Bureau of Educational and Cultural Affairs (ECA) Request for Grant Proposals: Study of the United States Institutes on U.S. Foreign Policy for East Asian Student Leaders, 62372-62378 [E9-28280]
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that waiver of the operative delay is
consistent with the protection of
investors and the public interest
because it recently approved a proposal
from CBOE which is identical to the
current proposal in all material respects
and on which no comments were
received.15 Therefore, the proposal is
operative upon filing.
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
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Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NYSEAmex–2009–84 on
the subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSEAmex–2009–84. This
file number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
15 See Securities Exchange Act Release No. 60978,
supra note 4.
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Room, 100 F Street, NE., Washington,
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of the filing also will be available
for inspection and copying at the
principal office of the Exchange. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–NYSEAmex–2009–84 and
should be submitted on or before
December 18, 2009.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–28351 Filed 11–25–09; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice 6819]
Bureau of Educational and Cultural
Affairs (ECA) Request for Grant
Proposals: Study of the United States
Institutes on U.S. Foreign Policy for
East Asian Student Leaders
Announcement Type: New
Cooperative Agreement.
Funding Opportunity Number: ECA/
A/E/USS–10–26.
Catalog of Federal Domestic
Assistance Number: 19.009.
Key Dates: July—August 2010.
Application Deadline: Thursday,
January 14, 2010.
Executive Summary: The Branch for
the Study of the United States, Office of
Academic Exchange Programs, Bureau
of Educational and Cultural Affairs,
invites proposal submissions for the
design and implementation of ‘‘The
Study of the U.S. Institute on U.S.
Foreign Policy for East Asian Student
Leaders’’ to take place over the course
of five weeks beginning in July, 2010,
pending availability of funds. The
Institute will take place at an accredited
post-secondary education institution,
and will provide a group of up to 20
East Asian undergraduates with an
academic program examining U.S.
Foreign Policy. The program should also
give the students a deeper
understanding of U.S. society and
culture, while enhancing their
leadership skills.
16 17
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I. Funding Opportunity Description
Authority
Overall grant making authority for
this program is contained in the Mutual
Educational and Cultural Exchange Act
of 1961, Public Law 87–256, as
amended, also known as the FulbrightHays Act. The purpose of the Act is ‘‘to
enable the Government of the United
States to increase mutual understanding
between the people of the United States
and the people of other countries * * *;
to strengthen the ties which unite us
with other nations by demonstrating the
educational and cultural interests,
developments, and achievements of the
people of the United States and other
nations * * * and thus to assist in the
development of friendly, sympathetic
and peaceful relations between the
United States and the other countries of
the world.’’ The funding authority for
the program above is provided through
legislation.
Purpose
The Study of the U.S. Institute for
East Asian Student Leaders aims to
foster mutual understanding between
the people of the United States and the
people of East Asia. The Study of the
U.S. Institutes for undergraduates are
intensive academic programs whose
purpose is to provide a group of foreign
students an introduction to a specific
field of study, while also heightening
the participants’ general knowledge of
U.S. society, culture, and values.
In addition to promoting a better
understanding of the United States, an
important objective of the Institutes is to
develop the participants’ leadership
skills. In this context, the leadership
component should be experiential in
nature and include group discussions,
training, and exercises that focus on
leadership theories, teambuilding,
collective problem-solving skills,
effective communication, and
management skills for diverse
organizational settings. Additionally,
there should be a community service
component, in which the students
experience firsthand how not-for-profit
organizations and volunteerism play a
role in U.S. civil society.
The program should also include
cultural activities, local site visits, and
an educational travel component within
the United States to illustrate the
various topics explored in class and to
gain an understanding of the regional
differences within the country. Finally,
the program should include
opportunities for participants to meet
U.S. citizens from a variety of
backgrounds, to interact with U.S. peers,
and to speak to appropriate student and
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civic groups about life in their home
countries.
Overview
The Study of the U.S. Institute on U.S.
Foreign Policy for East Asian Student
Leaders should introduce participants to
U.S. foreign policy, briefly covering the
history of U.S. foreign policy and
theories of foreign policy, and focusing
primarily on current foreign policy
issues for the United States in different
regions of the world. The program will
also explore current U.S. foreign policy
issues with East Asia. The program
should explain how foreign policy is
formulated in the United States, the role
played by the President and Congress in
creating policy, and the influence of the
media, think tanks, and public opinion.
Specific topics of discussion could
include worldwide and regional
counterterrorism efforts; energy issues;
food security; public health initiatives;
economic cooperation and trade
agreements; foreign assistance and
humanitarian aid; environmental and
climate change; and women’s issues.
Issues specific to the East Asian region
such as the U.S. military presence in
East Asian countries; the role of ASEAN
and APEC in international foreign
relations; the Six-Party Talks on nonproliferation; and bilateral relationships
can also be explored.
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Recipient Organization
ECA is seeking detailed proposals
from U.S. colleges, universities, and
other not-for-profit organizations that
have an established reputation in one or
more of the following fields: political
science, international relations, law,
history, sociology, American studies,
and/or other disciplines or subdisciplines related to the study of the
United States.
Program Design
The Study of the U.S. Institute on U.S.
Foreign Policy for East Asian Student
Leaders should provide a group of up to
20 students with a uniquely designed
program that provides a broad,
historical overview of U.S. foreign
policy with a particular focus towards
East Asia including recent
developments and issues in the region.
The Institute must not replicate existing
or previous lectures, workshops, or
group activities designed for American
students but should be tailored for the
particular group of students. The
recipient institution should take into
account that the participants may have
little or no prior knowledge of the
United States and varying degrees of
experience in expressing their opinions
in a classroom setting and should tailor
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the curriculum and classroom activities
accordingly. Every effort should be
made to encourage active student
participation in all aspects of the
Institute. The program should provide
ample time and opportunity for
discussion and interaction among
students, lecturers, and guest speakers.
The program should incorporate a
variety of classroom approaches such as
panel presentations, seminar
discussions, debates, individual and
group activities, lectures, and reading
assignments for the academic sessions.
The program should be five weeks in
length; participants will spend four
weeks at the host institution for the
academic program, and approximately
one week on a related educational study
tour, including three or four days in
Washington, DC at the conclusion of the
Institute.
Program Administration
The recipient organization should
designate an academic director, who
will be present throughout the program
to ensure the continuity, coherence, and
integration of all aspects of the
academic program, including the related
educational study tour. In addition to
the academic director, an administrative
director should be assigned to oversee
all student support services, including
supervision of the program participants
and budgetary, logistical, and other
administrative arrangements. It is
important that the recipient
organization also retain qualified
mentors or escorts who exhibit cultural
sensitivity, an understanding of the
program’s objectives, and a willingness
to accompany the students throughout
the program.
Participants
Up to 20 participants will be selected
from China, Japan, and South Korea.
The students will be identified and
nominated by the U.S. Embassies,
Consulates and/or Fulbright
Commissions in the participating
countries, with final selection made by
ECA.
Participants in the Study of the U.S.
Institutes on U.S. Foreign Policy for East
Asian Student Leaders will be highly
motivated undergraduate students from
colleges, universities, and other
institutions of higher education in
selected countries who have
demonstrated leadership through
academic work, community
involvement, and extracurricular
activities. Their major fields of study
will be varied, and will include the
sciences, social sciences, humanities,
education, and business.
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Every effort will be made to select a
balanced mix of male and female
participants and to recruit participants
from a variety of backgrounds who have
had little or no prior experience in the
United States or elsewhere outside of
their home country.
Program Dates
The Institute should be five weeks in
length beginning in July, 2010.
Program Guidelines
It is essential that the proposal
provide a detailed and comprehensive
narrative describing how the host
institution will achieve the objectives of
the Institute; the title, scope and content
of each session; planned site visits,
including educational travel; and how
each session relates to the overall
Institute theme.
Overall, the proposal will be reviewed
on the basis of its responsiveness to
RFGP criteria, coherence, clarity, and
attention to detail.
Please note: In a cooperative agreement,
ECA is substantially involved in program
activities above and beyond routine grant
monitoring. ECA will assume the following
responsibilities for the Institute: Participate
in the selection of participants; review and
confirm syllabi and proposed speakers for the
Institute; monitor the Institute through one or
more site visits; meet with participants in
Washington, DC at the conclusion of the
Institute; work with the recipient
organization to publicize the program
through various media outlets; and engage in
follow-on communication with the
participants after they return to their home
countries.
ECA may request that the recipient
institution make modifications to the
academic residency and/or educational
travel components of the program. The
recipient institution will be required to
obtain approval from ECA of any
significant program changes in advance
of their implementation.
Note: All materials, publicity, and
correspondence related to the program must
acknowledge this as a program of the Bureau
of Educational and Cultural Affairs, U.S.
Department of State. ECA will retain
copyright use of and distribute materials
related to this program as it sees fit.
