Notice of Availability of Final Interim Staff Guidance on Streamlined Review Process for License Renewal for Research Reactors and Response to Comments, 57206-57207 [E9-26535]
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57206
Federal Register / Vol. 74, No. 212 / Wednesday, November 4, 2009 / Notices
NATIONAL SCIENCE FOUNDATION
Proposal Review Panel for Physics;
Notice of Meeting
In accordance with the Federal
Advisory Committee Act (Pub. L. 92–
463, as amended), the National Science
Foundation announces the following
meeting.
Name: Cornell University Site Visit in
Physics (1208).
Date And Time: Wednesday, December 2,
2009 8 a.m.–6 p.m.; Thursday, December 3,
2009 8 a.m.–3 p.m.
Place: Cornell University, Ithaca, NY.
Type of Meeting: Partially Closed.
Contact Person: Dr. David Lissauer,
Program Director for Elementary Particle
Physics, National Science Foundation, 4201
Wilson Blvd., Arlington, VA 22230.
Telephone: (703) 292–7061.
Purpose of Meeting: To provide an
evaluation concerning the proposal
submitted to the National Science
Foundation.
DATE AND TIME: Friday, November 6,
2009 at 12 p.m.
SUBJECT MATTER: Specific staffing or
personnel issues and/or Office of the
Inspector General investigations.
STATUS: Closed.
This meeting will be held by
teleconference originating at the
National Science Board Office, National
Science Foundation, 4201Wilson Blvd.,
Arlington, VA 22230. Please refer to the
National Science Board Web site
(https://www.nsf.gov/nsb) for
information or schedule updates, or
contact: Kim Silverman, National
Science Foundation, 4201 Wilson Blvd.,
Arlington, VA 22230. Telephone: (703)
292–7000.
Ann Ferrante,
Technical Writer/Editor.
[FR Doc. E9–26597 Filed 11–2–09; 12:30 pm]
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Agenda
Wednesday. December 2, 2009
Closed—8–9 Executive Session
Open—9–3 CESR Discussion & tour of the
Wilson Lab
Closed—3–3:30 Executive Session
Open—3:30–6 Project X for DUSEL
Thursday, December 3, 2009
Closed—8–9 Executive Session
Open—9–11:30 Muon & Tour Acceleration
and Outreach
Closed—11:30–3:30 Executive Session &
Close out with Lab Leaders
Reason For Closing: The proposal contains
proprietary or confidential material including
technical information; financial data, such as
salaries; and personal information
concerning individuals associated with the
proposals. These matters are exempt under 5
U.S.C. 552b (c) and (6) of the Government in
the Sunshine Act.
Dated: October 29, 2009.
Susanne Bolton,
Committee Management Officer.
[FR Doc. E9–26449 Filed 11–2–09; 8:45 am]
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NATIONAL SCIENCE FOUNDATION
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National Science Board; Sunshine Act
Meetings; Notice
The National Science Board’s
Committee on Audit and Oversight,
pursuant to NSF regulations (45 CFR
part 614), the National Science
Foundation Act, as amended (42 U.S.C.
1862n–5), and the Government in the
Sunshine Act (5 U.S.C. 552b), hereby
gives notice in regard to the scheduling
of meetings for the transaction of
National Science Board business and
other matters specified, as follows:
VerDate Nov<24>2008
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NATIONAL TRANSPORTATION
SAFETY BOARD
Sunshine Act Meeting Notice
TIME AND DATE: 9:30 a.m., Tuesday,
November 17, 2009.
PLACE: NTSB Conference Center, 429
L’Enfant Plaza, SW., Washington, DC
20594.
STATUS: The one item is open to the
public.
MATTER TO BE CONSIDERED: 8017A
Marine Accident Report—Engineroom
Fire On Board U.S. Small Passenger
Vessel Queen of the West, Columbia
River, near Rufus, Oregon, April 8,
2008.
NEWS MEDIA CONTACT: Telephone: (202)
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The press and public may enter the
NTSB Conference Center one hour prior
to the meeting for set up and seating.
