Hazardous Materials: Revision of Requirements for Emergency Response Telephone Numbers, 53413-53423 [E9-24799]
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Federal Register / Vol. 74, No. 200 / Monday, October 19, 2009 / Rules and Regulations
203.1003
Requirements.
[Amended]
3. Section 203.1004 is amended in
paragraph (b)(2)(ii) by removing
‘‘Washington, DC 22202–2884’’ and
adding in its place ‘‘Arlington, VA
22202–4704’’.
■
[FR Doc. E9–25066 Filed 10–16–09; 8:45 am]
BILLING CODE 5001–08–P
DEPARTMENT OF DEFENSE
Defense Acquisition Regulations
System
48 CFR Parts 225 and 252
RIN 0750–AG33
Defense Federal Acquisition
Regulation Supplement; Restriction on
Research and Development—Deletion
of Obsolete Text (DFARS Case 2009–
D005)
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AGENCY: Defense Acquisition
Regulations System, Department of
Defense (DoD).
ACTION: Final rule.
A. Background
This final rule removes DFARS
225.7016, Restriction on Research and
Development, since the underlying
statutory provision (Section 744 of the
DoD Appropriations Act for Fiscal Year
13:53 Oct 16, 2009
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225.7016–3
[FR Doc. E9–25067 Filed 10–16–09; 8:45 am]
[Amended]
4. Newly designated section
225.7016–3 is amended in paragraph
(b), in the second sentence, by removing
‘‘225.7017–3’’ and adding in its place
‘‘225.7016–3’’.
■
PART 252—SOLICITATION
PROVISIONS AND CONTRACT
CLAUSES
252.225–7018
[Amended]
5. Section 252.225–7018 is amended
in the introductory text by removing
‘‘225.7017–4’’ and adding in its place
‘‘225.7016–4’’.
■
BILLING CODE 5001–08–P
This rule will not have a significant
cost or administrative impact on
contractors or offerors, or a significant
effect beyond the internal operating
procedures of DoD. Therefore,
publication for public comment under
41 U.S.C. 418b is not required.
However, DoD will consider comments
from small entities concerning the
affected DFARS subparts in accordance
with 5 U.S.C. 610. Such comments
should cite DFARS Case 2009–D005.
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 172 and 174
[RSPA Docket No. 2006–26322 (HM–206F)]
RIN 2137–AE21
C. Paperwork Reduction Act
The Paperwork Reduction Act does
not apply, because the rule does not
impose any information collection
requirements that require the approval
of the Office of Management and Budget
under 44 U.S.C. 3501, et seq.
Hazardous Materials: Revision of
Requirements for Emergency
Response Telephone Numbers
AGENCY: Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Final rule.
List of Subjects in 48 CFR Parts 225 and
252
SUMMARY: DoD has issued a final rule
amending the Defense Federal
Acquisition Regulation Supplement
(DFARS) to remove obsolete text
addressing a restriction on awards to
foreign entities for DoD research and
development. The restriction
implemented a statutory provision that
is no longer in effect.
DATES: Effective Date: October 19, 2009.
FOR FURTHER INFORMATION CONTACT: Ms.
Amy Williams, Defense Acquisition
Regulations System, OUSD (AT&L)
DPAP (DARS), IMD 3D139, 3062
Defense Pentagon, Washington, DC
20301–3062. Telephone 703–602–0328;
facsimile 703–602–7887. Please cite
DFARS Case 2009–D005.
SUPPLEMENTARY INFORMATION:
VerDate Nov<24>2008
1973 (Pub. L. 92–570)) is no longer in
effect. Section 744 of Public Law 92–570
prohibited the use of DoD
appropriations to make an award to any
foreign corporation, organization,
person, or entity, for research and
development in connection with any
weapon system or other military
equipment, if a U.S. corporation,
organization, person, or entity was
equally competent and willing to
perform at a lower cost.
This rule was not subject to Office of
Management and Budget review under
Executive Order 12866, dated
September 30, 1993.
B. Regulatory Flexibility Act
(b) Notification of possible contractor
violation. Upon notification of a
possible contractor violation of the type
described in FAR 3.1003(b), coordinate
the matter with the following office:
DoD Inspector General, Investigative
Policy and Oversight, Contractor
Disclosure Program, 400 Army Navy
Drive, Suite 1037, Arlington, VA 22202–
4704; Toll-Free Telephone: 866–429–
8011.
203.1004
53413
Government procurement.
Amy G. Williams,
Editor, Defense Acquisition Regulations
System.
Therefore, 48 CFR Parts 225 and 252
are amended as follows:
■ 1. The authority citation for 48 CFR
Parts 225 and 252 continues to read as
follows:
■
Authority: 41 U.S.C. 421 and 48 CFR
Chapter 1.
PART 225—FOREIGN ACQUISITION
225.7016
■
[Removed]
2. Section 225.7016 is removed.
225.7017, 225.7017–1, 225.7017–2,
225.7017–3, and 225.7017–4
[Redesignated]
3. Sections 225.7017, 225.7017–1,
225.7017–2, 225.7017–3, and 225.7017–
4 are redesignated as sections 225.7016,
225.7016–1, 225.7016–2, 225.7016–3,
and 225.7016–4 respectively.
■
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SUMMARY: In this final rule, PHMSA is
amending the Hazardous Materials
Regulations to clarify requirements
governing emergency response
information services provided by
arrangement with hazardous materials
offerors (shippers). In order to preserve
the effectiveness of these arrangements
for providing accurate and timely
emergency response information,
PHMSA is requiring basic identifying
information (offeror name or contract
number) to be included on shipping
papers. This information will enable the
emergency response information
provider to identify the offeror on
whose behalf it is accepting
responsibility for providing emergency
response information in the event of a
hazardous materials incident and obtain
additional information about the
hazardous material as needed.
DATES: Effective Date: The effective date
of this final rule is November 18, 2009.
Voluntary Compliance Date: PHMSA
is authorizing immediate voluntary
compliance beginning November 18,
2009.
FOR FURTHER INFORMATION CONTACT: Joan
McIntyre, Office of Hazardous Materials
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Standards, telephone (202) 366–8553,
Pipeline and Hazardous Materials Safety
Administration.
SUPPLEMENTARY INFORMATION:
I. Background
On July 2, 2007, PHMSA issued a
notice of proposed rulemaking (NPRM;
72 FR 35961) proposing to make a
narrow, clarifying change to the
requirements of the Hazardous Materials
Regulations (HMR; 49 CFR Parts 171–
180) applicable to emergency response
telephone numbers on shipping papers.
With limited exceptions not applicable
here (refer to §§ 172.600(d) and
172.604(c)), the HMR require shipments
of hazardous materials to be
accompanied by shipping papers and
other documentation designed to
communicate to transport workers and
emergency responders the hazards
associated with a specific shipment.
This information must include the
immediate hazard to health; risks of fire
or explosion; immediate precautions to
be taken in the event of an accident;
immediate methods for handling fires;
initial methods for handling spills or
leaks in the absence of fire; and
preliminary first aid measures. The
information must be in writing, in
English, and presented on a shipping
paper or related shipping document (see
§ 172.602).
In addition to written emergency
response information, § 172.604(a) of
the HMR requires a person who offers
(offeror) a hazardous material for
transportation in commerce to list an
emergency response telephone number
on the shipping paper. The emergency
response telephone number must
connect a caller to the offeror or to a
person capable of and accepting
responsibility for providing detailed
information about the hazardous
materials shipment. The emergency
response telephone number is used by
emergency responders and transport
workers to obtain detailed, productspecific information, including
directions for remedial measures to be
taken in the event of an incident during
transportation.
The telephone number must be
answered by a person who is
knowledgeable about the material being
shipped and possesses comprehensive
emergency response and incident
mitigation information for that material,
or has immediate access to a person
who possesses such knowledge. Under
this standard, ‘‘immediate access’’
requires the emergency response
information to be provided to the
emergency responder or transportation
worker promptly and with no undue
delay. Additionally, the emergency
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response telephone number must be
active, with no limitations, during the
entire time a shipment is in
transportation, including storage
incidental to movement and intermodal
shipments that are transferred from one
carrier to another for continued
transportation. Simply stated, the term
‘‘storage incidental to movement’’
means storage occurring between the
time a hazardous material is offered for
transportation and the time it is
delivered to the consignee (see § 171.8
for complete definition for ‘‘storage
incidental to movement’’).
As currently required in § 172.604(b),
if the offeror uses the services of an
emergency response information
provider (ERI provider), the offeror must
ensure that the ERI provider has up-todate information on the hazardous
material and that the ERI provider is
capable of and has accepted
responsibility for providing detailed
emergency response information
applicable to the hazardous material.
As discussed in the preamble to the
NPRM, we have become aware of a
number of problems associated with
emergency response telephone numbers
on shipping papers, specifically related
to the increasing use by offerors of ERI
providers to comply with the
requirements of § 172.604. In such
situations, the original offeror enters
into a contract or agreement with an
agency or organization (industry
associations may offer this service to
their members) accepting responsibility
for providing detailed emergency
response information in accordance
with § 172.604(b). The telephone
number on the shipping paper is the
telephone number of the ERI provider,
but the original offeror is not required
to include a notation to this effect on the
shipping paper, nor is the name of the
original offeror required to appear on
the shipping paper. Thus, the identity of
the person who arranged with the ERI
provider is not readily available through
shipping documentation.
This problem is exacerbated because,
under the HMR, a carrier or freight
forwarder preparing a shipping paper
for the continued movement of a
hazardous material in commerce may
rely on information provided by the
original offeror for the preparation of the
new shipping paper (for example, the
classification of the material, the
compatibility of the material with the
packaging being used, or the emergency
response telephone number), so long as
the carrier or freight forwarder exercises
due care. For example, a carrier or
freight forwarder may rely on an
emergency response telephone number
provided by a preceding offeror unless
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it is aware (or should be aware) of facts
indicating the emergency response
telephone number is not operative (such
as when the offeror has not contracted
with the ERI provider) and does not
meet the requirements of § 172.604(b).
The initial shipment of hazardous
materials may be handled by several
entities before reaching its final
destination. For example, a motor
carrier may accept a shipment from the
originating offeror for transportation and
deliver the material to a freight
forwarder to arrange continued
transportation. The freight forwarder
may prepare shipping papers using the
emergency response telephone number
provided by the originating offeror. The
freight forwarder may then arrange for
continued shipment of the hazardous
material by rail; a rail carrier may
prepare shipping documentation using
the information, including the
emergency response telephone number,
provided by the freight forwarder. The
shipping documentation accompanying
the shipment may or may not include
the name of the originating offeror. In
cases where the originating offeror
arranges with an emergency response
service to provide telephone service, the
nexus between the offeror and ERI
provider may be lost as new shipping
papers are prepared at each stage of
transportation. For example, when new
shipping papers are prepared for
continued transportation of the
hazardous materials, the original
offeror’s name is typically removed and
replaced with the subsequent offeror’s
name. When the initial offeror is also
the ERI registrant, that information is no
longer available when the emergency
responder calls the ERI provider.
Without the name of the offeror who
arranged for an emergency response
service, an ERI provider may not be able
to communicate the product-specific
information that was provided by the
original offeror. This could result in a
serious problem if transportation
workers or emergency response
personnel must use the telephone
number to request assistance in
handling an accident or emergency.
Most ERI providers will attempt to
provide assistance whether or not they
can verify that an offeror arranged for
emergency response service. However,
without the identification of the
particular offeror who has made
arrangements with the service, it may
not be possible for the emergency
response service to quickly access
information specific to the material
involved in an incident, thereby
defeating the purpose of the
requirement in § 172.604 to enable
transport workers and emergency
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response personnel to expeditiously
obtain detailed information about a
hazardous materials shipment. A delay
or improper response due to lack of
accurate and timely emergency response
information may place emergency
response personnel, transportation
workers, and the general public at
increased risk. Expeditious
identification of the hazards and
direction for appropriate handling and
clean up associated with specific
hazardous materials is critical in
mitigating the consequences of
hazardous materials incidents.
To remedy this problem, in the NRPM
we proposed to require that when an
ERI provider is used to comply with the
requirements of § 172.604, the offeror
must be identified on the originating
shipping paper and any subsequent
shipping papers that use the ERI
provider’s emergency response
telephone number. Specifically, we
proposed to:
1. Require the offeror who made the
arrangement with the ERI provider to be
identified on the shipping paper. Any
party preparing a shipping paper would
be required to identify the original
offeror, by name or contract number,
with the emergency response telephone
number indicated on the shipping
paper, and clearly note the
identification in association with the
emergency response telephone number,
or insert and identify its own emergency
response telephone number conforming
to the requirements in Subpart G of Part
172.
2. Clarify that any person preparing a
subsequent shipping paper for
continued transport of hazardous
materials must include the original
offeror’s name if that offeror is the
registrant for the emergency response
telephone service. Again, the name of
the original offeror or its contract
number with the ERI provider would be
required to be included on the shipping
paper, or the person preparing
subsequent shipping papers must insert
and identify by name its own valid
emergency response number conforming
to the requirements in Subpart G of Part
172.
3. We also proposed the following
clarifications:
—To clarify that international telephone
numbers used to comply with the
emergency response telephone
number requirement must include the
country code, and city code as
appropriate.
—To clarify that the emergency
response telephone number
requirements do not apply to
transport vehicles or freight
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Jkt 220001
containers containing lading that has
been fumigated and displays the
FUMIGANT marking, as required by
§ 173.9 of the HMR, unless other
hazardous materials are present in the
cargo transport unit.
