Privacy Act of 1974; Privacy Act System of Records, 50247-50255 [E9-23487]
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Federal Register / Vol. 74, No. 188 / Wednesday, September 30, 2009 / Notices
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
[Notice (09–085)]
Privacy Act of 1974; Privacy Act
System of Records
CPrice-Sewell on DSKGBLS3C1PROD with NOTICES
AGENCY: National Aeronautics and
Space Administration (NASA).
ACTION: Notice of proposed revisions to
an existing Privacy Act system of
records.
SUMMARY: Pursuant to the provisions of
the Privacy Act of 1974 (5 U.S.C. 552a),
the National Aeronautics and Space
Administration is issuing public notice
of its proposal to modify its previously
noticed system of records: This notice
publishes updates of those systems of
records as set forth below under the
caption SUPPLEMENTARY INFORMATION.
DATES: Submit comments within 30
calendar days from the date of this
publication.
ADDRESSES: Patti F. Stockman, Privacy
Act Officer, Office of the Chief
Information Officer, National
Aeronautics and Space Administration
Headquarters, Washington, DC 20546–
0001, (202) 358–4787, NASA–
PAOfficer@nasa.gov.
FOR FURTHER INFORMATION CONTACT:
NASA Privacy Act Officer, Patti F.
Stockman, (202) 358–4787, NASA–
PAOfficer@nasa.gov.
SUPPLEMENTARY INFORMATION:
Modifications of the NASA systems of
records include: Clarification of
categories of individuals on whom
records are maintained, how the records
are retrieved, the safeguards for
protecting the records, and records
source categories; update of routine uses
to reflect new legislation; and update of
system and subsystem managers’ titles.
Changes for specific NASA systems of
records are set forth below:
Aircraft Crewmembers’ Qualifications
and Performance Records/NASA
10ACMQ: A separate records retention
schedule has been added for historically
significant records on crewmembers
who are astronauts.
Biographical Records for Public
Affairs/NASA 10BRPA: Updated to
change the title of the system manager.
National Aeronautics and Space
Administration Foreign National
Management System/NASA 10FNMS:
Updated to clarify categories of
individuals covered by the system, and
to reflect new location and office name
change of the system manager.
Government Motor Vehicle
Operations Permit Records/NASA
10GMVP: Updated to change system
location.
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Inspector General Investigations Case
Files/NASA 10IGIC: Updated routine
uses to reflect changes due to enactment
of two statues—the Inspectors General
(IG) Reform Act of 2008 that established
the Council of the Inspectors General on
Integrity and Efficiency, replacing the
President’s Council on Integrity and
Efficiency; and the American Recovery
and Reinvestment Act that created an
oversight board to coordinate and
conduct oversight of spending of
recovery act funds and to which IGs are
to make reports.
Security Records System/NASA
10SECR: Updated to reflect an office
name change for the system manager.
Exchange Records on Individuals/
NASA 10XROI: Updated to more
adequately reflect descriptions of
individuals of records and categories of
records covered by the system, as well
to update titles of subsystem managers.
Integrated Financial Management
(IFM) Program—Core Financial System/
NASA 10IMF1: Retention and Disposal
description is updated to change the
name of the IT system in which the
records are stored. Record Source
Categories are updated to also reflect
source system changes. System Manager
updated to reflect new manager.
NASA Systems of Records, Appendix
A: Updated to reflect a new mailing
address for the NASA Office of
Inspector General post in New Jersey.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Submitted by:
Bobby L. German,
NASA Chief Information Officer (Acting).
RETRIEVABILITY:
NASA 10ACMQ
SAFEGUARDS:
SYSTEM NAME:
Aircraft Crewmembers’ Qualifications
and Performance Records.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
Locations 1 through 11 inclusive as
set forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system maintains information on
Crewmembers of NASA aircraft.
CATEGORIES OF RECORDS IN THE SYSTEM:
System contains: (1) Records of
experience, and currency, (e.g., flight
hours day, night, and instrument), types
of approaches and landings, crew
position, type of aircraft, flight check
ratings and related examination results,
and training performed; and (2) flight
itineraries and passenger manifests.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473 and 44 U.S.C. 3101.
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Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information. The following are routine
uses: (1) In cases of accident
investigations, including mishap and
collateral investigations, access to this
system of records may be granted to
Federal, State, or local agencies or to
foreign governments; (2) to Federal,
State, or local agencies, companies, or
governments requesting qualifications of
crewmembers prior to authorization to
participate in their flight programs, or to
Federal, State, or local agencies,
companies, or governments whose
crewmembers may participate in
NASA’s flight programs; (3) public or
press releases either by prior approval of
the individual, or in the case of public
release of information from mishap or
collateral investigation reports, pursuant
to NASA regulations at 14 CFR part
1213; and (4) NASA standard routine
uses as set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained
as hard-copy documents and on
electronic media.
Records are retrieved from the system
by aircrew identifier.
Computerized records access is
limited to only users with a business
need for access and user accounts
employ secure user authentication; nonelectronic records are maintained in
accordance with the requirements and
procedures which appear at 14 CFR
1212.605, utilizing locked file cabinets
and/or secured rooms.
RETENTION AND DISPOSAL:
Records for other than astronauts are
maintained in Agency files and
destroyed 5 years after crewmember
separates from NASA in accordance
with NASA Records Retention
Schedules (NRRS), Schedule 8 Item 32.
Records of crewmembers who are
astronauts are permanent and will be
transferred to the National Archives in
accordance with NRRS, Schedule 8 Item
34.
SYSTEM MANAGER(S) AND ADDRESS:
Director, Aircraft Management Office,
Location 1. Subsystem Managers:
Deputy Chief, Flight Control and
Cockpit Integration Branch, Location 2;
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Chief, Dryden Research Aircraft
Operations Division, Location 3; Head,
Aeronautical Programs Branch, Location
4; Chief, Aircraft Operations Division,
Location 5; Chief, Aircraft Operations
Office, Location 6; Chief, Flight
Operations and Engineering Branch,
Location 7; Chief, Aircraft Operations
Office, Location 8; Chief, Aircraft
Operations, Location 9; Chief, Contract
Management, Location 10; Aircraft
Management Officer, Location 11
(Locations are set forth in Appendix A).
NOTIFICATION PROCEDURE:
Information may be obtained from the
cognizant system or subsystem manager
listed above.
RECORD ACCESS PROCEDURES:
Requests from individuals should be
addressed to the same address as stated
in the Notification section above.
CONTESTING RECORD PROCEDURES:
The NASA regulations for requesting
amendments to records and contesting
record contents appear at 14 CFR part
1212.
RECORD SOURCE CATEGORIES:
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
The information contained in this
system of records is compiled, updated,
and maintained at NASA Centers for
ready reference material and for
immediate availability when required
by the news media for news stories
about the individual generally involving
participation in a major NASA activity.
Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information. The following are routine
uses: These records are made available
via the Internet to professional societies,
civic clubs, industrial and other
organizations, news media
representatives, researchers, authors,
Congress, other agencies and other
members of the public.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained
as hard-copy documents and on
electronic media.
Records are retrieved from the system
by individual’s name.
NASA 10BRPA
SAFEGUARDS:
Biographical Records for Public
Affairs.
Because the records are a matter of
public information, no safeguard
requirements are necessary.
SECURTIY CLASSIFICATION:
RETENTION AND DISPOSAL:
SYSTEM NAME:
None.
SYSTEM LOCATION:
Locations 1, 3 through 9 inclusive,
and Locations 11 and 18, as set forth in
Appendix A.
This system maintains information on
principal and prominent management
and staff officials, program and project
managers, scientists, engineers,
speakers, other selected employees
involved in newsworthy activities, and
other participants in Agency programs.
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CATEGORIES OF RECORDS IN THE SYSTEM:
Current biographical information
about the individuals with a recent
photograph when available. Data items
are those generally required by NASA or
the news media in preparing news or
feature stories about the individual and/
or the individual’s activity with NASA.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473 and 44 U.S.C. 3101.
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Records are maintained in Agency
files and destroyed when there is no
longer a potential for public interest in
them in accordance with NASA Records
Retention Schedules, Schedule 1, Item
40.
SYSTEM MANAGER(S) AND ADDRESS:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Director, News Services Division,
Office of Public Affairs, Location 1.
Subsystem Managers: Public Affairs
Officer at Locations 3 through 9 and
Location 11; Manager, Customer
Satisfaction and Communication Office,
Location 18; as set forth in Appendix A.
NOTIFICATION PROCEDURE:
An individual desiring to find out if
a Biographical System of Records
contains a record pertaining to him/her
should call, write, or visit the Public
Affairs Office at the appropriate NASA
Center.
RECORD ACCESS PROCEDURES:
An individual may request access to
his/her record by calling, writing, or
visiting the Public Affairs Office at the
appropriate NASA locations.
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CONTESTING RECORD PROCEDURES:
The information in the record was
provided voluntarily by the individual
with the understanding that the
information will be used for public
release. The individual is at liberty at
any time to revise, update, add, or
delete information in his/her
biographical record to his/her own
satisfaction.
RECORD SOURCE CATEGORIES:
Information in the biography of an
individual in the system of records is
provided voluntarily by the individual
generally with the aid of a form
questionnaire.
NASA 10 FNMS
SYSTEM NAME:
National Aeronautics and Space
Administration Foreign National
Management System.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
RETRIEVABILITY:
Individuals, training schools or
instructors, medical units or doctors.
Individuals may examine or obtain a
copy of their biographical record at any
time.
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The centralized data system is located
at the Extranet Security Portals Group,
2720 Prosperity Avenue, Suite 30,
Fairfax, VA 22031
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system maintains information on
all non-U.S. citizens, to include Lawful
Permanent Residents seeking access to
NASA facilities, resources, laboratories,
contractor sites, Federally Funded
Research and Development Centers or
NASA sponsored events for unclassified
purposes to include employees of NASA
or NASA contractors; prospective NASA
or NASA contractor employees;
employees of other U.S. Government
agencies or their contractors; foreign
students at U.S. institutions; officials or
other persons employed by foreign
governments or other foreign
institutions who may or may not be
involved in cooperation with NASA
under international agreements; foreign
media representatives; and
representatives or agents of foreign
national governments seeking access to
NASA facilities, to include high-level
protocol visits; or international
relations.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records in this system include
information about the individuals
seeking access to NASA resources.
Information about individual may
include, but is not limited to: Name,
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home address, place of birth and
citizenship, U.S. visitor/travel
document numbers, employment
information, Tax Identification Numbers
(Social Security number), and reason
and length of proposed NASA access.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Section 304(a) of the National
Aeronautics and Space Act, codified at
42 USC § 2455; Federal Property
Management Regulation, 41 CFR Ch.
101; 14 CFR parts 1203 through 1203b;
14 CFR 1213; 15 CFR 744; 22 CFR 62;
22 CFR 120–130; 40 USC 1441, and 44
U.S.C. 3101, and Executive Order 9397.
PURPOSE(S):
Records are maintained and used by
NASA to document, track, manage,
analyze, and/or report on foreign visit
and assignment access to NASA
facilities including Headquarters, Field
Offices, National Laboratories, Federally
Funded Research and Development
Centers, Contractor Sites, components
facilities (NASA Management Office,
Wallops Flight Facility, White Sands
Test Facility, White Sands Complex,
Independent Validation & Verification
Facility, Michoud Assembly Center,
Moffett Federal Airfield, Goldstone
Deep Space Communications Complex,
Goddard Institute for Space Studies,
National Scientific Balloon Facility,
Plum Brook Station).
CPrice-Sewell on DSKGBLS3C1PROD with NOTICES
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information.
1. A record from this system may be
disclosed to authorized contractors who
are responsible for NASA security and
who require this information to perform
their contractual obligations to NASA.
2. A record from this system may be
disclosed to contractors, grantees,
participants in cooperative agreements,
collaborating researchers, or their
employees, if required for the
performance of their responsibilities
with respect to national security,
international visit and assignment, or
foreign access.
