs are undetermined at
this time until more research is
conducted.
Risks:
Not applicable.
Timetable:
Action
Date
NPRM
06/00/10
FR Cite
Regulatory Flexibility Analysis
Required:
Undetermined
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Government Levels Affected:
Undetermined
Federalism:
Undetermined
Additional Information:
Note: This RIN replaces the previously
issued RIN 0584-AD78.
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Agency Contact:
James F. Herbert
Regulatory Review Specialist
Department of Agriculture
Food and Nutrition Service
10th Floor
3101 Park Center Drive
Alexandria, VA 22302
Phone: 703 305–2572
Email: james.herbert@fns.usda.gov
RIN: 0584–AD88
USDA—FNS
10. ∑ FRESH FRUIT AND VEGETABLE
PROGRAM
Priority:
Other Significant
Legal Authority:
Food, Conservation, and Energy Act of
2008; National School Lunch Act
(NSLA); 42 U.S.C. 1769(a)
CFR Citation:
7 CFR Part 211
Legal Deadline:
None
The Food, Conservation, and Energy
Act of 2008 amended the National
School Lunch Act (NSLA) to add
section 19, the Fresh Fruit and
Vegetable Program (FFVP). Section 19
establishes the FFVP as a permanent
national program in a select number of
schools in each State, the District of
Columbia, Guam, Puerto Rico, and the
Virgin Islands. Schools in all States
must apply annually for FFVP funding.
This proposed rule would implement
statutory requirements currently
established through program policy and
guidance for operators at the State and
local level. The proposed rule would
set forth requirements detailed in the
statute for school selection and
participation, State agency outreach to
needy schools, the yearly application
process, and the funding and allocation
processes for schools and States. The
proposed rule would also include the
statutory per student funding range and
the requirement for a program
evaluation.
In addition, the proposed rule would
establish oversight activity and
reporting and record keeping
requirements that are not included in
FFVP statutory requirements.
Implementation of this rule is not
expected to result in expenses for
program operators because they receive
Frm 00022
Statement of Need:
The Food, Conservation, and Energy
Act of 2008 amended the National
School Lunch Act (NSLA) to add
section 19, the Fresh Fruit and
Vegetable Program (FFVP). Section 19
establishes the FFVP as a permanent
national program in a select number of
schools in each State, the District of
Columbia, Guam, Puerto Rico, and the
Virgin Islands. Schools in all States
must apply annually for FFVP funding.
This proposed rule would implement
statutory requirements currently
established through program policy and
guidance for operators at the State and
local level. The proposed rule would
set forth requirements detailed in the
statute for school selection and
participation, State agency outreach to
needy schools, the yearly application
process, and the funding and allocation
processes for schools and States. The
proposed rule would also include the
statutory per student funding range and
the requirement for a program
evaluation.
Summary of Legal Basis:
Abstract:
PO 00000
funding to cover food purchases and
administrative costs. (09-007)
Fmt 1260
Sfmt 1260
Section 19, Food, Conservation, and
Energy Act of 2008. National School
Lunch Act (NSLA). 42 U.S.C. 1769(a).
Alternatives:
Because this proposed rule would
implement statutory requirements set
forth by the Food, Conservation, and
Energy Act of 2008 by adding section
19, the Fresh Fruit and Vegetable
Program (FFVP), to the National School
Lunch Act, alternatives to this process
are not known or being pursued at this
time.
Anticipated Cost and Benefits:
Implementation of this rule is not
expected to result in expenses for
program operators because they receive
funding to cover food purchases and
administrative costs.
Risks:
No risks by implementing this
proposed rule have been identified at
this time.
Timetable:
Action
Date
NPRM
Final Action
FR Cite
04/00/10
12/00/10
Regulatory Flexibility Analysis
Required:
No
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where possible, to streamline and
simplify program requirements for State
agencies and institutions. (95-024)
Government Levels Affected:
Local, State
Agency Contact:
Statement of Need:
James F. Herbert
Regulatory Review Specialist
Department of Agriculture
Food and Nutrition Service
10th Floor
3101 Park Center Drive
Alexandria, VA 22302
Phone: 703 305–2572
Email: james.herbert@fns.usda.gov
In recent years, State and Federal
program reviews have found numerous
cases of mismanagement, abuse, and in
some instances, fraud, by child care
institutions and facilities in the CACFP.
These reviews revealed weaknesses in
management controls over program
operations and examples of regulatory
noncompliance by institutions,
including failure to pay facilities or
failure to pay them in a timely manner;
improper use of program funds for nonprogram expenditures; and improper
meal reimbursements due to incorrect
meal counts or to mis-categorized or
incomplete income eligibility
statements. In addition, audits and
investigations conducted by the Office
of Inspector General (OIG) have raised
serious concerns regarding the
adequacy of financial and
administrative controls in CACFP.
Based on its findings, OIG
recommended changes to CACFP
review requirements and management
controls.
RIN: 0584–AD96
USDA—FNS
FINAL RULE STAGE
11. CHILD AND ADULT CARE FOOD
PROGRAM: IMPROVING
MANAGEMENT AND PROGRAM
INTEGRITY
Priority:
Other Significant
Legal Authority:
42 USC 1766; PL 103–448; PL 104–193;
PL 105–336
CFR Citation:
7 CFR Part 226
Legal Deadline:
None
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Abstract:
This rule amends the Child and Adult
Care Food Program (CACFP)
regulations. The changes in this rule
result from the findings of State and
Federal program reviews and from
audits and investigations conducted by
the Office of Inspector General. This
rule revises: State agency criteria for
approving and renewing institution
applications; program training and
other operating requirements for child
care institutions and facilities; and
State and institution-level monitoring
requirements. This rule also includes
changes that are required by the
Healthy Meals for Healthy Americans
Act of 1994 (Pub. L. 103-448), the
Personal Responsibility and Work
Opportunities Reconciliation Act of
1996 (Pub. L. 104-193), and the William
F. Goodling Child Nutrition
Reauthorization Act of 1998 (Pub. L.
105-336).
The changes are designed to improve
program operations and monitoring at
the State and institution levels and,
VerDate Nov<24>2008
15:10 Dec 04, 2009
Jkt 220001
Summary of Legal Basis:
Some of the changes proposed in the
rule are discretionary changes being
made in response to deficiencies found
in program reviews and OIG audits.
Other changes codify statutory changes
made by the Healthy Meals for Healthy
Americans Act of 1994 (Pub. L. 103448), the Personal Responsibility and
Work Opportunities Reconciliation Act
of 1996 (Pub. L. 104-193), and the
William F. Goodling Child Nutrition
Reauthorization Act of 1998 (Pub. L.
105-336).
Alternatives:
In developing the proposal, the Agency
considered various alternatives to
minimize burden on State agencies and
institutions while ensuring effective
program operation. Key areas in which
alternatives were considered include
State agency reviews of institutions and
sponsoring organization oversight of
day care homes.
Anticipated Cost and Benefits:
This rule contains changes designed to
improve management and financial
integrity in the CACFP. When
implemented, these changes would
affect all entities in CACFP, from USDA
to participating children and children’s
households. These changes will
primarily affect the procedures used by
State agencies in reviewing applications
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64163
submitted by, and monitoring the
performance of, institutions which are
participating or wish to participate in
the CACFP. Those changes which
would affect institutions and facilities
will not, in the aggregate, have a
significant economic impact.
Data on CACFP integrity is limited,
despite numerous OIG reports on
individual institutions and facilities
that have been deficient in CACFP
management. While program reviews
and OIG reports clearly illustrate that
there are weaknesses in parts of the
program regulations and that there have
been weaknesses in oversight, neither
program reviews, OIG reports, nor any
other data sources illustrate the
prevalence and magnitude of CACFP
fraud and abuse. This lack of
information precludes USDA from
estimating the amount of money lost
due to fraud and abuse or the reduction
in fraud and abuse the changes in this
rule will realize.
Risks:
Operating under interim rules puts
State agencies and institutions at risk
of implementing Program provisions
subject to change in a final rule.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Interim Final Rule
Interim Final Rule
Effective
Interim Final Rule
Comment Period
End
Interim Final Rule
Interim Final Rule
Effective
Interim Final Rule
Comment Period
End
Final Action
FR Cite
09/12/00 65 FR 55103
12/11/00
06/27/02 67 FR 43448
07/29/02
12/24/02
09/01/04 69 FR 53502
10/01/04
09/01/05
03/00/10
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
No
Government Levels Affected:
Local, State
Federalism:
This action may have federalism
implications as defined in EO 13132.
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by State agencies prior to publication
of this rule.
Agency Contact:
James F. Herbert
Regulatory Review Specialist
Department of Agriculture
Food and Nutrition Service
10th Floor
3101 Park Center Drive
Alexandria, VA 22302
Phone: 703 305–2572
Email: james.herbert@fns.usda.gov
Anticipated Cost and Benefits:
Related RIN: Merged with 0584–AC94
RIN: 0584–AC24
USDA—FNS
12. SNAP: ELIGIBILITY AND
CERTIFICATION PROVISIONS OF THE
FARM SECURITY AND RURAL
INVESTMENT ACT OF 2002
Priority:
Economically Significant. Major under
5 USC 801.
Legal Authority:
PL 107–171, sections 4101 to 4109,
4114, 4115, and 4401
CFR Citation:
7 CFR Part 273
Legal Deadline:
None
Abstract:
This rulemaking will amend the
regulations of the Supplemental
Nutrition Assistance Program (SNAP),
formerly known as the Food Stamp
Program, to implement 11 provisions of
the Farm Security and Rural Investment
Act of 2002 that establish new
eligibility and certification
requirements for the receipt of food
stamps. (02-007)
The provisions of this rule simplify
State administration of SNAP, increase
eligibility for the program among
certain groups, increase access to the
program among low-income families
and individuals, and increase benefit
levels. The provisions of Public Law
107-171 implemented by this rule have
a 5-year cost of approximately $1.9
billion.
Risks:
SNAP provides nutrition assistance to
millions of Americans nationwide—
working families, eligible non-citizens,
and elderly and disabled individuals.
Many low-income families don’t earn
enough money and many elderly and
disabled individuals don’t receive
enough in retirement or disability
benefits to meet all of their expenses
and purchase healthy and nutritious
meals. SNAP serves a vital role in
helping these families and individuals
achieve and maintain self-sufficiency
and purchase a nutritious diet. This
rule implements the certification and
eligibility provisions of Public Law
107-171, the Farm Security and Rural
Investment Act of 2002. It simplifies
State administration of SNAP, increases
eligibility for the program among
certain groups, increases access to the
program among low-income families
and individuals, and increases benefit
levels. The provisions of this rule
increase benefits by approximately
$1.95 billion over 5 years.
Timetable:
Statement of Need:
Action
The rule is needed to implement the
food stamp certification and eligibility
provisions of Public Law 107-171, the
Farm Security and Rural Investment
Act of 2002.
NPRM
NPRM Comment
Period End
Final Action
Summary of Legal Basis:
Date
04/16/04 69 FR 20724
06/15/04
12/00/09
Regulatory Flexibility Analysis
Required:
The legal basis for this rule is Public
Law 107-171, the Farm Security and
Rural Investment Act of 2002.
No
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Alternatives:
Small Entities Affected:
This final rule deals with changes
required by Public Law 107-171, the
Farm Security and Rural Investment
Act of 2002. The Department has
limited discretion in implementing
provisions of that law. Most of the
provisions in this rule were effective
October 1, 2002, and were implemented
No
VerDate Nov<24>2008
15:10 Dec 04, 2009
Jkt 220001
FR Cite
Government Levels Affected:
Local, State
PO 00000
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Sfmt 1260
Agency Contact:
James F. Herbert
Regulatory Review Specialist
Department of Agriculture
Food and Nutrition Service
10th Floor
3101 Park Center Drive
Alexandria, VA 22302
Phone: 703 305–2572
Email: james.herbert@fns.usda.gov
RIN: 0584–AD30
USDA—FNS
13. QUALITY CONTROL PROVISIONS
Priority:
Other Significant
Legal Authority:
7 USC 2011 to 2032; PL 107–171
CFR Citation:
7 CFR 273; 7 CFR 275
Legal Deadline:
None
Abstract:
This rule finalizes the interim rule
‘‘Non-Discretionary Quality Control
Provisions of Title IV of Public Law
107-171’’ (published October 16, 2003
at 68 FR 59519) and the proposed rule
‘‘Discretionary Quality Control
Provisions of Title IV of Public Law
107-171’’ (published September 23,
2005 at 70 FR 55776).
The following quality control (QC)
provisions required by sections 4118
and 4119 of the Farm Security and
Rural Investment Act of 2002 (title IV
of Pub. L. 107-171) and contained in
the interim rule are implemented by
this final rule:
1) Timeframes for completing quality
control reviews;
2) Timeframes for completing the
arbitration process;
3) Timeframes for determining final
error rates;
4) The threshold for potential sanctions
and time period for sanctions;
5) The calculation of State error rates;
6) The formula for determining States’
liability amounts;
7) Sanction notification and method of
payment; and
8) Corrective action plans.
The following provisions required by
sections 4118 and 4119 and additional
policy and technical changes, and
contained in the proposed rule, are
implemented by this final rule.
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Legislative changes based on or
required by sections 4118 and 4119:
1) Eliminate enhanced funding;
2) Establish timeframes for completing
individual quality control reviews; and
3) Establish procedures for adjusting
liability determinations following
appeal decisions.
Policy and technical changes:
1) Require State agency QC reviewers
to attempt to complete review when a
household refuses to cooperate;
2) Mandate FNS validation of negative
sample for purposes of high
performance bonuses;
3) Revise procedures for conducting
negative case reviews;
5) Revise procedures for QC reviews of
demonstration and SSA processed
cases;
6) Eliminate requirement to report
differences resulting from Federal
information exchange systems (FIX)
errors;
7) Eliminate references to integrated
QC; and
8) Update definitions section to remove
out-dated definitions. (02-014)
Statement of Need:
Summary of Legal Basis:
The legal basis for this rule is Public
Law 107-171, the Farm Security and
Rural Investment Act of 2002.
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This rule deals with changes required
by Public Law 107-171, the Farm
Security and Rural Investment Act of
2002. The Department has no discretion
in implementing the time frames for
completing quality control reviews, the
arbitration process, and determining the
final error rates; the threshold for
potential sanctions and the time period
for the sanctions; the calculation for
State error rates; the formula for
determining liability amounts; the
sanction notification; method of
payment for liabilities; corrective action
planning, and the elimination of
enhanced funding. These provisions
were effective for the fiscal year 2003
quality control review period and must
Jkt 220001
Anticipated Cost and Benefits:
CFR Citation:
7 CFR 210; 7 CFR 215; 7 CFR 220; 7
CFR 245
The provisions of this rule are not
anticipated to have any impact on
benefit levels or administrative costs.
The FSP provides nutrition assistance
to millions of Americans nationwide.
The quality control system measures
the accuracy of States providing food
stamp benefits to the program
recipients. This rule is intended to
implement the quality control
provisions of Public Law 107-701, the
Farm Security and Rural Investment
Act of 2002. It will significantly revise
the system for determining State agency
liabilities and sanctions for high
payment error rates.
Timetable:
Action
Date
FR Cite
10/16/03 68 FR 59519
12/15/03
01/14/04
09/23/05 70 FR 55776
12/22/05
03/00/10
Regulatory Flexibility Analysis
Required:
Alternatives:
15:10 Dec 04, 2009
USDA—FNS
Interim Final Rule
Interim Final Rule
Effective
Interim Final Rule
Comment Period
End
NPRM
NPRM Comment
Period End
Final Action
The rule is needed to implement the
food stamp quality control provisions
of Public Law 107-171, the Farm
Security and Rural Investment Act of
2002.
VerDate Nov<24>2008
have been implemented by FNS and
State agencies during fiscal year 2003.
This rule also deals in part with
discretionary changes to the quality
control system resulting from Public
Law 107-171. The provision addressing
results of appeals is required to be
regulated by Public Law 107-171. The
remaining changes amend existing
regulations and are required to make
technical changes resulting from these
changes or to update policy consistent
with current requirements.
Risks:
4) Revise timeframes for household
penalties for refusal to cooperate with
State and Federal QC reviews;
64165
No
Government Levels Affected:
Federal, Local, State
Agency Contact:
James F. Herbert
Regulatory Review Specialist
Department of Agriculture
Food and Nutrition Service
10th Floor
3101 Park Center Drive
Alexandria, VA 22302
Phone: 703 305–2572
Email: james.herbert@fns.usda.gov
Related RIN: Merged with 0584–AD37
RIN: 0584–AD31
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Fmt 1260
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14. DIRECT CERTIFICATION OF
CHILDREN IN FOOD STAMP
HOUSEHOLDS AND CERTIFICATION
OF HOMELESS, MIGRANT, AND
RUNAWAY CHILDREN FOR FREE
MEALS IN THE NSLP, SBP, AND SMP
Priority:
Other Significant
Legal Authority:
PL 108–265, sec 104
Legal Deadline:
None
Abstract:
In response to Public Law 108-265,
which amended the Richard B. Russell
National School Lunch Act, 7 CFR 245,
Determining Eligibility for Free and
Reduced Price Meals and Free Milk in
Schools, will be amended to establish
categorical (automatic) eligibility for
free meals and free milk upon
documentation that a child is (1)
homeless as defined by the McKinneyVento Homeless Assistance Act; (2) a
runaway served by grant programs
under the Runaway and Homeless
Youth Act; or (3) migratory as defined
in section 1309(2) of the Elementary
and Secondary Education Act. The rule
also requires phase-in of mandatory
direct certification for children who are
members of households receiving food
stamps and continues discretionary
direct certification for other
categorically eligible children. (04-018)
Statement of Need:
The changes made to the Richard B.
