Endangered and Threatened Species: Designation of Critical Habitat for Cook Inlet Beluga Whale, 63080-63095 [E9-28760]
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Proposed Rules
Federal Register
Vol. 74, No. 230
Wednesday, December 2, 2009
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SUPPLEMENTARY INFORMATION:
Dated: November 17, 2009.
Walter W. Kovalick Jr.,
Acting Regional Administrator, Region 5.
[FR Doc. E9–28677 Filed 12–1–09; 8:45 am]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 226
[Docket No. 090224232–91321–03]
RIN 0648–AX50
Endangered and Threatened Species:
Designation of Critical Habitat for Cook
Inlet Beluga Whale
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comment.
SUMMARY: We, the National Marine
Fisheries Service (NMFS), propose to
designate critical habitat for the Cook
Inlet beluga whale (Delphinapterus
leucas) distinct population segment
under the Endangered Species Act
(ESA). Two areas are proposed,
comprising 7,809 square kilometers
(3,016 square miles) of marine habitat.
We solicit comments from the public on
all aspects of the proposal.
DATES: Comments and information
regarding this proposed rule must be
received by close of business on
February 1, 2010. Requests for public
hearings must be made in writing and
received by January 19, 2010.
ADDRESSES: Send comments to Kaja
Brix, Assistant Regional Administrator,
Protected Resources, Alaska Region,
NMFS, ATTN: Ellen Sebastian. You may
submit comments, identified by ‘‘RIN
0648–AX50’’ by any one of the
following methods:
• Electronic submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal website at
https://www.regulations.gov.
• Mail: P.O. Box 21668, Juneau, AK,
99802–1668.
• Fax: 907–586–7557
• Hand deliver to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
All comments received are a part of
the public record and generally will be
posted to https://www.regulations.gov
without change. All Personal Identifying
Information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
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Information or otherwise sensitive or
protected information. NMFS will
accept anonymous comments (enter N/
A in the required fields, if you wish to
remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, WordPerfect, of Adobe
portable document file (PDF) format
only.
The proposed rule, maps, status
reviews, and other materials relating to
Cook Inlet beluga whales and this
proposal can be found on our Web site
at: https://www.fakr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Kaja
Brix, NMFS, Alaska Region, (907) 586–
7824; or Marta Nammack, NMFS, (301)
713–1401.
SUPPLEMENTARY INFORMATION:
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Rulemaking Background
We are responsible for determining
whether species, subspecies, or distinct
population segments (DPSs) are
threatened or endangered and for
designating critical habitat for these
species under the Endangered Species
Act (ESA) (16 U.S.C. 1531 et seq.). To
be considered for listing under the ESA,
a group of organisms must constitute a
‘‘species’’ which is defined in section 3
of the ESA to include ‘‘any subspecies
of fish or wildlife or plants, and any
distinct population segment of any
species of vertebrate fish or wildlife
which interbreeds when mature.’’ We
consider a group of organisms to be a
DPS for purposes of ESA listing when
it is both discrete from other
populations and significant to the
species to which it belongs (61 FR 4722;
February 7, 1996). We previously found
the Cook Inlet beluga whale population
segment to be reproductively,
genetically, and physically discrete from
the four other known beluga
populations in Alaska and significant
because it is in a unique ecological
setting for the taxon, and its loss would
result in a significant gap in the taxon’s
range. Following completion of a Status
Review of the Cook Inlet beluga whale
under the ESA, we published a
proposed rule to list this DPS as an
endangered species on April 20, 2007
(72 FR 19854). We subsequently
extended the date for final
determination on the proposed action
by 6 months, until October 20, 2008 (73
FR 21578), as provided for by the ESA
(section 4(b)(6)(B)(i)). We published a
Final Rule to list the Cook Inlet beluga
whale as an endangered species on
October 22, 2008 (73 FR 62919).
Initiating the process for designation of
critical habitat, we published an
Advance Notice of Proposed
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Rulemaking on April 14, 2009 (74 FR
17131).
We considered various alternatives to
the critical habitat designation for the
Cook Inlet beluga whale. The alternative
of not designating critical habitat for the
Cook Inlet beluga whale would impose
no economic, national security, or other
relevant impacts, but would not provide
any conservation benefit to the species.
This alternative is not .proposed
because such an approach does not meet
the legal requirements of the ESA and
would not provide for the conservation
of Cook Inlet beluga whale. The
alternative of designating all eligible
occupied habitat areas also was
considered and rejected because some
areas within the occupied range were
not considered to be critical habitat, and
did not contain the identified physical
or biological features that are essential
to the conservation of the Cook Inlet
beluga.
An alternative to designating critical
habitat within all eligible occupied
areas is the designation of critical
habitat within a subset of these areas.
Under section 4(b)(2) of the ESA, we
must consider the economic impacts,
impacts to national security, and other
relevant impacts of designating any
particular area as critical habitat. We
have the discretion to exclude any
particular area from designation as
critical habitat if the benefits of
exclusion (i.e., the impacts that would
be avoided if an area were excluded
from the designation) outweigh the
benefits of designation (i.e., the
conservation benefits to the Cook Inlet
beluga whale if an area were
designated), so long as exclusion of the
area will not result in extinction of the
species. Exclusion under section 4(b)(2)
of the ESA of one or more of the areas
considered for designation would
reduce the total impacts of designation.
The determination to exclude any
particular areas depends on our ESA
4(b)(2) analysis, which is described in
detail in the ESA 4(b)(2) analysis report.
Under this proposed rule (the preferred
alternative), we do not propose to
exclude any areas. The total estimated
economic impact associated with this
proposed rule is $157,000 to $472,000
(discounted at 7 percent) or $187,000 to
$571,000 (discounted at 3 percent). We
propose this alternative because it
results in a critical habitat designation
that provides for the conservation of the
Cook Inlet beluga whale, without
economic effects of sufficient
significance to warrant any exclusions
from that designation. Other areas
within their range did not contain the
identified physical or biological features
that are essential to the conservation of
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the Cook Inlet beluga. This alternative
also meets the requirements under the
ESA and our joint NMFS-USFWS
regulations concerning critical habitat.
Critical Habitat
Section 4(b)(2) of the ESA requires us
to designate critical habitat for
threatened and endangered species ‘‘on
the basis of the best scientific data
available and after taking into
consideration the economic impact, the
impact on national security, and any
other relevant impact, of specifying any
particular area as critical habitat.’’ This
section also grants the Secretary of
Commerce (Secretary) discretion to
exclude any area from critical habitat if
he determines ‘‘the benefits of such
exclusion outweigh the benefits of
specifying such area as part of the
critical habitat.’’ The Secretary’s
discretion is limited, as he may not
exclude areas that ‘‘will result in the
extinction of the species.’’
The ESA defines critical habitat under
section 3(5)(A) as: ‘‘(i) the specific areas
within the geographical area occupied
by the species, at the time it is listed
. . ., on which are found those physical
or biological features (I) essential to the
conservation of the species and (II)
which may require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed . . . upon a determination by
the Secretary that such areas are
essential for the conservation of the
species.’’
Once critical habitat is designated,
section 7 of the ESA requires Federal
agencies to ensure they do not fund,
authorize, or carry out any actions that
will destroy or adversely modify that
habitat. This requirement is additional
to the section 7 requirement that Federal
agencies ensure their actions do not
jeopardize the continued existence of
listed species.
Issues for Consideration and Evaluation
Section 4(a)(3) of the ESA requires us
to designate critical habitat for
threatened and endangered species. We
are currently proposing to designate
critical habitat for the Cook Inlet beluga
whale. We have considered a number of
issues in developing this proposed rule:
• What areas are occupied by the
species at the time of listing?
• What physical and biological
features are essential to the species’
conservation?
• Are those essential features ones
that may require special management
considerations or protection?
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• Are there any areas outside those
currently occupied that are ‘‘essential
for conservation?’’
• What economic, national security,
and other relevant impacts would result
from a critical habitat designation?
• What is the appropriate geographic
scale for weighing the benefits of
exclusion and benefits of designation?
• Will the exclusion of any particular
area from the critical habitat designation
result in the extinction of the species?
Answering these questions involves a
variety of considerations that we outline
below.
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Cook Inlet Beluga Whale Biology and
Habitat Use
The beluga whale is a small, toothed
whale in the family Monodontidae, a
family it shares with only the narwhal.
Belugas are also known as ‘‘white
whales’’ because of the white coloration
of the adults. The beluga whale is a
northern hemisphere species that
inhabits fjords, estuaries, and shallow
water of Arctic and subarctic oceans.
Five distinct stocks of beluga whales are
currently recognized in Alaska: Beaufort
Sea, eastern Chukchi Sea, eastern Bering
Sea, Bristol Bay, and Cook Inlet. The
Cook Inlet population is numerically the
smallest of these, and is the only one of
the five Alaskan stocks occurring south
of the Alaska Peninsula in waters of the
Gulf of Alaska.
A detailed description of the biology
of the Cook Inlet beluga whale may be
found in the Proposed Listing Rule (72
FR 19854; April 20, 2007). Belugas
generally occur in shallow, coastal
waters, and while some populations
make long seasonal migrations, Cook
Inlet belugas reside in Cook Inlet year
round. Data from satellite tagged whales
documented that Cook Inlet belugas
concentrate in the upper Inlet at rivers
and bays in the summer and fall, and
then tend to disperse into deeper waters
moving to mid Inlet locations in the
winter. The Traditional Ecological
Knowledge (TEK) of Alaska Natives and
systematic aerial survey data document
a contraction of the summer range of
Cook Inlet belugas over the last 2
decades of the twentieth century. While
belugas were once abundant and
frequently sighted in the lower Inlet
during summer, they are now primarily
concentrated in the upper Inlet. This
constriction is likely a function of a
reduced population seeking the highest
quality habitat that offers the most
abundant prey, most favorable feeding
topography, the best calving areas, and
the best protection from predation. An
expanding population would likely use
the lower Inlet more extensively.
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While mating is assumed to occur
sometime between late winter and early
spring, there is little information
available on the mating behavior of
belugas. Most calving in Cook Inlet is
assumed to occur from mid-May to midJuly (Calkins, 1983), although Native
hunters have observed calving from
April through August (Huntington,
2000). Newborn calves have been
observed in mid-to-late July. Alaska
Natives described calving areas as the
northern side of Kachemak Bay in April
and May, off the mouths of the Beluga
and Susitna rivers in May, and in
Chickaloon Bay and Turnagain Arm
during the summer (Huntington, 2000).
The warmer waters from these
freshwater sources may be important to
newborn calves during their first few
days of life (Katona et al., 1983; Calkins,
1989). Surveys conducted from 2005 to
2007 in the upper Inlet by LGL, Inc.,
documented neither localized calving
areas nor a definitive calving season,
since calves were encountered in all
surveyed locations and months (AprilOctober) (McGuire et al., 2008). The
warmer, fresher coastal waters may also
be important areas for belugas’ seasonal
summer molt.
Cook Inlet belugas are opportunistic
feeders and feed on a wide variety of
prey species, focusing on specific
species when they are seasonally
abundant. Pacific eulachon are an
important early spring food resource for
beluga whales in Cook Inlet, as
evidenced by the stomach contents of a
beluga hunted near the Susitna River in
April 1998 that was filled exclusively
with eulachon (NMFS unpubl. data).
These fish first enter the upper Inlet in
April, with two major spawning
migrations occurring in the Susitna
River in May and July. The early run is
estimated at several hundred thousand
fish and the later run at several million
(Calkins, 1989).
In the summer, as eulachon runs
begin to diminish, belugas rely heavily
on several species of salmon as a
primary prey resource. Beluga whale
hunters in Cook Inlet reported one
whale having 19 adult king salmon in
its stomach (Huntington, 2000). NMFS
(unpubl. data) reported a 14 foot 3 inch
(4.3 m) male with 12 coho salmon,
totaling 61.5 lbs (27.9 kg), in its
stomach.
The seasonal availability of energyrich prey such as eulachon, which may
contain as much as 21 percent oil
(Payne et al., 1999), and salmon are very
important to the energetics of belugas
(Abookire and Piatt, 2005; Litzow et al.,
2006). Native hunters in Cook Inlet have
stated that beluga whale blubber is
thicker after the whales have fed on
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eulachon than in the early spring prior
to eulachon runs. In spring, the whales
were described as thin with blubber
only 2–3 inches (5–8 cm) thick
compared to the fall when the blubber
may be up to 1 ft (30 cm) thick
(Huntington, 2000). Eating such fatty
prey and building up fat reserves
throughout spring and summer may
allow beluga whales to sustain
themselves during periods of reduced
prey availability (e.g., winter) or other
adverse impacts by using the energy
stored in their blubber to meet
metabolic needs. Mature females have
additional energy requirements. The
known presence of pregnant females in
late March, April, and June (Mahoney
and Shelden, 2000; Vos and Shelden,
2005) suggests breeding may be
occurring in late spring into early
summer. Calves depend on their
mother’s milk as their sole source of
nutrition, and lactation lasts up to 23
months (Braham, 1984), though young
whales begin to consume prey as early
as 12 months of age (Burns and Seaman,
1986). Therefore, the summer feeding
period is critical to pregnant and
lactating belugas. Summertime prey
availability is difficult to quantify.
Known salmon escapement numbers
and commercial harvests have
fluctuated widely throughout the last 40
years; however, samples of harvested
and stranded beluga whales have shown
consistent summer blubber thicknesses.
In the fall, as anadromous fish runs
begin to decline, belugas again return to
consume the fish species found in
nearshore bays and estuaries. This
includes cod species as well as other
bottom-dwellers such as Pacific
staghorn sculpin and flatfishes, such as
starry flounder and yellowfin sole. This
change in diet in the fall is consistent
with other beluga populations known to
feed on a wide variety of food. Pacific
staghorn sculpin are commonly found
nearshore in bays and estuaries on
sandy substrate (Eschmeyer et al., 1983).
Flatfish are typically found in very
shallow water and estuaries during the
warm summer months and move into
deeper water in the winter as coastal
water temperatures cool (though some
may occur in deep water year-round)
(Morrow, 1980).
The available information indicates
that Cook Inlet belugas continue to
move within the Inlet during the winter
months. They concentrate in deeper
waters in mid Inlet past Kalgin Island,
with occasional forays into the upper
Inlet, including the upper ends of Knik
and Turnagain Arms. While the beluga
whales move into the mid Inlet during
the winter, ice cover does not appear to
limit their movements. Their winter
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distribution does not appear to be
associated with river mouths, as it is
during the warmer months. The spatial
dispersal and diversity of winter prey
likely influence the wider beluga winter
range throughout the mid and lower
Inlet.
There is obvious and repeated use of
certain habitats by Cook Inlet beluga
whales. Intensive aerial abundance
surveys conducted in June and July
since 1993 have consistently
documented high use of Knik Arm,
Turnagain Arm, Chickaloon Bay and the
Susitna River delta areas of the upper
Inlet. Ninety-six to one hundred percent
of all belugas sighted during these
surveys were in the upper Inlet near
Anchorage (Rugh et al., in review). The
high use of these areas by belugas is
further supported by data from satellite
tagging studies.
The range of Cook Inlet belugas has
been previously defined as the waters of
the Gulf of Alaska north of 58.0° N. and
freshwater tributaries to these waters
based on then-available scientific data
(65 FR 34590, May 31, 2000; MMPA
Sec. 216.15(g); 76 FR 62919, Oct. 22,
2008). There are few beluga sightings in
the Gulf of Alaska outside Cook Inlet. In
the 1970s and 1980s, beluga sightings
occurred across much of the northern
and central parts of Cook Inlet, but in
the 1990s the summer distribution
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narrowed to primarily the northernmost
portions of Cook Inlet. More of the Inlet
was used by beluga whales during the
spring, summer, and fall during the
1970s and 1980s than is presently used.
However, because sightings continue to
occur over the entire described range,
we consider the present range of this
DPS to be occupied habitat. The present
range of the listed Cook Inlet beluga is
limited to Cook Inlet waters north of a
line from Cape Douglas to Cape
Elizabeth (Figure 1).
Proposed Critical Habitat
After considering comments received
in response to the Advance Notice of
Proposed Rulemaking (74 FR 17131;
April 14, 2009), sighting reports,
satellite telemetry data, TEK, scientific
papers and other research, the biology
and ecology of the Cook Inlet DPS of
beluga whales, and information
indicating the presence of one or more
of the identified PCEs within certain
areas of their range, we have identified
the ‘‘specific areas’’ within the
geographical area occupied by the Cook
Inlet beluga whale to be proposed as
critical habitat. We propose to designate
critical habitat within the following
areas (Figure 1).