II. Award Information
Type of Award: Cooperative
Agreement ECA’s level of involvement
in this program is listed under number
I above.
Fiscal Year Funds: 2010.
Approximate Total Funding:
$240,000.
Approximate Number of Awards: 1.
Anticipated Award Date: Pending
availability of funds, March 1, 2010.
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Anticipated Project Completion Date:
March 31, 2011.
Additional Information: Pending
successful implementation of this
program and the availability of funds in
subsequent fiscal years, it is ECA’s
intent to renew this cooperative
agreement for two additional fiscal
years, before openly competing it again.
III. Eligibility Information
III.1. Eligible applicants: Applications
may be submitted by public and private
non-profit organizations meeting the
provisions described in Internal
Revenue Code section 26 USC 501(c)(3).
III.2. Cost Sharing or Matching Funds:
There is no minimum or maximum
percentage required for this
competition. However, ECA encourages
applicants to provide maximum levels
of cost sharing and funding in support
of its programs.
When cost sharing is offered, it is
understood and agreed that the
applicant must provide the amount of
cost sharing as stipulated in its proposal
and later included in an approved
agreement. Cost sharing may be in the
form of allowable direct or indirect
costs. For accountability, you must
maintain written records to support all
costs which are claimed as your
contribution, as well as costs to be paid
by the Federal government. Such
records are subject to audit. The basis
for determining the value of cash and
in-kind contributions must be in
accordance with OMB Circular A–110,
(Revised), Subpart C.23—Cost Sharing
and Matching. In the event you do not
provide the minimum amount of cost
sharing as stipulated in the approved
budget, ECA’s contribution will be
reduced in like proportion.
III.3. Other Eligibility Requirements:
(a) Bureau grant guidelines require that
organizations with less than four years
experience in conducting international
exchanges be limited to $60,000 in
Bureau funding. ECA anticipates
making one award, in an amount up to
$240,000 to support program and
administrative costs required to
implement this exchange program.
Therefore, organizations with less than
four years experience in conducting
international exchanges are ineligible to
apply under this competition. ECA
encourages applicants to provide
maximum levels of cost sharing and
funding in support of its programs.
IV. Application and Submission
Information
Note: Please read the complete
announcement before sending inquiries or
submitting proposals. Once the RFGP
deadline has passed, Bureau staff may not
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discuss this competition with applicants
until the proposal review process has been
completed.
IV.1. Contact Information to Request
an Application Package: Please contact
the Sanda Chao, Branch for the Study of
the U.S., ECA/A/E/USS, SA–5, 4th
Floor, U.S. Department of State, 2200 C
Street, NW., Washington, DC 20522–
0504, Telephone: (202) 632–3339, Fax:
(202) 632–9411, E-mail:
ChaoSL@state.gov to request a
Solicitation Package. Please refer to the
Funding Opportunity Number ECA/A/
E/USS–10–26 located at the top of this
announcement when making your
request.
Alternatively, an electronic
application package may be obtained
from grants.gov. Please see section IV.3f
for further information.
The Solicitation Package contains the
Proposal Submission Instruction (PSI)
document which consists of required
application forms, and standard
guidelines for proposal preparation.
It also contains the Project Objectives,
Goals and Implementation (POGI)
document, which provides specific
information, award criteria and budget
instructions tailored to this competition.
Please specify Sanda L. Chao and
refer to the Funding Opportunity
Number ECA/A/E/USS–10–26 located at
the top of this announcement on all
other inquiries and correspondence.
IV.2. To Download a Solicitation
Package Via Internet: The entire
Solicitation Package may be
downloaded from ECA’s Web site at:
https://exchanges.state.gov/grants/
open2.html, or from the Grants.gov Web
site at https://www.grants.gov.
Please read all information before
downloading.
IV.3. Content and Form of
Submission: Applicants must follow all
instructions in the Solicitation Package.
The application should be submitted
per the instructions under IV.3f.
‘‘Application Deadline and Methods of
Submission’’ section below.
IV.3a. You are required to have a Dun
and Bradstreet Data Universal
Numbering System (DUNS) number to
apply for a grant or cooperative
agreement from the U.S. Government.
This number is a nine-digit
identification number, which uniquely
identifies business entities. Obtaining a
DUNS number is easy and there is no
charge. To obtain a DUNS number,
access https://
www.dunandbradstreet.com or call 1–
866–705–5711. Please ensure that your
DUNS number is included in the
appropriate box of the SF–424 which is
part of the formal application package.
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IV.3b. All proposals must contain an
executive summary, proposal narrative
and budget.
Please Refer to the Solicitation
Package. It contains the mandatory
Proposal Submission Instructions (PSI)
document and the Project Objectives,
Goals, and Implementation (POGI)
document for additional formatting and
technical requirements.
IV.3c. You must have nonprofit status
with the IRS at the time of application.
Please note: Effective January 7, 2009,
all applicants for ECA federal assistance
awards must include in their
application the names of directors and/
or senior executives (current officers,
trustees, and key employees, regardless
of amount of compensation). In
fulfilling this requirement, applicants
must submit information in one of the
following ways:
(1) Those who file Internal Revenue
Service Form 990, ‘‘Return of
Organization Exempt From Income
Tax,’’ must include a copy of relevant
portions of this form.
(2) Those who do not file IRS Form
990 must submit information above in
the format of their choice.
In addition to final program reporting
requirements, award recipients will also
be required to submit a one-page
document, derived from their program
reports, listing and describing their
grant activities. For award recipients,
the names of directors and/or senior
executives (current officers, trustees,
and key employees), as well as the onepage description of grant activities, will
be transmitted by the State Department
to OMB, along with other information
required by the Federal Funding
Accountability and Transparency Act
(FFATA), and will be made available to
the public by the Office of Management
and Budget on its USASpending.gov
Web site as part of ECA’s FFATA
reporting requirements.
If your organization is a private
nonprofit which has not received a grant
or cooperative agreement from ECA in
the past three years, or if your
organization received nonprofit status
from the IRS within the past four years,
you must submit the necessary
documentation to verify nonprofit status
as directed in the PSI document. Failure
to do so will cause your proposal to be
declared technically ineligible.
IV.3d. Please take into consideration
the following information when
preparing your proposal narrative:
IV.3d.1 Adherence To All Regulations
Governing the J Visa
The Bureau of Educational and
Cultural Affairs places critically
important emphases on the security and
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proper administration of the Exchange
Visitor (J visa) Programs and adherence
by award recipients and sponsors to all
regulations governing the J visa.
Therefore, proposals should
demonstrate the applicant’s capacity to
meet all requirements governing the
administration of the Exchange Visitor
Programs as set forth in 22 CFR 62,
including the oversight of Responsible
Officers and Alternate Responsible
Officers, screening and selection of
program participants, provision of prearrival information and orientation to
participants, monitoring of participants,
proper maintenance and security of
forms, record-keeping, reporting, and
other requirements.
ECA will be responsible for issuing
DS–2019 forms to participants in this
program.
A copy of the complete regulations
governing the administration of
Exchange Visitor (J) programs is
available at https://exchanges.state.gov
or from: Office of Exchange
Coordination and Designation, Office of
Designation, ECA/EC/D, SA–5, Floor C2,
Department of State, Washington, DC
20522–0582.
Please refer to Solicitation Package for
further information.
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IV.3d.2 Diversity, Freedom, and
Democracy Guidelines
Pursuant to ECA’s authorizing
legislation, programs must maintain a
non-political character and should be
balanced and representative of the
diversity of American political, social,
and cultural life. ‘‘Diversity’’ should be
interpreted in the broadest sense and
encompass differences including, but
not limited to ethnicity, race, gender,
religion, geographic location, socioeconomic status, and disabilities.
Applicants are strongly encouraged to
adhere to the advancement of this
principle both in program
administration and in program content.
Please refer to the review criteria under
the ‘Support for Diversity’ section for
specific suggestions on incorporating
diversity into your proposal. Public Law
104–319 provides that ‘‘in carrying out
programs of educational and cultural
exchange in countries whose people do
not fully enjoy freedom and
democracy,’’ ECA ‘‘shall take
appropriate steps to provide
opportunities for participation in such
programs to human rights and
democracy leaders of such countries.’’
Public Law 106–113 requires that the
governments of the countries described
above do not have inappropriate
influence in the selection process.
Proposals should reflect advancement of
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these goals in their program contents, to
the full extent deemed feasible.
IV.3d.3. Program Monitoring and
Evaluation
Proposals must include a plan to
monitor and evaluate the project’s
success, both as the activities unfold
and at the end of the program. ECA
recommends that your proposal include
a draft survey questionnaire or other
technique plus a description of a
methodology to use to link outcomes to
original project objectives. ECA expects
that the recipient organization will track
participants and be able to respond to
key evaluation questions, including
satisfaction with the program, learning
as a result of the program, changes in
behavior as a result of the program, and
effects of the program on institutions
(institutions in which participants work
or partner institutions). The evaluation
plan should include indicators that
measure gains in mutual understanding
as well as substantive knowledge.
