Endangered and Threatened Species; Critical Habitat for the Endangered Distinct Population Segment of Smalltooth Sawfish, 45353-45378 [E9-21186]
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Federal Register / Vol. 74, No. 169 / Wednesday, September 2, 2009 / Rules and Regulations
Dated: August 27, 2009.
Thomas L. Strickland,
Assistant Secretary for Fish and Wildlife and
Parks.
[FR Doc. E9–21168 Filed 8–28–09; 4:15 pm]
BILLING CODE 4310–55–S
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 226
[Docket No. 070717355–91122–02]
RIN 0648–AV74
Endangered and Threatened Species;
Critical Habitat for the Endangered
Distinct Population Segment of
Smalltooth Sawfish
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
We, the National Marine
Fisheries Service (NMFS), issue a final
rule to designate critical habitat for the
U.S. distinct population segment (DPS)
of smalltooth sawfish (Pristis pectinata),
which was listed as endangered on
April 1, 2003, under the Endangered
Species Act (ESA). The critical habitat
consists of two units: the Charlotte
Harbor Estuary Unit, which comprises
approximately 221,459 acres of coastal
habitat; and the Ten Thousand Islands/
Everglades Unit (TTI/E), which
comprises approximately 619,013 acres
of coastal habitat. The two units are
located along the southwestern coast of
Florida between Charlotte Harbor and
Florida Bay.
DATES: This rule becomes effective
October 2, 2009.
ADDRESSES: The final rule, Final
Regulatory Flexibility Analysis, and
Final 4(b)(2) Report used in preparation
of this final rule, as well as comments
and information received, are available
on the NMFS Web site at https://
www.sero.noaa.gov/, or https://
www.regulations.gov, or by contacting
the National Marine Fisheries Service’s
Southeast Regional Office, 263 13th
Avenue, South, St. Petersburg, FL
33701.
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SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Shelley Norton, NMFS, Southeast
Regional Office, at 727–824–5312; or
Lisa Manning, NMFS, Office of
Protected Resources, at 301–713–1401.
SUPPLEMENTARY INFORMATION:
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Background
Under the ESA, we are responsible for
determining whether certain species are
threatened or endangered and for
designating critical habitat for such
species (16 U.S.C. 1533). On April 1,
2003, we listed the U.S. DPS of
smalltooth sawfish (‘‘the species’’) as
endangered (68 FR 15674). At the time
of listing, we also announced that
critical habitat was not then
determinable because we were
completing ongoing studies necessary
for the identification of specific habitats
and environmental features important
for the conservation of the species.
Subsequently, we have sponsored
additional research on the species, its
habitat use, and its conservation needs.
Additionally, NMFS has developed a
recovery plan (NMFS, 2009) for the
species pursuant to section 4(f) of the
ESA. We have reviewed the best
available scientific data and identified
specific areas in the species’ occupied
range on which are located those
physical and biological features
essential to the conservation of the
species that may require special
management considerations or
protection. We published a proposed
critical habitat designation for the
smalltooth sawfish on November 20,
2008 (73 FR 70290), and requested
comments by January 20, 2009. On
December 9, 2008, we published a
notice in the Federal Register (73 FR
74681) announcing the dates, times, and
locations of two public hearings to
receive public comments on the
proposed critical habitat rule. In
addition to the Federal Register notice
announcing the public hearings, we
advertised the public hearings in the
local newspapers (News-Press of Ft.
Myers on December 8, 2008, and in the
Naples-News on December 14, 2008).
During the public comment period we
received several requests to extend the
public comment period. On January 29,
2009, we reopened the public comment
period until February 13, 2009 (74 FR
5141).
The key conservation objective we
have identified for the species is the
need to facilitate recruitment into the
adult sawfish population by protecting
juvenile nursery areas. We determined
the location of nursery areas by
applying a model developed for
identifying elasmobranch nursery areas
to smalltooth sawfish encounter data.
Additionally, we determined that the
habitat features essential to the
conservation of the species (also known
as the essential features) are red
mangroves and shallow euryhaline
habitats characterized by water depths
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between the Mean High Water line and
3 ft (0.9 m) measured at Mean Lower
Low Water (MLLW). These essential
features are necessary to facilitate
recruitment of juveniles into the adult
population, because they provide for
predator avoidance and habitat for prey
in the areas currently being used as
juvenile nursery areas. We determined
these features may require special
management considerations or
protection due to human and natural
impacts to the features, including
development, marine construction, and
storms. We proposed designating two
specific areas that are nursery areas and
contain the essential features necessary
to the species conservation. The two
areas are: the Charlotte Harbor Estuary
Unit, which comprises approximately
221,459 acres (346 mi2) of coastal
habitat; and the Ten Thousand Islands/
Everglades Unit (TTI/E), which
comprises approximately 619,013 acres
(967 mi2) of coastal habitat. The two
units are located along the southwestern
coast of Florida between Charlotte
Harbor and Florida Bay.
Smalltooth Sawfish Natural History
The following discussion of the
distribution, life history, and habitat use
of the U.S. DPS of smalltooth sawfish is
based on the best available commercial
and scientific information, including
information provided in the Status
Review (65 FR 12959; March 10, 2000)
and the Smalltooth Sawfish Recovery
Plan (January 2009).
Distribution and Range
Smalltooth sawfish are tropical
marine and estuarine elasmobranch
(e.g., sharks, skates, and rays) fish that
are reported to have a circumtropical
distribution. The historic range of the
smalltooth sawfish in the United States
extends from Texas to New York
(NMFS, 2009). The U.S. region that has
historically harbored the largest number
of smalltooth sawfish is south and
southwest Florida from Charlotte Harbor
to the Dry Tortugas. Most historic
capture records along the Atlantic coast
north of Florida are from spring and
summer months and warmer water
temperatures. Most specimens captured
along the Atlantic coast north of Florida
were also large (greater than 10 ft or 3
m) adults and thought to represent
seasonal migrants, wanderers, or
colonizers from a core or resident
population(s) to the south rather than
being resident members of a continuous,
even-density population (Bigelow and
Schroeder, 1953). Historic records from
Texas to the Florida Panhandle suggest
a similar spring and summer pattern of
occurrence. While less common, winter
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records from the northern Gulf of
Mexico suggest a resident population,
including juveniles, may have once
existed in this region.
The Status Review Team (NMFS,
2000) compiled information from all
known literature accounts, museum
collection specimens, and other records
of the species. The species suffered
significant population decline and range
constriction in the early to mid 1900s.
Encounters with the species outside of
Florida have been rare since that time.
Since the 1990s, the distribution of
smalltooth sawfish in the United States
has been restricted to peninsular Florida
(Seitz and Poulakis, 2002; Poulakis and
Seitz, 2004; Simpfendorfer and Wiley,
2005a; Mote Marine Laboratory’s
Sawfish Encounter Database; and the
FLMNH National Sawfish Encounter
Database [FLMNHNSED]). Encounter
data indicate smalltooth sawfish
encounters can be found with some
regularity only in south Florida from
Charlotte Harbor to Florida Bay. A
limited number of reported encounters
(one in Georgia, one in Alabama, one in
Louisiana, and one in Texas) have
occurred outside of Florida since 1998.
Peninsular Florida is the main U.S.
region that historically and currently
hosts the species year-round because the
region provides the appropriate climate
(subtropical to tropical) and contains
the habitat types (lagoons, bays,
mangroves, and nearshore reefs) suitable
for the species. Encounter data and
research efforts indicate a resident,
reproducing population of smalltooth
sawfish exists only in southwest Florida
(Simpfendorfer and Wiley, 2005a).
Life History
Smalltooth sawfish are approximately
31 in (80 cm) in total length at birth and
may grow to a length of 18 ft (540 cm)
or greater. A recent study by
Simpfendorfer et al. (2008) suggests
rapid juvenile growth occurs during the
first 2 years after birth. First year growth
is 26–33 in (65–85 cm) and second year
growth is 19–27 in (48–68 cm). Growth
rates beyond 2 years are uncertain;
however, the average growth rate of
captive smalltooth sawfish has been
reported between 5.8 in (13.9 cm) and
7.7 in (19.6 cm) per year. Apart from
captive animals, little is known of the
species’ age parameters (i.e., age-specific
growth rates, age at maturity, and
maximum age). Simpfendorfer (2000)
estimated age at maturity between 10
and 20 years, and a maximum age of 30
to 60 years. Unpublished data from
Mote Marine Laboratory (MML) and
NMFS indicate male smalltooth sawfish
do not reach maturity until they reach
133 in (340 cm).
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No directed research on smalltooth
sawfish feeding habits exists. Reports of
sawfish feeding habits suggest they
subsist chiefly on small schooling fish,
such as mullets and clupeids. They are
also reported to feed on crustaceans and
other bottom-dwelling organisms.
Observations of sawfish feeding
behavior indicate that they attack fish
by slashing sideways through schools,
and often impale the fish on their rostral
(saw) teeth (Breder, 1952). The fish are
subsequently scraped off the teeth by
rubbing them on the bottom and then
ingested whole. The oral teeth of
sawfish are ray-like, having flattened
cusps that are better suited to crushing
or gripping.
Very little is known about the specific
reproductive biology of the smalltooth
sawfish. As with all elasmobranchs,
fertilization occurs internally. The
embryos of smalltooth sawfish, while
still bearing the large yolk sac, resemble
adults relative to the position of their
fins and absence of the lower caudal
lobe. During embryonic development,
the rostral blade is soft and flexible. The
rostral teeth are also encapsulated or
enclosed in a sheath until birth. Shortly
after birth, the teeth become exposed
and attain their full size, proportionate
to the size of the saw. Total length of the
animal at birth is approximately 31 in
(80 cm), with the smallest free-living
specimens reported during field studies
in Florida being 27–32 in (69–81 cm)
(Simpfendorfer et al., 2008).
Documentation on the litter size of
smalltooth sawfish is very limited.
Gravid females have been documented
carrying between 15–20 embryos;
however, the source of these data is
unclear and may represent an overestimate of litter size. Studies of
largetooth sawfish in Lake Nicaragua
(Thorson, 1976) report brood sizes of
1–13 individuals, with a mean of 7
individuals. The gestation period for
largetooth sawfish is approximately 5
months, and females likely produce
litters every second year. Although there
are no such studies on smalltooth
sawfish, their similarity to the
largetooth sawfish implies that their
reproductive biology may be similar.
Genetic research currently underway
may assist in determining reproductive
characteristics (i.e., litter size and
breeding periodicity).
No confirmed breeding sites have
been identified to date since directed
research began in 1998. Research is
underway to investigate areas where
adult smalltooth sawfish have been
reported to congregate along the
Everglades coast to determine if
breeding is occurring in the area.
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Life history information on the
smalltooth sawfish has been evaluated
using a demographic approach and life
history data from the literature on
smalltooth sawfish, largetooth sawfish,
and similar species. Simpfendorfer
(2000) estimates intrinsic rates of
natural population increase of 0.08 to
0.13 per year and population doubling
times from 5.4 to 8.5 years. These low
intrinsic rates of population increase are
associated with the life history strategy
known as ‘‘k-selection.’’ K-selected
animals are usually successful at
maintaining relatively small, persistent
population sizes in relatively constant
environments. Consequently, they are
not able to respond effectively (rapidly)
to additional and new sources of
mortality resulting from changes in their
environment. Musick (1999) and Musick
et al. (2000) noted that intrinsic rates of
increase less than ten percent were low,
and such species are particularly
vulnerable to excessive mortalities and
rapid population declines, after which
recovery may take decades. Thus,
smalltooth sawfish populations are
expected to recover slowly.
Simpfendorfer (2000) concluded that
recovery was likely to take decades or
longer, depending on how effectively
sawfish could be protected.
Habitat Usage
At the time of listing, very little
information was known about the
habitat usage patterns of the species.
The Status Review (NMFS, 2000) and
the final listing rule identified habitat
loss and degradation as the secondary
cause of the species’ decline. The
primary reason for the species’ decline
was bycatch in various commercial and
recreational fisheries.
The Status Review described sawfish
habitat usage as: ‘‘Sawfish in general
inhabit the shallow coastal waters of
most warm seas throughout the world.
They are found very close to shore in
muddy and sandy bottoms, seldom
descending to depths greater than 32 ft
(10 m). They are often found in
sheltered bays, on shallow banks, and in
estuaries or river mouths.’’ In the years
since the status review, additional
research on habitat use by smalltooth
sawfish has been undertaken. This
research confirmed the general
characterization of habitat use for
smalltooth sawfish and revealed a more
complex pattern of habitat use than
previously known, with different life
history stages having different patterns
of habitat use.
A variety of methods have been used
to study habitat use patterns of
smalltooth sawfish, including acoustic
telemetry (Simpfendorfer, 2003),
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acoustic monitoring (Simpfendorfer,
unpublished data; Poulakis,
unpublished data), public encounter
databases (Seitz and Poulakis, 2002;
Poulakis and Seitz, 2004; Simpfendorfer
and Wiley, 2005a), and satellite archival
tagging (Simpfendorfer and Wiley,
2005b). The majority of this research has
targeted juvenile sawfish, but some
information on adult habitat use has
also been obtained.
MML and the Florida Fish and
Wildlife Research Institute (FWRI)
manage encounter databases containing
data on sightings and captures of
smalltooth sawfish from commercial
and recreational fishermen, research
efforts, and other sources (e.g., divers
and boaters). These databases provide
insight into the habitat use patterns of
smalltooth sawfish. To request reporting
of sightings/captures from the public,
MML and FWRI (1998–2008) have
engaged in various outreach efforts.
These efforts include placing flyers at
boat ramps and tackle/dive shops,
media releases, articles in fishing
magazines, interviews with recreational
fishing guides and commercial fishers,
Web sites, and personal contacts with
researchers. Standard questionnaires are
used to collect encounter data (water
depth, location, tidal states, gear
information, size of animal, and various
other physical and environmental
features). Outreach efforts were initially
focused primarily in Florida but have
expanded into areas along the
southeastern coasts of the United States
between Texas and North Carolina.
Based on our historic and current
knowledge of where smalltooth sawfish
are encountered (coastal areas), we
believe recreational fishers who
primarily fish in coastal areas represent
the best source of occurrence data for
the species. Additionally,
Simpfendorfer and Wiley (2005a)
analyzed the number of registered
fishers in Florida by county to see if
fishing effort affects the distribution of
the encounters. No strong correlation
between the distribution of fishers and
encounter locations was found. Based
on Simpfendorfer and Wiley (2005a), we
believe that the encounter data are not
geographically biased.
Directed research programs conducted
by FWRI, MML, FLMNH, and NMFS are
also a source of encounter data.
Directed-research efforts on the species
are also primarily focused in coastal
areas but are limited to southwest
Florida between Charlotte Harbor and
the Florida Keys. The sampling
methodologies for the directed research
efforts are not random or stratified:
Research efforts are focused in areas
where sawfish have been encountered,
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primarily southwest Florida. We
anticipate future sampling efforts for
these and other areas will use a randomstratified approach. Research is
underway to determine habitat usage
patterns, site fidelity, movement
patterns, and various genetic
relationships.
Encounter and research data provide
some insight into adult smalltooth
sawfish habitat usage patterns.
Information on adult smalltooth sawfish
comes from encounter data, observers
aboard fishing vessels, and pop-up
satellite archival tags (PAT). Data on
adult male (at least 134 in (340 cm) in
length) and adult female (142 in (360
cm) in length) smalltooth sawfish are
very limited. The encounter data suggest
that adult sawfish occur from shallow
coastal waters to deeper shelf waters.
Poulakis and Seitz (2004) observed that
nearly half of the encounters with adultsized sawfish in Florida Bay and the
Florida Keys occurred in depths from
200 to 400 ft (70 to 122 m).
Simpfendorfer and Wiley (2005a) also
reported encounters in deeper water off
the Florida Keys, noting that these were
mostly reported during winter.
Observations on commercial longline
fishing vessels and fishery independent
sampling in the Florida Straits show
large sawfish in depths of up to 130 ft
(40 m) (Carlson and Burgess,
unpublished data).
Seitz and Poulakis (2002) reported
that one adult-sized animal, identifiable
by its broken rostrum, was captured in
the same location over a period of a
month near Big Carlos Pass. This
suggests that adults may have some
level of site fidelity for relatively short
periods; however, the historic
occurrence of seasonal migrations along
the U.S. East Coast also suggests that
adults may be more nomadic than
juveniles with their distribution
controlled, at least in part, by water
temperature.
In summary, there is limited
information on adult sawfish
distribution and habitat use. Adult
sawfish are encountered in various
habitat types (mangrove, reef, seagrass,
and coral), in varying salinity regimes
and temperatures, and at various water
depths. Adults are believed to feed on
a variety of fish species and crustaceans.
No known breeding sites have been
identified. Encounter data have
identified river mouths as areas where
many people observe both juvenile and
adult sawfish. Seitz and Poulakis (2002)
noted that many encounters occurred at
or near river mouths in southwest
Florida. Simpfendorfer and Wiley
(2005b) reported a similar pattern of
distribution along the entire west coast
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of Florida. Along the Everglades coastal
region, Simpfendorfer and Wiley
(2005b) report a strong association of
smalltooth sawfish with the Chatham,
Lostmans, Rodgers, Broad, Harney, and
Shark Rivers.
Most of the research and encounter
data on habitat usage of smalltooth
sawfish have been obtained on juveniles
less than 79 in (200 cm) in length.
Juveniles in this size class are most
susceptible to predation and starvation
(Simpfendorfer, 2006). Like other
species of elasmobranchs, smalltooth
sawfish appear to use nursery areas
because of the reduced numbers of
predators and abundant food resources
such areas can provide (Simpfendorfer
and Milward, 1993).
Much of the research on smalltooth
sawfish juveniles indicates some
differences in habitat use based on the
length of the animals, between what are
characterized as very small (less than 39
in (100 cm)) and small (39–79 in (100–
200) cm) juveniles. Most encounters of
both very small and small juveniles
have been within 1,641 ft (500 m) of
shore (Simpfendorfer, 2006).
Very small juvenile smalltooth
sawfish show high levels of site fidelity,
at least over periods of days and
potentially for much longer
(Simpfendorfer, 2003; 2006). Limited
acoustic tracking studies (five animals)
have shown that, at this size, sawfish
will remain associated with the same
shallow mud bank over periods of
several days (Simpfendorfer, 2003).
Very small juveniles spend a large
portion of their time on the same
shallow mud or sand banks in water less
than 1 ft (30 cm) deep. Since water
levels on individual mud banks vary
with the tide, the movements of these
small animals appear to be directed
toward remaining in shallow water. The
mud banks are very small, and
preliminary home range size for the
tracked animals is estimated to be
1,076–10,763 ft2 (100–1,000 m2)
(Simpfendorfer, 2003). The longer-term
fidelity to these sites is poorly
understood, and ongoing research is
expected to provide more insight into
determining how much habitat very
small juveniles use on a daily basis.
Simpfendorfer (2001) concludes that
shallow coastal waters represent key
habitat for the species, and in particular
that waters less than 3.3 ft (1 m) may be
very important as nursery areas. The
primary purpose of staying in such
shallow water is likely to avoid
predators, such as bull sharks.
Additionally, these shallow waters
provide warm water temperatures that
may be utilized to maximize growth
rates (Simpfendorfer, 2006).
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Simpfendorfer (2001) concludes that
most smalltooth sawfish (adults and
juveniles) show a preference for water
temperatures greater than 17.8 °C (64
°F).
In addition to shallow mud banks,
very small juveniles also use red
mangrove prop root habitats in southern
Florida (Simpfendorfer and Wiley,
2005a). Animals in this size class spend
the vast majority of their time in very
shallow water less than 1 ft (30 cm)
deep, and they tend to move into
mangrove prop roots during periods of
high tide. Red mangrove habitats also
provide foraging opportunities for very
small and small juveniles, because the
prop root system provides nursery areas
for various fish and crustacean species.
Small juveniles have many of the
same habitat use characteristics seen in
the very small sawfish. Their
association with very shallow water
(less than 1 ft (30 cm) deep) is slightly
weaker, possibly because they are better
suited to predator avoidance due to
their larger size and greater experience
(NMFS, 2006). They do still have a
preference for shallow water, remaining
in depths mostly less than 3.3 ft (1 m).
Most encounters of small juveniles also
occur near red mangroves. Site fidelity
has also been studied for small juvenile
sawfish. Several sawfish, approximately
59 in (150 cm) in length and fitted with
acoustic tags, have been relocated in the
same general areas over periods of
several months, suggesting a high level
of site fidelity (Simpfendorfer, 2003).
The daily home range for these animals,
based on data from a few animals,
appears to be much larger than that of
very small juveniles (0.386–1.93 mi2 or
1–5 km2). The recent implementation of
acoustic monitoring systems to study
the longer term site fidelity of sawfish
has confirmed these observations and
also indicates that changes in
environmental conditions such as
salinity may be important in driving
changes in local distribution and,
therefore, habitat use patterns
(Simpfendorfer, unpublished data).
Simpfendorfer and Wiley (2005)
documented that no encounters
occurred within habitat in permanent
freshwater areas. Many encounters
occur near river mouths or near sources
of freshwater inflow, and encounter data
suggest that estuarine habitats may be
an important factor affecting the species’
distribution. Simpfendorfer (2001)
suggests that smalltooth sawfish occur
in river mouth areas because of the
lower salinity, submerged vegetation, or
abundant prey. We analyzed MML and
FWRI encounter data from 1998–2008
for juveniles, and the data indicate the
majority of the juvenile encounters
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occurred within euryhaline or estuarine
waters. Euryhaline/estuarine waters are
highly productive areas that contain a
variety of food sources for the
smalltooth sawfish. Mullet, clupeids,
and various crustacean species that are
known food sources for the smalltooth
sawfish are commonly found in
estuarine areas.
Juvenile smalltooth sawfish may
require specific salinity regimes with
specific freshwater inputs, but, at this
time, data on specific salinity regime
requirements for the species do not
exist. Ongoing studies of habitat use
patterns of very small and small
juveniles in the Caloosahatchee River
are expected to provide more insight
into the habitat used by or necessary for
an individual juvenile (less than or
equal to 79 in (200 cm) in length)
smalltooth sawfish. At this time,
however, there are insufficient data
available to determine whether specific
salinity ranges are requirements of small
juveniles.
Data on large (greater than 79 in (200
cm) in length) juvenile smalltooth
sawfish are limited, and more
information is needed to determine the
habitat usage patterns and site fidelity
characteristics of this size class of
smalltooth sawfish.
Summary of Comments and Responses
We requested comments on the
proposed rule to designate critical
habitat for the endangered U.S. DPS of
smalltooth sawfish on November 20,
2008 (73 FR 70290), and on January 29,
2009 (74 FR 5141), we reopened the
comment period until February 13,
2009. We held two public hearings to
facilitate public participation, the
proposed rule was available on our
regional Web-page, and comments were
accepted via standard mail, facsimile,
and through the Federal eRulemaking
portal. In addition to the proposed rule,
the draft impact report required under
Section 4(b)(2) of the ESA was posted.
We obtained independent peer review
on both the scientific information in the
proposed rule and on the Draft 4(b)(2)
Report (NMFS, 2008).
We have considered all peer review
and public comments, and those that are
responsive to the designation are
addressed in this final rule and
discussed in the following summary.
We have assigned public comments to
major issue categories and, where
appropriate, have combined similar
comments.
Peer Review Comments
Comment 1: Two reviewers stated
NMFS used the best available
information on the species and also
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stated the areas proposed for
designation were justified by the
available data.
Comment 2: One reviewer noted the
daily home range area for small
juveniles was calculated incorrectly for
small juveniles. The home range value
of 1–5 km2 equates to 0.386–1.93 mi2.
Response: We corrected the home
range value in our discussion in this
rule.
Comment 3: One reviewer stated that
NMFS should revise the critical habitat
rule if new data identify additional
nursery areas, discrete areas used by
other size classes of animals, or mating
aggregations.