Area 1: Area 1 encompasses 1,918
square kilometers (741 sq. mi.) of Cook
Inlet northeast of a line from the mouth
of Threemile Creek (61° 08.5′ N., 151°
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04.4′ W.) to Point Possession (61° 02.1′
N., 150° 24.3′ W.). This area is bounded
by the Municipality of Anchorage, the
Matanuska-Susitna Borough, and the
Kenai Peninsula borough. The area
contains shallow tidal flats, river
mouths or estuarine areas, and is
important as foraging and calving
habitats. Mudflats and shallow areas
adjacent to medium and high flow
accumulation streams may also provide
for other biological needs, such as
molting or escape from predators
(Shelden et al., 2003). Area 1 also has
the highest concentrations of belugas
from spring through fall as well as the
greatest potential for adverse impact
from anthropogenic threats.
Many rivers in Area 1 habitat have
large eulachon and salmon runs. Two
such rivers in Turnagain Arm, Twentymile River and Placer River, are visited
by belugas in early spring, indicating
the importance of eulachon runs for
beluga feeding. Beluga use of upper
Turnagain Arm decreases in the summer
and then increases again in August
through the fall, coinciding with the
coho salmon run. Early spring (March to
May) and fall (August to October) use of
Knik Arm is confirmed by studies by
Funk et al. (2005). Intensive summer
feeding by belugas occurs in the Susitna
delta area, Knik Arm and Turnagain
Arm.
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Whales regularly move into and out of
Knik Arm and the Susitna delta (Hobbs
et al., 2000; Rugh et al., 2004). The
combination of satellite telemetry data
and long-term aerial survey data
demonstrate beluga whales use Knik
Arm 12 months of the year, often
entering and leaving the Arm on a daily
basis (Hobbs et al., 2005; Rugh et al.,
2005, 2007). These surveys demonstrate
intensive use of the Susitna delta area
(from the Little Susitna River to Beluga
River) and Chickaloon Bay (Turnagain
Arm) with frequent large scale
movements between the delta area, Knik
Arm and Turnagain Arm. During annual
aerial surveys conducted by NMML in
June-July, up to 61 percent of the whales
sighted in Cook Inlet were in Knik Arm
(Rugh et al., 2000, 2005). The
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Chickaloon Bay area also appears to be
used by belugas throughout the year.
Belugas are particularly vulnerable to
impacts in Area 1 due to their high
seasonal densities and the biological
importance of the area. Because of their
intensive use of this area (e.g., foraging,
nursery, predator avoidance), activities
that restrict or deter use of or access to
Area 1 habitat could reduce beluga
calving success, impair their ability to
secure prey, and increase their
susceptibility to predation by killer
whales. Activities that reduce
anadromous fish runs could also
negatively impact beluga foraging
success, reducing their fitness, survival,
and recovery. Furthermore, the
tendency for belugas to occur in high
concentrations in Area 1 habitat
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predisposes them to harm from such
events as oil spills.
Area 2: Area 2 consists of 5,891
square kilometers (2,275 square miles)
of less concentrated spring and summer
beluga use, but known fall and winter
use areas. It is located south of Area 1,
north of a line at 60° 25.0’ N., and
includes nearshore areas south of 60°
25.0’ N. along the west side of the Inlet
and Kachemak Bay on the east side of
the lower inlet.
Area 2 is largely based on dispersed
fall and winter feeding and transit areas
in waters where whales typically occur
in smaller densities or deeper waters. It
includes both near and offshore areas of
the mid and upper Inlet, and nearshore
areas of the lower Inlet. Due to the role
of this area as probable fall feeding
areas, Area 2 includes Tuxedni,
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Chinitna, and Kamishak Bays on the
west coast and a portion of Kachemak
Bay on the east coast. Winter aerial
surveys (Hansen, 1999) sighted belugas
from the forelands south, with many
observations around Kalgin Island.
Based on tracking data, Hobbs et al.
(2005) document important winter
habitat concentration areas reaching
south of Kalgin Island.
Belugas have been regularly sighted at
the Homer Spit and the head of
Kachemak Bay, appearing during spring
and fall of some years in groups of 10–
20 individuals (Speckman and Piatt,
2000). Belugas have also been common
at Fox River Flats, Muddy Bay, and the
northwest shore of Kachemak Bay
(NMFS unpubl. data), sometimes
remaining in Kachemak Bay all summer
(Huntington, 2000).
Dive behavior indicates beluga whales
make relatively deeper dives (e.g., to the
bottom) and are at the surface less
frequently in Area 2, and hence are less
frequently observed (Hobbs et al., 2005).
It is believed these deep dives are
associated with feeding during the fall
and winter months (NMFS unpubl.
data). The combination of deeper dives,
consistent use of certain areas, and
stomach content analyses indicate that
belugas whales are actively feeding in
these areas. Hence, deeper mid Inlet
habitats may be important to the winter
survival and recovery of Cook Inlet
beluga whales.
Physical and Biological Features
Essential for Conservation
ESA section 3(5)(A)(i) defines critical
habitat to include those ‘‘specific areas
within the geographical area occupied
by the species at the time it is listed . . .
on which are found those physical or
biological features . . . (I) essential to
the conservation of the species and (II)
which may require special management
considerations or protection.’’ Joint
NMFS/FWS regulations for listing
endangered and threatened species and
designating critical habitat at section 50
CFR 424.12(b) state that the agency
‘‘shall consider those physical and
biological features that are essential to
the conservation of a given species and
that may require special management
considerations or protection’’ (also
referred to as ‘‘Essential Features’’ or
‘‘Primary Constituent Elements’’).
Pursuant to the regulations, such
requirements include, but are not
limited to, the following: (1) Space for
individual and population growth, and
for normal behavior; (2) food, water, air,
light, minerals, or other nutritional or
physiological requirements; (3) cover or
shelter; (4) sites for breeding,
reproduction, rearing of offspring,
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germination, or seed dispersal; and (5)
habitats that are protected from
disturbance or are representative of the
historic geographical and ecological
distributions of a species. These
regulations go on to emphasize that the
agency shall focus on essential features
within the specific areas considered for
designation. These features ‘‘may
include, but are not limited to, the
following: roost sites, nesting grounds,
spawning sites, feeding sites, seasonal
wetland or dryland, water quality or
quantity, geological formation,
vegetation type, tide, and specific soil
types.’’
Scientific research, direct observation,
and TEK indicate fish are the primary
prey species of the Cook Inlet beluga
whale, and that certain species are
especially important. This importance
may be due to feeding strategies of the
whales, physical attributes of the prey
(e.g., size), the caloric value of the prey,
the availability of the prey, and the lifehistory aspects of the whales, among
other considerations. Two fish species
that are highly utilized by Cook Inlet
beluga whales are king or Chinook
salmon and Pacific eulachon. Both of
these species are characterized as
having very high fat content, returning
to the upper Inlet early in the spring,
and having adult (spawning) returns
which occupy relatively narrow
timeframes during which large
concentrations of fish may be present at
or near the mouths of tributary streams.
Analysis of stomach contents and
research of fatty acid signatures within
beluga blubber indicate the importance
of other species of fish and invertebrates
to the diets of these whales. The most
prominent of these are other Pacific
salmon (sockeye, chum, and coho),
Pacific cod, walleye pollock, saffron
cod, and yellowfin sole. Beluga whales
are also known to feed on a wide variety
of vertebrate and invertebrate prey
species. However, the aforementioned
fish species occupy a prominent role in
their foraging and energetic budgets and
are considered essential to the beluga
whale’s conservation.
NMFS research has considered the
distribution of the Cook Inlet beluga
whale and its correlations with
behavior, habitat function, and physical
parameters (Goetz et al., 2007). While
these whales are highly mobile and
capable of ranging over a large portion
of Cook Inlet on a daily basis, in fact
they commonly occupy very discrete
areas of the Inlet, particularly during
summer months. These areas are
important feeding habitats, whose value
is due to the presence of certain species
of prey within the site, the numbers of
prey species within the site, and the
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physical aspects of the site which may
act to concentrate prey or otherwise
facilitate feeding strategy. In upper Cook
Inlet, beluga whales concentrate
offshore from several important salmon
streams and appear to use a feeding
strategy which takes advantage of the
bathymetry in the area. The channels
formed by the river mouths and the
shallow waters act as a funnel for
salmon as they move past waiting
belugas. Dense concentrations of prey
may be essential to beluga whale
foraging. Hazard (1988) hypothesized
that beluga whales were more successful
feeding in rivers where prey were
concentrated than in bays where prey
were dispersed. Fried et al. (1979) noted
that beluga whales in Bristol Bay fed at
the mouth of the Snake River, where
salmon runs are smaller than in other
rivers in Bristol Bay. However, the
mouth of the Snake River is shallower,
and hence may concentrate prey.
Research on beluga whales in Bristol
Bay suggests these whales preferred
certain streams for feeding based on the
configuration of the stream channel
(Frost et al., 1983). This study theorized
beluga whales’ feeding efficiencies
improve in relatively shallow channels
where fish are confined or concentrated.
Bathymetry and fish density may be
more important than sheer numbers of
fish in beluga feeding success. Although
beluga whales do not always feed at the
streams with the highest runs of fish,
proximity to medium to high flow river
systems is also an important descriptor
in assigning importance to feeding
habitats. Research has found beluga
distribution in Cook Inlet is
significantly greater near mudflats and
medium and high flow accumulation
rivers. (These waters were categorized
in Goetz et al. (2007) using a digital
elevation model, similar to drainage
basins. A complete list of these waters
may be found on the NMFS website
https://www.fakr.noaa.gov/.) Beluga
whales are seldom observed near small
flow tributaries.
Cook Inlet beluga whales are preyed
upon by killer whales, their only known
natural predator. We have received
reports of killer whales throughout Cook
Inlet, and have responded to several
instances of predation within Turnagain
Arm, near Anchorage.
Given the small population size of the
Cook Inlet beluga whales, predation
may have a significant effect on beluga
recovery. In addition to directly
reducing the beluga population, the
presence of killer whales in Cook Inlet
may also increase stranding events. We
consider killer whale predation to be a
potentially significant threat to the
conservation and recovery of these
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camouflage due to their shallow depths,
silt loads, and multiple channels.
Because of their importance in the
Cook Inlet beluga whale’s feeding
strategy, as predator escape terrain, and
in providing other habitat values, we
consider ‘‘mudflats,’’ identified here as
shallow and nearshore waters proximate
to certain tributary streams, to a be
physical feature essential to the
conservation of the Cook Inlet beluga
whale. Figure 2 presents the location of
this feature within Cook Inlet.
For purposes of describing and
locating this feature, and after
consultation with the author of the
model presented in Goetz et al. (2007),
we determined spatial extent of this
feature may best be described as being
within the 30–foot (9.1 m) depth
contour and within 5 miles (8.0 km) of
medium and high flow accumulation
rivers.
It appears Cook Inlet beluga whales
have lower levels of contaminants
stored in their bodies than other
populations of belugas. Because these
whales occupy the most populated and
developed region of the state, they must
compete with various anthropogenic
stressors, including pollution. These
whales often occur in dense
aggregations within small nearshore
areas, where they are predisposed to
adverse effects of pollution. Beluga
whales are apex predators, occupying
the upper levels of the food chain. This
predisposes them to illness and injury
by biomagnification of certain
pollutants. Another population of
beluga whales found in the Gulf of St.
Lawrence in Canada is characterized by
very high body burdens of
contaminants. There, high levels of
PCBs, DDT, Mirex, mercury, lead, and
indicators of hydrocarbon exposure
have been detected in belugas. These
substances are well-known for their
toxic effects on animal life and for
interfering with reproduction and
resistance to disease. Many of these
contaminants are transferred from
mother to calf through nursing.
Given present abundance levels, the
impact of any additional mortalities to
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whales. Beluga whales may employ
several defense strategies against killer
whale predation. One strategy is to
retreat to shallow estuaries too shallow
for the larger killer whales. These areas
might also provide acoustical
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the extinction risk for this DPS, the
sensitivity of beluga whales to certain
pollutants, their trophic position and
biomagnifications, the fact that large
numbers of Cook Inlet beluga whales
typically occupy very small habitats,
and that their range includes the most
populated and industrialized area of the
state, we consider water quality to be an
important aspect of their ecology, and
essential to their conservation within
both areas 1 and 2.
Cook Inlet beluga whales do not
occupy an extensive range, and are not
known to undertake migrations. Within
their occupied range, however, these
whales move freely and continuously.
The range of the Cook Inlet beluga
whale is neither biologically nor
physically uniform. It ranges between
shallow mudflats, glacial fjords, deep
waters with marine salinities, vegetated
shallows of predominantly freshwaters,
and areas of the upper Inlet in which
heavy ice scour, extreme tidal
fluctuations, high silt content, low
temperatures, and high turbidity work
to limit any intertidal or persistent
nearshore organisms. Beluga whales
have adapted here by utilizing certain
areas over time and space to meet their
ecological needs. While much remains
to be understood of their ecology and
basic life history, it is apparent a large
part of their movement and distribution
is associated with feeding. Feeding
habitat occurs near the mouths of
anadromous fish streams, coinciding
with the spawning runs of returning
adult salmon. These habitats may
change quickly as each species of
salmon, and often each particular river,
is characterized as having its individual
run timing. Calving habitat is poorly
described, but may depend on such
factors as temperatures, depths, and
salinities. Predator avoidance may be a
very important habitat attribute, and is
likely to exist only in shallows within
Turnagain and Knik Arms of the upper
Inlet. Causeways, dams, and nonphysical effects (e.g., noise) can interfere
with whale movements. It is essential to
the conservation of Cook Inlet beluga
whales that they have unrestricted
access within and between the critical
habitat areas.
Beluga whales are known to be among
the most adept users of sound of all
marine mammals, using sound rather
than sight for many important functions,
especially in the highly turbid waters of
upper Cook Inlet. Beluga whales use
sound to communicate, locate prey, and
navigate, and may make different
sounds in response to different stimuli.
Beluga whales produce high frequency
sounds which they use as a type of
sonar for finding and pursuing prey, and
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likely for navigating through ice-laden
waters. In Cook Inlet, beluga whales
must compete acoustically with natural
and anthropogenic sounds. Man-made
sources of noise in Cook Inlet include
large and small vessels, aircraft, oil and
gas drilling, marine seismic surveys,
pile driving, and dredging. The effects
of man-made noise on beluga whales
and associated increased ‘‘background’’
noises may be analogous to a human’s
reduced visual acuity when confronted
with heavy fog or darkness.
Anthropogenic noise above ambient
levels may cause behavioral reactions in
whales (harassment) or mask
communication between these animals.
The effects of harassment may also
include abandonment of habitat. At
louder levels, noise may result in
temporary or permanent damage to the
whales’ hearing. Empirical data exist on
the reaction of beluga whales to in-water
noise (harassment and injury
thresholds) but are lacking regarding
levels that might elicit more subtle
reactions such as avoiding certain areas.
Noise capable of killing or injuring
beluga whales, or that might cause the
abandonment of important habitats,
would be expected to have
consequences to this DPS in terms of
survival and recovery. We consider
‘‘quiet’’ areas in which noise levels do
not interfere with important life history
functions and behavior of these whales
to be an essential feature of this critical
habitat. This feature is found in both
areas 1 and 2.
Based on the best scientific data
available of the ecology and natural
history of Cook Inlet beluga whales and
their conservation needs, we have
determined the following physical or
biological features are essential to the
conservation of this species:
1. Intertidal and subtidal waters of
Cook Inlet with depths <30 feet (9.1 m)
(MLLW) and within 5 miles (8.0 km) of
high and medium flow accumulation
anadromous fish streams;
2. Primary prey species consisting of
four (4) species of Pacific salmon
(Chinook, sockeye, chum, and coho),
Pacific eulachon, Pacific cod, walleye
pollock, saffron cod, and yellowfin sole;
3. The absence of toxins or other
agents of a type or amount harmful to
beluga whales;
4. Unrestricted passage within or
between the critical habitat areas; and
5. Absence of in-water noise at levels
resulting in the abandonment of habitat
by Cook Inlet beluga whales.
All of these features are found or
identified within the areas proposed as
critical habitat.
