Lead; Amendment to the Opt-out and Recordkeeping Provisions in the Renovation, Repair, and Painting Program, 55506-55524 [E9-25986]
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55506
Federal Register / Vol. 74, No. 207 / Wednesday, October 28, 2009 / Proposed Rules
hazardous air pollutants (NESHAP) for
those sources. The EPA is then required
to review these technology-based
standards and to revise them ‘‘as
necessary (taking into account
developments in practices, processes,
and control technologies)’’ no less
frequently than every 8 years, under
CAA section 112(d)(6). The second stage
in standard-setting focuses on reducing
any remaining ‘‘residual’’ risk according
to CAA section 112(f).
On January 16, 2009, then
Administrator Stephen Johnson signed a
final rule amending the National
Emission Standards for Hazardous Air
Pollutants From Petroleum Refineries
and the signed rule was made publicly
available on EPA’s Web site. The signed
rule included several different actions.
First, it promulgated maximum
achievable control technology (MACT)
standards under sections 112(d)(2) and
(3) for heat exchange systems, which
EPA had not addressed in the original
Refinery MACT 1 rule. Second,
pursuant to CAA section 112(f)(2), the
rule addressed residual risk for all
Refinery MACT 1 sources, including
heat exchange systems, and it addressed
the technology review pursuant to CAA
section 112(d)(6) for all sources
addressed in the original Refinery
MACT 1 rule. Additionally, we updated
the table in the Refinery MACT 1
standards (Table 6) that cross-references
the General Provisions in 40 CFR part
63, subpart A, and made a few
additional clarifications to dates and
cross-references in the Refinery MACT 1
standards.
The signed rule was submitted to the
Office of the Federal Register for
publication. Rahm Emanuel, Assistant
to the President and Chief of Staff,
issued a memorandum on January 20,
2009, directing Agencies to withdraw
from the Office of the Federal Register
‘‘all proposed or final regulations that
have not been published in the Federal
Register so that they can be reviewed
and approved by a department or
agency head.’’ Although there was an
exception for ‘‘regulations subject to
statutory or judicial deadlines,’’ the
Agency chose not to apply the exception
in this case. One portion of the final
rule, the CAA section 112(d)(6) review,
was performed pursuant to the terms of
a Consent Decree, which, as modified,
required that by January 16, 2009, EPA
‘‘shall sign and promptly forward to the
Federal Register for publication either
final revisions to the standards for
petroleum refineries in 40 CFR Part 63,
Subpart CC pursuant to 42 U.S.C.
7412(d)(6) or a final determination that
no revisions are necessary.’’ Former
Administrator Stephen Johnson signed
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the rule on January 16, 2009, and
promptly forwarded it to the Federal
Register office, thus, fulfilling this
obligation.1
Upon further review, EPA has
determined that the residual risk and
technology reviews may not accurately
characterize the risk posed by this
source category. We recently responded
to a Request for Correction under EPA’s
Information Quality Guidelines from the
City of Houston. (Letter to U.S. EPA
Information Quality Guidelines staff
from the Honorable Bill White, Mayor of
Houston, July 9, 2008.) In that response,
we recognized that we are currently
taking action (and plan to take
additional action) to gather better
emissions information from the refining
industry. Additionally, we note that
during the comment period on the
proposed rule, similar issues were
raised concerning the representativeness
of the emissions data, and whether they
provide an accurate basis for
characterizing the risks posed.
Accordingly, after additional
consideration of these issues, we believe
it is necessary to withdraw the rule that
was signed on January 16, 2009, so that
we may develop a more robust analysis
based on the improved information we
are developing.
For these reasons, EPA is proposing to
withdraw the signed final rule that
included the residual risk and
technology review for Refinery MACT 1
sources to provide the Agency with time
to collect additional data and perform
these analyses. Once EPA has
undertaken these activities, we will
provide the public with an opportunity
to comment on a new proposed rule that
would be issued.
Simultaneous with the issuance of
this proposal, we are publishing in the
Federal Register a final rule identical in
substance to that signed on January 16,
2009, for: (1) The technology-based
MACT standards for heat exchange
systems under section 112(d)(2) and (3)
of the CAA; (2) revisions to Table 6 of
the existing Refinery MACT 1 rule
(subpart CC), which describes the
application of the NESHAP General
Provisions in 40 CFR part 63, subpart A
to subpart CC; and (3) the other
conforming changes and corrections that
were included as part of the January 16,
2009 rule. The portions of the January
16, 2009 rule that are being published
as a final rule are included in a new
Federal Register notice signed by
1 We note that on January 30, 2009, the litigants
notified EPA by letter that they believed the Agency
had discharged its obligation under the consent
decree and that ‘‘further review of the rule pursuant
to the Emanuel memo will not violate the consent
decree.’’
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Administrator Jackson and, regarding
those issues, are identical in substance
to the final rule that was signed by
former Administrator Stephen Johnson.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Reporting and
recordkeeping requirements.
Dated: October 15, 2009.
Lisa P. Jackson,
Administrator.
[FR Doc. E9–25453 Filed 10–27–09; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 745
[EPA–HQ–OPPT–2005–0049; FRL–8795–9]
RIN 2070–AJ55
Lead; Amendment to the Opt-out and
Recordkeeping Provisions in the
Renovation, Repair, and Painting
Program
AGENCY: Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
SUMMARY: EPA is proposing several
revisions to the Lead Renovation,
Repair, and Painting Program (RRP) rule
that published in the Federal Register
on April 22, 2008. The rule establishes
accreditation, training, certification, and
recordkeeping requirements as well as
work practice standards on persons
performing renovations for
compensation in most pre-1978 housing
and child-occupied facilities. In this
document, EPA is proposing to
eliminate the ‘‘opt-out’’ provision that
currently exempts a renovation firm
from the training and work practice
requirements of the rule where the firm
obtains a certification from the owner of
a residence he or she occupies that no
child under age 6 or pregnant women
resides in the home and the home is not
a child-occupied facility. EPA is also
proposing to require renovation firms to
provide a copy of the records
demonstrating compliance with the
training and work practice requirements
of the RRP rule to the owner and, if
different, the occupant of the building
being renovated or the operator of the
child-occupied facility.
DATES: Comments must be received on
or before November 27, 2009.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number EPA–HQ–OPPT–2005–0049, by
one of the following methods:
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• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
• Mail: Document Control Office
(7407M), Office of Pollution Prevention
and Toxics (OPPT), Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001.
• Hand Delivery: OPPT Document
Control Office (DCO), EPA East Bldg.,
Rm. 6428, 1201 Constitution Ave., NW.,
Washington, DC. Attention: Docket ID
Number EPA–HQ–OPPT–2005–0049.
The DCO is open from 8 a.m. to 4 p.m.,
Monday through Friday, excluding legal
holidays. The telephone number for the
DCO is (202) 564–8930. Such deliveries
are only accepted during the DCO’s
normal hours of operation, and special
arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to
docket ID number EPA–HQ–OPPT–
2005–0049. EPA’s policy is that all
comments received will be included in
the docket without change and may be
made available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through regulations.gov or email. The regulations.gov website is an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the docket and made available
on the Internet. If you submit an
electronic comment, EPA recommends
that you include your name and other
contact information in the body of your
comment and with any disk or CD-ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses.
Docket: All documents in the docket
are listed in the docket index available
at https://www.regulations.gov. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
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will be publicly available only in hard
copy. Publicly available docket
materials are available electronically at
https://www.regulations.gov, or, if only
available in hard copy, at the OPPT
Docket. The OPPT Docket is located in
the EPA Docket Center (EPA/DC) at Rm.
3334, EPA West Bldg., 1301
Constitution Ave., NW., Washington,
DC. The EPA/DC Public Reading Room
hours of operation are 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number of
the EPA/DC Public Reading Room is
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Docket visitors are required
to show photographic identification,
pass through a metal detector, and sign
the EPA visitor log. All visitor bags are
processed through an X-ray machine
and subject to search. Visitors will be
provided an EPA/DC badge that must be
visible at all times in the building and
returned upon departure.
FOR FURTHER INFORMATION CONTACT: For
general information contact: Colby
Lintner, Regulatory Coordinator,
Environmental Assistance Division
(7408M), Office of Pollution Prevention
and Toxics, Environmental Protection
Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001; telephone
number: (202) 554–1404; e-mail address:
TSCA-Hotline@epa.gov.
For technical information contact:
Marc Edmonds, National Program
Chemicals Division, Office of Pollution
Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001; telephone number: (202) 566–
0758; e-mail address:
edmonds.marc@epa.gov.
Hearing- or speech-challenged
individuals may access the numbers in
this unit through TTY by calling the
toll-free Federal Relay Service at 1–800–
877–8339.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by
this action if you operate a training
program required to be accredited under
40 CFR 745.225, if you are a firm who
must be certified to conduct renovation
activities in accordance with 40 CFR
745.89, or if you are a professional
(individual or firm) who must be
certified to conduct lead-based paint
activities in accordance with 40 CFR
745.226.
This proposed rule applies only in
States, Territories, and Indian Tribal
areas that do not have authorized
programs pursuant to 40 CFR 745.324.
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For further information regarding the
authorization status of States,
Territories, and Indian Tribes, contact
the National Lead Information Center
(NLIC) at 1–800–424–LEAD [5323].
Hearing- or speech-challenged
individuals may access this number
through TTY by calling the toll-free
Federal Relay Service at 1–800–877–
8339. Potentially affected categories and
entities may include, but are not limited
to:
• Building construction (NAICS code
236), e.g., single-family housing
construction, multi-family housing
construction, residential remodelers.
• Specialty trade contractors (NAICS
code 238), e.g., plumbing, heating, and
air-conditioning contractors, painting
and wall covering contractors, electrical
contractors, finish carpentry contractors,
drywall and insulation contractors,
siding contractors, tile and terrazzo
contractors, glass and glazing
contractors.
• Real estate (NAICS code 531), e.g.,
lessors of residential buildings and
dwellings, residential property
managers.
• Child day care services (NAICS
code 624410).
• Elementary and secondary schools
(NAICS code 611110), e.g., elementary
schools with kindergarten classrooms.
• Other technical and trade schools
(NAICS code 611519), e.g., training
providers.
• Engineering services (NAICS code
541330) and building inspection
services (NAICS code 541350), e.g., dust
sampling technicians.
• Lead abatement professionals
(NAICS code 562910), e.g., firms and
supervisors engaged in lead-based paint
activities.
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
this action, you should carefully
examine the applicability provisions in
40 CFR 745.89, 40 CFR 745.225, and 40
CFR 745.226. If you have any questions
regarding the applicability of this action
to a particular entity, consult the
technical person listed under FOR
FURTHER INFORMATION CONTACT.
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B. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or e-mail. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD-ROM that
you mail to EPA, mark the outside of the
disk or CD-ROM that you mail to EPA,
mark the outside of the disk or CD-ROM
as CBI and then identify electronically
within the disk or CD-ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information so marked will not be
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for preparing your comments.
When submitting comments, remember
to:
i. Identify the document by docket ID
number and other identifying
information (subject heading, Federal
Register date and page number).
ii. Follow directions. The Agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns and suggest
alternatives.
vii. Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
viii. Make sure to submit your
comments by the comment period
deadline identified.
II. Background
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A. Agency’s Authority for Taking this
Action
This proposed rule is being issued
under the authority of the Toxic
Substances Control Act (TSCA) sections
402(c)(3), 404, 406, and 407 (15 U.S.C.
2682(c)(3), 2684, 2686, and 2687).
B. Introduction
In the Federal Register issue of April
22, 2008, under the authority of sections
402(c)(3), 404, 406, and 407 of TSCA,
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EPA issued its final RRP rule (Ref. 1).
The final RRP rule, codified in 40 CFR
part 745, subparts E, L, and Q, addresses
lead-based paint hazards created by
renovation, repair, and painting
activities that disturb painted surfaces
in target housing and child-occupied
facilities.
Shortly after the RRP rule was
published, several petitions were filed
challenging the rule. These petitions
were consolidated in the Circuit Court
of Appeals for the District of Columbia
Circuit. On August 24, 2009, EPA signed
an agreement with the environmental
and children’s health advocacy groups
in settlement of their petitions. In this
agreement EPA committed to propose
several changes to the RRP rule,
including the changes discussed in this
document.
The RRP rule establishes
requirements for training renovators,
other renovation workers, and dust
sampling technicians; for certifying
renovators, dust sampling technicians,
and renovation firms; for accrediting
providers of renovation and dust
sampling technician training; for
renovation work practices; and for
recordkeeping. Interested States,
Territories, and Indian Tribes may apply
for and receive authorization to
administer and enforce all of the
elements of the new renovation
requirements. More information on the
RRP rule may be found in the Federal
Register document announcing the RRP
rule or on EPA’s website at https://
www.epa.gov/lead/pubs/
renovation.htm.
Many provisions of the RRP rule were
derived from the existing lead-based
paint activities regulations at 40 CFR
part 745, subpart L (Ref. 2). These
existing regulations were promulgated
in 1996 under TSCA section 402(a),
which defines lead-based paint
activities in target housing as
inspections, risk assessments, and
abatements. The 1996 regulations cover
lead-based paint activities in target
housing and child-occupied facilities,
along with limited screening activities
called lead hazard screens. These
regulations established an accreditation
program for training providers and a
certification program for individuals
and firms performing these activities.
Training course accreditation and
individual certification was made
available in five disciplines: Inspector,
risk assessor, project designer,
abatement supervisor, and abatement
worker. In addition, these lead-based
paint activities regulations established
work practice standards and
recordkeeping requirements for lead-
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based paint activities in target housing
and child-occupied facilities.
The RRP rule created two new
training disciplines in the field of leadbased paint: Renovator and dust
sampling technician. Persons who
successfully complete renovator training
from an accredited training provider are
certified renovators. Certified renovators
are responsible for ensuring that
renovations to which they are assigned
are performed in compliance with the
work practice requirements set out in 40
CFR 745.85. Persons who successfully
complete dust sampling technician
training from an accredited training
provider are certified dust sampling
technicians. Certified dust sampling
technicians may be called upon to
collect dust samples after renovation
activities have been completed.
The RRP rule contains a number of
work practice requirements that must be
followed for every covered renovation
in target housing and child-occupied
facilities. These requirements pertain to
warning signs and work area
containment, the restriction or
prohibition of certain practices (e.g.,
high heat gun, torch, power sanding,
power planing), waste handling,
cleaning, and post-renovation cleaning
verification. The firm must ensure
compliance with these work practices.
Although the certified renovator is not
required to be on-site at all times, while
the renovation project is ongoing, a
certified renovator must nonetheless
regularly direct the work being
performed by other workers to ensure
that the work practices are being
followed.
C. Opt-out Provision
The RRP rule included a provision
that exempts a renovation firm from the
training and work practice requirements
of the rule where the firm obtains a
certification from the owner of a
residence he or she occupies that no
child under age 6 or pregnant women
resides in the home and the home is not
a child-occupied facility. Unless the
target housing meets the definition of a
child-occupied facility, if an owneroccupant signed a statement that no
child under age 6 and no pregnant
woman reside there and an
acknowledgment that the renovation
firm will not be required to use the leadsafe work practices contained in EPA’s
RRP rule, the renovation activity is not
subject to the training, certification, and
work practice requirements of the rule.
Conversely, if the owner-occupant does
not sign the certification and
acknowledgement (even if no children
under age 6 or no pregnant women
reside there), or if the owner-occupant
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chooses not sign the opt-out
certification and acknowledgement for
other reasons, the renovation is subject
to the requirements of the RRP rule.
After further consideration of the optout provision, the Agency believes it is
in the best interest of the public to
remove the provision. EPA has decided
it is important to require the RRP work
practices and training and certification
requirements in target housing even if
there is no child under age 6 or pregnant
woman residing there. While the RRP
rule focused mainly on protecting young
children and pregnant women from lead
hazards, exposure can result in adverse
health effects for older children and
adults as well. By removing the opt-out
provision the rule will go farther toward
protecting older children and adults
occupants of target housing where no
child under age 6 or pregnant woman
resides.
In addition, the opt-out provision may
not be sufficiently protective for
children under age 6 and pregnant
women, the vulnerable populations
identified in the RRP rule, given that no
known safe level of lead exposure has
been identified. The potential adverse
health effects of lead exposure are
explained in the preamble to the RRP
final rule (Ref. 1, p. 21693). As pointed
out by a number of commenters on the
RRP rule, the opt-out provision does not
protect families with young children
who may purchase recently renovated
target housing. Removal of the opt-out
will result in fewer homes being
purchased with pre-existing lead
hazards. Under the RRP rule, the opt-out
provision was limited to owneroccupied target housing and did not
extend to vacant rental housing because
of the concern that future tenants could
unknowingly move into a rental unit
where dust-lead hazards created by the
renovation are present. In the same way,
dust-lead hazards created during
renovations in an owner-occupied
residence conducted prior to a sale will
be present for the next occupants. It is
common for home owners to perform
activities that disturb paint before
selling a house, thus increasing the
likelihood of lead hazards being present
for someone buying a home, which may
include a family with a child under age
6 or a pregnant woman.
Renovations performed under the optout provision are also likely to result in
exposures for vulnerable populations in
other ways. Visiting children who do
not spend enough time in the housing
to render it a child-occupied facility
may nevertheless be exposed to lead
from playing in dust-lead hazards
created by renovations. For example,
children may spend time in the homes
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of grandparents, but those homes may
be eligible for the opt-out provision of
the RRP rule. A homeowner who signs
an opt-out statement may not realize
that she is pregnant. Eliminating the
opt-out provision will also protect
families with young children residing
near or adjacent to homes undergoing
renovations. Under the RRP rule, an
owner occupant can take advantage of
the opt-out provision even if a child
under age 6 or a pregnant woman lives
in an adjacent home. Renovations on the
exterior of a residence can spread
leaded dust and debris some distance
from the renovation activity, which is
why, for regulated renovations, EPA
requires renovation firms to cover the
ground with plastic sheeting or other
impermeable material a distance of 10
feet from the renovation and take extra
precautions when in certain situations
to ensure that dust and debris does not
contaminate other buildings or other
areas of the property or migrate to
adjacent properties. There are
approximately 2 million owneroccupied, single-family attached homes
built before 1978. Renovations on the
exteriors of these homes are likely to
contaminate neighboring yards and
porches resulting in exposure outside
the house as well as inside because dust
can be tracked into the home. Many
more owner-occupied, single-family
detached homes are located in close
proximity to each other, and
renovations performed under the optout provision present a similar risk for
these homes.
Moreover, EPA believes that
implementing the regulations without
the opt-out provision promotes, to a
greater extent, the statutory directive to
promulgate regulations covering
renovation activities in target housing.
Section 401(17) of TSCA defines target
housing as ‘‘any housing constructed
prior to 1978, except housing for the
elderly or persons with disabilities
(unless any child who is less than 6
years of age resides or is expected to
reside in such housing for the elderly or
persons with disabilities) or any 0bedroom dwelling.’’ Among other
things, TSCA section 403(c)(3), in turn,
directs EPA to promulgate regulations
that apply to renovation activities in
target housing.
Taking these factors into
consideration, EPA is proposing to
remove the opt-out provision. EPA
requests comment on the
appropriateness of removing this
provision from the RRP rule.
D. Alternative Approaches
In addition to the approach being
proposed, EPA is considering other
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55509
alternative approaches or work practice
requirements for owner-occupied target
housing that is not a child-occupied
facility and where no children younger
than 6 or pregnant women reside. EPA
is therefore requesting comment on
other possible approaches that would
meet EPA’s statutory obligation to apply
the regulations to target housing and
that the standards be safe, reliable, and
effective. EPA’s request is expressly
limited to approaches that might apply
to this subset of target housing and EPA
is not reopening any issue related to the
work practices or other requirements of
the rule applicable to housing other
than owner-occupied target housing that
is not a child-occupied facility and
where no children under 6 or pregnant
women reside.