Russell National School Lunch Act
concerning direct certification are
intended to improve program access,
reduce paperwork, and improve the
accuracy of the delivery of free meal
benefits. This regulation will
implement the statutory changes and
provide State agencies and local
educational agencies with the policies
and procedures to conduct mandatory
and discretionary direct certification.
Summary of Legal Basis:
These changes are being made in
response to provisions in Public Law
108-265.
Alternatives:
FNS will be working closely with State
agencies to implement the changes
made by this regulation and will be
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developing extensive guidance
materials in conjunction with our
cooperators.
CFR Citation:
Anticipated Cost and Benefits:
This regulation will reduce paperwork,
target benefits more precisely, and will
improve program access of eligible
school children.
Date
Interim Final Rule
Interim Final Rule
Comment Period
End
Final Action
FR Cite
02/00/10
05/00/10
05/00/11
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
No
Government Levels Affected:
Local, State
Agency Contact:
James F. Herbert
Regulatory Review Specialist
Department of Agriculture
Food and Nutrition Service
10th Floor
3101 Park Center Drive
Alexandria, VA 22302
Phone: 703 305–2572
Email: james.herbert@fns.usda.gov
RIN: 0584–AD60
USDA—Food Safety and Inspection
Service (FSIS)
PROPOSED RULE STAGE
15. EGG PRODUCTS INSPECTION
REGULATIONS
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Priority:
Economically Significant. Major under
5 USC 801.
Legal Authority:
21 USC 1031 to 1056
15:10 Dec 04, 2009
None
The Food Safety and Inspection Service
(FSIS) is proposing to require egg
products plants and establishments that
pasteurize shell eggs to develop and
implement Hazard Analysis and
Critical Control Points (HACCP)
systems and Sanitation Standard
Operating Procedures (SOPs). FSIS also
is proposing pathogen reduction
performance standards that would be
applicable to egg products and
pasteurized shell eggs. FSIS is
proposing to amend the Federal egg
products inspection regulations by
removing current requirements for prior
approval by FSIS of egg products plant
drawings, specifications, and
equipment prior to their use in official
plants. The Agency also plans to
eliminate the prior label approval
system for egg products. This proposal
will not encompass shell egg packers.
In the near future, FSIS will initiate
non-regulatory outreach efforts for shell
egg packers that will provide
information intended to help them to
safely process shell eggs intended for
human consumption or further
processing.
The actions being proposed are part of
FSIS’ regulatory reform effort to
improve FSIS’ shell egg and egg
products food safety regulations, better
define the roles of Government and the
regulated industry, encourage
innovations that will improve food
safety, remove unnecessary regulatory
burdens on inspected egg products
plants, and make the egg products
regulations as consistent as possible
with the Agency’s meat and poultry
products regulations. FSIS also is
taking these actions in light of changing
inspection priorities and recent
findings of Salmonella in pasteurized
egg products.
This proposal is directly related to
FSIS’ PR/HACCP initiative.
Summary of Legal Basis:
This proposed rule is authorized under
the Egg Products Inspection Act (21
U.S.C. 1031 to 1056). It is not the result
of any specific mandate by the
Congress or a Federal court.
Undetermined
VerDate Nov<24>2008
Legal Deadline:
Statement of Need:
Related RIN: Merged with 0584–AD62
Unfunded Mandates:
9 CFR 590.575; 9 CFR
590.10; 9 CFR 590.411;
9 CFR 590.504; 9 CFR
591; . . .
Abstract:
Risks:
This regulation may require
adjustments to existing computer
systems to more readily share
information between schools, food
stamp offices, and other agencies.
Timetable:
Action
9 CFR 590.570;
590.146; 9 CFR
9 CFR 590.502;
590.580; 9 CFR
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Alternatives:
A team of FSIS economists and food
technologists is conducting a costbenefit analysis to evaluate the
potential economic impacts of several
alternatives on the public, egg products
industry, and FSIS. These alternatives
include: (1) Taking no regulatory
action; (2) requiring all inspected egg
products plants to develop, adopt, and
implement written sanitation SOPs and
HACCP plans; and (3) converting to a
lethality-based pathogen reduction
performance standard many of the
current highly prescriptive egg products
processing requirements. The team will
consider the effects of a uniform,
across-the-board standard for all egg
products; a performance standard based
on the relative risk of different classes
of egg products; and a performance
standard based on the relative risks to
public health of different production
processes.
Anticipated Cost and Benefits:
FSIS is analyzing the potential costs of
this proposed rulemaking to industry,
FSIS and other Federal agencies, State
and local governments, small entities,
and foreign countries. The expected
costs to industry will depend on a
number of factors. These costs include
the required lethality, or level of
pathogen reduction, and the cost of
HACCP plan and sanitation SOP
development, implementation, and
associated employee training. The
pathogen reduction costs will depend
on the amount of reduction sought and
on the classes of product, product
formulations, or processes.
Relative enforcement costs to FSIS and
Food and Drug Administration may
change because the two agencies share
responsibility for inspection and
oversight of the egg industry and a
common farm-to-table approach for
shell egg and egg products food safety.
Other Federal agencies and local
governments are not likely to be
affected.
Egg and egg product inspection systems
of foreign countries wishing to export
eggs and egg products to the U.S. must
be equivalent to the U.S. system. FSIS
will consult with these countries, as
needed, if and when this proposal
becomes effective.
This proposal is not likely to have a
significant impact on small entities.
The entities that would be directly
affected by this proposal would be the
approximately 80 federally inspected
egg products plants, most of which are
small businesses, according to Small
Business Administration criteria. If
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necessary, FSIS will develop
compliance guides to assist these small
firms in implementing the proposed
requirements.
Regulatory Flexibility Analysis
Required:
Potential benefits associated with this
rulemaking include: Improvements in
human health due to pathogen
reduction; improved utilization of FSIS
inspection program resources; and cost
savings resulting from the flexibility of
egg products plants in achieving a
lethality-based pathogen reduction
performance standard. Once specific
alternatives are identified, economic
analysis will identify the quantitative
and qualitative benefits associated with
each alternative.
Small Entities Affected:
Human health benefits from this
rulemaking are likely to be small
because of the low level of (chiefly
post-processing) contamination of
pasteurized egg products. In light of
recent scientific studies that raise
questions about the efficacy of current
regulations, however, it is likely that
measurable reductions will be achieved
in the risk of foodborne illness.
No
Businesses, Governmental Jurisdictions
Government Levels Affected:
Federal, State
Federalism:
Undetermined
Agency Contact:
Victoria Levine
Program Analyst, Policy Issuances
Division
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–5627
Fax: 202 690–0486
Email: victoria.levine@fsis.usda.gov
RIN: 0583–AC58
USDA—FSIS
Risks:
Other Significant
FSIS believes that this regulatory action
may result in a further reduction in the
risks associated with egg products. The
development of a lethality-based
pathogen reduction performance
standard for egg products, replacing
command-and-control regulations, will
remove unnecessary regulatory
obstacles to, and provide incentives for,
innovation to improve the safety of egg
products.
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The preliminary anticipated annualized
costs of the proposed action are
approximately $7.0 million. The
preliminary anticipated benefits of the
proposed action are approximately
$90.0 million per year.
Legal Authority:
To assess the potential risk-reduction
impacts of this rulemaking on the
public, an intra-Agency group of
scientific and technical experts is
conducting a risk management analysis.
The group has been charged with
identifying the lethality requirement
sufficient to ensure the safety of egg
products and the alternative methods
for implementing the requirement. FSIS
has developed new risk assessments for
SE in eggs and for Salmonella spp. in
liquid egg products to evaluate the risk
associated with the regulatory
alternatives.
Abstract:
Timetable:
Action
Date
NPRM
06/00/10
VerDate Nov<24>2008
15:10 Dec 04, 2009
FR Cite
Jkt 220001
16. PRIOR LABELING APPROVAL
SYSTEM: GENERIC LABEL
APPROVAL
Priority:
21 USC 451 to 470; 21 USC 601 to
695
CFR Citation:
9 CFR 317; 9 CFR 327; 9 CFR 381; 9
CFR 412
Legal Deadline:
None
This rulemaking will continue an effort
initiated several years ago by amending
FSIS’ regulations to expand the types
of labeling that are generically
approved. FSIS plans to propose that
the submission of labeling for approval
prior to use be limited to certain types
of labeling, as specified in the
regulations. In addition, FSIS plans to
reorganize and amend the regulations
by consolidating the nutrition labeling
rules that currently are stated
separately for meat and poultry
products (in part 317, subpart B, and
part 381, subpart Y, respectively) and
by amending their provisions to set out
clearly various circumstances under
which these products are misbranded.
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64167
Statement of Need:
Expanding the types of labeling that are
generically approved would permit
Agency personnel to focus their
resources on evaluating only those
claims or special statements that have
health and safety or economic
implications. This would essentially
eliminate the time needed for FSIS
personnel to evaluate labeling features
and allocate more time for staff to work
on other duties and responsibilities. A
major advantage of this proposal is that
it is consistent with FSIS’ current
regulatory approach, which separates
industry and Agency responsibilities.
Summary of Legal Basis:
This action is authorized under the
Federal Meat Inspection Act (21 U.S.C.
601 et seq.) and the Poultry Products
Inspection Act (21 U.S.C. 451 et seq.).
Alternatives:
FSIS considered several options. The
first was to expand the types of labeling
that would be generically approved and
consolidate into one part, all of the
labeling regulations applicable to
products regulated under the FMIA and
PPIA and the policies currently
contained in FSIS Directive 7220.1,
Revision 3. The second option FSIS
considered was to consolidate only the
meat and poultry regulations that are
similar and to expand the types of
generically approved labeling that can
be applied by Federal and certified
foreign establishments. The third
option and the one favored by FSIS was
to amend the prior labeling approval
system in an incremental three-phase
approach.
Anticipated Cost and Benefits:
The proposed rule would permit the
Agency to realize an estimated cost
savings of $670,000 over 10 years. The
proposed rule would be beneficial
because it would streamline the generic
labeling process, while imposing no
additional cost burden on
establishments. Consumers would
benefit because industry would have
the ability to introduce products into
the marketplace more quickly.
Risks:
None
Timetable:
Action
Date
NPRM
FR Cite
08/00/10
Regulatory Flexibility Analysis
Required:
No
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Federal Register / Vol. 74, No. 233 / Monday, December 7, 2009 / The Regulatory Plan
Inspection Act and the Poultry Product
Inspection Act and would clarify that
bagel dogs, natural casings, and close
faced-sandwiches are subject to the
requirements of the Federal Meat
Inspection Act and the Poultry
Products Inspection Act.
Small Entities Affected:
No
Government Levels Affected:
Undetermined
Agency Contact:
Jeff Canavan
Labeling and Program Delivery Division
Department of Agriculture
Food Safety and Inspection Service
5601 Sunnyside Ave
Beltsville, MD 20705–4576
Phone: 301 504–0878
Fax: 301–504–0872
Email: jeff.canavan@fsis.usda.gov
RIN: 0583–AC59
USDA—FSIS
17. CHANGES TO REGULATORY
JURISDICTION OVER CERTAIN FOOD
PRODUCTS CONTAINING MEAT AND
POULTRY
Priority:
Other Significant. Major status under 5
USC 801 is undetermined.
Legal Authority:
21 USC 601(j); 21 USC 454(f)
CFR Citation:
9 CFR 303.1; 9 CFR 381.15
Legal Deadline:
None
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Abstract:
The Food Safety and Inspection Service
(FSIS) and the Food and Drug
Administration (FDA) have concluded
that a clearer approach to determining
jurisdiction over meat and poultry
products is possible. This approach
involves considering the contribution of
the meat or poultry ingredients to the
identity of the food. FSIS is proposing
to amend the Federal meat and poultry
products inspection regulations to
provide consistency and predictability
in the regulatory jurisdiction over nine
products or product categories.
Historically there has been confusion
about whether these products fall
within the jurisdiction of FSIS or FDA.
These proposed changes would exempt
cheese and cheese products prepared
with less than 50 percent meat or
poultry; breads, rolls and buns
prepared with less than 50 percent
meat or poultry; dried poultry soup
mixes; flavor bases and flavors; pizza
with meat or poultry; and salad
dressings prepared with less than 50
percent meat or poultry from the
requirements of the Federal Meat
VerDate Nov<24>2008
15:10 Dec 04, 2009
Jkt 220001
Statement of Need:
Over the years, FSIS has made
decisions about the jurisdiction under
which food products containing meat
or poultry ingredients are produced
based on the amount of meat or poultry
in the product; whether the product is
represented as a meat or poultry
product (that is, whether a term that
refers to meat or poultry is used on
labeling); whether the product is
perceived by consumers as a product
of the meat or poultry industries; and
whether the product contains poultry
or meat from an accepted source. With
regard to the consumer perception
factor, FSIS made decisions on a caseby-case basis, mostly in response to
situations involving determinations for
compliance and enforcement. Although
this case-by-case approach resulted in
decisions that made sense at the time
that they were made, a review in 2004
to 2005 by a working group of FSIS
and FDA representatives showed that
some of the decisions do not appear
to be fully consistent with other
product decisions and that the
reasoning behind various
determinations was not fully articulated
or supported.
Summary of Legal Basis:
Under the Federal Meat Inspection Act
(FMIA) (21 U.S.C. 601 to 695), the
Poultry Products Inspection Act (PPIA)
(21 U.S.C. 451 to 470), and the Egg
Products Inspection Act (EPIA) (21
U.S.C. 1032), and the regulations that
implement these Acts, FSIS has
authority over all meat food and
poultry products and processed egg
products. Under the Federal Food,
Drug, and Cosmetic Act (FFDCA) and
the regulations that implement it, FDA
has authority over all foods not under
FSIS’ jurisdiction, including dairy,
bread and other grain products,
vegetables and other produce, and other
products, such as seafood.
According to the provisions of the
FMIA and PPIA, the Secretary has the
authority to exempt certain human food
products from the definition of a meat
food product (21 U.S.C. 601(j)) or a
poultry product (20 U.S.C. 454(f)) based
on either of two factors: (1) The
product contains only a relatively small
proportion of livestock ingredients or
poultry ingredients, or (2) the product
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historically has not been considered by
consumers as a product of the meat
food or poultry industry, and under
such conditions as he or she may
prescribe to ensure that the livestock
or poultry ingredients are not
adulterated and that the products are
not represented as meat food or poultry
products.
Alternatives:
FSIS has considered over the years a
number of variations to clarify the
confusion regarding jurisdiction for
these various products.
Alternative 1: Maintain the status quo.
Although FSIS has considered taking
no action at this time, the Agency does
not recommend this option because of
the continued confusion that exists
among industry and consumers as to
jurisdictional coverage for nine
categories of products.
Alternative 2: Reassess the statutory
factors for making jurisdiction decision
and recommend an amendment. The
amendment of the statute would be
from the historical perception factor
because that is the factor, of the two
statutory factors, that the working
group identified as leading to the state
of confusion about the jurisdiction of
certain products containing meat or
poultry.
Alternative 3: Adopt some of the
FDA/FSIS working group’s suggested
approach to making clear and
transparent jurisdiction decisions by
proposing changes to regulations to
codify the current policies on exempted
products.
Anticipated Cost and Benefits:
FSIS estimates that the initial and
recurring costs of the rule to industry
would be approximately $5 million and
$7 million, respectively. These costs
would be attributable to new Sanitation
SOP and HACCP plan development, as
well as to labeling changes and
training. FSIS would incur $7 million
in annual recurring costs (salaries and
benefits). Establishments coming under
FSIS jurisdiction also would incur costs
for recordkeeping, monitoring, testing,
and annual HACCP plan reassessment.
Benefits to industry would accrue from
reduced confusion over Agency
jurisdiction, which may affect labeling
and recordkeeping costs. There may be
spill-over benefits accruing from
changes in consumer behavior. Also,
there would be improvement in
efficiency in use of FDA and FSIS
resources.
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Federal Register / Vol. 74, No. 233 / Monday, December 7, 2009 / The Regulatory Plan
Risks:
None
Timetable:
Action
Date
NPRM
03/00/10
FR Cite
Regulatory Flexibility Analysis
Required:
Undetermined
Small Entities Affected:
Businesses
Government Levels Affected:
None
Agency Contact:
Charles Gioglio
Labeling and Program Delivery Division
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 205–0279
Fax: 202 205–3625
Email: charles.gioglio@fsis.usda.gov
RIN: 0583–AD28
USDA—FSIS
18. NEW POULTRY SLAUGHTER
INSPECTION
Priority:
Economically Significant. Major under
5 USC 801.
Legal Authority:
21 USC 451 et seq
CFR Citation:
9 CFR 381.66; 9 CFR 381.67; 9 CFR
381.76; 9 CFR 381.83; 9 CFR 381.91;
9 CFR 381.94
Legal Deadline:
None
erowe on DSK5CLS3C1PROD with RULES
Abstract:
FSIS is proposing a new inspection
system for young poultry slaughter
establishments that would facilitate
public health-based inspection. This
new system would be available initially
only to young chicken slaughter
establishments. Establishments that
slaughter broilers, fryers, roasters, and
Cornish game hens (as defined in 9
CFR 381.170) would be considered as
‘‘young chicken establishments.’’ FSIS
is also proposing to revoke the
provisions that allow young chicken
slaughter establishments to operate
under the current Streamlined
Inspection System (SIS) or the New
Line Speed (NELS) Inspection System.
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15:10 Dec 04, 2009
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The proposed rule would establish new
performance standards to reduce
pathogens. FSIS anticipates that this
proposed rule would provide the
framework for action to provide public
health-based inspection in all
establishments that slaughter amenable
poultry species.
Under the proposed new system, young
chicken slaughter establishments would
be required to sort chicken carcasses
and to conduct other activities to
ensure that carcasses are not
adulterated before they enter the
chilling tank.
3) Propose to establish a mandatory,
rather than a voluntary, new inspection
system for young chicken slaughter
establishments.