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Critical Habitat Boundaries
NMFS’ ESA regulations relevant to
describing a geographical area and
‘‘specific areas’’ state that ‘‘each critical
habitat will be defined by specific limits
using reference points and lines as
found on standard topographic maps of
the area’’ (50 CFR 424.12). These
regulations require that we also identify
the state(s), county(ies), or other local
governmental units within which all or
part of the critical habitat is located.
However, the regulations note that such
political units typically would not
constitute the boundaries of critical
habitat. In addition, the regulations state
that ephemeral reference points (e.g.,
trees, sand bars) shall not be used in
defining critical habitat.
We have limited information on the
distribution and occurrence of Cook
Inlet beluga whales within tributary
waters of Cook Inlet. Traditional
Knowledge of Alaska Native hunters
tells us these whales have occurred
several miles up the Susitna and Beluga
Rivers in past years, and whales have
been observed above tidewater in the
Knik River at Turnagain Arm. We
propose critical habitat be bounded on
the upland by Mean Higher High Water
(MHHW) datum, the lower reaches of
certain important tributary waters
entering the Inlet, and the following
descriptions:
(1) Area 1. All marine waters of Cook
Inlet north of a line connecting Point
Possession (61.04° N., 150.37°. W) and
the mouth of Threemile Creek (61.0855°
N., 151.0440° W.), including waters of
the Susitna River south of 61.33.33 N
latitude, the Little Susitna River south
of 61.30° N. latitude, and the Chikaloon
River north of 60.8833° N. latitude.
(2) Area 2. All marine waters of Cook
Inlet south of a line connecting Point
Possession (61.04° N., 150.37° W.) and
the mouth of Threemile Creek (61.0855°
N., 151.0440° W.) and north of 60.25° N
latitude, including waters within 2
nautical miles (3.2 km) of MHHW along
the western shoreline of Cook Inlet
between 60.25° N. latitude and the
mouth of the Douglas River (59.04° N.,
153.45° W.); all waters of Kachemak Bay
east of 40.00 W longitude; and waters of
the Kenai River below the Warren Ames
bridge at Kenai, Alaska.
Special Management Considerations or
Protection
An occupied area may be designated
as critical habitat only if it contains
physical and biological features that
‘‘may require special management
considerations or protection.’’ It is
important to note the term ‘‘may require
special management considerations or
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protection’’ refers to the physical or
biological features, rather than the area
proposed as critical habitat. Neither the
ESA nor NMFS regulations define the
‘‘may require’’ standard. We interpret it
to mean that a feature may presently or
in the future require special
management considerations or
protection. 50 CFR 424.02(j) defines
‘‘special management considerations or
protection’’ to mean ‘‘any methods or
procedures useful in protecting physical
and biological features of the
environment for the conservation of
listed species.’’ We considered whether
the PCEs identified for Cook Inlet beluga
whales may require special management
considerations or protection. In our
initial determination, we considered
whether there is:
(a) Presently a negative impact on the
feature(s);
(b) A possible negative impact on the
feature in the future;
(c) Presently a need to manage the
feature(s); or
(d) A possible need to manage the
feature(s) in the future.
Intertidal and subtidal waters of Cook
Inlet with depths <30 feet (MLLW) and
within 5 miles (8.0 km) of high and
medium flow anadromous fish streams
support important beluga feeding
habitat because of their shallow depths
and bottom structure, which act to
concentrate prey and aid in feeding
efficiency by belugas. The physical
attributes of this PCE could be modified
or lost through filling, dredging, channel
re-alignment, dikes, and other
structures. Within navigable waters, the
Army Corps of Engineers has
jurisdiction over these actions and
structures and administers a permit
program under the Rivers and Harbors
Act and Clean Water Act. In establishing
these laws, it was the intent of the U.S.
Congress to regulate and manage these
activities. The Clean Water Act (CWA)
was created to restore and maintain the
chemical, physical, and biological
integrity of the Nation’s waters. Section
404 of the CWA regulates the discharge
of fill materials into these waters, noting
concerns with regard to water supplies,
shellfish beds, fishery areas, and
spawning and breeding areas. The intent
of Congress to protect these features
indicates that they may require special
management considerations or
protection.
Four (4) species of Pacific salmon
(Chinook, sockeye, chum, and coho),
Pacific eulachon, Pacific cod, walleye
pollock, saffron cod, and yellowfin sole
constitute the most important food
sources for Cook Inlet beluga whales as
identified through research and as held
by the traditional wisdom and
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knowledge of Alaska Natives who have
participated in the subsistence hunting
of these whales. Stomach analysis of
Cook Inlet beluga whales has found
these species constitute the majority of
consumed prey by weight during
summer/ice free periods. All of these
species are targeted by commercial
fisheries, and some are prized by sport
fishermen. The recognition of harm due
to overexploitation and the need for
continued management underlie the
efforts of the state and Federal
government to conserve these species.
The fisheries in state waters of Cook
Inlet are managed under various
management plans. In addition to
commercial fisheries, State plans
manage subsistence, sport, guided sport,
and personal use fisheries. Federal
fisheries management plans provide for
sustainable fishing in Federal waters of
lower Cook Inlet. These regulatory
efforts indicate that these four fish
species may require special
management considerations or
protection.
Cook Inlet is the most populated and
industrialized region of the state. Its
waters receive various pollutant loads
through activities that include urban
runoff, oil and gas activities (discharges
of drilling muds and cuttings,
production waters, treated sewage
effluent discharge, deck drainage),
municipal sewage treatment effluents,
oil and other chemical spills, fish
processing, and other regulated
discharges. The U.S. Environmental
Protection Agency (EPA) regulates many
of these pollutants, and may authorize
certain discharges under their National
Pollution Discharge Elimination System
(section 402 of the CWA). Management
of pollutants and toxins is necessary to
protect and maintain the biological,
ecological, and aesthetic integrity of
Cook Inlet’s waters. Accordingly,
ensuring the absence of toxins or other
agents of a type or amount harmful to
beluga whales may require special
management considerations or
protection.
Certain actions may have the effect of
reducing or preventing beluga whales
from freely accessing the habitat area
necessary for their survival. Dams and
causeways may create physical barriers,
while noise and other disturbance or
harassment might cause a behavior
barrier, whereby the whales reach these
areas with difficulty or, in a worst case,
abandon the affected habitat areas
altogether due to such stressors. Most
in-water structures would be managed
under several on-going Federal
regulatory programs (e.g., CWA).
Regulation for behavior barriers is less
clear. Any significant behavioral
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reaction with the potential to injure
whales may be prohibited under the
provisions of the ESA and MMPA.
However, it is unclear whether these
two acts could manage this proposed
feature in the absence of designation of
critical habitat and recognition of this
PCE. The unrestricted passage within or
between critical habitat areas may
require special management
considerations or protection.
We have discussed the importance of
sound to beluga whales, and concern for
man-made noise in their environment.
There exists a large body of information
on the effects of noise on beluga whales.
Research on captive animals has found
noise levels that result in temporary
threshold shifts in beluga hearing. Based
on this research and empirical data from
belugas in the wild, we have established
in-water noise levels that define when
these animals are harassed or injured.
We consider the threshold for acoustic
harassment to be 160 dB re: 1 μPa for
impulsive sounds (e.g., pile driving) and
120 dB re: 1 μPa for continuous noise.
No specific mechanisms presently
exist to regulate in-water noise, other
than secondarily through an associated
authorization. Even then, there is some
question whether the authorizing state,
local, or Federal agency has the
authority to regulate noise. Because of
the importance of the ability to use
sound to Cook Inlet beluga whales, the
absence of in-water noise at levels
harmful to the whales is an essential
feature that may require special
management considerations or
protection.
While these PCEs are currently
subject to the aforementioned regulatory
management, there remain additional
and unmet management needs owing to
the fact that none of these management
regimes is directed at the conservation
and recovery needs of Cook Inlet beluga
whales. This reinforces the finding that
each of the identified PCEs ‘‘may
require special management
considerations.’’
Areas Outside the Geographical Area
Occupied by the Species
Section 3(5)(A)(ii) of the ESA defines
critical habitat to include specific areas
outside the geographical area occupied
by the species only if the Secretary
determines them to be essential for the
conservation of the species. Section 3(3)
of the ESA defines conservation as ‘‘the
use of all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this Act
are no longer necessary.’’ NMFS’ ESA
regulations at 424.12(e) state that the
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agency ‘‘shall designate as critical
habitat areas outside the geographical
area presently occupied by a species
only when a designation limited to its
present range would be inadequate to
ensure the conservation of the species.’’
We are not proposing to designate any
areas not occupied at the time of listing
because any such areas are presently
unknown (if they exist), and the value
of any such habitat in conserving this
species cannot be determined.
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Activities That May be Affected by This
Action
Section 4(b)(8) of the ESA requires
that we describe briefly and evaluate, in
any proposed or final regulation to
designate critical habitat, those
activities that may destroy or adversely
modify such habitat, or that may be
affected by such designation. A wide
variety of activities may affect critical
habitat and, when carried out, funded,
or authorized by a Federal agency,
require consultation under section 7 of
the ESA. Such activities include: coastal
development; pollutant discharge;
navigational projects (dredging); bridge
construction; marine tidal generation
projects; marine geophysical research;
oil and gas exploration, development,
and production; Department of Defense
activities; and hydroelectric
development. We do not propose to
include in critical habitat any manmade
structures and the land on which they
rest within the described boundaries
that were in existence at the time of
designation. While these areas would
not be directly affected by designation,
they may be affected if a Federal action
associated with the area/structure (e.g.,
a discharge permit from the EPA) might
have indirect impacts to critical habitat.
Consistent with recent agency
guidance on conducting adverse
modification analyses, we will apply the
statutory provisions of the ESA,
including those in section 3 that define
‘‘critical habitat’’ and ‘‘conservation,’’ to
determine whether a proposed action
might result in the destruction or
adverse modification of critical habitat.
These activities are discussed further in
the following sections.
Impacts of Designation
ESA Section 4(b)(2) provides that ‘‘the
Secretary shall designate critical habitat
. . . on the basis of the best scientific
data available and after taking into
consideration the economic impact,
impact to national security, and any
other relevant impact of specifying any
particular area as critical habitat.’’ The
primary impact of a critical habitat
designation comes from the ESA section
7(a)(2) requirement that Federal
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agencies ensure their actions are not
likely to result in the destruction or
adverse modification of critical habitat.
Determining this impact is complicated
by the fact that section 7(a)(2) contains
the additional requirement that Federal
agencies must ensure their actions are
not likely to jeopardize the species’
continued existence. The true impact of
designation is the extent to which
Federal agencies modify their actions to
ensure their actions are not likely to
adversely modify the critical habitat–
beyond any modifications they would
make because of the listing and
requirement to avoid jeopardizing the
continued existence of the listed
species. Additional impacts of
designation include state and local
protections that may be triggered as a
direct result of designation, and benefits
that may arise from education of the
public to the importance of an area for
species conservation. We did not
identify state or local protections that
may be triggered by this proposed
designation, but have identified
educational benefits. We discuss
educational benefits in the ‘‘Benefits of
Designation’’ section below.
We have sought to predict the
incremental change in Federal agency
activities as a result of critical habitat
designation and the adverse
modification prohibition, beyond the
changes predicted to occur as a result of
the listing and the jeopardy prohibition,
to the fullest extent practicable, given
available information and scientific
knowledge. We examined the types of
activities that may be federally
authorized, funded, or undertaken that
have the potential to affect Cook Inlet
beluga whale critical habitat. We
identified several specific categories of
activities and/or economic sectors that
may affect Cook Inlet beluga critical
habitat and, therefore, would be subject
to ESA section 7’s adverse modification
requirements. These include: fishing
(commercial, sport, personal-use, and
subsistence), marine transportation
(vessel traffic, port development,
transshipment of goods, ferry and cruise
ship activity), energy (oil and natural
gas, coal, geothermal, wind, and tidal
generation), tourism/recreation, cultural
and social (Alaska Native access), largescale infrastructure (Knik Arm crossing,
highway and bridge retrofitting projects
along Turnagain Arm), public
education/science (environmental
education, public policy development,
and decision-making), national defense
(Fort Richardson and Elmendorf AFB),
and water quality management (waste
water discharges, municipal treatment
facilities, oil and other toxin spills).
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We next considered the range of
modifications we might recommend
during consultation on these activities
to avoid the destruction or adverse
modification of Cook Inlet beluga whale
critical habitat. A draft economic report
describes in detail the actions that may
be affected, the potential range of
modifications we might recommend for
those actions, and the estimate of
economic impacts that might result from
such changes (Entrix, 2009). The report
describes the likelihood of an ESA
section 7 consultation resulting in
changes to each type of action. This
report is available on the NMFS Alaska
Region Web site at https://
www.akr.noaa.gov/. We are soliciting
comments on our analysis of impacts
and their potential benefits and costs.
General Analytic Approach
To evaluate potential impacts of
designation, we first identified activities
or actions that may affect Cook Inlet
beluga whale critical habitat and,
therefore, be subject to ESA section 7
consultation. We then identified and
assessed the costs of the critical habitat
designation to each of these, as well as
any substantial benefits to recreation,
subsistence uses, education, and the
other sectors identified above.
When there were sufficient empirical
data and supporting information, we
used an incremental approach in
assessing the economic and other
impacts of the critical habitat
designation. When there was
insufficient information with which to
objectively disentangle impacts between
those occurring from the listing and
those occurring from the critical habitat
designation, we identified the impacts
as co-extensive. In other words, in those
situations, we identified all potential
costs and benefits resulting from section
7 consultation, regardless of whether
they are wholly and uniquely
attributable to ‘‘adverse modification’’
or whether they result from the
‘‘jeopardy’’ prohibition of section 7.
Next, based upon an extensive national
survey of U.S. Fish and Wildlife Service
(USFWS) section 7 consultations, we
apportioned the co-extensive impacts in
such a way as to isolate only those costs
attributable to critical habitat
designation. (In 2002, Industrial
Economics, Inc. (IEc.) reviewed the
consultation records from several U.S.
Fish & Wildlife Service field offices
across the country and analyzed the
administrative costs of such
consultations, based on data from the
Federal Government Schedule Rates,
Office of Personnel Management, 2007.
IEc. developed an algorithm to allocate
co-extensive costs between those that
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are attributable to the listing decision
and those that are attributable to the
critical habitat designation. NMFS
relied on that algorithm to similarly
apportion co-extensive impacts here.)
We allocated the impacts to each
critical habitat area. In considering
potential impacts for each area, we kept
in mind certain analytical limitations.
First, not all activity types are equally
likely to incur changes as a result of
ESA section 7 consultation within each
activity type. Second, estimates are
based on potential changes, so there is
a wide range of estimated impacts.
Third, in balancing the benefits of
designation against the benefits of
exclusion, we gave greater weight to
changes we considered ‘‘likely’’ or
‘‘potential,’’ than to changes we
considered ‘‘unlikely.’’
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Benefits of Designation
The primary benefit of designation is
that section 7 of the ESA requires all
Federal agencies to ensure their actions
are not likely to destroy or adversely
modify critical habitat. This is in
addition to the requirement that all
Federal agencies ensure their actions are
not likely to jeopardize the species’
continued existence. Another benefit of
designation is that it provides notice of
areas and features important to species
conservation, and information about the
types of activities that may reduce the
conservation value of the habitat, which
can be effective for education and
outreach.
In addition to the direct benefits of
critical habitat designation to the Cook
Inlet beluga whales, there will be
ancillary benefits. These other benefits
may be economic in nature, or they may
be expressed through beneficial changes
in the ecological functioning of Cook
Inlet. For example, an increase in the
beluga whale population could induce
growth of an active whale watching
industry sector, with benefits flowing to
a wide range of suppliers of support
goods and services (e.g., lodging,
restaurants, tourist services, marine
services). Another example could be the
resumption of traditional subsistence
harvests of beluga whales in Cook Inlet,
to the extent that designation of critical
habitat may result in the recovery of this
population to levels that would sustain
a harvest. This consequence would have
important social and cultural value. Yet
another example could be reduced
levels of pollution in Cook Inlet, with
associated benefits accruing to a suite of
ecological services, culminating in an
improved quality of life for Cook Inlet
residents and visitors, alike. With
sufficient information, it is possible to
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monetize many of the benefits of critical
habitat designation.