Successful monitoring and evaluation
depend heavily on setting clear goals
and outcomes at the outset of a program.
Your evaluation plan should include a
description of your project’s objectives,
your anticipated project outcomes, and
how and when you intend to measure
these outcomes (performance
indicators). The more that outcomes are
‘‘smart’’ (specific, measurable,
attainable, results-oriented, and placed
in a reasonable time frame), the easier
it will be to conduct the evaluation. You
should also show how your project
objectives link to the goals of the
program described in this RFGP.
Your monitoring and evaluation plan
should clearly distinguish between
program outputs and outcomes. Outputs
are products and services delivered,
often stated as an amount. Output
information is important to show the
scope or size of project activities, but it
cannot substitute for information about
progress towards outcomes or the
results achieved. Examples of outputs
include the number of people trained or
the number of seminars conducted.
Outcomes, in contrast, represent
specific results a project is intended to
achieve and is usually measured as an
extent of change. Findings on outputs
and outcomes should both be reported,
but the focus should be on outcomes.
We encourage you to assess the
following four levels of outcomes, as
they relate to the program goals set out
in the RFGP (listed here in increasing
order of importance):
1. Participant satisfaction with the
program and exchange experience.
2. Participant learning, such as
increased knowledge, aptitude, skills,
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and changed understanding and
attitude. Learning includes both
substantive (subject-specific) learning
and mutual understanding.
3. Participant behavior, concrete
actions to apply knowledge in work or
community; greater participation and
responsibility in civic organizations;
interpretation and explanation of
experiences and new knowledge gained;
continued contacts between
participants, community members, and
others.
4. Institutional changes, such as
increased collaboration and
partnerships, policy reforms, new
programming, and organizational
improvements.
Please note: Consideration should be given
to the appropriate timing of data collection
for each level of outcome. For example,
satisfaction is usually captured as a shortterm outcome, whereas behavior and
institutional changes are normally
considered longer-term outcomes.
Overall, the quality of your
monitoring and evaluation plan will be
judged on how well it (1) specifies
intended outcomes; (2) gives clear
descriptions of how each outcome will
be measured; (3) identifies when
particular outcomes will be measured;
and (4) provides a clear description of
the data collection strategies for each
outcome (i.e., surveys, interviews, or
focus groups). (Please note that
evaluation plans that deal only with the
first level of outcomes [satisfaction] will
be deemed less competitive under the
present evaluation criteria.)
Recipient organizations will be
required to provide reports analyzing
their evaluation findings to ECA in their
regular program reports. All data
collected, including survey responses
and contact information, must be
maintained for a minimum of three
years and provided to ECA upon
request.
IV.3e. Please take the following
information into consideration when
preparing your budget:
IV.3e.1. Applicants must submit SF–
424A—‘‘Budget Information—NonConstruction Programs’’ along with a
comprehensive budget for the entire
program. There must be a summary
budget as well as breakdowns reflecting
both administrative and program
budgets. Applicants may provide
separate sub-budgets for each program
component, phase, location, or activity
to provide clarification. Please refer to
the Solicitation Package for complete
budget guidelines and formatting
instructions.
IV.3f. Application Deadline and
Methods of Submission:
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Application Deadline Date: Thursday,
January 14, 2010.
Reference Number: ECA/A/E/USS–
10–26.
Methods of Submission: Applications
may be submitted in one of two ways:
(1) In hard-copy, via a nationally
recognized overnight delivery service
(i.e., Federal Express, UPS, Airborne
Express, or U.S. Postal Service Express
Overnight Mail, etc.), or
(2) Electronically through https://
www.grants.gov.
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Please Note: ECA strongly encourages
organizations interested in applying for this
competition to submit printed, hard copy
applications as outlined in section IV.3f.1.,
below rather than submitting electronically
through Grants.gov. This recommendation is
being made as a result of the anticipated high
volume of grant proposals that will be
submitted via the Grants.gov webportal as
part of the Recovery Act stimulus package.
As stated in this RFGP, ECA bears no
responsibility for data errors resulting from
transmission or conversion processes for
proposals submitted via Grants.gov.
Along with the Project Title, all
applicants must enter the above
Reference Number in Box 11 on the SF–
424 contained in the mandatory
Proposal Submission Instructions (PSI)
of the solicitation document.
IV.3f.1—Submitting Printed
Applications: Applications must be
shipped no later than the above
deadline. Delivery services used by
applicants must have in-place,
centralized shipping identification and
tracking systems that may be accessed
via the Internet and delivery people
who are identifiable by commonly
recognized uniforms and delivery
vehicles. Proposals shipped on or before
the above deadline but received at ECA
more than seven days after the deadline
will be ineligible for further
consideration under this competition.
Proposals shipped after the established
deadlines are ineligible for
consideration under this competition.
ECA will not notify you upon receipt of
application. It is each applicant’s
responsibility to ensure that each
package is marked with a legible
tracking number and to monitor/confirm
delivery to ECA via the Internet.
Delivery of proposal packages may not
be made via local courier service or in
person for this competition. Faxed
documents will not be accepted at any
time. Only proposals submitted as
stated above will be considered.
Important note: When preparing your
submission please make sure to include one
extra copy of the completed SF–424 form and
place it in an envelope addressed to ‘‘ECA/
EX/PM’’.
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The original and 7 copies of the
application should be sent to: Program
Management Division, ECA–IIP/EX/PM,
Ref.: ECA/A/E/USS–10–26, SA–5, Floor
4, Department of State, 2200 C Street,
NW., Washington, DC 20522–0504.
Applicants submitting hard-copy
applications must also submit the
‘‘Executive Summary’’ and ‘‘Proposal
Narrative’’ sections of the proposal in
text (.txt) or Microsoft Word format on
a CD–ROM. ECA will provide these files
electronically to the appropriate Public
Affairs Section(s) at the U.S. embassies
for their review.
IV.3f.2—Submitting Electronic
Applications: Applicants have the
option of submitting proposals
electronically through Grants.gov
(https://www.grants.gov). Complete
solicitation packages are available at
Grants.gov in the ‘‘Find’’ portion of the
system.
Please Note: ECA strongly encourages
organizations interested in applying for this
competition to submit printed, hard copy
applications as outlined in section IV.3f.1.
above, rather than submitting electronically
through Grants.gov. This recommendation is
being made as a result of the anticipated high
volume of grant proposals that will be
submitted via the Grants.gov webportal as
part of the Recovery Act stimulus package.
As stated in this RFGP, ECA bears no
responsibility for data errors resulting from
transmission or conversion processes for
proposals submitted via Grants.gov.
Please follow the instructions
available in the ‘Get Started’ portion of
the site (https://www.grants.gov/
GetStarted).
Several of the steps in the Grants.gov
registration process could take several
weeks. Therefore, applicants should
check with appropriate staff within their
organizations immediately after
reviewing this RFGP to confirm or
determine their registration status with
Grants.gov.
Once registered, the amount of time it
can take to upload an application will
vary depending on a variety of factors
including the size of the application and
the speed of your internet connection.
In addition, validation of an electronic
submission via Grants.gov can take up
to two business days.
Therefore, we strongly recommend
that you not wait until the application
deadline to begin the submission
process through Grants.gov.
The Grants.gov Web site includes
extensive information on all phases/
aspects of the Grants.gov process,
including an extensive section on
frequently asked questions, located
under the ‘‘For Applicants’’ section of
the Web site. ECA strongly recommends
that all potential applicants review
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thoroughly the Grants.gov Web site,
well in advance of submitting a
proposal through the Grants.gov system.
ECA bears no responsibility for data
errors resulting from transmission or
conversion processes.
Direct all questions regarding
Grants.gov registration and submission
to: Grants.gov Customer Support,
Contact Center Phone: 800–518–4726,
Business Hours: Monday–Friday, 7
a.m.–9 p.m. Eastern Time, E-mail:
support@grants.gov.
Applicants have until midnight (12
a.m.), Washington, DC time of the
closing date to ensure that their entire
application has been uploaded to the
Grants.gov site. There are no exceptions
to the above deadline. Applications
uploaded to the site after midnight of
the application deadline date will be
automatically rejected by the grants.gov
system, and will be technically
ineligible.
Please refer to the Grants.gov Web
site, for definitions of various
‘‘application statuses’’ and the
difference between a submission receipt
and a submission validation. Applicants
will receive a validation e-mail from
grants.gov upon the successful
submission of an application. Again,
validation of an electronic submission
via Grants.gov can take up to two
business days. Therefore, we strongly
recommend that you not wait until the
application deadline to begin the
submission process through Grants.gov.
ECA will not notify you upon receipt of
electronic applications.
It is the responsibility of all
applicants submitting proposals via the
Grants.gov web portal to ensure that
proposals have been received by
Grants.gov in their entirety, and ECA
bears no responsibility for data errors
resulting from transmission or
conversion processes.