4) Propose standards of identity
regulations for young chickens that
include trim and processing defect
criteria and that take into account the
intended use of the product.
5) Propose a voluntary new inspection
system for young chicken slaughter
establishments and propose standards
of identity for whole chickens,
regardless of the products’ intended
use.
Statement of Need:
Because of the risk to the public health
associated with pathogens on young
chicken carcasses, FSIS is proposing a
new inspection system that would
allow for more effective inspection of
young chicken carcasses, would allow
the Agency to more effectively allocate
its resources, would encourage industry
to more readily use new technology,
and would include new performance
standards to reduce pathogens.
This proposed rule is an example of
regulatory reform because it would
facilitate technological innovation in
young chicken slaughter
establishments. It would likely result in
more cost-effective dressing of young
chickens that are ready to cook or ready
for further processing. Similarly, it
would likely result in more efficient
and effective use of Agency resources.
Anticipated Cost and Benefits:
The proposed performance standards
and the implementation of public
health-based inspection would likely
improve the public health. FSIS is
conducting a risk assessment for this
proposed rule to assess the likely
public health benefits that the
implementation of this rule may
achieve.
Establishments that volunteer for this
proposed new inspection system
alternative would likely need to make
capital investments in facilities and
equipment. They may also need to add
labor (trained employees). However,
one of the beneficial effects of these
investments would likely be the
lowering of the average cost per pound
to dress poultry properly. Cost savings
would likely result because of
increased line speeds, increased
productivity, and increased flexibility
to industry. The expected lower average
unit cost for dressing poultry would
likely give a marketing advantage to
establishments under the new system.
Consumers would likely benefit from
lower retail prices for high quality
poultry products. The rule would also
likely provide opportunities for the
industry to innovate because of the
increased flexibility it would allow
poultry slaughter establishments. In
addition, in the public sector, benefits
would accrue to FSIS from the more
effective deployment of FSIS inspection
program personnel to verify process
control based on risk factors at each
establishment.
Summary of Legal Basis:
The Secretary of Agriculture is charged
by the Poultry Products Inspection Act
(PPIA—21 U.S.C. 451 et seq.) with
carrying out a mandatory poultry
products inspection program. The Act
requires post-mortem inspection of all
carcasses of slaughtered poultry subject
to the Act and such reinspection as
deemed necessary (21 U.S.C. 455(b)).
The Secretary is authorized to
promulgate such rules and regulations
as are necessary to carry out the
provisions of the Act (21 U.S.C. 463(b)).
The Agency has tentatively determined
that this rule would facilitate FSIS
post-mortem inspection of young
chicken carcasses. The proposed new
system would likely result in more
efficient and effective use of Agency
resources and in industry innovations.
Alternatives:
FSIS considered the following options
in developing this proposal:
1) No action.
2) Propose to implement HACCP-Based
Inspection Models Pilot in regulations.
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Risks:
Salmonella and other pathogens are
present on a substantial portion of
poultry carcasses inspected by FSIS.
Foodborne salmonella cause a large
number of human illnesses that at
times lead to hospitalization and even
death. There is an apparent relationship
between human illness and prevalence
levels for salmonella in young chicken
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Federal Register / Vol. 74, No. 233 / Monday, December 7, 2009 / The Regulatory Plan
carcasses. FSIS believes that through
better allocation of inspection resources
and the use of performance standards,
it would be able to reduce the
prevalence of salmonella and other
pathogens in young chickens.
Timetable:
Action
Date
NPRM
09/00/10
FR Cite
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
No
Government Levels Affected:
State
Agency Contact:
Dr. Daniel L. Engeljohn
Deputy Assistant Administrator, Office of
Policy and Program Development
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 205–0495
Fax: 202 401–1760
Email: daniel.engeljohn@fsis.usda.gov
USDA—FSIS
19. NOTIFICATION, DOCUMENTATION,
AND RECORDKEEPING
REQUIREMENTS FOR INSPECTED
ESTABLISHMENTS
Priority:
Other Significant. Major status under 5
USC 801 is undetermined.
Legal Authority:
21 USC 612 to 613; 21 USC 459
CFR Citation:
9 CFR 417.4; ; 9 CFR 418
Legal Deadline:
None
erowe on DSK5CLS3C1PROD with RULES
Abstract:
The Food Safety and Inspection Service
(FSIS) is proposing to require
establishments subject to inspection
under the Federal Meat Inspection Act
and the Poultry Products Inspection
Act to promptly notify the Secretary of
Agriculture that an adulterated or
misbranded product received by or
originating from the establishment has
entered into commerce, if the
establishment believes or has reason to
believe that this has happened. FSIS is
15:10 Dec 04, 2009
Statement of Need:
The Food, Conservation, and Energy
Act of 2008 (Public Law 110-246, Sec.
11017), known as the 2008 Farm Bill,
amended the Federal Meat Inspection
Act (FMIA) and the Poultry Products
Inspection Act (PPIA) to require
establishments subject to inspection
under these Acts to promptly notify the
Secretary that an adulterated or
misbranded product received by or
originating from the establishment has
entered into commerce, if the
establishment believes or has reason to
believe that this has happened. Section
11017 also requires establishments
subject to inspection under the FMIA
and PPIA to: (1) prepare and maintain
current procedures for the recall of all
products produced and shipped by the
establishment; and (2) document each
reassessment of the process control
plans of the establishment.
Summary of Legal Basis:
21 U.S.C. 612 and 613; 21 U.S.C. 459,
and Public Law 110-246, Sec. 11017.
RIN: 0583–AD32
VerDate Nov<24>2008
also proposing to require these
establishments to: (1) prepare and
maintain current procedures for the
recall of all products produced and
shipped by the establishment; and (2)
document each reassessment of the
process control plans of the
establishment.
Jkt 220001
Alternatives:
The option of no rulemaking is
unavailable.
Anticipated Cost and Benefits:
Approximate costs: $5.0 million for
labor and costs; $5.2 million for first
year costs; $0.7 million average costs
adjusted with a 3% inflation rate for
following years. Total approximate
costs: $10.2 million. The average cost
of this proposed rule to small entities
is expected to be less than one tenth
of one cent of meat and poultry food
products per annum. Therefore, FSIS
has made an initial determination that
this rule will not have a significant
economic impact on a substantial
number of small entities.
Approximate benefits: benefits have not
been monetized because quantified data
on benefits attributable to this proposed
rule are not available. Non-monetary
benefits include improved protection of
the public health, improved HACCP
plans, and improved recall
effectiveness.
Risks:
In preparing regulations on the
shipment of adulterated meat and
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Fmt 1260
Sfmt 1260
poultry products by meat and poultry
establishments, the preparation and
maintenance of procedures for recalled
products produced and shipped by
establishments, and the documentation
of each reassessment of the process
control plans by the establishment, the
Agency will consider any risks to
public health or other pertinent risks
associated with these actions.
Timetable:
Action
Date
NPRM
01/00/10
FR Cite
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
Businesses
Government Levels Affected:
None
Agency Contact:
Victoria Levine
Program Analyst, Policy Issuances
Division
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–5627
Fax: 202 690–0486
Email: victoria.levine@fsis.usda.gov
RIN: 0583–AD34
USDA—FSIS
20. MANDATORY INSPECTION OF
CATFISH AND CATFISH PRODUCTS
Priority:
Other Significant
Legal Authority:
21 USC 601 et seq PL 110–249, sec
11016
CFR Citation:
9 CFR ch III, subchapter F (new)
Legal Deadline:
Final, Statutory, December 2009, Final
regulations NLT 18 months after
enactment of PL 110–246.
Abstract:
The Food, Conservation, and Energy
Act of 2008 (Pub. L. 110-246, sec.
11016), known as the 2008 Farm Bill,
amended the Federal Meat Inspection
Act (FMIA) to make catfish an
amenable species under the FMIA.
Amenable species must be inspected,
so this rule will define inspection
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requirements for catfish. The
regulations will define ‘‘catfish’’ and
the scope of coverage of the regulations
to apply to establishments that process
farm-raised species of catfish and to
catfish and catfish products. The
regulations will take into account the
conditions under which the catfish are
raised and transported to a processing
establishment.
Statement of Need:
The Food, Conservation, and Energy
Act of 2008 (Pub. L. 110-246, sec.
11016), known as the 2008 Farm Bill,
amended the Federal Meat Inspection
Act (FMIA) to make catfish an
amenable species under the FMIA. The
Farm Bill directs the Department to
issue final regulations implementing
the FMIA amendments not later than
18 months after the enactment date
(June 18, 2008) of the legislation.
Summary of Legal Basis:
21 U.S.C. 601 to 695 and Public Law
110-246, sec. 11016
Alternatives:
The option of no rulemaking is
unavailable. The Agency will consider
alternative methods of implementation
and levels of stringency, and the effects
on foreign and domestic commerce and
on small business associated with the
alternatives.
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Anticipated Cost and Benefits:
FSIS anticipates benefits from uniform
standards and the more extensive and
intensive inspection service that FSIS
provides (compared with current
voluntary inspection programs). FSIS
would apply requirements for imported
catfish that would be equivalent to
those applying to catfish raised and
processed in the United States.
Small Entities Affected:
Businesses
Government Levels Affected:
Federal, State
Agency Contact:
William Milton
Assistant Office of Catfish Inspection
Programs
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–5735
Fax: 202 690–1742
Email: william.milton@fsis.usda.gov
RIN: 0583–AD36
USDA—FSIS
21. ∑ ELECTRONIC FOREIGN IMPORT
CERTIFICATES AND SANITATION
STANDARD OPERATING
PROCEDURES (SOPS)
REQUIREMENTS FOR OFFICIAL
IMPORT ESTABLISHMENTS
Priority:
Other Significant
Legal Authority:
Federal Meat Inspection Act (FMIA) (21
U.S.C. 601–695), the Poultry Products
Inspection Act (PPIA) (21 U.S.C.
451–470);; Egg Products Inspection Act
(EPIA)(21 U.S.C. 1031–1056)
CFR Citation:
9 CFR 304.3; 9 CFR 327.2, 327.4, ; 9
CFR 381.196, 391.197, 381.198;; 9 CFR
590.915, 590.920
Legal Deadline:
None
Risks:
In preparing regulations on catfish and
catfish products, the Agency will
consider any risks to public health or
other pertinent risks associated with
the production, processing, and
distribution of the products. FSIS will
determine, through scientific risk
assessment procedures, the magnitude
of the risks associated with catfish and
how they compare with those
associated with other foods in FSIS’s
jurisdiction.
Timetable:
Abstract:
Action
Date
NPRM
02/00/10
FSIS is proposing these regulations to
provide for the electronic submission
of import product and establishment
certificates to allow the electronic
interchange and transmission of data to
Agency’s computer-based Public Health
FR Cite
Regulatory Flexibility Analysis
Required:
Undetermined
VerDate Nov<24>2008
15:10 Dec 04, 2009
Jkt 220001
FSIS is proposing to amend meat,
poultry, and egg products regulations
to provide for the electronic submission
of import product and establishment
applications and certificates and delete
the ‘‘streamlined’’ inspection
procedures for Canadian product. In
addition, FSIS is amending its
regulations to require Sanitation
Standard Operating Procedures
(Sanitation SOPs) in official import
inspection establishments.
Statement of Need:
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64171
Information System (PHIS), which is
currently under development.
Providing an electronic format for
imported certificates will enable the
government-to-government exchange of
data between FSIS and foreign customs
and inspection authorities. Sanitation
SOPs are written procedures that are
developed and implemented by
establishments to prevent direct
contamination or adulteration of meat
or poultry products. Sanitation SOPs
are required at official (domestic)
establishments. Current regulations are
ambiguous concerning Sanitation SOP
requirements for official import
inspection establishments. FSIS is
proposing to require that official import
inspection establishments comply with
the Sanitation SOPs regulations to
eliminate that ambiguity and ensure
that products do not become
contaminated as they enter this
country.
Summary of Legal Basis:
The authorities for this proposed rule
are: the Federal Meat Inspection Act
(FMIA) (21 U.S.C. 601-695), the Poultry
Products Inspection Act (PPIA) (21
U.S.C. 451-470), Egg Products
Inspection Act (EPIA)(21 U.S.C. 10311056) and the regulations that
implement these Acts.
Alternatives:
The electronic processing of import
certifications is voluntary, therefore,
importers still have the option of using
the current paper-based system. The
Agency is proposing to require that
official import inspection
establishments adopt Sanitation SOPs
to prevent direct contamination or
adulteration of product. Therefore, no
alternatives were considered.
Anticipated Cost and Benefits:
The opportunity cost of not amending
the regulations would hinder the
Agency’s implementation of PHIS. The
amendments that provide for the
electronic interchange of data are
voluntary, so establishments will not
take them on unless the benefits
outweigh the costs. It has been the
Agency’s expectation that official
import establishments will maintain
Sanitation SOPs, this proposed rule
codifies that expectation. Therefore, the
proposed amendment on sanitation
requirements will have no costs to the
industry. The proposed rule will
facilitate FSIS’s use of the PHIS system,
enabling the electronic transmission,
issuance, and authorization of imported
product data. The PHIS will enable
FSIS import inspection personnel to
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Federal Register / Vol. 74, No. 233 / Monday, December 7, 2009 / The Regulatory Plan
verify and authorize shipments using
electronic data, reducing inspector
workload. The electronic exchange of
certificate data will help to reduce the
fraudulent alteration or reproduction of
certificates. The Agency estimates that
the electronic processing of import
certificates will reduce the data-entry
time for import inspectors, by 50 to 60
percent.
Risks:
None
Timetable:
Action
Date
NPRM
FR Cite
03/00/10
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
No
Government Levels Affected:
None
International Impacts:
This regulatory action will be likely to
have international trade and investment
effects, or otherwise be of international
interest.
Agency Contact:
Clark Danford
Director, International Policy Division,
Office of Policy and Program
Development
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–9824
RIN: 0583–AD39
USDA—FSIS
22. ∑ ELECTRONIC EXPORT
APPLICATION AND CERTIFICATION
AS A REIMBURSABLE SERVICE AND
FLEXIBILITY IN THE REQUIREMENTS
FOR OFFICIAL EXPORT INSPECTION
MARKS, DEVICES, AND
CERTIFICATES
erowe on DSK5CLS3C1PROD with RULES
Priority:
Other Significant
Legal Authority:
Federal Meat Inspection Act (FMIA) (21
U.S.C. 601–695); Poultry Products
Inspection Act (PPIA) (21 U.S.C.
451–470); Egg Products Inspection Act
(EPIA) (21 U.S.C. 1031–1056)
VerDate Nov<24>2008
15:10 Dec 04, 2009
Jkt 220001
CFR Citation:
9 CFR 312.8; 9 CFR 322.1. 322.2, ; 9
CFR 381.104, 381.105, 381.106; 9 CFR
590; 9 CFR 350.3
Legal Deadline:
None
Abstract:
The Food Safety and Inspection Service
(FSIS) is proposing to amend the meat,
poultry, and egg product inspection
regulations to provide an electronic
export application and certification
process that will be available as an
alternative to the paper-based
application and certification method
currently in use. The electronic export
application and certification process
will be available as a reimbursable
inspection service. FSIS is also
proposing to provide establishments
that export meat, poultry, and egg
products with flexibility in the official
export inspection marks, and devices
used and how the products are marked
for export.
Statement of Need:
FSIS is proposing these regulations to
implement the Public Health
Information System (PHIS), a computerbased inspection information system
currently under development. The PHIS
will include automation of the export
application and certification process.
The current export application and
certification regulations provide only
for a paper-based process, this
proposed rule will amend the
regulations to provide for the electronic
process. Additionally, this rule is
needed to provide this automated
services as a reimbursable certification
service charged to the exporter.
Summary of Legal Basis:
The authorities for this proposed rule
are: the Federal Meat Inspection Act
(FMIA) (21 U.S.C. 601-695), the Poultry
Products Inspection Act (PPIA) (21
U.S.C. 451-470), the Egg Products
Inspection Act (EPIA) (21 U.S.C. 10311056), and the regulations that
implement these Acts. FSIS is
proposing the electronic export
application and certification process as
a reimbursable service under the
Agricultural Marketing Act 7 U.S.C.
1622(h), that provides the Secretary of
Agriculture with the authority to:
‘‘inspect, certify, and identify the class,
quality, quantity, and condition of
agricultural products when shipped or
received in interstate commerce, under
such rules and regulations as the
Secretary of Agriculture may prescribe,
including assessment and collection of
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Sfmt 1260
such fees as will be reasonable and as
nearly as may be to cover the cost of
the service rendered, to the end that
agricultural products may be marketed
to the best advantage, that trading may
be facilitated, and that consumers may
be able to obtain the quality product
which they desire.’’
Alternatives:
The electronic processing of export
applications and certifications is being
proposed as a voluntary service,
therefore, exporters have the option of
continuing to use the current paperbased system. Therefore, no alternatives
were considered.
Anticipated Cost and Benefits:
FSIS estimates that it will take
inspection personnel 1 hour to process
an electronic application and issue an
electronic certificate. Based on a
workload of accessing and processing
an estimated 350,000
applications/certificates per year, at a
base time rate of $49.93 per hour, the
cost of recouping the inspector’s labor
costs for 2009 would be $17.4 million.
The amount charged to the exporter
depends upon the number of electronic
applications submitted. The use of the
electronic export application and
certificate system is voluntary.
Therefore, exporters will not use this
service unless the benefits outweigh the
cost. The electronic export application
and certificate process will reduce and
expedite industry workload by
eliminating the physical handling and
processing of paperwork. The electronic
exchange of export information
between the U.S. and foreign
governments will help reduce the
fraudulent alternation or reproduction
of certificates. The electronic system
will process the applications and
certificates will permit exporters to
move their products faster, thereby
increasing the amount of revenues
received at a faster rate. The electronic
system will provide a streamlined and
integrated method of processing export
applications and certificates.