To determine the direct benefits of
critical habitat designation, we would
have to first quantify the ecological and
biological benefits accruing to the Cook
Inlet beluga whale population expected
from ESA section 7 consultation (for
example, the number of whales saved or
the increase in their longevity, health,
productivity, etc., deriving from
protection of critical habitat), and then
translate those benefit streams into
dollars (for example, using information
about society’s willingness-to-pay to
achieve these outcomes). For the
ancillary benefits, monetizing impacts
would require quantifying the effects of
critical habitat protection to these other
potential sources of benefits, and then
translating these impacts into
comparable (i.e., discounted present
value) dollars, employing the
appropriate rate of social time
preference, and projecting the schedule
at which benefits would accrue, over
time.
While conceptually achievable, we
are not aware of any such analysis
having been completed for Cook Inlet
beluga whales or their critical habitat. A
research project that intends to address
these specific issues for the Cook Inlet
beluga whale has been initiated by
researchers at NOAA’s Alaska Fisheries
Science Center. That research is in the
very early design and development
stage, with even preliminary results not
anticipated for, perhaps, several years.
ESA section 4(b)(2) requires us also to
consider impacts other than economic
impacts. These can be equally difficult
to monetize; for example, we lack
information to monetize the benefits to
national security from excluding certain
areas from the critical habitat
designation. Given the lack of
information that would allow us either
to quantify or monetize the benefits of
designating critical habitat, we have
determined the ‘‘qualitative
conservation benefits’’ of designating
each of the two particular areas
identified as critical habitat for Cook
Inlet beluga whales.
In determining the benefit of
designation for each area, we considered
a number of factors. We took into
account the physical and biological
features present in the area, the types of
human activities that may threaten these
features occurring in and/or adjacent to
the area, and the likelihood that
designation would lead to changes in
those activities, either because of an
ESA section 7 consultation or because of
the educational effect of designation.
We also considered that each area is
unique and supports a distinct and
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critical aspect of the whales’ life history.
This consideration is described in the
4(b)(2) preparatory analysis supporting
this proposed rule and summarized
above (Proposed Critical Habitat).
Designation of critical habitat in Area
1 is likely to improve the ability of an
ESA section 7 consultation to focus on
Cook Inlet nearshore areas, beluga prey
species, water quality, and passage
conditions, as essential biological
features of the whales’ habitat. As the
most industrialized and populated
region of the State, Area 1 receives high
volumes of waste discharge. Designation
of this area as critical habitat is likely to
improve the ability of a section 7
consultation to affect water quality
management activities, though we have
little information at this time to predict
what those actions may be, or how such
actions may be changed, as a result of
section 7 consultation. We believe
critical habitat designation will provide
significant conservation benefits to
beluga whales, particularly in Area 1,
because of its educational value for all
users of the upper Inlet. If we can
publicly highlight that the area is
‘‘critical habitat’’ for the whales, it will
strengthen the messages to all users,
whether industrial, municipal,
commercial, tribal, recreational, or
residential of their impacts upon, and
responsibility for, the upper-Inlet area.
Because Area 1 contains most of what
we consider high-value foraging habitat,
designation is likely to increase
awareness of this habitat value and the
need for special attention to issues that
might degrade, diminish, or otherwise
adversely impact this habitat.
Area 2 contains areas known to
provide foraging and overwintering
areas for Cook Inlet belugas, and is
generally more remote and less
intensively developed than Area 1.
Designation of critical habitat will
heighten public awareness of the
beluga’s use of, and dependence upon,
this habitat. It would also have many of
the benefits described for Area 1.
ESA Section 4(a)(3)(B)(i) Analysis
Section 4(a)(3)(B)(i) of the ESA
provides: ‘‘The Secretary shall not
designate as critical habitat any lands or
other geographic areas owned or
controlled by the Department of
Defense, or designated for its use, that
are subject to an integrated natural
resources management plan prepared
under section 101 of the Sikes Act (16
U.S.C. 670a), if the Secretary determines
in writing that such a plan provides
benefit to the species for which critical
habitat is proposed for designation.’’ In
response to the ANPR, we have received
a request from the U.S. Air Force to
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exempt Elmendorf Air Force Base
(EAFB) from the designated critical
habitat. The Air Force seeks this
exemption based on the existence of an
Integrated Natural Resource
Management Plan (INRMP), consistent
with Public Law 108–136. However,
because this military property extends
seaward to MHHW and we have not
proposed to designate as critical habitat
any tributary waters within the EAFB
areas covered by the INRMP, no
portions of the EAFB areas overlap with
the proposed critical habitat. Section
4(a)(3)(B)(i)’s exemption is therefore
unnecessary and inapplicable to those
areas. In the event that the proposed
critical habitat boundaries might change
in the final rule, we will evaluate this
request and the benefit of the Elmendorf
INRMP in providing for the
conservation of the Cook Inlet beluga
whale.
We have also considered exclusion
under ESA section 4(a)(3)(B)(i) for a
military live-fire practice range on Fort
Richardson, near Anchorage. The Eagle
River Flats range (ERF) provides
training in artillery such as mortars.
While the boundaries for the ERF (i.e.,
the MHHW line) do not overlap with the
proposed critical habitat, the firing
range includes the lower reaches of
Eagle River which could have been
included in the designation (similar to
the Susitna and Little Susitna Rivers).
Research by Fort Richardson has
documented beluga whale use,
including feeding behavior, within this
portion of Eagle River.
We have considered the INRMP for
Fort Richardson and whether that plan
provides benefit for the Cook Inlet
beluga whale. Based on our
consideration of these factors, we
conclude the Fort Richardson INRMP
provides benefits for the Cook Inlet
beluga whale and the exclusion of the
ERF is consistent with section
4(a)(3)(B)(i) of the ESA. Therefore, the
proposed designation does not include
any area within the ERF. However, areas
outside the area covered by the INRMP,
such as those areas outside of and
surrounding the ERF range, are not
subject to the exemption contained in
section 4(a)(3)(B)(i).
ESA Section 4(b)(2) Analysis
We have described the specific areas
that fall within the ESA section 3(5)
definition of critical habitat and that are
eligible for designation as critical
habitat. Section 4(b)(2) of the ESA
requires the Secretary to consider the
economic impact, impact on national
security, and any other relevant impact
of designation. The Secretary has the
discretion to exclude any particular area
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from designation if he determines the
benefits of exclusion outweigh the
benefits of designation of that particular
area, based upon best scientific and
commercial data. The Secretary may not
exclude an area from designation if
exclusion will result in the extinction of
the species. The authority to exclude
any particular area from the critical
habitat designation is discretionary.
To determine the ‘‘benefits of
excluding a particular area,’’ we
considered the previously-discussed
Federal activities that have the potential
to be changed, as a direct result of a
section 7 consultation and application
of the prohibition against destroying or
adversely modifying critical habitat. We
considered changes to those actions that
could potentially be required to avoid
destroying or adversely modifying
critical habitat, regardless of whether
the changes could also potentially be
required to avoid jeopardizing the
whales’ continued existence. When both
‘‘adverse modification’’ and ‘‘jeopardy’’
considerations were present, we
apportioned the respective shares of the
impacts of consultation, as described
above, in the discussion of our General
Analytic Approach. We also considered
economic benefits of excluding each
‘‘particular’’ area, and considered
national security benefits of excluding
particular areas, based on military
ownership, interests, or control.
ESA section 4(b)(2) does not specify a
method for the weighing process.
Agencies are frequently required to
balance benefits of regulations against
impacts. Executive Order (E.O.) 12866
most recently established this
requirement for Federal agency
regulation. Executive branch guidance
from the Office of Management and
Budget (OMB) suggests that benefits
should first be monetized (converted
into dollars). Benefits that cannot be
monetized should be quantified
(converted into units). Where benefits
can be neither monetized nor
quantified, agencies are to describe the
expected benefits (U.S. Office of
Management and Budget, Circular A–4,
September 17, 2003 (OMB, 2003)).
The draft economic report (Entrix,
2009) describes in detail, the actions
that may be affected and the estimate of
economic impacts that might result from
critical habitat designation.
Section 4(b)(2) of the ESA requires
that we balance the benefit of
designation against the benefit of
exclusion for each particular area. The
benefit to the species of designation
depends upon the conservation value of
the area, the seriousness of the threats
to that conservation value, and the
extent to which an ESA section 7
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consultation or the educational aspects
of designation will address those
threats. If a threat bears a closer
relationship to the destruction or
adverse modification prohibition of
section 7, we can begin to understand
and give weight to the incremental
benefit of designation, beyond the
protection provided by listing and the
jeopardy prohibition. We have
identified the anthropogenic threats that
face each area, and the likelihood that
the destruction or adverse modification
prohibition will enhance our ability to
address those threats. Based upon the
best available science, and the
Regulatory Impact Review (RIR)/4(b)(2)
preparatory analysis/Initial Regulatory
Flexibility Analysis (IRFA), we believe
designation of critical habitat will
enhance our ability to address many of
these threats, either through an ESA
section 7 consultation or through
ongoing public outreach and education.
Because some of these threats bear a
stronger relationship to adverse
modification than to jeopardy, we also
believe there is an incremental benefit
of designation beyond the protection
afforded by the jeopardy prohibition.
The benefit of designation also
depends on the conservation value of
the area. The habitat areas for Cook Inlet
beluga whales are unique and
irreplaceable. Each of the proposed
critical habitat areas supports a distinct
aspect of the whales’ life history, and
the conservation function of each area
complements the conservation function
of the other. Therefore, designation of
each critical habitat area benefits the
conservation function of the other area.
For all of the reasons discussed above,
we consider the benefit of designation of
each area (when taken in its entirety) to
be high. The benefit of exclusion of an
area depends on some of the same
factors – the likelihood of an ESA
section 7 consultation and the extent to
which an activity is likely to change,
either in response to critical habitat
designation, or as a result of that
consultation. As with the benefit of the
designation-side of the equation, if a
threat bears a closer relationship to the
adverse modification prohibition of
section 7, we can begin to understand
and give weight to the incremental cost
of designation (benefit of inclusion)
beyond the cost associated with listing
and the jeopardy prohibition. In
balancing the potential costs of
designation, we also considered the
nature of the threats and the relevance
of section 7’s destruction or adverse
modification prohibition to each threat.
Because adverse modification and
jeopardy bear an equally strong
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relationship to many activities, we gave
these costs of designation moderate
weight. We recognize that we have not
monetized (quantified) the costs that
may be associated with the education
benefit of designation.
Section 4(b)(2) requires consideration
of national security interests, in
addition to any economic factors.
Possible impacts to national security
due to designation of critical habitat
include: preventing, restricting, or
delaying training access to these sites;
restricting or delaying training
activities; and delaying response times
for troop deployments and overall
operations. The benefit of excluding
these particular areas may include that
the Department of Defense would only
be required to comply with the jeopardy
prohibition of ESA section 7(a)(2) and
not the adverse modification
prohibition. However, unless the areas
excluded include areas outside and
beyond the military properties, it is
possible that consultation would
continue to include impacts to critical
habitat, because of the requirement to
consider indirect, as well as direct
impacts.
Two military installations may be
affected by designation of critical
habitat for Cook Inlet beluga whales.
These are the Fort Richardson Army
Base and Elmendorf Air Force Base,
both located immediately adjacent to
the critical habitat Area 1. Additionally,
the Department of Defense has
operational issues associated with the
Port of Anchorage. The draft economic
report presents economic costs
associated with designation for the two
installations.
In response to the ANPR, we received
a request to delete the Port of Anchorage
(POA) from the proposed critical
habitat. The POA cites the designation
of the Port as a Strategic Military
Seaport by the Department of the
Army’s Military Surface and
Distribution Command as justification
for their request. We have requested
additional information from the POA
regarding this specific request for
inclusion in the final 4(b)(2) analysis,
but we do not propose this exclusion.
Therefore, at present, no finding has
been made on this request.
We did not identify other relevant
impacts of designation beyond
economic impacts and impacts on
national security.
At present, we believe that the
benefits of excluding any particular area
do not outweigh the benefits of
designating those areas as critical
habitat, given the endangered status of
the whales, the uniqueness of the
habitat, the fact that threats to habitat
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were a primary concern leading to our
endangered finding, and the fact that
designation will enhance the ability of
an ESA section 7 consultation to protect
the critical elements of this habitat.
Public Hearings
50 CFR 424.16(c)(3) requires the
Secretary to promptly hold at least one
public hearing if any person requests
one within 45 days of publication of a
proposed rule to designate critical
habitat. Such hearings provide the
opportunity for interested individuals
and parties to give opinions, exchange
information, and engage in a
constructive dialogue concerning this
proposed rule. We encourage the
public’s involvement in this matter.
Based on the level of past interest in
Federal actions concerning Cook Inlet
beluga whales, we intend to conduct at
least one public hearing. A notice of this
and any additional hearings will appear
in the Federal Register, local
newspapers, and on our website at least
2 weeks prior to the meeting.
Classifications
Clarity of the Rule
E.O. 12866 requires each agency to
write regulations and notices that are
easy to understand. We invite your
comments on how to make this
proposed rule easier to understand,
including answers to questions such as
the following: (1) Are the requirements
in the proposed rule clearly stated? (2)
Does the proposed rule contain
technical jargon that interferes with its
clarity? (3) Does the format of the
proposed rule (grouping and order of
the sections, use of headings,
paragraphing, etc.) aid or reduce its
clarity? (4) What else could we do to
make this proposed rule easier to
understand? You may send comments
on how we could make this proposed
rule easier to understand to one of the
addresses identified in the ADDRESSES
section.
Regulatory Planning and Review
In accordance with E.O. 12866, this
document is a significant rule and has
been reviewed by the OMB. As noted
above, we have prepared several reports
to support and assess the exclusion
process under section 4(b)(2) of the
ESA. The economic benefits and costs of
the proposed critical habitat
designations are described in our draft
economic report (i.e. RIR/4(b)(2)
preparatory analysis/IRFA).
Regulatory Flexibility Act (5 U.S.C. 601
et seq.)
Under the Regulatory Flexibility Act
(5 U.S.C. 601 et seq., as amended by the
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Small Business Regulatory Enforcement
Fairness Act (SBREFA) of 1996),
whenever an agency is required to
publish a notice of rulemaking for any
proposed or final rule, it must either
certify that the action is not likely to
result in significant adverse economic
impacts on a substantial number of
small entities; or it must prepare and
make available for public comment a
regulatory flexibility analysis that
describes the effects of the rule on small
entities (i.e., small businesses, small
organizations, and small government
jurisdictions). NMFS has prepared an
initial regulatory flexibility analysis
(IRFA) and this document is available
upon request or see our web site (see
ADDRESSES). This IRFA evaluates the
potential effects of the proposed critical
habitat designation on federally
regulated small entities. The reasons for
the action, a statement of the objectives
of the action, and the legal basis for the
proposed rule, are discussed earlier in
the preamble. A summary of the
analysis follows.
The small entities that may be directly
regulated by this action are those that
seek formal approval (e.g., a permit)
from, or are otherwise authorized by, a
Federal agency to undertake an action or
activity that ‘‘may affect’’ critical habitat
for the Cook Inlet beluga whale.
Submission by a small entity of such a
request for a Federal agency’s approval
would require that agency (i.e., the
‘action agency’) to consult with NMFS
(i.e., the ‘consulting agency’).
Consultations vary from simple to
highly complex, depending on the
specific facts of each action or activity
for which application is made.
Attributable costs are directly
proportionate to complexity. In the
majority of instances projected to take
place under the proposed critical habitat
designation, these costs are expected to
accrue solely to the Federal agencies
that are party to the consultation. In
only the most complex formal
consultations, a private sector applicant
might incur costs directly attributable to
the designation consultation process.
For example, if the formal consultation
concludes that the proposed activity is
likely to destroy or adversely modify
critical habitat, the applicant will have
to implement modifications to avoid
such effects. These modifications have
the potential to result in adverse
economic impacts, although they need
not necessarily do so.
An examination of the Federal
agencies with management,
enforcement, or other regulatory
authority over activities or actions
within, or immediately adjacent to, the
proposed critical habitat area, resulted
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in the following list: the Army Corps of
Engineers (COE), EPA, Minerals
Management Service (MMS), Maritime
Administration (MARAD), U.S. Coast
Guard (USCG), Department of Defense
(DOD), NOAA Fisheries Service
(NMFS), Federal Highway
Administration (FHWA), Federal Energy
Regulatory Commission (FERC), and
Federal Aviation Administration (FAA).