II. Comments to the NPRM
A total of 23 persons submitted
comments to the NPRM, representing
industry associations, emergency
responders, emergency response
information services, offerors, carriers,
and the general public. The comments
may be accessed via https://
www.regulations.gov and are as follows:
1. Arkema, Inc.—PHMSA–2006–
26322–02.
2. The FPL Group—PHMSA–2006–
26322–04.
3. Jerry Shipman—PHMSA–2006–
26322–06.
4. Institute of Makers of Explosives
(IME)—PHMSA–2006–26322–07.
5. International Vessel Operators
Hazardous Materials Association
(VOHMA)—PHMSA–2006–26322–08
and 09.
6. American Trucking Associations
(ATA)—PHMSA–2006–26322–10.
7. United Parcel Service (UPS)—
PHMSA–2006–26322–11.
8. Air Products and Chemicals (Air
Products)—PHMSA–2006–26322–12.
9. Aviation Suppliers Association
(ASA)—PHMSA–2006–26322–13.
10. Council on Radionuclides and
Radiopharmaceuticals, Inc. (CORAR)—
PHMSA–2006–26322–14.
11. Association of American Railroads
(AAR)—PHMSA–2006–26322–15.
12. Council on Safe Transportation of
Hazardous Articles (COSTHA)—
PHMSA–2006–26322–16.
13. National Association of Chemical
Distributors (NACD)—PHMSA–2006–
26322–17.
14. Veolia ES Technical Solutions
LLC (Veolia)—PHMSA–2006–26322–18.
15. The Chemical Emergency
Transportation Center (CHEMTREC)—
PHMSA–2006–26322–19.
16. Fed Ex Express (Fed Ex)—
PHMSA–2006–26322–20.
17. American Pyrotechnics
Association (APA)—PHMSA–2006–
26322–21.
18. Utility Solid Waste Activities
Group (USWAG)—PHMSA–2006–
26322–22.
19. International Association of Fire
Chiefs (IAFC)—PHMSA–2006–26322–
23.
20. National Paint & Coatings
Association (NPCA)—PHMSA–2006–
26322–24.
21. Veolia Environmental Services
(Veolia)—PHMSA–2006–26322–25.
22. Lighter Association, Inc.—
PHMSA–2006–26322–26.
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53415
23. Dangerous Goods Advisory
Council (DGAC)—PHMSA–2006–
26322–27.
III. Revisions to the HMR Adopted in
This Final Rule
In this rulemaking we are requiring
the offeror who is registered with the
ERI provider, as reflected by the
provider’s telephone number on
shipping papers, to be identified on the
shipping paper. Specifically, we are
revising the HMR to:
1. Require an offeror who has made an
arrangement with an ERI provider to be
identified on the shipping paper in clear
association with the emergency
response telephone number. In response
to comments, we are clarifying that if
the name of the offeror is prominently
and clearly listed elsewhere on the
shipping paper, it need not also be
listed in association with the emergency
response telephone number.
2. Clarify that any person preparing a
subsequent shipping paper for
continued transport of a hazardous
materials shipment must include the
offeror’s name (whether the original or
subsequent offeror) that is the registrant
for the ERI provider and that will be in
use for the continued transportation of
the shipment. The name of the original
or subsequent offeror or its contract
number with the ERI provider must be
included on the shipping paper. If the
original or subsequent offeror is not
continuing as the registrant with the ERI
provider, the person preparing
subsequent shipping papers must insert
and identify by name its own valid
emergency response telephone number
conforming to the requirements in
Subpart G of Part 172.
3. Clarify that the person answering
the ERI provider’s telephone number
transmits all written information in
English.
4. Clarify that international telephone
numbers used to meet the emergency
response telephone number requirement
must include the international access
code or a ‘‘+’’ sign as a placeholder for
the international access code, country
code, and city code as appropriate.
5. Clarify the term ‘‘clear association’’
with respect to the placement of the
identity of the registrant of the ERI
provider.
6. Clarify the current requirement for
the emergency response telephone
number to be provided on the shipping
paper in a ‘‘clearly visible’’ location.
7. Clarify that the emergency response
telephone number requirements do not
apply to transport vehicles or freight
containers containing lading that has
been fumigated and displays the
FUMIGANT marking, as required by
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§ 173.9 of the HMR, unless other
hazardous materials are present in the
cargo transport unit.
The amendments in this final rule are
intended to fill a gap that was
unforeseen when we initially adopted
these requirements in 1989 under
Docket HM–126C (54 FR 27138, 06/27/
89). The amendments in this final rule
will help to ensure that transportation
workers and emergency response
personnel are provided with accurate
and timely information about the
hazardous materials involved in a
transportation accident or other
emergency. This final rule will also
serve to eliminate delays in
transportation due to lack of such
information, and eliminate problems
created when compliance personnel are
not able to verify emergency response
telephone numbers.
IV. Discussion of Comments
As discussed in detail below, we
received comments that are mostly
supportive of our proposal to require
basic identifying information to be
included on shipping papers and some
that are not supportive. However, some
comments express concerns on certain
provisions and request additional
revisions. Some comments, such as
defining the term ‘‘interlining carrier’’
and adopting authorization to use
electronic data information are beyond
the scope of this rulemaking and,
therefore, are not addressesd in this
final rule.
DGAC agrees that it is necessary to
have a clear linkage between the offeror
making arrangements with an ERI
provider and the provider’s emergency
response telephone number, but
recommends that we address this issue
as part of our ongoing initiative to
identify ways to promote faster, more
efficient communication among
shippers, carriers, and emergency
responders through the use of electronic
data exchange technologies. This
initiative is a long-term project that may
not be completed for several years. This
final rule is intended to minimize delay
or improper response resulting from a
lack of accurate and timely emergency
response information. Absent regulatory
action, emergency response personnel,
transportation workers, and the general
public could be placed at increased risk.
Thus, we do not believe delaying this
rulemaking is justified.
Of the commenters supporting the
intent of this rulemaking, VOHMA
comments that valuable time is lost
when shipments are delayed while
emergency responders or enforcement
officers are attempting to obtain or
verify emergency response information
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and their efforts are obstructed because
the party who arranged with the ERI
provider is not noted on the shipping
papers. CHEMTREC, an ERI provider,
comments that for the arrangement
between the registrant and CHEMTREC
to work effectively, the registrant must
be identified on the shipping paper. The
IAFC comments that first responders
can prevent or reduce the amount of
damage or injury at the scene if they
have specific information on the
hazardous materials and also states that
the safety of the public and emergency
responders, and the impact on business
operations can depend on quickly
obtaining comprehensive and correct
information.
A detailed discussion of comments to
the NPRM follows.
A. Reliance on Original Information
Several commenters, including Fed
Ex and UPS, ask us to restate the
clarification that was published under
Docket HM–223A (70 FR 43638) and
reiterated in the HM–206F NPRM. The
clarification addressed a carrier relying
on information provided by the original
or previous offeror of the hazardous
material.
As stated in the NPRM’s preamble (72
FR 25962), the definition of a ‘‘person
who offers or offeror’’ includes ‘‘any
person who performs, or is responsible
for performing, any pre-transportation
function required under this subchapter
for transportation of the hazardous
material in commerce.’’ The definition
further provides that a carrier is not an
offeror when it performs a function as
a condition of accepting a hazardous
material shipment for continued
transportation without performing a pretransportation function (see definition
for ‘‘pre-transportation function’’ in
§ 171.8). In accordance with § 171.2(f),
an offeror and carrier may rely on
information provided by a previous
offeror or carrier unless it knows or a
reasonable person acting in the
circumstances and exercising reasonable
care would know, that the information
provided is incorrect. Under § 5123(a)(1)
of the Federal hazardous materials
transportation law (Federal hazmat law,
49 U.S.C. 5101 et seq.), a person acts
knowingly when the person has actual
knowledge of the facts giving rise to the
violation; or a reasonable person acting
in the circumstances and exercising
reasonable care would have that
knowledge.
An offeror or an interconnecting
carrier who knowingly or willfully
provides incorrect information to a
subsequent carrier, or a subsequent
carrier who knowingly accepts and
continues to use inaccurate information,
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is in violation of the HMR. A civil or
criminal penalty (see §§ 107.329 and
107.333) may be assessed against any
person subject to the HMR who
knowingly or willfully offers for
transportation or transports a hazardous
material in a manner not complying
with the HMR.
To reiterate, a carrier, freight
forwarder, or other entity may rely on
the previous information unless the
entity has knowledge that the
information is incorrect. Ensuring
correct information is the responsibility
of the person preparing shipping papers,
and any person with knowledge of
incorrect information may not continue
to use that information. Communication
between the original and subsequent
offeror before the shipment reaches the
subsequent offeror may be warranted in
cases when confusion exists on whether
the original offeror’s ERI provider will
continue to be used.
B. Use of Emergency Response Number
by Subsequent Offerors
Some commenters read the NPRM as
proposing to require the original offeror
to maintain its emergency response
information telephone number for
subsequent offerors when no agreement
has been authorized by the original
offeror. For example, IME requests that
we correct or confirm its understanding
that the ‘‘option’’ to use the originating
offeror’s emergency response number
applies only to that offeror’s shipment.
The commenters state that they support
the intent of the rule, but that we appear
to be expanding the requirement for
originating offerors to provide and
monitor emergency response
information telephone numbers beyond
the delivery of the shipment to the
destination on the original offeror’s
shipping papers.
The commenters have misread the
NPRM. We did not propose to require
the original offeror to maintain an
emergency response telephone number
throughout subsequent offerors’
movements of hazardous materials. We
proposed only that the existing
requirement for the notation of an
emergency response telephone number
be augmented by the inclusion of the
registrant’s name or contract number
with the ERI provider. This rulemaking
was prompted, in part, because some
subsequent carriers when preparing new
shipping papers were omitting the
initial registrant’s name, inserting their
own name, but retaining the initial
offeror’s ERI provider for which the
initial offeror was the registrant.
Whether in cases where the previous
offeror’s ERI provider was intended to
end upon acceptance of the shipment by
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the subsequent offeror or was intended
to be active for the subsequent offeror,
the identifying link to the ERI provider
was lost and the telephone number was
no longer operative for the shipment.
Whether the original or previous
offeror’s ERI provider’s telephone
number remains active for a subsequent
offeror is a matter of agreement between
the two parties. A subsequent offeror
may not assume that it has authorization
to use the original or previous offeror’s
emergency response telephone number.
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C. Use of the Terms ‘‘Emergency
Response Service Provider’’ and
‘‘Emergency Response Information
Provider’’
DGAC and CHEMTREC comment that
our use of the term ‘‘emergency
response service provider’’ connotes a
range of emergency services beyond that
required by the emergency response
telephone number and may lead to
confusion. The commenters suggested
the use of the term ‘‘emergency response
information provider.’’ We agree the
term provides clarity and have made the
revision.
Veolia states that the term
‘‘emergency response information’’ is
defined in § 172.602(a) as the minimum
information that must be made
available, but that in § 172.604(a)(2),
when describing the information that
must be maintained by the emergency
response information provider, we use
the phrase ‘‘comprehensive emergency
response and incident mitigation
information.’’ Veolia requests that we
remove the latter phrase in § 172.604
and replace it with ‘‘emergency
response information.’’ We note
concerning this comment that the two
sections are intended for two different
purposes. Section 172.602 refers to the
emergency response information that
must be printed on or attached to the
shipping paper, while § 172.604 is
specific to the emergency response
telephone number. The person manning
the emergency response information
telephone number must be able to
provide specific and detailed
information about the hazardous
material (for example, characteristics of
the material and comprehensive
emergency response information) to
supplement and expand on the written
emergency response information
provided with the shipping paper, such
as the Emergency Response Guide
(ERG), including comprehensive
emergency response and incident
mitigation information. The person
should have the capability of contacting
the shipper for additional information
and/or have immediate access to such
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information. For this reason, we are not
making the requested change.
D. Comprehensive Knowledge of the
Shipment and Needs of Emergency
Response Personnel
Some commenters express concern
about obtaining the most comprehensive
knowledge regarding the specific
hazardous materials being shipped,
stating that the only way to do this is
through direct access to the offeror.
ATA states that the NPRM does not
directly address the problem of ensuring
that emergency responders will have
direct access to the offeror. Air Products
suggests that if a subsequent carrier or
freight forwarder prepares its own
subsequent shipping papers and uses an
‘‘outside’’ ERI provider, the subsequent
offeror and provider may not have the
necessary information to properly
advise emergency responders on the
scene. APA states that the emergency
response telephone number, hazardous
materials description and manifests
should carry over throughout an
intermodal shipment from the initial
offeror to the final consignee. (As a note:
APA contracts with a third party
emergency response provider who
provides detailed emergency response
information conforming to § 172.604.
APA members may participate in the
service and register through APA, and
APA submits the participant list to the
ERI provider; thus, each member is
individually registered.) IAFC states that
general reference materials are not
substitutes for direct contact with the
offeror who has the most knowledge of
the product.
We agree with the commenters that
the offeror will have the most
comprehensive knowledge about a
specific hazardous material. That is why
the HMR requirement for the emergency
response telephone number allows for
and, indeed, anticipates that the number
provided by the original offeror will
often be utilized throughout
transportation from the original offeror
to the consignee. We remind offerors
and ERI providers that § 172.604(a)(2)
requires the telephone number to be that
of a person who is either knowledgeable
of the hazardous material being shipped
and has comprehensive emergency
response and incident mitigation
information for that material, or has
immediate access to a person who
possesses such knowledge and
information. We agree with IAFC’s point
that knowledgeable contacts require
more than a rote reading from general
reference materials, such as the ERG.