IV.3g. Intergovernmental Review of
Applications: Executive Order 12372
does not apply to this program.
V. Application Review Information
V.1. Review Process
ECA will review all proposals for
technical eligibility. Proposals will be
deemed ineligible if they do not fully
adhere to the guidelines stated herein
and in the Solicitation Package. All
eligible proposals will be reviewed by
the program office, as well as the Public
Diplomacy section overseas, where
appropriate. Eligible proposals will be
subject to compliance with Federal and
Bureau regulations and guidelines and
forwarded to Bureau grant panels for
advisory review. Proposals may also be
reviewed by the Office of the Legal
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sroberts on DSKD5P82C1PROD with NOTICES
Adviser or by other Department
elements. Final funding decisions are at
the discretion of the Department of
State’s Assistant Secretary for
Educational and Cultural Affairs. Final
technical authority for assistance
awards cooperative agreements resides
with ECA’s Grants Officer.
Review Criteria
Technically eligible applications will
be competitively reviewed according to
the criteria stated below. These criteria
are not rank ordered and all carry equal
weight in the proposal evaluation:
1. Quality of Program Plan and Ability
to Achieve Program Objectives:
Proposals should exhibit originality,
substance, precision, and relevance to
the ECA’s mission. A detailed agenda
and relevant work plan should
demonstrate substantive undertakings
and logistical capacity. Objectives
should be reasonable, feasible, and
flexible. Proposals should demonstrate
clearly how the institution will meet the
program’s objectives and plan.
2. Support for Diversity: Proposals
should demonstrate substantive support
of the Bureau’s policy on diversity.
Achievable and relevant features should
be cited in both program administration
(program venue and program
evaluation) and program content
(orientation and wrap-up sessions,
program meetings, presenters, and
resource materials).
3. Evaluation and Follow-Up:
Proposals should include a plan to
evaluate the activity’s success, both as
the activities unfold and at the end of
the program. The Bureau recommends
that the proposal include a draft survey
questionnaire or other technique plus a
description of a methodology to use to
link outcomes to original project
objectives. Proposals also should
discuss provisions made for follow-up
with returned participants as a means of
establishing longer-term individual and
institutional linkages.
4. Cost-effectiveness/Cost-sharing:
The overhead and administrative
components of the proposal, including
salaries and honoraria, should be kept
as low as possible. All other items
should be necessary and appropriate.
Proposals should maximize cost-sharing
through other private sector support, as
well as institutional direct funding
contributions.
5. Institutional Track Record/Ability:
Proposals should demonstrate an
institutional record of successful
exchange programs, including
responsible fiscal management and full
compliance with all reporting
requirements for past ECA grants as
determined by ECA Grants Staff. The
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18:08 Nov 25, 2009
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ECA will consider the past performance
of prior recipients and the demonstrated
potential of new applicants. Proposed
personnel and institutional resources
should be fully qualified to achieve the
project’s goals.
6. Follow-on Activities: Proposals
should provide a plan for continued
follow-on activity (without ECA
support) ensuring that ECA supported
programs are not isolated events.
VI. Award Administration Information
VI.1a. Award Notices: Final awards
cannot be made until funds have been
appropriated by Congress, allocated and
committed through internal Bureau
procedures. Successful applicants will
receive a Federal Assistance Award
(FAA) from ECA’s Grants Office. The
FAA and the original proposal with
subsequent modifications (if applicable)
shall be the only binding authorizing
document between the recipient and the
U.S. Government. The FAA will be
signed by an authorized Grants Officer,
and mailed to the recipient’s
responsible officer identified in the
application.
Unsuccessful applicants will receive
notification of the results of the
application review from the ECA
program office coordinating this
competition.
VI.2 Administrative and National
Policy Requirements: Terms and
Conditions for the Administration of
ECA agreements include the following:
Office of Management and Budget
Circular A–122, ‘‘Cost Principles for
Nonprofit Organizations.’’
Office of Management and Budget
Circular A–21, ‘‘Cost Principles for
Educational Institutions.’’
OMB Circular A–87, ‘‘Cost Principles
for State, Local and Indian
Governments’’.
OMB Circular No. A–110 (Revised),
Uniform Administrative Requirements
for Grants and Agreements with
Institutions of Higher Education,
Hospitals, and other Nonprofit
Organizations.
OMB Circular No. A–102, Uniform
Administrative Requirements for
Grants-in-Aid to State and Local
Governments.
OMB Circular No. A–133, Audits of
States, Local Government, and Nonprofit Organizations.
Please reference the following Web
sites for additional information: https://
www.whitehouse.gov/omb/grants;
https://fa.statebuy.state.gov
VI.3. Reporting Requirements: You
must provide ECA with a hard copy
original plus two copies of the following
reports:
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62377
(1) A final program and financial
report no more than 90 days after the
expiration of the award;
(2) A concise, one-page final program
report summarizing program outcomes
no more than 90 days after the
expiration of the award. This one-page
report will be transmitted to OMB, and
be made available to the public via
OMB’s USAspending.gov Web site—as
part of ECA’s Federal Funding
Accountability and Transparency Act
(FFATA) reporting requirements.
(3) A SF–PPR, ‘‘Performance Progress
Report’’ Cover Sheet with all program
reports.
Award recipients will be required to
provide reports analyzing their
evaluation findings to ECA in their
regular program reports. (Please refer to
IV. Application and Submission
Instructions (IV.3.d.3) above for Program
Monitoring and Evaluation information.
All data collected, including survey
responses and contact information, must
be maintained for a minimum of three
years and provided to ECA upon
request.
All reports must be sent to the ECA
Grants Officer and ECA Program Officer
listed in the final assistance award
document.
VII. Agency Contacts
For questions about this
announcement, contact: Sanda L. Chao,
Study of the U.S. Branch, ECA/A/E/
USS, SA–5, 4th Floor, Department of
State, 2200 C Street, NW., Washington,
DC 20522–0504. Telephone: (202) 632–
3339, Fax: (202) 632–9411, E-mail:
ChaoSL@state.gov.
All correspondence with ECA
concerning this RFGP should reference
the above title and number ECA/E/USS–
10–26.
Please read the complete
announcement before sending inquiries
or submitting proposals. Once the RFGP
deadline has passed, Bureau staff may
not discuss this competition with
applicants until the proposal review
process has been completed.
VIII. Other Information
Notice: The terms and conditions
published in this RFGP are binding and
may not be modified by any ECA
representative. Explanatory information
provided by ECA that contradicts
published language will not be binding.
Issuance of the RFGP does not
constitute an award commitment on the
part of the Government. ECA reserves
the right to reduce, revise, or increase
proposal budgets in accordance with the
needs of the program and the
availability of funds. Awards made will
be subject to periodic reporting and
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evaluation requirements per section VI.3
above.
Dated: November 18, 2009.
Maura M. Pally,
Acting Assistant Secretary for Educational
and Cultural Affairs, Department of State.
[FR Doc. E9–28280 Filed 11–25–09; 8:45 am]
BILLING CODE 4710–05–P
Smeltzer for additional meeting
information, including teleconferencing
details.
Dated: November 12, 2009.
Keith Loken,
Assistant Legal Adviser, Office of Private
International Law, Office of the Legal Adviser,
Department of State.
[FR Doc. E9–28427 Filed 11–25–09; 8:45 am]
BILLING CODE 4710–08–P
DEPARTMENT OF STATE
DEPARTMENT OF STATE
U.S. Department of State Advisory
Committee on Private International
Law: Public Meeting of the Study
Group on International Transport Law
Regarding Implementation of the
United Nations Convention on
Contracts for the International Carriage
of Goods Wholly or Partly by Sea (the
‘‘Rotterdam Rules’’)
sroberts on DSKD5P82C1PROD with NOTICES
[Public Notice 6811]
[Public Notice 6809]
The United States signed the
Rotterdam Rules on September 23. The
Executive Branch intends to recommend
to the Congress the manner in which the
Rotterdam Rules should be
implemented if the United States
becomes a party to the Rotterdam Rules.
A public meeting of the Study Group on
International Transport Law will be
held, under the auspices of the Advisory
Committee on Private International Law,
to discuss issues regarding the domestic
implementation of the Rotterdam Rules.
Time and Place: The public meeting
will take place in Room 240, South
Building, 2430 E Street, NW.,
Washington, DC on December 9, 2009.
Visitors should appear at the gate at the
southwest corner of 23rd and C Streets
by 8:30 a.m. The meeting will begin at
9 a.m. and is expected to last no later
than 12 p.m. It is possible that the
subject matter of this meeting will
continue to be discussed in subsequent
teleconferences. If you are unable to
attend the public meeting and would
like to participate from a remote
location, teleconferencing will be
available.