3. A record from this system may be
disclosed to a member of Congress
submitting a request involving a
constituent when the constituent has
requested assistance from the member
with respect to the subject matter of his
or her own record. The member of
Congress must provide a copy of the
constituent’s request for assistance.
4. A record from this system may be
disclosed to foreign governments or
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international organizations if required
by treaties, international conventions, or
executive agreements.
5. A record from this system may be
disclosed to members of a NASA
Advisory Committee or Committees and
interagency boards charged with
responsibilities pertaining to
international visits and assignments
and/or national security when
authorized by the individual or to the
extent the committee(s) is so authorized
and such disclosure is required by law.
6. A record from this system may be
disclosed to Federal intelligence
organizations, when required by
applicable law.
7. A record from this system may be
disclosed to Federal agencies for the
purpose of determining preliminary visa
eligibility when authorized by the
individual or as required by law.
8. A record from this system may be
disclosed to respond to White House
inquiries when required by law.
9. A record from this system may be
disclosed to a NASA contractor,
subcontractor, grantee, or other
Government organization involved in an
investigation or administrative inquiry
concerning a violation of a Federal or
State statute or NASA regulation on the
part of an officer or employee of the
contractor, subcontractor, grantee, or
other Government organization, when
and to the extent the information is
required by law.
10. A record from this system may be
disclosed to an internal or external
organization or element thereof,
conducting audit activities of a NASA
contractor or subcontractor to the extent
required by law.
11. A record from this system may be
disclosed to provide personal
identifying data to Federal, State, local,
or foreign law enforcement
representatives seeking confirmation of
identity of persons under investigation,
to the extent necessary and required by
law.
12. NASA standard routine uses as set
forth in Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system will be stored
in electronic format.
RETRIEVABILITY:
Records may be retrieved by name
and other personal identifiers. Records
are indexed by individual’s name, file
number, badge number, decal number,
payroll number, passport or visa
numbers, and/or Social Security
Number.
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SAFEGUARDS:
An approved security plan for this
system has been established in
accordance with OMB Circular A–130,
Management of Federal Information
Resources. Individuals will have access
to the system only when and to the
extent such access is legally authorized,
each item of information is required for
his or her job, and the access is in
accordance with approved
authentication methods. Only key
authorized employees with
appropriately configured system roles
can access the system.
RETENTION AND DISPOSAL:
Records are stored in the Foreign
National Management System and
managed, retained and dispositioned in
accordance with the guidelines defined
in NASA Procedural Requirements
(NPR) 1441.1D, NASA Records
Retention Schedules, Schedule 1, item
35.
SYSTEM MANAGER(S) AND ADDRESS:
Director, Identity and Systems
Management Division, Office of
Protective Services, Location 1, as set
forth in Appendix A.
NOTIFICATION PROCEDURES:
Individuals inquiring about their
records should notify the System
Manager at the address given above.
RECORDS ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the System
Manager at the address given above.
Requests must contain the following
identifying data concerning the
requestor: First, middle, and last name;
date and place of birth; Visa/Passport/
Social Security Number; period and
place of visit/assignment/employment
with NASA.
CONTESTING RECORD PROCEDURES:
The NASA regulations governing
access to records and the procedures for
contesting the contents and appealing
initial determinations are set forth in 14
CFR part 1212.
RECORD SOURCE CATEGORIES:
Records, including official
government documentation, are
provided by individuals requesting
access to NASA facilities and contractor
sites, from existing databases containing
this information at Federally Funded
Research and Development Centers, and
from other Federally funded sources
located at NASA facilities.
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NASA 10GMVP
NOTIFICATION PROCEDURE:
SYSTEM NAME:
Information may be obtained from the
cognizant system manager listed above.
Government Motor Vehicle Operators
Permit Records.
RECORD ACCESS PROCEDURES:
Requests from individuals should be
addressed to the same address as stated
in the Notification section above.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
Location 3 as set forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system maintains information on
NASA employees and contractor
employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, home address, Social Security
Number, physical description of
individual, physical condition of
individual, traffic record.
CONTESTING RECORD PROCEDURES:
The NASA regulations for access to
records and for contesting contents and
appealing initial determinations by the
individual concerned appear at 14 CFR
part 1212.
RECORD SOURCE CATEGORIES:
Individual NASA employees and
individual contractor employees supply
information on their own traffic records.
NASA 10IGIC
SYSTEM NAME:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473; 44 U.S.C. 3101; 41
CFR subpart 101–38.
Inspector General Investigations Case
Files.
SECURTIY CLASSIFICATION:
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORES OF USERS AND
THE PURPOSES OF SUCH USES:
Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information. NASA may disclose
records from this system in accordance
with NASA standard routine as set forth
in Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained
as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Records are retrieved from the system
by individual’s name.
SAFEGUARDS:
Records are kept in locked cabinets
with access limited to those whose
official duties require access. Room is
locked during nonduty hours.
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RETENTION AND DISPOSAL:
Records will be maintained in Agency
files and destroyed 3 years after permit
expires or holder leaves NASA in
accordance with NASA Records
Retention Schedules, Schedule 6 Item
12.
SYSTEM MANAGER(S) AND ADDRESS:
Subsystem Managers: Transportation
Officer, Location 3 and Chief,
Transportation Branch, Location 6.
Locations are as set forth in Appendix
A.
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Some of the material contained in the
system has been classified in the
interests of national security pursuant to
Executive Order 11652.
SYSTEM LOCATION:
Locations 1 through 11, 14, 16 and 17
as set forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system maintains information on
current and former employees of NASA,
contractors, and subcontractors, and
others whose actions have affected
NASA.
CATEGORIES OF RECORDS IN THE SYSTEM:
Case files pertaining to matters
including, but not limited to, the
following classifications of cases: (1)
Fraud against the Government, (2) theft
of Government property, (3) bribery, (4)
lost or stolen lunar samples, (5) misuse
of Government property, (6) conflict of
interest, (7) waiver of claim for
overpayment of pay, (8) leaks of Source
Evaluation Board information; (9)
improper personal conduct, (10)
irregularities in awarding contracts; (11)
computer crimes; (12) research
misconduct; and (13) whistleblower
protection.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473; 44 U.S.C. 3101; 5
U.S.C. Appendix 3.
PURPOSE(S):
Information in this system of records
is collected in the course of
investigating alleged crimes and other
violations of law or regulation that affect
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NASA. The information is used by
prosecutors, Agency managers, law
enforcement agencies, Congress, NASA
contractors, and others to address the
crimes and other misconduct discovered
during investigations.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information. The following are routine
uses: (1) Responding to the White
House, the Office of Management and
Budget, and other organizations in the
Executive Office of the President
regarding matters inquired of; (2)
disclosure to a congressional office from
the record of an individual in response
to a written inquiry from the
congressional office made at the request
of that individual; (3) providing data to
Federal intelligence elements; (4)
providing data to any source from
which information is requested in the
course of an investigation, to the extent
necessary to identify the individual,
inform the source of the nature and
purpose of the investigation, and to
identify the type of information
requested; (5) providing personal
identifying data to Federal, State, local,
or foreign law enforcement
representative seeking confirmation of
identity of persons under investigations;
(6) disclosing, as necessary, to a
contractor, subcontractor, or grantee
firm or institution, to the extent that the
disclosure is in NASA’s interest and is
relevant and necessary in order that the
contractor, subcontractor, or grantee is
able to take administrative or corrective
action; (7) disclosing to any official
(including members of the Council of
the Inspectors General on Integrity and
Efficiency and staff and authorized
officials of the Department of Justice
and Federal Bureau of Investigation)
charged with the responsibility to
conduct qualitative assessment reviews
of internal safeguards and management
procedures employed in OIG operations;
(8) disclosing to members of the Council
of the Inspectors General on Integrity
and Efficiency for the preparation of
reports to the President and Congress on
the activities of the Inspectors General;
(9) disclosing to the Recovery
Accountability and Transparency Board
for preparation of reports on oversight of
American Recovery and Reinvestment
Act funds; (10) disclosing to the public
when: The matter under investigation
has become public knowledge, or when
the Inspector General determines that
such disclosure is necessary to preserve
confidence in the integrity of the OIG
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investigative process, or to demonstrate
the accountability of NASA officers, or
employees, or other individuals covered
by this system, unless the Inspector
General determines that disclosure of
the specific information in the context
of a particular case would constitute an
unwarranted invasion of personal
privacy; (11) disclosing to the news
media and public when there exists a
legitimate public interest (e.g., to
provide information on events in the
criminal process, such as indictments),
or when necessary for protection from
imminent threat to life or property; (12)
NASA standard routine uses as set forth
in Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained
as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Information is retrieved from the
system by name of the individual.
SAFEGUARDS:
Information is kept in locked cabinets
and in secured vaults and computer
rooms. Information stored on computers
is on a restricted-access server and is
protected by an official password and
user identification. Access is limited to
Inspector General personnel with an
official need to know.
RETENTION AND DISPOSAL:
Records are maintained in Agency
files and destroyed in accordance with
NASA Procedural Requirements (NPR)
1441.1, NASA Records Retention
Schedules, Schedule 9. Files containing
information of an investigative nature
but not related to a specific
investigation are destroyed in
accordance with NPR 1441.1.
Significant case files are scheduled for
disposition with the National Archives
and Records Administration when
closed. All other case files are destroyed
10 years after file is closed.
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SYSTEM MANAGER(S) AND ADDRESS:
Assistant Inspector General for
Investigations, Location 1. Subsystem
Managers: Special and Resident Agents
in Charge, Location 2, 4 through 11
inclusive, 16, and 17 as set forth in
Appendix A.
None. System is exempt (see below).
RECORD ACCESS PROCEDURES:
None. System is exempt (see below).
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None. System is exempt (see below).
RECORD SOURCE CATEGORIES:
Exempt.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
(1) The Inspector General
Investigations Case Files system of
records is exempt from any part of the
Privacy Act (5 U.S.C. 552a), EXCEPT the
following subsections: (b) relating to
conditions of disclosure; (c)(1) and (2)
relating to keeping and maintaining a
disclosure accounting; (e)(4)(A)–(F)
relating to publishing a system notice
setting forth name, location, categories
of individuals and records, routine uses,
and policies regarding storage,
retrievability, access controls, retention
and disposal of the records; (e)(6), (7),
(9), (10), and (11) relating to
dissemination and maintenance of
records; and (i) relating to criminal
penalties. This exemption applies to
those records and information contained
in the system of records pertaining to
the enforcement of criminal laws.
(2) To the extent that there may exist
noncriminal investigative files within
this system of records, the Inspector
General Investigations Case Files system
of records is exempt from the following
subsections of the Privacy Act (5 U.S.C.
552a): (c)(3) relating to access to
disclosure accounting; (d) relating to
access to reports; (e)(1) relating to the
type of information maintained in the
records; (e)(4)(G), (H), and (I) relating to
publishing the system notice
information as to agency procedures for
access and amendment and information
as to the categories of sources of records;
and (f) relating to developing agency
rules for gaining access and making
corrections.
The determination to exempt this
system of records has been made by the
Administrator of NASA in accordance
with 5 U.S.C. 552a(j) and (k) and
subpart 5 of the NASA regulations
appearing in 14 CFR part 1212, for the
reason that a component of the Office of
Inspector General, NASA, performs as
its principal function activities
pertaining to the enforcement of
criminal laws, within the meaning of 5
U.S.C. 552a(j)(2).
NASA 10SECR
SYSTEM NAME:
Security Records System.
SECURITY CLASSIFICATION:
None.
NOTIFICATION PROCEDURE:
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SYSTEM LOCATION:
Locations 1 through 9 and Locations
11, 12, and 14 as set forth in Appendix
A.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system maintains information on
Civil Servant Employees, applicants,
NASA committee members, NASA
consultants, NASA experts, NASA
Resident Research Associates, guest
workers, contractor employees,
detailees, visitors, correspondents
(written and telephonic), Faculty
Fellows, Intergovernmental Personnel
Mobility Act (IPA) Employees, Grantees,
Cooperative Employees, and Remote
Users of NASA Non-Public Information
Technology Resources.