Offerors must meet the existing
comprehensive emergency response
requirement by supplying the ERI
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53417
provider and subsequent offerors, as
applicable, with complete and detailed
information relevant to the hazardous
material, and subsequent offerors must
also supply any ERI provider that they
engage for themselves with the
additional information supplied to them
by the original or previous offeror. We
remind the reader that § 172.604(b)
currently requires the ERI provider to
have detailed information concerning
the hazardous material and specifies
that ‘‘the person offering a hazardous
material for transportation who lists the
telephone number of an agency or
organization shall ensure that the
agency or organization has received
current information on the material as
required by paragraph (a)(2),’’ which
specifies comprehensive and incident
mitigation information for the material.
Again, a rote reading alone is not
sufficient.
COSTHA contends that the existing
emergency response telephone number
requirement fully meets the needs of
emergency response personnel and that
we should only clarify the existing
requirement that all hazardous materials
shipping documentation must include
an emergency response contact number
representing the number supplied by
the offeror. The Lighter Association also
questions the advantage of the
identification of the party who is
registered with the provider, stating that
products such as lighters go through
many hands (sales agents, distributors,
retailers and other third parties) and
that often the identity of the party
registered with the provider is not
known. The Lighter Association asserts
that identification of the material by
hazard class on the shipping paper and
the marking and placarding
requirements are sufficient and states
that the registrant most likely is ‘‘not
going to be readily available.’’
These commenters appear to have
misread the NPRM. The purpose of the
NPRM proposals is to enable emergency
responders and transportation workers
to readily obtain information from a
third-party provider, not for them to
obtain the information from the
registrant. When the provider is called
and the registrant cannot be matched
with the product, the provider attempts
(with no obligation when an offeror is
not registered) to respond with general
information applicable to the shipping
description, but the product specific
information cannot be obtained because
the identity of the registrant is not
known. Providing comprehensive
information for any hazardous material
is critical to ensure that emergency
response personnel and transportation
workers are equipped with the means to
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respond appropriately and as swiftly as
possible to a hazardous material
situation. Such information is
particularly important if the hazardous
material is shipped under a generic
shipping name (e.g., flammable liquid
n.o.s.) where complete emergency
response information may depend on an
in-depth knowledge of the hazardous
constituents of the material. If the
emergency response information
provider cannot identify the registrant,
then the complete and product specific
information about the hazardous
material cannot be provided to the
emergency responders.
We cannot emphasize enough that
lack of complete information applicable
to the hazardous material being
transported impacts the ability of
emergency response personnel to
properly, safely and expeditiously take
action when an incident occurs. Crucial
delays can occur with the response and
clean up process when the identity of
the offeror registered with the ERI
provider is not reflected on the shipping
paper. The delays may result in serious
risks to people and the environment,
and may also disrupt the continued
transportation of shipments when
emergency responders and
transportation workers are pressed to
take valuable time on the scene of an
incident to obtain emergency response
information. CHEMTREC asks us to
inform the regulated community that it
makes it known to each person
registering with CHEMTREC that either
the previous offeror should be indicated
on the shipping paper (if continuing to
maintain an emergency response
telephone number), or the party that has
taken on the offeror function should
itself be registered.
E. Format on Shipping Papers
Several commenters request that we
provide a specific format for the
identification of the registrant of the ERI
provider, stating that, as proposed, it
may not always be clear who is
registered with the ERI provider. For
example, COSTHA notes that shipments
being consolidated into one freight
container may contain materials from
more than one offeror, with each
providing a separate emergency
response telephone number and that
many less-than-truckload (LTL) carriers
create manifests or delivery receipt
documents that provide the original
offeror’s name and emergency response
contact information. COSTHA states
that to create shipping documents to
include the offerors’ name or contract
number registered with the ERI provider
would be confusing to emergency
personnel and create more errors.
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With respect to multiple shipments
being consolidated into one freight
container, currently, when more than
one emergency response telephone
number is needed for consolidated
hazardous materials, the various
emergency response telephone numbers
are required to be noted following the
applicable shipping descriptions. We do
not agree that the addition of registrant
information in association with the
applicable telephone number will create
confusion.
Veolia is supportive of the
rulemaking, but requests that when the
offeror noted on the shipping paper is
the registrant of the ERI provider, no
need exists to reenter the offeror’s name
near the emergency response telephone
number. Similarly, DGAC states its
assumption that the offeror’s identity is
not required to be repeated if the
identification is noted ‘‘elsewhere’’ on
the shipping document, particularly
with international shipments.
We continue to be concerned that if
the registrant with an ERI provider is
not clearly identified, the nexus
between the registrant and the provider
will be lost. However, we agree with the
commenters that if the registrant is
prominently, clearly and readily
identified elsewhere on the shipping
paper—e.g., the offeror listed on the
shipping paper is also the registrant and
clearly identified—then the registrant
need not also be listed in association
with the emergency response telephone
number. Subsequent entities in the
transportation chain (carriers, freight
forwarders, etc.) that prepare new
shipping papers must ensure that the
name or the contract number of the
original offeror, if that offeror’s ERI
telephone number remains in effect, is
provided in association with the
emergency response telephone number,
unless prominently identified
elsewhere.
CHEMTREC states that precious time
is lost when the caller on the scene of
an incident is having trouble identifying
the registered offeror because of the lack
of uniformity of the information on
shipping papers. CHEMTREC also
comments (and we agree) about the
necessity of taking care when preparing
new shipping papers with regard to
ensuring that the name or contract
number is not inadvertently altered,
which can create problems and delays
in correctly identifying the registered
offeror. We received complaints that the
telephone number is also difficult to
quickly identify when its positioning on
the shipping paper is located near other
text in a manner that blends the
telephone number with other text (such
as when using small, difficult-to-read
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font size), thereby rendering the number
difficult to locate and/or to read.
Based on the comments received
concerning the necessity of a standard
format for the registrant information, we
are revising the regulatory text to read
that the identification of the registrant of
the emergency response telephone
number provider must be placed
immediately before, after, above or
below the telephone number, unless the
registrant is prominently, clearly and
readily identified elsewhere on the
shipping paper as discussed earlier in
this preamble. This should provide
sufficient flexibility for the creation of a
shipping paper while ensuring that the
registrant is clearly identified. In
addition, considering the exception
being incorporated in this final rule and
based on the comments specific to being
unable to quickly identify the registered
offeror as well as identify and easily
read the telephone number itself, we are
revising the regulatory text by clarifying
the meaning of ‘‘clearly visible’’ and
‘‘prominently, clearly and readily
identifiable’’ in § 172.604(a)(3)(ii) and
(b)(2), respectively. We are making this
clarification so that there is no question
as to the intent of the requirement,
including that it encompasses the
readability of the information (registered
offeror and telephone number), as well
as the location.
F. International Access Codes
Several commenters request
clarification in the regulatory text
regarding the use of international
emergency response telephone numbers.
DGAC suggests an expansion of the text
to make clear that the international
access code, country code and city code
must be included when the emergency
response telephone number is an
international call. We agree and in this
final rule have revised the regulatory
text in § 172.604(a) accordingly.
Additionally, we are adding the use of
the ‘‘+’’ (plus) sign, which we
understand is already commonly used
in international commerce, as an option
to noting the specific international
access code. Each country has an
international access code used to dial
out of the country and a country calling
code used to dial into a country.
Generally, the international access code
is replaced with a ‘‘+’’ (plus) sign for
telephone numbers published for
international calling. The plus sign is a
universal prefix and means that the
caller must use the specific prefix
assigned to his or her country. Many
telephones allow the plus sign to be
entered, although the method may vary.
For example, most GSM (global system
for mobile communications) mobile
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phones allow the plus sign to be entered
by either holding the ‘‘0’’ (zero) key or
striking the ‘‘*’’ (asterisk) key twice; the
plus sign is automatically converted to
the correct international access code.
UPS asks whether requiring country
and city codes prohibits the use of a
toll-free telephone number. This
requirement does not prevent the use of
a toll-free telephone number, provided
an emergency responder can dial the
number as it appears on the shipping
paper without stopping to look up
international access, country and city
codes, and provided the toll-free
telephone number meets the
requirements in Subpart G of Part 172,
including the current requirement in
§ 172.604(a)(2) that specifies a telephone
number may not entail a call back (such
as an answering service, answering
machine, or beeper device) and identity
provision adopted in this final rule.
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G. Notification of the Pilot-in-Command
UPS is concerned that the
requirements for the Notification of
Pilot-in-Command (NOTOC) contains
‘‘extraneous’’ information and cites a
petition for rulemaking (P–1487) in
which UPS requests a thorough review
of the NOTOC requirements. We will
address the UPS petition in a future
rulemaking.
H. Costs and Time Needed To
Implement
Some commenters believe that the
provision in this final rule will impose
significant costs and be difficult and
time consuming to implement for
carriers and offerors. UPS states that the
requirement will impact: (1) The design
of shipping papers by impinging on
scarce available space, (2) the
programming of computer systems by
requiring reprogramming of countless
systems used to print the information,
(3) communication protocols between
UPS’s customers and UPS’s internal
systems, and (4) enforcement protocols
used by inspectors. UPS estimates its
costs will be between $1 million to $1.5
million and entail 40—60 weeks of work
to make the change. UPS states that
programming resources will need to be
allocated and system changes will need
to be tested. COSTHA requests a review
of expenses associated with adopting
the requirement and an extension of the
compliance date if we proceed with the
final rule.
We disagree with the commenters
who state that the adoption of the
revision to the HMR would be too costly
and time consuming to implement. The
emergency response telephone number
is currently required on shipping
papers. Adding a notation to identify
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the person who contracted with the ERI
provider and reprogramming the
shipping papers should not add the
significant time and cost to the degree
these commenters suggest. Also, it is our
understanding that the notation for the
identity of the person registered with an
ERI provider is currently relatively
common industry practice. The costs
associated with this rulemaking are
considerably outweighed by the safety
benefits resulting from faster and more
efficient responses to accidents and
emergencies. Moreover, the final rule
will reduce transportation delays
incurred when emergency responders
must spend time to obtain product
specific information.
UPS and Fed Ex request a two-year
extended compliance date. We believe
the revision in this rulemaking
addresses a critical safety issue and that
a two-year extended compliance date is
an excessive amount of time to
implement the notation on shipping
papers. However, to minimize costs
associated with reprogramming
computer systems and implementing
the notation, we agree to provide an
extended compliance date until October
1, 2010 to minimize the costs for those
businesses that have not already
incorporated the identity of the
emergency response telephone number
provider’s registrant into their shipping
paper format. A one-year extended
compliance date will also allow
sufficient time to include this revision
into training programs, complete
changes to systems supporting shipping
papers, and deplete current stocks of
shipping papers if necessary.
UPS asked that the revisions in this
final rule be made effective at the same
time as the next publication of the
International Civil Aviation
Organization’s (ICAO) Technical
Instructions for the Safe Transportation
of Dangerous Goods by Air (ICAO
Technical Instructions). We plan to
submit the revision for US Variation 12
(emergency response telephone number)
to ICAO before its next publication,
which is scheduled to be effective on
January 1, 2010.
I. Editorial Correction and Additional
Revisions
UPS asked us to explain our reason
for deleting the word ‘‘or’’ in
§ 172.604(a)(3)(i). The proposed deletion
was an error and has been corrected in
this final rule.
ASA and UPS state that the wording
in § 172.201(d) is not consistent with
the ‘‘fuller requirement’’ in § 172.604(b)
and request that we repeat the
§ 172.604(b) text in § 172.201(d). UPS’
objection is that in the NPRM,
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53419
§ 172.201(d) referred to identification of
the ‘‘person’’ and did not reference ‘‘or
contract number.’’ The proposed
§ 172.201(d) clearly stated: ‘‘* * * a
shipping paper must contain an
emergency response telephone number
and, if utilizing an emergency response
information telephone number service
provider, identify the person who has a
contractual agreement with the service
provider, as prescribed in subpart G of
this part.’’ Identifying the person in
accordance with Subpart G is a clear
statement and consistent with the
treatment of references throughout the
HMR. Repeating the particulars is
redundant, but in this final rule we are
adding a parenthetical ‘‘(by name or
contract number)’’ following the word
‘‘person.’’
VOHMA requests that we revise
§ 174.26 to clarify that the requirement
to include the identifying information
adopted in this final rule applies. We
have made the clarification.
IV. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This final rule is not a significant
regulatory action under section 3(f) of
Executive Order 12866 and was not
reviewed by the Office of Management
and Budget. This proposed rule is a
non-significant rule under the
Regulatory Policies and Procedures of
the Department of Transportation [44 FR
11034].
The amendments in this final rule
should not result in significant costs to
add the required information to
shipping papers. The emergency
response telephone number is currently
required on the shipping paper. Adding
a notation to identify the person who
arranged with an ERI provider should
not add any significant time to the
process of completing a shipping paper
or to the cost of providing it. Moreover,
the notation on a shipping paper of the
identity of the person who made
arrangements with an emergency
response information telephone service
is currently common industry practice
for the initial offeror. Additionally, we
are providing an exception from the
requirement where the name of the
initial offeror is prominently and clearly
shown elsewhere on the shipping paper.
