Notice of Agency Meeting, 48959 [E9-23212]
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Federal Register / Vol. 74, No. 185 / Friday, September 25, 2009 / Notices
ongoing, timely reviews of
correspondent relationships. Such
reviews should be conducted on a
quarterly basis at a minimum and more
frequently when appropriate. The
procedures also should establish
documentation requirements for the
reviews conducted. In addition, the
procedures should specify when
relationships that meet or exceed
internal criteria are to be brought to the
attention of the Board of Directors or the
appropriate management committee.
• Specifying reasonable timeframes to
meet targeted reduction goals for
different types of advances.
Examiners will review correspondent
relationships during examinations to
ascertain whether an institution’s
policies and procedures identify and
monitor correspondent concentrations
on an organization-wide basis.
Examiners also will review the
adequacy and reasonableness of
institutions’ contingency plans to
manage correspondent concentrations.
Managing Correspondent
Concentrations
Performing Appropriate Due Diligence
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Pursuant to Regulation F, institutions
should establish prudent correspondent
concentration limits, as well as ranges
or tolerances for each factor being
monitored. Institutions should develop
plans for managing risk when these
limits, ranges or tolerances are met or
exceeded, either on an individual or
collective basis. Consistent with the
requirements of Regulation F,
contingency plans should provide a
variety of actions that can be considered
relative to changes in the
correspondent’s financial condition.5
Contingency plans should not rely on
temporary deposit insurance programs
for mitigating concentration risk.
Prudent risk management of
correspondent concentrations should
include procedures for reducing
exposures that meet or exceed
established limits, ranges, or tolerances
in an orderly manner over reasonable
timeframes. Such actions could include,
but are not limited to:
• Reducing the volume of
uncollateralized/uninsured funds.
• Transferring excess funds to other
financial institutions rather than the
correspondent after conducting
appropriate reviews of their financial
condition.
• Requiring the correspondent to
serve as agent rather than as principal
for Federal funds sold.
• Establishing limits on asset and
liability purchases from and
investments in correspondents.
5 Regulation F requires institutions’ policies and
procedures to limit exposure to the correspondent,
either by the establishment of internal limits or by
other means, when the correspondent’s financial
condition and the form or maturity of the bank’s
exposure create a significant risk that payment will
not be made in full or in a timely manner.
Regulation F also requires institutions to reduce
credit exposure to below 25 percent of total capital
within 120 days after the date when the current
Report of Condition or other relevant report
normally would be available if the correspondent is
no longer at least Adequately Capitalized. More
information on Regulation F is available at:
https://www.federalreserve.gov/bankinforeg/
reglisting.htm.
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The Agencies expect financial
organizations that maintain credit
exposures in or provide funding to other
financial organizations to have effective
risk management programs for these
activities. For this purpose, credit or
funding exposures may include, but are
not limited to, due from bank accounts,
Federal funds sold as principal, direct
or indirect loans (including
participations and syndications), and
trust preferred securities, subordinated
debt, and stock purchases of the
correspondent, its holding company, or
any affiliated entity.
An institution that maintains or
contemplates entering into any credit or
funding transactions with another
financial institution should have written
investment, lending, and funding
polices and procedures, including
appropriate limits, that govern these
activities. In addition, these procedures
should ensure the institution conducts
an independent analysis of credit
transactions prior to committing to
engage in the transactions. The terms for
all such credit and funding transactions
should strictly be on an arm’s length
basis, conform to sound investment,
lending, and funding practices, and
avoid potential conflicts of interest.
This concludes the text of the
Proposed Guidance.
Dated at Washington, DC, the 18th day of
September 2009.
By order of the Federal Deposit Insurance
Corporation.
Robert E. Feldman,
Executive Secretary.
By order of the Board of Governors of the
Federal Reserve System, September 18, 2009.
Jennifer J. Johnson,
Secretary of the Board.
Dated: September 8, 2009.
Office of the Comptroller of the Currency.