For example, EPA is requesting
comment on an option that requires the
RRP work practices only for exterior
renovations. Under this option, unless
the target housing meets the definition
of a child-occupied facility, if an owneroccupant signed a statement that no
child under 6 and no pregnant woman
reside there and an acknowledgment
that the renovation firm will only be
required to use the lead-safe work
practices contained in EPA’s RRP rule
when renovating exteriors then the
renovation firm would only be required
to follow the RRP work practices when
doing exterior renovations, but not
when doing interior renovations. This
option would address exposures to lead
dust from exterior renovations for
people living in neighboring homes,
particularly attached homes or homes in
close physical proximity. EPA examined
both interior and exterior work practices
in EPA’s study entitled
‘‘Characterization of Dust Lead Levels
after Renovation, Repair, and Painting
Activities’’ (the ‘‘Dust Study,’’ Ref. 11).
According to the Dust Study, exterior
work practices were generally effective
at reducing lead dust levels generated
by exterior renovation activities, which
the Dust Study showed can travel far
enough from the work site to create lead
hazards on or in attached homes or
homes in close physical proximity.
Additionally, while EPA has not
conducted an exposure assessment for
any of the options being considered for
this proposed rule, individuals residing
in homes in close physical proximity
could be exposed during the entire
renovation and post-renovation phase,
and their exposure would not
necessarily be considered by an owneroccupant in choosing not to require
lead-safe work practices. The duration
of exposure will vary under the different
scenarios for which EPA is requesting
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comment. For example, individuals
visiting the interior of the home, or
moving in after the completion of
renovations, may not generally be
exposed for the full duration of the
renovation and post-renovation phase.
Limiting the work practice requirements
to exterior renovations (with the owneroccupant’s permission) would address
these particular exposures to
individuals residing in closely
neighboring homes, while significantly
reducing the cost of this proposed rule.
EPA is requesting comment on an
alternative option under which the only
work practices applicable to housing
that is not a child-occupied facility and
where no children or pregnant women
reside would be the restriction or
prohibition on certain work practice
found at 40 CFR 745.85(a)(3). These
include:
1. Open-flame burning or torching of
lead-based paint is prohibited.
2. The use of machines that remove
lead-based paint through high speed
operation such as sanding, grinding,
power planing, needle gun, abrasive
blasting, or sandblasting, is prohibited
unless such machines are used with
HEPA exhaust control.
3. Operating a heat gun on lead-based
paint is permitted only at temperatures
below 1,100 degrees Fahrenheit.
All the other work practice
requirements in 40 CFR 745.85 would
not be required in target housing that is
not a child-occupied facility and where
no children or pregnant women reside.
Under this option, unless the target
housing meets the definition of a childoccupied facility, if an owner-occupant
signed a statement that no child under
6 and no pregnant woman reside there
and an acknowledgment that the
renovation activity is only subject to the
specific practices contained in 40 CFR
745.85(a)(3), then the renovation
activity would not be subject to the
other work practice requirements of 40
CFR 745.85. This option would prohibit
or restrict the highest dust generating
practices, while reducing costs by not
requiring the full suite of practices
under 40 CFR 745.85.
EPA is requesting comment on
another option under which this subset
of target housing would not be subject
to the RRP work practices but would
instead be subject to dust wipe testing
to be performed after the renovation.
Under this option, unless the target
housing meets the definition of a childoccupied facility, if an owner-occupant
signed a statement that no child under
6 and no pregnant woman reside there
and an acknowledgment that the
renovation activity is only subject to
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dust wipe testing after the renovation
and providing the results to the owneroccupant, then the renovation firm
would not be required to conduct the
training, certification, and work practice
requirements of the rule. The testing
results would become part of the record
for that house that must be disclosed
under section 1018 of Title X of the
Residential Lead-Based Paint Hazard
Reduction Act of 1992 (Public Law 102–
550). This option would provide
information that could protect potential
buyers of a home where renovation was
completed prior to the sale, because
they would be notified of the results of
the dust wipe tests before purchase and
could take appropriate action (e.g.,
thorough cleaning and retesting of the
home, or selecting a different home) if
the lead results were at a level that
raised concerns for them. This group
could be of particular concern if the
move occurred shortly after the
renovation.
EPA is requesting comment on other
options that could apply to this category
of houses, including any combination of
the alternatives described in this unit.
Because one goal of adopting an
alternative approach would be to reduce
the cost and burden of compliance, EPA
also requests comment on whether
segregating owner-occupied target
housing that is not a child-occupied
facility and where no children under 6
or pregnant women reside in-and-ofitself creates a burdensome complexity
for renovators and whether it would
thus be preferable to require the full
suite of RRP work practice requirements
for all target housing. We also request
any qualitative or quantitative estimates
of what the cost savings (if any) would
be from any of the options discussed in
this unit, or any other options that
commenters wish to suggest.
As indicated in the RRP rule, EPA has
found that renovation projects that
disturb lead-based paint create leadbased paint hazards. EPA’s Dust Study
(Ref. 11), demonstrated that renovation,
repair, and painting activities produce
large quantities of dust significantly
greater than the dust-lead hazard
standards. The Dust Study shows that
renovations on exteriors of homes
resulted in lead levels many times
greater than the hazard standard. It also
demonstrated that work practices other
than those restricted or prohibited by
the RRP rule left behind lead dust well
above the hazard level when the RRP
rule requirements are not followed. EPA
requests comment on whether the
alternate approaches to this proposed
rule in this unit would adequately
address lead-based paint hazards
created by renovation activities,
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including any data that would shed
light on the reliability, effectiveness,
and safety in relation to EPA’s lead
hazard standards of these approaches or
any other options that commenters may
suggest.
E. Effective Date
EPA is considering a delay in effective
date of this rule, either 6 months or 1
year. Assuming renovators are
specialized, such that they would only
work in homes subject to the opt-out
provision, this proposed rule could
increase the number of renovators that
need to be certified by 50%. EPA asks
for comment on this assumption in Unit
IV.A. A delay in the effective date
would allow time for certification of
additional renovators and may allow for
a smoother transition to the expanded
coverage proposed in this document.
However, EPA is not proposing to delay
the effective date because of concerns
that a delay would be confusing for the
regulated entities and fail to prevent
lead exposures due to RRP activities
during the transition period.
Furthermore, EPA is confident that its
efforts to establish the necessary
infrastructure of accredited training
providers is sufficient to allow adequate
personnel to be trained and available.
As of October 9, 2009:
• 169 trainers have applied for
accreditation.
• 74 have been accredited, most will
offer training in multiple locations.
• The vast majority of the applicants
should be approved by the end of the
year.
Assuming an average of 85 trainers
teaching in 2009 and 165 in 2010, if
each gives 3 classes per week beginning
in October with 25 participants, over
370,000 renovators would be trained by
July 1, 2010. That does not include mass
trainings expected to be given at major
conferences and other industry
gatherings. EPA believes that there is
already training capacity. In fact,
training providers have reported to EPA
that they have recently cancelled
training offerings due to a lack of
demand.
To further increase the availability of
training, EPA has developed a model
electronic learning (E-learning)
component for the lecture portion of the
renovator training (https://www.epa.gov/
lead/pubs/training.htm). This allows
training providers to offer students the
opportunity to take the lecture portion
of the training at times convenient to
them and then go to a physical location
to complete the hands-on portion of the
training and take the test. Training
providers expect to begin offering
training through this mechanism by the
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end of the year. EPA worked with the
National Association of Home Builders
(NAHB), the National Center for Healthy
Housing (NCHH), and a number of other
organizations on this E-learning
component.
Over the past year, EPA’s activities to
encourage accreditation and training
have included:
• Mass e-mail/mailings to over 1,200
trainers encouraging them to become
accredited.
• Mass e-mail/mailings to over 1,000
trade organizations, trade magazines,
unions, and property management
associations encouraging them to get
trained and certified.
• Presented and/or exhibited
information at numerous major trade
conferences, reaching tens of thousands
of attendees.
• Conducted a trainer webinar with
the Department of Housing and Urban.
Development on September 15, 2009, as
a step-by-step guide to becoming
accredited.
• Plan to speak at over a dozen more
conferences by the end of the calendar
year.
In addition, EPA is working with a
large marketing firm to produce a multimedia advertising campaign to ensure
that the regulated community knows
about the RRP rule and the training
opportunities and the general public
knows about the benefits of hiring
certified firms, thus building demand
for certified firms. Starting in the fall of
2009 and continuing through the spring,
EPA will be working with the marketing
firm to expand its out reach efforts to
the public and the regulated
community.
EPA has cooperated with the
regulated community in many ways to
communicate these requirements. Many
in the regulated community have been
doing a great deal to inform their
members and clients about the RRP rule.
A few examples include:
• National Association of Home
Builders:
—Developed a comprehensive web
page about the RRP rule at https://
www.nahb.org/leadpaint.
—Sent several memos to their State
and Local Executive Officers informing
them of the RRP rule and letting them
know they need to get trained and
certified.
—Provides regular updates to local
Home Builders Associations through
website updates and e-mails.
—Featured panel on the RRP rule at
periodic national and regional
conventions/trade shows.
• National Association of the
Remodeling Industry (NARI):
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—Produced a webinar for members
on the RRP rule.
—Provide information about the
RRP rule to membership and leadership
through regular e-mails and snail mail.
—Provide information about leadbased paint and the RRP rule in all
renewal and new member information
packages.
• National Association of Realtors
(NAR):
—EPA collaborated with NAR on a
comprehensive video series explaining
the requirements to the real estate
community.
• Individual Accredited Training
Providers:
—Distributed glossy advertising
materials and other outreach with
messages such as ‘‘Be lead safe. It’s the
law.’’, ‘‘Certify with the best’’, etc.
EPA has been meeting regularly with
many stakeholders to share information
on training and outreach. This group
includes: NAHB, NCHH, NARI, Alliance
for Healthy Homes, Andersen Windows,
Custom Electronic Design and
Installation Association, Window and
Door Manufacturers Association,
Rebuilding Together, Air Conditioning
Contractors of America, Pella
Corporation, and the Oregon Home
Builder’s Association. All of these
groups are actively working to make
sure their members and clients are
aware of the requirements of the RRP
rule.
EPA therefore requests comment on
the need for a delay in the effective date
of this rule of either 6 months or 1 year.
Given EPA’s outreach efforts, is there
reason to believe that sufficient certified
or trained personnel would not be
available to work on housing previously
eligible for the opt-out provision as of
60 days after publication of this rule as
final? Would a delay in effective date for
work on housing previously eligible for
the opt-out provision be confusing for
the regulated community or the certified
personnel?
F. Quantifying Benefits
In quantifying the benefits for the RRP
rulemaking EPA considered only the
benefits associated with the avoided
incidence of IQ loss in children under
the age of 6 from reduced lead exposure.
These estimates only partially account
for the benefits of the RRP rule. These
estimates did not include an assessment
of at-risk subpopulations or of
population level effects other than lost
income. The benefits associated with
avoiding the other adverse effects
associated with lead exposure to both
children and adults were excluded from
this analysis.
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EPA requests information on how it
can more fully quantify the benefits
associated with these effects for
purposes of this proposed rule. To
facilitate your preparation of comments
on this point, the following is an excerpt
from the preamble of the 2008 final
Lead National Ambient Air Quality
Standard (NAAQS) (Ref. 3). This
discussion is based on EPA’s ‘‘Air
Quality Criteria Document’’ (the
‘‘Criteria Document,’’ Ref. 13). See also
the letters dated March 27, 2007 (Ref.
14) and September 27, 2007 (Ref. 15)
from the Clean Air Scientific Advisory
Committee’s (CASAC) Lead Review
Panel. The major adverse effects
associated with exposure to lead are
also discussed in Chapter 5 of the
Economic Analysis (Ref. 5).
1. Array of health effects and at-risk
subpopulations. Lead has been
demonstrated to exert ‘‘a broad array of
deleterious effects on multiple organ
systems via widely diverse mechanisms
of action’’ (Ref. 13, p. 8–24 and section
8.4.1). This array of health effects
includes effects on heme biosynthesis
and related functions, neurological
development and function,
reproduction and physical
development, kidney function,
cardiovascular function, and immune
function. The weight of evidence varies
across this array of effects and is
comprehensively described in the
Criteria Document. There is also some
evidence of lead carcinogenicity,
primarily from animal studies, together
with limited human evidence of
suggestive associations (Ref. 13, sections
5.6.2, 6.7, and 8.4.10). [Footnote (FN) 1.
Lead has been classified as a probable
human carcinogen by the International
Agency for Research on Cancer
(inorganic lead compounds), based
mainly on sufficient animal evidence,
and as reasonably anticipated to be a
human carcinogen by the U.S. National
Toxicology Program (lead and lead
compounds) (Ref. 13, section 6.7.2).
EPA considers lead a probable
carcinogen (https:// www.epa.gov/iris/
subst/0277.htm (Ref. 13, p. 6–195)).]
This review is focused on those
effects most pertinent to ambient
exposures, which, given the reductions
in ambient lead levels over the past 30
years, are generally those associated
with individual blood lead levels in
children and adults in the range of 10
micrograms per deciliter (μg/dL) and
lower. These key effects include
neurological, hematological, and
immune [FN 2. At mean blood lead
levels, in children, on the order of 10
μg/dL, and somewhat lower,
associations have been found with
effects to the immune system, including
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altered macrophage activation,
increased immunoglobulin E (IgE) levels
and associated increased risk for
autoimmunity and asthma (Ref. 13,
sections 5.9, 6.8, and 8.4.6).] effects for
children, and hematological,
cardiovascular, and renal effects for
adults (Ref. 13, Tables 8–5 and 8–6, pp.
8–60 to 8–62). As evident from the
discussions in chapters 5, 6, and 8 of the
Criteria Document, ‘‘neurotoxic effects
in children and cardiovascular effects in
adults are among those best
substantiated as occurring at blood lead
concentrations as low as 5 to 10 μg/dL
(or possibly lower); and these categories
are currently clearly of greatest public
health concern’’ (Ref. 13, p. 8–60). [FN
3. With regard to blood lead levels in
individual children associated with
particular neurological effects, the
Criteria Document states ‘‘Collectively,
the prospective cohort and crosssectional studies offer evidence that
exposure to lead affects the intellectual
attainment of preschool and school age
children at blood lead levels <10 μg/dL
(most clearly in the 5 to 10 μg/dL range,
but, less definitively, possibly lower).’’
(Ref. 13, p. 6–269). FN 4.
Epidemiological studies have
consistently demonstrated associations
between lead exposure and enhanced
risk of deleterious cardiovascular
outcomes, including increased blood
pressure and incidence of hypertension.
A meta-analysis of numerous studies
estimates that a doubling of blood-lead
level (e.g., from 5 to 10 μg/dL) is
associated with ~1.0 millimeter of
mercury (mm Hg) increase in systolic
blood pressure and ~0.6 mm Hg
increase in diastolic pressure (Ref. 13, p.
E–10).]
The toxicological and epidemiological
information available since the time of
the last review ‘‘includes assessment of
new evidence substantiating risks of
deleterious effects on certain health
endpoints being induced by distinctly
lower than previously demonstrated
lead exposures indexed by blood lead
levels extending well below 10 μg/dL in
children and/or adults’’ (Ref. 13, p. 8–
25). Some health effects associated with
individual blood lead levels extend
below 5 μg/dL, and some studies have
observed these effects at the lowest
blood levels considered. With regard to
population mean levels, the Criteria
Document points to studies reporting
‘‘lead effects on the intellectual
attainment of preschool and school age
children at population mean concurrent
blood-lead levels [BLLs] ranging down
to as low as 2 to 8 μg/dL’’ (Ref. 13, p.
E–9).
We note that many studies over the
past decade, in investigating effects at
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lower blood lead levels, have utilized
the Centers for Disease Control (CDC)
advisory level or level of concern for
individual children (10 μg/dL) [FN 5.
This level has variously been called an
advisory level or level of concern
(https:// www.atsdr.cdc.gov/csem/lead/
pblstandards2.html). In addressing
children’s blood lead levels, CDC has
stated, ‘‘Specific strategies that target
screening to high-risk children are
essential to identify children with BLLs
≥ 10 μg/dL.’’ (Ref. 4, p.1)] as a
benchmark for assessment, and this is
reflected in the numerous references in
the Criteria Document to 10 μg/dL.
Individual study conclusions stated
with regard to effects observed below 10
μg/dL are usually referring to individual
blood lead levels. In fact, many such
study groups have been restricted to
individual blood lead levels below 10
μg/dL or below levels lower than 10 μg/
dL. We note that the mean blood lead
level for these groups will necessarily be
lower than the blood lead level they are
restricted below.
Threshold levels, in terms of blood
lead levels in individual children, for
neurological effects cannot be discerned
from the currently available studies
(Ref. 13, pp. 8–60 to 8–63). The Criteria
Document states, ‘‘There is no level of
lead exposure that can yet be identified,
with confidence, as clearly not being
associated with some risk of deleterious
health effects’’ (Ref. 13, p. 8–63). As
discussed in the Criteria Document, ‘‘a
threshold for lead neurotoxic effects
may exist at levels distinctly lower than
the lowest exposures examined in these
epidemiologic studies’’ (Ref. 13, p. 8–
67). [FN 6. In consideration of the
evidence from experimental animal
studies with regard to the issue of
threshold for neurotoxic effects, the
Criteria Document notes that there is
little evidence that allows for clear
delineation of a threshold, and that
‘‘blood-lead levels associated with
neurobehavioral effects appear to be
reasonably parallel between humans
and animals at reasonably comparable
blood-lead concentrations; and such
effects appear likely to occur in humans
ranging down at least to 5–10 μg/dL, or
possibly lower (although the possibility
of a threshold for such neurotoxic
effects cannot be ruled out at lower
blood-lead concentrations)’’ (Ref. 13, p.
8–38).]
[P]hysiological, behavioral and
demographic factors contribute to
increased risk of lead-related health
effects. Potentially at-risk
subpopulations, also referred to as
sensitive subpopulations, include those
with increased susceptibility (i.e.,
physiological factors contributing to a
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greater response for the same exposure),
as well as those with greater
vulnerability (i.e., those with increased
exposure such as through exposure to
higher media concentrations or resulting
from behavior leading to increased
contact with contaminated media), or
those affected by socioeconomic factors,
such as reduced access to health care or
low socioeconomic status.
While adults are susceptible to lead
effects at lower blood lead levels than
previously understood (e.g., Ref. 13, p.
8–25), the greater influence of past
exposures on their current blood lead
levels leads us to give greater
prominence to children as the sensitive
subpopulation in this review. Children
are at increased risk of lead-related
health effects due to various factors that
enhance their exposures (e.g., via the
hand-to-mouth activity that is prevalent
in very young children, Ref. 13, section
4.4.3) and susceptibility. While children
are considered to be at a period of
maximum exposure around 18–27
months, the current evidence has found
even stronger associations between
blood lead at school age and IQ at
school age. The evidence ‘‘supports the
idea that lead exposure continues to be
toxic to children as they reach school
age, and [does] not lend support to the
interpretation that all the damage is
done by the time the child reaches 2 to
3 years of age’’ (Ref. 13, section 6.2.12).
The following physiological and
demographic factors can further affect
risk of lead-related effects in some
children.
• Children with particular genetic
polymorphisms (e.g., presence of the daminolevulinic acid dehydratase-2
[ALAD-2] allele) have increased
sensitivity to lead toxicity, which may
be due to increased susceptibility to the
same internal dose and/or to increased
internal dose associated with same
exposure (Ref. 13, p. 8–71, sections
6.3.5, 6.4.7.3, and 6.3.6).