Response: NMFS will consider
revising the critical habitat designation
if new data identify areas containing
features essential for the conservation of
the species, or areas in the species’
unoccupied range that are essential for
the conservation of the species.
Comment 4: A reviewer stated that
NMFS should monitor freshwater flow
regimes (salinity fluctuations, dissolved
oxygen, flow rates), and nutrients, red
mangroves, and submerged aquatic
vegetation in the designated areas.
Response: NMFS is required to
consult under section 7 of the ESA on
Federal actions that may affect listed
species, including the smalltooth
sawfish, or their designated critical
habitat. Therefore, NMFS would consult
under section 7 of the ESA on the effects
from alterations of freshwater flow
regimes on the sawfish and its
designated critical habitat. Ongoing
research is also investigating habitat use
and movements of juvenile sawfish in
relation to salinity regimes.
Comment 5: A reviewer stated that we
should consider designating other areas
that contain the same essential features
included in the two nursery areas in
southwest Florida, and specifically
suggested Tampa Bay and the Indian
River Lagoon. This peer reviewer stated
that we did not appropriately consider
the amount of suitable habitat that
remains outside of the proposed critical
habitat areas, specifically within Tampa
Bay and the Indian River Lagoon, given
that the species may need additional
nursery areas in the future for recovery.
Response: We do recognize that the
sawfish may need additional nursery
areas for its recovery, that red
mangroves and shallow euryhaline
habitats exist outside the designated
areas, and that smalltooth sawfish were
historically common in some of those
areas (e.g., Indian River Lagoon).
However, sawfish also historically
appear to have used areas that do not
contain mangroves as nursery areas. The
key conservation function of the critical
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habitat designation is to facilitate
recruitment into the adult population by
protecting juvenile nursery areas. Based
on the best available data and our
understanding of what constitutes a
nursery area for sawfish, the areas
designated as critical habitat are the
only areas that are currently nursery
areas. We cannot predict with any
certainty what new nursery areas may
be established by the species. If new
information identifies nursery areas
outside of the designated critical
habitat, NMFS will consider revising
this rule.
Comment 6: A reviewer suggested a
more complete Executive Summary in
the 4(b)(2) Report that includes the
conclusions of the Economic and Other
Relevant Impacts sections of the report.
Response: We have revised the
Executive Summary in the Final 4(b)(2)
Report to include the conclusions of all
three impact sections of the report.
Comment 7: A reviewer requested
more detail on the increased probability
of recovery of listed species as a result
of designating critical habitat and
requested a long-term study of the
relationship between recovery rates of
listed species and critical habitat
designation.
Response: The commenter’s
suggestion is noted. NMFS does
evaluate the recovery progress of listed
species, including submitting reports to
Congress every 2 years on the status of
efforts to develop and implement
recovery plans for listed species under
our purview, and on the status of all
species for which recovery plans have
been developed under section 4(f)(3)) of
the ESA. Between October 1, 2006, and
September 30, 2008, of the 59 domestic
endangered or threatened species listed
under the ESA, 22 (37 percent) were
stabilized or improving; 17 (29 percent)
were known to be declining; and 20 (34
percent) were unknown or mixed in
their status (https://www.nmfs.noaa.gov/
pr/pdfs/laws/esabiennial2008.pdf). A
recent study suggests listed species with
designated critical habitat for 2 or more
years may be more than twice as likely
to have an improving population trend
and less than half as likely to be
declining compared to listed species
without designated critical habitat
(Taylor et al., 2005). Of the 59 domestic
listed species under NMFS’ purview, 39
have designated critical habitat, and 16
of these species were judged to be stable
or improving in the 2008 report
discussed above. Most of these
designations have not been in place for
2 years or longer, and it is likely too
early in the recovery process to judge
the contribution of critical habitat to the
recovery of these species. It should also
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be noted that though critical habitat
protects features essential to a species’
conservation from destruction or
adverse modification by Federal actions,
critical habitat is not intended to be the
sole activity that brings about species’
recovery.
Comment 8: A reviewer asked if
saving the smalltooth sawfish would
save the local fishing industry and
whether the rule protects mangroves or
smalltooth sawfish.
Response: Our primary goal is to
support the key conservation objective
for the species by protecting the
essential features in its nursery areas.
The rule is not intended to directly
protect smalltooth sawfish from harm,
but rather is intended to promote its
recovery by preventing destruction or
adverse modification of the physical
and biological habitat features essential
to its conservation that may result from
Federal actions. The Final 4(b)(2) Report
considered, in the analysis of other
relevant impacts, that the critical habitat
designation is likely to provide
additional protections to mangrove
habitat and the fisheries that depend on
those habitats. The fishing industry
may, therefore, also benefit from this
designation.
Public Comments
A. Comments on Providing the Public
Adequate Notice on the Proposed Rule
Comment 1: We received several
comments stating we did not provide
adequate notice for public review and
comment on the proposed rule.
Response: NMFS published the
proposed critical habitat rule for the
smalltooth sawfish on November 20,
2008 (73 FR 70290), and requested
pubic comments by January 20, 2009.
On December 9, 2008, we published a
notice in the Federal Register (73 FR
74681) announcing the dates, times, and
locations of two public hearings to
receive public comments on the
proposed critical habitat rule. In
addition to the Federal Register notice
announcing the public hearings, we
advertised the hearings in relevant local
newspapers (News-Press of Ft. Myers on
December 8, 2008; Naples-News on
December 14, 2008). During the public
comment period, NMFS received
several requests to extend the public
comment period. On January 29, 2009
(74 FR 5141), NMFS extended the
public comment period to February 13,
2009. We believe the public received
adequate opportunity to review and
comment on the proposed rule.
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B. Comments on the Available Data for
the Designation
Comment 2: Several commenters
reacted to the statements in the
proposed rule describing the incomplete
information on the habitat usage
patterns of the species, particularly
adults, and suggested we have
incomplete information on which to
base the designation. Another
commenter suggested we should do
more research on the species before we
designate critical habitat. Several
commenters expressed concern about
basing the rule on data from 2003 or
earlier.
Response: The ESA requires we use
the best available scientific information
to support the proposed designation. It
also provides that we may take up to 1
additional year after a species is listed,
if critical habitat is not determinable at
the time of listing. Beyond that year,
during which NMFS further studied the
species’ habitat needs, we may not wait
to designate critical habitat to conduct
more research. We used all available
information sources (literature, research
data, government agencies, and public
encounter data) to identify the specific
areas and the essential features. No
other sources of data on the species
were identified during the public
comment period. In contrast to the lack
of information on specific habitat usage
that currently precludes designation of
critical habitat areas for adult smalltooth
sawfish, we believe the available
information provides a sound basis for
designating nursery areas used by
juveniles as critical habitat. Finally, the
rule is based on juvenile encounter data
from 1998 through the present; a NMFS
staff member misstated the applicability
of the ‘‘time of listing’’ provision in the
statute at one of the public hearings—
that applies to identifying the occupied
range of the species.
Comment 3: A commenter suggested
we re-evaluate the critical habitat
designation in 5 years to determine the
habitat needs for adults.
Response: We have not identified
adult aggregation, mating, and/or
pupping areas, and no information on
historic aggregation, mating, and/or
pupping sites exists, but these aspects of
the species’ life history are being
investigated by researchers. If
information on adult smalltooth sawfish
becomes available which suggests areas
that may be essential to the conservation
of the species, we will consider revising
the critical habitat designation.
Comment 4: A commenter requested
information on how the encounter data
were collected and how far the animals
travel up the Cape Coral canals.
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Additionally, the commenter wanted to
know which canals smalltooth sawfish
are using.
Response: Smalltooth sawfish
encounter data from FWCC and MML’s
were used to develop the proposed rule.
Encounter data are reported by the
public and by researchers. Recreational
and commercial fishers, boaters, divers,
and the general public report smalltooth
sightings and captures to the FWCC and
MML. The encounter reports may
include information such as the date,
location, size of animal, water depth,
benthic habitat in the area, the type of
fishing gear used, and photographs, etc.
Information gathered by researchers is
similar to what the public reports but
may include more details about the
animal and may include specific
movement information for tagged
animals. Encounter data and FWCC
directed research have documented
smalltooth sawfish use of multiple
canals within the Cape Coral canal
system; each canal is not named thus we
cannot list them specifically. Ongoing
smalltooth sawfish research conducted
by the FWCC has shown that tagged
animals travel deep into the canals and
may use the canals for months at a time,
making daily excursions into the
Caloosahatchee River. Existing
encounter data support the usage of the
Cape Coral canal system where it is
accessible to smalltooth sawfish.
Comment 5: One commenter
questioned the credibility of sightings
and encounter data, reported by
fishermen, as a basis for the rule.
Response: There are a number of
indices of the reliability and suitability
of encounter and sightings data
available for this designation. First, the
encounter reporting programs are
longstanding and the researchers
involved have established trust and
personal relationships with a good
portion of the fishing community
involved in reporting encounters or
recommending to others that they report
encounters. MML and FWCC only
include encounter reports in their
databases when the reports have met
some measures of credibility, for
example, if the description of the fish is
consistent with the morphological
characteristics of the species. The
encounter data have also been validated
in a number of respects by scientific
research carried out by the organizations
that maintain the encounter databases.
Comment 6: Several commenters
stated they had never seen and/or
caught a smalltooth sawfish in some of
the areas (San Carlos Bay and southwest
Florida) proposed for designation.
Response: Encounter data, which
includes reports from recreational and
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commercial fishers, researchers, and
snorkelers, indicate the species is
encountered within San Carlos Bay and
that most encounters of juveniles occur
in southwest Florida. Sawfish are highly
endangered benthic fish, and it is not
surprising that even long-time local
residents have never seen one.
C. Comments on Existing Resource
Protections, Regulatory Burdens, and
Rulemaking Requirements Generally
Comment 7: A commenter asked if the
President’s Executive Order on
Regulatory Review (74 FR 4435; January
26, 2009) would stop NMFS from
publishing the critical habitat rule.
Response: No, President Obama’s
Memorandum to the Heads of Executive
Departments and Agencies, dated
January 20, 2009, regarding additional
administration review of rules
published prior to January 21, 2009,
does not apply to this rule because the
timing of the proposed and final
smalltooth sawfish critical habitat rules
is mandated under a court-approved
settlement agreement.
Comment 8: Several commenters
stated that existing laws and
regulations, including State laws, are
currently in place to protect habitats
covered by the proposed designation,
and that an additional layer of
government regulation should be
avoided.
Response: The commenter is correct
in part. Existing laws and regulations
are in place to protect marine and
estuarine habitats, including mangroves.
However, none of the laws or
regulations applicable to the habitats
included in the proposed designation
provide complete protection to the
habitats. In a wide variety of
circumstances, existing laws and
regulations allow for destruction of
habitat, and in instances where
mitigation may be required, off-site and
out-of-kind mitigation are possible
outcomes. Additionally, existing laws
and regulations do not expressly require
consideration of the conservation needs
of the smalltooth sawfish in determining
whether impacts to habitat are allowable
or mitigations are acceptable. This final
rule will provide unique additional
protections to the critical habitat
features essential to the sawfish’s
conservation, resulting in project
modifications where existing laws
would not require such modifications.
Comment 9: A commenter stated that
we did not need to protect habitat for
the smalltooth sawfish because the
Florida net ban has eliminated deaths
from bycatch.
Response: Florida voters approved a
constitutional amendment banning the
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usage of most types of inshore nets in
1995. The net ban is extremely
important in addressing a major threat
to smalltooth sawfish, because their
saws become entangled in the nets, and
fishers often killed and/or removed the
saw from captured animals. The net ban
eliminated a great deal of smalltooth
sawfish bycatch; however, the species is
still caught as bycatch in several
fisheries (shrimp trawling, bottom longline fisheries, etc.). In addition to
measures to prevent or limit take of
listed species, the ESA requires NMFS
to designate areas that meet the statute’s
definition of critical habitat, with
discretion to consider excluding certain
areas from a designation based on
specific findings about the costs and
benefits of a designation. As stated in
the proposed rule, juvenile smalltooth
sawfish use highly specific nearshore
areas as nursery areas for the first
several years of their lives, where
vulnerable juveniles find protection
from predators and ample food
resources for early stage growth. In the
areas we have identified as existing
nursery areas, juvenile sawfish need
several essential physical and biological
features: red mangroves and shallow,
euryhaline habitats characterized by
water depths between the Mean High
Water line and 3 ft (0.9 m) measured at
Mean Lower Low Water. These features
are essential to the conservation of the
species because they support the key
conservation function of facilitating
recruitment of juveniles into the adult
population. This conservation objective
is not accomplished by the inshore net
ban.
Comment 10: A commenter stated
they are concerned about the length of
time it takes to complete section 7
consultations under the ESA, that
NMFS takes a long time to complete
section 7 consultation, and that these
times will increase with designation of
critical habitat.
Response: Federal agencies are
currently required to consult on actions
that may affect the fish, including in the
areas proposed for designation, in order
to ensure their actions are not likely to
jeopardize the continued existence of
the species. Designated critical habitat
does require a second, distinct analysis
of potential effects of Federal actions:
Federal agencies must ensure their
actions are not likely to destroy or
adversely modify critical habitat. Our
analysis of impacts of the designation
indicates that the designation will not
require consultations for categories of
Federal actions that are not already
subject to consultation to avoid
jeopardizing the species. Delays can
occur during the section 7 review
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process when NMFS is lacking the
pertinent information needed to
determine the effects on a species or its
designated critical habitat. NMFS does
not expect delays in the section 7
consultation process if we receive the
necessary information to complete our
analysis of the effects on the species
and/or designated critical habitat. We
will also work with interested Federal
agencies to evaluate whether
streamlined section 7 consultation
procedures can be adapted for
evaluating Federal actions that may
affect the smalltooth sawfish, its
designated critical habitat, or both.
Comment 11: A commenter stated that
since existing critical habitat for the
American crocodile provides protection
for the smalltooth sawfish, the proposed
rule has overlapping protections and
asked us how we would deal with the
overlapping protections.
Response: This is not correct.
Smalltooth sawfish may use some of the
same habitats utilized by the American
crocodile along the Everglades coast, but
the critical habitat designation and the
listing protections for the American
crocodile are established to promote the
recovery and conservation of that
species specifically. American crocodile
designated critical habitat does not
protect the physical and biological
features essential for the conservation of
the smalltooth sawfish. The U.S. Fish
and Wildlife Service (FWS) has
jurisdiction over the American
crocodile, and NMFS has jurisdiction
over the smalltooth sawfish. NMFS and
FWS will consult under section 7 of the
ESA for their respective species even
though the critical habitat designation
may over-lap geographically.
D. Comments on the Critical Habitat
Boundaries and Areas Included or
Omitted From the Designation
Comment 12: One commenter
suggested we used arbitrary boundaries
(e.g., roads, county lines, etc.) in
establishing the unit boundaries and
suggested we should instead use
habitat-based boundaries (e.g., creeks
and mangroves). The commenter also
suggested we include entire creeks and
canal systems that are accessible to
smalltooth sawfish near the proposed
Charlotte Harbor Estuary Unit. The
commenter proposed four specific
changes in this regard: (1) The boundary
located near the Myakka River should
be moved up-river where the mangroves
end at approximately 27°4.500′ N; (2)
the boundary near Harborview Road,
U.S. 41, and SR 776 should include
Shell Creek extending to the dam and
upriver to 27°4.500″ N; (3) The southern
extent of the Charlotte Harbor Estuary
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Unit boundary should be Wiggins Pass/
Calcohatchee River instead of the
Charlotte/Lee County line; and (4) ‘‘back
bay’’ boundaries should include entire
creek and canal systems in the Charlotte
Harbor Estuary Unit.
Response: We elected not to make the
requested changes to the unit
boundaries. The boundaries were
chosen by first applying the Heupel et
al. (2007) model for defining nursery
areas to the juvenile sawfish encounter
data. After broad areas being used as
nursery areas were identified, the
essential physical and biological
features within these nursery areas were
identified. The boundaries of the critical
habitat units were identified in
accordance with our regulations at 50
CFR 424.02(c), using reference points
and lines on topographic maps to
describe the specific boundaries of the
nursery areas. Roads, man-made
structures, and county line or park
boundaries were used instead of habitat
boundaries (e.g., extent of red
mangroves or entire creek systems)
because they are easily identifiable by
the public and because they represent
the boundaries of the nursery areas.
Comment 13: A commenter suggested
we consider expanding the critical
habitat designation to include
unoccupied areas that could be essential
to the species’ conservation, and noted
that the species used to be found in
coastal areas as far distant from
peninsular Florida as New York and
Texas.
Response: ESA section 3(5)(A)(ii)
defines critical habitat to include
specific areas outside the geographical
area occupied at the time of listing if the
areas are determined by the Secretary to
be essential for the conservation of the
species. Regulations at 50 CFR 424.12(e)
specify that we shall designate as
critical habitat areas outside the
geographical area presently occupied by
a species only when a designation
limited to its present range would be
inadequate to ensure the conservation of
the species. Habitat-based recovery
criteria in the recovery plan suggest
areas outside the current occupied range
may be important to the species’
recovery. However, based on the best
available information, we cannot
identify unoccupied areas that are
currently essential to the conservation
of the species. If information on
essential features or habitats for the
species becomes available, we will
consider revising this critical habitat
designation.
Comment 14: A commenter suggested
we include Estero Bay to Marco Island
in the critical habitat designation
because the area contains the essential
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features, and the areas are connected to
the Charlotte Harbor Estuary Unit and
the Ten Thousand Islands/Everglades
Unit.
Response: Areas within Estero Bay
and Marco Island do contain some of
the essential features described within
the proposed critical habitat
designation; however, red mangroves
are much sparser and salinity is much
more fully marine than in the
designated units. We determined that
this area between the designated units
does not meet the definition of a nursery
area for sawfish, and that juvenile
sawfish are not likely to use the area to
travel between the two designated
nursery areas. Juvenile smalltooth
sawfish are rarely encountered within
these areas, and juvenile encounters in
the area do not have a higher density
than the mean density outside the area.
Encounter data do not indicate juveniles
repeatedly use the area over years, and
no site fidelity pattern exists in the area.
If new data indicate these areas are
indeed nursery areas, we will consider
revising the critical habitat designation.
Comment 15: A commenter stated the
scope of the designation is too broad
and includes habitats that are not
shallow or near mangrove roots. Two
other commenters suggested the
designation should be limited to
targeted areas where NMFS has
documented specific use of the areas.
Response: As stated in the proposed
rule, the features can be found unevenly
dispersed throughout the proposed
critical habitat boundaries. Limits on
existing mapping methodologies make it
infeasible to define the specific areas
more finely than described herein.
Therefore, there are locations within the
critical habitat boundaries where the
essential features do not exist (e.g., deep
water areas). The regulatory impact of
the critical habitat designation,
however, flows entirely from the
requirement to consult on Federal
actions that may affect the critical
habitat’s essential features. If an action
only impacts locations which do not
contain either essential feature, the
action would pose no effect to the
critical habitat, and no section 7
consultation would be required. We also
believe that limiting the designation to
areas where use has been documented at
a specific place and time would not be
an appropriate application of the ESA.
Single encounter points would not
encompass the full home ranges used by
juveniles. Moreover, the ESA requires
designation of critical habitat containing
features essential to a species’
conservation, and thus contemplates
inclusion of areas containing features
necessary for population growth.
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Further, the available information on
sawfish almost certainly does not
document the existence of every
juvenile using the nursery areas. We
therefore disagree that the scope is too
broad: the units are appropriately
defined as the areas containing (but not
composed entirely of) the essential
features, and there is no regulatory
impact of including embedded locations
without the essential features.
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E. Comment on Essential Features
Comment 16: A commenter stated
they had never seen seagrasses in the
Cape Coral canals and could not
understand why NMFS identified
seagrasses as an essential component of
the critical habitat.
Response: Seagrasses are not an
essential feature of the critical habitat.
F. Comments on the Draft 4(b)(2) Report
and the Analysis of Economic Impacts
Comment 17: One commenter noted
an error in the Draft 4(b)(2) Report in the
estimated values for mangrovedependent fish species for 2005.
Response: NMFS acknowledges that
these calculations were inaccurate, and
they have been corrected in the Final
4(b)(2) Report. The value in the
‘‘Pounds’’ column label was listed in
1,000s of pounds but actually
represented pounds. We removed the
1,000 from the column, and the column
now reflects the correct poundage of
landings. Additionally, the commenter
noticed an error in the ‘‘Value’’ column
which also indicated the values were in
thousands of dollars. We corrected the
errors in Tables 5, 7, 9, and 11 to reflect
the correct values for both ‘‘Pounds’’
and ‘‘Value.’’
Comment 18: Several commenters
expressed unspecific concerns about
potential economic impacts on
communities and quality of life
expected from the designation. A few
commenters stated that NMFS did not
address the economic impacts on the
marine construction, real estate, and
residential construction industries in
the proposed rule and asked why the
economic impacts cannot be more
precisely measured.
Response: The 4(b)(2) Report
identifies and analyzes the expected
economic impacts, including monetary
costs on marine construction activities
where feasible, associated with the
proposed rule. Federal guidance on
estimating the costs and benefits of
proposed rules allows presenting
economic impacts in qualitative metrics
if monetization is not feasible or reliable
(EO 12866). Administrative costs to
Federal and third parties (e.g., permit
applicants) expected to result from ESA
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section 7 consultations required by the
designation were estimated by
projecting the number of future
consultations associated with the
proposed rule. Projected future costs
resulting from potential project
modifications that may be required to
avoid destruction or adverse
modification of the designated critical
habitat cannot be determined with any
certainty given the uncertainty in,
among other things, predicting the
precise location and scope of future
projects. The total incremental
administrative costs for Unit 1 are
estimated to range from $1,039,500 to
$1,386,000 (depending on complexity of
the consultation) over the 10-year
planning period. The total incremental
administrative costs for Unit 2 are
estimated to range from $108,000 to
$144,000 (depending on complexity of
the consultation) over the 10-year
planning period. Most of these costs
will be borne by Federal agencies
involved in ESA section 7 consultation;
maximum total projected administrative
costs to third parties (e.g., permit
applicants) due to all 85 future
consultations are estimated to be
$136,200 to $170,000 over the next 10
years. The commenters did not provide
us with specific information to
determine any other potential future
economic impacts from the proposed
rule. We believe the 4(b)(2) Report
provides the best information on
predicting future section 7 consultation
economic costs from the final rule. We
have also responded to concerns about
the rule’s potential to impact specific
existing activities in affected
communities in the following section.
Comment 19: One commenter stated
that the analysis of potential economic
impacts to single-family dock
construction/repair projects identified
in the 4(b)(2) report is inadequate
because we did not identify costs for
some of the potential project
modifications that might be
recommended to dock projects during
section 7 consultation. The commenter
stated that it is inappropriate for NMFS
to decide not to consider exclusions
from Unit 1 due to economic impacts in
the absence of such information. The
commenter suggested we could estimate
economic impacts associated with the
‘‘average percentage decrease in number
of docks constructed per year due to
time delays associated with the
consultation process and as well as the
percentage decrease in cost for
construction due to reduced size.’’
Response: As we have explained in
the rule and 4(b)(2) report, specific costs
that may result from project
modifications recommended by NMFS
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to avoid destruction or adverse
modification of critical habitat cannot
be determined in all instances because
such costs are highly variable and
depend on such unknown future
variables as the specific scope and
location of future projects. We think the
commenter’s suggested surrogate for
future economic impacts associated
with costs of dock project modifications
would be too speculative. Further, a
measure of the costs to third parties
such as dock permit applicants from
participation in the consultation process
is provided in the 4(b)(2) report; this
would include any costs due to delays.
As stated in the rule and 4(b)(2) report,
we believe the information available to
project the numbers, types, and
distribution of potential future Federal
actions that may trigger ESA section 7
consultation, and identify the types of
potential project modifications often
associated with these types of projects,
provides a reasonable basis for
evaluating potential economic impacts
of the designation, even though some of
the impacts are only qualitatively
identified. Our assessment projects that
a limited scope of impacts will result
from the designation (about 8
consultations per year in Unit 1).
