National Emission Standards for Hazardous Air Pollutants for Area Sources: Asphalt Processing and Asphalt Roofing Manufacturing, 63236-63266 [E9-27946]
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Federal Register / Vol. 74, No. 230 / Wednesday, December 2, 2009 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2009–0027; FRL–8983–6]
RIN 2060–AO94
National Emission Standards for
Hazardous Air Pollutants for Area
Sources: Asphalt Processing and
Asphalt Roofing Manufacturing
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Final rule.
SUMMARY: EPA is promulgating national
emissions standards for the control of
emissions of hazardous air pollutants
(HAP) from the asphalt processing and
asphalt roofing manufacturing area
source category. These final emissions
standards for new and existing sources
are based upon EPA’s final
determination as to what constitutes the
generally available control technology
or management practices (GACT) for the
source category.
DATES: This final rule is effective on
December 2, 2009.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2009–0027. All
documents in the docket are listed in
the Federal Docket Management System
index at https://www.regulations.gov.
Although listed in the index, some
information is not publicly available,
e.g., confidential business information
or other information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically through https://
www.regulations.gov or in hard copy at
the EPA Public Reading Room under the
heading ‘‘Area Source National
Emission Standards for Hazardous Air
Pollutants (NESHAP) for Asphalt
Processing and Asphalt Roofing
Manufacturing.’’ The Public Reading
Room is located at EPA/DC, EPA West,
Room 3334, 1301 Constitution Ave.,
NW., Washington, DC and is open from
8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The
telephone number for the Public
Reading Room is (202) 566–1744, and
the telephone number for the Air Docket
is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Mr.
Warren Johnson, Outreach and
Information Division, Office of Air
Quality Planning and Standards (MC–
C404–05), Environmental Protection
Agency, Research Triangle Park, North
Carolina 27711, telephone number:
(919) 541–5124; fax number: (919) 541–
0242; e-mail address:
johnson.warren@epa.gov.
Outline.
The information in this preamble is
organized as follows:
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does This Action Apply to Me?
B. Where Can I Get a Copy of This
Document?
C. Judicial Review
II. Background Information for This Final
Rule
III. Summary of Major Changes Since
Proposal
IV. Summary of Final Standards
A. Do the Final Standards Apply to My
Source?
B. When Must I Comply With the Final
Standards?
C. What Are the Final Standards?
D. What Are the Initial and Continuous
Compliance Requirements?
NAICS code 1
Category
Petroleum Refineries ..................................................................
Asphalt Shingle and Coating Materials Manufacturing ..............
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1 North
324110
324122
E. What are the Notification,
Recordkeeping, and Reporting
Requirements?
F. What Are the Title V Permit
Requirements?
V. Summary of Comments and Responses
A. Source Category Listing
B. GACT Limits
C. Initial Compliance Requirements
D. Continuous Compliance Requirements
E. Title V Permitting
F. Definitions
G. Cost Impacts
H. Miscellaneous
VI. Summary of Impacts of the Final
Standards
A. What Are the Air Impacts?
B. What Are the Cost Impacts?
C. What Are the Economic Impacts?
D. What Are the Non-Air Health,
Environmental, and Energy Impacts?
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does This Action Apply to Me?
The regulated categories and entities
potentially affected by the final
standards include:
Examples of regulated entities
Area source facilities that refine asphalt.
Area source facilities that manufacture asphalt roofing materials.
American Industry Classification System.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. To determine
whether your facility would be
regulated by this action, you should
examine the applicability criteria in 40
CFR 63.11559 of subpart AAAAAAA
(NESHAP for Area Sources: Asphalt
Processing and Asphalt Roofing
Manufacturing). If you have any
questions regarding the applicability of
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this action to a particular entity, consult
either the air permit authority for the
entity or your EPA Regional
representative as listed in 40 CFR 63.13
of subpart A (General Provisions).
B. Where Can I Get a Copy of This
Document?
In addition to being available in the
docket, an electronic copy of this final
action will also be available on the
Worldwide Web (WWW) through the
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Technology Transfer Network (TTN).
Following signature, a copy of this final
action will be posted on the TTN’s
policy and guidance page for newly
final or promulgated rules at the
following address: https://www.epa.gov/
ttn/oarpg/. The TTN provides
information and technology exchange in
various areas of air pollution control.
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C. Judicial Review
Under section 307(b)(1) of the Clean
Air Act (CAA), judicial review of this
final rule is available only by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia Circuit by February 1, 2010.
Under section 307(b)(2) of the CAA, the
requirements established by this final
rule may not be challenged separately in
any civil or criminal proceedings
brought by EPA to enforce these
requirements.
Section 307(d)(7)(B) of the CAA
further provides that ‘‘[o]nly an
objection to a rule or procedure which
was raised with reasonable specificity
during the period for public comment
(including any public hearing) may be
raised during judicial review.’’ This
section also provides a mechanism for
EPA to convene a proceeding for
reconsideration, ‘‘[i]f the person raising
an objection can demonstrate to EPA
that it was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule.’’ Any person
seeking to make such a demonstration to
us should submit a Petition for
Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000,
Ariel Rios Building, 1200 Pennsylvania
Ave., NW., Washington, DC 20460, with
a copy to both the person(s) listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Associate
General Counsel for the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA,
1200 Pennsylvania Ave., NW.,
Washington, DC 20460.
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II. Background Information for This
Final Rule
Section 112(d) of the Clean Air Act
(CAA) requires EPA to establish
national emission standards for
hazardous air pollutants (NESHAP) for
both major and area sources of HAP that
are listed for regulation under CAA
section 112(c). A major source emits or
has the potential to emit 10 tons per
year (tpy) or more of any single HAP or
25 tpy or more of any combination of
HAP. An area source is a stationary
source that is not a major source.
Section 112(k)(3)(B) of the CAA calls
for EPA to identify at least 30 HAP
which, as the result of emissions from
area sources, pose the greatest threat to
public health in the largest number of
urban areas. The EPA implemented this
provision in 1999 in the Integrated
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Urban Air Toxics Strategy (64 FR 38715,
July 19, 1999). Specifically, in the
Strategy, EPA identified 30 HAP that
pose the greatest potential health threat
in urban areas, and these HAP are
referred to as the ‘‘30 urban HAP.’’
Section 112(c)(3) requires EPA to list
sufficient categories or subcategories of
area sources to ensure that area sources
representing 90 percent of the emissions
of the 30 urban HAP are subject to
regulation. A primary goal of the
Strategy is to achieve a 75 percent
reduction in cancer incidence
attributable to HAP emitted from
stationary sources.
Under CAA section 112(d)(5), we may
elect to promulgate standards or
requirements for area sources ‘‘which
provide for the use of generally
available control technologies or
management practices (GACT) by such
sources to reduce emissions of
hazardous air pollutants.’’ Additional
information on GACT is found in the
Senate report on the legislation (Senate
Report Number 101–228, December 20,
1989), which describes GACT as:
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems.
Consistent with the legislative history,
we can consider costs and economic
impacts in determining GACT, which is
particularly important when developing
regulations for source categories, like
this one, that have a number of small
businesses. Determining what
constitutes GACT initially involves
considering the control technologies
and management practices that are
generally available to the area sources in
the source category. We also consider
the standards applicable to major
sources in the same industrial sector to
determine if the control technologies
and management practices employed by
those sources are transferable and
generally available to area sources. In
appropriate circumstances, we may also
consider technologies and practices at
area and major sources in similar
categories to determine whether such
technologies and practices could be
considered generally available for the
area source category at issue. Finally, as
noted above, in determining GACT for
a particular area source category, we
consider the costs and economic
impacts of available control
technologies and management practices
on that category.
We are promulgating these national
emission standards in response to a
court-ordered deadline that requires
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EPA to issue standards for certain
source categories listed pursuant to
section 112(c)(3) and (k) by November
16, 2009 (Sierra Club v. Johnson, no.
01–1537, D.D.C., March 2006). An
additional rulemaking will be published
in a separate Federal Register notice for
the remaining source category due in
November 2009.
III. Summary of Major Changes Since
Proposal
The final rule contains several
revisions and clarifications to the
proposed rule made in response to
public comments. We explain the
reasons for the following changes in
detail in the summary of comments and
responses (section V of this preamble):
• Revised the emission limits for
asphalt roofing manufacturing lines
using emissions data supplied by the
industry;
• Revised the initial compliance
requirements to specify that compliance
tests must be conducted while
manufacturing the product with the
greatest polycyclic aromatic
hydrocarbons (PAH) and particulate
matter (PM) emissions and to allow
facilities to use process knowledge to
demonstrate initial compliance for
saturator-only lines;
• Revised the initial compliance
requirements to clarify procedures for
using previously-conducted emission
tests to demonstrate compliance;
• Revised the equations for
calculating asphalt charging rate and
clarified the procedures for determining
production rate;
• Revised the continuous compliance
requirements to allow for monitoring of
parameter ranges (instead of
maintaining the parameter below a
maximum value) and use of equipment
manufacturer specifications when
establishing parameter values, and to
remove the option to use a continuous
emissions monitor (CEMS);
• Revised the continuous compliance
requirements to allow facilities to
monitor the indicator light of
electrostatic precipitators (ESPs) as an
option to monitoring voltage;
• Defined PM as the material
collected using EPA Method 5A; and
• Added definitions for ‘‘built-up roof
operation’’ and ‘‘hot-mix asphalt
operation’’ and clarified the definition
of ‘‘saturator’’ with regard to
impregnation vats.
IV. Summary of Final Standards
A. Do the Final Standards Apply to My
Source?
The final subpart AAAAAAA
standards apply to each existing and
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new area source facility that processes
asphalt and/or manufactures roofing
products using saturation and/or coating
processes that apply asphalt to a
substrate. The standards do not apply to
research or laboratory facilities, as
defined in section 112(c)(7) of the CAA.
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B. When Must I Comply With the Final
Standards?
All existing area source facilities
subject to this final rule are required to
comply with the rule requirements no
later than December 2, 2010. New
sources are required to comply with the
rule requirements by December 2, 2009
or upon startup of the facility,
whichever is later.
Because the majority of existing
sources in this category are already
well-controlled, we believe that one
year is a reasonable amount of time to
allow existing sources to conduct
compliance testing and prepare
compliance demonstrations showing
compliance with the final rule.
C. What Are the Final Standards?
As discussed in section II.C of this
preamble, the two production
operations for which this category was
listed are: (1) Asphalt processing
(refining) operations; and (2) roofing
product manufacturing operations.
For asphalt processing, the final
standards require the owner or operator
to limit PAH emissions to 0.003 lb/ton
of asphalt charged to the asphalt
refining (blowing still) operation.
Alternatively, owners or operators may
comply with a PM emissions limit of 1.2
lb/ton of asphalt charged to the asphalt
refining operation. The alternative PM
limit ensures reductions in emissions of
PAH that are at least equivalent to those
achieved through compliance with the
PAH emission limit. The final standards
for new refining operations are the same
as for existing sources.
For asphalt roofing product
manufacturing operations, we examined
the process operations and other factors
and determined that it was appropriate
to establish subcategories that reflect the
unique emission characteristic profiles
of the different process types
(equipment configurations). We
developed three subcategories based
upon the various process types used in
the industry: (1) Production lines that
use a coater only, (2) production lines
that use a saturator only, and (3)
production lines that use both saturators
and coaters.
For existing coater-only production
lines, the final standards require the
owner or operator to limit PAH
emissions from all coating mixers and
coaters to 0.0002 lb/ton of product
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manufactured. Alternatively, owners or
operators may choose to comply with a
PM emission limit of 0.06 lb/ton of
product manufactured. The alternative
PM limit ensures reductions in
emissions of PAH that are at least
equivalent to those achieved through
compliance with the GACT-based PAH
emission limit.
For existing saturator-only production
lines, the final standards require the
owner or operator to limit PAH
emissions from all saturators (and wet
loopers) to 0.0007 lb/ton of product
manufactured. Alternatively, for
saturator-only production lines, owners
or operators can comply with a PM
emissions limit of 0.30 lb/ton of product
manufactured. The alternative PM limit
ensures reductions in emissions of PAH
that are at least equivalent to those
achieved through compliance with the
GACT-based PAH emission limit.
For existing combined saturator and
coater production lines, the final
standards require the owner or operator
to limit PAH emissions from all
saturators, wet loopers, coating mixers,
and coaters to 0.0009 lb/ton of product
manufactured. The final standards for
combined saturator and coater
production lines alternatively allow
owners or operators to comply with a
PM emissions limit of 0.36 lb/ton of
product manufactured. The alternative
PM limit ensures reductions in
emissions of PAH that are at least
equivalent to those achieved through
compliance with the GACT-based PAH
emission limit.
The final standards for new roofing
product manufacturing operations for
all subcategories are the same as those
for existing sources.
D. What Are the Initial and Continuous
Compliance Requirements?
The final standards require an initial
compliance assessment of the process
emissions or control device outlet
concentration to demonstrate initial
compliance with the applicable
standard, and to establish monitoring
parameter values (e.g., temperature,
pressure drop) for the process or control
device that will be monitored to
demonstrate continuous compliance.
For PM control devices used on asphalt
roofing lines, the final rule allows
owners or operators to establish
monitoring parameter operating ranges
based upon equipment manufacturer
guarantees.
For existing sources, the final
standards require owners or operators to
conduct the initial compliance
assessment by May 31, 2011. Owners or
operators of new sources are required to
conduct the initial compliance
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assessment by June 1, 2010 or within
180 days after startup, whichever is
later.
For existing and new blowing stills
and asphalt roofing manufacturing lines,
the final standards require owners or
operators to demonstrate initial
compliance by conducting emission
tests or by using the results from an
emission test conducted in the past five
years that meets the specified criteria in
the final rule. Specifically, owners or
operators can use the results of the
previously-conducted test only if the
emission measurements were made
using the test methods specified in
Table 3 of the final rule. See 40 CFR
63.11562(d). Additionally, the owner or
operator must be able to demonstrate
that no process changes have been made
since the date of the previous test, or
that the results of the emissions test
reliably demonstrate compliance despite
any process changes. Id. For existing
and new asphalt processing and asphalt
roofing manufacturing lines that do not
require a control device to comply with
the emission limits, the final rule allows
owners or operators to use process
knowledge and engineering
calculations, instead of compliance test
results, to demonstrate initial
compliance. For example, an owner or
operator could use a mass-balance
approach (e.g., based upon asphalt
throughput, asphalt content of the
product manufactured) to demonstrate
that the emission limits would not be
exceeded.
Continuous compliance with the final
emission limits is demonstrated by
monitoring parameters and process
conditions established during the initial
compliance assessment. The final
standards require owners and operators
to demonstrate continuous compliance
based upon a 3-hour averaging period.
If a thermal oxidizer is used to comply
with the emission limits, the final
standards require that the 3-hour
average combustion zone temperature of
each affected thermal oxidizer be
maintained at or above the operating
limit established during the initial
compliance assessment. For PM control
devices, the final standards require that
the average 3-hour pressure drop and
inlet gas temperature values be
maintained within the range of
established values. As an alternative to
monitoring temperature and pressure
drop, the final rule allows owners or
operators to use a leak detection system
for a filtration-based PM control device.
If an ESP is used as the PM control
device, the final standards require that
the 3-hour average ESP voltage be
maintained at or above the operating
value established during the initial
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compliance test. As an alternative to
monitoring the ESP voltage, the final
rule allows owners or operators to
monitor the device’s indicator and
warning lights on the device that signify
when the ESP must be cleaned. For
other types of control devices, the final
standards allow the owner or operator to
establish approved monitoring
parameters and to maintain the value of
those parameters within the operating
values established during the initial
compliance assessment. In cases where
add-on control devices are not needed
to comply with the final standards,
owners or operators are required to
establish a range of operating values for
process parameters based upon written
equipment manufacturer specifications,
verify that the equipment is operating
within that range during the initial
compliance assessment, and maintain
the 3-hour average of those parameters
within the established values. During
periods of startup and shutdown, the
final standards require owners and
operators to demonstrate compliance
over a 24-hour averaging period. As is
explained below, the final rule does not
establish separate standards for
malfunctions and the 3-hour averaging
period applies during such events.
Thus, consistent with Sierra Club v.
EPA, 551 F.3d 1019 (DC Cir. 2008), the
emission standards of this rule apply at
all times.
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E. What Are the Notification,
Recordkeeping, and Reporting
Requirements?
Affected new and existing sources are
required to comply with certain
requirements set forth in the General
Provisions (40 CFR part 63, subpart A),
as identified in Table 5 of this final rule.
The General Provisions include specific
requirements for notifications,
recordkeeping, and reporting. Among
other requirements, each facility is
required to submit an initial notification
that complies with the requirements in
40 CFR 63.9(b) of the General Provisions
within 120 days of the effective date of
the final rule and a notification of
compliance status that complies with
the requirements in 40 CFR 63.9(h)
within 60 days after completion of the
compliance assessment. Facilities are
also required to submit semi-annual
compliance summary reports.
F. What Are the Title V Permitting
Requirements?
This final rule exempts the asphalt
processing and asphalt roofing
manufacturing area source category
from title V permitting requirements
unless the affected source is otherwise
required by law to obtain a title V
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permit. For example, sources that have
title V permits because they are major
sources under the criteria pollutant
program would maintain those permits.
V. Summary of Comments and
Responses
We received a total of six comment
letters from industry trade associations,
an environmental advocacy group,
State/local regulatory agency groups,
and a control device equipment vendor
on the proposed rule during the
comment period. One commenter, an
industry trade association, expressed
support for the following provisions in
the proposal package:
• The roofing line subcategory
designations;
• The definition of the affected source
for asphalt processing and asphalt
roofing manufacturing operations;
• The PAH and PM GACT emission
standards for new and existing sources;
• The definitions of ‘‘asphalt flux,’’
‘‘asphalt processing operation,’’ and
‘‘blowing still;’’
• The use of PM emissions as a
surrogate for PAH emissions;
• The use of certain previouslyconducted emission tests to demonstrate
initial compliance with the emission
limitations; and
• The exemption from title V
permitting requirements.
We acknowledge the commenter’s
support for these provisions. Sections
V.A. through V.H. contain summaries of
the remaining comments that we
received and our responses to those
comments.
A. Source Category Listing
Comment. One commenter asserted
that the Agency used inaccurate PAH
emissions data for 1990 to list asphalt
processing and asphalt roofing
manufacturing area sources under CAA
section 112(c)(3). The commenter
asserted that urban area source PAH
emissions in the industry in that
baseline year were significantly lower
than EPA’s estimates and provided a
copy of a report previously submitted to
the Agency that the commenter
contended supports that assertion. The
commenter’s report concludes that, by
combining asphalt roofing
manufacturing and asphalt processing
into a single source category and using
the outdated data, the EPA’s PAH
emissions estimate for the two
categories is overstated by nearly two
orders of magnitude. Based upon this
information, the commenter stated that
EPA should not be issuing GACT
standards for asphalt processing and
asphalt roofing manufacturing area
sources under CAA section 112(c)(3).
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Response. We listed the asphalt
processing and asphalt roofing
manufacturing source category under
CAA section 112(c)(3) in one of a series
of amendments (November 22, 2002, 67
FR 70427) to the original source
category list included in the 1999
Integrated Urban Air Toxics Strategy. As
explained in more detail below, we
included this source category on the
section 112(c)(3) area source category
list based upon emissions data for the
1990 baseline year. The asphalt
processing and asphalt roofing
manufacturing source category was
listed for its contributions toward
meeting the requirement that we list
sufficient categories and subcategories
of area sources to ensure that area
sources representing 90 percent of area
source emissions of PAH are subject to
regulation under CAA section 112.
While Congress required EPA to list
sufficient categories or subcategories of
area sources to ensure that areas sources
representing 90 percent of the area
source emissions of the 30 Urban HAP
are subject to regulation under section
112 of the Clean Air Act, it left it to
EPA’s discretion to determine which
categories and subcategories of sources
to include on the list. As explained in
the Integrated Urban Air Toxics
Strategy, EPA based its listing decisions
on the baseline National Toxics
Inventory (NTI) that the Agency
compiled for purposes of implementing
its air toxics program after the 1990
CAA Amendments (64 FR 38706, 38711,
n.10). The baseline NTI reflected HAP
emissions from asphalt processing and
asphalt roofing manufacturing area
sources in 1990. EPA listed the asphalt
processing and asphalt roofing area
source category on the basis of that
emissions data. EPA continues to
believe that it was reasonable to rely on
that data and that it acted appropriately
in including the asphalt processing and
asphalt roofing area source category on
the list on the basis of that data.
There is nothing in the comments that
persuades EPA that the asphalt
processing and asphalt roofing
manufacturing area source category
should not be included in the source
category list. The report submitted along
with the comments clearly reflects the
Commenter’s preference that a different
source category, asphalt concrete
manufacturing, be included on the list
instead of asphalt processing and
asphalt roofing manufacturing and that
the inclusion of that source category
would have also resulted in a
cumulative percentage contribution in
excess of 90 percent. This, however,
misses the point. As stated above,
Congress left it to EPA’s discretion to
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determine which categories and
subcategories to include on the list.
Congress did not require EPA to
establish a rank order of such categories
and subcategories and then move from
the highest ranking source category or
subcategory to lower ranking categories
or subcategories until a cumulative total
of 90 percent was reached. Thus, as long
as EPA had some basis for including a
particular category or subcategory of
area sources on the list, which is the
case here, it can choose to include that
category or subcategory even if there are
other potential source categories or
subcategories that arguably may
contribute more to cumulative
emissions.
In this particular instance, EPA
questions the accuracy of the emission
factors used in the report submitted by
the commenter. Specifically, the
emissions factors in the commenter’s
report are based primarily on emissions
data from 1998 and 1999 (with some
reliance on 1994 data). The report takes
these emission factors that are based on
post-1990 data and applies them to 1990
production rates. As the commenter
points out in its comments, PAH
emissions in the asphalt processing and
asphalt roofing manufacturing industry
have declined since 1990. As a result,
emission factors developed using
emissions data from years after 1990 are
likely to underestimate actual emissions
in 1990.
Moreover, even if EPA were to accept,
for argument’s sake, the revised
emissions estimates set forth in the
report submitted by the commenter, it
would, for the reasons described below,
continue to believe that the asphalt
processing and asphalt roofing
manufacturing category belongs on the
112(c)(3) source category list. First, EPA
believes that it is most appropriate to
consider asphalt processing and asphalt
roofing manufacturing as a single source
category rather than two separate source
categories, as the commenter contends,
because a single facility often includes
both types of operations. Indeed, 90
percent of the facilities affected by the
final rule conduct both asphalt
processing and asphalt roofing
manufacturing operations at the same
site. We also believe that asphalt
processing and asphalt roofing
manufacturing operations are closely
linked, regardless of co-location,
because the purpose of blow stills at
asphalt processing operations is to
prepare asphalt flux, obtained from
refineries, for use in manufacturing
roofing products (e.g., shingles, roll
roofing). Second, while the commenter
contends that asphalt concrete
manufacturing should be included on
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the list instead of asphalt processing
and asphalt roofing manufacturing, the
fact is that, on a per facility basis, the
asphalt processing and asphalt roofing
manufacturing sources are larger PAH
emissions sources than the asphalt
concrete industry sources. As a result,
EPA’s regulation of the 75 sources in the
asphalt processing and asphalt roofing
manufacturing area source category is
far more cost efficient and far more
feasible from an implementation
perspective than regulating the 3600
facilities engaged in asphalt concrete
manufacturing. Finally, as explained
above, Congress afforded EPA discretion
in selecting the source categories to
regulate to meet the 90 percent
requirement in section 112(c)(3) and
(k)(3)(B). Without the asphalt processing
and asphalt roofing manufacturing
source category, we will not meet this
requirement. In conclusion, Congress
required EPA to list sufficient categories
and subcategories of sources of area
sources to ensure that area sources
representing 90 percent of the area
source emissions of the 30 urban HAP
are subject to regulation under CAA
section 112. EPA has discretion to
identify the categories and subcategories
on the list and properly included
asphalt processing and asphalt roofing
manufacturing on the list. Nothing in
the comments contradicts this.
B. GACT Limits
Comment. One commenter noted that
EPA stated in the proposal notice that
‘‘[w]e believe that all asphalt processing
and asphalt roofing manufacturing
facilities will be able to meet the
proposed standards using existing
controls * * *’’ and that ‘‘* * * no
additional air pollution control devices
would be required.’’ The commenter
was concerned that such proposals are
merely paperwork exercises and are not
responsive to Congress’ intent in
establishing the area source program
under the Clean Air Act which the
commenter believed should result in
reductions in emissions from area
sources of hazardous air pollution.
Moreover, the commenter recommended
that, ‘‘* * * in this rule and in future
area source proposals, EPA incorporate
provisions that will provide additional
public health protection from the
adverse effects of emissions of
hazardous air pollutants from area
sources.’’
Response. The commenter does not
challenge any aspect of EPA’s proposed
GACT determination for this area source
category. Instead, the commenter makes
a blanket assertion that EPA is not
acting consistently with the purposes of
the area source provisions in the CAA
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(i.e., sections 112(c)(3) and 112(k)(3)(B)),
because it is not requiring emission
reductions beyond the level that is
currently being achieved from this wellcontrolled source category. In support of
this assertion, the commenter compares
the requirements in the proposed rule to
the area source category’s current
emission and control status. Such a
comparison is flawed.
Congress promulgated the relevant
CAA area source provisions in 1990 in
light of the level of area source HAP
emissions at that time. Congress
directed EPA to identify not less than 30
HAP which, as a result of emissions
from area sources, present the greatest
threat to public health in the largest
number of urban areas, and to list
sufficient area source categories to
ensure that sources representing 90
percent of the 30 HAP listed are subject
to regulation. As explained in the
Integrated Urban Air Toxics Strategy,
EPA based its listing decisions on the
baseline National Toxics Inventory
(NTI) that the Agency compiled for
purposes of implementing its air toxics
program after the 1990 CAA
Amendments (64 FR 38706, 38711,
n.10). The baseline NTI reflected HAP
emissions from asphalt processing and
asphalt roofing manufacturing area
sources in 1990. Thus, contrary to the
commenter’s suggestion, the relevant
emission level for comparison is the
emission level reflected in our baseline
NTI, not the current emission level.
Furthermore, in promulgating the area
source provisions in the CAA, Congress
did not require EPA to issue area source
standards that must achieve a specific
level of emission reduction. Rather,
Congress authorized EPA to issue
standards under section 112(d)(5) for
area sources that reflect GACT for the
source category. As Congress itself
recognized, to qualify as being generally
available, a GACT-based standard
would most likely be based upon an
existing control technology or
management practice: ‘‘[A]n equipment
standard would require neighborhood
dry cleaning establishments to employ
the commercially available systems
associated with the lowest measured
emissions * * * S. Rep. 101–128, at
171–172 (emphasis added). Thus, it is
both reasonable and consistent with
Congressional intent that the GACTbased standards being finalized today
codify the use of the existing effective
PAH control approach being used by
sources in the category. For all of these
reasons, this final rule is consistent with
sections 112(c)(3), 112(k)(3)(B), and
112(d)(5).
Comment. One commenter asserted
that, although section 112(d)(5) does
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authorize EPA to issue GACT standards
in lieu of MACT standards, the Agency’s
decision to do so is subject to familiar
administrative law requirements. The
commenter maintained that to be nonarbitrary, the decision must—at a
minimum—be supported by a rational
explanation. The commenter stated that
EPA has provided no explanation
whatsoever for its apparent decision to
issue GACT standards pursuant to CAA
section 112(d)(5), instead of MACT
standards pursuant to section 112(d)(2)
and (3) and, for this reason alone, its
decision is arbitrary and capricious.
The commenter also claimed that the
proposed standards are based solely on
cost and are thus unlawful and
arbitrary. The commenter asserted that
CAA section 112(d)(5) does not direct
EPA to set standards based on what is
cost effective; rather, according to the
commenter EPA must establish GACT
based on the ‘‘methods, practices and
techniques which are commercially
available and appropriate for
application by the sources in the
category considering economic
impacts.’’ The commenter stated that
because cost effectiveness is not
relevant under CAA section 112(d)(5),
the reliance on cost effectiveness as the
sole determining factor in establishing
GACT renders the proposed standards
unlawful.