Risks:
None
Timetable:
Action
Date
NPRM
FR Cite
03/00/10
Regulatory Flexibility Analysis
Required:
No
Small Entities Affected:
No
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Federal Register / Vol. 74, No. 233 / Monday, December 7, 2009 / The Regulatory Plan
Government Levels Affected:
None
International Impacts:
This regulatory action will be likely to
have international trade and investment
effects, or otherwise be of international
interest.
Agency Contact:
Clark Danford
Director, International Policy Division,
Office of Policy and Program
Development
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–9824
RIN: 0583–AD41
Statement of Need:
USDA—FSIS
FINAL RULE STAGE
23. PERFORMANCE STANDARDS FOR
THE PRODUCTION OF PROCESSED
MEAT AND POULTRY PRODUCTS;
CONTROL OF LISTERIA
MONOCYTOGENES IN
READY–TO–EAT MEAT AND
POULTRY PRODUCTS
Priority:
Economically Significant. Major under
5 USC 801.
Legal Authority:
21 USC 451 et seq; 21 USC 601 et seq
CFR Citation:
9 CFR 301; 9 CFR 303; 9 CFR 317; 9
CFR 318; 9 CFR 319; 9 CFR 320; 9 CFR
325; 9 CFR 331; 9 CFR 381; 9 CFR 417;
9 CFR 430; 9 CFR 431
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Legal Deadline:
None
Abstract:
FSIS has proposed to establish
pathogen reduction performance
standards for all ready-to-eat (RTE) and
partially heat-treated meat and poultry
products, and measures, including
testing, to control Listeria
monocytogenes in RTE products. The
performance standards spell out the
objective level of pathogen reduction
that establishments must meet during
their operations in order to produce
safe products but allow the use of
customized, plant-specific processing
procedures other than those prescribed
in the earlier regulations. With HACCP,
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food safety performance standards give
establishments the incentive and
flexibility to adopt innovative, sciencebased food safety processing procedures
and controls, while providing objective,
measurable standards that can be
verified by Agency inspectional
oversight. This set of performance
standards will include and be
consistent with standards already in
place for certain ready-to-eat meat and
poultry products.
Although FSIS routinely samples and
tests some ready-to-eat products for the
presence of pathogens prior to
distribution, there are no specific
regulatory pathogen reduction
requirements for most of these
products. The proposed performance
standards are necessary to help ensure
the safety of these products; give
establishments the incentive and
flexibility to adopt innovative, sciencebased food safety processing procedures
and controls; and provide objective,
measurable standards that can be
verified by Agency oversight.
Summary of Legal Basis:
Under the Federal Meat Inspection Act
(21 U.S.C. 601 to 695) and the Poultry
Product Inspection Act (21 U.S.C. 451
to 470), FSIS issues regulations
governing the production of meat and
poultry products prepared for
distribution in commerce. The
regulations, along with FSIS inspection
programs, are designed to ensure that
meat and poultry products are safe, not
adulterated, and properly marked,
labeled, and packaged.
Alternatives:
As an alternative to all of the proposed
requirements, FSIS considered taking
no action. As alternatives to the
proposed performance standard
requirements, FSIS considered endproduct testing and requiring ‘‘use-by’’
date labeling on ready-to-eat products.
Anticipated Cost and Benefits:
Benefits are expected to result from
fewer contaminated products entering
commercial food distribution channels
as a result of improved sanitation and
process controls and in-plant
verification. FSIS believes that the
benefits of the rule would exceed the
total costs of implementing its
provisions. FSIS currently estimates net
benefits from the 2003 interim final
rule at $470 to $575 million, with
annual recurring costs at $150.4
million, if FSIS discounts the capital
cost at 7%. FSIS is continuing to
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64173
analyze the potential impact of the
other provisions of the proposal.
The other main provisions of the
proposed rule are: Lethality
performance standards for Salmonella
and E. coli O157:H7 and stabilization
performance standards for C.
perfringens that firms must meet when
producing RTE meat and poultry
products. Most of the costs of these
requirements would be associated with
one-time process performance
validation in the first year of
implementation of the rule and with
revision of HACCP plans. Benefits are
expected to result from the entry into
commercial food distribution channels
of product with lower levels of
contamination resulting from improved
in-plant process verification and
sanitation. Consequently, there will be
fewer cases of foodborne illness.
Risks:
Before FSIS published the proposed
rule, FDA and FSIS had estimated that
each year L. monocytogenes caused
2,540 cases of foodborne illness,
including 500 fatalities. The Agencies
estimated that about 65.3 percent of
these cases, or 1660 cases and 322
deaths per year, were attributable to
RTE meat and poultry products. The
analysis of the interim final rule on
control of L. monocytogenes
conservatively estimated that
implementation of the rule would lead
to an annual reduction of 27.3 deaths
and 136.7 illnesses at the median. FSIS
is continuing to analyze data on
production volume and Listeria
controls in the RTE meat and poultry
products industry and is using the FSIS
risk assessment model for L.
monocytogenes to determine the likely
risk reduction effects of the rule.
Preliminary results indicate that the
risk reductions being achieved are
substantially greater than those
estimated in the analysis of the interim
rule.
FSIS is also analyzing the potential risk
reductions that might be achieved by
implementing the lethality and
stabilization performance standards for
products that would be subject to the
proposed rule. The risk reductions to
be achieved by the proposed rule and
that are being achieved by the interim
rule are intended to contribute to the
Agency’s public health protection
effort.
Timetable:
Action
Date
NPRM
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Action
Date
NPRM Comment
Period End
NPRM Comment
Period Extended
NPRM Comment
Period End
Interim Final Rule
Interim Final Rule
Effective
Interim Final Rule
Comment Period
End
NPRM Comment
Period Reopened
NPRM Comment
Period End
Affirmation of Interim
Final Rule
Final Action
FR Cite
05/29/01
07/03/01 66 FR 35112
09/10/01
06/06/03 68 FR 34208
10/06/03
01/31/05
03/24/05 70 FR 15017
05/09/05
03/00/10
08/00/10
Regulatory Flexibility Analysis
Required:
Yes
Small Entities Affected:
Businesses
Government Levels Affected:
Undetermined
Agency Contact:
Dr. Daniel L. Engeljohn
Deputy Assistant Administrator, Office of
Policy and Program Development
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 205–0495
Fax: 202 401–1760
Email: daniel.engeljohn@fsis.usda.gov
RIN: 0583–AC46
USDA—FSIS
24. FEDERAL–STATE INTERSTATE
SHIPMENT COOPERATIVE
INSPECTION PROGRAM
Priority:
Other Significant
Legal Authority:
PL 110–246 (section 11015)
CFR Citation:
Not Yet Determined
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Legal Deadline:
Final, Statutory, December 18, 2009.
Abstract:
FSIS is proposing regulations to
implement a new voluntary FederalState cooperative inspection program
under which State-inspected
establishments with 25 or fewer
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employees would be eligible to ship
meat and poultry products in interstate
commerce. State-inspected
establishments selected to participate in
this program would be required to
comply with all Federal standards
under the Federal Meat Inspection Act
(FMIA) and the Poultry Products
Inspection Act (PPIA). These
establishments would receive
inspection services from State
inspection personnel that have been
trained and certified to assist with
enforcement of the FMIA and PPIA.
Meat and poultry products produced
under the program that have been
inspected and passed by selected Stateinspection personnel would bear a
Federal mark of inspection. FSIS is
proposing these regulations in response
to the Food, Conservation, and Energy
Act, enacted on June 18, 2008 (the 2008
Farm Bill). Section 11015 of 2008 Farm
Bill provides for the interstate shipment
of State-inspected meat and poultry
product from selected establishments
and requires that FSIS promulgate
implementing regulations no later than
18 months from the date of its
enactment
Statement of Need:
This action is needed to implement a
new Federal-State cooperative program
that will permit certain State-inspected
establishments to ship meat and
poultry products in interstate
commerce. Inspection services for
establishments selected to participate in
the program will be provided by state
inspection personnel that have been
trained and certified in the
administration and enforcement of the
Federal Meat Inspection Act (FMIA) (21
U.S.C. 601, et seq.) and the Poultry
Products Inspection Act (PPIA) (21
U.S.C. 451, et seq.) Meat and poultry
products produced by establishments
selected to participate in the program
will bear a Federal mark of inspection.
Summary of Legal Basis:
This action is authorized under section
11015 of the Food, Conservation, and
Energy Act of 2008 (the 2008 Farm Bill)
(PL-110-246). Section 11015 amends
the Federal Meat Inspection Act (FMIA)
(21 U.S.C. 601, et seq.) and the Poultry
Products Inspection Act (PPIA) (21
U.S.C. 451, et seq.) to establish an
optional Federal-State cooperative
program under which State-inspected
establishments would be permitted to
ship meat and poultry products in
interstate commerce. The law requires
that FSIS promulgate implementing
regulations no later than 18 months
after the date of enactment.
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Alternatives:
1. No action: FSIS did not consider the
alternative of no action because section
11015 of the 2008 Farm Bill requires
that it promulgate regulations to
implement the new Federal-State
cooperative program. The Agency did
consider alternatives on how to
implement the new program.
2. Limit participation in the program
to state-inspected establishments with
25 or fewer employees on average:
Under the law, state-inspected
establishments that have 25 or fewer
employees on average are permitted to
participate in the program. The law
also provides that FSIS may select
establishments that employ more than
25 but fewer than 35 employees on
average as of June 18, 2008 (the date
of enactment) to participate in the
program. Under the law, if these
establishments employ more than 25
employees on average 3 years after FSIS
promulgates implementing regulations,
they are required to transition to a
Federal establishment. FSIS rejected the
option of limiting the program to
establishment that employ 25 or fewer
employees on average to give additional
small establishments the opportunity to
participate in the program and ship
their meat of poultry products in
interstate commerce.
3. Permit establishments with 25 to 35
employees on average as of June 18,
2008, to participate in the program.
FSIS chose the option of permitting
these establishments to be selected to
participate in the program to give
additional small establishments the
opportunity to ship their meat and
poultry products in interstate
commerce. Under this option, FSIS will
develop a procedure to transition any
establishment that employs more than
25 people on average to a Federal
establishment. Establishments that
employee 24 to 35 employees on
average as of June 18, 2008, would be
subject to the transition procedure
beginning on the date three years after
the Agency promulgates implementing
regulations.
Anticipated Cost and Benefits:
FSIS is analyzing the costs of this
proposed rule to industry, FSIS, State
and local governments, small entities,
and foreign countries. Participation in
the new Federal-State cooperative
program will be optional. Thus, the
costs and benefits associated with the
proposed rule will depend on the
number of States and establishments
that chose to participate. Very small
and certain small establishments State-
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Federal Register / Vol. 74, No. 233 / Monday, December 7, 2009 / The Regulatory Plan
inspected establishments that are
selected to participate in the program
are likely to benefit from the program
because they will be permitted sell
their products to consumers in other
States and foreign countries.
Risks:
None.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
Final Action
FR Cite
09/16/09 74 FR 47648
11/16/09
09/00/10
Regulatory Flexibility Analysis
Required:
Yes
Small Entities Affected:
Statement of Need:
This is a new grant program authorized
by the Farm Bill. The purpose of
Section 9009, Rural Energy SelfSufficiency Initiative, is to provide
financial assistance to enable eligible
rural communities to substantially
increase the energy self-sufficiency.
Businesses
Government Levels Affected:
Federal, State
Federalism:
This action may have federalism
implications as defined in EO 13132.
Summary of Legal Basis:
The Rural Energy Self-Sufficiency
Initiative was authorized by the Food,
Conservation, and Energy Act of 2008,
which made available $5 million
annually in discretionary funding
through 2012, but no funds have been
made available to date.
Agency Contact:
Rachel Edelstein
Director, Policy Issuances Division
Department of Agriculture
Food Safety and Inspection Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–0399
Fax: 202 690–0486
Email: rachel.edelstein@fsis.usda.gov
RIN: 0583–AD37
USDA—Rural Business-Cooperative
Service (RBS)
PRERULE STAGE
25. RURAL ENERGY
SELF–SUFFICIENCY INITIATIVE—
SECTION 9009
Priority:
Other Significant. Major status under 5
USC 801 is undetermined.
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Legal Authority:
PL 110–246
CFR Citation:
Not Yet Determined
Legal Deadline:
None
VerDate Nov<24>2008
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Jkt 220001
Abstract:
The Secretary shall establish a Rural
Energy Self-Sufficiency Initiative (grant
program) to provide financial assistance
for the purpose of enabling eligible
rural communities to substantially
increase the energy self-sufficiency of
the eligible rural communities.
Business Programs has the primary role
in program implementation and will
work in consultation with the Forest
Service on Community Wood Energy
Program. The Forest Service has
operated a program in the past to assist
rural school systems in the use of
alternative fuels for heating physical
plants. Their expertise will assist Rural
Development in promulgating a
valuable program, well suited to the
needs of rural communities.
Alternatives:
An alternative would be to publish a
proposed rule without an Advance
Notice of Proposed Rulemaking. The
Farm Bill currently does not clearly
define eligible rural communities or
what eligible entities can apply on
behalf of an eligible community. There
are no maximum or minimum grant
amounts set in this program.
Additionally, the Farm Bill does not
include any scoring requirements to
determine who would receive a grant
under the program. There are other
program components not defined in the
statute. Because of the limited
discretionary funding for this program,
scoring requirements would need to be
determined based on extremely focused
parameters. A determination would
need to be made as to the size of the
average project, particularly when you
are considering a community
submitting an application to develop
and install an integrated renewable
energy system. The program will need
to clearly define an eligible rural
community and what type of applicants
would be eligible.
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64175
Anticipated Cost and Benefits:
It is anticipated that there will be costs
directly attributable to the contractor,
which is assisting with drafting the
notice. Other costs would be internal
costs associated with the promulgation
of the rule. The Agency is confident
that the regulations will contain
sufficient safeguards to mitigate any
risk associated with a proposed rule
and would be a benefit to the agency
as well as potential applicants
considering applying for assistance
under this program. Benefits accruing
to the publishing of an advance notice
would enable the Agency to use the
public comments to develop a more
focused proposed rule.
Risks:
The proposed action does not mitigate
risk to the public health or safety or
to the environment.
Timetable:
Action
Date
ANPRM
NPRM
NPRM Comment
Period End
FR Cite
12/00/09
07/00/10
09/00/10
Regulatory Flexibility Analysis
Required:
Undetermined
Small Entities Affected:
Businesses
Government Levels Affected:
Local
Federalism:
Undetermined
Agency Contact:
Anthony Ashby
Loan Specialist
Department of Agriculture
STOP 3224
1400 Independence Avenue SW, DC
20250
Phone: 202 720–0661
Fax: 202 720–6003
Email: anthony.ashby@wdc.usda.gov
RIN: 0570–AA77
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USDA—RBS
Alternatives:
PROPOSED RULE STAGE
26. GRANTS FOR EXPANSION OF
EMPLOYMENT OPPORTUNITIES FOR
INDIVIDUALS WITH DISABILITIES IN
RURAL AREAS—SECTION 6023
Priority:
Other Significant. Major status under 5
USC 801 is undetermined.
Unfunded Mandates:
Undetermined
Legal Authority:
Abstract:
There are no alternatives to issuing a
proposed regulation in order to allow
the public opportunity to provide
comments on the program
requirements.
The purpose of section 9003 is to assist
in the development of new and
emerging technologies for the
development of advanced biofuels.
Advanced biofuels are fuels derived
from renewable biomass other than
corn kernel starch. The program will
increase energy independence, promote
resource conservation, diversify
markets for agricultural and forestry
products, create jobs, and enhance
economic development in rural
economies. Assistance includes grants
and guaranteed loans. Grants will be
awarded on a competitive basis.
Eligible entities include individuals,
entities, Indians tribes, units of State
or local governments, farm
cooperatives, farmer cooperative
organizations, association of
agricultural producers, National
Laboratories, institutions of higher
learning, rural electric cooperatives,
public power entities, or a consortium
of any of the entities. Regulatory
implementation may include certain
requirements identified in existing
Rural Business-Cooperative Service
regulations for the Business and
Industry Guaranteed Loan and the
Rural Energy for America programs.
Anticipated Cost and Benefits:
The only costs, aside from contractor
costs, are internal costs associated with
the promulgation of the proposed rule.
The Agency is confident that the
regulation will contain sufficient
safeguards to mitigate any risk
associated with a proposed rule and
would be a benefit to the Agency as
well as organizations who utilize the
program.
Risks:
Not Yet Determined
None noted.
CFR Citation:
Timetable:
Not Yet Determined
Action
Legal Deadline:
NPRM
NPRM Comment
Period End
None
Abstract:
This is a new program created by the
Food, Conservation and Energy Act of
2008 (2008 Farm Bill). The purpose of
the section is to provide grants to
nonprofit organizations to expand and
enhance employment opportunities for
individuals with disabilities in rural
areas.
Date
FR Cite
01/00/10
03/00/10
Regulatory Flexibility Analysis
Required:
Undetermined
Government Levels Affected:
Statement of Need:
Undetermined
Federalism:
Undetermined
Agency Contact:
There is no existing program regulation.
USDA Rural Business-Cooperative
Service (RBS) is promulgating
regulations to implement section 6023.
The regulation will provide assistance,
which includes grants to nonprofit
organizations or consortium of
nonprofit organization that have a
significant focus on serving the needs
of individuals with disabilities.
Assistance will be awarded on a
competitive basis. Regulatory
implementation may include certain
existing requirements identified in 7
CFR for civil rights requirements, grant
servicing requirements, and so forth.