Consultation would be required for
those projects even in the absence of the
critical habitat designation, to protect
the sawfish. Finally, the conservative
approach to the assessment likely
overestimates numbers of formal
consultations and project modifications
that may be required. On these bases,
we do not believe evidence of economic
impacts warrants our exercise of our
discretion to consider excluding areas
from the designation.
Comment 20: One commenter stated
that the rule has the potential to impact
private property rights in dock/seawall
replacement permits or new permits,
and in dredging of canals to the extent
that may constitute a taking of private
property.
Response: The takings implications of
the rule were evaluated. The rule will
not result in a physical invasion of
private property, or a complete denial of
all use or value of any private property
interest. Based on the importance of the
societal interest in designating critical
habitat for endangered species, and the
limited nature of impacts to private
property that may result from the
designation identified in the 4(b)(2)
report, we determined that the
designation will not result in a
regulatory taking of private property.
Comment 21: One commenter stated
that we did not justify nor provide
documentation for our conclusion that
secondary costs to local or regional
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economies are unlikely to result from
the designation.
Response: We disagree. We believe
the 4(b)(2) impacts report supports our
determination that impacts to the scale
that affects local or regional economies
are not likely to result from the
designation. We do not expect
measurable reductions in regional
revenues or employment or growth to
result from the types of project
modifications that may be required to
federally permitted actions to avoid
destruction or adverse modification of
critical habitat. We received no
information to the contrary from this or
other commenters, including Federal
agencies most likely to be required to
consult with NMFS as a result of the
designation. We contacted relevant
planning agencies in developing our
impacts report, and received no reports
of planned projects or developments
over the next 10 years that would
require ESA consultation and that
would be of a scale to have impacts on
local or regional economies if they
required modifications due to the
critical habitat designation.
G. Comments on Potential Impacts of
the Designation on Ongoing Activities
Comment 22: The U.S. Army Corps of
Engineers (ACOE) requested we exclude
authorized Federal channels (Gordon
Pass/Naples to Big Marco, Key West
Harbor, Everglades Harbor, Largo
Sound, Charlotte Harbor, Key West
Bight & Garrison Bight, Ft. Myers Beach/
Matanzas Pass, and the Intracoastal
Waterway Caloosahatchee River to
Anclote River) and existing residential
canals from the critical habitat
designation. Two municipalities also
requested that residential canals and
waterways in their boundaries be
excluded where these systems are
maintained at depths greater than 3 ft.
(0.9 m) at MLLW, and do not provide
the essential features. Several
commenters requested exemptions for
dredging of channels or canals in
existence at the time of the designation.
Response: Exclusions from a critical
habitat designation may be proper
where the benefits of exclusion
outweigh the benefits of inclusion of
areas in a designation. Exclusions are
not applicable to areas, like those
proposed by the ACOE, which will not
be impacted by the designation because
they do not provide the essential
features of critical habitat and will not
require section 7 consultation for
activities in those areas. As stated in the
proposed rule, all existing man-made
structures such as boat ramps, docks,
pilings, maintained channels or marinas
that do not provide the essential
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features that are essential to the species’
conservation are not part of this
designation. The three existing federally
authorized channels located within the
proposed designation are the Charlotte
Harbor, Ft. Myers Beach (Matanzas
Pass), and portions of the Intracoastal
Waterway in the Caloosahatchee River.
These existing Federal channels have
been authorized to be dredged and
maintained to depths greater than 3 ft
(0.9 m) at MLLW. The channels may
contain the euryhaline component of
the shallow habitat essential feature, but
they do not contain the water depth
component, or the red mangrove
essential feature, and thus would not be
impacted by the designation. This also
applies to residential canals, or portions
of these canals, that have been
authorized and dredged and maintained
to depths greater than 3 ft (0.9 m) at
MLLW. However, it is also important to
note that the edges or banks of
maintained channels or canals outside
the footprint authorized to be dredged
and maintained, may provide the
essential features.
Comment 23: The ACOE requested a
description of what is considered a
maintained channel.
Response: We consider a maintained
channel to be a channel that is dredged
periodically, as necessary, to maintain
its original authorized dimensions
(depth, width, etc.).
Comment 24: Several commenters
expressed concern that the designation
of smalltooth sawfish critical habitat
would prohibit marine construction or
maintenance of existing private or
public infrastructure (i.e., maintenance
dredging, docks, piers, jetties, boat
ramps and seawalls etc.).
Response: If a proposed project
authorized, funded, or carried out by a
Federal agency includes construction of
a new structure, and the structure may
affect a listed species or its designated
critical habitat, the standard ESA
section 7 consultation requirement
would apply. Proposed projects may
require modifications, if they would
destroy or adversely modify critical
habitat. Projects would only be
prohibited if there were no
modifications or alternatives to the
proposed project that would avoid
destruction or adverse modification of
critical habitat. If future projects in the
areas covered by the designation are
similar in nature as past activities, based
on our analysis of impacts, we believe
modifications should be available to
allow projects to be implemented.
Comment 25: The ACOE requested an
exemption from the rule for activities
that are managed under the
Comprehensive Everglades Restoration
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Program (CERP) program in the
proposed areas because water
discharges from Lake Okeechobee may
be necessary when water levels pose a
threat to property and human lives, and
responding to this type of emergency
could be impeded by having to consult
under the ESA.
Response: The essential features in
the proposed critical habitat areas may
be affected by future and current
activities authorized and/or funded
through the CERP program. Federal
agencies are required to consult under
section 7 of the ESA to ensure their
actions are not likely to jeopardize the
continued existence of listed species or
result in destruction or adverse
modification of their critical habitat.
CERP projects like those described by
the commenter may affect the
designated critical habitat by, for
example, altering the euryhaline nature
of the shallow habitat areas included in
the designated units. Future CERP
projects may also benefit the species by
restoring habitats that may be utilized
by smalltooth sawfish. We believe the
section 7 consultation process provides
the best process for evaluating effects
from future and ongoing CERP
activities, and there are a number of
mechanisms that will allow
consultation without impeding the
ACOE’s response to water level
emergencies, such as emergency
consultations or programmatic
consultations. The ESA allows for
particular areas to be excluded from a
critical habitat designation on the basis
of economic, national security, or other
relevant impacts; it does not provide for
exempting classes of activities from
consultation requirements. Based on the
information provided by the ACOE on
this issue, NMFS cannot identify a basis
for excluding critical habitat areas from
the designation based on potential
future CERP and Lake Okeechobee
discharge activities.
Comment 26: A few commenters
stated that residential canals and
waterways should be excluded from
critical habitat designation if these canal
systems are not accessible to the species
because of water control structures such
as weirs and dams.
Response: As stated in the proposed
rule, areas behind water control
structures that are not accessible to
smalltooth sawfish are not part of the
designation. Areas located within
existing canals or waterways that are not
accessible to smalltooth sawfish because
access is prohibited by a weir or dam in
existence at the time of the designation
are not part of the designation even
though they may be located within the
critical habitat boundaries; installation
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of new weirs or dams in the future may
require section 7 consultation under the
ESA if a Federal permit is required for
the structure and installation of the
structure could affect the essential
features of sawfish critical habitat.
Comment 27: Several commenters
expressed concerns that the designation
of critical habitat would result in
restriction on boating and fishing
activities and other public use of
waterways within the critical habitat
boundaries.
Response: Nothing in the rule states
that boater access or fishing activities
will be restricted within smalltooth
sawfish critical habitat. As stated in the
proposed rule, the primary impacts of a
critical habitat designation result from
the ESA section 7(a)(2) requirement that
Federal agencies consult with NMFS to
ensure their actions are not likely to
result in destruction or adverse
modification of critical habitat.
Furthermore, a critical habitat
designation does not result in the
creation of closed areas, preserves, or
refuges. There are no individual
prohibitions on any activities within
critical habitat. The transit through or
anchoring of a vessel within designated
critical habitat is not prohibited.
Additionally, the designation of critical
habitat does not create any closed
fishing areas. Recreational boating and
fishing would only be affected by the
designation if the activity involved
requires a Federal permit of some kind
and the permitted activity has the
potential to adversely affect one of the
essential features on which the
designation is based, red mangroves or
shallow, euryhaline coastal habitats.
Comment 28: NMFS received
multiple comments requesting that the
commercial aquaculture production of
shellfish be excluded from the
designation of critical habitat.
Additionally, commenters expressed
concern that the harvesting or culturing
of shellfish was not considered in
NMFS’ economic analysis.
Response: As discussed in response to
Comment 22, particular areas may be
excluded from a designation on the
basis of economic, national security, or
other relevant impacts. The ESA does
not provide for exempting classes of
activities from the requirements of
section 7 applicable to designated
critical habitat. Although we have no
past record of section 7 consultation
regarding Federal permitting of
commercial shellfish aquaculture
activities, the commenters acknowledge
that Federal permits may be required for
placement of aquaculture materials in
navigable waters. Thus, we have added
a discussion in the Final 4(b)(2) Report
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regarding shellfish aquaculture and one
anticipated future formal section 7
consultation with the ACOE for these
activities that may occur in designated
critical habitat for the smalltooth
sawfish. Additionally, the commercial
shellfish aquaculture may occur in areas
that do not provide the critical habitat
features. Information provided by one
commenter suggests that a majority of
these actions take place in water depths
greater than 3 ft (0.9m) at MLLW.
Therefore, they do not contain the water
depth component of the essential
features and would not be affected by
the designation. In areas where critical
habitat features are present and may be
impacted by a proposed activity, we
believe that the section 7 consultation
process is the appropriate mechanism
for evaluating effects to proposed
critical habitat resulting from these
activities. Based on our impacts analysis
for the single projected future
consultation for hard clam aquaculture
activities, we did not find a basis for
exercising our discretion to consider
excluding any areas from the
designation due to impacts on these
activities. We expect the potential
consultation administrative costs to
increase by $18,000 for this formal
consultation. We cannot determine the
specific modification costs that may be
associated with this consultation since
we do not know the future locations and
specific habitat conditions or potential
project sites. We expect project
modifications may involve project
relocations to deeper water and/or
monitoring.
Comment 29: One commenter stated
that mangrove removal should not be
permitted within designated critical
habitat.
Response: The rule does not prohibit
mangrove removal per se. The proposed
rule requires Federal agencies to consult
under section 7 of the ESA for activities
occurring within proposed critical
habitat that may affect the essential
features including, but not limited to,
red mangrove impacts. If activities that
involve removal of mangroves require a
Federal permit or use Federal funding,
the effect of that mangrove removal will
be evaluated during section 7
consultation to determine whether the
proposed removal can and should be
modified to avoid adversely affecting or
destroying or adversely modifying
critical habitat. Not every adverse
impact on the essential features of
designated critical habitat will
constitute destruction or adverse
modification of critical habitat; whether
an adverse impact rises to that level
depends on factors including, but not
limited to, the type of project, the area,
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the usage by sawfish, the nature and
extent of the impacts, the nature of
critical habitat in areas adjacent to the
project, etc.
Comment 30: One commenter wanted
to know how the designation of critical
habitat would affect an existing ‘‘blanket
permit’’ received from the ACOE to
remove vegetation for seawall
installation within Cape Coral interior
canals.
Response: Our regulations at 50 CFR
402.16 require reinitiation on completed
consultations if critical habitat is
designated that may be affected by an
ongoing action covered by a completed
consultation. Thus, the ACOE may
reinitiate section 7 consultation on the
existing federally authorized activities if
ongoing or future actions covered by the
permit to which the commenter is
referring may affect the sawfish’s critical
habitat features.
Summary of Changes From the
Proposed Critical Habitat Designation
Based on the comments received and
our review of the proposed rule, we
have made the following changes from
the proposed rule and Draft 4(b)(2)
Report to the final rule and its Final
4(b)(2) Report.
1. We have corrected the error in the
pounds and values associated with the
‘‘Commercial Landings of Florida
Mangrove-Dependent Species’’ in
Tables 5, 7, 9, and 11 in the 4(b)(2)
report. See Comment 17 for an
explanation of the change.
2. We have increased the number of
potential future section 7 consultations
for general permits issued by the ACOE
by one to account for a consultation on
Florida’s shellfish aquaculture program.
Additionally, we have changed the
administrative costs of future
consultations and acknowledged that
project modification costs may be
associated with the consultation.
3. We have corrected the home range
values for small juveniles identified by
a peer reviewer.
4. We clarified critical habitat
boundaries by inserting additional roads
and text to the location of the
boundaries.
Critical Habitat Identification and
Designation
Critical habitat is defined by section
3 of the ESA as ‘‘(i) the specific areas
within the geographical area occupied
by the species, at the time it is listed in
accordance with the provisions of
section 1533 of this title, on which are
found those physical or biological
features (I) essential to the conservation
of the species and (II) which may
require special management
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considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed in accordance with the
provisions of section 1533 of this title,
upon a determination by the Secretary
that such areas are essential for the
conservation of the species.’’ This
definition provides us with a step-wise
approach to identifying areas that may
be designated as critical habitat for the
endangered smalltooth sawfish.
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Geographical Area Occupied by the
Species
The best available scientific and
commercial data identify the
geographical area occupied by the
smalltooth sawfish at the time of listing
(April 1, 2003) as peninsular Florida.
Based on our regulations, we interpret
‘‘geographical area occupied’’ in the
definition of critical habitat as the range
of the species at the time of listing (45
FR 13011; February 27, 1980). The range
was delineated at the time of listing
from data provided by existing literature
and encounter data. Because only a few
contemporary encounters (one in
Georgia, one in Alabama, one in Texas,
and one in Louisiana) have been
documented outside of Florida since
1998, we consider peninsular Florida to
be the species’ occupied range at the
time of listing. At this time, we do not
consider the limited observations
outside of Florida as indicating that the
species has re-established either its
occupation of Gulf coast waters or its
seasonal migrations up the east coast of
the U.S. outside of Florida.
Specific Areas Containing Physical or
Biological Features Essential to
Conservation
The definition of critical habitat
further instructs us to identify the
specific areas on which are found the
physical or biological features essential
to the species’ conservation. Our
regulations state that critical habitat will
be defined by specific limits using
reference points and lines on standard
topographic maps of the area, and
referencing each area by the State,
county, or other local government unit
in which it is located (50 CFR
424.12(c)).
According to the definition of critical
habitat, the physical and biological
features essential to conservation must
be identified (hereafter also referred to
as ‘‘essential features’’). Section 3 of the
ESA (16 U.S.C. 1532(3)) defines the
terms ‘‘conserve,’’ ‘‘conserving,’’ and
‘‘conservation’’ to mean: ‘‘to use, and
the use of, all methods and procedures
which are necessary to bring any
endangered species or threatened
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species to the point at which the
measures provided pursuant to this
chapter are no longer necessary.’’ Our
regulations at 50 CFR 424.12(b) provide
guidance as to the types of habitat
features that may be used to describe
critical habitat.
The recovery plan developed for the
smalltooth sawfish represents the best
judgment about the objectives and
actions necessary for the species’
recovery. We reviewed the recovery
plan’s habitat-based recovery objective
for guidance on the habitat-related
conservation requirements of the
species. This objective identifies the
need to protect and/or restore
smalltooth sawfish habitats and
discusses adult and juvenile habitats
separately. Habitats, especially those
that have been demonstrated to be
important for juveniles, must be
protected and, if necessary, restored.
Protected, suitable habitat throughout
the species’ range will be necessary to
support recruitment of young
individuals to the recovering
population. Without sufficient habitat,
the population is unlikely to increase to
a level associated with low extinction
risk and delisting.
The recovery plan also identifies
specific recovery criteria that must be
met to satisfy each objective. As stated
in the plan, adult habitat-based recovery
criteria for the species require the
identification and protection of adult
aggregation, mating, and/or pupping
areas. Information on historic
aggregation, mating, and/or pupping
sites does not exist. Currently, no
aggregation or mating areas have been
identified for adults. Additionally, no
information is available on specific
pupping locations for gravid females.
Tracking data on gravid females is
lacking, but newborn juveniles still
possessing their protective sheaths and
newly pupped animals have been
documented close to shore. Encounter
and site fidelity data suggest juveniles
are pupped in these areas, but this has
not been validated. No known specific
areas where adults perform any
particular function, including feeding,
are known. Adults are considered
opportunistic feeders and forage on a
variety of fish and crustacean species.
Based on the available information on
the habitat usage patterns of adults, we
cannot identify physical or biological
features essential to the species’
conservation, or identify any areas on
which such features may be found.
In contrast to the paucity of
information available on adult
smalltooth sawfish, more detailed
information on habitat usage patterns of
juveniles is available, and more specific
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habitat-based recovery criteria are
identified in the recovery plan. The
habitat-based recovery criterion for
juveniles identifies mangrove
shorelines, non-mangrove nursery
habitats, and freshwater flow regimes as
important features for juveniles. As
stated earlier, the habitat-based recovery
objective for the species focuses on
protecting areas that have been
identified as important for juveniles
(i.e., nurseries). This objective also
stresses the need to protect suitable
habitats for juveniles to support their
recruitment into the adult population.
Juveniles are especially vulnerable to
predation and starvation (Simpfendorfer
and Wiley, 2005). Protection of the
species’ nurseries is crucial because the
rebuilding of the population cannot
occur without protecting the source
(juvenile) population and its associated
habitats. The recovery plan states that
the recovery of the smalltooth sawfish
depends on the availability and quality
of nursery habitats and that protection
of high-quality nursery habitats located
in southwest Florida is essential to the
species.
We conclude that facilitating
recruitment into the adult population by
protecting the species’ juvenile nursery
areas is the key conservation objective
for the species that will be supported by
the designation of critical habitat.
As stated in the recovery plan,
smalltooth sawfish, like many sharks
and rays, use specific habitats
commonly referred to as nurseries or
nursery areas. The recovery plan does
not identify specific locations for
nursery areas but does state that
protecting nursery areas within
southwest Florida is important to the
recovery of the species. Nursery areas in
addition to those in southwest Florida
are also identified as important for
recovery but locations of these
additional areas were not specified.
Thus, to identify specific areas that may
meet the definition of critical habitat,
we focused on specifically defining
what constitutes a ‘‘nursery’’ area for
smalltooth sawfish. We then identified
those physical or biological features that
are essential to the conservation of the
species because they provide nursery
area functions to the species in these
areas.
We evaluated information in the
recovery plan, historical information on
habitat use by sawfish, and available
encounter data and scientific literature,
as well as sought expert opinion, to
determine where or what constitutes a
‘‘nursery area’’ for the species.
Historical information on the species
only provides limited, mostly anecdotal,
information on the location of juvenile
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animals and does not discuss specific
habitat usage patterns for them.
Historical information indicates that
juveniles were found in the lower
reaches of the St. Johns River, the Indian
River Lagoon, southwest Florida, and in
areas along the Gulf coast between
Florida and Texas. Using historic
location information alone would not
provide a reasonable basis for
identification of nursery areas, given the
qualitative nature of the information.
Further, because most of these areas
have been so physically altered,
conditions present historically may not
be present today, and thus features that
may have provided nursery area
functions in the past may be absent.
We then reviewed juvenile encounter
data from the MML and FWRI databases
to see whether the data alone indicates
the existence of nursery areas. In
summary, juvenile sawfish have been
encountered in the Florida Panhandle,
the Tampa Bay area, in Charlotte Harbor
and the Caloosahatchee River,
throughout the Everglades region and
Florida Bay, the Florida Keys, and in
scattered locations along the east coast
of Florida south of the St. Johns River.
However, apart from the Charlotte
Harbor, Caloosahatchee River, and Ten
Thousand Islands/Everglades (TTI/E)
areas, many of these encounters are
represented by a single individual in a
single year.
Heupel et al. (2007) are critical of
defining nursery areas for sharks and
related species such as sawfish based
solely on the presence of single
occurrences of individual juvenile fish.
Instead, these authors argue that nursery
areas are areas of increased productivity
which can be evidenced by natal
homing or philopatry (use of habitats
year after year) and that juveniles in
such areas should show a high level of
site fidelity (remain in the area for
extended periods of time). Heupel et al.
(2007) propose that shark nursery areas
can be defined based on three primary
criteria: (1) Juveniles are more common
in the area than other areas, i.e., density
in the area is greater than the mean
density over all areas; (2) juveniles have
a tendency to remain or return for
extended periods (weeks or months),
i.e., site fidelity is greater than the mean
site fidelity for all areas; and (3) the area
or habitat is repeatedly used across
years whereas other areas are not.
Scattered and infrequent occurrences of
juveniles may indicate a lack of features
that provide the necessary functions of
a nursery area, and an area with only
scattered or infrequent occurrences is
not viewed by the authors as
constituting a nursery area. Heupel et al.
(2007) do not assume that that all sharks
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have nursery areas. The authors discuss
that size-at-birth, rate of growth, time to
maturity, litter size and frequency of
breeding may be important factors
dictating whether a shark species
utilizes a nursery or not. Shark species
with high growth rates, early maturity,
and annual reproduction may not
benefit as much from utilizing a nursery
area. In contrast, the authors predict that
species that have small size at birth and
slow juvenile growth rates may be more
likely to utilize nursery areas because
they may be more susceptible to
juvenile predation. We believe this
paper provides the best framework for
defining a ‘‘nursery area’’ for the
smalltooth sawfish because they are
small at birth, slow to mature, and
existing data on tracked juveniles
indicates their limited movements and
ranges are directed toward avoiding
predation by sharks foraging in deeper
waters.
Using the Heupel et al. (2007)
framework, we evaluated available
juvenile encounter data for patterns in
juvenile density, site fidelity, and repeat
usage over years. Encounter data
indicate three types of distributions of
individual juvenile sawfish. The first
group consists of scattered or single
encounters. Encounters occurring in
areas north of Charlotte Harbor,
including a few in the panhandle of
Florida and along the east coast of
Florida, are included in this group.
Encounters in these areas were scattered
individual encounters, and no
indication of repeat or multiple use of
an area was evident. The second group
of encounters consists of encounters
that had multiple individuals in an area,
but these encounters were
geographically scattered and not
repeated over years. These encounters
occurred in the Florida Keys.
Encounters in this group were located
on different sides of various Keys, and
no consistent or continuous pattern of
repeat usage over years could be
identified. In fact, in 2008, juvenile
encounters were largely lacking
throughout much of the Keys. The third
group of encounters exhibit repeat usage
of the same location by both single and
multiple individuals, notably higher
density of encounters than the other
groups, and usage occurring year after
year. These encounters occurred in
areas from Charlotte Harbor south
through the Everglades and Florida Bay.
Based on this analysis, the juvenile
encounters in the third grouping
discussed above, from Charlotte Harbor
through the Everglades, are the only
encounters that suggest these areas meet
the nursery area criteria set forth by
Heupel et al. (2007). Juvenile sawfish
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are more commonly encountered in
these areas than in other areas, i.e.,
density in the area is greater than the
mean density over all areas, and the area
is repeatedly used across years, whereas
other areas are not. Available
information about site fidelity of
juveniles is limited and does not allow
quantitative comparisons among the
apparent nursery areas and all other
areas. However, as discussed above,
available information indicates that
small and very small juveniles show
high fidelity to shallow nearshore areas
where they have been acoustically
tracked. Data from juveniles tracked in
the TTI/E area indicate they exhibit site
fidelity and residency patterns between
15 and 55 days (Wiley and
Simpfendorfer, 2007). Tracking data
also suggest that juveniles exhibit
specific movement patterns to avoid
predation. A juvenile tracked in the
Everglades National Park (ENP) in the
Shark River spent its time moving
between a shallow mud bank during
low tide and mangrove roots during
high tide (Simpfendorfer, 2003).