John C. Dugan,
Comptroller of the Currency.
Dated: September 17, 2009.
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48959
By the Office of Thrift Supervision.
John E. Bowman,
Acting Director.
[FR Doc. E9–23208 Filed 9–24–09; 8:45 am]
BILLING CODE 6714–01–P, 6210–01–P, 4810–33–P,
6720–01–P
FEDERAL DEPOSIT INSURANCE
CORPORATION
Notice of Agency Meeting
Pursuant to the provisions of the
‘‘Government in the Sunshine Act’’ (5
U.S.C. 552b), notice is hereby given that
the Federal Deposit Insurance
Corporation’s Board of Directors will
meet in open session at 10 a.m. on
Tuesday, September 29, 2009, to
consider the following matters:
Summary Agenda: No substantive
discussion of the following items is
anticipated. These matters will be
resolved with a single vote unless a
member of the Board of Directors
requests that an item be moved to the
discussion agenda.
Disposition of minutes of previous
Board of Directors’ Meetings.
Discussion Agenda: Memorandum
and resolution re: Deposit Insurance
Fund Restoration Plan, Assessments,
and Funding.
The meeting will be held in the Board
Room on the sixth floor of the FDIC
Building located at 550 17th Street,
NW., Washington, DC.
This Board meeting will be Webcast
live via the Internet and subsequently
made available on-demand
approximately one week after the event.
Visit https://www.vodium.com/goto/fdic/
boardmeetings.asp to view the event. If
you need any technical assistance,
please visit our Video Help page at:
https://www.fdic.gov/video.html.
The FDIC will provide attendees with
auxiliary aids (e.g., sign language
interpretation) required for this meeting.
Those attendees needing such assistance
should call (703) 562–6067 (Voice or
TTY), to make necessary arrangements.
Requests for further information
concerning the meeting may be directed
to Mr. Robert E. Feldman, Executive
Secretary of the Corporation, at (202)
898–7043.
Dated: September 22, 2009.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. E9–23212 Filed 9–24–09; 8:45 am]
BILLING CODE 6714–01–P
E:\FR\FM\25SEN1.SGM
25SEN1
Agencies
[Federal Register Volume 74, Number 185 (Friday, September 25, 2009)]
[Notices]
[Page 48959]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-23212]
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FEDERAL DEPOSIT INSURANCE CORPORATION
Notice of Agency Meeting
Pursuant to the provisions of the ``Government in the Sunshine
Act'' (5 U.S.C. 552b), notice is hereby given that the Federal Deposit
Insurance Corporation's Board of Directors will meet in open session at
10 a.m. on Tuesday, September 29, 2009, to consider the following
matters:
Summary Agenda: No substantive discussion of the following items is
anticipated. These matters will be resolved with a single vote unless a
member of the Board of Directors requests that an item be moved to the
discussion agenda.
Disposition of minutes of previous Board of Directors' Meetings.
Discussion Agenda: Memorandum and resolution re: Deposit Insurance
Fund Restoration Plan, Assessments, and Funding.
The meeting will be held in the Board Room on the sixth floor of
the FDIC Building located at 550 17th Street, NW., Washington, DC.
This Board meeting will be Webcast live via the Internet and
subsequently made available on-demand approximately one week after the
event. Visit https://www.vodium.com/goto/fdic/boardmeetings.asp to view
the event. If you need any technical assistance, please visit our Video
Help page at: https://www.fdic.gov/video.html.
The FDIC will provide attendees with auxiliary aids (e.g., sign
language interpretation) required for this meeting. Those attendees
needing such assistance should call (703) 562-6067 (Voice or TTY), to
make necessary arrangements.
Requests for further information concerning the meeting may be
directed to Mr. Robert E. Feldman, Executive Secretary of the
Corporation, at (202) 898-7043.
Dated: September 22, 2009.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
[FR Doc. E9-23212 Filed 9-24-09; 8:45 am]
BILLING CODE 6714-01-P