Activities or actions with a nexus to
each, and which may be expected to
require some level of consultation,
include: COE permits for structures and
work in waters of the United States;
EPA permitting of discharges under the
National Pollutant Discharge
Elimination System; MMS oil and gas
exploration and production permitting
in Federal waters of Cook Inlet; MARAD
permits for the Port of Anchorage
expansion; USCG permits for spill
response plans; DOD activities at the
Army’s Fort Richardson and Air Force’s
Elmendorf facilities; NMFS
authorizations of commercial fisheries,
and review of subsistence harvest
allowances; FHWA funding of highway
and bridge improvements along
Turnagain Arm; FERC permits for
turbine electrical generation projects
(wind and tidal); FAA permitting of
regional airport expansions and
development.
A 10-year ‘‘post-critical habitat
designation’’ analytical horizon was
adopted, during which time NMFS may
reasonably expect to consult on critical
habitat-related actions with one or more
of the action agencies identified above.
The majority of the consultations are
expected to be ‘‘informal’’ (we estimate
ninety percent of all consultations
would be informal). In each of these, no
adverse impacts would accrue to the
entity seeking a permit, authorization,
etc. The more complex and costly
‘‘formal’’ consultations are projected to
account for, perhaps, ten percent. Here,
NMFS and the Federal action agency
may develop alternatives that prevent
the likelihood that critical habitat will
be destroyed or adversely affected. The
extent to which these ‘‘formal’’
consultations will result in more than
de minimus third party costs, as well as
whether such third parties constitute
small entities for Regulatory Flexibility
Act purposes, cannot be predicted, a
priori. Often, no consultation will be
necessary, as all questions can be
resolved through the ‘‘technical
assistance’’ process.
We lack sufficient information to
estimate precisely the number of
consultations that may result in a
determination of destruction or adverse
modification to critical habitat.
However, on the basis of the underlying
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biological, oceanographic, and
ecological science used to identify the
PCEs that define critical habitat for the
Cook Inlet beluga whale, as well as the
foregoing assumptions, empirical data,
historical information, and accumulated
experience regarding human activity in
Cook Inlet, we believe that various
federally authorized activities have the
potential to ‘‘destroy or adversely
modify’’ Cook Inlet beluga whale critical
habitat. While we are unable to predict
in advance exactly which activities
might result in the destruction of
adverse modification of the proposed
critical habitat, we note that such
activities are restricted to those actions
impacting the identified essential
features, or PCEs. Importantly, however,
an action that may adversely affect a
PCE is not necessarily one that will
result in the destruction or adverse
modification of the proposed critical
habitat.
Executive Order 13211
On May 18, 2001, the President issued
an E.O. on regulations that significantly
affect energy supply, distribution, and
use. E.O. 13211 requires agencies to
prepare Statements of Energy Effects
when undertaking any action that
promulgates or is expected to lead to the
promulgation of a final rule or
regulation that (1) is a significant
regulatory action under E.O. 12866 and
(2) is likely to have a significant adverse
effect on the supply, distribution, or use
of energy.
NMFS has considered the potential
impacts of this action on the supply,
distribution, or use of energy and finds
the designation of critical habitat will
not have impacts that exceed the
thresholds identified above.
Unfunded Mandates Reform Act (2
U.S.C. 1501 et seq.)
In accordance with the Unfunded
Mandates Reform Act, we make the
following findings:
(a) This proposed rule will not
produce a Federal mandate. In general,
a Federal mandate is a provision in
legislation, statute or regulation that
would impose an enforceable duty upon
State, local, tribal governments, or the
private sector and includes both
‘‘Federal intergovernmental mandates’’
and ‘‘Federal private sector mandates.’’
These terms are defined in 2 U.S.C.
658(5)–(7). ‘‘Federal intergovernmental
mandate’’ includes a regulation that
‘‘would impose an enforceable duty
upon State, local, or tribal governments’’
with two exceptions. It excludes ‘‘a
condition of Federal assistance.’’ It also
excludes ‘‘a duty arising from
participation in a voluntary Federal
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63093
program,’’ unless the regulation ‘‘relates
to a then-existing Federal program
under which $500,000,000 or more is
provided annually to State, local, and
tribal governments under entitlement
authority,’’ if the provision would
‘‘increase the stringency of conditions of
assistance’’ or ‘‘place caps upon, or
otherwise decrease, the Federal
Government’s responsibility to provide
funding’’ and the State, local, or tribal
governments ‘‘lack authority’’ to adjust
accordingly. (At the time of enactment,
these entitlement programs were:
Medicaid; AFDC work programs; Child
Nutrition; Food Stamps; Social Services
Block Grants; Vocational Rehabilitation
State Grants; Foster Care, Adoption
Assistance, and Independent Living;
Family Support Welfare Services; and
Child Support Enforcement.)
‘‘Federal private sector mandate’’
includes a regulation that ‘‘would
impose an enforceable duty upon the
private sector, except (i) a condition of
Federal assistance; or (ii) a duty arising
from participation in a voluntary
Federal program.’’ The designation of
critical habitat does not impose a legally
binding duty on non-Federal
government entities or private parties.
Under the ESA, the only regulatory
effect is that Federal agencies must
ensure that their actions do not destroy
or adversely modify critical habitat
under section 7. While non-Federal
entities who receive Federal funding,
assistance, permits or otherwise require
approval or authorization from a Federal
agency for an action may be indirectly
impacted by the designation of critical
habitat, the legally binding duty to
avoid destruction or adverse
modification of critical habitat rests
squarely on the Federal agency.
Furthermore, to the extent that nonFederal entities are indirectly impacted
because they receive Federal assistance
or participate in a voluntary Federal aid
program, the Unfunded Mandates
Reform Act would not apply, nor would
critical habitat shift the costs of the large
entitlement programs listed above to
State governments.
(b) Due to the prohibition against the
take of this species both within and
outside of the designated areas, we do
not anticipate that this proposed rule
will significantly or uniquely affect
small governments. As such, a Small
Government Agency Plan is not
required.
Takings
In accordance with E.O. 12630, the
proposed rule does not have significant
takings implications. A takings
implication assessment is not required.
The designation of critical habitat
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Federal Register / Vol. 74, No. 230 / Wednesday, December 2, 2009 / Proposed Rules
affects only Federal agency actions.
Private lands do not exist within the
proposed critical habitat and therefore
would not be affected by this action.
Federalism
In accordance with E.O. 13132, this
proposed rule does not have significant
federalism effects. A federalism
assessment is not required. In keeping
with Department of Commerce policies,
we request information from, and will
coordinate development of, this
proposed critical habitat designation
with appropriate state resource agencies
in Alaska. The proposed designation
may have some benefit to state and local
resource agencies in that the areas
essential to the conservation of the
species are more clearly defined, and
the PCEs of the habitat necessary to the
survival of Cook Inlet beluga whale are
specifically identified. While making
this definition and identification does
not alter where and what federally
sponsored activities may occur, it may
assist local governments in long-range
planning (rather than waiting for caseby-case ESA section 7 consultations to
occur).
erowe on DSK5CLS3C1PROD with PROPOSALS-1
Civil Justice Reform
In accordance with E.O. 12988, the
Department of Commerce has
determined that this proposed rule does
not unduly burden the judicial system
and meets the requirements of sections
3(a) and 3(b)(2) of the Order. We are
proposing to designate critical habitat in
accordance with the provisions of the
ESA. This proposed rule uses standard
property descriptions and identifies the
PCEs within the designated areas to
assist the public in understanding the
habitat needs of the Cook Inlet beluga
whale.
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.)
This proposed rule does not contain
new or revised information collection
for which OMB approval is required
under the Paperwork Reduction Act.
This rule will not impose recordkeeping
or reporting requirements on State or
local governments, individuals,
businesses, or organizations. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
National Environmental Policy Act
NMFS has determined that an
environmental analysis as provided for
under the National Environmental
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Policy Act of 1969 for critical habitat
designations made pursuant to the ESA
is not required. See Douglas County v.
Babbitt, 48 F.3d 1495 (9th Cir. 1995),
cert. denied, 116 S.Ct. 698 (1996).
Government-to-Government
Relationship
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and agreements,
which differentiate tribal governments
from the other entities that deal with, or
are affected by, the Federal Government.
This relationship has given rise to a
special Federal trust responsibility
involving the legal responsibilities and
obligations of the United States toward
Indian Tribes and the application of
fiduciary standards of due care with
respect to Indian lands, tribal trust
resources, and the exercise of tribal
rights. E.O. 13175 - Consultation and
Coordination with Indian Tribal
Governments- outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests. Public Law 108–199 (2004),
codified in notes to 25 U.S.C.A. § 450,
requires all Federal agencies to consult
with Alaska Native corporations on the
same basis as Indian tribes under this
Executive Order.
NMFS has determined the proposed
designation of critical habitat for the
Cook Inlet beluga whale in Cook Inlet,
Alaska, would not have tribal
implications, nor affect any tribal
governments or Native corporations.
Although the Cook Inlet beluga whale
may be hunted by Alaska Natives for
traditional use or subsistence purposes,
none of the proposed critical habitat
areas occurs on tribal lands, affects
tribal trust resources, or the exercise of
tribal rights.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
website at https://www.fakr.noaa.gov/
and is available upon request from the
NMFS office in Juneau, Alaska (see
ADDRESSES section).
List of Subjects in 50 CFR Part 226
Endangered and threatened species.
Dated: November 24, 2009.
James W. Balsiger,
Acting Assistant Administrator for Fisheries,
National Marine Fisheries Service.
For the reasons set out in the
preamble, we propose to amend part
226, title 50 of the Code of Regulations,
as set forth below:
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PART 226—DESIGNATED CRITICAL
HABITAT
1. The authority citation of part 226
continues to read as follows:
Authority: 16 U.S.C. 1533.
2. Add a new § 226.220 as follows:
§ 226.220 Critical habitat for the Cook Inlet
beluga whale.
Critical habitat is designated in Cook
Inlet, Alaska, for the Cook Inlet beluga
whale as described in paragraphs (a)
and (b) of this section. The textual
description of this critical habitat is the
definitive source for determining the
critical habitat boundaries. General
location maps are provided for general
guidance purposes only, and not as a
definitive source for determining critical
habitat boundaries. Critical habitat does
not include manmade structures and the
land on which they rest within the
designated boundaries described in (a)
(1) and (a) (2) that were in existence as
of [Insert effective date of the FINAL
RULE].
(a) Critical Habitat Boundaries.
Critical habitat includes two specific
marine areas in Cook Inlet, Alaska.
These areas are bounded on the upland
by Mean Higher High Water (MHHW)
datum, other than the lower reaches of
three tributary rivers. Critical habitat
shall not extend into the tidallyinfluenced channels of tributary waters
of Cook Inlet, with the exceptions noted
in the descriptions of each critical
habitat area.
(1) Area 1. All marine waters of Cook
Inlet north of a line from the mouth of
Threemile Creek (61° 08.5’ N., 151° 04.4’
W.) connecting to Point Possession (61°
02.1’ N., 150° 24.3’ W.), including
waters of the Susitna River south of 61°
20.0’ N., the Little Susitna River south
of 61° 18.0’ N., and the Chikaloon River
north of 60° 53.0’ N.
(2) Area 2. All marine waters of Cook
Inlet south of a line from the mouth of
Threemile Creek (61° 08.5’ N., 151° 04.4’
W.) to Point Possession (61° 02.1’ N.,
150° 24.3’ W.), including waters within
2 nautical miles seaward of MHHW
along the western shoreline of Cook
Inlet between 60° 25’ N. and the mouth
of the Douglas River (59° 04’ N., 153°
46.0’ W.); all waters of Kachemak Bay
east of 151° 40.0’ W.; and waters of the
Kenai River below the Warren Ames
bridge at Kenai, Alaska.
(b) A map of the proposed critical
habitat for Cook Inlet beluga whale
follows.
E:\FR\FM\02DEP1.SGM
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(c) Primary constituent elements. The
primary constituent elements essential
to the conservation of Cook Inlet beluga
whales are:
(1) Intertidal and subtidal waters of
Cook Inlet with depths <30 feet (MLLW)
and within 5 miles of high and medium
flow anadromous fish streams.
(2) Primary prey species consisting of
four (4) species of Pacific salmon
(Chinook, sockeye, chum, and coho),
Pacific eulachon, Pacific cod, walleye
pollock, saffron cod, and yellowfin sole.
(3) The absence of toxins or other
agents of a type or amount harmful to
beluga whales.
(4) Unrestricted passage within or
between the critical habitat areas.
(5) The absence of in-water noise at
levels resulting in the abandonment of
habitat by Cook Inlet beluga whales.
[FR Doc. E9–28760 Filed 12–1–09; 8:45 am]
BILLING CODE 3510–22–S
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 635
[Docket No. 0907171140–91141–01]
RIN 0648–XQ38
Atlantic Highly Migratory Species;
2010 Atlantic Bluefin Tuna Quota
Specifications
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments; notice of public hearings.
SUMMARY: NMFS proposes 2010 fishing
year specifications for the Atlantic
bluefin tuna (BFT) fishery to set BFT
quotas for each of the established
domestic fishing categories. This action
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63095
is necessary to implement
recommendations of the International
Commission for the Conservation of
Atlantic Tunas (ICCAT), as required by
the Atlantic Tunas Convention Act
(ATCA), and to achieve domestic
management objectives under the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act). NMFS solicits
written comments and will hold public
hearings to receive oral comments on
these proposed actions.
DATES: Written comments must be
received on or before January 4, 2010.
The public hearing dates are:
1. December 14, 2009, 3 p.m. to 5
p.m., Silver Spring, MD.
2. December 15, 2009, 3 p.m. to 5
p.m., Gloucester, MA.
ADDRESSES: You may submit comments,
identified by ‘‘0648–XQ38’’, by any one
of the following methods:
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EP02DE09.040
erowe on DSK5CLS3C1PROD with PROPOSALS-1
Federal Register / Vol. 74, No. 230 / Wednesday, December 2, 2009 / Proposed Rules
Agencies
[Federal Register Volume 74, Number 230 (Wednesday, December 2, 2009)]
[Proposed Rules]
[Pages 63080-63095]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-28760]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 226
[Docket No. 090224232-91321-03]
RIN 0648-AX50
Endangered and Threatened Species: Designation of Critical
Habitat for Cook Inlet Beluga Whale
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comment.
-----------------------------------------------------------------------
SUMMARY: We, the National Marine Fisheries Service (NMFS), propose to
designate critical habitat for the Cook Inlet beluga whale
(Delphinapterus leucas) distinct population segment under the
Endangered Species Act (ESA). Two areas are proposed, comprising 7,809
square kilometers (3,016 square miles) of marine habitat. We solicit
comments from the public on all aspects of the proposal.
DATES: Comments and information regarding this proposed rule must be
received by close of business on February 1, 2010. Requests for public
hearings must be made in writing and received by January 19, 2010.
ADDRESSES: Send comments to Kaja Brix, Assistant Regional
Administrator, Protected Resources, Alaska Region, NMFS, ATTN: Ellen
Sebastian. You may submit comments, identified by ``RIN 0648-AX50'' by
any one of the following methods:
Electronic submissions: Submit all electronic public
comments via the Federal eRulemaking Portal website at https://www.regulations.gov.
Mail: P.O. Box 21668, Juneau, AK, 99802-1668.
Fax: 907-586-7557
Hand deliver to the Federal Building: 709 West 9th Street,
Room 420A, Juneau, AK.
All comments received are a part of the public record and generally
will be posted to https://www.regulations.gov without change. All
Personal Identifying Information (e.g., name, address) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
Confidential Business
[[Page 63081]]
Information or otherwise sensitive or protected information. NMFS will
accept anonymous comments (enter N/A in the required fields, if you
wish to remain anonymous). Attachments to electronic comments will be
accepted in Microsoft Word, WordPerfect, of Adobe portable document
file (PDF) format only.
The proposed rule, maps, status reviews, and other materials
relating to Cook Inlet beluga whales and this proposal can be found on
our Web site at: https://www.fakr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Kaja Brix, NMFS, Alaska Region, (907)
586-7824; or Marta Nammack, NMFS, (301) 713-1401.
SUPPLEMENTARY INFORMATION:
Rulemaking Background
We are responsible for determining whether species, subspecies, or
distinct population segments (DPSs) are threatened or endangered and
for designating critical habitat for these species under the Endangered
Species Act (ESA) (16 U.S.C. 1531 et seq.). To be considered for
listing under the ESA, a group of organisms must constitute a
``species'' which is defined in section 3 of the ESA to include ``any
subspecies of fish or wildlife or plants, and any distinct population
segment of any species of vertebrate fish or wildlife which interbreeds
when mature.'' We consider a group of organisms to be a DPS for
purposes of ESA listing when it is both discrete from other populations
and significant to the species to which it belongs (61 FR 4722;
February 7, 1996). We previously found the Cook Inlet beluga whale
population segment to be reproductively, genetically, and physically
discrete from the four other known beluga populations in Alaska and
significant because it is in a unique ecological setting for the taxon,
and its loss would result in a significant gap in the taxon's range.