Individuals requesting specific
accommodations should contact
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The public may view the meeting via
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FOR MORE INFORMATION CONTACT:
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Bing, (202) 314–6403.
Dated: October 30, 2009.
Candi R. Bing,
Alternate Federal Register Liaison Officer.
[FR Doc. E9–26612 Filed 11–2–09; 11:15 am]
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NUCLEAR REGULATORY
COMMISSION
[NRC–2009–0214]
Notice of Availability of Final Interim
Staff Guidance on Streamlined Review
Process for License Renewal for
Research Reactors and Response to
Comments
AGENCY: Nuclear Regulatory
Commission.
ACTION: Notice of Availability of Final
Interim Staff Guidance on Streamlined
Review Process for License Renewal for
Research Reactors and Response to
Comments
FOR FURTHER INFORMATION CONTACT:
Alexander Adams Jr., Division of Policy
and Rulemaking, Office of Nuclear
Reactor Regulation, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001, telephone 301–415–
1127, e-mail alexander.adams@nrc.gov;
or Marcus Voth, Division of Policy and
Rulemaking, Office of Nuclear Reactor
Regulation, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001, telephone 301–415–1210, e-mail
marcus.voth@nrc.gov.
ADDRESSES:
Federal e-Rulemaking Portal:
Documents related to this notice,
including public comments, are
accessible at https://
www.regulations.gov, by searching on
Docket ID: NRC–2009–0214.
NRC’s Public Document Room (PDR):
The public may examine and have
copied for a fee, publicly available
documents at the NRC’s PDR, Public
File Area O–1 F21, One White Flint
North, 11555 Rockville Pike, Rockville,
Maryland.
NRC’s Agencywide Documents Access
and Management System (ADAMS):
Publicly available documents created or
received at the NRC are available
electronically at the NRC’s Electronic
Reading Room at https://www.nrc.gov/
reading-rm/adams.html. From this page,
the public can gain entry into ADAMS,
which provides text and image files of
NRC’s public documents. If you do not
have access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC’s
PDR reference staff at 1–800–397–4209,
301–415–4737, or by e-mail to
pdr.resource@nrc.gov. The document,
‘‘Interim Staff Guidance on Streamlined
Review Process for License Renewal for
Research Reactors’’ is available
electronically under ADAMS Accession
Number ML092240244.
SUPPLEMENTARY INFORMATION: On June
16, 2009 (74 FR 28,583), the NRC
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Federal Register / Vol. 74, No. 212 / Wednesday, November 4, 2009 / Notices
published a notice of availability and
opportunity for comment on the draft
Interim Staff Guidance Regarding the
Review of Research and Test Reactor
License Renewal Applications. When
the comment period ended on July 16,
2009, one comment was received. The
commenter cited practices of another
federal agency that allowed for informal
transmittal of information which, if
applied to the license renewal process
for research reactors, could result in
improvements in efficiency. The staff
considered the comment and notes that
whenever possible less formal means
are used. However, in license renewal
matters most communication is a matter
of official record. Under NRC
regulations regarding internal rules and
procedures an official record must be
maintained.
Because there are no other comments
on the draft guidance that was
published, no major changes were
initiated. Minor editorial corrections
and enhancements were made to the
document and it has been re-published
and made available to the public by the
means described above.
Dated at Rockville, Maryland, this 28th day
of October 2009.
For the Nuclear Regulatory Commission.
Kathryn M. Brock,
Chief, Research and Test Reactor Branch A,
Division of Policy and Rulemaking, Office
of Nuclear Reactor Regulation.
[FR Doc. E9–26535 Filed 11–3–09; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
mstockstill on DSKH9S0YB1PROD with NOTICES
Extension:
Rule 154, SEC File No. 270–438, OMB
Control No. 3235–0495.