Andrew Jermolowicz
Assistant Deputy Administrator
Department of Agriculture
Rural Business–Cooperative Service
STOP 3250
1400 Independence Avenue, SW
Washington, DC 20250–3250
Phone: 202 720–8460
Fax: 202–720–4641
Summary of Legal Basis:
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Statement of Need:
Priority:
The Expansion of Employment
Opportunities for Individuals with
Disabilities in Rural Areas is authorized
by the Food, Conservation and Energy
Act of 2008. The purpose of the section
is to provide grants to nonprofit
organizations to expand and enhance
employment opportunities for
individuals with disabilities in rural
areas.
Other Significant
VerDate Nov<24>2008
15:10 Dec 04, 2009
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RIN: 0570–AA72
USDA—RBS
27. BIOREFINERY ASSISTANCE
PROGRAM—SECTION 9003
Legal Authority:
PL 110–246
CFR Citation:
Not Yet Determined
Legal Deadline:
None
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The program will increase energy
independence, promote resource
conservation, diversify markets for
agricultural and forestry products,
create jobs, and enhance economic
development in rural economies. The
program was originally announced in
the Federal Register as an Advanced
Notice of Proposed Rulemaking on
November 20, 2008.
Summary of Legal Basis:
The Biorefinery Assistance program
was authorized by the Food,
Conservation, and Energy Act of 2008,
which made available $75,000,000 in
mandatory funding for 2009 and
$245,000,000 in mandatory funding for
2010, till expended. Additionally, the
2008 Farm Bill provided an
authorization to appropriate up to
$150,000,000 in discretionary funding
for each fiscal year 2009 through 2012.
The program provides loan guarantees
for the development, construction and
retrofitting of commercial-scale
biorefineries, and grants to help pay for
the development and construction costs
of demonstration-scale biorefineries.
The purpose is to assist in the
development of new and emerging
technologies for the development of
advanced biofuels.
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Alternatives:
Agency Contact:
A Notice of Funding Availability was
published in the Federal Register on
November 20, 2008, to implement the
program for fiscal year 2009. Permanent
regulation need to be implemented to
provide funding in 2010 and further
clarify of the program
William C. Smith
Loan Specialist
Department of Agriculture
Rural Business–Cooperative Service
STOP 3224
1400 Independence Avenue SW
Washington, DC 20250–3224
Phone: 202 205–0903
Fax: 202 720–6003
Email: william.smith@wdc.usda.gov
Anticipated Cost and Benefits:
It is anticipated that there will be costs
directly attributable to the contractor,
which is assisting with drafting the
proposed rule. Other costs would be
internal costs associated with the
promulgation of the proposed rule. The
Agency is confident that the regulations
contain sufficient safeguards to mitigate
any risk associated with a proposed
rule and would be a benefit to the
agency as well as potential applicants
considering applying for payments
under this program. Benefits accruing
to the publishing of a proposed rule
would clarify the process, payments,
eligibility and understanding of any
ambiguity conveyed in the initial
announcement of the program.
Additional benefits stem from the
ability of the public and interested
parties to comment on program and
consider issues concerning the
geographic location and demographic
composition of locatable projects as
well as the ownership criteria.
Risks:
The proposed action does not mitigate
risk to the public health or safety or
to the environment.
Timetable:
Action
Date
ANPRM
ANPRM Comment
Period End
NPRM
FR Cite
11/20/08 73 FR 70542
01/20/09
01/00/10
Undetermined
Small Entities Affected:
Businesses
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USDA—RBS
28. RURAL BUSINESS RE–POWERING
ASSISTANCE—SECTION 9004
Priority:
Other Significant
Legal Authority:
PL 110–246
CFR Citation:
Not Yet Determined
Legal Deadline:
None
Abstract:
The proposed action will encourage
biorefineries existing at the time the
2008 Farm Bill became law to replace
fossil fuels used to produce heat or
power used in their operation by
making payments for installation of
new systems that use renewable
biomass and/or new production of
energy from renewable biomass.
Payments may be made under section
9004 to any biorefinery that meets the
requirements of this section for a
period determined by the Secretary.
The Secretary shall determine the
amount of payments to be made after
considering factors addressing fossil
fuel offsets and the cost effectiveness
of renewable biomass systems.
Statement of Need:
Regulatory Flexibility Analysis
Required:
Government Levels Affected:
The new regulations for the program
will clarify the application process and
definitively provide rules and
regulation regarding the payment
process. These changes are essential to
clarify for verification and
measurement of the energy produced
which is the basis for eighty percent
of payments under this program.
Summary of Legal Basis:
None
VerDate Nov<24>2008
RIN: 0570–AA73
The Repowering Assistance program
was authorized by the Food,
Conservation, and, Energy Act of 2008,
which made available $35,000,000 in
mandatory funding for 2009. A Notice
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64177
of Funding Availability (NOFA) was
published on June 12, 2009, making
$20 million available and $35 million
will be available in 2010. The 2008
Farm Bill also authorizes $15,000,000
in discretionary funding to be
appropriated for each fiscal year 2009
through 2012. The program provides for
the payments to provide incentives to
biorefineries to use renewable biomass
for heat and or power. The purpose is
to reduce the dependence of biofuel
producers on fossil fuels and to
develop renewable biomass as an
alternative energy source. The proposed
new regulations are an administrative,
rather than legislative, initiative.
Alternatives:
Other than issuing a NOFA with the
possibility that all funds available for
this program would be obligated, there
is no alternative to issuing a proposed
regulation. The proposed regulation
provides an opportunity for public
comments on aspects of the program
such as level of payments, geographical
eligibility, time frame of prospective
payments and ownership criteria.
Anticipated Cost and Benefits:
The only costs, aside from contractor
costs, are internal costs associated with
the promulgation of the proposed rule.
The Agency is confident that the
regulations contain sufficient
safeguards to mitigate any risk
associated with a proposed rule and
would be benefit to the agency as well
as potential applicants considering
applying for payments under this
program. Benefits accruing to the
publishing from a proposed rule would
be attributable to the opportunity of
public comments which are believed to
improve program payment target levels
and shed light on the associated needs
and applicants. Publication and
refinement of measurement and
verification protocols used in making
payments is expected as result of
comments and experience gained from
initiating the program.
Risks:
The proposed action does not mitigate
risk to the public health or safety or
to the environment.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
FR Cite
12/00/09
02/00/10
Regulatory Flexibility Analysis
Required:
Undetermined
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Statement of Need:
The new regulations for the program
known as the Bioenergy Program for
Advanced Biofuels will clarify the
application process, eligibility, payment
formula’s and eligible products and
provide substantive rules and
regulation regarding the payment
process. These regulations are essential
to allow for verification and
measurement of the advanced biofuel
development promoted by this
program.
Small Entities Affected:
Businesses
Government Levels Affected:
None
Agency Contact:
Frederick Petok
Loan Specialist
Department of Agriculture
Rural Business–Cooperative Service
STOP 3225
1400 Independence Avenue SW
Washington, DC 20250–3225
Phone: 202 690–0784
Fax: 202 720–2213
USDA—RBS
29. RURAL BUSINESS CONTRACTS
FOR PAYMENTS FOR THE
BIOENERGY PROGRAM FOR
ADVANCED BIOFUELS—SECTION
9005
Priority:
Other Significant
Legal Authority:
PL 110–234
CFR Citation:
Not Yet Determined
Legal Deadline:
None
erowe on DSK5CLS3C1PROD with RULES
Abstract:
The Bioenergy Program for Advanced
Biofuels directs the Secretary of
Agriculture to make payments to
eligible producers to support and
ensure an expanding production of
advanced biofuels. Advanced biofuels
are defined as ‘fuel derived from
renewable biomass other than corn
kernel starch’ in The Food,
Conservation, and Energy Act of 2008.
The program will increase energy
independence, promote resource
conservation, diversify markets for
agricultural and forestry products,
create jobs, and enhance economic
development in rural economies. To
receive a payment, an eligible producer
shall enter into a contract with the
Secretary of Agriculture for production
of advanced biofuels. The basis for
payments under this program are the
quantity and duration of production of
biofuel produced by an eligible
producer, the net nonrenewable energy
content of the advanced biofuel, and
other appropriate factors as determined
by the Secretary of Agriculture.
15:10 Dec 04, 2009
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Risks:
The proposed action does not mitigate
risk to the public health or safety or
to the environment.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
FR Cite
12/00/09
02/00/10
Summary of Legal Basis:
The Bioenergy Program for Advanced
Biofuels program was authorized by the
Food, Conservation, and Energy Act of
2008, which made mandatory funding
available of $55,000,000 in for fiscal
year (FY) 2009, $55,000,000 in FY
2010, $85,000,000 in FY 2011 and
$105,000,000 in FY 2012. A Notice of
Funding Availability (NOFA) was
published on June 12, 2009 and that
made $35 million available in 2009.
The remaining $20 million will be
available in 2010 in addition to $55
million for 2010, included in the Farm
Bill. An additional $25,000,000 in
discretionary funding is authorized to
be appropriated for each fiscal year
2009 through 2012 may be made
available. The program provides for the
payments to support and ensure
expanding the production of advanced
biofuels.
RIN: 0570–AA74
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composition of locatable projects as
well as the ownership criteria.
Regulatory Flexibility Analysis
Required:
Undetermined
Alternatives:
A NOFA was published in June 2009
for immediate program implementation.
Permanent regulations are required to
provide funding for 2010.
USDA—RBS
Anticipated Cost and Benefits:
It is anticipated that there will be costs
directly attributable to the contractor,
which is assisting with drafting the
proposed rule. Other costs would be
internal costs associated with the
promulgation of the proposed rule. The
Agency is confident that the regulations
contain sufficient safeguards to mitigate
any risk associated with a proposed
rule and would be a benefit to the
agency as well as potential applicants
considering applying for payments
under this program. Benefits accruing
to the publishing of a proposed rule
would clarify the process, payments,
eligibility and understanding of any
ambiguity conveyed in the initial
announcement of the program.
Additional benefits stem from the
ability of the public and interested
parties to comment on program and
consider issues concerning the
geographic location and demographic
Other Significant
PO 00000
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Small Entities Affected:
Businesses
Government Levels Affected:
None
Agency Contact:
Diane Berger
Loan/Grant Analyst
Department of Agriculture
Rural Business–Cooperative Service
STOP 3225
1400 Independence Avenue SW
Washington, DC 20250–3225
Phone: 202 260–1508
Fax: 202–720–6003
Email: diane.berger@wdc.usda.gov
RIN: 0570–AA75
30. RURAL ENERGY FOR AMERICA
PROGRAM—SECTION 9007
Priority:
Legal Authority:
PL 110–246
CFR Citation:
7 CFR 4280–B; 7 CFR 4280–D
Legal Deadline:
None
Abstract:
The Renewable Energy and Energy
Efficiency Program (section 9006 of the
Farm Security and Rural Investment
Act of 2002 (FSRIA)) is being replaced
with a new program titled the Rural
Energy for America Program (REAP),
section 9007 of The Food,
Conservation, and Energy Act of 2008.
The new program will provide grants
for energy audits and renewable energy
development assistance; and financial
assistance for energy efficiency
improvements and renewable energy
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systems. The program will increase
energy independence, promote resource
conservation, diversify markets for
agricultural and forestry products,
create jobs, and enhance economic
development in rural economies.
Eligible entities based on the subprogram of the sub-section include
units of State, tribal, or local
government; land grant or other
institutions of higher education; rural
electric cooperatives or public power
entities; agricultural producers; rural
small businesses; and any similar entity
as determined by the Secretary. The bill
directs that at least 20 percent of funds
be used for grants of up to $20,000
each. The bill merges the energy audit
program and the Renewable Energy
Systems and Energy Efficiency
Improvements programs.
The Rural Business-Cooperative Service
(RBS) intends to publish a proposed
rule to implement changes to RD
Instruction 4280-B and the Energy
Audit and Renewable Energy
Development Assistance grant
regulations in RD Instruction 4280-C.
The changes will incorporate
provisions from the Farm Bill and other
initiatives intended to enhance program
delivery and Agency oversight.
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Statement of Need:
Changes are needed to the regulation
for the program known as the Rural
Energy for America Program (REAP),
due to the changes required by the
2008 Farm Bill. The program was
previously called the Renewable Energy
Systems and Energy Efficiency
Improvement program and was created
by the 2002 Farm Bill. In addition to
the change in the title of the program,
several regulatory changes are needed
for REAP as outlined above. These
changes are required to comply with
current statutes. The program was
implemented utilizing a notice of
funding availability in FY 2009.
Permanent regulation is required to
implement the program in 2010.
Summary of Legal Basis:
The Rural Energy for America program
was authorized by the Food,
Conservation, and Energy Act of 2008,
which made available $55,000,000 in
mandatory funding for 2009,
$60,000,000 mandatory funding for
2010, $70,000,000 mandatory funding
for 2011 and 2012. The Farm Bill
authorized to be appropriated
$25,000,000 in discretionary funding
for each fiscal year 2009 through 2012.
The program provides for grants and
guaranteed loan for renewable energy
systems and energy efficiency
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improvements, and grants for feasibility
studies and energy audit and renewable
energy development assistance. The
purpose of the program is to reduce the
energy consumption and increase
renewable energy production. The
regulations are an administrative and a
legislative initiative.
Alternatives:
There is no alternative to issuing a
proposed regulation, which allows the
public an opportunity to provide
comments on the program
requirements. Permanent regulations
are required to provide funding in
2010.
Anticipated Cost and Benefits:
The only costs, aside from contractor
costs, are internal costs associated with
the promulgation of the proposed rule.
The Agency is confident that the
regulations contain sufficient
safeguards to mitigate any risk
associated with a proposed rule and
would be a benefit to the agency as
well as potential applicants considering
applying for payments under this
program. Benefits accruing to the
publishing from a proposed rule would
be attributable to the opportunity of
public comments which are believed to
improve program implementation and
impact.
Risks:
The proposed action does not mitigate
risk to the public health or safety or
to the environment.
Timetable:
Action
Date
NPRM
NPRM Comment
Period End
FR Cite
03/00/10
05/00/10
Regulatory Flexibility Analysis
Required:
Undetermined
Small Entities Affected:
Businesses
Government Levels Affected:
None
Agency Contact:
Kelley Oehler
Deputy Loan Specialist
Department of Agriculture
Rural Business–Cooperative Service
STOP 3225
1400 Independence Avenue SW
Washington, DC 20250–3225
Phone: 202 720–6819
Email: kelley.oehler@wdc.usda.gov
RIN: 0570–AA76
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USDA—RBS
FINAL RULE STAGE
31. RURAL MICROENTREPRENEUR
ASSISTANCE PROGRAM—SECTION
6022
Priority:
Other Significant
Legal Authority:
PL 110–246
CFR Citation:
None
Legal Deadline:
None
Abstract:
The Food Conservation, and Energy Act
of 2008 (the Act) includes Section 6022
establishing the Rural
Microentrepreneur Assistance Program
(RMAP). The Act mandates that the
Secretary of Agriculture establish a
program to make loans and grants to
support microentrepreneurs in the
development and ongoing success of
rural microenterprises. The Act further
mandates that entities will use funds
borrowed from the Agency to make
microloans of not more than $50,000
to rural microenterprises for eligible
purposes; that the Agency will make
grants to provide business based
training and technical assistance; and
that the Agency will provide funding
to improve the capacity of rural
Microenterprise Development
Organizations (MDOs) to provide
services to rural microenterprise
clients.
Upon enactment of the Act, a
committee was formed to discuss
policy, implementation, and processes
needed to move the program forward.
In mid-January, 2009 a listening forum
was held at USDA. The object of the
listening forum was to allow public
comment regarding the statute and to
obtain opinions regarding the
implementation of the program. The
Rural Business-Cooperative Service,
Business Programs is currently
preparing a proposed rule with an
anticipated publication date of late
December 2009. The proposed rule is
based on verbiage in the statute,
comments made at the listening forum,
research of similar-but not the sametypes of programs within USDA and at
other agencies, and the experience of
the writers, one of whom worked in
or managed Federal
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microentrepreneurship programs for 13
years. The goal of the proposed rule
is to obtain public comment, revise the
rule accordingly, and ensure a sound
program. Comments received from the
proposed rule will be used as a basis
for publication of a final rule which
is anticipated for the spring of 2010.
The proposed rule will include
instructions for the management of loan
and grant programming and for the
management of the ultimate recipient
microloan portfolio. Any organization
receiving a loan under the program will
be expected to capitalize a revolving
loan fund which will make loans of
$50,000 or less to ultimate recipients.
Any organization that receives a loan
will also be automatically eligible to
receive a grant so that it may provide
an integrated program of micro-level
lending coupled with business based
training and technical assistance for its
microborrowers. Grants will also be
provided to build the capacity of rural
MDOs so that they may improve their
operations and services for the end
users, or so that they may improve the
operational capacity of other MDOs to
provide services to end users.
This program will require a complete
new set of regulations.
Statement of Need:
The new regulation for the program
will be user friendly and responsive to
industry comments. Publication of the
proposed rule is crucial to program
implementation. The program will
directly create new businesses, assist
with the expansion of existing
microbusinesses (for purposes of this
program, a microenterprise is a rural
business that employs 10 or fewer Full
Time Employees (FTE)), create jobs,
increase the flow of tax dollars to rural
communities, and add lasting value in
terms of rural community impact.
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Summary of Legal Basis:
The RMAP was authorized by the Food
Conservation and Energy Act of 2008.