Following completion of a Status Review of the Cook Inlet beluga whale
under the ESA, we published a proposed rule to list this DPS as an
endangered species on April 20, 2007 (72 FR 19854). We subsequently
extended the date for final determination on the proposed action by 6
months, until October 20, 2008 (73 FR 21578), as provided for by the
ESA (section 4(b)(6)(B)(i)). We published a Final Rule to list the Cook
Inlet beluga whale as an endangered species on October 22, 2008 (73 FR
62919). Initiating the process for designation of critical habitat, we
published an Advance Notice of Proposed Rulemaking on April 14, 2009
(74 FR 17131).
We considered various alternatives to the critical habitat
designation for the Cook Inlet beluga whale. The alternative of not
designating critical habitat for the Cook Inlet beluga whale would
impose no economic, national security, or other relevant impacts, but
would not provide any conservation benefit to the species. This
alternative is not .proposed because such an approach does not meet the
legal requirements of the ESA and would not provide for the
conservation of Cook Inlet beluga whale. The alternative of designating
all eligible occupied habitat areas also was considered and rejected
because some areas within the occupied range were not considered to be
critical habitat, and did not contain the identified physical or
biological features that are essential to the conservation of the Cook
Inlet beluga.
An alternative to designating critical habitat within all eligible
occupied areas is the designation of critical habitat within a subset
of these areas. Under section 4(b)(2) of the ESA, we must consider the
economic impacts, impacts to national security, and other relevant
impacts of designating any particular area as critical habitat. We have
the discretion to exclude any particular area from designation as
critical habitat if the benefits of exclusion (i.e., the impacts that
would be avoided if an area were excluded from the designation)
outweigh the benefits of designation (i.e., the conservation benefits
to the Cook Inlet beluga whale if an area were designated), so long as
exclusion of the area will not result in extinction of the species.
Exclusion under section 4(b)(2) of the ESA of one or more of the areas
considered for designation would reduce the total impacts of
designation. The determination to exclude any particular areas depends
on our ESA 4(b)(2) analysis, which is described in detail in the ESA
4(b)(2) analysis report. Under this proposed rule (the preferred
alternative), we do not propose to exclude any areas. The total
estimated economic impact associated with this proposed rule is
$157,000 to $472,000 (discounted at 7 percent) or $187,000 to $571,000
(discounted at 3 percent). We propose this alternative because it
results in a critical habitat designation that provides for the
conservation of the Cook Inlet beluga whale, without economic effects
of sufficient significance to warrant any exclusions from that
designation. Other areas within their range did not contain the
identified physical or biological features that are essential to the
conservation of the Cook Inlet beluga. This alternative also meets the
requirements under the ESA and our joint NMFS-USFWS regulations
concerning critical habitat.
Critical Habitat
Section 4(b)(2) of the ESA requires us to designate critical
habitat for threatened and endangered species ``on the basis of the
best scientific data available and after taking into consideration the
economic impact, the impact on national security, and any other
relevant impact, of specifying any particular area as critical
habitat.'' This section also grants the Secretary of Commerce
(Secretary) discretion to exclude any area from critical habitat if he
determines ``the benefits of such exclusion outweigh the benefits of
specifying such area as part of the critical habitat.'' The Secretary's
discretion is limited, as he may not exclude areas that ``will result
in the extinction of the species.''
The ESA defines critical habitat under section 3(5)(A) as: ``(i)
the specific areas within the geographical area occupied by the
species, at the time it is listed . . ., on which are found those
physical or biological features (I) essential to the conservation of
the species and (II) which may require special management
considerations or protection; and (ii) specific areas outside the
geographical area occupied by the species at the time it is listed . .
. upon a determination by the Secretary that such areas are essential
for the conservation of the species.''
Once critical habitat is designated, section 7 of the ESA requires
Federal agencies to ensure they do not fund, authorize, or carry out
any actions that will destroy or adversely modify that habitat. This
requirement is additional to the section 7 requirement that Federal
agencies ensure their actions do not jeopardize the continued existence
of listed species.
Issues for Consideration and Evaluation
Section 4(a)(3) of the ESA requires us to designate critical
habitat for threatened and endangered species. We are currently
proposing to designate critical habitat for the Cook Inlet beluga
whale. We have considered a number of issues in developing this
proposed rule:
What areas are occupied by the species at the time of
listing?
What physical and biological features are essential to the
species' conservation?
Are those essential features ones that may require special
management considerations or protection?
[[Page 63082]]
Are there any areas outside those currently occupied that
are ``essential for conservation?''
What economic, national security, and other relevant
impacts would result from a critical habitat designation?
What is the appropriate geographic scale for weighing the
benefits of exclusion and benefits of designation?
Will the exclusion of any particular area from the
critical habitat designation result in the extinction of the species?
Answering these questions involves a variety of considerations that
we outline below.
Cook Inlet Beluga Whale Biology and Habitat Use
The beluga whale is a small, toothed whale in the family
Monodontidae, a family it shares with only the narwhal. Belugas are
also known as ``white whales'' because of the white coloration of the
adults. The beluga whale is a northern hemisphere species that inhabits
fjords, estuaries, and shallow water of Arctic and subarctic oceans.
Five distinct stocks of beluga whales are currently recognized in
Alaska: Beaufort Sea, eastern Chukchi Sea, eastern Bering Sea, Bristol
Bay, and Cook Inlet. The Cook Inlet population is numerically the
smallest of these, and is the only one of the five Alaskan stocks
occurring south of the Alaska Peninsula in waters of the Gulf of
Alaska.
A detailed description of the biology of the Cook Inlet beluga
whale may be found in the Proposed Listing Rule (72 FR 19854; April 20,
2007). Belugas generally occur in shallow, coastal waters, and while
some populations make long seasonal migrations, Cook Inlet belugas
reside in Cook Inlet year round. Data from satellite tagged whales
documented that Cook Inlet belugas concentrate in the upper Inlet at
rivers and bays in the summer and fall, and then tend to disperse into
deeper waters moving to mid Inlet locations in the winter. The
Traditional Ecological Knowledge (TEK) of Alaska Natives and systematic
aerial survey data document a contraction of the summer range of Cook
Inlet belugas over the last 2 decades of the twentieth century. While
belugas were once abundant and frequently sighted in the lower Inlet
during summer, they are now primarily concentrated in the upper Inlet.
This constriction is likely a function of a reduced population seeking
the highest quality habitat that offers the most abundant prey, most
favorable feeding topography, the best calving areas, and the best
protection from predation. An expanding population would likely use the
lower Inlet more extensively.
While mating is assumed to occur sometime between late winter and
early spring, there is little information available on the mating
behavior of belugas. Most calving in Cook Inlet is assumed to occur
from mid-May to mid-July (Calkins, 1983), although Native hunters have
observed calving from April through August (Huntington, 2000). Newborn
calves have been observed in mid-to-late July. Alaska Natives described
calving areas as the northern side of Kachemak Bay in April and May,
off the mouths of the Beluga and Susitna rivers in May, and in
Chickaloon Bay and Turnagain Arm during the summer (Huntington, 2000).
The warmer waters from these freshwater sources may be important to
newborn calves during their first few days of life (Katona et al.,
1983; Calkins, 1989). Surveys conducted from 2005 to 2007 in the upper
Inlet by LGL, Inc., documented neither localized calving areas nor a
definitive calving season, since calves were encountered in all
surveyed locations and months (April-October) (McGuire et al., 2008).
The warmer, fresher coastal waters may also be important areas for
belugas' seasonal summer molt.
Cook Inlet belugas are opportunistic feeders and feed on a wide
variety of prey species, focusing on specific species when they are
seasonally abundant. Pacific eulachon are an important early spring
food resource for beluga whales in Cook Inlet, as evidenced by the
stomach contents of a beluga hunted near the Susitna River in April
1998 that was filled exclusively with eulachon (NMFS unpubl. data).
These fish first enter the upper Inlet in April, with two major
spawning migrations occurring in the Susitna River in May and July. The
early run is estimated at several hundred thousand fish and the later
run at several million (Calkins, 1989).
In the summer, as eulachon runs begin to diminish, belugas rely
heavily on several species of salmon as a primary prey resource. Beluga
whale hunters in Cook Inlet reported one whale having 19 adult king
salmon in its stomach (Huntington, 2000). NMFS (unpubl. data) reported
a 14 foot 3 inch (4.3 m) male with 12 coho salmon, totaling 61.5 lbs
(27.9 kg), in its stomach.
The seasonal availability of energy-rich prey such as eulachon,
which may contain as much as 21 percent oil (Payne et al., 1999), and
salmon are very important to the energetics of belugas (Abookire and
Piatt, 2005; Litzow et al., 2006). Native hunters in Cook Inlet have
stated that beluga whale blubber is thicker after the whales have fed
on eulachon than in the early spring prior to eulachon runs. In spring,
the whales were described as thin with blubber only 2-3 inches (5-8 cm)
thick compared to the fall when the blubber may be up to 1 ft (30 cm)
thick (Huntington, 2000). Eating such fatty prey and building up fat
reserves throughout spring and summer may allow beluga whales to
sustain themselves during periods of reduced prey availability (e.g.,
winter) or other adverse impacts by using the energy stored in their
blubber to meet metabolic needs. Mature females have additional energy
requirements. The known presence of pregnant females in late March,
April, and June (Mahoney and Shelden, 2000; Vos and Shelden, 2005)
suggests breeding may be occurring in late spring into early summer.
Calves depend on their mother's milk as their sole source of nutrition,
and lactation lasts up to 23 months (Braham, 1984), though young whales
begin to consume prey as early as 12 months of age (Burns and Seaman,
1986). Therefore, the summer feeding period is critical to pregnant and
lactating belugas. Summertime prey availability is difficult to
quantify. Known salmon escapement numbers and commercial harvests have
fluctuated widely throughout the last 40 years; however, samples of
harvested and stranded beluga whales have shown consistent summer
blubber thicknesses.
In the fall, as anadromous fish runs begin to decline, belugas
again return to consume the fish species found in nearshore bays and
estuaries. This includes cod species as well as other bottom-dwellers
such as Pacific staghorn sculpin and flatfishes, such as starry
flounder and yellowfin sole. This change in diet in the fall is
consistent with other beluga populations known to feed on a wide
variety of food. Pacific staghorn sculpin are commonly found nearshore
in bays and estuaries on sandy substrate (Eschmeyer et al., 1983).
Flatfish are typically found in very shallow water and estuaries during
the warm summer months and move into deeper water in the winter as
coastal water temperatures cool (though some may occur in deep water
year-round) (Morrow, 1980).
The available information indicates that Cook Inlet belugas
continue to move within the Inlet during the winter months. They
concentrate in deeper waters in mid Inlet past Kalgin Island, with
occasional forays into the upper Inlet, including the upper ends of
Knik and Turnagain Arms. While the beluga whales move into the mid
Inlet during the winter, ice cover does not appear to limit their
movements. Their winter
[[Page 63083]]
distribution does not appear to be associated with river mouths, as it
is during the warmer months. The spatial dispersal and diversity of
winter prey likely influence the wider beluga winter range throughout
the mid and lower Inlet.
There is obvious and repeated use of certain habitats by Cook Inlet
beluga whales. Intensive aerial abundance surveys conducted in June and
July since 1993 have consistently documented high use of Knik Arm,
Turnagain Arm, Chickaloon Bay and the Susitna River delta areas of the
upper Inlet. Ninety-six to one hundred percent of all belugas sighted
during these surveys were in the upper Inlet near Anchorage (Rugh et
al., in review). The high use of these areas by belugas is further
supported by data from satellite tagging studies.
The range of Cook Inlet belugas has been previously defined as the
waters of the Gulf of Alaska north of 58.0[deg] N. and freshwater
tributaries to these waters based on then-available scientific data (65
FR 34590, May 31, 2000; MMPA Sec. 216.15(g); 76 FR 62919, Oct. 22,
2008). There are few beluga sightings in the Gulf of Alaska outside
Cook Inlet. In the 1970s and 1980s, beluga sightings occurred across
much of the northern and central parts of Cook Inlet, but in the 1990s
the summer distribution narrowed to primarily the northernmost portions
of Cook Inlet. More of the Inlet was used by beluga whales during the
spring, summer, and fall during the 1970s and 1980s than is presently
used. However, because sightings continue to occur over the entire
described range, we consider the present range of this DPS to be
occupied habitat. The present range of the listed Cook Inlet beluga is
limited to Cook Inlet waters north of a line from Cape Douglas to Cape
Elizabeth (Figure 1).
Proposed Critical Habitat
After considering comments received in response to the Advance
Notice of Proposed Rulemaking (74 FR 17131; April 14, 2009), sighting
reports, satellite telemetry data, TEK, scientific papers and other
research, the biology and ecology of the Cook Inlet DPS of beluga
whales, and information indicating the presence of one or more of the
identified PCEs within certain areas of their range, we have identified
the ``specific areas'' within the geographical area occupied by the
Cook Inlet beluga whale to be proposed as critical habitat. We propose
to designate critical habitat within the following areas (Figure 1).
Area 1: Area 1 encompasses 1,918 square kilometers (741 sq. mi.) of
Cook Inlet northeast of a line from the mouth of Threemile Creek
(61[deg] 08.5' N., 151[deg] 04.4' W.) to Point Possession (61[deg]
02.1' N., 150[deg] 24.3' W.). This area is bounded by the Municipality
of Anchorage, the Matanuska-Susitna Borough, and the Kenai Peninsula
borough. The area contains shallow tidal flats, river mouths or
estuarine areas, and is important as foraging and calving habitats.
Mudflats and shallow areas adjacent to medium and high flow
accumulation streams may also provide for other biological needs, such
as molting or escape from predators (Shelden et al., 2003). Area 1 also
has the highest concentrations of belugas from spring through fall as
well as the greatest potential for adverse impact from anthropogenic
threats.
Many rivers in Area 1 habitat have large eulachon and salmon runs.
Two such rivers in Turnagain Arm, Twenty-mile River and Placer River,
are visited by belugas in early spring, indicating the importance of
eulachon runs for beluga feeding. Beluga use of upper Turnagain Arm
decreases in the summer and then increases again in August through the
fall, coinciding with the coho salmon run. Early spring (March to May)
and fall (August to October) use of Knik Arm is confirmed by studies by
Funk et al. (2005). Intensive summer feeding by belugas occurs in the
Susitna delta area, Knik Arm and Turnagain Arm.
[[Page 63084]]
[GRAPHIC] [TIFF OMITTED] TP02DE09.038
Whales regularly move into and out of Knik Arm and the Susitna
delta (Hobbs et al., 2000; Rugh et al., 2004). The combination of
satellite telemetry data and long-term aerial survey data demonstrate
beluga whales use Knik Arm 12 months of the year, often entering and
leaving the Arm on a daily basis (Hobbs et al., 2005; Rugh et al.,
2005, 2007). These surveys demonstrate intensive use of the Susitna
delta area (from the Little Susitna River to Beluga River) and
Chickaloon Bay (Turnagain Arm) with frequent large scale movements
between the delta area, Knik Arm and Turnagain Arm. During annual
aerial surveys conducted by NMML in June-July, up to 61 percent of the
whales sighted in Cook Inlet were in Knik Arm (Rugh et al., 2000,
2005). The Chickaloon Bay area also appears to be used by belugas
throughout the year.
Belugas are particularly vulnerable to impacts in Area 1 due to
their high seasonal densities and the biological importance of the
area. Because of their intensive use of this area (e.g., foraging,
nursery, predator avoidance), activities that restrict or deter use of
or access to Area 1 habitat could reduce beluga calving success, impair
their ability to secure prey, and increase their susceptibility to
predation by killer whales. Activities that reduce anadromous fish runs
could also negatively impact beluga foraging success, reducing their
fitness, survival, and recovery. Furthermore, the tendency for belugas
to occur in high concentrations in Area 1 habitat predisposes them to
harm from such events as oil spills.