Response. As the commenter
acknowledged, in section 112(d)(5),
Congress gave EPA explicit authority to
issue alternative emission standards for
area sources. Specifically, section
112(d)(5), which is titled ‘‘Alternative
standard for area sources,’’ provides:
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With respect only to categories and
subcategories of area sources listed pursuant
to subsection (c) of this section, the
Administrator may, in lieu of the authorities
provided in paragraph (2) and subsection (f)
of this section, elect to promulgate standards
or requirements applicable to sources in such
categories or subcategories which provide for
the use of generally available control
technologies or management practices by
such sources to reduce emissions of
hazardous air pollutants. See CAA section
112(d)(5).
There are two critical aspects to
section 112(d)(5). First, section 112(d)(5)
applies only to those categories and
subcategories of area sources listed
pursuant to section 112(c). The
commenter does not dispute that EPA
listed the asphalt processing and asphalt
roofing manufacturing area source
category pursuant to section 112(c).
Second, section 112(d)(5) provides that
for area sources listed pursuant to
section 112(c)(3), EPA ‘‘may, in lieu of’’
the authorities provided in section
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112(d)(2) and 112(f), elect to promulgate
standards pursuant to section 112(d)(5).
Section 112(d)(2) provides that
emission standards established under
that provision ‘‘require the maximum
degree of reduction in emissions’’ of
HAP (also known as maximum available
control technology (MACT)). Section
112(d)(3), in turn, defines what
constitutes the ‘‘maximum degree of
reduction in emissions’’ for new and
existing sources. See section 112(d)(3).
Webster’s dictionary defines the phrase
‘‘in lieu of’’ to mean ‘‘in the place of’’
or ‘‘instead of.’’ See Webster’s II New
Riverside University (1994). Thus,
section 112(d)(5) authorizes EPA to
promulgate standards under section
112(d)(5) that provide for the use of
GACT, instead of issuing MACT
standards pursuant to section 112(d)(2)
and (d)(3). The statute does not set any
condition precedent for issuing
standards under section 112(d)(5) other
than that the area source category or
subcategory at issue must be one that
EPA listed pursuant to section 112(c),
which is the case here.
The commenter argues that EPA must
provide a rationale for issuing GACT
standards under section 112(d)(5),
instead of MACT standards. The
commenter is incorrect. Had Congress
intended that EPA first conduct a MACT
analysis for each area source category,
Congress would have stated so expressly
in section 112(d)(5). Congress did not
require EPA to conduct any MACT
analysis, floor analysis or beyond-thefloor analysis before the Agency could
issue a section 112(d)(5) standard.
Rather, Congress authorized EPA to
issue GACT standards for area source
categories listed under section 112(c),
and that is precisely what EPA has done
in this rulemaking.
Although EPA need not justify its
exercise of discretion in choosing to
issue a GACT standard for an area
source listed pursuant to section
112(c)(3), EPA still must have a
reasoned basis for the GACT
determination for the particular area
source category. The legislative history
supporting section 112(d)(5) provides
that GACT is to encompass:
* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems.
See Senate Report on the 1990
Amendments to the Act (S. Rep. No.
101–228, 101st Cong. 1st session. 171–
172). The discussion in the Senate
report clearly provides that EPA may
consider costs in determining what
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63241
constitutes GACT for the area source
category.
Congress plainly recognized that area
sources differ from major sources,
which is why Congress allowed EPA to
consider costs in setting GACT
standards for area sources under section
112(d)(5), but did not allow that
consideration in setting MACT floors for
major sources pursuant to section
112(d)(3). This important dichotomy
between section 112(d)(3) and section
112(d)(5) provides further evidence that
Congress sought to do precisely what
the title of section 112(d)(5) states—
provide EPA the authority to issue
‘‘[a]lternative standards for area
sources.’’
Notwithstanding the commenter’s
claim, EPA properly issued standards
for the area source category at issue here
under section 112(d)(5) and in doing so
provided a reasoned basis for its
selection of GACT for this area source
category. As explained in the proposed
rule and below, EPA evaluated the
control technologies and management
practices that reduce PAH emissions at
asphalt processing and asphalt roofing
manufacturing facilities. In its
evaluation, EPA used information from
an industry survey, discussed options
for controlling PAH emissions with the
industry trade associations, and
reviewed operating permits to identify
the emission controls and management
practices that are currently used to
control PM and PAH emissions.
In our evaluation, we determined that
all blow stills used to process asphalt
are currently controlled using thermal
oxidation. We also found that the
majority of roofing manufacturing lines
were controlled using some type of PM
control device (e.g., fiber-bed filters).
Additionally, we determined that, due
to market-driven process changes, the
majority of roofing manufacturing
facilities no longer use organic felt as
the substrate for roofing materials. This
process change significantly reduced the
amount of asphalt used to manufacture
a given quantity of roofing products.
EPA disagrees with the commenter’s
assertions that EPA based its GACT
determination solely on its estimate of
cost effectiveness and that cost
effectiveness is not relevant in
determining what constitutes GACT.
The Agency’s consideration of cost
effectiveness in establishing GACT and
the Agency’s views on what is a costeffective requirement under section
112(d)(5) are relevant. The U.S. Court of
Appeals for the DC Circuit has stated
that cost effectiveness is a reasonable
measure of cost as long as the statute
does not mandate a specific method of
determining cost. See Husqvarna AB v.
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EPA, 254 F.3d 195, 201 (DC Cir. 2001)
(finding EPA’s decision to consider
costs on a per-ton-of-emissions removed
basis is reasonable because CAA section
213 did not mandate a specific method
of cost analysis). Further, we did not
base our GACT determination solely on
our estimate of cost effectiveness.
Rather, we first carefully evaluated the
methods, practices and techniques that
are commercially available and
appropriate for application by sources
in the asphalt processing and asphalt
roofing manufacturing area source
category. Only then did we consider
costs and economic impacts to
determine what constitutes GACT for
the source category. In doing so, we
determined that, because sources in the
asphalt processing and asphalt roofing
manufacturing area source category
currently have relatively low emissions
of PAH based upon the use of existing
controls, requiring additional controls
would result in very high costs for only
a modest incremental improvement in
control. Finally, we believe the
consideration of costs and economic
impacts is especially important for
determining GACT for the asphalt
processing and asphalt roofing
manufacturing area source category
because of the number of existing
sources that would need to retrofit
controls on asphalt roofing
manufacturing operations if the existing
controls on those operations were
determined inadequate.
Even though we are not required to
provide a specific rationale for why we
chose to establish GACT-based
standards, rather than MACT-based
standards, EPA did in fact provide a
rationale for doing so in the proposed
rule. In the proposal, we explained that
the facilities in the asphalt processing
and asphalt roofing manufacturing area
source category are already well
controlled for PAH, the urban HAP for
which the source category was listed
pursuant to section 112(c)(3). See 74 FR
32826–32828. Consideration of costs
and economic impacts is especially
important when an area source category
is comprised of sources that are already
well-controlled. In such circumstances,
a MACT floor determination, where
costs cannot be considered, could result
in very high costs for only a modest
incremental improvement in control
efficiency for sources in the area source
category. EPA concluded that this
would be the case were it to establish
MACT-based emission standards for the
asphalt processing and asphalt roofing
manufacturing area source category.
Comment. One commenter stated that
EPA did not provide an explanation for
its decision to narrowly focus the
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proposed rule on just PAH emissions.
The commenter went on to make the
following points. The commenter noted
that in the 2003 NESHAP for the asphalt
processing and asphalt roofing
manufacturing major source category,
the EPA stated that the major source
category emits a variety of HAP. The
commenter added that the preamble to
the 2003 major source NESHAP (68 FR
22976, 22976 (Apr. 29, 2003)) stated that
approximately 98 percent of emissions
from the processing of asphalt and the
manufacture of asphalt roofing consist
of formaldehyde, hexane, hydrochloric
acid (HCl), phenol and toluene. A
combination of several different organic
HAP comprise the remaining two
percent of the total HAP emissions. The
commenter said that in 2003, the EPA
found that exposure to these HAP could
result in both ‘‘chronic health disorders
(e.g., irritation of the lung, skin, and
mucous membranes, effects on the
central nervous system, and damage to
the blood and liver) and acute health
disorders (e.g., respiratory irritation and
central nervous system effects such as
drowsiness, headache, and nausea).’’ Id.
The commenter also noted that EPA
classified two of the HAP (formaldehyde
and polycyclic organic matter (POM)) as
probable human carcinogens.
The commenter stated that Section
112(d) requires that emission standards
be developed for each HAP listed in
section 112(b). Assuming arguendo that
the Agency does not have to set separate
standards for each HAP when issuing
standards under section 112(d)(5), the
commenter stated that the Agency still
has an obligation to address all the HAP
that a category emits when it sets GACT
standards. Thus, the commenter
asserted that EPA had an obligation to
address the HAP emitted by asphalt
processing and asphalt roofing
manufacturing sources beyond PAH,
especially in light of the fact that PAH
is such a limited component of the HAP
emitted by the source category. Further,
the commenter added that the Agency’s
failure to even consider non-PAH HAP
and to explain its failure to address
these HAP is arbitrary and capricious.
The commenter also noted that EPA
failed to address all sources of HAP
emissions in the asphalt processing and
asphalt roofing manufacturing source
category. The commenter pointed out
that EPA noted in the 2003 major source
NESHAP that, in addition to the
blowing stills and roofing
manufacturing operations addressed in
the proposed rule, asphalt storage and
process tanks, asphalt loading racks,
sealant applicators, and adhesive
applicators are also sources of HAP
emissions. The commenter stated that
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the Agency’s failure to acknowledge
these emission sources and consider
commercially available technology for
reducing emissions from these sources
was unlawful.
Response. Section 112(k)(3)(B) of the
CAA requires EPA to identify at least 30
HAP emitted from area sources that
pose the greatest threat to public health
in the largest number of urban areas (the
‘‘Urban HAP’’) and identify the area
source categories emitting such
pollutants that are or will be listed
pursuant to section 112(c)(3). Section
112(c)(3), in relevant part, provides:
The Administrator shall * * *, pursuant to
subsection (k)(3)(B) of this section, list, based
on actual or estimated aggregate emissions of
a listed pollutant or pollutants, sufficient
categories or subcategories of area sources to
ensure that area sources representing 90
percent of the area source emissions of the
30 hazardous air pollutants that present the
greatest threat to public health in the largest
number of urban areas are subject to
regulation under this section.
Thus, section 112(c)(3) requires EPA to
list sufficient categories or subcategories
of area sources to ensure that area
sources representing 90 percent of the
area source emissions of the 30 Urban
HAP are subject to regulation. Section
112(d)(1) requires the Administrator to
promulgate regulations establishing
emissions standards for each area source
category of HAP listed for regulation
pursuant to section 112(c).
EPA identified the 30 Urban HAP that
posed the greatest threat to public
health in the Integrated Urban Air
Toxics Strategy (Strategy). In the
Strategy and subsequent Federal
Register notices, EPA listed the area
source categories necessary to meet the
90 percent requirement in section
112(c)(3) and (k)(3)(B), and one of those
categories was the Asphalt Processing
and Asphalt Roofing Manufacturing area
source category.
We have interpreted sections 112(c)(3)
and 112(k)(3)(B) together to require EPA
to regulate only those Urban HAP
emissions for which an area source
category is listed pursuant to section
112(c)(3), not all urban HAP or all
section 112(b) HAP emitted from a
listed area source category. As stated
above, section 112(k)(3)(B) addresses the
strategy to control HAP from area
sources in urban areas and the focus of
the strategy as it relates to control of
area sources is on the 30 HAP that pose
the greatest threat to public health in the
largest number of urban areas. Section
112(c)(3) specifically references section
112(k)(3)(B) as the basis for selecting
area sources for listing to satisfy the
Agency’s responsibility for regulating
urban HAP emissions from area sources.
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Under these provisions, area sources
categories are listed because they emit
one or more of the 30 listed Urban HAP
and the Agency has identified the
category as one that is necessary to
satisfy the requirement to subject area
sources representing 90 percent of the
area source emissions of the 30 Urban
HAP to regulation.
EPA listed the Asphalt Processing and
Asphalt Roofing Manufacturing area
source category pursuant to sections
112(c)(3) and 112(k)(3)(B), based on the
category’s emissions of PAH, which is
an urban HAP. Thus, consistent with
the requirements of sections 112(c)(3)
and 112(k)(3)(B), we must regulate the
PAH emissions from the Asphalt
Processing and Asphalt Roofing
Manufacturing area source category, as
these are the urban HAP emissions for
which the category was listed to meet
the 90 percent requirement in sections
112(c)(3) and (k)(3)(B). See 112(c)(3)
(EPA must ‘‘ensure that area sources
representing 90 percent of the area
source emissions of the 30 hazardous air
pollutants * * * are subject to
regulation.’’). We recognize that the
source category emits other section
112(b) HAP, including other urban HAP;
however, as stated above, sections
112(c)(3) and 112(k)(3)(B) do not require
the Agency to regulate the area source
category for any HAP other than those
for which the category was listed. As to
the other urban HAP emitted from this
category, we have identified other area
source categories that emit these urban
HAP and subjecting those area source
categories to regulation will satisfy the
requirement to subject to regulation area
sources that account for 90 percent of
the area source emissions of those urban
HAP.
While the Agency is not required to
regulate all section 112(b) HAP from
area sources listed pursuant to section
112(c)(3) and 112(k)(3)(B), section 112
of the CAA does not preclude EPA from
regulating other HAP from these area
sources at our discretion and in
appropriate circumstances. Section
112(d)(5) states that for area sources
listed pursuant to section 112(c), the
Administrator may, in lieu of section
112(d)(2) ‘‘MACT’’ standards,
promulgate standards or requirements
‘‘applicable to sources’’ which provide
for the use of GACT or management
practices ‘‘to reduce emissions of
hazardous air pollutants.’’ This
provision does not limit EPA’s authority
to regulate only those urban HAP
emissions for which the category is
needed to achieve the 90 percent
requirement in sections 112(k)(3)(B) and
112(c)(3). In fact, in two other area
source rules, in addition to regulating
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the urban HAP that were necessary to
satisfy the 90 percent requirement in
sections 112(k)(3)(B) and 112(c)(3), we
regulated additional section 112(b)
HAP. Specifically, in the chemical
manufacturing area source rule and the
paint and allied products area source
rule, although not required, we
exercised our discretion to regulate
other section 112(b) HAP beyond the
urban HAP for which the categories
were listed under section 112(c)(3) and
(k)(3)(B), including non-urban section
112(b) HAP. The chemical
manufacturing area source rule and the
paints and allied products area source
rule both involve specific circumstances
which EPA believes justify regulating
organic and metal section 112(b) HAP in
addition to the specific urban HAP
needed to meet the 90 percent
requirement in section 112(c)(3) and
(k)(3)(B), which served as the basis for
the listing of the categories. In the
chemical manufacturing area source
rule, which establishes standards for 9
area source categories, we regulated
such HAP because the emission
standards designed to control the urban
HAP for which the categories were
listed were equally effective at removing
other urban and non-urban metal and
organic HAP, and demonstrating
compliance for total HAP was less
burdensome than demonstrating
compliance for speciated HAP for those
sources required to install add-on
controls. In the paint and allied
products area source rule, we included
emission standards for HAP beyond the
urban HAP for which the category was
listed because the emission standards
designed to control those urban HAP
would also control other urban and nonurban metal and organic HAP.
As noted above, the asphalt
processing and asphalt roofing
manufacturing area source category was
listed solely due to emissions of PAH.
By contrast, both the chemical
manufacturing and the paint and allied
products area source categories were
listed for multiple urban HAP (i.e., 1,3butadiene; methylene chloride; 1,3dichloropropene; hexachlorobenzene;
acetaldehyde; hydrazine; chloroform;
quinoline; ethylene dichloride; and
HAP metal compounds (arsenic,
cadmium, chromium, lead, manganese,
and nickel) for chemical manufacturing,
and benzene, methylene chloride, and
compounds of cadmium, chromium,
lead, and nickel for paint and allied
products). For sources in these area
source categories, it was reasonable to
develop emission limits for non-urban
HAP in part because the cost of
estimating compliance for each urban
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63243
HAP for which the categories were
listed was overly burdensome. However,
this same rationale is not appropriate in
this rule because EPA listed the asphalt
processing and asphalt roofing
manufacturing source category based on
the emissions of a single HAP (PAH).
The co-control scenario also plays out
differently in the context of the asphalt
processing and asphalt roofing
manufacturing area source category.
Specifically, where an add-on control
device like those used by facilities
complying with the major source
NESHAP (e.g., a thermal oxidizer or a
fiber-bed filter) is needed to comply
with the final standards for the asphalt
processing and asphalt roofing
manufacturing area source category, the
control device will achieve co-control of
certain HAP other than PAH. For
example, a thermal oxidizer will
effectively control total HAP, total
hydrocarbon (THC) and PM emissions
and a fiber-bed filter will effectively
control PM emissions. An emission
limit based on the use of a thermal
oxidizer (e.g., a limit on total HAP or
total THC) would, however, necessitate
all emissions from regulated operations
being routed to a thermal oxidizer or
similar control device. At present, based
on the available information, facilities
only use thermal oxidizers to control
emissions from asphalt processing
operations. Thermal oxidizers are not
currently used to control emissions from
asphalt roofing manufacturing
operations. As a result, such limits
would require facilities to retrofit to
route emissions from asphalt roofing
manufacturing operations to a thermal
oxidizer or similar control device. Such
retrofits would increase the cost of
complying with the standards to a level
that is unacceptable for a GACT-based
standard. We estimate that 29 existing
facilities currently have a thermal
oxidizer and the remaining 46 would
need to install new controls. Even when
assuming a best case scenario, whereby
facilities would only need to install new
ductwork to route emissions to an
existing thermal oxidizer, we estimate
that such facilities would have an
estimated initial capital cost of $58,000
and annual maintenance costs adding
up to $11,000. We believe that these
estimates are unrealistically low,
however, because the existing thermal
oxidizers would also require
supplemental fuel, and, in many cases,
an upgrade of the control unit, in order
to handle the increased emissions
loading. We estimate that it would cost
an average facility in excess of $1
million to install new thermal oxidation
controls, with annual costs of just over
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$910,000 per year per facility for fuel
and maintenance. In actuality, though,
the costs could be much greater
depending on the configuration of the
facility.
These cost concerns are further
exacerbated by the fact that the benefits
arising from co-control will be realized
without EPA establishing specific
emission limits for the co-controlled
HAP. We therefore believe that we have
appropriately exercised our discretion
in regulating only the PAH emissions
from the asphalt processing and asphalt
roofing manufacturing area source
category.
The commenter further asserts that we
failed to regulate all sources of HAP
emissions. For the reasons described
above, this rule establishes emissions
standards for PAH only. To the extent
the commenter is asserting that we
failed to address all sources of PAH
emissions, we disagree. We are required
to regulate only those sources of PAH
emissions that formed the basis of our
listing decision. EPA based the listing of
the asphalt processing and asphalt
roofing manufacturing area source
category solely on emissions from
asphalt blowing (processing) and
saturation of felt (using saturators, wet
loopers, and coaters). Based on our
review of the record supporting the
listing decision, the record does not
include emissions from asphalt loading
racks, asphalt storage tanks, adhesive
storage tanks, adhesive applicators,
sealant storage tanks or sealant
applicators. As a result, we did not
establish PAH emission limits for those
sources, as these emission sources were
not part of the listed source category.
Comment. One commenter stated that
a significant problem with the proposal
is that it would establish GACT
standards that are actually more
stringent—and significantly so—than
the MACT standards for the industry.
The commenter stated that they know of
no other GACT standards that are more
stringent than the corresponding MACT
standards for the same industry. The
commenter asserted that it makes no
sense to have smaller area sources
subject to more stringent standards than
larger major sources. The commenter
added that the very term ‘‘maximum
achievable control technology’’ on its
face indicates that the CAA section
112(d)(2) standards should be more
stringent—they are the ‘‘maximum
achievable’’ standards in contrast to the
CAA section 112(d)(5) standards that are
merely ‘‘generally available.’’
The commenter stated that for MACT,
CAA section 112(d)(3) provides
minimum levels of stringency, also
known as the MACT ‘‘floor’’ levels.
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Thus, according to the commenter, the
MACT standard for existing sources
must be at least as stringent as the
performance achieved by the average of
the best performing 12 percent of
sources in the category. The commenter
stated that for new sources, the standard
must be at least as stringent as that
achieved by the best controlled similar
source. In the subpart LLLLL asphalt
processing and asphalt roofing
manufacturing MACT rulemaking, the
commenter noted that EPA concluded
only six years ago that the average of the
best performing 12 percent (i.e., the 94th
percentile of performance) was
equivalent to the subpart UU NSPS
limits. 66 FR 58617–20 (Nov. 21, 2001)
(subpart LLLLL MACT proposal). The
commenter stated that there have not
been changes in the industry since
publication of the final MACT standards
in 2003 that would be expected to have
rendered the assumptions for the MACT
standards invalid. Thus, the commenter
asserted that there is no basis for
determining that any standards more
stringent than the NSPS or MACT
standards are ‘‘generally available.’’
The commenter stated that ‘‘The
legislative history is replete with
support for the proposition that GACT
standards are to be less stringent than
MACT standards. The Senate Report for
the 1990 CAA Amendments states that
‘‘[t]he Administrator may require area
sources to install MACT, but also has
the option to impose less stringent
emissions limitations reflecting
generally available control technology.’’
Senate Report 101–228, in
Congressional Research Service, A
Legislative History of the Clean Air Act
Amendments of 1990 (‘‘A Legislative
History’’) 8338, 8490 (emphasis added).
See also floor statement of Sen.
Moynahan (‘‘Clearly, this [GACT]
requirement is less demanding than the
maximum achievable control
technology required for major point
sources’’) (April 3, 1990 Senate floor
debate on S. 1630, in A Legislative
History 6946, 7083); House Energy and
Commerce Committee Markup of H.R.
3030 (The Waxman amendment requires
EPA to regulate 90 percent of the area
source emissions of each hazardous air
pollutant. EPA may elect to establish
controls based on ‘‘generally available
control technology’’ in lieu of the more
stringent controls based on ‘‘maximum
achievable control technology’’ that
would apply to major sources.’’ (Apr.
12, 1990 Clean Air Facts description of
committee markup, in A Legislative
History 2446, 2561).
Another commenter added that the
preamble did not contain any
explanation for EPA’s decision to
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impose more stringent requirements on
smaller, lower-emitting facilities than
on major sources. The commenter also
cited rationale in Senate Report 101–228
that indicates the Congress intended
GACT standards for area sources to be
less stringent than MACT standards for
major sources. The commenter also
noted that EPA has taken the position
that GACT is a less stringent standard in
the preamble to the area source
rulemaking for perchloroethylene dry
cleaning facilities (58 FR 49354, 49356).
Response. As described in detail
below, we disagree with the
commenters’ basic premise that a
GACT-based standard will always be
less stringent than a previouslypromulgated MACT-based standard,
particularly in circumstances such as
those here where the relevant MACTbased standard is more than 6 years old.
Further, in this particular instance, the
major source MACT-based NESHAP and
the area source GACT-based standards
are not directly comparable because
they regulate different pollutants and
different collections of process
equipment. The MACT standards
regulate total HAP with no speciation.
The MACT also covers additional
process equipment (i.e., asphalt,
adhesive, and sealant storage tanks, and
adhesive and sealant applicators) that
are not covered under the GACT-based
standards.
In assessing what constitutes GACT
for the asphalt processing and asphalt
roofing manufacturing area source
category, we evaluated the control
technologies and management practices
that reduce PAH emissions at the
asphalt processing and asphalt roofing
manufacturing facilities that compose
the source category. In our evaluation,
we used information from an industry
survey, discussed options for
controlling PAH emissions with the
industry trade association, and reviewed
operating permits to identify the
emission controls and management
practices that are currently used to
control PM and PAH emissions. In our
evaluation, we determined that all of the
blow stills used by facilities in the
source category to process asphalt are
currently controlled using thermal
oxidation. We also found that the
majority of roofing manufacturing lines
was controlled using some type of PM
control devices (e.g., fiber-bed filters).
Additionally, we determined that due to
market-driven process changes, the
majority of roofing manufacturing
facilities no longer use organic felt as
the substrate for roofing materials. The
process change of no longer using
organic felt as a substrate has
significantly reduced the amount of
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asphalt used to manufacture a given
quantity of roofing products. For all of
these reasons, it is understandable that
the GACT standard for this category is
different than the MACT standard. After
considering all of this information, we
then considered costs and economic
impacts in order to determine what
actually constitutes GACT for the
asphalt processing and asphalt roofing
manufacturing area source category.
While MACT-based standards for a
given source category would most likely
be more stringent than GACT-based
standards for the same sources if the
standards were developed at the same
point in time, that is not the case here.
Here, the GACT standards are based
upon more recent process equipment,
control device, and emissions data that
were analyzed to support development
of these standards, specifically. In
contrast, the MACT standards were
based upon data collected in 1995.
Additionally, the GACT-based standards
focus on the HAP (PAH) and processes
(blowing stills and saturators, wet
loopers, coaters, and coating mixers) for
which this area source category was
listed. The MACT-based standards were
developed using a floor analysis for total
HAP over a wider span of process
equipment. Under such circumstances,
the previously established MACT
standard cannot reasonably be
considered dispositive of the question of
what constitutes GACT. Rather, as with
any GACT determination, in
determining what constitutes GACT for
the asphalt processing and asphalt
roofing manufacturing area source
category, we first carefully evaluated the
methods, practices and techniques that
are commercially available and
appropriate for application by sources
in the asphalt processing and asphalt
roofing manufacturing area source
category. We then considered costs and
economic impacts to determine what
constitutes GACT. The GACT-based
standards in this final rule reflect the
Agency’s determination, based on this
evaluation, of GACT for the asphalt
processing and asphalt roofing
manufacturing area source category.
Comment. One commenter did not
believe that the proposed standards
represent a GACT level of control
because EPA used unrepresentative
data, did not account for variability in
establishing the emission limits, and
determined the emission limits using
the average.
In developing the proposed GACT
standards, the commenter noted that
EPA used data from only one source in
each source category. The commenter
also stated that not only is the data too
sparse, but it is not representative of
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GACT because the data were collected
to support a MACT rulemaking (i.e., the
data were collected at the bestcontrolled sources in the industry). The
commenter submitted PM emissions
data from member companies for coateronly lines, saturator-only lines, and
lines containing coaters and saturators.
The commenter noted that there are
numerous subpart UU NSPS compliance
tests available documenting PM
emissions from industry sources. The
commenter added that, because the PM
data have been collected to demonstrate
compliance with air permits and the
subpart UU NSPS, the data would meet
the quality assurance and quality
control standards required by State air
pollution control agencies.
The commenter stated that the
standards should consider the
variability in emissions due to:
operational distinctions between
different facilities or units (i.e., roofing
lines); between-test variability (i.e.,
variability in measurements made at the
same facility or unit at different times);
and within-test variability (i.e.,
measurement variations in individual
test runs).
The commenter stated that EPA and
the courts have recognized the
importance of using representative data
and accounting for such variability
between facilities, processes, and test
results. In Sierra Club v. EPA, 167 F.3d
658, 665 (DC Cir. 1999), the U.S. Court
of Appeals for the DC Circuit stated in
a MACT case (under CAA section 129):
‘‘It is reasonable to suppose that if an
emissions standard is as stringent as ‘the
emissions control that is achieved in
practice’ by a particular unit, then that
particular unit will not violate the
standard. This only results if ‘achieved
in practice’ is interpreted to mean
‘achieved under the worst foreseeable
circumstances.’ ’’
The commenter stated that, in
approving EPA’s decision to account for
variability in a CAA section 112 case by
not setting the standards based upon the
lowest emission limits, the court
correctly pointed out that ‘‘even the best
performing sources occasionally have
spikes.’’ Mossville Environmental
Action Now v. EPA, 372 F.3d 1232, 1242
(DC Cir. 2004). Similarly, the
commenter noted that, under the
technology-based NSPS, the DC
Circuit’s decisions ‘‘evince a concern
that variables be accounted for, that the
representativeness of test conditions by
[sic] ascertained, that the validity of
tests be assured and the statistical
significance of results determined.’’