Notice is hereby given that, under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520), the Securities and
Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
The federal securities laws generally
prohibit an issuer, underwriter, or
dealer from delivering a security for sale
unless a prospectus meeting certain
requirements accompanies or precedes
VerDate Nov<24>2008
16:29 Nov 03, 2009
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the security. Rule 154 (17 CFR 230.154)
under the Securities Act of 1933 (15
U.S.C. 77a) (the ‘‘Securities Act’’)
permits, under certain circumstances,
delivery of a single prospectus to
investors who purchase securities from
the same issuer and share the same
address (‘‘householding’’) to satisfy the
applicable prospectus delivery
requirements.1 The purpose of rule 154
is to reduce the amount of duplicative
prospectuses delivered to investors
sharing the same address.
Under rule 154, a prospectus is
considered delivered to all investors at
a shared address, for purposes of the
Federal securities laws, if the person
relying on the rule delivers the
prospectus to the shared address and
the investors consent to the delivery of
a single prospectus. The rule applies to
prospectuses and prospectus
supplements. Currently, the rule
permits householding of all
prospectuses by an issuer, underwriter,
or dealer relying on the rule if, in
addition to the other conditions set forth
in the rule, the issuer, underwriter, or
dealer has obtained from each investor
written or implied consent to
householding.2 The rule requires
issuers, underwriters, or dealers that
wish to household prospectuses with
implied consent to send a notice to each
investor stating that the investors in the
household will receive one prospectus
in the future unless the investors
provide contrary instructions. In
addition, at least once a year, issuers,
underwriters, or dealers, relying on rule
154 for the householding of
prospectuses relating to open-end
management investment companies that
are registered under the Investment
Company Act of 1940 (‘‘mutual funds’’)
must explain to investors who have
provided written or implied consent
how they can revoke their consent.
Preparing and sending the notice and
the annual explanation of the right to
revoke are collections of information.
The rule allows issuers, underwriters,
or dealers to household prospectuses if
1 The Securities Act requires the delivery of
prospectuses to investors who buy securities from
an issuer or from underwriters or dealers who
participate in a registered distribution of securities.
See Securities Act sections 2(a)(10), 4(1), 4(3), 5(b)
(15 U.S.C. 77b(a)(10), 77d(1), 77d(3), 77e(b)); see
also rule 174 under the Securities Act (17 CFR
230.174) (regarding the prospectus delivery
obligation of dealers); rule 15c2–8 under the
Securities Exchange Act of 1934 (17 CFR 240.15c2–
8) (prospectus delivery obligations of brokers and
dealers).
2 Rule 154 permits the householding of
prospectuses that are delivered electronically to
investors only if delivery is made to a shared
electronic address and the investors give written
consent to householding. Implied consent is not
permitted in such a situation. See rule 154(b)(4).
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57207
certain conditions are met. Among the
conditions with which a person relying
on the rule must comply are providing
notice to each investor that only one
prospectus will be sent to the household
and, in the case of issuers that are
mutual funds, providing to each
investor who consents to householding
an annual explanation of the right to
revoke consent to the delivery of a
single prospectus to multiple investors
sharing an address. The purpose of the
notice and annual explanation
requirements of the rule is to ensure that
investors who wish to receive
individual copies of prospectuses are
able to do so.
Although rule 154 is not limited to
mutual funds, the Commission believes
that it is used mainly by mutual funds
and by broker-dealers that deliver
mutual fund prospectuses. The
Commission is unable to estimate the
number of issuers other than mutual
funds that rely on the rule.
The Commission estimates that, as of
December 2008, there are approximately
1,960 mutual funds, approximately 150
of which engage in direct marketing and
therefore deliver their own
prospectuses. The Commission
estimates that each direct-marketed
mutual fund will spend an average of 20
hours per year complying with the
notice requirement of the rule, for a total
of 3,000 hours. The Commission
estimates that each direct-marketed
fund will also spend 1 hour complying
with the explanation of the right to
revoke requirement of the rule, for a
total of 150 hours. The Commission
estimates that there are approximately
320 broker-dealers that carry customer
accounts and, therefore, may be
required to deliver mutual fund
prospectuses. The Commission
estimates that each affected brokerdealer will spend, on average,
approximately 20 hours complying with
the notice requirement of the rule, for a
total of 6,400 hours. Each broker-dealer
will also spend 1 hour complying with
the annual explanation of the right to
revoke requirement, for a total of 320
hours. Therefore, the total number of
respondents for rule 154 is 470 (150
mutual funds plus 320 broker-dealers),
and the estimated total hour burden is
9,870 hours (3,150 hours for mutual
funds plus 6,720 hours for brokerdealers).
