Guidance for Industry on Investigator Responsibilities-Protecting the Rights, Safety, and Welfare of Study Subjects; Availability, 55052-55053 [E9-25629]

Download as PDF 55052 Federal Register / Vol. 74, No. 205 / Monday, October 26, 2009 / Notices based models, (3) costs of home visiting programs, and (4) family and child outcomes (via a review of grantee analysis reports). A process study will focus on the broader grant initiative to understand how programs plan and develop the infrastructure needed to support home visitation services and how they ensure service quality. Information will be collected through biennial site visits, web-based data entry, a data quality progress table, a relationship questionnaire completed by participants and home visitors, and a grantee-partner network survey. In particular, site visits will include interviews with key grantee staff and stakeholders involved in the execution of the grant and in the efforts to make system changes. Grantees will complete systems web-based data entry on goals and operations every six months while agencies implementing home visiting programs associated with the grantee will utilize the fidelity/cost web-based data entry to provide EBHV program, provider, and participant characteristics along with yearly data on costs of home visiting programs. Respondents: EBHV grantee and key staff (evaluators, home visitors and supervisors), partners, implementing agencies, home visiting participants, and home visitors. ANNUAL BURDEN ESTIMATES Annual number of respondents Instrument Number of responses per respondent Average burden hour per response Estimated annual burden hours EBHV grantee and key staff-partner interview guide ...................................... EBHV grantee systems web-based data entry ............................................... EBHV agency fidelity/cost web-based data entry ........................................... EBHV grantee data quality progress table ...................................................... Participant-home visitor relationship questionnaire ......................................... Home visitor-participant relationship questionnaire ......................................... EBHV grantee-partner network survey ............................................................ 249 17 50 17 4,716 4,716 142 2 2 12 4 2 2 2 1.60 1.00 9.00 4.25 0.25 0.25 0.42 797 34 5,400 289 2,358 2,358 119 Estimated Total Burden Hours ................................................................. ........................ ........................ ........................ 11,355 mstockstill on DSKH9S0YB1PROD with NOTICES Additional Information: Copies of the proposed collection may be obtained by writing to the Administration for Children and Families, Office of Planning, Research and Evaluation, 370 L’Enfant Promenade, SW., Washington, DC 20447, Attn: OPRE Reports Clearance Officer. All requests should be identified by the title of the information collection. E-mail address: OPREinfocollection@acf.hhs.gov. OMB Comment: OMB is required to make a decision concerning the collection of information between 30 and 60 days after publication of this document in the Federal Register. Therefore, a comment is best assured of having its full effect if OMB receives it within 30 days of publication. Written comments and recommendations for the proposed information collection should be sent directly to the following: Office of Management and Budget, Paperwork Reduction Project, Fax: 202–395–6974, Attn: Desk Officer for the Administration for Children and Families. Dated: October 14, 2009. Seth F. Chamberlain, OPRE Reports Clearance Officer. [FR Doc. E9–25259 Filed 10–23–09; 8:45 am] BILLING CODE 4184–01–M VerDate Nov<24>2008 15:19 Oct 23, 2009 Jkt 220001 DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration [Docket No. FDA–2007–D–0307 (formerly Docket No. 2007–D–0173)] Guidance for Industry on Investigator Responsibilities—Protecting the Rights, Safety, and Welfare of Study Subjects; Availability AGENCY: Food and Drug Administration, HHS. ACTION: Notice. SUMMARY: The Food and Drug Administration (FDA) is announcing the availability of a guidance for industry entitled ‘‘Investigator Responsibilities— Protecting the Rights, Safety, and Welfare of Study Subjects.’’ This guidance is intended to assist investigators in meeting their responsibilities with respect to protecting human subjects and ensuring the integrity of data in the conduct of clinical investigations. The guidance also clarifies FDA’s expectations concerning the investigator’s responsibility for supervising a clinical study in which some study tasks are delegated to employees of the investigator or to outside parties. DATES: Submit written or electronic comments on agency guidances at any time. ADDRESSES: Submit written requests for single copies of this guidance to the Division of Drug Information, Center for PO 00000 Frm 00103 Fmt 4703 Sfmt 4703 Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 51, rm. 2201, Silver Spring, MD 20993–0002. Send one self-addressed adhesive label to assist that office in processing your requests. Submit written comments on the guidance to the Division of Dockets Management (HFA–305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852. Submit electronic comments to https:// www.regulations.gov. See the SUPPLEMENTARY INFORMATION section for electronic access to the guidance document. FOR FURTHER INFORMATION CONTACT: Joseph Griffin, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 22, rm. 4204, Silver Spring, MD 20993, 301–796– 2270, Joseph.Griffin@fda.hhs.gov. SUPPLEMENTARY INFORMATION: I. Background FDA is announcing the availability of a guidance for industry entitled ‘‘Investigator Responsibilities— Protecting the Rights, Safety, and Welfare of Study Subjects.’’ Under the regulations in part 312 (21 CFR part 312) (Investigational New Drug Application) and part 812 (21 CFR part 812) (Investigational Device Exemptions), an investigator is responsible for ensuring that a clinical investigation is conducted according to the signed investigator statement, the E:\FR\FM\26OCN1.SGM 26OCN1 mstockstill on DSKH9S0YB1PROD with NOTICES Federal Register / Vol. 74, No. 205 / Monday, October 26, 2009 / Notices investigational plan, and applicable regulations; for protecting the rights, safety, and welfare of subjects under the investigator’s care; and for the control of drugs, biological products, and devices under investigation (§§ 312.60 and 812.100). This guidance clarifies the responsibilities of investigators in the conduct of clinical investigations conducted under parts 312 and 812, particularly the responsibilities to supervise the conduct of the clinical investigation, and to protect the rights, safety, and welfare of study participants in drug, biologic, and medical device clinical trials. The guidance also provides recommendations on how investigators should supervise the study-related actions of persons not in the direct employ of the investigator, including certain study staff and parties conducting associated testing and assessments. On May 10, 2007 (72 FR 26639), FDA issued a draft of this guidance with the goal of received input from the public. During the finalization of this guidance, FDA carefully considered all substantive comments concerning the content of the guidance. During finalization, FDA’s major emphasis was on clarifying issues that were identified as confusing and correcting apparent errors. These efforts resulted in relatively minor changes throughout the guidance. FDA also removed a significant amount of content from the background section because it was duplicative of content in the guidance appendices. FDA also reordered section III.A.3 of the guidance concerning adequate supervision of the conduct of a clinical trial to make the sequence more logical. We reversed the order of presentation so that the section begins with the factors that may predispose to inadequate supervision, and ends with the steps that could be taken to mitigate the potential for inadequate supervision. This guidance is being issued consistent with FDA’s good guidance practices regulation (21 CFR 10.115). The guidance represents the agency’s current thinking on investigator responsibilities. It does not create or confer any rights for or on any person and does not operate to bind FDA or the public. An alternative approach may be used if such approach satisfies the requirements of the applicable statutes and regulations. II. The Paperwork Reduction Act of 1995 This guidance refers to previously approved collections of information found in FDA regulations. These collections of information are subject to review by the Office of Management and VerDate Nov<24>2008 15:19 Oct 23, 2009 Jkt 220001 Budget (OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501– 3520). The collections of information in part 312 have been approved under OMB control number 0910–0014; and the collections of information in part 812 have been approved under OMB control number 0910–0078. The information requested for general investigator responsibilities is covered by the collection of information in FDA’s regulations for investigational new drug applications (part 312) and investigational device exemptions (part 812) and FDA Form 1572. The guidance also refers to FDA’s requirements in 21 CFR parts 11, 50, 54, and 56 for the conduct of clinical trials of drugs, biologics, and medical devices. The collections of information in 21 CFR part 11 have been approved under OMB control number 0910–0303; the collections of information in 21 CFR part 54 have been approved under OMB control number 0910–0396; and the collections of information in 21 CFR part 56 (including information required under 21 CFR part 50) have been approved under OMB control number 0910–0130. The collection of information for form FDA 3674 has been approved under OMB control number 0910–0616. III. Comments Interested persons may submit to the Division of Dockets Management (see ADDRESSES) written or electronic comments regarding this document. Submit a single copy of electronic comments or two paper copies of any mailed comments, except that individuals may submit one paper copy. Comments are to be identified with the docket number found in brackets in the heading of this document. Received comments may be seen in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday through Friday. IV. Electronic Access Persons with access to the Internet may obtain the document at either https://www.fda.gov/Drugs/Guidance ComplianceRegulatoryInformation/ Guidances/default.htm, https:// www.fda.gov/BiologicsBloodVaccines/ GuidanceComplianceRegulatory Information/default.htm, or https:// www.regulations.gov. Dated: October 20, 2009. David Horowitz, Assistant Commissioner for Policy. [FR Doc. E9–25629 Filed 10–23–09; 8:45 am] BILLING CODE 4160–01–S PO 00000 Frm 00104 Fmt 4703 Sfmt 4703 55053 DEPARTMENT OF HEALTH AND HUMAN SERVICES National Institutes of Health National Institute of General Medical Sciences; Notice of Closed Meeting Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meeting. The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy. Name of Committee: National Institute of General Medical Sciences; Special Emphasis Panel Trauma and Burn. Date: November 19, 2009. Time: 1 p.m. to 5 p.m. Agenda: To review and evaluate grant applications. Place: National Institutes of Health, Natcher Building, Room 3AN34, 45 Center Drive, Bethesda, MD 20892 (Telephone Conference Call). Contact Person: Brian R. Pike, PhD, Scientific Review Officer, Office of Scientific Review, National Institute of General Medical Sciences, National Institutes of Health, 45 Center Drive, Room 3AN18, Bethesda, MD 20892, 301–594–3907, pikbr@mail.nih.gov. (Catalogue of Federal Domestic Assistance Program Nos. 93.375, Minority Biomedical Research Support; 93.821, Cell Biology and Biophysics Research; 93.859, Pharmacology, Physiology, and Biological Chemistry Research; 93.862, Genetics and Developmental Biology Research; 93.88, Minority Access to Research Careers; 93.96, Special Minority Initiatives, National Institutes of Health, HHS) Dated: October 16, 2009. Jennifer Spaeth, Director, Office of Federal Advisory Committee Policy. [FR Doc. E9–25513 Filed 10–23–09; 8:45 am] BILLING CODE 4140–01–M DEPARTMENT OF HEALTH AND HUMAN SERVICES National Institutes of Health National Institute on Alcohol Abuse and Alcoholism; Notice of Closed Meeting Pursuant to section 10(d) of the Federal Advisory Committee Act, as E:\FR\FM\26OCN1.SGM 26OCN1