National Lime Ass’n v. EPA, 627 F.2d
416, 452–53 (DC Cir. 1980). See also
Portland Cement Ass’n v. Ruckelshaus,
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486 F.2d 375, 396 (DC Cir. 1973), cert.
denied, 417 U.S. 921 (1974) (remanding
NSPS in part due to ‘‘the lack of any
indication of statistical reliability’’ in
test results used to set standards).
Moreover, the commenter asserted
that a single test almost by definition
cannot be representative of conditions
found throughout an industry. The
commenter said that the DC Circuit has
held under CAA section 111, ‘‘a uniform
standard must be capable of being met
under most adverse conditions which
can reasonably be expected to recur
* * *’’ National Lime Ass’n, 627 F.2d at
431 n.46. See also Portland Cement
Ass’n, 486 F.2d at 396 (noting industry
point that ‘‘a single test offered a weak
basis’’ for inferring that plants could
meet the standards). Without accounting
for variation among different emissions
tests, the commenter stated that it
cannot be determined with a significant
degree of statistical confidence that even
a single unit will not be able to meet the
standard over a reasonable period of
time, when one can expect adverse
conditions to be present.
The commenter noted that the courts
have recognized this same basic
principle in reviewing technology-based
effluent standards under the Clean
Water Act. As the Fifth Circuit stressed
in reviewing ‘‘best practicable
technology’’ or ‘‘BPT’’ standards under
Clean Water Act section 304(b)(1):
The same plant using the same treatment
method to remove the same toxic does not
always achieve the same result. Tests
conducted one day may show a different
concentration of the same toxic than are
shown by the same test on the next day. This
variability may be due to the inherent
inaccuracy of analytical testing, i.e.,
‘‘analytical variability,’’ or to routine
fluctuations in a plant’s treatment
performance.
Chemical Manufacturers Ass’n v.
EPA, 870 F.2d 177, 228 (5th Cir. 1989).
The commenter said that the Fifth
Circuit upheld the standards because
EPA expressly stated that they should
be achievable ‘‘at all times apart from
instances of upsets,’’ and because the
Clean Water Act contains an ‘‘upset
defense.’’ Id. at 230. See also American
Petroleum Institute v. EPA, 540 F.2d
1023, 1035–36 (10th Cir. 1976) (‘‘Even
in the best treatment systems, changes
occur in ability to treat wastes * * *
[V]ariability factors present[] a practical
effort to accommodate for variations in
plant operations’’); FMC Corp. v. Train,
539 F.2d 973, 985 (4th Cir. 1976)
(variability factors account for ‘‘the fact
that even in the best treatment systems
changes continually occur in the
treatability of wastes’’). See also 47 FR
24534, 24546 (1982) (in setting general
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pH effluent limitation under the Clean
Water Act, EPA pointed out that it
‘‘traditionally has recognized that it
must take variability into account in
establishing effluent limitations, and in
recognition that 100 percent compliance
is theoretically impossible, the Agency
has generally set daily effluent
limitations which would be met
approximately 99 percent of the time’’).
The commenter noted that EPA
pointed out in its brief in the Sierra
Club v. EPA MACT case under CAA
section 129 (discussed above), that
simply trying to set a technology-based
emission standard by considering a very
limited dataset ‘‘ignores the critical
distinction between an emission level
that is ‘observed’ on a particular
occasion versus an emission level the
Administrator determines is ‘achieved
in practice’ through performance
because it is capable of being met
continuously under the range of
operating conditions that can reasonably
be expected.’’ EPA brief at 35. Limited
test results—the ‘‘observed’’ emissions
levels—bear no relationship at all to
what a variety of differently configured
plants (or even a single unit) can
achieve on a continuous basis. This is
because each test produces a very
limited sample of data. It does not
provide a full enumeration of the
available data for the unit’s performance
over a long period of time. See Natrella,
Environmental Statistics, supra, chapter
1.
The commenter stated that EPA
inappropriately ignored basic statistical
principles for environmental standardsetting. The commenter said that in any
normally distributed set of data, 50
percent of the data points will be higher
than the mean. Even assuming that the
data were representative, a standard that
50 percent of sources do not meet would
lead to a level of control more stringent
than that generally available.
The commenter stated that the use of
the average uncontrolled emissions
derived from a single test at a saturator/
wet looper and a single test at a coater/
coating mixer at one facility (the Tamko
Frederick, MD facility) is inappropriate
for setting standards. The commenter
further stated that even assuming this is
actually a median data point, 50 percent
of the emission sources will have
emissions higher than this source.
The commenter noted that a paper
published in a peer-reviewed journal
showed that the emissions from
uncontrolled coaters are variable (the
standard deviation was 169 percent of
the mean). The commenter stated that if
the assumption is made that the data are
distributed according to the t-Density
function, this means that more than 33
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percent of sources would be expected to
have uncontrolled emissions of greater
than 0.83 pounds/ton of product. To
meet the 0.03 pound PM/ton of product
standard, the commenter said that the
cleanest of these sources (at 0.83 lbs/
ton) would have to have unvarying
emissions, and continuous control
efficiencies of greater than 96 percent
efficiency.
The commenter also stated that EPA
has inappropriately used average values
in converting the emissions data to
pounds of PM emitted per ton of
product manufactured and in assessing
the removal performance of highefficiency air filter (HEAF) in
calculating the proposed standards.
The commenter suggested that a valid
and reasonable approach to calculate
representative emissions for such a
small data set is to add two standard
deviations to the mean (x) of the 3 stack
testing runs. Assuming data are
normally distributed, the commenter
said that approximately 97.8 percent of
sources in a normally distributed
population would fall below this x + 2
standard deviations envelope.
The commenter stated that because of
EPA’s flawed analysis, the proposed
PAH and PM GACT emission standards
for asphalt roofing manufacturing are
too stringent and that EPA’s assertion
that the GACT standards can be met is
incorrect.
Response. We agree with the
commenter that, as a general matter, it
is desirable to have as robust a data set
as possible when establishing emission
limits. We also note, however, that EPA
must often work with the data it has
even though we might prefer to have
additional data. We had a reasonable set
of data upon which to base the proposed
rule and it is within our discretion to
determine whether it is appropriate to
seek additional data before proposing to
take a particular action. See, Natural
Resources Defense Council v. EPA, 529
F.3d 1077 (D.C. Cir. 2008) (Recognizing
that it is within EPA’s discretion to
determine when it is appropriate to rely
on existing data rather than exercising
its authority under section 114 of the
Clean Air Act to obtain additional or
new data.) In addition to actually having
sufficient data upon which to base the
proposed rule, we faced time constraints
that precluded obtaining even more data
due to the fact that we were trying to
meet a court-ordered deadline for
issuing the proposed rule. Finally, the
rulemaking process itself is one of the
primary ways in which EPA obtains
relevant information.
We agree with the commenter that
additional roofing line emissions data
would be helpful in establishing the
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GACT-based limits for this area source
category. We also agree that variability
in emissions is one of several important
factors that need to be considered in
establishing the GACT limits and that
we had a less than desirable amount of
data with which to consider statistical
variability at proposal. The additional
data provided with the industry
comments, in combination with the data
EPA relied on in developing the
proposed rule, provides a robust data set
for use in assessing both the actual
performance of sources and the
variability in that performance with the
result that the final emission limits will
be more statistically sound than those
contained in the proposed rule.
Consequently, the final GACT-based
limits have been revised to take into
account the additional data submitted
by the commenter for asphalt roofing
lines. Additionally, we considered the
standard deviation of the data in
establishing the revised emission limits.
We are adding one standard deviation to
the average of the data to account for
variability. We considered adding two
standard deviations to the average but
we did not believe this approach was
representative of GACT because the
resulting emission limits were above the
limits that most facilities already
achieve. For the combined coater/
saturator roofing lines, we are
establishing the emission limits as the
sum of the emissions limits for the
coater-only and saturator-only lines. We
used this approach for the combined
coater/saturator roofing lines because
the emissions are additive (i.e., the
process units are in series).
The revised GACT limits for new and
existing coater-only production lines are
0.0002 lb PAH/ton of product
manufactured (or 0.06 lb PM/ton of
product manufactured). For new and
existing saturator-only production lines,
the revised GACT limit is 0.0007 lb
PAH/ton of product manufactured (or
0.30 lb PM/ton of product
manufactured). For new and existing
combined saturator and coater
production lines, the revised GACT
limit is 0.0009 lb PAH/ton of product
manufactured (or 0.36 lb PM/ton of
product manufactured).
C. Initial Compliance Requirements
Comment. One commenter contended
that EPA proposed a very short
compliance deadline for existing
sources—only one year from issuance of
the final rule. See section 63.11560(a).
The commenter noted that the proposed
one-year compliance deadline is
premised upon EPA’s assumption that
sources will not have to install or
modify air pollution control equipment
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to meet the standards. The commenter
stated that this assertion is not true;
however, as shown by the subpart UU
NSPS test data in a report submitted by
the commenter, a number of facilities
have been operating above the proposed
PM standards in the GACT proposal.
Thus, according to the commenter,
contrary to the proposal’s justification,
if the final standards are anywhere near
the level of the proposed standards, the
commenter stated that a number of
facilities will need to make significant
improvements to and/or reconstruct
existing PM control equipment or install
new equipment altogether to meet the
proposed GACT limits.
The commenter stated that NSPS
subpart UU and MACT Method 5A
testing data show that 20—50 percent of
the potential GACT regulated sources
surveyed by EME Solutions would be in
non-compliance with the proposed
GACT limits. Given that these sources
will have to perform engineering
testing(s) to assess compliance status,
analyze results, design/develop
solutions to the reason(s) for potential
noncompliance, fabricate and install the
solutions, and then perform compliance
testing; eighteen months is much too
short a time period.
The commenter noted that the
proposal also recognizes that there are
uncontrolled sources in the industry.
For example, many coating mixers are
not currently controlled. Even if a
facility has existing PM control
equipment, the commenter contended
that it will be necessary to install
ducting to vent the currentlyuncontrolled affected sources to the
controls.
The commenter also noted that many
States require a construction permit to
make modification to emissions control
technology already in place. The
permitting alone can take 9 months or
longer.
In addition, the commenter stated that
the subpart LLLLL MACT standards
provided a 3-year compliance date for
existing sources, even though they were
less stringent than the proposed GACT
standards. The commenter said that
there is no logical rationale for having
a three-year compliance date for the
MACT standards yet only a one-year
compliance date for more stringent
GACT standards. The commenter stated
that for all these reasons, the final rule
should provide that a facility has three
years from the date of issuance of that
rule to comply with the GACT
standards.
For all these reasons, the commenter
believed that a three-year compliance
deadline is appropriate, and that the
proposed section 63.11560(a) should be
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amended by substituting the term ‘‘three
years’’ where ‘‘one year’’ is currently
found in the bracketed language.
Response. We disagree with both the
commenter’s basic premise that existing
sources will need three years to comply
with the final standards and the
assumptions underlying that premise.
The commenter assumes that either new
control devices will need to be installed,
or existing controls upgraded, to comply
with the PAH or PM emission limits.
We believe that this assumption is
incorrect. In this final rule, we revised
the emission limits based on our
assessment of additional data and to
account for variability. As a result, we
believe that no new add-on controls will
be needed to comply with the final
GACT standards. Consequently, we
believe that the proposed compliance
deadline of one year is adequate. If an
owner or operator believes that
additional time beyond the one year
compliance period is needed to install
controls, the owner or operator can
request a compliance extension from the
Administrator (or a State with an
approved title V permit program), as
authorized by CAA section 112(i)(3)(B)
and specified in section 63.6(i)(4)(i)of
the NESHAP General Provisions.
Comment. One commenter noted that
the deadline for conducting
performance tests for existing sources
stated in the proposal preamble was
incorrect because it said that the
performance test must be conducted
within 180 days after publication of the
final rule in the Federal Register, rather
than 180 days after the compliance date
as specified in the regulatory text. The
commenter said that the preamble to the
final rule should clarify that the
preamble to the proposal was in error
because the rule language specifies that
existing facilities must demonstrate
initial compliance within 180 calendar
days after the compliance date.
The commenter also noted that EPA
uses multiple terms for the same
requirement (i.e., ‘‘performance testing,’’
‘‘compliance testing’’). The commenter
asserted that the use of multiple terms
for the same requirement can cause
confusion when interpreting the
regulatory requirements. The
commenter recommended that EPA
refer to this testing as ‘‘compliance
testing’’ throughout the final GACT rule.
Response. We agree with the
commenter and have corrected the
inconsistencies in the final rule.
Comment. One commenter stated that
either one or both of the asphalt density
calculations have been improperly
derived. The commenter said that either
the calculations in English units or in
metric units are inaccurate; as they do
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not give the same answer after the unit
conversions are made. The commenter
requested that EPA revise these
equations as appropriate.
Response. We agree with the
commenter and we have corrected the
English-unit values for the constants K1
and K2 in the asphalt density equations
of the final rule.
Comment. One commenter believed
that the requirement in the proposed
rule (section 63.11562(h)(1)) to conduct
the compliance tests under conditions
that represent normal operation and not
during periods of startup, shutdown, or
malfunction is overly broad. The
commenter stated that there can be a
significant range of ‘‘normal operation,’’
and the requirement as stated can lead
to confusion among regulators and the
regulated community.
The commenter added that some
asphalt roofing manufacturing facilities
would find it impossible to meet the
proposed requirement to manufacture a
certain product during compliance
testing because they do not manufacture
such products. The commenter noted
that the proposal also differs from the
approach taken in the subpart LLLLL
MACT rule. The commenter suggested
that the final rule require that the test
be performed while manufacturing the
roofing product that is expected to
result in the greatest amount of HAP
emissions.
Response. We agree with the
commenter’s suggestion that compliance
tests be performed while manufacturing
the roofing product that is expected to
result in the greatest amount of PAH
emissions. As a result, the final rule
specifies that initial and subsequent
compliance tests must be conducted
while manufacturing the product that
has the highest PAH and PM emissions.
We have also eliminated the
requirement that compliance tests be
conducted under conditions that
represent normal operation and not
during periods of startup, shutdown or
malfunction. We believe that this
change addresses both aspects of the
comment. Requiring that the
compliance test be conducted while
manufacturing the product that has the
highest PAH and PM emissions
eliminates the need to specifically
reference normal operating conditions.
We are appropriately requiring
compliance testing during those periods
when the facility is manufacturing the
product that has the highest PAH and
PM emissions.
Comment. One commenter stated that
it would be helpful if EPA explained
how the production rate is determined.
The commenter questioned if the
production rate was based on actual
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daily production, monthly production,
the daily average of monthly production
or some other calculation. The
commenter also questioned how the
production rate would be determined in
plants that run continuously, so that
production spans more than one
calendar day.
Response. The production rate to be
used in determining compliance with
the asphalt roofing manufacturing
emission limits is the production rate at
which the roofing line was operating
during the compliance test. If a facility
is demonstrating initial compliance
with the emission limits using the
average of three 1-hour emission tests,
the production rate used for the
compliance demonstration would be the
average rate over the 3-hour period (in
terms of pounds of product
manufactured). The final rule clarifies
that the production rate used for
determining compliance must be the
average production rate utilized during
the compliance test.
Comment. One commenter supported
EPA’s decision to set the PM standards
based upon filterable PM emissions, as
is clear from the choice of Method 5A
to measure PM emissions. The
commenter noted that the data upon
which the standards were based were of
filterable PM emissions, so it would be
inappropriate to include condensable
particulate for compliance purposes.
The commenter asserted that doing so
would be inconsistent with the basis of
the standards.
The commenter believed that the
preamble to the final rule should make
it clear that in measuring PM emissions,
the rule contemplates only filterable PM
(the ‘‘front half’’), and that it would be
inappropriate to also require
measurement of condensable PM (the
‘‘back half’’). The commenter also
recommended adding a definition for
PM to section 63.11566. The commenter
said that the definition should state that
‘‘Particulate matter (PM) means the
filterable particulate matter as measured
using the front half of Method 5A.’’
Should States require that the front half
and back half meet these stringent
standards, this would result in a
regulation far stricter than that
mandated by the CAA. The commenter
stated that facilities might be required to
install thermal oxidizers to comply, a
decision that would result in increased
emissions of greenhouse gases to reduce
already low emissions of PAH.
Response. The data upon which the
alternative PM emission limits are based
were collected using EPA Method 5A of
Appendix A of 40 CFR 60
(Determination of Particulate Matter
Emissions from the Asphalt Processing
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and Asphalt Roofing Industry). Using
Method 5A, PM in vent gas samples
taken from the source is collected on a
glass fiber filter maintained at a
temperature of 42 ± 10 °C (108 ± 18 °F).
The PM mass, which includes any
material that condenses at or above the
filtration temperature, is determined
gravimetrically after the removal of
uncombined water. Consequently, we
agree with the commenter that it would
be inappropriate to establish emission
limits that include contributions from
PM that is captured in the sampling
train downstream of the Method 5A
filter since we do not have data that
reflect those contributions. Therefore,
for purposes of this final rule, we are
defining PM to include any material
determined gravimetrically using EPA
Method 5A—Determination of
Particulate Matter Emissions From the
Asphalt Processing And Asphalt
Roofing Industry (40 CFR 60, Appendix
A).
Comment. One commenter noted that
the proposal allows the use of the
results of performance testing
conducted during the past five years to
show compliance and indicates that a
source must be able to demonstrate that
‘‘the results of the performance test,
with or without adjustments, reliably
demonstrate compliance despite any
process changes.’’ The commenter
requested further explanation of this
provision, because it is likely that most
process adjustments would trigger a retest.
Another commenter stated that the
rule should specify that only emission
increases resulting from a process
change that is above a de minimis level
would prevent a previous test from
being used.
Response. We clarified the final rule
preamble by removing the term ‘‘with or
without adjustment’’ because that
language was unclear. While we agree
that there are many types of process
changes that could increase PAH and
PM emissions such that the previouslyconducted test would not be valid, we
believe that some changes would not
invalidate the results of the previouslyconducted test.
We included the option to use
existing tests to provide flexibility to the
affected facilities. We intend that it is
the responsibility of the owner or
operator to demonstrate that the process
adjustment or change did not invalidate
the results of the previously-conducted
test. Consequently, we are not including
de minimis emissions levels in the final
rule.
Comment. One commenter noted that
some facilities have conducted required
PM compliance testing under various
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state-managed air permit programs. The
commenter said that, in some cases, the
methodologies used in these tests are
somewhat different than Method 5A.
However, the commenter noted that in
all cases the methods are approved by
a State agency prior to use and typically
are carefully evaluated by state experts.
The commenter asserted that preventing
a facility from using a legitimate,
accepted test previously used to
establish compliance will result in
unnecessary costs and potential
conflicts with existing, state-issued, air
permit terms and conditions. The
commenter asserted that in this scenario
requiring the prior test to conform
exactly to Method 5A does not provide
any additional benefit to the
environment, and it merely adds cost,
uncertainty and confusion.
Response. We disagree with the
commenter that the final rule should
provide a blanket allowance for the use
of state-approved test methods in lieu of
EPA Method 5A. The final rule, through
reference to the NESHAP General
Provisions, allows owners or operators
to petition the Administrator to use
alternative test methods and procedures.
The EPA retains the authority to
approve alternative test methods based
on site-specific information. This
mechanism can be used to obtain
approval to use the results of a
previously conducted test, as well as to
obtain approval to use an alternative test
method in the future.
Comment. One commenter supported
EPA’s decision to allow facilities to use
‘‘process knowledge and engineering
calculations’’ in lieu of a performance
test to demonstrate initial compliance at
a roofing line that does not include a
saturator. The commenter noted that
companies often have the necessary
information and data to show that they
will be in compliance with the emission
standards if they operate their plants in
such a way as to meet specified
parameters. However, the commenter
questioned why the option was limited
to roofing lines that do not include a
saturator. The commenter noted that the
proposal offers no explanation for this
limitation. The commenter asserted that
the same principles apply to roofing
lines with saturators and asphalt
processing operations.
Response. In the proposal, we limited
the option to use process knowledge
and engineering calculations because
we believed that a coater-only line was
the only equipment configuration that
could potentially demonstrate
compliance without using an add-on
control device. However, we agree with
the commenter that the technical basis
for allowing the option does not
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preclude application of the option to
lines containing saturators. Therefore,
the final rule does not limit to coateronly lines the use of process knowledge
and engineering calculations, in lieu of
an emissions test, to demonstrate initial
compliance. However, we are clarifying
that the option is applicable only to
roofing lines that do not need a control
device to comply with the GACT limits.
D. Continuous Compliance
Requirements
Comment. Two commenters stated
that the pressure drop monitoring
requirement for control devices in the
final rule should specify that the
pressure drop must be maintained in the
range established during the initial
compliance test, rather than below a
maximum limit. The commenters noted
that if the filter develops a tear or it is
removed after the initial test, the
pressure drop would decrease. In this
scenario, the commenters said that the
filter removal or tear would not cause a
violation of the operating limit but the
air pollution control device would not
be operating properly. A third
commenter noted that filters become
more efficient and remove more
particulates as their differential pressure
increases.
Another commenter stated that as
long as the ability of the blower to move
air is not impeded (i.e., as long as the
operating limit of the technology is not
exceeded), increased pressure drop
actually improves PM removal
efficiency. The commenter said that the
key to PM filtration technology is not
the pressure drop but the velocity of air
moving through the capture and control
system. The commenter said that
pressure drop is actually a surrogate for
air flow measurement. The commenter
stated that the design maximum
pressure drop is based on the ability of
the blower providing air flow for
capture of the emissions at the source
(the air flow captures the PM emissions
and transports the PM to the filtration).
The commenter noted that the proposed
approach of maintaining the pressure
drop below a maximum level is contrary
to the way filtration-based PM control
technology used in asphalt roofing lines
works.
Response. We agree with the
commenters that requiring that the
pressure drop be maintained within a
predetermined range and monitored to
ensure that this is the case is a better
indicator of control system performance
than requiring the pressure drop be
maintained below a maximum level.
The final rule, therefore, specifies that
the pressure drop and temperature must
be maintained within the range
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established by the initial compliance
assessment.
Comment. One commenter
recommended that the pressure drop
temperature compliance parameters be
based upon the specifications of the
manufacturer of the filtration
technology. The commenter said that
many years of Method 5A compliance
testing has demonstrated that as long as
the inlet emissions stream does not
exceed the manufacturer’s temperature
and pressure drop limits, and the
control technology is operated as
specified by the manufacturer, the
technology will remove the PM from the
stream as guaranteed. The commenter
stated that many States have recognized
the validity of this approach to deliver
compliance with PM emissions limits
by requiring that, in both construction
and operating permits, emissions
sources operate control technologies as
per manufacturing requirements. The
commenter said that language in the
permit either incorporates or references
the manufacturer’s written operating
requirements as compliance parameters.
The commenter stated that limiting
the allowable pressure drop to levels
below manufacturer’s guaranteed
performance limits will force facilities
to replace and dispose of expensive
filtration media well before the end of
its guaranteed performance which
would result in the increased generation
and disposal of solid wastes, with no
net increase in reduction of PM and
PAH emissions. Also, the commenter
said that if the compliance test did not
occur late in the expected life of the
filter media, the pressure drop measured
will be low because the pressure drop
is lower for new filtration media than
for old filtration media.
The commenter added that the inlet
temperature to the filtration technology
is dominated by ambient conditions
(e.g., when outside temperatures are
high, the inlet temperatures of
emissions stream to the filtration
technology will be high). Thus, the
commenter said that if a facility cannot
time the compliance test to occur during
the hottest time of the year, the source
will surely experience higher inlet
temperatures during high temperature
time periods. The commenter stated that
member companies have already
experienced this problem in operating
under the subpart LLLLL asphalt
processing and asphalt roofing
manufacturing MACT. The commenter
noted that facilities in the industry have
received notices of violations for inlet
temperatures that exceeded those
measured during the performance test,
then re-tested at the elevated
temperature. The commenter said that
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these re-tests showed that they still did
not exceed the MACT PM emission
limits. The commenter also provided a
graphical figure that shows a consistent
correlation between temperature and
emissions does not exist.
The commenter recommended that
facilities be allowed two options for
establishing and monitoring pressure
drop and temperature in the final rule.
Under the commenter’s first option, the
parameters would be based upon
manufacturer’s specifications. The
source would conduct an initial
compliance test. The PM emissions from
the control device would need to be
shown to be below the final GACT
limits. As long as the pressure drop was
below the manufacturer’s requirements,
the source would be considered to be in
compliance with the pressure drop
compliance parameter. Under the
commenter’s second option, the
parameter values would be established
as under the proposal, but a
measurement that did not exceed that
value by a certain percent would not be
considered to be a deviation (the
commenter suggested 30 percent for
pressure drop and 10 percent for
temperature). The commenter stated
that EPA has allowed a similar buffer
over parameters measured during the
performance test in existing MACT
standards, including Subpart N for
Chromium Electroplating, at section
63.343, allowing a buffer on differential
pressure, and Subpart NNN for Wool
Fiberglass, at section 63.1382, allowing
production rate to exceed 20 percent
above the tested rate for up to 10
percent of the operating time in a
semiannual period.
Another commenter, a control device
equipment vendor, asserted that filters
will perform adequately when operated
within the design and pressure limits
imposed by the manufacturer. The
commenter added that filtration
equipment will operate adequately at
temperatures within the limits specified
by the equipment manufacturer.
Response. We agree with the
commenters that equipment
manufacturer specifications for filter
media performance are appropriate for
use in establishing monitoring
parameter ranges, particularly
considering the difficulty in conducting
emission tests that capture the
performance of the control device at the
high and low end of its operating range.
Consequently, we are adopting the
commenter’s first option in that the final
rule allows owners or operators to use
equipment manufacturer performance
specifications for filter media in
establishing monitoring parameters.
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Comment. One commenter was very
concerned about the way the proposal
would have facilities set their
compliance parameter limits for
pressure drop and temperature through
an initial compliance test. The
commenter believed that EPA’s
proposed approaches lack a technical
basis and would result in numerous
potential violations of the operating
limits even when PM and PAH
emissions are well below the emission
standards. The commenter suggested
alternative methodologies that are more
appropriate for establishing parameter
limits.
The commenter noted that the
proposal would treat all ‘‘deviations’’
from the operating parameter limits (i.e.,
all exceedances of parameter limits) as
potential violations of the emission
standards. The commenter thought that
this approach was excessively harsh,
particularly because several factors
make it almost certain that established
operating parameter limits will be
exceeded at times even when a facility
is not exceeding the GACT emission
standards, and is operating its processes
and control equipment well.
For example, the commenter stated
that an exceedance of a temperature
parameter limit does not mean that a
facility is exceeding the emission
standard; the ambient temperature has a
significant effect on the temperature
monitored and the amount of emissions
is actually controlled by the temperature
of the asphalt in the coating mixer,
coater, and/or saturator. For that reason,
the commenter noted that the preamble
to the Subpart UU (NSPS for asphalt
processing and asphalt roofing
manufacturing) states that ‘‘periods of
temperature excursions * * * would
not, of themselves, constitute a violation
of the numerical emission limits. The
commenter noted that even if the
temperature is measured at the coater or
saturator, an exceedance of the
temperature parameter limit does not
mean that the source is exceeding the
standards.
The commenter asserts that the same
is true for deviations from a set pressure
drop parameter limit. As discussed
above, it would not be at all surprising
for a roofing line to exceed its pressure
drop limit but still emit fewer PM or
PAH emissions than the actual emission
standard allows.