Tracking data in Mud Bay (ENP) and
Faka Union Bay (TTI) indicate juveniles
remain in very shallow waters (0.9 ft
(0.3 m)) over several weeks. Tracking
data in the Charlotte Harbor Estuary is
limited to the Caloosahatchee River and
its adjacent canals. Juvenile tracking
data from a 60 in (153 cm) juvenile in
this area indicates that the animal
remained within water depths less than
3 ft (0.9 m) along a highly modified
shoreline (Simpfendorfer, 2003).
Tracking data indicate the animal spent
the majority of its time within manmade canals and adjacent to docks and
marinas within the river.
Juvenile encounters outside of the
area between Charlotte Harbor and the
Everglades and Florida Bay do not fit
the Heupel et al. framework and are not
considered nursery areas at this time.
Anecdotal information indicates that
juvenile size animals have been
encountered throughout portions of
their historic range, and our recovery
plan indicates that the establishment of
nursery areas outside of southwest
Florida is necessary for the species to
recover. However, we cannot determine
at this time the temporal or spatial
distribution of future sawfish nursery
areas. To more specifically delineate the
boundaries of the nursery area or areas,
we used Geographical Information
System (GIS) software to map the
density of all juvenile (length less than
or equal to 200 cm) encounters (MML
and FWRI) located along peninsular
Florida within 500 m of land,
documented between the years of 1998–
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2008, with all years combined. Two
density maps were generated to
determine the mean density for all
encounters and the density for all
encounters excluding the research
encounters. We used 1 km2 density
grids (same grid size and locations used
by Simpfendorfer (2006)) to determine
density levels and distributions.
Juvenile densities were very similar
between the two maps. However, to
remove any bias from the research
efforts, we used the juvenile density
map excluding research effort. The
overall nursery area between Charlotte
Harbor and Florida Bay breaks naturally
into two areas between Ten Thousand
Islands and the Caloosahatchee River,
based on a long stretch of sandy beach
habitat in the Naples area that is lacking
encounters with densities greater than
the mean density overall. Next we
mapped juvenile encounters in these
two areas by year (1998–2008), to verify
where repeat usage occurred over years.
This produced several groupings of 1
km2 grids with higher mean juvenile
densities compared to mean juvenile
density throughout peninsular Florida:
1 grouping within Charlotte Harbor, 1
grouping encompassing the
Caloosahatchee River, and 3 groupings
from the Ten Thousand Islands area
through Florida Bay. We do not believe
either the Charlotte Harbor Estuary or
the TTI/E nursery areas should be
subdivided into multiple smaller
nursery areas for several reasons. First,
the Heupel et al. (2007) framework does
not indicate whether or how discrete
nursery areas within a large area of
juvenile use might be identified.
Second, our knowledge about juvenile
sawfish movements and ranges is very
limited. Third, both areas consist of
interconnected environmental systems
and no environmental barriers exist to
prohibit juvenile sawfish movement
throughout the system. Finally, limiting
nursery area boundaries to discrete
habitat grids represented only by past
encounters with juveniles would not
best serve the conservation objective of
facilitating population growth through
juvenile recruitment. The specific
boundaries of the two nursery areas
were then derived by locating the
nearest publicly identifiable boundary
(e.g., boundaries of established parks or
preserves) or structure external to the
outermost boundary of the juvenile
density grids where the mean density is
greater than the density in the
surrounding areas. We identified
reference points and lines on standard
topographic maps of the areas to
describe the specific boundaries of the
nursery areas. The Charlotte Harbor
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Estuary nursery area includes Charlotte
Harbor, Gasparilla Sound, Pine Island
Sound, Matlacha Pass, San Carlos Bay,
Estero Bay, and the Caloosahatchee
River in Charlotte and Lee Counties.
The nursery area is bounded by the
Peace River at the eastern extent of the
mouth of Shell Creek and the northern
extent of the Charlotte Harbor Preserve
State Park. At the Myakka River the
nursery area is bounded by the SR–776
Bridge, in Gasparilla Sound by the SR–
771 Bridge. The COLREGS–72 lines
between Gasparilla Island, Lacosta
Island, North Captiva Island, Captiva
Island, Sanibel Island, and the northern
point of Estero Island are used as the
coastal boundary for the nursery area.
The southern extent of the area is the
Estero Bay Aquatic Preserve, which is
bounded on the south by the Lee/Collier
County line. Inland waters are bounded
at SR–867 (McGregor Boulevard) from
Punta Rassa Road to SR–80 near Fort
Myers, then by SR–80 (Palm Beach
Boulevard) to Orange River Boulevard,
then by Orange River Boulevard to
Buckingham Road, then by Buckingham
Road to SR–80, and then following SR–
80 until it is due south of the Franklin
Lock and Dam (S–79), which is the
eastern boundary on the Caloosahatchee
River and a structural barrier for sawfish
access. Additional inland water
boundaries north and west of the lock
are bounded by North Franklin Lock
Road to North River Road, then by
North River Road to SR–31, then by SR–
31 to SR–78 near Cape Coral, then by
SR–78 to SR–765, then by SR–765 to
US–41, then by US–41 to US–17
(Marion Avenue) in Punta Gorda, then
by US–17 to Riverside Drive, and then
by Riverside Drive to the eastern extent
of the Peace River. From the northern
extent of the Charlotte Harbor Preserve
State Park, inland waters are bounded
westward along that extent to Harbor
View Road, then by Harbor View Road
to US–41, then by US–41 to SR–776,
then by SR–776 to the Myakka River
Bridge. The Charlotte Harbor nursery
area is graphically displayed at the end
of this document.
The Ten Thousand Islands/Everglades
(TTI/E) nursery area is located within
Collier, Monroe, and Miami-Dade
Counties, Florida. The Everglades
nursery area includes coastal and
inshore waters within Everglades
National Park (ENP), including Florida
Bay, in the vicinity of Everglades City,
within the Cape Romano-Ten Thousand
Islands Aquatic Preserve (AP), and
within the portion of Rookery Bay AP
south of SR–92. The boundaries match
the portion of Rookery Bay AP south of
SR–92, and the Cape Romano-Ten
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Thousand Islands AP. The nursery area
boundaries closely match the ENP
boundaries with the following two
exceptions: (1) The nursery area
boundary connects points 55 and 57 of
the critical habitat map for the ENP/TTI
Unit, which extend beyond the ENP
boundary to include accessible nursery
areas; and (2) The nursery area
boundary is located inside the ENP
boundary between points 77 and 2
illustrated on the critical habitat map,
omitting the northeastern portion of the
ENP. The area is omitted because it is
not accessible to sawfish. The TTI/E
nursery area is graphically displayed at
the end of this document.
Having identified the nursery areas,
we next identified the physical or
biological features found in these areas
that are essential to the species’
conservation because they provide
nursery area functions to the sawfish.
Simpfendorfer (2006) analyzed
MML’s smalltooth sawfish encounter
data to determine the importance of
habitat factors to juveniles less than 79
in (200 cm) in length. Depth data are
consistently reported by fishers and are
accurately reported because most fishers
use depth finders, so depth data were
extracted from the encounter database.
Simpfendorfer examined the proximity
of encounters to habitat features that
could be evaluated from geographic
information system (GIS) databases.
These features were: mangroves (GIS
mangrove coverages do not distinguish
between mangrove species), seagrasses,
freshwater sources, and the shoreline.
Simpfendorfer (2006) used GIS
shapefiles for the features to determine
the shortest distance from the encounter
to the feature. The encounter data were
converted to encounter density by
gridding the data, and the results of the
analysis were then used in a habitat
suitability model. The model indicates
that water depths less than 3 ft,
mangrove buffers or shorelines, and
euryhaline habitat areas (areas with
wider salinity ranges and receiving
freshwater input) have the strongest
correlation with juvenile smalltooth
sawfish encounters. Additionally, most
encounters were documented within a
distance of 1641 ft (500 m) from shore.
The Simpfendorfer (2006) model
suggests that areas of high suitability for
juvenile sawfish contain all three of
these features. Large areas coded as
‘‘highly suitable’’ habitat for juveniles
are located in the areas we determined
meet the Heupel et al. (2007) framework
criteria for a nursery area, as applied to
the sawfish.
Based on the natural history of the
species, its habitat needs and the key
conservation objective of protecting
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juvenile nursery areas, two physical and
biological features are identified as
essential to the conservation of the
smalltooth sawfish because they provide
nursery area functions. The two features
are: red mangroves and shallow
euryhaline habitats characterized by
water depths between the Mean High
Water line and 3 ft (0.9 m) measured at
Mean Lower Low Water (MLLW). As
discussed above, the prop root system
and the location of red mangroves (close
to shore), and shallow water depths
provide refuge from predators. Red
mangroves and shallow mud or sand
bank euryhaline habitats are also highly
productive and provide ample, diverse
foraging resources. Among
elasmobranchs, smalltooth sawfish are
one of the few species known to inhabit
euryhaline habitats, which may provide
several benefits for the species.
Euryhaline habitats are very productive
environments that support an
abundance and variety of prey resources
that can only be accessed by species that
inhabit their systems. Additionally, the
risk of predation may be reduced in
these euryhaline habitats because very
few species of sharks (potential
predators) are capable of inhabiting
these habitats.
Based on the best available
information, we conclude red
mangroves and adjacent shallow
euryhaline habitats and the nursery area
functions they provide facilitate
recruitment of juveniles into the adult
population. Thus, these features are
essential to the conservation of the
smalltooth sawfish. While some studies
cite 1.0 meter as the preferred depth
limit, others (Simpfendorfer 2006), cite
3.0 ft. For this rule, the water depth
feature will be defined as 3 ft (0.9 m)
because the NOAA Navigational Charts
depth contour lines and most GIS
databases use English units of measure.
Based upon the best available
information, we cannot conclude that
any other sufficiently definable features
of the environment in the two nursery
areas, other than red mangroves and
adjacent shallow euryhaline habitats,
are essential to smalltooth sawfish
conservation.
Based on the boundaries of the two
nursery areas and GIS data information
on the location of the features, the
Charlotte Harbor Estuary and the TTI/E
nursery areas contain the features
essential to the conservation of
smalltooth sawfish because they
facilitate recruitment into the adult
population. In this rule, we designate
these two specific areas, referred to as
critical habitat ‘‘units,’’ as critical
habitat for the smalltooth sawfish.
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There are areas outside of the two
nursery areas, including areas on the
east and west coasts of Florida that
contain some of the same features
identified as essential features in our
two nursery areas. Habitat areas outside
the specific nursery areas also meet
Simpfendorfer’s (2006) classification of
highly suitable habitat for juveniles
because they contain these features,
notably areas in Tampa Bay and in the
Indian River Lagoon. Because the
features are essential to the conservation
of the species based on the nursery
functions they provide, we determined
that these features are essential to the
conservation of smalltooth sawfish only
when present in nursery areas. None of
these other areas meet the Heupel et al.
(2007) definition of a nursery area.
Encounters in these areas are rare and
no pattern of repeat usage could be
identified. Lack of repeat or highdensity usage of these other areas by
juveniles may be a function of the
limited current size of a reproducing
population that does not yet need
additional nursery areas. Even so, we
have no basis to conclude that other
areas, even those containing shallow
euryhaline habitats and mangroves, will
be used as nursery areas in the future.
Nursery areas cannot be located based
solely on the co-location of shallow
depths and euryhaline salinity regimes,
and juveniles are not commonly or
repeatedly found everywhere these
features are present. Mangroves may
also not be determinative of nursery
area function for the sawfish; the
Florida Keys contain mangrove
resources, yet juvenile sawfish use of
the Keys as evidenced by encounter data
has been highly variable, including near
absence in certain recent years.
Additionally, historic anecdotal
information on locations of small
animals suggests they were found in the
lower St. Johns River, which does not
support mangroves. Based on the best
available scientific information, we
identified two specific areas for the
species where red mangroves and
adjacent shallow euryhaline habitats
provide nursery functions and are
therefore essential to the conservation of
the species. We therefore designate the
Charlotte Harbor Estuary and TTI/E
Units.
The boundaries of the two specific
areas are the same as the Charlotte
Harbor Estuary and TTI/E nursery area
boundaries. GIS bathymetry data,
mangrove coverage data, and salinity
data were used to verify the distribution
of the essential features within the
nursery areas. We have identified
reference points and lines on standard
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topographic maps of the areas to
describe the specific boundaries of the
two units in the regulatory text.
The essential features can be found
unevenly dispersed throughout the two
areas. The limits of available
information on the distribution of the
features, and limits on mapping
methodologies, make it infeasible to
define the specific areas containing the
essential features more finely than
described herein. Existing man-made
structures such as boat ramps, docks,
pilings, maintained channels or marinas
do not provide the essential features
that are essential for the species’
conservation. Areas not accessible (i.e.,
areas behind water control structures
existing at the time of this final
designation that prevent sawfish
passage) to sawfish are not part of this
designation. As discussed here and in
the supporting impacts analysis, given
the specificity of the essential features,
determining whether an action may
affect one or both of the features can be
accomplished without entering into an
ESA section 7 consultation.
Unoccupied Areas
ESA section 3(5)(A)(ii) further defines
critical habitat to include specific areas
outside the geographical area occupied
if the areas are determined by the
Secretary to be essential for the
conservation of the species. Regulations
at 50 CFR 424.12(e) specify that we shall
designate as critical habitat areas
outside the geographical area presently
occupied by a species only when a
designation limited to its present range
would be inadequate to ensure the
conservation of the species. Habitat
based recovery criteria in the smalltooth
sawfish recovery plan suggest areas
outside the current occupied range may
be important to the species’ recovery.
However, based on the best available
information we cannot identify
unoccupied areas that are currently
essential to the conservation of the
species. If information on essential
features or essential areas in the species’
unoccupied range becomes available,
we will consider revising this critical
habitat designation.
Special Management Considerations or
Protection
Specific areas within the geographical
area occupied by a species may be
designated as critical habitat only if they
contain physical or biological features
essential to the conservation of the
species that ‘‘may require special
management considerations or
protection.’’ A few courts have
interpreted aspects of this statutory
requirement, and the plain language
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aids in its interpretation. For instance,
the language clearly indicates the
features, not the specific area containing
the features, are the focus of the ‘‘may
require’’ provision. Use of the
disjunctive ‘‘or’’ also suggests the need
to give distinct meaning to the terms
‘‘special management considerations’’
and ‘‘protection.’’ Generally speaking,
‘‘protection’’ suggests actions to address
a negative impact or threat of a negative
impact. ‘‘Management’’ seems plainly
broader than protection, and could
include active manipulation of a feature
or aspects of the environment. Two
Federal district courts, focusing on the
term ‘‘may,’’ ruled that features can
meet this provision based on either
present requirements for special
management considerations or
protections, or on possible future
requirements. See Center for Biol.
Diversity v. Norton, 240 F. Supp. 2d
1090 (D. Ariz. 2003); Cape Hatteras
Access Preservation Alliance v. Dep’t of
the Interior, 344 F. Supp. 108 (D.D.C.
2004). The Arizona district court ruled
that the provision cannot be interpreted
to mean that features already covered by
an existing management plan must be
determined to require ‘‘additional’’
special management, because the term
‘‘additional’’ is not in the statute.
Rather, the court ruled that the
existence of management plans may be
evidence that the features in fact require
special management. Center for Biol.
Diversity v. Norton, at 1096–1100.
NMFS’ regulations define ‘‘special
management considerations or
protections’’ to mean ‘‘any methods or
procedures useful in protecting physical
and biological features of the
environment for the conservation of
listed species’’ (50 CFR 424.02(j)).
Based on the above, we evaluated
whether the essential features in the two
sawfish nursery areas may require
special management considerations or
protections by evaluating four criteria:
a. Whether there is presently a need
to manage the feature;
b. Whether there is the possibility of
a need to manage the feature;
c. Whether there is presently a
negative impact on the feature; or
d. Whether there is the possibility of
a negative impact on the feature.
In evaluating present or possible
future management needs for the
features, we recognized that the features
in their present condition must be the
basis for a finding that these are
essential to the smalltooth sawfish’s
conservation. In addition, the needs for
management evaluated in (a) and (b)
were limited to managing the features
for the conservation of the species. In
evaluating whether the essential
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features meet either criterion (c) or (d),
we evaluated direct and indirect
negative impacts from any source (e.g.,
human or natural). However, we only
considered the criteria to be met if
impacts affect or have the potential to
affect the aspect of the feature that
makes it essential to the conservation of
the species. We also evaluated whether
the features met the ‘‘may require’’
provision separately for the two
‘‘specific areas’’ proposed for
designation.
Red mangroves and adjacent shallow
euryhaline habitats are both susceptible
to impacts from human activities
because they are located in areas where
urbanization occurs. The smalltooth
sawfish status review (NMFS 2000)
states that habitat destruction is one of
the key factors affecting the present
distribution of the species. The
continued urbanization of the
southeastern U.S. has resulted in
substantial habitat losses for the species.
Coastal areas including the two nursery
areas are subject to various impacts from
activities including, but not limited to,
dredging and disposal activities, coastal
maritime construction, land
development and associated runoff,
alteration of natural freshwater
discharges to coastal habitats, and
installation of various submerged
pipelines. The impact from these
activities combined with natural factors
(e.g., major storm events) can
significantly affect the quality and
quantity of the two features listed above
and their ability to provide nursery area
functions (i.e., refuge from predators
and abundant food resources), to
juvenile smalltooth sawfish to facilitate
recruitment into the population.
Dredging projects modify water depths
to accommodate navigation needs,
mangroves are removed to construct
docks and various maritime structures,
and water control structures are
installed to modify water flows in
various areas, which can alter salinity
regimes downstream. Based on our past
section 7 consultation database records
we know that coastal areas in southwest
Florida will continue to experience
impacts from coastal construction
projects and that the essential features
will continue to experience negative
impacts in the future. Based on our past
consultation history, fewer Federal
actions may affect habitats in the TTI/
E Unit than in the Charlotte Harbor
Estuary Unit, because much of the TTI/
E Unit is held in public ownership by
the Department of the Interior. However,
coastal storm impacts to mangroves,
salinity, and water depth still occur
within this area, and salinity regimes as
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well as mangroves in this area may be
altered in the future by projects
implemented under the Comprehensive
Everglades Restoration Project. Thus,
the two essential features currently
needed and will continue to require
special management and protection in
both of the two specific areas.
Activities That May Be Affected by the
Designation
Section 4(b)(8) of the ESA requires
that we describe briefly and evaluate, in
any proposed or final regulation to
designate critical habitat, those
activities that may destroy or adversely
modify such habitat or that may be
affected by such designation. A variety
of activities may affect critical habitat
that, when carried out, funded, or
authorized by a Federal agency, will
require an ESA section 7 consultation.
Such activities include, but are not
limited to, dredging and filling, other inwater construction (docks, marinas, boat
ramps, etc.), installation of water control
structures, and hard clam aquaculture
activities. Notably, all the activities
identified that may affect the critical
habitat may also affect the species itself,
if present within the action area of a
proposed Federal action.
We believe this final critical habitat
designation will provide Federal
agencies, private entities, and the public
with clear notification of the nature of
critical habitat for smalltooth sawfish
and the boundaries of the habitat. This
designation will allow Federal agencies
and others to evaluate the potential
effects of their activities on critical
habitat to determine if ESA section 7
consultations with NMFS are needed,
given the specific definition of the two
essential features. Consistent with
recent agency guidance on conducting
adverse modification analyses (NMFS,
2005), we will apply the statutory
provisions of the ESA, including those
in section 3 that define ‘‘critical habitat’’
and ‘‘conservation,’’ to determine
whether a proposed future action might
result in the destruction or adverse
modification of critical habitat.
Application of ESA Section 4(a)(3)(B)(i)
Section 4(a)(3)(B) prohibits
designating as critical habitat any lands
or other geographical areas owned or
controlled by the Department of Defense
(DOD), or designated for its use, that are
subject to an integrated natural
resources management plan (INRMP), if
we determine that such a plan provides
a benefit to the sawfish species (16
U.S.C. 1533(a)(3)(B)). We solicited
information from DOD and received
responses indicating that no DOD
facilities or managed areas are located
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within the specific areas identified as
critical habitat.
Application of ESA Section 4(b)(2)
The foregoing discussion described
the specific areas within U.S.
jurisdiction that fall within the ESA
section 3(5) definition of critical habitat
because they contain the physical and
biological features essential to the
sawfish’s conservation that may require
special management considerations or
protection. Before including areas in a
designation, section 4(b)(2) of the ESA
requires us to consider the economic,
national security, and any other relevant
impacts of designation of any particular
area. Additionally, we have the
discretion to exclude any area from
designation if we determine the benefits
of exclusion (that is, avoiding some or
all of the impacts that would result from
designation) outweigh the benefits of
designation based upon the best
scientific and commercial data
available. We may not exclude an area
from designation if exclusion will result
in the extinction of the species. Because
the authority to exclude is discretionary,
exclusion is not required for any
particular area under any
circumstances.
The analysis of impacts below
summarizes the comprehensive analysis
contained in our Final 4(b)(2) Report
(NMFS, 2009), considering the
economic, national security, and other
relevant impacts that we projected
would result from including the two
units in the critical habitat designation.
This consideration informed our
decision on whether to exercise our
discretion to exclude particular areas
from the designation. Both positive and
negative impacts were identified and
considered (these terms are used
interchangeably with benefits and costs,
respectively). Impacts were evaluated in
quantitative terms where feasible, but
qualitative appraisals were used where
that was more appropriate to particular
impacts.
The ESA does not define what
‘‘particular areas’’ means in the context
of section 4(b)(2), or the relationship of
particular areas to ‘‘specific areas’’ that
meet the statute’s definition of critical
habitat. As there was no biological basis
to subdivide the two specific critical
habitat units into smaller units, we
treated these units as the ‘‘particular
areas’’ for our initial consideration of
impacts of designation.
Impacts of Designation
The primary impacts of a critical
habitat designation result from the ESA
section 7(a)(2) requirement that Federal
agencies ensure their actions are not
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likely to result in the destruction or
adverse modification of critical habitat.
Determining these impacts is
complicated by the fact that section
7(a)(2) also requires that Federal
agencies ensure their actions are not
likely to jeopardize the species’
continued existence. An incremental
impact of designation is the extent to
which Federal agencies modify their
proposed actions to ensure they are not
likely to destroy or adversely modify the
critical habitat beyond any
modifications they would make because
of listing and the jeopardy prohibition.
When a modification would be required
due to impacts to both the species and
critical habitat, the impact of the
designation may be co-extensive with
the ESA listing of the species. Our Draft
4(b)(2) Report projected administrative
and project modification costs that
would be incremental impacts of the
designation, based on our consultation
history for the species and on the
assumption that formal consultations
would not be required to avoid adverse
effects to the species itself. Past
consultations on projects in the range of
the species have all concluded the
species was not likely to be adversely
affected, due to the mobility and
perceived lack of specific habitat use by
the species. However, recent section 7
consultations have determined that it
may not be appropriate to conclude that
juvenile sawfish forced to vacate
nursery habitat due to project activities
will not be harmed by these effects,
given juveniles’ specific habitat
requirements and high site fidelity. In
some recent consultations, limitations
on removal of red mangroves and
shallow habitat areas were implemented
to avoid take of juvenile sawfish using
project areas. Because such projects are
directly impacting features that have
been identified as critical habitat and
may be indirectly affecting the listed
species, it is possible that critical habitat
considerations will be the more
important factor in shaping future
consultations. Thus, in the Final 4(b)(2)
Report, we have retained the
conservative assumption that the
identified costs and benefits will be
incremental impacts of the critical
habitat designation.
The Final 4(b)(2) Report begins with
a description of the projected future
Federal activities that would trigger
section 7 consultation requirements
because they may affect one or both of
the essential features. Additionally, the
report describes the project
modifications we identified that may
reduce impacts to the essential features.
Positive impacts that may arise from
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avoiding destruction or adverse
modification of the species’ habitat, and
education of the public to the
importance of an area for species
conservation, are also described. The
report discusses the lack of expected
impacts on national security and other
relevant impacts. This report is
available on NMFS’ Southeast Region
Web site at https://sero.nmfs.noaa.gov/
pr/SmalltoothSawfish.htm.