• Some children may have blood lead
levels higher than those otherwise
associated with a given lead exposure
(Ref. 13, section 8.5.3) as a result of
nutritional status (e.g., iron deficiency,
calcium intake), as well as genetic and
other factors (Ref. 13, chapter 4 and
sections 3.4, 5.3.7, and 8.5.3).
• Situations of elevated exposure,
such as residing near sources of ambient
lead, as well as socioeconomic factors,
such as reduced access to health care or
low socioeconomic status (SES) can also
contribute to increased blood lead levels
and increased risk of associated health
effects from air-related lead.
• [C]hildren in poverty and black,
non-Hispanic children have notably
higher blood lead levels than do
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economically well-off children and
white children, in general.
2. Neurological effects in children.
Among the wide variety of health
endpoints associated with lead
exposures, there is general consensus
that the developing nervous system in
children is among the, if not the, most
sensitive. While blood lead levels in
U.S. children have decreased notably
since the late 1970s, newer studies have
investigated and reported associations
of effects on the neurodevelopment of
children with these more recent blood
lead levels (Ref. 13, chapter 6).
Functional manifestations of lead
neurotoxicity during childhood include
sensory, motor, cognitive, and
behavioral impacts. Numerous
epidemiological studies have reported
neurocognitive, neurobehavioral,
sensory, and motor function effects in
children with blood lead levels below
10 μg/dL (Ref. 13, sections 6.2 and 8.4).
[FN 7. Further, neurological effects in
general include behavioral effects, such
as delinquent behavior (Ref. 13, sections
6.2.6 and 8.4.2.2), sensory effects, such
as those related to hearing and vision
(Ref. 13, sections 6.2.7 and 8.4.2.3), and
deficits in neuromotor function (Ref. 13,
p. 8–36).] As discussed in the Criteria
Document, ‘‘extensive experimental
laboratory animal evidence has been
generated that (a) substantiates well the
plausibility of the epidemiologic
findings observed in human children
and adults and (b) expands our
understanding of likely mechanisms
underlying the neurotoxic effects’’ (Ref.
13, p. 8–25; section 5.3).
Cognitive effects associated with lead
exposures that have been observed in
epidemiological studies have included
decrements in intelligence test results,
such as the widely used IQ score, and
in academic achievement as assessed by
various standardized tests as well as by
class ranking and graduation rates (Ref.
13, section 6.2.16 and pp. 8–29 to 8–30).
As noted in the Criteria Document with
regard to the latter, ‘‘Associations
between lead exposure and academic
achievement observed in the abovenoted studies were significant even after
adjusting for IQ, suggesting that leadsensitive neuropsychological processing
and learning factors not reflected by
global intelligence indices might
contribute to reduced performance on
academic tasks’’ (Ref. 13, pp. 8–29 to 8–
30).
With regard to potential implications
of lead effects on IQ, the Criteria
Document recognizes the ‘‘critical’’
distinction between population and
individual risk, identifying issues
regarding declines in IQ for an
individual and for the population. The
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Criteria Document further states that a
‘‘point estimate indicating a modest
mean change on a health index at the
individual level can have substantial
implications at the population level’’
(Ref. 13, p. 8–77). [FN 8. As an example,
the Criteria Document states, ‘‘although
an increase of a few mm Hg in blood
pressure might not be of concern for an
individual’s well-being, the same
increase in the population mean might
be associated with substantial increases
in the percentages of individuals with
values that are sufficiently extreme that
they exceed the criteria used to diagnose
hypertension’’ (Ref. 13, p. 8–77).] A
downward shift in the mean IQ value is
associated with both substantial
decreases in percentages achieving very
high scores and substantial increases in
the percentage of individuals achieving
very low scores (Ref. 13, p. 8–81). [FN
9. For example, for a population mean
IQ of 100 (and standard deviation of 15),
2.3% of the population would score
above 130, but a shift of the population
to a mean of 95 results in only 0.99%
of the population scoring above 130
(Ref. 13, pp. 8–81 to 8–82).] For an
individual functioning in the low IQ
range due to the influence of
developmental risk factors other than
lead, a lead-associated IQ decline of
several points might be sufficient to
drop that individual into the range
associated with increased risk of
educational, vocational, and social
failure (Ref. 13, p. 8–77).
Other cognitive effects observed in
studies of children have included effects
on attention, executive functions,
language, memory, learning, and
visuospatial processing (Ref. 13,
sections 5.3.5, 6.2.5, and 8.4.2.1), with
attention and executive function effects
associated with lead exposures indexed
by blood lead levels below 10 μg/dL
(Ref. 13, section 6.2.5 and pp. 8–30 to
8–31). The evidence for the role of lead
in this suite of effects includes
experimental animal findings (Ref. 13,
section 8.4.2.1; p. 8–31), which provide
strong biological plausibility of lead
effects on learning ability, memory and
attention (Ref. 13, section 5.3.5), as well
as associated mechanistic findings.
The persistence of such lead-induced
effects is described in the proposal and
the Criteria Document (e.g., Ref. 13,
sections 5.3.5, 6.2.11, and 8.5.2). The
persistence or irreversibility of such
effects can be the result of damage
occurring without adequate repair
offsets or of the persistence of lead in
the body (Ref. 13, section 8.5.2). It is
additionally important to note that there
may be long-term consequences of such
deficits over a lifetime. Poor academic
skills and achievement can have
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‘‘enduring and important effects on
objective parameters of success in real
life,’’ as well as increased risk of
antisocial and delinquent behavior (Ref.
13, section 6.2.16).
Multiple epidemiologic studies of
lead and child development have
demonstrated inverse associations
between blood lead concentrations and
children’s IQ and other cognitive-related
outcomes at successively lower lead
exposure levels over the past 30 years
(Ref. 13, section 6.2.13). For example,
the overall weight of the available
evidence, described in the Criteria
Document, provides clear substantiation
of neurocognitive decrements being
associated in children with mean blood
lead levels in the range of 5 to 10 μg/
dL, and some analyses indicate lead
effects on intellectual attainment of
children for which population mean
blood lead levels in the analysis ranged
from 2 to 8 μg/dL (Ref. 13, sections 6.2,
8.4.2, and 8.4.2.6). Thus, while blood
lead levels in U.S. children have
decreased notably since the late 1970s,
newer studies have investigated and
reported associations of effects on the
neurodevelopment of children with
blood lead levels similar to the more
recent, lower blood lead levels (Ref. 13,
chapter 6).
G. Recordkeeping and Reporting
EPA has also determined that public
policy would be better served by using
the renovation firm recordkeeping
requirements to increase awareness of
the RRP rule requirements among
owners and occupants of renovated
target housing or child-occupied
facilities. EPA’s stated purposes in
promulgating the recordkeeping
requirements were two-fold. ‘‘The first
is to allow EPA or an authorized State
to review a renovation firm’s
compliance with the substantive
requirements of the regulation through
reviewing the records maintained for all
of the renovation jobs the firm has done.
The second is to remind a renovation
firm what it must do to comply. EPA
envisioned that renovation firms would
use the recordkeeping requirements and
checklist as an aid to make sure that
they have done everything that they are
required to do for a particular
renovation’’ (Ref. 1, p. 21745). Several
commenters suggested that the
recordkeeping requirements could also
be used to provide valuable information
about the renovation to the owners and
occupants of buildings being renovated.
EPA responded to these comments by
stating that some of the information
identified by these commenters was
included in the ‘‘Renovate Right’’
pamphlet and that the pamphlet was the
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best way to get that information to the
owners and occupants. With respect to
the other items identified by these
commenters, EPA stated its belief that
the renovation firms were already
providing much of this information (Ref.
1, p. 21718).
As part of EPA’s preparations to
administer the RRP program, EPA has
been developing an education and
outreach campaign aimed at consumers.
In promulgating the RRP rule, EPA
recognized the importance of education
and outreach to consumers, to teach
them about lead-safe work practices and
to encourage them to hire certified
renovation firms (Ref. 1, p. 21702).
EPA’s work on the education and
outreach campaign has continued to
highlight the importance of an informed
public to the success of the RRP
program at minimizing exposures to
lead-based paint hazards that may be
created by renovations. As a result, EPA
has determined that copies of the
records required to be maintained by
renovation firms to document
compliance with the work practice
requirements, if provided to the owners
and occupants of the renovated
buildings, would serve to reinforce the
information provided by the ‘‘Renovate
Right’’ pamphlet on the potential
hazards of renovations and on the RRP
rule requirements. While the ‘‘Renovate
Right’’ pamphlet provides valuable
information about the requirements of
the RRP rule, the records that a firm
would give to owners and occupants
would provide useful information
regarding rule compliance that is not
found in the pamphlet. In covering the
significant training and work practice
provisions of the RRP rule, these records
would enable building owners and
occupants to better understand what the
renovation firm did to comply with the
RRP rule and how the RRP rule’s
provisions affected their specific
renovation. Educating the owners and
occupants in this way is likely to
improve their ability to assist the EPA
in monitoring compliance with the RRP
rule.
Therefore, EPA is proposing to require
that, when the final invoice for the
renovation is delivered, or within 30
days of the completion of the
renovation, whichever is earlier, the
renovation firm provide information
demonstrating compliance with the
training and work practice requirements
of the RRP rule to the owner of the
building being renovated and, if
different, to the occupants of the
renovated housing or the operator of the
child-occupied facility. For renovations
in common areas of target housing, the
renovation firm would have to provide
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the occupants of the affected housing
units instructions on how to review or
obtain this information from the
renovation firm at no charge to the
occupant. These instructions would
have to be included in the notice
provided to each affected unit under 40
CFR 745.84(b)(2)(i) or on the signs
posted in the common areas under 40
CFR 745.84(b)(2)(ii). EPA is proposing
similar requirements for renovations in
child-occupied facilities. Under this
proposed rule, the renovation firm
would be required to provide interested
parents or guardians instructions on
how to review or obtain a copy of these
records at no cost to the parents or
guardians. This could be accomplished
by mailing or hand delivering these
instructions, or by including them on
the signs posted under 40 CFR
745.84(c)(2)(ii).
Renovation firms would have to
provide training and work practice
information to owners and occupants in
a short, easily read checklist or other
form. EPA’s ‘‘Sample Renovation
Recordkeeping Checklist’’ may be used
for this purpose, but firms may develop
their own forms or checklists so long as
they include all of the required
information in a similar format. The
specific information that would be
required to be provided are the training
and work practice compliance
information required to be maintained
by 40 CFR 745.86(b)(7), as well as
identifying information on the
manufacturer and model of the test kits
used, if any, a description of the
components that were tested including
their locations, and the test kit results.
The checklist or form must include
documentation that a certified renovator
was assigned to the project, that the
certified renovator provided on-the-job
training for workers used on the project,
that the certified renovator performed or
directed workers who performed the
tasks required by the RRP rule, and that
the certified renovator performed the
post-renovation cleaning verification.
This documentation must include a
certification by the certified renovator
that the work practices were followed,
with narration as applicable. However,
EPA is not proposing to require that the
renovation firm automatically provide a
copy of the certified renovator’s training
certificate, which must be maintained in
the firm’s records pursuant to 40 CFR
745.86(b)(7), as an attachment to the
checklist or other form.
With respect to the option for dust
clearance in lieu of cleaning verification
under 40 CFR 745.85(c), the RRP rule
requires the renovation firm to provide
the associated results from dust wipe
sampling to the person who contracted
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for the renovation. This requirement
was promulgated in response to public
comments on the applicability of the
Lead Disclosure Rule, 40 CFR part 745,
subpart F, to dust lead testing reports.
These commenters stated that a
requirement for the information to be
provided to the owner of the property
was necessary in order to make sure that
the information would be available to be
disclosed in the future (Ref. 1, p. 21718).
However, in agreeing with these
commenters and acknowledging the
importance of having the dust sampling
reports available to disclose to future
purchasers and tenants, EPA neglected
to consider the importance of making
dust sampling information available to
the current occupants of renovated
rental target housing or child-occupied
facilities. While 40 CFR 745.107 would
require renovation-related dust
sampling reports to be disclosed to
target housing tenants at the next lease
renewal, this may be months or years
after the renovation was completed. In
addition, the Lead Disclosure Rule does
not apply to child-occupied facilities in
public or commercial buildings, so
those tenants may never receive this
information.
Therefore, EPA is proposing to require
that, if dust clearance is performed in
lieu of cleaning verification, the
renovation firm provide a copy of the
dust wipe sampling report(s) to the
owner of the building that was
renovated as well as to the occupants,
if different. With respect to renovations
in common areas of target housing or in
child-occupied facilities, EPA is also
proposing to require that these records
be made available to the tenants of the
affected housing units or the parents
and guardians of children under age 6
using the child-occupied facilities. Dust
sampling reports may be made available
to these groups in the same way as
training and work practice records, by
providing information on how to review
or obtain copies in individual
notifications or on posted signs.
H. Accreditation and Certification
Requirements
EPA was made aware by stakeholders
that some renovators want to take the
training course closer to April 2010
because they want to maximize their 5–
year certification which is not required
until the RRP rule becomes effective on
April 22, 2010. Under the RRP rule, the
5–year certification begins when the
renovator completes the training. The
Agency is concerned that if enough
renovators wait until April 2010 to take
the training it may cause training
courses to fill up resulting in a lack of
available courses near the effective date.
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In order to give renovators incentive to
take the course well in advance of the
April 2010 effective date, the Agency is
considering a change to the
requirements that would allow
renovator certifications issued on or
before the effective date of the RRP rule
to last until July 1, 2015. The Agency
requests comment on whether it should
extend the certification for renovators
that get their certification by April 22,
2010.
Another modification EPA is
considering involves the requirements
for training providers. Under the current
requirements for the accreditation of
training providers, Principle Instructors
must take a 16–hour lead-paint course
taught by EPA or an authorized State,
Tribe, or Territory. EPA is aware that
16–hours courses are not available in
every State, making it difficult for some
instructors to get the required training.
To address this problem, EPA is
considering reducing the hourly
requirement to 8 hours. This would
allow future instructors to take the 8–
hour renovator or dust sampling
technician trainings instead of a 16–
hour or longer abatement course. The
Agency believes that the renovator or
dust sampling technician courses would
be appropriate training for instructors
that want to teach these courses. The
Agency requests comment on whether
the 16–hour training requirement for
Principle Instructors should be reduced
to 8 hours.
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I. State Authorization
As part of the authorization process,
States and Indian Tribes must
demonstrate to EPA that they meet the
requirements of the RRP rule. The
Agency is proposing to give States and
Indian Tribes 1 year to demonstrate that
their programs include any new
requirements the EPA may promulgate,
such as the requirements in this
proposed rule. A State or Indian Tribe
would have to indicate that it meets the
requirements of the renovation program
in its application for approval or the
first report it submits under 40 CFR
745.324(h).
III. References
1. EPA. Lead; Renovation, Repair, and
Painting Program; Final Rule. Federal
Register (73 FR 21692, April 22, 2008)
(FRL–8355–7). Available on-line at:
https://www.gpoaccess.gov/fr.
2. EPA. Lead; Requirements for LeadBased Paint Activities in Target Housing
and Child-Occupied Facilities; Final
Rule. Federal Register (61 FR 45778,
August 29, 1996) (FRL–5389–9).
Available on-line at: https://
www.gpoaccess.gov/fr.
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16:11 Oct 27, 2009
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3. EPA. National Ambient Air Quality
Standards for Lead; Final Rule. Federal
Register (73 FR 66964, November 12,
2008) (FRL–8732–9). Available on-line
at: https://www.gpoaccess.gov/fr.
4. CDC. Preventing Lead Poisoning in
Young Children: A Statement by the
Centers for Disease Control and
Prevention. Atlanta, GA: U.S.
Department of Health and Human
Services, Public Health Service. August
2005.
5. EPA. Office of Pollution Prevention
and Toxics (OPPT). Economic Analysis
for the TSCA Lead Renovation, Repair,
and Painting Program Opt-out and
Recordkeeping Proposed Rule for Target
Housing and Child-Occupied Facilities.
October 2009.
6. U.S. Department of Commerce,
Bureau of Economic Analysis. Table
1.1.9. Implicit Price Deflators for Gross
Domestic Product. August 17, 2009.
7. EPA. Opt-out and Recordkeeping
Proposed Rule ICR Addendum for the
rulemaking entitled Lead: Elimination
of the Opt-Out Provision and Other
Amendments to the Renovation, Repair,
and Painting Program; Proposed Rule.
August 2009.
8. EPA. Initial Regulatory Flexibility
Analysis for the Elimination of the OptOut Provision and Other Amendments
to the Lead Renovation, Repair, and
Painting Program; Proposed Rule.
August 2009.
9. EPA. Report of the Small Business
Advocacy Review Panel on the Leadbased Paint Certification and Training;
Renovation and Remodeling
Requirements. March 3, 2000.
10. EPA. Lead; Renovation, Repair,
and Painting Program; Proposed Rule.
Federal Register (71 FR 1588, January
10, 2006) (FRL–7755–5). Available online at: https://www.gpoaccess.gov/fr.
11. EPA. Characterization of Dust
Lead Levels after Renovation, Repair,
and Painting Activities. November 13,
2007.
12. EPA. Unfunded Mandates Reform
Act Statement; Lead: Elimination of the
Opt-Out Provision and Other
Amendments to the Renovation, Repair,
and Painting Program; Proposed Rule.
August 2009.
13. EPA. Air Quality Criteria for Lead.
October 2006.
14. CASAC. ‘‘Clean Air Scientific
Advisory Committee’s (CASAC) Review
of the 1st Draft Lead Staff Paper and
Draft Lead Exposure and Risk
Assessments. March 27, 2007. Available
on-line at: https://yosemite.epa.gov/sab/
sabproduct.nsf/989B57DCD
436111B852572AC0079DA8A/$File/
casac-07-003.pdf.
15. CASAC. Clean Air Scientific
Advisory Committee’s (CASAC) Review
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55515
of the 2nd Draft Lead Human Exposure
and Health Risk Assessments
Document. September 27, 2007.
Available on-line at: https://
yosemite.epa.gov/sab/sabproduct.nsf/
2DCD6EF49CDD37B28525736
4005F93E4/$File/casac-07-007.pdf.
IV. Statutory and Executive Order
Reviews
A. Executive Order 12866
Under Executive Order 12866,
entitled ‘‘Regulatory Planning and
Review’’ (58 FR 51735, October 4, 1993),
it has been determined that this
proposed rule is a ‘‘significant
regulatory action’’ under section 3(f)(1)
of the Executive Order because EPA
estimates that it will have an annual
effect on the economy of $100 million
or more. Accordingly, this action was
submitted to the Office of Management
and Budget (OMB) for review under
Executive Order 12866 and any changes
made based on OMB recommendations
have been documented in the public
docket for this rulemaking as required
by section 6(a)(3)(E) of the Executive
Order.
In addition, EPA has prepared an
analysis of the potential costs and
benefits associated with this
rulemaking. This analysis is contained
in the Economic Analysis for the TSCA
Lead Renovation, Repair, and Painting
Program Opt-out and Recordkeeping
Proposed Rule for Target Housing and
Child-Occupied Facilities (Economic
Analysis, Ref. 5), which is available in
the docket for this action and is briefly
summarized here.