Consequently, the commenter stated
that EPA should follow an approach
similar in some ways to one that EPA
established in its subpart NNN
fiberglass MACT standards. The subpart
NNN wool fiberglass standards consider
whether an affected source is operating
outside of its parameter limits for more
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than 5 percent of the time during a 6month block reporting period. The
commenter believes that EPA should
borrow from this approach, and require
that the facility conduct a new
compliance test if a roofing line has
operated outside of the established
parametric limits, as we have proposed
them, for more than 5 percent of the
time in any semiannual reporting
period. The commenter said that this
would essentially be a combination of
the approaches taken by the wool
fiberglass MACT standards and the
subpart UU NSPS for asphalt roofing
manufacturing. If the re-test shows the
line to be emitting more PAH or PM
than the standard allows, commenter
said that the facility could be judged to
be in violation of the GACT standard. If
the re-test shows that emissions do not
exceed the standard, commenter said
that there would be no violation.
Response. We acknowledge the
difficulty in establishing appropriate
monitoring parameter ranges for
filtration-based PM control devices. As
noted in earlier responses to comments
above, the final rule allows owners or
operators to establish a range of
parameter values for monitoring using
manufacturer performance
specifications. The EPA believes that
allowing the use of manufacturer
specifications provides owners or
operators sufficient flexibility in
establishing appropriate parameter
ranges. Consequently, we are not
including a re-test provision in the final
rule. The parameter ranges established
by the facility and approved by the
delegated authority are not-to-exceed
values. A parameter exceedance would
be a violation of the monitoring
requirements but not necessarily a
violation of the emission limits.
Additionally, we are not including the
re-test provision because we do not
believe it is possible in all cases to
replicate the conditions that caused the
exceedance during a re-test.
Comment. One commenter noted that
some of the ESP units currently in
operation in the industry are not
provided with voltage meters, nor are
they easily modified to add meters for
the voltage reading. The commenter said
that such ESPs are typically provided
with a green indicating light. The
commenter said that this light is used to
assess the operation of the unit and
determine when cleaning is needed. The
commenter added that the light burns a
solid green during normal operation and
the light flashes as the cells gradually
become dirty; the dirty cells are then
replaced with clean spares.
The commenter stated that contractors
have been contacted to provide
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proposals to modify the existing units to
add the required voltage indicators. The
commenter said that current estimates
are around $50,000 to modify the
exiting units to add voltage meters and
another $25,000 to $50,000 to add
controls to automatically provide the 3hour average voltage (cost varies
depending upon the current automation
capability of a facility). The commenter
said that the high cost of these
modifications is not reasonable, given
that the use of the indicating light
ensures that the ESP will operate
properly. The commenter therefore
believed that routine monitoring and
logging of the ESP monitoring light is
the only reasonable method to verify the
operation of an ESP that does not have
voltage meters and that EPA should
allow this method of compliance.
Response. We agree with the
commenter that requiring retrofits for
voltage monitors is not cost efficient.
We also believe that monitoring the ESP
instrumentation (e.g., indicator light)
provides sufficient monitoring of the
ESP performance. Therefore, the final
rule allows owners or operators to
monitor the ESP instrumentation as an
option to monitoring voltage.
Additionally, the final rule specifies
that failure to service the ESP within
one hour of the potential problem is an
exceedance of the monitoring standards,
which is consistent with previously
promulgated area source rules (e.g., area
source NESHAP for iron and steel
foundries, and area source NESHAP for
aluminum, copper and other nonferrous
foundries).
Comment. One commenter stated that
CEMs are not suitable for asphalt fumes
for continuous sampling of PM. The
commenter noted that EPA Method 5A
is used for stack PM sampling of asphalt
fumes and Method 5A requires that the
emission stream be cooled to allow the
fume aerosols to condense and this PM
portion is then recovered from the
sample train with an after test solvent
wash. The commenter stated that a
continuous analyzer does not exist that
will perform this PM sampling.
Response. We agree with the
commenter and the CEMS option has
been removed from the final rule.
Comment. One commenter supported
the proposed provision that, for periods
of startup and shutdown, would allow
owners and operators to demonstrate
compliance with the emission standard
over a 24-hour averaging period. The
commenter advocated, however, that
EPA adopt a similar 24 hour averaging
approach for determining compliance
with the temperature requirements of
the rule. Another commenter expressed
concerns with the proposed provision
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that, for periods of startup and
shutdown, allows owners and operators
to demonstrate compliance with the
emission standard over a 24-hour
averaging period. Specifically, the
commenter expressed concern regarding
the public health impacts of excess
emissions during SSM episodes.
Response. We appreciate the one
commenter’s support of the provision
that, for periods of startup and
shutdown, allows owners and operators
to demonstrate compliance with the
emission standard over a 24-hour
averaging period. However, we reject
the commenter’s suggestion that the 24hour averaging period be extended to
temperature. As stated elsewhere in this
preamble, we have modified the rule to
require that the owner/operator
establish a temperature range for the
inlet gas temperature to the PM control
device during the initial compliance
assessment and to then maintain the 3hour average inlet gas temperature
within that range during operations. We
believe that these changes, which allow
the owner/operator to establish a
temperature range, obviate any need for
a longer averaging time for temperature.
We proposed the use of a 24-hour
averaging period for determining
compliance with the emission standards
to account for emissions generated
during periods of startup and shutdown
based on the format we chose for the
emission standards, i.e., lbs of emissions
per ton of product produced. During
periods of startup and shutdown, the
process will continue to produce
emissions. Even though emissions
during such periods will be less than
those that occur during normal
operations when measured on an hourly
basis, i.e., pounds of emissions per hour
of operation, production during such
periods will be very limited. As a result,
it will be very difficult, if not
impossible, to demonstrate compliance
with a standard stated in terms of
pounds of emissions per ton of product
produced if a 3-hour averaging period is
used. Specifically, emissions generated
during periods of startup and shutdown
will be less on an hourly basis than
those generated during normal
operations for a number of reasons.
First, during periods of startup, the
temperature of the asphalt is raised until
it reaches the optimal temperature for
use when producing product. Similarly,
during periods of shutdown, the
temperature of the asphalt is being
reduced from the temperature which is
optimal for production. As the
temperature of the asphalt increases, the
rate of volatilization also increases,
resulting in increased PAH emissions as
measured on a pounds per hour basis.
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As a result, during startup, PAH
emissions, as measured on a pounds per
hour basis, increase until the
temperature of the asphalt reaches the
optimal temperature for production after
which the temperature is maintained at
a steady state. During shutdown, the
reverse process occurs, i.e., as the
process is shut down, the asphalt cools,
the rate of volatilization decreases and
hourly PAH emissions decrease.
Second, during startup and shutdown,
the asphalt usage rate, and hence the
hourly PAH emission rate, fluctuates.
During startup, the asphalt usage rate
gradually increases until it reaches the
rate present during normal production.
As a result, during startup, the hourly
PAH emission rate gradually increases
until it reaches the rate that exists
during periods of normal production.
During shutdown, the reverse occurs,
i.e., the hourly asphalt usage rate
gradually decreases from the rate
present during normal production.
Thus, except for the very start of the
shut-down period, the hourly PAH
emission rate is lower than during
periods of normal production. The rate
of production, i.e., the amount of
product produced on an hourly basis,
also fluctuates during periods of startup
and shutdown. At the commencement
of startup, no product is being produced
as the asphalt is being brought up to the
proper temperature for normal
production. The rate of production then
gradually increases until the process
reaches, and is maintained at, the rate
of normal production. During
shutdown, the rate of production is
gradually reduced from its normal rate
to zero. Thus, in light of the productionbased format of the standard and the
emission characteristics described above
that occur during startup and shutdown
at asphalt processing and asphalt
roofing manufacturing facilities, we
concluded that it was appropriate to
provide a longer averaging period for
determining compliance during periods
of startup and shutdown. We chose a
24-hour averaging period because, based
on the exercise of our best engineering
judgment, we determined that this was
an appropriate period since the record
indicates that the startup and shutdown
processes can take up to 9 hours to
complete. We also considered
establishing a 16-hour averaging period
as this represents two normal 8-hour
shifts, but concluded that this would
not provide adequate time for
conditions to normalize. The final rule,
therefore, allows sources to determine
compliance with the emission standard
based on a 24-hour averaging period, as
opposed to a 3 hour period.
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We acknowledge the one comment
regarding the health concerns associated
with emissions that are generated
during start-up and shut-down events;
however, the GACT standards are
technology-based standards as opposed
to health- or risk-based standards. For
the reasons described above, we think a
24-hour averaging period during periods
of startup and shutdown is reasonable
and the commenter has provided no
evidence to the contrary.
In the proposed rule, we proposed to
also apply the 24-hour period for
measuring compliance to malfunction
events. We are not adopting this
approach in the final rule. Rather, the
final rule requires compliance with the
standard based on a 3-hour average at
all times, except as explained above, for
periods of startup and shutdown, in
which case the rule provides that
owners and operators demonstrate
compliance with the standard over a 24hour averaging period. In re-examining
the record for this rulemaking, we
recognized that the data in the record
supporting a longer averaging period
related solely to startup and shutdown
events. Moreover, in contrast to startup
and shutdown events which are routine
and distinct operating modes, a
malfunction is defined as a ‘‘sudden,
infrequent, and not reasonably
preventable failure of air pollution
control and monitoring equipment,
process equipment or a process to
operate in a normal or usual manner
* * *’’ 40 CFR 63.2. As discussed
above, EPA has properly accounted for
different periods of operation, including
periods of startup and shutdown, in
establishing the standards in this rule.
Since a malfunction is not a distinct
operating mode, malfunction emissions
do not need to be factored into the
development of CAA section 112(d)
standards, which, once promulgated,
apply at all times. Sierra Club v. EPA,
551 F.3d 1019 (DC Cir. 2008). Thus, the
final rule does not establish a different
averaging period for use in measuring
compliance during malfunction events.
Further, even if malfunctions were
considered a distinct operating mode,
we believe it would be impracticable to
take into account malfunctions in
setting CAA section 112(d) standards.
Because, by definition, malfunctions are
sudden and unexpected events, it would
be difficult to set a standard that would
account for the myriad of different
emissions that could occur during
malfunctions. In addition, the type,
frequency, and duration of the
malfunctions may differ significantly
between sources. Finally, setting an
emissions standard that accounts for all
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different potential types of malfunctions
would allow a source to emit excessive
quantities of uncontrolled pollution and
would not provide an incentive for
sources to minimize the occurrence of
malfunctions.
E. Title V Permitting
Comment. One commenter argued
that the Agency’s proposal to exempt
the asphalt processing and asphalt
roofing manufacturing area source
category from title V requirements is
unlawful and arbitrary. The commenter
stated that section 502(a) of the CAA
authorizes EPA to exempt area source
categories from title V permitting
requirements if the Administrator finds
that compliance with such requirements
is ‘‘impracticable, infeasible or
unnecessarily burdensome.’’ 42 U.S.C.
section 7661a(a). The commenter noted
that EPA did not claim that title V
requirements are impracticable or
infeasible for any of the source
categories it proposes to exempt, but
that EPA instead relied entirely on its
claim that title V would be
‘‘unnecessarily burdensome.’’
Response. Section 502(a) of the CAA
states, in relevant part, that:
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* * * [t]he Administrator may, in the
Administrator’s discretion and consistent
with the applicable provisions of this
chapter, promulgate regulations to exempt
one or more source categories (in whole or
in part) from the requirements of this
subsection if the Administrator finds that
compliance with such requirements is
impracticable, infeasible, or unnecessarily
burdensome on such categories, except that
the Administrator may not exempt any major
source from such regulations. See 42 U.S.C.
section 7661a(a).
The statute plainly vests the
Administrator with discretion to
determine when it is appropriate to
exempt non-major (i.e., area) sources of
air pollution from the requirements of
title V. The commenter correctly noted
that EPA based the proposed
exemptions solely on a determination
that title V is ‘‘unnecessarily
burdensome,’’ and did not rely on
whether the requirements of title V are
‘‘impracticable’’ or ‘‘infeasible’’, which
are alternative bases for exempting area
sources from title V.
To the extent the commenter is
asserting that EPA must determine that
all three criteria in CAA section 502 are
met before an area source category can
be exempted from title V, the
commenter misreads the statute. The
statute expressly provides that EPA may
exempt an area source category from
title V requirements if EPA determines
that the requirements are
‘‘impracticable, infeasible or
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unnecessarily burdensome.’’ See CAA
section 502 (emphasis added). If
Congress had wanted to require that all
three criteria be met before a category
could be exempted from title V, it
would have stated so by using the word
‘‘and,’’ in place of ‘‘or.’’ For the reasons
explained in the preamble to the
proposed rule, we believe that it is
appropriate to exempt sources in the
asphalt processing and asphalt roofing
manufacturing area source category,
which are not otherwise required to
have a title V permit, from title V
permitting and, on that basis, have
retained the exemption in the final rule.
Comment. One commenter stated that
in order to demonstrate that compliance
with title V would be ‘‘unnecessarily
burdensome,’’ EPA must show, among
other things, that the ‘‘burden’’ of
compliance is unnecessary. According
to the commenter, by promulgating title
V, Congress indicated that it viewed the
burden imposed by its requirements as
necessary as a general rule. The
commenter maintained that the title V
requirements provide many benefits that
Congress viewed as necessary. Thus, in
the commenter’s view, EPA must show
why, for any given category, special
circumstances make compliance
unnecessary. The commenter believed
that EPA has not made that showing for
any of the categories it proposes to
exempt.
Response. The EPA does not agree
with the commenter’s characterization
of the demonstration required for
determining that title V is unnecessarily
burdensome for an area source category.
As stated above, the CAA provides the
Administrator discretion to exempt an
area source category from title V if he
determines that compliance with title V
requirements is ‘‘impracticable,
infeasible, or unnecessarily
burdensome’’ on an area source
category. See CAA section 502(a). In
December 2005, in a national
rulemaking, EPA interpreted the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and developed a four-factor
balancing test for determining whether
title V is unnecessarily burdensome for
a particular area source category, such
that an exemption from title V is
appropriate. See 70 FR 75320, December
19, 2005 (‘‘Exemption Rule’’). In
addition to interpreting the term
‘‘unnecessarily burdensome’’ and
developing the four-factor balancing test
in the Exemption Rule, EPA applied the
test to certain area source categories.
The four factors that EPA identified in
the Exemption Rule for determining
whether title V is unnecessarily
burdensome on a particular area source
category include: (1) Whether title V
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would result in significant
improvements to the compliance
requirements, including monitoring,
recordkeeping, and reporting, that are
proposed for an area source category (70
FR 75323); (2) whether title V
permitting would impose significant
burdens on the area source category and
whether the burdens would be
aggravated by any difficulty the sources
may have in obtaining assistance from
permitting agencies (70 FR 75324); (3)
whether the costs of title V permitting
for the area source category would be
justified, taking into consideration any
potential gains in compliance likely to
occur for such sources (70 FR 75325);
and (4) whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the NESHAP for
the area source category, without relying
on title V permits (70 FR 75326).
In discussing the above factors in the
Exemption Rule, we explained that we
considered on ‘‘a case-by-case basis the
extent to which one or more of the four
factors supported title V exemptions for
a given source category, and then we
assessed whether considered together
those factors demonstrated that
compliance with title V requirements
would be ‘unnecessarily burdensome’
on the category, consistent with section
502(a) of the Act.’’ See 70 FR 75323.
Thus, we concluded that not all of the
four factors must weigh in favor of
exemption for EPA to determine that
title V is unnecessarily burdensome for
a particular area source category.
Instead, the factors are to be considered
in combination and EPA determines
whether the factors, taken together,
rather than on an individual basis,
support an exemption from title V for a
particular source category.
The commenter asserts that ‘‘EPA
must show * * * that the ‘‘burden’’ of
compliance is unnecessary.’’ This is not,
however, one of the four factors that we
developed in the Exemption Rule in
interpreting the term ‘‘unnecessarily
burdensome’’ in CAA section 502, but
rather a new test that the commenter
maintains EPA ‘‘must’’ meet in
determining what is ‘‘unnecessarily
burdensome’’ under CAA section 502.
The EPA did not re-open its
interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502 in the July 9, 2009 proposed
rule for the asphalt processing and
asphalt roofing manufacturing area
source category. Rather, we applied the
four-factor balancing test articulated in
the Exemption Rule to the asphalt
processing and asphalt roofing
manufacturing area source category and,
on that basis, proposed to exempt the
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category from title V. Had we sought to
re-open our interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and modify it from what
was articulated in the Exemption Rule,
we would have stated so in the July 9,
2009 proposed rule and solicited
comments on a revised interpretation,
which we did not do. Accordingly, we
reject the commenter’s attempt to create
a new test for determining what
constitutes ‘‘unnecessarily burdensome’’
under CAA section 502, as that issue
falls outside the purview of this
rulemaking. (See 74 FR 30386).
Moreover, if the comment was framed
as a request to reopen our interpretation
of the term ‘‘unnecessarily burdensome’’
in CAA section 502, which it is not, we
would deny such request because we
have a court-ordered deadline to
complete this rulemaking by November
16, 2009. In any event, although the
commenter espouses a new
interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
section 502 and attempts to create a new
test for determining whether the
requirements of title V are
‘‘unnecessarily burdensome’’ for an area
source category, the commenter does
not explain why EPA’s interpretation of
the term ‘‘unnecessarily burdensome’’ is
arbitrary, capricious or otherwise not in
accordance with law. We maintain that
our interpretation of the term
‘‘unnecessarily burdensome’’ in section
502, as set forth in the Exemption Rule,
is reasonable.
Comment. One commenter stated that
exempting a source category from title V
permitting requirements deprives both
the public generally and individual
members of the public who would
obtain and use permitting information
from the benefit of citizen oversight and
enforcement that Congress plainly
viewed as necessary. According to the
commenter, the text and legislative
history of the CAA provide that
Congress intended ordinary citizens to
be able to get emissions and compliance
information about air toxics sources and
to be able to use that information in
enforcement actions and in public
policy decisions on a State and local
level.
The commenter stated that Congress
did not think that enforcement by States
or other government entities was
enough; if it had, Congress would not
have enacted the citizen suit provisions,
and the legislative history of the CAA
would not show that Congress viewed
citizens’ access to information and
ability to enforce CAA requirements as
highly important both as an individual
right and as a crucial means to ensuring
compliance. According to the
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commenter, if a source does not have a
title V permit, it is difficult or
impossible—depending on the laws,
regulations and practices of the State in
which the source operates—for a
member of the public to obtain relevant
information about its emissions and
compliance status. The commenter
stated that likewise, it is difficult or
impossible for citizens to bring
enforcement actions.
The commenter continued that EPA
does not claim—far less demonstrate
with substantial evidence, as would be
required—that citizens would have the
same ability to obtain compliance and
emissions information about sources in
the categories it proposes to exempt
without title V permits. The commenter
also added that likewise, EPA does not
claim—far less demonstrate with
substantial evidence—that citizens
would have the same enforcement
ability. Thus, according to the
commenter, the exemptions EPA
proposes plainly eliminate benefits that
Congress thought necessary. The
commenter claimed that to justify its
exemptions, EPA would have to show
that the informational and enforcement
benefits that Congress intended title V
to confer—benefits which the
commenter argues are eliminated by the
exemptions—are for some reason
unnecessary with respect to the
categories it proposes to exempt.
The commenter concluded that EPA
does not even acknowledge these
benefits of title V, far less explain why
they are unnecessary, and that for this
reason alone, EPA’s proposed
exemptions are unlawful and arbitrary.
Response. Once again, the commenter
attempts to create a new test for
determining whether the requirements
of title V are ‘‘unnecessarily
burdensome’’ on an area source
category. Specifically, the commenter
argues that EPA does not claim or
demonstrate with substantial evidence
that citizens would have the same
access to information and the same
ability to enforce under the asphalt
processing and asphalt roofing
manufacturing area source rule, absent
title V. The commenter’s position
represents a significant revision of the
fourth factor that EPA developed in the
Exemption Rule in interpreting the term
‘‘unnecessarily burdensome’’ in CAA
section 502. For all of the reasons
explained above, the commenter’s
attempt to create a new test for EPA to
meet in determining whether title V is
‘‘unnecessarily burdensome’’ on an area
source category cannot be sustained.
This rulemaking did not re-open EPA’s
interpretation of the term
‘‘unnecessarily burdensome’’ in CAA
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section 502. The EPA reasonably
applied the four factors to the facts of
the asphalt processing and asphalt
roofing manufacturing area source
category, and the commenter has not
identified any flaw in EPA’s application
of the four factor test.
Moreover, as explained in the
proposal, we considered
implementation and enforcement issues
in evaluating the fourth factor of the
four-factor balancing test. Specifically,
the fourth factor of EPA’s unnecessarily
burdensome analysis provides that EPA
will consider whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the NESHAP
without relying on title V permits. See
70 FR 32829–32830.
In applying the fourth factor here,
EPA determined that there are adequate
enforcement programs in place to assure
compliance with the CAA. As stated in
the proposal, we believe that Statedelegated programs are sufficient to
assure compliance with the NESHAP
and that EPA retains authority to
enforce this NESHAP under the CAA.
See 74 FR 32822, 32829. We also
indicated that States and EPA often
conduct voluntary compliance
assistance, outreach, and education
programs to assist sources and that these
additional programs will supplement
and enhance the success of compliance
with this NESHAP. See 74 FR 32822,
32829–32830. The commenter does not
challenge the conclusion that there are
adequate State and Federal programs in
place to ensure compliance with and
enforcement of the NESHAP. Instead,
the commenter provides an
unsubstantiated assertion that
information about compliance by area
sources with this NESHAP will not be
as accessible to the public as
information provided to a State
pursuant to title V. In fact, the
commenter does not provide any
information that States will treat
information submitted under this
NESHAP differently than information
submitted pursuant to a title V permit.
Even accepting the commenter’s
assertions that it is more difficult for
citizens to enforce the NESHAP absent
a title V permit, which we dispute, in
evaluating the fourth factor in EPA’s
balancing test, EPA concluded that there
are adequate implementation and
enforcement programs in place to
enforce the NESHAP. The commenter
has provided no information to the
contrary or explained how the absence
of title V actually impairs the ability of
citizens to enforce the provisions of the
NESHAP. Furthermore, the fourth factor
is one factor that we evaluated in
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determining if the title V requirements
were unnecessarily burdensome. As
explained above, we considered that
factor together with the other factors
and determined that it was appropriate
to finalize the proposed exemptions for
the asphalt processing and asphalt
roofing manufacturing source category.
Comment. One commenter explained
that title V provides important
monitoring benefits, and, according to
the commenter, EPA assumes that title
V monitoring would not add any
monitoring requirements beyond those
required by the regulations for the
asphalt processing and asphalt roofing
manufacturing area source category. The
commenter stated that in its proposal
EPA proposed ‘‘using parametric
monitoring’’ of either process changes or
add-on controls. 74 FR at 32828.’’ The
commenter further stated that ‘‘EPA
argues that its proposed standard, by
including these requirements, provides
monitoring ‘‘sufficient to assure
compliance’’ with the proposed rule. Id.
at 32829.’’ The commenter maintains
that EPA made conclusory assertions
and that the Agency failed to provide
any evidence to demonstrate that the
proposed monitoring requirements will
assure compliance with the NESHAP for
the exempt sources. The commenter
stated that, for this reason as well, its
claim that title V requirements are
‘‘unnecessarily burdensome’’ is arbitrary
and capricious, and its exemption is
unlawful and arbitrary and capricious.
Response. The EPA used the fourfactor test described above to determine
if title V requirements were
unnecessarily burdensome for the
asphalt processing and asphalt roofing
manufacturing area source category. In
the first factor, EPA considers whether
imposition of title V requirements
would result in significant
improvements to the compliance
requirements that are proposed for the
area source category. See 70 FR 75323.
It is in the context of this first factor that
EPA evaluates the monitoring,
recordkeeping and reporting
requirements of the proposed NESHAP
to determine the extent to which those
requirements are consistent with the
requirements of title V. See 70 FR
75323.
The commenter asserts that ‘‘EPA
argues that its proposed standard, by
including these requirements, provides
monitoring ‘sufficient to assure
compliance’ with the proposed rule,’’
and that ‘‘EPA has failed to provide any
evidence whatsoever to demonstrate
that the monitoring requirements in [the
asphalt processing and asphalt roofing
manufacturing area source category
rule] ‘assure’ compliance.’’ However,
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the commenter does not provide any
evidence that contradicts the conclusion
that the proposed monitoring
requirements are sufficient to assure
compliance with the standards in the
rule.
We considered whether title V
monitoring requirements would lead to
significant improvements in the
monitoring requirements in the
proposed NESHAP and determined that
they would not. We believe that the
monitoring requirements in this area
source rule can assure compliance.
Compliance with the emission limits is
determined during the initial
assessment and continuous compliance
with the final emission limits is
demonstrated by monitoring parameters
and process conditions established
during the initial compliance
assessment. For the reasons described
above and in the proposed rule, the first
factor supports exempting this area
source category from title V
requirements. Assuming for argument’s
sake that the first factor alone is not
sufficient to support the exemption, i.e.,
that a single factor cannot alone support
the exemption, a proposition that EPA
rejects, the four factors when considered
in combination do support the
exemption. As we explained in the
preamble to the proposed rule, the fourfactor balancing test requires EPA to
examine the factors in combination and
determine whether the factors, viewed
together, weigh in favor of exemption.
See 74 FR 32828. As explained above,
we determined that the factors, weighed
together, support exemption of the area
source categories from title V.
Comment. According to one
commenter EPA argued that compliance
with title V would not yield any gains
in compliance with underlying
requirements in the relevant NESHAP
(74 FR 32829). The commenter stated
that EPA’s conclusory claim could be
made equally with respect to any major
or area source category. According to
the commenter, the Agency provides no
specific reasons to believe—with respect
to the asphalt processing and asphalt
roofing manufacturing area source
category—that the additional
informational, monitoring, reporting,
certification, and enforcement
requirements that exist in title V, but
not in the proposed asphalt processing
and asphalt roofing manufacturing area
source category NESHAP, would not
provide additional compliance benefits.
The commenter also stated that the only
basis for EPA’s claim is, apparently, its
beliefs that those additional
requirements never confer additional
compliance benefits. According to the
commenter, by advancing such
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argument, EPA merely seeks to elevate
its own policy judgment over Congress’
decisions reflected in the CAA’s text
and legislative history.
Response. The commenter takes out of
context certain statements in the
proposed rule concerning the factors
used in the balancing test to determine
if imposition of title V permitting
requirements is unnecessarily
burdensome for the source category. The
commenter also mischaracterizes the
first of the four-factor balancing test
with regard to determining whether
imposition of title V would result in
significant improvements in
compliance. In addition, the commenter
mischaracterizes the analysis in the
third factor of the balancing test which
instructs EPA to take into account any
gains in compliance that would result
from the imposition of the title V
requirements.
First, EPA nowhere states, nor does it
believe, that title V never confers
additional compliance benefits as the
commenter asserts. While EPA
recognizes that requiring a title V permit
can generally offer additional
compliance options, for the asphalt
processing and asphalt roofing
manufacturing area source category,
EPA concluded that requiring title V
permits would be unnecessarily
burdensome because the final rule
already contains provisions sufficient to
assure compliance.
Second, the commenter
mischaracterizes the first factor by
asserting that EPA must demonstrate
that title V will provide no additional
compliance benefits. The first factor
calls for a consideration of ‘‘whether
title V would result in significant
improvements to the compliance
requirements, including monitoring,
recordkeeping, and reporting, that are
proposed for an area source category.’’
Thus, contrary to the commenter’s
assertion, the inquiry under the first
factor is not whether title V will provide
any compliance benefit, but rather
whether it will provide significant
improvements in compliance
requirements.
The monitoring, recordkeeping, and
reporting requirements in the rule are
sufficient to assure compliance with the
requirements of this rule and are
sufficient to allow the public the
opportunity to obtain knowledge about
the source, consistent with the goal in
title V permitting. For example, in the
Initial Notification, the source must
identify its size, whether it must meet
any of the GACT requirements in the
rule, and how it plans to comply with
the rule requirements. Also, in the
notification of compliance status, the
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source must certify how it is achieving
compliance and that it has complied
with all of the requirements of the final
rule. The source must keep records to
document on going compliance with the
emission standards finalized in this
rule. The source must also submit semiannual compliance reports to the
delegated authority. This information is
available to the public once the source
has filed the reports with the delegated
authority.