The estimate of average burden hours
is made solely for the purposes of the
Paperwork Reduction Act, and is not
derived from a comprehensive or even
a representative survey or study of the
costs of Commission rules and forms.
Compliance with the collection of
information requirements of the rule is
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Agencies
[Federal Register Volume 74, Number 212 (Wednesday, November 4, 2009)]
[Notices]
[Pages 57206-57207]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-26535]
=======================================================================
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
[NRC-2009-0214]
Notice of Availability of Final Interim Staff Guidance on
Streamlined Review Process for License Renewal for Research Reactors
and Response to Comments
AGENCY: Nuclear Regulatory Commission.
ACTION: Notice of Availability of Final Interim Staff Guidance on
Streamlined Review Process for License Renewal for Research Reactors
and Response to Comments
-----------------------------------------------------------------------
FOR FURTHER INFORMATION CONTACT: Alexander Adams Jr., Division of
Policy and Rulemaking, Office of Nuclear Reactor Regulation, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001, telephone
301-415-1127, e-mail alexander.adams@nrc.gov; or Marcus Voth, Division
of Policy and Rulemaking, Office of Nuclear Reactor Regulation, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001, telephone
301-415-1210, e-mail marcus.voth@nrc.gov.
ADDRESSES:
Federal e-Rulemaking Portal: Documents related to this notice,
including public comments, are accessible at https://www.regulations.gov, by searching on Docket ID: NRC-2009-0214.
NRC's Public Document Room (PDR): The public may examine and have
copied for a fee, publicly available documents at the NRC's PDR, Public
File Area O-1 F21, One White Flint North, 11555 Rockville Pike,
Rockville, Maryland.
NRC's Agencywide Documents Access and Management System (ADAMS):
Publicly available documents created or received at the NRC are
available electronically at the NRC's Electronic Reading Room at https://www.nrc.gov/reading-rm/adams.html. From this page, the public can gain
entry into ADAMS, which provides text and image files of NRC's public
documents. If you do not have access to ADAMS or if there are problems
in accessing the documents located in ADAMS, contact the NRC's PDR
reference staff at 1-800-397-4209, 301-415-4737, or by e-mail to
pdr.resource@nrc.gov. The document, ``Interim Staff Guidance on
Streamlined Review Process for License Renewal for Research Reactors''
is available electronically under ADAMS Accession Number ML092240244.
SUPPLEMENTARY INFORMATION: On June 16, 2009 (74 FR 28,583), the NRC
[[Page 57207]]
published a notice of availability and opportunity for comment on the
draft Interim Staff Guidance Regarding the Review of Research and Test
Reactor License Renewal Applications. When the comment period ended on
July 16, 2009, one comment was received. The commenter cited practices
of another federal agency that allowed for informal transmittal of
information which, if applied to the license renewal process for
research reactors, could result in improvements in efficiency. The
staff considered the comment and notes that whenever possible less
formal means are used. However, in license renewal matters most
communication is a matter of official record. Under NRC regulations
regarding internal rules and procedures an official record must be
maintained.
Because there are no other comments on the draft guidance that was
published, no major changes were initiated. Minor editorial corrections
and enhancements were made to the document and it has been re-published
and made available to the public by the means described above.
Dated at Rockville, Maryland, this 28th day of October 2009.
For the Nuclear Regulatory Commission.
Kathryn M. Brock,
Chief, Research and Test Reactor Branch A, Division of Policy and
Rulemaking, Office of Nuclear Reactor Regulation.
[FR Doc. E9-26535 Filed 11-3-09; 8:45 am]
BILLING CODE 7590-01-P