Public Participation: It is requested
that persons wishing to attend contact
Trish Smeltzer prior to December 2,
2009 at smeltzertk@state.gov or 202–
776–8423 and provide their name, date
of birth for pre-clearance purposes, as
well as e-mail address and affiliation.
Members of the public who are not precleared might encounter delays with
security procedures. A member of the
public requesting reasonable
accommodation should make his or her
request upon registering for the meeting.
Such requests received after December
2nd will be considered but might not be
possible to fulfill. Please contact Ms.
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18:08 Nov 25, 2009
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Advisory Committee on Historical
Diplomatic Documentation; Notice of
Meeting
SUMMARY: The Advisory Committee on
Historical Diplomatic Documentation
will meet on December 14th and
December 15th at the Department of
State, 2201 ‘‘C’’ Street, NW.,
Washington, DC. Prior notification and
a valid government-issued photo ID
(such as driver’s license, passport, U.S.
government or military ID) are required
for entrance into the building. Members
of the public planning to attend must
notify Margaret Morrissey, Office of the
Historian (202–663–3529) no later than
December 10, 2009, to provide date of
birth, valid government-issued photo
identification number and type (such as
driver’s license number/State, passport
number/country, or U.S. government ID
number/agency or military ID number/
branch), and relevant telephone
numbers. If you cannot provide one of
the specified forms of ID, please consult
with Margaret Morrissey for acceptable
alternative forms of picture
identification. In addition, any requests
for reasonable accommodation should
be made no later than December 7, 2009.
Requests for reasonable accommodation
received after that time will be
considered, but might be impossible to
fulfill. The Committee will meet in open
session from 1:30 p.m. through 2:30
p.m. on Monday, December 14, 2009, in
the Department of State, 2201 ‘‘C’’
Street, NW., Washington, DC, in
Conference Room 1205, to discuss
declassification and transfer of
Department of State records to the
National Archives and Records
Administration and the status of the
Foreign Relations series. The remainder
of the Committee’s sessions from 2:45
p.m. until 5 p.m. on Monday, December
14, 2009, and 9 a.m. until 12 p.m. on
Tuesday, December 15, 2009, will be
closed in accordance with Section 10(d)
of the Federal Advisory Committee Act
(Pub. L. 92–463). The agenda calls for
discussions of agency declassification
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decisions concerning the Foreign
Relations series and other
declassification issues. These are
matters properly classified and not
subject to public disclosure under 5
U.S.C. 552b(c)(1) and the public interest
requires that such activities be withheld
from disclosure. Questions concerning
the meeting should be directed to
Ambassador Edward Brynn, Executive
Secretary, Advisory Committee on
Historical Diplomatic Documentation,
Department of State, Office of the
Historian, Washington, DC, 20520,
telephone (202) 663–1123, (e-mail
history@state.gov).
Dated: November 18, 2009.
Ambassador Edward Brynn,
Executive Secretary, Department of State.
[FR Doc. E9–28422 Filed 11–25–09; 8:45 am]
BILLING CODE 4710–11–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
[Docket No. FHWA–2009–0114]
Agency Information Collection
Activities: Notice of Request for
Extension of Currently Approved
Information Collection
AGENCY: Federal Highway
Administration (FHWA), DOT.
ACTION: Notice of request for extension
of currently approved information
collection.
SUMMARY: The FHWA invites public
comments about our intention to request
the Office of Management and Budget’s
(OMB) approval for changes to a
currently approved information
collection that is summarized below
under SUPPLEMENTARY INFORMATION. We
are required to publish this notice in the
Federal Register by the Paperwork
Reduction Act of 1995.
DATES: Please submit comments by
January 26, 2010.
ADDRESSES: You may submit comments
identified by DOT Docket ID Number
FHWA–2009–0114, by any of the
following methods:
Web Site: For access to the docket to
read background documents or
comments received go to the Federal
eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Fax: 1–202–493–2251.
Mail: Docket Management Facility,
U.S. Department of Transportation,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590–0001.
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Agencies
[Federal Register Volume 74, Number 227 (Friday, November 27, 2009)]
[Notices]
[Pages 62372-62378]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-28280]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF STATE
[Public Notice 6819]
Bureau of Educational and Cultural Affairs (ECA) Request for
Grant Proposals: Study of the United States Institutes on U.S. Foreign
Policy for East Asian Student Leaders
Announcement Type: New Cooperative Agreement.
Funding Opportunity Number: ECA/A/E/USS-10-26.
Catalog of Federal Domestic Assistance Number: 19.009.
Key Dates: July--August 2010.
Application Deadline: Thursday, January 14, 2010.
Executive Summary: The Branch for the Study of the United States,
Office of Academic Exchange Programs, Bureau of Educational and
Cultural Affairs, invites proposal submissions for the design and
implementation of ``The Study of the U.S. Institute on U.S. Foreign
Policy for East Asian Student Leaders'' to take place over the course
of five weeks beginning in July, 2010, pending availability of funds.
The Institute will take place at an accredited post-secondary education
institution, and will provide a group of up to 20 East Asian
undergraduates with an academic program examining U.S. Foreign Policy.
The program should also give the students a deeper understanding of
U.S. society and culture, while enhancing their leadership skills.
I. Funding Opportunity Description
Authority
Overall grant making authority for this program is contained in the
Mutual Educational and Cultural Exchange Act of 1961, Public Law 87-
256, as amended, also known as the Fulbright-Hays Act. The purpose of
the Act is ``to enable the Government of the United States to increase
mutual understanding between the people of the United States and the
people of other countries * * *; to strengthen the ties which unite us
with other nations by demonstrating the educational and cultural
interests, developments, and achievements of the people of the United
States and other nations * * * and thus to assist in the development of
friendly, sympathetic and peaceful relations between the United States
and the other countries of the world.'' The funding authority for the
program above is provided through legislation.
Purpose
The Study of the U.S. Institute for East Asian Student Leaders aims
to foster mutual understanding between the people of the United States
and the people of East Asia. The Study of the U.S. Institutes for
undergraduates are intensive academic programs whose purpose is to
provide a group of foreign students an introduction to a specific field
of study, while also heightening the participants' general knowledge of
U.S. society, culture, and values.
In addition to promoting a better understanding of the United
States, an important objective of the Institutes is to develop the
participants' leadership skills. In this context, the leadership
component should be experiential in nature and include group
discussions, training, and exercises that focus on leadership theories,
teambuilding, collective problem-solving skills, effective
communication, and management skills for diverse organizational
settings. Additionally, there should be a community service component,
in which the students experience firsthand how not-for-profit
organizations and volunteerism play a role in U.S. civil society.
The program should also include cultural activities, local site
visits, and an educational travel component within the United States to
illustrate the various topics explored in class and to gain an
understanding of the regional differences within the country. Finally,
the program should include opportunities for participants to meet U.S.
citizens from a variety of backgrounds, to interact with U.S. peers,
and to speak to appropriate student and
[[Page 62373]]
civic groups about life in their home countries.
Overview
The Study of the U.S. Institute on U.S. Foreign Policy for East
Asian Student Leaders should introduce participants to U.S. foreign
policy, briefly covering the history of U.S. foreign policy and
theories of foreign policy, and focusing primarily on current foreign
policy issues for the United States in different regions of the world.
The program will also explore current U.S. foreign policy issues with
East Asia. The program should explain how foreign policy is formulated
in the United States, the role played by the President and Congress in
creating policy, and the influence of the media, think tanks, and
public opinion. Specific topics of discussion could include worldwide
and regional counterterrorism efforts; energy issues; food security;
public health initiatives; economic cooperation and trade agreements;
foreign assistance and humanitarian aid; environmental and climate
change; and women's issues. Issues specific to the East Asian region
such as the U.S. military presence in East Asian countries; the role of
ASEAN and APEC in international foreign relations; the Six-Party Talks
on non-proliferation; and bilateral relationships can also be explored.
Recipient Organization
ECA is seeking detailed proposals from U.S. colleges, universities,
and other not-for-profit organizations that have an established
reputation in one or more of the following fields: political science,
international relations, law, history, sociology, American studies,
and/or other disciplines or sub-disciplines related to the study of the
United States.
Program Design
The Study of the U.S. Institute on U.S. Foreign Policy for East
Asian Student Leaders should provide a group of up to 20 students with
a uniquely designed program that provides a broad, historical overview
of U.S. foreign policy with a particular focus towards East Asia
including recent developments and issues in the region. The Institute
must not replicate existing or previous lectures, workshops, or group
activities designed for American students but should be tailored for
the particular group of students. The recipient institution should take
into account that the participants may have little or no prior
knowledge of the United States and varying degrees of experience in
expressing their opinions in a classroom setting and should tailor the
curriculum and classroom activities accordingly. Every effort should be
made to encourage active student participation in all aspects of the
Institute. The program should provide ample time and opportunity for
discussion and interaction among students, lecturers, and guest
speakers. The program should incorporate a variety of classroom
approaches such as panel presentations, seminar discussions, debates,
individual and group activities, lectures, and reading assignments for
the academic sessions.