As discussed earlier in this preamble,
UPS estimates that it will incur costs
between $1 million to $1.5 million and
entail 40–60 weeks of work to make the
change. UPS asserts that programming
resources will need to be allocated and
the system changes will need to be
tested. We recognize that the provisions
of this final rule will result in additional
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compliance costs. Therefore, we are
adopting a one-year transition period for
offerors and carriers to implement the
changes adopted in this final rule. This
extended transition period will help to
offset costs by providing ample time for
offerors and carriers to modify systems
and otherwise adapt their processes by
implementing the changes during a
phase-in mode. Such a phase-in
implementation method will afford
offerors and carriers the opportunity to
incorporate the revision into training
programs and complete changes to
systems supporting shipping papers
(and deplete current stocks of shipping
papers if necessary) during a period of
time that may coincide with scheduled
training programs and routine or
upcoming upgrades and revisions to
computer systems.
As a further note, considering that the
notation is already relatively common
industry practice for the initial offeror,
and considering that we are also
providing an exception from the
requirement (which was not included in
the NPRM), the implementation of the
revision will not be applicable to the
greater numbers of responsible parties
as presented in the NPRM.
Given the importance of complete and
detailed information to swift and
effective response to hazardous
materials incidents and mitigation of the
potentially harmful consequences of
those incidents, we believe the benefits
of the provisions of this final rule will
substantially outweigh the costs that
may result. The benefits include saving
lives, preventing injuries, avoiding
damage to property and the
environment, averting costly cleanup,
evacuations, closures (such as roads and
businesses) and damage mitigation, and
reducing associated transportation
delays. The availability of accurate,
complete and quickly obtained
information significantly improves
response efforts during transportation
incidents and emergencies, and benefits
offerors, carriers, emergency personnel
and the public.
B. Executive Order 13132
This final rule has been analyzed in
accordance with the principles and
criteria set forth in Executive Order
13132 (‘‘Federalism’’). This final rule
will preempt State, local and Indian
Tribe requirements but will not have
substantial direct effects on the States,
the relationship between the national
government and the States, or the
distribution of power and
responsibilities among the various
levels of government. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
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The Federal hazmat law contains an
express preemption provision (49 U.S.C.
5125(b)), preempting State, local, and
Indian Tribe requirements on covered
subjects, as follows:
(1) The designation, description, and
classification of hazardous materials;
(2) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous materials;
(3) The preparation, execution, and
use of shipping documents related to
hazardous materials and requirements
related to the number, contents, and
placement of those documents;
(4) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous materials; or
(5) The design, manufacture,
fabrication, marking, maintenance,
recondition, repair, or testing of a
packaging or container represented,
marked, certified, or sold as qualified
for use in transporting hazardous
material.
This final rule addresses covered
subject item (3) above and would
preempt State, local, and Indian Tribe
requirements not meeting the
‘‘substantively the same’’ standard.
Federal hazmat law provides at section
5125(b)(2) that, if DOT issues a
regulation concerning any of the
covered subjects, DOT must determine
and publish in the Federal Register the
effective date of Federal preemption.
The effective date may not be earlier
than the 90th day following the date of
issuance of a final rule and not later
than two years after the date of issuance.
The effective date of Federal preemption
for this rule is 90 days from the
publication date of this final rule.
C. Executive Order 13175
This final rule was analyzed in
accordance with the principles and
criteria set forth in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’).
Because this final rule does not have
Tribal implications, and does not
impose substantial direct compliance
costs, the funding and consultation
requirements of Executive Order 13175
do not apply.
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires an agency to
review regulations to assess their impact
on small entities unless the agency
determines the rule is not expected to
have a significant impact on a
substantial number of small entities. In
this case, although the requirements of
this final rule will apply to a substantial
number of small entities, none would
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sustain significant economic impact as a
result of the rule.
Identification of potentially affected
small entities. Businesses likely to be
affected by this final rule are persons
who offer for transportation or transport
hazardous materials in commerce,
including hazardous materials
manufacturers and distributors; freight
forwarders, transportation companies,
including air, highway, rail, and vessel
carriers and hazardous waste generators.
Unless alternative definitions have
been established by the agency in
consultation with the Small Business
Administration (SBA), the definition of
‘‘small business’’ has the same meaning
as under the Small Business Act. Since
no such special definition has been
established, we employ the thresholds
published by SBA for establishments
that will be subject to the proposed
amendments if adopted. Based on data
for 2002 compiled by the U.S. Census
Bureau, more than 95 percent of persons
that would be affected by this rule are
small businesses.
Related Federal rules and regulations.
There are no related Federal rules or
regulations governing the transportation
of hazardous materials in domestic or
international commerce.
Consideration of alternate proposals
for small businesses. The Regulatory
Flexibility Act directs agencies to
establish exceptions and differing
compliance standards for small
businesses, where it is possible to do so
and still meet the objectives of
applicable regulatory statutes. In the
case of hazardous materials
transportation, it is not possible to
establish exceptions or differing
standards and still accomplish our
safety objectives.
Conclusion. While the amendments in
this final rule would apply to a
substantial number of small entities,
there will not be a significant impact on
those entities. This final rule revises the
HMR’s emergency response telephone
requirements to enable ERI providers
and others providing such service to
supply the required HMR emergency
response information to first responders.
The impact of this new requirement is
not expected to be significant; the
indication of the emergency response
telephone number on shipping papers is
a current requirement and the notation
of the identity of the emergency
response information telephone
provider’s registrant is currently
common industry practice for the initial
offeror. We are providing an exception
that will include a number of offerors,
and we are providing a one-year delayed
compliance date. The problem, as
discussed in the preamble of this
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rulemaking, primarily arises from
subsequent carriers omitting the
registrant’s name when preparing new
shipping papers for a shipment
continuing on to its final destination.
Our amendment to add the
identification of the telephone number’s
registrant to shipping papers will
eliminate an obstruction that could
interfere with the transmission of
crucial emergency response information
to first responders on the scene of an
incident. Additionally, the amendment
will serve to eliminate delays in
transportation due to lack of
information, and eliminate enforcement
problems stemming from possible
invalid emergency response telephone
number violations.
This final rule has been developed in
accordance with Executive Order 13272
(‘‘Proper Consideration of Small Entities
in Agency Rulemaking’’) and DOT’s
procedures and policies to promote
compliance with the Regulatory
Flexibility Act to ensure that potential
impacts of draft rules on small entities
are properly considered.
E. Paperwork Reduction Act
By requiring that additional
information be included on certain
shipping papers, this final rule may
result in an increase in annual
paperwork burden and costs under
OMB Control No. 2137–0034. PHMSA
currently has an approved information
collection under OMB Control Number
2137–0034, ‘‘Hazardous Materials
Shipping Papers and Emergency
Response Information’’ expiring on May
31, 2011.
Under the Paperwork Reduction Act
of 1995, no person is required to
respond to an information collection
unless it has been approved by OMB
and displays a valid OMB control
number. Section 1320.8(d), Title 5, Code
of Federal Regulations requires that
PHMSA provide interested members of
the public and affected agencies an
opportunity to comment on information
and recordkeeping requests.
This notice identifies a revised
information collection request that
PHMSA submitted to OMB for approval
based on the requirements in this final
rule. PHMSA has developed burden
estimates to reflect changes in this final
rule. PHMSA estimates that the total
information collection and
recordkeeping burden, including the
revisions resulting from this final rule,
would be as follows:
OMB Control No. 2137–0034
Annual Number of Respondents:
250,000.
Annual Responses: 260,000,000.
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Annual Burden Hours: 6,609,167.
Annual Costs: $6,675,258.67.
Requests for a copy of this
information collection should be
directed to Deborah Boothe or T. Glenn
Foster, Office of Hazardous Materials
Standards (PHH–10), Pipeline and
Hazardous Materials Safety
Administration, 1200 New Jersey
Avenue, SE., East Building, 2nd Floor,
PHH–10, Washington, DC 20590–0001,
Telephone (202) 366–8553.
F. Unfunded Mandates Reform Act
This final rule does not impose
unfunded mandates under the
Unfunded Mandates Reform Act of
1995. It does not result in costs of
$120.7 million or more to either State,
local or Tribal governments, in the
aggregate, or to the private sector, and
is the least burdensome alternative that
achieves the objective of the rule.
G. Environmental Assessment
The National Environmental Policy
Act (NEPA), §§ 4321–4375, requires
Federal agencies to analyze proposed
actions to determine whether the action
will have a significant impact on the
human environment. The Council on
Environmental Quality (CEQ)
regulations order Federal agencies to
conduct an environmental review
considering (1) the need for the
proposed action, (2) alternatives to the
proposed action, (3) probable
environmental impacts of the proposed
action and alternatives, and (4) the
agencies and persons consulted during
the consideration process. 40 CFR
1508.9(b).
Purpose and Need. As discussed
elsewhere in this preamble, we have
become aware of a number of problems
associated with emergency response
telephone numbers on shipping papers,
specifically related to the increasing use
by offerors of ERI providers to comply
with the requirements of § 172.604. In
such situations, the original offeror
enters into a contract or agreement with
an agency or organization (industry
associations may offer this service to
their members) accepting responsibility
for providing detailed emergency
response information in accordance
with § 172.604(b). The telephone
number on the shipping paper is the
telephone number of the ERI provider,
but the original offeror is not required
to include a notation to this effect on the
shipping paper, nor is the name of the
original offeror required to appear on
the shipping paper. Thus, the identity of
the person who arranged with the ERI
provider is not readily available through
shipping documentation. Without the
name of the offeror who arranged for an
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53421
emergency response service, an ERI
provider may not be able to
communicate the product-specific
information that was provided by the
original offeror. This could result in a
serious problem if transportation
workers or emergency response
personnel must use the telephone
number to request assistance in
handling an accident or emergency.
Most ERI providers will attempt to
provide assistance whether or not they
can verify that an offeror arranged for
emergency response service. However,
without the identification of the
particular offeror who has made
arrangements with the service, it may
not be possible for the emergency
response service to quickly access
information specific to the material
involved in an incident, thereby
defeating the purpose of the
requirement in § 172.604 to enable
transport workers and emergency
response personnel to expeditiously
obtain detailed information about a
hazardous materials shipment. A delay
or improper response due to lack of
accurate and timely emergency response
information may place emergency
response personnel, transportation
workers, and the general public at
increased risk. Expeditious
identification of the hazards and
direction for appropriate clean up
associated with specific hazardous
materials is critical in mitigating the
consequences of hazardous materials
incidents.
Alternatives. PHMSA considered the
following alternatives:
No action—Under this alternative, we
would continue to permit shippers to
provide an emergency response
telephone number for an ERI provider
with no indication of the entity that
arranged for the ERI provider’s services.
This alternative does not address the
identify safety problem. Thus, it was not
selected.
Require the shipping paper to include
the name or contract number of the
person arranging for the ERI provider’s
services—Under this alternative, we
would require a shipper who utilizes an
ERI provider to comply with the
provisions of § 172.604 to include his
name or contract number so that the ERI
provider can readily retrieve and
provide shipment-specific information
in the event of an accident or
emergency. This will allow for faster,
more efficient emergency response to
incidents. This is the selected
alternative.
Analysis of Environmental Impacts.
Hazardous materials are substances that
may pose a threat to public safety or the
environment during transportation
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because of their physical, chemical, or
nuclear properties. The hazardous
material regulatory system is a risk
management system that is preventionoriented and focused on identifying a
safety hazard and reducing the
probability and quantity of a hazardous
material release. Hazardous materials
are categorized by hazard analysis and
experience into hazard classes and
packing groups. The regulations require
each shipper to classify a material in
accordance with these hazard classes
and packing groups; the process of
classifying a hazardous material is itself
a form of hazard analysis. Further, the
regulations require the shipper to
communicate the material’s hazards
through use of the hazard class, packing
group, and proper shipping name on the
shipping paper and the use of labels on
packages and placards on transport
vehicles. Thus the shipping paper,
labels, and placards communicate the
most significant findings of the
shipper’s hazard analysis. A hazardous
material is assigned to one of three
packing groups based upon its degree of
hazard—from a high hazard Packing
Group I to a low hazard Packing Group
III material. The quality, damage
resistance, and performance standards
of the packaging in each packing group
are appropriate for the hazards of the
material transported.
Releases of hazardous materials,
whether caused by accident or
deliberate sabotage, can result in
explosions or fires. Radioactive, toxic,
infectious, or corrosive hazardous
materials can have short- or long-term
exposure effects on humans or the
environment. Generally, however, the
hazard class definitions are focused on
the potential safety hazards associated
with a given material or type of material
rather than the environmental hazards
of such materials.
Under the HMR, hazardous materials
may be transported by aircraft, vessel,
rail, and highway. The potential for
environmental damage or contamination
exists when packages of hazardous
materials are involved in accidents or en
route incidents resulting from cargo
shifts, valve failures, package failures,
loading, unloading, collisions, handling
problems, or deliberate sabotage. The
release of hazardous materials can cause
the loss of ecological resources and the
contamination of air, aquatic
environments, and soil. Contamination
of soil can lead to the contamination of
ground water. For the most part, the
adverse environmental impacts
associated with releases of most
hazardous materials are short-term
impacts that can be reduced or
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13:53 Oct 16, 2009
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eliminated through prompt clean-up/
decontamination of the accident scene.