CATEGORIES OF RECORDS IN THE SYSTEM:
Personnel Security Records, Personal
Identity Records including NASA
visitor files, Emergency Data Records,
Criminal Matters, and Traffic
Management. Specific records fields
include, but are not limited to: Name,
former names, date of birth, place of
birth, social security number, home
address, phone numbers, citizenship,
traffic infraction, security violation,
security incident, security violation
discipline status and action taken.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2451, et seq., the National
Aeronautics and Space Act of 1958, as
amended; Espionage and Information
Control Statutes, 18 U.S.C. 793–799;
Sabotage Statutes, 18 U.S.C. 2151–2157;
Conspiracy Statute, 18 U.S.C. 371; 18
U.S.C. 202–208, 3056; Internal Security
Act of 1950; Atomic Energy Act of 1954,
as amended; Executive Order 12958, as
amended, Classified National Security
Information; Executive Order 12968, as
amended, Access to Classified
Information; Executive Order 10865,
Safeguarding Classified Information
Within Industry; Executive Order
10450, Security Requirements for
Government Employees; Pub. L. 81–733;
Pub. L. 107–347, Federal Information
Security Management Act 2002; 41 CFR
Chapter 101; 14 CFR part 1203; and 44
U.S.C. 3101; Homeland Security
Presidential Directive (HSPD) 12, Policy
for a Common Identification Standard
for Federal Employees and Contractors,
August 27, 2004.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information. The records and
information in these records may be
disclosed:
1. To the Department of Justice (DOJ)
when: (a) The agency or any component
thereof; (b) any employee of the agency
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in his or her official capacity; (c) any
employee of the agency in his or her
individual capacity where agency or the
DOJ has agreed to represent the
employee; or (d) the United States
Government, is a party to litigation or
has an interest in such litigation, and by
careful review, the agency determines
that the records are both relevant and
necessary to the litigation and the use of
such records by DOJ is therefore deemed
by the agency to be for a purpose
compatible with the purpose for which
the agency collected the records.
2. To a court or adjudicative body in
a proceeding when: (a) The agency or
any component thereof; (b) any
employee of the agency in his or her
official capacity; (c) any employee of the
agency in his or her individual capacity
where agency or the Department of
Justice has agreed to represent the
employee; or (d) the United States
Government, is a party to litigation or
has an interest in such litigation, and by
careful review, the agency determines
that the records are both relevant and
necessary to the litigation and the use of
such records is therefore deemed by the
agency to be for a purpose that is
compatible with the purpose for which
the agency collected the records.
3. To an Agency in order to provide
a basis for determining preliminary visa
eligibility.
4. To a Member of Congress or to a
Congressional staff member in response
to an inquiry of the Congressional office
made at the written request of the
constituent about whom the record is
maintained.
5. To a staff member of the Executive
Office of the President in response to an
inquiry from the White House.
6. To the National Archives and
Records Administration or to the
General Services Administration for
records management inspections
conducted under 44 U.S.C. §§ 2904 and
2906.
7. To agency contractors, grantees, or
volunteers who have been engaged to
assist the agency in the performance of
a contract service, grant, cooperative
agreement, or other activity related to
this system of records and who need to
have access to the records in order to
perform their activity. Recipients shall
be required to comply with the
requirements of the Privacy Act of 1974,
as amended, 5 U.S.C. § 552a.
8. To other Federal agencies and
relevant contractor facilities to
determine eligibility of individuals to
access classified National Security
information.
9. To any official investigative or
judicial source from which information
is requested in the course of an
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investigation, to the extent necessary to
identify the individual, inform the
source of the nature and purpose of the
investigation, and to identify the type of
information requested.
10. To the news media or the general
public, factual information the
disclosure of which would be in the
public interest and which would not
constitute an unwarranted invasion of
personal privacy, consistent with
Freedom of Information Act standards.
11. To a Federal, State, or local
agency, or other appropriate entities or
individuals, or through established
liaison channels to selected foreign
governments, in order to enable an
intelligence agency to carry out its
responsibilities under the National
Security Act of 1947 as amended, the
CIA Act of 1949 as amended, Executive
Order 12333 or any successor order,
applicable national security directives,
or classified implementing procedures
approved by the Attorney General and
promulgated pursuant to such statutes,
orders or directives.
12. In order to notify an employee’s
next-of-kin or contractor in the event of
a mishap involving that employee or
contractor.
13. To notify another Federal agency
when, or verify whether, a PIV card is
no longer valid.
14. To provide relevant information to
an internal or external organization or
element thereof conducting audit
activities of a NASA contractor or
subcontractor.
15. To a NASA contractor,
subcontractor, grantee, or other
Government organization information
developed in an investigation or
administrative inquiry concerning a
violation of a Federal or state statute or
regulation on the part of an officer or
employee of the contractor,
subcontractor, grantee, or other
Government organization.
16. NASA standard routine uses as set
forth in Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained
on electronic media and hard-copy
documents.
RETRIEVABILITY:
Records are retrieved from the system
by individual’s name, file number,
badge number, decal number, payroll
number, Agency-specific unique
personal identification code, and/or
Social Security Number.
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SAFEGUARDS:
Access to system records is controlled
by either Government personnel or
selected personnel of NASA contractor
guard/security force and contractor
personnel. After presenting proper
identification and requesting a file or
record, a person with an official need to
know and, if appropriate, a proper
clearance may have access to a file or
records only after it has been retrieved
and approved for release by a NASA
security representative. These records
are secured in security storage
equipment, and/or information
technology systems employing security
countermeasures.
RETENTION AND DISPOSAL:
The Personnel Security Records are
maintained in Agency files and
destroyed upon notification of the death
or within 5 years after separation or
transfer of employee or within 5 years
after contract relationship expires,
whichever is applicable in accordance
with NASA Records Retention
Schedules (NRRS), Schedule 1 Item 103.
The Personal Identity Records are
maintained in Agency files and
destroyed upon notification of the death
or within 5 years after separation or
transfer of employee or within 5 years
after contract relationship expires,
whichever is applicable in accordance
with NRRS, Schedule 1 Item 103.
Visitor files are maintained and
destroyed in accordance with NRRS,
Schedule 1 Item 114.
The Emergency Data Records are
maintained in Agency files and
destroyed when superseded or obsolete
in accordance with NRRS 1, Item 100B.
The Criminal Matter Records are
maintained in Agency files and
destroyed in accordance with Items A
and B of National Archives and Records
Administration Disposition
Authorization N1–255–07–2 after its
approval by the Archivist of the United
States.
The Traffic Management Records are
maintained in Agency files and
destroyed in accordance with Item C of
National Archives and Records
Administration Disposition
Authorization N1–255–07–2 after its
approval by the Archivist of the United
States.
SYSTEM MANAGER(S) AND ADDRESS:
Director, Identity and Systems
Management Division, Office of
Protective Services, Location 1.
Subsystem Managers: Chief, Protective
Services Division, Location 2; Chief,
Security Branch, Locations 4 and 5;
Security Officer, Location 3, 8, and 11;
Chief, Protective Services Office,
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Location 6; Head, Office of Security and
Public Safety, Location 7; Chief,
Security Division, Location 9; Chief,
Administration Office, Location 12;
Safety and Security Officer at Location
14. Locations are as set forth in
Appendix A.
NOTIFICATION PROCEDURE:
Information may be obtained from the
cognizant system or subsystem manager
listed above. Requests must contain the
following identifying data concerning
the requestor: First, middle, and last
name; date of birth; Social Security
Number; period and place of
employment with NASA, if applicable.
RECORD ACCESS PROCEDURES:
Personnel Security Records compiled
solely for the purpose of determining
suitability, eligibility, or qualifications
for Federal civilian employment,
Federal contracts, or access to classified
information have been exempted by the
Administrator under 5 U.S.C. 552a(k)(5)
from the access provisions of the Act.
Personal Identity Records: Requests
from individuals should be addressed to
the same address as stated in the
Notification section above.
Emergency Data Records: Requests
from individuals should be addressed to
the same address as stated in the
Notification section above.
Criminal Matter Records compiled for
civil or criminal law enforcement
purposes have been exempted by the
Administrator under 5 U.S.C. 552a(k)(2)
from the access provision of the Act.
Traffic Management Records:
Requests from individuals should be
addressed to the same address as stated
in the Notification section above.
CONTESTING RECORD PROCEDURES:
For Personnel Security Records and
Criminal Matters Records, see Record
Access Procedures, above. For Personal
Identity Records, Emergency Data
Records, and Traffic Management
Records, the NASA rules for access to
records and for contesting contents and
appealing initial determinations by the
individual concerned appear at 14 CFR
part 1212.
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RECORD SOURCE CATEGORIES:
Information is obtained from a variety
of sources including the employee,
contractor, or applicant via use of the
Standard Form (SF) SF–85, SF–85P, or
SF–86 and personal interviews;
employers’ and former employers’
records; FBI criminal history records
and other databases; financial
institutions and credit reports; medical
records and health care providers;
educational institutions; interviews of
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witnesses such as neighbors, friends,
coworkers, business associates, teachers,
landlords, or family members; tax
records; and other public records.
Security violation information is
obtained from a variety of sources, such
as guard reports, security inspections,
witnesses, supervisor’s reports, audit
reports.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Personnel Security Records compiled
solely for the purpose of determining
suitability, eligibility, or qualifications
for Federal civilian employment,
Federal contracts, or access to classified
information, but only to the extent that
the disclosure of such material would
reveal the identity of a confidential
source, are exempt from the following
sections of the Privacy Act of 1974, 5
U.S.C. 552a: (c)(3) relating to access to
the disclosure accounting; (d) relating to
access to the records; (e)(1) relating to
the type of information maintained in
the records; (e)(4)(G), (H) and (I) relating
to publishing in the annual system
notice information as to agency
procedures for access and correction
and information as to the categories of
sources of records; and (f) relating to
developing agency rules for gaining
access and making corrections. The
determination to exempt the Personnel
Security Records portion of the Security
Records System has been made by the
Administrator of NASA in accordance
with 5 U.S.C. 552a(k)(5) and Subpart 5
of the NASA regulations appearing in 14
CFR part 1212.
Criminal Matter Records to the extent
they constitute investigatory material
compiled for law enforcement purposes
are exempt from the following sections
of the Privacy Act of 1974, 5 U.S.C.
552a: (c)(3) relating to access to the
disclosure accounting; (d) relating to
access to the records; (e)(1) relating to
the type of information maintained in
the records; (e)(4)(G), (H) and (I) relating
to publishing in the annual system
notice information as to agency
procedures for access and correction
and information as to the categories of
sources of records; and (f) relating to
developing agency rules for gaining
access and making corrections. The
determination to exempt the Criminal
Matter Records portion of the Security
Records System has been made by the
Administrator of NASA in accordance
with 5 U.S.C. 552a(k)(2) and subpart 5
of the NASA regulations appearing in 14
CFR part 1212.
Records subject to the provisions of 5
U.S.C. 552(b)(1) required by Executive
Order to be kept secret in the interest of
national defense or foreign policy are
exempt from the following sections of
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the Privacy Act of 1974, 5 U.S.C. 552a:
(c)(3) relating to access to the disclosure
accounting; (d) relating to the access to
the records; (e)(1) relating to the type of
information maintained in the records;
(e)(4)(G), (H) and (I) relating to
publishing in the annual system notice
information as to agency procedures for
access and correction and information
as to the categories of sources of records;
and (f) relating to developing agency
rules for gaining access and making
corrections.
The determination to exempt this
portion of the Security Records System
has been made by the Administrator of
NASA in accordance with 5 U.S.C.
552a(k)(1) and subpart 5 of the NASA
regulations appearing in 14 CFR part
1212.
NASA 10XROI
SYSTEM NAME:
Exchange Records on Individuals.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
Locations 1–9, 11 and 18, as set forth
in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
This system maintains information on
present and former employees of, and
applicants for employment with, NASA
Exchanges, Recreational Associations,
and Employees’ Clubs at NASA Centers
and members of or participants in
NASA Exchange activities, clubs and/or
recreational associations.
