Agency Information Collection Activities: Submission for OMB Review; Comment Request, 56922-56923 [E9-26444]
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Federal Register / Vol. 74, No. 211 / Tuesday, November 3, 2009 / Notices
Office of the Comptroller of the
Currency
Agency Information Collection
Activities: Proposed Information
Collection; Comment Request
AGENCY: Office of the Comptroller of the
Currency (OCC), Treasury.
ACTION: Notice and request for
comments.
The OCC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to comment on a proposed
information collection, as required by
the Paperwork Reduction Act of 1995.
An agency may not conduct or sponsor,
and a respondent is not required to
respond to, an information collection
unless it displays a currently valid
Office of Management and Budget
(OMB) control number. The OCC is
soliciting comments concerning an
information collection titled ‘‘Bank
Secrecy Act/Money Laundering Risk
Assessment’’ (a.k.a. Money Laundering
Risk (MLR) System).
DATES: Comments must be submitted by
January 4, 2010.
ADDRESSES: Communications Division,
Office of the Comptroller of the
Currency, Mailstop 2–3, Attention:
1557–0231, 250 E Street, SW.,
Washington, DC 20219. In addition,
comments may be sent by fax to (202)
874–5274, or by electronic mail to
regs.comments@occ.treas.gov. You may
personally inspect and photocopy
comments at the OCC, 250 E Street,
SW., Washington, DC. For security
reasons, the OCC requires that visitors
make an appointment to inspect
comments. You may do so by calling
(202) 874–4700. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and submit to security screening in
order to inspect and photocopy
comments.
Additionally, you should send a copy
of your comments to OMB Desk Officer,
1557–0231, by mail to U.S. Office of
Management and Budget, 725 17th St.,
NW., #10235, or by fax to (202) 395–
6974.
FOR FURTHER INFORMATION CONTACT: You
can request additional information or a
copy of the collection and supporting
documentation submitted to OMB by
contacting: Mary H. Gottlieb, (202) 874–
5090, Legislative and Regulatory
Activities Division, Office of the
Comptroller of the Currency, 250 E
Street, SW., Washington, DC 20219.
mstockstill on DSKH9S0YB1PROD with NOTICES
SUMMARY:
VerDate Nov<24>2008
18:15 Nov 02, 2009
Jkt 220001
The OCC
is proposing to extend the approval for
the following information collection:
Title: Bank Secrecy Act/Anti-Money
Laundering Risk Assessment.
OMB Number: 1557–0231.
Affected Public: Businesses or other
for-profit.
Type of Review: Regular review.
Abstract: The MLR System enhances
the ability of examiners and bank
management to identify and evaluate
any Bank Secrecy Act/Anti-Money
Laundering risks associated with the
banks’ products, services, customers,
and locations. As new products and
services are introduced, existing
products and services change, and the
banks expand through mergers and
acquisitions, management’s evaluation
of money laundering and terrorist
financing risks must evolve as well.
Absent appropriate controls, such as
this risk assessment, these lines of
business, products, or entities could
elevate Bank Secrecy Act/Anti-Money
Laundering risks.
Burden Estimates:
Estimated Number of Respondents:
1,467.
Estimated Number of Responses:
1,467.
Frequency of Response: Annually.
Estimated Annual Burden: 8,802 hours.
Comments: All comments will be
considered in formulating the
subsequent submission and become a
matter of public record. Comments are
invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information has practical utility;
(b) The accuracy of the agency’s
estimate of the burden of the collection
of information;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected;
(d) Ways to minimize the burden of
the collection on respondents, including
through the use of automated collection
techniques or other forms of information
technology; and
(e) Estimates of capital or start-up
costs and costs of operation,
maintenance, and purchase of services
to provide information.
SUPPLEMENTARY INFORMATION:
DEPARTMENT OF THE TREASURY
Dated: October 27, 2009.
Michele Meyer,
Assistant Director, Legislative and Regulatory
Activities Division.
[FR Doc. E9–26443 Filed 11–2–09; 8:45 am]
BILLING CODE 4810–33–P
PO 00000
Frm 00131
Fmt 4703
Sfmt 4703
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
Agency Information Collection
Activities: Submission for OMB
Review; Comment Request
AGENCY: Office of the Comptroller of the
Currency, Treasury.