The amendments in this final rule
will improve the effectiveness of the
HMR by enabling emergency responders
on the scene of a hazardous materials
incident to quickly and efficiently
identify hazards and mitigate potential
risks to the environment. There are no
significant environmental impacts
associated with amendments in this
final rule.
Consultation and Public Comment. As
discussed above, PHMSA published an
NPRM to solicit public comments on
our proposal. A total of 23 persons
submitted comments, including
industry associations, shippers, carriers,
ERI providers, emergency responders,
and private citizens.
H. Privacy Act
Anyone is able to search the
electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78), which
may also be found at https://dms.dot.gov.
List of Subjects
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Labeling, Markings, Packaging and
containers, Reporting and recordkeeping
requirements.
49 CFR Part 174
Hazardous materials transportation,
Radioactive materials, Rail carriers,
Railroad safety, Reporting and
recordkeeping requirements.
In consideration of the foregoing, we
are amending 49 CFR Chapter I as
follows:
■
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS
1. The authority citation for part 172
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.45 and 1.53.
2. In § 172.201, revise paragraph (d) to
read as follows:
■
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§ 172.201 Preparation and retention of
shipping papers.
*
*
*
*
*
(d) Emergency response telephone
number. Except as provided in
§ 172.604(c), a shipping paper must
contain an emergency response
telephone number and, if utilizing an
emergency response information
telephone number service provider,
identify the person (by name or contract
number) who has a contractual
agreement with the service provider, as
prescribed in subpart G of this part.
*
*
*
*
*
■ 3. Revise § 172.604 to read as follows:
§ 172.604
number.
Emergency response telephone
(a) A person who offers a hazardous
material for transportation must provide
an emergency response telephone
number, including the area code, for use
in the event of an emergency involving
the hazardous material. For telephone
numbers outside the United States, the
international access code or the ‘‘+’’
(plus) sign, country code, and city code,
as appropriate, must be included. The
telephone number must be—
(1) Monitored at all times the
hazardous material is in transportation,
including storage incidental to
transportation;
(2) The telephone number of a person
who is either knowledgeable of the
hazardous material being shipped and
has comprehensive emergency response
and incident mitigation information for
that material, or has immediate access to
a person who possesses such knowledge
and information. A telephone number
that requires a call back (such as an
answering service, answering machine,
or beeper device) does not meet the
requirements of paragraph (a) of this
section; and
(3) Entered on a shipping paper, as
follows:
(i) Immediately following the
description of the hazardous material
required by subpart C of this part; or
(ii) Entered once on the shipping
paper in a prominent, readily
identifiable, and clearly visible manner
that allows the information to be easily
and quickly found, such as by
highlighting, use of a larger font or a
font that is a different color from other
text and information, or otherwise
setting the information apart to provide
for quick and easy recognition. This
provision may be used only if the
telephone number applies to each
hazardous material entered on the
shipping paper, and if it is indicated
that the telephone number is for
emergency response information (for
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example: ‘‘EMERGENCY CONTACT:
* * *’’).
(b) The telephone number required by
paragraph (a) of this section must be –
(1) The number of the person offering
the hazardous material for
transportation when that person is also
the emergency response provider. The
name of the person identified with the
emergency response telephone number
must be entered on the shipping paper
immediately before, after, above, or
below the emergency response
telephone number unless the name is
entered elsewhere on the shipping
paper in a prominent, readily
identifiable, and clearly visible manner
that allows the information to be easily
and quickly found; or
(2) The number of an agency or
organization capable of, and accepting
responsibility for, providing the detailed
information required by paragraph (a)(2)
of this section. The person who is
registered with the emergency response
provider must ensure that the agency or
organization has received current
information on the material before it is
offered for transportation. The person
who is registered with the emergency
response provider must be identified by
name or contract number on the
shipping paper immediately before,
after, above, or below the emergency
response telephone number in a
prominent, readily identifiable, and
clearly visible manner that allows the
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13:53 Oct 16, 2009
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information to be easily and quickly
found.
(c) A person preparing shipping
papers for continued transportation in
commerce must include the information
required by this section. If the person
preparing shipping papers for continued
transportation in commerce elects to
assume responsibility for providing the
emergency response telephone number
required by this section, the person
must ensure that all the requirements of
this section are met.
(d) The requirements of this section
do not apply to—
(1) Hazardous materials that are
offered for transportation under the
provisions applicable to limited
quantities; and
(2) Materials properly described
under the following shipping names:
Battery powered equipment.
Battery powered vehicle.
Carbon dioxide, solid.
Castor bean.
Castor flake.
Castor meal.
Castor pomace.
Consumer commodity.
Dry ice.
Engines, internal combustion.
Fish meal, stabilized.
Fish scrap, stabilized.
Refrigerating machine.
Vehicle, flammable gas powered.
Vehicle, flammable liquid powered.
Wheelchair, electric.
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53423
(3) Transportation vehicles or freight
containers containing lading that has
been fumigated and displaying the
FUMIGANT marking (see § 172.302(g))
as required by § 173.9 of this
subchapter, unless other hazardous
materials are present in the cargo
transport unit.
PART 174—CARRIAGE BY RAIL
4. The authority citation for part 174
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.53.
5. In § 174.26, revise paragraph (b) to
read as follows:
■
§ 174.26
Notice to train crews.
*
*
*
*
*
(b) A member of the crew of a train
transporting a hazardous material must
have a copy of a document for the
hazardous material being transported
showing the information required by
part 172 of this subchapter, including
the requirements in § 172.604(b)
applicable to emergency response
information.
Issued in Washington, DC, on October 6,
2009 under authority delegated in 49 CFR
part 1.
Cynthia Douglass,
Acting Deputy Administrator.
[FR Doc. E9–24799 Filed 10–16–09; 8:45 am]
BILLING CODE 4910–60–P
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Agencies
[Federal Register Volume 74, Number 200 (Monday, October 19, 2009)]
[Rules and Regulations]
[Pages 53413-53423]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-24799]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 172 and 174
[RSPA Docket No. 2006-26322 (HM-206F)]
RIN 2137-AE21
Hazardous Materials: Revision of Requirements for Emergency
Response Telephone Numbers
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this final rule, PHMSA is amending the Hazardous Materials
Regulations to clarify requirements governing emergency response
information services provided by arrangement with hazardous materials
offerors (shippers). In order to preserve the effectiveness of these
arrangements for providing accurate and timely emergency response
information, PHMSA is requiring basic identifying information (offeror
name or contract number) to be included on shipping papers. This
information will enable the emergency response information provider to
identify the offeror on whose behalf it is accepting responsibility for
providing emergency response information in the event of a hazardous
materials incident and obtain additional information about the
hazardous material as needed.
DATES: Effective Date: The effective date of this final rule is
November 18, 2009.
Voluntary Compliance Date: PHMSA is authorizing immediate voluntary
compliance beginning November 18, 2009.
FOR FURTHER INFORMATION CONTACT: Joan McIntyre, Office of Hazardous
Materials
[[Page 53414]]
Standards, telephone (202) 366-8553, Pipeline and Hazardous Materials
Safety Administration.
SUPPLEMENTARY INFORMATION:
I. Background
On July 2, 2007, PHMSA issued a notice of proposed rulemaking
(NPRM; 72 FR 35961) proposing to make a narrow, clarifying change to
the requirements of the Hazardous Materials Regulations (HMR; 49 CFR
Parts 171-180) applicable to emergency response telephone numbers on
shipping papers. With limited exceptions not applicable here (refer to
Sec. Sec. 172.600(d) and 172.604(c)), the HMR require shipments of
hazardous materials to be accompanied by shipping papers and other
documentation designed to communicate to transport workers and
emergency responders the hazards associated with a specific shipment.
This information must include the immediate hazard to health; risks of
fire or explosion; immediate precautions to be taken in the event of an
accident; immediate methods for handling fires; initial methods for
handling spills or leaks in the absence of fire; and preliminary first
aid measures. The information must be in writing, in English, and
presented on a shipping paper or related shipping document (see Sec.
172.602).
In addition to written emergency response information, Sec.
172.604(a) of the HMR requires a person who offers (offeror) a
hazardous material for transportation in commerce to list an emergency
response telephone number on the shipping paper. The emergency response
telephone number must connect a caller to the offeror or to a person
capable of and accepting responsibility for providing detailed
information about the hazardous materials shipment. The emergency
response telephone number is used by emergency responders and transport
workers to obtain detailed, product-specific information, including
directions for remedial measures to be taken in the event of an
incident during transportation.
The telephone number must be answered by a person who is
knowledgeable about the material being shipped and possesses
comprehensive emergency response and incident mitigation information
for that material, or has immediate access to a person who possesses
such knowledge. Under this standard, ``immediate access'' requires the
emergency response information to be provided to the emergency
responder or transportation worker promptly and with no undue delay.
Additionally, the emergency response telephone number must be active,
with no limitations, during the entire time a shipment is in
transportation, including storage incidental to movement and intermodal
shipments that are transferred from one carrier to another for
continued transportation. Simply stated, the term ``storage incidental
to movement'' means storage occurring between the time a hazardous
material is offered for transportation and the time it is delivered to
the consignee (see Sec. 171.8 for complete definition for ``storage
incidental to movement'').
As currently required in Sec. 172.604(b), if the offeror uses the
services of an emergency response information provider (ERI provider),
the offeror must ensure that the ERI provider has up-to-date
information on the hazardous material and that the ERI provider is
capable of and has accepted responsibility for providing detailed
emergency response information applicable to the hazardous material.
As discussed in the preamble to the NPRM, we have become aware of a
number of problems associated with emergency response telephone numbers
on shipping papers, specifically related to the increasing use by
offerors of ERI providers to comply with the requirements of Sec.
172.604. In such situations, the original offeror enters into a
contract or agreement with an agency or organization (industry
associations may offer this service to their members) accepting
responsibility for providing detailed emergency response information in
accordance with Sec. 172.604(b). The telephone number on the shipping
paper is the telephone number of the ERI provider, but the original
offeror is not required to include a notation to this effect on the
shipping paper, nor is the name of the original offeror required to
appear on the shipping paper. Thus, the identity of the person who
arranged with the ERI provider is not readily available through
shipping documentation.
This problem is exacerbated because, under the HMR, a carrier or
freight forwarder preparing a shipping paper for the continued movement
of a hazardous material in commerce may rely on information provided by
the original offeror for the preparation of the new shipping paper (for
example, the classification of the material, the compatibility of the
material with the packaging being used, or the emergency response
telephone number), so long as the carrier or freight forwarder
exercises due care. For example, a carrier or freight forwarder may
rely on an emergency response telephone number provided by a preceding
offeror unless it is aware (or should be aware) of facts indicating the
emergency response telephone number is not operative (such as when the
offeror has not contracted with the ERI provider) and does not meet the
requirements of Sec. 172.604(b).
The initial shipment of hazardous materials may be handled by
several entities before reaching its final destination. For example, a
motor carrier may accept a shipment from the originating offeror for
transportation and deliver the material to a freight forwarder to
arrange continued transportation. The freight forwarder may prepare
shipping papers using the emergency response telephone number provided
by the originating offeror. The freight forwarder may then arrange for
continued shipment of the hazardous material by rail; a rail carrier
may prepare shipping documentation using the information, including the
emergency response telephone number, provided by the freight forwarder.
The shipping documentation accompanying the shipment may or may not
include the name of the originating offeror. In cases where the
originating offeror arranges with an emergency response service to
provide telephone service, the nexus between the offeror and ERI
provider may be lost as new shipping papers are prepared at each stage
of transportation. For example, when new shipping papers are prepared
for continued transportation of the hazardous materials, the original
offeror's name is typically removed and replaced with the subsequent
offeror's name. When the initial offeror is also the ERI registrant,
that information is no longer available when the emergency responder
calls the ERI provider.
Without the name of the offeror who arranged for an emergency
response service, an ERI provider may not be able to communicate the
product-specific information that was provided by the original offeror.
This could result in a serious problem if transportation workers or
emergency response personnel must use the telephone number to request
assistance in handling an accident or emergency. Most ERI providers
will attempt to provide assistance whether or not they can verify that
an offeror arranged for emergency response service. However, without
the identification of the particular offeror who has made arrangements
with the service, it may not be possible for the emergency response
service to quickly access information specific to the material involved
in an incident, thereby defeating the purpose of the requirement in
Sec. 172.604 to enable transport workers and emergency
[[Page 53415]]
response personnel to expeditiously obtain detailed information about a
hazardous materials shipment. A delay or improper response due to lack
of accurate and timely emergency response information may place
emergency response personnel, transportation workers, and the general
public at increased risk. Expeditious identification of the hazards and
direction for appropriate handling and clean up associated with
specific hazardous materials is critical in mitigating the consequences
of hazardous materials incidents.
To remedy this problem, in the NRPM we proposed to require that
when an ERI provider is used to comply with the requirements of Sec.
172.604, the offeror must be identified on the originating shipping
paper and any subsequent shipping papers that use the ERI provider's
emergency response telephone number. Specifically, we proposed to:
1. Require the offeror who made the arrangement with the ERI
provider to be identified on the shipping paper. Any party preparing a
shipping paper would be required to identify the original offeror, by
name or contract number, with the emergency response telephone number
indicated on the shipping paper, and clearly note the identification in
association with the emergency response telephone number, or insert and
identify its own emergency response telephone number conforming to the
requirements in Subpart G of Part 172.