CATEGORIES OF RECORDS IN THE SYSTEM:
Exchange employees’ personnel and
payroll records, including injury claims,
unemployment claims, biographical
data, performance evaluations, annual
and sick leave records, membership and
participation records on Exchangesponsored activities, clubs and/or
recreational associations, and all other
employee records.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473 and 44 U.S.C. 3101.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSE OF SUCH USES:
Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information. The following are routine
uses: (1) To Furnish a third party a
verification of an employee’s status
upon written request of the employee;
(2) to facilitate the verification of
employee contributions for insurance
data with carriers and collection agents;
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(3) to provide various Federal, State,
and local taxing authorities itemized
listing of withholdings for individual
income taxes; (4) to respond to State
employment compensation requests for
wage and separation data on former
employees; (5) to report previous job
injuries to worker’s compensation
organizations; (6) for person to notify in
an emergency; (7) to report
unemployment records to appropriate
State and local authorities; (8) when
requested, provide other employers with
work records; and (9) NASA standard
routine uses as set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained
as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Records are retrieved from the system
by the individual’s name.
SAFEGUARDS:
Records are protected in accordance
with the requirements and procedures
that appear in the NASA regulations at
14 CFR 1212.605, utilizing locked file
cabinets and/or secured rooms.
RETENTION AND DISPOSAL:
Records are maintained in Agency
files and destroyed when 5 years old in
accordance with NASA Records
Retention Schedules, Schedule 9 Item 6/
D.
SYSTEM MANAGERS AND ADDRESSES:
Contractor Industrial Relations
Officer, Location 1.
Subsystem Managers: Exchange Store
Operations Manager, Location 1;
Exchange Council Chair, Location 2;
Exchange Operations Manager,
Locations 3–5; Chairperson, Exchange
Council, Locations 6 and 7; Treasurer,
NASA Exchange, Location 8; Exchange
Operations Manager, Location 9;
President, NASA Exchange, Location
11; and NSSC Exchange Counsel,
Location 18. Locations are as set forth in
Appendix A.
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NOTIFICATION PROCEDURE:
Individuals may obtain information
from the cognizant Subsystem Managers
listed above.
RECORD ACCESS PROCEDURES:
Requests from individuals should be
directed to the same address as stated in
the Notification section above.
CONTESTING RECORD PROCEDURES:
The NASA rules for access to records
and for contesting contents and
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appealing initial determinations by the
individual concerned appear in the
NASA rules at 14 CFR part 1212.
RECORD SOURCE CATEGORIES:
Individual on whom the record is
maintained and the individual’s
supervisor.
Agency; (3) Ongoing administration and
maintenance of the records, which is
performed by authorized NASA
employees, both civil servants and
contractors; and (4) NASA Standard
routine uses as set forth in Appendix B.
NASA 10IEM1
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
SYSTEM NAME:
STORAGE:
Integrated Enterprise Management
Program (IEMP)—Core Financial
System.
Records in this system are maintained
on electronic media.
RETRIEVABILITY:
SECURTIY CLASSIFICATION:
This system is categorized in
accordance with OMB Circular A–11 as
a Special Management Attention Major
Information System. A security plan for
this system has been established in
accordance with OMB Circular A–130,
Management of Federal Information
Resources.
SYSTEM LOCATION:
George C. Marshall Space Flight
Center, National Aeronautics and Space
Administration, Marshall Space Flight
Center, AL 35812.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by the NASA
Core Financial (CF) System include
former and current NASA employees
and non-NASA individuals requiring
any type of payment.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records in this system may include
information about the individuals
including Social Security Number (Tax
Identification Number), home address,
telephone number, e-mail address, and
bank account information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
National Aeronautics and Space Act
of 1958, et seq. as amended. 42 U.S.C.
2473 (2003); Federal Records Act, 44
U.S.C. 3101 (2003); Chief Financial
Officers Act of 1990 205(a), 31 U.S.C.
901 (2003); Financial Management
Improvement Act of 1996 802, 31 U.S.C.
3512 (2003).
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSE OF SUCH USES:
Any disclosures of information will
be compatible with the purpose for
which the Agency collected the
information. The following are routine
uses: (1) Furnish data to the Department
of Treasury for financial reimbursement
of individual expenses, such as travel,
books, and other miscellaneous items;
(2) Process payments and collections in
which an individual is reimbursing the
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Records are retrieved from the system
by name or SSN (Tax ID).
SAFEGUARDS:
An approved security plan for this
system has been established in
accordance with OMB Circular A–130,
Management of Federal Information
Resources. Individuals will have access
to the system only in accordance with
approved authentication methods. Only
key authorized employees with
appropriately configured system roles
can access the system and only from
workstations within the NASA Intranet.
RETENTION AND DISPOSAL:
Records are stored in the NASA
Enterprise Application Competency
Center (NEACC) database and managed,
retained and dispositioned in
accordance with the guidelines defined
in the NASA Procedural Requirements
(NPR) 1441.1D, NASA Records
Retention Schedules, Schedule 9, Items
11 and 13.
SYSTEM MANAGERS AND ADDRESSES:
IS01/Manager of the NEACC, George
C. Marshall Space Flight Center,
National Aeronautics and Space
Administration, Marshall Space Flight
Center, AL 35812.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
System Manager at the address given
above.
RECORD ACCESS PROCEDURE:
Individuals who wish to gain access
to their records should submit their
request in writing to the System
Manager at the address given above.
CONTESTING RECORD PROCEDURES:
The NASA regulations governing
access to records, procedures for
contesting the contents and for
contesting the contents and for
appealing initial determinations are set
forth in 14 CFR part 1212.
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RECORD SOURCE CATEGORIES:
The information is received by the
NEACC Financial Systems through an
electronic interface from the Federal
Personnel Payroll System (FPPS). In
certain circumstances, updates to this
information may be submitted by NASA
employees and recorded directly into
the NEACC Financial Systems.
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APPENDIX A
Location Numbers and Mailing Addresses of
NASA Installations at Which Records Are
Located
Location 1.
NASA Headquarters, National Aeronautics
and Space Administration, Washington,
DC 20546–0001
Location 2.
Ames Research Center, National
Aeronautics and Space Administration,
Moffett Field, CA 94035–1000
Location 3.
Dryden Flight Research Center, National
Aeronautics and Space Administration,
PO Box 273, Edwards, CA 93523–0273
Location 4.
Goddard Space Flight Center, National
Aeronautics and Space Administration,
Greenbelt, MD 20771–0001
Location 5.
Lyndon B. Johnson Space Center, National
Aeronautics and Space Administration,
Houston, TX 77058–3696
Location 6.
John F. Kennedy Space Center, National
Aeronautics and Space Administration,
Kennedy Space Center, FL 32899–0001
Location 7.
Langley Research Center, National
Aeronautics and Space Administration,
Hampton, VA 23681–2199
Location 8.
John H. Glenn Research Center at Lewis
Field, National Aeronautics and Space
Administration, 21000 Brookpark Road,
Cleveland, OH 44135–3191
Location 9.
George C. Marshall Space Flight Center,
National Aeronautics and Space
Administration, Marshall Space Flight
Center, AL 35812–0001
Location 10.
HQ NASA Management Office-JPL,
National Aeronautics and Space
Administration, 4800 Oak Grove Drive,
Pasadena, CA 91109–8099
Location 11.
John C. Stennis Space Center, National
Aeronautics and Space Administration,
Stennis Space Center, MS 39529–6000
Location 12.
JSC White Sands Test Facility, National
Aeronautics and Space Administration,
PO Drawer MM, Las Cruces, NM 88004–
0020
Location 13.
GRC Plum Brook Station, National
Aeronautics and Space Administration,
Sandusky, OH 44870
Location 14.
MSFC Michoud Assembly Facility,
National Aeronautics and Space
Administration, PO Box 29300, New
Orleans, LA 70189
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Location 15.
NASA Independent Verification and
Validation Facility (NASA IV&V), 100
University Drive, Fairmont, WV 26554
Location 16.
New Jersey Post of Duty, 402 East State
Street, Trenton, NJ 08608
Location 17.
Western Field Office, Glenn Anderson
Federal Building, 501 West Ocean Blvd.,
Long Beach, CA 90802–4222
Location 18.
NASA Shared Services Center (NSSC),
Building 5100, Stennis Space Center, MS
39529–6000
APPENDIX B
Standard Routine Uses—NASA
The following routine uses of information
contained in SORs, subject to the Privacy Act
of 1974, are standard for many NASA
systems. They are cited by reference in the
paragraph ‘‘Routine uses of records
maintained in the system, including
categories of users and the purpose of such
uses’’ of the Federal Register Notice on those
systems to which they apply.
Standard Routine Use No. 1—LAW
ENFORCEMENT—In the event this system of
records indicates a violation or potential
violation of law, whether civil, criminal, or
regulatory in nature, and whether arising by
general statute or particular program statute,
or by regulation, rule or order issued
pursuant thereto, the relevant records in the
SOR may be referred, as a routine use, to the
appropriate agency, whether Federal, State,
local or foreign, charged with the
responsibility of investigating or prosecuting
such violation or charged with enforcing or
implementing the statute, or rule, regulation
or order issued pursuant thereto.
Standard Routine Use No. 2—
DISCLOSURE OF REQUESTED
INFORMATION—A record from this SOR
may be disclosed as a ‘‘routine use’’ to a
Federal, State, or local agency maintaining
civil, criminal, or other relevant enforcement
information or other pertinent information,
such as current licenses, if necessary to
obtain information relevant to an agency
decision concerning the hiring or retention of
an employee, the issuance of a security
clearance, the letting of a contract, or the
issuance of a license, grant, or other benefit.
Standard Routine Use No. 3—
DISCLOSURE OF REQUESTED
INFORMATION—A record from this SOR
may be disclosed to a Federal agency, in
response to its request, in connection with
the hiring or retention of an employee, the
issuance of a security clearance, the reporting
of an investigation of an employee, the letting
of a contract, or the issuance of a license,
grant, or other benefit by the requesting
agency, to the extent that the information is
relevant and necessary to the requesting
agency’s decision on the matter.
Standard Routine Use No. 4—
DISCLOSURE TO THE DEPARTMENT OF
JUSTICE FOR USE IN LITIGATION—It shall
be a routine use of the records in this system
of records to disclose them to the Department
of Justice when (a) the Agency, or any
component thereof; or (b) any employee of
the Agency in his or her official capacity; or
PO 00000
Frm 00094
Fmt 4703
Sfmt 4703
50255
(c) any employee of the Agency in his or her
individual capacity where the Department of
Justice or the Agency has agreed to represent
the employee; or (d) the United States, where
the Agency determines that litigation is likely
to affect the Agency or any of its components,
is a party to litigation or has an interest in
such litigation, and the use of such records
by the Department of Justice or the Agency
is deemed by the Agency to be relevant and
necessary to the litigation provided, however,
that in each case it has been determined that
the disclosure is compatible with the purpose
for which the records were collected.
Standard Routine Use 5—ROUTINE USE
FOR AGENCY DISCLOSURE IN
LITIGATION—It shall be a routine use of the
records in this system of records to disclose
them in a proceeding before a court or
adjudicative body before which the agency is
authorized to appear, when: (a) The Agency,
or any component thereof; or (b) any
employee of the Agency in his or her official
capacity; or (c) any employee of the Agency
in his or her individual capacity where the
Agency has agreed to represent the employee;
or (d) the United States, where the Agency
determines that litigation is likely to affect
the Agency or any of its components, is a
party to litigation or has an interest in such
litigation, and the use of such records by the
Agency is deemed to be relevant and
necessary to the litigation, provided,
however, that in each case, the Agency has
determined that the disclosure is compatible
with the purpose for which the records were
collected.