1. Number of facilities and
renovations. This proposed rule applies
to 78 million target housing units and
child-occupied facilities in pre-1978
facilities. There are approximately 40
million target housing units potentially
affected by the removal of the opt-out
provision (i.e., owner occupied housing
units where no child under age 6 or
pregnant woman resides and that do not
meet the definition of a child-occupied
facility). There are an additional 38
million facilities potentially affected by
the requirement that renovators provide
owners and occupants with copies of
the records required to be maintained by
the renovator to document compliance
with the training and work practice
requirements. Approximately 100,000 of
these facilities are child-occupied
facilities located in public or
commercial buildings, and the
remainder are located in target housing
(either in rental housing, owneroccupied housing where a child under
age 6 or pregnant woman resides, or
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owner-occupied housing that meets the
definition of a child-occupied facility).
The removal of the opt-out provision
will affect approximately 7.2 million
renovation events per year in the 40
million housing units previously
eligible to use the opt-out provision. In
the first year, there will be an estimated
5.4 million renovation, repair, and
painting events in these housing units
where the rule will cause lead-safe work
practices to be used. (In the remaining
1.8 million renovation events, test kits
for determining whether a surface
contains lead-based paint will indicate
that lead-based paint is not present.)
EPA expects test kits that more
accurately determine whether a painted
surface qualifies as lead-based paint will
become available in late 2010. Once the
improved test kits are available, the
number of renovation, repair, and
painting events using lead-safe work
practices due to the rule in housing
previously eligible for the opt-out
provision is expected to drop to 3.0
million events per year.
The requirement for renovators to
provide owners and occupants with
records demonstrating compliance with
the training and work practice
requirements will affect all of the 7.2
million renovation events per year in
housing units previously eligible for the
opt-out provision. This new
recordkeeping requirement will also
affect an additional 11.4 million
renovation events per year in the 38
million facilities ineligible for the optout provision.
EPA’s estimates are based on the
assumption that owners of housing
eligible for the opt-out provision would
always choose to exercise that
provision. To the extent that some
eligible homeowners would decline to
opt out, the number of renovation
events affected by the removal of the
opt-out would be lower than EPA has
estimated, as would the costs of this
action and the estimated number of
people protected by this action, since
they will choose to be protected by the
requirements of the RRP rule.
2. Options evaluated. EPA considered
a variety of options for addressing the
risks created by renovation, repair, and
painting activities disturbing lead-based
paint in housing previously eligible for
the opt-out provision. The Economic
Analysis analyzed several options,
including different options for the
effective date of the final rule when
published; an option phasing out the
opt-out provision depending on when
the facility was built (pre-1960 or pre1978); and different options for the work
practices (such as containment,
cleaning, and cleaning verification)
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required in housing previously eligible
for the opt-out provision.
All options evaluated in the Economic
Analysis would also require renovation
firms to provide owners and occupants
of the buildings with a copy of the
records demonstrating compliance with
the training and work practice
requirements of the RRP rule. This
additional recordkeeping requirement
would apply to renovation, repair, and
painting activities in all 78 million
target housing units and child-occupied
facilities.
3. Benefits. The benefits of the rule
result from the prevention of adverse
health effects attributable to lead
exposure from renovations in pre-1978
buildings. These health effects include
impaired cognitive function in children
and several illnesses in children and
adults, such as increased adverse
cardiovascular outcomes (including
increased blood pressure, increased
incidence of hypertension,
cardiovascular morbidity, and mortality)
and decreased kidney function.
Removing the opt-out provision will
protect children under the age of 6 who
visit a friend, relative, or caregiver’s
house where a renovation would have
been performed under the opt-out
provision; children who move into such
housing when their family purchases it
after such a renovation would have been
performed; and children who live in a
property adjacent to housing where
renovation would have been performed
under the opt-out provision. Removing
the opt-out provision will also protect
individuals age 6 and older who live in
houses that would have been renovated
under the opt-out provision; who move
into such housing; and who live in
adjacent properties.
EPA has estimated some of the
benefits of the rule by performing
calculations based on estimates of the
number of individuals in each of these
situations and the average benefit per
individual in similar situations from
previous RRP rule analyses with some
simple adjustments. The resulting
calculations provide a sense of the
magnitude of benefits from this action
but should not be interpreted as strict
upper or lower bound estimates of total
benefits. Based on two scenarios for
each of the situations described in the
previous paragraph, annualized benefits
for the proposed rule may range from
approximately $870 million to $3.2
billion assuming a discount rate of 3%,
and $920 million to $3.3 billion
assuming a discount rate of 7%. Within
these scenarios, 10% of these benefits
are attributable to avoided losses in
expected earnings due to IQ drop in
children under 6, and 90% to avoided
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medical costs (or other proxies for
willingness to pay) for hypertension,
coronary heart disease, stroke, and the
resulting incidence of deaths in older
individuals. For children under 6, the
largest proportion of these benefits
derive from moving into recently
renovated housing; for older
individuals, the largest proportion
derives from on-going residence in
houses that would have been renovated
under the opt-out provision.
EPA did not estimate benefits for
those who live near a house renovated
under the opt-out provision unless in a
contiguous attached home; those who
spend time in a friend’s or relative’s
house renovated under the opt-out
provision; and for health effects other
than IQ loss in children under 6 and
blood pressure effects in older
individuals.
To the extent that some eligible
homeowners would have declined to
opt out, the benefits of this action will
be lower than estimated, since exposed
persons will already be protected by the
requirements of the RRP program.
4. Costs. Removing the opt-out
provision will require firms performing
renovation, repair, and painting work
for compensation in housing previously
eligible for the opt-out provision to
follow the training, certification, and
work practice requirements of the RRP
rule. This may result in additional costs
for these firms. Furthermore, the
additional recordkeeping requirements
in this proposed rule will increase costs
of renovations in all target housing and
child-occupied facilities. Costs may be
incurred by contractors that work in
these buildings, landlords that use their
own staff to work in buildings they lease
out; and child-occupied facilities that
use their own staff to work in buildings
they occupy.
The proposed rule is estimated to cost
approximately $500 million in the first
year. The cost is estimated to drop to
approximately $300 million per year
starting with the second year, when
improved test kits for detecting the
presence of lead-based paint are
assumed to become available. Over $200
million per year of the cost in
subsequent years is due to the work
practice requirements in housing
previously covered by the opt-out
provision. Training for renovators and
workers and certification for firms
working in housing previously covered
by the opt-out provision is estimated to
add approximately $50 million per year
to the cost. Requiring renovators to
provide owners and occupants with
copies of the recordkeeping required to
document compliance with the RRP rule
training and work practice requirements
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costs approximately $30 million per
year, with about two thirds of this
incurred in housing that was previously
eligible for the opt-out provision.
Note that the costs of this proposed
rule as estimated in the Economic
Analysis are expressed in 2005 dollars.
To express values in terms of current
dollars, the Implicit Price Deflator for
Gross Domestic Product as determined
by the Bureau of Economic Analysis can
be consulted for an indication of how
nominal prices for goods and services
produced in the economy have changed
over time. From 2005 to the second
quarter of 2009, the implicit price
deflator increased from 100 to 109.753,
a difference of approximately 10% (Ref.
6).
The cost estimates for training and
certification assume that renovation
firms are somewhat specialized in terms
of whether they work in facilities where
the RRP rule is applicable. However,
there may be many instances where
firms working in opt-out housing will
already have become certified, and their
staff been trained, because they also
work in regulated facilities ineligible for
the opt-out provision. If firms are less
specialized than the analysis assumed,
there may be little to no incremental
training and certification costs due to
the proposed rule. Furthermore, to the
extent that some eligible homeowners
would have declined to opt out, the
work practice costs for removing the
opt-out provision will be less than
estimated. EPA requests comment on
the degree to which the same firms and
renovators are likely to work both in
opt-out housing and in child-occupied
facilities and target housing that are
ineligible for the opt-out provision.
The options EPA analyzed with a
phase in or a delayed effective date for
removing the opt-out provision have a
lower cost in the first 2 years but have
identical costs to the proposed rule
beginning in the third year. Costs of the
options with different work practice
requirements for the housing previously
eligible for the opt-out provision would
be 1% to 17% lower than the proposed
rule. This difference would all be due to
lower work practice costs, as the
training, certification, and
recordkeeping costs would be the same
for these options as for this proposed
rule.
B. Paperwork Reduction Act
The information collection
requirements contained in this proposed
rule have been submitted for approval to
the Office of Management and Budget
(OMB) under the Paperwork Reduction
Act (PRA), 44 U.S.C. 3501 et seq. EPA
has prepared an Information Collection
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Request (ICR) document to amend an
existing approved ICR. The ICR
document, referred to as the Opt-out
and Recordkeeping Proposed Rule ICR
Addendum and identified under EPA
ICR No. 1715.11 and OMB Control
Number 2070–0155, has been placed in
the docket for this proposed rule (Ref.
7). The information collection
requirements are not enforceable until
OMB approves them.
Burden under PRA means the total
time, effort, or financial resources
expended by persons to generate,
maintain, retain, disclose, or provide
information to or for a Federal agency.
This includes the time needed to review
instructions; develop, acquire, install,
and utilize technology and systems for
the purposes of collecting, validating,
and verifying information, processing
and maintaining information, and
disclosing and providing information;
adjust the existing ways to comply with
any previously applicable instructions
and requirements; train personnel to be
able to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
The information collection activities
contained in this proposed rule are
designed to assist the Agency in meeting
the core objectives of TSCA section 402.
EPA has carefully tailored the
recordkeeping requirements so they will
permit the Agency to achieve statutory
objectives without imposing an undue
burden on those firms that choose to be
involved in renovation, repair, and
painting activities.
The information collection
requirements under this proposed rule
may affect training providers as well as
firms that perform renovation, repair, or
painting for compensation. Removing
the opt-out provision may cause
additional renovators to become trained
and firms to become certified, and there
are paperwork requirements for both of
these activities. Removing the opt-out
provision will also create paperwork
due to the requirement to maintain
records documenting compliance with
the training and work practice
requirements. This proposed rule also
requires renovation firms to provide
owners and occupants with these
records. Although firms have the option
of choosing to engage in the covered
activities, once a firm chooses to do so,
the information collection activities
become mandatory for that firm.
The ICR document provides a detailed
presentation of the estimated paperwork
burden and costs resulting from this
proposed rule. The burden to training
providers and firms engaged in
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renovation, repair, and painting
activities is summarized in this unit.
Because this analysis assumes that
renovation firms are somewhat
specialized in terms of whether they
work in facilities where the RRP rule
requirements are applicable, removing
the opt-out provision is estimated to
result in additional renovators becoming
trained and additional renovation firms
becoming certified. Training additional
renovators will increase the paperwork
burden for training providers, since they
must submit records to EPA (or an
authorizing State, Tribe, or Territory)
pertaining to each student attending a
training course. Approximately 170
training providers are estimated to incur
an average burden of about 40 hours
each for additional notifications,
resulting in an increase in training
provider burden averaging 7,000 hours
per year as a result of the removal of the
opt-out provision.
Removing the opt-out provision is
estimated to result in up to 111,000
additional firms becoming certified to
engage in renovation, repair, or painting
activities. The average certification
burden is estimated to be 3.5 hours per
firm in the year a firm is initially
certified, and 0.5 hours in years that it
is re-certified (which occurs every 5
years). Firms must keep records of the
work they perform; this recordkeeping
is estimated to average approximately 5
hours per year per firm. And under this
proposed rule, firms must also provide
a copy of the records demonstrating
compliance with the training and work
practice requirements of the RRP rule to
the owners and occupants of buildings
being renovated. This additional
recordkeeping requirement is estimated
to average approximately 3.3 hours per
year per firm. The total annual burden
for these 111,000 firms is estimated to
average 1,072,000 hours, of which
362,000 hours is due to the
recordkeeping requirement to provide
owners and occupants with
documentation of the training and work
practices used.
To the extent that firms working in
housing eligible for the opt-out
provision will already have incurred the
training and certification burdens
because they also work in regulated
facilities ineligible for the opt-out
provision, the training and certification
burden for this action will be lower than
estimated.
The requirement that firms provide
owners and occupants with a copy of
the records demonstrating compliance
with the training and work practice
requirements of the RRP rule also
applies to firms working in buildings
that were not eligible for the opt-out
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provision. There are an estimated
211,000 such firms with an average
annual burden of approximately 2.7
hours per firm, resulting in a total
burden of 568,000 hours per year for
these firms.
Total respondent burden for training
providers and certified firms from
removing the opt-out provision and
requiring additional recordkeeping is
estimated to average approximately
1,647,000 hours per year during the 3
year period covered by the ICR.
The proposed rule may also result in
additional government costs to
administer the program (to process the
additional training provider
notifications and to administer and
enforce the program for firms working
in housing previously eligible for the
opt-out provision). States, Tribes, and
Territories are allowed, but are under no
obligation, to apply for and receive
authorization to administer these
requirements. EPA will directly
administer programs for States, Tribes,
and Territories that do not become
authorized. Because the number of
States, Tribes, and Territories that will
become authorized is not known,
administrative costs are estimated
assuming that EPA will administer the
program everywhere. To the extent that
other government entities become
authorized, EPA’s administrative costs
will be lower.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations codified
in chapter I of title 40 of the CFR, after
appearing in the preamble of the final
rule, are listed in 40 CFR part 9, are
displayed either by publication in the
Federal Register or by other appropriate
means, such as on the related collection
instrument or form, if applicable. When
the ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in the final rule.
To comment on the Agency’s need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, EPA has established
a docket for this proposed rule, which
includes this ICR, under docket ID
number EPA–HQ–OPPT–2005–0049.
Submit any comments related to the ICR
to EPA and OMB. See ADDRESSES for
where to submit comments to EPA.
Send comments to OMB at the Office of
Information and Regulatory Affairs,
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Office of Management and Budget, 725
17th St., NW., Washington, DC 20503,
Attention: Desk Office for EPA. Since
OMB is required to make a decision
concerning the ICR between 30 and 60
days after October 28, 2009, a comment
to OMB is best assured of having its full
effect if OMB receives it by November
27, 2009. The final rule will respond to
any OMB or public comments on the
information collection requirements
contained in this proposed rule.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of this proposed rule on small entities,
small entity is defined in accordance
with section 601 of RFA as:
1. A small business as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201.
2. A small governmental jurisdiction
that is a government of a city, county,
town, school district, or special district
with a population of less than 50,000.
3. A small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.
As required by section 603 of RFA,
EPA has prepared an initial regulatory
flexibility analysis (IRFA) for this
proposed rule. The IRFA is available for
review in the docket and is summarized
in this unit (Ref. 8).
1. Reasons why action by the Agency
is being considered. After further
consideration of the opt-out provision,
the Agency believes it is in the best
interest of the public to remove the
provision. EPA believes that the opt-out
provision is not sufficiently protective
for children under age 6 and pregnant
women, because it does not provide
protection from improperly performed
renovations for visiting children and
pregnant women; for children and
pregnant women who move into a
newly purchased house that was
recently renovated under the opt-out
provision; and for children and
pregnant women who live adjacent to a
home where the exterior is being
renovated under the opt-out provision.
In addition, while the RRP rule focused
mainly on protecting young children
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and pregnant women from lead hazards,
exposure can result in adverse health
effects for older children and adults as
well. Removing the opt-out provision
will protect older children and adult
occupants of target housing where no
child under age 6 or pregnant woman
resides, as well as residents of adjacent
properties. Finally, EPA believes that
implementing the regulations without
the opt-out provision promotes, to a
greater extent, the statutory directive to
promulgate regulations covering
renovation activities in target housing.
EPA has determined that providing
owners and occupants of renovated
buildings with copies of the records
documenting the renovation firm’s
compliance with the RRP rule’s training
and work practice requirements will
serve to reinforce information on both
the potential hazards of renovations and
on the RRP rule’s requirements. It will
also enable building owners and
occupants to better understand what the
renovation firm did to comply with the
RRP rule and how the rule’s provisions
affected their specific renovation.
Educating the owners and occupants in
this way is likely to improve their
ability to assist the EPA in monitoring
compliance with the RRP rule. These
improvements in education and
monitoring will improve compliance
with the RRP rule, which will
ultimately protect children and adults
from exposure to lead hazards due to
renovation activities.
2. Legal basis and objectives for this
proposed rule. TSCA section 402(c)(2)
directs EPA to study the extent to which
persons engaged in renovation, repair,
and painting activities are exposed to
lead or create lead-based paint hazards
regularly or occasionally. After
concluding this study, TSCA section
402(c)(3) further directs EPA to revise
its lead-based paint activities
regulations under TSCA section 402(a)
to apply to renovation or remodeling
activities that create lead-based paint
hazards. Because EPA’s study found
that activities commonly performed
during renovation and remodeling
create lead-based paint hazards, EPA
issued the RRP rule in 2008 (Ref. 1). In
issuing the RRP rule, EPA revised the
TSCA section 402(a) regulatory scheme
to apply to individuals and firms
engaged in renovation, repair, and
painting activities. In this proposed
rule, EPA is revising the TSCA section
402(c)(3) rule to cover renovations in all
target housing and child-occupied
facilities. In so doing, EPA has also
taken into consideration the
environmental, economic, and social
impact of this proposed rule as provided
in TSCA section 2(c). A central objective
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of this proposed rule is to minimize
exposure to lead-based paint hazards
created during renovation, repair, and
painting activities in all target housing
and other buildings frequented by
children under age 6.
3. Potentially affected small entities.
Small entities include small businesses,
small organizations, and small
governmental jurisdictions. The small
entities that are potentially directly
regulated by this proposed rule include:
Small businesses (including contractors
and property owners and managers);
small nonprofits (certain childcare
centers and private schools); and small
governments (school districts which
operate pre-schools, kindergartens and
certain child care centers).
In determining the number of small
businesses affected by the proposed
rule, the Agency applied U.S. Economic
Census data to the SBA’s definition of
small business. However, applying the
U.S. Economic Census data requires
either under or overestimating the
number of small businesses affected by
the proposed rule. For example, for
many construction establishments, the
SBA defines small businesses as having
revenues of less than $14 million. With
respect to those establishments, the U.S.
Economic Census data groups all
establishments with revenues of $10
million or more into one revenue
bracket. On the one hand, using data for
the entire industry would overestimate
the number of small businesses affected
by the proposed rule and would defeat
the purpose of estimating impacts on
small business. It would also
underestimate the proposed rule’s
impact on small businesses because the
impacts would be calculated using the
revenues of large businesses in addition
to small businesses. On the other hand,
applying the closest, albeit lower,
revenue bracket would underestimate
the number of small businesses affected
by the proposed rule while at the same
time overestimating the impacts. Similar
issues arose in estimating the fraction of
property owners and managers that are
small businesses. EPA has concluded
that a substantial number of small
businesses will be affected by the rule.
Consequently, EPA has chosen to be
more conservative in estimating the cost
impacts of the rule by using the closest,
albeit lower, revenue bracket for which
U.S. Economic Census data is available.
For other sectors (nonprofits operating
childcare centers or private schools),
EPA assumed that all affected firms are
small, which may overestimate the
number of small entities affected by the
proposed rule.
The vast majority of entities in the
industries affected by this proposed rule
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are small. Using EPA’s estimates, the
revisions to the renovation, repair, and
painting program will affect
approximately 289,000 small entities.
4. Potential economic impacts on
small entities. EPA evaluated two
factors in its analysis of the proposed
rule’s requirements on small entities,
the number of firms that would
experience the impact, and the size of
the impact. Average annual compliance
costs as a percentage of average annual
revenues were used to assess the
potential average impacts of the rule on
small businesses and small
governments. This ratio is a good
measure of entities’ ability to afford the
costs attributable to a regulatory
requirement, because comparing
compliance costs to revenues provides a
reasonable indication of the magnitude
of the regulatory burden relative to a
commonly available measure of
economic activity. Where regulatory
costs represent a small fraction of a
typical entity’s revenues, the financial
impacts of the regulation on such
entities may be considered as not
significant. For non-profit organizations,
impacts were measured by comparing
rule costs to annual expenditures. When
expenditure data were not available,
however, revenue information was used
as a proxy for expenditures. It is
appropriate to calculate the impact
ratios using annualized costs, because
these costs are more representative of
the continuing costs entities face to
comply with the proposed rule.