2. Clarify that any person preparing a subsequent shipping paper
for continued transport of hazardous materials must include the
original offeror's name if that offeror is the registrant for the
emergency response telephone service. Again, the name of the original
offeror or its contract number with the ERI provider would be required
to be included on the shipping paper, or the person preparing
subsequent shipping papers must insert and identify by name its own
valid emergency response number conforming to the requirements in
Subpart G of Part 172.
3. We also proposed the following clarifications:
--To clarify that international telephone numbers used to comply with
the emergency response telephone number requirement must include the
country code, and city code as appropriate.
--To clarify that the emergency response telephone number requirements
do not apply to transport vehicles or freight containers containing
lading that has been fumigated and displays the FUMIGANT marking, as
required by Sec. 173.9 of the HMR, unless other hazardous materials
are present in the cargo transport unit.
II. Comments to the NPRM
A total of 23 persons submitted comments to the NPRM, representing
industry associations, emergency responders, emergency response
information services, offerors, carriers, and the general public. The
comments may be accessed via https://www.regulations.gov and are as
follows:
1. Arkema, Inc.--PHMSA-2006-26322-02.
2. The FPL Group--PHMSA-2006-26322-04.
3. Jerry Shipman--PHMSA-2006-26322-06.
4. Institute of Makers of Explosives (IME)--PHMSA-2006-26322-07.
5. International Vessel Operators Hazardous Materials Association
(VOHMA)--PHMSA-2006-26322-08 and 09.
6. American Trucking Associations (ATA)--PHMSA-2006-26322-10.
7. United Parcel Service (UPS)--PHMSA-2006-26322-11.
8. Air Products and Chemicals (Air Products)--PHMSA-2006-26322-12.
9. Aviation Suppliers Association (ASA)--PHMSA-2006-26322-13.
10. Council on Radionuclides and Radiopharmaceuticals, Inc.
(CORAR)--
PHMSA-2006-26322-14.
11. Association of American Railroads (AAR)--PHMSA-2006-26322-15.
12. Council on Safe Transportation of Hazardous Articles (COSTHA)--
PHMSA-2006-26322-16.
13. National Association of Chemical Distributors (NACD)--PHMSA-
2006-26322-17.
14. Veolia ES Technical Solutions LLC (Veolia)--PHMSA-2006-26322-
18.
15. The Chemical Emergency Transportation Center (CHEMTREC)--PHMSA-
2006-26322-19.
16. Fed Ex Express (Fed Ex)--PHMSA-2006-26322-20.
17. American Pyrotechnics Association (APA)--PHMSA-2006-26322-21.
18. Utility Solid Waste Activities Group (USWAG)--PHMSA-2006-26322-
22.
19. International Association of Fire Chiefs (IAFC)--PHMSA-2006-
26322-23.
20. National Paint & Coatings Association (NPCA)--PHMSA-2006-26322-
24.
21. Veolia Environmental Services (Veolia)--PHMSA-2006-26322-25.
22. Lighter Association, Inc.--PHMSA-2006-26322-26.
23. Dangerous Goods Advisory Council (DGAC)--PHMSA-2006-26322-27.
III. Revisions to the HMR Adopted in This Final Rule
In this rulemaking we are requiring the offeror who is registered
with the ERI provider, as reflected by the provider's telephone number
on shipping papers, to be identified on the shipping paper.
Specifically, we are revising the HMR to:
1. Require an offeror who has made an arrangement with an ERI
provider to be identified on the shipping paper in clear association
with the emergency response telephone number. In response to comments,
we are clarifying that if the name of the offeror is prominently and
clearly listed elsewhere on the shipping paper, it need not also be
listed in association with the emergency response telephone number.
2. Clarify that any person preparing a subsequent shipping paper
for continued transport of a hazardous materials shipment must include
the offeror's name (whether the original or subsequent offeror) that is
the registrant for the ERI provider and that will be in use for the
continued transportation of the shipment. The name of the original or
subsequent offeror or its contract number with the ERI provider must be
included on the shipping paper. If the original or subsequent offeror
is not continuing as the registrant with the ERI provider, the person
preparing subsequent shipping papers must insert and identify by name
its own valid emergency response telephone number conforming to the
requirements in Subpart G of Part 172.
3. Clarify that the person answering the ERI provider's telephone
number transmits all written information in English.
4. Clarify that international telephone numbers used to meet the
emergency response telephone number requirement must include the
international access code or a ``+'' sign as a placeholder for the
international access code, country code, and city code as appropriate.
5. Clarify the term ``clear association'' with respect to the
placement of the identity of the registrant of the ERI provider.
6. Clarify the current requirement for the emergency response
telephone number to be provided on the shipping paper in a ``clearly
visible'' location.
7. Clarify that the emergency response telephone number
requirements do not apply to transport vehicles or freight containers
containing lading that has been fumigated and displays the FUMIGANT
marking, as required by
[[Page 53416]]
Sec. 173.9 of the HMR, unless other hazardous materials are present in
the cargo transport unit.
The amendments in this final rule are intended to fill a gap that
was unforeseen when we initially adopted these requirements in 1989
under Docket HM-126C (54 FR 27138, 06/27/89). The amendments in this
final rule will help to ensure that transportation workers and
emergency response personnel are provided with accurate and timely
information about the hazardous materials involved in a transportation
accident or other emergency. This final rule will also serve to
eliminate delays in transportation due to lack of such information, and
eliminate problems created when compliance personnel are not able to
verify emergency response telephone numbers.
IV. Discussion of Comments
As discussed in detail below, we received comments that are mostly
supportive of our proposal to require basic identifying information to
be included on shipping papers and some that are not supportive.
However, some comments express concerns on certain provisions and
request additional revisions. Some comments, such as defining the term
``interlining carrier'' and adopting authorization to use electronic
data information are beyond the scope of this rulemaking and,
therefore, are not addressesd in this final rule.
DGAC agrees that it is necessary to have a clear linkage between
the offeror making arrangements with an ERI provider and the provider's
emergency response telephone number, but recommends that we address
this issue as part of our ongoing initiative to identify ways to
promote faster, more efficient communication among shippers, carriers,
and emergency responders through the use of electronic data exchange
technologies. This initiative is a long-term project that may not be
completed for several years. This final rule is intended to minimize
delay or improper response resulting from a lack of accurate and timely
emergency response information. Absent regulatory action, emergency
response personnel, transportation workers, and the general public
could be placed at increased risk. Thus, we do not believe delaying
this rulemaking is justified.
Of the commenters supporting the intent of this rulemaking, VOHMA
comments that valuable time is lost when shipments are delayed while
emergency responders or enforcement officers are attempting to obtain
or verify emergency response information and their efforts are
obstructed because the party who arranged with the ERI provider is not
noted on the shipping papers. CHEMTREC, an ERI provider, comments that
for the arrangement between the registrant and CHEMTREC to work
effectively, the registrant must be identified on the shipping paper.
The IAFC comments that first responders can prevent or reduce the
amount of damage or injury at the scene if they have specific
information on the hazardous materials and also states that the safety
of the public and emergency responders, and the impact on business
operations can depend on quickly obtaining comprehensive and correct
information.
A detailed discussion of comments to the NPRM follows.
A. Reliance on Original Information
Several commenters, including Fed Ex and UPS, ask us to restate the
clarification that was published under Docket HM-223A (70 FR 43638) and
reiterated in the HM-206F NPRM. The clarification addressed a carrier
relying on information provided by the original or previous offeror of
the hazardous material.
As stated in the NPRM's preamble (72 FR 25962), the definition of a
``person who offers or offeror'' includes ``any person who performs, or
is responsible for performing, any pre-transportation function required
under this subchapter for transportation of the hazardous material in
commerce.'' The definition further provides that a carrier is not an
offeror when it performs a function as a condition of accepting a
hazardous material shipment for continued transportation without
performing a pre-transportation function (see definition for ``pre-
transportation function'' in Sec. 171.8). In accordance with Sec.
171.2(f), an offeror and carrier may rely on information provided by a
previous offeror or carrier unless it knows or a reasonable person
acting in the circumstances and exercising reasonable care would know,
that the information provided is incorrect. Under Sec. 5123(a)(1) of
the Federal hazardous materials transportation law (Federal hazmat law,
49 U.S.C. 5101 et seq.), a person acts knowingly when the person has
actual knowledge of the facts giving rise to the violation; or a
reasonable person acting in the circumstances and exercising reasonable
care would have that knowledge.
An offeror or an interconnecting carrier who knowingly or willfully
provides incorrect information to a subsequent carrier, or a subsequent
carrier who knowingly accepts and continues to use inaccurate
information, is in violation of the HMR. A civil or criminal penalty
(see Sec. Sec. 107.329 and 107.333) may be assessed against any person
subject to the HMR who knowingly or willfully offers for transportation
or transports a hazardous material in a manner not complying with the
HMR.
To reiterate, a carrier, freight forwarder, or other entity may
rely on the previous information unless the entity has knowledge that
the information is incorrect. Ensuring correct information is the
responsibility of the person preparing shipping papers, and any person
with knowledge of incorrect information may not continue to use that
information. Communication between the original and subsequent offeror
before the shipment reaches the subsequent offeror may be warranted in
cases when confusion exists on whether the original offeror's ERI
provider will continue to be used.
B. Use of Emergency Response Number by Subsequent Offerors
Some commenters read the NPRM as proposing to require the original
offeror to maintain its emergency response information telephone number
for subsequent offerors when no agreement has been authorized by the
original offeror. For example, IME requests that we correct or confirm
its understanding that the ``option'' to use the originating offeror's
emergency response number applies only to that offeror's shipment. The
commenters state that they support the intent of the rule, but that we
appear to be expanding the requirement for originating offerors to
provide and monitor emergency response information telephone numbers
beyond the delivery of the shipment to the destination on the original
offeror's shipping papers.
The commenters have misread the NPRM. We did not propose to require
the original offeror to maintain an emergency response telephone number
throughout subsequent offerors' movements of hazardous materials. We
proposed only that the existing requirement for the notation of an
emergency response telephone number be augmented by the inclusion of
the registrant's name or contract number with the ERI provider. This
rulemaking was prompted, in part, because some subsequent carriers when
preparing new shipping papers were omitting the initial registrant's
name, inserting their own name, but retaining the initial offeror's ERI
provider for which the initial offeror was the registrant. Whether in
cases where the previous offeror's ERI provider was intended to end
upon acceptance of the shipment by
[[Page 53417]]
the subsequent offeror or was intended to be active for the subsequent
offeror, the identifying link to the ERI provider was lost and the
telephone number was no longer operative for the shipment.
Whether the original or previous offeror's ERI provider's telephone
number remains active for a subsequent offeror is a matter of agreement
between the two parties. A subsequent offeror may not assume that it
has authorization to use the original or previous offeror's emergency
response telephone number.
C. Use of the Terms ``Emergency Response Service Provider'' and
``Emergency Response Information Provider''
DGAC and CHEMTREC comment that our use of the term ``emergency
response service provider'' connotes a range of emergency services
beyond that required by the emergency response telephone number and may
lead to confusion. The commenters suggested the use of the term
``emergency response information provider.'' We agree the term provides
clarity and have made the revision.
Veolia states that the term ``emergency response information'' is
defined in Sec. 172.602(a) as the minimum information that must be
made available, but that in Sec. 172.604(a)(2), when describing the
information that must be maintained by the emergency response
information provider, we use the phrase ``comprehensive emergency
response and incident mitigation information.'' Veolia requests that we
remove the latter phrase in Sec. 172.604 and replace it with
``emergency response information.'' We note concerning this comment
that the two sections are intended for two different purposes. Section
172.602 refers to the emergency response information that must be
printed on or attached to the shipping paper, while Sec. 172.604 is
specific to the emergency response telephone number. The person manning
the emergency response information telephone number must be able to
provide specific and detailed information about the hazardous material
(for example, characteristics of the material and comprehensive
emergency response information) to supplement and expand on the written
emergency response information provided with the shipping paper, such
as the Emergency Response Guide (ERG), including comprehensive
emergency response and incident mitigation information. The person
should have the capability of contacting the shipper for additional
information and/or have immediate access to such information. For this
reason, we are not making the requested change.
D. Comprehensive Knowledge of the Shipment and Needs of Emergency
Response Personnel
Some commenters express concern about obtaining the most
comprehensive knowledge regarding the specific hazardous materials
being shipped, stating that the only way to do this is through direct
access to the offeror. ATA states that the NPRM does not directly
address the problem of ensuring that emergency responders will have
direct access to the offeror. Air Products suggests that if a
subsequent carrier or freight forwarder prepares its own subsequent
shipping papers and uses an ``outside'' ERI provider, the subsequent
offeror and provider may not have the necessary information to properly
advise emergency responders on the scene. APA states that the emergency
response telephone number, hazardous materials description and
manifests should carry over throughout an intermodal shipment from the
initial offeror to the final consignee. (As a note: APA contracts with
a third party emergency response provider who provides detailed
emergency response information conforming to Sec. 172.604. APA members
may participate in the service and register through APA, and APA
submits the participant list to the ERI provider; thus, each member is
individually registered.) IAFC states that general reference materials
are not substitutes for direct contact with the offeror who has the
most knowledge of the product.