Economic Impacts
As discussed above, economic
impacts of the critical habitat
designation result through
implementation of section 7 of the ESA
in consultations with Federal agencies
to ensure their proposed actions are not
likely to destroy or adversely modify
critical habitat. These economic impacts
may include both administrative and
project modification costs; economic
impacts that may be associated with the
conservation benefits of the designation
are characterized as other relevant
impacts and described later.
Because the smalltooth sawfish has
been listed for 5 years, a consultation
history exists for the species that
allowed formulating predictions about
the types of future Federal activities that
might require section 7 consultation in
the next 10 years (the typical time
period for section 4(b)(2) reports). We
examined our consultation records
compiled in our Public Consultation
Tracking System (PCTS) database, to
identify types of Federal activities that
have the potential to adversely affect
either both the smalltooth sawfish and
its critical habitat, or just the critical
habitat (actions that require consultation
due to effects solely on the fish are not
impacts of the designation of critical
habitat). The PCTS database contains
information dating from 1997, providing
a consultation history for sawfish and
co-located listed species spanning 10
years. Consultation data for smalltooth
sawfish began when the species was
listed in 2003, and available information
indicates that the number of
consultations increased over time as
Federal agencies recognized those
projects that might affect the species
and thus require consultation. Based on
our outreach efforts to Federal agencies
about the need to consult on the species,
we believe that our data from 2005 to
the present represents the level of future
actions that may trigger consultation in
the two areas designated as critical
habitat from which to estimate the
number of future actions that may
trigger consultation. Thus we
extrapolated the number of
consultations that occurred over a threeyear period between 2005 and the
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present that required consultation due
to the presence of the sawfish into the
number of future consultations. We also
considered information provided by
Federal action agencies on future
consultations.
We identified four categories of
activities that would require
consultation due to potential impacts to
one or both of the essential features:
marine construction activities that
require a Federal permit (e.g., docks,
piers, boat ramps, dredging, shoreline
stabilization, etc.); general permits
(including shellfish aquaculture
activities) authorizing specified
categories and locations of construction
activities without the need for
individual project-specific permits;
water control structure repair and
replacement; and road/bridge
expansions, repairs and removals. No
categories of future Federal actions are
expected to require consultation due
solely to impacts on one or both of the
critical habitat features; all categories of
projected future actions may trigger
consultation because they have the
potential to adversely affect the
essential features and the species itself.
Therefore, we do not predict this
designation will result in an increase in
the number of consultations that would
be required due solely to the presence
of the species in the two specific units.
Moreover, fewer than half of the past
projects that required consultation due
to effects on sawfish had actual impacts
on one or both of the features
determined as critical habitat. A total of
77 consultations in the Charlotte Harbor
Estuary Unit and a total of 8
consultations in the TTI/E Unit are
predicted over the next ten years due to
the designation. The ACOE is projected
to be the Federal action agency for the
majority of future projects requiring
consultation due to adverse effects to
critical habitat in both units; the U.S.
Coast Guard and/or the Federal
Highways Administration may be coaction agencies that may also be
involved in three consultations in the
Charlotte Harbor Estuary Unit over the
next ten years. Although the TTI/E unit
largely overlaps the Everglades National
Park, due to limitations on habitataltering activities in the park, we project
only one consultation will be required
with the Department of Interior (DOI)
over the next 10 years as a result of this
designation.
As explained above, to be
conservative and avoid underestimating
impacts of the designation, we assumed
that although all future projects will
trigger consultation due to both the
species and the critical habitat, the
consultations will be formal and require
a biological opinion based on potential
adverse impacts on one or both of the
essential features of the critical habitat.
Thus, we have estimated the maximum
potential incremental administrative
costs of each consultation that will
result from the designation, as the
difference in average costs of an
informal and formal consultation. We
have estimated the total costs for each
unit as a range, reflecting the possible
range in complexity and cost of
consultations. The maximum potential
incremental administrative costs for the
Charlotte Harbor Estuary Unit are
estimated to range from $1,039,500 to
$1,386,000 (depending on complexity)
over the 10-year planning period. The
maximum potential incremental
administrative costs for the TTI/E Unit
are estimated to range from $108,000 to
$144,000 (depending on complexity)
over the 10-year planning period.
We next considered the range of
modifications we may recommend to
avoid adverse modification from
projected future activities in the
smalltooth sawfish critical habitat. We
assumed in our analysis that the costs
of project modifications to avoid
destroying or adversely modifying
critical habitat would not be costs that
are co-extensive with the listing of the
species. Although recently completed
consultations indicate that project
modifications may be required in the
future to avoid take of juvenile sawfish
using their nursery areas, as discussed
above, it is conceivable that critical
habitat considerations will be the more
important factor shaping the outcome of
future consultations and selection of
project modifications. Similarly, we
45369
assumed that the costs of project
modifications required to avoid
destruction or adverse modification of
critical habitat will not be costs that are
co-extensive with another existing
regulatory requirement. Though there
are numerous existing Federal, State, or
local laws and regulations that protect
natural resources including the essential
features to some degree, none of these
laws focuses on avoiding the
destruction or adverse modification of
these features, which provide sawfish
nursery area functions, thus facilitating
sawfish recovery. As a result, we believe
the designation will provide unique,
additional protections to the critical
habitat features that would result in
project modifications where existing
laws would not require such
modifications.
We identified eight potential project
modifications that we may recommend
during section 7 consultation to avoid or
reduce impacts to the essential features.
To be conservative in estimating
impacts, we assumed that project
modifications would be recommended
to address adverse effects from all
projected future agency actions
requiring consultation. Although we
made the assumption that all potential
project modifications would be
recommended by NMFS, not all of the
modifications identified for a specific
category of activity would be necessary
for an individual project, but we are not
able to identify the exact modification
or combinations of modifications that
would be required for all future actions.
Conversely, more than one project
modification may be required for
individual future projects where both
essential features may be adversely
affected by a project, and multiple
project modifications are required to
avoid such impacts.
Table 1 provides a summary of the
estimated costs, where possible, of
individual project modifications. The
Final 4(b)(2) Report provides a detailed
description of each project modification,
actions for which it may be
recommended, and whether it may be
useful in avoiding adverse impacts to
one or both of the essential features.
TABLE 1—SUMMARY OF TYPES OF POTENTIAL PROJECT MODIFICATIONS
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Project modification
Cost
Unit
Range
Project Relocation ........................
Horizontal
Directional
Drilling
(HDD).
Restriction of Utility/Road Corridor
Widths.
Undeterminable ............................
$1.39–2.44 million ........................
N/A ....................
per mile .............
N/A ....................
0.2–31.5 Miles ..
N/A.
$278,000–$76,900,000.
Roadway Retained Sides, 2 Lane
= $1,875.
Roadway Retained Sides, 4 Lane
= $2,150.
Linear Foot .......
N/A ....................
$1,875–$5,050 per linear foot.
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TABLE 1—SUMMARY OF TYPES OF POTENTIAL PROJECT MODIFICATIONS—Continued
Project modification
Cost
Alternative Shoreline Stabilization
Methods.
Limitations on Dock Widths and
Sizes.
Limitations/Restrictions on Modifying Freshwater Flow.
Sediment and Turbidity Controls ..
Conditions Monitoring ...................
Unit
Range
Approx. totals
Roadway Bridge, 2 Lane =
$3,370.
Roadway Bridge, 4 Lane =
$5,050.
Undeterminable ............................
N/A ....................
N/A ....................
N/A.
Undeterminable ............................
Sq. Foot ............
N/A ....................
N/A.
Undeterminable ............................
N/A ....................
N/A ....................
N/A.
Staked Silt Fence = $2 ................
Floating Turbidity Barrier = $12 ...
Undeterminable ............................
Linear Foot .......
N/A ....................
$2–$12 per linear foot.
N/A ....................
N/A ....................
N/A.
Note: Where information was available, the estimated ranges (extents) of the impacts are included.
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National Security Impacts
Previous critical habitat designations
have recognized that impacts to national
security may result if a designation
would trigger future ESA section 7
consultations because a proposed
military activity ‘‘may affect’’ the
physical or biological feature(s)
essential to the listed species’
conservation. Anticipated interference
with mission-essential training or
testing or unit readiness, either through
delays caused by the consultation
process or through requirements to
modify the action to prevent adverse
modification of critical habitat, has been
identified as a negative impact of
critical habitat designations (see, e.g.,
Proposed Designation of Critical Habitat
for the Pacific Coast Population of the
Western Snowy Plover, 71 FR 34571,
34583 (June 15, 2006); and Proposed
Designation of Critical Habitat for
Southern Resident Killer Whales; 69 FR
75608, 75633 (December 17, 2004)).
These past designations have also
recognized that national security
impacts do not result from a critical
habitat designation if future ESA section
7 consultations would be required for a
jeopardy analysis even if no critical
habitat was designated, in which case
the critical habitat designation would
not add new burdens beyond those
related to the jeopardy consultation.
On April 11, 2008, we sent a letter to
DOD requesting information on national
security impacts of the proposed
designation. We received responses
from the Departments of the Army,
Navy, and Air Force indicating that they
have no facilities or managed areas
located within the proposed critical
habitat areas. Thus, consultations with
respect to activities on DOD facilities or
training are unlikely to be triggered as
a result of the final critical habitat
designation, and no national security
impacts are anticipated as a result of
this critical habitat rule.
Other Relevant Impacts
Past critical habitat designations have
identified three broad categories of other
relevant impacts: educational awareness
benefits, conservation benefits, both to
the species and to society as a result of
the avoidance of destruction or adverse
modification of critical habitat, and
impacts on governmental or private
entities that implement existing
management plans in the areas covered
by the designation. Our Final 4(b)(2)
Report discusses these impacts of
designating the specific areas as critical
habitat for smalltooth sawfish.
As summarized in the Final 4(b)(2)
Report, there are potential educational
benefits resulting from the designation.
Particularly in Florida, the designation
may expand the awareness raised by the
listing of the smalltooth sawfish.
Mangrove shoreline areas are often used
for recreational activities such as
kayaking, and provide habitat for
viewable wildlife. Additionally, Federal
and State protected areas, such as
Everglades National Park, Rookery Bay
National Estuarine Preserve, Cape
Romano-Ten Thousand Islands Aquatic
Preserve, and Collier-Seminole State
Park may benefit from the added
awareness of the endangered smalltooth
sawfish within their boundaries, and
from the protection critical habitat
designation affords.
Implementation of ESA Section 7 to
avoid destruction or adverse
modification of critical habitat is
expected to increase the probability of
recovery for listed species. In addition
to contributing to sawfish recovery,
benefits associated with project
modifications required through section
7 consultation to minimize or avoid the
destruction or adverse modification of
the essential features, would include
minimizing or avoiding loss of the
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ecosystem services that these features
provide. By definition, the physical and
biological features are ‘‘essential to the
conservation’’ of the smalltooth sawfish;
in other words, conservation of the
species as defined in the ESA is not
possible without the presence and
protection of the features. As discussed
above, we have determined that the two
areas included in the critical habitat
designation are juvenile nursery areas.
The essential features of these areas, red
mangroves with their prop root systems,
and adjacent shallow euryhaline
habitats, provide protection from
predators and abundant and diverse
prey resources, and thus provide key
nursery area functions for the sawfish.
Because the smalltooth sawfish has
limited commercial and recreational
value, and because the species’ recovery
is expected to take decades, we can
predict no direct or indirect monetary
value that may result from the
designation because of its contribution
to the recovery of the smalltooth
sawfish. However, as discussed in the
following paragraphs, other benefits are
expected to accrue to society in the
course of protecting the essential
features of the sawfish’s critical habitat
from destruction or adverse
modification.
Mangrove ecosystems provide a range
of important uses and services to
society. As these benefits currently
exist, we do not interpret them as
resulting from the critical habitat
designation per se. However, protection
of the critical habitat from destruction
or adverse modification may at a
minimum prevent loss of the benefits
provided by these resources, and would
contribute to any benefits associated
with increased future abundance of the
smalltooth sawfish as it recovers. As we
discuss in the Final 4(b)(2) Report, we
believe that the critical habitat
designation will provide unique,
additional protections to mangroves in
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the areas covered by the designation,
relative to existing laws and regulations.
The additional protection of
mangroves offered through the critical
habitat designation ensures that
mangroves in the areas covered by the
final designation can continue to
function as critical components of the
ecosystem. The Final 4(b)(2) Report
discusses benefits of mangroves
including benefits to biodiversity,
benefits to fisheries, benefits to air and
water quality protection, shoreline
protection, and benefits to recreation
and tourism. Most of these benefits are
described in non-monetary metrics.
Where economic values are presented,
we note that they are derived from a
variety of sources and studies and are
provided for context in support of our
conclusion that non-negligible
economic benefits are expected to result
from the designation, because protection
of the critical habitat from destruction
or adverse modification is expected at
minimum to prevent loss of existing
benefits the habitat provides.
While the shallow water euryhaline
habitat feature offers important
ecosystem services to various juvenile
fish, invertebrates, and benthic and
epibenthic organisms as described in
the Final 4(b)(2) Report, their
conservation benefits are interrelated
with the benefits offered by
conservation of red mangroves.
Consequently, the Final 4(b)(2) Report
focuses on the benefits of mangroves,
and the interrelated benefits of the
shallow water euryhaline habitat are not
discussed in detail.
Very little impact on entities
responsible for natural resource
management or conservation plans that
benefit listed species, or on the
functioning of those plans, is predicted
to result from the critical habitat
designation in the areas covered by the
plans. Though the TTI/E unit largely
overlaps with the Everglades National
Park, our discussions with park
managers identify only one park
management project that will require
consultation during the next 10 years.
Synthesis of Impacts Within the Specific
Areas
For the reasons set forth below, based
on our consideration of positive and
negative economic, national security
and other relevant impacts predicted to
result from the designation, we do not
exercise our discretion to exclude all or
any part of either the Charlotte Harbor
Estuary Unit or the Ten Thousand
Islands/Everglades Unit from the
designation. No impacts on national
security are projected to result from the
designation. Very little negative impact
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on existing resource management
activities is projected to result from the
designation. Negative economic impacts
resulting from section 7 consultation
requirements are projected to be limited.
A total of 85 Federal actions over the
next ten years are projected to require
section 7 consultation to address
predicted adverse effects to one or both
of the physical or biological features of
designated critical habitat. Seventyseven of these actions are projected for
the Charlotte Harbor Estuary Unit, or
approximately eight per year on average.
Only eight future consultations are
projected to be required in the TTI/E
Unit over the next ten years due to
impacts on the critical habitat features,
or approximately one per year on
average. All of these projects would
have required consultation due to the
listing of the sawfish, even in the
absence of the designation. We have
projected that incremental section 7
costs will be associated with the
designation, in the form of increased
administrative costs of more complex,
formal consultations, and in project
modification costs. Estimated costs for
these project modifications are provided
in the Final 4(b)(2) Report, though we
could not predict the total cost of
modifications resulting from the
designation given the lack of
information on project design and
locations. However, we may have
overestimated impacts in our
assumption that all modification costs
will be necessary and will be
incremental impacts of the designation
rather than baseline impacts of existing
State, local or other Federal laws or
regulations that protect natural
resources or co-extensive impacts of the
listing of the sawfish. We do not project
that any required project modifications
will have secondary impacts on local or
regional economies. The majority of
project modifications are projected to be
recommended to avoid adverse effects
to the red mangroves in the critical
habitat areas. We expect that the
designation will provide unique,
additional protections to mangroves
because existing laws and regulations in
these areas do not avoid the destruction
or adverse modification of mangroves
for the purpose of facilitating recovery
of the sawfish. The final designation is
expected to, at minimum, prevent the
loss of societal benefits that mangroves
and shallow euryhaline habitats
currently provide in the two specific
areas included in the proposal.
Critical Habitat Designation
We are designating approximately
840,472 acres in two units of critical
habitat occupied by the U.S. DPS of
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45371
smalltooth sawfish at the time of its
listing. The two units determined for
critical habitat designations are: the
Charlotte Harbor Estuary Unit, which
comprises approximately 221,459 acres
of habitat; and the Ten Thousand
Islands/Everglades Unit (TTI/E), which
comprises approximately 619,013 acres
of habitat. The two units are located
along the southwestern coast of Florida
between Charlotte Harbor and Florida
Bay.
These specific areas contain the
following physical and biological
features that are essential to the
conservation of this species and that
may require special management
considerations or protection: red
mangroves and shallow euryhaline
habitats characterized by water depths
between the MHW line and 3 ft (0.9 m)
measured at Mean Lower Low Water
(MLLW). No unoccupied areas are
included in the final designation of
critical habitat.
Peer Review
In December 2004, the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
Peer Review establishing minimum peer
review standards, a transparent process
for public disclosure of peer review
planning, and opportunities for public
participation. The OMB Bulletin,
implemented under the Information
Quality Act (Pub. L. 106–554), is
intended to enhance the quality and
credibility of the Federal government’s
scientific information, and applies to
influential or highly influential
scientific information disseminated on
or after June 16, 2005.
To satisfy our requirements under the
OMB Bulletin, we obtained independent
peer review of the scientific information
included in the proposed critical habitat
designation, including the Draft 4(b)(2)
Report and incorporated the peer review
comments prior to dissemination of the
proposed rulemaking. The peer review
comments and our responses are
summarized above.
Classification
The State of Florida determined this
action is consistent to the maximum
extent practicable with the enforceable
policies of the approved coastal
management programs of Florida. This
determination is required under section
307 of the Coastal Zone Management
Act.
This final rule has been determined to
be significant under Executive Order
(E.O.) 12866. We have integrated the
regulatory principles of the E.O. into the
development of this rule to the extent
consistent with the mandatory duty to
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designate critical habitat, as defined in
the ESA.
We prepared a final regulatory
flexibility analysis (FRFA) pursuant to
section 603 of the Regulatory Flexibility
Act (5 U.S.C. 601 et seq.), which
describes the economic impact this rule
may have on small entities.
This rule may affect small businesses,
small nonprofit organizations, and small
governmental jurisdictions that engage
in activities that would affect the
essential features identified in this
designation, if they receive funding or
authorization for such activity from a
Federal agency. Such activities would
trigger ESA section 7 consultation
requirements, and potential
modifications to proposed activities
may be required to avoid destroying or
adversely modifying the critical habitat.
The consultation record from which we
have projected likely actions occurring
over the next ten years indicates that
applicants for Federal permits or funds
may include small entities. For
example, marine contractors may
require ACOE permits for dock
construction; some of these contractors
may be small entities. According to the
Small Business Administration,
businesses in the Heavy and Civil
Engineering Construction subsector
(NAICS Code 237990), which includes
firms involved in marine construction
projects such as breakwater, dock, pier,
jetty, seawall and harbor construction,
must have average annual receipts of no
more than $31 million to qualify as a
small business (dredging contractors
that perform at least 40% of the volume
dredged with their own equipment, or
equipment owned by another small
concern are considered small businesses
if their average annual receipts are less
than or equal to $18.5 million). Our
consultation database does not track the
identity of past permit recipients or
whether the recipients were small
entities, so we have no basis to
determine the percentage of grantees or
permittees that may be small businesses
in the future.
Small businesses in the tourist and
commercial fishing industries may
benefit from the rule because avoiding
the destruction or adverse modification
of the critical habitat features,
particularly mangroves, is expected to at
minimum prevent loss of current direct
and indirect use of, and values derived
from, these habitats within the areas
included in the designation.
A review of historical ESA section 7
consultations involving projects in the
areas designated are described in
Section 3.2.2 of the Final 4(b)(2) Report
prepared for this rulemaking. We
projected that, on average, about eight
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Federal projects with non-Federal
grantees or permittees will be affected
by implementation of the critical habitat
designation, annually, across both areas
included in the critical habitat
designation. Some of these grantees or
permittees could be small entities, or
could hire small entities to assist in
project implementation. Historically,
these projects have involved dock/pier
construction and repair, water control
structure installation or repair, bridge
repair and construction, dredging, cable
installation, and shoreline stabilization.
Potential project modifications we have
identified that may be required to
prevent these types of projects from
adversely modifying critical habitat
include: project relocation;
environmental conditions monitoring;
horizontal directional drilling; road/
utility corridor restrictions; alternative
shoreline stabilization methods; dock
size and width limits; restrictions on
structures that modify freshwater flows;
and sediment and turbidity control
measures. See Table 15 of the Final
4(b)(2) Report.
Even though we cannot determine
relative numbers of small and large
entities that may be affected by this rule,
there is no indication that affected
project applicants would be limited to,
nor disproportionately comprised of,
small entities.
It is unclear whether small entities
would be placed at a competitive
disadvantage compared to large entities.
However, as described in the Final
4(b)(2) Report, consultations and project
modifications will be required based on
the type of permitted action and its
associated impacts on the essential
critical habitat feature. Because the costs
of many potential project modifications
that may be required to avoid adverse
modification of critical habitat are unit
costs such that total project
modification costs would be
proportional to the size of the project, it
is not unreasonable to assume that
larger entities would be involved in
implementing the larger projects with
proportionally larger project
modification costs.
It is also unclear whether the rule will
significantly reduce profits or revenue
for small businesses. As discussed
throughout the Final 4(b)(2) Report, we
made assumptions that all future
consultations will be formal, that all
will require project modifications, and
that all costs of project modifications
will be incremental impacts of the
designation and not a requirement of
other existing regulatory requirements
including ESA requirements for
protection of the sawfish itself. These
assumptions likely overestimate the
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impacts of the designation. In addition,
as stated above, though it is not possible
to determine the exact cost of any given
project modification resulting from
consultation, the smaller projects most
likely to be undertaken by small entities
would likely result in relatively small
modification costs.
There are no record-keeping
requirements associated with the rule.
Similarly, there are no reporting
requirements other than those that
might be associated with reporting on
the progress and success of
implementing project modifications.
However, third party applicants or
permittees would be expected to incur
incremental costs associated with
participating in the administrative
process of consultation along with the
permitting Federal agency, beyond the
baseline administrative costs that would
be required for consultations based on
the sawfish itself. Estimates of the cost
to third parties from consultations were
developed from the estimated Section 7
costs identified in the Economic
Analysis of Critical Habitat Designation
for the Gulf Sturgeon (IEc 2003) inflated
to 2009 (March) dollars. The maximum
potential incremental third party cost
for each consultation would be the
difference between the cost of an
informal consultation required solely for
the presence of the sawfish and a formal
consultation required to avoid
destroying or adversely modifying the
critical habitat ($2,000 difference per
low complexity consultation and $1,600
difference per high complexity
consultation). The total impact on third
party costs would be the incremental
cost of the formal consultation
multiplied by the increased number of
formal consultations. The maximum
incremental third party costs for both
Units are estimated to range from
$136,200 to $170,000 (depending on
complexity) over the 10-year planning
period.
No Federal laws or regulations
duplicate or conflict with the final rule.
Existing Federal laws and regulations
overlap with the final rule only to the
extent that they provide protection to
natural resources including mangroves
generally. However, no existing laws or
regulations specifically prohibit
destruction or adverse modification of
critical habitat for, and focus on the
recovery of, the smalltooth sawfish.
The alternatives to the designation
considered consisted of three
alternatives: no-action, our preferred
alternative, and an alternative with
varying numbers of units. NMFS would
not designate critical habitat for the
smalltooth sawfish under the no action
(status quo) alternative. Under this
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alternative, conservation and recovery
of the listed species would depend
exclusively upon the protection
provided under the ‘‘jeopardy’’
provisions of Section 7 of the ESA and
implementation of the recovery plan.
Under the status quo, there would be no
increase in the number of ESA
consultations or project modifications in
the future that would not otherwise be
required due to the listing of the
smalltooth sawfish. However, the
physical and biological features forming
the basis for our final critical habitat
designation are essential to sawfish
conservation, and conservation for this
species will not succeed without the
availability of these features. Thus, the
lack of protection of the critical habitat
features from adverse modification
could result in continued declines in
abundance of smalltooth sawfish, and
loss of associated values sawfish
provide to society. Further, this
alternative is not consistent with the
requirement of the ESA to designate
critical habitat to the maximum extent
prudent and determinable.