Of the approximately 289,000 small
entities estimated to incur costs due to
the proposed rule, an estimated 101,000
small residential contractors are
assumed to seek certification as a result
of the removal of the opt-out provision;
therefore, they would incur training,
certification, work practice, and
recordkeeping costs. The remaining
estimated 189,000 small entities
(working in buildings that were not
eligible for the opt-out) are only
expected to incur costs due to the
additional recordkeeping provisions in
the proposed rule.
The average cost to a typical small
renovation contractor of removing the
opt-out provision ranges from about
$1,100 to about $6,400, depending on
the industry sector. This represents
0.8% to 1.7% of revenues depending on
the industry sector. Overall, an
estimated 101,000 small businesses
would be affected by the removal of the
opt-out provision, with average impacts
of 1.10%of revenues.
This proposed rule’s new
recordkeeping requirement has an
average cost of $1 to $280 for entities
not affected by removal of the opt-out
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provision. This results in incremental
cost impacts ranging from 0.0001% to
0.08% of revenues. An estimated
189,000 small entities would be affected
solely by the additional recordkeeping
requirement, including 165,000 small
businesses with average impacts of
0.03% of revenues, 17,000 small nonprofits with average impacts of
0.0005%, and 6,000 small governments
with average impacts of 0.0001%.
Combining the removal of the opt-out
provision with the new recordkeeping
requirement, a total of 289,000 small
entities would be affected by the
proposed rule, including 266,000 small
businesses with average impacts of
0.4%, 17,000 small non-profits with
average impacts of 0.0005%, and 6,000
small governments with average impacts
of 0.0001%.
To the extent that renovators and
firms working in housing eligible for the
opt-out provision will already have
become trained and certified because
they also work in regulated facilities
ineligible for the opt-out provision, or to
the extent that eligible homeowners
would decline to opt out, the average
impacts of this action will be lower than
estimated.
Some of the small entities subject to
the rule have employees while others
are non-employers. The non-employers
typically perform fewer jobs than firms
with employees, and thus have lower
work practice compliance costs.
However, they also have lower average
revenues than entities with employees,
so their impacts (measured as costs
divided by revenues) can be higher.
Impact estimates for non-employers
should be interpreted with caution, as
some non-employers may have
significant issues related to
understatement of income, which would
tend to exaggerate the average impact
ratio for this class of small entities.
There are 75,000 non-employer
renovation contractors estimated to be
affected by the removal of the opt-out
provision. The average cost to these
contractors is estimated to be $1,193
apiece. This represents 1.3% to 4.7% of
reported revenues, depending on the
industry sector. This proposed rule’s
new recordkeeping requirement is
estimated to affect an additional 96,000
non-employer renovation contractors
not affected by removal of the opt-out
provision. The costs to these contractors
are estimated to be $42 apiece. This
represents 0.05% to 0.17% of revenues,
depending on the industry sector.
5. Relevant Federal rules. The
requirements in this proposed rule will
fit within an existing framework of other
Federal regulations that address leadbased paint. Notably, the Pre-
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Renovation Education Rule, 40 CFR
745.85, requires renovators to distribute
a lead hazard information pamphlet to
owners and occupants before
conducting a renovation in target
housing and child-occupied facilities.
This proposed rule’s requirement that
renovators provide owners and
occupants with records documenting
compliance with the program’s training
and work practice requirements
complements the existing prerenovation education requirements.
6. Skills needed for compliance.
Under the lead renovation, repair, and
painting program requirements,
renovators and dust sampling
technicians working in target housing
and child-occupied facilities have to
take a course to learn the proper
techniques for accomplishing the tasks
they will perform during renovations.
These courses are intended to provide
them with the information they would
need to comply with the rule based on
the skills they already have. Renovators
then provide on-the-job training in work
practices to any other renovation
workers used on a particular renovation.
Entities are required to apply for
certification to perform renovations; this
process does not require any special
skills other than the ability to complete
the application. They also need to
document their training and the work
practices used during renovations. This
does not require any special skills.
7. Small Business Advocacy Review
Panel. EPA has been concerned with
potential small entity impacts since the
earliest stages of planning for the RRP
program under section 402(c)(3) of
TSCA. EPA conducted outreach to small
entities and, pursuant to section 609 of
RFA, convened a Small Business
Advocacy Review Panel (the Panel) in
1999 to obtain advice and
recommendations of representatives of
the regulated small entities. EPA
identified eight key elements of a
potential renovation and remodeling
regulation for the Panel’s consideration.
These elements were: Applicability and
scope, firm certification, individual
training and certification, accreditation
of training courses, work practice
standards, prohibited practices, exterior
clearance, and interior clearance.
Details on the Panel and its
recommendations are provided in the
Panel Report (Ref. 9). Information on
how EPA implemented the Panel’s
recommendations in the development of
the RRP program is available in Unit
VIII.C. of the preamble to the proposed
RRP rule (Ref. 10) and in Unit V.C. of
the preamble to the RRP rule (Ref. 1).
EPA believes that the conclusions it
made in 2008 regarding these
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recommendations are applicable to this
proposal, particularly with respect to
the removal of the opt-out provision.
8. Alternatives considered. EPA
considered several significant
alternatives to this proposed rule that
could affect the economic impacts of the
proposed rule on small entities. These
alternatives would have applied to both
small and large entities, but given the
number of small entities in the affected
industries, these alternatives would
primarily affect small entities. For the
reasons described in this unit, EPA
believes these alternatives are not
consistent with the objectives of the
rule.
i. Delayed effective date. EPA
considered an option that would delay
the removal of the opt-out provision by
6 months, and another option that
would delay the date by 12 months.
These options would make the RRP
program more complex to implement
and might lead to confusion by
renovators and homeowners. These
options would also lead to increased
exposures during the delay period,
including exposures to children under
the age of 6 and pregnant women.
Therefore, EPA believes that these
options are not consistent with the
stated objectives of the proposed rule.
ii. Staged approach. EPA considered
a staged approach that would initially
remove the opt-out provision in pre1960 housing, and then remove it in
housing built between 1960 and 1978 a
year later. This would make the RRP
program more complex to implement
and might lead to confusion by
renovators and homeowners. It would
also increase exposures during the first
year of the rule from renovations in
houses built between 1960 and 1978,
including exposures to children under
the age of 6 and pregnant women. EPA
does not believe that the reduced
burden of a staged approach outweighs
the implementation complexity and
additional exposures that it would
create. Therefore, EPA believes that this
option is not consistent with the stated
objectives of the rule.
iii. Alternate work practices. EPA also
considered different options for the
work practice requirements in housing
that was previously eligible for the optout provision. Specifically, EPA
considered options: With the
containment requirements specified in
40 CFR 745.85, but without any
cleaning or cleaning verification work
practices; with the cleaning and
cleaning verification requirements
specified in 40 CFR 745.85, but without
any containment work practices; with
the cleaning requirements specified in
40 CFR 745.85, but without any
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containment or cleaning verification
work practices; and with the
containment, cleaning, and cleaning
verification requirements specified in 40
CFR 745.85, but without the
prohibitions or restrictions on paint
removal practices specified in 40 CFR
745.85(a)(3) (i.e., open-flame burning or
torching, the use of machines that
remove paint through high-speed
operation without HEPA exhaust
control, and heat guns operating in
excess of 1,100 degrees Fahrenheit).
EPA’s Dust Study (Ref. 11) indicated
that renovation, repair, and paint
preparation activities produce large
quantities of lead dust that create dustlead hazards. The Dust Study showed
that the largest decreases in dust levels
were observed in the experiments where
the rule’s practices of containment,
specialized cleaning, and cleaning
verification were all used. The Dust
Study indicated that if the prohibited
and restricted practices are avoided, the
suite of work practices as a whole are
effective at addressing the lead-paint
dust that is generated during renovation
activities. This is discussed in more
detail in the RRP rule (Ref. 1, pp.
21696–21697).
As required by section 212 of Small
Business Regulatory Enforcement
Fairness Act (SBREFA), EPA issued a
Small Entity Compliance Guide (the
Guide) in December 2008 to help small
entities comply with the RRP rule. The
Guide is available at: https://
www.epa.gov/lead/pubs/
sbcomplianceguide.pdf or from the
National Lead Information Center by
calling 1–800–424–LEAD [5323].
Hearing- or speech-challenged
individuals may access this number
through TTY by calling the toll-free
Federal Relay Service at 1–800–877–
8339. EPA will revise the Guide, as
necessary, to reflect this rulemaking
activity.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under section 202 of UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and Tribal governments, in the
aggregate, or to the private sector, of
$100 million or more in any 1 year.
Before promulgating an EPA rule for
which a written statement is needed,
section 205 of UMRA generally requires
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EPA to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
most cost-effective or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including Tribal
governments, it must have developed
under section 203 of UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA proposal rules
with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
Under UMRA Title II, EPA has
determined that this proposed rule
contains a Federal mandate that may
result in expenditures that exceed the
inflation-adjusted UMRA threshold of
$100 million by the private sector in any
1 year, but it will not result in such
expenditures by State, local, and Tribal
governments in the aggregate.
Accordingly, EPA has prepared a
written statement under section 202 of
UMRA which has been placed in the
docket for this proposed rule (Ref. 12)
and is summarized here.
1. Authorizing legislation. This
proposed rule is issued under the
authority of TSCA sections 402(c)(3),
404, 406, and 407 (15 U.S.C. 2682(c)(3),
2684, 2686, and 2687).
2. Cost-benefit analysis. EPA has
prepared an analysis of the costs and
benefits associated with this proposed
rule, a copy of which is available in the
docket for this proposed rule (Ref. 5).
The Economic Analysis presents the
costs of this proposed rule as well as
various regulatory options and is
summarized in Unit IV.A. EPA has
estimated the total costs of this
proposed rule at $500 million in the
first year and $300 million per year
thereafter.
The benefits of the proposed rule
result from the prevention of adverse
health effects attributable to lead
exposure from renovations in pre-1978
buildings. These health effects include
impaired cognitive function in children
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and several illnesses in children and
adults, such as increased adverse
cardiovascular outcomes (including
increased blood pressure, increased
incidence of hypertension,
cardiovascular morbidity, and mortality)
and decreased kidney function.
3. State, local, and Tribal government
input. EPA has sought input from State,
local, and Tribal government
representatives throughout the
development of the renovation, repair,
and painting program. EPA’s experience
in administering the existing lead-based
paint activities program under TSCA
section 402(a) suggests that these
governments will play a critical role in
the successful implementation of a
national program to reduce exposures to
lead-based paint hazards associated
with renovation, repair, and painting
activities. Consequently, as discussed in
Unit III.C.2. of the preamble to the
proposed RRP rule (Ref. 10), the Agency
has met with State, local, and Tribal
government officials on numerous
occasions to discuss renovation issues.
4. Least burdensome option. EPA has
considered a wide variety of options for
addressing the risks presented by
renovation activities where lead-based
paint is present. As part of the
development of the renovation, repair,
and painting program, EPA considered
different options for the scope of the
proposed rule, various combinations of
training and certification requirements
for individuals who perform
renovations, various combinations of
work practice requirements, and various
methods for ensuring that no lead-based
paint hazards are left behind by persons
performing renovations. The Economic
Analysis for this proposed rule analyzed
several additional options for the
phasing, effective date, and work
practices required for the additional
owner-occupied housing affected by the
removal of the opt-out provision. As
described in Unit IV.C., EPA has
preliminarily concluded that the
options for delaying or phasing the
effective date would make the RRP
program more complex to implement,
might lead to confusion by renovators
and homeowners, and would lead to
increased exposures. Currently EPA
believes that the preferred option is the
least burdensome option available that
achieves a central objective of this
proposed rule, which is to minimize
exposure to lead-based paint hazards
created during renovation, repair, and
painting activities in all target housing
and other buildings frequented by
children under age 6.
This proposed rule does not contain
a significant Federal intergovernmental
mandate as described by section 203 of
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UMRA. Based on the definition of
‘‘small government jurisdiction’’ in RFA
section 601, no State governments can
be considered small. Small Territorial or
Tribal governments may apply for
authorization to administer and enforce
this program, which would entail costs,
but these small jurisdictions are under
no obligation to do so.
EPA has determined that this
proposed rule contains no regulatory
requirements that might significantly or
uniquely affect small governments.
Small governments operate public
housing, and schools that are childoccupied facilities. If these governments
perform renovations in these facilities,
they may incur very small additional
costs to provide residents, parents or
guardians with copies of the records
documenting compliance with the
training and work practice
requirements. EPA generally measures a
significant impact under UMRA as
being expenditures, in the aggregate, of
more than 1% of small government
revenues in any 1 year. As explained in
Unit IV.C.4., the proposed rule is
expected to result in small government
impacts well under 1% of revenues. So
EPA has determined that the rule does
not significantly affect small
governments. Nor does the rule
uniquely affect small governments, as
the proposed rule is not targeted at
small governments, does not primarily
affect small governments, and does not
impose a different burden on small
governments than on other entities that
operate child-occupied facilities.
E. Executive Order 13132
Pursuant to Executive Order 13132,
entitled ‘‘Federalism’’ (64 FR 43255,
August 10, 1999), EPA has determined
that this proposed rule does not have
‘‘federalism implications,’’ because it
will not have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in Executive Order 13132.
Thus, Executive Order 13132 does not
apply to this proposed rule. States are
able to apply for, and receive
authorization to administer the lead
renovation, repair, and painting
program requirements, but are under no
obligation to do so. In the absence of a
State authorization, EPA will administer
the requirements. Nevertheless, in the
spirit of the objectives of this Executive
Order, and consistent with EPA policy
to promote communications between
the Agency and State and local
governments, EPA consulted with
representatives of State and local
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governments in developing the
renovation, repair, and painting
program. These consultations were
described in the preamble to the
proposed RRP rule (Ref. 10).
F. Executive Order 13175
As required by Executive Order
13175, entitled ‘‘Consultation and
Coordination with Indian Tribal
Governments’’ (59 FR 22951, November
6, 2000), EPA has determined that this
proposed rule does not have Tribal
implications because it will not have
substantial direct effects on Tribal
governments, on the relationship
between the Federal government and
the Indian Tribes, or on the distribution
of power and responsibilities between
the Federal government and Indian
Tribes, as specified in the Order. Tribes
are able to apply for and receive
authorization to administer the lead
renovation, repair, and painting
program on Tribal lands, but Tribes are
under no obligation to do so. In the
absence of a Tribal authorization, EPA
will administer these requirements.
While Tribes may operate public
housing or child-occupied facilities
covered by the rule such as
kindergartens, pre-kindergartens, and
daycare facilities, EPA has determined
that this rule would not have substantial
direct effects on the Tribal governments
that operate these facilities.
Thus, Executive Order 13175 does not
apply to this proposed rule. Although
Executive Order 13175 does not apply,
EPA consulted with Tribal officials and
others by discussing potential
renovation regulatory options for the
renovation, repair, and painting
program at several national lead
program meetings hosted by EPA and
other interested Federal agencies.
mstockstill on DSKH9S0YB1PROD with PROPOSALS
G. Executive Order 13045
Executive Order 13045, entitled
‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’ (62 FR 19885, April 23, 1997)
applies to this proposed rule because it
is an ‘‘economically significant
regulatory action’’ as defined by
Executive Order 12866, and because the
environmental health or safety risk
addressed by this action may have a
disproportionate effect on children.
A central purpose of this proposed
rule is to minimize exposure to leadbased paint hazards created during
renovation, repair, and painting
activities in all housing and other
buildings frequented by children under
age 6. In the absence of this regulation,
adequate work practices are not likely to
be employed during renovation, repair,
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and painting activities in housing
eligible for the opt-out provision.
Removing the opt-out provision will
protect children under the age of 6 who
visit a friend, relative, or caregiver’s
house where a renovation would have
been performed under the opt-out
provision; children who move into such
housing when their family purchases it
after such a renovation would have been
performed; and children who live in a
property adjacent to owner-occupied
housing where renovation would have
been performed under the opt-out
provision. Removing the opt-out
provision will also protect children age
6 and older who live in houses that
would have been renovated under the
opt-out provision; who move into such
housing; and who live in adjacent
properties.
Economic Analysis, which is available
in the public docket for this rulemaking
(Ref. 5). As a result of this assessment,
the Agency has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population.
H. Executive Order 13211
This proposed rule is not a
‘‘significant energy action’’ as defined in
Executive Order 13211, entitled
‘‘Actions concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001) because it is not likely to have
any adverse effect on the supply,
distribution, or use of energy.
Dated: October 20, 2009.
Lisa P. Jackson,
Administrator.
I. National Technology Transfer and
Advancement Act of 1995
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, 12(d) (15 U.S.C. 272 note), directs
EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This proposed rulemaking does not
involve technical standards. Therefore,
EPA is not considering the use of any
voluntary consensus standards.
J. Executive Order 12898
Pursuant to Executive Order 12898,
entitled ‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’ (59 FR 7629, February 16,
1994), EPA has assessed the potential
impact of this rule on minority and lowincome populations. The results of this
assessment are presented in the
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List of Subjects in 40 CFR Part 745
Environmental protection, Lead,
Lead-based paint, Renovation, Reporting
and recordkeeping requirements.
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
1. The authority citation for part 745
continues to read as follows:
Authority: 15 U.S.C. 2605, 2607, 2681–
2692 and 42 U.S.C. 4852d.
2. Section 745.81 is amended by
revising paragraph (a)(4) to read as
follows:
§ 745.81
Effective dates.
(a)
*
*
*
(4) Work practices. On or after April
22, 2010, all renovations must be
performed in accordance with the work
practice standards in § 745.85 and the
associated recordkeeping requirements
in § 745.86(b)(1) and (b)(6) in target
housing or child-occupied facilities,
unless the renovation qualifies for one
of the exceptions identified in §
745.82(a).
*
*
*
*
*
§ 745.82
[Amended]
3. Section 745.82 is amended by
removing paragraph (c).
4. Section 745.84 is amended by
revising paragraphs (b)(2), (c)(2)
introductory text, and (c)(2)(ii) to read
as follows:
§ 745.84 Information distribution
requirements.
*
*
*
*
*
(b)
*
*
*
(2) Comply with one of the following.
(i) Notify in writing, or ensure written
notification of, each affected unit and
make the pamphlet available upon
request prior to the start of renovation.
Such notification shall be accomplished
by distributing written notice to each
affected unit. The notice shall describe
E:\FR\FM\28OCP1.SGM
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the general nature and locations of the
planned renovation activities; the
expected starting and ending dates; and
a statement of how the occupant can
obtain the pamphlet and a copy of the
records required by § 745.86(c) and (d),
at no cost to the occupants, or
(ii) While the renovation is ongoing,
post informational signs describing the
general nature and locations of the
renovation and the anticipated
completion date. These signs must be
posted in areas where they are likely to
be seen by the occupants of all of the
affected units. The signs must be
accompanied by a posted copy of the
pamphlet or information on how
interested occupants can review a copy
of the pamphlet or obtain a copy from
the renovation firm at no cost to
occupants. The signs must also include
information on how interested
occupants can review a copy of the
records required by § 745.86(c) and (d)
or obtain a copy from the renovation
firm at no cost to the occupants.