The program should be five weeks in length; participants will spend
four weeks at the host institution for the academic program, and
approximately one week on a related educational study tour, including
three or four days in Washington, DC at the conclusion of the
Institute.
Program Administration
The recipient organization should designate an academic director,
who will be present throughout the program to ensure the continuity,
coherence, and integration of all aspects of the academic program,
including the related educational study tour. In addition to the
academic director, an administrative director should be assigned to
oversee all student support services, including supervision of the
program participants and budgetary, logistical, and other
administrative arrangements. It is important that the recipient
organization also retain qualified mentors or escorts who exhibit
cultural sensitivity, an understanding of the program's objectives, and
a willingness to accompany the students throughout the program.
Participants
Up to 20 participants will be selected from China, Japan, and South
Korea. The students will be identified and nominated by the U.S.
Embassies, Consulates and/or Fulbright Commissions in the participating
countries, with final selection made by ECA.
Participants in the Study of the U.S. Institutes on U.S. Foreign
Policy for East Asian Student Leaders will be highly motivated
undergraduate students from colleges, universities, and other
institutions of higher education in selected countries who have
demonstrated leadership through academic work, community involvement,
and extracurricular activities. Their major fields of study will be
varied, and will include the sciences, social sciences, humanities,
education, and business.
Every effort will be made to select a balanced mix of male and
female participants and to recruit participants from a variety of
backgrounds who have had little or no prior experience in the United
States or elsewhere outside of their home country.
Program Dates
The Institute should be five weeks in length beginning in July,
2010.
Program Guidelines
It is essential that the proposal provide a detailed and
comprehensive narrative describing how the host institution will
achieve the objectives of the Institute; the title, scope and content
of each session; planned site visits, including educational travel; and
how each session relates to the overall Institute theme.
Overall, the proposal will be reviewed on the basis of its
responsiveness to RFGP criteria, coherence, clarity, and attention to
detail.
Please note: In a cooperative agreement, ECA is substantially
involved in program activities above and beyond routine grant
monitoring. ECA will assume the following responsibilities for the
Institute: Participate in the selection of participants; review and
confirm syllabi and proposed speakers for the Institute; monitor the
Institute through one or more site visits; meet with participants in
Washington, DC at the conclusion of the Institute; work with the
recipient organization to publicize the program through various
media outlets; and engage in follow-on communication with the
participants after they return to their home countries.
ECA may request that the recipient institution make modifications
to the academic residency and/or educational travel components of the
program. The recipient institution will be required to obtain approval
from ECA of any significant program changes in advance of their
implementation.
Note: All materials, publicity, and correspondence related to
the program must acknowledge this as a program of the Bureau of
Educational and Cultural Affairs, U.S. Department of State. ECA will
retain copyright use of and distribute materials related to this
program as it sees fit.
II. Award Information
Type of Award: Cooperative Agreement ECA's level of involvement in
this program is listed under number I above.
Fiscal Year Funds: 2010.
Approximate Total Funding: $240,000.
Approximate Number of Awards: 1.
Anticipated Award Date: Pending availability of funds, March 1,
2010.
[[Page 62374]]
Anticipated Project Completion Date: March 31, 2011.
Additional Information: Pending successful implementation of this
program and the availability of funds in subsequent fiscal years, it is
ECA's intent to renew this cooperative agreement for two additional
fiscal years, before openly competing it again.
III. Eligibility Information
III.1. Eligible applicants: Applications may be submitted by public
and private non-profit organizations meeting the provisions described
in Internal Revenue Code section 26 USC 501(c)(3).
III.2. Cost Sharing or Matching Funds: There is no minimum or
maximum percentage required for this competition. However, ECA
encourages applicants to provide maximum levels of cost sharing and
funding in support of its programs.
When cost sharing is offered, it is understood and agreed that the
applicant must provide the amount of cost sharing as stipulated in its
proposal and later included in an approved agreement. Cost sharing may
be in the form of allowable direct or indirect costs. For
accountability, you must maintain written records to support all costs
which are claimed as your contribution, as well as costs to be paid by
the Federal government. Such records are subject to audit. The basis
for determining the value of cash and in-kind contributions must be in
accordance with OMB Circular A-110, (Revised), Subpart C.23--Cost
Sharing and Matching. In the event you do not provide the minimum
amount of cost sharing as stipulated in the approved budget, ECA's
contribution will be reduced in like proportion.
III.3. Other Eligibility Requirements: (a) Bureau grant guidelines
require that organizations with less than four years experience in
conducting international exchanges be limited to $60,000 in Bureau
funding. ECA anticipates making one award, in an amount up to $240,000
to support program and administrative costs required to implement this
exchange program. Therefore, organizations with less than four years
experience in conducting international exchanges are ineligible to
apply under this competition. ECA encourages applicants to provide
maximum levels of cost sharing and funding in support of its programs.
IV. Application and Submission Information
Note: Please read the complete announcement before sending
inquiries or submitting proposals. Once the RFGP deadline has
passed, Bureau staff may not discuss this competition with
applicants until the proposal review process has been completed.
IV.1. Contact Information to Request an Application Package: Please
contact the Sanda Chao, Branch for the Study of the U.S., ECA/A/E/USS,
SA-5, 4th Floor, U.S. Department of State, 2200 C Street, NW.,
Washington, DC 20522-0504, Telephone: (202) 632-3339, Fax: (202) 632-
9411, E-mail: ChaoSL@state.gov to request a Solicitation Package.
Please refer to the Funding Opportunity Number ECA/A/E/USS-10-26
located at the top of this announcement when making your request.
Alternatively, an electronic application package may be obtained
from grants.gov. Please see section IV.3f for further information.
The Solicitation Package contains the Proposal Submission
Instruction (PSI) document which consists of required application
forms, and standard guidelines for proposal preparation.
It also contains the Project Objectives, Goals and Implementation
(POGI) document, which provides specific information, award criteria
and budget instructions tailored to this competition.
Please specify Sanda L. Chao and refer to the Funding Opportunity
Number ECA/A/E/USS-10-26 located at the top of this announcement on all
other inquiries and correspondence.
IV.2. To Download a Solicitation Package Via Internet: The entire
Solicitation Package may be downloaded from ECA's Web site at: https://exchanges.state.gov/grants/open2.html, or from the Grants.gov Web site
at https://www.grants.gov.
Please read all information before downloading.
IV.3. Content and Form of Submission: Applicants must follow all
instructions in the Solicitation Package. The application should be
submitted per the instructions under IV.3f. ``Application Deadline and
Methods of Submission'' section below.
IV.3a. You are required to have a Dun and Bradstreet Data Universal
Numbering System (DUNS) number to apply for a grant or cooperative
agreement from the U.S. Government. This number is a nine-digit
identification number, which uniquely identifies business entities.
Obtaining a DUNS number is easy and there is no charge. To obtain a
DUNS number, access https://www.dunandbradstreet.com or call 1-866-705-
5711. Please ensure that your DUNS number is included in the
appropriate box of the SF-424 which is part of the formal application
package.
IV.3b. All proposals must contain an executive summary, proposal
narrative and budget.
Please Refer to the Solicitation Package. It contains the mandatory
Proposal Submission Instructions (PSI) document and the Project
Objectives, Goals, and Implementation (POGI) document for additional
formatting and technical requirements.
IV.3c. You must have nonprofit status with the IRS at the time of
application. Please note: Effective January 7, 2009, all applicants for
ECA federal assistance awards must include in their application the
names of directors and/or senior executives (current officers,
trustees, and key employees, regardless of amount of compensation). In
fulfilling this requirement, applicants must submit information in one
of the following ways:
(1) Those who file Internal Revenue Service Form 990, ``Return of
Organization Exempt From Income Tax,'' must include a copy of relevant
portions of this form.
(2) Those who do not file IRS Form 990 must submit information
above in the format of their choice.
In addition to final program reporting requirements, award
recipients will also be required to submit a one-page document, derived
from their program reports, listing and describing their grant
activities. For award recipients, the names of directors and/or senior
executives (current officers, trustees, and key employees), as well as
the one- page description of grant activities, will be transmitted by
the State Department to OMB, along with other information required by
the Federal Funding Accountability and Transparency Act (FFATA), and
will be made available to the public by the Office of Management and
Budget on its USASpending.gov Web site as part of ECA's FFATA reporting
requirements.
If your organization is a private nonprofit which has not received
a grant or cooperative agreement from ECA in the past three years, or
if your organization received nonprofit status from the IRS within the
past four years, you must submit the necessary documentation to verify
nonprofit status as directed in the PSI document. Failure to do so will
cause your proposal to be declared technically ineligible.