The Act establishes the Rural
Microentrepreneur Assistance Program
and mandates that the new program
will make loans and grants to support
microentrepreneurs in the development
and ongoing success of rural
microenterprises. It further mandates
that entities will use funds borrowed
from the Agency to make microloans
of not more than $50,000 to rural
microenterprises for eligible purposes;
that the Agency will make grants to
provide business based training and
technical assistance; and that the
Agency will provide funding to
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Initial costs include the cost of the
listening conference; staff time; and the
cost of the regulation writing contractor
that works in close concert with staff.
very beginning level of the business
start-up and initial growth phases, and
provide assistance to businesses that
are often too small to be considered
viable for a bank loan. The long term
benefits to program implementation
include long term availability of this
new pathway to assist rural start-up
businesses; increased access to business
capital in rural areas, at a grass roots
level, and often to pre-bankable
ultimate recipients; expansion of
business opportunities in rural areas;
increased tax flow as businesses
become profitable; increased job
creation and rural job retention as new
and existing microbusinesses sprout
and grow; support of micro level
entities producing organic food
product, locally grown food product,
and locally manufactured goods for
intra and interstate export; service
industry growth; increased opportunity
for rural youth; and legal immigrants;
and increased exposure of Rural
Development funding programs to the
target constituency.
Ongoing costs include a minimal
increase of one FTE, and space for
same, at the National Office level. The
state offices are not currently under
consideration for more FTEs as a result
of this program.
Mandatory funding is set at $4 million
for FY2009; $4 million for FY2010; $4
million for FY2011; and $3 million for
FY2012. The statute authorizes up to
$40 million per year for each of the
years in addition to mandatory funding.
improve the capacity of rural MDOs to
provide services to rural
microenterprise clients.
The purpose of the program is to
increase access to capital and business
based training in rural areas for rural
business owners and potential business
owners at the start up and micro levels.
Alternatives:
The proposed rule process is our only
current route for implementation.
Funding for the initial four years (20092012) of the program is mandatory and
FY2009 funding will be expendable in
FY2010. The proposed rule will allow
the Agency to use both years’ funding
in the inaugural year of program
implementation.
Anticipated Cost and Benefits:
Costs:
Other costs will/do include the cost of
automation of distribution of funding,
loan servicing, grant servicing,
repayment systems, and oversight
systems. The assigned office (Specialty
Programs Division) has been working
with the Information Technology (IT)
offices to implement the program
through RULSS which is the newer
generation of agency automation
systems and is the most flexible in
terms of meeting the needs of the
statute. Finally, Training will be
required for field staff.
Cost Mitigation—To mitigate
implementation costs the proposed rule
has considered existing programs to
ensure that implementation will be less
process based and more results driven
when compared to other programs.
Automated processes will help ensure
efficiency. Use of existing field staff
will keep new FTEs to a minimum.
Risks:
Program risks include making of loans
and grants to multiple types of entities
for multiple purposes with a singular
goal; ability to select appropriately
capable lending and training entities;
reliance on selected entities for sound
microloan underwriting and
appropriate portfolio management; and
availability of enough grant funding for
ongoing technical assistance in the out
years. We anticipate mitigating these
risks via sound regulatory guidance,
appropriate training, and clear
communication of expectations to
selected participants. Further, the
statute is based in part on a successful
non-USDA program of a similar nature
with which many of the stakeholders
and selected participants will be
familiar providing this agency with a
level of confidence.
Benefits:
Timetable:
The initial benefits to program
implementation include the addition of
a small rural business lending program
that increases access to Rural
Development programming by adding
to the starting end of the business
financing continuum of services. The
program allows Rural Development to
open its doors to rural clients at the
Action
PO 00000
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Date
NPRM
NPRM Comment
Period End
Final Rule
FR Cite
10/07/09 74 FR 51714
11/23/09
02/00/10
Regulatory Flexibility Analysis
Required:
Undetermined
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Small Entities Affected:
Agency Contact:
Businesses
Jody Raskind
Director, Specialty Lenders Division
Department of Agriculture
Rural Business–Cooperative Service
STOP 3225
1400 Independence Avenue SW
Washington, DC 20250–3224
Phone: 202 690–1400
Email: jody.raskind@wdc.usda.gov
Government Levels Affected:
None
Lori Washington
Loan Specialist, Specialty Lenders
Division
Department of Agriculture
Rural Business–Cooperative Service
STOP 3225
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720–9815
Fax: 202 720–2213
Email: lori.washington@wdc.usda.gov
RIN: 0570–AA71
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64181
[Federal Register Volume 74, Number 233 (Monday, December 7, 2009)]
[Unknown Section]
[Pages 64149-64181]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: X09-41207]
[[Page 64149]]
DEPARTMENT OF AGRICULTURE (USDA)
Statement of Regulatory Priorities
USDA's regulatory efforts in 2010 will continue to focus on
implementing the Food, Conservation, and Energy Act of 2008 (Pub. L.
110-246), known as the ``2008 Farm Bill,'' which covers major farm,
trade, conservation, rural development, energy, nutrition assistance
and other programs. In addition, USDA will implement regulations that
will improve program outcomes by achieving the Department's high
priority goals as well as reducing burden on stakeholders, program
participants, and small businesses. Important areas of activity include
the following:
Nutrition Assistance
As changes are made for the nutrition assistance programs,
USDA will work to foster actions that will help improve
diets, and particularly to prevent and reduce overweight
and obesity. In 2010, FNS will continue to promote
nutritional knowledge and education while minimizing
participant and vendor fraud.
Food Safety
In the area of food safety, USDA will continue to develop
science-based regulations that improve the safety of meat,
poultry, egg, and farm-raised catfish products in the least
burdensome and most cost-effective manner. Regulations will
be revised to address emerging food safety challenges,
streamlined to remove excessively prescriptive regulations,
and updated to be made consistent with hazard analysis and
critical control point principles. To assist small entities
to comply with food safety requirements, the Food Safety
and Inspection Service will continue to collaborate with
other USDA agencies and State partners in the enhanced
small business outreach program.
Conservation
USDA will continue to focus on implementing the conservation
programs authorized in the 2008 Farm Bill. Over the past
year, the Natural Resources Conservation Service (NRCS) has
promulgated 11 interim and proposed rules and has received
public comment on them. In 2010, NRCS will finalize these
rules which include the Conservation Stewardship Program
and the Environmental Quality Incentives Program.
Promoting Rural Development and Renewable Energy
USDA priority regulatory actions for the Rural Development
mission primarily relate to promulgating relations for
programs authorized by the 2008 Farm Bill, including the
Title 9 Energy programs and the Rural Micro-
Entrepreneurship Program. USDA has utilized Notices of
Funding Availability implement many of these programs in
Fiscal Year 2009. Regulations are needed to maintain them.
In addition, USDA needs to finalize the reform of its on-
going broadband access program through an interim rule that
will combine provisions of a proposed rule published in
2007 and changes in the program that were authorized in the
2008 Farm Bill.
USDA will continue to promote sustainable economic
opportunities to revitalize rural communities through the
purchase and use of renewable, environmentally friendly
biobased products through its BioPreferred Program
(formerly the Federal Biobased Product Preferred
Procurement Program). USDA will continue to designate
groups of biobased products to receive procurement
preference from Federal agencies and contractors. In
addition, USDA will finalize a rule establishing the
Voluntary Labeling Program for biobased products.
Trade Promotion, Market Development, Farm Loans, and Disaster
Assistance
USDA will work to ensure a strong U.S. agricultural system
through trade promotion, market development, farm income
support, disaster assistance, and farm loan programs. In
addition to the regulations already implemented, including
those pertaining to the eligibility for farm program
payments, the Farm Service Agency will issue new
regulations implementing disaster assistance programs to
compensate agricultural producers for production losses due
to natural disasters. Regulations will also be developed to
implement conservation loan programs intended to help
producers finance the construction of conservation
measures.
Other Regulatory Activities
USDA will work to facilitate a fair, competitive marketplace,
support the organic sector, and continue regulatory work to
protect the health and value of U.S. agricultural and
natural resources. USDA will promulgate regulations to
enhance enforcement of the Packers and Stockyards Act. USDA
will also finalize a rule specifying access to pasture
standards for organically raised ruminants. In addition,
USDA will amend regulations related to the importation of
nursery products and animals and animal products. Further,
USDA will propose specific standards for the humane
handling, care, treatment, and transportation of birds
under the Animal Welfare Act.
Reducing Paperwork Burden on Customers
USDA has made substantial progress in implementing the goal of the
Paperwork Reduction Act of 1995 to reduce the burden of information
collection on the public. To meet the requirements of the Government
Paperwork Elimination Act (GPEA) and the E-Government Act, agencies
across USDA are providing electronic alternatives to their
traditionally paper-based customer transactions. As a result, producers
increasingly have the option to electronically file forms and all other
documentation online. To facilitate the expansion of electronic
government, USDA implemented an electronic authentication capability
that allows customers to ``sign-on'' once and conduct business with all
USDA agencies. Supporting these efforts are ongoing analyses to
identify and eliminate redundant data collections and streamline
collection instructions. The end result of implementing these
initiatives is better service to our customers enabling them to choose
when and where to conduct business with USDA.
Major Regulatory Priorities
This document represents summary information on prospective significant
regulations as called for in Executive Order 12866. The following
agencies are represented in this regulatory plan, along with a summary
of their mission and key regulatory priorities for 2010:
Food and Nutrition Service
Mission: FNS increases food security and reduces hunger in partnership
with cooperating organizations by providing children and low-income
people access to food, a healthful diet, and nutrition education in a
manner that supports American agriculture and inspires public
confidence.
Priorities: In addition to responding to provisions of legislation
authorizing and modifying Federal nutrition assistance programs, FNS's
2010 regulatory plan supports the goal to ensure that all of
[[Page 64150]]
America's children have access to safe, nutritious and balanced meals
and its three related objectives:
Improve Access to Nutritious Food. This objective represents
FNS's efforts to improve nutrition by providing access to
program benefits (food consumed at home, school meals,
commodities) and distributing State administrative funds to
support program operations. To advance this objective, FNS
plans to finalize rules implementing provisions of the Farm
Security and Rural Investment Act of 2002 to simplify
program administration, support work, and improve access to
benefits in the Supplemental Nutrition Assistance Program
(SNAP) formerly the Food Stamp Program. FNS will continue
to improve SNAP administration by developing a rule to
implement provisions of the Food, Conservation, and Energy
Act of 2008 that address eligibility, certification,
employment, and training issues. An interim rule
implementing provisions of the Child Nutrition and WIC
Reauthorization Act of 2004 to establish automatic
eligibility for homeless children for school meals further
supports this objective.
Promote Healthier Eating Habits and Lifestyles. This objective
represents FNS's efforts to improve the diets of its
clients through nutrition education, and to ensure that
program benefits meet appropriate standards to effectively
improve nutrition for program participants. In support of
this objective, FNS plans to propose rules updating the
nutrition standards in the school meals programs; implement
the SNAP nutrition education provisions of the Food,
Conservation, and Energy Act of 2008; and establish
permanent rules for the Fresh Fruit and Vegetable Program
which currently operates in a select number of schools in
each State, the District of Columbia, Guam, Puerto Rico and
the Virgin Islands.
Improve Nutrition Assistance Program Management and Customer
Service. This objective represents FNS's ongoing commitment
to maximize the accuracy of benefits issued, maximize the
efficiency and effectiveness of program operations, and
minimize participant and vendor fraud. In support of this
objective, FNS plans to finalize rules in the Child and
Adult Care Food Program (CACFP) and the Special
Supplemental Nutrition Program for Women, Infants and
Children Program (WIC) to improve program management and
prevent vendor fraud. FNS will also finalize a rule to
improve the SNAP quality control process and propose a rule
to improve the SNAP retailer sanction process.
Food Safety and Inspection Service
Mission: The Food Safety and Inspection Service (FSIS) is responsible
for ensuring that meat, poultry, egg, and catfish products in
interstate and foreign commerce are wholesome, not adulterated, and
properly marked, labeled, and packaged.
Priorities: FSIS is committed to developing and issuing science-based
regulations intended to ensure that meat, poultry, egg, and catfish
products are wholesome and not adulterated or misbranded. FSIS
continues to review its existing authorities and regulations to
streamline excessively prescriptive regulations, to revise or remove
regulations that are inconsistent with the Agency's hazard analysis and
critical control point (HACCP) regulations, and to ensure that it can
address emerging food safety challenges. FSIS is also working with the
Food and Drug Administration (FDA) to better delineate the two
agencies' jurisdictions over various food products. Following are some
of the Agency's recent and planned initiatives:
Non-ambulatory Disabled Cattle. In March 2009, FSIS published a final
rule requiring that all cattle that become non-ambulatory disabled at
any time before slaughter, including those that become non-ambulatory
disabled after passing ante-mortem inspection, must be condemned and
properly disposed of. Under the previous regulations, FSIS inspection
personnel determined, on case by-case basis, the disposition of cattle
that became non-ambulatory disabled after they had passed ante-mortem
inspection. The final rule removed the provision for case-by-case
determination by FSIS inspection personnel.
Country of Origin Labeling. In March 2009, FSIS affirmed its August
2008 interim final rule requiring country-of-origin labeling (COOL) of
any meat or poultry product that is a ``covered commodity'' as defined
by the Agricultural Marketing Service (AMS) in the regulations set out
in AMS's January 2009 final rule on mandatory country-of-origin
labeling (COOL).
2008 Farm Bill-related Rulemakings. The 2008 Farm Bill, made several
amendments to statutes administered by FSIS and gave the Agency other
instructions. As a result, FSIS is developing new regulations to
implement: mandatory inspection for catfish; a program for interstate
shipment of State-inspected meat and poultry products; and recall
procedure and process control reassessment requirements for inspected
establishments.
Catfish Inspection. FSIS is developing regulations to
implement 2008 Farm Bill amendments of the FMIA (in Pub. L.
110-246, Sec. 11016) to make catfish amenable to the FMIA.
The regulations will define ``catfish'' and the scope of
coverage of the regulations to apply to establishments that
process catfish and catfish products. The regulations will
take into account the conditions under which the catfish
are raised and transported to a processing establishment.
Interstate shipment of State-inspected meat and poultry
products. FSIS is proposing regulations to implement a new
voluntary Federal-State cooperative inspection program
under which State-inspected establishments with 25 or fewer
employees would be eligible to ship meat and poultry
products in interstate commerce. State-inspected
establishments selected to participate in this program
would be required to comply with all Federal standards
under the FMIA and the PPIA. These establishments would
receive inspection services from State inspection personnel
that have been trained and certified to assist with
enforcement of the FMIA and PPIA. Meat and poultry products
produced under the program that have been inspected and
passed by selected State inspection personnel would bear a
Federal mark of inspection. Section 11015 of the 2008 Farm
Bill provides for the interstate shipment of State-
inspected meat and poultry products from selected
establishments and requires that FSIS promulgate
implementing regulations no later than 18 months from the
date of its enactment.
Notification, Documentation, and Recordkeeping Requirements
for Inspected Establishments. FSIS is proposing regulations
that will implement Sec. 11017 of the 2008 Farm Bill on
notification, documentation, and recordkeeping requirements
for inspected establishments. This section amends the FMIA
and PPIA to require establishments that are subject to
inspection under these Acts to promptly notify the Agency
when an adulterated or misbranded product received by or
originating from the
[[Page 64151]]
establishment has entered into commerce. Section 11017 also
requires establishments subject to inspection under the
FMIA and PPIA to prepare and maintain current procedures
for the recall of all products produced and shipped by the
establishment and document each reassessment of the
establishment's process control plans.
Revision of Egg Products Inspection Regulations. FSIS is
planning to propose requirements for federally inspected
egg product plants to develop and implement HACCP systems
and sanitation standard operating procedures. The Agency
will be proposing pathogen reduction performance standards
for egg products. Further, the Agency will be proposing to
remove requirements for FSIS approval of egg-product plant
drawings, specifications, and equipment before their use,
and to end the system for pre-marketing approval of
labeling for egg products.
Rulemakings in Support of the FSIS Public Health Information
System. To support its food safety inspection activities,
FSIS is developing the Public Health Information System
(PHIS). PHIS, which is user-friendly and Web-based, will
replace many of the Agency's current systems and automate
many business processes. Among the many other services it
will provide, PHIS will automate and streamline the export
and import application and certification processes. To
facilitate the implementation of these PHIS applications,
FSIS will propose to amend the meat, poultry products, and
egg products inspection regulations to provide for
electronic export and import application and certification
processes as alternatives to the current paper-based
systems for these certifications. The new electronic system
will enable the Agency to process an establishment's
application for export certification, verify that the
establishment and product meet the application and
certification requirements, approve the application, and
process the export certificate. The Agency is proposing the
export application and certification service as a
reimbursable service under Agricultural Marketing Act
authority.
Rulemaking to support control of Escherichia coli O157:H7.
FSIS will propose to require that any business that grinds
or chops raw beef products, including products that are
ground or chopped at the request of an individual consumer,
keep records that will fully and correctly disclose all
transactions involved in the business that are subject to
the FMIA. These records, such as grinding logs, provide
critical information about how, when, and where ground
product was prepared, shipped, received, stored, and
handled, and are essential to illness outbreak
investigations, recalls, and other public health activities
that FSIS conducts. Businesses that will be required to
comply with this proposed rule will be FSIS-inspected
establishments and retail facilities that grind or chop raw
beef products, including beef manufacturing trimmings
derived from cattle not slaughtered on site at the official
establishment or retail store. An FSIS-inspected
establishment that grinds or chops raw beef products
derived from cattle slaughtered at that same establishment
will be exempt from the requirements of the proposed rule.
Other Planned Initiatives:
Performance Standards for Ready-to-Eat Products. FSIS plans to finalize
a February 2001 proposed rule to establish food safety performance
standards for all processed ready-to-eat (RTE) meat and poultry
products and for partially heat-treated meat and poultry products that
are not ready-to-eat. The proposal also contained provisions addressing
post-lethality contamination of RTE products with Listeria
monocytogenes. In June 2003, FSIS published an interim final rule
requiring establishments to prevent L. monocytogenes contamination of
RTE products. The Agency is evaluating the effectiveness of this
interim final rule, which in 2004 was the subject of a regulatory
reform nomination to OMB. FSIS has carefully reviewed its economic
analysis of the interim final rule in response to this recommendation
and is planning to adjust provisions of the rule to reduce the
information collection burden on small businesses. FSIS is also
planning further action with respect to other elements of its 2001
proposal on performance standards for processed meat and poultry
products, based on quantitative risk assessments of target pathogens in
processed products.