Under the preferred alternative two
specific areas that provide nursery
functions for juvenile sawfish are
included in the final critical habitat
designation. These areas are located
along peninsular Florida, encompassing
portions of Charlotte, Lee, Collier,
Monroe, and Miami-Dade counties.
These two areas contain the physical
and biological features essential to the
conservation of the U.S. DPS of
smalltooth sawfish. The essential
features are red mangroves and shallow
euryhaline habitats characterized by
water depths between the MHW line
and 3 ft (0.9 m) measured at MLLW that
provide nursery area functions to
smalltooth sawfish. The preferred
alternative was selected because it best
implements the critical habitat
provisions of the ESA, by defining the
specific features that are essential to the
conservation of the species, and due to
the important conservation benefits
expected to result from this alternative
relative to the no action alternative.
Under the varying number of units
alternative, we considered both
combining the Charlotte Harbor Estuary
Unit and the TTI/E Unit into a single
unit for designation, and alternatively
we considered splitting both units into
multiple smaller units.
Under the first scenario, the unit
would include the Naples beach area
between the two units, and thus would
encompass a larger total area than the
two units. Though juveniles have been
encountered in the Naples beach area,
they have not been encountered in high
densities. We also do not believe that
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juveniles move between the Charlotte
Harbor Estuary and TTI/E Units along
this stretch of beach. Furthermore,
while red mangroves exist along this
area (though they are much more
sparsely distributed than in the two
units), the salinity regimes are much
more purely marine than estuarine, and
the features are not considered to
provide the nursery functions essential
to the conservation of the species in
these areas. Thus, we rejected this
alternative in our final critical habitat
designation because the Naples Beach
area is not considered to meet the
definition of a nursery area.
Under the second scenario, we
considered options to split both the
Charlotte Harbor Estuary Unit and the
TTI/E Unit into multiple smaller units.
We considered designating Charlotte
Harbor and the Caloosahatchee Rivers as
separate units, including limiting the
sizes of each of these areas strictly to
locations of past high density
encounters of juveniles. We considered
the same type of partitioning of the TTI/
E Unit into smaller isolated units based
on past high density encounters alone.
We rejected the alternative of separating
Charlotte Harbor and the
Caloosahatchee River because State and
local water resource managers consider
the systems as a single integrated
aquatic system. For both units, we
rejected the alternative of multiple
smaller units drawn around past high
density juvenile encounters because we
believe it would have omitted habitat
that is almost certain nursery habitat for
the sawfish between the separated small
units. In addition, the essential features
are continuously distributed from the
harbor into the river, so this option
would have omitted areas that meet the
definition of critical habitat. Moreover,
a designation limited to past encounters
would not take into account the limits
of this type of data in defining the
extent of habitat use by the sawfish, and
it would not provide protection for
expanded nursery habitat needed for a
recovering population. In addition, it
was not clear that designating multiple
smaller units would result in lower
economic impacts of the designation, as
the precise location of future
consultations within these areas cannot
be predicted based on available
information.
An environmental analysis as
provided for under National
Environmental Policy Act for critical
habitat designations made pursuant to
the ESA is not required. See Douglas
County v. Babbitt, 48 F.3d 1495 (9th Cir.
1995), cert. denied, 116 S.Ct. 698 (1996).
Pursuant to the Executive Order on
Federalism, E.O. 13132, the Assistant
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45373
Secretary for Legislative and
Governmental Affairs provided notice of
this action and requested comments
from the appropriate official(s) of the
State of Florida. As mentioned above,
Florida found the regulation consistent
with its approved coastal management
programs.
This action has undergone a predissemination review and determined to
be in compliance with applicable
information quality guidelines
implementing the Information Quality
Act (Section 515 of Pub. L. 106–554).
This action does not contain a
collection-of-information requirement
for purposes of the Paperwork
Reduction Act.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
Web site at https://sero.nmfs.noaa.gov/
pr/SmalltoothSawfish.htm and is
available upon request from the NMFS
Southeast Regional Office in St.
Petersburg, Florida (see ADDRESSES).
List of Subjects in 50 CFR Part 226
Endangered and threatened species.
Dated: August 27, 2009.
James W. Balsiger,
Acting Assistant Administrator for Fisheries,
National Marine Fisheries Service.
For the reasons set out in the
preamble, NMFS amends 50 CFR part
226 as set forth below:
■
PART 226—DESIGNATED CRITICAL
HABITAT
1. The authority citation of part 226
continues to read as follows:
Authority: 16 U.S.C. 1533.
2. Add § 226.218, to read as follows:
§ 226.218 Critical habitat for the U.S.
DPS of smalltooth sawfish (Pristis
pectinata). Critical habitat is designated
for the U.S. DPS of smalltooth sawfish
as described in this section. The textual
descriptions in paragraph (b) of this
section are the definitive source for
determining the critical habitat
boundaries. The maps of the critical
habitat units provided in paragraph (d)
of this section are for illustrative
purposes only.
(a) Physical and biological features
essential to the conservation of the
endangered U.S. DPS of smalltooth
sawfish. The physical and biological
features essential to the conservation of
the U.S. DPS of smalltooth sawfish,
which provide nursery area functions
are: red mangroves and shallow
euryhaline habitats characterized by
water depths between the Mean High
Water line and 3 ft (0.9 m) measured at
■
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Mean Lower Low Water (MLLW). These
features are included in critical habitat
within the boundaries of the specific
areas in paragraph (b) of this section,
except where the features were not
physically accessible to sawfish at the
time of this designation (September
2009); for example, areas where existing
water control structures prevent sawfish
passage to habitats beyond the structure.
(b) Critical habitat boundaries.
Critical habitat includes two areas
(units) located along the southwest coast
of peninsular Florida. The northern unit
is the Charlotte Harbor Estuary Unit and
the southern unit is the Ten Thousand
Islands/Everglades (TTI/E) Unit. The
units encompass portions of Charlotte,
Lee, Collier, Monroe, and Miami-Dade
Counties.
(1) Charlotte Harbor Estuary Unit. The
Charlotte Harbor Estuary Unit is located
within Charlotte and Lee Counties. The
unit includes Charlotte Harbor,
Gasparilla Sound, Pine Island Sound,
Matlacha Pass, San Carlos Bay, Estero
Bay, and the Caloosahatchee River. The
unit is defined by the following
boundaries. It is bounded by the Peace
River at the eastern extent at the mouth
of Shell Creek at 81°59.467′ W, and the
northern extent of the Charlotte Harbor
Preserve State Park at 26°58.933′ N. At
the Myakka River the unit is bounded
by the SR–776 Bridge and in Gasparilla
Sound by the SR–771 Bridge. The
COLREGS–72 lines between Gasparilla
Island, Lacosta Island, North Captiva
Island, Captiva Island, Sanibel Island,
and the northern point of Estero Island
are used as the coastal boundary for the
unit. The southern extent of the unit is
the Estero Bay Aquatic Preserve, which
is bounded on the south by the Lee/
Collier County line. Inland waters are
bounded by SR–867 (McGregor
Boulevard) from Punta Rassa Road to
SR–80 near Fort Myers, then by SR–80
(Palm Beach Boulevard) to Orange River
Boulevard, then by Orange River
Boulevard to Buckingham Road, then by
Buckingham Road to SR–80, and then
following SR–80 until it is due south of
the Franklin Lock and Dam (S–79),
which is the eastern boundary on the
Caloosahatchee River and a structural
barrier for sawfish access. Additional
inland water boundaries north and west
of the lock are bounded by North
Franklin Lock Road to North River
Road, then by North River Road to SR–
31, then by SR–31 to SR–78 near Cape
Coral, then by SR–78 to SR–765, then by
SR–765 to US–41, then by US–41 to
US–17 (Marion Avenue) in Punta Gorda,
then by US–17 to Riverside Drive, and
then by Riverside Drive to the eastern
extent of the Peace River at 81°59.467′
W. From the northern extent of the
Charlotte Harbor Preserve State Park at
26°58.933′ N, inland waters are
bounded westward along that latitude to
Harbor View Road, then by Harbor View
Road to US–41, then by US–41 to SR–
776, then by SR–776 to the Myakka
River Bridge.
(2) Ten Thousand Islands/Everglades
Unit (TTI/E). The TTI/E Unit is located
within Collier, Monroe, and MiamiDade Counties, Florida. The unit
includes waters within Everglades
National Park (ENP), including Florida
Bay, in the vicinity of Everglades City,
within the Cape Romano-Ten Thousand
Islands Aquatic Preserve (AP), and
within the portion of Rookery Bay AP
south of SR–92. The boundaries match
the portion of Rookery Bay AP south of
SR–92, and the Cape Romano-Ten
Thousand Islands Aquatic Preserve AP.
The unit boundaries also closely match
the ENP boundaries with the following
two exceptions: the unit boundary
connects points 55 and 57 as illustrated
in the critical habitat map that follows,
which extend beyond the ENP
boundary; and the unit boundary is
located inside the ENP boundary
between points 77 and 2, omitting the
northeast portion of the ENP. The
boundary of the unit is comprised of the
following connected points, listed by
point number in the ID field, degrees
North latitude, degrees West longitude,
and brief description of the boundary.
TABLE 2—LIST OF LATITUDE AND LONGITUDE BOUNDARY POINTS
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ID
1 ..............
2 ..............
3 ..............
4 ..............
5 ..............
6 ..............
7 ..............
8 ..............
9 ..............
10 ............
11 ............
12 ............
13 ............
14 ............
15 ............
16 ............
17 ............
18 ............
19 ............
20 ............
21 ............
22 ............
23 ............
24 ............
25 ............
26 ............
27 ............
28 ............
29 ............
30 ............
31 ............
32 ............
VerDate Nov<24>2008
Latitude
25.2527
25.2874
25.2872
25.2237
25.1979
25.1846
25.1797
25.1480
25.1432
25.1352
25.1309
25.1282
25.1265
25.1282
25.0813
25.0676
25.0582
25.0373
25.0326
25.0168
25.0075
24.9990
24.9962
24.9655
24.9430
24.9388
24.9124
24.9006
24.8515
24.8730
24.9142
25.0004
Longitude
¥80.7988
¥80.5736
¥80.4448
¥80.4308
¥80.4173
¥80.3887
¥80.3905
¥80.4179
¥80.4249
¥80.4253
¥80.4226
¥80.4230
¥80.4268
¥80.4432
¥80.4747
¥80.4998
¥80.5218
¥80.5178
¥80.5188
¥80.5487
¥80.5578
¥80.5609
¥80.5648
¥80.6347
¥80.6585
¥80.6716
¥80.7255
¥80.7348
¥80.8326
¥80.8875
¥80.9372
¥81.0221
17:26 Sep 01, 2009
Jkt 217001
Description
Main Park Road (SR–9336) at Nine Mile Pond.
Everglades National Park boundary.
Everglades National Park boundary at US–HWY 1.
Everglades National Park boundary at US–HWY 1.
Everglades National Park boundary at US–HWY 1.
Everglades National Park boundary at US–HWY 1.
Everglades National Park boundary at US–HWY 1.
Everglades National Park boundary at Intercoastal Waterway (ICW).
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW near Plantation.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at ICW.
Everglades National Park boundary at COLREG–72.
Everglades National Park boundary at Arsenic Bank Light.
Everglades National Park boundary at Sprigger Bank Light.
Everglades National Park boundary.
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45375
TABLE 2—LIST OF LATITUDE AND LONGITUDE BOUNDARY POINTS—Continued
ID
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
............
Latitude
25.0723
25.0868
25.1567
25.2262
25.3304
25.4379
25.5682
25.7154
25.8181
25.8326
25.8315
25.9003
25.9030
25.9380
25.9378
25.9319
25.9330
25.9351
25.9464
25.9470
25.9615
25.9689
25.9130
25.8916
25.8630
25.8619
25.8040
25.8040
25.7892
25.7892
25.7743
25.7740
25.7591
25.7592
25.7295
25.7299
25.7153
25.7154
25.6859
25.6862
25.6715
25.6718
25.6497
25.6501
25.6128
Longitude
¥81.0859
¥81.0858
¥81.1620
¥81.2044
¥81.1776
¥81.1940
¥81.2581
¥81.3923
¥81.5205
¥81.5205
¥81.7450
¥81.7468
¥81.6907
¥81.6907
¥81.6834
¥81.6718
¥81.6508
¥81.6483
¥81.6433
¥81.6200
¥81.6206
¥81.6041
¥81.4569
¥81.4082
¥81.3590
¥81.2624
¥81.2602
¥81.2126
¥81.2128
¥81.1969
¥81.1966
¥81.1803
¥81.1803
¥81.1641
¥81.1638
¥81.1165
¥81.1164
¥81.1002
¥81.0997
¥81.0836
¥81.0835
¥81.0671
¥81.0665
¥81.0507
¥81.0497
Description
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary at Middle Cape Sable.
Everglades National Park boundary.
Everglades National Park boundary at Little Shark River.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary at Pavillion Key.
Everglades National Park boundary.
Everglades National Park boundary at Cape Romano—Ten Thousand Islands Aquatic Preserve.
Rookery Bay Aquatic Preserve boundary (southwest corner).
Rookery Bay Aquatic Preserve boundary.
Rookery Bay Aquatic Preserve boundary.
Rookery Bay Aquatic Preserve boundary at SR–92.
Rookery Bay Aquatic Preserve boundary at SR–92.
Rookery Bay Aquatic Preserve boundary at SR–92.
Rookery Bay Aquatic Preserve boundary at SR–92.
Rookery Bay Aquatic Preserve boundary at SR–92.
Rookery Bay Aquatic Preserve boundary at SR–92.
Cape Romano—Ten Thousand Islands Aquatic Preserve boundary.
Cape Romano—Ten Thousand Islands Aquatic Preserve boundary.
Cape Romano—Ten Thousand Islands Aquatic Preserve boundary.
Cape Romano—Ten Thousand Islands Aquatic Preserve boundary.
Everglades National Park boundary west of Everglades City.
Everglades National Park boundary east of Everglades City.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
Everglades National Park boundary.
erowe on DSK5CLS3C1PROD with RULES
(c) Areas not included in critical
habitat. Critical habitat does not include
the following particular areas where
they overlap with the areas described in
paragraph (b) of this section:
(1) Pursuant to ESA section 3(5)(A)(i),
all areas containing existing (already
constructed) federally authorized or
permitted man-made structures such as
VerDate Nov<24>2008
15:07 Sep 01, 2009
Jkt 217001
channels or canals maintained at depths
greater than 3 ft. at MLLW, boat ramps,
docks, and marinas deeper than 3 ft. at
MLLW.
(2) Pursuant to ESA section 3(5)(A)(i),
all waters identified as existing (already
constructed) federally authorized
channels as follows:
(i) Charlotte Harbor.
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(ii) Ft. Myers Beach (Matanzas Pass).
(iii) Portions of the Gulf Intracoastal
Waterway in the Caloosahatchee River.
(d) Maps. Overview maps of
designated critical habitat for the U.S.
DPS of smalltooth sawfish follow.
BILLING CODE 3510–22–P
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45378
Federal Register / Vol. 74, No. 169 / Wednesday, September 2, 2009 / Rules and Regulations
[FR Doc. E9–21186 Filed 9–1–09; 8:45 am]
BILLING CODE 3510–22–C
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 0910091344–9056–02]
RIN 0648–XR33
Fisheries of the Economic Exclusive
Zone Off Alaska; Shallow-Water
Species Fishery by Vessels Using
Trawl Gear in the Gulf of Alaska
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AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
SUMMARY: NMFS is prohibiting directed
fishing for species that comprise the
shallow-water species fishery by vessels
using trawl gear in the Gulf of Alaska
(GOA). This action is necessary because
the fourth seasonal apportionment of
the 2009 Pacific halibut bycatch
allowance specified for the shallowwater species fishery in the GOA has
been reached.
DATES: Effective 1200 hrs, Alaska local
time (A.l.t.), September 2, 2009, through
1200 hrs, A.l.t., October 1, 2009.
FOR FURTHER INFORMATION CONTACT:
Obren Davis, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fishery in the
GOA exclusive economic zone
according to the Fishery Management
Plan for Groundfish of the Gulf of
Alaska (FMP) prepared by the North
Pacific Fishery Management Council
under authority of the MagnusonStevens Fishery Conservation and
Management Act. Regulations governing
fishing by U.S. vessels in accordance
with the FMP appear at subpart H of 50
CFR part 600 and 50 CFR part 679.
The fourth seasonal apportionment of
the 2009 Pacific halibut bycatch
allowance specified for the shallowwater species fishery in the GOA is 150
metric tons as established by the final
2009 and 2010 harvest specifications for
groundfish of the GOA (74 FR 7333,
February 17, 2009), for the period 1200
hrs, A.l.t., September 1, 2009, through
1200 hrs, A.l.t., October 1, 2009.
In accordance with § 679.21(d)(7)(i),
the Administrator, Alaska Region,
NMFS, has determined that the fourth
seasonal apportionment of the 2009
Pacific halibut bycatch allowance
specified for the trawl shallow-water
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Jkt 217001
species fishery in the GOA has been
reached. Consequently, NMFS is
prohibiting directed fishing for the
shallow-water species fishery by vessels
using trawl gear in the GOA. The
species and species groups that
comprise the shallow-water species
fishery are pollock, Pacific cod, shallowwater flatfish, flathead sole, Atka
mackerel, skates and ‘‘other species.’’
This inseason action does not apply to
fishing for pollock by vessels using
pelagic trawl gear in those portions of
the GOA open to directed fishing for
pollock. This inseason action does not
apply to vessels fishing under a
cooperative quota permit in the
cooperative fishery in the Rockfish Pilot
Program for the Central GOA.
After the effective date of this closure
the maximum retainable amounts at
§ 679.20(e) and (f) apply at any time
during a trip.
Classification
This action responds to the best
available information recently obtained
from the fishery. The Assistant
Administrator for Fisheries, NOAA
(AA), finds good cause to waive the
requirement to provide prior notice and
opportunity for public comment
pursuant to the authority set forth at 5
U.S.C. 553(b)(B) as such requirement is
impracticable and contrary to the public
interest. This requirement is
impracticable and contrary to the public
interest as it would prevent NMFS from
responding to the most recent fisheries
data in a timely fashion and would
delay the closure of the shallow-water
species fishery by vessels using trawl
gear in the GOA. NMFS was unable to
publish a notice providing time for
public comment because the most
recent, relevant data only became
available as of August 26, 2009.
The AA also finds good cause to
waive the 30-day delay in the effective
date of this action under 5 U.S.C.
553(d)(3). This finding is based upon
the reasons provided above for waiver of
prior notice and opportunity for public
comment.
This action is required by § 679.21
and is exempt from review under
Executive Order 12866.
Authority: 16 U.S.C. 1801 et seq.
Dated: August 27, 2009.
James P. Burgess,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. E9–21172 Filed 8–28–09; 4:15 pm]
BILLING CODE 3510–22–S
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 0910091344–9056–02]
RIN 0648–XR37
Fisheries of the Exclusive Economic
Zone Off Alaska; Pacific Cod by
Vessels Subject to Amendment 80
Sideboard Limits in the Western
Regulatory Area of the Gulf of Alaska
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
SUMMARY: NMFS is prohibiting directed
fishing for Pacific cod by Amendment
80 vessels subject to sideboard limits in
the Western Regulatory Area of the Gulf
of Alaska (GOA). This action is
necessary to prevent exceeding the 2009
Pacific cod sideboard limit established
for Amendment 80 vessels subject to
sideboard limits in the Western
Regulatory Area of the GOA.
DATES: Effective 1200 hrs, Alaska local
time (A.l.t.), August 28, 2009, until 2400
hrs, A.l.t., December 31, 2009.
FOR FURTHER INFORMATION CONTACT:
Steve Whitney, 907–586–7269.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fishery in the
GOA exclusive economic zone
according to the Fishery Management
Plan for Groundfish of the Gulf of
Alaska (FMP) prepared by the North
Pacific Fishery Management Council
under authority of the MagnusonStevens Fishery Conservation and
Management Act. Regulations governing
fishing by U.S. vessels in accordance
with the FMP appear at subpart H of 50
CFR part 600 and 50 CFR part 679.
Regulations governing sideboard
protections for GOA groundfish
fisheries appear at subpart B of 50 CFR
part 679.
The 2009 Pacific cod sideboard limit
established for Amendment 80 vessels
subject to sideboard limits in the
Western Regulatory Area of the GOA is
two percent of the total allowable catch
(TAC) according to § 679.20 table 37
(https://www.alaskafisheries.noaa.gov/rr/
tables/tabl37.pdf). Two percent of the
TAC for Pacific cod in the Western
Regulatory Area of the GOA is 324
metric tons (mt), as established by the
final 2009 and 2010 harvest
specifications for groundfish of the GOA
(74 FR 7333, February 17, 2009) and
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Agencies
[Federal Register Volume 74, Number 169 (Wednesday, September 2, 2009)]
[Rules and Regulations]
[Pages 45353-45378]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-21186]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 226
[Docket No. 070717355-91122-02]
RIN 0648-AV74
Endangered and Threatened Species; Critical Habitat for the
Endangered Distinct Population Segment of Smalltooth Sawfish
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, the National Marine Fisheries Service (NMFS), issue a
final rule to designate critical habitat for the U.S. distinct
population segment (DPS) of smalltooth sawfish (Pristis pectinata),
which was listed as endangered on April 1, 2003, under the Endangered
Species Act (ESA). The critical habitat consists of two units: the
Charlotte Harbor Estuary Unit, which comprises approximately 221,459
acres of coastal habitat; and the Ten Thousand Islands/Everglades Unit
(TTI/E), which comprises approximately 619,013 acres of coastal
habitat. The two units are located along the southwestern coast of
Florida between Charlotte Harbor and Florida Bay.
DATES: This rule becomes effective October 2, 2009.
ADDRESSES: The final rule, Final Regulatory Flexibility Analysis, and
Final 4(b)(2) Report used in preparation of this final rule, as well as
comments and information received, are available on the NMFS Web site
at https://www.sero.noaa.gov/, or https://www.regulations.gov, or by
contacting the National Marine Fisheries Service's Southeast Regional
Office, 263 13th Avenue, South, St. Petersburg, FL 33701.
FOR FURTHER INFORMATION CONTACT: Shelley Norton, NMFS, Southeast
Regional Office, at 727-824-5312; or Lisa Manning, NMFS, Office of
Protected Resources, at 301-713-1401.
SUPPLEMENTARY INFORMATION:
Background
Under the ESA, we are responsible for determining whether certain
species are threatened or endangered and for designating critical
habitat for such species (16 U.S.C. 1533). On April 1, 2003, we listed
the U.S. DPS of smalltooth sawfish (``the species'') as endangered (68
FR 15674). At the time of listing, we also announced that critical
habitat was not then determinable because we were completing ongoing
studies necessary for the identification of specific habitats and
environmental features important for the conservation of the species.
Subsequently, we have sponsored additional research on the species, its
habitat use, and its conservation needs. Additionally, NMFS has
developed a recovery plan (NMFS, 2009) for the species pursuant to
section 4(f) of the ESA. We have reviewed the best available scientific
data and identified specific areas in the species' occupied range on
which are located those physical and biological features essential to
the conservation of the species that may require special management
considerations or protection. We published a proposed critical habitat
designation for the smalltooth sawfish on November 20, 2008 (73 FR
70290), and requested comments by January 20, 2009. On December 9,
2008, we published a notice in the Federal Register (73 FR 74681)
announcing the dates, times, and locations of two public hearings to
receive public comments on the proposed critical habitat rule. In
addition to the Federal Register notice announcing the public hearings,
we advertised the public hearings in the local newspapers (News-Press
of Ft. Myers on December 8, 2008, and in the Naples-News on December
14, 2008). During the public comment period we received several
requests to extend the public comment period. On January 29, 2009, we
reopened the public comment period until February 13, 2009 (74 FR
5141).