Standard Routine Use No. 6—SUSPECTED
OR CONFIRMED CONFIDENTIALITY
COMPROMISE—A record from this SOR may
be disclosed to appropriate agencies, entities,
and persons when (1) NASA suspects or has
confirmed that the security or confidentiality
of information in the system of records has
been compromised; (2) NASA has
determined that as a result of the suspected
or confirmed compromise there is a risk of
harm to economic or property interests,
identity theft or fraud, or harm to the security
or integrity of this system or other systems
or programs (whether maintained by NASA
or another agency or entity) that rely upon
the compromised information; and (3) the
disclosure made to such agencies, entities,
and persons is reasonably necessary to assist
in connection with NASA’s efforts to respond
to the suspected or confirmed compromise
and prevent, minimize, or remedy such
harm.
[FR Doc. E9–23487 Filed 9–29–09; 8:45 am]
BILLING CODE 7510–13–P
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
[Notice 09–087]
Privacy Act of 1974; Privacy Act
System of Records
AGENCY: National Aeronautics and
Space Administration (NASA).
E:\FR\FM\30SEN1.SGM
30SEN1
Agencies
[Federal Register Volume 74, Number 188 (Wednesday, September 30, 2009)]
[Notices]
[Pages 50247-50255]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-23487]
[[Page 50247]]
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NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
[Notice (09-085)]
Privacy Act of 1974; Privacy Act System of Records
AGENCY: National Aeronautics and Space Administration (NASA).
ACTION: Notice of proposed revisions to an existing Privacy Act system
of records.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the provisions of the Privacy Act of 1974 (5
U.S.C. 552a), the National Aeronautics and Space Administration is
issuing public notice of its proposal to modify its previously noticed
system of records: This notice publishes updates of those systems of
records as set forth below under the caption SUPPLEMENTARY INFORMATION.
DATES: Submit comments within 30 calendar days from the date of this
publication.
ADDRESSES: Patti F. Stockman, Privacy Act Officer, Office of the Chief
Information Officer, National Aeronautics and Space Administration
Headquarters, Washington, DC 20546-0001, (202) 358-4787, NASA-PAOfficer@nasa.gov.
FOR FURTHER INFORMATION CONTACT: NASA Privacy Act Officer, Patti F.
Stockman, (202) 358-4787, NASA-PAOfficer@nasa.gov.
SUPPLEMENTARY INFORMATION:
Modifications of the NASA systems of records include: Clarification
of categories of individuals on whom records are maintained, how the
records are retrieved, the safeguards for protecting the records, and
records source categories; update of routine uses to reflect new
legislation; and update of system and subsystem managers' titles.
Changes for specific NASA systems of records are set forth below:
Aircraft Crewmembers' Qualifications and Performance Records/NASA
10ACMQ: A separate records retention schedule has been added for
historically significant records on crewmembers who are astronauts.
Biographical Records for Public Affairs/NASA 10BRPA: Updated to
change the title of the system manager.
National Aeronautics and Space Administration Foreign National
Management System/NASA 10FNMS: Updated to clarify categories of
individuals covered by the system, and to reflect new location and
office name change of the system manager.
Government Motor Vehicle Operations Permit Records/NASA 10GMVP:
Updated to change system location.
Inspector General Investigations Case Files/NASA 10IGIC: Updated
routine uses to reflect changes due to enactment of two statues--the
Inspectors General (IG) Reform Act of 2008 that established the Council
of the Inspectors General on Integrity and Efficiency, replacing the
President's Council on Integrity and Efficiency; and the American
Recovery and Reinvestment Act that created an oversight board to
coordinate and conduct oversight of spending of recovery act funds and
to which IGs are to make reports.
Security Records System/NASA 10SECR: Updated to reflect an office
name change for the system manager.
Exchange Records on Individuals/NASA 10XROI: Updated to more
adequately reflect descriptions of individuals of records and
categories of records covered by the system, as well to update titles
of subsystem managers.
Integrated Financial Management (IFM) Program--Core Financial
System/NASA 10IMF1: Retention and Disposal description is updated to
change the name of the IT system in which the records are stored.
Record Source Categories are updated to also reflect source system
changes. System Manager updated to reflect new manager.
NASA Systems of Records, Appendix A: Updated to reflect a new
mailing address for the NASA Office of Inspector General post in New
Jersey.
Submitted by:
Bobby L. German,
NASA Chief Information Officer (Acting).
NASA 10ACMQ
SYSTEM NAME:
Aircraft Crewmembers' Qualifications and Performance Records.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
Locations 1 through 11 inclusive as set forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system maintains information on Crewmembers of NASA aircraft.
CATEGORIES OF RECORDS IN THE SYSTEM:
System contains: (1) Records of experience, and currency, (e.g.,
flight hours day, night, and instrument), types of approaches and
landings, crew position, type of aircraft, flight check ratings and
related examination results, and training performed; and (2) flight
itineraries and passenger manifests.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473 and 44 U.S.C. 3101.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information. The following are
routine uses: (1) In cases of accident investigations, including mishap
and collateral investigations, access to this system of records may be
granted to Federal, State, or local agencies or to foreign governments;
(2) to Federal, State, or local agencies, companies, or governments
requesting qualifications of crewmembers prior to authorization to
participate in their flight programs, or to Federal, State, or local
agencies, companies, or governments whose crewmembers may participate
in NASA's flight programs; (3) public or press releases either by prior
approval of the individual, or in the case of public release of
information from mishap or collateral investigation reports, pursuant
to NASA regulations at 14 CFR part 1213; and (4) NASA standard routine
uses as set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Records are retrieved from the system by aircrew identifier.
SAFEGUARDS:
Computerized records access is limited to only users with a
business need for access and user accounts employ secure user
authentication; non-electronic records are maintained in accordance
with the requirements and procedures which appear at 14 CFR 1212.605,
utilizing locked file cabinets and/or secured rooms.
RETENTION AND DISPOSAL:
Records for other than astronauts are maintained in Agency files
and destroyed 5 years after crewmember separates from NASA in
accordance with NASA Records Retention Schedules (NRRS), Schedule 8
Item 32. Records of crewmembers who are astronauts are permanent and
will be transferred to the National Archives in accordance with NRRS,
Schedule 8 Item 34.
SYSTEM MANAGER(S) AND ADDRESS:
Director, Aircraft Management Office, Location 1. Subsystem
Managers: Deputy Chief, Flight Control and Cockpit Integration Branch,
Location 2;
[[Page 50248]]
Chief, Dryden Research Aircraft Operations Division, Location 3; Head,
Aeronautical Programs Branch, Location 4; Chief, Aircraft Operations
Division, Location 5; Chief, Aircraft Operations Office, Location 6;
Chief, Flight Operations and Engineering Branch, Location 7; Chief,
Aircraft Operations Office, Location 8; Chief, Aircraft Operations,
Location 9; Chief, Contract Management, Location 10; Aircraft
Management Officer, Location 11 (Locations are set forth in Appendix
A).
NOTIFICATION PROCEDURE:
Information may be obtained from the cognizant system or subsystem
manager listed above.
RECORD ACCESS PROCEDURES:
Requests from individuals should be addressed to the same address
as stated in the Notification section above.
CONTESTING RECORD PROCEDURES:
The NASA regulations for requesting amendments to records and
contesting record contents appear at 14 CFR part 1212.
RECORD SOURCE CATEGORIES:
Individuals, training schools or instructors, medical units or
doctors.
NASA 10BRPA
SYSTEM NAME:
Biographical Records for Public Affairs.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
Locations 1, 3 through 9 inclusive, and Locations 11 and 18, as set
forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system maintains information on principal and prominent
management and staff officials, program and project managers,
scientists, engineers, speakers, other selected employees involved in
newsworthy activities, and other participants in Agency programs.
CATEGORIES OF RECORDS IN THE SYSTEM:
Current biographical information about the individuals with a
recent photograph when available. Data items are those generally
required by NASA or the news media in preparing news or feature stories
about the individual and/or the individual's activity with NASA.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473 and 44 U.S.C. 3101.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
The information contained in this system of records is compiled,
updated, and maintained at NASA Centers for ready reference material
and for immediate availability when required by the news media for news
stories about the individual generally involving participation in a
major NASA activity.
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information. The following are
routine uses: These records are made available via the Internet to
professional societies, civic clubs, industrial and other
organizations, news media representatives, researchers, authors,
Congress, other agencies and other members of the public.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Records are retrieved from the system by individual's name.
SAFEGUARDS:
Because the records are a matter of public information, no
safeguard requirements are necessary.
RETENTION AND DISPOSAL:
Records are maintained in Agency files and destroyed when there is
no longer a potential for public interest in them in accordance with
NASA Records Retention Schedules, Schedule 1, Item 40.
SYSTEM MANAGER(S) AND ADDRESS:
Director, News Services Division, Office of Public Affairs,
Location 1. Subsystem Managers: Public Affairs Officer at Locations 3
through 9 and Location 11; Manager, Customer Satisfaction and
Communication Office, Location 18; as set forth in Appendix A.
NOTIFICATION PROCEDURE:
An individual desiring to find out if a Biographical System of
Records contains a record pertaining to him/her should call, write, or
visit the Public Affairs Office at the appropriate NASA Center.
RECORD ACCESS PROCEDURES:
An individual may request access to his/her record by calling,
writing, or visiting the Public Affairs Office at the appropriate NASA
locations. Individuals may examine or obtain a copy of their
biographical record at any time.
CONTESTING RECORD PROCEDURES:
The information in the record was provided voluntarily by the
individual with the understanding that the information will be used for
public release. The individual is at liberty at any time to revise,
update, add, or delete information in his/her biographical record to
his/her own satisfaction.
RECORD SOURCE CATEGORIES:
Information in the biography of an individual in the system of
records is provided voluntarily by the individual generally with the
aid of a form questionnaire.
NASA 10 FNMS
SYSTEM NAME:
National Aeronautics and Space Administration Foreign National
Management System.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
The centralized data system is located at the Extranet Security
Portals Group, 2720 Prosperity Avenue, Suite 30, Fairfax, VA 22031
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system maintains information on all non-U.S. citizens, to
include Lawful Permanent Residents seeking access to NASA facilities,
resources, laboratories, contractor sites, Federally Funded Research
and Development Centers or NASA sponsored events for unclassified
purposes to include employees of NASA or NASA contractors; prospective
NASA or NASA contractor employees; employees of other U.S. Government
agencies or their contractors; foreign students at U.S. institutions;
officials or other persons employed by foreign governments or other
foreign institutions who may or may not be involved in cooperation with
NASA under international agreements; foreign media representatives; and
representatives or agents of foreign national governments seeking
access to NASA facilities, to include high-level protocol visits; or
international relations.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records in this system include information about the individuals
seeking access to NASA resources. Information about individual may
include, but is not limited to: Name,
[[Page 50249]]
home address, place of birth and citizenship, U.S. visitor/travel
document numbers, employment information, Tax Identification Numbers
(Social Security number), and reason and length of proposed NASA
access.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Section 304(a) of the National Aeronautics and Space Act, codified
at 42 USC Sec. 2455; Federal Property Management Regulation, 41 CFR
Ch. 101; 14 CFR parts 1203 through 1203b; 14 CFR 1213; 15 CFR 744; 22
CFR 62; 22 CFR 120-130; 40 USC 1441, and 44 U.S.C. 3101, and Executive
Order 9397.
PURPOSE(S):
Records are maintained and used by NASA to document, track, manage,
analyze, and/or report on foreign visit and assignment access to NASA
facilities including Headquarters, Field Offices, National
Laboratories, Federally Funded Research and Development Centers,
Contractor Sites, components facilities (NASA Management Office,
Wallops Flight Facility, White Sands Test Facility, White Sands
Complex, Independent Validation & Verification Facility, Michoud
Assembly Center, Moffett Federal Airfield, Goldstone Deep Space
Communications Complex, Goddard Institute for Space Studies, National
Scientific Balloon Facility, Plum Brook Station).
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information.
1. A record from this system may be disclosed to authorized
contractors who are responsible for NASA security and who require this
information to perform their contractual obligations to NASA.