FSIS plans to propose to amend the poultry products inspection
regulations to put in place a system in which the establishment sorts
the carcasses for defects, and the Agency verifies that the system is
under control and producing safe and wholesome product. The Agency
would propose to adopt performance standards, designed to ensure that
the establishments are carrying out slaughter, dressing, and chilling
operations in a manner that ensures no significant growth of pathogens.
The chilling performance standard would replace the requirement for
ready-to-cook poultry products to be chilled to 40 [deg]F or below
within certain time limits according to the weight of the dressed
carcasses. Poultry establishments would have to carry out slaughtering,
dressing, and chilling operations in a manner that ensures no
significant growth of pathogens.
FSIS is collaborating with the Food and Drug Administration in an
effort to rationalize the division of food protection responsibilities
between the two agencies and eliminate confusion over which agency has
jurisdiction over which kinds of products. The agencies are taking an
approach that involves considering how the meat or poultry ingredients
contribute to the characteristics and basic identity of food products.
Thus, FSIS plans to propose amending its regulations to exclude from
its jurisdiction cheese and cheese products prepared with less than 50
percent meat or poultry; breads, rolls, and buns prepared with less
than 50 percent meat or poultry; dried poultry soup mixes; flavor bases
and reaction/process flavors; pizza with meat or poultry; and salad
dressings prepared with less than 50 percent meat or poultry. FSIS also
plans to clarify that bagel dogs, natural casings, and closed-face meat
or poultry sandwiches are subject to the Agency's jurisdiction.
FSIS Small Business Implications:
The great majority of businesses regulated by FSIS are small
businesses. Some of the regulations listed above substantially affect
small businesses. Some rulemakings can benefit small businesses. For
example, the rule on interstate shipment of State-inspected products
will open interstate markets to some small State-inspected
establishments that previously could only sell their products within
State boundaries.
FSIS conducts a small business outreach program that provides critical
training, access to food safety experts, and information resources
(such as compliance guidance and questions and answers on various
topics) in forms that are uniform, easily comprehended, and consistent.
The Agency collaborates in this effort with other USDA agencies and
cooperating State partners. For example, FSIS makes plant owners and
[[Page 64152]]
operators aware of loan programs, available through USDA's Rural
Business and Cooperative programs, to help them in upgrading their
facilities. FSIS employees meet proactively with small and very small
plant operators to learn more about their specific needs and provide
joint training sessions for small and very small plants and FSIS
employees.
Agricultural Marketing Service
Mission: The Agricultural Marketing Service (AMS) provides marketing
services to producers, manufacturers, distributors, importers,
exporters, and consumers of food products. The AMS also manages the
government's food purchases, supervises food quality grading, maintains
food quality standards, and supervises the Federal research and
promotion programs.
Priorities: AMS priority items for the next year include a rulemaking
required as a result of passage of the 2008 Farm Bill and a final rule
for the National Organic Program.
Dairy Promotion and Research Program (Dairy Import Assessments). The
Dairy Production Stabilization Act of 1983 (Dairy Act) authorized USDA
to create a national producer program for dairy product promotion,
research, and nutrition education as part of a comprehensive strategy
to increase human consumption of milk and dairy products. Dairy farmers
fund this self-help program through a mandatory assessment on all milk
produced in the contiguous 48 States and marketed commercially. Dairy
farmers administer the national program through the National Dairy
Promotion and Research Board (Dairy Board).
The 2008 Farm Bill extended the program to include producers in Alaska,
Hawaii, and Puerto Rico who will pay an assessment of $0.15 per
hundredweight of milk production. Imported dairy products will be
assessed at $0.075 per hundredweight of fluid milk equivalent. AMS
published proposed regulations establishing the program in the May 19,
2009, Federal Register. The proposal had a 30-day comment period.
Comments received for this rule are currently under review. AMS expects
to publish a final rule early next year.
Access to Pasture. Since implementation of the NOP, some members of the
public have advocated for a more explicit regulatory standard on the
relationship between livestock, particularly dairy animals, and grazing
land. They have asserted the current regulatory language on access to
pasture for ruminants and temporary confinement based on an animal's
stage of production, when applied together, do not provide a uniform
requirement for the pasturing of ruminant animals that meet the
principles underlying an organic management system for livestock and
livestock products that consumers expect. AMS published a proposed rule
with a request for comment on October 24, 2008. The comment period
ended December 23, 2008. AMS received over 80,000 comments. Due to the
high volume of comments received, final action on this rule is not
expected before December 2009.
Animal and Plant Health Inspection Service
Mission: A major part of the mission of the Animal and Plant Health
Inspection Service (APHIS) is to protect the health and value of
American agricultural and natural resources. APHIS conducts programs to
prevent the introduction of exotic pests and diseases into the United
States and conducts surveillance, monitoring, control, and eradication
programs for pests and diseases in this country. These activities
enhance agricultural productivity and competitiveness and contribute to
the national economy and the public health. APHIS also conducts
programs to ensure the humane handling, care, treatment, and
transportation of animals under the Animal Welfare Act.
Priorities: With respect to animal health, APHIS is continuing work to
revise its regulations concerning bovine spongiform encephalopathy
(BSE) to provide a more comprehensive and universally applicable
framework for the importation of certain animals and products. In the
area of plant health, APHIS is in the midst of a revision to its
regulations for importing nursery stock (plants for planting) to better
address plant health risks associated with propagative material. APHIS
also plans to propose standards for the humane handling, care,
treatment, and transportation of birds covered under the Animal Welfare
Act.
Grain, Inspection, Packers and Stockyards Administration
Mission: The Grain Inspection, Packers and Stockyards Administration
facilitates the marketing of livestock, poultry, meat, cereals,
oilseeds, and related agricultural products and promotes fair and
competitive trading practices for the overall benefit of consumers and
American agriculture.
Priorities: GIPSA is continuing work that will finalize its August,
2007 proposed rule regarding the records that live poultry dealers must
furnish poultry growers, including requirements for the timing and
contents of poultry growing arrangements. The requirements contained in
the final rule are intended to help both poultry growers and live
poultry dealers by providing the growers with more information about
the poultry growing arrangement at an earlier stage.
In addition, GIPSA intends to propose a rule that will define practices
or conduct that are unfair, unjustly discriminatory, or deceptive, and/
or that represent the making or giving of an undue or unreasonable
preference or advantage, and ensure that producers and growers can
fully participate in any arbitration process that may arise related to
livestock or poultry contracts. This regulation is being proposed in
accordance with the authority granted to the Secretary by the Packers
and Stockyards Act of 1921 and with the requirements of Sections 11005
and 11006 of the 2008 Farm Bill.
Farm Service Agency
Mission: The Farm Service Agency's (FSA) mission is to stabilize farm
income; to assist owners and operators of farms and ranches to conserve
and enhance soil, water, and related natural resources; to provide
credit to new or existing farmers and ranchers who are temporarily
unable to obtain credit from commercial sources; and to help farm
operations recover from the effects of disaster, as prescribed by
various statutes.
Priorities: FSA's priority for 2009 will be to continue implementing
the 2008 Farm Bill. The 2008 Farm Bill, which was enacted on June 18,
2008, governs Federal farm programs through the 2012. New regulatory
actions include:
Disaster Assistance. The 2008 Farm Bill provides a set of
standing disaster assistance programs, including a new
revenue based program for supplemental agricultural
disaster assistance. These programs require completely new
regulations and revision of existing program regulations.
Biomass Crop Assistance Program. In addition, the 2008 Farm
Bill adds a new biomass crop assistance program that
supports the Administration's energy initiative to
accelerate the investment in and production of biofuels.
The program will provide financial assistance to
agricultural and forest land owners and operators
[[Page 64153]]
to establish and produce eligible crops, including woody
biomass, for conversion to bioenergy, and the collection,
harvest, storage, and transportation of eligible material
for use in a biomass conversion facility.
Farm Loan Programs. The 2008 Farm Bill also requires changes
to farm operating loans, down payment loans, and emergency
loans, including expanding to include socially
disadvantaged farmers, increasing loan limits, loan size,
funding targets, interest rates, and graduating borrowers
to commercial credit. In addition, it establishes a new
direct and guaranteed loan program to assist farmers in
implementing conservation practices. FSA will develop and
issue the regulations and make program funds available to
eligible clientele in as timely a manner as possible.
Natural Resources Conservation Service
Mission: The Natural Resources Conservation Service (NRCS) mission is
to provide leadership in a partnership effort to help America's private
land owners and managers conserve their soil, water, and other natural
resources.
Priorities: NRCS regulatory priorities for FY 2010 will be to finalize
the rules promulgated pursuant to the 2008 Farm Bill. The 2008 Farm
Bill, which was enacted on June 18, 2008, governs USDA conservation
programs through 2012. NRCS promulgated 11 interim and proposed
rulemakings pursuant to the 2008 Farm Bill, and received public comment
for each of the regulations. In order to provide certainty and clarity
for NRCS program participants, NRCS will address the public comments in
final rulemaking and make any necessary clarifications or adjustments
in response to those comments.
Among the programs authorized by the 2008 Farm Bill, the Conservation
Stewardship Program and Environmental Quality Incentives Program
represent a significant public investment in environmental improvement
and stewardship. The 2008 Farm Bill also re-authorized and expanded
several other financial assistance and conservation easement programs,
including the Agricultural Management Assistance program, the Farm and
Ranch Lands Protection Program, the Grasslands Reserve Program, the
Healthy Forests Reserve Program, the Regional Equity provisions, the
State Technical Committee, the Technical Service Provider Assistance
Initiative, the Wetlands Reserve Program, and the Wildlife Habitat
Incentives Program.
During FY 2009, NRCS promulgated an interim final rule to identify
Categorical Exclusions under the National Environmental Policy Act of
1970 to streamline delivery of projects funded by the American Recovery
and Reinvestment Act of 2009. NRCS plans to finalize the Categorical
Exclusion rule in response to public comments. Finally, NRCS intends to
promulgate a program for its ACES program to provide consistency with
how ACES is used by other agencies.
Rural Business-Cooperative Service
Mission: Promoting a dynamic business environment in rural America is
the goal of the Rural Business-Cooperative Service (RBS). Business
Programs works in partnership with the private sector and the
community-based organizations to provide financial assistance and
business planning, and helps fund projects that create or preserve
quality jobs and/or promote a clean rural environment. The financial
resources are often leveraged with those of other public and private
credit source lenders to meet business and credit needs in under-served
areas. Recipients of these programs may include individuals,
corporations, partnerships, cooperatives, public bodies, nonprofit
corporations, Indian tribes, and private companies. The mission of
Cooperative Program of RBS is to promote understanding and use of the
cooperative form of business as a viable organizational option for
marketing and distributing agricultural products.
Priorities: RBS's priority for 2009 will be to fully implement the 2008
Farm Bill. This includes promulgating regulations for Section 9003
(Biorefinery Assistance Program), Section 9004 (Repowering Assistance
Program) Section 9005 (Bioenergy program for Advanced Biofuels) and
Section 6022 (Rural Microentrepreneur Assistance Program). The Agency
has been administering Sections 9003 and 9004 through the use of
various Notices (Notices of Funds Availability and Contract Proposal),
rather than regulation. Revisions to Section 9007 (Rural Energy for
America Program) will be made to incorporate Energy Audits and
Renewable Energy Development Assistance and Feasibility Studies for
Rural Energy Systems as eligible grant purposes, as well as other Farm
Bill changes to the Section 9007 program. In addition, regulations for
the Business and Industry Guaranteed Loan Program will be revised to
reflect Farm Bill provisions relating to locally or regionally produced
agricultural food products. These rules will be developed to minimize
program complexity and burden on the public while enhancing program
delivery and Agency oversight.
Rural Utilities Service
Mission: To improve the quality of life in rural America by providing
investment capital for the deployment of critical rural utilities
telecommunications, electric and water and waste disposal
infrastructure. Financial assistance is provided to rural utilities;
municipalities; commercial corporations; limited liability companies;
public utility districts; Indian tribes; and cooperative, nonprofit,
limited-dividend, or mutual associations. The public-private
partnership which is forged between RUS and these industries results in
billions of dollars in rural infrastructure development and creates
thousands of jobs for the American economy.
Priorities: RUS' priority in 2010 is fulfilling the President's goal of
bringing affordable broadband to all rural Americans by continuing to
develop a final rule for the Broadband Loan Program, which was
authorized by the Farm Security and Rural Investment Act of 2002, P.L.
107-171, (2002 Farm Bill) and subsequently amended by the 2008 Farm
Bill. In May 2007, RUS published a proposed rule to improve the focus
and strengthen the financial stability of the program that was being
administered under regulations developed for the 2002 Farm Bill. Before
this proposed rule could be finalized the 2008 Farm Bill became law,
significantly changing the statutory requirements of the Broadband Loan
Program. Consequently, RUS now plans to publish an interim rule that
will combine the provisions of the proposed rule with the changes made
by the 2008 Farm Bill.
On February 17, 2009, President Obama signed the American Recovery and
Reinvestment Act of 2009 (Recovery Act) into law. The Recovery Act
expanded RUS's existing authority to make loans and provides new
authority to make grants to facilitate broadband deployment in rural
areas. RUS has been tasked with the time sensitive priority of
developing the regulation for this new authority. The Agency will,
however, also continue to develop a final rule for the Broadband
Program based upon change include in the 2008 Farm Bill.
Departmental Administration
Mission: Departmental Administration's mission is to provide management
leadership to ensure that
[[Page 64154]]
USDA administrative programs, policies, advice and counsel meet the
needs of USDA program organizations, consistent with laws and mandates;
and provide safe and efficient facilities and services to customers.
Priorities: In July 2009, USDA's Departmental Administration published
the proposed rule to establish a program to label eligible products
made from biobased feedstocks. As part of this rulemaking, USDA will be
accepting public comments through September 2009 on how to implement a
program that promotes the purchase of products made from agricultural
and forestry feedstocks. Once the public comment period is closed, USDA
will finalize the labeling regulation to allow manufacturers and
vendors of biobased products to display the label on their packaging
and marketing materials. Once completed, this regulation will implement
a section of the 2008 Farm Bill and will promote alternative uses of
agriculture and forest materials.
Aggregate Costs and Benefits
USDA will ensure that its regulations provide benefits that exceed
costs, but are unable to provide an estimate of the aggregated impacts
of its regulations. Problems with aggregation arise due to differing
baselines, data gaps, and inconsistencies in methodology and the type
of regulatory costs and benefits considered. In addition, aggregation
omits benefits and costs that cannot be reliably quantified, such as
improved health resulting from increased access to more nutritious
foods; higher levels of food safety; and increased quality of life
derived from investments in rural infrastructure. Some benefits and
costs associated with rules listed in the Regulatory Plan cannot
currently be quantified as the rules are still being formulated. For
2010, the Department's focus on Farm Bill and other regulations will be
to implement the changes in such a way as to provide benefits while
minimizing program complexity and regulatory burden for program
participants.
_______________________________________________________________________
USDA--Agricultural Marketing Service (AMS)
-----------
FINAL RULE STAGE
-----------
1. NATIONAL ORGANIC PROGRAM: ACCESS TO PASTURE
Priority:
Other Significant
Legal Authority:
7 USC 6501 et seq
CFR Citation:
7 CFR 205
Legal Deadline:
None
Abstract:
The National Organic Program (NOP) is administered by the Agricultural
Marketing Service (AMS). Under the NOP, AMS established national
standards for the production and handling of organically produced
agricultural products. Since implementation of the NOP, some members of
the public have advocated for a more explicit regulatory standard on
the relationship between livestock, particularly dairy animals, and
grazing land. They have asserted the current regulatory language on
access to pasture for ruminants and temporary confinement based on an
animal's stage of production, when applied together, do not provide a
uniform requirement for the pasturing of ruminant animals that meet the
principles underlying an organic management system for livestock and
livestock products that consumers expect. Comments received as a result
of the proposed rule will assist in determining the Agency's next steps
in rulemaking on this issue.
Statement of Need:
AMS has determined that current regulations regarding access to pasture
and the contribution of grazing to the diet of organically raised
livestock lack sufficient specificity and clarity to enable AMS to
efficiently administer the Program. Organic System Plans (OSPs) dealing
with livestock management reflect different application of existing
regulations and interpretations of requirements across Accredited
Certifying Agents (ACAs). AMS has received 11 complaints requesting
enforcement actions for alleged violations of the pasture provisions of
the NOP livestock standards.
Furthermore, over the period 1994 to 2005, the National Organic
Standards Board (NOSB) made six recommendations regarding access to the
outdoors for livestock, pasture, and conditions for temporary
confinement of animals. The NOSB process for the development of
recommendations consists of: (1) identification of a need by members of
the public, the NOSB, or the NOP; (2) development of a draft NOSB
recommendation; (3) public meeting notice published by the NOP on its
website and in the Federal Register; (4) solicitation of public
comments on the recommendation through regulations.gov and at the
NOSB's public meetings; (5) finalization of the recommendation; (6)
NOSB approval of the recommendation; and (7) NOSB referral to the
Secretary for the Secretary's consideration and any appropriate action
(e.g., rulemaking, policy development, guidance).
In response, on April 13, 2006, NOP published an Advanced Notice of
Proposed Rulemaking (ANPRM) (71 FR 19131) seeking input on the role of
pasture in the NOP regulations and what parts of the NOP regulations
should be amended to address the role of pasture in organic livestock
management.