*
*
*
*
*
(c)
*
*
*
(2) Provide the parents and guardians
of children using the child-occupied
facility with the pamphlet, information
describing the general nature and
locations of the renovation and the
anticipated completion date, and
information on how interested parents
or guardians of children frequenting the
child-occupied facility can review a
copy of the records required by §
745.86(c) and (d) or obtain a copy from
the renovation firm at no cost to the
occupants by complying with one of the
following:
*
*
*
*
*
(ii) While the renovation is ongoing,
post informational signs describing the
general nature and locations of the
renovation and the anticipated
completion date. These signs must be
posted in areas where they can be seen
by the parents or guardians of the
children frequenting the child-occupied
facility. The signs must be accompanied
by a posted copy of the pamphlet or
information on how interested parents
or guardians of children frequenting the
child-occupied facility can review a
copy of the pamphlet or obtain a copy
from the renovation firm at no cost to
the parents or guardians. The signs must
also include information on how
interested parents or guardians of
children frequenting the child-occupied
facility can review a copy of the records
required by § 745.86(c) and (d) or obtain
a copy from the renovation firm at no
cost to the parents or guardians.
*
*
*
*
*
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16:11 Oct 27, 2009
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5. Section 745.86 is amended by
removing paragraph (b)(6) and
redesignating paragraph (b)(7) as
paragraph (b)(6) and by revising
paragraphs (b)(1), (c), and (d) to read as
follows:
§ 745.86 Recordkeeping and reporting
requirements.
*
*
*
*
*
(b)
*
*
*
(1) Records or reports certifying that
a determination had been made that
lead-based paint was not present on the
components affected by the renovation,
as described in § 745.82(a). These
records or reports include:
(i) Reports prepared by a certified
inspector or certified risk assessor
(certified pursuant to either Federal
regulations at § 745.226 or an EPAauthorized State or Tribal certification
program).
(ii) Records prepared by a certified
renovator after using EPA-recognized
test kits, including an identification of
the manufacturer and model of any test
kits used, a description of the
components that were tested including
their locations, and the result of each
test kit used.
*
*
*
*
*
(c)(1) When the final invoice for the
renovation is delivered or within 30
days of the completion of the
renovation, whichever is earlier, the
renovation firm must provide
information pertaining to compliance
with this subpart to the following
persons:
(i) The owner of the building; and, if
different,
(ii) An adult occupant of the
residential dwelling, if the renovation
took place within a residential dwelling,
or an adult representative of the childoccupied facility, if the renovation took
place within a child-occupied facility.
(2) When performing renovations in
common areas of multi-unit target
housing, renovation firms must post the
information required by this subpart or
instructions on how interested
occupants can obtain a copy of this
information. This information must be
posted in areas where it is likely to be
seen by the occupants of all of the
affected units.
(3) The information required to be
provided by paragraph (c) of this section
may be provided by completing the
sample form titled ‘‘Sample Renovation
Recordkeeping Checklist’’ or a similar
form containing the test kit information
required by § 745.86(b)(1)(ii) and the
training and work practice compliance
information required by § 745.86(b)(6).
(d) If dust clearance sampling is
performed in lieu of cleaning
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Sfmt 4702
55523
verification as permitted by § 745.85(c),
the renovation firm must provide, when
the final invoice for the renovation is
delivered or within 30 days of the
completion of the renovation,
whichever is earlier, a copy of the dust
sampling report to:
(1) The owner of the building; and, if
different,
(2) An adult occupant of the
residential dwelling, if the renovation
took place within a residential dwelling,
or an adult representative of the childoccupied facility, if the renovation took
place within a child-occupied facility.
(3) When performing renovations in
common areas of multi-unit target
housing, renovation firms must post
these dust sampling reports or
information on how interested
occupants of the housing being
renovated can obtain a copy of the
report. This information must be posted
in areas where they are likely to be seen
by the occupants of all of the affected
units.
6. Section 745.90 is amended by
revising paragraph (b)(8) to read as
follows:
§ 745.90 Renovator certification and dust
sampling technician certification.
*
*
*
*
*
(b)
*
*
*
(8) Must prepare the records required
by § 745.86(b)(1) and (6).
*
*
*
*
*
7. Section 745.326 is amended by
adding paragraph (f) to read as follows:
§ 745.326 Renovation: State and Tribal
program requirements.
*
*
*
*
*
(f) Revisions to renovation program
requirements. When EPA publishes in
the Federal Register revisions to the
renovation program requirements
contained in subparts E and L of this
part:
(1) A State or Tribe with a renovation
program approved before the effective
date of the revisions to the renovation
program requirements in subparts E and
L of this part must demonstrate that it
meets the requirements of this section
no later than the first report that it
submits pursuant to § 745.324(h) but no
later than 1 year after the effective date
of the revisions.
(2) A State or Tribe with an
application for approval of a renovation
program submitted but not approved
before the effective date of the revisions
to the renovation program requirements
in subparts E and L of this part must
demonstrate that it meets the
requirements of this section either by
amending its application or in the first
report that it submits pursuant to
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Federal Register / Vol. 74, No. 207 / Wednesday, October 28, 2009 / Proposed Rules
§ 745.324(h) of this part but no later
than 1 year after the effective date of the
revisions.
(3) A State or Tribe submitting its
application for approval of a renovation
program on or after the effective date of
the revisions must demonstrate in its
application that it meets the
requirements of the new renovation
program requirements in subparts E and
L of this part.
[FR Doc. E9–25986 Filed 10–23–09; 4:15 pm]
BILLING CODE 6560–50–S
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[FWS-R6-ES-2009-0065]
[MO 9221050083-B2]
Endangered and Threatened Wildlife
and Plants; Status Review of Arctic
Grayling (Thymallus arcticus) in the
Upper Missouri River System
mstockstill on DSKH9S0YB1PROD with PROPOSALS
AGENCY: Fish and Wildlife Service,
Interior.
ACTION: Notice of intent to conduct
status review.
SUMMARY: We, the U.S. Fish and
Wildlife Service (Service), under the
authority of the Endangered Species Act
of 1973, as amended (Act), give notice
of our intent to conduct a status review
of Arctic grayling (Thymallus arcticus)
in the upper Missouri River system. We
conduct status reviews to determine
whether the entity should be listed as
endangered or threatened under the Act.
Through this notice, we encourage all
interested parties to provide us
information regarding Arctic grayling in
the upper Missouri River basin.
DATES: We must receive information no
later than November 27, 2009.
ADDRESSES: You may submit
information by one of the following
methods:
• Via e-mail to:
fw6_arcticgrayling@fws.gov
• U.S. mail or hand-delivery: Arctic
Grayling Status Review, U.S. Fish and
Wildlife Service, Montana Field Office,
585 Shepard Way, Helena, Montana
59601.
We will not accept faxes.
FOR FURTHER INFORMATION CONTACT:
Mark Wilson, Montana Field Office;
telephone (406) 449-5225. Individuals
who are hearing-impaired or speechimpaired may call the Federal Relay
Service at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
VerDate Nov<24>2008
16:11 Oct 27, 2009
Jkt 220001
Request for Information
To ensure that the status review is
based on the best available scientific
and commercial information and to
provide an opportunity to any interested
parties to provide information for
consideration during the status
assessment, we are requesting
information concerning Arctic grayling
in the upper Missouri River system. We
request information be provided within
30 days. We request information from
the public, other concerned
governmental agencies, Native
American tribes, the scientific
community, industry, and any other
interested party. We are seeking:
(1) General information concerning
the taxonomy, biology, ecology,
genetics, and status of the Arctic
grayling of the upper Missouri River
system;
(2) Specific information relevant to
the consideration of the potential
distinct population segment (DPS)
status of Arctic grayling in the upper
Missouri River system in accordance
with our Policy Regarding the
Recognition of Distinct Vertebrate
Population Segments (61 FR 4722,
February 7, 1996) (known as the DPS
Policy), which specifically considers
two elements: (i) discreteness of the
population segment in relation to the
remainder of the species to which it
belongs; and (ii) the significance of the
population segment to the species to
which it belongs. Per our recent
settlement, we will consider various
DPS designations that include different
life histories of Arctic grayling in the
upper Missouri River system.
Specifically, we may consider DPS
configurations that include the fluvial
(relating to, or inhabiting, a river or
stream) and/or adfluvial (fish that live
in lakes and migrate into streams to
spawn) Arctic grayling in the upper
Missouri River system;
(3) Specific information on the
conservation status of Arctic grayling in
the upper Missouri River system,
including information on distribution,
abundance, and population trends;
(4) Specific information on threats to
Arctic grayling in the upper Missouri
River, including: (i) the present or
threatened destruction, modification, or
curtailment of its habitat or range; (ii)
overutilization for commercial,
recreational, scientific, or educational
purposes; (iii) disease or predation; (iv)
the inadequacy of existing regulatory
mechanisms; and (v) other natural or
manmade factors affecting its continued
existence; and
(5) Specific information on
conservation actions designed to
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Fmt 4702
Sfmt 4702
improve Arctic grayling habitat or
reduce threats to grayling in the upper
Missouri River system.
If you submit information, we request
you support it with documentation such
as data, maps, bibliographic references,
methods used to gather and analyze the
data, or copies of any pertinent
publications, reports, or letters by
knowledgeable sources.
Section 4(b)(1)(A) of the Act directs
that determinations as to whether any
species is an endangered or threatened
species must be made ‘‘solely on the
basis of the best scientific and
commercial data available.’’
You may submit your information
concerning this status review by one of
the methods listed in the ADDRESSES
section. If you submit information that
includes personal identifying
information, you may request at the top
of your document that we withhold this
personal identifying information from
public review. However, we cannot
guarantee that we will be able to do so.
Information and supporting
documentation that we receive and use
in preparing this finding will be
available for you to review by
appointment during normal business
hours at the U.S. Fish and Wildlife
Service, Montana Field Office (see FOR
FURTHER INFORMATION CONTACT).
Background
The Arctic grayling is a fish belonging
to the family Salmonidae (salmon, trout,
charr, whitefishes), subfamily
Thymallinae (graylings), and is
represented by a single genus,
Thymallus (Scott and Crossman 1973,
pp. 301–302; Behnke 2002, pp. 327–
331). Arctic grayling have long, thin
bodies with deeply forked tails, and
adults typically average 254 to 330
millimeters (10 to 13 inches) in length.
Coloration varies from silvery or
iridescent blue and lavender, to dark
blue (Behnke 2002, pp. 327–328). Arctic
grayling have a prominent sail-like
dorsal fin, which is large and vividly
colored with rows of orange to bright
green spots, and often has an orange
border. Dark spots often appear on the
body toward the head (Behnke 2002, pp.
327–328).
Arctic grayling are native to Arctic
Ocean drainages of northwestern
Canada and Alaska; the Peace,
Saskatchewan, and Athabasca River
drainages in Alberta, eastward to
Hudson Bay and westward to the Bering
Straits; and eastern Siberia and northern
Eurasia (Scott and Crossman 1973, pp.
301–302). Arctic grayling also are native
to Pacific coast drainages of Alaska and
Canada as far south as the Stikine River
in British Columbia (Scott and
E:\FR\FM\28OCP1.SGM
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Agencies
[Federal Register Volume 74, Number 207 (Wednesday, October 28, 2009)]
[Proposed Rules]
[Pages 55506-55524]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-25986]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 745
[EPA-HQ-OPPT-2005-0049; FRL-8795-9]
RIN 2070-AJ55
Lead; Amendment to the Opt-out and Recordkeeping Provisions in
the Renovation, Repair, and Painting Program
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA is proposing several revisions to the Lead Renovation,
Repair, and Painting Program (RRP) rule that published in the Federal
Register on April 22, 2008. The rule establishes accreditation,
training, certification, and recordkeeping requirements as well as work
practice standards on persons performing renovations for compensation
in most pre-1978 housing and child-occupied facilities. In this
document, EPA is proposing to eliminate the ``opt-out'' provision that
currently exempts a renovation firm from the training and work practice
requirements of the rule where the firm obtains a certification from
the owner of a residence he or she occupies that no child under age 6
or pregnant women resides in the home and the home is not a child-
occupied facility. EPA is also proposing to require renovation firms to
provide a copy of the records demonstrating compliance with the
training and work practice requirements of the RRP rule to the owner
and, if different, the occupant of the building being renovated or the
operator of the child-occupied facility.
DATES: Comments must be received on or before November 27, 2009.
ADDRESSES: Submit your comments, identified by docket identification
(ID) number EPA-HQ-OPPT-2005-0049, by one of the following methods:
[[Page 55507]]
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the on-line instructions for submitting comments.
Mail: Document Control Office (7407M), Office of
Pollution Prevention and Toxics (OPPT), Environmental Protection
Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.
Hand Delivery: OPPT Document Control Office (DCO), EPA
East Bldg., Rm. 6428, 1201 Constitution Ave., NW., Washington, DC.
Attention: Docket ID Number EPA-HQ-OPPT-2005-0049. The DCO is open from
8 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The
telephone number for the DCO is (202) 564-8930. Such deliveries are
only accepted during the DCO's normal hours of operation, and special
arrangements should be made for deliveries of boxed information.
Instructions: Direct your comments to docket ID number EPA-HQ-OPPT-
2005-0049. EPA's policy is that all comments received will be included
in the docket without change and may be made available on-line at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through regulations.gov or e-
mail. The regulations.gov website is an ``anonymous access'' system,
which means EPA will not know your identity or contact information
unless you provide it in the body of your comment. If you send an e-
mail comment directly to EPA without going through regulations.gov,
your e-mail address will be automatically captured and included as part
of the comment that is placed in the docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses.
Docket: All documents in the docket are listed in the docket index
available at https://www.regulations.gov. Although listed in the index,
some information is not publicly available, e.g., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, will be publicly available only
in hard copy. Publicly available docket materials are available
electronically at https://www.regulations.gov, or, if only available in
hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA
Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution
Ave., NW., Washington, DC. The EPA/DC Public Reading Room hours of
operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number of the EPA/DC Public Reading Room
is (202) 566-1744, and the telephone number for the OPPT Docket is
(202) 566-0280. Docket visitors are required to show photographic
identification, pass through a metal detector, and sign the EPA visitor
log. All visitor bags are processed through an X-ray machine and
subject to search. Visitors will be provided an EPA/DC badge that must
be visible at all times in the building and returned upon departure.
FOR FURTHER INFORMATION CONTACT: For general information contact: Colby
Lintner, Regulatory Coordinator, Environmental Assistance Division
(7408M), Office of Pollution Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001; telephone number: (202) 554-1404; e-mail address: TSCA-Hotline@epa.gov.
For technical information contact: Marc Edmonds, National Program
Chemicals Division, Office of Pollution Prevention and Toxics,
Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001; telephone number: (202) 566-0758; e-mail
address: edmonds.marc@epa.gov.
Hearing- or speech-challenged individuals may access the numbers
in this unit through TTY by calling the toll-free Federal Relay Service
at 1-800-877-8339.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by this action if you operate a
training program required to be accredited under 40 CFR 745.225, if you
are a firm who must be certified to conduct renovation activities in
accordance with 40 CFR 745.89, or if you are a professional (individual
or firm) who must be certified to conduct lead-based paint activities
in accordance with 40 CFR 745.226.
This proposed rule applies only in States, Territories, and Indian
Tribal areas that do not have authorized programs pursuant to 40 CFR
745.324. For further information regarding the authorization status of
States, Territories, and Indian Tribes, contact the National Lead
Information Center (NLIC) at 1-800-424-LEAD [5323]. Hearing- or speech-
challenged individuals may access this number through TTY by calling
the toll-free Federal Relay Service at 1-800-877-8339. Potentially
affected categories and entities may include, but are not limited to:
Building construction (NAICS code 236), e.g., single-
family housing construction, multi-family housing construction,
residential remodelers.
Specialty trade contractors (NAICS code 238), e.g.,
plumbing, heating, and air-conditioning contractors, painting and wall
covering contractors, electrical contractors, finish carpentry
contractors, drywall and insulation contractors, siding contractors,
tile and terrazzo contractors, glass and glazing contractors.
Real estate (NAICS code 531), e.g., lessors of
residential buildings and dwellings, residential property managers.
Child day care services (NAICS code 624410).
Elementary and secondary schools (NAICS code 611110),
e.g., elementary schools with kindergarten classrooms.
Other technical and trade schools (NAICS code 611519),
e.g., training providers.
Engineering services (NAICS code 541330) and building
inspection services (NAICS code 541350), e.g., dust sampling
technicians.
Lead abatement professionals (NAICS code 562910), e.g.,
firms and supervisors engaged in lead-based paint activities.
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in 40 CFR 745.89, 40 CFR
745.225, and 40 CFR 745.226. If you have any questions regarding the
applicability of this action to a particular entity, consult the
technical person listed under FOR FURTHER INFORMATION CONTACT.
[[Page 55508]]
B. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
regulations.gov or e-mail. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM
that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and
then identify electronically within the disk or CD-ROM the specific
information that is claimed as CBI. In addition to one complete version
of the comment that includes information claimed as CBI, a copy of the
comment that does not contain the information claimed as CBI must be
submitted for inclusion in the public docket. Information so marked
will not be disclosed except in accordance with procedures set forth in
40 CFR part 2.
2. Tips for preparing your comments. When submitting comments,
remember to:
i. Identify the document by docket ID number and other identifying
information (subject heading, Federal Register date and page number).
ii. Follow directions. The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns and
suggest alternatives.
vii. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
viii. Make sure to submit your comments by the comment period
deadline identified.
II. Background
A. Agency's Authority for Taking this Action
This proposed rule is being issued under the authority of the Toxic
Substances Control Act (TSCA) sections 402(c)(3), 404, 406, and 407 (15
U.S.C. 2682(c)(3), 2684, 2686, and 2687).
B. Introduction
In the Federal Register issue of April 22, 2008, under the
authority of sections 402(c)(3), 404, 406, and 407 of TSCA, EPA issued
its final RRP rule (Ref. 1). The final RRP rule, codified in 40 CFR
part 745, subparts E, L, and Q, addresses lead-based paint hazards
created by renovation, repair, and painting activities that disturb
painted surfaces in target housing and child-occupied facilities.
Shortly after the RRP rule was published, several petitions were
filed challenging the rule. These petitions were consolidated in the
Circuit Court of Appeals for the District of Columbia Circuit. On
August 24, 2009, EPA signed an agreement with the environmental and
children's health advocacy groups in settlement of their petitions. In
this agreement EPA committed to propose several changes to the RRP
rule, including the changes discussed in this document.
The RRP rule establishes requirements for training renovators,
other renovation workers, and dust sampling technicians; for certifying
renovators, dust sampling technicians, and renovation firms; for
accrediting providers of renovation and dust sampling technician
training; for renovation work practices; and for recordkeeping.
Interested States, Territories, and Indian Tribes may apply for and
receive authorization to administer and enforce all of the elements of
the new renovation requirements. More information on the RRP rule may
be found in the Federal Register document announcing the RRP rule or on
EPA's website at https://www.epa.gov/lead/pubs/renovation.htm.
Many provisions of the RRP rule were derived from the existing
lead-based paint activities regulations at 40 CFR part 745, subpart L
(Ref. 2). These existing regulations were promulgated in 1996 under
TSCA section 402(a), which defines lead-based paint activities in
target housing as inspections, risk assessments, and abatements. The
1996 regulations cover lead-based paint activities in target housing
and child-occupied facilities, along with limited screening activities
called lead hazard screens. These regulations established an
accreditation program for training providers and a certification
program for individuals and firms performing these activities. Training
course accreditation and individual certification was made available in
five disciplines: Inspector, risk assessor, project designer, abatement
supervisor, and abatement worker. In addition, these lead-based paint
activities regulations established work practice standards and
recordkeeping requirements for lead-based paint activities in target
housing and child-occupied facilities.