The EPA believes that these
requirements in the rule itself, including
the requirement to provide information
about the source’s compliance that is
available to the public, provide
sufficient basis to assure compliance,
and that the title V requirements, if
applicable to these sources, would not
offer significant improvements in the
compliance of the sources with the rule.
Third, the commenter incorrectly
characterizes our statements in the
proposed rule concerning our
application of the third factor. Under
the third factor, EPA evaluates ‘‘whether
the costs of title V permitting for the
area source category would be justified,
taking into consideration any potential
gains in compliance likely to occur for
such sources.’’ Contrary to what the
commenter alleges, EPA did not state in
the proposed rule that compliance with
title V would not yield any gains in
compliance with the underlying
requirements in the relevant NESHAP,
nor does factor three require such a
determination. Instead, consistent with
the third factor, we considered whether
the costs of title V are justified in light
of any potential gains in compliance. In
other words, EPA must evaluate
whether any improvement in
compliance above what the rule requires
justifies the costs associated with title V
permitting requirements. The EPA
reviewed the area source category at
issue and determined that
approximately 30 of the 75 sources that
would be subject to the rule currently
have a title V permit. As stated in the
proposal (74 FR 32829), EPA estimated
that the average cost of obtaining and
complying with a title V permit was
$65,700 per source for a 5-year permit
period, including fees. See Information
Collection Request for Part 70 Operating
Permit Regulations, 72 FR 32290, June
12, 2007, EPA ICR Number 1587.07.
Based on this information, EPA
determined that there is a significant
cost burden to the industry to require
title V permitting for all the sources
subject to the rule. In addition, in
analyzing factor one, EPA found that
imposition of the title V requirements
offers no significant improvements in
compliance. In considering the third
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factor, we stated in part that, ‘‘Because
the costs, both economic and noneconomic, of compliance with title V are
high for any small entity, and the
potential for gains in compliance is low,
title V permitting is not justified for this
source category. Accordingly, the third
factor supports title V exemptions for
this area source category.’’ See 74 FR
32829.
Most importantly, EPA considered all
four factors in the balancing test in
determining whether title V was
unnecessarily burdensome on the area
source category. The EPA found it
reasonable, after considering all four
factors, to exempt the asphalt processing
and asphalt roofing manufacturing area
source category from the permitting
requirements in title V. This rulemaking
did not re-open EPA’s interpretation of
the term ‘‘unnecessarily burdensome’’
in CAA section 502. Because the
commenter’s statements do not
demonstrate a flaw in EPA’s application
of the four-factor balancing test to the
specific facts of the asphalt processing
and asphalt roofing manufacturing area
source category, the comments provide
no basis for the Agency to reconsider its
proposal to exempt the category from
title V.
Comment. According to one
commenter, ‘‘[t]he agency does not
identify any aspect of any of the
underlying NESHAP showing that with
respect to these specific NESHAP—
unlike all the other major and area
source NESHAP it has issued without
title V exemptions—title V compliance
is unnecessary.’’ Instead, according to
the commenter, EPA merely pointed to
existing State requirements and the
potential for actions by States and EPA
that are generally applicable to all
categories (along with some small
business and voluntary programs). The
commenter stated that, absent a showing
by EPA that distinguishes the sources it
proposes to exempt from other sources,
however, the Agency’s argument boils
down to the generic and conclusory
claim that it generally views title V
requirements as unnecessary. The
commenter stated that, while this may
be EPA’s view, it was not Congress’
view when Congress enacted title V, and
a general view that title V is
unnecessary does not suffice to show
that title V compliance is unnecessarily
burdensome.
Response. The commenter again takes
issue with the Agency’s test for
determining whether title V is
unnecessarily burdensome, as
developed in the Exemption Rule. Our
interpretation of the term
‘‘unnecessarily burdensome’’ is not the
subject of this rulemaking. In any event,
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63255
as explained above, we believe the
Agency’s interpretation of the term
‘‘unnecessarily burdensome’’ is a
reasonable. In addition, our
determination to exempt the asphalt
processing and asphalt roofing
manufacturing area source category
from title V is specific to this rule, and
is not, as the commenter suggests,
reflective of a general view that title V
requirements are unnecessary. We
review the facts of each area source
category individually in determining
whether to exempt the category, or a
portion of the category, from the
requirements of title V pursuant to
section 502. To the extent the
commenter asserts that our application
of the fourth factor is flawed, we
disagree. The fourth factor involves a
determination as to whether there are
implementation and enforcement
programs in place that are sufficient to
assure compliance with the rule without
relying on the title V permits. In
discussing the fourth factor in the
proposal, EPA states that prior to
delegating implementation and
enforcement to a State, EPA must ensure
that the State has programs in place to
enforce the rule. The EPA believes that
these programs will be sufficient to
assure compliance with the rule. The
EPA also retains authority to enforce
this NESHAP anytime under CAA
sections 112, 113 and 114. The EPA also
noted other factors in the proposal that
together are sufficient to assure
compliance with this area source
standard.
The commenter argues that EPA
cannot exempt these area sources from
title V permitting requirements because
‘‘t]he agency does not identify any
aspect of any of the underlying NESHAP
showing that with respect to these
specific NESHAP—unlike all the other
major and area source NESHAP it has
issued without title V exemptions—title
V compliance is unnecessary.’’ As an
initial matter, EPA cannot exempt major
sources from title V permitting. 42
U.S.C. 502(a). The application of the
standard that the commenter proposes—
that EPA must show that ‘‘title V
compliance is unnecessary’’—in
determining whether to exempt an area
source category from title V is not
consistent with the standard the Agency
established in the Exemption Rule and
applied in the proposed rule in
determining if title V requirements are
unnecessarily burdensome for the
asphalt processing and asphalt roofing
manufacturing area source category.
Furthermore, we disagree that the
basis for excluding the asphalt
processing and asphalt roofing
manufacturing area source category
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from title V requirements is generally
applicable to any source category. As
explained in the proposal preamble and
above, we balanced the four factors
considering the facts and circumstances
of the source category at issue in this
rule.
Comment. One commenter stated that
EPA concedes that the legislative
history of the CAA shows that Congress
did not intend EPA to exempt source
categories from compliance with title V
unless doing so would not adversely
affect public health, welfare, or the
environment, citing 74 FR 32830.
Nonetheless, according to the
commenter, EPA does not make any
showing that its exemptions would not
have adverse impacts on health, welfare
and the environment. The commenter
stated that, instead, EPA offered only
the conclusory assertion that ‘‘the level
of control would remain the same’’
whether title V permits are required or
not (74 FR 32830).
The commenter continued by stating
that EPA relied entirely on the
conclusory arguments advanced
elsewhere in its proposal that
compliance with title V would not yield
additional compliance with the
underlying NESHAP. The commenter
stated that those arguments are wrong
for the reasons provided earlier in its
comments, and that, therefore, EPA’s
claims about public health, welfare and
the environment are wrong too. The
commenter also stated that Congress
enacted title V for a reason: ‘‘to assure
compliance with all applicable
requirements and to empower citizens
to get information and enforce the
CAA.’’ The commenter stated that those
benefits—of which EPA’s proposed rule
deprives the public—would improve
compliance with the underlying
standards and thus have benefits for
public health, welfare and the
environment. According to the
commenter, EPA has not demonstrated
that these benefits are unnecessary with
respect to any specific source category,
but again simply rests on its own
apparent belief that they are never
necessary.
The commenter concluded that, for
the reasons given above, the attempt to
substitute EPA’s judgment for Congress’
is unlawful and arbitrary.
Response. Congress gave the
Administrator the authority to exempt
area sources from compliance with title
V if, in his or her discretion, the
Administrator ‘‘finds that compliance
with [title V] is impracticable,
infeasible, or unnecessarily
burdensome.’’ See CAA section 502(a).
The EPA has interpreted one of the
three justifications for exempting area
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sources, ‘‘unnecessarily burdensome,’’
as requiring consideration of the four
factors discussed above. The EPA
applied these four factors to the area
source category subject to this rule and
concluded that requiring title V for this
area source category would be
unnecessarily burdensome.
In addition to determining that title V
would be unnecessarily burdensome on
the asphalt processing and asphalt
roofing manufacturing area source
category, as in the Exemption Rule, EPA
also considered whether exempting the
area source category would adversely
affect public health, welfare or the
environment. As explained in the
proposal preamble, we concluded that
exempting the asphalt processing and
asphalt roofing manufacturing area
source category from title V would not
adversely affect public health, welfare
or the environment because the level of
control would be the same even if title
V applied. We further explained in the
proposal preamble that the title V
permit program does not generally
impose new substantive air quality
control requirements on sources, but
instead requires that certain procedural
measures be followed, particularly with
respect to determining compliance with
applicable requirements. The
commenter has not provided any
information that exemption of the
asphalt processing and asphalt roofing
manufacturing area source category
from title V will adversely affect public
health, welfare or the environment.
F. Definitions
Comment. Two commenters noted
that the definition of saturator in the
proposed rule implies that an
impregnator vat is a saturator. The
commenters noted that the distinction is
important because emission limits in
Table 2 of the proposed rule are
different for coater-only lines and
saturator-only lines. Consequently, the
commenters said that EPA should
clarify the definition of saturator. One of
the commenters also noted that it would
be helpful if EPA further explained
what is meant by ‘‘hot mix asphalt plant
operations used in hardstand,’’
‘‘operations where asphalt may be used
in the fabrication of a built-up roof,’’
‘‘asphalt roofing facility’’ and ‘‘wet
looper.’’
Response. We agree with the
commenters and the final rule clarifies
the definition of saturator with regard to
impregnation vats and wet looper, and
adds definitions for ‘‘hot mix asphalt
plant operations,’’ ‘‘built-up roofing
operations,’’ and ‘‘asphalt roofing
facility.’’
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G. Cost Impacts
Comment. One commenter stated that
the EPA’s assertions that all facilities
will be able to meet the proposed
standards using existing controls, that
only 50 percent of facilities would need
to install monitoring equipment, that
the only additional costs would be for
reporting and recordkeeping, and that
the proposed rule would not impose a
significant adverse impact on any
facilities, large or small are not
supported by information collected by
the commenter.
Although it may be possible for some
sources to modify existing control
equipment to meet the emission limits,
the commenter stated that it is unlikely
that every source, especially the 11
small businesses, will be able to meet
the standards under the worst
foreseeable circumstances, the standard
that is required for continuous
compliance. (See Section V of these
comments for a discussion of variability
and Sierra Club v. EPA, 167 F.3d 658,
665 (DC Cir. 1999).
For the proposed GACT standards, the
commenter noted that EPA estimated an
average cost of $3000 per facility. The
commenter believed that the
compliance cost will be at least an order
of magnitude greater than the EPA cost
estimates. Accordingly, the commenter
developed a cost estimate by assuming
that 25 percent of existing lines will
need to install controls equivalent to
those EPA identified in 2001 as ‘‘beyond
the MACT floor.’’ The commenter’s
industry-wide cost estimates, not
adjusted for inflation, are:
• $12,921,000 in capital costs (19
lines × $680,000 in capital costs),
• $11,951,925 in installation costs (19
lines × $629,000 in installation costs),
• $6,971,011.33 in annual operating
costs (19 lines × $367,000 in annual
operating costs), and
• $234,000 (EPA’s estimate of annual
cost of $3000 per facility for monitoring,
recordkeeping and reporting for 78
lines).
In addition, the commenter noted that
facilities will bear the costs of
performance testing. Under the
proposal, the commenter said that
facilities would have to continue retesting until they conduct a test on one
of the hottest days of the year. The
commenter stated that these
performance test costs will be
significant—approximately $10,000 per
test.
The commenter noted that these costs
will not be incurred by individual
facilities as ‘‘industry-wide average
costs.’’ The commenter said that some
facilities will bear only the $3000
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annual recordkeeping and reporting
costs; others will incur the $1,310,000
in capital costs and $367,000 in
operating costs for each line at the
facility and a further $3000 in
monitoring, recordkeeping and
reporting costs. In addition, the
commenter said that most facilities will
incur costs of at least $10,000 for each
performance test required. The
commenter stated that EPA did not
account for these costs for performance
testing.
Response. The commenter’s assertions
regarding control cost estimates are
based upon the assumption that new
control devices will be needed to
comply with the GACT standards which
we believe is not the case. Considering
that all asphalt processing operations
and the vast majority or asphalt roofing
manufacturing operations are currently
controlled, and considering the revised
GACT emissions limits (which
incorporate both the additional data
provided by the commenter and the
variability in the underlying emissions
data) and the allowance for owners or
operators to use manufacturer
specifications when establishing
monitoring parameter ranges for roofing
lines in the final rule, we continue to
believe that no new add-on control
devices will be needed to comply with
the GACT standards. Therefore, we do
not believe that it is necessary to revise
our approach for estimating control
device costs. Additionally, we disagree
with the commenter with regard to
consideration of the costs of conducting
compliance tests. We took into account
the cost of conducting compliance tests
in developing the final standards. In the
Information Collection Request (ICR)
prepared for this rulemaking, we
assumed that 25 percent of the industry
would need to conduct a new test (at a
cost of $6,000) to demonstrate
compliance with the GACT emission
limits. We believe that this approach is
reasonably conservative.
H. Miscellaneous
Comment. One commenter stated that
in order for these rules to be
implemented properly, EPA should
provide sufficient additional funds to
State and local clean air agencies. The
commenter stated that in recent years,
Federal grants for State and local air
programs have amounted to only about
one-third of what they should be, and
budget requests for the last two years
have called for additional cuts.
According to the commenter, additional
area source programs, which are not
eligible for title V fees, will require
significant increases in resources for
State and local air agencies beyond what
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is currently provided. The commenter
claims that without increased funding,
some State and local air agencies may
not be able to adopt and enforce
additional area source rules.
Response. State and local air
programs are an important and integral
part of the regulatory scheme under the
CAA. As always, EPA recognizes the
efforts of State and local agencies in
taking delegations to implement and
enforce CAA requirements, including
the area source standards under section
112. We understand the importance of
adequate resources for State and local
agencies to run these programs;
however, the issue of funding for these
resources is beyond the purview of
today’s rulemaking. The EPA today is
promulgating standards for the Asphalt
Processing and Asphalt Roofing
Manufacturing area source category that
reflect what constitutes GACT for the
Urban HAP for which the source
category was listed. GACT standards are
technology-based standards. The level
of State and local resources needed to
implement these rules is not a factor
that we consider in determining what
constitutes GACT. Although the
resource issue cannot be resolved
through today’s rulemaking for the
reason stated above, EPA remains
committed to working with State and
local agencies to implement this rule.
State and local agencies that receive
grants for continuing air programs under
CAA section 105 should work with their
project officer to determine what
resources are necessary to implement
and enforce the area source standards.
The EPA will continue to provide the
resources appropriated for section 105
grants consistent with the statute and
the allotment formula developed
pursuant to the statute.
VI. Summary of Impacts of the Final
Standards
A. What Are the Air Impacts?
Since 1990, in addition to a lessening
of air impacts due to the increased use
of add-on controls in response to
Federal and State permitting
requirements, the asphalt processing
and asphalt roofing manufacturing
industry has further reduced its air
impacts by reducing the amount of
asphalt used to manufacture roofing
products (reformulation), largely
through the use of inorganic substrates
which do not require the asphaltintensive step of saturating the
substrate. These process improvements
have reduced the generation rate of PAH
emissions by approximately 0.0015 lbs/
ton of product manufactured before
controls are applied. In addition to the
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63257
PAH emission reductions, the process
improvements undertaken by the
industry since 1990 have resulted in
reductions of approximately 0.02 lbs of
total HAP, 0.29 lbs of THC, and 0.58 lbs
of PM per ton of product manufactured.
We believe that the final standards
codify, and thereby lock in, the
reductions in PAH emissions, and the
concomitant reductions in total HAP,
THC, and PM emissions resulting from
co-control, that have been achieved by
the asphalt refining and asphalt roofing
manufacturing industry since 1990 by
requiring compliance with the level of
control that can be achieved via the use
of current GACT as applied to the
reduced amount of asphalt used by the
industry to produce asphalt roofing
products.
B. What Are the Cost Impacts?
While some asphalt processing and
asphalt roofing manufacturing facilities
may need to conduct emissions tests to
demonstrate compliance with the final
standards, based on the available
information, we believe that all asphalt
processing and asphalt roofing
manufacturing facilities will be able to
meet the final standards using existing
controls. Therefore, no additional air
pollution control devices would be
required. We have assumed that 38
facilities (50 percent) will need to install
a pressure drop monitoring system for
existing controls. Compliance with the
final rule will not require any other
capital expenditures. We do not expect
compliance with the final rule to result
in any new control device operational
and maintenance costs because, absent
any data to demonstrate otherwise, we
have assumed that existing facilities are
already following the manufacturer’s
instructions for operating and
maintaining air pollution control
devices and systems.
The annual cost of monitoring,
reporting, and recordkeeping for this
final rule is estimated at approximately
$3,000 per facility per year for the first
3 years following promulgation. The
costs are expected to be less than 1
percent of revenues. The annual cost
estimate includes 8 hours per facility
per year for preparing semiannual
compliance reports.
The annual cost estimate includes
12,442 labor hours for the first 3 years
following promulgation. This total
includes 173 hours industry-wide for
preparation of the Initial Notification in
the first year and 173 hours industrywide for preparation of the Notification
of Compliance Status in the first year.
The average total labor hour burden in
the first year is 71 hours per facility,
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A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order (EO) 12866
(58 FR 51735, October 4, 1993), this
action is a ‘‘significant regulatory
action’’ because OMB determined that it
may raise novel legal or policy issues.
Accordingly, EPA submitted this action
to the OMB for review under EO 12866
and any changes made in response to
OMB recommendations have been
documented in the docket for this
action.
requirements are not enforceable until
OMB approves them.
The recordkeeping and reporting
requirements in this final rule are based
on the requirements in EPA’s NESHAP
General Provisions (40 CFR part 63,
subpart A). The recordkeeping and
reporting requirements in the General
Provisions are mandatory pursuant to
section 114 of the CAA (42 U.S.C. 7414).
All information other than emissions
data submitted to EPA pursuant to the
information collection requirements for
which a claim of confidentiality is made
is safeguarded according to CAA section
114(c) and the Agency’s implementing
regulations at 40 CFR part 2, subpart B.
This final NESHAP would require
asphalt processing and asphalt roofing
manufacturing area sources to submit an
Initial Notification and a Notification of
Compliance Status, and to conduct
continuous parametric monitoring and
submit semi-annual compliance reports
according to the requirements in 40 CFR
63.9 of the General Provisions (subpart
A). The annual burden for this
information collection averaged over the
first three years of this ICR is estimated
to be a total of 4,147 labor hours per
year at a total cost of $224,085 or
approximately $3,000 per facility.
Burden is defined at 5 CFR 1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. EPA displays OMB
control numbers various ways. For
example, EPA lists OMB control
numbers for EPA’s regulations in 40
CFR part 9, which we amend
periodically. Additionally, we may
display the OMB control number in
another part of the CFR, or in a valid
Federal Register notice, or by other
appropriate means. The OMB control
number display will become effective
the earliest of any of the methods
authorized in 40 CFR part 9.
When this ICR is approved by OMB,
the Agency will publish a Federal
Register notice announcing this
approval and displaying the OMB
control number for the approved
information collection requirements
contained in this final rule. We will also
publish a technical amendment to 40
CFR part 9 in the Federal Register to
consolidate the display of the OMB
control number with other approved
information collection requirements.
B. Paperwork Reduction Act
The information collection
requirements in this final rule have been
submitted for approval to OMB under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The information collection
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
which include 15 hours per facility for
monitoring activities.
Information on our cost impact
estimates on the sources expected to be
subject to the final rule is available in
the docket for this final rule. (See
Docket ID No. EPA–HQ–OAR–2009–
0027).
C. What Are the Economic Impacts?
The only measurable costs
attributable to these final standards are
associated with the monitoring,
recordkeeping, and reporting
requirements. These final standards are
estimated to impact a total of 75 area
source facilities. We estimate that 11 of
these facilities are owned by small
businesses. Our analysis indicates that
this final rule would not impose a
significant adverse impact on any
facilities, large or small, because, even
for the smallest sources, these costs are
less than 1 percent of the individual
company revenues.
D. What Are the Non-Air Health,
Environmental, and Energy Impacts?
No detrimental secondary impacts are
expected to occur from the asphalt
processing and asphalt roofing
manufacturing sources complying with
the final rule because all facilities are
currently achieving the GACT level of
control. No additional solid waste
would be generated as a result of the
PAH and PM emissions collected and
there are no additional energy impacts
associated with the operation of control
devices or monitoring systems for the
asphalt refining and asphalt roofing
manufacturing sources. We expect no
increase in the generation of wastewater
or other water quality impacts. None of
the control measures considered for this
final rule generate a wastewater stream.
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VII. Statutory and Executive Order
Reviews
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Administrative Procedure Act or any
other statute unless the agency certifies
that the rule would not have a
significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions.
For the purposes of assessing the
impacts of the final asphalt processing
and asphalt roofing manufacturing area
source NESHAP on small entities, small
entity is defined as: (1) A small business
that meets the Small Business
Administration size standards for small
businesses found at 13 CFR 121.201
(less than 750 for NAICS 324122); (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district, or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of this final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
This final rule is estimated to impact all
new and existing asphalt processing and
asphalt roofing manufacturing area
source facilities. We estimate that 11
facilities are owned by small entities.
Although some small entities may incur
capital costs to install additional
monitoring equipment (e.g., a pressure
drop monitoring system for existing
controls), we have determined that
small entity compliance costs, as
assessed by the facilities’ cost-to-sales
ratio, are expected to be less than 1
percent of revenues for any individual
facility. The costs are so small that the
impact is not expected to be significant.
Although this final rule contains
requirements for new area sources, we
are not aware of any new area sources
being constructed now or planned in the
next year, and consequently, we did not
estimate any impacts for new sources.
This final rule will not have a
significant economic impact on a
substantial number of small entities;
however, EPA has, nonetheless, tried to
reduce the impact of this final rule on
small entities. The standards represent
practices and controls that are common
throughout the asphalt processing and
asphalt roofing manufacturing industry.
The standards also require only the
essential monitoring, recordkeeping,
and reporting needed to demonstrate
and verify compliance. These final
standards were developed based, in
part, on information concerning small
businesses included in the data
provided by ARMA, as well as
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information obtained through online
permit database searches, consultation
with small business representatives on
the state and national level, and
consultation with industry
representatives that are affiliated with
small businesses.
D. Unfunded Mandates Reform Act
This final rule does not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and Tribal governments,
in the aggregate, or the private sector in
any one year. The total annual cost of
the rule is estimated at $224,085/yr.
This final rule is not expected to impact
State, local, or Tribal governments.
Thus, this action is not subject to the
requirements of sections 202 and 205 of
the UMRA.
This final rule is also not subject to
the requirements of section 203 of
UMRA because it contains no regulatory
requirements that might significantly or
uniquely affect small governments. This
final rule contains no requirements that
apply to such governments, imposes no
obligations upon them, and would not
result in expenditures by them of $100
million or more in any one year or any
disproportionate impacts on them.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This final rule
does not impose any requirements on
state and local governments and
therefore creates no substantial direct
effects on the states. Thus, Executive
Order 13132 does not apply to this
action. Although section 6 of Executive
Order 13132 does not apply to this
action, EPA did solicit comment from
State program officials. A summary of
these comments and EPA’s response to
these comments is provided in section
V of this preamble.
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F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). This final action imposes no
requirements on Tribal governments;
thus, Executive Order 13175 does not
apply to this action.
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G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), applies to any rule that
(1) is determined to be ‘‘economically
significant,’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
EPA must evaluate the environmental
health or safety effects of the planned
rule on children and explain why the
planned regulation is preferable to other
potentially effective and reasonably
feasible alternatives considered by the
Agency.
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that are based on health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. This action is not subject to
Executive Order 13045 because it is
based solely on technology
performance. It is also not
‘‘economically significant’’.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355 (May 22,
2001)) because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. We have
concluded that this final rule will not
likely have any significant adverse
energy effects because no additional
pollution controls or other equipment
that consume energy will be needed to
comply with the final rule.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113 (15 U.S.C. 272 note) directs
EPA to use voluntary consensus
standards (VCS) in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures,
business practices) that are developed or
adopted by voluntary consensus
standards bodies. NTTAA directs EPA
to provide Congress, through OMB,
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63259
explanations when the Agency decides
not to use available and applicable VCS.
This final rulemaking involves
technical standards. The EPA has
decided to use EPA Methods 1, 1A, 2,
2A, 2C, 2D, 2F, 2G, 3, 3A, 3B, 4, 5A, and
23 in conjunction with the final rule.
Consistent with the NTTAA, EPA
conducted searches to identify
voluntary consensus standards in
addition to these EPA methods. No
applicable voluntary consensus
standards were identified.
Under §§ 63.7(f) and 63.8(f) of subpart
A of the General Provisions, a source
may apply to EPA for permission to use
alternative test methods or alternative
monitoring requirements in place of any
required testing methods, performance
specifications, or procedures in the final
rule.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, any disproportionately
high and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this final
rule will not have any
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
environmental protection for all affected
populations.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801, et seq., as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this final rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of this final rule in the
Federal Register. A ‘‘major rule’’ cannot
take effect until 60 days after it is
published in the Federal Register. This
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action is not a ‘‘major rule’’ as defined
by 5 U.S.C. 804(2). This final rule will
be effective December 2, 2009.
Subpart AAAAAAA—National
Emission Standards for Hazardous Air
Pollutants for Area Sources: Asphalt
Processing and Asphalt Roofing
Manufacturing
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Reporting and
recordkeeping requirements.
Applicability and Compliance Dates
§ 63.11559
Dated: November 16, 2009.
Lisa P. Jackson,
Administrator.
For the reasons stated in the preamble,
title 40, chapter I, part 63 of the Code
of Federal Regulations is to be amended
as follows:
■
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
2. Part 63 is amended by adding
subpart AAAAAAA to read as follows:
■
Subpart AAAAAAA—National Emission
Standards for Hazardous Air Pollutants for
Area Sources: Asphalt Processing and
Asphalt Roofing Manufacturing
Applicability and Compliance Dates
Sec.
63.11559
63.11560
Am I Subject to this Subpart?
What are my Compliance Dates?
Standards and Compliance Requirements
63.11561 What are my Standards and
Management Practices?
63.11562 What are my Initial Compliance
Requirements?
63.11563 What are my Monitoring
Requirements?
63.11564 What are my Notification,
Recordkeeping, and Reporting
Requirements?
Other Requirements and Information
63.11565 What General Provisions Sections
Apply to this Subpart?
63.11566 What Definitions Apply to this
Subpart?
63.11567 Who Implements and Enforces
this Subpart?
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Tables
Table 1 of Subpart AAAAAAA—Emission
Limits for Asphalt Processing Operations
Table 2 of Subpart AAAAAAA—Emission
Limits for Asphalt Roofing
Manufacturing Operations
Table 3 of Subpart AAAAAAA—Test
Methods
Table 4 of Subpart AAAAAAA—Operating
Limits
Table 5 of Subpart AAAAAAA—
Applicability of General Provisions to
Subpart AAAAAAA
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Am I Subject to this Subpart?
(a) You are subject to this subpart if
you own or operate an asphalt
processing operation and/or asphalt
roofing manufacturing operation that is
an area source of hazardous air
pollutant (HAP) emissions, as defined in
§ 63.2.
(b) This subpart applies to each new
or existing affected source as defined in
paragraphs (b)(1) and (b)(2) of this
section.
(1) Asphalt processing. The affected
source for asphalt processing operations
is the collection of all blowing stills, as
defined in § 63.11566, at an asphalt
processing operation.
(2) Asphalt roofing manufacturing.
The affected source for asphalt roofing
manufacturing operations is the
collection of all asphalt coating
equipment, as defined in § 63.11566, at
an asphalt roofing manufacturing
operation.
(c) This subpart does not apply to hot
mix asphalt plant operations that are
used in the paving of roads or
hardstand, or operations where asphalt
may be used in the fabrication of a builtup roof.
(d) An affected source is a new
affected source if you commenced
construction or reconstruction after July
9, 2009.