ACTION: Notice and request for comment.
SUMMARY: The OCC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to take this opportunity to
comment on a continuing information
collection, as required by the Paperwork
Reduction Act of 1995. An agency may
not conduct or sponsor, and a
respondent is not required to respond
to, an information collection unless it
displays a currently valid Office of
Management and Budget (OMB) control
number. The OCC is soliciting comment
concerning its information collection
titled, ‘‘Securities Exchange Act
Disclosure Rules (12 CFR Part 11).’’ The
OCC also gives notice that it has sent the
information collection to OMB for
review.
DATES: Comments must be received by
December 3, 2009.
ADDRESSES: You should direct your
comments to: Communications
Division, Office of the Comptroller of
the Currency, Mailstop 2–3, Attention:
1557–0106, 250 E Street, SW.,
Washington, DC 20219. In addition,
comments may be sent by fax to (202)
874–5274, or by electronic mail to
regs.comments@occ.treas.gov. You may
personally inspect and photocopy the
comments at the OCC, 250 E Street,
SW., Washington, DC 20219. For
security reasons, the OCC requires that
visitors make an appointment to inspect
comments. You may do so by calling
(202) 874–4700. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
Additionally, you should send a copy
of your comments to OCC Desk Officer,
1557–0106, by mail to U.S. Office of
Management and Budget, 725 17th
Street, NW., #10235, Washington, DC
20503, or by fax to (202) 395–6974.
FOR FURTHER INFORMATION CONTACT: You
can request additional information or a
copy of the collection from Mary H.
Gottlieb, OCC Clearance Officer, (202)
874–5090, Legislative and Regulatory
Activities Division, Office of the
E:\FR\FM\03NON1.SGM
03NON1
mstockstill on DSKH9S0YB1PROD with NOTICES
Federal Register / Vol. 74, No. 211 / Tuesday, November 3, 2009 / Notices
Comptroller of the Currency, 250 E
Street, SW., Washington, DC 20219.
SUPPLEMENTARY INFORMATION: The OCC
is proposing to extend OMB approval of
the following information collection:
Title: Securities Exchange Act
Disclosure Rules (12 CFR Part 11).
OMB Control No.: 1557–0106.
Description: This submission covers
an existing regulation and involves no
change to the regulation or to the
information collection requirements.
The OCC requests only that OMB
approve its revised estimates.
The Securities and Exchange
Commission (SEC) is required by statute
to collect, through regulation, from any
firm that is required to register its stock
with the SEC, certain information and
documents. 15 U.S.C. 78m(a)(1). Federal
law also requires the OCC to apply
similar regulations to any national bank
similarly required to be registered (those
with a class of equity securities held by
500 or more shareholders). 15 U.S.C.
78l(i).
12 CFR Part 11 ensures that ‘‘a
national bank whose securities are
subject to registration’’ provides
adequate information about its
operations to current and potential
shareholders, depositors, and to the
public. The OCC reviews the
information to ensure that national
banks comply with Federal law and
make public all information required to
be filed under these rules. Investors,
depositors, and the public use the
information to make informed
investment decisions.
Type of Review: Extension of a
currently approved collection.
Affected Public: Individuals;
Businesses or other for-profit.
Estimated Number of Respondents:
29.
Estimated Total Annual Responses:
185.
Frequency of Response: On occasion.
Estimated Total Annual Burden:
1,130.5.
The OCC issued a 60-day Federal
Register notice on August 14, 2009. 74
FR 41189. No comments were received.
Comments continue to be invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information has practical utility;
(b) The accuracy of the agency’s
estimate of the burden of the collection
of information;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected;
(d) Ways to minimize the burden of
the collection on respondents, including
VerDate Nov<24>2008
18:15 Nov 02, 2009
Jkt 220001
through the use of automated collection
techniques or other forms of information
technology; and
(e) Estimates of capital or start-up
costs and costs of operation,
maintenance, and purchase of services
to provide information.
Dated: October 27, 2009.