2. A record from this system may be disclosed to contractors,
grantees, participants in cooperative agreements, collaborating
researchers, or their employees, if required for the performance of
their responsibilities with respect to national security, international
visit and assignment, or foreign access.
3. A record from this system may be disclosed to a member of
Congress submitting a request involving a constituent when the
constituent has requested assistance from the member with respect to
the subject matter of his or her own record. The member of Congress
must provide a copy of the constituent's request for assistance.
4. A record from this system may be disclosed to foreign
governments or international organizations if required by treaties,
international conventions, or executive agreements.
5. A record from this system may be disclosed to members of a NASA
Advisory Committee or Committees and interagency boards charged with
responsibilities pertaining to international visits and assignments
and/or national security when authorized by the individual or to the
extent the committee(s) is so authorized and such disclosure is
required by law.
6. A record from this system may be disclosed to Federal
intelligence organizations, when required by applicable law.
7. A record from this system may be disclosed to Federal agencies
for the purpose of determining preliminary visa eligibility when
authorized by the individual or as required by law.
8. A record from this system may be disclosed to respond to White
House inquiries when required by law.
9. A record from this system may be disclosed to a NASA contractor,
subcontractor, grantee, or other Government organization involved in an
investigation or administrative inquiry concerning a violation of a
Federal or State statute or NASA regulation on the part of an officer
or employee of the contractor, subcontractor, grantee, or other
Government organization, when and to the extent the information is
required by law.
10. A record from this system may be disclosed to an internal or
external organization or element thereof, conducting audit activities
of a NASA contractor or subcontractor to the extent required by law.
11. A record from this system may be disclosed to provide personal
identifying data to Federal, State, local, or foreign law enforcement
representatives seeking confirmation of identity of persons under
investigation, to the extent necessary and required by law.
12. NASA standard routine uses as set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system will be stored in electronic format.
RETRIEVABILITY:
Records may be retrieved by name and other personal identifiers.
Records are indexed by individual's name, file number, badge number,
decal number, payroll number, passport or visa numbers, and/or Social
Security Number.
SAFEGUARDS:
An approved security plan for this system has been established in
accordance with OMB Circular A-130, Management of Federal Information
Resources. Individuals will have access to the system only when and to
the extent such access is legally authorized, each item of information
is required for his or her job, and the access is in accordance with
approved authentication methods. Only key authorized employees with
appropriately configured system roles can access the system.
RETENTION AND DISPOSAL:
Records are stored in the Foreign National Management System and
managed, retained and dispositioned in accordance with the guidelines
defined in NASA Procedural Requirements (NPR) 1441.1D, NASA Records
Retention Schedules, Schedule 1, item 35.
SYSTEM MANAGER(S) AND ADDRESS:
Director, Identity and Systems Management Division, Office of
Protective Services, Location 1, as set forth in Appendix A.
NOTIFICATION PROCEDURES:
Individuals inquiring about their records should notify the System
Manager at the address given above.
RECORDS ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the System Manager at the address given
above. Requests must contain the following identifying data concerning
the requestor: First, middle, and last name; date and place of birth;
Visa/Passport/Social Security Number; period and place of visit/
assignment/employment with NASA.
CONTESTING RECORD PROCEDURES:
The NASA regulations governing access to records and the procedures
for contesting the contents and appealing initial determinations are
set forth in 14 CFR part 1212.
RECORD SOURCE CATEGORIES:
Records, including official government documentation, are provided
by individuals requesting access to NASA facilities and contractor
sites, from existing databases containing this information at Federally
Funded Research and Development Centers, and from other Federally
funded sources located at NASA facilities.
[[Page 50250]]
NASA 10GMVP
SYSTEM NAME:
Government Motor Vehicle Operators Permit Records.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
Location 3 as set forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system maintains information on NASA employees and contractor
employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, home address, Social Security Number, physical description of
individual, physical condition of individual, traffic record.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473; 44 U.S.C. 3101; 41 CFR subpart 101-38.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORES
OF USERS AND THE PURPOSES OF SUCH USES:
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information. NASA may disclose
records from this system in accordance with NASA standard routine as
set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Records are retrieved from the system by individual's name.
SAFEGUARDS:
Records are kept in locked cabinets with access limited to those
whose official duties require access. Room is locked during nonduty
hours.
RETENTION AND DISPOSAL:
Records will be maintained in Agency files and destroyed 3 years
after permit expires or holder leaves NASA in accordance with NASA
Records Retention Schedules, Schedule 6 Item 12.
SYSTEM MANAGER(S) AND ADDRESS:
Subsystem Managers: Transportation Officer, Location 3 and Chief,
Transportation Branch, Location 6. Locations are as set forth in
Appendix A.
NOTIFICATION PROCEDURE:
Information may be obtained from the cognizant system manager
listed above.
RECORD ACCESS PROCEDURES:
Requests from individuals should be addressed to the same address
as stated in the Notification section above.
CONTESTING RECORD PROCEDURES:
The NASA regulations for access to records and for contesting
contents and appealing initial determinations by the individual
concerned appear at 14 CFR part 1212.
RECORD SOURCE CATEGORIES:
Individual NASA employees and individual contractor employees
supply information on their own traffic records.
NASA 10IGIC
SYSTEM NAME:
Inspector General Investigations Case Files.
SECURTIY CLASSIFICATION:
Some of the material contained in the system has been classified in
the interests of national security pursuant to Executive Order 11652.
SYSTEM LOCATION:
Locations 1 through 11, 14, 16 and 17 as set forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system maintains information on current and former employees
of NASA, contractors, and subcontractors, and others whose actions have
affected NASA.
CATEGORIES OF RECORDS IN THE SYSTEM:
Case files pertaining to matters including, but not limited to, the
following classifications of cases: (1) Fraud against the Government,
(2) theft of Government property, (3) bribery, (4) lost or stolen lunar
samples, (5) misuse of Government property, (6) conflict of interest,
(7) waiver of claim for overpayment of pay, (8) leaks of Source
Evaluation Board information; (9) improper personal conduct, (10)
irregularities in awarding contracts; (11) computer crimes; (12)
research misconduct; and (13) whistleblower protection.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473; 44 U.S.C. 3101; 5 U.S.C. Appendix 3.
PURPOSE(S):
Information in this system of records is collected in the course of
investigating alleged crimes and other violations of law or regulation
that affect NASA. The information is used by prosecutors, Agency
managers, law enforcement agencies, Congress, NASA contractors, and
others to address the crimes and other misconduct discovered during
investigations.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information. The following are
routine uses: (1) Responding to the White House, the Office of
Management and Budget, and other organizations in the Executive Office
of the President regarding matters inquired of; (2) disclosure to a
congressional office from the record of an individual in response to a
written inquiry from the congressional office made at the request of
that individual; (3) providing data to Federal intelligence elements;
(4) providing data to any source from which information is requested in
the course of an investigation, to the extent necessary to identify the
individual, inform the source of the nature and purpose of the
investigation, and to identify the type of information requested; (5)
providing personal identifying data to Federal, State, local, or
foreign law enforcement representative seeking confirmation of identity
of persons under investigations; (6) disclosing, as necessary, to a
contractor, subcontractor, or grantee firm or institution, to the
extent that the disclosure is in NASA's interest and is relevant and
necessary in order that the contractor, subcontractor, or grantee is
able to take administrative or corrective action; (7) disclosing to any
official (including members of the Council of the Inspectors General on
Integrity and Efficiency and staff and authorized officials of the
Department of Justice and Federal Bureau of Investigation) charged with
the responsibility to conduct qualitative assessment reviews of
internal safeguards and management procedures employed in OIG
operations; (8) disclosing to members of the Council of the Inspectors
General on Integrity and Efficiency for the preparation of reports to
the President and Congress on the activities of the Inspectors General;
(9) disclosing to the Recovery Accountability and Transparency Board
for preparation of reports on oversight of American Recovery and
Reinvestment Act funds; (10) disclosing to the public when: The matter
under investigation has become public knowledge, or when the Inspector
General determines that such disclosure is necessary to preserve
confidence in the integrity of the OIG
[[Page 50251]]
investigative process, or to demonstrate the accountability of NASA
officers, or employees, or other individuals covered by this system,
unless the Inspector General determines that disclosure of the specific
information in the context of a particular case would constitute an
unwarranted invasion of personal privacy; (11) disclosing to the news
media and public when there exists a legitimate public interest (e.g.,
to provide information on events in the criminal process, such as
indictments), or when necessary for protection from imminent threat to
life or property; (12) NASA standard routine uses as set forth in
Appendix B.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Information is retrieved from the system by name of the individual.
SAFEGUARDS:
Information is kept in locked cabinets and in secured vaults and
computer rooms. Information stored on computers is on a restricted-
access server and is protected by an official password and user
identification. Access is limited to Inspector General personnel with
an official need to know.
RETENTION AND DISPOSAL:
Records are maintained in Agency files and destroyed in accordance
with NASA Procedural Requirements (NPR) 1441.1, NASA Records Retention
Schedules, Schedule 9. Files containing information of an investigative
nature but not related to a specific investigation are destroyed in
accordance with NPR 1441.1. Significant case files are scheduled for
disposition with the National Archives and Records Administration when
closed. All other case files are destroyed 10 years after file is
closed.
SYSTEM MANAGER(S) AND ADDRESS:
Assistant Inspector General for Investigations, Location 1.
Subsystem Managers: Special and Resident Agents in Charge, Location 2,
4 through 11 inclusive, 16, and 17 as set forth in Appendix A.
NOTIFICATION PROCEDURE:
None. System is exempt (see below).
RECORD ACCESS PROCEDURES:
None. System is exempt (see below).
CONTESTING RECORD PROCEDURES:
None. System is exempt (see below).
RECORD SOURCE CATEGORIES:
Exempt.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
(1) The Inspector General Investigations Case Files system of
records is exempt from any part of the Privacy Act (5 U.S.C. 552a),
EXCEPT the following subsections: (b) relating to conditions of
disclosure; (c)(1) and (2) relating to keeping and maintaining a
disclosure accounting; (e)(4)(A)-(F) relating to publishing a system
notice setting forth name, location, categories of individuals and
records, routine uses, and policies regarding storage, retrievability,
access controls, retention and disposal of the records; (e)(6), (7),
(9), (10), and (11) relating to dissemination and maintenance of
records; and (i) relating to criminal penalties. This exemption applies
to those records and information contained in the system of records
pertaining to the enforcement of criminal laws.
(2) To the extent that there may exist noncriminal investigative
files within this system of records, the Inspector General
Investigations Case Files system of records is exempt from the
following subsections of the Privacy Act (5 U.S.C. 552a): (c)(3)
relating to access to disclosure accounting; (d) relating to access to
reports; (e)(1) relating to the type of information maintained in the
records; (e)(4)(G), (H), and (I) relating to publishing the system
notice information as to agency procedures for access and amendment and
information as to the categories of sources of records; and (f)
relating to developing agency rules for gaining access and making
corrections.
The determination to exempt this system of records has been made by
the Administrator of NASA in accordance with 5 U.S.C. 552a(j) and (k)
and subpart 5 of the NASA regulations appearing in 14 CFR part 1212,
for the reason that a component of the Office of Inspector General,
NASA, performs as its principal function activities pertaining to the
enforcement of criminal laws, within the meaning of 5 U.S.C.
552a(j)(2).
NASA 10SECR
SYSTEM NAME:
Security Records System.
SECURITY CLASSIFICATION:
None.
SYSTEM LOCATION:
Locations 1 through 9 and Locations 11, 12, and 14 as set forth in
Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system maintains information on Civil Servant Employees,
applicants, NASA committee members, NASA consultants, NASA experts,
NASA Resident Research Associates, guest workers, contractor employees,
detailees, visitors, correspondents (written and telephonic), Faculty
Fellows, Intergovernmental Personnel Mobility Act (IPA) Employees,
Grantees, Cooperative Employees, and Remote Users of NASA Non-Public
Information Technology Resources.