The RRP rule created two new training disciplines in the field of
lead-based paint: Renovator and dust sampling technician. Persons who
successfully complete renovator training from an accredited training
provider are certified renovators. Certified renovators are responsible
for ensuring that renovations to which they are assigned are performed
in compliance with the work practice requirements set out in 40 CFR
745.85. Persons who successfully complete dust sampling technician
training from an accredited training provider are certified dust
sampling technicians. Certified dust sampling technicians may be called
upon to collect dust samples after renovation activities have been
completed.
The RRP rule contains a number of work practice requirements that
must be followed for every covered renovation in target housing and
child-occupied facilities. These requirements pertain to warning signs
and work area containment, the restriction or prohibition of certain
practices (e.g., high heat gun, torch, power sanding, power planing),
waste handling, cleaning, and post-renovation cleaning verification.
The firm must ensure compliance with these work practices. Although the
certified renovator is not required to be on-site at all times, while
the renovation project is ongoing, a certified renovator must
nonetheless regularly direct the work being performed by other workers
to ensure that the work practices are being followed.
C. Opt-out Provision
The RRP rule included a provision that exempts a renovation firm
from the training and work practice requirements of the rule where the
firm obtains a certification from the owner of a residence he or she
occupies that no child under age 6 or pregnant women resides in the
home and the home is not a child-occupied facility. Unless the target
housing meets the definition of a child-occupied facility, if an owner-
occupant signed a statement that no child under age 6 and no pregnant
woman reside there and an acknowledgment that the renovation firm will
not be required to use the lead-safe work practices contained in EPA's
RRP rule, the renovation activity is not subject to the training,
certification, and work practice requirements of the rule. Conversely,
if the owner-occupant does not sign the certification and
acknowledgement (even if no children under age 6 or no pregnant women
reside there), or if the owner-occupant
[[Page 55509]]
chooses not sign the opt-out certification and acknowledgement for
other reasons, the renovation is subject to the requirements of the RRP
rule.
After further consideration of the opt-out provision, the Agency
believes it is in the best interest of the public to remove the
provision. EPA has decided it is important to require the RRP work
practices and training and certification requirements in target housing
even if there is no child under age 6 or pregnant woman residing there.
While the RRP rule focused mainly on protecting young children and
pregnant women from lead hazards, exposure can result in adverse health
effects for older children and adults as well. By removing the opt-out
provision the rule will go farther toward protecting older children and
adults occupants of target housing where no child under age 6 or
pregnant woman resides.
In addition, the opt-out provision may not be sufficiently
protective for children under age 6 and pregnant women, the vulnerable
populations identified in the RRP rule, given that no known safe level
of lead exposure has been identified. The potential adverse health
effects of lead exposure are explained in the preamble to the RRP final
rule (Ref. 1, p. 21693). As pointed out by a number of commenters on
the RRP rule, the opt-out provision does not protect families with
young children who may purchase recently renovated target housing.
Removal of the opt-out will result in fewer homes being purchased with
pre-existing lead hazards. Under the RRP rule, the opt-out provision
was limited to owner-occupied target housing and did not extend to
vacant rental housing because of the concern that future tenants could
unknowingly move into a rental unit where dust-lead hazards created by
the renovation are present. In the same way, dust-lead hazards created
during renovations in an owner-occupied residence conducted prior to a
sale will be present for the next occupants. It is common for home
owners to perform activities that disturb paint before selling a house,
thus increasing the likelihood of lead hazards being present for
someone buying a home, which may include a family with a child under
age 6 or a pregnant woman.
Renovations performed under the opt-out provision are also likely
to result in exposures for vulnerable populations in other ways.
Visiting children who do not spend enough time in the housing to render
it a child-occupied facility may nevertheless be exposed to lead from
playing in dust-lead hazards created by renovations. For example,
children may spend time in the homes of grandparents, but those homes
may be eligible for the opt-out provision of the RRP rule. A homeowner
who signs an opt-out statement may not realize that she is pregnant.
Eliminating the opt-out provision will also protect families with young
children residing near or adjacent to homes undergoing renovations.
Under the RRP rule, an owner occupant can take advantage of the opt-out
provision even if a child under age 6 or a pregnant woman lives in an
adjacent home. Renovations on the exterior of a residence can spread
leaded dust and debris some distance from the renovation activity,
which is why, for regulated renovations, EPA requires renovation firms
to cover the ground with plastic sheeting or other impermeable material
a distance of 10 feet from the renovation and take extra precautions
when in certain situations to ensure that dust and debris does not
contaminate other buildings or other areas of the property or migrate
to adjacent properties. There are approximately 2 million owner-
occupied, single-family attached homes built before 1978. Renovations
on the exteriors of these homes are likely to contaminate neighboring
yards and porches resulting in exposure outside the house as well as
inside because dust can be tracked into the home. Many more owner-
occupied, single-family detached homes are located in close proximity
to each other, and renovations performed under the opt-out provision
present a similar risk for these homes.
Moreover, EPA believes that implementing the regulations without
the opt-out provision promotes, to a greater extent, the statutory
directive to promulgate regulations covering renovation activities in
target housing. Section 401(17) of TSCA defines target housing as ``any
housing constructed prior to 1978, except housing for the elderly or
persons with disabilities (unless any child who is less than 6 years of
age resides or is expected to reside in such housing for the elderly or
persons with disabilities) or any 0-bedroom dwelling.'' Among other
things, TSCA section 403(c)(3), in turn, directs EPA to promulgate
regulations that apply to renovation activities in target housing.
Taking these factors into consideration, EPA is proposing to remove
the opt-out provision. EPA requests comment on the appropriateness of
removing this provision from the RRP rule.
D. Alternative Approaches
In addition to the approach being proposed, EPA is considering
other alternative approaches or work practice requirements for owner-
occupied target housing that is not a child-occupied facility and where
no children younger than 6 or pregnant women reside. EPA is therefore
requesting comment on other possible approaches that would meet EPA's
statutory obligation to apply the regulations to target housing and
that the standards be safe, reliable, and effective. EPA's request is
expressly limited to approaches that might apply to this subset of
target housing and EPA is not reopening any issue related to the work
practices or other requirements of the rule applicable to housing other
than owner-occupied target housing that is not a child-occupied
facility and where no children under 6 or pregnant women reside.
For example, EPA is requesting comment on an option that requires
the RRP work practices only for exterior renovations. Under this
option, unless the target housing meets the definition of a child-
occupied facility, if an owner-occupant signed a statement that no
child under 6 and no pregnant woman reside there and an acknowledgment
that the renovation firm will only be required to use the lead-safe
work practices contained in EPA's RRP rule when renovating exteriors
then the renovation firm would only be required to follow the RRP work
practices when doing exterior renovations, but not when doing interior
renovations. This option would address exposures to lead dust from
exterior renovations for people living in neighboring homes,
particularly attached homes or homes in close physical proximity. EPA
examined both interior and exterior work practices in EPA's study
entitled ``Characterization of Dust Lead Levels after Renovation,
Repair, and Painting Activities'' (the ``Dust Study,'' Ref. 11).
According to the Dust Study, exterior work practices were generally
effective at reducing lead dust levels generated by exterior renovation
activities, which the Dust Study showed can travel far enough from the
work site to create lead hazards on or in attached homes or homes in
close physical proximity. Additionally, while EPA has not conducted an
exposure assessment for any of the options being considered for this
proposed rule, individuals residing in homes in close physical
proximity could be exposed during the entire renovation and post-
renovation phase, and their exposure would not necessarily be
considered by an owner-occupant in choosing not to require lead-safe
work practices. The duration of exposure will vary under the different
scenarios for which EPA is requesting
[[Page 55510]]
comment. For example, individuals visiting the interior of the home, or
moving in after the completion of renovations, may not generally be
exposed for the full duration of the renovation and post-renovation
phase. Limiting the work practice requirements to exterior renovations
(with the owner-occupant's permission) would address these particular
exposures to individuals residing in closely neighboring homes, while
significantly reducing the cost of this proposed rule.
EPA is requesting comment on an alternative option under which the
only work practices applicable to housing that is not a child-occupied
facility and where no children or pregnant women reside would be the
restriction or prohibition on certain work practice found at 40 CFR
745.85(a)(3). These include:
1. Open-flame burning or torching of lead-based paint is
prohibited.
2. The use of machines that remove lead-based paint through high
speed operation such as sanding, grinding, power planing, needle gun,
abrasive blasting, or sandblasting, is prohibited unless such machines
are used with HEPA exhaust control.
3. Operating a heat gun on lead-based paint is permitted only at
temperatures below 1,100 degrees Fahrenheit.
All the other work practice requirements in 40 CFR 745.85 would not be
required in target housing that is not a child-occupied facility and
where no children or pregnant women reside. Under this option, unless
the target housing meets the definition of a child-occupied facility,
if an owner-occupant signed a statement that no child under 6 and no
pregnant woman reside there and an acknowledgment that the renovation
activity is only subject to the specific practices contained in 40 CFR
745.85(a)(3), then the renovation activity would not be subject to the
other work practice requirements of 40 CFR 745.85. This option would
prohibit or restrict the highest dust generating practices, while
reducing costs by not requiring the full suite of practices under 40
CFR 745.85.
EPA is requesting comment on another option under which this
subset of target housing would not be subject to the RRP work practices
but would instead be subject to dust wipe testing to be performed after
the renovation. Under this option, unless the target housing meets the
definition of a child-occupied facility, if an owner-occupant signed a
statement that no child under 6 and no pregnant woman reside there and
an acknowledgment that the renovation activity is only subject to dust
wipe testing after the renovation and providing the results to the
owner-occupant, then the renovation firm would not be required to
conduct the training, certification, and work practice requirements of
the rule. The testing results would become part of the record for that
house that must be disclosed under section 1018 of Title X of the
Residential Lead-Based Paint Hazard Reduction Act of 1992 (Public Law
102-550). This option would provide information that could protect
potential buyers of a home where renovation was completed prior to the
sale, because they would be notified of the results of the dust wipe
tests before purchase and could take appropriate action (e.g., thorough
cleaning and retesting of the home, or selecting a different home) if
the lead results were at a level that raised concerns for them. This
group could be of particular concern if the move occurred shortly after
the renovation.
EPA is requesting comment on other options that could apply to this
category of houses, including any combination of the alternatives
described in this unit. Because one goal of adopting an alternative
approach would be to reduce the cost and burden of compliance, EPA also
requests comment on whether segregating owner-occupied target housing
that is not a child-occupied facility and where no children under 6 or
pregnant women reside in-and-of-itself creates a burdensome complexity
for renovators and whether it would thus be preferable to require the
full suite of RRP work practice requirements for all target housing. We
also request any qualitative or quantitative estimates of what the cost
savings (if any) would be from any of the options discussed in this
unit, or any other options that commenters wish to suggest.
As indicated in the RRP rule, EPA has found that renovation
projects that disturb lead-based paint create lead-based paint hazards.
EPA's Dust Study (Ref. 11), demonstrated that renovation, repair, and
painting activities produce large quantities of dust significantly
greater than the dust-lead hazard standards. The Dust Study shows that
renovations on exteriors of homes resulted in lead levels many times
greater than the hazard standard. It also demonstrated that work
practices other than those restricted or prohibited by the RRP rule
left behind lead dust well above the hazard level when the RRP rule
requirements are not followed. EPA requests comment on whether the
alternate approaches to this proposed rule in this unit would
adequately address lead-based paint hazards created by renovation
activities, including any data that would shed light on the
reliability, effectiveness, and safety in relation to EPA's lead hazard
standards of these approaches or any other options that commenters may
suggest.
E. Effective Date
EPA is considering a delay in effective date of this rule, either 6
months or 1 year. Assuming renovators are specialized, such that they
would only work in homes subject to the opt-out provision, this
proposed rule could increase the number of renovators that need to be
certified by 50%. EPA asks for comment on this assumption in Unit IV.A.
A delay in the effective date would allow time for certification of
additional renovators and may allow for a smoother transition to the
expanded coverage proposed in this document. However, EPA is not
proposing to delay the effective date because of concerns that a delay
would be confusing for the regulated entities and fail to prevent lead
exposures due to RRP activities during the transition period.
Furthermore, EPA is confident that its efforts to establish the
necessary infrastructure of accredited training providers is sufficient
to allow adequate personnel to be trained and available. As of October
9, 2009:
169 trainers have applied for accreditation.
74 have been accredited, most will offer training in
multiple locations.
The vast majority of the applicants should be approved by
the end of the year.
Assuming an average of 85 trainers teaching in 2009 and 165 in
2010, if each gives 3 classes per week beginning in October with 25
participants, over 370,000 renovators would be trained by July 1, 2010.
That does not include mass trainings expected to be given at major
conferences and other industry gatherings. EPA believes that there is
already training capacity. In fact, training providers have reported to
EPA that they have recently cancelled training offerings due to a lack
of demand.
To further increase the availability of training, EPA has developed
a model electronic learning (E-learning) component for the lecture
portion of the renovator training (https://www.epa.gov/lead/pubs/training.htm). This allows training providers to offer students the
opportunity to take the lecture portion of the training at times
convenient to them and then go to a physical location to complete the
hands-on portion of the training and take the test. Training providers
expect to begin offering training through this mechanism by the
[[Page 55511]]
end of the year. EPA worked with the National Association of Home
Builders (NAHB), the National Center for Healthy Housing (NCHH), and a
number of other organizations on this E-learning component.
Over the past year, EPA's activities to encourage accreditation and
training have included:
Mass e-mail/mailings to over 1,200 trainers encouraging
them to become accredited.
Mass e-mail/mailings to over 1,000 trade organizations,
trade magazines, unions, and property management associations
encouraging them to get trained and certified.
Presented and/or exhibited information at numerous major
trade conferences, reaching tens of thousands of attendees.
Conducted a trainer webinar with the Department of Housing
and Urban. Development on September 15, 2009, as a step-by-step guide
to becoming accredited.
Plan to speak at over a dozen more conferences by the end
of the calendar year.
In addition, EPA is working with a large marketing firm to produce
a multi-media advertising campaign to ensure that the regulated
community knows about the RRP rule and the training opportunities and
the general public knows about the benefits of hiring certified firms,
thus building demand for certified firms. Starting in the fall of 2009
and continuing through the spring, EPA will be working with the
marketing firm to expand its out reach efforts to the public and the
regulated community.
EPA has cooperated with the regulated community in many ways to
communicate these requirements. Many in the regulated community have
been doing a great deal to inform their members and clients about the
RRP rule. A few examples include:
National Association of Home Builders:
--Developed a comprehensive web page about the RRP rule at https://www.nahb.org/leadpaint.
--Sent several memos to their State and Local Executive Officers
informing them of the RRP rule and letting them know they need to get
trained and certified.
--Provides regular updates to local Home Builders Associations
through website updates and e-mails.
--Featured panel on the RRP rule at periodic national and regional
conventions/trade shows.
National Association of the Remodeling Industry (NARI):
--Produced a webinar for members on the RRP rule.
--Provide information about the RRP rule to membership and
leadership through regular e-mails and snail mail.
--Provide information about lead-based paint and the RRP rule in
all renewal and new member information packages.
National Association of Realtors (NAR):
--EPA collaborated with NAR on a comprehensive video series
explaining the requirements to the real estate community.
Individual Accredited Training Providers:
--Distributed glossy advertising materials and other outreach with
messages such as ``Be lead safe. It's the law.'', ``Certify with the
best'', etc.
EPA has been meeting regularly with many stakeholders to share
information on training and outreach. This group includes: NAHB, NCHH,
NARI, Alliance for Healthy Homes, Andersen Windows, Custom Electronic
Design and Installation Association, Window and Door Manufacturers
Association, Rebuilding Together, Air Conditioning Contractors of
America, Pella Corporation, and the Oregon Home Builder's Association.
All of these groups are actively working to make sure their members and
clients are aware of the requirements of the RRP rule.
EPA therefore requests comment on the need for a delay in the
effective date of this rule of either 6 months or 1 year. Given EPA's
outreach efforts, is there reason to believe that sufficient certified
or trained personnel would not be available to work on housing
previously eligible for the opt-out provision as of 60 days after
publication of this rule as final? Would a delay in effective date for
work on housing previously eligible for the opt-out provision be
confusing for the regulated community or the certified personnel?
F. Quantifying Benefits
In quantifying the benefits for the RRP rulemaking EPA considered
only the benefits associated with the avoided incidence of IQ loss in
children under the age of 6 from reduced lead exposure. These estimates
only partially account for the benefits of the RRP rule. These
estimates did not include an assessment of at-risk subpopulations or of
population level effects other than lost income. The benefits
associated with avoiding the other adverse effects associated with lead
exposure to both children and adults were excluded from this analysis.
EPA requests information on how it can more fully quantify the
benefits associated with these effects for purposes of this proposed
rule. To facilitate your preparation of comments on this point, the
following is an excerpt from the preamble of the 2008 final Lead
National Ambient Air Quality Standard (NAAQS) (Ref. 3). This discussion
is based on EPA's ``Air Quality Criteria Document'' (the ``Criteria
Document,'' Ref. 13). See also the letters dated March 27, 2007 (Ref.
14) and September 27, 2007 (Ref. 15) from the Clean Air Scientific
Advisory Committee's (CASAC) Lead Review Panel. The major adverse
effects associated with exposure to lead are also discussed in Chapter
5 of the Economic Analysis (Ref. 5).
1. Array of health effects and at-risk subpopulations. Lead has
been demonstrated to exert ``a broad array of deleterious effects on
multiple organ systems via widely diverse mechanisms of action'' (Ref.
13, p. 8-24 and section 8.4.1). This array of health effects includes
effects on heme biosynthesis and related functions, neurological
development and function, reproduction and physical development, kidney
function, cardiovascular function, and immune function. The weight of
evidence varies across this array of effects and is comprehensively
described in the Criteria Document. There is also some evidence of lead
carcinogenicity, primarily from animal studies, together with limited
human evidence of suggestive associations (Ref. 13, sections 5.6.2,
6.7, and 8.4.10). [Footnote (FN) 1. Lead has been classified as a
probable human carcinogen by the International Agency for Research on
Cancer (inorganic lead compounds), based mainly on sufficient animal
evidence, and as reasonably anticipated to be a human carcinogen by the
U.S. National Toxicology Program (lead and lead compounds) (Ref. 13,
section 6.7.2). EPA considers lead a probable carcinogen (https://
www.epa.gov/iris/subst/0277.htm (Ref. 13, p. 6-195)).]
This review is focused on those effects most pertinent to ambient
exposures, which, given the reductions in ambient lead levels over the
past 30 years, are generally those associated with individual blood
lead levels in children and adults in the range of 10 micrograms per
deciliter ([mu]g/dL) and lower. These key effects include neurological,
hematological, and immune [FN 2. At mean blood lead levels, in
children, on the order of 10 [mu]g/dL, and somewhat lower, associations
have been found with effects to the immune system, including
[[Page 55512]]
altered macrophage activation, increased immunoglobulin E (IgE) levels
and associated increased risk for autoimmunity and asthma (Ref. 13,
sections 5.9, 6.8, and 8.4.6).] effects for children, and
hematological, cardiovascular, and renal effects for adults (Ref. 13,
Tables 8-5 and 8-6, pp. 8-60 to 8-62). As evident from the discussions
in chapters 5, 6, and 8 of the Criteria Document, ``neurotoxic effects
in children and cardiovascular effects in adults are among those best
substantiated as occurring at blood lead concentrations as low as 5 to
10 [mu]g/dL (or possibly lower); and these categories are currently
clearly of greatest public health concern'' (Ref. 13, p. 8-60). [FN 3.