Area 2: Area 2 consists of 5,891 square kilometers (2,275 square
miles) of less concentrated spring and summer beluga use, but known
fall and winter use areas. It is located south of Area 1, north of a
line at 60[deg] 25.0' N., and includes nearshore areas south of 60[deg]
25.0' N. along the west side of the Inlet and Kachemak Bay on the east
side of the lower inlet.
Area 2 is largely based on dispersed fall and winter feeding and
transit areas in waters where whales typically occur in smaller
densities or deeper waters. It includes both near and offshore areas of
the mid and upper Inlet, and nearshore areas of the lower Inlet. Due to
the role of this area as probable fall feeding areas, Area 2 includes
Tuxedni,
[[Page 63085]]
Chinitna, and Kamishak Bays on the west coast and a portion of Kachemak
Bay on the east coast. Winter aerial surveys (Hansen, 1999) sighted
belugas from the forelands south, with many observations around Kalgin
Island. Based on tracking data, Hobbs et al. (2005) document important
winter habitat concentration areas reaching south of Kalgin Island.
Belugas have been regularly sighted at the Homer Spit and the head
of Kachemak Bay, appearing during spring and fall of some years in
groups of 10-20 individuals (Speckman and Piatt, 2000). Belugas have
also been common at Fox River Flats, Muddy Bay, and the northwest shore
of Kachemak Bay (NMFS unpubl. data), sometimes remaining in Kachemak
Bay all summer (Huntington, 2000).
Dive behavior indicates beluga whales make relatively deeper dives
(e.g., to the bottom) and are at the surface less frequently in Area 2,
and hence are less frequently observed (Hobbs et al., 2005). It is
believed these deep dives are associated with feeding during the fall
and winter months (NMFS unpubl. data). The combination of deeper dives,
consistent use of certain areas, and stomach content analyses indicate
that belugas whales are actively feeding in these areas. Hence, deeper
mid Inlet habitats may be important to the winter survival and recovery
of Cook Inlet beluga whales.
Physical and Biological Features Essential for Conservation
ESA section 3(5)(A)(i) defines critical habitat to include those
``specific areas within the geographical area occupied by the species
at the time it is listed . . . on which are found those physical or
biological features . . . (I) essential to the conservation of the
species and (II) which may require special management considerations or
protection.'' Joint NMFS/FWS regulations for listing endangered and
threatened species and designating critical habitat at section 50 CFR
424.12(b) state that the agency ``shall consider those physical and
biological features that are essential to the conservation of a given
species and that may require special management considerations or
protection'' (also referred to as ``Essential Features'' or ``Primary
Constituent Elements''). Pursuant to the regulations, such requirements
include, but are not limited to, the following: (1) Space for
individual and population growth, and for normal behavior; (2) food,
water, air, light, minerals, or other nutritional or physiological
requirements; (3) cover or shelter; (4) sites for breeding,
reproduction, rearing of offspring, germination, or seed dispersal; and
(5) habitats that are protected from disturbance or are representative
of the historic geographical and ecological distributions of a species.
These regulations go on to emphasize that the agency shall focus on
essential features within the specific areas considered for
designation. These features ``may include, but are not limited to, the
following: roost sites, nesting grounds, spawning sites, feeding sites,
seasonal wetland or dryland, water quality or quantity, geological
formation, vegetation type, tide, and specific soil types.''
Scientific research, direct observation, and TEK indicate fish are
the primary prey species of the Cook Inlet beluga whale, and that
certain species are especially important. This importance may be due to
feeding strategies of the whales, physical attributes of the prey
(e.g., size), the caloric value of the prey, the availability of the
prey, and the life-history aspects of the whales, among other
considerations. Two fish species that are highly utilized by Cook Inlet
beluga whales are king or Chinook salmon and Pacific eulachon. Both of
these species are characterized as having very high fat content,
returning to the upper Inlet early in the spring, and having adult
(spawning) returns which occupy relatively narrow timeframes during
which large concentrations of fish may be present at or near the mouths
of tributary streams.
Analysis of stomach contents and research of fatty acid signatures
within beluga blubber indicate the importance of other species of fish
and invertebrates to the diets of these whales. The most prominent of
these are other Pacific salmon (sockeye, chum, and coho), Pacific cod,
walleye pollock, saffron cod, and yellowfin sole. Beluga whales are
also known to feed on a wide variety of vertebrate and invertebrate
prey species. However, the aforementioned fish species occupy a
prominent role in their foraging and energetic budgets and are
considered essential to the beluga whale's conservation.
NMFS research has considered the distribution of the Cook Inlet
beluga whale and its correlations with behavior, habitat function, and
physical parameters (Goetz et al., 2007). While these whales are highly
mobile and capable of ranging over a large portion of Cook Inlet on a
daily basis, in fact they commonly occupy very discrete areas of the
Inlet, particularly during summer months. These areas are important
feeding habitats, whose value is due to the presence of certain species
of prey within the site, the numbers of prey species within the site,
and the physical aspects of the site which may act to concentrate prey
or otherwise facilitate feeding strategy. In upper Cook Inlet, beluga
whales concentrate offshore from several important salmon streams and
appear to use a feeding strategy which takes advantage of the
bathymetry in the area. The channels formed by the river mouths and the
shallow waters act as a funnel for salmon as they move past waiting
belugas. Dense concentrations of prey may be essential to beluga whale
foraging. Hazard (1988) hypothesized that beluga whales were more
successful feeding in rivers where prey were concentrated than in bays
where prey were dispersed. Fried et al. (1979) noted that beluga whales
in Bristol Bay fed at the mouth of the Snake River, where salmon runs
are smaller than in other rivers in Bristol Bay. However, the mouth of
the Snake River is shallower, and hence may concentrate prey. Research
on beluga whales in Bristol Bay suggests these whales preferred certain
streams for feeding based on the configuration of the stream channel
(Frost et al., 1983). This study theorized beluga whales' feeding
efficiencies improve in relatively shallow channels where fish are
confined or concentrated. Bathymetry and fish density may be more
important than sheer numbers of fish in beluga feeding success.
Although beluga whales do not always feed at the streams with the
highest runs of fish, proximity to medium to high flow river systems is
also an important descriptor in assigning importance to feeding
habitats. Research has found beluga distribution in Cook Inlet is
significantly greater near mudflats and medium and high flow
accumulation rivers. (These waters were categorized in Goetz et al.
(2007) using a digital elevation model, similar to drainage basins. A
complete list of these waters may be found on the NMFS website https://www.fakr.noaa.gov/.) Beluga whales are seldom observed near small flow
tributaries.
Cook Inlet beluga whales are preyed upon by killer whales, their
only known natural predator. We have received reports of killer whales
throughout Cook Inlet, and have responded to several instances of
predation within Turnagain Arm, near Anchorage.
Given the small population size of the Cook Inlet beluga whales,
predation may have a significant effect on beluga recovery. In addition
to directly reducing the beluga population, the presence of killer
whales in Cook Inlet may also increase stranding events. We consider
killer whale predation to be a potentially significant threat to the
conservation and recovery of these
[[Page 63086]]
whales. Beluga whales may employ several defense strategies against
killer whale predation. One strategy is to retreat to shallow estuaries
too shallow for the larger killer whales. These areas might also
provide acoustical camouflage due to their shallow depths, silt loads,
and multiple channels.
Because of their importance in the Cook Inlet beluga whale's
feeding strategy, as predator escape terrain, and in providing other
habitat values, we consider ``mudflats,'' identified here as shallow
and nearshore waters proximate to certain tributary streams, to a be
physical feature essential to the conservation of the Cook Inlet beluga
whale. Figure 2 presents the location of this feature within Cook
Inlet.
[GRAPHIC] [TIFF OMITTED] TP02DE09.039
For purposes of describing and locating this feature, and after
consultation with the author of the model presented in Goetz et al.
(2007), we determined spatial extent of this feature may best be
described as being within the 30-foot (9.1 m) depth contour and within
5 miles (8.0 km) of medium and high flow accumulation rivers.
It appears Cook Inlet beluga whales have lower levels of
contaminants stored in their bodies than other populations of belugas.
Because these whales occupy the most populated and developed region of
the state, they must compete with various anthropogenic stressors,
including pollution. These whales often occur in dense aggregations
within small nearshore areas, where they are predisposed to adverse
effects of pollution. Beluga whales are apex predators, occupying the
upper levels of the food chain. This predisposes them to illness and
injury by biomagnification of certain pollutants. Another population of
beluga whales found in the Gulf of St. Lawrence in Canada is
characterized by very high body burdens of contaminants. There, high
levels of PCBs, DDT, Mirex, mercury, lead, and indicators of
hydrocarbon exposure have been detected in belugas. These substances
are well-known for their toxic effects on animal life and for
interfering with reproduction and resistance to disease. Many of these
contaminants are transferred from mother to calf through nursing.
Given present abundance levels, the impact of any additional
mortalities to
[[Page 63087]]
the extinction risk for this DPS, the sensitivity of beluga whales to
certain pollutants, their trophic position and biomagnifications, the
fact that large numbers of Cook Inlet beluga whales typically occupy
very small habitats, and that their range includes the most populated
and industrialized area of the state, we consider water quality to be
an important aspect of their ecology, and essential to their
conservation within both areas 1 and 2.
Cook Inlet beluga whales do not occupy an extensive range, and are
not known to undertake migrations. Within their occupied range,
however, these whales move freely and continuously. The range of the
Cook Inlet beluga whale is neither biologically nor physically uniform.
It ranges between shallow mudflats, glacial fjords, deep waters with
marine salinities, vegetated shallows of predominantly freshwaters, and
areas of the upper Inlet in which heavy ice scour, extreme tidal
fluctuations, high silt content, low temperatures, and high turbidity
work to limit any intertidal or persistent nearshore organisms. Beluga
whales have adapted here by utilizing certain areas over time and space
to meet their ecological needs. While much remains to be understood of
their ecology and basic life history, it is apparent a large part of
their movement and distribution is associated with feeding. Feeding
habitat occurs near the mouths of anadromous fish streams, coinciding
with the spawning runs of returning adult salmon. These habitats may
change quickly as each species of salmon, and often each particular
river, is characterized as having its individual run timing. Calving
habitat is poorly described, but may depend on such factors as
temperatures, depths, and salinities. Predator avoidance may be a very
important habitat attribute, and is likely to exist only in shallows
within Turnagain and Knik Arms of the upper Inlet. Causeways, dams, and
non-physical effects (e.g., noise) can interfere with whale movements.
It is essential to the conservation of Cook Inlet beluga whales that
they have unrestricted access within and between the critical habitat
areas.
Beluga whales are known to be among the most adept users of sound
of all marine mammals, using sound rather than sight for many important
functions, especially in the highly turbid waters of upper Cook Inlet.
Beluga whales use sound to communicate, locate prey, and navigate, and
may make different sounds in response to different stimuli. Beluga
whales produce high frequency sounds which they use as a type of sonar
for finding and pursuing prey, and likely for navigating through ice-
laden waters. In Cook Inlet, beluga whales must compete acoustically
with natural and anthropogenic sounds. Man-made sources of noise in
Cook Inlet include large and small vessels, aircraft, oil and gas
drilling, marine seismic surveys, pile driving, and dredging. The
effects of man-made noise on beluga whales and associated increased
``background'' noises may be analogous to a human's reduced visual
acuity when confronted with heavy fog or darkness.
Anthropogenic noise above ambient levels may cause behavioral
reactions in whales (harassment) or mask communication between these
animals. The effects of harassment may also include abandonment of
habitat. At louder levels, noise may result in temporary or permanent
damage to the whales' hearing. Empirical data exist on the reaction of
beluga whales to in-water noise (harassment and injury thresholds) but
are lacking regarding levels that might elicit more subtle reactions
such as avoiding certain areas. Noise capable of killing or injuring
beluga whales, or that might cause the abandonment of important
habitats, would be expected to have consequences to this DPS in terms
of survival and recovery. We consider ``quiet'' areas in which noise
levels do not interfere with important life history functions and
behavior of these whales to be an essential feature of this critical
habitat. This feature is found in both areas 1 and 2.
Based on the best scientific data available of the ecology and
natural history of Cook Inlet beluga whales and their conservation
needs, we have determined the following physical or biological features
are essential to the conservation of this species:
1. Intertidal and subtidal waters of Cook Inlet with depths <30
feet (9.1 m) (MLLW) and within 5 miles (8.0 km) of high and medium flow
accumulation anadromous fish streams;
2. Primary prey species consisting of four (4) species of Pacific
salmon (Chinook, sockeye, chum, and coho), Pacific eulachon, Pacific
cod, walleye pollock, saffron cod, and yellowfin sole;
3. The absence of toxins or other agents of a type or amount
harmful to beluga whales;
4. Unrestricted passage within or between the critical habitat
areas; and
5. Absence of in-water noise at levels resulting in the abandonment
of habitat by Cook Inlet beluga whales.
All of these features are found or identified within the areas
proposed as critical habitat.
Critical Habitat Boundaries
NMFS' ESA regulations relevant to describing a geographical area
and ``specific areas'' state that ``each critical habitat will be
defined by specific limits using reference points and lines as found on
standard topographic maps of the area'' (50 CFR 424.12). These
regulations require that we also identify the state(s), county(ies), or
other local governmental units within which all or part of the critical
habitat is located. However, the regulations note that such political
units typically would not constitute the boundaries of critical
habitat. In addition, the regulations state that ephemeral reference
points (e.g., trees, sand bars) shall not be used in defining critical
habitat.
We have limited information on the distribution and occurrence of
Cook Inlet beluga whales within tributary waters of Cook Inlet.
Traditional Knowledge of Alaska Native hunters tells us these whales
have occurred several miles up the Susitna and Beluga Rivers in past
years, and whales have been observed above tidewater in the Knik River
at Turnagain Arm. We propose critical habitat be bounded on the upland
by Mean Higher High Water (MHHW) datum, the lower reaches of certain
important tributary waters entering the Inlet, and the following
descriptions:
(1) Area 1. All marine waters of Cook Inlet north of a line
connecting Point Possession (61.04[deg] N., 150.37[deg]. W) and the
mouth of Threemile Creek (61.0855[deg] N., 151.0440[deg] W.), including
waters of the Susitna River south of 61.33.33 N latitude, the Little
Susitna River south of 61.30[deg] N. latitude, and the Chikaloon River
north of 60.8833[deg] N. latitude.
(2) Area 2. All marine waters of Cook Inlet south of a line
connecting Point Possession (61.04[deg] N., 150.37[deg] W.) and the
mouth of Threemile Creek (61.0855[deg] N., 151.0440[deg] W.) and north
of 60.25[deg] N latitude, including waters within 2 nautical miles (3.2
km) of MHHW along the western shoreline of Cook Inlet between
60.25[deg] N. latitude and the mouth of the Douglas River (59.04[deg]
N., 153.45[deg] W.); all waters of Kachemak Bay east of 40.00 W
longitude; and waters of the Kenai River below the Warren Ames bridge
at Kenai, Alaska.
Special Management Considerations or Protection
An occupied area may be designated as critical habitat only if it
contains physical and biological features that ``may require special
management considerations or protection.'' It is important to note the
term ``may require special management considerations or
[[Page 63088]]
protection'' refers to the physical or biological features, rather than
the area proposed as critical habitat. Neither the ESA nor NMFS
regulations define the ``may require'' standard. We interpret it to
mean that a feature may presently or in the future require special
management considerations or protection. 50 CFR 424.02(j) defines
``special management considerations or protection'' to mean ``any
methods or procedures useful in protecting physical and biological
features of the environment for the conservation of listed species.''
We considered whether the PCEs identified for Cook Inlet beluga whales
may require special management considerations or protection. In our
initial determination, we considered whether there is:
(a) Presently a negative impact on the feature(s);
(b) A possible negative impact on the feature in the future;
(c) Presently a need to manage the feature(s); or
(d) A possible need to manage the feature(s) in the future.
Intertidal and subtidal waters of Cook Inlet with depths <30 feet
(MLLW) and within 5 miles (8.0 km) of high and medium flow anadromous
fish streams support important beluga feeding habitat because of their
shallow depths and bottom structure, which act to concentrate prey and
aid in feeding efficiency by belugas. The physical attributes of this
PCE could be modified or lost through filling, dredging, channel re-
alignment, dikes, and other structures. Within navigable waters, the
Army Corps of Engineers has jurisdiction over these actions and
structures and administers a permit program under the Rivers and
Harbors Act and Clean Water Act. In establishing these laws, it was the
intent of the U.S. Congress to regulate and manage these activities.