We agree with the commenters that the offeror will have the most
comprehensive knowledge about a specific hazardous material. That is
why the HMR requirement for the emergency response telephone number
allows for and, indeed, anticipates that the number provided by the
original offeror will often be utilized throughout transportation from
the original offeror to the consignee. We remind offerors and ERI
providers that Sec. 172.604(a)(2) requires the telephone number to be
that of a person who is either knowledgeable of the hazardous material
being shipped and has comprehensive emergency response and incident
mitigation information for that material, or has immediate access to a
person who possesses such knowledge and information. We agree with
IAFC's point that knowledgeable contacts require more than a rote
reading from general reference materials, such as the ERG. Offerors
must meet the existing comprehensive emergency response requirement by
supplying the ERI provider and subsequent offerors, as applicable, with
complete and detailed information relevant to the hazardous material,
and subsequent offerors must also supply any ERI provider that they
engage for themselves with the additional information supplied to them
by the original or previous offeror. We remind the reader that Sec.
172.604(b) currently requires the ERI provider to have detailed
information concerning the hazardous material and specifies that ``the
person offering a hazardous material for transportation who lists the
telephone number of an agency or organization shall ensure that the
agency or organization has received current information on the material
as required by paragraph (a)(2),'' which specifies comprehensive and
incident mitigation information for the material. Again, a rote reading
alone is not sufficient.
COSTHA contends that the existing emergency response telephone
number requirement fully meets the needs of emergency response
personnel and that we should only clarify the existing requirement that
all hazardous materials shipping documentation must include an
emergency response contact number representing the number supplied by
the offeror. The Lighter Association also questions the advantage of
the identification of the party who is registered with the provider,
stating that products such as lighters go through many hands (sales
agents, distributors, retailers and other third parties) and that often
the identity of the party registered with the provider is not known.
The Lighter Association asserts that identification of the material by
hazard class on the shipping paper and the marking and placarding
requirements are sufficient and states that the registrant most likely
is ``not going to be readily available.''
These commenters appear to have misread the NPRM. The purpose of
the NPRM proposals is to enable emergency responders and transportation
workers to readily obtain information from a third-party provider, not
for them to obtain the information from the registrant. When the
provider is called and the registrant cannot be matched with the
product, the provider attempts (with no obligation when an offeror is
not registered) to respond with general information applicable to the
shipping description, but the product specific information cannot be
obtained because the identity of the registrant is not known. Providing
comprehensive information for any hazardous material is critical to
ensure that emergency response personnel and transportation workers are
equipped with the means to
[[Page 53418]]
respond appropriately and as swiftly as possible to a hazardous
material situation. Such information is particularly important if the
hazardous material is shipped under a generic shipping name (e.g.,
flammable liquid n.o.s.) where complete emergency response information
may depend on an in-depth knowledge of the hazardous constituents of
the material. If the emergency response information provider cannot
identify the registrant, then the complete and product specific
information about the hazardous material cannot be provided to the
emergency responders.
We cannot emphasize enough that lack of complete information
applicable to the hazardous material being transported impacts the
ability of emergency response personnel to properly, safely and
expeditiously take action when an incident occurs. Crucial delays can
occur with the response and clean up process when the identity of the
offeror registered with the ERI provider is not reflected on the
shipping paper. The delays may result in serious risks to people and
the environment, and may also disrupt the continued transportation of
shipments when emergency responders and transportation workers are
pressed to take valuable time on the scene of an incident to obtain
emergency response information. CHEMTREC asks us to inform the
regulated community that it makes it known to each person registering
with CHEMTREC that either the previous offeror should be indicated on
the shipping paper (if continuing to maintain an emergency response
telephone number), or the party that has taken on the offeror function
should itself be registered.
E. Format on Shipping Papers
Several commenters request that we provide a specific format for
the identification of the registrant of the ERI provider, stating that,
as proposed, it may not always be clear who is registered with the ERI
provider. For example, COSTHA notes that shipments being consolidated
into one freight container may contain materials from more than one
offeror, with each providing a separate emergency response telephone
number and that many less-than-truckload (LTL) carriers create
manifests or delivery receipt documents that provide the original
offeror's name and emergency response contact information. COSTHA
states that to create shipping documents to include the offerors' name
or contract number registered with the ERI provider would be confusing
to emergency personnel and create more errors.
With respect to multiple shipments being consolidated into one
freight container, currently, when more than one emergency response
telephone number is needed for consolidated hazardous materials, the
various emergency response telephone numbers are required to be noted
following the applicable shipping descriptions. We do not agree that
the addition of registrant information in association with the
applicable telephone number will create confusion.
Veolia is supportive of the rulemaking, but requests that when the
offeror noted on the shipping paper is the registrant of the ERI
provider, no need exists to reenter the offeror's name near the
emergency response telephone number. Similarly, DGAC states its
assumption that the offeror's identity is not required to be repeated
if the identification is noted ``elsewhere'' on the shipping document,
particularly with international shipments.
We continue to be concerned that if the registrant with an ERI
provider is not clearly identified, the nexus between the registrant
and the provider will be lost. However, we agree with the commenters
that if the registrant is prominently, clearly and readily identified
elsewhere on the shipping paper--e.g., the offeror listed on the
shipping paper is also the registrant and clearly identified--then the
registrant need not also be listed in association with the emergency
response telephone number. Subsequent entities in the transportation
chain (carriers, freight forwarders, etc.) that prepare new shipping
papers must ensure that the name or the contract number of the original
offeror, if that offeror's ERI telephone number remains in effect, is
provided in association with the emergency response telephone number,
unless prominently identified elsewhere.
CHEMTREC states that precious time is lost when the caller on the
scene of an incident is having trouble identifying the registered
offeror because of the lack of uniformity of the information on
shipping papers. CHEMTREC also comments (and we agree) about the
necessity of taking care when preparing new shipping papers with regard
to ensuring that the name or contract number is not inadvertently
altered, which can create problems and delays in correctly identifying
the registered offeror. We received complaints that the telephone
number is also difficult to quickly identify when its positioning on
the shipping paper is located near other text in a manner that blends
the telephone number with other text (such as when using small,
difficult-to-read font size), thereby rendering the number difficult to
locate and/or to read.
Based on the comments received concerning the necessity of a
standard format for the registrant information, we are revising the
regulatory text to read that the identification of the registrant of
the emergency response telephone number provider must be placed
immediately before, after, above or below the telephone number, unless
the registrant is prominently, clearly and readily identified elsewhere
on the shipping paper as discussed earlier in this preamble. This
should provide sufficient flexibility for the creation of a shipping
paper while ensuring that the registrant is clearly identified. In
addition, considering the exception being incorporated in this final
rule and based on the comments specific to being unable to quickly
identify the registered offeror as well as identify and easily read the
telephone number itself, we are revising the regulatory text by
clarifying the meaning of ``clearly visible'' and ``prominently,
clearly and readily identifiable'' in Sec. 172.604(a)(3)(ii) and
(b)(2), respectively. We are making this clarification so that there is
no question as to the intent of the requirement, including that it
encompasses the readability of the information (registered offeror and
telephone number), as well as the location.
F. International Access Codes
Several commenters request clarification in the regulatory text
regarding the use of international emergency response telephone
numbers. DGAC suggests an expansion of the text to make clear that the
international access code, country code and city code must be included
when the emergency response telephone number is an international call.
We agree and in this final rule have revised the regulatory text in
Sec. 172.604(a) accordingly. Additionally, we are adding the use of
the ``+'' (plus) sign, which we understand is already commonly used in
international commerce, as an option to noting the specific
international access code. Each country has an international access
code used to dial out of the country and a country calling code used to
dial into a country. Generally, the international access code is
replaced with a ``+'' (plus) sign for telephone numbers published for
international calling. The plus sign is a universal prefix and means
that the caller must use the specific prefix assigned to his or her
country. Many telephones allow the plus sign to be entered, although
the method may vary. For example, most GSM (global system for mobile
communications) mobile
[[Page 53419]]
phones allow the plus sign to be entered by either holding the ``0''
(zero) key or striking the ``*'' (asterisk) key twice; the plus sign is
automatically converted to the correct international access code.
UPS asks whether requiring country and city codes prohibits the use
of a toll-free telephone number. This requirement does not prevent the
use of a toll-free telephone number, provided an emergency responder
can dial the number as it appears on the shipping paper without
stopping to look up international access, country and city codes, and
provided the toll-free telephone number meets the requirements in
Subpart G of Part 172, including the current requirement in Sec.
172.604(a)(2) that specifies a telephone number may not entail a call
back (such as an answering service, answering machine, or beeper
device) and identity provision adopted in this final rule.
G. Notification of the Pilot-in-Command
UPS is concerned that the requirements for the Notification of
Pilot-in-Command (NOTOC) contains ``extraneous'' information and cites
a petition for rulemaking (P-1487) in which UPS requests a thorough
review of the NOTOC requirements. We will address the UPS petition in a
future rulemaking.
H. Costs and Time Needed To Implement
Some commenters believe that the provision in this final rule will
impose significant costs and be difficult and time consuming to
implement for carriers and offerors. UPS states that the requirement
will impact: (1) The design of shipping papers by impinging on scarce
available space, (2) the programming of computer systems by requiring
reprogramming of countless systems used to print the information, (3)
communication protocols between UPS's customers and UPS's internal
systems, and (4) enforcement protocols used by inspectors. UPS
estimates its costs will be between $1 million to $1.5 million and
entail 40--60 weeks of work to make the change. UPS states that
programming resources will need to be allocated and system changes will
need to be tested. COSTHA requests a review of expenses associated with
adopting the requirement and an extension of the compliance date if we
proceed with the final rule.
We disagree with the commenters who state that the adoption of the
revision to the HMR would be too costly and time consuming to
implement. The emergency response telephone number is currently
required on shipping papers. Adding a notation to identify the person
who contracted with the ERI provider and reprogramming the shipping
papers should not add the significant time and cost to the degree these
commenters suggest. Also, it is our understanding that the notation for
the identity of the person registered with an ERI provider is currently
relatively common industry practice. The costs associated with this
rulemaking are considerably outweighed by the safety benefits resulting
from faster and more efficient responses to accidents and emergencies.
Moreover, the final rule will reduce transportation delays incurred
when emergency responders must spend time to obtain product specific
information.
UPS and Fed Ex request a two-year extended compliance date. We
believe the revision in this rulemaking addresses a critical safety
issue and that a two-year extended compliance date is an excessive
amount of time to implement the notation on shipping papers. However,
to minimize costs associated with reprogramming computer systems and
implementing the notation, we agree to provide an extended compliance
date until October 1, 2010 to minimize the costs for those businesses
that have not already incorporated the identity of the emergency
response telephone number provider's registrant into their shipping
paper format. A one-year extended compliance date will also allow
sufficient time to include this revision into training programs,
complete changes to systems supporting shipping papers, and deplete
current stocks of shipping papers if necessary.
UPS asked that the revisions in this final rule be made effective
at the same time as the next publication of the International Civil
Aviation Organization's (ICAO) Technical Instructions for the Safe
Transportation of Dangerous Goods by Air (ICAO Technical Instructions).
We plan to submit the revision for US Variation 12 (emergency response
telephone number) to ICAO before its next publication, which is
scheduled to be effective on January 1, 2010.
I. Editorial Correction and Additional Revisions
UPS asked us to explain our reason for deleting the word ``or'' in
Sec. 172.604(a)(3)(i). The proposed deletion was an error and has been
corrected in this final rule.
ASA and UPS state that the wording in Sec. 172.201(d) is not
consistent with the ``fuller requirement'' in Sec. 172.604(b) and
request that we repeat the Sec. 172.604(b) text in Sec. 172.201(d).
UPS' objection is that in the NPRM, Sec. 172.201(d) referred to
identification of the ``person'' and did not reference ``or contract
number.'' The proposed Sec. 172.201(d) clearly stated: ``* * * a
shipping paper must contain an emergency response telephone number and,
if utilizing an emergency response information telephone number service
provider, identify the person who has a contractual agreement with the
service provider, as prescribed in subpart G of this part.''
Identifying the person in accordance with Subpart G is a clear
statement and consistent with the treatment of references throughout
the HMR. Repeating the particulars is redundant, but in this final rule
we are adding a parenthetical ``(by name or contract number)''
following the word ``person.''
VOHMA requests that we revise Sec. 174.26 to clarify that the
requirement to include the identifying information adopted in this
final rule applies. We have made the clarification.
IV. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
This final rule is not a significant regulatory action under
section 3(f) of Executive Order 12866 and was not reviewed by the
Office of Management and Budget. This proposed rule is a non-
significant rule under the Regulatory Policies and Procedures of the
Department of Transportation [44 FR 11034].
The amendments in this final rule should not result in significant
costs to add the required information to shipping papers. The emergency
response telephone number is currently required on the shipping paper.
Adding a notation to identify the person who arranged with an ERI
provider should not add any significant time to the process of
completing a shipping paper or to the cost of providing it. Moreover,
the notation on a shipping paper of the identity of the person who made
arrangements with an emergency response information telephone service
is currently common industry practice for the initial offeror.
Additionally, we are providing an exception from the requirement where
the name of the initial offeror is prominently and clearly shown
elsewhere on the shipping paper.
As discussed earlier in this preamble, UPS estimates that it will
incur costs between $1 million to $1.5 million and entail 40-60 weeks
of work to make the change. UPS asserts that programming resources will
need to be allocated and the system changes will need to be tested. We
recognize that the provisions of this final rule will result in
additional
[[Page 53420]]
compliance costs. Therefore, we are adopting a one-year transition
period for offerors and carriers to implement the changes adopted in
this final rule. This extended transition period will help to offset
costs by providing ample time for offerors and carriers to modify
systems and otherwise adapt their processes by implementing the changes
during a phase-in mode. Such a phase-in implementation method will
afford offerors and carriers the opportunity to incorporate the
revision into training programs and complete changes to systems
supporting shipping papers (and deplete current stocks of shipping
papers if necessary) during a period of time that may coincide with
scheduled training programs and routine or upcoming upgrades and
revisions to computer systems.