CATEGORIES OF RECORDS IN THE SYSTEM:
Personnel Security Records, Personal Identity Records including
NASA visitor files, Emergency Data Records, Criminal Matters, and
Traffic Management. Specific records fields include, but are not
limited to: Name, former names, date of birth, place of birth, social
security number, home address, phone numbers, citizenship, traffic
infraction, security violation, security incident, security violation
discipline status and action taken.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2451, et seq., the National Aeronautics and Space Act of
1958, as amended; Espionage and Information Control Statutes, 18 U.S.C.
793-799; Sabotage Statutes, 18 U.S.C. 2151-2157; Conspiracy Statute, 18
U.S.C. 371; 18 U.S.C. 202-208, 3056; Internal Security Act of 1950;
Atomic Energy Act of 1954, as amended; Executive Order 12958, as
amended, Classified National Security Information; Executive Order
12968, as amended, Access to Classified Information; Executive Order
10865, Safeguarding Classified Information Within Industry; Executive
Order 10450, Security Requirements for Government Employees; Pub. L.
81-733; Pub. L. 107-347, Federal Information Security Management Act
2002; 41 CFR Chapter 101; 14 CFR part 1203; and 44 U.S.C. 3101;
Homeland Security Presidential Directive (HSPD) 12, Policy for a Common
Identification Standard for Federal Employees and Contractors, August
27, 2004.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information. The records and
information in these records may be disclosed:
1. To the Department of Justice (DOJ) when: (a) The agency or any
component thereof; (b) any employee of the agency
[[Page 50252]]
in his or her official capacity; (c) any employee of the agency in his
or her individual capacity where agency or the DOJ has agreed to
represent the employee; or (d) the United States Government, is a party
to litigation or has an interest in such litigation, and by careful
review, the agency determines that the records are both relevant and
necessary to the litigation and the use of such records by DOJ is
therefore deemed by the agency to be for a purpose compatible with the
purpose for which the agency collected the records.
2. To a court or adjudicative body in a proceeding when: (a) The
agency or any component thereof; (b) any employee of the agency in his
or her official capacity; (c) any employee of the agency in his or her
individual capacity where agency or the Department of Justice has
agreed to represent the employee; or (d) the United States Government,
is a party to litigation or has an interest in such litigation, and by
careful review, the agency determines that the records are both
relevant and necessary to the litigation and the use of such records is
therefore deemed by the agency to be for a purpose that is compatible
with the purpose for which the agency collected the records.
3. To an Agency in order to provide a basis for determining
preliminary visa eligibility.
4. To a Member of Congress or to a Congressional staff member in
response to an inquiry of the Congressional office made at the written
request of the constituent about whom the record is maintained.
5. To a staff member of the Executive Office of the President in
response to an inquiry from the White House.
6. To the National Archives and Records Administration or to the
General Services Administration for records management inspections
conducted under 44 U.S.C. Sec. Sec. 2904 and 2906.
7. To agency contractors, grantees, or volunteers who have been
engaged to assist the agency in the performance of a contract service,
grant, cooperative agreement, or other activity related to this system
of records and who need to have access to the records in order to
perform their activity. Recipients shall be required to comply with the
requirements of the Privacy Act of 1974, as amended, 5 U.S.C. Sec.
552a.
8. To other Federal agencies and relevant contractor facilities to
determine eligibility of individuals to access classified National
Security information.
9. To any official investigative or judicial source from which
information is requested in the course of an investigation, to the
extent necessary to identify the individual, inform the source of the
nature and purpose of the investigation, and to identify the type of
information requested.
10. To the news media or the general public, factual information
the disclosure of which would be in the public interest and which would
not constitute an unwarranted invasion of personal privacy, consistent
with Freedom of Information Act standards.
11. To a Federal, State, or local agency, or other appropriate
entities or individuals, or through established liaison channels to
selected foreign governments, in order to enable an intelligence agency
to carry out its responsibilities under the National Security Act of
1947 as amended, the CIA Act of 1949 as amended, Executive Order 12333
or any successor order, applicable national security directives, or
classified implementing procedures approved by the Attorney General and
promulgated pursuant to such statutes, orders or directives.
12. In order to notify an employee's next-of-kin or contractor in
the event of a mishap involving that employee or contractor.
13. To notify another Federal agency when, or verify whether, a PIV
card is no longer valid.
14. To provide relevant information to an internal or external
organization or element thereof conducting audit activities of a NASA
contractor or subcontractor.
15. To a NASA contractor, subcontractor, grantee, or other
Government organization information developed in an investigation or
administrative inquiry concerning a violation of a Federal or state
statute or regulation on the part of an officer or employee of the
contractor, subcontractor, grantee, or other Government organization.
16. NASA standard routine uses as set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained on electronic media and hard-
copy documents.
RETRIEVABILITY:
Records are retrieved from the system by individual's name, file
number, badge number, decal number, payroll number, Agency-specific
unique personal identification code, and/or Social Security Number.
SAFEGUARDS:
Access to system records is controlled by either Government
personnel or selected personnel of NASA contractor guard/security force
and contractor personnel. After presenting proper identification and
requesting a file or record, a person with an official need to know
and, if appropriate, a proper clearance may have access to a file or
records only after it has been retrieved and approved for release by a
NASA security representative. These records are secured in security
storage equipment, and/or information technology systems employing
security countermeasures.
RETENTION AND DISPOSAL:
The Personnel Security Records are maintained in Agency files and
destroyed upon notification of the death or within 5 years after
separation or transfer of employee or within 5 years after contract
relationship expires, whichever is applicable in accordance with NASA
Records Retention Schedules (NRRS), Schedule 1 Item 103.
The Personal Identity Records are maintained in Agency files and
destroyed upon notification of the death or within 5 years after
separation or transfer of employee or within 5 years after contract
relationship expires, whichever is applicable in accordance with NRRS,
Schedule 1 Item 103. Visitor files are maintained and destroyed in
accordance with NRRS, Schedule 1 Item 114.
The Emergency Data Records are maintained in Agency files and
destroyed when superseded or obsolete in accordance with NRRS 1, Item
100B.
The Criminal Matter Records are maintained in Agency files and
destroyed in accordance with Items A and B of National Archives and
Records Administration Disposition Authorization N1-255-07-2 after its
approval by the Archivist of the United States.
The Traffic Management Records are maintained in Agency files and
destroyed in accordance with Item C of National Archives and Records
Administration Disposition Authorization N1-255-07-2 after its approval
by the Archivist of the United States.
SYSTEM MANAGER(S) AND ADDRESS:
Director, Identity and Systems Management Division, Office of
Protective Services, Location 1. Subsystem Managers: Chief, Protective
Services Division, Location 2; Chief, Security Branch, Locations 4 and
5; Security Officer, Location 3, 8, and 11; Chief, Protective Services
Office,
[[Page 50253]]
Location 6; Head, Office of Security and Public Safety, Location 7;
Chief, Security Division, Location 9; Chief, Administration Office,
Location 12; Safety and Security Officer at Location 14. Locations are
as set forth in Appendix A.
NOTIFICATION PROCEDURE:
Information may be obtained from the cognizant system or subsystem
manager listed above. Requests must contain the following identifying
data concerning the requestor: First, middle, and last name; date of
birth; Social Security Number; period and place of employment with
NASA, if applicable.
RECORD ACCESS PROCEDURES:
Personnel Security Records compiled solely for the purpose of
determining suitability, eligibility, or qualifications for Federal
civilian employment, Federal contracts, or access to classified
information have been exempted by the Administrator under 5 U.S.C.
552a(k)(5) from the access provisions of the Act.
Personal Identity Records: Requests from individuals should be
addressed to the same address as stated in the Notification section
above.
Emergency Data Records: Requests from individuals should be
addressed to the same address as stated in the Notification section
above.
Criminal Matter Records compiled for civil or criminal law
enforcement purposes have been exempted by the Administrator under 5
U.S.C. 552a(k)(2) from the access provision of the Act.
Traffic Management Records: Requests from individuals should be
addressed to the same address as stated in the Notification section
above.
CONTESTING RECORD PROCEDURES:
For Personnel Security Records and Criminal Matters Records, see
Record Access Procedures, above. For Personal Identity Records,
Emergency Data Records, and Traffic Management Records, the NASA rules
for access to records and for contesting contents and appealing initial
determinations by the individual concerned appear at 14 CFR part 1212.
RECORD SOURCE CATEGORIES:
Information is obtained from a variety of sources including the
employee, contractor, or applicant via use of the Standard Form (SF)
SF-85, SF-85P, or SF-86 and personal interviews; employers' and former
employers' records; FBI criminal history records and other databases;
financial institutions and credit reports; medical records and health
care providers; educational institutions; interviews of witnesses such
as neighbors, friends, coworkers, business associates, teachers,
landlords, or family members; tax records; and other public records.
Security violation information is obtained from a variety of sources,
such as guard reports, security inspections, witnesses, supervisor's
reports, audit reports.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Personnel Security Records compiled solely for the purpose of
determining suitability, eligibility, or qualifications for Federal
civilian employment, Federal contracts, or access to classified
information, but only to the extent that the disclosure of such
material would reveal the identity of a confidential source, are exempt
from the following sections of the Privacy Act of 1974, 5 U.S.C. 552a:
(c)(3) relating to access to the disclosure accounting; (d) relating to
access to the records; (e)(1) relating to the type of information
maintained in the records; (e)(4)(G), (H) and (I) relating to
publishing in the annual system notice information as to agency
procedures for access and correction and information as to the
categories of sources of records; and (f) relating to developing agency
rules for gaining access and making corrections. The determination to
exempt the Personnel Security Records portion of the Security Records
System has been made by the Administrator of NASA in accordance with 5
U.S.C. 552a(k)(5) and Subpart 5 of the NASA regulations appearing in 14
CFR part 1212.
Criminal Matter Records to the extent they constitute investigatory
material compiled for law enforcement purposes are exempt from the
following sections of the Privacy Act of 1974, 5 U.S.C. 552a: (c)(3)
relating to access to the disclosure accounting; (d) relating to access
to the records; (e)(1) relating to the type of information maintained
in the records; (e)(4)(G), (H) and (I) relating to publishing in the
annual system notice information as to agency procedures for access and
correction and information as to the categories of sources of records;
and (f) relating to developing agency rules for gaining access and
making corrections. The determination to exempt the Criminal Matter
Records portion of the Security Records System has been made by the
Administrator of NASA in accordance with 5 U.S.C. 552a(k)(2) and
subpart 5 of the NASA regulations appearing in 14 CFR part 1212.
Records subject to the provisions of 5 U.S.C. 552(b)(1) required by
Executive Order to be kept secret in the interest of national defense
or foreign policy are exempt from the following sections of the Privacy
Act of 1974, 5 U.S.C. 552a: (c)(3) relating to access to the disclosure
accounting; (d) relating to the access to the records; (e)(1) relating
to the type of information maintained in the records; (e)(4)(G), (H)
and (I) relating to publishing in the annual system notice information
as to agency procedures for access and correction and information as to
the categories of sources of records; and (f) relating to developing
agency rules for gaining access and making corrections.
The determination to exempt this portion of the Security Records
System has been made by the Administrator of NASA in accordance with 5
U.S.C. 552a(k)(1) and subpart 5 of the NASA regulations appearing in 14
CFR part 1212.
NASA 10XROI
SYSTEM NAME:
Exchange Records on Individuals.
SECURTIY CLASSIFICATION:
None.
SYSTEM LOCATION:
Locations 1-9, 11 and 18, as set forth in Appendix A.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
This system maintains information on present and former employees
of, and applicants for employment with, NASA Exchanges, Recreational
Associations, and Employees' Clubs at NASA Centers and members of or
participants in NASA Exchange activities, clubs and/or recreational
associations.