The Clean Water Act (CWA) was created to restore and maintain the
chemical, physical, and biological integrity of the Nation's waters.
Section 404 of the CWA regulates the discharge of fill materials into
these waters, noting concerns with regard to water supplies, shellfish
beds, fishery areas, and spawning and breeding areas. The intent of
Congress to protect these features indicates that they may require
special management considerations or protection.
Four (4) species of Pacific salmon (Chinook, sockeye, chum, and
coho), Pacific eulachon, Pacific cod, walleye pollock, saffron cod, and
yellowfin sole constitute the most important food sources for Cook
Inlet beluga whales as identified through research and as held by the
traditional wisdom and knowledge of Alaska Natives who have
participated in the subsistence hunting of these whales. Stomach
analysis of Cook Inlet beluga whales has found these species constitute
the majority of consumed prey by weight during summer/ice free periods.
All of these species are targeted by commercial fisheries, and some are
prized by sport fishermen. The recognition of harm due to
overexploitation and the need for continued management underlie the
efforts of the state and Federal government to conserve these species.
The fisheries in state waters of Cook Inlet are managed under various
management plans. In addition to commercial fisheries, State plans
manage subsistence, sport, guided sport, and personal use fisheries.
Federal fisheries management plans provide for sustainable fishing in
Federal waters of lower Cook Inlet. These regulatory efforts indicate
that these four fish species may require special management
considerations or protection.
Cook Inlet is the most populated and industrialized region of the
state. Its waters receive various pollutant loads through activities
that include urban runoff, oil and gas activities (discharges of
drilling muds and cuttings, production waters, treated sewage effluent
discharge, deck drainage), municipal sewage treatment effluents, oil
and other chemical spills, fish processing, and other regulated
discharges. The U.S. Environmental Protection Agency (EPA) regulates
many of these pollutants, and may authorize certain discharges under
their National Pollution Discharge Elimination System (section 402 of
the CWA). Management of pollutants and toxins is necessary to protect
and maintain the biological, ecological, and aesthetic integrity of
Cook Inlet's waters. Accordingly, ensuring the absence of toxins or
other agents of a type or amount harmful to beluga whales may require
special management considerations or protection.
Certain actions may have the effect of reducing or preventing
beluga whales from freely accessing the habitat area necessary for
their survival. Dams and causeways may create physical barriers, while
noise and other disturbance or harassment might cause a behavior
barrier, whereby the whales reach these areas with difficulty or, in a
worst case, abandon the affected habitat areas altogether due to such
stressors. Most in-water structures would be managed under several on-
going Federal regulatory programs (e.g., CWA). Regulation for behavior
barriers is less clear. Any significant behavioral reaction with the
potential to injure whales may be prohibited under the provisions of
the ESA and MMPA. However, it is unclear whether these two acts could
manage this proposed feature in the absence of designation of critical
habitat and recognition of this PCE. The unrestricted passage within or
between critical habitat areas may require special management
considerations or protection.
We have discussed the importance of sound to beluga whales, and
concern for man-made noise in their environment. There exists a large
body of information on the effects of noise on beluga whales. Research
on captive animals has found noise levels that result in temporary
threshold shifts in beluga hearing. Based on this research and
empirical data from belugas in the wild, we have established in-water
noise levels that define when these animals are harassed or injured. We
consider the threshold for acoustic harassment to be 160 dB re: 1
microPa for impulsive sounds (e.g., pile driving) and 120 dB re: 1
microPa for continuous noise.
No specific mechanisms presently exist to regulate in-water noise,
other than secondarily through an associated authorization. Even then,
there is some question whether the authorizing state, local, or Federal
agency has the authority to regulate noise. Because of the importance
of the ability to use sound to Cook Inlet beluga whales, the absence of
in-water noise at levels harmful to the whales is an essential feature
that may require special management considerations or protection.
While these PCEs are currently subject to the aforementioned
regulatory management, there remain additional and unmet management
needs owing to the fact that none of these management regimes is
directed at the conservation and recovery needs of Cook Inlet beluga
whales. This reinforces the finding that each of the identified PCEs
``may require special management considerations.''
Areas Outside the Geographical Area Occupied by the Species
Section 3(5)(A)(ii) of the ESA defines critical habitat to include
specific areas outside the geographical area occupied by the species
only if the Secretary determines them to be essential for the
conservation of the species. Section 3(3) of the ESA defines
conservation as ``the use of all methods and procedures which are
necessary to bring any endangered species or threatened species to the
point at which the measures provided pursuant to this Act are no longer
necessary.'' NMFS' ESA regulations at 424.12(e) state that the
[[Page 63089]]
agency ``shall designate as critical habitat areas outside the
geographical area presently occupied by a species only when a
designation limited to its present range would be inadequate to ensure
the conservation of the species.'' We are not proposing to designate
any areas not occupied at the time of listing because any such areas
are presently unknown (if they exist), and the value of any such
habitat in conserving this species cannot be determined.
Activities That May be Affected by This Action
Section 4(b)(8) of the ESA requires that we describe briefly and
evaluate, in any proposed or final regulation to designate critical
habitat, those activities that may destroy or adversely modify such
habitat, or that may be affected by such designation. A wide variety of
activities may affect critical habitat and, when carried out, funded,
or authorized by a Federal agency, require consultation under section 7
of the ESA. Such activities include: coastal development; pollutant
discharge; navigational projects (dredging); bridge construction;
marine tidal generation projects; marine geophysical research; oil and
gas exploration, development, and production; Department of Defense
activities; and hydroelectric development. We do not propose to include
in critical habitat any manmade structures and the land on which they
rest within the described boundaries that were in existence at the time
of designation. While these areas would not be directly affected by
designation, they may be affected if a Federal action associated with
the area/structure (e.g., a discharge permit from the EPA) might have
indirect impacts to critical habitat.
Consistent with recent agency guidance on conducting adverse
modification analyses, we will apply the statutory provisions of the
ESA, including those in section 3 that define ``critical habitat'' and
``conservation,'' to determine whether a proposed action might result
in the destruction or adverse modification of critical habitat. These
activities are discussed further in the following sections.
Impacts of Designation
ESA Section 4(b)(2) provides that ``the Secretary shall designate
critical habitat . . . on the basis of the best scientific data
available and after taking into consideration the economic impact,
impact to national security, and any other relevant impact of
specifying any particular area as critical habitat.'' The primary
impact of a critical habitat designation comes from the ESA section
7(a)(2) requirement that Federal agencies ensure their actions are not
likely to result in the destruction or adverse modification of critical
habitat. Determining this impact is complicated by the fact that
section 7(a)(2) contains the additional requirement that Federal
agencies must ensure their actions are not likely to jeopardize the
species' continued existence. The true impact of designation is the
extent to which Federal agencies modify their actions to ensure their
actions are not likely to adversely modify the critical habitat-beyond
any modifications they would make because of the listing and
requirement to avoid jeopardizing the continued existence of the listed
species. Additional impacts of designation include state and local
protections that may be triggered as a direct result of designation,
and benefits that may arise from education of the public to the
importance of an area for species conservation. We did not identify
state or local protections that may be triggered by this proposed
designation, but have identified educational benefits. We discuss
educational benefits in the ``Benefits of Designation'' section below.
We have sought to predict the incremental change in Federal agency
activities as a result of critical habitat designation and the adverse
modification prohibition, beyond the changes predicted to occur as a
result of the listing and the jeopardy prohibition, to the fullest
extent practicable, given available information and scientific
knowledge. We examined the types of activities that may be federally
authorized, funded, or undertaken that have the potential to affect
Cook Inlet beluga whale critical habitat. We identified several
specific categories of activities and/or economic sectors that may
affect Cook Inlet beluga critical habitat and, therefore, would be
subject to ESA section 7's adverse modification requirements. These
include: fishing (commercial, sport, personal-use, and subsistence),
marine transportation (vessel traffic, port development, transshipment
of goods, ferry and cruise ship activity), energy (oil and natural gas,
coal, geothermal, wind, and tidal generation), tourism/recreation,
cultural and social (Alaska Native access), large-scale infrastructure
(Knik Arm crossing, highway and bridge retrofitting projects along
Turnagain Arm), public education/science (environmental education,
public policy development, and decision-making), national defense (Fort
Richardson and Elmendorf AFB), and water quality management (waste
water discharges, municipal treatment facilities, oil and other toxin
spills).
We next considered the range of modifications we might recommend
during consultation on these activities to avoid the destruction or
adverse modification of Cook Inlet beluga whale critical habitat. A
draft economic report describes in detail the actions that may be
affected, the potential range of modifications we might recommend for
those actions, and the estimate of economic impacts that might result
from such changes (Entrix, 2009). The report describes the likelihood
of an ESA section 7 consultation resulting in changes to each type of
action. This report is available on the NMFS Alaska Region Web site at
https:// www.akr.noaa.gov/. We are soliciting comments on our analysis
of impacts and their potential benefits and costs.
General Analytic Approach
To evaluate potential impacts of designation, we first identified
activities or actions that may affect Cook Inlet beluga whale critical
habitat and, therefore, be subject to ESA section 7 consultation. We
then identified and assessed the costs of the critical habitat
designation to each of these, as well as any substantial benefits to
recreation, subsistence uses, education, and the other sectors
identified above.
When there were sufficient empirical data and supporting
information, we used an incremental approach in assessing the economic
and other impacts of the critical habitat designation. When there was
insufficient information with which to objectively disentangle impacts
between those occurring from the listing and those occurring from the
critical habitat designation, we identified the impacts as co-
extensive. In other words, in those situations, we identified all
potential costs and benefits resulting from section 7 consultation,
regardless of whether they are wholly and uniquely attributable to
``adverse modification'' or whether they result from the ``jeopardy''
prohibition of section 7. Next, based upon an extensive national survey
of U.S. Fish and Wildlife Service (USFWS) section 7 consultations, we
apportioned the co-extensive impacts in such a way as to isolate only
those costs attributable to critical habitat designation. (In 2002,
Industrial Economics, Inc. (IEc.) reviewed the consultation records
from several U.S. Fish & Wildlife Service field offices across the
country and analyzed the administrative costs of such consultations,
based on data from the Federal Government Schedule Rates, Office of
Personnel Management, 2007. IEc. developed an algorithm to allocate co-
extensive costs between those that
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are attributable to the listing decision and those that are
attributable to the critical habitat designation. NMFS relied on that
algorithm to similarly apportion co-extensive impacts here.)
We allocated the impacts to each critical habitat area. In
considering potential impacts for each area, we kept in mind certain
analytical limitations. First, not all activity types are equally
likely to incur changes as a result of ESA section 7 consultation
within each activity type. Second, estimates are based on potential
changes, so there is a wide range of estimated impacts. Third, in
balancing the benefits of designation against the benefits of
exclusion, we gave greater weight to changes we considered ``likely''
or ``potential,'' than to changes we considered ``unlikely.''
Benefits of Designation
The primary benefit of designation is that section 7 of the ESA
requires all Federal agencies to ensure their actions are not likely to
destroy or adversely modify critical habitat. This is in addition to
the requirement that all Federal agencies ensure their actions are not
likely to jeopardize the species' continued existence. Another benefit
of designation is that it provides notice of areas and features
important to species conservation, and information about the types of
activities that may reduce the conservation value of the habitat, which
can be effective for education and outreach.
In addition to the direct benefits of critical habitat designation
to the Cook Inlet beluga whales, there will be ancillary benefits.
These other benefits may be economic in nature, or they may be
expressed through beneficial changes in the ecological functioning of
Cook Inlet. For example, an increase in the beluga whale population
could induce growth of an active whale watching industry sector, with
benefits flowing to a wide range of suppliers of support goods and
services (e.g., lodging, restaurants, tourist services, marine
services). Another example could be the resumption of traditional
subsistence harvests of beluga whales in Cook Inlet, to the extent that
designation of critical habitat may result in the recovery of this
population to levels that would sustain a harvest. This consequence
would have important social and cultural value. Yet another example
could be reduced levels of pollution in Cook Inlet, with associated
benefits accruing to a suite of ecological services, culminating in an
improved quality of life for Cook Inlet residents and visitors, alike.
With sufficient information, it is possible to monetize many of the
benefits of critical habitat designation.
To determine the direct benefits of critical habitat designation,
we would have to first quantify the ecological and biological benefits
accruing to the Cook Inlet beluga whale population expected from ESA
section 7 consultation (for example, the number of whales saved or the
increase in their longevity, health, productivity, etc., deriving from
protection of critical habitat), and then translate those benefit
streams into dollars (for example, using information about society's
willingness-to-pay to achieve these outcomes). For the ancillary
benefits, monetizing impacts would require quantifying the effects of
critical habitat protection to these other potential sources of
benefits, and then translating these impacts into comparable (i.e.,
discounted present value) dollars, employing the appropriate rate of
social time preference, and projecting the schedule at which benefits
would accrue, over time.
While conceptually achievable, we are not aware of any such
analysis having been completed for Cook Inlet beluga whales or their
critical habitat. A research project that intends to address these
specific issues for the Cook Inlet beluga whale has been initiated by
researchers at NOAA's Alaska Fisheries Science Center. That research is
in the very early design and development stage, with even preliminary
results not anticipated for, perhaps, several years.
ESA section 4(b)(2) requires us also to consider impacts other than
economic impacts. These can be equally difficult to monetize; for
example, we lack information to monetize the benefits to national
security from excluding certain areas from the critical habitat
designation. Given the lack of information that would allow us either
to quantify or monetize the benefits of designating critical habitat,
we have determined the ``qualitative conservation benefits'' of
designating each of the two particular areas identified as critical
habitat for Cook Inlet beluga whales.
In determining the benefit of designation for each area, we
considered a number of factors. We took into account the physical and
biological features present in the area, the types of human activities
that may threaten these features occurring in and/or adjacent to the
area, and the likelihood that designation would lead to changes in
those activities, either because of an ESA section 7 consultation or
because of the educational effect of designation. We also considered
that each area is unique and supports a distinct and critical aspect of
the whales' life history. This consideration is described in the
4(b)(2) preparatory analysis supporting this proposed rule and
summarized above (Proposed Critical Habitat).
Designation of critical habitat in Area 1 is likely to improve the
ability of an ESA section 7 consultation to focus on Cook Inlet
nearshore areas, beluga prey species, water quality, and passage
conditions, as essential biological features of the whales' habitat. As
the most industrialized and populated region of the State, Area 1
receives high volumes of waste discharge. Designation of this area as
critical habitat is likely to improve the ability of a section 7
consultation to affect water quality management activities, though we
have little information at this time to predict what those actions may
be, or how such actions may be changed, as a result of section 7
consultation. We believe critical habitat designation will provide
significant conservation benefits to beluga whales, particularly in
Area 1, because of its educational value for all users of the upper
Inlet. If we can publicly highlight that the area is ``critical
habitat'' for the whales, it will strengthen the messages to all users,
whether industrial, municipal, commercial, tribal, recreational, or
residential of their impacts upon, and responsibility for, the upper-
Inlet area. Because Area 1 contains most of what we consider high-value
foraging habitat, designation is likely to increase awareness of this
habitat value and the need for special attention to issues that might
degrade, diminish, or otherwise adversely impact this habitat.
Area 2 contains areas known to provide foraging and overwintering
areas for Cook Inlet belugas, and is generally more remote and less
intensively developed than Area 1. Designation of critical habitat will
heighten public awareness of the beluga's use of, and dependence upon,
this habitat. It would also have many of the benefits described for
Area 1.
ESA Section 4(a)(3)(B)(i) Analysis
Section 4(a)(3)(B)(i) of the ESA provides: ``The Secretary shall
not designate as critical habitat any lands or other geographic areas
owned or controlled by the Department of Defense, or designated for its
use, that are subject to an integrated natural resources management
plan prepared under section 101 of the Sikes Act (16 U.S.C. 670a), if
the Secretary determines in writing that such a plan provides benefit
to the species for which critical habitat is proposed for
designation.'' In response to the ANPR, we have received a request from
the U.S. Air Force to
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exempt Elmendorf Air Force Base (EAFB) from the designated critical
habitat. The Air Force seeks this exemption based on the existence of
an Integrated Natural Resource Management Plan (INRMP), consistent with
Public Law 108-136. However, because this military property extends
seaward to MHHW and we have not proposed to designate as critical
habitat any tributary waters within the EAFB areas covered by the
INRMP, no portions of the EAFB areas overlap with the proposed critical
habitat. Section 4(a)(3)(B)(i