IV.3d. Please take into consideration the following information
when preparing your proposal narrative:
IV.3d.1 Adherence To All Regulations Governing the J Visa
The Bureau of Educational and Cultural Affairs places critically
important emphases on the security and
[[Page 62375]]
proper administration of the Exchange Visitor (J visa) Programs and
adherence by award recipients and sponsors to all regulations governing
the J visa. Therefore, proposals should demonstrate the applicant's
capacity to meet all requirements governing the administration of the
Exchange Visitor Programs as set forth in 22 CFR 62, including the
oversight of Responsible Officers and Alternate Responsible Officers,
screening and selection of program participants, provision of pre-
arrival information and orientation to participants, monitoring of
participants, proper maintenance and security of forms, record-keeping,
reporting, and other requirements.
ECA will be responsible for issuing DS-2019 forms to participants
in this program.
A copy of the complete regulations governing the administration of
Exchange Visitor (J) programs is available at https://exchanges.state.gov or from: Office of Exchange Coordination and
Designation, Office of Designation, ECA/EC/D, SA-5, Floor C2,
Department of State, Washington, DC 20522-0582.
Please refer to Solicitation Package for further information.
IV.3d.2 Diversity, Freedom, and Democracy Guidelines
Pursuant to ECA's authorizing legislation, programs must maintain a
non-political character and should be balanced and representative of
the diversity of American political, social, and cultural life.
``Diversity'' should be interpreted in the broadest sense and encompass
differences including, but not limited to ethnicity, race, gender,
religion, geographic location, socio-economic status, and disabilities.
Applicants are strongly encouraged to adhere to the advancement of this
principle both in program administration and in program content. Please
refer to the review criteria under the `Support for Diversity' section
for specific suggestions on incorporating diversity into your proposal.
Public Law 104-319 provides that ``in carrying out programs of
educational and cultural exchange in countries whose people do not
fully enjoy freedom and democracy,'' ECA ``shall take appropriate steps
to provide opportunities for participation in such programs to human
rights and democracy leaders of such countries.'' Public Law 106-113
requires that the governments of the countries described above do not
have inappropriate influence in the selection process. Proposals should
reflect advancement of these goals in their program contents, to the
full extent deemed feasible.
IV.3d.3. Program Monitoring and Evaluation
Proposals must include a plan to monitor and evaluate the project's
success, both as the activities unfold and at the end of the program.
ECA recommends that your proposal include a draft survey questionnaire
or other technique plus a description of a methodology to use to link
outcomes to original project objectives. ECA expects that the recipient
organization will track participants and be able to respond to key
evaluation questions, including satisfaction with the program, learning
as a result of the program, changes in behavior as a result of the
program, and effects of the program on institutions (institutions in
which participants work or partner institutions). The evaluation plan
should include indicators that measure gains in mutual understanding as
well as substantive knowledge.
Successful monitoring and evaluation depend heavily on setting
clear goals and outcomes at the outset of a program. Your evaluation
plan should include a description of your project's objectives, your
anticipated project outcomes, and how and when you intend to measure
these outcomes (performance indicators). The more that outcomes are
``smart'' (specific, measurable, attainable, results-oriented, and
placed in a reasonable time frame), the easier it will be to conduct
the evaluation. You should also show how your project objectives link
to the goals of the program described in this RFGP.
Your monitoring and evaluation plan should clearly distinguish
between program outputs and outcomes. Outputs are products and services
delivered, often stated as an amount. Output information is important
to show the scope or size of project activities, but it cannot
substitute for information about progress towards outcomes or the
results achieved. Examples of outputs include the number of people
trained or the number of seminars conducted. Outcomes, in contrast,
represent specific results a project is intended to achieve and is
usually measured as an extent of change. Findings on outputs and
outcomes should both be reported, but the focus should be on outcomes.
We encourage you to assess the following four levels of outcomes,
as they relate to the program goals set out in the RFGP (listed here in
increasing order of importance):
1. Participant satisfaction with the program and exchange
experience.
2. Participant learning, such as increased knowledge, aptitude,
skills, and changed understanding and attitude. Learning includes both
substantive (subject-specific) learning and mutual understanding.
3. Participant behavior, concrete actions to apply knowledge in
work or community; greater participation and responsibility in civic
organizations; interpretation and explanation of experiences and new
knowledge gained; continued contacts between participants, community
members, and others.
4. Institutional changes, such as increased collaboration and
partnerships, policy reforms, new programming, and organizational
improvements.
Please note: Consideration should be given to the appropriate
timing of data collection for each level of outcome. For example,
satisfaction is usually captured as a short-term outcome, whereas
behavior and institutional changes are normally considered longer-
term outcomes.
Overall, the quality of your monitoring and evaluation plan will be
judged on how well it (1) specifies intended outcomes; (2) gives clear
descriptions of how each outcome will be measured; (3) identifies when
particular outcomes will be measured; and (4) provides a clear
description of the data collection strategies for each outcome (i.e.,
surveys, interviews, or focus groups). (Please note that evaluation
plans that deal only with the first level of outcomes [satisfaction]
will be deemed less competitive under the present evaluation criteria.)
Recipient organizations will be required to provide reports
analyzing their evaluation findings to ECA in their regular program
reports. All data collected, including survey responses and contact
information, must be maintained for a minimum of three years and
provided to ECA upon request.
IV.3e. Please take the following information into consideration
when preparing your budget:
IV.3e.1. Applicants must submit SF-424A--``Budget Information--Non-
Construction Programs'' along with a comprehensive budget for the
entire program. There must be a summary budget as well as breakdowns
reflecting both administrative and program budgets. Applicants may
provide separate sub-budgets for each program component, phase,
location, or activity to provide clarification. Please refer to the
Solicitation Package for complete budget guidelines and formatting
instructions.
IV.3f. Application Deadline and Methods of Submission:
[[Page 62376]]
Application Deadline Date: Thursday, January 14, 2010.
Reference Number: ECA/A/E/USS-10-26.
Methods of Submission: Applications may be submitted in one of two
ways:
(1) In hard-copy, via a nationally recognized overnight delivery
service (i.e., Federal Express, UPS, Airborne Express, or U.S. Postal
Service Express Overnight Mail, etc.), or
(2) Electronically through https://www.grants.gov.
Please Note: ECA strongly encourages organizations interested in
applying for this competition to submit printed, hard copy
applications as outlined in section IV.3f.1., below rather than
submitting electronically through Grants.gov. This recommendation is
being made as a result of the anticipated high volume of grant
proposals that will be submitted via the Grants.gov webportal as
part of the Recovery Act stimulus package. As stated in this RFGP,
ECA bears no responsibility for data errors resulting from
transmission or conversion processes for proposals submitted via
Grants.gov.
Along with the Project Title, all applicants must enter the above
Reference Number in Box 11 on the SF-424 contained in the mandatory
Proposal Submission Instructions (PSI) of the solicitation document.
IV.3f.1--Submitting Printed Applications: Applications must be
shipped no later than the above deadline. Delivery services used by
applicants must have in-place, centralized shipping identification and
tracking systems that may be accessed via the Internet and delivery
people who are identifiable by commonly recognized uniforms and
delivery vehicles. Proposals shipped on or before the above deadline
but received at ECA more than seven days after the deadline will be
ineligible for further consideration under this competition. Proposals
shipped after the established deadlines are ineligible for
consideration under this competition. ECA will not notify you upon
receipt of application. It is each applicant's responsibility to ensure
that each package is marked with a legible tracking number and to
monitor/confirm delivery to ECA via the Internet. Delivery of proposal
packages may not be made via local courier service or in person for
this competition. Faxed documents will not be accepted at any time.
Only proposals submitted as stated above will be considered.
Important note: When preparing your submission please make sure
to include one extra copy of the completed SF-424 form and place it
in an envelope addressed to ``ECA/EX/PM''.
The original and 7 copies of the application should be sent to:
Program Management Division, ECA-IIP/EX/PM, Ref.: ECA/A/E/USS-10-26,
SA-5, Floor 4, Department of State, 2200 C Street, NW., Washington, DC
20522-0504.
Applicants submitting hard-copy applications must also submit the
``Executive Summary'' and ``Proposal Narrative'' sections of the
proposal in text (.txt) or Microsoft Word format on a CD-ROM. ECA will
provide these files electronically to the appropriate Public Affairs
Section(s) at the U.S. embassies for their review.
IV.3f.2--Submitting Electronic Applications: Applicants have the
option of submitting proposals electronically through Grants.gov
(https://www.grants.gov). Complete solicitation packages are available
at Grants.gov in the ``Find'' portion of the system.
Please Note: ECA strongly encourages organizations interested
in applying for this competition to submit printed, hard copy
applications as outlined in section IV.3f.1. above, rather than
submitting electronically through Grants.gov. This recommendation is
being made as a result of the anticipated high volume of grant
proposals that will be submitted via the Grants.gov webportal as
part of the Recovery Act stimulus package. As stated in this RFGP,
ECA bears no responsibility for data errors resulting from
transmission or conversion processes for proposals submitted via
Grants.gov.