More than 80,500 comments were received on the ANPRM. Support for
strict standards and greater detail on the role of pasture in organic
livestock production was nearly unanimous with just 28 of the comments
opposing changes to the pasture requirements. Organic consumers have
clearly stated in comments that they expect organic ruminants to graze
pasture and receive not less than 30 percent of their Dry Matter Intake
(DMI) needs from grazing. Nearly all of the over 80,500 comments were
received from consumers requesting regulations that would clearly
establish grazing as a primary source of nourishment. Approximately
80,250 of these comments were in a modified form letter. Many of these
consumers requested that grazing account for at least 30 percent of the
ruminant's DMI needs.
AMS published a proposed rule with a request for comment on October 24,
2008. The comment period ended December 23, 2008. AMS received more
than 80,000 comments. Due to the high volume of comments received,
final action on this rule is not expected before December 2009.
Summary of Legal Basis:
The NOP is authorized by the Organic Foods Production Act of 1990
(OFPA), as amended (7 U.S.C. section 6501 et. seq.). The AMS
administers the NOP. Under the NOP, AMS oversees national standards for
the production and handling of organically produced agricultural
products. This action is being taken by AMS to ensure that NOP
livestock production regulations have sufficient specificity and
clarity to enable AMS and accredited certifying agents to efficiently
administer the NOP
[[Page 64155]]
and to facilitate and improve compliance and enforcement. This action
is also intended to satisfy consumer expectations that ruminant
livestock animals graze pastures during the growing season.
Alternatives:
Alternatives to this proposed rulemaking are to: (1) Make no changes to
the existing regulations; (2) adopt a reduced pasturing period, such as
the 120-day minimum period recommended by the NOSB and some commenters;
or (3) adopt a three ruminants per acre stocking rate measure as
suggested by some commenters.
Anticipated Cost and Benefits:
Costs:
This action will increase the cost of production for producers who
currently do not pasture their animals and those producers who do not
manage their pastures at a sufficient level to provide at least 30
percent DMI. For organic slaughter stock producers, an increase in
costs might result in a greater volume of slaughter animals, at least
in the short term, entering the market driving down prices. Longer term
these increased costs could result in increased consumer prices unless
the increased costs are off set by reductions in other costs of
production. Other costs of production that could be expected to go down
are costs associated with producer harvest and purchase of feed and the
cost of herd health.
Benefits:
This final rule brings uniformity in application to the livestock
regulations; especially as they relate to the pasturing of ruminants.
This uniformity will create equitable, consistent, performance
standards for all ruminant livestock producers. Producers who currently
operate based on grazing will perceive a benefit because these
producers claim an economic disadvantage in competing with livestock
operations that do not provide pasture. This proposed rule would also
bring uniformity in application to the livestock regulations. This
uniformity in application will allow the ACAs and AMS to administer the
livestock regulations in a way that reflects consumer preferences
regarding the production of organic livestock and their products.
Commenters have clearly stated that they expect organic ruminants to
graze pasture and receive not less than 30 percent of their dry matter
needs from grazing. Because of this, it is crucial that consumer
expectations are met. This proposed rulemaking is intended to reflect
consumer expectations and producer perspectives. This action makes
clear what access to pasture means under the NOP.
Risks:
None.
Timetable:
_______________________________________________________________________
Action Date FR Cite
_______________________________________________________________________
ANPRM 04/13/06 71 FR 19131
ANPRM Comment Period End 06/12/06
NPRM 10/24/08 73 FR 63583
NPRM Comment Period End 12/23/08
Final Action 12/00/09
Regulatory Flexibility Analysis Required:
Yes
Small Entities Affected:
Businesses, Governmental Jurisdictions, Organizations
Government Levels Affected:
Federal, Local, State
Agency Contact:
Richard H. Mathews
Chief of Standards Development and Review Branch
Department of Agriculture
Agricultural Marketing Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720-3252
Fax: 202 205-7808
Email: richard.mathews@usda.gov
RIN: 0581-AC57
_______________________________________________________________________
USDA--AMS
2. NATIONAL DAIRY PROMOTION AND RESEARCH PROGRAM; FINAL RULE ON
AMENDMENTS TO THE ORDER
Priority:
Other Significant
Legal Authority:
7 USC 4501 to 4514; 7 USC 7401
CFR Citation:
7 CFR 1150
Legal Deadline:
Final, Statutory, September 19, 2008, Assessments on imported dairy
products must be implemented by deadline.
With the passage of Section 1507 in the 2008 Farm Bill, the Dairy Act
was amended to apply certain assessments to Alaska, Hawaii, the
District of Columbia, and the Commonwealth of Puerto Rico. The 2008
Farm Bill authorized the Secretary to issue regulations to implement
the mandatory dairy import assessment without providing a notice and
comment period. However, due to the interest of affected parties a
notice and comment period was provided.
Abstract:
The Dairy Act authorizes the Order for dairy product promotion,
research, and nutrition education as part of a comprehensive strategy
to increase human consumption of milk and dairy products and to reduce
milk surpluses. The program functions to strengthen the dairy
industry's position in the marketplace by maintaining and expanding
domestic and foreign consumption of fluid milk and dairy products.
Amendments to the Order are pursuant to the 2002 and 2008 Farm Bills.
The 2002 Farm Bill mandates that the Order be amended to implement an
assessment on imported dairy products to fund promotion and research.
The 2008 Farm Bill specifies a mandatory assessment rate of 7.5-cent
per hundredweight of milk, or equivalent thereof, on dairy products
imported into the United States. Additionally, in accordance with the
2008 Farm Bill, the term ``United States'' is the Dairy Act is amended
to mean all States, the District of Columbia, and the Commonwealth of
Puerto Rico. Producers in these areas will be assessed 15 cents per
hundredweight for all milk produced and marketed.
Statement of Need:
In response to the May 19, 2009 (74 FR 23359) proposed rule (National
Dairy Promotion and Research Program; Proposed Rule on Amendments to
the Order), AMS received 189 timely comments from consumers, dairy
producers, foreign governments, importers, exporters, manufacturers,
members of Congress, trade associations, and other interested parties.
The comments covered a wide range of topics, including 39 in opposition
to the proposal and 150 in support of the proposal. Opponents of the
proposal expressed concern over the lack of a referendum requirement
among those affected; default assessment rates; lack of ability to no
longer promote State-branded dairy products; lack of importer
organizations eligible to become a Qualified Program; disputed the
cost-benefit analysis for
[[Page 64156]]
importers and producers; and cited unreasonable importer paperwork and
record keeping burdens.
Proponents of the proposal expressed support for an expedited
implementation of the dairy import assessment; cited the enhanced
benefits both domestic producers and importers will receive as a result
of implementation; recommended new Harmonized Tariff Schedule codes;
use of a default assessment rate; recommended regular reporting of the
products and assessments on imports; and all thresholds for compliance
with U.S. trade obligations have been met.
AMS plans to issue a final rule implementing the dairy import
assessment in the near future. In response to the comments received and
after consultation with USTR, AMS is addressing, in the final rule,
referenda, alternative assessment rates, and compliance and enforcement
activity. All remaining changes are miscellaneous and minor in nature
in order to clarify regulatory text.
Summary of Legal Basis:
The National Dairy Promotion and Research Program (National Program) is
authorized under the authorized under the provisions of the Dairy
Production Stabilization Act of 1983 (7 U.S.C. 4501-4514), and the
Dairy Promotion and Research Order (7 CFR Part 1150). The Dairy
Programs unit of USDA's Agricultural Marketing Service has day--to--day
oversight responsibilities for the National Program.
Alternatives:
There are no alternatives, as this rulemaking is a matter of law based
on the 2002 and 2008 Farm Bills.
Anticipated Cost and Benefits:
Assessments to dairy producers under the Order are relatively small
compared to producer revenue. If dairy producers in Alaska, Hawaii, the
District of Columbia, and the Commonwealth of Puerto Rico had paid
assessments of $0.15 per hundredweight of milk marketed in 2007, it is
estimated that $1.1 million would have been paid. This is about 0.6
percent of the $192 million total value of milk produced and marketed
in these areas.
Benefits to producers in these areas are assumed to be similar to those
benefits received by producers of other U.S. geographical regions.
Cornell University has conducted an independent economic analysis of
the Program that is included in the annual report to Congress. Cornell
determined that from 1998 through 2007, each dollar invested in generic
dairy marketing by dairy farmers during the period would return between
$5.52 and $5.94, on average, in net revenue to farmers.
Assessments collected from importers under the National Program will be
relatively small compared to the value of dairy imports. If importers
had been assessed $0.075 per hundredweight, or equivalent thereof, for
imported dairy products in 2007 as specified in this rule, it is
estimated that less than $6.1 million would have been paid. This is
about 0.3 percent of the $2.4 billion value of the dairy products
imported in 2007.
Risks:
If the amendments are not implemented, USDA would be in violation of
the 2002 and 2008 Farm Bills.
Timetable:
_______________________________________________________________________
Action Date FR Cite
_______________________________________________________________________
NPRM 05/19/09 74 FR 23359
NPRM Comment Period End 06/18/09
Final Action 02/00/10
Regulatory Flexibility Analysis Required:
Yes
Small Entities Affected:
Businesses, Organizations
Government Levels Affected:
None
Agency Contact:
Whitney Rick
Promotion and Research Branch Chief
Department of Agriculture
Agricultural Marketing Service
1400 Independence Avenue SW
Washington, DC 20250
Phone: 202 720-6909
Fax: 202 720-0285
Email: whitney.rick@usda.gov
RIN: 0581-AC87
_______________________________________________________________________
USDA--Animal and Plant Health Inspection Service (APHIS)
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PROPOSED RULE STAGE
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3. ANIMAL WELFARE; REGULATIONS AND STANDARDS FOR BIRDS
Priority:
Other Significant
Legal Authority:
7 USC 2131 to 2159
CFR Citation:
9 CFR 1 to 3
Legal Deadline:
None
Abstract:
APHIS intends to establish standards for the humane handling, care,
treatment, and transportation of birds other than birds bred for use in
research.
Statement of Need:
The Farm Security and Rural Investment Act of 2002 amended the
definition of animal in the Animal Welfare Act (AWA) by specifically
excluding birds, rats of the genus Rattus, and mice of the genus Mus,
bred for use in research. While the definition of animal in the
regulations contained in 9 CFR part 1 has excluded rats of the genus
Rattus and mice of the genus Mus bred for use in research, that
definition has also excluded all birds (i.e., not just those birds bred
for use in research). In line with this change to the definition of
animal in the AWA, APHIS intends to establish standards in 9 CFR part 3
for the humane handling, care, treatment, and transportation of birds
other than those birds bred for use in research.
Summary of Legal Basis:
The Animal Welfare Act (AWA) authorizes the Secretary of Agriculture to
promulgate standards and other requirements governing the humane
handling, care, treatment, and transportation of certain animals by
dealers, research facilities, exhibitors, operators of auction sales,
and carriers and immediate handlers. Animals covered by the AWA include
birds that are not bred for use in research.
Alternatives:
To be identified.
Anticipated Cost and Benefits:
To be determined.
Risks:
Not applicable.
Timetable:
_______________________________________________________________________
Action Date FR Cite
_______________________________________________________________________
NPRM 01/00/10
NPRM Comment Period End 04/00/10
Regulatory Flexibility Analysis Required:
Yes
[[Page 64157]]
Small Entities Affected:
Businesses
Government Levels Affected:
Undetermined
Additional Information:
Additional information about APHIS and its programs is available on the
Internet at https://www.aphis.usda.gov.
Agency Contact:
Gerald Rushin
Veterinary Medical Officer, Animal Care
Department of Agriculture
Animal and Plant Health Inspection Service
4700 River Road, Unit 84
Riverdale, MD 20737-1234
Phone: 301 734-0954
RIN: 0579-AC02
_______________________________________________________________________
USDA--APHIS
4. BOVINE SPONGIFORM ENCEPHALOPATHY; IMPORTATION OF BOVINES AND BOVINE
PRODUCTS
Priority:
Other Significant
Legal Authority:
7 USC 450; 7 USC 1622; 7 USC 7701 to 7772; 7 USC 8301 to 8317; 21 USC
136 and 136a; 31 USC 9701
CFR Citation:
9 CFR 92 to 96; 9 CFR 98
Legal Deadline:
None
Abstract:
This rulemaking would amend the regulations regarding the importation
of bovines and bovine products. Under this rulemaking, countries would
be classified as either negligible risk, controlled risk, or
undetermined risk for bovine spongiform encephalopathy (BSE). Some
commodities would be allowed importation into the United States
regardless of the BSE classification of the country of export. Other
commodities would be subject to importation restrictions or
prohibitions based on the type of commodity and the BSE classification
of the country. The criteria for country classification and commodity
import would be closely aligned with those of the World Organization
for Animal Health.
Statement of Need:
We are proposing to amend the regulations after conducting a thorough
review of relevant scientific literature and a comprehensive evaluation
of the issues and concluding that the proposed changes would continue
to guard against the introduction of BSE into the United States, while
allowing the importation of additional animals and animal products into
this country.
Summary of Legal Basis:
Under the Animal Health Protection Act of 2002 (7 U.S.C. 8301 et seq.),
the Secretary of Agriculture is authorized to promulgate regulations to
prevent the introduction into the United States or dissemination of any
pest or disease of livestock.
Alternatives:
We could leave the current bovine regulations unchanged, but
maintaining the status quo would not provide an opportunity to apply
the latest scientific evidence to our BSE-related import conditions.
Another alternative--modifying the BSE regulations related to the
importation of bovines and bovine-derived products to precisely match
the OIE guidelines without allowing for modification deemed necessary
by APHIS--would not allow APHIS to independently interpret the
scientific literature or reflect current USDA regulations and policies.
Making no changes to the current regulations that govern the
importation of cervids and camelids would perpetuate an unnecessary
constraint on trade in those commodities, because cervids and camelids
pose an extremely low BSE risk.
Anticipated Cost and Benefits:
Undetermined.
Risks:
APHIS has concluded that the proposed changes would continue to guard
against the introduction of BSE into the United States.
Timetable:
_______________________________________________________________________
Action Date FR Cite
_______________________________________________________________________
NPRM 12/00/09
NPRM Comment Period End 02/00/10
Regulatory Flexibility Analysis Required:
Yes
Small Entities Affected:
Businesses
Government Levels Affected:
Federal
International Impacts:
This regulatory action will be likely to have international trade and
investment effects, or otherwise be of international interest.
Additional Information:
Additional information about APHIS and its programs is available on the
Internet at https://www.aphis.usda.gov.
Agency Contact:
Christopher Robinson
Senior Staff Veterinarian, Technical Trade Services, National Center
for Import and Export, VS
Department of Agriculture
Animal and Plant Health Inspection Service
4700 River Road, Unit 40
Riverdale, MD 20737-1231
Phone: 301 734-7837
RIN: 0579-AC68
_______________________________________________________________________
USDA--APHIS
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FINAL RULE STAGE
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5. IMPORTATION OF PLANTS FOR PLANTING; ESTABLISHING A NEW CATEGORY OF
PLANTS FOR PLANTING NOT AUTHORIZED FOR IMPORTATION PENDING RISK
ASSESSMENT (RULEMAKING RESULTING FROM A SECTION 610 REVIEW)
Priority:
Other Significant
Legal Authority:
7 USC 450; 7 USC 7701 to 7772; 7 USC 7781 to 7786; 21 USC 136 and 136a
CFR Citation:
7 CFR 319
Legal Deadline:
None
Abstract:
This action would establish a new category in the regulations governing
the importation of nursery stock, also known as plants for planting.
This category would list taxa of plants for planting whose importation
is not authorized pending risk assessment. We would allow foreign
governments to request that a pest risk assessment be conducted for a
taxon whose importation is not authorized pending risk evaluation.
After the pest risk assessment was completed, we would conduct
rulemaking to remove the
[[Page 64158]]
taxon from the proposed category if determined appropriate by the risk
assessment. We are also proposing to expand the scope of the plants
regulated in the plants for planting regulations to include non-
vascular plants. These changes would allow us to react more quickly to
evidence that a taxon of plants for planting may pose a pest risk while
ensuring that our actions are based on scientific evidence.
Statement of Need:
APHIS typically relies on inspection at a Federal plant inspection
station or port of entry to mitigate the risks of pest introduction
associated with the importation of plants for planting. Importation of
plants for planting is further restricted or prohibited only if there
is specific evidence that such importation could introduce a quarantine
pest into the United States. Most of the taxa of plants for planting
currently being imported have not been thoroughly studied to determine
whether their importation presents a risk of introducing a quarantine
pest into the United States. The volume and the number of types of
plants for planting have increased dramatically in recent years, and
there are several problems associated with gathering data on what
plants for planting are being imported and on the risks such
importation presents. In addition, quarantine pests that enter the
United States via the importation of plants for planting pose a
particularly high risk of becoming established within the United
States. The current regulations need to be amended to better address
these risks.
Summary of Legal Basis:
The Secretary of Agriculture may prohibit or restrict the importation
or entry of any plant if the Secretary determines that the prohibition
or restriction is necessary to prevent the introduction into the United
States of a plant pest or noxious weed (7 U.S.C. 7712).
Alternatives:
APHIS has identified one alternative to the approach we are
considering. We could prohibit the importation of all nursery stock
pending risk evaluation, approval, and notice-and-comment rulemaking,
similar to APHIS's approach to regulating imported fruits and
vegetables. This approach would lead to a major interruption in
international trade and would have significant economic effects on both
U.S. importers and U.S. consumers of plants for planting.
Anticipated Cost and Benefits:
Undetermined.
Risks:
In the absence of some action to revise the nursery stock regulations
to allow us to better address pest risks, increased introductions of
plant pests via imported nursery stock are likely, causing extensive
damage to both agricultural and natural plant resources.
Timetable:
_______________________________________________________________________
Action Date FR Cite
_______________________________________________________________________
NPRM 07/23/09 74 FR 36403
NPRM Comment Period End