(e) An affected source is reconstructed
if it meets the criteria as defined in
§ 63.2.
(f) An affected source is an existing
source if it is not new or reconstructed.
(g) This subpart does not apply to
research or laboratory facilities, as
defined in section 112(c)(7) of the Clean
Air Act.
(h) You are exempt from the
obligation to obtain a permit under 40
CFR part 70 or 40 CFR part 71, provided
you are not otherwise required to obtain
a permit under 40 CFR 70.3(a) or 40 CFR
71.3(a). Notwithstanding the previous
sentence, you must continue to comply
with the provisions of this subpart.
§ 63.11560
Dates?
What are my Compliance
(a) If you own or operate an existing
affected source, you must be in
compliance with the applicable
provisions in this subpart no later than
December 2, 2010. As specified in
§ 63.11562(f), you must demonstrate
initial compliance within 180 calendar
days after December 2, 2010.
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(b) If you own or operate a new
affected source, you must be in
compliance with the provisions in this
subpart on or before December 2, 2009
or upon startup, whichever date is later.
As specified in § 63.11562(g), you must
demonstrate initial compliance with the
applicable emission limits no later than
180 calendar days after December 2,
2009 or within 180 calendar days after
startup of the source, whichever is later.
Standards and Compliance
Requirements
§ 63.11561 What are my Standards and
Management Practices?
(a) For asphalt processing operations,
you must meet the emission limits
specified in Table 1 of this subpart.
(b) For asphalt roofing manufacturing
lines, you must meet the applicable
emission limits specified in Table 2 of
this subpart.
(c) These standards apply at all times.
§ 63.11562 What are my Initial Compliance
Requirements?
(a) For asphalt processing operations,
you must:
(1) Demonstrate initial compliance
with the emission limits specified in
Table 1 of this subpart by:
(i) Conducting emission tests using
the methods specified in Table 3 of this
subpart; or
(ii) Using the results of a previouslyconducted emission test as specified in
paragraph (d) of this section.
(2) Establish the value or range of
values of the operating parameters
specified in Table 4 of this subpart:
(i) Using the operating parameter data
recorded during the compliance
emission tests; or
(ii) Using the operating parameter
data recorded during a previouslyconducted emission test.
(b) For asphalt roofing manufacturing
lines that use a control device to comply
with the emission limits in Table 2 of
this subpart, you must:
(1) Demonstrate initial compliance by:
(i) Conducting emission tests using
the methods specified in Table 3 of this
subpart; or
(ii) Using the results of a previouslyconducted emission test as specified in
paragraph (d) of this section.
(2) Establish the value of the operating
parameter specified in Table 4 of this
subpart for thermal oxidizers:
(i) Using the operating parameter data
recorded during the compliance
emission tests; or
(ii) Using the operating parameter
data recorded during a previouslyconducted emission test.
(3) Establish the value or range of
values of the operating parameters
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specified in Table 4 of this subpart for
control devices other than thermal
oxidizers:
(i) Using the operating parameter data
recorded during the compliance
emission tests;
(ii) Using the operating parameter
data recorded during a previouslyconducted emission test; or
(iii) Using manufacturer performance
specifications.
(c) For asphalt roofing manufacturing
lines that do not require a control device
to comply with the emission limits in
Table 2 of this subpart, you must:
(1) Demonstrate initial compliance by:
(i) Conducting emission tests using
the methods specified in Table 3 of this
subpart,
(ii) Using the results of a previouslyconducted emission test as specified in
paragraph (d) of this section; or
(iii) Using process knowledge and
engineering calculations as specified in
paragraph (e) of this section.
(2) Establish the value or range of
values of the operating parameters
specified in Table 4 of this subpart:
(i) Using the operating parameter data
recorded during the compliance
emission tests;
(ii) Using the operating parameter
data recorded during a previouslyconducted emission test; or
(iii) Using process knowledge and
engineering calculations as specified in
paragraph (f) of this section.
(d) If you are using a previouslyconducted emission test to demonstrate
compliance with the emission
limitations in this subpart for existing
sources, as specified in paragraphs
(a)(1)(ii), (b)(1)(ii), or (c)(1)(ii) of this
section, the following conditions must
be met:
(1) The emission test was conducted
within the last 5 years;
(2) No changes have been made to the
process since the time of the emission
test;
(3) The operating conditions and test
methods used for the previous test
conform to the requirements of this
subpart; and
(4) The data used to establish the
value or range of values of the operating
parameters, as specified in paragraphs
(a)(2)(ii), (b)(2)(ii), or (c)(2)(ii) of this
section, were recorded during the
emission test.
(e) If you are using process knowledge
and engineering calculations to
demonstrate initial compliance as
specified in paragraph (c)(1)(iii) of this
section, you must prepare written
documentation that contains the data
and any assumptions used to calculate
the process emission rate that
demonstrate compliance with the
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emission limits specified in Table 2 of
this subpart.
(f) If you are using process knowledge
and engineering calculations to
establish the value or range of values of
operating parameters as specified in
paragraph (c)(2)(iii) of this section, you
must prepare written documentation
that contains the data and any
assumptions used to show that the
process parameters and corresponding
parameter values correlate to the
process emissions.
(g) For existing sources, you must
demonstrate initial compliance no later
than 180 calendar days after December
2, 2010.
(h) For new sources, you must
demonstrate initial compliance no later
than 180 calendar days after December
2, 2009 or within 180 calendar days
after startup of the source, whichever is
later.
(i) For emission tests conducted to
demonstrate initial compliance with the
emission limits specified in Tables 1
and 2 of this subpart, you must follow
the requirements specified in
paragraphs (i)(1) through (i)(4) of this
section.
(1) You must conduct the tests while
manufacturing the product that
generates the greatest PAH and PM
emissions to the control device inlet, or
exiting the process if you are not using
a control device to comply with the
emissions limits specified in Tables 1
and 2 of this subpart.
(2) You must conduct a minimum of
three separate test runs for each
compliance test specified in paragraphs
(a)(1)(i), (b)(1)(i), and (c)(1)(i) of this
section according to the requirements
specified in § 63.7(e)(3). The sampling
time and sample volume of each test run
must be as follows:
(i) For asphalt processing operations,
the sampling time and sample volume
for each test run must be at least 90
minutes or the duration of the coating
blow or non-coating blow, whichever is
greater, and 2.25 dscm (79.4 dscf).
(ii) For asphalt coating operations, the
sampling time and sample volume for
each test run must be at least 120
minutes and 3.00 dscm (106 dscf).
(3) For asphalt processing operations,
you must use the following equations to
calculate the asphalt charging rate (P).
(i) P = (Vd)/(K′ Q)
Where:
P = asphalt charging rate to blowing still,
Mg/hr (ton/hr).
V = volume of asphalt charged, m3 (ft3).
d = density of asphalt, kg/m3 (lb/ft3).
K′ = conversion factor, 1000 kg/Mg (2000 lb/
ton).
Q = duration of test run, hr.
(ii) d = K1¥K2Ti
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Where:
d = Density of the asphalt, kg/m3 (lb/ft3)
d = K1¥K2Ti
K1 = 1056.1 kg/m3 (metric units)
= 66.6147 lb/ft3 (English Units)
K2 = 0.6176 kg/(m3 °C) (metric units)
= 0.02149 lb/(ft3 °F) (English Units)
Ti = temperature at the start of the blow, °C
(°F)
(4) You must use the following
equation to demonstrate compliance
with the emission limits specified in
Table 2 of this subpart:
E = [(C)*(Q)/(P)*(K)]
Where:
E = emission rate of particulate matter,
kg/Mg (lb/ton).
C = concentration of particulate matter,
g/dscm (gr/dscf).
Q = volumetric flow rate of effluent gas,
dscm/hr (dscf/hr).
P = the average asphalt roofing production
rate or asphalt charging rate over the
duration of the test, Mg/hr (ton/hr).
K = conversion factor, 1000 g/kg [7000
(gr/lb)].
§ 63.11563 What are my Monitoring
Requirements?
(a) You must maintain the operating
parameters established under
§ 63.11562(a)(2), (b)(2), (b)(3), and (c)(2)
as specified in Table 4 of this subpart.
(b) If you are using a control device
to comply with the emission limits
specified in Tables 1 and 2 of this
subpart, you must develop and make
available for inspection by the delegated
authority, upon request, a site-specific
monitoring plan for each monitoring
system that addresses the following:
(1) Installation of the CPMS probe or
other interface at a measurement
location relative to each affected process
unit such that the measurement is
representative of control of the exhaust
emissions (e.g., on or downstream of the
last control device);
(2) Performance and equipment
specifications for the probe or interface,
the pollutant concentration or
parametric signal analyzer, and the data
collection and reduction system; and
(3) Performance evaluation
procedures and acceptance criteria (e.g.,
calibrations).
(i) In your site-specific monitoring
plan, you must also address the
following:
(A) Ongoing operation and
maintenance procedures in accordance
with the general requirements of
§ 63.8(c)(1), (c)(3), (c)(4)(ii), (c)(7), and
(c)(8);
(B) Ongoing data quality assurance
procedures in accordance with the
general requirements of § 63.8(d); and
(C) Ongoing recordkeeping and
reporting procedures in accordance with
the general requirements of § 63.10(c),
(e)(1), and (e)(2)(i).
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(c) If you are using a control device
to comply with the emission limits
specified in Tables 1 and 2 of this
subpart, you must install, operate, and
maintain a continuous parameter
monitoring system (CPMS) as specified
in paragraphs (c)(1) through (c)(3) of this
section.
(1) The CPMS must complete a
minimum of one cycle of operation for
each successive 15-minute period.
(2) To determine the 3-hour average,
you must:
(i) Have a minimum of four successive
cycles of operation to have a valid hour
of data.
(ii) Have valid data from at least three
of four equally spaced data values for
that hour from a CPMS that is not outof-control according to your site-specific
monitoring plan.
(iii) Determine the 3-hour average of
all recorded readings for each operating
day, except as stated in paragraph (g) of
this section. You must have at least two
of the three hourly averages for that
period using only hourly average values
that are based on valid data (i.e., not
from out-of-control periods).
(3) You must record the results of
each inspection, calibration, and
validation check of the CPMS.
(d) For each temperature monitoring
device, you must meet the CPMS
requirements in paragraphs (c)(1)
through (c)(3) of this section and the
following requirements:
(1) Locate the temperature sensor in a
position that provides a representative
temperature.
(2) For a noncryogenic temperature
range, use a temperature sensor with a
minimum measurement sensitivity of
2.8 °C or 1.0 percent of the temperature
value, whichever is larger.
(3) If a chart recorder is used, the
recorder sensitivity in the minor
division must be at least 20 °F.
(4) Perform an accuracy check at least
semiannually or following an operating
parameter deviation:
(i) According to the procedures in the
manufacturer’s documentation; or
(ii) By comparing the sensor output to
redundant sensor output; or
(iii) By comparing the sensor output
to the output from a calibrated
temperature measurement device; or
(iv) By comparing the sensor output to
the output from a temperature
simulator.
(5) Conduct accuracy checks any time
the sensor exceeds the manufacturer’s
specified maximum operating
temperature range or install a new
temperature sensor.
(6) At least quarterly or following an
operating parameter deviation, perform
visual inspections of components if
redundant sensors are not used.
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(e) For each pressure measurement
device, you must meet the CPMS
requirements of paragraphs (e)(1)
through (e)(6) of this section and the
following requirements:
(1) Locate the pressure sensor(s) in, or
as close as possible, to a position that
provides a representative measurement
of the pressure.
(2) Use a gauge with a minimum
measurement sensitivity of 0.12
kiloPascals or a transducer with a
minimum measurement sensitivity of 5
percent of the pressure range.
(3) Check pressure tap for blockage
daily. Perform an accuracy check at
least quarterly or following an operating
parameter deviation:
(i) According to the manufacturer’s
procedures; or
(ii) By comparing the sensor output to
redundant sensor output.
(4) Conduct calibration checks any
time the sensor exceeds the
manufacturer’s specified maximum
operating pressure range or install a new
pressure sensor.
(5) At least monthly or following an
operating parameter deviation, perform
a leak check of all components for
integrity, all electrical connections for
continuity, and all mechanical
connections for leakage.
(6) At least quarterly or following an
operating parameter deviation, perform
visible inspections on all components if
redundant sensors are not used.
(f) For each electrostatic precipitator
(ESP) used to control emissions, you
must install and operate a CPMS that
meets the requirements of paragraphs
(c)(1) through (c)(3) of this section to
provide representative measurements of
the voltage supplied to the ESP.
(j) You must conduct a performance
evaluation of each CPMS in accordance
with your site-specific monitoring plan.
(k) You must operate and maintain
the CPMS in continuous operation
according to the site-specific monitoring
plan.
(l) If you are not using a control
device to comply with the emission
limits specified in Tables 1 and 2 of this
subpart, you must develop and make
available for inspection by the delegated
authority, upon request, a site-specific
monitoring plan. The plan must specify
the process parameters established
during the initial compliance
assessment and how they are being
monitored and maintained to
demonstrate continuous compliance.
(m) If you would like to use
parameters or means other than those
specified in Table 4 of this subpart to
demonstrate continuous compliance
with the emission limits specified in
Tables 1 and 2 of this subpart, you must
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apply to the Administrator for approval
of an alternative monitoring plan under
§ 63.8(f). The plan must specify how
process parameters established during
the initial compliance assessment will
be monitored and maintained to
demonstrate continuous compliance.
(n) At all times the owner or operator
must operate and maintain any affected
source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by this standard have
been achieved. Determination of
whether such operation and
maintenance procedures are being used
will be based on information available
to the Administrator which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
operation and maintenance records, and
inspection of the source.
§ 63.11564 What are my Notification,
Recordkeeping, and Reporting
Requirements?
(a) You must submit the notifications
specified in paragraphs (a)(1) through
(a)(6) of this section.
(1) You must submit all of the
notifications in §§ 63.5(b), 63.7(b);
63.8(e) and (f); 63.9(b) through (e); and
63.9(g) and (h) that apply to you by the
dates specified in those sections.
(2) As specified in § 63.9(b)(2), if you
have an existing affected source, you
must submit an Initial Notification not
later than 120 calendar days after
December 2, 2009.
(3) As specified in § 63.9(b)(4) and (5),
if you have a new affected source, you
must submit an Initial Notification not
later than 120 calendar days after you
become subject to this subpart.
(4) You must submit a notification of
intent to conduct a compliance test at
least 60 calendar days before the
compliance test is scheduled to begin,
as required in § 63.7(b)(1).
(5) You must submit a Notification of
Compliance Status according to
§ 63.9(h)(2)(ii). You must submit the
Notification of Compliance Status,
including the compliance test results,
before the close of business on the 60th
calendar day following the completion
of the compliance test according to
§ 63.10(d)(2).
(6) If you are using data from a
previously-conducted emission test to
serve as documentation of compliance
with the emission standards and
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operating limits of this subpart, you
must submit the test data in lieu of the
initial compliance test results with the
Notification of Compliance Status
required under paragraph (a)(5) of this
section.
(b) You must submit a compliance
report as specified in paragraphs (b)(1)
through (b)(4) of this section.
(1) If you are using a control device
to comply with the emission limits, the
compliance report must identify the
controlled units (e.g., blowing stills,
saturators, coating mixers, coaters). If
you are not using a control device to
comply with the emission limits, the
compliance report must identify the
site-specific process operating
parameters monitored to determine
compliance with the emission limits.
(2) During periods for which there are
no deviations from any emission
limitations (emission limit or operating
limit) that apply to you, the compliance
report must contain the information
specified in paragraphs (b)(2)(i) through
(b)(2)(v) of this section.
(i) Company name and address.
(ii) Statement by a responsible official
with that official’s name, title, and
signature, certifying the truth, accuracy,
and completeness of the content of the
report.
(iii) Date of report and beginning and
ending dates of the reporting period.
(iv) A statement that there were no
deviations from the emission limitations
during the reporting period.
(v) If there were no periods during
which the CPMS was out-of-control as
specified in § 63.8(c)(7), a statement that
there were no periods during which the
CPMS was out-of-control during the
reporting period.
(3) For each deviation from an
emission limitation (emission limit and
operating limit), you must include the
information in paragraphs (b)(3)(i)
through (b)(3)(xii) of this section.
(i) The date and time that each
deviation started and stopped.
(ii) The date and time that each CPMS
was inoperative, except for zero (lowlevel) and high-level checks.
(iii) The date, time and duration that
each CPMS was out-of-control,
including the information in
§ 63.8(c)(8).
(iv) The date and time that each
deviation started and stopped, and
whether each deviation occurred during
a period of startup, shutdown, or
malfunction or during another period.
(v) A summary of the total duration of
the deviation during the reporting
period and the total duration as a
percent of the total source operating
time during that reporting period.
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(vi) A breakdown of the total duration
of the deviations during the reporting
period into those that are due to startup,
shutdown, control equipment problems,
process problems, other known causes,
and other unknown causes.
(vii) A summary of the total duration
of CPMS downtime during the reporting
period and the total duration of CPMS
downtime as a percent of the total
source operating time during that
reporting period.
(viii) An identification of each air
pollutant that was monitored at the
affected source.
(ix) A brief description of the process
units.
(x) A brief description of the CPMS.
(xi) The date of the latest CPMS
certification or audit.
(xii) A description of any changes in
CPMS or controls since the last
reporting period.
(4) Unless the Administrator has
approved a different schedule for
submission of reports under § 63.10(a),
you must submit each report specified
in paragraph (b) of this section
according to the following dates:
(i) The first compliance report must
cover the period beginning on the
compliance date that is specified for
your affected source in § 63.11560 and
ending on June 30 or December 31,
whichever date is the first date
following the end of the first calendar
half after the compliance date that is
specified for your source in § 63.11560.
(ii) The first compliance report must
be postmarked or delivered no later than
July 31 or January 31, whichever date
follows the end of the first calendar half
after the compliance date that is
specified for your affected source in
§ 63.11560.
(iii) Each subsequent compliance
report must cover the semiannual
reporting period from January 1 through
June 30 or the semiannual reporting
period from July 1 through December
31.
(iv) Each subsequent compliance
report must be postmarked or delivered
no later than July 31 or January 31,
whichever date is the first date
following the end of the semiannual
reporting period.
(c) You must maintain the records
specified in paragraphs (c)(1) through
(c)(10) of this section.
(1) A copy of each notification and
report that you submitted to comply
with this subpart, including all
documentation supporting any Initial
Notification or Notification of
Compliance Status that you submitted,
according to the requirements in
§ 63.10(b)(2)(xiv).
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(2) Copies of emission tests used to
demonstrate compliance and
performance evaluations as required in
§ 63.10(b)(2)(viii).
(3) Documentation that shows that the
following conditions are true if you use
a previously-conducted emission test to
demonstrate initial compliance as
specified in § 63.11562(a)(1)(ii),
(b)(1)(ii), and (c)(1)(ii):
(i) The test was conducted within the
last 5 years;
(ii) No changes have been made to the
process since the time of the emission
test;
(iii) The operating conditions and test
methods used for the previous test
conform to the requirements of this
subpart; and
(iv) The data used to establish the
value or range of values of the operating
parameters, as specified in
§ 63.11562(a)(2)(ii), (b)(2)(ii), or
(c)(2)(ii), were recorded during the
emission test.
(4) Documentation that identifies the
operating parameters and values
specified in Table 4 of this subpart and
that contains the data used to establish
the parameter values as specified in
§ 63.11562(a)(2), (b)(2), (b)(3), or (c)(2).
(5) Copies of the written
manufacturers performance
specifications used to establish
operating parameter values as specified
in § 63.11562(b)(3)(iii).
(6) Documentation of the process
knowledge and engineering calculations
used to demonstrate initial compliance
as specified in § 63.11562(e).
(7) Documentation of the process
knowledge and engineering calculations
used to establish the value or range of
values of operating parameters as
specified in § 63.11562(f).
(8) A copy of the site-specific
monitoring plan required under
§ 63.11563(b) or (l).
(9) A copy of the approved alternative
monitoring plan required under
§ 63.11563(m), if applicable.
(10) Records of the operating
parameter values required in Table 4 of
this subpart to show continuous
compliance with each operating limit
that applies to you.
Other Requirements and Information
§ 63.11565 What General Provisions
Sections Apply to this Subpart?
You must comply with the
requirements of the General Provisions
(40 CFR part 63, subpart A) according to
Table 5 of this subpart.
§ 63.11566
Subpart?
What Definitions Apply to this
Asphalt coating equipment means the
saturators, coating mixers, and coaters
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used to apply asphalt to substrate to
manufacture roofing products (e.g.,
shingles, roll roofing).
Asphalt flux means the organic
residual material from distillation of
crude oil that is generally used in
asphalt roofing manufacturing and
paving and non-paving asphalt
products.
Asphalt processing operation means
any operation engaged in the
preparation of asphalt flux at standalone asphalt processing facilities,
petroleum refineries, and asphalt
roofing facilities. Asphalt preparation,
called ‘‘blowing,’’ is the oxidation of
asphalt flux, achieved by bubbling air
through the heated asphalt, to raise the
softening point and to reduce
penetration of the oxidized asphalt. An
asphalt processing facility includes one
or more asphalt flux blowing stills.
Asphalt roofing manufacturing
operation means the collection of
equipment used to manufacture asphalt
roofing products through a series of
sequential process steps. The equipment
configuration of an asphalt roofing
manufacturing process varies depending
upon the type of substrate used (i.e.,
organic or inorganic). For example, an
asphalt roofing manufacturing line that
uses organic substrate (e.g., felt)
typically would consist of a saturator
(and wet looper), coating mixer, and
coater (although the saturator could be
bypassed if the line manufacturers
multiple types of products). An asphalt
roofing manufacturing line that uses
inorganic (fiberglass mat) substrate
typically would consist of a coating
mixer and coater.
Blowing still means the equipment in
which air is blown through asphalt flux
to change the softening point and
penetration rate of the asphalt flux,
creating oxidized asphalt.
Built-up roofing operations means
operations involved in the on-site (e.g.,
at a commercial building) assembly of
roofing system components (e.g.,
asphalt, substrate, surface granules).
Coater means the equipment used to
apply amended (filled or modified)
asphalt to the top and bottom of the
substrate (typically fiberglass mat) used
to manufacture shingles and rolled
roofing products.
Coating mixer means the equipment
used to mix coating asphalt and a
mineral stabilizer, prior to applying the
stabilized coating asphalt to the
substrate.
Hot-mix asphalt operation means
operations involved in mixing asphalt
cement and aggregates to produce
materials for paving roadways and
hardstand (e.g., vehicle parking lots,
prepared surfaces for materiel storage).
Particulate matter (PM) means, for the
purposes of this subpart, includes any
material determined gravimetrically
using EPA Method 5A—Determination
of Particulate Matter Emissions From
the Asphalt Processing And Asphalt
Roofing Industry (40 CFR Part 60,
Appendix A–3).
Responsible official is defined in
§ 63.2.
Saturator means the equipment used
to impregnate a substrate
(predominantly organic felt) with
asphalt. Saturators are predominantly
used for the manufacture of rolledroofing products (e.g., saturated felt).
For the purposes of this subpart, the
term saturator includes impregnation
vat and wet looper.
Wet looper means the series of rollers
typically following the saturator used to
provide additional absorption time for
asphalt to penetrate the roofing
substrate.
§ 63.11567 Who Implements and Enforces
this Subpart?
(a) This subpart can be implemented
and enforced by us, the U.S.
Environmental Protection Agency (U.S.
EPA), or a delegated authority such as
your State, local, or Tribal agency. If the
U.S. EPA Administrator has delegated
authority to your State, local, or Tribal
agency, then that agency, in addition to
the U.S. EPA, has the authority to
implement and enforce this subpart.
You should contact your U.S. EPA
Regional Office to find out if
implementation and enforcement of this
subpart is delegated.
(b) In delegating implementation and
enforcement authority of this subpart to
a State, local, or Tribal agency under 40
CFR part 63, subpart E, the following
authorities are retained by the
Administrator of U.S. EPA:
(1) Approval of alternatives to the
requirements in §§ 63.11559, 63.11560,
63.11561, 63.11562, and 63.11563.
(2) Approval of major changes to test
methods under § 63.7(e)(2)(ii) and (f)
and as defined in § 63.90.
(3) Approval of major changes to
monitoring under § 63.8(f) and as
defined in § 63.90.
(4) Approval of major changes to
recordkeeping and reporting under
§ 63.10(f) and as defined in § 63.90.
Tables
TABLE 1 OF SUBPART AAAAAAA OF PART 63—EMISSION LIMITS FOR ASPHALT PROCESSING (REFINING) OPERATIONS
For * * *
You must meet the following emission limits * * *
1. Blowing stills ...................................................
a. Limit PAH emissions to 0.003 lb/ton of asphalt charged to the blowing stills;
or
b. Limit PM emissions to 1.2 lb/ton of asphalt charged to the blowing stills.
TABLE 2 OF SUBPART AAAAAAA OF PART 63—EMISSION LIMITS FOR ASPHALT ROOFING MANUFACTURING (COATING)
OPERATIONS
For * * *
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2. Saturator-only production lines .......................
3. Combined saturator/coater production lines ..
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b.
a.
b.
a.
b.
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Limit
Limit
Limit
Limit
Limit
Limit
PAH emissions to 0.0002 lb/ton of asphalt roofing product manufactured; or
PM emissions to 0.06 lb/ton of asphalt roofing product manufactured.
PAH emissions to 0.0007 lb/ton of asphalt roofing product manufactured; or
PM emissions to 0.30 lb/ton of asphalt roofing product manufactured.
PAH emissions to 0.0009 lb/ton of asphalt roofing product manufactured; or
PM emissions to 0.36 lb/ton of asphalt roofing product manufactured.
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Federal Register / Vol. 74, No. 230 / Wednesday, December 2, 2009 / Rules and Regulations
63265
TABLE 3 OF SUBPART AAAAAAA OF PART 63—TEST METHODS
For * * *
You must use * * *
1. Selecting the sampling locations a and the
number of traverse points.
2. Determining the velocity and volumetric flow
rate.
3. Determining the gas molecular weight used
for flow rate determination.
4. Measuring the moisture content of the stack
gas.
5. Measuring the PM emissions .........................
6. Measuring the PAH emissions .......................
EPA test method 1 or 1A in appendix A to part 60.
EPA test method 2, 2A, 2C, 2D, 2F, or 2G, as appropriate, in appendix A to part 60.
EPA test method 3, 3A, 3B, as appropriate, in appendix A to part 60.
EPA test method 4 in appendix A to part 60.
EPA test method 5A in appendix A to part 60.
EPA test method 23 b with analysis by SW–846 Method 8270D.
a The sampling locations must be located at the outlet of the process equipment (or control device, if applicable), prior to any releases to the
atmosphere.
b When using EPA Method 23, the toluene extraction step specified in section 3.1.2.1 of the method should be omitted.
TABLE 4 OF SUBPART AAAAAAA OF PART 63—OPERATING LIMITS
If you comply with the emission limits using * * *
You must establish an operating
value for * * *
And maintain a * * *
1. A thermal oxidizer .......................
Combustion zone temperature ......
2. A high-efficiency air filter or fiber
bed filter.
a. Inlet gas temperature b, and ......
b. Pressure drop across device b ..
3.
Voltage c to the ESP ......................
The 3-hour average combustion zone temperature at or above the
operating value established as specified in § 63.11562(a)(2) and
(b)(2).
The 3-hour average inlet gas temperature within the operating range
established as specified in § 63.11562(a)(2) and (b)(3).
The 3-hour average pressure drop across the device within the approved
operating
range
established
as
specified
in
§ 63.11562(a)(2) and (b)(3).
The 3-hour average ESP voltage c at or above the approved operating value established as specified in § 63.11562(a)(2) and (b)(3).
The monitoring parameters within the operating values established as
specified in § 63.11562(c)(2).
An electrostatic precipitator
(ESP).
4. Process modifications (i.e., a
control device is not required).
