Telegraph Hill Partners SBIC, L.P., License No. 09/79-0453; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 52992-52993 [E9-24844]

Download as PDF 52992 ACTION: Federal Register / Vol. 74, No. 198 / Thursday, October 15, 2009 / Notices Notice. OFFICE OF PERSONNEL MANAGEMENT SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (Pub. L. 104–13, May 22, 1995), this notice announces that the Office of Personnel Management (OPM) has submitted to the Office of Management and Budget (OMB) a request for review of a revised information collection. This information collection, ‘‘Reinstatement of Disability Annuity Previously Terminated Because of Restoration to Earning Capacity’’ (OMB Control No. 3206–0138; Form RI 30–9), informs former disability annuitants of their right to request restoration under title 5, U.S.C. Sections 8337 and 8455. It also specifies the conditions to be met and the documentation required for a person to request reinstatement. We estimate 200 forms are completed annually. The form takes approximately 60 minutes to respond, including a medical examination. The annual estimated burden is 200 hours. Burden may vary depending on the time required for a medical examination. For copies of this proposal, contact Cyrus S. Benson on (202) 606–4808, FAX (202) 606–0910 or via E-mail to Cyrus.Benson@opm.gov. Please include a mailing address with your request. DATES: Comments on this proposal should be received within 30 calendar days from the date of this publication. ADDRESSES: Send or deliver comments to— mstockstill on DSKH9S0YB1PROD with NOTICES James K. Freiert, Deputy Assistant Director, Retirement Services Program, Center for Retirement and Insurance Services, U.S. Office of Personnel Management, 1900 E Street, NW., Room 3305, Washington, DC 20415–3500; and OMB Desk Officer, Office of Information & Regulatory Affairs, Office of Management and Budget, New Executive Office Building, NW., 725 17th Street, NW., Room 10235, Washington, DC 20503. For information regarding administrative coordination contact: Cyrus S. Benson, Team Leader, Publications Team, RIS Support Services/Support Group, U.S. Office of Personnel Management, 1900 E Street, NW., Room 4H28, Washington, DC 20415, (202) 606–0623. Office of Personnel Management. John Berry, Director. [FR Doc. E9–24849 Filed 10–14–09; 8:45 am] BILLING CODE 6325–P VerDate Nov<24>2008 19:13 Oct 14, 2009 Jkt 220001 [OMB Control No. 3206–0042; RI 25–15] Office of Personnel Management. John Berry, Director. [FR Doc. E9–24850 Filed 10–14–09; 8:45 am] BILLING CODE 6325–38–P Submission for OMB Review; Request for Review of a Revised Information Collection Office of Personnel Management. ACTION: Notice. AGENCY: Sunshine Act SUMMARY: In accordance with the Paperwork Reduction Act of 1995 (Pub. L. 104–13, May 22, 1995 and 5 CFR 1320), this notice announces that the Office of Personnel Management (OPM) has submitted to the Office of Management and Budget (OMB) a request for review of a revised information collection. This information collection, ‘‘Notice of Change in Student’s Status’’ (OMB Control No. 3206–0042; Form RI 25–15), is used to collect sufficient information from adult children of deceased Federal employees or annuitants to assure that the child continues to be eligible for payments from OPM. We estimate 2,500 certifications are processed annually. Each form takes approximately 20 minutes to complete. The annual estimated burden is 835 hours. For copies of this proposal, contact Cyrus S. Benson by telephone (202) 606–4808, FAX (202) 606–0910 or by email to Cyrus.Benson@opm.gov. Please include a mailing address with your request. DATES: Comments on this proposal should be received within 30 calendar days from the date of this publication. ADDRESSES: Send or deliver comments to— James K. Freiert, Deputy Assistant Director, Retirement Services Program, Center for Retirement and Insurance Services, U.S. Office of Personnel Management, 1900 E Street, NW., Room 3305, Washington, DC 20415–3500; and OPM Desk Officer, Office of Information & Regulatory Affairs, Office of Management and Budget, New Executive Office Building, 725 17th Street, NW., Room 10235, Washington, DC 20503. For information regarding administrative coordination contact: Cyrus S. Benson, Team Leader, Publications Team, RIS Support Services/Support Group, U.S. Office of Personnel Management, 1900 E Street, NW., Room 4H28, Washington, DC 20415, (202) 606–0623. PO 00000 Frm 00049 Fmt 4703 Sfmt 4703 RAILROAD RETIREMENT BOARD Notification of Item Added to the Agenda, U.S. Railroad Retirement Board On October 9, 2009, by recorded vote the Board has voted to add the following item to its agenda for the October 14, 2009: (2) Employer Status Determination (Decision on Reconsideration)—Trinity Railway Express—Train Dispatching— Herzog Transit Services, Inc. The person to contact for more information is Beatrice Ezerski, Secretary to the Board, Phone No. 312– 751–4920. Dated: October 9, 2009. Beatrice Ezerski, Secretary to the Board. [FR Doc. E9–24904 Filed 10–13–09; 11:15 am] BILLING CODE 7905–01–P SMALL BUSINESS ADMINISTRATION Telegraph Hill Partners SBIC, L.P., License No. 09/79–0453; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Telegraph Hill Partners SBIC, L.P., 360 Post Street, Suite 601, San