CATEGORIES OF RECORDS IN THE SYSTEM:
Exchange employees' personnel and payroll records, including injury
claims, unemployment claims, biographical data, performance
evaluations, annual and sick leave records, membership and
participation records on Exchange-sponsored activities, clubs and/or
recreational associations, and all other employee records.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
42 U.S.C. 2473 and 44 U.S.C. 3101.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSE OF SUCH USES:
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information. The following are
routine uses: (1) To Furnish a third party a verification of an
employee's status upon written request of the employee; (2) to
facilitate the verification of employee contributions for insurance
data with carriers and collection agents;
[[Page 50254]]
(3) to provide various Federal, State, and local taxing authorities
itemized listing of withholdings for individual income taxes; (4) to
respond to State employment compensation requests for wage and
separation data on former employees; (5) to report previous job
injuries to worker's compensation organizations; (6) for person to
notify in an emergency; (7) to report unemployment records to
appropriate State and local authorities; (8) when requested, provide
other employers with work records; and (9) NASA standard routine uses
as set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained as hard-copy documents and on
electronic media.
RETRIEVABILITY:
Records are retrieved from the system by the individual's name.
SAFEGUARDS:
Records are protected in accordance with the requirements and
procedures that appear in the NASA regulations at 14 CFR 1212.605,
utilizing locked file cabinets and/or secured rooms.
RETENTION AND DISPOSAL:
Records are maintained in Agency files and destroyed when 5 years
old in accordance with NASA Records Retention Schedules, Schedule 9
Item 6/D.
SYSTEM MANAGERS AND ADDRESSES:
Contractor Industrial Relations Officer, Location 1.
Subsystem Managers: Exchange Store Operations Manager, Location 1;
Exchange Council Chair, Location 2; Exchange Operations Manager,
Locations 3-5; Chairperson, Exchange Council, Locations 6 and 7;
Treasurer, NASA Exchange, Location 8; Exchange Operations Manager,
Location 9; President, NASA Exchange, Location 11; and NSSC Exchange
Counsel, Location 18. Locations are as set forth in Appendix A.
NOTIFICATION PROCEDURE:
Individuals may obtain information from the cognizant Subsystem
Managers listed above.
RECORD ACCESS PROCEDURES:
Requests from individuals should be directed to the same address as
stated in the Notification section above.
CONTESTING RECORD PROCEDURES:
The NASA rules for access to records and for contesting contents
and appealing initial determinations by the individual concerned appear
in the NASA rules at 14 CFR part 1212.
RECORD SOURCE CATEGORIES:
Individual on whom the record is maintained and the individual's
supervisor.
NASA 10IEM1
SYSTEM NAME:
Integrated Enterprise Management Program (IEMP)--Core Financial
System.
SECURTIY CLASSIFICATION:
This system is categorized in accordance with OMB Circular A-11 as
a Special Management Attention Major Information System. A security
plan for this system has been established in accordance with OMB
Circular A-130, Management of Federal Information Resources.
SYSTEM LOCATION:
George C. Marshall Space Flight Center, National Aeronautics and
Space Administration, Marshall Space Flight Center, AL 35812.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by the NASA Core Financial (CF) System include
former and current NASA employees and non-NASA individuals requiring
any type of payment.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records in this system may include information about the
individuals including Social Security Number (Tax Identification
Number), home address, telephone number, e-mail address, and bank
account information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
National Aeronautics and Space Act of 1958, et seq. as amended. 42
U.S.C. 2473 (2003); Federal Records Act, 44 U.S.C. 3101 (2003); Chief
Financial Officers Act of 1990 205(a), 31 U.S.C. 901 (2003); Financial
Management Improvement Act of 1996 802, 31 U.S.C. 3512 (2003).
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSE OF SUCH USES:
Any disclosures of information will be compatible with the purpose
for which the Agency collected the information. The following are
routine uses: (1) Furnish data to the Department of Treasury for
financial reimbursement of individual expenses, such as travel, books,
and other miscellaneous items; (2) Process payments and collections in
which an individual is reimbursing the Agency; (3) Ongoing
administration and maintenance of the records, which is performed by
authorized NASA employees, both civil servants and contractors; and (4)
NASA Standard routine uses as set forth in Appendix B.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records in this system are maintained on electronic media.
RETRIEVABILITY:
Records are retrieved from the system by name or SSN (Tax ID).
SAFEGUARDS:
An approved security plan for this system has been established in
accordance with OMB Circular A-130, Management of Federal Information
Resources. Individuals will have access to the system only in
accordance with approved authentication methods. Only key authorized
employees with appropriately configured system roles can access the
system and only from workstations within the NASA Intranet.
RETENTION AND DISPOSAL:
Records are stored in the NASA Enterprise Application Competency
Center (NEACC) database and managed, retained and dispositioned in
accordance with the guidelines defined in the NASA Procedural
Requirements (NPR) 1441.1D, NASA Records Retention Schedules, Schedule
9, Items 11 and 13.
SYSTEM MANAGERS AND ADDRESSES:
IS01/Manager of the NEACC, George C. Marshall Space Flight Center,
National Aeronautics and Space Administration, Marshall Space Flight
Center, AL 35812.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the System Manager at the address given above.
RECORD ACCESS PROCEDURE:
Individuals who wish to gain access to their records should submit
their request in writing to the System Manager at the address given
above.
CONTESTING RECORD PROCEDURES:
The NASA regulations governing access to records, procedures for
contesting the contents and for contesting the contents and for
appealing initial determinations are set forth in 14 CFR part 1212.
[[Page 50255]]
RECORD SOURCE CATEGORIES:
The information is received by the NEACC Financial Systems through
an electronic interface from the Federal Personnel Payroll System
(FPPS). In certain circumstances, updates to this information may be
submitted by NASA employees and recorded directly into the NEACC
Financial Systems.
APPENDIX A
Location Numbers and Mailing Addresses of NASA Installations at Which
Records Are Located
Location 1.
NASA Headquarters, National Aeronautics and Space
Administration, Washington, DC 20546-0001
Location 2.
Ames Research Center, National Aeronautics and Space
Administration, Moffett Field, CA 94035-1000
Location 3.
Dryden Flight Research Center, National Aeronautics and Space
Administration, PO Box 273, Edwards, CA 93523-0273
Location 4.
Goddard Space Flight Center, National Aeronautics and Space
Administration, Greenbelt, MD 20771-0001
Location 5.
Lyndon B. Johnson Space Center, National Aeronautics and Space
Administration, Houston, TX 77058-3696
Location 6.
John F. Kennedy Space Center, National Aeronautics and Space
Administration, Kennedy Space Center, FL 32899-0001
Location 7.
Langley Research Center, National Aeronautics and Space
Administration, Hampton, VA 23681-2199
Location 8.
John H. Glenn Research Center at Lewis Field, National
Aeronautics and Space Administration, 21000 Brookpark Road,
Cleveland, OH 44135-3191
Location 9.
George C. Marshall Space Flight Center, National Aeronautics and
Space Administration, Marshall Space Flight Center, AL 35812-0001
Location 10.
HQ NASA Management Office-JPL, National Aeronautics and Space
Administration, 4800 Oak Grove Drive, Pasadena, CA 91109-8099
Location 11.
John C. Stennis Space Center, National Aeronautics and Space
Administration, Stennis Space Center, MS 39529-6000
Location 12.
JSC White Sands Test Facility, National Aeronautics and Space
Administration, PO Drawer MM, Las Cruces, NM 88004-0020
Location 13.
GRC Plum Brook Station, National Aeronautics and Space
Administration, Sandusky, OH 44870
Location 14.
MSFC Michoud Assembly Facility, National Aeronautics and Space
Administration, PO Box 29300, New Orleans, LA 70189
Location 15.
NASA Independent Verification and Validation Facility (NASA
IV&V), 100 University Drive, Fairmont, WV 26554
Location 16.
New Jersey Post of Duty, 402 East State Street, Trenton, NJ
08608
Location 17.
Western Field Office, Glenn Anderson Federal Building, 501 West
Ocean Blvd., Long Beach, CA 90802-4222
Location 18.
NASA Shared Services Center (NSSC), Building 5100, Stennis Space
Center, MS 39529-6000
APPENDIX B
Standard Routine Uses--NASA
The following routine uses of information contained in SORs,
subject to the Privacy Act of 1974, are standard for many NASA
systems. They are cited by reference in the paragraph ``Routine uses
of records maintained in the system, including categories of users
and the purpose of such uses'' of the Federal Register Notice on
those systems to which they apply.
Standard Routine Use No. 1--LAW ENFORCEMENT--In the event this
system of records indicates a violation or potential violation of
law, whether civil, criminal, or regulatory in nature, and whether
arising by general statute or particular program statute, or by
regulation, rule or order issued pursuant thereto, the relevant
records in the SOR may be referred, as a routine use, to the
appropriate agency, whether Federal, State, local or foreign,
charged with the responsibility of investigating or prosecuting such
violation or charged with enforcing or implementing the statute, or
rule, regulation or order issued pursuant thereto.
Standard Routine Use No. 2--DISCLOSURE OF REQUESTED
INFORMATION--A record from this SOR may be disclosed as a ``routine
use'' to a Federal, State, or local agency maintaining civil,
criminal, or other relevant enforcement information or other
pertinent information, such as current licenses, if necessary to
obtain information relevant to an agency decision concerning the
hiring or retention of an employee, the issuance of a security
clearance, the letting of a contract, or the issuance of a license,
grant, or other benefit.
Standard Routine Use No. 3--DISCLOSURE OF REQUESTED
INFORMATION--A record from this SOR may be disclosed to a Federal
agency, in response to its request, in connection with the hiring or
retention of an employee, the issuance of a security clearance, the
reporting of an investigation of an employee, the letting of a
contract, or the issuance of a license, grant, or other benefit by
the requesting agency, to the extent that the information is
relevant and necessary to the requesting agency's decision on the
matter.
Standard Routine Use No. 4--DISCLOSURE TO THE DEPARTMENT OF
JUSTICE FOR USE IN LITIGATION--It shall be a routine use of the
records in this system of records to disclose them to the Department
of Justice when (a) the Agency, or any component thereof; or (b) any
employee of the Agency in his or her official capacity; or (c) any
employee of the Agency in his or her individual capacity where the
Department of Justice or the Agency has agreed to represent the
employee; or (d) the United States, where the Agency determines that
litigation is likely to affect the Agency or any of its components,
is a party to litigation or has an interest in such litigation, and
the use of such records by the Department of Justice or the Agency
is deemed by the Agency to be relevant and necessary to the
litigation provided, however, that in each case it has been
determined that the disclosure is compatible with the purpose for
which the records were collected.
Standard Routine Use 5--ROUTINE USE FOR AGENCY DISCLOSURE IN
LITIGATION--It shall be a routine use of the records in this system
of records to disclose them in a proceeding before a court or
adjudicative body before which the agency is authorized to appear,
when: (a) The Agency, or any component thereof; or (b) any employee
of the Agency in his or her official capacity; or (c) any employee
of the Agency in his or her individual capacity where the Agency has
agreed to represent the employee; or (d) the United States, where
the Agency determines that litigation is likely to affect the Agency
or any of its components, is a party to litigation or has an
interest in such litigation, and the use of such records by the
Agency is deemed to be relevant and necessary to the litigation,
provided, however, that in each case, the Agency has determined that
the disclosure is compatible with the purpose for which the records
were collected.
Standard Routine Use No. 6--SUSPECTED OR CONFIRMED
CONFIDENTIALITY COMPROMISE--A record from this SOR may be disclosed
to appropriate agencies, entities, and persons when (1) NASA
suspects or has confirmed that the security or confidentiality of
information in the system of records has been compromised; (2) NASA
has determined that as a result of the suspected or confirmed
compromise there is a risk of harm to economic or property
interests, identity theft or fraud, or harm to the security or
integrity of this system or other systems or programs (whether
maintained by NASA or another agency or entity) that rely upon the
compromised information; and (3) the disclosure made to such
agencies, entities, and persons is reasonably necessary to assist in
connection with NASA's efforts to respond to the suspected or
confirmed compromise and prevent, minimize, or remedy such harm.
[FR Doc. E9-23487 Filed 9-29-09; 8:45 am]
BILLING CODE 7510-13-P