Appropriate process
parameters.d
monitoring
a The 3-hour averaging period applies at all times other than startup and shutdown, as defined in § 63.2. Within 24 hours of a startup event, or
24 hours prior to a shutdown event, you must normalize the emissions that occur during the startup or shutdown, when there is no production
rate available to assess compliance with the lb/ton of product emission limits, with emissions that occur when the process is operational. The
emissions that occur during the startup or shutdown event must be included with the process emissions when assessing compliance with the
emission limits specified in Tables 1 and 2 of this subpart.
b As an alternative to monitoring the inlet gas temperature and pressure drop, you can use a leak detection system that identifies when the filter media has been comprised.
c As an alternative to monitoring the ESP voltage, you can monitor the ESP instrumentation (e.g. light, alarm) that indicates when the ESP
must be cleaned and maintain a record of the instrumentation on an hourly basis. Failure to service the ESP within one hour of the indication is
an exceedance of the applicable monitoring requirements specified in § 63.11563(a).
d If you are not using a control device to comply with the emission limits specified in Table 2 of this subpart, the process parameters and corresponding parameter values that you select to demonstrate continuous compliance must correlate to the process emissions.
TABLE 5 OF SUBPART AAAAAAA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART AAAAAAA
Subject
§ 63.1 .................................
§ 63.2 .................................
§ 63.3 .................................
§ 63.4 .................................
§ 63.5 .................................
§ 63.6(a)–(d) ......................
§ 63.6(e)(1)(i) .....................
§ 63.6(e)(1)(ii) ....................
§ 63.6(e)(1)(iii) ....................
§ 63.6(e)(2) ........................
§ 63.6(e)(3) ........................
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Citation
Applicability .........................................................................................
Definitions ...........................................................................................
Units and Abbreviations .....................................................................
Prohibited Activities ............................................................................
Construction/Reconstruction ...............................................................
Compliance With Standards and Maintenance Requirements ..........
Operation and Maintenance Requirements .......................................
Operation and Maintenance Requirements .......................................
Operation and Maintenance Requirements .......................................
[Reserved] ..........................................................................................
Startup, Shutdown, and Malfunction Plan ..........................................
§ 63.6(f)(1) .........................
§ 63.6(f)(2)–(3) ...................
§ 63.6(h) .............................
Compliance with Nonopacity Emission Standards .............................
Methods for Determining Compliance and Finding of Compliance ...
Opacity/Visible Emission (VE) Standards ..........................................
§ 63.6(i) ..............................
§ 63.6(j) ..............................
§ 63.7(a)–(d) ......................
§ 63.7(e)(1) ........................
Compliance Extension ........................................................................
Presidential Compliance Exemption ...................................................
Performance Testing Requirements ...................................................
Performance Testing Requirements ...................................................
§ 63.7(e)(2)–(4) ..................
Conduct of Performance Tests and Data Reduction .........................
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Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
No.
No.
Yes.
No. Subpart AAAAAAA does not require
startup, shutdown, and malfunction plans.
No. The emission limits apply at all times.
Yes.
No. Subpart AAAAAAA does not contain
opacity or VE standards.
Yes.
Yes.
Yes.
No. Subpart AAAAAAA specifies the conditions under which performance tests must
be conducted.
Yes.
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Federal Register / Vol. 74, No. 230 / Wednesday, December 2, 2009 / Rules and Regulations
TABLE 5 OF SUBPART AAAAAAA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART AAAAAAA—
Continued
Citation
Subject
§ 63.7(f)–(h) .......................
§ 63.8(a)(1) ........................
§ 63.8(a)(2) ........................
Use of Alternative Test Method; Data Analysis, Recordkeeping, and
Reporting; and Waiver of Performance Tests.
Applicability of Monitoring Requirements ...........................................
Performance Specifications ................................................................
§ 63.8(a)(3) ........................
§ 63.8(a)(4) ........................
§ 63.8(b)(1) ........................
§ 63.8(b)(2)–(3) ..................
§ 63.8(c)(1) .........................
§ 63.8(c)(1)(i) .....................
§ 63.8(c)(1)(ii) .....................
§ 63.8(c)(1)(iii) ....................
[Reserved] ..........................................................................................
Monitoring with Flares ........................................................................
Conduct of Monitoring ........................................................................
Multiple Effluents and Multiple Monitoring Systems ..........................
Monitoring System Operation and Maintenance ................................
CMS maintenance ..............................................................................
Spare Parts for CMS Malfunction ......................................................
Compliance with Operation and Maintenance Requirements ............
§ 63.8(c)(2)–(3) ..................
§ 63.8(c)(4) .........................
Monitoring System Installation ...........................................................
CMS Requirements ............................................................................
§ 63.8(c)(5) .........................
COMS Minimum Procedures ..............................................................
§ 63.8(c)(6) .........................
CMS Requirements ............................................................................
§ 63.8(c)(7)–(8) ..................
§ 63.8(d) .............................
CMS Requirements ............................................................................
CMS Quality Control ...........................................................................
§ 63.8(e)–(f) .......................
§ 63.8(g)(1)–(4) ..................
§ 63.8(g)(5) ........................
CMS Performance Evaluation ............................................................
Data Reduction Requirements ...........................................................
Data to Exclude from Averaging ........................................................
§ 63.9 .................................
§ 63.10(a) ...........................
§ 63.10(b)(1) ......................
§ 63.10(b)(2)(i)–(iii) ............
§ 63.10(b)(2)(iv)–(v) ...........
Notification Requirements ..................................................................
Recordkeeping and Reporting Requirements—Applicability .............
General Recordkeeping Requirements ..............................................
General Recordkeeping Requirements ..............................................
Records of Actions Taken During Startup, Shutdown, and Malfunction Plans.
General Recordkeeping Requirements ..............................................
Additional Recordkeeping Requirements for Sources with Continuous Monitoring Systems.
Additional Recordkeeping Requirements for Sources with Continuous Monitoring Systems.
General Reporting Requirements .......................................................
Periodic Startup, Shutdown, and Malfunction Reports ......................
§ 63.10(b)(2)(vi)–(xiv) .........
§ 63.10(c)(1)–(14) ..............
§ 63.10(c)(15) .....................
§ 63.10(d)(1)–(4) ................
§ 63.10(d)(5) ......................
§ 63.10(e) ...........................
§ 63.10(f) ............................
§ 63.11 ...............................
§ 63.12 ...............................
§ 63.13 ...............................
§ 63.14 ...............................
§ 63.15 ...............................
§ 63.16 ...............................
Applies to subpart AAAAAAA
Additional Reporting Requirements for Sources with Continuous
Monitoring Systems.
Waiver of Recordkeeping or Reporting Requirements ......................
Control Device and Work Practice Requirements .............................
State Authority and Delegations .........................................................
Addresses of State Air Pollution Control Agencies and EPA Regional Offices.
Incorporations by Reference ..............................................................
Availability of Information and Confidentiality ....................................
Performance Track Provisions ...........................................................
Yes.
Yes.
No. Subpart AAAAAAA does not allow
CEMS.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
No. Subpart AAAAAAA does not require
startup, shutdown, and malfunction plans.
Yes.
No; § 63.11563 specifies the CMS requirements.
No. Subpart AAAAAAA does not contain
opacity or VE standards.
No; § 63.11563 specifies the CMS requirements.
Yes.
No; § 63.11563 specifies the CMS requirements.
Yes.
Yes.
No. All monitoring data must be included
when calculating averages.
Yes.
Yes.
Yes.
Yes.
No. Subpart AAAAAAA does not require
startup, shutdown, and malfunction plans.
Yes.
Yes.
No. Subpart AAAAAAA does not
startup, shutdown, and malfunction
Yes.
No. Subpart AAAAAAA does not
startup, shutdown, and malfunction
Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
No.
[FR Doc. E9–27946 Filed 12–1–09; 8:45 am]
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require
plans.
require
plans.
Agencies
[Federal Register Volume 74, Number 230 (Wednesday, December 2, 2009)]
[Rules and Regulations]
[Pages 63236-63266]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-27946]
[[Page 63235]]
-----------------------------------------------------------------------
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Asphalt Processing and Asphalt Roofing Manufacturing; Final
Rule
Federal Register / Vol. 74, No. 230 / Wednesday, December 2, 2009 /
Rules and Regulations
[[Page 63236]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2009-0027; FRL-8983-6]
RIN 2060-AO94
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Asphalt Processing and Asphalt Roofing Manufacturing
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is promulgating national emissions standards for the
control of emissions of hazardous air pollutants (HAP) from the asphalt
processing and asphalt roofing manufacturing area source category.
These final emissions standards for new and existing sources are based
upon EPA's final determination as to what constitutes the generally
available control technology or management practices (GACT) for the
source category.
DATES: This final rule is effective on December 2, 2009.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OAR-2009-0027. All documents in the docket are listed in the
Federal Docket Management System index at https://www.regulations.gov.
Although listed in the index, some information is not publicly
available, e.g., confidential business information or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically through https://www.regulations.gov or in hard copy at the EPA Public Reading Room
under the heading ``Area Source National Emission Standards for
Hazardous Air Pollutants (NESHAP) for Asphalt Processing and Asphalt
Roofing Manufacturing.'' The Public Reading Room is located at EPA/DC,
EPA West, Room 3334, 1301 Constitution Ave., NW., Washington, DC and is
open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number for the Public Reading Room is
(202) 566-1744, and the telephone number for the Air Docket is (202)
566-1742.
FOR FURTHER INFORMATION CONTACT: Mr. Warren Johnson, Outreach and
Information Division, Office of Air Quality Planning and Standards (MC-
C404-05), Environmental Protection Agency, Research Triangle Park,
North Carolina 27711, telephone number: (919) 541-5124; fax number:
(919) 541-0242; e-mail address: johnson.warren@epa.gov.
SUPPLEMENTARY INFORMATION: Outline. The information in this preamble is
organized as follows:
I. General Information
A. Does This Action Apply to Me?
B. Where Can I Get a Copy of This Document?
C. Judicial Review
II. Background Information for This Final Rule
III. Summary of Major Changes Since Proposal
IV. Summary of Final Standards
A. Do the Final Standards Apply to My Source?
B. When Must I Comply With the Final Standards?
C. What Are the Final Standards?
D. What Are the Initial and Continuous Compliance Requirements?
E. What are the Notification, Recordkeeping, and Reporting
Requirements?
F. What Are the Title V Permit Requirements?
V. Summary of Comments and Responses
A. Source Category Listing
B. GACT Limits
C. Initial Compliance Requirements
D. Continuous Compliance Requirements
E. Title V Permitting
F. Definitions
G. Cost Impacts
H. Miscellaneous
VI. Summary of Impacts of the Final Standards
A. What Are the Air Impacts?
B. What Are the Cost Impacts?
C. What Are the Economic Impacts?
D. What Are the Non-Air Health, Environmental, and Energy
Impacts?
VII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does This Action Apply to Me?
The regulated categories and entities potentially affected by the
final standards include:
------------------------------------------------------------------------
Examples of regulated
Category NAICS code \1\ entities
------------------------------------------------------------------------
Petroleum Refineries........... 324110 Area source facilities
that refine asphalt.
Asphalt Shingle and Coating 324122 Area source facilities
Materials Manufacturing. that manufacture
asphalt roofing
materials.
------------------------------------------------------------------------
\1\ North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. To determine whether your facility would be regulated by this
action, you should examine the applicability criteria in 40 CFR
63.11559 of subpart AAAAAAA (NESHAP for Area Sources: Asphalt
Processing and Asphalt Roofing Manufacturing). If you have any
questions regarding the applicability of this action to a particular
entity, consult either the air permit authority for the entity or your
EPA Regional representative as listed in 40 CFR 63.13 of subpart A
(General Provisions).
B. Where Can I Get a Copy of This Document?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the Worldwide Web (WWW)
through the Technology Transfer Network (TTN). Following signature, a
copy of this final action will be posted on the TTN's policy and
guidance page for newly final or promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg/. The TTN provides information
and technology exchange in various areas of air pollution control.
[[Page 63237]]
C. Judicial Review
Under section 307(b)(1) of the Clean Air Act (CAA), judicial review
of this final rule is available only by filing a petition for review in
the United States Court of Appeals for the District of Columbia Circuit
by February 1, 2010. Under section 307(b)(2) of the CAA, the
requirements established by this final rule may not be challenged
separately in any civil or criminal proceedings brought by EPA to
enforce these requirements.
Section 307(d)(7)(B) of the CAA further provides that ``[o]nly an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review.'' This section also
provides a mechanism for EPA to convene a proceeding for
reconsideration, ``[i]f the person raising an objection can demonstrate
to EPA that it was impracticable to raise such objection within [the
period for public comment] or if the grounds for such objection arose
after the period for public comment (but within the time specified for
judicial review) and if such objection is of central relevance to the
outcome of the rule.'' Any person seeking to make such a demonstration
to us should submit a Petition for Reconsideration to the Office of the
Administrator, U.S. EPA, Room 3000, Ariel Rios Building, 1200
Pennsylvania Ave., NW., Washington, DC 20460, with a copy to both the
person(s) listed in the preceding FOR FURTHER INFORMATION CONTACT
section, and the Associate General Counsel for the Air and Radiation
Law Office, Office of General Counsel (Mail Code 2344A), U.S. EPA, 1200
Pennsylvania Ave., NW., Washington, DC 20460.
II. Background Information for This Final Rule
Section 112(d) of the Clean Air Act (CAA) requires EPA to establish
national emission standards for hazardous air pollutants (NESHAP) for
both major and area sources of HAP that are listed for regulation under
CAA section 112(c). A major source emits or has the potential to emit
10 tons per year (tpy) or more of any single HAP or 25 tpy or more of
any combination of HAP. An area source is a stationary source that is
not a major source.
Section 112(k)(3)(B) of the CAA calls for EPA to identify at least
30 HAP which, as the result of emissions from area sources, pose the
greatest threat to public health in the largest number of urban areas.
The EPA implemented this provision in 1999 in the Integrated Urban Air
Toxics Strategy (64 FR 38715, July 19, 1999). Specifically, in the
Strategy, EPA identified 30 HAP that pose the greatest potential health
threat in urban areas, and these HAP are referred to as the ``30 urban
HAP.'' Section 112(c)(3) requires EPA to list sufficient categories or
subcategories of area sources to ensure that area sources representing
90 percent of the emissions of the 30 urban HAP are subject to
regulation. A primary goal of the Strategy is to achieve a 75 percent
reduction in cancer incidence attributable to HAP emitted from
stationary sources.
Under CAA section 112(d)(5), we may elect to promulgate standards
or requirements for area sources ``which provide for the use of
generally available control technologies or management practices (GACT)
by such sources to reduce emissions of hazardous air pollutants.''
Additional information on GACT is found in the Senate report on the
legislation (Senate Report Number 101-228, December 20, 1989), which
describes GACT as:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
Consistent with the legislative history, we can consider costs and
economic impacts in determining GACT, which is particularly important
when developing regulations for source categories, like this one, that
have a number of small businesses. Determining what constitutes GACT
initially involves considering the control technologies and management
practices that are generally available to the area sources in the
source category. We also consider the standards applicable to major
sources in the same industrial sector to determine if the control
technologies and management practices employed by those sources are
transferable and generally available to area sources. In appropriate
circumstances, we may also consider technologies and practices at area
and major sources in similar categories to determine whether such
technologies and practices could be considered generally available for
the area source category at issue. Finally, as noted above, in
determining GACT for a particular area source category, we consider the
costs and economic impacts of available control technologies and
management practices on that category.
We are promulgating these national emission standards in response
to a court-ordered deadline that requires EPA to issue standards for
certain source categories listed pursuant to section 112(c)(3) and (k)
by November 16, 2009 (Sierra Club v. Johnson, no. 01-1537, D.D.C.,
March 2006). An additional rulemaking will be published in a separate
Federal Register notice for the remaining source category due in
November 2009.
III. Summary of Major Changes Since Proposal
The final rule contains several revisions and clarifications to the
proposed rule made in response to public comments. We explain the
reasons for the following changes in detail in the summary of comments
and responses (section V of this preamble):
Revised the emission limits for asphalt roofing
manufacturing lines using emissions data supplied by the industry;
Revised the initial compliance requirements to specify
that compliance tests must be conducted while manufacturing the product
with the greatest polycyclic aromatic hydrocarbons (PAH) and
particulate matter (PM) emissions and to allow facilities to use
process knowledge to demonstrate initial compliance for saturator-only
lines;
Revised the initial compliance requirements to clarify
procedures for using previously-conducted emission tests to demonstrate
compliance;
Revised the equations for calculating asphalt charging
rate and clarified the procedures for determining production rate;
Revised the continuous compliance requirements to allow
for monitoring of parameter ranges (instead of maintaining the
parameter below a maximum value) and use of equipment manufacturer
specifications when establishing parameter values, and to remove the
option to use a continuous emissions monitor (CEMS);
Revised the continuous compliance requirements to allow
facilities to monitor the indicator light of electrostatic
precipitators (ESPs) as an option to monitoring voltage;
Defined PM as the material collected using EPA Method 5A;
and
Added definitions for ``built-up roof operation'' and
``hot-mix asphalt operation'' and clarified the definition of
``saturator'' with regard to impregnation vats.
IV. Summary of Final Standards
A. Do the Final Standards Apply to My Source?
The final subpart AAAAAAA standards apply to each existing and
[[Page 63238]]
new area source facility that processes asphalt and/or manufactures
roofing products using saturation and/or coating processes that apply
asphalt to a substrate. The standards do not apply to research or
laboratory facilities, as defined in section 112(c)(7) of the CAA.
B. When Must I Comply With the Final Standards?
All existing area source facilities subject to this final rule are
required to comply with the rule requirements no later than December 2,
2010. New sources are required to comply with the rule requirements by
December 2, 2009 or upon startup of the facility, whichever is later.
Because the majority of existing sources in this category are
already well-controlled, we believe that one year is a reasonable
amount of time to allow existing sources to conduct compliance testing
and prepare compliance demonstrations showing compliance with the final
rule.
C. What Are the Final Standards?
As discussed in section II.C of this preamble, the two production
operations for which this category was listed are: (1) Asphalt
processing (refining) operations; and (2) roofing product manufacturing
operations.
For asphalt processing, the final standards require the owner or
operator to limit PAH emissions to 0.003 lb/ton of asphalt charged to
the asphalt refining (blowing still) operation. Alternatively, owners
or operators may comply with a PM emissions limit of 1.2 lb/ton of
asphalt charged to the asphalt refining operation. The alternative PM
limit ensures reductions in emissions of PAH that are at least
equivalent to those achieved through compliance with the PAH emission
limit. The final standards for new refining operations are the same as
for existing sources.
For asphalt roofing product manufacturing operations, we examined
the process operations and other factors and determined that it was
appropriate to establish subcategories that reflect the unique emission
characteristic profiles of the different process types (equipment
configurations). We developed three subcategories based upon the
various process types used in the industry: (1) Production lines that
use a coater only, (2) production lines that use a saturator only, and
(3) production lines that use both saturators and coaters.
For existing coater-only production lines, the final standards
require the owner or operator to limit PAH emissions from all coating
mixers and coaters to 0.0002 lb/ton of product manufactured.
Alternatively, owners or operators may choose to comply with a PM
emission limit of 0.06 lb/ton of product manufactured. The alternative
PM limit ensures reductions in emissions of PAH that are at least
equivalent to those achieved through compliance with the GACT-based PAH
emission limit.
For existing saturator-only production lines, the final standards
require the owner or operator to limit PAH emissions from all
saturators (and wet loopers) to 0.0007 lb/ton of product manufactured.
Alternatively, for saturator-only production lines, owners or operators
can comply with a PM emissions limit of 0.30 lb/ton of product
manufactured. The alternative PM limit ensures reductions in emissions
of PAH that are at least equivalent to those achieved through
compliance with the GACT-based PAH emission limit.
For existing combined saturator and coater production lines, the
final standards require the owner or operator to limit PAH emissions
from all saturators, wet loopers, coating mixers, and coaters to 0.0009
lb/ton of product manufactured. The final standards for combined
saturator and coater production lines alternatively allow owners or
operators to comply with a PM emissions limit of 0.36 lb/ton of product
manufactured. The alternative PM limit ensures reductions in emissions
of PAH that are at least equivalent to those achieved through
compliance with the GACT-based PAH emission limit.
The final standards for new roofing product manufacturing
operations for all subcategories are the same as those for existing
sources.
D. What Are the Initial and Continuous Compliance Requirements?
The final standards require an initial compliance assessment of the
process emissions or control device outlet concentration to demonstrate
initial compliance with the applicable standard, and to establish
monitoring parameter values (e.g., temperature, pressure drop) for the
process or control device that will be monitored to demonstrate
continuous compliance. For PM control devices used on asphalt roofing
lines, the final rule allows owners or operators to establish
monitoring parameter operating ranges based upon equipment manufacturer
guarantees.
For existing sources, the final standards require owners or
operators to conduct the initial compliance assessment by May 31, 2011.
Owners or operators of new sources are required to conduct the initial
compliance assessment by June 1, 2010 or within 180 days after startup,
whichever is later.
For existing and new blowing stills and asphalt roofing
manufacturing lines, the final standards require owners or operators to
demonstrate initial compliance by conducting emission tests or by using
the results from an emission test conducted in the past five years that
meets the specified criteria in the final rule. Specifically, owners or
operators can use the results of the previously-conducted test only if
the emission measurements were made using the test methods specified in
Table 3 of the final rule. See 40 CFR 63.11562(d). Additionally, the
owner or operator must be able to demonstrate that no process changes
have been made since the date of the previous test, or that the results
of the emissions test reliably demonstrate compliance despite any
process changes. Id. For existing and new asphalt processing and
asphalt roofing manufacturing lines that do not require a control
device to comply with the emission limits, the final rule allows owners
or operators to use process knowledge and engineering calculations,
instead of compliance test results, to demonstrate initial compliance.
For example, an owner or operator could use a mass-balance approach
(e.g., based upon asphalt throughput, asphalt content of the product
manufactured) to demonstrate that the emission limits would not be
exceeded.
Continuous compliance with the final emission limits is
demonstrated by monitoring parameters and process conditions
established during the initial compliance assessment. The final
standards require owners and operators to demonstrate continuous
compliance based upon a 3-hour averaging period. If a thermal oxidizer
is used to comply with the emission limits, the final standards require
that the 3-hour average combustion zone temperature of each affected
thermal oxidizer be maintained at or above the operating limit
established during the initial compliance assessment. For PM control
devices, the final standards require that the average 3-hour pressure
drop and inlet gas temperature values be maintained within the range of
established values. As an alternative to monitoring temperature and
pressure drop, the final rule allows owners or operators to use a leak
detection system for a filtration-based PM control device. If an ESP is
used as the PM control device, the final standards require that the 3-
hour average ESP voltage be maintained at or above the operating value
established during the initial
[[Page 63239]]
compliance test. As an alternative to monitoring the ESP voltage, the
final rule allows owners or operators to monitor the device's indicator
and warning lights on the device that signify when the ESP must be
cleaned. For other types of control devices, the final standards allow
the owner or operator to establish approved monitoring parameters and
to maintain the value of those parameters within the operating values
established during the initial compliance assessment. In cases where
add-on control devices are not needed to comply with the final
standards, owners or operators are required to establish a range of
operating values for process parameters based upon written equipment
manufacturer specifications, verify that the equipment is operating
within that range during the initial compliance assessment, and
maintain the 3-hour average of those parameters within the established
values. During periods of startup and shutdown, the final standards
require owners and operators to demonstrate compliance over a 24-hour
averaging period. As is explained below, the final rule does not
establish separate standards for malfunctions and the 3-hour averaging
period applies during such events. Thus, consistent with Sierra Club v.
EPA, 551 F.3d 1019 (DC Cir. 2008), the emission standards of this rule
apply at all times.
E. What Are the Notification, Recordkeeping, and Reporting
Requirements?
Affected new and existing sources are required to comply with
certain requirements set forth in the General Provisions (40 CFR part
63, subpart A), as identified in Table 5 of this final rule. The
General Provisions include specific requirements for notifications,
recordkeeping, and reporting. Among other requirements, each facility
is required to submit an initial notification that complies with the
requirements in 40 CFR 63.9(b) of the General Provisions within 120
days of the effective date of the final rule and a notification of
compliance status that complies with the requirements in 40 CFR 63.9(h)
within 60 days after completion of the compliance assessment.
Facilities are also required to submit semi-annual compliance summary
reports.
F. What Are the Title V Permitting Requirements?
This final rule exempts the asphalt processing and asphalt roofing
manufacturing area source category from title V permitting requirements
unless the affected source is otherwise required by law to obtain a
title V permit. For example, sources that have title V permits because
they are major sources under the criteria pollutant program would
maintain those permits.
V. Summary of Comments and Responses
We received a total of six comment letters from industry trade
associations, an environmental advocacy group, State/local regulatory
agency groups, and a control device equipment vendor on the proposed
rule during the comment period. One commenter, an industry trade
association, expressed support for the following provisions in the
proposal package:
The roofing line subcategory designations;
The definition of the affected source for asphalt
processing and asphalt roofing manufacturing operations;
The PAH and PM GACT emission standards for new and
existing sources;
The definitions of ``asphalt flux,'' ``asphalt processing
operation,'' and ``blowing still;''
The use of PM emissions as a surrogate for PAH emissions;
The use of certain previously-conducted emission tests to
demonstrate initial compliance with the emission limitations; and
The exemption from title V permitting requirements.
We acknowledge the commenter's support for these provisions.
Sections V.A. through V.H. contain summaries of the remaining comments
that we received and our responses to those comments.
A. Source Category Listing
Comment. One commenter asserted that the Agency used inaccurate PAH
emissions data for 1990 to list asphalt processing and asphalt roofing
manufacturing area sources under CAA section 112(c)(3). The commenter
asserted that urban area source PAH emissions in the industry in that
baseline year were significantly lower than EPA's estimates and
provided a copy of a report previously submitted to the Agency that the
commenter contended supports that assertion. The commenter's report
concludes that, by combining asphalt roofing manufacturing and asphalt
processing into a single source category and using the outdated data,
the EPA's PAH emissions estimate for the two categories is overstated
by nearly two orders of magnitude. Based upon this information, the
commenter stated that EPA should not be issuing GACT standards for
asphalt processing and asphalt roofing manufacturing area sources under
CAA section 112(c)(3).
Response. We listed the asphalt processing and asphalt roofing
manufacturing source category under CAA section 112(c)(3) in one of a
series of amendments (November 22, 2002, 67 FR 70427) to the original
source category list included in the 1999 Integrated Urban Air Toxics
Strategy. As explained in more detail below, we included this source
category on the section 112(c)(3) area source category list based upon
emissions data for the 1990 baseline year. The asphalt processing and
asphalt roofing manufacturing source category was listed for its
contributions toward meeting the requirement that we list sufficient
categories and subcategories of area sources to ensure that area
sources representing 90 percent of area source emissions of PAH are
subject to regulation under CAA section 112.
While Congress required EPA to list sufficient categories or
subcategories of area sources to ensure that areas sources representing
90 percent of the area source emissions of the 30 Urban HAP are subject
to regulation under section 112 of the Clean Air Act, it left it to
EPA's discretion to determine which categories and subcategories of
sources to include on the list. As explained in the Integrated Urban
Air Toxics Strategy, EPA based its listing decisions on the baseline
National Toxics Inventory (NTI) that the Agency compiled for purposes
of implementing its air toxics program after the 1990 CAA Amendments
(64 FR 38706, 38711, n.10). The baseline NTI reflected HAP emissions
from asphalt processing and asphalt roofing manufacturing area sources
in 1990. EPA listed the asphalt processing and asphalt roofing area
source category on the basis of that emissions data. EPA continues to
believe that it was reasonable to rely on that data and that it acted
appropriately in including the asphalt processing and asphalt roofing
area source category on the list on the basis of that data.
There is nothing in the comments that persuades EPA that the
asphalt processing and asphalt roofing manufacturing area source
category should not be included in the source category list. The report
submitted along with the comments clearly reflects the Commenter's
preference that a different source category, asphalt concrete
manufacturing, be included on the list instead of asphalt processing
and asphalt roofing manufacturing and that the inclusion of that source
category would have also resulted in a cumulative percentage
contribution in excess of 90 percent. This, however, misses the point.