As a further note, considering that the notation is already
relatively common industry practice for the initial offeror, and
considering that we are also providing an exception from the
requirement (which was not included in the NPRM), the implementation of
the revision will not be applicable to the greater numbers of
responsible parties as presented in the NPRM.
Given the importance of complete and detailed information to swift
and effective response to hazardous materials incidents and mitigation
of the potentially harmful consequences of those incidents, we believe
the benefits of the provisions of this final rule will substantially
outweigh the costs that may result. The benefits include saving lives,
preventing injuries, avoiding damage to property and the environment,
averting costly cleanup, evacuations, closures (such as roads and
businesses) and damage mitigation, and reducing associated
transportation delays. The availability of accurate, complete and
quickly obtained information significantly improves response efforts
during transportation incidents and emergencies, and benefits offerors,
carriers, emergency personnel and the public.
B. Executive Order 13132
This final rule has been analyzed in accordance with the principles
and criteria set forth in Executive Order 13132 (``Federalism''). This
final rule will preempt State, local and Indian Tribe requirements but
will not have substantial direct effects on the States, the
relationship between the national government and the States, or the
distribution of power and responsibilities among the various levels of
government. Therefore, the consultation and funding requirements of
Executive Order 13132 do not apply.
The Federal hazmat law contains an express preemption provision (49
U.S.C. 5125(b)), preempting State, local, and Indian Tribe requirements
on covered subjects, as follows:
(1) The designation, description, and classification of hazardous
materials;
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous materials;
(3) The preparation, execution, and use of shipping documents
related to hazardous materials and requirements related to the number,
contents, and placement of those documents;
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous materials; or
(5) The design, manufacture, fabrication, marking, maintenance,
recondition, repair, or testing of a packaging or container
represented, marked, certified, or sold as qualified for use in
transporting hazardous material.
This final rule addresses covered subject item (3) above and would
preempt State, local, and Indian Tribe requirements not meeting the
``substantively the same'' standard. Federal hazmat law provides at
section 5125(b)(2) that, if DOT issues a regulation concerning any of
the covered subjects, DOT must determine and publish in the Federal
Register the effective date of Federal preemption. The effective date
may not be earlier than the 90th day following the date of issuance of
a final rule and not later than two years after the date of issuance.
The effective date of Federal preemption for this rule is 90 days from
the publication date of this final rule.
C. Executive Order 13175
This final rule was analyzed in accordance with the principles and
criteria set forth in Executive Order 13175 (``Consultation and
Coordination with Indian Tribal Governments''). Because this final rule
does not have Tribal implications, and does not impose substantial
direct compliance costs, the funding and consultation requirements of
Executive Order 13175 do not apply.
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires an
agency to review regulations to assess their impact on small entities
unless the agency determines the rule is not expected to have a
significant impact on a substantial number of small entities. In this
case, although the requirements of this final rule will apply to a
substantial number of small entities, none would sustain significant
economic impact as a result of the rule.
Identification of potentially affected small entities. Businesses
likely to be affected by this final rule are persons who offer for
transportation or transport hazardous materials in commerce, including
hazardous materials manufacturers and distributors; freight forwarders,
transportation companies, including air, highway, rail, and vessel
carriers and hazardous waste generators.
Unless alternative definitions have been established by the agency
in consultation with the Small Business Administration (SBA), the
definition of ``small business'' has the same meaning as under the
Small Business Act. Since no such special definition has been
established, we employ the thresholds published by SBA for
establishments that will be subject to the proposed amendments if
adopted. Based on data for 2002 compiled by the U.S. Census Bureau,
more than 95 percent of persons that would be affected by this rule are
small businesses.
Related Federal rules and regulations. There are no related Federal
rules or regulations governing the transportation of hazardous
materials in domestic or international commerce.
Consideration of alternate proposals for small businesses. The
Regulatory Flexibility Act directs agencies to establish exceptions and
differing compliance standards for small businesses, where it is
possible to do so and still meet the objectives of applicable
regulatory statutes. In the case of hazardous materials transportation,
it is not possible to establish exceptions or differing standards and
still accomplish our safety objectives.
Conclusion. While the amendments in this final rule would apply to
a substantial number of small entities, there will not be a significant
impact on those entities. This final rule revises the HMR's emergency
response telephone requirements to enable ERI providers and others
providing such service to supply the required HMR emergency response
information to first responders. The impact of this new requirement is
not expected to be significant; the indication of the emergency
response telephone number on shipping papers is a current requirement
and the notation of the identity of the emergency response information
telephone provider's registrant is currently common industry practice
for the initial offeror. We are providing an exception that will
include a number of offerors, and we are providing a one-year delayed
compliance date. The problem, as discussed in the preamble of this
[[Page 53421]]
rulemaking, primarily arises from subsequent carriers omitting the
registrant's name when preparing new shipping papers for a shipment
continuing on to its final destination. Our amendment to add the
identification of the telephone number's registrant to shipping papers
will eliminate an obstruction that could interfere with the
transmission of crucial emergency response information to first
responders on the scene of an incident. Additionally, the amendment
will serve to eliminate delays in transportation due to lack of
information, and eliminate enforcement problems stemming from possible
invalid emergency response telephone number violations.
This final rule has been developed in accordance with Executive
Order 13272 (``Proper Consideration of Small Entities in Agency
Rulemaking'') and DOT's procedures and policies to promote compliance
with the Regulatory Flexibility Act to ensure that potential impacts of
draft rules on small entities are properly considered.
E. Paperwork Reduction Act
By requiring that additional information be included on certain
shipping papers, this final rule may result in an increase in annual
paperwork burden and costs under OMB Control No. 2137-0034. PHMSA
currently has an approved information collection under OMB Control
Number 2137-0034, ``Hazardous Materials Shipping Papers and Emergency
Response Information'' expiring on May 31, 2011.
Under the Paperwork Reduction Act of 1995, no person is required to
respond to an information collection unless it has been approved by OMB
and displays a valid OMB control number. Section 1320.8(d), Title 5,
Code of Federal Regulations requires that PHMSA provide interested
members of the public and affected agencies an opportunity to comment
on information and recordkeeping requests.
This notice identifies a revised information collection request
that PHMSA submitted to OMB for approval based on the requirements in
this final rule. PHMSA has developed burden estimates to reflect
changes in this final rule. PHMSA estimates that the total information
collection and recordkeeping burden, including the revisions resulting
from this final rule, would be as follows:
OMB Control No. 2137-0034
Annual Number of Respondents: 250,000.
Annual Responses: 260,000,000.
Annual Burden Hours: 6,609,167.
Annual Costs: $6,675,258.67.
Requests for a copy of this information collection should be
directed to Deborah Boothe or T. Glenn Foster, Office of Hazardous
Materials Standards (PHH-10), Pipeline and Hazardous Materials Safety
Administration, 1200 New Jersey Avenue, SE., East Building, 2nd Floor,
PHH-10, Washington, DC 20590-0001, Telephone (202) 366-8553.
F. Unfunded Mandates Reform Act
This final rule does not impose unfunded mandates under the
Unfunded Mandates Reform Act of 1995. It does not result in costs of
$120.7 million or more to either State, local or Tribal governments, in
the aggregate, or to the private sector, and is the least burdensome
alternative that achieves the objective of the rule.
G. Environmental Assessment
The National Environmental Policy Act (NEPA), Sec. Sec. 4321-4375,
requires Federal agencies to analyze proposed actions to determine
whether the action will have a significant impact on the human
environment. The Council on Environmental Quality (CEQ) regulations
order Federal agencies to conduct an environmental review considering
(1) the need for the proposed action, (2) alternatives to the proposed
action, (3) probable environmental impacts of the proposed action and
alternatives, and (4) the agencies and persons consulted during the
consideration process. 40 CFR 1508.9(b).
Purpose and Need. As discussed elsewhere in this preamble, we have
become aware of a number of problems associated with emergency response
telephone numbers on shipping papers, specifically related to the
increasing use by offerors of ERI providers to comply with the
requirements of Sec. 172.604. In such situations, the original offeror
enters into a contract or agreement with an agency or organization
(industry associations may offer this service to their members)
accepting responsibility for providing detailed emergency response
information in accordance with Sec. 172.604(b). The telephone number
on the shipping paper is the telephone number of the ERI provider, but
the original offeror is not required to include a notation to this
effect on the shipping paper, nor is the name of the original offeror
required to appear on the shipping paper. Thus, the identity of the
person who arranged with the ERI provider is not readily available
through shipping documentation. Without the name of the offeror who
arranged for an emergency response service, an ERI provider may not be
able to communicate the product-specific information that was provided
by the original offeror. This could result in a serious problem if
transportation workers or emergency response personnel must use the
telephone number to request assistance in handling an accident or
emergency. Most ERI providers will attempt to provide assistance
whether or not they can verify that an offeror arranged for emergency
response service. However, without the identification of the particular
offeror who has made arrangements with the service, it may not be
possible for the emergency response service to quickly access
information specific to the material involved in an incident, thereby
defeating the purpose of the requirement in Sec. 172.604 to enable
transport workers and emergency response personnel to expeditiously
obtain detailed information about a hazardous materials shipment. A
delay or improper response due to lack of accurate and timely emergency
response information may place emergency response personnel,
transportation workers, and the general public at increased risk.
Expeditious identification of the hazards and direction for appropriate
clean up associated with specific hazardous materials is critical in
mitigating the consequences of hazardous materials incidents.
Alternatives. PHMSA considered the following alternatives:
No action--Under this alternative, we would continue to permit
shippers to provide an emergency response telephone number for an ERI
provider with no indication of the entity that arranged for the ERI
provider's services. This alternative does not address the identify
safety problem. Thus, it was not selected.
Require the shipping paper to include the name or contract number
of the person arranging for the ERI provider's services--Under this
alternative, we would require a shipper who utilizes an ERI provider to
comply with the provisions of Sec. 172.604 to include his name or
contract number so that the ERI provider can readily retrieve and
provide shipment-specific information in the event of an accident or
emergency. This will allow for faster, more efficient emergency
response to incidents. This is the selected alternative.
Analysis of Environmental Impacts. Hazardous materials are
substances that may pose a threat to public safety or the environment
during transportation
[[Page 53422]]
because of their physical, chemical, or nuclear properties. The
hazardous material regulatory system is a risk management system that
is prevention-oriented and focused on identifying a safety hazard and
reducing the probability and quantity of a hazardous material release.
Hazardous materials are categorized by hazard analysis and experience
into hazard classes and packing groups. The regulations require each
shipper to classify a material in accordance with these hazard classes
and packing groups; the process of classifying a hazardous material is
itself a form of hazard analysis. Further, the regulations require the
shipper to communicate the material's hazards through use of the hazard
class, packing group, and proper shipping name on the shipping paper
and the use of labels on packages and placards on transport vehicles.
Thus the shipping paper, labels, and placards communicate the most
significant findings of the shipper's hazard analysis. A hazardous
material is assigned to one of three packing groups based upon its
degree of hazard--from a high hazard Packing Group I to a low hazard
Packing Group III material. The quality, damage resistance, and
performance standards of the packaging in each packing group are
appropriate for the hazards of the material transported.
Releases of hazardous materials, whether caused by accident or
deliberate sabotage, can result in explosions or fires. Radioactive,
toxic, infectious, or corrosive hazardous materials can have short- or
long-term exposure effects on humans or the environment. Generally,
however, the hazard class definitions are focused on the potential
safety hazards associated with a given material or type of material
rather than the environmental hazards of such materials.
Under the HMR, hazardous materials may be transported by aircraft,
vessel, rail, and highway. The potential for environmental damage or
contamination exists when packages of hazardous materials are involved
in accidents or en route incidents resulting from cargo shifts, valve
failures, package failures, loading, unloading, collisions, handling
problems, or deliberate sabotage. The release of hazardous materials
can cause the loss of ecological resources and the contamination of
air, aquatic environments, and soil. Contamination of soil can lead to
the contamination of ground water. For the most part, the adverse
environmental impacts associated with releases of most hazardous
materials are short-term impacts that can be reduced or eliminated
through prompt clean-up/decontamination of the accident scene.
The amendments in this final rule will improve the effectiveness of
the HMR by enabling emergency responders on the scene of a hazardous
materials incident to quickly and efficiently identify hazards and
mitigate potential risks to the environment. There are no significant
environmental impacts associated with amendments in this final rule.
Consultation and Public Comment. As discussed above, PHMSA
published an NPRM to solicit public comments on our proposal. A total
of 23 persons submitted comments, including industry associations,
shippers, carriers, ERI providers, emergency responders, and private
citizens.
H. Privacy Act
Anyone is able to search the electronic form of any written
communications and comments received into any of our dockets by the
name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (Volume 65, Number 70;
Pages 19477-78), which may also be found at https://dms.dot.gov.
List of Subjects
49 CFR Part 172
Education, Hazardous materials transportation, Hazardous waste,
Labeling, Markings, Packaging and containers, Reporting and
recordkeeping requirements.
49 CFR Part 174
Hazardous materials transportation, Radioactive materials, Rail
carriers, Railroad safety, Reporting and recordkeeping requirements.
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