Agencies

[Federal Register Volume 74, Number 205 (Monday, October 26, 2009)]
[Notices]
[Pages 55052-55053]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-25629]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2007-D-0307 (formerly Docket No. 2007-D-0173)]


Guidance for Industry on Investigator Responsibilities--
Protecting the Rights, Safety, and Welfare of Study Subjects; 
Availability

AGENCY:  Food and Drug Administration, HHS.

ACTION:  Notice.

-----------------------------------------------------------------------

SUMMARY:  The Food and Drug Administration (FDA) is announcing the 
availability of a guidance for industry entitled ``Investigator 
Responsibilities--Protecting the Rights, Safety, and Welfare of Study 
Subjects.'' This guidance is intended to assist investigators in 
meeting their responsibilities with respect to protecting human 
subjects and ensuring the integrity of data in the conduct of clinical 
investigations. The guidance also clarifies FDA's expectations 
concerning the investigator's responsibility for supervising a clinical 
study in which some study tasks are delegated to employees of the 
investigator or to outside parties.

DATES:  Submit written or electronic comments on agency guidances at 
any time.

ADDRESSES:  Submit written requests for single copies of this guidance 
to the Division of Drug Information, Center for Drug Evaluation and 
Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 
51, rm. 2201, Silver Spring, MD 20993-0002. Send one self-addressed 
adhesive label to assist that office in processing your requests. 
Submit written comments on the guidance to the Division of Dockets 
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, 
rm. 1061, Rockville, MD 20852. Submit electronic comments to https://www.regulations.gov. See the SUPPLEMENTARY INFORMATION section for 
electronic access to the guidance document.

FOR FURTHER INFORMATION CONTACT:  Joseph Griffin, Center for Drug 
Evaluation and Research, Food and Drug Administration, 10903 New 
Hampshire Ave., Bldg. 22, rm. 4204, Silver Spring, MD 20993, 301-796-
2270, Joseph.Griffin@fda.hhs.gov.