As stated above, Congress left it to EPA's discretion to
[[Page 63240]]
determine which categories and subcategories to include on the list.
Congress did not require EPA to establish a rank order of such
categories and subcategories and then move from the highest ranking
source category or subcategory to lower ranking categories or
subcategories until a cumulative total of 90 percent was reached. Thus,
as long as EPA had some basis for including a particular category or
subcategory of area sources on the list, which is the case here, it can
choose to include that category or subcategory even if there are other
potential source categories or subcategories that arguably may
contribute more to cumulative emissions.
In this particular instance, EPA questions the accuracy of the
emission factors used in the report submitted by the commenter.
Specifically, the emissions factors in the commenter's report are based
primarily on emissions data from 1998 and 1999 (with some reliance on
1994 data). The report takes these emission factors that are based on
post-1990 data and applies them to 1990 production rates. As the
commenter points out in its comments, PAH emissions in the asphalt
processing and asphalt roofing manufacturing industry have declined
since 1990. As a result, emission factors developed using emissions
data from years after 1990 are likely to underestimate actual emissions
in 1990.
Moreover, even if EPA were to accept, for argument's sake, the
revised emissions estimates set forth in the report submitted by the
commenter, it would, for the reasons described below, continue to
believe that the asphalt processing and asphalt roofing manufacturing
category belongs on the 112(c)(3) source category list. First, EPA
believes that it is most appropriate to consider asphalt processing and
asphalt roofing manufacturing as a single source category rather than
two separate source categories, as the commenter contends, because a
single facility often includes both types of operations. Indeed, 90
percent of the facilities affected by the final rule conduct both
asphalt processing and asphalt roofing manufacturing operations at the
same site. We also believe that asphalt processing and asphalt roofing
manufacturing operations are closely linked, regardless of co-location,
because the purpose of blow stills at asphalt processing operations is
to prepare asphalt flux, obtained from refineries, for use in
manufacturing roofing products (e.g., shingles, roll roofing). Second,
while the commenter contends that asphalt concrete manufacturing should
be included on the list instead of asphalt processing and asphalt
roofing manufacturing, the fact is that, on a per facility basis, the
asphalt processing and asphalt roofing manufacturing sources are larger
PAH emissions sources than the asphalt concrete industry sources. As a
result, EPA's regulation of the 75 sources in the asphalt processing
and asphalt roofing manufacturing area source category is far more cost
efficient and far more feasible from an implementation perspective than
regulating the 3600 facilities engaged in asphalt concrete
manufacturing. Finally, as explained above, Congress afforded EPA
discretion in selecting the source categories to regulate to meet the
90 percent requirement in section 112(c)(3) and (k)(3)(B). Without the
asphalt processing and asphalt roofing manufacturing source category,
we will not meet this requirement. In conclusion, Congress required EPA
to list sufficient categories and subcategories of sources of area
sources to ensure that area sources representing 90 percent of the area
source emissions of the 30 urban HAP are subject to regulation under
CAA section 112. EPA has discretion to identify the categories and
subcategories on the list and properly included asphalt processing and
asphalt roofing manufacturing on the list. Nothing in the comments
contradicts this.
B. GACT Limits
Comment. One commenter noted that EPA stated in the proposal notice
that ``[w]e believe that all asphalt processing and asphalt roofing
manufacturing facilities will be able to meet the proposed standards
using existing controls * * *'' and that ``* * * no additional air
pollution control devices would be required.'' The commenter was
concerned that such proposals are merely paperwork exercises and are
not responsive to Congress' intent in establishing the area source
program under the Clean Air Act which the commenter believed should
result in reductions in emissions from area sources of hazardous air
pollution. Moreover, the commenter recommended that, ``* * * in this
rule and in future area source proposals, EPA incorporate provisions
that will provide additional public health protection from the adverse
effects of emissions of hazardous air pollutants from area sources.''
Response. The commenter does not challenge any aspect of EPA's
proposed GACT determination for this area source category. Instead, the
commenter makes a blanket assertion that EPA is not acting consistently
with the purposes of the area source provisions in the CAA (i.e.,
sections 112(c)(3) and 112(k)(3)(B)), because it is not requiring
emission reductions beyond the level that is currently being achieved
from this well-controlled source category. In support of this
assertion, the commenter compares the requirements in the proposed rule
to the area source category's current emission and control status. Such
a comparison is flawed.
Congress promulgated the relevant CAA area source provisions in
1990 in light of the level of area source HAP emissions at that time.
Congress directed EPA to identify not less than 30 HAP which, as a
result of emissions from area sources, present the greatest threat to
public health in the largest number of urban areas, and to list
sufficient area source categories to ensure that sources representing
90 percent of the 30 HAP listed are subject to regulation. As explained
in the Integrated Urban Air Toxics Strategy, EPA based its listing
decisions on the baseline National Toxics Inventory (NTI) that the
Agency compiled for purposes of implementing its air toxics program
after the 1990 CAA Amendments (64 FR 38706, 38711, n.10). The baseline
NTI reflected HAP emissions from asphalt processing and asphalt roofing
manufacturing area sources in 1990. Thus, contrary to the commenter's
suggestion, the relevant emission level for comparison is the emission
level reflected in our baseline NTI, not the current emission level.
Furthermore, in promulgating the area source provisions in the CAA,
Congress did not require EPA to issue area source standards that must
achieve a specific level of emission reduction. Rather, Congress
authorized EPA to issue standards under section 112(d)(5) for area
sources that reflect GACT for the source category. As Congress itself
recognized, to qualify as being generally available, a GACT-based
standard would most likely be based upon an existing control technology
or management practice: ``[A]n equipment standard would require
neighborhood dry cleaning establishments to employ the commercially
available systems associated with the lowest measured emissions * * *
S. Rep. 101-128, at 171-172 (emphasis added). Thus, it is both
reasonable and consistent with Congressional intent that the GACT-based
standards being finalized today codify the use of the existing
effective PAH control approach being used by sources in the category.
For all of these reasons, this final rule is consistent with sections
112(c)(3), 112(k)(3)(B), and 112(d)(5).
Comment. One commenter asserted that, although section 112(d)(5)
does
[[Page 63241]]
authorize EPA to issue GACT standards in lieu of MACT standards, the
Agency's decision to do so is subject to familiar administrative law
requirements. The commenter maintained that to be non-arbitrary, the
decision must--at a minimum--be supported by a rational explanation.
The commenter stated that EPA has provided no explanation whatsoever
for its apparent decision to issue GACT standards pursuant to CAA
section 112(d)(5), instead of MACT standards pursuant to section
112(d)(2) and (3) and, for this reason alone, its decision is arbitrary
and capricious.
The commenter also claimed that the proposed standards are based
solely on cost and are thus unlawful and arbitrary. The commenter
asserted that CAA section 112(d)(5) does not direct EPA to set
standards based on what is cost effective; rather, according to the
commenter EPA must establish GACT based on the ``methods, practices and
techniques which are commercially available and appropriate for
application by the sources in the category considering economic
impacts.'' The commenter stated that because cost effectiveness is not
relevant under CAA section 112(d)(5), the reliance on cost
effectiveness as the sole determining factor in establishing GACT
renders the proposed standards unlawful.
Response. As the commenter acknowledged, in section 112(d)(5),
Congress gave EPA explicit authority to issue alternative emission
standards for area sources. Specifically, section 112(d)(5), which is
titled ``Alternative standard for area sources,'' provides:
With respect only to categories and subcategories of area
sources listed pursuant to subsection (c) of this section, the
Administrator may, in lieu of the authorities provided in paragraph
(2) and subsection (f) of this section, elect to promulgate
standards or requirements applicable to sources in such categories
or subcategories which provide for the use of generally available
control technologies or management practices by such sources to
reduce emissions of hazardous air pollutants. See CAA section
112(d)(5).
There are two critical aspects to section 112(d)(5). First, section
112(d)(5) applies only to those categories and subcategories of area
sources listed pursuant to section 112(c). The commenter does not
dispute that EPA listed the asphalt processing and asphalt roofing
manufacturing area source category pursuant to section 112(c). Second,
section 112(d)(5) provides that for area sources listed pursuant to
section 112(c)(3), EPA ``may, in lieu of'' the authorities provided in
section 112(d)(2) and 112(f), elect to promulgate standards pursuant to
section 112(d)(5).
Section 112(d)(2) provides that emission standards established
under that provision ``require the maximum degree of reduction in
emissions'' of HAP (also known as maximum available control technology
(MACT)). Section 112(d)(3), in turn, defines what constitutes the
``maximum degree of reduction in emissions'' for new and existing
sources. See section 112(d)(3). Webster's dictionary defines the phrase
``in lieu of'' to mean ``in the place of'' or ``instead of.'' See
Webster's II New Riverside University (1994). Thus, section 112(d)(5)
authorizes EPA to promulgate standards under section 112(d)(5) that
provide for the use of GACT, instead of issuing MACT standards pursuant
to section 112(d)(2) and (d)(3). The statute does not set any condition
precedent for issuing standards under section 112(d)(5) other than that
the area source category or subcategory at issue must be one that EPA
listed pursuant to section 112(c), which is the case here.
The commenter argues that EPA must provide a rationale for issuing
GACT standards under section 112(d)(5), instead of MACT standards. The
commenter is incorrect. Had Congress intended that EPA first conduct a
MACT analysis for each area source category, Congress would have stated
so expressly in section 112(d)(5). Congress did not require EPA to
conduct any MACT analysis, floor analysis or beyond-the-floor analysis
before the Agency could issue a section 112(d)(5) standard. Rather,
Congress authorized EPA to issue GACT standards for area source
categories listed under section 112(c), and that is precisely what EPA
has done in this rulemaking.
Although EPA need not justify its exercise of discretion in
choosing to issue a GACT standard for an area source listed pursuant to
section 112(c)(3), EPA still must have a reasoned basis for the GACT
determination for the particular area source category. The legislative
history supporting section 112(d)(5) provides that GACT is to
encompass:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
See Senate Report on the 1990 Amendments to the Act (S. Rep. No. 101-
228, 101st Cong. 1st session. 171-172). The discussion in the Senate
report clearly provides that EPA may consider costs in determining what
constitutes GACT for the area source category.
Congress plainly recognized that area sources differ from major
sources, which is why Congress allowed EPA to consider costs in setting
GACT standards for area sources under section 112(d)(5), but did not
allow that consideration in setting MACT floors for major sources
pursuant to section 112(d)(3). This important dichotomy between section
112(d)(3) and section 112(d)(5) provides further evidence that Congress
sought to do precisely what the title of section 112(d)(5) states--
provide EPA the authority to issue ``[a]lternative standards for area
sources.''
Notwithstanding the commenter's claim, EPA properly issued
standards for the area source category at issue here under section
112(d)(5) and in doing so provided a reasoned basis for its selection
of GACT for this area source category. As explained in the proposed
rule and below, EPA evaluated the control technologies and management
practices that reduce PAH emissions at asphalt processing and asphalt
roofing manufacturing facilities. In its evaluation, EPA used
information from an industry survey, discussed options for controlling
PAH emissions with the industry trade associations, and reviewed
operating permits to identify the emission controls and management
practices that are currently used to control PM and PAH emissions.
In our evaluation, we determined that all blow stills used to
process asphalt are currently controlled using thermal oxidation. We
also found that the majority of roofing manufacturing lines were
controlled using some type of PM control device (e.g., fiber-bed
filters). Additionally, we determined that, due to market-driven
process changes, the majority of roofing manufacturing facilities no
longer use organic felt as the substrate for roofing materials. This
process change significantly reduced the amount of asphalt used to
manufacture a given quantity of roofing products.
EPA disagrees with the commenter's assertions that EPA based its
GACT determination solely on its estimate of cost effectiveness and
that cost effectiveness is not relevant in determining what constitutes
GACT. The Agency's consideration of cost effectiveness in establishing
GACT and the Agency's views on what is a cost-effective requirement
under section 112(d)(5) are relevant. The U.S. Court of Appeals for the
DC Circuit has stated that cost effectiveness is a reasonable measure
of cost as long as the statute does not mandate a specific method of
determining cost. See Husqvarna AB v.
[[Page 63242]]
EPA, 254 F.3d 195, 201 (DC Cir. 2001) (finding EPA's decision to
consider costs on a per-ton-of-emissions removed basis is reasonable
because CAA section 213 did not mandate a specific method of cost
analysis). Further, we did not base our GACT determination solely on
our estimate of cost effectiveness. Rather, we first carefully
evaluated the methods, practices and techniques that are commercially
available and appropriate for application by sources in the asphalt
processing and asphalt roofing manufacturing area source category. Only
then did we consider costs and economic impacts to determine what
constitutes GACT for the source category. In doing so, we determined
that, because sources in the asphalt processing and asphalt roofing
manufacturing area source category currently have relatively low
emissions of PAH based upon the use of existing controls, requiring
additional controls would result in very high costs for only a modest
incremental improvement in control. Finally, we believe the
consideration of costs and economic impacts is especially important for
determining GACT for the asphalt processing and asphalt roofing
manufacturing area source category because of the number of existing
sources that would need to retrofit controls on asphalt roofing
manufacturing operations if the existing controls on those operations
were determined inadequate.
Even though we are not required to provide a specific rationale for
why we chose to establish GACT-based standards, rather than MACT-based
standards, EPA did in fact provide a rationale for doing so in the
proposed rule. In the proposal, we explained that the facilities in the
asphalt processing and asphalt roofing manufacturing area source
category are already well controlled for PAH, the urban HAP for which
the source category was listed pursuant to section 112(c)(3). See 74 FR
32826-32828. Consideration of costs and economic impacts is especially
important when an area source category is comprised of sources that are
already well-controlled. In such circumstances, a MACT floor
determination, where costs cannot be considered, could result in very
high costs for only a modest incremental improvement in control
efficiency for sources in the area source category. EPA concluded that
this would be the case were it to establish MACT-based emission
standards for the asphalt processing and asphalt roofing manufacturing
area source category.
Comment. One commenter stated that EPA did not provide an
explanation for its decision to narrowly focus the proposed rule on
just PAH emissions. The commenter went on to make the following points.
The commenter noted that in the 2003 NESHAP for the asphalt processing
and asphalt roofing manufacturing major source category, the EPA stated
that the major source category emits a variety of HAP. The commenter
added that the preamble to the 2003 major source NESHAP (68 FR 22976,
22976 (Apr. 29, 2003)) stated that approximately 98 percent of
emissions from the processing of asphalt and the manufacture of asphalt
roofing consist of formaldehyde, hexane, hydrochloric acid (HCl),
phenol and toluene. A combination of several different organic HAP
comprise the remaining two percent of the total HAP emissions. The
commenter said that in 2003, the EPA found that exposure to these HAP
could result in both ``chronic health disorders (e.g., irritation of
the lung, skin, and mucous membranes, effects on the central nervous
system, and damage to the blood and liver) and acute health disorders
(e.g., respiratory irritation and central nervous system effects such
as drowsiness, headache, and nausea).'' Id. The commenter also noted
that EPA classified two of the HAP (formaldehyde and polycyclic organic
matter (POM)) as probable human carcinogens.
The commenter stated that Section 112(d) requires that emission
standards be developed for each HAP listed in section 112(b). Assuming
arguendo that the Agency does not have to set separate standards for
each HAP when issuing standards under section 112(d)(5), the commenter
stated that the Agency still has an obligation to address all the HAP
that a category emits when it sets GACT standards. Thus, the commenter
asserted that EPA had an obligation to address the HAP emitted by
asphalt processing and asphalt roofing manufacturing sources beyond
PAH, especially in light of the fact that PAH is such a limited
component of the HAP emitted by the source category. Further, the
commenter added that the Agency's failure to even consider non-PAH HAP
and to explain its failure to address these HAP is arbitrary and
capricious.
The commenter also noted that EPA failed to address all sources of
HAP emissions in the asphalt processing and asphalt roofing
manufacturing source category. The commenter pointed out that EPA noted
in the 2003 major source NESHAP that, in addition to the blowing stills
and roofing manufacturing operations addressed in the proposed rule,
asphalt storage and process tanks, asphalt loading racks, sealant
applicators, and adhesive applicators are also sources of HAP
emissions. The commenter stated that the Agency's failure to
acknowledge these emission sources and consider commercially available
technology for reducing emissions from these sources was unlawful.
Response. Section 112(k)(3)(B) of the CAA requires EPA to identify
at least 30 HAP emitted from area sources that pose the greatest threat
to public health in the largest number of urban areas (the ``Urban
HAP'') and identify the area source categories emitting such pollutants
that are or will be listed pursuant to section 112(c)(3). Section
112(c)(3), in relevant part, provides:
The Administrator shall * * *, pursuant to subsection (k)(3)(B)
of this section, list, based on actual or estimated aggregate
emissions of a listed pollutant or pollutants, sufficient categories
or subcategories of area sources to ensure that area sources
representing 90 percent of the area source emissions of the 30
hazardous air pollutants that present the greatest threat to public
health in the largest number of urban areas are subject to
regulation under this section.
Thus, section 112(c)(3) requires EPA to list sufficient categories or
subcategories of area sources to ensure that area sources representing
90 percent of the area source emissions of the 30 Urban HAP are subject
to regulation. Section 112(d)(1) requires the Administrator to
promulgate regulations establishing emissions standards for each area
source category of HAP listed for regulation pursuant to section
112(c).
EPA identified the 30 Urban HAP that posed the greatest threat to
public health in the Integrated Urban Air Toxics Strategy (Strategy).
In the Strategy and subsequent Federal Register notices, EPA listed the
area source categories necessary to meet the 90 percent requirement in
section 112(c)(3) and (k)(3)(B), and one of those categories was the
Asphalt Processing and Asphalt Roofing Manufacturing area source
category.
We have interpreted sections 112(c)(3) and 112(k)(3)(B) together to
require EPA to regulate only those Urban HAP emissions for which an
area source category is listed pursuant to section 112(c)(3), not all
urban HAP or all section 112(b) HAP emitted from a listed area source
category. As stated above, section 112(k)(3)(B) addresses the strategy
to control HAP from area sources in urban areas and the focus of the
strategy as it relates to control of area sources is on the 30 HAP that
pose the greatest threat to public health in the largest number of
urban areas. Section 112(c)(3) specifically references section
112(k)(3)(B) as the basis for selecting area sources for listing to
satisfy the Agency's responsibility for regulating urban HAP emissions
from area sources.
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Under these provisions, area sources categories are listed because they
emit one or more of the 30 listed Urban HAP and the Agency has
identified the category as one that is necessary to satisfy the
requirement to subject area sources representing 90 percent of the area
source emissions of the 30 Urban HAP to regulation.
EPA listed the Asphalt Processing and Asphalt Roofing Manufacturing
area source category pursuant to sections 112(c)(3) and 112(k)(3)(B),
based on the category's emissions of PAH, which is an urban HAP. Thus,
consistent with the requirements of sections 112(c)(3) and
112(k)(3)(B), we must regulate the PAH emissions from the Asphalt
Processing and Asphalt Roofing Manufacturing area source category, as
these are the urban HAP emissions for which the category was listed to
meet the 90 percent requirement in sections 112(c)(3) and (k)(3)(B).
See 112(c)(3) (EPA must ``ensure that area sources representing 90
percent of the area source emissions of the 30 hazardous air pollutants
* * * are subject to regulation.''). We recognize that the source
category emits other section 112(b) HAP, including other urban HAP;
however, as stated above, sections 112(c)(3) and 112(k)(3)(B) do not
require the Agency to regulate the area source category for any HAP
other than those for which the category was listed. As to the other
urban HAP emitted from this category, we have identified other area
source categories that emit these urban HAP and subjecting those area
source categories to regulation will satisfy the requirement to subject
to regulation area sources that account for 90 percent of the area
source emissions of those urban HAP.
While the Agency is not required to regulate all section 112(b) HAP
from area sources listed pursuant to section 112(c)(3) and
112(k)(3)(B), section 112 of the CAA does not preclude EPA from
regulating other HAP from these area sources at our discretion and in
appropriate circumstances. Section 112(d)(5) states that for area
sources listed pursuant to section 112(c), the Administrator may, in
lieu of section 112(d)(2) ``MACT'' standards, promulgate standards or
requirements ``applicable to sources'' which provide for the use of
GACT or management practices ``to reduce emissions of hazardous air
pollutants.'' This provision does not limit EPA's authority to regulate
only those urban HAP emissions for which the category is needed to
achieve the 90 percent requirement in sections 112(k)(3)(B) and
112(c)(3). In fact, in two other area source rules, in addition to
regulating the urban HAP that were necessary to satisfy the 90 percent
requirement in sections 112(k)(3)(B) and 112(c)(3), we regulated
additional section 112(b) HAP. Specifically, in the chemical
manufacturing area source rule and the paint and allied products area
source rule, although not required, we exercised our discretion to
regulate other section 112(b) HAP beyond the urban HAP for which the
categories were listed under section 112(c)(3) and (k)(3)(B), including
non-urban section 112(b) HAP. The chemical manufacturing area source
rule and the paints and allied products area source rule both involve
specific circumstances which EPA believes justify regulating organic
and metal section 112(b) HAP in addition to the specific urban HAP
needed to meet the 90 percent requirement in section 112(c)(3) and
(k)(3)(B), which served as the basis for the listing of the categories.
In the chemical manufacturing area source rule, which establishes
standards for 9 area source categories, we regulated such HAP because
the emission standards designed to control the urban HAP for which the
categories were listed were equally effective at removing other urban
and non-urban metal and organic HAP, and demonstrating compliance for
total HAP was less burdensome than demonstrating compliance for
speciated HAP for those sources required to install add-on controls. In
the paint and allied products area source rule, we included emission
standards for HAP beyond the urban HAP for which the category was
listed because the emission standards designed to control those urban
HAP would also control other urban and non-urban metal and organic HAP.
As noted above, the asphalt processing and asphalt roofing
manufacturing area source category was listed solely due to emissions
of PAH. By contrast, both the chemical manufacturing and the paint and
allied products area source categories were listed for multiple urban
HAP (i.e., 1,3-butadiene; methylene chloride; 1,3-dichloropropene;
hexachlorobenzene; acetaldehyde; hydrazine; chloroform; quinoline;
ethylene dichloride; and HAP metal compounds (arsenic, cadmium,
chromium, lead, manganese, and nickel) for chemical manufacturing, and
benzene, methylene chloride, and compounds of cadmium, chromium, lead,
and nickel for paint and allied products). For sources in these area
source categories, it was reasonable to develop emission limits for
non-urban HAP in part because the cost of estimating compliance for
each urban HAP for which the categories were listed was overly
burdensome. However, this same rationale is not appropriate in this
rule because EPA listed the asphalt processing and asphalt roofing
manufacturing source category based on the emissions of a single HAP
(PAH). The co-control scenario also plays out differently in the
context of the asphalt processing and asphalt roofing manufacturing
area source category. Specifically, where an add-on control device like
those used by facilities complying with the major source NESHAP (e.g.,
a thermal oxidizer or a fiber-bed filter) is needed to comply with the
final standards for the asphalt processing and asphalt roofing
manufacturing area source category, the control device will achieve co-
control of certain HAP other than PAH. For example, a thermal oxidizer
will effectively control total HAP, total hydrocarbon (THC) and PM
emissions and a fiber-bed filter will effectively control PM emissions.
An emission limit based on the use of a thermal oxidizer (e.g., a limit
on total HAP or total THC) would, however, necessitate all emissions
from regulated operations being routed to a thermal oxidizer or similar
control device. At present, based on the available information,
facilities only use thermal oxidizers to control emissions from asphalt
processing operations. Thermal oxidizers are not currently used to
control emissions from asphalt roofing manufacturing operations. As a
result, such limits would require facilities to retrofit to route
emissions from asphalt roofing manufacturing operations to a thermal
oxidizer or similar control device. Such retrofits would increase the
cost of complying with the standards to a level that is unacceptable
for a GACT-based standard. We estimate that 29 existing facilities
currently have a thermal oxidizer and the remaining 46 would need to
install new controls. Even when assuming a best case scenario, whereby
facilities would only need to install new ductwork to route emissions
to an existing thermal oxidizer, we estimate that such facilities would
have an estimated initial capital cost of $58,000 and annual
maintenance costs adding up to $11,000. We believe that these estimates
are unrealistically low, however, because the existing thermal
oxidizers would also require supplemental fuel, and, in many cases, an
upgrade of the control unit, in order to handle the increased emissions
loading. We estimate that it would cost an average facility in excess
of $1 million to install new thermal oxidation controls, with annual
costs of just over
[[Page 63244]]
$910,000 per year per facility for fuel and maintenance. In actuality,
though, the costs could be much greater depending on the configuration
of the facility.
These cost concerns are further exacerbated by the fact that the
benefits arising from co-control will be realized without EPA
establishing specific emission limits for the co-controlled HAP. We
therefore believe that we have appropriately exercised our discretion
in regulating only the PAH emissions from the asphalt processing and
asphalt roofing manufacturing area source category.
The commenter further asserts that we failed to regulate all
sources of HAP emissions. For the reasons described above, this rule
establishes emissions standards for PAH only. To the extent the
commenter is asserting that we failed to address all sources of PAH
emissions, we disagree. We are required to regulate only those sources
of PAH emissions that formed the basis of our listing decision. EPA
based the listing of the asphalt processing and asphalt roofing
manufacturing area source category solely on emissions from asphalt
blowing (processing) and saturation of felt (using saturators, wet
loopers, and coaters). Based on our review of the record supporting the
listing decision, the record does not include emissions from asphalt
loading racks, asphalt storage tanks, adhesive storage tanks, adhesive
applicators, sealant storage tanks or sealant applicators. As a result,
we did not establish PAH emission limits for those sources, as these
emission sources were not part of the listed source category.
Comment. One commenter stated that a significant problem with the
proposal is that it would establish GACT standards that are actually
more stringent--and significantly so--than the MACT standards for the
industry. The commenter stated that they know of no other GACT
standards that are more stringent than the corresponding MACT standards
for the same industry. The commenter asserted that it makes no sense to
have smaller area sources subject to more stringent standards than
larger major sources. The commenter added that the very term ``maximum
achievable control technology'' on its face indicates that the CAA
section 112(d)(2) standards should be more stringent--they are the
``maximum achievable'' standards in contrast to the CAA section
112(d)(5) standards that are merely ``generally available.''
The commenter stated that for MACT, CAA section 112(d)(3) provides
minimum levels of stringency, also known as the MACT ``floor'' levels.
Thus, according to the commenter, the MACT standard for existing
sources must be at least as stringent as the performance achieved by
the average of the best performing 12 percent of sources in the
category. The commenter stated that for new sources, the standard must
be at least as stringent as that achieved by the best controlled
similar source. In the subpart LLLLL asphalt processing and asphalt
roofing manufacturing MACT rulemaking, the commenter noted that EPA
concluded only six years ago that the average of the best performing 12
percent (i.e., the 94th percentile of performance) was equivalent to
the subpart UU NSPS limits. 66 FR 58617-20 (Nov. 21, 2001) (subpart
LLLLL MACT proposal). The commenter stated that there have not been
changes in the industry since publication of the final MACT standards
in 2003 that would be expected to have rendered the assumptions for the
MACT standards invalid. Thus, the commenter asserted that there is no
basis for determining that any standards more stringent than the NSPS
or MACT standards are ``generally available.''
The commenter stated that ``The legislative history is replete with
support for the proposition that GACT standards are to be less
stringent than MACT standards. The Senate Report for the 1990 CAA
Amendments states that ``[t]he Administrator may require area sources
to install MACT, but also has the option to impose less stringent
emissions limitations reflecting generally available control
technology.'' Senate Report 101-228, in Congressional Research Service,
A Legislative History of the Clean Air Act Amendments of 1990 (``A
Legislative History'') 8338, 8490 (emphasis added). See also floor
statement of Sen. Moynahan (``Clearly, this [GACT] requirement is less
demanding than the maximum achievable control technology required for
major point sources'') (April 3, 1990 Senate floor debate on S. 1630,
in A Legislative History 6946, 7083); House Energy and Commerce
Committee Markup of H.R. 3030 (The Waxman amendment requires EPA to
regulate 90 percent of the area source