Michele Meyer,
Assistant Director, Legislative and Regulatory
Activities Division.
[FR Doc. E9–26444 Filed 11–2–09; 8:45 am]
BILLING CODE 4810–33–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
Agency Information Collection
Activities: Proposed Information
Collection; Comment Request
AGENCY: Office of the Comptroller of the
Currency (OCC), Treasury.
ACTION: Notice and request for comment.
SUMMARY: The OCC, as part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
agencies to take this opportunity to
comment on a continuing information
collection, as required by the Paperwork
Reduction Act of 1995. An agency may
not conduct or sponsor, and a
respondent is not required to respond
to, an information collection unless it
displays a currently valid OMB control
number. The OCC is soliciting comment
concerning its information collection
titled, ‘‘Privacy of Consumer Financial
Information (12 CFR part 40).’’
DATES: You should submit written
comments by January 4, 2010.
ADDRESSES: Communications Division,
Office of the Comptroller of the
Currency, Mailstop 2–3, Attention:
1557–0216, 250 E Street, SW.,
Washington, DC 20219. In addition,
comments may be sent by fax to (202)
874–5274, or by electronic mail to
regs.comments@occ.treas.gov. You may
personally inspect and photocopy the
comments at the OCC, 250 E Street,
SW., Washington, DC 20219. For
security reasons, the OCC requires that
visitors make an appointment to inspect
comments. You may do so by calling
(202) 874–4700. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
Additionally, you should send a copy
of your comments by mail to OCC Desk
Officer, 1557–0216, U.S. Office of
PO 00000
Frm 00132
Fmt 4703
Sfmt 4703
56923
Management and Budget, 725, 17th
Street, NW., #10235, Washington, DC
20503, or by fax to (202) 395–6974.
FOR FURTHER INFORMATION CONTACT: You
can request additional information or a
copy of the collection from Mary H.
Gottlieb, OCC Clearance Officer, (202)
874–5090, Legislative and Regulatory
Activities Division, Office of the
Comptroller of the Currency, 250 E
Street, SW., Washington, DC 20219.
SUPPLEMENTARY INFORMATION: The OCC
is proposing to extend OMB approval of
the following information collection:
Title: Privacy of Consumer Financial
Information (12 CFR part 40).
OMB Control No.: 1557–0216.
Description: This submission covers
an existing regulation and involves no
change to the regulation or to the
information collection requirements.
The OCC requests only that OMB
approve its revised estimates.
The information collection
requirements in part 40 are as follows:
§ 40.4(a)—Disclosure (institution)—
Initial privacy notice to consumers
requirement—A bank must provide a
clear and conspicuous notice that
accurately reflects its privacy policies
and practices to customers and
consumers.
§ 40.5(a)—Disclosure (institution)—
Annual privacy notice to customers
requirement—A bank must provide a
clear and conspicuous notice to
customers that accurately reflects its
privacy policies and practices not less
than annually during the continuation
of the customer relationship.
§ 40.8—Disclosure (institution)—
Revised privacy notices—If a bank
wishes to disclose information in a way
that is inconsistent with the notices
previously given to a consumer, the
bank must provide consumers with a
clear and conspicuous revised notice of
the bank’s policies and procedures and
a new opt out notice.
§ 40.7(a)—Disclosure (institution)—
Form of opt out notice to consumers; opt
out methods—Form of opt out notice—
If a bank is required to provide an optout notice under § 40.10(a), it must
provide a clear and conspicuous notice
to each of its consumers that accurately
explains the right to opt out under that
section. The notice must state:
• That the bank discloses or reserves
the right to disclose nonpublic personal
information about its consumer to a
nonaffiliated third party;
• That the consumer has the right to
opt out of that disclosure; and
• A reasonable means by which the
consumer may exercise the opt out
right.
A bank provides a reasonable means
to exercise an opt out right if it:
E:\FR\FM\03NON1.SGM
03NON1
]]>Agencies
[Federal Register Volume 74, Number 211 (Tuesday, November 3, 2009)]
[Notices]
[Pages 56922-56923]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-26444]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
Agency Information Collection Activities: Submission for OMB
Review; Comment Request
AGENCY: Office of the Comptroller of the Currency, Treasury.