The key conservation objective we have identified for the species
is the need to facilitate recruitment into the adult sawfish population
by protecting juvenile nursery areas. We determined the location of
nursery areas by applying a model developed for identifying
elasmobranch nursery areas to smalltooth sawfish encounter data.
Additionally, we determined that the habitat features essential to the
conservation of the species (also known as the essential features) are
red mangroves and shallow euryhaline habitats characterized by water
depths between the Mean High Water line and 3 ft (0.9 m) measured at
Mean Lower Low Water (MLLW). These essential features are necessary to
facilitate recruitment of juveniles into the adult population, because
they provide for predator avoidance and habitat for prey in the areas
currently being used as juvenile nursery areas. We determined these
features may require special management considerations or protection
due to human and natural impacts to the features, including
development, marine construction, and storms. We proposed designating
two specific areas that are nursery areas and contain the essential
features necessary to the species conservation. The two areas are: the
Charlotte Harbor Estuary Unit, which comprises approximately 221,459
acres (346 mi\2\) of coastal habitat; and the Ten Thousand Islands/
Everglades Unit (TTI/E), which comprises approximately 619,013 acres
(967 mi\2\) of coastal habitat. The two units are located along the
southwestern coast of Florida between Charlotte Harbor and Florida Bay.
Smalltooth Sawfish Natural History
The following discussion of the distribution, life history, and
habitat use of the U.S. DPS of smalltooth sawfish is based on the best
available commercial and scientific information, including information
provided in the Status Review (65 FR 12959; March 10, 2000) and the
Smalltooth Sawfish Recovery Plan (January 2009).
Distribution and Range
Smalltooth sawfish are tropical marine and estuarine elasmobranch
(e.g., sharks, skates, and rays) fish that are reported to have a
circumtropical distribution. The historic range of the smalltooth
sawfish in the United States extends from Texas to New York (NMFS,
2009). The U.S. region that has historically harbored the largest
number of smalltooth sawfish is south and southwest Florida from
Charlotte Harbor to the Dry Tortugas. Most historic capture records
along the Atlantic coast north of Florida are from spring and summer
months and warmer water temperatures. Most specimens captured along the
Atlantic coast north of Florida were also large (greater than 10 ft or
3 m) adults and thought to represent seasonal migrants, wanderers, or
colonizers from a core or resident population(s) to the south rather
than being resident members of a continuous, even-density population
(Bigelow and Schroeder, 1953). Historic records from Texas to the
Florida Panhandle suggest a similar spring and summer pattern of
occurrence. While less common, winter
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records from the northern Gulf of Mexico suggest a resident population,
including juveniles, may have once existed in this region.
The Status Review Team (NMFS, 2000) compiled information from all
known literature accounts, museum collection specimens, and other
records of the species. The species suffered significant population
decline and range constriction in the early to mid 1900s. Encounters
with the species outside of Florida have been rare since that time.
Since the 1990s, the distribution of smalltooth sawfish in the
United States has been restricted to peninsular Florida (Seitz and
Poulakis, 2002; Poulakis and Seitz, 2004; Simpfendorfer and Wiley,
2005a; Mote Marine Laboratory's Sawfish Encounter Database; and the
FLMNH National Sawfish Encounter Database [FLMNHNSED]). Encounter data
indicate smalltooth sawfish encounters can be found with some
regularity only in south Florida from Charlotte Harbor to Florida Bay.
A limited number of reported encounters (one in Georgia, one in
Alabama, one in Louisiana, and one in Texas) have occurred outside of
Florida since 1998.
Peninsular Florida is the main U.S. region that historically and
currently hosts the species year-round because the region provides the
appropriate climate (subtropical to tropical) and contains the habitat
types (lagoons, bays, mangroves, and nearshore reefs) suitable for the
species. Encounter data and research efforts indicate a resident,
reproducing population of smalltooth sawfish exists only in southwest
Florida (Simpfendorfer and Wiley, 2005a).
Life History
Smalltooth sawfish are approximately 31 in (80 cm) in total length
at birth and may grow to a length of 18 ft (540 cm) or greater. A
recent study by Simpfendorfer et al. (2008) suggests rapid juvenile
growth occurs during the first 2 years after birth. First year growth
is 26-33 in (65-85 cm) and second year growth is 19-27 in (48-68 cm).
Growth rates beyond 2 years are uncertain; however, the average growth
rate of captive smalltooth sawfish has been reported between 5.8 in
(13.9 cm) and 7.7 in (19.6 cm) per year. Apart from captive animals,
little is known of the species' age parameters (i.e., age-specific
growth rates, age at maturity, and maximum age). Simpfendorfer (2000)
estimated age at maturity between 10 and 20 years, and a maximum age of
30 to 60 years. Unpublished data from Mote Marine Laboratory (MML) and
NMFS indicate male smalltooth sawfish do not reach maturity until they
reach 133 in (340 cm).
No directed research on smalltooth sawfish feeding habits exists.
Reports of sawfish feeding habits suggest they subsist chiefly on small
schooling fish, such as mullets and clupeids. They are also reported to
feed on crustaceans and other bottom-dwelling organisms. Observations
of sawfish feeding behavior indicate that they attack fish by slashing
sideways through schools, and often impale the fish on their rostral
(saw) teeth (Breder, 1952). The fish are subsequently scraped off the
teeth by rubbing them on the bottom and then ingested whole. The oral
teeth of sawfish are ray-like, having flattened cusps that are better
suited to crushing or gripping.
Very little is known about the specific reproductive biology of the
smalltooth sawfish. As with all elasmobranchs, fertilization occurs
internally. The embryos of smalltooth sawfish, while still bearing the
large yolk sac, resemble adults relative to the position of their fins
and absence of the lower caudal lobe. During embryonic development, the
rostral blade is soft and flexible. The rostral teeth are also
encapsulated or enclosed in a sheath until birth. Shortly after birth,
the teeth become exposed and attain their full size, proportionate to
the size of the saw. Total length of the animal at birth is
approximately 31 in (80 cm), with the smallest free-living specimens
reported during field studies in Florida being 27-32 in (69-81 cm)
(Simpfendorfer et al., 2008). Documentation on the litter size of
smalltooth sawfish is very limited. Gravid females have been documented
carrying between 15-20 embryos; however, the source of these data is
unclear and may represent an over-estimate of litter size. Studies of
largetooth sawfish in Lake Nicaragua (Thorson, 1976) report brood sizes
of 1-13 individuals, with a mean of 7 individuals. The gestation period
for largetooth sawfish is approximately 5 months, and females likely
produce litters every second year. Although there are no such studies
on smalltooth sawfish, their similarity to the largetooth sawfish
implies that their reproductive biology may be similar. Genetic
research currently underway may assist in determining reproductive
characteristics (i.e., litter size and breeding periodicity).
No confirmed breeding sites have been identified to date since
directed research began in 1998. Research is underway to investigate
areas where adult smalltooth sawfish have been reported to congregate
along the Everglades coast to determine if breeding is occurring in the
area.
Life history information on the smalltooth sawfish has been
evaluated using a demographic approach and life history data from the
literature on smalltooth sawfish, largetooth sawfish, and similar
species. Simpfendorfer (2000) estimates intrinsic rates of natural
population increase of 0.08 to 0.13 per year and population doubling
times from 5.4 to 8.5 years. These low intrinsic rates of population
increase are associated with the life history strategy known as ``k-
selection.'' K-selected animals are usually successful at maintaining
relatively small, persistent population sizes in relatively constant
environments. Consequently, they are not able to respond effectively
(rapidly) to additional and new sources of mortality resulting from
changes in their environment. Musick (1999) and Musick et al. (2000)
noted that intrinsic rates of increase less than ten percent were low,
and such species are particularly vulnerable to excessive mortalities
and rapid population declines, after which recovery may take decades.
Thus, smalltooth sawfish populations are expected to recover slowly.
Simpfendorfer (2000) concluded that recovery was likely to take decades
or longer, depending on how effectively sawfish could be protected.
Habitat Usage
At the time of listing, very little information was known about the
habitat usage patterns of the species. The Status Review (NMFS, 2000)
and the final listing rule identified habitat loss and degradation as
the secondary cause of the species' decline. The primary reason for the
species' decline was bycatch in various commercial and recreational
fisheries.
The Status Review described sawfish habitat usage as: ``Sawfish in
general inhabit the shallow coastal waters of most warm seas throughout
the world. They are found very close to shore in muddy and sandy
bottoms, seldom descending to depths greater than 32 ft (10 m). They
are often found in sheltered bays, on shallow banks, and in estuaries
or river mouths.'' In the years since the status review, additional
research on habitat use by smalltooth sawfish has been undertaken. This
research confirmed the general characterization of habitat use for
smalltooth sawfish and revealed a more complex pattern of habitat use
than previously known, with different life history stages having
different patterns of habitat use.
A variety of methods have been used to study habitat use patterns
of smalltooth sawfish, including acoustic telemetry (Simpfendorfer,
2003),
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acoustic monitoring (Simpfendorfer, unpublished data; Poulakis,
unpublished data), public encounter databases (Seitz and Poulakis,
2002; Poulakis and Seitz, 2004; Simpfendorfer and Wiley, 2005a), and
satellite archival tagging (Simpfendorfer and Wiley, 2005b). The
majority of this research has targeted juvenile sawfish, but some
information on adult habitat use has also been obtained.
MML and the Florida Fish and Wildlife Research Institute (FWRI)
manage encounter databases containing data on sightings and captures of
smalltooth sawfish from commercial and recreational fishermen, research
efforts, and other sources (e.g., divers and boaters). These databases
provide insight into the habitat use patterns of smalltooth sawfish. To
request reporting of sightings/captures from the public, MML and FWRI
(1998-2008) have engaged in various outreach efforts. These efforts
include placing flyers at boat ramps and tackle/dive shops, media
releases, articles in fishing magazines, interviews with recreational
fishing guides and commercial fishers, Web sites, and personal contacts
with researchers. Standard questionnaires are used to collect encounter
data (water depth, location, tidal states, gear information, size of
animal, and various other physical and environmental features).
Outreach efforts were initially focused primarily in Florida but have
expanded into areas along the southeastern coasts of the United States
between Texas and North Carolina.
Based on our historic and current knowledge of where smalltooth
sawfish are encountered (coastal areas), we believe recreational
fishers who primarily fish in coastal areas represent the best source
of occurrence data for the species. Additionally, Simpfendorfer and
Wiley (2005a) analyzed the number of registered fishers in Florida by
county to see if fishing effort affects the distribution of the
encounters. No strong correlation between the distribution of fishers
and encounter locations was found. Based on Simpfendorfer and Wiley
(2005a), we believe that the encounter data are not geographically
biased.
Directed research programs conducted by FWRI, MML, FLMNH, and NMFS
are also a source of encounter data. Directed-research efforts on the
species are also primarily focused in coastal areas but are limited to
southwest Florida between Charlotte Harbor and the Florida Keys. The
sampling methodologies for the directed research efforts are not random
or stratified: Research efforts are focused in areas where sawfish have
been encountered, primarily southwest Florida. We anticipate future
sampling efforts for these and other areas will use a random-stratified
approach. Research is underway to determine habitat usage patterns,
site fidelity, movement patterns, and various genetic relationships.
Encounter and research data provide some insight into adult
smalltooth sawfish habitat usage patterns. Information on adult
smalltooth sawfish comes from encounter data, observers aboard fishing
vessels, and pop-up satellite archival tags (PAT). Data on adult male
(at least 134 in (340 cm) in length) and adult female (142 in (360 cm)
in length) smalltooth sawfish are very limited. The encounter data
suggest that adult sawfish occur from shallow coastal waters to deeper
shelf waters. Poulakis and Seitz (2004) observed that nearly half of
the encounters with adult-sized sawfish in Florida Bay and the Florida
Keys occurred in depths from 200 to 400 ft (70 to 122 m). Simpfendorfer
and Wiley (2005a) also reported encounters in deeper water off the
Florida Keys, noting that these were mostly reported during winter.
Observations on commercial longline fishing vessels and fishery
independent sampling in the Florida Straits show large sawfish in
depths of up to 130 ft (40 m) (Carlson and Burgess, unpublished data).
Seitz and Poulakis (2002) reported that one adult-sized animal,
identifiable by its broken rostrum, was captured in the same location
over a period of a month near Big Carlos Pass. This suggests that
adults may have some level of site fidelity for relatively short
periods; however, the historic occurrence of seasonal migrations along
the U.S. East Coast also suggests that adults may be more nomadic than
juveniles with their distribution controlled, at least in part, by
water temperature.
In summary, there is limited information on adult sawfish
distribution and habitat use. Adult sawfish are encountered in various
habitat types (mangrove, reef, seagrass, and coral), in varying
salinity regimes and temperatures, and at various water depths. Adults
are believed to feed on a variety of fish species and crustaceans. No
known breeding sites have been identified. Encounter data have
identified river mouths as areas where many people observe both
juvenile and adult sawfish. Seitz and Poulakis (2002) noted that many
encounters occurred at or near river mouths in southwest Florida.
Simpfendorfer and Wiley (2005b) reported a similar pattern of
distribution along the entire west coast of Florida. Along the
Everglades coastal region, Simpfendorfer and Wiley (2005b) report a
strong association of smalltooth sawfish with the Chatham, Lostmans,
Rodgers, Broad, Harney, and Shark Rivers.
Most of the research and encounter data on habitat usage of
smalltooth sawfish have been obtained on juveniles less than 79 in (200
cm) in length. Juveniles in this size class are most susceptible to
predation and starvation (Simpfendorfer, 2006). Like other species of
elasmobranchs, smalltooth sawfish appear to use nursery areas because
of the reduced numbers of predators and abundant food resources such
areas can provide (Simpfendorfer and Milward, 1993).
Much of the research on smalltooth sawfish juveniles indicates some
differences in habitat use based on the length of the animals, between
what are characterized as very small (less than 39 in (100 cm)) and
small (39-79 in (100-200) cm) juveniles. Most encounters of both very
small and small juveniles have been within 1,641 ft (500 m) of shore
(Simpfendorfer, 2006).
Very small juvenile smalltooth sawfish show high levels of site
fidelity, at least over periods of days and potentially for much longer
(Simpfendorfer, 2003; 2006). Limited acoustic tracking studies (five
animals) have shown that, at this size, sawfish will remain associated
with the same shallow mud bank over periods of several days
(Simpfendorfer, 2003). Very small juveniles spend a large portion of
their time on the same shallow mud or sand banks in water less than 1
ft (30 cm) deep. Since water levels on individual mud banks vary with
the tide, the movements of these small animals appear to be directed
toward remaining in shallow water. The mud banks are very small, and
preliminary home range size for the tracked animals is estimated to be
1,076-10,763 ft\2\ (100-1,000 m\2\) (Simpfendorfer, 2003). The longer-
term fidelity to these sites is poorly understood, and ongoing research
is expected to provide more insight into determining how much habitat
very small juveniles use on a daily basis. Simpfendorfer (2001)
concludes that shallow coastal waters represent key habitat for the
species, and in particular that waters less than 3.3 ft (1 m) may be
very important as nursery areas. The primary purpose of staying in such
shallow water is likely to avoid predators, such as bull sharks.
Additionally, these shallow waters provide warm water temperatures that
may be utilized to maximize growth rates (Simpfendorfer, 2006).
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Simpfendorfer (2001) concludes that most smalltooth sawfish (adults and
juveniles) show a preference for water temperatures greater than 17.8
[deg]C (64 [deg]F).
In addition to shallow mud banks, very small juveniles also use red
mangrove prop root habitats in southern Florida (Simpfendorfer and
Wiley, 2005a). Animals in this size class spend the vast majority of
their time in very shallow water less than 1 ft (30 cm) deep, and they
tend to move into mangrove prop roots during periods of high tide. Red
mangrove habitats also provide foraging opportunities for very small
and small juveniles, because the prop root system provides nursery
areas for various fish and crustacean species.
Small juveniles have many of the same habitat use characteristics
seen in the very small sawfish. Their association with very shallow
water (less than 1 ft (30 cm) deep) is slightly weaker, possibly
because they are better suited to predator avoidance due to their
larger size and greater experience (NMFS, 2006). They do still have a
preference for shallow water, remaining in depths mostly less than 3.3
ft (1 m). Most encounters of small juveniles also occur near red
mangroves. Site fidelity has also been studied for small juvenile
sawfish. Several sawfish, approximately 59 in (150 cm) in length and
fitted with acoustic tags, have been relocated in the same general
areas over periods of several months, suggesting a high level of site
fidelity (Simpfendorfer, 2003). The daily home range for these animals,
based on data from a few animals, appears to be much larger than that
of very small juveniles (0.386-1.93 mi\2\ or 1-5 km\2\). The recent
implementation of acoustic monitoring systems to study the longer term
site fidelity of sawfish has confirmed these observations and also
indicates that changes in environmental conditions such as salinity may
be important in driving changes in local distribution and, therefore,
habitat use patterns (Simpfendorfer, unpublished data).
Simpfendorfer and Wiley (2005) documented that no encounters
occurred within habitat in permanent freshwater areas. Many encounters
occur near river mouths or near sources of freshwater inflow, and
encounter data suggest that estuarine habitats may be an important
factor affecting the species' distribution. Simpfendorfer (2001)
suggests that smalltooth sawfish occur in river mouth areas because of
the lower salinity, submerged vegetation, or abundant prey. We analyzed
MML and FWRI encounter data from 1998-2008 for juveniles, and the data
indicate the majority of the juvenile encounters occurred within
euryhaline or estuarine waters. Euryhaline/estuarine waters are highly
productive areas that contain a variety of food sources for the
smalltooth sawfish. Mullet, clupeids, and various crustacean species
that are known food sources for the smalltooth sawfish are commonly
found in estuarine areas.
Juvenile smalltooth sawfish may require specific salinity regimes
with specific freshwater inputs, but, at this time, data on specific
salinity regime requirements for the species do not exist. Ongoing
studies of habitat use patterns of very small and small juveniles in
the Caloosahatchee River are expected to provide more insight into the
habitat used by or necessary for an individual juvenile (less than or
equal to 79 in (200 cm) in length) smalltooth sawfish. At this time,
however, there are insufficient data available to determine whether
specific salinity ranges are requirements of small juveniles.
Data on large (greater than 79 in (200 cm) in length) juvenile
smalltooth sawfish are limited, and more information is needed to
determine the habitat usage patterns and site fidelity characteristics
of this size class of smalltooth sawfish.
Summary of Comments and Responses
We requested comments on the proposed rule to designate critical
habitat for the endangered U.S. DPS of smalltooth sawfish on November
20, 2008 (73 FR 70290), and on January 29, 2009 (74 FR 5141), we
reopened the comment period until February 13, 2009. We held two public
hearings to facilitate public participation, the proposed rule was
available on our regional Web-page, and comments were accepted via
standard mail, facsimile, and through the Federal eRulemaking portal.
In addition to the proposed rule, the draft impact report required
under Section 4(b)(2) of the ESA was posted. We obtained independent
peer review on both the scientific information in the proposed rule and
on the Draft 4(b)(2) Report (NMFS, 2008).
We have considered all peer review and public comments, and those
that are responsive to the designation are addressed in this final rule
and discussed in the following summary. We have assigned public
comments to major issue categories and, where appropriate, have
combined similar comments.
Peer Review Comments
Comment 1: Two reviewers stated NMFS used the best available
information on the species and also stated the areas proposed for
designation were justified by the available data.
Comment 2: One reviewer noted the daily home range area for small
juveniles was calculated incorrectly for small juveniles. The home
range value of 1-5 km\2\ equates to 0.386-1.93 mi\2\.
Response: We corrected the home range value in our discussion in
this rule.
Comment 3: One reviewer stated that NMFS should revise the critical
habitat rule if new data identify additional nursery areas, discrete
areas used by other size classes of animals, or mating aggregations.
Response: NMFS will consider revising the critical habitat
designation if new data identify areas containing features essential
for the conservation of the species, or areas in the species'
unoccupied range that are essential for the conservation of the
species.
Comment 4: A reviewer stated that NMFS should monitor freshwater
flow regimes (salinity fluctuations, dissolved oxygen, flow rates), and
nutrients, red mangroves, and submerged aquatic vegetation in the
designated areas.
Response: NMFS is required to consult under section 7 of the ESA on
Federal actions that may affect listed species, including the
smalltooth sawfish, or their designated critical habitat. Therefore,
NMFS would consult under section 7 of the ESA on the effects from
alterations of freshwater flow regimes on the sawfish and its
designated critical habitat. Ongoing research is also investigating
habitat use and movements of juvenile sawfish in relation to salinity
regimes.
Comment 5: A reviewer stated that we should consider designating
other areas that contain the same essential features included in the
two nursery areas in southwest Florida, and specifically suggested
Tampa Bay and the Indian River Lagoon. This peer reviewer stated that
we did not appropriately consider the amount of suitable habitat that
remains outside of the proposed critical habitat areas, specifically
within Tampa Bay and the Indian River Lagoon, given that the species
may need additional nursery areas in the future for recovery.
Response: We do recognize that the sawfish may need additional
nursery areas for its recovery, that red mangroves and shallow
euryhaline habitats exist outside the designated areas, and that
smalltooth sawfish were historically common in some of those areas
(e.g., Indian River Lagoon). However, sawfish also historically appear
to have used areas that do not contain mangroves as nursery areas. The
key conservation function of the critical
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habitat designation is to facilitate recruitment into the adult
population by protecting juvenile nursery areas. Based on the best
available data and our understanding of what constitutes a nursery area
for sawfish, the areas designated as critical habitat are the only
areas that are currently nursery areas. We cannot predict with any
certainty what new nursery areas may be established by the species. If
new information identifies nursery areas outside of the designated
critical habitat, NMFS will consider revising this rule.
Comment 6: A reviewer suggested a more complete Executive Summary
in the 4(b)(2) Report that includes the conclusions of the Economic and
Other Relevant Impacts sections of the report.
Response: We have revised the Executive Summary in the Final
4(b)(2) Report to include the conclusions of all three impact sections
of the report.
Comment 7: A reviewer requested more detail on the increased
probability of recovery of listed species as a result of designating
critical habitat and requested a long-term study of the relationship
between recovery rates of listed species and critical habitat
designation.
Response: The commenter's suggestion is noted. NMFS does evaluate
the recovery progress of listed species, including submitting reports
to Congress every 2 years on the status of efforts to develop and
implement recovery plans for listed species under our purview, and on
the status of all species for which recovery plans have been developed
under section 4(f)(3)) of the ESA. Between October 1, 2006, and
September 30, 2008, of the 59 domestic endangered or threatened species
listed under the ESA, 22 (37 percent) were stabilized or improving; 17
(29 percent) were known to be declining; and 20 (34 percent) were
unknown or mixed in their status (https://www.nmfs.noaa.gov/pr/pdfs/laws/esabiennial2008.pdf). A recent study suggests listed species with
designated critical habitat for 2 or more years may be more than twice
as likely to have an improving population trend and less than half as
likely to be declining compared to listed species without designated
critical habitat (Taylor et al., 2005). Of the 59 domestic listed
species under NMFS' purview, 39 have designated critical habitat, and
16 of these species were judged to be stable or improving in the 2008
report discussed above. Most of these designations have not been in
place for 2 years or longer, and it is likely too early in the recovery
process to judge the contribution of critical habitat to the recovery
of these species. It should also be noted that though critical habitat
protects features essential to a species' conservation from destruction
or adverse modification by Federal actions, critical habitat is not
intended to be the sole activity that brings about species' recovery.
Comment 8: A reviewer asked if saving the smalltooth sawfish would
save the local fishing industry and whether the rule protects mangroves
or smalltooth sawfish.