SUPPLEMENTARY INFORMATION:

I. Background

    FDA is announcing the availability of a guidance for industry 
entitled ``Investigator Responsibilities--Protecting the Rights, 
Safety, and Welfare of Study Subjects.'' Under the regulations in part 
312 (21 CFR part 312) (Investigational New Drug Application) and part 
812 (21 CFR part 812) (Investigational Device Exemptions), an 
investigator is responsible for ensuring that a clinical investigation 
is conducted according to the signed investigator statement, the

[[Page 55053]]

investigational plan, and applicable regulations; for protecting the 
rights, safety, and welfare of subjects under the investigator's care; 
and for the control of drugs, biological products, and devices under 
investigation (Sec. Sec.  312.60 and 812.100). This guidance clarifies 
the responsibilities of investigators in the conduct of clinical 
investigations conducted under parts 312 and 812, particularly the 
responsibilities to supervise the conduct of the clinical 
investigation, and to protect the rights, safety, and welfare of study 
participants in drug, biologic, and medical device clinical trials. The 
guidance also provides recommendations on how investigators should 
supervise the study-related actions of persons not in the direct employ 
of the investigator, including certain study staff and parties 
conducting associated testing and assessments.
    On May 10, 2007 (72 FR 26639), FDA issued a draft of this guidance 
with the goal of received input from the public. During the 
finalization of this guidance, FDA carefully considered all substantive 
comments concerning the content of the guidance. During finalization, 
FDA's major emphasis was on clarifying issues that were identified as 
confusing and correcting apparent errors. These efforts resulted in 
relatively minor changes throughout the guidance. FDA also removed a 
significant amount of content from the background section because it 
was duplicative of content in the guidance appendices. FDA also 
reordered section III.A.3 of the guidance concerning adequate 
supervision of the conduct of a clinical trial to make the sequence 
more logical. We reversed the order of presentation so that the section 
begins with the factors that may predispose to inadequate supervision, 
and ends with the steps that could be taken to mitigate the potential 
for inadequate supervision.
    This guidance is being issued consistent with FDA's good guidance 
practices regulation (21 CFR 10.115). The guidance represents the 
agency's current thinking on investigator responsibilities. It does not 
create or confer any rights for or on any person and does not operate 
to bind FDA or the public. An alternative approach may be used if such 
approach satisfies the requirements of the applicable statutes and 
regulations.

II. The Paperwork Reduction Act of 1995

    This guidance refers to previously approved collections of 
information found in FDA regulations. These collections of information 
are subject to review by the Office of Management and Budget (OMB) 
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The 
collections of information in part 312 have been approved under OMB 
control number 0910-0014; and the collections of information in part 
812 have been approved under OMB control number 0910-0078. The 
information requested for general investigator responsibilities is 
covered by the collection of information in FDA's regulations for 
investigational new drug applications (part 312) and investigational 
device exemptions (part 812) and FDA Form 1572. The guidance also 
refers to FDA's requirements in 21 CFR parts 11, 50, 54, and 56 for the 
conduct of clinical trials of drugs, biologics, and medical devices. 
The collections of information in 21 CFR part 11 have been approved 
under OMB control number 0910-0303; the collections of information in 
21 CFR part 54 have been approved under OMB control number 0910-0396; 
and the collections of information in 21 CFR part 56 (including 
information required under 21 CFR part 50) have been approved under OMB 
control number 0910-0130. The collection of information for form FDA 
3674 has been approved under OMB control number 0910-0616.

III. Comments

    Interested persons may submit to the Division of Dockets Management 
(see ADDRESSES) written or electronic comments regarding this document. 
Submit a single copy of electronic comments or two paper copies of any 
mailed comments, except that individuals may submit one paper copy. 
Comments are to be identified with the docket number found in brackets 
in the heading of this document. Received comments may be seen in the 
Division of Dockets Management between 9 a.m. and 4 p.m., Monday 
through Friday.

IV. Electronic Access

    Persons with access to the Internet may obtain the document at 
either https://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm, https://www.fda.gov/BiologicsBloodVaccines/GuidanceComplianceRegulatoryInformation/default.htm, or https://www.regulations.gov.

    Dated: October 20, 2009.
David Horowitz,
Assistant Commissioner for Policy.
[FR Doc. E9-25629 Filed 10-23-09; 8:45 am]
BILLING CODE 4160-01-S
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