Francisco, CA 94108, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Telegraph Hill Partners SBIC, L.P. proposes to provide equity security financing to AltheaDx, Inc., 3550 Dunhill Street, San Diego, CA 92121. The financing is contemplated for working capital and general corporate purposes. The financing is brought within the purview of § 107.730(a)(1) of the Regulations because Telegraph Hill Partners II, L.P., THP II Affiliates Fund, L.P., and THP Affiliates Fund, L.P., all Associates of Telegraph Hill Partners E:\FR\FM\15OCN1.SGM 15OCN1 Federal Register / Vol. 74, No. 198 / Thursday, October 15, 2009 / Notices SBIC, L.P., own more than ten percent of AltheaDx, Inc. Therefore, this transaction is considered a financing of an Associate requiring an exemption. Notice is hereby given that any interested person may submit written comments on the transaction within fifteen days of the date of this publication to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street, SW., Washington, DC 20416. Dated: September 24, 2009. Sean J. Greene, Associate Administrator for Investment. [FR Doc. E9–24844 Filed 10–14–09; 8:45 am] Kenneth A. Johnson, Management and Program Analyst, Office of the Executive Director, at (202) 551–4300, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549– 2521. Dated: October 8, 2009. By the Commission. Elizabeth M. Murphy, Secretary. [FR Doc. E9–24713 Filed 10–14–09; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION BILLING CODE 8025–01–P [Release No. 34–60800; File No. SR– NYSEAmex–2009–66] SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Transaction Fees and Rebates [Release No. 34–60799] Draft 2010–2015 Strategic Plan for Securities and Exchange Commission Securities and Exchange Commission. ACTION: Request for comment. AGENCY: SUMMARY: The Securities and Exchange Commission (SEC) is providing notice that it is seeking comments on its draft 2010–2015 Strategic Plan. The draft Strategic Plan includes a draft of the SEC’s mission, vision, values, strategic goals, planned initiatives, and performance metrics. DATES: Comments should be received on or before November 16, 2009. ADDRESSES: Comments may be submitted by any of the following methods: Electronic Comments • Send an e-mail to strategicplan@sec.gov. mstockstill on DSKH9S0YB1PROD with NOTICES • Send paper comments in triplicate to Kenneth A. Johnson, Management and Program Analyst, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–2521. FOR FURTHER INFORMATION CONTACT: Kenneth A. Johnson, Management and Program Analyst, Office of the Executive Director, at (202) 551–4300, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549– 2521. The draft strategic plan is available at the Commission’s Web site at https:// www.sec.gov/about/ secstratplan1015.htm or by contacting SUPPLEMENTARY INFORMATION: 19:13 Oct 14, 2009 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that, on September 30, 2009, NYSE Amex LLC (‘‘NYSE Amex’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Exchange filed this proposal pursuant to Section 19(b)(3)(A) of the Act 3 and Rule 19b–4(f)(2) thereunder,4 which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change Paper Comments VerDate Nov<24>2008 October 8, 2009. Jkt 220001 The Exchange proposes to (i) increase from $0.0015 per share to $0.0030 per share the rebate it provides to customers adding liquidity and (ii) increase from $0.0020 per share to $0.0025 per share the fee charged to floor brokers when taking liquidity from the Exchange. These changes will take effect on October 1, 2009. The text of the proposed rule change is available at the Exchange, the Commission’s Public Reference Room, and https:// www.nyse.com. 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 4 17 CFR 240.19b–4(f)(2). II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose NYSE Amex currently pays a rebate of $0.0015 per share to customers providing liquidity in securities with a trading price of at least $1.00 per share. With effect from October 1, 2009, this rebate will increase to $0.0030 per share. The Exchange intends to reevaluate this rebate again in three months time and will submit an additional rule filing if it decides to change its rebate policy at that time. The description of the rebate in the 2009 NYSE Amex Price List is also amended to clarify that it applies to both displayed and non-displayed orders. Floor brokers currently pay a fee of $0.0020 per share when taking liquidity from the Exchange. Effective October 1, 2009, this fee will be increased to $0.0025 per share. 2. Statutory Basis The Exchange believes that the proposed rule change is consistent with the provisions of Section 6 of the Act,5 in general, and Section 6(b)(4) of the Act,6 in particular, in that it is designed to provide for the equitable allocation of reasonable dues, fees, and other charges among its members and other persons using its facilities. The Exchange believes that the proposal does not constitute an inequitable allocation of dues, fees and other charges as all similarly situated member organizations will be subject to the same fee structure. B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not 2 17 PO 00000 Frm 00050 Fmt 4703 5 15 6 15 Sfmt 4703 52993 E:\FR\FM\15OCN1.SGM U.S.C. 78f(b). U.S.C. 78f(b)(4). 15OCN1