Response: Our primary goal is to support the key conservation
objective for the species by protecting the essential features in its
nursery areas. The rule is not intended to directly protect smalltooth
sawfish from harm, but rather is intended to promote its recovery by
preventing destruction or adverse modification of the physical and
biological habitat features essential to its conservation that may
result from Federal actions. The Final 4(b)(2) Report considered, in
the analysis of other relevant impacts, that the critical habitat
designation is likely to provide additional protections to mangrove
habitat and the fisheries that depend on those habitats. The fishing
industry may, therefore, also benefit from this designation.
Public Comments
A. Comments on Providing the Public Adequate Notice on the Proposed
Rule
Comment 1: We received several comments stating we did not provide
adequate notice for public review and comment on the proposed rule.
Response: NMFS published the proposed critical habitat rule for the
smalltooth sawfish on November 20, 2008 (73 FR 70290), and requested
pubic comments by January 20, 2009. On December 9, 2008, we published a
notice in the Federal Register (73 FR 74681) announcing the dates,
times, and locations of two public hearings to receive public comments
on the proposed critical habitat rule. In addition to the Federal
Register notice announcing the public hearings, we advertised the
hearings in relevant local newspapers (News-Press of Ft. Myers on
December 8, 2008; Naples-News on December 14, 2008). During the public
comment period, NMFS received several requests to extend the public
comment period. On January 29, 2009 (74 FR 5141), NMFS extended the
public comment period to February 13, 2009. We believe the public
received adequate opportunity to review and comment on the proposed
rule.
B. Comments on the Available Data for the Designation
Comment 2: Several commenters reacted to the statements in the
proposed rule describing the incomplete information on the habitat
usage patterns of the species, particularly adults, and suggested we
have incomplete information on which to base the designation. Another
commenter suggested we should do more research on the species before we
designate critical habitat. Several commenters expressed concern about
basing the rule on data from 2003 or earlier.
Response: The ESA requires we use the best available scientific
information to support the proposed designation. It also provides that
we may take up to 1 additional year after a species is listed, if
critical habitat is not determinable at the time of listing. Beyond
that year, during which NMFS further studied the species' habitat
needs, we may not wait to designate critical habitat to conduct more
research. We used all available information sources (literature,
research data, government agencies, and public encounter data) to
identify the specific areas and the essential features. No other
sources of data on the species were identified during the public
comment period. In contrast to the lack of information on specific
habitat usage that currently precludes designation of critical habitat
areas for adult smalltooth sawfish, we believe the available
information provides a sound basis for designating nursery areas used
by juveniles as critical habitat. Finally, the rule is based on
juvenile encounter data from 1998 through the present; a NMFS staff
member misstated the applicability of the ``time of listing'' provision
in the statute at one of the public hearings--that applies to
identifying the occupied range of the species.
Comment 3: A commenter suggested we re-evaluate the critical
habitat designation in 5 years to determine the habitat needs for
adults.
Response: We have not identified adult aggregation, mating, and/or
pupping areas, and no information on historic aggregation, mating, and/
or pupping sites exists, but these aspects of the species' life history
are being investigated by researchers. If information on adult
smalltooth sawfish becomes available which suggests areas that may be
essential to the conservation of the species, we will consider revising
the critical habitat designation.
Comment 4: A commenter requested information on how the encounter
data were collected and how far the animals travel up the Cape Coral
canals.
[[Page 45358]]
Additionally, the commenter wanted to know which canals smalltooth
sawfish are using.
Response: Smalltooth sawfish encounter data from FWCC and MML's
were used to develop the proposed rule. Encounter data are reported by
the public and by researchers. Recreational and commercial fishers,
boaters, divers, and the general public report smalltooth sightings and
captures to the FWCC and MML. The encounter reports may include
information such as the date, location, size of animal, water depth,
benthic habitat in the area, the type of fishing gear used, and
photographs, etc. Information gathered by researchers is similar to
what the public reports but may include more details about the animal
and may include specific movement information for tagged animals.
Encounter data and FWCC directed research have documented smalltooth
sawfish use of multiple canals within the Cape Coral canal system; each
canal is not named thus we cannot list them specifically. Ongoing
smalltooth sawfish research conducted by the FWCC has shown that tagged
animals travel deep into the canals and may use the canals for months
at a time, making daily excursions into the Caloosahatchee River.
Existing encounter data support the usage of the Cape Coral canal
system where it is accessible to smalltooth sawfish.
Comment 5: One commenter questioned the credibility of sightings
and encounter data, reported by fishermen, as a basis for the rule.
Response: There are a number of indices of the reliability and
suitability of encounter and sightings data available for this
designation. First, the encounter reporting programs are longstanding
and the researchers involved have established trust and personal
relationships with a good portion of the fishing community involved in
reporting encounters or recommending to others that they report
encounters. MML and FWCC only include encounter reports in their
databases when the reports have met some measures of credibility, for
example, if the description of the fish is consistent with the
morphological characteristics of the species. The encounter data have
also been validated in a number of respects by scientific research
carried out by the organizations that maintain the encounter databases.
Comment 6: Several commenters stated they had never seen and/or
caught a smalltooth sawfish in some of the areas (San Carlos Bay and
southwest Florida) proposed for designation.
Response: Encounter data, which includes reports from recreational
and commercial fishers, researchers, and snorkelers, indicate the
species is encountered within San Carlos Bay and that most encounters
of juveniles occur in southwest Florida. Sawfish are highly endangered
benthic fish, and it is not surprising that even long-time local
residents have never seen one.
C. Comments on Existing Resource Protections, Regulatory Burdens, and
Rulemaking Requirements Generally
Comment 7: A commenter asked if the President's Executive Order on
Regulatory Review (74 FR 4435; January 26, 2009) would stop NMFS from
publishing the critical habitat rule.
Response: No, President Obama's Memorandum to the Heads of
Executive Departments and Agencies, dated January 20, 2009, regarding
additional administration review of rules published prior to January
21, 2009, does not apply to this rule because the timing of the
proposed and final smalltooth sawfish critical habitat rules is
mandated under a court-approved settlement agreement.
Comment 8: Several commenters stated that existing laws and
regulations, including State laws, are currently in place to protect
habitats covered by the proposed designation, and that an additional
layer of government regulation should be avoided.
Response: The commenter is correct in part. Existing laws and
regulations are in place to protect marine and estuarine habitats,
including mangroves. However, none of the laws or regulations
applicable to the habitats included in the proposed designation provide
complete protection to the habitats. In a wide variety of
circumstances, existing laws and regulations allow for destruction of
habitat, and in instances where mitigation may be required, off-site
and out-of-kind mitigation are possible outcomes. Additionally,
existing laws and regulations do not expressly require consideration of
the conservation needs of the smalltooth sawfish in determining whether
impacts to habitat are allowable or mitigations are acceptable. This
final rule will provide unique additional protections to the critical
habitat features essential to the sawfish's conservation, resulting in
project modifications where existing laws would not require such
modifications.
Comment 9: A commenter stated that we did not need to protect
habitat for the smalltooth sawfish because the Florida net ban has
eliminated deaths from bycatch.
Response: Florida voters approved a constitutional amendment
banning the usage of most types of inshore nets in 1995. The net ban is
extremely important in addressing a major threat to smalltooth sawfish,
because their saws become entangled in the nets, and fishers often
killed and/or removed the saw from captured animals. The net ban
eliminated a great deal of smalltooth sawfish bycatch; however, the
species is still caught as bycatch in several fisheries (shrimp
trawling, bottom long-line fisheries, etc.). In addition to measures to
prevent or limit take of listed species, the ESA requires NMFS to
designate areas that meet the statute's definition of critical habitat,
with discretion to consider excluding certain areas from a designation
based on specific findings about the costs and benefits of a
designation. As stated in the proposed rule, juvenile smalltooth
sawfish use highly specific nearshore areas as nursery areas for the
first several years of their lives, where vulnerable juveniles find
protection from predators and ample food resources for early stage
growth. In the areas we have identified as existing nursery areas,
juvenile sawfish need several essential physical and biological
features: red mangroves and shallow, euryhaline habitats characterized
by water depths between the Mean High Water line and 3 ft (0.9 m)
measured at Mean Lower Low Water. These features are essential to the
conservation of the species because they support the key conservation
function of facilitating recruitment of juveniles into the adult
population. This conservation objective is not accomplished by the
inshore net ban.
Comment 10: A commenter stated they are concerned about the length
of time it takes to complete section 7 consultations under the ESA,
that NMFS takes a long time to complete section 7 consultation, and
that these times will increase with designation of critical habitat.
Response: Federal agencies are currently required to consult on
actions that may affect the fish, including in the areas proposed for
designation, in order to ensure their actions are not likely to
jeopardize the continued existence of the species. Designated critical
habitat does require a second, distinct analysis of potential effects
of Federal actions: Federal agencies must ensure their actions are not
likely to destroy or adversely modify critical habitat. Our analysis of
impacts of the designation indicates that the designation will not
require consultations for categories of Federal actions that are not
already subject to consultation to avoid jeopardizing the species.
Delays can occur during the section 7 review
[[Page 45359]]
process when NMFS is lacking the pertinent information needed to
determine the effects on a species or its designated critical habitat.
NMFS does not expect delays in the section 7 consultation process if we
receive the necessary information to complete our analysis of the
effects on the species and/or designated critical habitat. We will also
work with interested Federal agencies to evaluate whether streamlined
section 7 consultation procedures can be adapted for evaluating Federal
actions that may affect the smalltooth sawfish, its designated critical
habitat, or both.
Comment 11: A commenter stated that since existing critical habitat
for the American crocodile provides protection for the smalltooth
sawfish, the proposed rule has overlapping protections and asked us how
we would deal with the overlapping protections.
Response: This is not correct. Smalltooth sawfish may use some of
the same habitats utilized by the American crocodile along the
Everglades coast, but the critical habitat designation and the listing
protections for the American crocodile are established to promote the
recovery and conservation of that species specifically. American
crocodile designated critical habitat does not protect the physical and
biological features essential for the conservation of the smalltooth
sawfish. The U.S. Fish and Wildlife Service (FWS) has jurisdiction over
the American crocodile, and NMFS has jurisdiction over the smalltooth
sawfish. NMFS and FWS will consult under section 7 of the ESA for their
respective species even though the critical habitat designation may
over-lap geographically.
D. Comments on the Critical Habitat Boundaries and Areas Included or
Omitted From the Designation
Comment 12: One commenter suggested we used arbitrary boundaries
(e.g., roads, county lines, etc.) in establishing the unit boundaries
and suggested we should instead use habitat-based boundaries (e.g.,
creeks and mangroves). The commenter also suggested we include entire
creeks and canal systems that are accessible to smalltooth sawfish near
the proposed Charlotte Harbor Estuary Unit. The commenter proposed four
specific changes in this regard: (1) The boundary located near the
Myakka River should be moved up-river where the mangroves end at
approximately 27[deg]4.500[min] N; (2) the boundary near Harborview
Road, U.S. 41, and SR 776 should include Shell Creek extending to the
dam and upriver to 27[deg]4.500[sec] N; (3) The southern extent of the
Charlotte Harbor Estuary Unit boundary should be Wiggins Pass/
Calcohatchee River instead of the Charlotte/Lee County line; and (4)
``back bay'' boundaries should include entire creek and canal systems
in the Charlotte Harbor Estuary Unit.
Response: We elected not to make the requested changes to the unit
boundaries. The boundaries were chosen by first applying the Heupel et
al. (2007) model for defining nursery areas to the juvenile sawfish
encounter data. After broad areas being used as nursery areas were
identified, the essential physical and biological features within these
nursery areas were identified. The boundaries of the critical habitat
units were identified in accordance with our regulations at 50 CFR
424.02(c), using reference points and lines on topographic maps to
describe the specific boundaries of the nursery areas. Roads, man-made
structures, and county line or park boundaries were used instead of
habitat boundaries (e.g., extent of red mangroves or entire creek
systems) because they are easily identifiable by the public and because
they represent the boundaries of the nursery areas.
Comment 13: A commenter suggested we consider expanding the
critical habitat designation to include unoccupied areas that could be
essential to the species' conservation, and noted that the species used
to be found in coastal areas as far distant from peninsular Florida as
New York and Texas.
Response: ESA section 3(5)(A)(ii) defines critical habitat to
include specific areas outside the geographical area occupied at the
time of listing if the areas are determined by the Secretary to be
essential for the conservation of the species. Regulations at 50 CFR
424.12(e) specify that we shall designate as critical habitat areas
outside the geographical area presently occupied by a species only when
a designation limited to its present range would be inadequate to
ensure the conservation of the species. Habitat-based recovery criteria
in the recovery plan suggest areas outside the current occupied range
may be important to the species' recovery. However, based on the best
available information, we cannot identify unoccupied areas that are
currently essential to the conservation of the species. If information
on essential features or habitats for the species becomes available, we
will consider revising this critical habitat designation.
Comment 14: A commenter suggested we include Estero Bay to Marco
Island in the critical habitat designation because the area contains
the essential features, and the areas are connected to the Charlotte
Harbor Estuary Unit and the Ten Thousand Islands/Everglades Unit.
Response: Areas within Estero Bay and Marco Island do contain some
of the essential features described within the proposed critical
habitat designation; however, red mangroves are much sparser and
salinity is much more fully marine than in the designated units. We
determined that this area between the designated units does not meet
the definition of a nursery area for sawfish, and that juvenile sawfish
are not likely to use the area to travel between the two designated
nursery areas. Juvenile smalltooth sawfish are rarely encountered
within these areas, and juvenile encounters in the area do not have a
higher density than the mean density outside the area. Encounter data
do not indicate juveniles repeatedly use the area over years, and no
site fidelity pattern exists in the area. If new data indicate these
areas are indeed nursery areas, we will consider revising the critical
habitat designation.
Comment 15: A commenter stated the scope of the designation is too
broad and includes habitats that are not shallow or near mangrove
roots. Two other commenters suggested the designation should be limited
to targeted areas where NMFS has documented specific use of the areas.
Response: As stated in the proposed rule, the features can be found
unevenly dispersed throughout the proposed critical habitat boundaries.
Limits on existing mapping methodologies make it infeasible to define
the specific areas more finely than described herein. Therefore, there
are locations within the critical habitat boundaries where the
essential features do not exist (e.g., deep water areas). The
regulatory impact of the critical habitat designation, however, flows
entirely from the requirement to consult on Federal actions that may
affect the critical habitat's essential features. If an action only
impacts locations which do not contain either essential feature, the
action would pose no effect to the critical habitat, and no section 7
consultation would be required. We also believe that limiting the
designation to areas where use has been documented at a specific place
and time would not be an appropriate application of the ESA. Single
encounter points would not encompass the full home ranges used by
juveniles. Moreover, the ESA requires designation of critical habitat
containing features essential to a species' conservation, and thus
contemplates inclusion of areas containing features necessary for
population growth.
[[Page 45360]]
Further, the available information on sawfish almost certainly does not
document the existence of every juvenile using the nursery areas. We
therefore disagree that the scope is too broad: the units are
appropriately defined as the areas containing (but not composed
entirely of) the essential features, and there is no regulatory impact
of including embedded locations without the essential features.
E. Comment on Essential Features
Comment 16: A commenter stated they had never seen seagrasses in
the Cape Coral canals and could not understand why NMFS identified
seagrasses as an essential component of the critical habitat.
Response: Seagrasses are not an essential feature of the critical
habitat.
F. Comments on the Draft 4(b)(2) Report and the Analysis of Economic
Impacts
Comment 17: One commenter noted an error in the Draft 4(b)(2)
Report in the estimated values for mangrove-dependent fish species for
2005.
Response: NMFS acknowledges that these calculations were
inaccurate, and they have been corrected in the Final 4(b)(2) Report.
The value in the ``Pounds'' column label was listed in 1,000s of pounds
but actually represented pounds. We removed the 1,000 from the column,
and the column now reflects the correct poundage of landings.
Additionally, the commenter noticed an error in the ``Value'' column
which also indicated the values were in thousands of dollars. We
corrected the errors in Tables 5, 7, 9, and 11 to reflect the correct
values for both ``Pounds'' and ``Value.''
Comment 18: Several commenters expressed unspecific concerns about
potential economic impacts on communities and quality of life expected
from the designation. A few commenters stated that NMFS did not address
the economic impacts on the marine construction, real estate, and
residential construction industries in the proposed rule and asked why
the economic impacts cannot be more precisely measured.
Response: The 4(b)(2) Report identifies and analyzes the expected
economic impacts, including monetary costs on marine construction
activities where feasible, associated with the proposed rule. Federal
guidance on estimating the costs and benefits of proposed rules allows
presenting economic impacts in qualitative metrics if monetization is
not feasible or reliable (EO 12866). Administrative costs to Federal
and third parties (e.g., permit applicants) expected to result from ESA
section 7 consultations required by the designation were estimated by
projecting the number of future consultations associated with the
proposed rule. Projected future costs resulting from potential project
modifications that may be required to avoid destruction or adverse
modification of the designated critical habitat cannot be determined
with any certainty given the uncertainty in, among other things,
predicting the precise location and scope of future projects. The total
incremental administrative costs for Unit 1 are estimated to range from
$1,039,500 to $1,386,000 (depending on complexity of the consultation)
over the 10-year planning period. The total incremental administrative
costs for Unit 2 are estimated to range from $108,000 to $144,000
(depending on complexity of the consultation) over the 10-year planning
period. Most of these costs will be borne by Federal agencies involved
in ESA section 7 consultation; maximum total projected administrative
costs to third parties (e.g., permit applicants) due to all 85 future
consultations are estimated to be $136,200 to $170,000 over the next 10
years. The commenters did not provide us with specific information to
determine any other potential future economic impacts from the proposed
rule. We believe the 4(b)(2) Report provides the best information on
predicting future section 7 consultation economic costs from the final
rule. We have also responded to concerns about the rule's potential to
impact specific existing activities in affected communities in the
following section.
Comment 19: One commenter stated that the analysis of potential
economic impacts to single-family dock construction/repair projects
identified in the 4(b)(2) report is inadequate because we did not
identify costs for some of the potential project modifications that
might be recommended to dock projects during section 7 consultation.
The commenter stated that it is inappropriate for NMFS to decide not to
consider exclusions from Unit 1 due to economic impacts in the absence
of such information. The commenter suggested we could estimate economic
impacts associated with the ``average percentage decrease in number of
docks constructed per year due to time delays associated with the
consultation process and as well as the percentage decrease in cost for
construction due to reduced size.''
Response: As we have explained in the rule and 4(b)(2) report,
specific costs that may result from project modifications recommended
by NMFS to avoid destruction or adverse modification of critical
habitat cannot be determined in all instances because such costs are
highly variable and depend on such unknown future variables as the
specific scope and location of future projects. We think the
commenter's suggested surrogate for future economic impacts associated
with costs of dock project modifications would be too speculative.
Further, a measure of the costs to third parties such as dock permit
applicants from participation in the consultation process is provided
in the 4(b)(2) report; this would include any costs due to delays. As
stated in the rule and 4(b)(2) report, we believe the information
available to project the numbers, types, and distribution of potential
future Federal actions that may trigger ESA section 7 consultation, and
identify the types of potential project modifications often associated
with these types of projects, provides a reasonable basis for
evaluating potential economic impacts of the designation, even though
some of the impacts are only qualitatively identified. Our assessment
projects that a limited scope of impacts will result from the
designation (about 8 consultations per year in Unit 1). Consultation
would be required for those projects even in the absence of the
critical habitat designation, to protect the sawfish. Finally, the
conservative approach to the assessment likely overestimates numbers of
formal consultations and project modifications that may be required. On
these bases, we do not believe evidence of economic impacts warrants
our exercise of our discretion to consider excluding areas from the
designation.
Comment 20: One commenter stated that the rule has the potential to
impact private property rights in dock/seawall replacement permits or
new permits, and in dredging of canals to the extent that may
constitute a taking of private property.
Response: The takings implications of the rule were evaluated. The
rule will not result in a physical invasion of private property, or a
complete denial of all use or value of any private property interest.
Based on the importance of the societal interest in designating
critical habitat for endangered species, and the limited nature of
impacts to private property that may result from the designation
identified in the 4(b)(2) report, we determined that the designation
will not result in a regulatory taking of private property.
Comment 21: One commenter stated that we did not justify nor
provide documentation for our conclusion that secondary costs to local
or regional
[[Page 45361]]
economies are unlikely to result from the designation.
Response: We disagree. We believe the 4(b)(2) impacts report
supports our determination that impacts to the scale that affects local
or regional economies are not likely to result from the designation. We
do not expect measurable reductions in regional revenues or employment
or growth to result from the types of project modifications that may be
required to federally permitted actions to avoid destruction or adverse
modification of critical habitat. We received no information to the
contrary from this or other commenters, including Federal agencies most
likely to be required to consult with NMFS as a result of the
designation. We contacted relevant planning agencies in developing our
impacts report, and received no reports of planned projects or
developments over the next 10 years that would require ESA consultation
and that would be of a scale to have impacts on local or regional
economies if they required modifications due to the critical habitat
designation.
G. Comments on Potential Impacts of the Designation on Ongoing
Activities
Comment 22: The U.S. Army Corps of Engineers (ACOE) requested we
exclude authorized Federal channels (Gordon Pass/Naples to Big Marco,
Key West Harbor, Everglades Harbor, Largo Sound, Charlotte Harbor, Key
West Bight & Garrison Bight, Ft. Myers Beach/Matanzas Pass, and the
Intracoastal Waterway Caloosahatchee River to Anclote River) and
existing residential canals from the critical habitat designation. Two
municipalities also requested that residential canals and waterways in
their boundaries be excluded where these systems are maintained at
depths greater than 3 ft. (0.9 m) at MLLW, and do not provide the
essential features. Several commenters requested exemptions for
dredging of channels or canals in existence at the time of the
designation.
Response: Exclusions from a critical habitat designation may be
proper where the benefits of exclusion outweigh the benefits of
inclusion of areas in a designation. Exclusions are not applicable to
areas, like those proposed by the ACOE, which will not be impacted by
the designation because they do not provide the essential features of
critical habitat and will not require section 7 consultation for
activities in those areas. As stated in the proposed rule, all existing
man-made structures such as boat ramps, docks, pilings, maintained
channels or marinas that do not provide the essential features that are
essential to the species' conservation are not part of this
designation. The three existing federally authorized channels located
within the proposed designation are the Charlotte Harbor, Ft. Myers
Beach (Matanzas Pass), and portions of the Intracoastal Waterway in the
Caloosahatchee River. These existing Federal channels have been
authorized to be dredged and maintained to depths greater than 3 ft
(0.9 m) at MLLW. The channels may contain the euryhaline component of
the shallow habitat essential feature, but they do not contain the
water depth component, or the red mangrove essential feature, and thus
would not be impacted by the designation. This also applies to
residential canals, or portions of these canals, that have been
authorized and dredged and maintained to depths greater than 3 ft (0.9
m) at MLLW. However, it is also important to note that the edges or
banks of maintained channels or canals outside the footprint authorized
to be dredged and maintained, may provide the essential features.
Comment 23: The ACOE requested a description of what is considered
a maintained channel.
Response: We consider a maintained channel to be a channel that is
dredged periodically, as necessary, to maintain its original authorized
dimensions (depth, width, etc.).
Comment 24: Several commenters expressed concern that the
designation of smalltooth sawfish critical habitat would prohibit
marine construction or maintenance of existing private or public
infrastructure (i.e., maintenance dredging, docks, piers, jetties, boat
ramps and seawalls etc.).
Response: If a proposed project authorized, funded, or carried out
by a Federal agency includes construction of a new structure, and the
structure may affect a listed species or its designated critical
habitat, the standard ESA section 7 consultation requirement would
apply. Proposed projects may require modifications, if they would
destroy or adversely modify critical habitat. Projects would only be
prohibited if there were no modifications or alternatives to the
proposed project that would avoid destruction or adverse modification
of critical habitat. If future projects in the areas covered by the
designation are similar in nature as past activities, based on our
analysis of impacts, we believe modifications should be available t