Please follow the instructions available in the `Get Started'
portion of the site (https://www.grants.gov/GetStarted).
Several of the steps in the Grants.gov registration process could
take several weeks. Therefore, applicants should check with appropriate
staff within their organizations immediately after reviewing this RFGP
to confirm or determine their registration status with Grants.gov.
Once registered, the amount of time it can take to upload an
application will vary depending on a variety of factors including the
size of the application and the speed of your internet connection. In
addition, validation of an electronic submission via Grants.gov can
take up to two business days.
Therefore, we strongly recommend that you not wait until the
application deadline to begin the submission process through
Grants.gov.
The Grants.gov Web site includes extensive information on all
phases/aspects of the Grants.gov process, including an extensive
section on frequently asked questions, located under the ``For
Applicants'' section of the Web site. ECA strongly recommends that all
potential applicants review thoroughly the Grants.gov Web site, well in
advance of submitting a proposal through the Grants.gov system. ECA
bears no responsibility for data errors resulting from transmission or
conversion processes.
Direct all questions regarding Grants.gov registration and
submission to: Grants.gov Customer Support, Contact Center Phone: 800-
518-4726, Business Hours: Monday-Friday, 7 a.m.-9 p.m. Eastern Time, E-
mail: grants.gov">support@grants.gov.
Applicants have until midnight (12 a.m.), Washington, DC time of
the closing date to ensure that their entire application has been
uploaded to the Grants.gov site. There are no exceptions to the above
deadline. Applications uploaded to the site after midnight of the
application deadline date will be automatically rejected by the
grants.gov system, and will be technically ineligible.
Please refer to the Grants.gov Web site, for definitions of various
``application statuses'' and the difference between a submission
receipt and a submission validation. Applicants will receive a
validation e-mail from grants.gov upon the successful submission of an
application. Again, validation of an electronic submission via
Grants.gov can take up to two business days. Therefore, we strongly
recommend that you not wait until the application deadline to begin the
submission process through Grants.gov. ECA will not notify you upon
receipt of electronic applications.
It is the responsibility of all applicants submitting proposals via
the Grants.gov web portal to ensure that proposals have been received
by Grants.gov in their entirety, and ECA bears no responsibility for
data errors resulting from transmission or conversion processes.
IV.3g. Intergovernmental Review of Applications: Executive Order
12372 does not apply to this program.
V. Application Review Information
V.1. Review Process
ECA will review all proposals for technical eligibility. Proposals
will be deemed ineligible if they do not fully adhere to the guidelines
stated herein and in the Solicitation Package. All eligible proposals
will be reviewed by the program office, as well as the Public Diplomacy
section overseas, where appropriate. Eligible proposals will be subject
to compliance with Federal and Bureau regulations and guidelines and
forwarded to Bureau grant panels for advisory review. Proposals may
also be reviewed by the Office of the Legal
[[Page 62377]]
Adviser or by other Department elements. Final funding decisions are at
the discretion of the Department of State's Assistant Secretary for
Educational and Cultural Affairs. Final technical authority for
assistance awards cooperative agreements resides with ECA's Grants
Officer.
Review Criteria
Technically eligible applications will be competitively reviewed
according to the criteria stated below. These criteria are not rank
ordered and all carry equal weight in the proposal evaluation:
1. Quality of Program Plan and Ability to Achieve Program
Objectives: Proposals should exhibit originality, substance, precision,
and relevance to the ECA's mission. A detailed agenda and relevant work
plan should demonstrate substantive undertakings and logistical
capacity. Objectives should be reasonable, feasible, and flexible.
Proposals should demonstrate clearly how the institution will meet the
program's objectives and plan.
2. Support for Diversity: Proposals should demonstrate substantive
support of the Bureau's policy on diversity. Achievable and relevant
features should be cited in both program administration (program venue
and program evaluation) and program content (orientation and wrap-up
sessions, program meetings, presenters, and resource materials).
3. Evaluation and Follow-Up: Proposals should include a plan to
evaluate the activity's success, both as the activities unfold and at
the end of the program. The Bureau recommends that the proposal include
a draft survey questionnaire or other technique plus a description of a
methodology to use to link outcomes to original project objectives.
Proposals also should discuss provisions made for follow-up with
returned participants as a means of establishing longer-term individual
and institutional linkages.
4. Cost-effectiveness/Cost-sharing: The overhead and administrative
components of the proposal, including salaries and honoraria, should be
kept as low as possible. All other items should be necessary and
appropriate. Proposals should maximize cost-sharing through other
private sector support, as well as institutional direct funding
contributions.
5. Institutional Track Record/Ability: Proposals should demonstrate
an institutional record of successful exchange programs, including
responsible fiscal management and full compliance with all reporting
requirements for past ECA grants as determined by ECA Grants Staff. The
ECA will consider the past performance of prior recipients and the
demonstrated potential of new applicants. Proposed personnel and
institutional resources should be fully qualified to achieve the
project's goals.
6. Follow-on Activities: Proposals should provide a plan for
continued follow-on activity (without ECA support) ensuring that ECA
supported programs are not isolated events.
VI. Award Administration Information
VI.1a. Award Notices: Final awards cannot be made until funds have
been appropriated by Congress, allocated and committed through internal
Bureau procedures. Successful applicants will receive a Federal
Assistance Award (FAA) from ECA's Grants Office. The FAA and the
original proposal with subsequent modifications (if applicable) shall
be the only binding authorizing document between the recipient and the
U.S. Government. The FAA will be signed by an authorized Grants
Officer, and mailed to the recipient's responsible officer identified
in the application.
Unsuccessful applicants will receive notification of the results of
the application review from the ECA program office coordinating this
competition.
VI.2 Administrative and National Policy Requirements: Terms and
Conditions for the Administration of ECA agreements include the
following:
Office of Management and Budget Circular A-122, ``Cost Principles
for Nonprofit Organizations.''
Office of Management and Budget Circular A-21, ``Cost Principles
for Educational Institutions.''
OMB Circular A-87, ``Cost Principles for State, Local and Indian
Governments''.
OMB Circular No. A-110 (Revised), Uniform Administrative
Requirements for Grants and Agreements with Institutions of Higher
Education, Hospitals, and other Nonprofit Organizations.
OMB Circular No. A-102, Uniform Administrative Requirements for
Grants-in-Aid to State and Local Governments.
OMB Circular No. A-133, Audits of States, Local Government, and
Non-profit Organizations.
Please reference the following Web sites for additional
information: https://www.whitehouse.gov/omb/grants; https://fa.statebuy.state.gov
VI.3. Reporting Requirements: You must provide ECA with a hard copy
original plus two copies of the following reports:
(1) A final program and financial report no more than 90 days after
the expiration of the award;
(2) A concise, one-page final program report summarizing program
outcomes no more than 90 days after the expiration of the award. This
one-page report will be transmitted to OMB, and be made available to
the public via OMB's USAspending.gov Web site--as part of ECA's Federal
Funding Accountability and Transparency Act (FFATA) reporting
requirements.
(3) A SF-PPR, ``Performance Progress Report'' Cover Sheet with all
program reports.
Award recipients will be required to provide reports analyzing
their evaluation findings to ECA in their regular program reports.
(Please refer to IV. Application and Submission Instructions (IV.3.d.3)
above for Program Monitoring and Evaluation information.
All data collected, including survey responses and contact
information, must be maintained for a minimum of three years and
provided to ECA upon request.
All reports must be sent to the ECA Grants Officer and ECA Program
Officer listed in the final assistance award document.
VII. Agency Contacts
For questions about this announcement, contact: Sanda L. Chao,
Study of the U.S. Branch, ECA/A/E/USS, SA-5, 4th Floor, Department of
State, 2200 C Street, NW., Washington, DC 20522-0504. Telephone: (202)
632-3339, Fax: (202) 632-9411, E-mail: ChaoSL@state.gov.
All correspondence with ECA concerning this RFGP should reference
the above title and number ECA/E/USS-10-26.
Please read the complete announcement before sending inquiries or
submitting proposals. Once the RFGP deadline has passed, Bureau staff
may not discuss this competition with applicants until the proposal
review process has been completed.
VIII. Other Information
Notice: The terms and conditions published in this RFGP are binding
and may not be modified by any ECA representative. Explanatory
information provided by ECA that contradicts published language will
not be binding. Issuance of the RFGP does not constitute an award
commitment on the part of the Government. ECA reserves the right to
reduce, revise, or increase proposal budgets in accordance with the
needs of the program and the availability of funds. Awards made will be
subject to periodic reporting and
[[Page 62378]]
evaluation requirements per section VI.3 above.
Dated: November 18, 2009.
Maura M. Pally,
Acting Assistant Secretary for Educational and Cultural Affairs,
Department of State.
[FR Doc. E9-28280 Filed 11-25-09; 8:45 am]
BILLING CODE 4710-05-P