Agencies

SMALL BUSINESS ADMINISTRATION

[Federal Register Volume 74, Number 198 (Thursday, October 15, 2009)]
[Notices]
[Pages 52992-52993]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-24844]


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SMALL BUSINESS ADMINISTRATION


Telegraph Hill Partners SBIC, L.P., License No. 09/79-0453; 
Notice Seeking Exemption Under Section 312 of the Small Business 
Investment Act, Conflicts of Interest

    Notice is hereby given that Telegraph Hill Partners SBIC, L.P., 360 
Post Street, Suite 601, San Francisco, CA 94108, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Telegraph Hill Partners SBIC, L.P. proposes to provide equity security 
financing to AltheaDx, Inc., 3550 Dunhill Street, San Diego, CA 92121. 
The financing is contemplated for working capital and general corporate 
purposes.
    The financing is brought within the purview of Sec.  107.730(a)(1) 
of the Regulations because Telegraph Hill Partners II, L.P., THP II 
Affiliates Fund, L.P., and THP Affiliates Fund, L.P., all Associates of 
Telegraph Hill Partners

[[Page 52993]]

SBIC, L.P., own more than ten percent of AltheaDx, Inc.
    Therefore, this transaction is considered a financing of an 
Associate requiring an exemption. Notice is hereby given that any 
interested person may submit written comments on the transaction within 
fifteen days of the date of this publication to the Associate 
Administrator for Investment, U.S. Small Business Administration, 409 
Third Street, SW., Washington, DC 20416.

    Dated: September 24, 2009.
Sean J. Greene,
Associate Administrator for Investment.
[FR Doc. E9-24844 Filed 10-14-09; 8:45 am]
BILLING CODE 8025-01-P

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