ACTION: Notice and request for comment.
-----------------------------------------------------------------------
SUMMARY: The OCC, as part of its continuing effort to reduce paperwork
and respondent burden, invites the general public and other Federal
agencies to take this opportunity to comment on a continuing
information collection, as required by the Paperwork Reduction Act of
1995. An agency may not conduct or sponsor, and a respondent is not
required to respond to, an information collection unless it displays a
currently valid Office of Management and Budget (OMB) control number.
The OCC is soliciting comment concerning its information collection
titled, ``Securities Exchange Act Disclosure Rules (12 CFR Part 11).''
The OCC also gives notice that it has sent the information collection
to OMB for review.
DATES: Comments must be received by December 3, 2009.
ADDRESSES: You should direct your comments to: Communications Division,
Office of the Comptroller of the Currency, Mailstop 2-3, Attention:
1557-0106, 250 E Street, SW., Washington, DC 20219. In addition,
comments may be sent by fax to (202) 874-5274, or by electronic mail to
regs.comments@occ.treas.gov. You may personally inspect and photocopy
the comments at the OCC, 250 E Street, SW., Washington, DC 20219. For
security reasons, the OCC requires that visitors make an appointment to
inspect comments. You may do so by calling (202) 874-4700. Upon
arrival, visitors will be required to present valid government-issued
photo identification and to submit to security screening in order to
inspect and photocopy comments.
Additionally, you should send a copy of your comments to OCC Desk
Officer, 1557-0106, by mail to U.S. Office of Management and Budget,
725 17th Street, NW., 10235, Washington, DC 20503, or by fax
to (202) 395-6974.
FOR FURTHER INFORMATION CONTACT: You can request additional information
or a copy of the collection from Mary H. Gottlieb, OCC Clearance
Officer, (202) 874-5090, Legislative and Regulatory Activities
Division, Office of the
[[Page 56923]]
Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219.
SUPPLEMENTARY INFORMATION: The OCC is proposing to extend OMB approval
of the following information collection:
Title: Securities Exchange Act Disclosure Rules (12 CFR Part 11).
OMB Control No.: 1557-0106.
Description: This submission covers an existing regulation and
involves no change to the regulation or to the information collection
requirements. The OCC requests only that OMB approve its revised
estimates.
The Securities and Exchange Commission (SEC) is required by statute
to collect, through regulation, from any firm that is required to
register its stock with the SEC, certain information and documents. 15
U.S.C. 78m(a)(1). Federal law also requires the OCC to apply similar
regulations to any national bank similarly required to be registered
(those with a class of equity securities held by 500 or more
shareholders). 15 U.S.C. 78l(i).
12 CFR Part 11 ensures that ``a national bank whose securities are
subject to registration'' provides adequate information about its
operations to current and potential shareholders, depositors, and to
the public. The OCC reviews the information to ensure that national
banks comply with Federal law and make public all information required
to be filed under these rules. Investors, depositors, and the public
use the information to make informed investment decisions.
Type of Review: Extension of a currently approved collection.
Affected Public: Individuals; Businesses or other for-profit.
Estimated Number of Respondents: 29.
Estimated Total Annual Responses: 185.
Frequency of Response: On occasion.
Estimated Total Annual Burden: 1,130.5.
The OCC issued a 60-day Federal Register notice on August 14, 2009. 74
FR 41189. No comments were received. Comments continue to be invited
on:
(a) Whether the collection of information is necessary for the
proper performance of the functions of the agency, including whether
the information has practical utility;
(b) The accuracy of the agency's estimate of the burden of the
collection of information;
(c) Ways to enhance the quality, utility, and clarity of the
information to be collected;
(d) Ways to minimize the burden of the collection on respondents,
including through the use of automated collection techniques or other
forms of information technology; and
(e) Estimates of capital or start-up costs and costs of operation,
maintenance, and purchase of services to provide information.
Dated: October 27, 2009.
Michele Meyer,
Assistant Director, Legislative and Regulatory Activities Division.
[FR Doc. E9-26444 Filed 11-2-09; 8:45 am]
BILLING CODE 4810-33-P