With regard to blood lead levels in individual children associated with
particular neurological effects, the Criteria Document states
``Collectively, the prospective cohort and cross-sectional studies
offer evidence that exposure to lead affects the intellectual
attainment of preschool and school age children at blood lead levels
<10 [mu]g/dL (most clearly in the 5 to 10 [mu]g/dL range, but, less
definitively, possibly lower).'' (Ref. 13, p. 6-269). FN 4.
Epidemiological studies have consistently demonstrated associations
between lead exposure and enhanced risk of deleterious cardiovascular
outcomes, including increased blood pressure and incidence of
hypertension. A meta-analysis of numerous studies estimates that a
doubling of blood-lead level (e.g., from 5 to 10 [mu]g/dL) is
associated with ~1.0 millimeter of mercury (mm Hg) increase in systolic
blood pressure and ~0.6 mm Hg increase in diastolic pressure (Ref. 13,
p. E-10).]
The toxicological and epidemiological information available since
the time of the last review ``includes assessment of new evidence
substantiating risks of deleterious effects on certain health endpoints
being induced by distinctly lower than previously demonstrated lead
exposures indexed by blood lead levels extending well below 10 [mu]g/dL
in children and/or adults'' (Ref. 13, p. 8-25). Some health effects
associated with individual blood lead levels extend below 5 [mu]g/dL,
and some studies have observed these effects at the lowest blood levels
considered. With regard to population mean levels, the Criteria
Document points to studies reporting ``lead effects on the intellectual
attainment of preschool and school age children at population mean
concurrent blood-lead levels [BLLs] ranging down to as low as 2 to 8
[mu]g/dL'' (Ref. 13, p. E-9).
We note that many studies over the past decade, in investigating
effects at lower blood lead levels, have utilized the Centers for
Disease Control (CDC) advisory level or level of concern for individual
children (10 [mu]g/dL) [FN 5. This level has variously been called an
advisory level or level of concern (https:// www.atsdr.cdc.gov/csem/lead/pb_standards2.html). In addressing children's blood lead levels,
CDC has stated, ``Specific strategies that target screening to high-
risk children are essential to identify children with BLLs >= 10 [mu]g/
dL.'' (Ref. 4, p.1)] as a benchmark for assessment, and this is
reflected in the numerous references in the Criteria Document to 10
[mu]g/dL. Individual study conclusions stated with regard to effects
observed below 10 [mu]g/dL are usually referring to individual blood
lead levels. In fact, many such study groups have been restricted to
individual blood lead levels below 10 [mu]g/dL or below levels lower
than 10 [mu]g/dL. We note that the mean blood lead level for these
groups will necessarily be lower than the blood lead level they are
restricted below.
Threshold levels, in terms of blood lead levels in individual
children, for neurological effects cannot be discerned from the
currently available studies (Ref. 13, pp. 8-60 to 8-63). The Criteria
Document states, ``There is no level of lead exposure that can yet be
identified, with confidence, as clearly not being associated with some
risk of deleterious health effects'' (Ref. 13, p. 8-63). As discussed
in the Criteria Document, ``a threshold for lead neurotoxic effects may
exist at levels distinctly lower than the lowest exposures examined in
these epidemiologic studies'' (Ref. 13, p. 8-67). [FN 6. In
consideration of the evidence from experimental animal studies with
regard to the issue of threshold for neurotoxic effects, the Criteria
Document notes that there is little evidence that allows for clear
delineation of a threshold, and that ``blood-lead levels associated
with neurobehavioral effects appear to be reasonably parallel between
humans and animals at reasonably comparable blood-lead concentrations;
and such effects appear likely to occur in humans ranging down at least
to 5-10 [mu]g/dL, or possibly lower (although the possibility of a
threshold for such neurotoxic effects cannot be ruled out at lower
blood-lead concentrations)'' (Ref. 13, p. 8-38).]
[P]hysiological, behavioral and demographic factors contribute to
increased risk of lead-related health effects. Potentially at-risk
subpopulations, also referred to as sensitive subpopulations, include
those with increased susceptibility (i.e., physiological factors
contributing to a greater response for the same exposure), as well as
those with greater vulnerability (i.e., those with increased exposure
such as through exposure to higher media concentrations or resulting
from behavior leading to increased contact with contaminated media), or
those affected by socioeconomic factors, such as reduced access to
health care or low socioeconomic status.
While adults are susceptible to lead effects at lower blood lead
levels than previously understood (e.g., Ref. 13, p. 8-25), the greater
influence of past exposures on their current blood lead levels leads us
to give greater prominence to children as the sensitive subpopulation
in this review. Children are at increased risk of lead-related health
effects due to various factors that enhance their exposures (e.g., via
the hand-to-mouth activity that is prevalent in very young children,
Ref. 13, section 4.4.3) and susceptibility. While children are
considered to be at a period of maximum exposure around 18-27 months,
the current evidence has found even stronger associations between blood
lead at school age and IQ at school age. The evidence ``supports the
idea that lead exposure continues to be toxic to children as they reach
school age, and [does] not lend support to the interpretation that all
the damage is done by the time the child reaches 2 to 3 years of age''
(Ref. 13, section 6.2.12). The following physiological and demographic
factors can further affect risk of lead-related effects in some
children.
Children with particular genetic polymorphisms (e.g.,
presence of the d-aminolevulinic acid dehydratase-2 [ALAD-2] allele)
have increased sensitivity to lead toxicity, which may be due to
increased susceptibility to the same internal dose and/or to increased
internal dose associated with same exposure (Ref. 13, p. 8-71, sections
6.3.5, 6.4.7.3, and 6.3.6).
Some children may have blood lead levels higher than those
otherwise associated with a given lead exposure (Ref. 13, section
8.5.3) as a result of nutritional status (e.g., iron deficiency,
calcium intake), as well as genetic and other factors (Ref. 13, chapter
4 and sections 3.4, 5.3.7, and 8.5.3).
Situations of elevated exposure, such as residing near
sources of ambient lead, as well as socioeconomic factors, such as
reduced access to health care or low socioeconomic status (SES) can
also contribute to increased blood lead levels and increased risk of
associated health effects from air-related lead.
[C]hildren in poverty and black, non-Hispanic children
have notably higher blood lead levels than do
[[Page 55513]]
economically well-off children and white children, in general.
2. Neurological effects in children. Among the wide variety of
health endpoints associated with lead exposures, there is general
consensus that the developing nervous system in children is among the,
if not the, most sensitive. While blood lead levels in U.S. children
have decreased notably since the late 1970s, newer studies have
investigated and reported associations of effects on the
neurodevelopment of children with these more recent blood lead levels
(Ref. 13, chapter 6). Functional manifestations of lead neurotoxicity
during childhood include sensory, motor, cognitive, and behavioral
impacts. Numerous epidemiological studies have reported neurocognitive,
neurobehavioral, sensory, and motor function effects in children with
blood lead levels below 10 [mu]g/dL (Ref. 13, sections 6.2 and 8.4).
[FN 7. Further, neurological effects in general include behavioral
effects, such as delinquent behavior (Ref. 13, sections 6.2.6 and
8.4.2.2), sensory effects, such as those related to hearing and vision
(Ref. 13, sections 6.2.7 and 8.4.2.3), and deficits in neuromotor
function (Ref. 13, p. 8-36).] As discussed in the Criteria Document,
``extensive experimental laboratory animal evidence has been generated
that (a) substantiates well the plausibility of the epidemiologic
findings observed in human children and adults and (b) expands our
understanding of likely mechanisms underlying the neurotoxic effects''
(Ref. 13, p. 8-25; section 5.3).
Cognitive effects associated with lead exposures that have been
observed in epidemiological studies have included decrements in
intelligence test results, such as the widely used IQ score, and in
academic achievement as assessed by various standardized tests as well
as by class ranking and graduation rates (Ref. 13, section 6.2.16 and
pp. 8-29 to 8-30). As noted in the Criteria Document with regard to the
latter, ``Associations between lead exposure and academic achievement
observed in the above-noted studies were significant even after
adjusting for IQ, suggesting that lead-sensitive neuropsychological
processing and learning factors not reflected by global intelligence
indices might contribute to reduced performance on academic tasks''
(Ref. 13, pp. 8-29 to 8-30).
With regard to potential implications of lead effects on IQ, the
Criteria Document recognizes the ``critical'' distinction between
population and individual risk, identifying issues regarding declines
in IQ for an individual and for the population. The Criteria Document
further states that a ``point estimate indicating a modest mean change
on a health index at the individual level can have substantial
implications at the population level'' (Ref. 13, p. 8-77). [FN 8. As an
example, the Criteria Document states, ``although an increase of a few
mm Hg in blood pressure might not be of concern for an individual's
well-being, the same increase in the population mean might be
associated with substantial increases in the percentages of individuals
with values that are sufficiently extreme that they exceed the criteria
used to diagnose hypertension'' (Ref. 13, p. 8-77).] A downward shift
in the mean IQ value is associated with both substantial decreases in
percentages achieving very high scores and substantial increases in the
percentage of individuals achieving very low scores (Ref. 13, p. 8-81).
[FN 9. For example, for a population mean IQ of 100 (and standard
deviation of 15), 2.3% of the population would score above 130, but a
shift of the population to a mean of 95 results in only 0.99% of the
population scoring above 130 (Ref. 13, pp. 8-81 to 8-82).] For an
individual functioning in the low IQ range due to the influence of
developmental risk factors other than lead, a lead-associated IQ
decline of several points might be sufficient to drop that individual
into the range associated with increased risk of educational,
vocational, and social failure (Ref. 13, p. 8-77).
Other cognitive effects observed in studies of children have
included effects on attention, executive functions, language, memory,
learning, and visuospatial processing (Ref. 13, sections 5.3.5, 6.2.5,
and 8.4.2.1), with attention and executive function effects associated
with lead exposures indexed by blood lead levels below 10 [mu]g/dL
(Ref. 13, section 6.2.5 and pp. 8-30 to 8-31). The evidence for the
role of lead in this suite of effects includes experimental animal
findings (Ref. 13, section 8.4.2.1; p. 8-31), which provide strong
biological plausibility of lead effects on learning ability, memory and
attention (Ref. 13, section 5.3.5), as well as associated mechanistic
findings.
The persistence of such lead-induced effects is described in the
proposal and the Criteria Document (e.g., Ref. 13, sections 5.3.5,
6.2.11, and 8.5.2). The persistence or irreversibility of such effects
can be the result of damage occurring without adequate repair offsets
or of the persistence of lead in the body (Ref. 13, section 8.5.2). It
is additionally important to note that there may be long-term
consequences of such deficits over a lifetime. Poor academic skills and
achievement can have ``enduring and important effects on objective
parameters of success in real life,'' as well as increased risk of
antisocial and delinquent behavior (Ref. 13, section 6.2.16).
Multiple epidemiologic studies of lead and child development have
demonstrated inverse associations between blood lead concentrations and
children's IQ and other cognitive-related outcomes at successively
lower lead exposure levels over the past 30 years (Ref. 13, section
6.2.13). For example, the overall weight of the available evidence,
described in the Criteria Document, provides clear substantiation of
neurocognitive decrements being associated in children with mean blood
lead levels in the range of 5 to 10 [mu]g/dL, and some analyses
indicate lead effects on intellectual attainment of children for which
population mean blood lead levels in the analysis ranged from 2 to 8
[mu]g/dL (Ref. 13, sections 6.2, 8.4.2, and 8.4.2.6). Thus, while blood
lead levels in U.S. children have decreased notably since the late
1970s, newer studies have investigated and reported associations of
effects on the neurodevelopment of children with blood lead levels
similar to the more recent, lower blood lead levels (Ref. 13, chapter
6).
G. Recordkeeping and Reporting
EPA has also determined that public policy would be better served
by using the renovation firm recordkeeping requirements to increase
awareness of the RRP rule requirements among owners and occupants of
renovated target housing or child-occupied facilities. EPA's stated
purposes in promulgating the recordkeeping requirements were two-fold.
``The first is to allow EPA or an authorized State to review a
renovation firm's compliance with the substantive requirements of the
regulation through reviewing the records maintained for all of the
renovation jobs the firm has done. The second is to remind a renovation
firm what it must do to comply. EPA envisioned that renovation firms
would use the recordkeeping requirements and checklist as an aid to
make sure that they have done everything that they are required to do
for a particular renovation'' (Ref. 1, p. 21745). Several commenters
suggested that the recordkeeping requirements could also be used to
provide valuable information about the renovation to the owners and
occupants of buildings being renovated. EPA responded to these comments
by stating that some of the information identified by these commenters
was included in the ``Renovate Right'' pamphlet and that the pamphlet
was the
[[Page 55514]]
best way to get that information to the owners and occupants. With
respect to the other items identified by these commenters, EPA stated
its belief that the renovation firms were already providing much of
this information (Ref. 1, p. 21718).
As part of EPA's preparations to administer the RRP program, EPA
has been developing an education and outreach campaign aimed at
consumers. In promulgating the RRP rule, EPA recognized the importance
of education and outreach to consumers, to teach them about lead-safe
work practices and to encourage them to hire certified renovation firms
(Ref. 1, p. 21702). EPA's work on the education and outreach campaign
has continued to highlight the importance of an informed public to the
success of the RRP program at minimizing exposures to lead-based paint
hazards that may be created by renovations. As a result, EPA has
determined that copies of the records required to be maintained by
renovation firms to document compliance with the work practice
requirements, if provided to the owners and occupants of the renovated
buildings, would serve to reinforce the information provided by the
``Renovate Right'' pamphlet on the potential hazards of renovations and
on the RRP rule requirements. While the ``Renovate Right'' pamphlet
provides valuable information about the requirements of the RRP rule,
the records that a firm would give to owners and occupants would
provide useful information regarding rule compliance that is not found
in the pamphlet. In covering the significant training and work practice
provisions of the RRP rule, these records would enable building owners
and occupants to better understand what the renovation firm did to
comply with the RRP rule and how the RRP rule's provisions affected
their specific renovation. Educating the owners and occupants in this
way is likely to improve their ability to assist the EPA in monitoring
compliance with the RRP rule.
Therefore, EPA is proposing to require that, when the final invoice
for the renovation is delivered, or within 30 days of the completion of
the renovation, whichever is earlier, the renovation firm provide
information demonstrating compliance with the training and work
practice requirements of the RRP rule to the owner of the building
being renovated and, if different, to the occupants of the renovated
housing or the operator of the child-occupied facility. For renovations
in common areas of target housing, the renovation firm would have to
provide the occupants of the affected housing units instructions on how
to review or obtain this information from the renovation firm at no
charge to the occupant. These instructions would have to be included in
the notice provided to each affected unit under 40 CFR 745.84(b)(2)(i)
or on the signs posted in the common areas under 40 CFR
745.84(b)(2)(ii). EPA is proposing similar requirements for renovations
in child-occupied facilities. Under this proposed rule, the renovation
firm would be required to provide interested parents or guardians
instructions on how to review or obtain a copy of these records at no
cost to the parents or guardians. This could be accomplished by mailing
or hand delivering these instructions, or by including them on the
signs posted under 40 CFR 745.84(c)(2)(ii).
Renovation firms would have to provide training and work practice
information to owners and occupants in a short, easily read checklist
or other form. EPA's ``Sample Renovation Recordkeeping Checklist'' may
be used for this purpose, but firms may develop their own forms or
checklists so long as they include all of the required information in a
similar format. The specific information that would be required to be
provided are the training and work practice compliance information
required to be maintained by 40 CFR 745.86(b)(7), as well as
identifying information on the manufacturer and model of the test kits
used, if any, a description of the components that were tested
including their locations, and the test kit results. The checklist or
form must include documentation that a certified renovator was assigned
to the project, that the certified renovator provided on-the-job
training for workers used on the project, that the certified renovator
performed or directed workers who performed the tasks required by the
RRP rule, and that the certified renovator performed the post-
renovation cleaning verification. This documentation must include a
certification by the certified renovator that the work practices were
followed, with narration as applicable. However, EPA is not proposing
to require that the renovation firm automatically provide a copy of the
certified renovator's training certificate, which must be maintained in
the firm's records pursuant to 40 CFR 745.86(b)(7), as an attachment to
the checklist or other form.
With respect to the option for dust clearance in lieu of cleaning
verification under 40 CFR 745.85(c), the RRP rule requires the
renovation firm to provide the associated results from dust wipe
sampling to the person who contracted for the renovation. This
requirement was promulgated in response to public comments on the
applicability of the Lead Disclosure Rule, 40 CFR part 745, subpart F,
to dust lead testing reports. These commenters stated that a
requirement for the information to be provided to the owner of the
property was necessary in order to make sure that the information would
be available to be disclosed in the future (Ref. 1, p. 21718). However,
in agreeing with these commenters and acknowledging the importance of
having the dust sampling reports available to disclose to future
purchasers and tenants, EPA neglected to consider the importance of
making dust sampling information available to the current occupants of
renovated rental target housing or child-occupied facilities. While 40
CFR 745.107 would require renovation-related dust sampling reports to
be disclosed to target housing tenants at the next lease renewal, this
may be months or years after the renovation was completed. In addition,
the Lead Disclosure Rule does not apply to child-occupied facilities in
public or commercial buildings, so those tenants may never receive this
information.
Therefore, EPA is proposing to require that, if dust clearance is
performed in lieu of cleaning verification, the renovation firm provide
a copy of the dust wipe sampling report(s) to the owner of the building
that was renovated as well as to the occupants, if different. With
respect to renovations in common areas of target housing or in child-
occupied facilities, EPA is also proposing to require that these
records be made available to the tenants of the affected housing units
or the parents and guardians of children under age 6 using the child-
occupied facilities. Dust sampling reports may be made available to
these groups in the same way as training and work practice records, by
providing information on how to review or obtain copies in individual
notifications or on posted signs.
H. Accreditation and Certification Requirements
EPA was made aware by stakeholders that some renovators want to
take the training course closer to April 2010 because they want to
maximize their 5-year certification which is not required until the RRP
rule becomes effective on April 22, 2010. Under the RRP rule, the 5-
year certification begins when the renovator completes the training.
The Agency is concerned that if enough renovators wait until April 2010
to take the training it may cause training courses to fill up resulting
in a lack of available courses near the effective date.
[[Page 55515]]
In order to give renovators incentive to take the course well in
advance of the April 2010 effective date, the Agency is considering a
change to the requirements that would allow renovator certifications
issued on or before the effective date of the RRP rule to last until
July 1, 2015. The Agency requests comment on whether it should extend
the certification for renovators that get their certification by April
22, 2010.
Another modification EPA is considering involves the requirements
for training providers. Under the current requirements for the
accreditation of training providers, Principle Instructors must take a
16-hour lead-paint course taught by EPA or an authorized State, Tribe,
or Territory. EPA is aware that 16-hours courses are not available in
every State, making it difficult for some instructors to get the
required training. To address this problem, EPA is considering reducing
the hourly requirement to 8 hours. This would allow future instructors
to take the 8-hour renovator or dust sampling technician trainings
instead of a 16-hour or longer abatement course. The Agency believes
that the renovator or dust sampling technician courses would be
appropriate training for instructors that want to teach these courses.
The Agency requests comment on whether the 16-hour training requirement
for Principle Instructors should be reduced to 8 hours.
I. State Authorization
As part of the authorization process, States and Indian Tribes must
demonstrate to EPA that they meet the requirements of the RRP rule. The
Agency is proposing to give States and Indian Tribes 1 year to
demonstrate that their programs include any new requirements the EPA
may promulgate, such as the requirements in this proposed rule. A State
or Indian Tribe would have to indicate that it meets the requirements
of the renovation program in its application for approval or the first
report it submits under 40 CFR 745.324(h).
III. References
1. EPA. Lead; Renovation, Repair, and Painting Program; Final Rule.
Federal Register (73 FR 21692, April 22, 2008) (FRL-8355-7). Available
on-line at: https://www